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Psychological Medicine (2011), 41, 207–216.

f Cambridge University Press 2010 O R I G I N A L AR T I C LE


doi:10.1017/S0033291710000309

Frontostriatal activation in patients with


obsessive–compulsive disorder before
and after cognitive behavioral therapy

T. Freyer1, S. Klöppel1, O. Tüscher2, A. Kordon3, B. Zurowski3, A.-K. Kuelz1, O. Speck4, V. Glauche2


and U. Voderholzer1,5*
1
Department of Psychiatry and Psychotherapy, University Medical Center, Albert-Ludwigs-University Freiburg, Germany
2
Department of Neurology, University Medical Center, Albert-Ludwigs-University Freiburg, Germany
3
Department of Psychiatry and Psychotherapy, University of Luebeck, Germany
4
Department of Biomedical Magnetic Resonance, Institute for Experimental Physics, Otto-von-Guericke-University Magdeburg, Germany
5
Medical-Psychosomatic Hospital Roseneck, Prien, Germany

Background. Cognitive behavioral therapy (CBT) with exposure and response prevention (ERP) is the
psychotherapeutic treatment of choice for obsessive–compulsive disorder (OCD). However, little is known about the
impact of CBT on frontostriatal dysfunctioning, known to be the neuronal correlate of OCD.

Method. A probabilistic reversal learning (RL) task probing adaptive strategy switching capabilities was used in 10
unmedicated patients with OCD and 10 healthy controls during an event-related functional magnetic resonance
imaging (fMRI) experiment. Patients were scanned before and after intensive CBT, controls twice at comparable
intervals.

Results. Strategy change within the RL task involved activity in a broad frontal network in patients and controls. No
significant differences between the groups or in group by time interactions were detected in a whole-brain analysis
corrected for multiple comparisons. However, a reanalysis with a more lenient threshold revealed decreased
responsiveness of the orbitofrontal cortex and right putamen during strategy change before treatment in patients
compared with healthy subjects. A group by time effect was found in the caudate nucleus, demonstrating increased
activity for patients over the course of time. Patients with greater clinical improvement, reflected by greater
reductions in Yale–Brown Obsessive Compulsive Scale (YBOCS) scores, showed more stable activation in the
pallidum.

Conclusions. Although these findings are preliminary and need to be replicated in larger samples, they indicate a
possible influence of psychotherapy on brain activity in core regions that have been shown to be directly involved
both in acquisition of behavioral rules and stereotypes and in the pathophysiology of OCD, the caudate nucleus and
the pallidum.

Received 6 October 2009 ; Revised 1 February 2010 ; Accepted 2 February 2010 ; First published online 18 March 2010

Key words : Cognitive behavioral therapy, frontostriatal dysfunction, functional brain imaging, obsessive–compulsive
disorder.

Introduction OCD is associated with abnormal neuronal func-


tioning in a corticostriatal circuitry mediating inhi-
Obsessive–compulsive disorder (OCD) is a neuropsy-
bitory control and flexible responding. Several studies
chiatric disorder characterized by recurrent intrusive
have demonstrated that patients with OCD exhibit an
thoughts and/or repetitive rituals called compulsions.
increased metabolism during rest conditions pre-
First-line treatments are cognitive behavioral therapy
dominantly in the orbitofrontal cortex and in striatal
(CBT) with exposure and response prevention (ERP)
areas in comparison to healthy controls (Baxter et al.
and pharmacotherapy, with serotonin reuptake
1987 ; Whiteside et al. 2004). However, when cogni-
inhibitors being effective in about 60–70 % of all
tively challenged by decision-making or planning
patients (Foa et al. 2005 ; Abramowitz, 2006).
tasks (van den Heuvel et al. 2005 ; Remijnse et al. 2006 ;
Chamberlain et al. 2008), these patients demonstrated
a reduced responsiveness in the aforementioned areas.
* Address for correspondence : Professor U. Voderholzer, M.D.,
Medical-Psychosomatic Clinic, Roseneck, Germany. Current models of OCD therefore consider an im-
(Email : ulrich.voderholzer@uniklinik-freiburg.de) paired frontostriatal circuitry as a correlate of this

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208 T. Freyer et al.

