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Keywords: This article describes a simple generic system dynamics model of resource dependency in ecosystems to explore
Model the potential range of behaviours that can arise purely due to system structure. The model produces a small
Equilibrium number of behaviours that replicate the observed real‐world behaviour of ecosystems but does not produce
Ecosystem the less plausible outcomes produced in simpler predator–prey models (e.g. Lotka Volterra) such as exponential
Collapse
growth or exploding oscillations. The more limited range of behaviours is attributed to the inclusion in the
Predator
Prey
model of species dependence on abiotic resource flows. The simulations explore the response of systems in
Resilience equilibrium to various types of ‘shock’ and the outcomes are used to reflect on the concepts of resilience
Sustainability and sustainability. The results challenge the normative understanding of these terms and their relationship
to each other. The results also reinforce the notion that shocks to the abiotic system flows at the foundation
of all ecosystems present the greatest threat to ‘resilience’ as they affect all trophic levels.
https://doi.org/10.1016/j.totert.2022.100011
Received 20 May 2022; Revised 30 August 2022; Accepted 30 August 2022
orbit period is regular and repetitive. N and P are the populations of prey and predator respectively
Limit cycle a form of periodic orbit that is closed (i.e. “that a r0 is the prey growth rate,
point moving along the cycle will return to its K is the prey carrying capacity,
starting position at fixed time intervals and thus c is the predator consumption rate
execute periodic motion” Edelstein‐Keshet (1988) d is a constant regulating equilibrium (satiation) levels
δ is the predator death rate
χ is the predator–prey conversion rate
Each of these conditions may be stable (i.e. the system has a tendency This configuration incorporates the so‐called “Holling Type‐II Func-
to that condition independent of initial conditions and perturbations), tional Response” which characterises how the predation rate responds
or unstable. to prey density.
As reported by Swart, the Lotka Volterra structure can produce a This model eliminates most of the obvious deficiencies in the pure
wide range of behaviours depending on its parameterisation. These Lotka‐Volterra model and can produce a range of plausible behaviours
include exponential growth of both species, extinction of the preda- including: stable equilibrium populations of predators and prey,
tors, damped oscillations toward stable equilibrium, explosive oscilla- damped oscillations leading to equilibrium, predator extinction and
tions, and non‐isolated closed orbits. Although the Lotka‐Volterra limit cycles. In fact, the model produces two forms of stable limit cycle,
equations are known for their ability to produce closed orbits, these one in which populations oscillate in an elliptical manner similar to
occur only with a specific set of parameters. As Swart notes: ‘In the neu- the unstable Lotka‐Volterra orbits (Fig. 2a) and one in which limit
trally stable Lotka‐Volterra model, both populations undergo constant oscil- cycles ‘emerge’ with population levels that fall to almost zero (see
lations whose amplitudes bear no relation to the biology of the species but Fig. 2b). This behaviour occurs at elevated values of K – the prey car-
only to the initial values.’ As identified by many other authors (Toro & rying capacity, and is known as the ‘paradox of enrichment’
Aracil, 1988), the equations are insufficient to characterise any real (Rosenzweig, 1971).
world examples of limit cycle behaviour, as the cycles created by the Apparently stable, limit cycle behaviour is observed in predator –
equations are inherently unstable. prey interactions in nature. Probably the most famous example of this
The existence of exponential growth of predators and prey is clearly derives from fur records of lynx (predator) and snow hares (rey) in
indicative of missing structure in the Lotka Volterra model. As nothing Canada analysed by Elton and Nicholson(1942) based on data com-
can grow forever, the agents in question would be limited by balancing piled by MacLulich (1937). The data is illustrated in Fig. 3 and illus-
feedbacks which are simply not represented in the model structure. trates approximately ten year cycles.
Similarly, exploding oscillations are rarely, if ever observed, again Other examples are reported in the literature including (Gilg,
probably because there are balancing feedbacks missing from the Hanski, & Sittler, 2003) in respect of the collared lemming in the Arc-
model that would damp such behaviour. tic tundra, and several others by Begon (2009) p.298. Replicating this
Many others have produced mathematical models that modify and behaviour in the laboratory has been largely unsuccessful but recent
expand the Lotka‐Volterra equations. The most well known variation work by Blasius et al (2020) has produced limit cycles from interac-
on Lotka Volterra is the Rosenzweig‐Macarthur model (Rosenzweig tions between the aquatic invertebrate Brachionus calyciflorus (preda-
& MacArthur, 1963). A version of that model after Turchin (1997) is tor) and its prey, the green algal species Monoraphidium minutum
set out below in equation form. (prey). The evidence indicates that although stable limit cycles are
observed in nature, they cannot be reproduced by the simple Lotka‐
dN N cNP
¼ r0N 1 ð1aÞ Volterra two‐species predator–prey model. As noted above, stable limit
dt K dþN
cycles can be produced from the Rosenzweig‐Macarthur type models.
