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Journal of Theoretical Biology 473 (2019) 80–94

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Journal of Theoretical Biology


journal homepage: www.elsevier.com/locate/jtb

Neural dynamics in co-morbid schizophrenia and OCD:


A computational approach
Krisztina Szalisznyó a,c,∗, David N. Silverstein b, János Tóth d
a
Department of Neuroscience, Psychiatry, University Hospital, Uppsala University, Uppsala 751 85 Sweden
b
Department of Computational Science and Technology, KTH Royal Institute of Technology, Stockholm, Sweden
c
Computational Neuroscience Group Wigner Research Institute, Hungarian Academy of Sciences Budapest, Hungary
d
Department of Mathematical Analysis, Budapest University of Technology and Economics, Budapest, Hungary

a r t i c l e i n f o a b s t r a c t

Article history: The co-morbidity of obsessive-compulsive disorder (OCD) and schizophrenia is higher than what would
Received 1 July 2018 be expected by chance and the common underlying neuropathophysiology is not well understood. Repet-
Revised 29 January 2019
itive stereotypes and routines can be caused by perseverative thoughts and motor sequences in both of
Accepted 31 January 2019
these disorders. We extended a previously published computational model to investigate cortico-striatal
Available online 6 February 2019
network dynamics. Given the considerable overlap in symptom phenomenology and the high degree of
Keywords: co-morbidity between OCD and schizophrenia, we examined the dynamical consequences of functional
OCD connectivity variations in the overlapping network. This was achieved by focusing on the emergence of
Schizophrenia network oscillatory activity and examining parameter sensitivity. Opposing activity levels are present in
Cortico-striatal network orbitofrontal cortex (OFC) and anterior cingulate cortex (ACC) in schizophrenia and OCD. We found that
Computational modeling with over-compensation of the primary pathology, emergence of the other disorder can occur. The oscil-
latory behavior is delicately modulated by connections between the OFC/ACC to the ventral and dorsal
striatum and by the coupling between the ACC and dorsolateral prefrontal cortex (DLPFC). Modulation
on cortical self-inhibition (e.g. serotonin reuptake inhibitor treatment) together with dopaminergic input
to the striatum (e.g. anti-dopaminergic medication) has non-trivial complex effects on the network os-
cillatory behavior, with an optimal modulatory window. Additionally, there are several disruption mech-
anisms and compensatory processes in the cortico-striato-thalamic network which may contribute to the
underlying neuropathophysiology and clinical heterogeneity in schizo-obsessive spectrum disorders. Our
mechanistic model predicts that dynamic over-compensation of the primarily occuring neuropathophysi-
ology can lead to the secondary co-morbid disease.
© 2019 Elsevier Ltd. All rights reserved.

1. Introduction recent study has found that adolescents with schizophrenia and
OCD needed more antipsychotic doses and the symptomatol-
The prevalence of obsessive-compulsive symptoms (OCS) in ogy appears to be more treatment resistant, although the sever-
schizophrenia is higher than what would be expected by chance. ity of the schizophrenia was similar between study groups
The lifetime prevalence for OCD is about 2–3% and approaches 1% (Baytunca et al., 2017). OCS can also develop from atypical antipsy-
for schizophrenia. The prevalence of OCD has been reported to chotic treatments (Venkatasubramanian et al., 2009).
be around 16% in a schizophrenia patient group, which is about Cortico-striato-thalamo-cortical pathological circuit dynamics
7 times higher than without co-morbidity (Krüger et al., 20 0 0). plays a key role in OCD development. Various pathophysiology,
Moreover, differential diagnoses of compulsive behaviors in con- among them inflammatory processes can give rise to abnormal dy-
temporary psychiatric diagnostic systems are not without contro- namics in this circuit (Attwells et al., 2017). Obsessive-compulsive
versy (Oulis et al., 2013). In drug-naive schizophrenia, the onset disorder is characterized by recurrent intrusive thoughts (obses-
of obsessive-compulsive symptoms can either precede, be simulta- sions) and repetitive behaviors (compulsions). Apart from the
neous or develop later than the onset of psychotic symptoms. A widely accepted models of OCD pathophysiology which mostly
focus on cortico-striatal circuitry, recent neuroimaging evidence
points to critical involvement of the dorsal anterior cingulate

Corresponding author. cortex (ACC) and amygdalo-cortical circuitry as well (Milad and
E-mail address: krisztina.szalisznyo@neuro.uu.se (K. Szalisznyó). Rauch, 2011). Chamberlain concluded that working memory

https://doi.org/10.1016/j.jtbi.2019.01.038
0022-5193/© 2019 Elsevier Ltd. All rights reserved.
K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94 81

dysfunction is much less generalized and pervasive in OCD than dala, thalamus and the ventral tegmental area (VTA) on the
in schizophrenia, and suggested that this difference may be due to network dynamics. We modified the original model by expand-
the greater involvement of dorsolateral prefrontal cortex (DLPFC) ing the striatum to dorsal (D) and ventral (V) parts and by
in schizophrenia vs. orbitofrontal prefrontal cortex (OFC) in OCD adding the dorsolateral prefrontal cortex (DLPFC). The brain
(Chamberlain et al., 2005). A recent study found that a subgroup region hypo- or hyperactivity and hypo- or hyper- connec-
of individuals with ultra high-risk for psychosis with co-existing tivity data were implemented and the effects were analyzed
OCS might show higher levels of depression, but better work/study computationally.
performance and less cognitive deficits in comparison with a sub- Pathological neurodynamics of OCD and schizophrenia has
group without OCS (Soyata et al., 2018). Dual impairment of dorso- been extensively studied using computational and theoretical ap-
lateral and orbitofrontal prefrontal cognitive functions in the OCD- proaches (Friston et al., 2014; Maia et al., 2008; Rolls, 2012; Rolls
schizotypal personality disorder population has been suggested et al., 2008). Several theoretical works suggested the hypothesis
as a predictor of poorer clinical and treatment outcomes (Scotti- that attractor networks become too stable in obsessive-compulsive
Muzzi and Saide, 2017). disorder (Rolls, 2012; Rolls et al., 2008). In these modeling and the-
Another recent study demonstrated significant differences in oretical studies stable fixed-point attractors were assumed and an-
areas of cognitive processing, selective attention and executive alyzed.
function in schizophrenia patients who have co-morbid OCD as In our current study we considered stable periodic solutions as
an intrinsic part of the illness versus those where the OCD symp- pathological attractors for OCD neurodynamics. The underlying as-
tomatology was induced by antipsychotic medication (de novo sumption is that the periodic orbits give rise to repetitive thoughts
OCD) (Sahoo et al., 2018). These results further support the clinical and behavioral patterns. The justification of this assumption is sup-
heterogeneity of schizo-obsessive spectrum disorders. ported by increased oscillatory activity of OFC and ACC in patients
We have extended a previously published computational with OCD (Hou et al., 2012; Zhu et al., 2016).
model (Rădulescu and Marra, 2017), by taking into account the The clinical observations, human studies and animal experi-
functional and structural network changes of the cortico-striato- mental evidence were summarized, which underline the functional
thalamo-cortical circuit in the schizo-obsessive population. We and structural changes in OCD, schizophrenia and in case of coex-
analyzed the effects of orbitofrontal cortex (OFC), ACC, amyg- isting symptoms (Table 1).

