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Original Article

High Performance Polymers


1–10
Enhancing the mechanical properties ª The Author(s) 2021
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of SCF/PEEK composites in FDM via sagepub.com/journals-permissions


DOI: 10.1177/09540083211003654
journals.sagepub.com/home/hip
process-parameter optimization

Bin Hu1,*, Zehua Xing1,*, Weidong Wu1, Xiaojun Zhang2,


Huamin Zhou1, Chun Du1 and Bin Shan1

Abstract
Short-carbon-fiber (SCF)–reinforced poly-ether-ether-ketone (PEEK) is a promising polymer composite material with
good biocompatibility, a high strength-to-weight ratio, and low friction properties. In artificial-bone fabrication and other
applications with more flexible fabrication demands, fused-deposition modeling (FDM) technology enables the rapid and
low-cost fabrication of SCF/PEEK parts with sophisticated structures. Owing to the high viscosity of melting PEEK
composites, great challenges, associated with the poor internal interface, need to be overcome before enhanced
mechanical properties can be obtained. In this study, key processing parameters and various SCF amounts were studied to
investigate their effects on the mechanical properties of PEEK composites. It was revealed that the existence of voids and
gaps between the SCF and PEEK led to a decrease in the strength of the composite systems. The FDM processing
parameters were tuned to eliminate these defects in the PEEK composites. The tensile strength of the 2% SCF/PEEK
sample reached 96.4 MPa, which is comparable to that of PEEK parts prepared by injection molding. Meanwhile, its elastic
modulus reached 2.6 GPa, which is 169% higher than that of the bare PEEK sample.

Keywords
PEEK composites, short carbon fibers, fused-deposition modeling, processing parameter

Introduction While carbon-reinforced PEEK-polymer printing via


FDM technology provides some unique opportunities for
As a high-performance composite polymer, carbon-fiber
the development of personalized PEEK composite prod-
(CF)/poly-ether-ether-ketone (PEEK) not only maintains
ucts, it presents additional challenges during the fabrication
the high temperature-resistance and corrosion-resistance
process. Specifically, the rigid and non-polar molecular
properties of bare PEEK material, but it also has higher chains of the PEEK matrix exhibit poor wettability and a
strength than bare PEEK.1–5 It has been widely used in weak bonding force with SCF.25–29 Therefore, voids or
various applications, e.g. artificial-bone fabrication and gaps are commonly observed in SCF/PEEK composite
aerospace-part manufacturing.6–11 material during the filament extrusion, which leads to
At the current stage, common methods of fabricating CF/ stress-concentrate defects and limited mechanical strength
PEEK composites include solid-state thermoforming, com-
mingled prepregs with continuous CF, and plain-weave CF
fabrics and laminates. However, these fabrication methods 1
State Key Laboratory of Material Processing and Die and Mould
are limited in terms of rapid prototyping, and a more flexible Technology, School of Materials Science and Engineering, Huazhong
University of Science and Technology, Wuhan, People’s Republic of China
fabrication technology is needed to meet the demand.12–15 2
Wuyi Sting3D Technology Co., Ltd., Jinhua, People’s Republic of China
Additive manufacturing (AM) has been considered as a pro- * Co-first authors of the article.
mising tool that would enable the rapid and low-cost fabrica-
tion of short-carbon-fiber (SCF)/PEEK parts.16–18 As the Corresponding authors:
most widely utilized AM method,19–21 fused-deposition mod- Chun Du and Bin Shan, State Key Laboratory of Material Processing and
Die and Mould Technology, School of Materials Science and Engineering,
eling (FDM) technology can realize the 3D printing of most Huazhong University of Science and Technology, Wuhan, People’s
thermoplastic materials, including polylactic acid (PLA), Republic of China.
acrylonitrile butadiene styrene (ABS), PEEK, etc.21–24 Emails: duchun@hust.edu.cn; bshan@mail.hust.edu.cn
2 High Performance Polymers XX(X)

