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H I G H L I G H T S
a r t i c l e i n f o a b s t r a c t
Article history: Energy is required to sustain life. A human-centered analysis of the worldwide energy situation is
Received 8 December 2011 conducted in terms of quality of life-related variables that are affected, but not directly determined,
Accepted 22 June 2012 by energy consumption. Data since 1980 show a continuous global increase in both energy consump-
Available online 15 July 2012
tion and quality of life, and lower population growth in countries with higher quality of life. Based on
Keywords: these trends, we advance non-linear energy consumption predictions and identify various plausible
Energy conservation scenarios to optimally steer future energy demands, in order to maximize quality of life. The scenarios
Quality of life consider the coupling between energy consumption rate per capita, quality of life, population growth,
Energy consumption social inequality, and governments’ energy-for-life efficiency. The results show the energy cost of
increasing quality of life in the developing world, energy savings that can be realized by limiting
overconsumption without impacting quality of life, and the role of governments on increasing energy-
for-life efficiency and reducing social inequality.
& 2012 Elsevier Ltd. All rights reserved.
0301-4215/$ - see front matter & 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.enpol.2012.06.051
C. Pasten, J.C. Santamarina / Energy Policy 49 (2012) 468–476 469
WA [%]
indicators and combine them to define the simplest quality of 50
life index QL that best predicts the energy consumption rate per
capita. Then, we use the new index to trace global energy 1 5
consumption trends and to explore the relationship between 0
quality of life and population growth. Finally, we anticipate future
energy demands based on current trends and explore the effects
of various realizable scenarios. (0.827)
80
LE [years]
60
2. New quality of life index in view of energy needs
IM [deaths/103 born]
Meadows and Randers (Meadows et al., 2004), and the quality
100
of life index of the Economist Intelligence Unit (EIU, 2007) have
been proposed to compare societies and to quantify their
improvements. All these indices consider income, which inher- 10
ently biases the indices to show a high correlation with energy
consumption, as will be discussed later on. (0.845)
1
with the energy consumption rate, whereas infant mortality The constants a, b, g, d, e, and j are determined by error
decreases. Indices are sorted by the correlation coefficient shown minimization (note: we considered L1, L2, and LN norms; results
in parentheses; the range in infant mortality and gross national presented here are based on the least squares L2 norm).
income exceeds two orders of magnitude, so the correlation Following Ockham’s criterion, we seek to identify the smallest
coefficient is calculated with the logarithm of the indices. variable set without compromising predictability. The linear
Two threshold values can be identified in the figure. First, an combination of life expectancy LE and mean years of schooling
energy consumption rate of 1 kW/person can ensure access to MYS correlates with the logarithm of the measured energy
drinking water and electricity, a high life expectancy, and low consumption rate per capita almost as highly as any other
infant mortality. Second, consumption in excess of 5 kW/person combination of the four variables (in part due to correlations
is not needed to attain the highest values of the quality of life among the variables). Due to simplicity and historical data
indicators. These energy thresholds reflect today’s technology and availability, these two variables are adopted to define the new
will decrease with the development of new energy-oriented quality of life index
technology.
LE MYS
Q L ¼ 0:072 þ 0:310 2:16: ð3Þ
yrs yrs
2.2. Quality of life index The coefficients are adopted such that the maximum quality of
life index QLmax ¼10 corresponds to a life expectancy LEmax ¼ 100
Let’s identify the quality of life index QL that both combines years and mean years of schooling MYSmax ¼16 years, and the
quality of life-related variables, WA, LE, IM, and MYS, and exhibits minimum quality of life index QLmin ¼0 corresponds to LEmin ¼30
the strongest correlation with the measured energy consumption years and MYSmin ¼0 years (note that this quality of life index can
rate per capita. Since consumption ranges over more than three be computed for an individual or group). The best and worst life
orders of magnitude between countries, the sought index is the expectancy and education statistics can be used to estimate the
best predictor of the logarithm of the energy consumption rate. maximum and minimum quality of life attained in 2010:
Linear and factorial combinations are explored: LEmax ¼ 83.2 years (Japan) and MYSmax ¼12.6 years (Norway) give
QLmax ¼7.7, whereas LEmin ¼ 44.6 years (Afghanistan) and
LE IM MYS MYSmin ¼ 1.2 years (Mozambique) combine to produce QLmin ¼1.4.