Charles Krebs from the Department of Zoology at the University of
dP cNP
¼χ δP ð1bÞ British Columbia has published several papers on the lynx‐hare inter-
dt dþN
actions in conjunction with other authors. In (Stenseth, Falck,
where:
Fig. 1. Predator – prey model structure (Swart 1990) This simplified stock and flow diagram illustrates populations as ‘stocks’ and inflows / outflows from the
stocks as ‘rates of change’ in the stocks.
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Fig. 2.
Bjørnstad, & Krebs, 1997), the authors report that a simple preda- flows in an ecosystem model. In the Rosenzweig‐Macarthur model,
tor–prey interaction is insufficient to explain the observed behaviour. prey are regulated from below by the K value (see Equation 1) which
represents all lower trophic levels under the term ‘carrying capacity’.
“We have furthermore found an asymmetry in the way the lynx and the
Models commonly include the dynamic impact of such effects as “re-
hare are positioned within the ecosystem: The snowshoe hare appears to
source subsidies” (Leroux & Loreau, 2008; Nevai & Van Gorder,
be regulated from below and above (by a variety of Predators including
2012) which may include allochthonous resources (e.g. carcasses that
the lynx). The lynx, in contrast, seems to be regulated only from below,
seasonally float across the system boundary) or autochthonous
and primarily by the hare. Thus, from the hare’s point of view, the food
resources (e.g. dissolved organic matter in lakes (Lau, Sundh, Vrede,
chain is a vegetation–hare–Predator chain, whereas from the lynx point
Pickova, & Goedkoop, 2014)).
of view, the hare–lynx interaction dominates.”
The term ‘resilience’, at least in respect of ecological systems, was
This suggests that any model that contains only predator–prey coined by C.S. (Buzz) Holling in his seminal (1973) article ‘Resilience
interactions without prey‐food interactions may be inadequate to and Stability of Ecological Systems’. Holling was interested in the dif-
reproduce all facets of species behaviour. Snow hares’ food resources ferent forms of dynamic behaviour observable in the interactions
include a large variety of plant types which are also biotic resources between species and their environment. In his terms, ‘stability’ refers
which in turn rely on photosynthesis, a process fuelled by abiotic to ecological systems that are in a relatively stable dynamic equilib-
resources: air, water, sunlight, and nutrients (minerals). The availabil- rium, meaning a return to equilibrium ‘after a temporary disturbance’.
ity of air and sunlight can be considered as variable flows (at least at By ‘resilience’ he meant ‘the persistence of systems and of their ability
temporal scales relevant to humans). Water and minerals cycle contin- to absorb change and disturbance and still maintain the same relationships
uously and so abiotic resources can be conceptually represented as between populations or state variables’.
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The emergence of resilience theory has led to a significant research The initial stage model simulates plant dependency on soil mois-
community associated with the Resilience Alliance,1 spawning studies ture, and parameters were varied (including with extreme values) to
spanning ecology, social and economic systems; and a dedicated journal test system behaviour, namely: the relative growth rates of plants
‐ Ecology & Society. Various modelling studies (Kar, Pal, & Ghosh, 2019; and soil moisture, the unit consumption rate of moisture by the plants
Pal, Kar, Yamauchi, & Ghosh, 2020; Tromeur & Loeuille, 2017) have and the graphical functions that regulate the inflows and outflows to
considered the effect on resilience from human harvesting of resources, the stocks. The parameters were then finally fixed at the parameter
most notably in marine ecosystems, where conventional management set that produced a smooth dynamic transition to equilibrium. The
policies pursue Maximum Sustainable Yield (MSY) of the target species model was then extended to add herbivores at a time after equilibrium
rather than resilience of the multiple species making up that ecosystem. had been established between plants and soil moisture. Parameters
The objective of the work described here is twofold, firstly to create relating to the behaviour of herbivores were then varied to test system
a simple yet plausible generic model of ecosystems that explains behaviour patterns, as in the previous step. Once again, parameters
observed behaviour; and secondly to use this model to unpack the were then finally fixed at the values that produced a smooth transition
meanings of, and relationship between, sustainability and resilience. to equilibrium across the expanded system. Thereafter, predators were
added and the process repeated. Specific details of each step are set out
in the following sections, and the equilibrium parameter values are
2. Methods
included in Appendix B.