in the composite structures.30 In addition, the existence of material. After the molten material is extruded, it under-
SCF changes the melting and solidification characteristics goes three cooling steps: a 0.5-m air-cooling stage, a 0.5-m
of PEEK composites, complicating their manufacturing water-cooling stage and a 1.5-m air-cooling stage. After the
conditions during FDM printing.2,31 cooling process, the filament material is controlled by an
To solve the problems mentioned above, distinct strate- LST-25 external measuring instrument with a 1.75 + 0.1-
gies have been designed and implemented in the literature. mm diameter of consumable material. The scanning elec-
For instance, Han et al.14 studied the mechanical properties tron microscope (SEM) image in the inset of Figure 1
and biocompatibility of FDM-printed 5%-SCF–reinforced shows that the carbon fibers are evenly distributed inside
PEEK composites with modified post-processing. They the filaments.
showed that heat-treatment methods could increase the The FDM printing parameters are summarized in
crystallinity of PEEK and relieve the residual stress, along Table 1. A 3D FDM printer (S-MAKER, Ningbo, China)
with the shrinkage distortion, which ultimately increases was modified to print PEEK and SCF/PEEK composite
the mechanical performance of printed PEEK parts. samples, as shown in Figure 1.33 All the PEEK and PEEK
In another effective strategy, Li et al.32 tested the influence composite samples were tested without post-treatments, so
of sanding and plasma treatments on the shear-bond strength that the mechanical properties of the as-prepared samples
of 3D-printed polyetherimide (PEI), PEEK, and CF/PEEK. It could be clearly evaluated.
was concluded that sanding and plasma decreased the contact
angle and increased the surface free energy, which increased
the interlayer bonding strength of the polymers. Testing method
Thus far, only a few studies have focused on the influ- Tensile bars of bare PEEK, 2% SCF/PEEK, and 5% SCF/
ence of AM process control. Our previous research showed PEEK were fabricated according to the geometry specified
that extensive shrinkage (about 5%) occurs in PEEK during in ISO 527-4(6). The designed dimensions were 75 mm 
FDM fabrication, and its melting state has high viscosity 10 mm  4 mm. Standard testing was carried out using a
and poor liquidity.33 The rheological state of the composite material high-temperature-endurance testing machine
polymer system is highly correlated with the temperature (AG-IC 100kN, Shimadzu, Japan), and the testing speed
and PEEK wire pressure during the FDM printing process. was set at 2 mm/s. The same measurement was repeated
Therefore, a systematic exploration of the printing para- on five specimens to obtain the average value. The density
meters in FDM serves as a straightforward method to tests were carried out using the GeoPyc 1365 automatic
improve the interface between SCF and PEEK. package-density analysis method (Micromeritics, USA).
In this study, SCF/PEEK composite materials with three A dynamic mechanical analysis (DMA) was carried out
different proportions (0%, 2%, and 5%) were prepared. using a Diamond DMA instrument (PerkinElmer Instru-
Subsequently, the effects of key FDM process parameters ments, USA). The specimens were 45 mm  10 mm  2
and different amounts of SCF in the PEEK composite mate- mm in size. The specimens were tested under tensile con-
rial were systematically evaluated. ditions, with a sweeping frequency of 1 Hz and a heating
rate of 3 C/min. X-ray diffraction (XRD) spectra of the
printed bare PEEK and SCF/PEEK composites were
Materials and methods obtained from an Empyrean X-ray diffractometer (PANa-
lytical B.V., Netherlands). A thermal gravimetric analysis
Raw materials and sample fabrication
(TGA) of the SCF/PEEK composites was conducted on a
PEEK granules (grade: ZYPEEK 550C10 and ZYPEEK Pyris 1 thermal gravimetric analyzer (PerkinElmer Instru-
550G) were supplied by Jilin Zhongyan High-Performance ments, Shanghai, China) in air with a heating rate of 10 C/
Plastic Co., Ltd. (Changchun, China). ZYPEEK 550G refers min.
to bare PEEK granules, while ZYPEEK 550C10 refers to a The composite mass change as a function of temperature
PEEK composite with 10% (wt) SCF (100–200 mm in was obtained, while the thermal stability of the composite
length, 8 mm in diameter), which is used as the master- was analyzed. A differential scanning calorimetry (DSC)
batch material to produce SCF/PEEK filaments with 2% and test was carried out on a Diamond instrument (PerkinElmer
5% (wt) SCF. The PEEK and SCF/PEEK composite fila- Instruments, USA). The temperature range for the DSC test
ments are extruded by a SJ35-28 single-screw extruder was 150–380 C, and the heating rate was set to 10 C/min.
(Zhangjiagang Huiping Machinery Co., Ltd.). According The crystallinity of each sample was determined using
to the PEEK melting temperature and viscosity, the rotation Equation (1):
speed of the single-screw feeder is set to 70 RPM.
The processing temperature increases uniformly from Hm
ð%Þ ¼  100% ð1Þ
345 C to 365 C at the extruder inlet in three steps. At the H0  vm
outlet, the process temperature falls uniformly from 365 C where Hm refers to the melting enthalpy of the material,
to 345 C in two steps. This ensures sufficient melting of the vm is the PEEK matrix content, and H0 refers to the
Hu et al. 3