Q L ¼ a WA þ b þ g log þd þe
yrs deaths=1000born yrs
ð1Þ
2.3. Correlation between the quality of life index and energy
consumption rate
LE IM MYS 1=4
Q L ¼ WA log þ j:
yrs deaths=1000born yrs
Fig. 2 shows the quality of life index plotted as a function of the
ð2Þ logarithm of the energy consumption rate per capita. The QL index
40 40
# Countries
Population
20 20 [%]
0 0 20 40
10
8 σ
Israel
Georgia
6
Sri Lanka
Saudi
QL
Arabia
Madagascar
4 South Africa
2
Mozambique
0
0.01 0.1 1 10 0 20 40
ECR [kW/person] # Countries
Fig. 2. Quality of life index QL and energy consumption rate per capita ECR. Data for 118 countries with populations larger than four million in 2005. The continuous line is
the mean trend; dashed lines show the plus and minus one standard deviation trends. Note: Distance is defined as d2 ¼ DQL2 þ[Dlog(ECR / [kW/person])]2.
C. Pasten, J.C. Santamarina / Energy Policy 49 (2012) 468–476 471
has a correlation coefficient cc¼0.902 with the logarithm of the 2005 to trace the evolution of selected countries. The mean trends for
energy consumption rate per capita in 118 countries with populations 1980 and 2010 plotted in Fig. 3 show a global increase in quality
larger than four million. For a given consumption, Eq. (3) suggests of life of about DQL¼1.2; this is the compounded effect of a
that a 4.3 year increase in life expectancy requires the same increase 7 years increase in life expectancy and 2.5 years increase in mean
in energy consumption as an additional year of schooling. years of schooling. Several countries have followed more decisive
Histograms in the figure show two groups. The first group of growth than the global trend. Complex trajectories in Fig. 3
30 countries with low energy consumption rates between 0.03 typically reflect political conflicts and social turmoil experienced
and 0.3 kW/person corresponds mainly to African and Asian during this 30-year period. For example, the civil war in Rwanda
countries; their QL index ranges between 1.5 and 4.0. The second from 1990 to 1994 corresponds to a sharp decrease in its
group of 62 countries between 1 and 11 kW/person includes Latin QL index.
American countries in the lower end, and European and North
American countries towards the upper end; their QL index ranges
between 4.0 and 7.5.
Fig. 2 includes the mean plus-and-minus one standard deviation 3.1. Energy efficient growth
trends. Countries that plot below the mean minus one standard
deviation exhibit particularly inefficient energy use from a quality The increase in the quality of life index DQL normalized by the
of life perspective. This group includes high-energy-consumption change in energy consumption rate DECR [kW/person] is a
countries, such as Saudi Arabia, Russia, Libya, Belarus, Iran, and measure of life-oriented energy efficient growth. Based on this
South Africa, and low-energy-consumption countries, such as concept, the efficiency angle a is defined as
Zimbabwe, Yemen, Angola, and Mozambique. In contrast, countries " #
that plot above the mean plus one standard deviation reflect their
DQ L
a ¼ tan1 : ð4Þ
ability to attain high quality of life standards for a given energy DECR= kW=pers
consumption rate. This group includes Israel and the Czech Repub-
lic (both with QL47), and Sri Lanka, the Philippines, Peru, Cuba, An increase in quality of life without an increase in energy
and Georgia (all with ECRo1.2 kW/person). consumption corresponds to a ¼901. Countries with low effi-
Currently, 15% of the world’s population consumes more than ciency angles use more energy per capita to attain similar
5 kW/person and accounts for 49% of the world’s total energy improvements in quality of life. Fig. 4 shows the efficiency angle
consumption. This excess consumption above that needed to calculated using increments of the energy consumption rate and
attain the highest levels of quality of life reflects prevailing the quality of life index in the 30-year period from 1980 to 2010.
lifestyles and cultural patterns. In contrast, 6% of the world’s Values of a are plotted versus the QL index and energy consump-
population lives under very precarious conditions and without tion rate in 2010. Countries with a 4901, such as Mozambique,
basic services, consuming less than 100 W/person (equivalent to a the Democratic Republic of the Congo, Libya, Cuba, and the United
healthy diet of 2000 kcal/day). These people rely on hunting, States, have increased their quality of life while decreasing their
agriculture, and wood for fuel and construction, all of which are energy consumption during these 30 years.
sustained by solar energy and natural processes. Mathematically, the linear trend in Fig. 3 QL¼aEC þbEC log
(ECR/[kW/person]) can be used to compute the angle as a ¼ tan 1
(dQL/dECR); which is superimposed on Fig. 4b. Results show that
3. Historical trends – analysis the energy required to raise the quality of life increases with the
energy consumption rate per capita. In other words, a small
The quality of life index computed with Eq. (3), using data increase in energy use in countries with low energy consumption
available for several decades, allows us to assess global trends and can result in a large increase in their QL index.
10
ECR
5.1 + 1.9 ⋅ log
[kW/person ]
8 USA
Japan ECR
3.9 + 1.8 ⋅ log
Cuba [kW/person]
China
6
Sri Lanka
QL
Madagascar Libya
4
Brazil
2 India
Congo Dem.