Here I describe a simple hierarchical system dynamics model
2.1.1. Plant dependency on Soil Moisture
(Randers, 1997) of a food chain built sequentially in several phases to
Consider a barren field that is colonised by a single plant species (a
explore the essential dynamics of biotic dependence on resources,
biotic resource) that is dependent (inter alia) on Soil Moisture (an abi-
including the fundamental dependency of all life on abiotic resources.
otic resource).
The model is deliberately simplified in order to provide insights into
Fig. 4 depicts the dynamics of this two‐level system, which can be
the generic behaviour of ecosystems based on the inherent structure of
read as follows:
dependency. The model has not been parameterised to reflect real world
behaviour of any specific species interactions, rather to explore the
range of possible system behaviours arising from that generic structure. Loop B1 The stock of Soil Moisture (SM) is (on average)
The model seeks to reflect the endogenous behaviour of such systems but constant over time prior to plant colonisation, i.e. there
doesn’t include allochthonous resources or attempt to incorporate the is zero inflow. As SM is consumed by plants it is
various autochthonous resources that exist in real systems. replenished by inflows regulated by function fSR (SM)
The model was constructed using the Vensim Professional software up to a maximum rate (RSM).
(Version 9.2.2 using a very small time step (0.03125) and R4K Auto Loop B2 SM is depleted by moisture transpired by the Plant
integration type to ensure model stability over a wide range of param- Mass (PM) at a rate controlled by its maximum
eterisation. The model structure is set out below with further explana- transpiration rate (CSM), regulated by function fSC(SM).
tion of the parameterisation of the model, in particular the stock Loop B3 The Plant Mass (PM) regeneration rate is a function
control functions, contained in Appendix A. The equations for the com- fPR(SM) of Soil Moisture up to a maximum regeneration
plete model are included in Appendix B. fraction (RPM) and regulated by Loop R1.
Loop R1 The product of the regeneration rate and the stock
value of PM.
2.1. Biotic hierarchy modelling
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RH :f HR ðPM Þ
f PR ðSM Þ ¼ 0 ð5Þ PR ¼ H: ð11Þ
CPR :f HC ðH Þ
The additional functions fHC (that regulates Herbivore outflow in
2.1.2. Herbivore dependency on plants response to predation) and fPr (that regulates Predator inflow in
Consider now the situation where plants have been established and response to Herbivore stocks) are illustrated graphically in Appendix
the system is in equilibrium, when a small number of Herbivores enter A. fHC is identical to fSC and fPC, and fPr is structured similarly to fPR
the area. This expands the model structure as illustrated in Fig. 5. and fHR. CPr and RPR are constants.
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2.2. Resilience testing - post-equilibrium disturbances At very high ratios of RPM to RSM, the amplitude of the oscillations
becomes so extreme that Plant Mass is diminished almost to zero, i.e.
To explore the concept of resilience requires modelling of the sys- overshoot and collapse behaviour is apparent (Fig. 8). However, as
tem response to disturbances or shock. This was tested by introducing noted above, Soil Moisture cannot be indefinitely depleted, and so this
changes after equilibrium has been achieved in the hierarchy depicted apparent behaviour is misleading. If the timeframe of the model is
in Fig. 6. extended, it can be seen that what appears to be overshoot and col-
lapse in Fig. 8 is actually very long period damped oscillations leading
3. Results eventually to equilibrium at the same stock levels of Plant Mass.2
Examination of Equation (3) illustrates that an equilibrium level of Plant
3.1. Plant and Soil Moisture interaction Mass (PM) cannot fall to zero indefinitely. As Plant Mass grows, Soil
Moisture is depleted but is continually replenished, even if the stock
The two stock model described in Fig. 4 starts in equilibrium with level reduces to zero. This is the outcome that results from the inflow
zero net inflow and outflow of soil moisture (i.e. the soil is saturated). to Soil Moisture being a ‘rate’ rather than a fraction of the stock level.
