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Carrell1989 Reading Strategy
Carrell1989 Reading Strategy
(TESOL)
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MetacognitiveStrategyTraining
forESL Reading
PATRICIA L. CARRELL
ofAkron
University
BECKY G. PHARIS and JOSEPH C. LIBERTO
Southern
IllinoisUniversity
647
STRATEGIESAND STRATEGYTRAININGRESEARCH
Imaginethatyouhavebeenassigned toreadthepassageshown
passages)aboutnutrients
in Figure1 (oneofourtraining in food.
Whatwouldyoudo to ensurethatyouunderstood thematerial?
How would you choose to processthe information? What
recommendations wouldyoumaketohelpa readerwhodoesnot
understand thepassage?Whathappenswhenyouaska readerto
skimor scan, to takenoteson,underlineor rereadthepassage, to try
therhetorical
toidentify ofthepassage,toguessunknown
structure
wordsfromcontext,or skipthemand toleratethevaguenessand
NUTRIENTS IN FOOD
Nutrientsare partsof foodthatare important forlifeand health.Nutrientsareimportant
forthreereasons.First,somenutrients providefuelforenergy. Second,somenutrients build
and repairbodytissues.Third,somenutrients helpcontroldifferent processesof thebody
liketheabsorption of minerals and theclotting ofblood.Scientiststhinkthereare 40 to 50
nutrients.
Thesenutrients aredividedintofivegeneralgroups:carbohydrates, fats,proteins,
minerals,andvitamins.
The firstgroupof nutrients is carbohydrates.There are two kindsof carbohydrates:
starchesand sugars.Bread,potatoes,and ricearestarches. Theyhavemanycarbohydrates.
Candy,softdrinks, jelly,andotherfoodswithsugaralsohavecarbohydrates. Carbohydrates
areimportant becausetheyprovidethebodywithheatandenergy. Sugar,forinstance,is 100
percentenergy.Ithasno otherfoodvalue.Sugardoesnotbuildbodytissues orcontrol body
processes.If therearetoomanycarbohydrates inthebody,theyarestoredas bodyfat.The
bodystoresfuelas fat.
Therearetwotypesoffats:animaland vegetable.Butter, cream,andthefatinbaconare
animalfats.Oliveoil,cornoil,andpeanutoil arevegetablefats.The bodyhasfatunderthe
skinand aroundsomeoftheorgansinside.The averageadulthas 10 to 11kilograms (20 to
25 pounds)ofbodyfat.Ifadultseattoomanycarbohydrates and fats,theycan add another
45 kilograms (100pounds)to theirbodies.Fat is extrafuel.Whenthebodyneedsenergy, it
changesthefatintocarbohydrates. Thecarbohydrates areusedforenergy. Fatalsokeepsthe
bodywarm.
Thethirdgroupofnutrients is proteins.Theword"protein" comesfroma Greekwordthat
means"offirst importance." Proteins are"offirst
importance" becausetheyarenecessary for
life.Proteinsaremadeof. ..
SemanticMapping
Research has indicated that readers' formalschemata, or back-
groundknowledge about textstructure, affectreadingcomprehen-
sion (e.g., Mandler, 1978; Meyer, 1975; Carrell, 1984a, 1984b).
Related to thiswork is a growingbody of researchdemonstrating
thatinstructionin textstructurefacilitateslearningfromtext.In this
instruction, varietyof textmapping techniqueshave been used,
a
with consistentlypositive results (Bartlett,1978; Reutzel, 1985;
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Subjects
Subjects consistedof a heterogeneousgroupof 26 ESL studentsin
Level 4 of the intensiveprogram of the Center for English as a
Second Language (CESL) at SouthernIllinois University.Their
native language backgrounds included Arabic (8), Japanese (5),
Bahasa Malaysian (4), various Africanlanguages' (4), Chinese (2),
Greek (1), Spanish (1), and French (1). Of the 26 subjects,17 were
undergraduate studentsand 9 were graduate students; 19 were
male, 7 were female. Ages ranged from19-43,with27 the average
age. Their assignmentto Level 4 was due to eithertheresultsof a
placement test(TOEFL scores in the range of 470-524),or to their
advancementfrompreviousstudyat Level 3.
Subjects were in fourintactreading classes: nine in the class that
received the semantic mapping training,nine in the class that
received the ETR training,and threeand five,respectively,in the
classes that functioned as the control group.2 Although their
assignmentto any of these four classes was arbitrary,we had no
control over these matters,and, therefore,make no claims to
randomnessin theassignmentof subjectsto treatments.
