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Cell-based in vitro models for predicting drug permeability

Article in Expert Opinion on Drug Metabolism & Toxicology · March 2012


DOI: 10.1517/17425255.2012.673586 · Source: PubMed

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Review

Cell-based in vitro models for


predicting drug permeability
Bruno Sarmento†, Fernanda Andrade, Sara Baptista da Silva,
1. Introduction Francisca Rodrigues, José das Neves & Domingos Ferreira

Department of Pharmaceutical Technology, LTF/CICF, Faculty of Pharmacy, University of Porto,
2. General drug absorption
Portugal
mechanisms
3. In vitro cell models Introduction: In vitro cell models have been used to predict drug permeation in
4. Conclusions early stages of drug development, since they represent an easy and reproducible
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

method, allowing the tracking of drug absorption rate and mechanism, with an
5. Expert opinion
advantageous cost--benefit ratio. Such cell-based models are mainly composed
of immortalized cells with an intrinsic ability to grow in a monolayer when
seeded in permeable supports, maintaining their physiologic characteristics
regarding epithelium cell physiology and functionality.
Areas covered: This review summarizes the most important intestinal, pulmo-
nary, nasal, vaginal, rectal, ocular and skin cell-based in vitro models for pre-
dicting the permeability of drugs. Moreover, the similitude between in vitro
cell models and in vivo conditions are discussed, providing evidence that
each model may provisionally resemble different drug absorption route.
Expert opinion: Despite the widespread use of in vitro cell models for drug
permeability and absorption evaluation purposes, a detailed study on the
For personal use only.

properties of these models and their in vitro--in vivo correlation compared


with human data are required to further use in order to consider a future
drug discovery optimization and clinical development.

Keywords: cell models, in vitro models, in vitro--in vivo correlation,


intestinal mucosa, permeability

Expert Opin. Drug Metab. Toxicol. (2012) 8(5):607-621

1. Introduction

In vitro models that closely mimic conditions in the human mucosa yield absorption
data that can help selecting compounds to take forward into clinical development.
The popularity of these models stems from their potential for high throughput,
cost-effectiveness and adequate predictability of absorption potential in humans.
In some cases, the data are sufficiently predictive to support regulatory filing of a
new drug application. Cell culture models offer the advantage of a highly defined
tool, in which the parameters and conditions can be easily changed. In addition,
the use of human cell lines avoids the kind of problems that arise when using animal
tissue for in vitro experiments. Moreover, in vitro techniques for permeability assess-
ment are less laborious, less cost-intensive and offer benefits in terms of ethical
considerations as compared with in vivo animal studies [1].
For many reasons, but particularly because of financial and ethical considerations,
in vitro approaches have been pursued in this area over the last decades. However,
one universal issue with all in vitro systems is that the effect of physiological factors
like diseases, age, hepatic or renal dysfunctions or environment features cannot be
incorporated in the results interpretation. Also, the use of in vitro methods inherently
creates questions about the validity of extrapolating to the in vivo situation [2].
In vitro--in vivo correlation must allow the prediction of the in vivo pharmacokinetic
of a drug based on the in vitro drug permeation profiles. To develop an effective
correlation, the physicochemical and biopharmaceutical properties of the drug as

10.1517/17425255.2012.673586 © 2012 Informa UK, Ltd. ISSN 1742-5255 607


All rights reserved: reproduction in whole or in part not permitted
B. Sarmento et al.

Due to poor physical--hemical properties of most drug sub-


Article highlights. stances regarding solubility, the ultimate aim during the drug
. The mechanisms and factors affecting the absorption of development process is to increase epithelial membrane per-
drugs are of great importance in the development meability, and to achieve significant absorption. Also, regard-
of medicines. less of the route of administration, epithelial permeation is
. In vitro models can be used as alternative methodologies
required for a drug molecule to reach the systemic circulation.
to ex vivo or in vivo models to evaluate the ability of
new drugs to permeate human mucosas. Even after intravenous, intramuscular or any other parenteral
. Intestinal, pulmonary, nasal, vaginal, rectal, ocular and route of administration, the drug can permeate in the extracel-
skin are among the absorption routes that have been lular space via paracellular route, but those drugs targeting
simulated in cell-based in vitro models, with several within cell membranes must cross the cell membrane barriers
experiments correlating their permeation rates
in order to reach its biological target. Therefore, in vitro per-
with in vivo human absorption performance for
meability studies also play a key role in determining a formu-
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

well-known drugs.
. Co-culture models comprising different cells present in lation strategy in order to assist solubility, dissolution and
the mucosal epithelia have been proposed to more stability [7].
closely representing the heterogeneity of human organs In this paper, we go through the most important
responsible for the absorption of drugs.
.
intestinal, pulmonary, nasal, vaginal, rectal, ocular and skin
Particular attention has been focused on the
development of in vitro intestinal models, mostly cell-based in vitro models for predicting the absorp-
because this represents the preferential route of tion of drugs. Also, we provide a critical analysis on the
administration of drugs. rationale behind the development of these models and,
. Skin cell models have also been developed in ready- when the pertinent animal/human data are available, their
to-use commercial kits, with the advantage of requiring
in vitro--in vivo correlation.
minor conditions of cell maintenance as compared with
other mucosal in vitro cell models.
. The increase in social and scientific concerns about the 2. General drug absorption mechanisms
animal well care, the needs for rapid and consistent
For personal use only.