Table 1
Structural and functional changes and connectivity alterations in OCD, schizophrenia (SCH) and schizo-obsessive disease (SCH-OCD),
based on brain imaging studies. Increased and decreased activity or connectivity is denoted by ↑ and by ↓, respectively. All the
references are from human studies. The changes, which were implemented in the model simulations are marked with frames .

Brain region OCD SCH S-O Reference

OFC ↑ Hou et al. (2012); Lv et al. (2017); Zhu et al. (2016)


OFC ↑ Attademo et al. (2016)
OFC ↓ Chamberlain et al. (2008); Remijnse et al. (2006)
OFC ↓ Li et al. (2016); Lui et al. (2015)

OFC ← → V-Striat ↑ Abe (2015); Anticevic et al. (2014); Jung et al. (2013); Nakamae et al. (2014)

OFC ← → D-striat ↓ Jung et al. (2017)

ACC ↑ Gu et al. (2008); Hou et al. (2012); Maia et al. (2008)

dACC ↑ Fitzgerald et al. (2005); Zhang et al. (2017)


ACC ↓ Gu et al. (2008); Radua et al. (2010)
ACC ↓ Adams and David (2007); Fornito et al. (2009); Lui et al. (2015)

rACC-DLPFC ↓ Zhang et al. (2017)

dACC-DLPFC ↑ Milad and Rauch (2011); Schlösser et al. (2010)

ACC ← → DLPFC ↓ Cui et al. (2015)


D-Striat ↓ ↓ Bleich-Cohen et al. (2014)
D-Striat ↓↑ Der-Avakian and Markou (2012)
D-Striat ↑ ↓↑ Gross-Isseroff et al. (2003)
V-Striat ↑ Lv et al. (2017)
V-Striat ↓ Der-Avakian and Markou (2012)
V-Striat ← → ACC ↓ Lin et al. (2017)

V-Striat ← → VTA ↓ Harrison et al. (2009)


V-Striat ← → DLPFC ↓ Harrison et al. (2009)
D-Striat ← → DLPFC ↓ Vaghi et al. (2017)
DLPFC ↓ ↓ Attademo et al. (2016); Bleich-Cohen et al. (2014)
DLPFC ↓ Gu et al. (2008); Levine et al. (1998); Vaghi et al. (2017)
Thal ← → D-V-striat ↑ Jung et al. (2017)
Amyg ← → D-V-striat ↓ Göttlich (2014)
Thal ↑ Lv et al. (2017)
Amyg ↑ Göttlich (2014)
82 K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94