Figure 1. Illustrations of PEEK materials, FDM equipment, and bare PEEK samples.

Table 1. FDM printing parameters.

Controlled parameters Others

Nozzle diameter (mm) Processing temperature ( C) Infill angle ( ) Item Value

0.2/0.3/0.5/0.8/1.0/ 420 0 Infill percentage (%) 100


Ambient temperature ( C) 90
Overlap ratio (%) 15
1.0 390/400/410/420/430 0 Heat-platform temperature ( C) 100
Extrusion multiplier 0.9
1.0 420 0/15/30/45/60/75/90 Nozzle moving speed (mm/min) 150
Feeding speed (mm/min) 120
Layer thickness (mm) 0.1
4 High Performance Polymers XX(X)

Figure 2. (a) Tensile-strength results of FDM-printed 0%, 2%, and 5% SCF/PEEK samples, unadjusted/adjusted (nozzle temperature,
nozzle diameters, and infill angle); (b) stress-strain curve of the bare PEEK and adjusted SCF/PEEK; (c) TGA curve; and (d) porosity tests.

melting enthalpy (130 J/g) of the pure-crystalline PEEK The corresponding results are shown in Figure 2(a),
sample. The fractured surface of the printed PEEK speci- “adjusted” section.
mens was observed by SEM (JSM-7600F, JEOL, Japan) at Overall, the tensile properties of both PEEK composite
an accelerating voltage of 5 kV. The surface quality and the samples improved after the FDM parameter optimization.
SCF distribution of the PEEK composites were obtained Specifically, the strength of the 2% SCF/PEEK samples
through the analysis of SEM images. increased to 96.4 MPa, representing the highest value
among all the samples. Without any post-treatment, this
value reached 80% of the tensile strength of injection-
Results and discussion molding parts.34 Compared to those of 3D-printed PEEK
with heat treatments,35 the tensile strength of the SCF/
Mechanical properties of CF/PEEK composites PEEK composites increased by 18%.
To investigate the effect of SCF on the properties of PEEK To illustrate the nonlinear relationship between the SCF
composites, PEEK composites with three SCF amounts amount and the measured tensile strength of the SCF/PEEK
were printed via FDM. The tensile-strength testing results materials, a porosity test and microscopic characterization
are summarized in Figure 2(a), which includes the strength were carried out. In the TGA curve, the sample weight
of the SCF/PEEK and the bare PEEK after optimizing the began to drop at 544 C, owing to the PEEK thermal-
nozzle temperature, nozzle diameters, and infill angle dur- decomposition process. At 647 C, the PEEK resin decom-
ing FDM printing. posed completely, and the remaining weight was that of
When using the same printing parameters as the bare SCF. According to the sample weight losses in
PEEK, the composite with 2% SCF showed an average ten- Figure 2(b), the actual SCF ratios in the PEEK composites
sile strength of approximately 58 MPa, which is lower than are calculated as 0%, 2.2%, and 5.5% in weight, close to the
that of the bare PEEK. Meanwhile, the tensile strength of the nominal ratios.
5% SCF/PEEK samples decreased to 18 MPa (Figure 2, Figures 3(a–c) show the interface morphologies of var-
“unadjusted” section). To increase the mechanical perfor- ious PEEK composites. The SCF is oriented along the pro-
mance of SCF/PEEK, the FDM processing parameters were cessing direction, which is beneficial to realizing a good
optimized to explore their effect on mechanical properties. bonding with the PEEK matrix (see white squares). The
Hu et al. 5

Figure 3. SEM images of (a) PEEK, (b) SCF/PEEK 2%, and (c) SCF/PEEK 5% samples (white square: SCF-PEEK bonding, red circle: void).