disorder. Both Remijnse et al. (2006) and Chamberlain In the current study we sought to investigate the
et al. (2008) used a reversal learning (RL) paradigm impact of psychotherapy on frontostriatal responsive-
to gain a better understanding of these mechanisms. ness using a test challenging cognitive flexibility.
RL requires flexible alteration of behavior after nega- Based on previous work, we expected OCD patients to
tive feedback and is known to be dependent on show reduced orbitofrontal and striatal activation be-
the serotonergic system (Clarke et al. 2007) and also fore treatment and a subsequent normalization fol-
on the integrity of the orbitofrontal cortex and the lowing CBT.
medial striatum (Clarke et al. 2008). Remijnse,
Chamberlain and co-workers demonstrated abnor-
mally reduced activation of orbitofrontal areas on RL Method
in OCD patients compared with healthy subjects. This
Subjects
supports the hypothesis of a dysfunctional fronto-
striatal circuitry associated with obsessive–compulsive Ten right-handed patients with OCD [three females,
symptoms. mean age 36.1 (S.D.=9.36) years] and 10 healthy con-
To date, few studies have examined the impact of trols [four females, mean age 39.6 (S.D.=10.48) years]
treatment in general and of psychotherapy in particu- participated in this study. All patients were in-patients
lar on the neurobiology of OCD (Baxter et al. 1992 ; being treated in the Department of Psychiatry and
Schwartz et al. 1996 ; Ho Pian et al. 2005 ; Nakao et al. Psychotherapy of the University Hospital Freiburg
2005 ; Nabeyama et al. 2008). Baxter et al. (1992) dem- throughout the entire study. Patients were character-
onstrated statistically significant decreases in glucose ized by the following compulsions and obsessions :
metabolic rates in the right head of the caudate four patients presented with washing compulsions,
nucleus after effective treatment of OCD with either two with checking compulsions, one had predomin-
pharmacological or behavioral therapy. In a positron antly obsessive thoughts and three presented with
emission tomography (PET) study the same group mixed OCD symptoms. The time interval between
replicated these findings specifically for behavioral the onset of OCD and study participation was 11.7
therapy and demonstrated a normalization of patho- (S.D.=5.6) years. Nine patients had no psychiatric co-
logical correlational activity between the orbital cortex morbidities and one patient had a past medical history
and the caudate nucleus (Schwartz et al. 1996). In line of bulimic episodes. In-patient treatment duration
with these findings, Saxena et al. (1999) found a re- varied from 8 to 12 weeks and was carried out by
duction of primarily elevated metabolism in the orbito- two experienced therapists specially trained in CBT
frontal cortex and in the caudate nucleus under with OCD patients, following a structured concept
treatment with paroxetine. Using functional magnetic (Hohagen et al. 1998). Concomitant psychotropic
resonance imaging (fMRI), Nakao et al. (2005) demon- medication was an exclusion criterion.
strated diminished activation in orbitofrontal and The first treatment phase comprises 6 h of assess-
dorsolateral prefrontal areas in the course of treatment ment and treatment planning. During this phase, an
under symptom provocation. individual disease model and information about the
RL includes planning in conjunction with cognitive cognitive behavioral concept of OCD are provided.
flexibility and closely resembles a core cognitive dys- Thereafter, 16 treatment sessions with ERP lasting
function of OCD (Chamberlain et al. 2008 ; Valerius about 90 to 120 min over a period of 4 to 6 weeks were
et al. 2008). Therefore, it is possible that severely provided. The therapist accompanied and supervised
affected patients exhibit abnormalities in the neural the exposure sessions and assigned self-exposure
correlates of RL and that these abnormalities will practice to be completed by the patients between ses-
normalize under symptom reduction through psycho- sions. ERP sessions were in vivo and also included
therapy. The only studies examining the effects of home sessions.
treatment on brain function in OCD to date used Measurements using the Hamilton Depression
PET and analyzed metabolism during rest. So far no Rating Scale (HAMD ; Hamilton, 1960), the Yale–
study in OCD patients has used higher cognitive Brown Obsessive Compulsive Scale (YBOCS ;
tasks such as RL probing into frontostriatal circuitry Goodman et al. 1989) and MRI scanning were con-
in a longitudinal design. As we have recently demon- ducted during the first week after admission before
strated the high test–retest reliability of the RL task starting with the exposure phase and also immediately
(no changes in brain activation of healthy subjects before discharge from hospital.
when tested twice with an interval of several weeks ; Healthy controls were recruited by personal contact
Freyer et al. 2009), we consider it suitable for a longi- and newspaper advertisements that did not specify
tudinal study aiming to detect changes in the course the disorder under investigation. Controls were
of treatment. matched for age, sex and education. Personal or family