1.1. Clinical motivation of the study together with decreased responsiveness on cognitive challenge
(Remijnse et al., 2006). Patients with OCD can exhibit reduced
Patients with schizophrenia often show obsessive rumina- lateral OFC responsiveness during reversal learning, thus reversal-
tions, repetitive ritualized behavior or stereotypic thoughts during learning related hypofunction can even be a vulnerability marker
acute psychosis (Schirmbeck and Zink, 2013). Repetitive manner- (Chamberlain et al., 2008).
isms of catatonia may phenomenologically overlap with obsessive- OCD has been linked with serotonergic dysfunction and treated
compulsive symptoms, but the relationship is unclear (Hermesh with serotonin selective reuptake inhibitors (SSRIs). The SSRI treat-
et al., 1989; Penland et al., 2006). Perseveration is also a fea- ment modulates top-down inhibitory functions of the OFC. Con-
ture of both schizophrenia and OCD. Given the high co-morbidity sistent with reversal learning representing a possible marker of
of the two disorders and the similarity of certain symptom compulsivity, it was found that 5-hydroxytryptamine (5-HT) deple-
phenomenology, we unified in a modeling framework the patho- tion in the marmoset prefrontal cortex impaired reversal learning
logical variations of the possible overlapping network. We took (Clarke et al., 2004; 2008).
into consideration altered fluctuation activities mostly based on A human study of OCD patients also revealed a reduction
resting-state fMRI studies. The amplitude of the low frequency in functional connectivity between the central OFC and dorsal
fluctuations (ALFF) of the blood-oxygen-level dependent (BOLD) striatum, but increased functional and structural connectivity be-
signal is correlated with the local magnitude of neural resting ac- tween the OFC and ventral striatal regions (Jung et al., 2017).
tivity (Leon et al., 2014; Nugent et al., 2015). We assumed that Early PET studies reported increased resting-state OFC metabolism
the underlying shared neural network pathology can account for (Baxter et al., 1988), and this region has been shown to be hyper-
the co-morbidity. Therefore, we incorporated the known network connected with the ventral striatum (Anticevic et al., 2014), sug-
alterations. We have not distinguished between different clinical gesting a hyperactivation of the ventral affective corticostriatal cir-
variables and symptoms (e.g. in case of OCD harm-related, check- cuit (Harrison et al., 2009).
ing, religious, symmetry/ordering, contamination/cleaning; e.g. in
case of schizophrenia negative and positive symptom groups), as 1.2.2. OFC abnormalities in schizophrenia
the present modeling framework is at a higher level of abstraction. Experimental evidence for the OFC pathology in schizophrenia
We focused on the emergence of oscillatory activity and examined is limited. A recent study revealed that patients with schizophre-
parameter sensitivity. nia had lower ALFF values in the OFC than did control subjects at
Spontaneous low-frequency BOLD signal fluctuations (ALFF) baseline (Li et al., 2016). These alterations improved toward nor-
show strong covariations with intracranial electrocorticographic mal levels at 1-year follow-up examinations after treatment. In a
and local field potential recordings. This was also shown for fluc- schizophrenia patient group, the degree of ALFF reduction in the
tuations in high-frequency (ie, gamma-band) power (He et al., right OFC at baseline was negatively correlated with the magnitude
2008; Leopold et al., 2003), thus hemodynamic response fluctua- of the increase in ALFF values (ie, normalization) in this region at
tions were tightly correlated to the power of local field potential 1-year follow-up (Li et al., 2016).
(LFP) oscillations in the gamma range (Niessing et al., 2005). An- The most commonly accepted hypothesis for schizophrenia sug-
other study demonstrated correlations between gamma 50 – 100 gests that changes in dopaminergic function occur at two sites. 1)
Hz band-limited power and the spontaneous fMRI BOLD signal Increased presynaptic dopamine synthesis and altered striatal D2
and these observations were present in both wakefulness and REM receptor affinity/expression correlate with the magnitude of posi-
sleep (He et al., 2008). Gamma abnormalities have been shown to tive symptoms. 2) Decreased D1 receptor neurotransmission in the
be associated with cognitive and perceptual domains that are im- prefrontal cortex is proposed to be linked with negative symptoms
paired in schizophrenia (Hoptman et al., 2010). (Clarke et al., 2014). OFC innervates the caudate nucleus, projects
directly and indirectly to the midbrain ascending DA systems and
1.2. OFC hyper- or hypo-activity inhibits the ventral tegmental area (VTA) neurons (Clarke et al.,
2014). It seems that altered OFC dopaminergic transmission con-
OFC plays a distinct role in processing reward, fear and anxiety. tributes to the striatal hyperdopaminergic state, thus reduction in
It supports behavioral flexibility and its dysfunction can contribute primate OFC dopamine levels elevates dopaminergic levels in the
to pathological perseveration (Clarke et al., 2008). Altered OFC ac- caudate (Clarke et al., 2014).
tivity reported from clinical and animal model studies in OCD and The functional normalization of ALFF values in OFC in treated
schizophrenia patients are summarized in Table 1. schizophrenia patients can be interpreted in the context of the
dopamine and serotonin hypotheses (Li et al., 2016). Hypoactiva-
1.2.1. OFC abnormalities in OCD tion in meso-cortical dopaminergic input may reduce activity in
In a human OCD study a significantly increased ALFF of the the orbitofrontal cortex. This deficit may respond to 5-HT2A and
BOLD signal was found in OFC, compared with healthy controls, D2 receptor antagonism, such that OFC activity may be relatively
which provides supporting evidence of an enhanced OFC sponta- normalized (Li et al., 2016).
neous neural activity in OCD etiology (Zhu et al., 2016). Increased
ALFF values in bilateral OFC were positively correlated with over- 1.3. Anterior cingulate cortex
all OCD symptom severity (measured by Yale Brown Obsessive-
Compulsive Scale (Y-BOCS) total scores) (Hou et al., 2012). It was The evidence in ACC pathology was summarized both in OCD
shown that OFC hyperconnectivity stem from a higher oscillation and in schizophrenia (Table 1).
frequency of neurons within this region (Giménez, 2017). From
EEG analyses, most studies agree that OCD patients in one or both 1.3.1. ACC pathology in OCD
band(s) (theta and delta bands) have higher power in contrast with In OCD, a number of studies show hyperactivation of the dor-
the control groups (Ghaffari et al., 2018). Increases in grey matter sal ACC (Milad and Rauch, 2011; Schlösser et al., 2010). Compared
volume were also found of the medial orbitofrontal cortex (mOFC) with normal controls, patients with OCD presented increased ALFF
and the ventral striatum in OCD patients (Lv et al., 2017). in ACC (Hou et al., 2012). It was proposed that hyperactivation of
However, task-induced OFC hypoactivity was described in a the dorsal ACC mediates faulty error signals that contribute to the
human study and it was suggested that OFC-striatal dysfunc- obsessions or to elevated fear and anxiety observed in OCD (Milad
tion in OCD is associated with increased resting-state activity and Rauch, 2011; Schlösser et al., 2010).
K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94 83