Rwanda
0
0.01 0.1 1 10 100
ECR [kW/person]
Fig. 3. Evolution of quality of life index QL and energy consumption rate per capita ECR. The evolution of selected countries from 1980 to 2010 is shown in five-year
intervals. Lines show the mean trends in 1980 (calculated with 100 countries) and in 2010 (calculated with 119 countries).
472 C. Pasten, J.C. Santamarina / Energy Policy 49 (2012) 468–476
180
150
USA Increase in QL with
decreasing ECR
120 Mozambique
Cuba
α [º] Congo Dem. Libya
90 Increase in QL
Rwanda Sri Lanka with constant ECR
India Brazil World Average
60 QL
China Japan 2010
30 α
1980
ECR Constant QL with
0 increasing ECR
0 2 4 6 8 10 0.01 0.1 1 10
QL ECR [kW/person]
Fig. 4. Efficiency angle a versus (a) quality of life index QL and (b) energy consumption rate per capita ECR. The efficiency angle corresponds to the 30-year period between
1980 and 2010 (definition in the right pane insert). Values of the quality-of-life index and the energy consumption are for 2010. The 100 countries plotted have
populations larger than four million in 2010. The dashed trend corresponds to a ¼ tan 1(dQL/dECR) where QL ¼aEC þbEC log(ECR / [kW/person]).
individual countries in the 1980–2010 period has followed the Sri Lanka
10
global trend (Fig. 5). For instance, Brazil, China, India, and Japan
India
have experienced a steady decrease in population growth rate as
the quality of life increased since 1980. Several countries with a USA
low QL index, such as the Democratic Republic of the Congo,
China
experienced instability during this period and exhibited an
0 Cuba
inconsistent population growth pattern. The inverse correlation
between population growth and quality of life aggravates predic- Japan
tions of energy demands since a high increase in energy con-
sumption is expected in the developing world. Countries that
manage to improve their quality of life with a constant energy
-10
consumption rate per capita (i.e., a ¼901) will eventually lower
their total energy consumption as their populations stabilize. 0 2 4 6 8 10
QL
Fig. 5. Five-year population growth rate PG5 and quality of life index QL.
4. Scenarios: quality of life-centered energy consumption The evolution of selected countries from 1980 to 2010 is shown in five-year
predictions intervals. The corresponding quality-of-life index is the one at the beginning of the
period. Dots represent 119 countries with populations larger than four million in
the period 2005–2010. The line captures the global trend in the 30-year period
Predictions of energy consumption must consider the coupling
from 1980 to 2010.
between consumption, quality of life, and population growth.
Given the time delay in data availability, we select the year 2010
as the base year. The summation is extended to all countries where data is
A country’s rate of energy consumption is the product between available to calculate the quality of life index QLk. The global
its population P and its energy consumption rate per capita ECR; quality of life index in 2010 was QLglobal ¼5.0. Finally, 5-year
the global energy consumption rate is computed as a summation changes in population growth rate DPG5 [%] are related to changes
for all countries in the quality of life index DQL (see Eq. (5) and Fig. 5—note:
restrictions may apply):
X
ECRglobal ¼ ECRk P k : ð6Þ
k DPG5 ¼ 2:5 DQ L: ð8Þ
For the base year 2010, the global energy consumption rate Several scenarios are explored to identify strategies that
was ECRglobal ¼17 TW. Similarly, the global quality of life index is maximize global quality of life in terms of energy demands. The
calculated as computation algorithms and assumptions for all scenarios are
P summarized in Table 1. Equations listed above and the additional
Q Lk Pk
k
constrains imposed in these scenarios combine to render non-
Q Lglobal ¼ P : ð7Þ linear predictions; in all cases, 30-year predictions are computed
Pk
k by updating all variables every five years.
C. Pasten, J.C. Santamarina / Energy Policy 49 (2012) 468–476 473
Table 1
Algorithms for energy consumption scenarios.
Notes:
(a) acurr ¼ tan 1[(QL2010 QL1980)/(ECR2010 ECR1980)].
(b) ECRj þ 1 Z0.1 kW/person in scenarios 1 and 3.
(c) QL(ECRmin) ¼ aEC þbEClog(ECRmin) þ 2sbEC/(b2 þ 1)1/2.
aEC is the intercept, bEC is the slope, and s is the standard deviation of the perpendicular distance to the mean log(ECR) QL trend in the status-quo scenario for 2040.
(d) QLmax ¼ 10.
(e) bPG ¼ 2.5 is the slope of the QL PG5 trend in Fig. 5.
(f) j to j þ1 is a 5-year period.
