Professional Documents
Culture Documents
8
g. The Amount in Controversy Requirement
Notes and Questions
4. Federal Question Jurisdiction
a. Introductory Note
b. Narrow Interpretations of the Jurisdictional Statute
i. The Well-Pleaded Complaint Rule
Louisville & Nashville Railroad Co. v. Mottley
Notes and Questions
ii. Well-Pleaded Complaint Problems Raised by Declaratory
Judgments
iii. Centrality of the Federal Issue to the Claim
Grable & Sons Metal Products, Inc. v. Darue Engineering
& Manufacturing
Notes and Questions
5. Supplemental Jurisdiction
6. Removal Jurisdiction
Notes and Questions
Chapter 5 · Venue
A. Introduction and Integration
B. Local and Transitory Actions
C. State Venue Provisions
Maryland Code Annotated
Notes and Questions
D. Venue in Federal Court
The Basic Rules
Notes and Questions
Bates v. C & S Adjusters, Inc.
Notes and Questions
E. Change of Venue
1. Transfer of Civil Cases in State Courts
2. Transfer of Civil Actions in Federal Court
a. Where Can Cases Be Transferred?
b. Goldlawr Transfers
c. Choice of Law
d. Standard for Transfer Under §§ 1404 and 1406
e. The Effect of a Forum Selection Clause
f. Multidistrict Litigation
F. Forum non Conveniens
9
Piper Aircraft Co. v. Reyno
Notes and Questions
10
iii. The Common Counts
e. Heightened Specificity Requirements in Certain Cases
Leatherman v. Tarrant County
Notes and Questions
f. Pleading Inconsistent Facts and Alternative Theories
2. Voluntary Dismissal
Notes and Questions
3. Involuntary Dismissal
Notes and Questions
D. Defendant's Options in Response
1. Motions
Questions
2. The Answer
a. Responses to the Plaintiff's Allegations
i. Admissions
ii.. Denials
iii. Denials for Lack of Knowledge or Information
b. Affirmative Defenses
Notes and Questions
3. Claims by the Defendant
4. Failure to Respond: Default and Default Judgment
Notes and Questions
E. Amended Pleadings
1. Basic Principles Under Rule 15(a)
Notes and Questions
2. The Problem of Variance Under Rule 15(b)
Notes and Questions
3. Amendment and the Statute of Limitations Under Rule
15(c)
a. Amendment to Claims or Defenses
Marsh v. Coleman Company
Notes and Questions
b. Amendment Changing a Party
F. Supplemental Pleadings
G. Veracity in Pleading: Rule 11 and Other Devices
1. Rule 11
Model Rules of Professional Conduct
Notes and Questions
Rector v. Approved Federal Savings Bank
11
Notes and Questions
2. Other Sanctions
Chapter 8 · Discovery
A. Introduction and Integration
B. Required Disclosures
1. Required Initial Disclosures (Rule 26(a)(1))
Questions
2. Required Disclosures Concerning Expert Witnesses (Rule
26(a)(2))
3. Required Pretrial Disclosures (Rule 26(a)(3))
C. Discovery Tools
1. Depositions (Rules 30, 31)
Questions
2. Interrogatories (Rule 33)
Questions
3. Production of Documents and Things (Rule 34)
Questions
4. Medical Examination (Rule 35)
Questions
5. Requests for Admission (Rule 36)
Questions
6. Practice Problem
D. Scope of Discovery
1. General Scope
a. “Relevant to a claim or defense.”
United Oil Co. v. Parts Associates, Inc.
Questions
b. “Nonprivileged.”
c. “Proportional.”
2. Issues Concerning Discovery of ESI
Zubulake v. UBS Warburg LLC
Notes and Questions
3. Work Product
Hickman v. Taylor
Notes and Questions
4. Experts
Ager v. Jane C. Stormont Hospital & Training School for
Nurses
Notes and Questions
12
5. Discovery in the International Context
6. Review Problem
E. Timing and Pretrial Disclosures, Conferences, and Orders
1. Timing
2. Pretrial Conferences and Orders
F. Sanctions
Washington State Physicians Insurance Exchange &
Association v. Fisons Corp.