bioavailability models by the pharmaceutical companies Drug absorption across biological membranes is a complex
and the demands for economical and low time
multi-pathway process. Drugs can be absorbed passively
consumption methodologies give reason for developing
in vitro models with appropriate correlation between through the cell membrane of epithelial cells (transcellular
results of drug absorption in vivo and in vitro. route) or via the junctions between the cells (paracellular
route) or actively through carrier-mediation via an active (or
This box summarizes key points contained in the article. secondary active process) or by facilitated diffusion. Various
efflux transporters, such as P-glycoprotein (P-gp), are also
functional, which can limit the absorption [8]. Epithelial
enzymes can be involved in metabolizing drugs to alternate
well as the physiological environment in the body must be taken moieties, which may further be absorbed. Finally, receptor-
into consideration. Key factors include drug solubility, acid dis- mediated endocytosis can also play a role. Although the
sociation constant (pKa), drug permeability, octanol--water par- review of the mechanisms of drug absorption is out of the
tition coefficient (logP) and pH of the environment [3]. scope of the present review, some general aspects involving
The successful application of in vitro models to predict the passage of drugs through epithelia toward blood circula-
drug absorption depends on how closely the in vitro model tion may help understanding the use of cell models for screen-
mimics the characteristics of the in vivo barrier. Although, ing and preclinical purposes. And because of the multivariate
it is very difficult to develop a single in vitro system that processes involved in absorption of drugs, it is often difficult
can simulate the human in vivo setting, various in vitro sys- to use a single model to accurately predict in vivo permeability
tems are used routinely as decision-making tools in early characteristics [9].
drug discovery [4] and the combination of more than one Among the several routes the molecules follow to cross bio-
type of cells (co-cultures) are now a common practice. Epi- logical membranes, diffusion through lipid- and carrier-
thelial cell monolayers possess the valuable property of grow- mediated transport are particularly important regarding the
ing on semi-permeable membranes in well-established pharmacokinetic mechanisms [9]. The preferred pathway for
models and have the potential to illustrate much of the com- absorption or transport of specific drugs depends on their
plexity of the processes involved in drug absorption, while physicochemical characteristics as well as the biological mem-
allowing for routine procedures, which may at least partially brane features. In general, lipophilic drugs cross the biological
reflect the need of timely information [5]. The complexity membrane by the transcellular pathway while hydrophilic
should reflect the variety of membrane transport systems, drugs tend to cross the membrane paracellularly, although
metabolism pathways, a polarized cell layer and apical as hydrophilic drugs also cross via transporters.
well as basolateral compartments [6] and the composition Transport across epithelia via the transcellular route
of the aqueous solution on each side of the cell membrane. comprises the majority of the drugs that passively cross any

608 Expert Opin. Drug Metab. Toxicol. (2012) 8(5)


Cell-based in vitro models for predicting drug permeability

epithelium, although the exact mechanism that renders epi- pathways in parallel. There are various functional influx and
thelial membranes permeable is most of the times unknown. efflux mechanisms that define the permeability of com-
Moderate and highly lipophilic molecules are those that pref- pounds. Moreover, several different pathways are available
erentially diffuse by the transcellular pathways. In the case of via which molecules can travel from the lumen into the
these last, it is noteworthy that there are molecules like surfac- systemic circulation.
tants, medium chain triglycerides and fatty acids which may The intestinal mucosa is characterized by the presence of
enhance permeability across biological membranes. villi that constitute the anatomical and functional unit for
Transport across epithelia via the paracellular route is addi- nutrient and drug absorption and provides a massive sur-
tionally reduced due to the presence of tight junctions face area for absorption. The mucosa consists of the epithe-
between adjacent cells. Therefore, this route is generally lial layer, the lamina propria (collagen matrix containing
restricted to small hydrophilic molecules. Also in this absorp- blood and lymphatic vessels) and the muscularis mucosa.
tion pathway, molecules such as junctional modulators may Thus, any drug entering the bloodstream has to go through
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

enhance the permeability of the paracellular route and offer the epithelial layer, part of the lamina propria, and the wall
possibilities as absorption enhancers. of the respective blood capillary. The epithelial layer is con-
A significant contribution of passive mechanisms to overall sidered the limiting hurdle for intestinal drug permeation,
absorption requires appropriate molecular size, charge, lipophi- being thus the histological section with most interest for
licity and hydrogen bond potential, that is, appropriate physio- in vitro simulation.
chemical properties to allow passage through both the apical As far as primary cultures of enterocytes are concerned,
and basolateral plasma membranes of the epithelial cells. these cells are generally unable to form an organized epithelial
In contrast to the properties relevant for passive absorption, monolayer and therefore do not display an apical and basolat-
compounds that use specific transporter systems tend to be eral surface. Thus, various immortalized cell cultures have
hydrophilic and are recognized as substrates along with been used to investigate transport of drugs through the intes-
nutrients and micronutrients [10]. Active transporters may tinal barrier [11]. Currently, there are a number of available cell
generate gradients across barriers with various energy- culture-based in vitro approaches to predict the intestinal
For personal use only.