Plant mass is introduced at time zero with an initial small stock. This In summary, the Plant Mass ‐ Soil Moisture system inevitably trends
commences the dynamic responses of Plant mass and Soil moisture. to a unique equilibrium, albeit with damped oscillatory behaviour evi-
Sensitivity testing identifies that the behaviour of this system configu- dent with some combinations of variables. Extreme value testing of the
ration is limited to a small number of outcomes. model parameters confirms that other modes of behaviour such as
When unconstrained by limitations in Soil Moisture the Plant Mass exponential growth, limit cycles or exploding oscillations cannot be
expands at its maximum growth rate (RPM). Eventually the growth rate produced with this model structure.
of the Plant Mass becomes constrained by limitations in Soil Moisture, This behaviour is reflective of the dependent resource being an abi-
i.e. the Plant Mass regeneration rate drops to zero. At this stage Plant otic rather than biotic resource. The inflow (growth rate) of a biotic
Mass and Soil Moisture are in equilibrium, meaning the rates of inflow resource is some fraction of the stock level (i.e. the higher the stock
and outflow of Soil Moisture are equal. All of this assumes the only level the faster the growth rate and vice versa) which creates reinforc-
impact on the stock of Plant Mass is Soil Moisture. ing feedback. If the Plant Mass was to fall to zero (e.g. through a catas-
The system’s eventual equilibrium is reached when fPR = 0 (Equa- trophic fire) the Plant Mass would become locally extinct. In contrast,
tion (4)). As parameterised, at that point fSC = 0.25 and fSR = 1 which the inflow to an abiotic resource reduces with the stock level (i.e. the
means that Soil Moisture (SM) is a quarter of its initial value and higher the stock of Soil Moisture the slower the rate of inflow) creating
inflow and outflow are identical at the rate of RSM. Accordingly, the balancing feedback. If the Soil Moisture were to fall to zero (e.g. years
product of Plant Mass (PM), fSC and CSM is equal to RSM. Increasing of drought) it would recover as soon as rainfall returned. This simple
or decreasing RSM changes the equilibrium value of the Plant Mass model exemplifies the dependence of all photosynthetic organisms
(PM) but otherwise has no effect. on the abiotic resources of sunlight, nutrients and water.
The dynamic behaviour of the system is controlled by the relative
magnitudes of RPM (the growth fraction of Plant Mass) and RSM (Soil
Moisture inflow rate) ‐see Fig. 7. Below a certain ratio of those param-
eters (RPM / RSM) the system exhibits a smooth transition to equilib-
rium, irrespective of other system parameters. However, above that
threshold the system exhibits damped oscillations prior to equilibrium 2
Of course in the real world this level of depletion may lead to extinction of Plant mass,
becoming established at the same stock values. the atto‐Fox problem.
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Fig. 8. 2 level system - overshoot and collapse arising from extreme ratio of Fig. 10. 3 level system – oscillations arising from increasing ratio of RH to RPM.
RPM to RSM.
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Fig. 11. 3 level system – overshoot and collapse arising from extreme ratios of Fig. 13b. 3 level system – phase plot associated with Fig. 13a).
RH to RPM.
Fig. 13a. 3 level system – limit cycles arising from extreme ratios of RH to RPM
combined with fHR(PM) = 0 at lower levels of PM. Fig. 14. 4 level system – smooth transition to equilibrium.
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4. Discussion
Fig. 17. 4 level system – limit cycles arising from extreme ratios of RPr to RH
combined with fPr(H) = 0 at lower levels of H. Fig. 18. Post equilibrium Herbivore injection.
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Table 1
Summary of simulation results.
If ‘growth rate zero’ occurs above a resource level which is insufficient to Influences rate of decline Exponential decay of initial dependent agent Immediate
support a positive growth rate from the outset of the agent’s emergence only population to zero decline
If ‘growth rate zero’ occurs below a resource level at which continuing agent Low Dependent agent and resource populations Overshoot
population growth leads to severe depletion of the resource stock. decline to zero and collapse
High Dependent agent and resource decline to near- Deep limit
zero and slowly recover cycles
If ‘growth rate zero’ occurs at a resource level between the upper threshold and Low Smooth transition to a stable equilibrium for Transition to
a lower threshold. dependent agent and resource populations Equilibrium
High Damped oscillations to a stable equilibrium for
dependent agent and resources populations
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Fig. 24. Phase plot of Blasius data cycles Data from the C2 experiments.