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Frontostriatal activation in patients with OCD before and after CBT 209

False
response
Correct
response
Correct
response
Probabilistic
error*

False
response
Correct
response

Fig. 1. Illustration of the reversal learning task : a square and a triangle are presented. Subjects have to select one of these objects
using a right-hand button press. Feedback indicated a right or wrong answer. * Indicates a wrong choice despite a correct
response.

history of a psychiatric disorder or evidence of sub- responses, the target object changed and subjects
clinical obsessions or compulsions led to exclusion. had to adapt their strategy by selecting the previously
Subjects were measured twice with an interval com- incorrect stimulus. As an additional challenge, prob-
parable to the treatment duration of patients. abilistic errors were interspersed, leading to negative
Exclusion criteria for both patients and healthy feedback despite a correct response in respect of the
controls were the presence of substantial neurological current rule. If subjects changed their strategy after
impairment, head injury, substance abuse, current or a probabilistic error, this was counted as a mistake
previous psychotic episodes, pregnancy and age >65 (SCAPE=strategy change after a probabilistic error).
years. All patients were free of psychotropic medi- Subjects were asked to respond as rapidly as possible
cation for at least 4 weeks prior to baseline examin- without compromising accuracy.
ation and throughout the whole treatment until the Two successive 9-min runs within one scanning
second MRI scan. Six patients were naı̈ve for psycho- session, each with 10 rule changes (hence nine reversal
tropic medication and four patients had a medication stages), were presented. Each discrimination phase
history of selective serotonin reuptake inhibitors. The contained between zero and four probabilistic errors.
study was approved by the Ethics Committee of the Objects appeared for a maximum of 2 s, limited by
University of Freiburg according to the guidelines of subjects’ responses. Feedback was presented immedi-
the Declaration of Helsinki. Informed written consent ately after subject responses for 0.5 s, followed by a
was obtained from each subject. The study was con- fixation cross for a minimum of 0.8 s, leading to an
ducted in the Department of Diagnostic Radiology at interstimulus interval of 3.3 s.
the University Hospital Freiburg. The task was programmed using ‘ Presentation ’
software (www.neurobehaviouralsystems.com) and
Procedures was projected onto a screen behind the subject, viewed
via a mirror mounted on the head coil. Before entering
Stimuli and task design (Fig. 1)
the scanner, subjects performed a 30-trial training
Details of the RL task used have been published pre- session on a standard desktop PC. This was a simple
viously (Valerius et al. 2008). In brief, subjects were probabilistic discrimination task (i.e. without reversal
asked to choose one of two simultaneously presented stages) designed to introduce the subject to the con-
abstract patterns (a square and a triangle) in each trial cept of a probabilistic error without the need to reverse
by pressing a right or left button on a button box responding.
positioned on the abdomen of the subject. A feedback
in the form of a green happy face or a sad red
Data acquisition
face pictogram was presented immediately after the
choice, indicating whether the answer was correct MRI was performed on a Siemens Trio 3-T scanner
or incorrect. After 10 to 15 (randomized) correct (Siemens AG, Germany). Functional MR images were

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210 T. Freyer et al.