coupling mechanisms. Secondary active transport is indirectly absorption of chemical entities under development (Table 1).
coupled to the energy of ATP, perhaps through the Na+ elec- Caco-2 cell monolayers have been, by far, the most used
trochemical gradient generated by the ubiquitous Na+/K+- cell model to simulate the intestinal epithelium monolayer
ATPase, and proton gradient, contrasting with the primary and predict the flux drugs across human small intestinal tis-
active transport which directly utilizes ATP during the trans- sue [6,12]. This cell line derives from a human colorectal carci-
port cycle. Compounds that cross the epithelia, including noma, and large information on intestinal drug absorption
those which are absorbed passively, may be recognized as sub- has been obtained using this model. After reaching confluent,
strates for apical active efflux transporters. These efflux trans- Caco-2 cells differentiate both structurally and functionally
porters will limit drug absorption by transporting compounds into cells resembling mature enterocytes, including the typical
back into the apical epithelium side. Alternatively, com- membrane transporters and tight junctions between adjacent
pounds may be metabolized following uptake into the epithe- cells as well P-gp, and have also been shown to express several
lial cells by a variety of enzymes, such as those of the transport systems of different molecules [5]. Caco-2 cells grow
cytochrome P450 family (CYP), particularly CYP3A4/5 in as a monolayer and differentiate on a semi-permeable mem-
the intestine. Metabolism may be followed by transfer to the brane. Thus, it is possible to separate the apical compartment
circulation or excretion back through the epithelial surface from the basolateral compartment, which corresponds to the
facing the lumen. intestinal lumen side and the serosal side, respectively.
Thus, understanding and anticipating the mechanisms Comparison of drug transport in Caco-2 monolayers with
and factors affecting the absorption of drugs are of utmost intestinal drug transport in vivo indicates that the monolayers
importance in the development of medicines. can be used to predict drug transport by different pathways
across the intestinal epithelium, in high correlation to the
3. In vitro cell models in vivo situation obtained for drugs that are transported by
the passive transcellular route [13]. The passive paracellular
3.1 Intestinal models route is less permeable in the cell monolayers than in vivo,
Drug delivery through the oral route is considered as the pre- but experimental data indicate that the selectivity of this
ferred route of administration, mainly due to patient’s com- pathway is comparable with the in vivo situation [13].
pliance to therapeutics. It is user-friendly and reduces the One of the most disadvantageous drawbacks associated with
risk of infection, as well as the pain associated with other inva- Caco-2 cells is that culture-related conditions influence the per-
sive routes, and the need for administration by specialized formance of the cell model, in part due to the intrinsic hetero-
medical personnel. However, the transport of drugs via the geneity of the parental cell line, leading to selection of
intestinal membrane is a complex and dynamic process that subpopulations of cells becoming prominent in the culture [14].
includes the passage of compounds across several functional In addition, several clonal cell lines have been isolated from the

Expert Opin. Drug Metab. Toxicol. (2012) 8(5) 609


B. Sarmento et al.

Table 1. Cell lines (and their co-culture) used for intestinal permeability assessment of drugs.

Cell line Origin Main characteristics Ref.

Caco-2 Human colorectal carcinoma cells Polarized cells; produce P-gp and establish tight junctions [6,11-13]
in vitro; differentiate and express several relevant efflux
transporters
TC-7 Caco-2 subclone Similar to Caco-2 cells but with higher brush-border [15,16]
enzymatic content
HT29-MTX Human colorectal carcinoma cells Mucin-producing cells [17-20]
MDCK Dog kidney epithelial cells Kidney cells from dog, with properties similar to Caco-2 [25-27]
cells
IEC-18 Small intestinal crypt-derived rat cells Size-selective barrier for paracellularly transported [22,23]
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

compounds
Caco-2/HT29 Human colorectal carcinoma cells Mimics the small intestinal epithelial layer containing [20,21] [27,28]
co-culture both mucus-producing (HT29) and the columnar absorptive
Caco-2 cells
Caco-2/Raji B Human colorectal carcinoma cells/ Simulates the human follicle-associated epithelium; [31-33,36]
co-culture lmphocytes Useful for nanoparticle internalization studies through
M cells
Caco-2/HT29/Raji Human colorectal carcinoma cells/ Mimics different absorption pathways in the same model; [37-39]
B co-culture lmphocytes useful for mucoadhesive nanoparticle internalization studies
through M cells and mucin-producing cells

MDCK: Madin-Darby canine kidney.