5. Model validation
As noted above, the empirical data seems to support the existence
of deep limit cycles (relaxation oscillations) but it is interesting to The process of model validation is to build confidence in its ability
question whether there is empirical evidence of stable elliptical limit to achieve its particular purpose (Schwaninger and Groesser, 2020;
cycles such as those produced by Rosenzweig‐Macarthur type models. Senge & Forrester, 1980). The model presented here can be thought
The model presented here does not produce oscillations of that kind, of as in ‘insight’ model, or a ‘causal‐descriptive’ model (Barlas,
nor have they been identified in the literature reviewed for this study. 1996). Unlike many system dynamics models it is not aimed at identi-
All real‐world systems mimic the essential hierarchical resource fying the “effectiveness of alternative policies”; its purpose is to
dependency described in these simple experiments, although with explore the set of behaviours that emerge from a plausible generic
much more complexity, including competition between species at each model structure. It does not seek to replicate the exact dynamic beha-
level, omnivores operating at both the Herbivore and Predator level, viour of a specific hierarchical food chain, rather to depict the condi-
and with fungi, bacteria, insects and birds affecting all levels together tions that give rise to the persistence or otherwise of each level in the
with irregular allochthonous or autochthonous resource subsidies. chain. Accordingly, it has not been calibrated against empirical data
Despite the simplifications, the experiments replicate the real‐world for any particular set of species, nor contains additional structure to
behaviour observed in nature including: smooth transitions to equilib- represent the myriad of interdependencies that exist in real ecological
rium, damped oscillations, overshoot and collapse, and deep limit systems, most obviously competition at each trophic level. However,
cycles and (Begon, 2009; C. S. Holling, 1973; Klein, 1968). Exploding the general behaviour produced by the model can be tested against
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the empirical evidence, including in respect of predator‐ prey dynam- Holling defined resilience as ‘..the persistence of systems and of their
ics and the existence of limit cycles. Establishing its consistency with ability to absorb change and disturbance and still maintain the same rela-
that evidence is the prime purpose of the study, and citations to the rel- tionships between populations or state variables’.
evant literature are included in the text of the article to support its This definition implies a system in dynamic equilibrium prior to a
achievement of that aim. Because the model does not seek to simulate disturbance; in the case of the budworm ‘the chance consequence of cli-
specific real‐world species interactions, questions of boundary ade- matic conditions’. However, as these experiments show, the ability of
quacy (i.e. does the model contain sufficient structure to satisfy its pur- a species within an ecosystem to ‘persist’ is merely a function of the
pose) are primarily satisfied by producing plausible behaviours, i.e. scale and nature of the disturbance. If the disturbance is to the fun-
those observable in nature. damental abiotic flows or lower trophic levels, the impact on the
The key to the model behaviour is the parameterisation of the higher levels is larger. Such disturbances may lead to the extinction
inflows and outflows to the stocks, structured as constants modified of one or more species in an ecosystem while leaving others in place,
dynamically through graphical functions. With the sequential addition albeit in a reconfigured equilibrium. Such a change would not meet
of each level of the hierarchy, the parameters and graphical functions Holling’s resilience test as the ‘same relationships between populations’
were iteratively varied to evaluate the “window” within which the would no longer exist. However, later papers by resilience theorists
dependent agent could establish, and extreme value testing used to have proposed a difference between ‘specific resilience’ and ‘general
explore the full range of system behaviours following establishment resilience’. In somewhat of a summary of resilience and related con-
– effectively representing behaviour sensitivity testing at each stage cepts Folke et al (2010) describe the former as ‘resilience of some par-
of model development. The model does not purport to replicate the ticular part of a system, related to a particular control variable, to one or
actual growth rates of the individual stocks, rather it establishes the more identified kinds of shocks’ and the latter as ‘the resilience of any
relative rates between each agent that govern persistence or otherwise. and all parts of a system to all kinds of shocks, including novel ones.’ This
Thus, the development of the model incorporated both parameter ver- represents somewhat of a qualification of the original Holling
ification and extreme value testing, while being dimensionally definition.
consistent. The results presented here also question whether resilience is a
property of a ‘system’ or a specific species within a system. It could
be said that (for example) plants are resilient to virtually any shock
(prior to the appearance of Herbivores) if they are underpinned by a
6. Conclusions constant flow of Soil Moisture. However, the resilience of the animals
at a higher trophic level is more limited.