4.1. Scenario 1: status quo in this scenario, the global quality of life index and the world
population evolve as in the status-quo scenario.
This scenario predicts the global energy consumption rate,
based on historical increments of energy consumption rate per
capita and the quality of life index. Since increments are very
4.3. Scenario 3: stimulating growth in the developing world
sensitive to short-term transients, both the change in energy
consumption rate DECR5 and the change in quality of life index
This scenario considers that the minimum energy consump-
DQL5 are considered as the average of the five-year increments
tion rate per capita in developing nations will increase to reach a
from 1980 to 2010. Extrapolation leads to unreasonable predic-
target value of ECRmin in the 30-year horizon. If a country’s energy
tions for a few countries. Although such anomalous predictions do
consumption rate is lower than ECRmin by 2040, its consumption
not affect the global result, we impose two limits: the maximum
is set to ECRmin. In addition, its quality of life index is set to the
quality of life index is limited to QLr10 and the minimum energy
value given by the status quo mean plus one standard deviation
consumption rate is restricted to ECRmin Z0.1 kW/person.
trend in 2040 at ECRmin. For all other countries, energy consump-
Fig. 6 shows the historical evolution and predictions of global
tion and quality of life index change according to the status-quo
energy consumption rate, quality of life index, and population for
scenario. Results in Fig. 7 show that raising the minimum energy
the status-quo scenario. Predictions by the International Energy
consumption rate ECRmin ¼1 kW/person increases the global
Agency (IEA, 2009), the US Energy Information Administration
energy consumption rate by 7% and the global quality of life
(EIA, 2010), the United Nations (UN, 2011c), and the US Census
index by 11% above the status-quo scenario, whereas the world
Bureau (USCB, 2011) are superimposed on the figure and are in
population is the same as in the status quo prediction.
close agreement with the values predicted under the status-quo
scenario in this study. The global energy consumption rate
increases to ECRglobal ¼25.5 TW (50% increase), the associated
global quality of life index increases to QLglobal ¼ 6.3 (26% 4.4. Scenario 4: improving energy-for-life efficiency
increase), and the population rises to Pglobal ¼8.9 billion (30%
increase) in 30 years. This scenario imposes a minimum energy use efficiency from a
quality of life standpoint, i.e., ‘‘energy-for-life efficiency.’’ Coun-
tries develop as in the status-quo scenario only if their efficiency
4.2. Scenario 2: limiting energy overspending angles are larger than amin [Eq. (4)]; otherwise, they are forced to
evolve with amin. The 5-year increment in energy consumption
This scenario limits the maximum energy consumption rate rate per capita DECR5 is the same as in the status-quo scenario
per capita to ECRmax in high-consumption countries. As demon- whereas the 5-year increment of the quality of life index DQL5 is
strated in previous sections, the energy consumption rate can be given by the efficiency angle and the consumption increment,
reduced to 5 kW/person without affecting the quality of life DQL5 ¼ DECR5 tana. Fig. 7 shows that the global energy consump-
index, and consequently the population growth rate. In this tion rate decreases from the status quo value as the efficiency
scenario, all countries change their energy consumption and angle increases. Eventually, efficiencies larger than a ¼811 lead to
quality of life index according to the status-quo scenario, but energy savings when compared to 2010 global consumption.
they are not allowed to exceed the selected ECRmax value in the The global quality of life index has a pronounced increase and
30-year horizon. Fig. 7 shows that the predicted global energy the global population a drastic decrease with efficiency angles
consumption rate in 2040 decreases sharply as ECRmax is lowered, larger than a ¼501. We note that 23 out of 110 countries
and it could be similar to 2010 global consumption if ECRmax is considered in Fig. 4 had efficiencies lower than a ¼501 in the
limited to 3.7 kW/person in all countries. Given the assumptions 1980–2010 period.
474 C. Pasten, J.C. Santamarina / Energy Policy 49 (2012) 468–476
8
4.7. Scenario 7: reducing social inequality
QLglobal
Scenario 3 Scenario 4
Scenario 2 Stimulating Growth in the Improving Energy-for-Life Scenario 5
Limiting Energy Overspending Developing World Efficiency Restricting Population Growth
30
ECRglobal [TW]
20
ECR2010 = 17 TW
15
8
QLglobal
4
10
Status Quo in 2040 = 8.9
Pglobal [billion]
8
P2010 = 6.8
6
0 5 10 15 20 0.0 0.5 1.0 1.5 0 30 60 90 0 5 10 15 20
ECRmax [kW/pers] ECRmin [kW/pers] αmin [ ] PG5-max [%]
Fig. 7. Predicted global energy consumption rate ECRglobal, global quality of life index QLglobal, and world population Pglobal under various development scenarios in 2040.
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