For personal use only.

parental line, exhibiting in general a more homogeneous understand that the degree of tight junctions between Caco-
expression of differentiation traits, while not always expressing 2 cells will result in a lower permeation rate compared with
all characteristics of the parental line [14]. HT29 cells, without such cell interactions, prevailing
A subclone of Caco-2 cells, TC-7 cells, has also been used paracellular permeation.
for permeability screening [15], displaying higher enzyme con- IEC-18 cells, a small intestinal crypt-derived rat cell line,
tent compared with native Caco-2 cells [16], like CYP3A, and are another epithelial cell type used in the study of the trans-
lower levels of P-gp. The TC-7 clone exhibited similar cell port of drugs. Monolayers of IEC-18 cells have been mainly
morphology to Caco-2 cells, displaying the presence of investigated for screening the passive transcellular and paracel-
brush-border membrane and microvilli, and the formation lular transport of hydrophilic macromolecules [22,23]. These
of tight junctions. The correlation of permeability values of cells have a natural ability for being transfected and thus it
passively transcellularly absorbed drugs obtained in is possible to study the effect of enzymes and receptors on
TC-7 clone corresponded to that generated in parental the permeability of drugs [24]. IEC-18 cells are less well differ-
Caco-2 cells with respect to the extent of absorption in entiated than the Caco-2 cells, and little is known about the
humans [16]. However, this cells also have transporters and expression of the carrier-mediated transport systems in this
some paracellular mechanisms. cell line. In addition, IEC-18 cells simulate the small intes-
Another interesting human adenocarcinoma cell line is the tine, which could indicate a comparable leakiness/
HT29, in particular the HT29-MTX model, derived from the tightness of the paracellular pathway as observed in human
parental cell line HT29 adapted to a medium containing intestinal tissue [23].
methotrexate in order to acquire the morphological and The Madin-Darby canine kidney (MDCK) is an alternative
mucin producing characteristics of goblet cells [17,18], thus cell culture model to Caco-2 cells, being first described in
forming a native human mucus layer [19]. These enterocyte 1989 [25]. Monolayer models of MDCK cells are highly corre-
cells may be useful tools to evaluate the mucoadhesion of car- lated with the Caco-2 model, especially for passively absorbed
rier systems, once they can be grown into monolayers and drugs [26]. Whereas Caco-2 cells are derived from human
used for drug permeation studies [20], although its monocul- colon carcinoma cells, MDCK cells are derived from dog kid-
ture would not reflect the physiologic proportion of goblet ney cells, and thus the expression levels of some transporters
cells in the human intestine, usually ranging from 10 to may be different in these two cell lines. Indeed, the non-
25% of the endothelial cells [21]. HT29 cells have been mostly human and non-intestinal origin of the MDCK cells may be
used in co-culture cell models with Caco-2, as mentioned considered as a disadvantage. They have low expression levels
below. The permeability rate at each cell model has been dem- of transporter proteins and low metabolic activity as com-
onstrated to be different for the same drug, depending on the pared with Caco-2. These differences in substrate activity
degree of tightness of the cells. For example, one can easily could result from differences in the relative expression levels

610 Expert Opin. Drug Metab. Toxicol. (2012) 8(5)


Cell-based in vitro models for predicting drug permeability

of total P-gp in Caco-2 and MDCK cells and differences in the permeability features of drugs in the rectum are different
the partitioning of substrates across the cell membrane from the intestine. Experimental work showed analogous
bilayers [27]. results for the permeability of a low molecular weight (MW)
Co-culture models comprising different cells present in the heparin for the Caco-2 model and after rectal administration
intestinal epithelium have been proposed, to more closely rep- to rabbits (as analyzed by drug-response profiles) in the pres-
resenting the heterogeneity of the intestinal epithelium at a ence or absence of permeability enhancers [42,43]. Moreover,
cellular level [5]. Many of the co-cultured cell systems may the comparison of permeability studies using Caco-2 cell
be of greater interest in academic research but are still not monolayers and excised human colorectal tissues showed
common in industry. The majority of co-culture models are good correlation between the two models for different low
based on modifications and improvements of the Caco- MW molecules (e.g., atenolol or dexamethasone), proteins
2 cell model. One example is the evaluation of cell monolayer and peptides [44]. Thus, the Caco-2 monolayer model seems
models based on mixtures of Caco-2/HT29 co-culture for suitable for the preliminary assessment of rectal drug
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

their use in screening of drug absorption and intestinal perme- absorption, in particular for screening and mechanistic studies.
ability in comparison with the properties of the respective Different models have been proposed for studying drug per-
monocultures [21]. The Caco-2/HT29 model offers the possi- meability/absorption on vaginal administration. The most
bility of studying absorption and the effect of goblets cells extensively studied in vitro model has been developed by
simultaneously in drug transport and absorption enhance- Gorodeski et al. [45,46]. It is based on the harvesting of cervical-
ment, being well correlated with in vivo data [28] and reveals vaginal cells from human subjects undergoing hysterectomy,
a paracellular permeability closer to the in vivo human situa- which are subsequently grown on collagen-coated ceramic-based
tion [20]. Moreover, it is possible to modify the permeability filters and differentiated into multilayered squamous stratified
barrier of the cell monolayers both with respect to paracellular epithelium (typically 5 -- 12 cell layers) [46]. The membranes
resistance and secretory transport via P-gp [21], allowing more retain most phenotypical and biological characteristics of the
flexibility in adapting the in vitro system to the in vivo situa- human cervical--vaginal epithelium [46-48]. Cervical cell lines,
tion as compared with the monocultures. Another clear which are typically simpler to maintain and readily available,
For personal use only.