SCF alignment was influenced by the FDM processing and SCF/PEEK are worse than those of the bare PEEK. As
a good bonding was achieved,36 which contributed to the shown in Figures 4(b, d, and f), the 2% and 5% SCF/PEEK
improved mechanical properties of the FDM-printed SCF/ composites exhibit a similar trend in the tensile modulus for
PEEK composites. all processing parameters. The average elongation at a
The surface of the bare PEEK sample is relatively break of the SCF/PEEK is far smaller than that of the bare
smooth, with some small voids. The PEEK samples with PEEK (as shown in Figure 2(b)). This means that the SCF/
2% and 5% SCF have more and larger voids (Figures 3(b PEEK composite is more brittle than the bare PEEK; thus,
and c)). It is proposed that the SCF slows the flow of the the tensile modulus was enhanced.
melting PEEK, which prevents the PEEK from completely In Figures 4(a and b), different trends are observed in the
filling the entire area in the rapid-cooling stage; hence, mechanical curves for the bare PEEK and SCF/PEEK com-
voids emerge. Consequently, the large voids become posites. The tensile properties (strength and modulus) of
stress-concentration spots in the tensile test.2 the 2% and 5% SCF/PEEK increase monotonically with
To quantify the number of voids in the PEEK composite, the increasing nozzle diameter, while the performance
density tests were performed on various PEEK samples. of the bare PEEK remains almost the same, as the nozzle
The absolute densities of the bare PEEK, 2% SCF/PEEK, diameter increases. It is proposed that the SCF/PEEK com-
and 5% SCF/PEEK filaments were 1.35 g/cm3, 1.36 g/cm3, posites are more brittle and have worse fluidity than the
and 1.37 g/cm3, respectively. In Figure 2(c), the measured bare PEEK (see Figure 2); hence, the SCF/PEEK compo-
densities of the bare PEEK, 2% SCF/PEEK, and 5% SCF/ site needs a larger area in the processing channel. As a
PEEK parts are 1.18 g/cm3, 1.17 g/cm3, and 0.87 g/cm3, result, large nozzles (e.g., 0.8–1.0 mm) should be used to
respectively, corresponding to the increased porosity of achieve good performance when printing SCF/PEEK com-
12.4%, 13.7%, and 35.9%. The porosity increase from posites using our modified FDM.
2% SCF/PEEK to 5% SCF/PEEK is far larger than that Figures 4(c and d) show the mechanical results of the
from 0% to 2%, which confirms the appearance of a greater PEEK composites as a function of the nozzle temperature.
number of voids when more SCF was added. The tensile properties of all three PEEK samples increased
initially and then decreased in the range from 390 C to 430 C,
exhibiting an optimal printing temperature for each composite
Processing parameters for SCF/PEEK FDM
sample. This is because a high temperature helps promote the
fabrication fluidity of the melting state and improves the interface of
As mentioned above, adding SCF causes voids and gaps to the wires.27 However, an excessive nozzle temperature causes
appear in the composite systems. To alleviate the stress the PEEK to deteriorate and produces some gases that cannot
concentration and mechanical weakening caused by these be discharged in time.35 The gases will remain in the sample,
voids and gaps, the FDM processing parameters were care- resulting in poor mechanical performance.
fully optimized. The parameters in the FDM printing It was found that the optimal printing temperature of the
change the temperature and pressure of the PEEK during composite PEEK sample is approximately 420 C, which is
the extrusion, thereby affecting the flow state of the slightly higher than the 410 C of the bare PEEK sample.
thermoplastics.23,37,38 This indicates that SCF changes the thermal-melting per-
It can be seen from Figures 4(a, c, and e) that the tensile formance of PEEK. Figure 4(c) contains no strength data
strengths of the 2% SCF/PEEK are higher than those of the for the 5% SCF/PEEK sample at 390 C. This is because at
bare PEEK, while the mechanical properties of the 5% 390 C, the 5% SCF/PEEK did not form effective fluid
6 High Performance Polymers XX(X)