Notes and Questions
13
Notes and Questions
2. New Trials
Dadurian v. Underwriters at Lloyd's of London
Notes and Questions
3. Other Techniques for Controlling Juries
a. Admissibility of Evidence
b. Jury Instructions
c. Form of the Verdict
d. Judicial Comment
e. Juror Misconduct
14
Notes and Questions
D. Federal Common Law
E. Federal Law in State Court
Chapter 11 · The Preclusion Doctrines
A. Introduction and Integration
B. Claim Preclusion
1. Scope of a Claim
a. In General
Carter v. Hinkle
Notes and Questions
b. Contract Cases
2. Parties or Persons in Privity
a. Who Can Be Bound?
Taylor v. Sturgell
Notes and Questions
b. Configuration of the Parties
Notes and Questions
3. Valid, Final Judgment on the Merits
a. Validity
b. Finality
c. On the Merits
Notes and Questions
4. Exceptions to the Operation of Claim Preclusion
Notes and Questions
C. Issue Preclusion
1. Same Issue Litigated and Determined
Cromwell v. County of Sac
Notes and Questions
2. Issue Determined Was Essential to the Judgment
Rios v. Davis
Notes and Questions
3. Valid, Final Judgment on the Merits
4. Against Whom Can Issue Preclusion Be Asserted?
Notes and Questions
5. By Whom Can Issue Preclusion Be Asserted?
a. Mutuality and Exceptions
b. Rejection of Mutuality for Defensive Use
Notes and Questions
15
c. Rejection of Mutuality for Offensive Use
Parklane Hosiery Co. v. Shore
Notes and Questions
5. Exceptions to the Operation of Issue Preclusion
Notes and Questions
D. Problems of Federalism
1. State-to-State
2. State-to-Federal
3. Federal-to-State
4. Federal-to-Federal
16
ii. Jurisdictional Aspects
2. Crossclaims
a. Procedural Aspects
Notes and Questions
b. Jurisdictional Aspects
Notes and Questions
F. Overriding Plaintiff's Party Structure
1. Impleader (Third-Party Practice)
a. Procedural Aspects
Markvicka v. Brodhead-Garrett Co.
Notes and Questions
b. Jurisdictional Aspects
Owen Equipment & Erection Co. v. Kroger
Notes and Questions
2. Compulsory Joinder (Necessary and Indispensable Parties)
a. Procedural Aspects
Haas v. Jefferson National Bank
Temple v. Synthes Corp.
Notes and Questions
b. Jurisdictional Aspects
Notes and Questions
3. Intervention
a. Procedural Aspects
Notes and Questions
b. Jurisdictional Aspects
Notes and Questions
17
1. Background
2. Policy and Ethical Issues
3. Constitutional Considerations
Hansberry v. Lee
Notes and Questions
4. Practice Under Federal Rule 23
a. Background
b. Filing and Certification of a Class Action
c. Requirements for Certification Under Rule 23
i. Prerequisites of Rule 23(a)
Notes and Questions
ii. Types of Class Actions Under Rule 23(b)
Notes and Questions
d. Notice to Class Members of the Pendency of the Action
Notes and Questions
e. Court's Role in Dismissal and Settlement
5. Subject Matter Jurisdiction
Exxon Mobil Corp. v. Allapattah Services
Notes and Questions
Note on Jurisdiction Under CAFA
6. Personal Jurisdiction
Notes and Questions
18
C. Appeals in State Courts
D. Standards of Review
Notes and Questions
E. Review of Judgments Outside of the Appeal Process
Chapter 15 · Alternative Models of Dispute Resolution
A. Introduction and Integration
B. Models of Greater Judicial Control
John H. Langbein, The German Advantage in Civil
Procedure
Notes and Questions
Sempier v. Johnson & Higgins
Notes and Questions
C. Models of Non-Judicial Resolution
1. Brief Overview
2. Court-Annexed Versus Contractual ADR
3. Expansion of Contractual Arbitration
4. Dispute Resolution Without Adjudication
Hiroshi Wagatsuma & Arthur Rosett, The Implications of
Apology: Law and Culture in Japan and in the United States
Notes and Questions
Table of Cases
Table of Scholarly Commentary
Index
19
Preface
20
related issues of preclusion. Covering pleading and discovery back-to-
back highlights that they are both methods of information exchange. The
chapter on adjudication includes both summary judgment and judgment as
a matter of law. We place the Erie chapter after the chapter on
adjudication. We believe students may better understand Gasperini if they
have studied Rule 59.