advantage of this co-culture model is the evaluation of absorp- have also been tested as alternatives to primary cells obtained
tion enhancers and mucoadhesive systems on the permeability from hysterectomy [49]. For example, the CaSki endocervical
of drugs and its high correlation with the in vivo situation, as cell line was shown to form cell monolayers or bi/trilayers,
recently reported by our group [29,30]. depending on cell seeding density, and has been shown useful
Another promising co-culture monolayer model based on for studying transport mechanisms [50-52]. Cell-covered filters
Caco-2 cells and human Raji B lymphocytes has been devel- are typically mounted on Ussing chambers in order to proceed
oped to mimic the human follicle-associated epithelium [31-33]. with permeation experiments. Interesting findings using this
Raji B lymphocytes are able to convert enterocytes into M model include the substantial importance of tight junctions
cells [34]. The Caco-2/Raji B co-culture model appears to be and its modulation on transepithelial electrical resistance
valuable for studying the absorption of large molecules and (TEER) [45], the increase of TEER by seminal fluid [51] and the
nanoparticles containing drugs, due to the high transcytotic modulation of the permeability to pyranine (used as a drug
capacities of M cells and their ability to transport a broad range model undergoing paracellular transport) by factors such as
of materials, including nanoparticles [33,35]. In fact, the impor- estrogen and aging (due to changes in the resistance of both
tance of M cells on nanoparticle transcytosis and drug the lateral intercellular space and the intercellular tight
absorption was demonstrated using this co-culture model [36]. junctions) [53-55], or extracellular ATP and Ca2+ (due to effects
Recently, the co-cultivation of Caco-2/HT29/Raji B cells at the tight junctions level) [56,57].
allowed to reconstitute a cell culture monolayer system that Other cervical--vaginal models have also been described. For
better mimics the intestinal barrier, especially to investigate instances, Kaushal et al. used C-33A cervical cell monolayers
its interaction with nanoparticles [37]. Results demonstrated grown in Transwell supports to study the permeability of
that the Caco-2/HT29/Raji B triple co-culture model may b-lactamase, used as a model protein, as mediated by a geneti-
be reliable in obtaining a more physiological, functional and cally engineered Lactococcus lactis strain containing a coding
reproducible in vitro model of the intestinal barrier in order gene for b-lactamase [58]. The model was shown successful in
to study drug absorption both in solution and when detecting differences in b-lactamase permeability when delivered
associated with nanocarriers (Figure 1) [38,39]. in the free form or by the modified Lactococcus lactis. Another
interesting model is the commercially available vaginal--ectocer-
3.2 Vaginal and rectal models vical tissue-like model (EpiVaginal, MatTek Corp., Ashland,
The use of in vitro cell models for studying rectal absorption of MA, USA), which has been widely used for testing vaginal
drugs has relied mainly on the Caco-2 monolayer model, which microbicides. The model is based on a 3D culture of non-trans-
has been detailed above [40,41]. The similarity between these formed human vaginal--ectocervical epithelial cells grown on
colon-derived cell monolayers and the epithelial layer at the polycarbonate cell culture tissue inserts. Differentiation is
colorectum provides the rationale for this option, although obtained using a proprietary serum-free medium by submerging

Expert Opin. Drug Metab. Toxicol. (2012) 8(5) 611


B. Sarmento et al.

xy view

xz view
A. C.
Enterocytes D.

30 Insert membrane
30 *
*
xy view

xz view
B.
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

xz view
xy view

xz view
E.

Cell apical
pole
For personal use only.

xz view xz

Figure 1. Display of Raji cells within co-cultures by confocal analysis. Enterocyte actin was stained with rhodamine-
phalloidin (red) and Raji cells were CFSE-labeled (yellow--green). Inverted (B)--(D) and normally oriented co-cultures (E) were
fixed after 5 days of incubation with CFSE-labeled Raji cells. Monocultures were used as control (A) and (D). White arrows
indicate the Raji localization in the cell monolayers. To confirm the correlation between the yellow--green fluorescence and
the presence of Raji cells in the co-cultures, TOTO-3 (blue color), labeling the cell nuclei, were added in the mounting medium
(C). Turquoise blue color resulted from the merge of blue and yellow--green fluorescence (white star). Monocultures were
used as controls (A). Grey lines indicate where, within the cell monolayers, the pictures were taken and analyzed.
Reprinted from [33], Copyright (2007), with permission from Elsevier.