TrainingProceduresand Materials
One teacher taughtboth trainingclasses; anotherteachertaught
the controlgroup. Since the controlgroup was simplyto take the
pre- and posttests,and otherwisereceived the usual CESL Level 4
readingcurriculum,it was feltthathavinga different teacherin this
class was not consequential;what was importantwas thatwe have
the same teacherin the two trainingclasses.
In total the trainingperiod was four days, with both training
1 Studentsdid not listnativelanguages. Countriesof originwere Zaire (2), the Congo (1), the
CentralAfricanRepublic (1).
2 The firsttime the
experimentwas run, only three control subjects took both pre- and
posttests.Therefore,a second control group was run,of whom five took both pre- and
posttests.Since the controlgroups received no specialized training,and merelytook the
pre-and posttests,data are reportedon theeightcontrolsubjectsas thoughtheyconstituted
a singlecontrolclass.
PREREADINGMAP
Causes Effects
1. language 1. surprise-shock
2. customs(religion/clothes) 2. unhappy-depressed
3. food 3. confused
4. race (discrimination) 4. homesick
5. lonely-isolated
Solutions
1. learn/uselanguage
2. learn about country'sculture& history
3. make friends
4. make jokes-humor
5. accept differences
POSTREADING MAP
Causes Results
1. loss of social cues 1. frustration
2. examples of social cues 2. anxiety
a. when to shake hands 3. rejectforeigncountry
b. when to greet 4. regression
c. whenand who to give tips
d. how to make purchases
Symptoms Stages
1. excessive hand-washing 1. honeymoon
2. excessive concernwith 2. hostility
water,food and bedding 3. adjustment
3. blank stare 4. acceptance
4. helpless feeling
5. anger
6. longingto go home
TestingProcedures andMaterials
One day priorto the onset of the training, all subjectswere
givena pretest.Ninedayslater,immediately afterthetraining, all
subjectswere given the same testas a posttest.The rationalefor
usingexactlythe same testforbothpre-and posttesting was to
assure exactlycomparabletests,thusavoidingthe problemof
equating differentformsof pre- and posttests.The nine-day
intervalbetween administrations was deemed long enough to
controlforanyshort-term memoryeffects; sincesubjectswerenot
providedwiththe correctanswersafterthe pretest,even were
theyto rememberhow theyhad answereda questionthe first
time,theyhad no way of knowingwhetherthat answerwas
correct.Further,the intervalwas consideredshortenough to
controlfor any significant learningexcept for thatdue to the
training.Moreover,any effectsdue to experiencewiththe test
would be comparableforeach of thethreegroups.And,finally,
one of themostcommontypesof testreliability in psychometrics
consistsof suchtest-retestreliability.
The testconsistedof threepassages,rangingfrom302 to 333
wordsinlength.The passages,drawnfrompopularwritings orESL
sourcematerialsat theappropriate proficiencylevelofoursubjects,
were selected on the basis of theirpresumedinterestto and
readabilityby subjects:(a) "America"(316 words),abouttourists'
impressions ofAmerica(fromYorkey,1970);(b) "Cholesterol" (302
words), about good and bad cholesterol(fromthe pamphlet
CholesterolControl,1985); and (c) "Malnutrition" (332 words),
about the widespreadincidenceof malnourishment in the world
and the symptomsof the two majortypesof malnutrition (from
Nuttall,1982;adapted fromChulalongkorn University Language
Institute).
Threeformsof thetestwereconstructed, witheach of thethree
passagesalternatelyappearingfirst, second,and last:
METACOGNITIVE STRATEGY TRAINING FOR ESL READING 659
Completethediagram.
fromthepreceding
5. Fillintheblankswithinformation passage.
Kinds MayCause
a. a.
b. b.
c. death
RiskFactorsfor
CHOLESTERO
HeartDisease
a. cholesterol
b.
C.
To ReduceinDiet To ReduceinGeneral
Choose: Tryto:
a. a. maintain
idealweight
b. b.
Learning TheInventory
Styles: ofLearning Processes
Researchintothe training of learningstrategies
has frequently
been flawedby failingto considerindividualdifferences
between
learners.Schmeck(1988) has suggestedthat"learningstrategies
Scoring
Each pre- and posttest was scored by two judges working
independently.Discrepancies were resolved by a thirdjudge.
The nine multiple-choice questions were scored as correct or
not, with a possible maximum total of 9. The two cloze semantic
maps were scored as percentages of possible correctresponses to
the numbered blank spaces provided, with a possible maximum
total of 100. The six open-ended questions were each scored on
a three-pointscale of how well the student's answer demon-
strated understandingof the passage, with a possible maximum
total of 18:
3 Answer must be in student'sown words and demonstratea
fundamental,deep understandingof the passage;
Analysesand Reliability
Statistical
Statisticalanalyses were performedon an IBM 3081 mainframe
computer at SouthernIllinois Universityat Carbondale using the
SAS package of statisticalprogramsand the General Linear Models
procedures.4An alpha level of .05 was establishedforsignificance.