acquired using gradient-echo echo-planar imaging image realignment were modeled as additional re-
(GE-EPI) sequences sensitive to blood oxygen level- gressors to control for movement artifacts. Onsets co-
dependent (BOLD) contrast [repetition time (TR)= occurred with the presentation of the feedback. We
3000 ms, echo time (TE)=30 ms, flip angle=90x, field sought to model all possible event types with separate
of view (FOV)=256 mm, matrix=128r120, 32 inter- regressors to reduce heterogeneity of neuronal pro-
leaved slices, 3 mm slice thickness]. The event-related cessing in the regressor of interest (i.e. the last reversal
design included 400 acquisitions, of which the first five error). The following events were modeled : (1) first
images were discarded to eliminate magnetization in- correct responses following a response shift ; (2) spon-
stability. Patients were hospitalized for CBT and per- taneous errors ; (3) probabilistic errors, on which nega-
formed a scanning session with two runs before and tive feedback was given to correct responses ; (4)
after therapy [average interval 57 (S.D.=17.8) days]. SCAPES ; (5) reversal errors ; and (6) last reversal
Control subjects performed two identical sessions errors, resulting in the subject shifting the response
[average interval 119 (S.D.=84.4) days]. The interval strategy. Correct responses co-occurring with positive
tended to be longer in the control group, but not sig- feedback were defined as baseline trials. We did not
nificantly so (p=0.07). The study setting and the per- include first correct responses in the baseline con-
forming physician (T.F.) were identical in both dition because we expected neuronal processing
sessions to control for possible confounds. specific to successful strategy change. The last reversal
High-resolution anatomical images were acquired error before strategy change was chosen as the critical
using a sagittal T1-weighted 3D-MPRAGE sequence event of interest (i.e. reflecting RL) because activation
[TR=2200 ms, inversion time (TI)=1100 ms, TE= of a reversal network was assumed to specifically fol-
4.91 ms, flip angle=12x, FOV=256 mm, matrix= low this last negative feedback. Therefore, parameter
256r256, 160 slices, voxel size=1r1r1 mm3] to ex- estimates reflecting activations with last reversal error
clude structural abnormalities and to aid in spatial compared to implicit (unmodeled) baseline were
normalization. computed and constituted a statistical parametric map
for each individual, which then entered a second-level
analysis.
Data analysis and image processing
The parameter images of the first session (effect of
Behavioral data were analyzed in SPSS version 15.0 last reversal error compared to baseline of patients
(www.spss.com). Parameters for task performance and controls) were first entered into a second-level
were reaction times and error numbers, clinical status (random effects) analysis by calculating a one-sample
was quantified by HAMD and YBOCS scores. t test to determine the overall effect of strategy change.
Kolmogorov–Smirnov testing did not reject the as- An additional simple correlation model was used to
sumption of normal distribution for any of the vari- identify brain regions showing a linear change with
ables. Paired t tests were used to evaluate differences the YBOCS score. A two-factor ANOVA with time
between the sessions. Two-sample t tests served to point (session 1 and session 2) as the within-subject
compare differences between patients and controls factor and group (patients versus controls) as the
separately for each session. between-subjects factor was computed to test for an
Imaging data analysis was performed using SPM5 interaction representing treatment-specific effects over
(www.fil.ion.ucl.ac.uk/spm) running under MATLAB time. A final model was set up to identify those areas
7.1 (www.mathworks.com). Images were corrected for co-varying with the change in the YBOCS score over
slice acquisition delay, spatially co-registered to the the course of the treatment. To this end, we subtracted
individual T1 image and normalized onto the the parameter image from the first session from that of
Montreal Neurologic Institute (MNI) Atlas using nor- the second session separately for each patient. The
malization parameters estimated from the anatomical same was done for the YBOCS scores. We then corre-
image. Finally, functional data were smoothed with an lated the change in the parameter estimates with that
isotropic 8-mm full-width at half-maximum (FWHM) of the YBOCS scores. Based on earlier work, we ex-
Gaussian kernel. pected a clinical improvement (i.e. a reduction in the
A first-level analysis based on the general linear YBOCS score) to be paralleled by increasing activa-
model (Friston et al. 1995) was performed for each tions in the striatum.
subject individually. Task-related changes in fMRI Effects are reported after correction for multiple
signal were estimated at each voxel by modeling the comparisons using the false discovery rate (FDR) as
onsets of the responses as stick functions with a hemo- implemented in SPM5 across the whole brain with
dynamic response function. The time series were high- p<0.01 at the voxel level. Based on our anatomical a
pass filtered with a cut-off at 128 s. Six movement priori hypotheses, we additionally report effects within
parameters (x, y, z, pitch, roll, yaw) resulting from the the frontal cortex and the striatum with p<0.001