Next are three chapters on preclusion and joinder. We view them as a
unit on “packaging” of litigation. We begin with preclusion. That chapter,
which explores the goals of efficiency and finality, lays the foundation for
the joinder chapters. Although we introduce supplemental jurisdiction
briefly in the chapter on subject matter jurisdiction, we defer detailed
analysis until the joinder chapters. This seems particularly necessary
because students cannot understand § 1367 without first studying the
joinder rules. Following joinder, we address appeals.
This course stresses civil procedure as part of the litigation process—a
publicly funded system of dispute resolution. We feel that students should
consider whether the litigation system is a good way to resolve disputes.
The last chapter of the book raises questions about alternative dispute
resolution and comparative law. We feel that these issues are well treated
at the end of the course, after the students have seen the litigation process
fully.
Recent years have seen remarkable change in civil procedure. Much of
this has been generated by the Supreme Court. In 2011, the Court returned
to personal jurisdiction for the first time since 1990 with two major
decisions: J. McIntyre Machinery Ltd. v. Nicastro, 131 S. Ct. 2780 (2011),
which embraced a cramped view of specific jurisdiction, and Goodyear
Dunlop Tires Operations, S.A. v. Brown, 131 S. Ct. 2846 (2011), which
suggested major retrenchment in general jurisdiction. The Court
confirmed the retrenchment of general jurisdiction in Daimler AG v.
Bauman, 134 S. Ct. 746 (2014) and offered its first discussion since 1984
of “effects” jurisdiction with Walden v. Fiore, 134 S. Ct. 1115 (2014). In
subject matter jurisdiction, the Court refined federal question jurisdiction
over state-law claims in Gunn v. Minton, 133 S. Ct. 1059 (2013) and
clarified removal procedure in Dart Cherokee Basin Operating Co., LLC,
v. Owens, 135 S. Ct. 547 (2014). Atlantic Marine Construction Co., Inc.
v. U.S. District Court, 134 S. Ct. 568 (2013), is a major decision
concerning enforceability of forum selection clauses through transfer
under 28 U.S.C. § 1404(a). In pleadings, the Court makes an important
distinction between legal and factual sufficiency in Johnson v. City of
Shelby, 134 S. Ct. 346 (2014), which may moderate the impact of
21
Twombly and Iqbal. In Tolan v. Cotton, 134 S. Ct. 1861 (2014), the Court
appears to give force to the hackneyed saying that a judge ruling on
summary judgment must view evidence in the light most favorable to the
nonmoving party.
The Court has continued its remarkable interest in the class action.
Comcast Corp. v. Behrend, 133 S. Ct. 1426 (2013) is an important
decision concerning certification of damages classes under Rule 23(b)(3).
On the heels of Wal-Mart Stores, Inc. v. Dukes, 131 S. Ct. 2541 (2011), it
front-loads a great deal of litigation into the certification stage. Yet, in
securities fraud cases, the Court has rejected some efforts to require
substantive showings at the certification stage. See, e.g., Amgen v.
Connecticut Retirement Plans, 133 S. Ct. 1184 (2013). The Court has also
continued its embrace of arbitration. In American Express Co. v. Italian
Colors Restaurant, 133 S. Ct. 2304 (2013), it upheld a form contractual
waiver of class arbitration even though the cost of pursuing individual
litigation would be prohibitive. The decision, following AT&T Mobility
LLC v. Concepcion, 131 S. Ct. 1740 (2011), which reached the same
conclusion in a consumer class action, raises significant questions of
access to justice.
The Rules Advisory Committee has been active as well. This edition
addresses the amendments going into effect December 1, 2015. Principal
among these is the change to the scope of discoverability, which moves
“proportionality” to center stage as part of the definition of what
information may be discovered. Reflecting its increasing importance, we
have expanded the discussion of discovery of electronically stored
information, ESI, including the newly-promulgated version of Rule 36(e)
regarding preservation of ESI.