the inserts for 4 days, followed by 7 days at the air--liquid inter- obtained results, this study provides good prospects for further
face [59,60]. Although typically explored for studying pathogen use of this model. In another report, Clark et al. used the EpiVa-
transmission prevention [61,62] and tissue toxicity [60], this model ginal model comprising the vaginal--ectocervical epithelial cells
shows interesting organotypic features, such as differential and a fibroblast-containing lamina propria for studying the per-
multi-layer structure, possibility of containing non-epithelial meability of the microbicide candidate UC781 formulated as
cell elements which compose the cervical--vaginal mucosa (e.g., gels [64]. When using two different forms of the drug (micron-
fibroblast-containing lamina propria, dendritic cells) and natu- ized and non-micronized), results showed higher permeability
ral metabolism [59,60], making it a promising option for perme- for the micronized form (roughly twofold). However, in vivo
ability studies. The main morphophysiological features of this pharmacokinetic experiments in rabbits failed to corroborate
model are presented in Figure 2. In one recent study, Fatakda- the small but significant differences obtained in vitro.
wala and Uhland studied the transport of bovine insulin across
the EpiVaginal model (without lamina propria and dendritic 3.3 Pulmonary and nasal models
cells) using hydrogen peroxide as a permeability enhancer [63]. The study of the respiratory tract as a route for systemic
Combined permeability, TEER and fluorescence microscopy administration of drugs and vaccines has increased over the
with immunostaining for occludin, a component of tight junc- last years. The efficacy of an inhaled drug is dependent on
tions, allowed providing evidence of the enhanced permeability its absorption through the lung and nasal epithelium and on
of insulin in the presence of hydrogen peroxide by reversible the anatomic region where absorption preferably takes place,
disruption of tight junctions. Even if no ex vivo or in vivo reason why it is important to perform permeation studies
experiments were performed in order to corroborate the during drug development. Both immortalized cell lines [65]

612 Expert Opin. Drug Metab. Toxicol. (2012) 8(5)


Cell-based in vitro models for predicting drug permeability

A.
Apical layer
Glycogen-filled layers

Suprabasal layers
Basal layer
Microporous
membrane substrate
B.

Apical layer
Glycogen-filled layers
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

Suprabasal layers
Basal layer

Firbroblasts in collagen
gel matrix

C. Apical layer

Glycogen-filled layers

Suprabasal layers
For personal use only.

Basal layer

Lamina propria
containing fibroblasts
and other cells

Figure 2. H&E stained cross-sections of: (A) partial thickness (i.e., epithelial layers without fibroblast-containing lamina
propria), EpiVaginal VEC-100 tissue, (B) full-thickness EpiVaginal VEC-100-FT tissue with epithelial and lamina propria layers
and (C) native human explant vaginal tissue. The epithelium in all tissues contains nucleated basal and suprabasal cell layers.
As the apical surface is approached, the cells lose their nuclei and become filled with glycogen. In the full thickness and
explant tissues, a lamina propria layer consisting of collagen gel matrix containing vaginal fibroblasts is observed.
Reprinted from [59], Copyright (2010), with permission from Elsevier.

and primary cell cultures [66] have been used to study the per- dextran [72] and dipeptides, being the absorption carrier-medi-
meation of drugs through the respiratory epithelium and its ated, probably by hPEPT1 transporter [71]. For others com-
underlying mechanisms. Although the characteristics of pri- pounds the permeability differs between the two monolayer
mary cell culture are closer to the native epithelia, they are culture models and are not correlated with TEER values [71].
less reproducible, more expensive, difficult and time- Due to its ultrastructure, secretory component and integrity,
consuming to maintain in culture and present reduced life- Calu-3 cell monolayers cultivated at the air--liquid interface
span, which explains the preferential use of immortalized better resemble the in vivo conditions and are more suitable
cell lines in permeation studies [67,68]. as a model of the tracheobronchial epithelium than liquid-
With respect to human bronchial epithelial cell lines, Calu- covered cultures [72]. In another study, the permeation
3 and 16HBE14o- cell monolayers have been used as models through 16HBE14o- cell monolayers showed to correlate
for airway epithelium due to their morphological characteris- well with the absorption rates of low MW compounds when
tics, barrier properties and expression of drug transport sys- using the isolated perfused rat lung (r2 = 0.78), but presenting
tems that are also present in vivo [65,69,70]. Different research lower correlation with the absorption rates of the rat lung
groups showed that the culture conditions affect the morpho- in vivo (r2 = 0.68) [73].
logic characteristics and the TEER of the monolayers as well In an interesting study, a modified multistage liquid
as the pattern of drug permeation [71,72]. When grown at the impinger with associated Calu-3 cell monolayer was devel-
air--liquid interface, Calu-3 cells present lower TEER values oped [74]. This in vitro system allowed studying both the
(Figure 3) and are more permeable to fluorescein-sodium, deposition and permeation of particles, two of the critical

Expert Opin. Drug Metab. Toxicol. (2012) 8(5) 613


B. Sarmento et al.

A. 1000 AIC conditions B. 1000 LCC conditions

800 800

Teer (ohm.cm2)

Teer (ohm.cm2)
600 600

400 * 400
*
* *
200 200

0 0
7 10 14 16 17 7 10 14 16 17
Days in culture Days in culture
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

Figure 3. TEER values of Calu-3 monolayers through the culture period. (A) air interfaced culture and (B) liquid-
covered culture.
Reprinted from [71], Copyright (2011), with permission from Elsevier.