Significant results have the exact probabilities reported; non-
significantresultsare indicated withns.
Interraterreliabilitiesin scoring the open-ended questions, the
cloze semanticmaps, and the open-ended maps were as follows:
Open-ended questions:r = .91
Cloze semanticmaps: r = .98
Open-ended semanticmaps: r = .81
Reliabilityin scoringthemultiple-choicequestionsand theILP was,
obviously,100%.
4 The GLM procedure does not produce traditionalANOVA tables. Instead, it produces F-
values and p-values foreach main effectand interaction.
TABLE 1
Gain Score MeansforTrainingGroups
Traininggroups
Reading
comprehension Semanticmapping ETR Control
measure (N = 9) (N = 9) (N = 8)
0
0
zCI
H
3,
H
TABLE 2
and InteractionsBetweenLear
SignificanceofMain Effects
0
d'T
0
H
C1 Posttest Learner Learn
Training
z measure style group style
0
Open-endedsemanticmap Deep SM, ETR, Control F = 0.3
(N = 26) df = 1,2
v,
p = .58
DISCUSSION
Our resultsshow thatmetacognitivestrategytrainingin semantic
mapping and in the experience-text-relationshipmethod are
effectivein enhancingsecond language reading. Our resultsalso
show thatwhile thereare similaritiesbetween the two methodsin
theirenhancementof second language reading on some measures,
on othermeasuresthereare differencesbetween them.Finally,our
resultsshow thatthereare significantinteractionsbetween students'
learningstylesand the effectivenessof trainingin the two different
strategies.
These resultsshould,of course,be interpretedcautiously.The N-
size of each group was rathersmall. Also, since in many ways this
research is a firstof its kind, additional studies are needed to
replicateand stabilizethe effectsmeasured.5
5 This experimenthas already been replicated in a slightlyaltered formwith subjects of
somewhat lower proficiencylevels (Level 3 at CESL, TOEFL scores 420-480). In the
replication experiment, training in semantic mapping and in the experience-text-
relationshipmethod were combined into one experimentalclass which met over an eight-
week period. Everythingelse in the experimentwas the same as in the basic experiment
described in thebody of thepaper. Resultsyieldedsignificantgain scores on thepartof the
experimental group (N = 13) on two dependent measures--open-ended questions
(t = 3.87, p = .0022) and open-ended map construction(t = 5.29, p = .0011). This was in
contrastto a controlgroup (N - 11), which showed no significantgain scores on any of the
ACKNOWLEDGMENTS
This articleis a revised version of a paper presentedat the 23rd AnnualTESOL
Convention in San Antonio,TX, March 1989. The authorswish to thankresearch
assistantsMaria Linz, Donna Kiehnhoff,and Anne Calek, and Fulbrightscholars
Veronica Diptoadi and Manuela Julien.Withouttheirhelp we could not have
conducted the researchreportedin thispaper. We also wish to acknowledge the
cooperationof the CESL administration and staffat SouthernIllinoisUniversityat
Carbondale, as well as the cooperation of the studentswho participatedin the
study.
THE AUTHORS
Patricia L. Carrell is Dean of the Graduate School and Professorof Englishat the
Universityof Akronin Ohio. Her researchon schema theoryand second language
reading has been widely published in refereedjournals and in two recentlyco-
edited books, Research in Reading in English as a Second Language (TESOL,
1987), and InteractiveApproaches in Second Language Reading (Cambridge,
1989). She has recentlybecome interestedin metacognitionand readers'strategies.
APPENDIX
FormA of Pre-and Posttest
Instructions
Read each of the followingpassages and answer the questions followingeach passage.
Work on one passage at a time,and when you have finishedwiththatpassage, go on to the
next. Work as quickly as you can, and tryto do as much as you can as well as you can.
However, you may not be able to complete everything.
If you change your mind about an answer, completelyerase your originalresponse and
clearlyindicateyournew response.
b.
Answer: You should writethe words "black," "green"and "oolong" in the blank spaces by
the lettersa., b., and c. The orderis not important.
AMERICA
Last year more thana millionand a halfforeigntouristsvisitedthe United States.In order
to understandintercultural problemsbetter,and perhaps to findways to improveAmerica's
image abroad, a reporterrecentlyinterviewedsome of these visitorsas theywere leaving to
returnhome. He especially wanted to find out theirfirstimpressionsof the United States,
what places theymostenjoyed visiting,and some of theirlikes and dislikes.