Finally, though Congress has not been active in federal jurisdiction or
procedure in recent years, its broad changes to removal jurisdiction and
venue in the Jurisdiction and Venue Clarification Act of 2011 have now
generated case law worthy of discussion in this edition. In particular, we
note the emerging split of authority regarding whether the legislative
abolition of the “local action” rule affected venue or subject matter
jurisdiction.
Notes on Form
We indicate textual deletions from opinions and other materials by “* *
*.” We have not noted deletions of citations from opinions. Our additions
to cases are enclosed in brackets. Our footnotes are denoted by asterisks.
We have retained the original numbering of footnotes appearing in
22
opinions. We have adopted a short form of citing the several classic
treatises to which we refer throughout the book. With apologies to the
contributing authors on the two standard multi-volume treatises, we refer
to them, respectively, as MOORE'S FEDERAL PRACTICE AND WRIGHT &
MILLER, FEDERAL PRACTICE AND PROCEDURE. CHARLES ALAN
WRIGHT & MARY KAY KANE, LAW OF FEDERAL COURTS (7th ed.
2011) is cited WRIGHT & KANE, FEDERAL COURTS; and RICHARD D.
FREER, CIVIL PROCEDURE (3d ed. 2012) is cited FREER, CIVIL
PROCEDURE.
23
Acknowledgments
24
following copyright holders to quote material contained in the book. Any
errors that occurred in editing or reprinting are our responsibility, not that
of the copyright holder:
Hoffman, Morris, Ten Trial Mistakes, The Docket, Spring 1994 at 10.
Copyright © 1994 by the National Institute for Trial Advocacy. Reprinted
by permission.
Langbein, John, The German Advantage in Civil Procedure, 52 U. Chi.
L. Rev. 823-866 (1985). Copyright © 1985 by the University of Chicago.
Reprinted by permission.
Mezibov, Marc, and H. Louis Sirkin, The Mapplethorpe Obscenity
Trial, Litig., Summer 1992, at 12, 13-15, 71. Copyright © 1992 by the
American Bar Association. Reprinted by permission.
Wagatsuma, Hiroshi, and Arthur Rosett, The Implications of Apology:
Law and Culture in Japan and the United States, 20 Law and Society
Review 461-495 (1986). Copyright © 1986 by the Law and Society
Association. Reprinted by permission.
25
Another random document with
no related content on Scribd:
⅓ cup soft shortening
1 cup brown sugar
1½ cups black molasses
Stir in ...
Stir in ...
Chill dough. Roll out very thick (½″). Cut with 2½″ round cutter. Place
far apart on lightly greased baking sheet. Bake until, when touched
lightly with finger, no imprint remains.
temperature: 350° (mod. oven).
time: Bake 15 to 18 min.
amount: 2⅔ doz. fat, puffy 2½″ cookies.
FROSTED GINGIES
Follow recipe above—and frost when cool with Simple White Icing
(recipe below).
GINGERBREAD BOYS
Make holidays gayer than ever.
Follow recipe above—and mix in 1 more cup sifted GOLD MEDAL
Flour. Chill dough. Roll out very thick (½″). Grease cardboard
gingerbread boy pattern, place on the dough, and cut around it with
a sharp knife. Or use a gingerbread boy cutter. With a pancake
turner, carefully transfer gingerbread boys to lightly greased baking
sheet. Press raisins into dough for eyes, nose, mouth, and shoe and
cuff buttons. Use bits of candied cherries or red gum drops for coat
buttons; strips of citron for tie. Bake. Cool slightly, then carefully
remove from baking sheet. With white icing, make outlines for collar,
cuffs, belt, and shoes.
amount: About 12 Gingerbread Boys.
1 cup molasses
½ cup shortening
1 tsp. soda
Chill dough. Roll out very thin (¹⁄₁₆″). Cut into desired shapes. Bake
until, when touched lightly, no imprint remains. (Over-baking gives a
bitter taste.)
temperature: 350° (mod. oven).
time: Bake 5 to 7 min.
amount: About 6 doz. 2½″ cookies.
Chill dough. Roll out thick (¼″). Cut into desired shapes. Place 1″
apart on lightly greased baking sheet. Bake until, when touched
lightly with finger, no imprint remains. When cool, ice and decorate
as desired.
temperature: 375° (quick mod. oven).
time: Bake 8 to 10 min.
amount: About 5 doz. 2½″ cookies.