Task-induced functional connectivity analysis in OCD patients selecting and sustaining appropriate behavioral sequences. Hyper-
showed enhanced connectivity between the dorsal ACC and the dopaminergic states can directly contribute to OCD-related com-
DLPFC, supporting the idea of abnormal error processing in OCD pulsivity (Wood and Ahmari, 2015). A rodent study found that
patients (Schlösser et al., 2010). Increased connectivity between hyper-dopaminergic mutant mice show excessively strong and
dorsal ACC and caudate was also observed with resting state fMRI rigid manifestations of a complex fixed-action pattern compared
in OCD patients (Zhang et al., 2017). to wild-type mice (Berridge et al., 2005). An experimental primate
study found that bicuculline injections into limbic regions of the
1.3.2. ACC pathology in schizophrenia globus pallidus can induce stereotypes (Monteiro and Feng, 2016).
Studies which describe hypoactivation outnumber studies Clinical studies have implicated dysfunction in goal-directed
which report hyperactivation (Adams and David, 2007). Relative cortico-striatal pathways in OCD and this dysfunction forces pa-
to the control group, schizophrenia patients showed a significantly tients to rely instead on a parallel, habitual system (Gillan et al.,
decreased ALFF in the left cingulate gyrus. Hypoactivity of the OFC 2011). A recent cognitive model of OCD hypothesizes that activ-
and ACC was demonstrated in pathogenesis across different psy- ity of a goal-directed system normally shifts to a second habit-
chotic disorders (Lui et al., 2015). mediating system (Milad and Rauch, 2011). OCD may result from
Salience network dysfunction has been proposed as a mecha- dysfunction in the goal-directed response system, thus necessar-
nistic model for several core symptoms of schizophrenia. Patients ily increasing the reliance on the habitual responding system
with schizophrenia have an impaired ability to detect erroneous (Gillan et al., 2011).
responses to stimuli and were characterized by hypoactivity in Second-generation antipsychotic-induced obsessive-compulsive
the rostral ACC compared with healthy participants during error- symptoms are likely to be attributed to the antidopaminergic and
eliciting tasks (Friston et al., 2014; Laurens et al., 2003). ACC is antiserotonergic drug properties (Scotti-Muzzi and Saide, 2017).
hypoactive during emotional processing in schizophrenia and re- These atypical antipsychotic medications have less dopamine D2 -
cent evidence suggests the hypoactive ACC in schizophrenia is cor- receptor blockade and more serotonin (5-HT) receptor blockade.
related with negative (and not positive) symptoms (Nelson et al., This serotonin receptor blockade, which contributes to the disin-
2015). hibition of dopamine in the frontal cortex, may be clinically effec-
tive in reducing negative symptoms of schizophrenia (Tibbo and
1.4. Dopaminergic hyper- or hypo-activity and striatum Warneke, 1999).
Patients with OCD showed evidence of reduced functional
Pathological modulation from dopamine signaling in the stria- connectivity of the dorsal striatum and lateral prefrontal cortex
tum leads to abnormal repetitive behaviors in animals (Wood and (Harrison et al., 2009). The same study found an unanticipated ap-
Ahmari, 2015). Dopaminergic inputs to ventral striatum and the parent loss of functional connectivity between the ventral striatum
VTA projections to the ventral striatum likely contribute to regions and the midbrain VTA (Harrison et al., 2009).

Fig. 1. Schematic figure of the cortico-striato-thalamic network used to model pathophysiology in OCD and schizophrenia. Red lines denote excitatory, blue lines inhibitory
and green/brown lines dopaminergic inputs. The dopaminergic effect implemented in the model with a nonlinear term is represented with green arrows and the linear
dopaminergic effect is denoted with brown arrows. The connection between V and D is bidirectional but the ascending spiral indicates the preferred direction between the
ventral and dorsal regions (Haber et al., 20 0 0). Grey circles denote bidirectional couplings, where the valence and the type of neurotransmission is different in the two
opposing directions. (For interpretation of the colors in this figure legend, the reader is referred to the web version of this article.)
84 K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94

Table 2 Table 3
Summary of the variables used in various simulation sets, listed alphabetically. Summary of the parameters used in various simulation sets. The first and the
The first and the second column denotes the variables and the corresponding second column denotes parameters and the corresponding connectivity or scal-
brain regions, respectively. ing parameters in the model.

Variables Brain regions Parameters Connectivity

A amygdala b11 O→V


C ACC b12 O→D
D dorsal striatum b2 A → V, D
O OFC e self-inhibition of A
P DLPFC g δ→V
T thalamus h δ → D
V ventral striatum i O, C → A
δ VTA/substantia nigra pars compacta j D→V
k V→D
l self-inhibition of C
m excitatory conn.
2. Methods and materials n self-inhib. D, V, T, P, δ
u C→P
w P→C
2.1. Model description and development
y C → D, V
z self-inhibition of O
We extended the modeling framework specified by μ parameter of the sigmoidal func.
Rădulescu and Marra (2017). The modeled network is schemat-
ically represented in Fig. 1. We modeled neural population
activity and network connectivity based on functional MRI studies ics from the VTA/substantia nigra pars compacta (Rădulescu and
(Rădulescu and Marra, 2017). The variables and the parameters Marra, 2017).
are listed in Tables 2 and 3, respectively. Differences from the
dC
 
original model are denoted in frames throughout the equations. = −lC + m O + T + A + wP + fμ (C, δ ) (2)
The model is a system of ordinary differential equations consisting dt
of the following: Variable C describes the ACC population activity, l is the self-
inhibition parameter of C. P represents DLPFC population activity
dO
= −zO + m(A + T ) + fμ (O, δ ) (1) and w scales the effect of DLPFC on ACC.
dt
dA
Variable O denotes the OFC population activity, parameter z = −eA − i(O + C ) + m(T + δ ) + fμ (A, δ ) (3)
dt
is the self-inhibition, and variables A, T are the amygdala and
thalamus neural population activity, respectively. Parameter m is Parameter e is the self-inhibition of the amygdala population
an excitatory scaling term used to parameterize excitatory con- activity and parameter i scales the inhibitory effect of the OFC and
nections, throughout the model. The term fμ denotes a com- ACC to the amygdala (Rădulescu and Marra, 2017).
plex dopamine modulation described in Eq. (9) (Rădulescu and dT
 
Marra, 2017). The variable δ describes the dopaminergic dynam- = −nT + m O + C + P + A + V + D + f μ (T , δ ) (4)
dt

Fig. 2. Schematic figure of the network changes due to altered activity of the OFC. The figure summarizes the parameter changes studied in simulation set I. The self-
inhibition of the OFC (z), the OFC → V (b11 ), OFC → D (b12 ) connection strengths were analyzed. (For interpretation of the colors in this figure legend, the reader is referred
to the web version of this article.)
K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94 85

Variable T is the thalamus population activity, n parameterizes brain DA nuclei, we did not include this or projections from the
the self-inhibition of T. V and D are the ventral and the dorsal stri- dorsal striatum to the VTA in the model.
atal variables, respectively. The striatum was divided into dorsal