As faras firstimpressionsare concerned,almostall of theforeignerswere impressedby the
tremendoussize of the country.The United States,of course,is a large country.The distance
between San Francisco and New York is about the same as that between Gibraltarand
Baghdad. Indeed, the entireMediterraneanSea could easily fitwithinthe country'sborders.
Even expectingthis,foreignerswho visitthe UnitedStatesforthe firsttimeare overwhelmed
by the vast distances.Apparentlyto be believed, such distanceshave to be traveled.
The foreignvisitorswere also impressedby therangeof climateand thevarietyof scenery
in the country.Many were amazed to discover that,in the same day, theycould travelfrom
thesnowycold of New England winterto the sunnywarmthof Florida sunshine.Even in the
single state of California,theycould findsandy beaches, rockyshores,tropicalvegetation,
hot drydeserts,redwood forests,and toweringsnow-capped mountains.
They were also impressedby the informalfriendlinessof Americans.Whetheron buses,
trains,planes, or at vacation or scenic resorts,these visitorsgenerallyagreed thattheyhad
been greeted warmly.On the otherhand, some reportedthathotel clerks,waiters,and taxi
driverswere oftenunsympathetic, impatient,and rude. The most common complaintof all
was thatso few Americanscan speak any language but English,and some foreignvisitors
claimed thattheyhad difficulty understandingtheAmericanaccent.
Based on the preceding passage, please circle the letterof the best answer to each of the
followingquestions:
1. What does "this"in "Even expectingthis.. ." (paragraph2, line 5) referto?
a. The distancebetween San Francisco and New York.
b. The vastnessof the country.
c. The size of the MediterraneanSea.
d. The country'sborders.
5. Whatis itabouttheclimateandscenery
thatimpresses visitors?
foreign
CompletetheDiagram
5. Fillinthefollowing
blankswithinformation
fromthepreceding
passage.
Good Bad
withcholesterol?
totheproblems
5. In whatwaysdoesfatcontribute
Kinds MayCause
a. a.
b. b.
c. death
RiskFactorsfor
CHOLESTEROL
HeartDisease
a. cholesterol
b.
C.
To ReduceinDiet To ReduceinGeneral
Choose: Tryto:
a. a. maintain
idealweight
b. b.
MALNUTRITION
The struggle againstmalnutritionandhungerisas oldas manhimself, andneveracrossthe
faceofourplanethastheoutcomebeenmoreindoubt.Malnourishment afflicts
an estimated
400 millionto 1.5 billionof theworld'spoor.Even in theaffluent U.S.A.,povertymeans
undernourishment foran estimated tento twenty million.Hardesthitare children, whose
growing bodiesdemandtwoand a halftimesmoreprotein, poundforpound,thanthoseof
adults.Nutrition expertsestimatethat70 percentofthechildren inlow-income countries are
affected.
Misshapen bodiestellthetragicstoryofmalnutrition.Medicalscienceidentifies twomajor
typesofmalnutrition whichusuallyoccurincombination. The first,kwashiorkor,is typified
by thebloatedlook,theoppositeof whatwe associatewithstarvation. Accumulated fluids
pushingagainstwastedmusclesaccountfortheplumpness of hands,feet,belly,and face.
Emaciated shouldersreveal strikingthinness.Caused by an acute lack of protein,
kwashiorkor (a WestAfrican word)can bringbraindamage,anemia,diarrhea, irritability,
apathy,and lossofappetite.
On theotherhand,sticklimbs,a bloatedbelly,wideeyes,and thestretched-skin faceof
an old personmarkvictimsof marasmus, a wordtakenfromtheGreek"to wasteaway."
Lackingcaloriesas wellas protein, sufferersmayweighonlyhalfas muchas normal.With
fatgone,theskinhangsinwrinkles ordrawstight overbones.Withmarasmus comesanemia,
diarrhea, dehydration, and an enormous appetite.Children, whosegrowing bodiesrequire
largeamounts ofprotein, areafflicted
ingreaternumbers, butperhapsonlythreepercentof
all childvictimssuffertheextreme stagesdescribed.
Scientistsare workingfeverishly to develop new weapons againstmalnutrition and
starvation.Buttwo-thirds ofthehumanpopulation of3.9 billionliveinthepoorestcountries
whichalsohavethehighest birthrates.Fouroutoffivepeopleborneachyeararebornina
have-not country-acountry unabletosupplyitspeople'snutritional needs.
and marasmus.
5. Comparewhathappenstoappetiteinkwashiorkor
fromtheprevioustwopassagesas
Based on theprecedingpassage,and usingthediagrams
a completediagramforthepreceding
samples,pleaseconstruct passage.
QUARTERTION TESOL
MALNUTRI678