parameters in the efficacy of an inhalable formulation. Both junctions by transmission electron microscopy as well as the
normal oriented air--liquid interface culture and inverted cul- presence of macrophages in the basal side and dendritic cells
ture presented similar morphologic characteristics and appar- in the apical side of the epithelial cells. The presence of macro-
ent permeability coefficients (Papp) for fluorescein-sodium phages and dendritic cells reduces the integrity of the triple
used as a permeability marker. Moreover, when using air co-culture monolayer, with less impact in hAEpC. In the
interface cultures, similar absorption rates for three commer- same way as for co-cultures of 16HBE14o- cells, the A549
cial formulations of a two-drug association (salbutamol and cell-based co-cultures resemble the in vivo architecture of the
budesonide) were obtained for each drug, thus demonstrating human airway epithelial barrier, presenting a cuboidal cell mor-
For personal use only.

their bioequivalence and the usefulness of this system in per- phology. In order to mimic the alveolar epithelial barrier with
meation studies [74]. Another research group developed a squamous cells, it has been necessary to use co-cultures includ-
Pharmaceutical Aerosol Deposition Device on Cell Cultures ing hAEpC cells. This system holds promise in studying the
(PADDOCC) containing Calu-3 cell monolayers grown at mechanisms underlying the interaction of particles with the
the air--liquid interface. The PADDOCC demonstrated to epithelium and the absorption of drugs [77]. It is also possible
be reproducible when studying the deposition and absorption to mimic in vitro the alveolar--endothelial barrier using
of commercially available dry powder inhalers containing co-cultures of lung epithelial cell lines such as NCI-H441
salbutamol sulfate or budesonide [75]. cells [82] or primary human type II alveolar epithelial cells
Regarding the alveolar region, A549 cells have been used as (HATII) [83], and primary human pulmonary microvascular
model for studying the absorption of peptides and pro- endothelial cells (hPMEC). These last co-cultures present the
teins [76]. However, some researchers defend that this is not morphologic and histological characteristics of the alveolocapil-
a good model due to its non-alveolar type I morphology lary barrier [82,83]. Currently, there are also commercially avail-
and low capacity to form tight monolayers with consequent able 3D systems based on human-derived tracheal/bronchial
high permeability, being necessary to resort to primary cul- epithelial cells (EpiAirway, MatTek Corp., Ashland, MA,
tures of human alveolar epithelial cells (hAEpC) [66,67,77]. USA) [84], but the application of this model for drug absorption
Monolayers of primary alveolar epithelial cells from animal screening is still limited.
sources such as pigs also demonstrated suitability as in vitro In the case of nasal permeation studies, monolayers
models for drug permeation studies [78]. obtained with primary cultures of human nasal epithelial cells
Recently, the development of co-cultures [77,79] and modified have been extensively used [85-88]. Both cells recovered from
impinger systems with integrated cell monolayers [74,80,81] have normal tissues and polyps biopsies present comparable expres-
been proposed in order to better mimic the in vivo conditions sion of organic cationic transporters and absorption of sub-
of the alveolar region. A three-dimensional (3D) triple strates for those transporters, showing that polyps biopsies
co-culture monolayer composed by A549 epithelial cells, blood may be useful for in vitro studies [85]. When studying the
monocyte-derived macrophages and dendritic cells was pro- absorption of anti-allergic drugs such as dexamethasone, tri-
posed as a more realistic simulator of the air--blood barrier of amcinolonacetonide and budesonide through liquid-covered
the lungs [77,79]. The co-cultures expressed E-cadherin, zonula cell monolayers a log-linear relationship between the drug
occludens (ZO)-3, occludin and claudin-2, proteins involved logP and the Papp where verified [88]. Although the permeabi-
in cell--cell interactions and tight junction formation [79]. In lity of lipophilic compounds was similar in monolayers grown
contrast with the co-cultures of hAEpC or 16HBE14o- cells, at the air--liquid interface and liquid-covered culture condi-
the co-cultures presenting A549 cells do not regularly express tions, hydrophilic compounds permeated more extensively
ZO-1 [77]. It was possible to observe the existence of tight when liquid-covered cultures were used due to the lower

614 Expert Opin. Drug Metab. Toxicol. (2012) 8(5)


Cell-based in vitro models for predicting drug permeability

TEER values presented by these monolayers. Thus, air--liquid The conjunctiva lines the inner surfaces of the eyelids and
interface culture conditions seem to be an appropriate and folds back to cover the front surface of the eyeball, except
more reliable in vitro model for nasal epithelial permeation for the central portion of the outer eye [100]. It is a highly vas-
studies [89]. Besides primary cultures of human nasal epithelial cularized, thin/semi-transparent, elastic and heterogeneous
cells, cell lines such as RPMI 2650 (human), BT (bovine) and tissue [98]. The IOBA-NHC cell line, a non-transfected, spon-
NAS 2BL (rat) have been used in nasal drug development [68]. taneously immortalized epithelial cell line derived from
Calu-3 cells have also been proposed in models of the nasal human conjunctiva, demonstrated high proliferative ability
epithelium, showing to be suitable in the prediction of nasal in vitro and typical epithelial morphology. Conjunctiva epi-
absorption of analgesic drugs [90]. Recently, co-cultures have thelial cells are an important source of cytokines and chemo-
been developed for nasal permeation studies composed by kines that are regulated by proinflammatory cytokines and
a collagen matrix with embedded human nasal fibro- may play an important role in ocular surface inflammation [92].
blasts covered by a RPMI 2650 epithelial cell layer [91]. This In a recent study, a monolayer model based on a immortalized
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