LIGHT DOUGH
For bells, stockings, stars, wreaths, etc.
Follow recipe for Dark Dough above except substitute honey for
molasses, and granulated sugar for brown. Use 1 tsp. vanilla in
place of cinnamon and ginger.
TO DECORATE
Use recipe for Decorating Icing (p. 31) (thin the icing for spreading).
For decorating ideas, see picture on preceding page. Sugar in
coarse granules for decorating is available at bakery supply houses.
STARS
Cover with white icing. Sprinkle with sky blue sugar.
WREATHS
Cut with scalloped cutter ... using smaller
cutter for center. Cover with white icing.
Sprinkle with green sugar and decorate with clusters
of berries made of red icing—leaves of green icing—
to give the realistic effect of holly wreaths.
BELLS
Outline with red icing. Make clapper of red icing. (A
favorite with children.)
STOCKINGS
Sprinkle colored sugar on toes and heels before
baking. Or mark heels and toes of baked cookies
with icing of some contrasting color.
CHRISTMAS TREES
Spread with white icing ... then sprinkle with green sugar.
Decorate with silver dragées and tiny colored candies.
TOYS
(Drum, car, jack-in-the-box, etc.):
Outline shapes with white or colored icing.
ANIMALS
(Reindeer, camel, dog, kitten, etc.): Pipe icing
on animals to give effect of bridles, blankets,
etc.
BOYS AND GIRLS
Pipe figures with an icing to give desired effects:
eyes, noses, buttons, etc.
½ cup honey
½ cup molasses
Cool thoroughly
Stir in ...
Mix in ...
GLAZING ICING
Boil together 1 cup sugar and ½ cup water until first indication of a
thread appears (230°). Remove from heat. Stir in ¼ cup
confectioners’ sugar and brush hot icing thinly over cookies. (When
icing gets sugary, reheat slightly, adding a little water until clear
again.)
★ NURNBERGER
Round, light-colored honey cakes from the famed old City of Toys.
Follow recipe above—except in place of honey and molasses use
1 cup honey; and reduce spices (using ¼ tsp. cloves, ½ tsp. allspice,
and ½ tsp. nutmeg ... with 1 tsp. cinnamon).
Roll out the chilled dough ¼″ thick. Cut into 2″ rounds. Place on
greased baking sheet. With fingers, round up cookies a bit toward
center. Press in blanched almond halves around the edge like petals
of a daisy. Use a round piece of citron for each center. Bake just until
set. Immediately brush with Glazing Icing (above). Remove from
baking sheet. Cool, and store to mellow.
amount: About 6 doz. 2½″ cookies.
TO “MELLOW” COOKIES
... store in an air-tight container for a few days. Add a cut orange or apple; but fruit
molds, so change it frequently.
ZUCKER HÜTCHEN (Little Sugar Hats)
From the collection of Christmas recipes by the Kohler Woman’s Club of Kohler,
Wisconsin.
Mix together thoroughly ...
6 tbsp. soft butter
½ cup sugar
1 egg yolk
Stir in ...
2 tbsp. milk
Mix in ...
Chill dough. Roll thin (⅛″). Cut into 2″ rounds. Heap 1 tsp. Meringue
Frosting (recipe below) in center of each round to make it look like
the crown of a hat. Place 1″ apart on greased baking sheet. Bake
until delicately browned.
temperature: 350° (mod. oven).
time: Bake 10 to 12 min.
amount: About 4 doz. 2″ cookies.
MERINGUE FROSTING
Beat 1 egg white until frothy. Beat in gradually 1½ cups sifted
confectioners’ sugar and beat until frosting holds its shape. Stir in ½
cup finely chopped blanched almonds.
SCOTCH SHORTBREAD
Old-time delicacy from Scotland ... crisp, thick, buttery.
Mix together thoroughly
...
Stir in ...
Mix thoroughly with hands. Chill dough. Roll out ⅓ to ½″ thick. Cut
into fancy shapes (small leaves, ovals, squares, etc.). Flute edges if
desired by pinching between fingers as for pie crust. Place on
ungreased baking sheet. Bake. (The tops do not brown during
baking ... nor does shape of the cookies change.)
temperature: 300° (slow oven).
time: Bake 20 to 25 min.
amount: About 2 doz. 1″ × 1½″ cookies.