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Frontostriatal activation in patients with OCD before and after CBT 211

uncorrected (Gottfried et al. 2004). Coordinates are Table 1. Demographics and clinical data
given in MNI space.
Patients Controls

Results Age (years) 36.1 (9.36) 39.6 (10.48)


Sex (female : male) 3:7 3:7
Behavioral data Duration of school education 1:3:6 1:3:6
Table 1 summarizes the clinical characteristics of the (9 years : 10 years : 13 years)
patients, and Table 2 shows the behavioral data for the
patients and controls from the RL task. No significant Session 1 Session 2 p value
differences overall in error rates or reaction times were
found between patients and controls. However, in the YBOCS 25.4 (4.81) 14.2 (6.18) 0.003
YBOCS obsessions 12.5 (2.76) 7.2 (3.26) 0.004
patient group before therapy there was a negative
YBOCS compulsions 12.9 (2.28) 7.0 (3.30) 0.003
correlation between the number of spontaneous errors
HAMD 6.3 (5.48) 4.7 (5.10) 0.36
and the YBOCS scores (YBOCS total, r=x0.78, p=
0.004 ; YBOCS obsessions, r=x0.78, p=0.004 ; YBOCS YBOCS, Yale–Brown Obsessive Compulsive Scale ;
compulsions, r=x0.70, p=0.013) and a negative cor- HAMD, Hamilton Depression Rating Scale.
relation, nearing significance, between the number of Values are given as mean (standard deviation). p values are
SCAPES, representing unnecessary strategy changes derived from paired t tests.
after a probabilistic error, and the YBOCS obsessions
scores (r=x0.53, p=0.06).
Following treatment, mean total YBOCS scores x21, 42, x12 ; T=3.86 and coordinates x, y, z=21, 42,
decreased significantly from 25.4 to 14.2 (p=0.002 ; x9 ; T=3.82) and the right putamen (24, 12, 0 ;
one-tailed paired t test). Similarly, significant im- T=3.42) were found (Fig. 3). No areas were found
provements were found for the YBOCS subscores for showing a linear correlation between brain activity
obsessions and compulsions. Using a 35 % reduction and YBOCS scores within the patient group. After
of the total YBOCS scores as the criterion, seven out of treatment, the comparison patients/controls still re-
10 patients responded to CBT. The correlations be- vealed a difference in the right orbitofrontal cortex
tween YBOCS scores and the number of spontaneous (coordinates x, y, z=24, 42, x9 ; T=3.77) but not in the
errors and the number of SCAPES were no longer de- putamen. Testing for an interaction between group
tected after treatment. and time showed differential activations in the
caudate nucleus (coordinates x, y, z=6, 6, 9 ; T=3.63 ;
Fig. 4). Fig. 5 illustrates that this is explained by in-
Imaging data
creasing activations over time in the patient group but
Regions activated during strategy change (last reversal not in the healthy subjects. OCD patients with greater
error minus baseline events) across all subjects are reductions of the total YBOCS score showed smaller
shown in Fig. 2. Pooled across both groups, a task- activation increases in the pallidal region (coordinates
specific BOLD response was found in the bilateral in- x, y, z=24, 3, 6 ; T=4.72 ; Fig. 6).
sular cortex (coordinates x, y, z=33, 21, x9 ; T=9.82
and coordinates x, y, z=x27, 24, –6 ; T=8.13), dorsal
Discussion
medial frontal cortex (coordinates x, y, z=3, 18, 54 ;
T=11.56), bilateral parietal cortex (coordinates x, y, The presented study provides the first evidence for
z=x33, x51, 42 ; T=9.10 and coordinates x, y, z=45, functional neuronal changes after CBT in the basal
x48, 51 ; T=7.32), bilateral middle frontal cortex (co- ganglia as part of the frontostriatal network implicated
ordinates x, y, z=x30, 48, 18 ; T=6.17 and coordinates in OCD using a disease-pertinent cognitive activation
x, y, z=30, 51, 21 ; T=7.44) and right orbitofrontal paradigm. To our knowledge this is the first study
cortex (coordinates x, y, z=24, 42, x15 ; T=4.63). examining effects of psychotherapy on brain function
Neither significant differences between the groups in non-medicated, non-depressed, severely affected
nor significant time by group interactions were found OCD patients in a longitudinal design with a matched
on a corrected level. However, the reanalysis with group of healthy controls. However, these high meth-
more lenient thresholds (p<0.001 uncorrected) re- odological requirements inevitably lead to small sam-
vealed the following findings within the a priori ples, limiting the statistical power (reflected by a lack
regions. Before the start of psychotherapy, reduced of significant effects corrected for multiple com-
activations in patients compared with controls in the parisons) and the data interpretation and conclusions.
bilateral orbitofrontal cortex (coordinates x, y, z= Nevertheless, our preliminary data stress the potential

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212 T. Freyer et al.