Figure 4. Tensile properties (strength and modulus) of PEEK, 2% SCF/PEEK, and 5% SCF/PEEK samples printed with various (a, b)
nozzle diameters, (c, d) nozzle temperatures, and (e, f) infill angles.

wire, which also supports the hypothesis that the heat resis- SCF, it changes significantly with the infill angle. This
tance is improved in the SCF/PEEK composite. indicates that the SCF makes the PEEK composite proper-
Figures 4(e and f) show the changes in the mechanical ties more sensitive to the sample structure.
properties of the PEEK composites as a function of the Additionally, the morphologies of the PEEK samples
infill angle. The tensile properties of the PEEK composite printed with different infill angles (Figures 5(a–g)) and
decreased significantly, reaching a minimum at 60 , and nozzle diameters (Figures 5(h–l)) were investigated and
then fluctuated from 60 to 90 . The tensile properties of compared. When filling at 0 , the joints between the PEEK
PEEK composites are the best at 0 , approximately 1.5 wires are the closest, with almost no gaps. Under other
times that at 60 . When the infill angle increases, the bear- printing conditions, gaps emerge between the wires. From
ing direction of the printed sample changes from the axial 15 to 45 , the gaps become larger and the strengths
direction to the tangential direction. The bonding strength decrease further. In the range of 45–90 , the strength of the
between the wires gradually becomes the main part, instead interlayer joint becomes the main bearing part; hence, the
of the wire itself; thus, the tensile strength is relatively low strength is relatively low.
in the range, except at 0 .39 In the nozzle-diameter test (Figures 5(h–l)), the differ-
In Figure 4(f), the elastic modulus of bare PEEK does ence in tensile strength may be caused by the difference in
not change significantly with the infill angle. After adding interface bonding. A larger nozzle diameter and a smaller
Hu et al. 7

Figure 5. Surface topography of different infill angles (a–g: 0 , 15 , 30 , 45 , 60 , 75 , and 90 , respectively) and different nozzle
diameters (h–l: 0.2, 0.3, 0.5, 0.8, and 1.0) of PEEK.

number of interface joints lead to the formation of a more physical and chemical properties of SCFs, which act as
uniform interface. Overall, the voids increase with the reliable reinforcing materials in the PEEK matrix.33 It is
amount of SCF, which restricts the reinforcement effect well recognized that a close relationship exists between the
and results in a decrease in the strength and modulus. crystallization and the mechanical properties of polymer
When printing SCF/PEEK composites via FDM, the materials.28,33,35 DSC testing was applied to obtain the
amount of additional SCF and the FDM printing process melting enthalpy and crystallinity information of the PEEK
have a significant influence on the standard sample’s materials, and the results are shown in Figure 6(b). The
mechanical properties. SCF makes the PEEK composite melting enthalpy of different samples was obtained by inte-
properties more sensitive to the sample’s structure and pro- grating the melting peaks of the DSC curves. The crystal-
cessing parameters. This indicates that optimizing the FDM linity was calculated by combining the resin mass fraction
parameters is particularly important when printing SCF/ (100%, 98%, and 95%) in the material system.
PEEK composites. The results show that the crystallinities of the three
PEEK samples are 18.4%, 21.9%, and 22.0%, showing an
increased crystallinity with the addition of SCF. This is
Crystallinity behavior and thermal properties because micron-sized SCFs play the role of a nucleating
The performance of the printed PEEK samples is closely agent in the matrix of PEEK resin and expedite the crystal-
related to their thermal properties and crystallinity, which lization process in the solidification of PEEK composites,
directly determine the fluidity of the material in its molten which is very important for high-quality fabrication pro-
state, and ultimately affect the mechanical properties of cesses.25 However, when the SCF amount increases exces-
FDM printed parts. Therefore, the crystallinity and heat sively, the voids and gaps begin to negatively impact the
resistance of SCF/PEEK parts with various SCF amounts mechanical properties. This helps explain the inferior
and optimized parameters were measured and analyzed. strength of the 5% SCF/PEEK sample.
In Figure 6(a), the 2% SCF/PEEK and 5% SCF/PEEK To characterize the effect of the SCF amount on the
samples have notable SCF absorption peaks, when com- PEEK’s thermal resistance, storage modulus, loss modulus,
pared with those of the bare PEEK, indicating the stable and loss tangent angle, the glass-transition temperature and
8 High Performance Polymers XX(X)