A simple model of a four‐level ecosystem provides insights into The focus of the resilience community is on human intervention
plausible system behaviour (i.e. that which is observable in the real intended to retain the persistence of a given system (including so
world). It is argued here that this is due to the founding of the biotic called socio‐ecological systems3). Based on the findings set out here,
resources on an abiotic flow, in this case water, which creates a balanc- intervening in systems subject to some specific shock (i.e. specific resili-
ing feedback loop at the lowest system level and limits the behaviour ence) would seem to be the more fruitful endeavour. As noted elsewhere
of higher trophic levels to a small number of outcomes, namely equi- (Willliam Grace & Pope, 2015) no system is likely to withstand a direct
librium achieved in a smooth transition or with tightly damped oscil- asteroid hit or catastrophic climate change. Therefore, what is referred
lations, overshoot behaviour leading to collapse, or deep limit cycles. to as general resilience is really just specific resilience to a wide range
As all life on earth is founded on such flows, this suggests that any of plausible disturbances.
ecosystem models that neglect such flows may in some cases produce It is over thirty years since the Brundtland report “Our Common
unrealistic system behaviour. Future” (World Commission on Environment and Development,
Second, that stable limit cycle behaviour can be produced by sys- 1987) produced the oft‐quoted explanation of sustainable develop-
tem structure alone, in the circumstances where overshoot does not ment: 'development that meets the needs of the present without compro-
quite create collapse, but rather leads to very small stock levels mising the ability of future generations to meet their own needs'. If our
and slow recovery. These cycles may initially expand in amplitude prime interest is the ‘persistence’ of humanity with an aspiration to
but inevitably settle into stable limit cycles. Holling’s original 1973 meet the Brundtland objective (i.e. the achievement of a decent stan-
paper suggested that the budworm / balsam fir interactions were dard of living for all), then the global socio‐ecological system must
an example of ‘…a distinct domain of attraction determined by the inter- first achieve a stable dynamic equilibrium. Exponential increases in
action between budworm and its associated natural enemies, which is peri- population and the increasingly unsustainable depletion of renewable
odically exceeded through the chance consequence of climatic conditions’. and non‐renewable resources indicates that humanity is nowhere
While that interpretation is not disproven by these experiments, they near such an equilibrium, as illustrated by the Limits to Growth stud-
do illustrate that this behaviour can be created by the same system ies first published in 1972 (Meadows, Meadows, Randers, & Behrens,
structure that produces other observable behaviour patterns without 1972) and is now in a state of overshoot as more recent work
random variations. explains (William Grace, 2015; Meadows, Meadows, & Randers,
Dynamic equilibrium conditions are observable in nature, and so 2004). Sustainability can be thought of as a quest for such an equi-
are the damped oscillations that occur in response to natural varia- librium. Resilience of the human (or any) species can be thought
tion and disturbances. Are such systems therefore ‘sustainable’? It of as the ability to recover from shocks and disturbances once equi-
is more helpful to consider whether the outflows from dependent librium has been achieved.
stocks are sustainable, i.e. whether net consumption of the dependent Shocks and disturbances to the lower trophic levels will have more
agent’s resource can be sustained over time. This depends both on impact on humans (e.g. the loss of pollination services (Kevan & Viana,
the net depletion rate of the resource (i.e. population levels and con- 2003)), than those to higher trophic levels. However, shocks to the
sumption rates of dependent agents), and the stability of the inflows abiotic resources that underpin life on earth will have even more
(regeneration rates) to all the resources at lower trophic levels, impact, as they threaten the entire dependent biotic system. Changing
including the abiotic resources that support all life on earth. Accord-
ingly, sustainability is a time limited concept. Nothing stays the same
forever, climate conditions change, systems re‐configure on the
appearance of new agents, species become extinct through disease, 3
This descriptor is open to the accusation of tautology as humans are obviously part of
and so on. ecological systems.
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the radiation balance in the earth’s atmosphere is just such a distur- Appendix B. Model equations
bance, making climate change our most urgent challenge, albeit not
the only one. The model behaviour is dependent on the graphical functions and
constants, which were set to ensure the biotic agents (Plant Mass, Her-
Declaration of Competing Interest bivores and Predators) could reach a stable equilibrium after their
sequential appearance in the model.
The authors declare that they have no known competing financial The key variables that affect behaviour are the constants that con-
interests or personal relationships that could have appeared to influ- trol stock inflow (regeneration) rates, i.e. RSM, RPM, RH, and RPR. A mul-
ence the work reported in this paper. tiplier for each of these constants was included in the model to
facilitate sensitivity and extreme value testing of the model. The
Appendix A. - model parameterisation results of these tests are described in the article text.
The following sets out the equations for the full 4 level model. This
Graphical functions. should be read in conjunction of the figures and equations in the text.