(D) and ventral (V) parts, whereas the original study had only one = −nδ + m(O + C + A + T + V ) (8)
striatal region (Rădulescu and Marra, 2017). The analyzed connec- dt
tivity alterations of these two parts were motivated by the network Parameter n scales the self-inhibition of δ .
pathology between these two regions of the striatum and the cor-
tex in schizophrenia and in OCD. 1
fμ (X, δ ) = (9)
exp(−μ(X − δ )) + 0.5
dV
= −nV + b11 O + jD + b2 A + mT + yC − gδ + fμ (V, δ ) (5)
dt The complex dynamics of the modulatory dopamine effect
has been modeled by a sigmoidal function and has been con-
Parameter n is the self-inhibition of V, b11 specifies the OFC ef-
sidered to be proportional to the activity already present in the
fect on the V, j scales the effect of the dorsal striatum popula-
target area (Rădulescu and Marra, 2017; Szalisznyó and Müller,
tion activity to the ventral striatum, b2 parameterizes the amyg-
2009). The parameter μ was chosen to be 0.1 in every simula-
dala’s effect on the V. Parameter y scales the ACC input to the ven-
tion (Rădulescu and Marra, 2017). One early study suggested that
tral striatum, g parameterizes the dopaminergic influence from the
dopamine increases the signal-to-noise ratio of a postsynaptic neu-
VTA.
ron (Servan-Schreiber et al., 1990). A connectionist approach of
dD this idea was implemented by changing the dopaminergic gain of
= −nD + b12 O + b2 A + m(T + P ) + kV + yC − hδ + fμ (D, δ ) a sigmoidal activation function (Gershman, 2013; Servan-Schreiber
dt
et al., 1990). The modulatory dopamine effect was also modeled
(6) in our study using a sigmoidal function and is considered to be
proportional to the activity already present in the target area
Variable D is the dorsal striatal activity, n is the parameter for
(Rădulescu and Marra, 2017). It was chosen as not centered to be
the self-inhibition of D. Parameter b12 denotes the OFC effect on
the dorsal striatal activity, parameter k scales the effect of V on D,
h influences the dopaminergic input from the VTA, b2 parameter-
izes the amygdala’s effect on D. Parameter y scales the ACC input
to the dorsal striatum.

dP
= −nP + m(O + T ) + uC + fμ (P, δ ) (7)
dt

Dorsolateral prefrontal cortex was added to the model. The mo-


tivation of this change was that the DLPFC dysfunctions are signif-
icant among the schizophrenia patients. Parameter n denotes the
self-inhibition of P, u scales the effect of the ACC on the DLPFC.
The DLPFC projects mostly to the central striatum and premotor
and motor cortex projects to the dorsolateral striatum (Choi et al.,
2017; Haber et al., 20 0 0). The ventral striatum modulates cog-
nitive and motor striatal areas via the midbrain dopamine cells.
Thus the information flow is following the so called “Haber spiral”,
from ventral-medial to dorsal-lateral striatum (Burton et al., 2015;
Haber, 2016). Although DLPFC sends sparse projections to the mid-

Table 4
Summary of the parameters used in various simulation sets. The parameters,
which were altered in a specific simulation set were denoted with boldface. Note
that all parameters are non-negative, except g and h in simulation IV.

Model parameters Sim.I. Sim.I. Sim.II. Sim. III. Sim. IV.


Fig. 3A. Fig. 3B. Fig. 5. Fig. 7. Fig. 9.

i 2 2 2 2 2
b11 1.2 1.5 1.2 1.2 1.2
b12 0.9–1.2 1.5 1.2 1.2 1.2
b2 1.2 1.2 1.2 1.2 1.2
g 0.7 0.7 0.7 0.7 −1–2
h 0.7 0.7 0.7 0.7 −1–1.4
k 1 1 0.1 9–10 0.1
j 1 1 0.1 11–12 0.1
Fig. 3. Bifurcation analysis of the OFC variable (O) as a function of OFC self-
l 1.4 1.4 0–3 1.4 1.4
inhibition parameter (z). In case of Fig.A the connection between OFC → V was cho-
m 0.7 0.7 0.7 0.7 0.7
sen to be b11 = 1.2, (b12 = 1.2) (I). Then the OFC → V was increased to be b11 = 1.5,
n 1.4 1.4 1.4 2 1.4
(b12 = 1.2) (red direction) (II). Finally the OFC → D was decreased to b12 = 0.9,
e 1.4 1.4 1.4 1.4 1.4
(b11 = 1.2) (blue direction) (III). On Fig.B. both the connections between OFC → V
y 0 0 0–0.6 0 0
and OFC → D were the same b11 = 1.5, b12 = 1.5. The bifurcation analysis demon-
z 0–0.5 0–0.02 1.4 1.4 0–0.2
strates the amplitudes (upper and lower bounds) of the stable limit cycles that
μ 0.1 0.1 0.1 0.1 0.1
emerged from the Hopf bifurcation and the stable or unstable equilibrium curves.
w 0.7 0.7 0–1.7 0.7 0.7
(For interpretation of the colors in this figure legend, the reader is referred to the
u 0 0 0–3 0 0
web version of this article.)
86 K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94

zero when x = δ, according to previous modeling studies (Fellous ing the OCD symptoms. Overcompensation can generate hypoactive
and Linster, 1998; Hass and Durstewitz, 2011; Servan-Schreiber OFC, which is demonstrated in schizophrenia.
et al., 1990). We have not found qualitative differences between
the results, using our version as compared to the original one. OFC → V and OFC → D projections
The initial conditions for all variables were chosen to be 0 According to the literature, patients with OCD have increased
throughout the study. The parameters are summarized in Table 2. functional and structural connectivity between the OFC → V (Abe,
The parameters used in various simulation sets are summarized in 2015; Jung et al., 2017; Nakamae et al., 2014; Takagi, 2017) regions
Table 4. but reduced connectivity between the OFC → D (Jung et al., 2017)
(Table 1), (Fig. 2). To investigate the effect of such pathological al-
2.2. Numerics terations, first the connectivity between the OFC → V regions was
altered via changing the parameter b11 (Fig. 3). With increased b11
Simulations were performed on a Thinkpad T420s running the values the system finds a stable fixed-point solution at lower z val-
Ubuntu-16.04 Linux operating system and using XPP simulation ues, thus the increased OFC → V connectivity prevents the sys-
software (version 5.91). The differential equations were solved tem from exhibiting repetitive periodic OCD-like activity (Fig. 3A
using the 4th order Runge–Kutta method, with a step size of II.). We then decreased the connectivity between the OFC → D re-
0.05 ms. For the bifurcation analysis the AUTO module of XPP was gions (Jung et al., 2017) by altering parameter b12 (Fig. 2). With de-
used (Ermentrout, 2002). creased b12 values the system exhibits stable periodic solutions at
higher z values and it finds a stable fixed-point solution at higher z
3. Results values, so the decreased OFC → D connectivity pushes the system
to periodic OCD-like activity (Fig. 3A III.). This suggests that the
3.1. Orbitofrontal cortex activation decreased OFC → D connectivity (and increased oscillatory activ-
ity) can be compensated for by an increased OFC → V connection
Simulation set I. strength.