Table 2. Performance in the reversal learning (RL) task

Between-session Between-group
Patients Controls differences, p value differences, p value

Event type Session 1 Session 2 Session 1 Session 2 Patients Controls Session 1 Session 2

Numbers
First correct response 18 (0) 18 (0) 18 (0) 18 (0) 1.00 1.00 1.00 1.00
Spontaneous error 16.8 (7.1) 14.9 (12.9) 25.6 (12.6) 31.8 (25.4) 0.56 0.49 0.07 0.08
Probabilistic error 39.9 (9.2) 40.8 (10.7) 37.3 (6.9) 34.6 (11.6) 0.77 0.45 0.48 0.23
SCAPE 6.1 (4.0) 4.4 (5.0) 4.1 (2.5) 7.1 (5.4) 0.10 0.13 0.19 0.27
Reversal error 23.5 (7.0) 22.6 (8.6) 29.2 (6.1) 23.8 (8.7) 0.60 0.07 0.07 0.76
Last reversal error 18 (0) 18 (0) 18 (0) 18 (0) 1.00 1.00 1.00 1.00
Reaction times (ms)
First correct response 661 (113) 616 (83) 581 (119) 562 (88) 0.16 0.38 0.14 0.18
Spontaneous error 704 (109) 637 (107) 587 (149) 632 (158) 0.08 0.44 0.06 0.94
Probabilistic error 590 (81) 574 (66) 544 (115) 520 (65) 0.48 0.26 0.32 0.08
SCAPE 604 (112) 524 (88) 559 (135) 524 (84) 0.09 0.32 0.41 1.00
Reversal error 594 (73) 592 (77) 539 (111) 538 (112) 0.73 0.74 0.21 0.23
Last reversal error 603 (82) 574 (93) 541 (99) 513 (78) 0.31 0.12 0.15 0.13

SCAPE, Strategy change after a probabilistic error.


Mean values of event numbers and event reaction times are given with the standard deviation in parentheses.
p values of paired t tests are given for between-session differences, p values of two-sample t tests are given for between-group
differences.

Fig. 2. Effect of last reversal error across both groups. Activations are rendered on a template brain in
Montreal Neurologic Institute (MNI) space (p<0.01, false discovery rate-corrected).

neuronal effects of successful CBT and therefore con- The peak location in the frontostriatal circuitry is well
tribute to the understanding of frontostriatal pathol- in line with the proposed impairment of this circuitry
ogy in OCD. We also replicate and extend findings in OCD (Huey et al. 2008 ; Maia et al. 2008) and also
described previously on both the behavioral and the with the most consistent findings as suggested by
neuronal level. meta-analyses of neuroimaging studies of OCD
As symptoms in all patients had been stable over (Whiteside et al. 2004 ; Menzies et al. 2008). However,
several years before inclusion in the study, an im- previous neuroimaging studies on CBT in OCD con-
provement in YBOCS scores is likely to be the effect of sistently reported hyperactivity in the right caudate
CBT. Treatment (i.e. CBT in patients) by group analy- before treatment that decreased to normal activity
sis showed an interaction in the caudate head. This is after therapy compared to control subjects (Baxter et al.
caused by patients showing relatively decreased acti- 1992 ; Schwartz et al. 1996 ; Nakatani et al. 2003 ; for a
vations before CBT but increased activations after re- review see Linden, 2006). It should be taken into con-
ceiving CBT compared to controls (see figures 4 and 5). sideration, however, that these studies investigated

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Frontostriatal activation in patients with OCD before and after CBT 213

0
z=0 T score z = –12

Fig. 3. Areas showing decreased activations with last reversal error in obsessive–compulsive disorder patients before treatment
compared to controls. Activations are overlaid on a standard brain in Montreal Neurologic Institute (MNI) space (p<0.01,
uncorrected).