Equations are set out in the order that the model was constructed, i.e.
fSR = GF1 (SM/SMi)
With consistent rainfall and without plants, Soil Moisture will • Plant mass and soil moisture interactions
vary through the year but reach an equilibrium state on an • Additional interactions following introduction of Herbivores
average annual basis. It is assumed in this model for simplicity • Additional interactions following introduction of Predators
that this is saturation (fSR = 0) so the model commences in
equilibrium. As Soil Moisture declines below a threshold, inflow The full Vensim model is available on request.
increases to a maximum value of RSM. Modelled as a linear
function but testing with non‐linearity show minor impact on Model settings
behaviour
fSC = GF2 (SM / SMi)
Conventional stock control. Soil moisture outflow is linearly
constrained as stock level falls. Non‐linearity affects the INITIAL TIME = 0
equilibrium level of Plant Mass. This is because concave GF2 Units: Year
constrains Soil Moisture loss – keeping Soil Moisture stock The initial time for the simulation.
higher, and hence plant regen higher for longer. Convex GF2 FINAL TIME = 200
causes the opposite. Essential model behaviour is though Units: Year
unchanged. The final time for the simulation.
fPR = GF3 (SM / SMi) TIME STEP = 0.03125
Plant mass regeneration rate is constrained once SM / SMi falls Units: Year [0,?]
below 0.5. Equilibrium obtained when fSR = 0 at SM / The time step for the simulation.
SMi = 0.25. Regeneration rate becomes negative at lower levels
of SM / SMi. Effect of non‐linearity: convex GF3 slows the
transition to equilibrium as restriction on PM inflow occurs
earlier. Concave is the opposite. Essential model behaviour is Soil moisture equations
though unchanged.
fPC = GF4 (PM / PMi)
As for GF2
fHR = GF5 (PM / PMi)The domain determines the envelope of Soil moisture = INTEG (SM inflow‐SM outflow, Initial soil
persistence of Herbivores. If there is insufficient Plant Mass to moisture)
support a positive Herbivore generation rate then the Herbivore Units: SM perc
influx immediately declines to zero. At the other extreme, if the Initial soil moisture = 200000
transition from positive to negative regeneration rates occurs at Units: SM perc
a lower bound threshold, overshoot and collapse SM inflow= “Max SM inflow (Rsm)”*”fSR(SM)”*SM Multiplier
occurs.As for GF3, non‐linearity has no significant impact on Units: SM perc/Year
essential behaviour (assuming zero point is maintained) “Max SM inflow (Rsm)”= 50,000
. Units: SM perc/Year
fHC = GF6 (H / Hi) SM Multiplier = 1
As for GF2 and GF4 Units: Dmnl
FPr = GF7 (H / Hi)As for GF5. If the transition from positive to [Note this variable was used to vary Rsm for sensitivity testing
negative regeneration rates occurs at a lower bound threshold, of model]
overshoot and collapse “fSR(SM)”=
occurs.As for GF3 and 5, non‐linearity has no significant impact “GF1 SM‐inflow”(Soil moisture/Initial soil moisture)
on essential behaviour (assuming zero point is maintained) Units: Dmnl
. “GF1 SM‐inflow”([(0,0)‐(1,1)],(0,1),(0.5,1),(1,0))
Units: Dmnl
SM outflow = max(Plant mass,0)*”P cons (Csm)”*”fSC(SM)”
Units: SM perc/Year
13
W. Grace Total Environment Research Themes 3–4 (2022) 100011
Soil moisture = INTEG (SM inflow‐SM outflow, Initial soil Herbivores = INTEG (H inflow + Initial H A H outflow, 0)
moisture) Units: Herbivores
Units: SM perc Multiplier
“P cons (Csm)”= 10 Units: Herbivores/Year
Units: SM perc/(Year*PMtonnes) “H‐regen‐fr (Rh)”= 0.075
“fSC(SM)”= “GF2 SM‐outflow”(Soil moisture/Initial soil Units: 1/Year
moisture) H Multiplier = 1
Units: Dmnl Units: 1
“GF2 SM‐outflow”([(0,0)‐(1,1)],(0,0),(1,1)) [Note this variable was used to vary Rh for sensitivity testing
Units: Dmnl of model]
“fHR(PM)”= “GF5 H‐inflow ‐ smooth”(zidz(Plant mass, Initial
plant mass))
Units: Dmnl
Plant mass equations “GF5 H‐inflow ‐ O&C”(
[(0,‐2)‐(2000,1)],(0,‐2),(100,‐0.85),(300,0),(630,0.55),(870,0.