OFC self-inhibition 3.2. The effect of the anterior cingulate cortex activation
We investigated the effects of altering OFC self-inhibition in our
network model, via altering parameter z (Table 3) (Fig. 2, Fig. 3) Simulation set II.
and observed that the OFC self-inhibition influences the system,
such that with low parameter values (low disinhibition level) the ACC self-inhibition
variables exhibit a stable periodic solution (OCD-like behavior). As Motivated by the pathophysiological hyperactivation of ACC in
the parameter value increased, a more inhibitory effect is intro- OCD patients (Gross-Isseroff et al., 2003; Maia et al., 2008; Mi-
duced and the system finds a stable fixed-point solution (Fig. 3A). lad and Rauch, 2011) we investigated the effect of self-inhibition
This implies that regulatory processes on the hyperactive OFC can in the ACC (parameter l) (Fig. 4.). There is a parameter regime (in
contribute to decreased oscillatory activity and eventually decreas- the l space) in which the system exhibits stable periodic solutions

Fig. 4. Schematic figure of the network changes due to altered activity of the ACC. The figure summarizes the parameter changes studied in the simulation set II. The effect
of the ACC self-inhibition and the ACC ← → DLPFC connection strength were analyzed. (For interpretation of the colors in this figure legend, the reader is referred to the
web version of this article.)
K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94 87

tex (C) and vice versa (parameters w and u). The results show
that with increased coupling strength from the ACC → DLPFC (pa-
rameter u) and back from the DLPFC → ACC (parameter w) the
Hopf bifurcation moves in the l - u and in the l - w space along
the l dimension (Fig. 5B and C). This means that with increased w
and u connection strength values, more self-inhibition of the ACC
is required to shift from periodic solutions to a stable fixed-point
solution (Fig. 5B and C). These results suggest that an emergence of
oscillatory activity in the network can appear due to an increased
connection strength between the ACC and DLPFC, which was de-
scribed in OCD (Milad and Rauch, 2011; Schlösser et al., 2010). The
decreased connectivity in this coupling in schizophrenia might be
due to compensatory processes (Cui et al., 2015).

ACC → striatal projections


The effect of connectivity change between the ACC and the
striatum was also examined. We investigated the effect of cou-
pling strength from ACC to the V, to the D and both (altering
parameter y) (Fig. 4). We found that as the coupling increased
from the ACC to the striatum (both ventral and dorsal), the sta-
ble fixed-point solution did not change qualitatively, but did in-
crease rapidly in a very narrow parameter regime (Fig. 5D). We
have not observed changes in the oscillatory behavior, while al-
tering parameter y. These results may imply that the connection
strength between ACC → V, D influences ACC activity and this in-
fluence is threshold-like, with a steeply changing effect in a very
narrow parameter regime. With a decreased connection strength
between ACC → V, low ACC activity can be present, which was ob-
served in schizophrenia (Lin et al., 2017). When only the coupling
to the V or to the D was increased, we observed the very same
qualitative behavior (figures not presented).

3.3. Changing the intrastriatal projections (V ← → D)

Simulation set III.


We investigated the effects of coupling strength from the ven-
tral to the dorsal part of the striatum (parameter k) (Fig. 2) and the
opposite direction dorsal → ventral via parameter (j). The under-
lying anatomy suggests that the ventromedial striatum projections
terminate throughout an extensive region of the dorsal midbrain,
whereas the dorsolateral striatal projections are relatively limited
Fig. 5. Bifurcation analysis of the ACC variable (C) (Fig.A) as a function of ACC self-
to the ventrolateral striatum. Primate studies suggest that in phys-
inhibition parameter (l). Two dimensional analysis was performed in the (l − u)
(Fig.B) and in the (l − w) parameter space (Fig.C). Bifurcation analysis of the ACC
iological cases the ventral striatal regions influence more the dor-
variable (C) (Fig.D) as a function of ACC → striatum connectivity strength (y) sal striatal regions via ascending spiraling projections (Haber et al.,
(Fig.D). (For interpretation of the colors in this figure legend, the reader is referred 20 0 0). These differences in proportions significantly alter their re-
to the web version of this article.) lationship to the midbrain (Haber et al., 20 0 0). Motivated by the
possible pathophysiological alterations in the Haber spiral we in-
vestigated the altered connectivity in both directions (Haber et al.,
(Figs. 5A and 6A). With higher l values the amplitude of the sta-
20 0 0).
ble periodic solution decreases and the frequency of the oscillation
The results show that there is no qualitative difference in the
increases (Fig. 6A and B). With higher ACC self-inhibition, the sys-
case of bidirectional coupling between the dorsal and ventral stria-
tem switches to a stable fixed-point solution. Demonstration of the
tum (Fig. 7A and B). With increased coupling strength, the stable
projections of the phase space and direction fields in various l pa-
fixed-point solution changes to stable periodic solutions via a Hopf
rameter values are presented in Fig. 6. The system is able to change
bifurcation (Fig. 7A and B). However, the ventral → dorsal cou-
behavior from a stable fixed-point (Fig. 6C) to stable periodic so-
pling (k) strength change does result in a periodic solution at a
lutions (Fig. 6D). These simulation results imply, that regulatory
lower coupling strength and with a less steep frequency transition.
processes on the hyperactive ACC can contribute to decreased os-
The dorsal → ventral coupling (j) increase also results in emerging
cillatory activity and eventually decreasing and terminating oscil-
periodic solutions, but at slightly higher parameter values and with
latory activity. Hypoactive ACC (as in schizophrenia) may emerge
more abrupt change in a narrower parameter regime. These results
as an overcompensation of the primary pathology (Fig. 11).
suggest that the V → D and D → V activation patterns have qual-
itatively the same effects. However, the reverse D → V activation
ACC ← → DLPFC projections (opposite to the Haber-spiral (Haber et al., 20 0 0)) results in oscil-
We have studied the effect of coupling strength between the latory behavior in a bit higher parameter values, but with more
dorsolateral prefrontal cortex (P) and the anterior cingulate cor- abrupt changes.
88 K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94

Fig. 6. Bifurcation analysis of the ACC variable (C) as a function of ACC self-inhibition parameter (l) (Fig.A). Phase plane and direction fields in the O − C space as a function
of various l parameter values (Fig.B–D). On figure B, l was chosen to be 0.885 (yellow dashed line in the Fig.A), on figure C, l was chosen to be 0.887 (blue dashed line on
Fig.A.) (For interpretation of the colors in this figure legend, the reader is referred to the web version of this article.)