Stir in ...
Stir in ...
*In place of the almonds, you may use 1 tsp. vanilla flavoring and 1
tsp. almond flavoring.
Chill dough. Press dough into Sandbakels molds (or tiny fluted tart
forms) to coat inside. Place on ungreased baking sheet. Bake until
very delicately browned. Tap molds on table to loosen cookies and
turn them out of the molds.
temperature: 350° (mod. oven).
time: Bake 12 to 15 min.
amount: About 3 doz. cookies.
MOLDED COOKIES Mold ’em fast with
a fork or glass!
1 With hands, roll dough 2 Flatten balls of dough 3 Cut pencil-thick strips
into balls or into long, with bottom of a glass ... and shape as directed
pencil-thick rolls, as dipped in flour (or with a ... as for Almond
indicated in recipe. damp cloth around it), or Crescents (p. 41) or
with a fork—crisscross. Berliner Kranser (p. 42).
DATE-OATMEAL COOKIES
Mix together thoroughly ...
Stir in ...
2 cups rolled oats
1½ cups cut-up dates
¾ cup chopped nuts
Chill dough. Roll into balls size of large walnuts. Place 3″ apart on
lightly greased baking sheet. Flatten (to ¼″) with bottom of glass
dipped in flour. Bake until lightly browned.
temperature: 375° (quick mod. oven).
time: Bake 10 to 12 min.
amount: About 4 doz. 2½″ cookies.
Chill dough. Roll into balls size of large walnuts. Place 3″ apart on
lightly greased baking sheet. Flatten with fork dipped in flour ...
crisscross. Bake until set ... but not hard.
temperature: 375° (quick mod. oven).
time: Bake 10 to 12 min.
amount: About 3 doz. 2½″ cookies.
Roll into 1″ balls. Dip in slightly beaten egg whites. Roll in finely
chopped nuts (¾ cup). Place about 1″ apart on ungreased baking
sheet. Bake 5 min. Remove from oven. Quickly press thumb gently
on top of each cooky. Return to oven and bake 8 min. longer. Cool.
Place in thumbprints a bit of chopped candied fruit, sparkling jelly, or
tinted confectioners’ sugar icing.
temperature: 375° (quick mod. oven).
time: Bake 5 min., then 8 min.
amount: About 2 doz. 1½″ cookies.
Mix in ...
Chill dough. Roll into balls the size of walnuts. Dip tops in slightly
beaten egg white, then sugar. Place sugared-side-up 2″ apart on
ungreased baking sheet. Bake until delicately browned. The balls
flatten some in baking and become glazed.
temperature: 400° (mod. hot oven).
time: Bake 12 to 15 min.
amount: About 3 doz. 1½″ cookies.
ALMOND CRESCENTS
Richly delicate, buttery. Party favorites.
Mix together thoroughly ...
Chill dough. Roll with hands pencil-thick. Cut in 2½″ lengths. Form
into crescents on ungreased baking sheet. Bake until set ... not
brown. Cool on pan. While slightly warm, carefully dip in 1 cup
confectioners’ sugar and 1 tsp. cinnamon mixed.
temperature: 325° (slow mod. oven).
time: Bake 14 to 16 min.
amount: About 5 doz. 2½″ cookies.
LEMON SNOWDROPS
Refreshing, lemony ... with snowy icing.
Follow recipe for English Tea Cakes above—except use 2 tbsp.
lemon juice and 1 tbsp. water in place of the milk. Add 2 tsp. grated
lemon rind. Omit citron and currants. Mix in ½ cup chopped nuts.
Chill dough. Roll into balls and bake. Then roll in confectioners’
sugar.
BUTTER FINGERS
Nut-flavored, rich buttery party cookies.
Follow recipe for Almond Crescents—except in place of almonds use
black walnuts or other nuts, chopped. Cut into finger lengths and
bake. While still warm, roll in confectioners’ sugar. Cool, and roll in
the sugar again.
Festive cookies for the holidays ... ideal for Christmas boxes.