Figure 6. (a) XRD spectra, (b) DSC curve, (c) loss and storage modulus curve, and (d) tan delta results of PEEK, 2% SCF/PEEK, and 5%
SCF/PEEK samples.

Table 2. Glass-transition temperature (Tg), melting temperature PEEK composite influences the movement of the PEEK
(Tm), and crystallinity of PEEK, 2% SCF/PEEK, and 5% SCF/PEEK. molecular chain and leads to a decrease in the fluidity of
SCF/PEEK. The temperature at which the loss tangent
PEEK 2% SCF/PEEK 5% SCF/PEEK
angle of the 2% and 5% SCF/PEEK reaches the maximum
Tg/ C 144.0 147.1 148.7 is 10 C higher than that of the bare PEEK. This is consis-
Tm/ C 345.5 346.2 347.7 tent with the optimal nozzle temperature for the bare PEEK
Crystallinity/% 18.4 21.9 22.0 (410 C) and the 2% and 5% SCF/PEEK (420 C). These
experimental results show that SCF works well as a nucle-
ating agent to improve the crystallinity of the PEEK matrix.
melting temperature were obtained through DMA tests, as
shown in Figure 6(c) and Table 2. The glass-transition
temperature (Tg) was obtained according to the peak posi- Conclusion
tion of the loss modulus curve, while the temperature cor- Key FDM parameters and various SCF amounts were stud-
responding to the peak value of the loss tangent angle was ied to evaluate their effects on the mechanical properties of
taken as the melting temperature (Tm).40 FDM-printed PEEK composites. In particular, samples of
By comparing the storage modulus curves, it was found the bare PEEK and PEEK composites with 2% and 5% SCF
that adding SCF not only increased the storage modulus were successfully printed using modified high-temperature
(91%) at 140 C (Tg), but also improved the storage mod- FDM equipment. The nozzle diameter, nozzle temperature,
ulus from 140 to 200 C. According to the loss tangent angle and infill angle were modified to investigate their influence
(Figure 6(d)), the ratios of the loss modulus to the storage on the mechanical properties.
modulus of the PEEK material remain similar for bare A moderate amount of 2% SCF helped to enhance the
PEEK and 2% and 5% SCF/PEEK below 345 C, while they tensile strength in FDM, while an excessive amount of 5%
increase when the temperature exceeds 345 C. SCF weakened the tensile strength of the PEEK composite.
Based on the polymer viscoelastic theory, the viscosities Overall, a 59% enhancement was achieved in the tensile
of the three PEEK materials are similar below 345 C, while strength of SCF-reinforced PEEK, which is comparable to
the fluidity of the SCF/PEEK composite tends to be worse that of PEEK parts made by injection molding. The elastic
above 345 C. This means that the mechanical loss of the modulus reached 2.6 GPa, which is 169% higher than that
SCF/PEEK composite is larger, because the SCF in the of the bare PEEK samples. We found that a larger nozzle
Hu et al. 9

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Center and of Huazhong University of Science and Technology. 12. Wang Y, Müller WD, Rumjahn A, et al. Parameters influen-
cing the outcome of additive manufacturing of tiny medical
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The author(s) declared no potential conflicts of interest with 13. Christian P, Jones IA, Rudd CD, et al. Monomer transfer
respect to the research, authorship, and/or publication of this moulding and rapid prototyping methods for fibre reinforced
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The author(s) disclosed receipt of the following financial support composites based on 3D-printing technology for orthopedic
for the research, authorship, and/or publication of this article: This and dental applications. J Clin Med 2019; 8(2): 240.
work was supported by the Hubei Province Natural Science Foun- 15. Hassan EA, Ge D, Yang L, et al. Highly boosting the inter-
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