3.4. Altering the dopaminergic effect tory behavior and exhibits a stable fixed-point solution. The tran-
sition occurs via Hopf bifurcation (Fig. 9C and D).
Simulation set IV. We modeled the dopaminergic effect on the With low and negative dopaminergic coupling to the V (nega-
ventral and dorsal striatum (Fig. 8). The effect of self-inhibition tive g values) the system requires lower self-inhibition for reaching
change of the OFC was investigated in the network model, while a stable fixed-point solution. However, with increased dopaminer-
altering parameter g and h (Fig. 8). The dopaminergic activity in- gic coupling, higher z values are needed for the transition from
fluences the system, such that with negative parameter values the periodic to fixed-point behavior. With a further increased g value,
variables (e.g the OFC) exhibit stable periodic solutions at higher g lower self-inhibition is enough for the transition from a periodic to
and h values. (Note that negative values mean positive influence in stable fixed-point solution. Thus, there is a parameter “window” of
Eqs. (6) and (7) as the dopaminergic terms have negative valence). the dopaminergic input to the V, which contributes to more acces-
As the parameters (g, h) are increased, the system becomes more sible periodic solutions and in this window higher self-inhibition
excitable, thus the stable fixed-point solution changes to stable pe- is needed for reaching a stable fixed-point solution. In the case of
riodic solutions via Hopf bifurcation at lower OFC activity values lower or higher values, lower self-inhibition z of the OFC is enough
(O) (Fig. 9A and B). to reach a stable fixed-point solution (Fig. 9C).
The two-dimensional OFC self-inhibition (z) and dopaminergic With negative dopaminergic coupling to the D (negative h val-
influence (both on ventral (g) as well as the dorsal (h) striatum) ues) the system requires higher self-inhibition for reaching the
were also examined (Fig. 9). With increased OFC self-inhibition the stable fixed-point solution. However, with increased dopaminer-
system changes behavior, such that it looses the periodic oscilla- gic coupling lower z values are enough for preventing periodic
K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94 89

pathological recruitment of cortico-striatal pathways are involved


in OCD and that the hyperactivity is capable of spreading from the
dorsal to the ventral regions. Our simulations suggest that com-
pensatory mechanisms for preventing OCD-like periodic solutions
include decreased OFC → D connectivity, thus it might be that the
neural circuit is able to compensate for increased OFC → V connec-
tivity (Abe, 2015; Jung et al., 2013; Nakamae et al., 2014) by de-
creased OFC → D connection strength (Jung et al., 2017). It appears
that different regions in striatum can compensate for each other
when function in one is disrupted, suggesting that these structures
can work in parallel (Burton et al., 2015).
The literature is controversial regarding ACC activity in OCD,
but studies which found increased ACC activity in OCD (Milad
and Rauch, 2011; Schlösser et al., 2010), outnumber those which
demonstrated decreased activity (Gu et al., 2008; Radua et al.,
2010). Our simulation results show that as ACC self-inhibition
decreased, the system loses a stable fixed-point solution and
exhibits stable periodic solutions (OCD-like activity). Increased
connectivity between ACC and DLPFC also promotes OCD-like
behavior, thus higher self-inhibition of ACC is needed to obtain
a stable fixed-point solution, which is in correspondence with
some findings in OCD patient groups (Schlösser et al., 2010).
Hypoactive ACC in schizophrenia was found to be correlated
with negative symptoms (Nelson et al., 2015) and grey matter
reductions in the ACC precedes psychosis onset in schizophrenia
(Fornito et al., 2009). Our simulation results show that increased
self-inhibition results in ACC hypoactivity, which correlates with
clinical findings in schizophrenia. Bilaterally decreased inferior
V-dACC functional connectivity correlated inversely with overall
symptom severity in first episode schizophrenia (Lin et al., 2017).
Our simulations predict that the connection strength between
the ACC and V, D influences the ACC activity and this influence
is “threshold like”, with a steeply changing effect in a very nar-
row parameter regime. According to our simulation results the
co-morbid set of patients most likely exhibit ACC hyperactivity,
which implies a low correlation with negative symptoms in
schizophrenia.

Fig. 7. Bifurcation analysis of the OFC activity (O) as a function of ventro → dorsal
4. Discussion
(k) (Fig.A.) versus dorso → ventral (j) (Fig.B.) striatal connection strength.