0
x = 10 T-score z=9

Fig. 4. Areas showing an interaction between time (i.e. treatment in the obsessive–compulsive disorder group) and group.
Activations are overlaid on a standard brain in Montreal Neurologic Institute (MNI) space (p<0.01, uncorrected).

metabolism or cerebral blood flow in the resting state.


Estimates of neuronal activations at

The hypoactivity before treatment observed in our


x, y, z = 6, 6, 9 in arbitrary units

active task could be due to a lack of modulatory ca-


pacity in the caudate nucleus, meaning that patients’
pathologically elevated caudate activity at baseline
cannot be sufficiently upregulated when challenged
through RL as it is in healthy subjects. This would ex-
plain why the difference between last reversal error
and baseline before treatment was smaller in patients
than in controls. Furthermore, we observed an in-
crease in the activation difference after treatment, Time point 1 Time point 2 Time point 1 Time point 2
suggesting a recovery of modulatory capacity through OCD patients Healthy controls

CBT. Correspondingly, patients with greater clinical Fig. 5. Group- and time point-specific estimates of activation
improvement, reflected by greater reductions in in the caudate head peak voxel found in the interaction
YBOCS scores, showed less increase of activation in analysis. Error bars indicate 90 % confidence intervals.
the pallidum, suggesting regained control of caudate
over pallidal activity. Taken together, these anti- The literature on neuropsychological deficits in
parallel activity changes in the caudate and pallidum OCD is heterogeneous, as are the behavioral results of
in concert with a normalization of activity in the OFC studies testing cognitive flexibility of OCD patients
under treatment fit well into proposed models of with the RL task. Although Remijnse et al. (2006, 2009)
striato-orbitofrontal pathology of OCD (Huey et al. found differences in task performance, our results
2008 ; Menzies et al. 2008). In addition, the results are in are in line with other work on the identical version of
line with striato-orbitofrontal models of RL (Frank & this task (Valerius et al. 2008) and on variations
Claus, 2006). (Chamberlain et al. 2008). Differences in neuronal

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214 T. Freyer et al.

last reversal error in the right


Changes of activations with

pallidum (24, 3, 6) (AU)


6 2.00

0.00
4

–2.00
2

–4.00
0
z=6 0.00 10.00 20.00
Reduction of total YBOCS
score with treatment

Fig. 6. Smaller increases in activation in the right pallidum are associated with larger improvements of the clinical
presentation. Right panel : Scatterplots with 95 % mean prediction interval. YBOCS, Yale–Brown Obsessive Compulsive Scale ;
AU, arbitrary units.

activations observed between the groups in our study In summary, the current study (although pre-
are therefore a primary effect of disease or of a com- liminary) provides an insight into the effect of CBT
pensatory neuronal reorganization. on neuronal activations in OCD patients. The present
Neuronal activations with the last reversal error results also extend current models of neural mech-
across both groups (Fig. 2) are in line with previous anisms of psychotherapy, suggesting that cognitive
findings (Cools et al. 2002 ; Remijnse et al. 2009). The therapy might act in general from a dorsolateral pre-
between-group comparison before therapy replicates frontal cortex-dominated network (DeRubeis et al.
previously reported reduced activations in the orbito- 2008) to cognitively more distant targets such as the
frontal cortex but extends this effect to areas including orbitofrontal cortex and the basal ganglia.
the striatum (Fig. 3) (Chamberlain et al. 2008). In pre-
vious studies (Remijnse et al. 2006) reduced activations
in the striatum have been restricted to reward feed- Acknowledgments
back or to activations with a planning task (van den This study was supported by a grant from the German
Heuvel et al. 2005). It is interesting to note that the Research Foundation (DFG), Grant VO 542/5-2.
activated areas in the orbitofrontal cortex in our
study are more posterior than those reported pre-
viously (Chamberlain et al. 2008). We hypothesize Declaration of Interest
that differences in task design, for example the use of
None.
abstract patterns or the inclusion of baseline stimuli
(for which the correct response was known in ad-
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