8),(1600,1))
Plant mass = INTEG (PM inflow‐PM outflow, Initial plant mass) Units: Dmnl
Units: PMtonnes [Note this version of the function produces the herbivore
Initial plant mass = 25 overshoot and collapse mode of the model]
Units: PMtonnes “GF5 H‐inflow ‐ smooth”([(0,‐2)‐(3200,1)],(0,‐2),(500,0),(750,1
PM inflow = Plant mass*“PM‐regen‐fr (Rpm)”*“fPR(SM)”*PM ),(1600,1))
Multiplier Units: Dmnl
Units: PMtonnes/Year [Note this version of the function produces the herbivore
“PM‐regen‐fr (Rpm)”= 0.2 smooth or damped oscillatory mode of the model]
Units: 1/Year H outflow= “Pr cons (Ch)”*“fHC(H)”*Predators
PM Multiplier = 1 Units: Herbivores/Year
Units: Dmnl “Pr cons (Ch)”= 0.25
[Note this variable was used to vary Rpm for sensitivity testing Units: Herbivores/Predators/Year
of model] “fHC(H)”= GF6 H outflow (zidz(Herbivores,“H‐injection”))
“fPR(SM)”=”GF3 PM‐inflow”(Soil moisture/Initial soil Units: Dmnl
moisture) GF6 H outflow([(0,0)‐(1,1)],(0,0),(1,1),(100,1))
Units: Dmnl Units: Dmnl
“GF3 PM‐inflow”([(0,‐1)‐(1,1)],(0,‐1),(0.5,1),(1,1))
Units: Dmnl
PM outflow = Herbivores*“H cons (Cpm)”*“fPC(PM)”
Units: PMtonnes/Year Predator equations
“H cons (Cpm)”= 4.5
Units: PMtonnes/Herbivores/Year
“fPC(PM)”= “GF4 PM‐outflow”(zidz(Plant mass, Initial plant
Predators = INTEG (Initial Pr + Pr inflow ‐ Pr outflow, 0)
mass))
Units: Predators
Units: Dmnl
Initial Pr = 0 + STEP(“Pr‐injection”/“1 year”,200)‐STEP(“Pr‐
“GF4 PM‐outflow”([(0,0)‐(1,1)],(0,0),(1,1),(1000,1))
injection”/“1 year”,201)
Units: Dmnl
Units: Predators/Year
[Note this equation was used to introduce Predators to the
model at t200]
“1 year”= 1
Herbivore equations
Units: Year
“Pr‐injection”= 10
Units: Predators
Herbivores = INTEG (H inflow + Initial H A H outflow, 0) Pr inflow = Predators*“Pr‐regen‐fr (Rpr)”*“fPrR(H)”*Pr
Units: Herbivores multiplier
Initial H = 0 + STEP(“H‐injection”/“1 year”,50)‐STEP(“H‐inje Units: Predators/Year
ction”/“1 year”,51) + STEP(“H‐spike” /“1 year”,300)‐STEP(“ “Pr‐regen‐fr (Rpr)”= 0.03
H‐spike” /“1 year”,301) Units: 1/Year
Units: Herbivores/Year Pr multiplier = 1{6}
[Note this equation was used to introduce Herbivores to the Units: Dmnl
model and t50 and then to introduce a spike for resilience [Note this variable was used to vary Rpr for sensitivity testing
testing at t300] of model]
“H‐injection”= 10 “fPrR(H)”= “GF7 Pr‐inflow‐smooth”(zidz(Herbivores,“H‐injec
Units: Herbivores tion”))
“H‐spike”= 10 Units: Dmnl
Units: Herbivores “GF7 Pr‐inflow O&C”([(0,‐2)‐(100,1)],(0,‐2),(15,0),(40,1),(100,
H inflow = max(Herbivores,0)*“H‐regen‐fr (Rh)”*“fHR(PM)”*H
14
W. Grace Total Environment Research Themes 3–4 (2022) 100011
Predator equations (continued) Klein, D.R., 1968. The Introduction, Increase, and Crash of Reindeer on St. Matthew
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1)) Leroux, S.J., Loreau, M., 2008. Subsidy hypothesis and strength of trophic cascades
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[Note this version of the function produces the predator
Lotka, A.J., 1910. Contribution to the theory of periodic reactions. J. Phys. Chem. 14
overshoot and collapse mode of the model] (3), 271–274.
“GF7 Pr‐inflow‐smooth”([(0,‐2)‐(100,1)],(0,‐2),(25,0),(40,1),(10 Ludwig, D., Walker, B., & Holling, C. S. (1997). Sustainability, Stability, and Resilience.
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