Anatomical evidence now indicates that the cortico-striatal


solutions. Further increasing the coupling strength, again higher loops are more integrated across the ventral and dorsal striatum as
z values are needed for the transition from periodic to fixed- well as the thalamus and not fully segregated as initially thought.
point behavior. Interestingly, here also an “optimal window” of the It seems that there is a dynamic interplay between different stri-
dopaminergic input to the D was observed, which effectively can atal regions (Szalisznyó et al., 2017). A hyperdopaminergic state in
contribute to preventing the periodic solutions. Lower or higher the ventral striatum could lead to excessive valuation or repetitive
values require a higher self-inhibition z of the OFC (Fig. 9D). selection of a behavior and can directly contribute to OCD-related
These results imply that the modulation on the cortical self- compulsivity. On the other hand, the classical hyperdopaminergic
inhibition (e.g. SSRI treatment) together with the dopaminergic in- state in the mesolimbic pathways is the widely accepted working
put (e.g. anti-dopaminergic medication) have a non-trivial complex hypothesis of the positive symptom development in schizophrenia.
effect, with an optimal modulatory window (Fig. 10). VTA projections to the ventral striatum may be particularly rele-
vant to OCD (Wood and Ahmari, 2015).
3.4.1. Predictions Atypical antipsychotic drugs (AAP) are efficient as augmenta-
The analysis of the coupling strength between the ventral and tion to SSRI in treatment resistant OCD and some of them such as
dorsal striatum predicts that by decreasing the ventral → dorsal risperidone or aripiprazole have favorable effects in schizoptypic
coupling it is easier to evoke periodic solutions. The reverse dor- OCD, although AAPs can cause induced OCS in schizophrenic pa-
sal → ventral coupling strength increase the occurance of emerg- tients (Grillault-Laroche and Gaillard, 2016). The majority of the
ing periodic solutions at slightly higher parameter values and with available evidence suggests that OCD is associated with a hyper-
more abrupt change in this narrower parameter regime. It is also dopaminergic state (Perani et al., 2008), but there are also findings
worth noting that anatomically the ventral striatal regions influ- that support a more complex relationship between OCD symp-
ence more the dorsal striatal regions via ascending spiraling pro- tomatology and dopamine. There is: (1) evidence that dopamine
jections than vice versa (Haber et al., 20 0 0). The transition from antagonism can also exacerbate symptoms or fail to produce a clin-
voluntary goal-directed to habitual behavior has been demon- ical benefit (Klanker et al., 2013) and (2) imaging data suggest-
strated both in animal as well as in human studies (Everitt and ing both increased and decreased dopamine transporter binding
Robbins, 2013). Our computational modeling results predict that (Klanker et al., 2013).
90 K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94

Fig. 8. Schematic figure of the network changes due to altered dopaminergic effects. The figure summarizes the parameter changes studied in the simulation set IV. The
dopaminergic effect implemented with a nonlinear term is represented with green arrows, and the dopaminergic effect denoted with brown arrows. (For interpretation of
the colors in this figure legend, the reader is referred to the web version of this article.)

Fig. 9. Parameter sensitivity analysis of the Hopf bifurcation point as a function of dopaminergic effects on the Ventral (A) and on the Dorsal striatum (B). Co-dimension one
bifurcation analysis in two-dimensional parameter slices (C and D). The Hopf bifurcation point in the two-dimensional OFC self inhibition (z) and the dopaminergic influence
(g) parameter space (C). The Hopf bifurcation point in the two-dimensional OFC self inhibition (z) and the dopaminergic influence (h) parameter space (D). The effect of a
dopamine antagonist from antipsychotic medication (AP) and downregulation of OFC activity from SSRI represented by blue and red arrows, respectively. (For interpretation
of the colors in this figure legend, the reader is referred to the web version of this article.)
K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94 91

Fig. 10. Schematic figure of the cortico-striatal connections in healthy, OCD and schizophrenia models. Pink dashed zone symbolizes the cortical areas which are influenced
by SSRI treatment, while the blue dashed zone denotes the brain areas affected by antipsychotic treatment (AP). (For interpretation of the colors in this figure legend, the
reader is referred to the web version of this article.)

Fig. 11. Schematic representation of the cortico-thalamo-striatal network pathophysiology in schizophrenia and OCD. Each region is marked by both a red and blue dot to
represent contributions to both loops from schizophrenia and OCD, respectively. The red dots and lines denote activity and connectivity changes in schizophrenia. The blue
dots and lines denote activity and connectivity changes in OCD. Dashed lines denote decreased, while solid double lines denote increased connectivity. The dots which are
inside the black octagon have decreased activity in a disease, while the dots outside the black octagon symbolize increased activity in pathological conditions. Fig.B represents
the possible over-compensatory plasticity sites, where the OCD and schizophrenia patients have opposite primary pathology. Red and blue half circle arrows denote possible
compensatory regions in the neural network. The anterior insula (AI) and the alterations in its connections (green) with the OFC and ACC are important neural correlates of
insight in both OCD and schizophrenia (not included in the simulations). (For interpretation of the colors in this figure legend, the reader is referred to the web version of
this article.)

Our findings demonstrate an increase in network excitability switching to a stable fixed-point solution, promoting OCD-like be-
with increased dopaminergic influence on the dorsal and the ven- havior.
tral striatum. For a specific self-inhibition level of the OFC (which A theoretical study pointed out that reduced inhibition does
can be related to the level of SSRI treatment), there exists a level not correspond well to any known disturbances in OCD (Maia and
of dopaminergic input to the dorsal striatum, which provides the McClelland, 2012). Instead there is more evidence for increased
optimal window of modulation for the system to switch to a stable excitation which is consistent with evidence of glutamatergic
fixed-point solution, preventing OCD-like behavior. On the other hyperactivity in OCD (Maia and McClelland, 2012). In our cur-
hand, there exists a certain parameter regime for V dopaminer- rent study, self-inhibition of the OFC and ACC was decreased to
gic modulation which prevents most effectively the system from simulate an imbalance between excitation and inhibition.
92 K. Szalisznyó, D.N. Silverstein and J. Tóth / Journal of Theoretical Biology 473 (2019) 80–94

Clozapine is one of the most effective antipsychotic drugs which Acknowledgements


is known to induce obsessive-compulsive effects due to its strong
antiserotonergic properties (Schirmbeck and Zink, 2012). In accor- We wish to thank Tamás Kiss for carefully reading the
dance with this theory, SSRIs and cognitive behavioral therapy manuscript and for useful comments and suggestions. K.Sz. was
(CBT) have therapeutic effects via altered serotonergic neurotrans- supported by the Swedish Medical Association and Medical Train-
mission in OCD. 5-HT receptors might modulate the top-down in- ing and Research Agreement (ALF) Funds from Uppsala University
hibitory functions of the OFC and is implicated in compulsive be- Hospital, FoU and RUFU grants from Uppsala University Hospital
havior. and Uppsala University, Institute of Neuroscience. JT was partially
In the case of both OCD and schizophrenia, opposite activation supported by the National Research, Development and Innovation
levels for ACC and OFC were reported in the literature. We predict Office, Hungary (SNN 125739).
that the network is able to compensate partially for the primary
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