system resembled a non-pseudostratified, non-ciliated epithe- rat conjunctiva epithelial cell line was developed in order to
lium with permeation barrier properties comparable with study transepithelial antigen delivery [93]. Conjunctiva epithe-
excised nasal mucosa. Moreover, permeability using this lial cells from Fischer 344 rats were immortalized with
co-culture model was lower than when using RPMI 2650 cells pSV3-neo vector resulting in two distinct cell lines: CJ4.1A
alone. On the disadvantage side, the co-culture system is more and CJ4.3C [93]. In other study, Chang conjunctiva epithelial
complex to handle and grow than the RPMI epithelial cell and primary human conjunctiva-derived epithelial cell
model [91]. (HCDEC) models were used for studying the efficiency of a
novel carrier system, bacterial ghosts (BGs), which are empty
3.4 Ocular models bacterial cell envelopes of Gram-negative bacteria, for target-
In the last years, numerous cell culture models of the ocular ing human conjunctiva epithelial cells. Also, these models
barriers have been established [92-95]. These in vitro tools play were used to test the endocytic capacity of conjunctiva cells
a fundamental role in studying the ocular barriers, namely their after co-incubation with BGs generated from different bacte-
For personal use only.

function and regulation. In addition, ocular cell culture models rial species, and to foreclose potential cytotoxic effects caused
have been used for numerous other purposes, such as studying by BGs [101].
passive and active transport of drugs and endogenous substan- The retina is a thin, transparent, highly organized structure
ces, cellular physiology, metabolism and protein expression, of neurons, glial cells and blood vessels [96]. Of all structures
development of delivery systems for genes and antisense oligo- within the eye, the neurosensory retina has been the most
nucleotides and cytotoxicity studies [95]. These models may also widely studied. Retina is organized into neural retina and ret-
be useful in identifying compounds and formulations with inal pigment epithelium [100], being the first involved in signal
favorable pharmacokinetic properties and evaluate metabolism transduction, leading to vision. Immortalized human
and drug absorption--structure relationships. Since the pre- ARPE-19 cells have been fully characterized regarding their
ferred absorption route for small molecules is the cornea and morphology, the expression of retina-specific markers
for biologics including genes is conjunctiva, ocular models (CRALP and RPE65) and their barrier properties [95,102].
may resemble different ocular structures [95]. Monolayers of ARPE-19 cells are a well-established in vitro
The eyeball comprises the anterior segment, in which the model of the outer blood--retinal barrier (BRB). This model
cornea and conjunctiva are the main prominent structures, has been used for the development of targeted drug delivery
and the posterior segment, in which the retina plays the systems to the posterior segment of the eye [95]. Moreover,
most important functions [96]. In the anterior segment of monolayers of ARPE-19 cells have been used by researchers
the eye covering both corneal and conjunctival surfaces is for a variety of other in vitro experiments, including studies
the tear film secreted by the goblet cells of the conjunctiva. of regulation of gene expression, polarized distribution and
The lachrymal film plays a multifunctional role, since it secretion of proteins, delivery of genes and antisense oligonu-
hydrates, cleanses, lubricates and serves as a defense against cleotides, for toxicity studies, and as models of retinal
the pathogens. It also presents an additional obstacle to drug diseases [95,103,104].
penetration, because the lachrymal film undergoes a constant
renewal and therefore limits the time of residence of drugs at 3.5 Skin models
the surface of the eye [97]. The cornea is a transparent and Reconstructed skin models that simulate human skin are now-
avascular hydrophobic barrier and the primary route of drug adays widely used for efficacy pre-screening of different com-
entry into the eye following topical administration, but pounds. Moreover, they are of growing interest for regulatory
administered drugs also reach intraocular tissues by the purposes in the framework of alternatives to animal test-
conjunctiva-scleral pathway [98]. The human corneal epithe- ing [105]. In vivo skin absorption measurements are rare, due
lium HCE-T cell model represents a standard tool for to ethical, economical and analytical concerns [106]. According
drug permeation, bioavailability pre-screening and toxicity to the EU and Regulation on Registration, Evaluation,
assessment [99]. Authorization and Restriction of Chemicals (REACH)

Expert Opin. Drug Metab. Toxicol. (2012) 8(5) 615


B. Sarmento et al.

guidelines, animal testing for skin studies should only be to the air--liquid interface, and a stratum corneum grown
performed if all other approaches have failed to provide a con- at the air--liquid interface. Several studies examined com-
clusive result. Thus, there is a particular demand for animal- pound transport through the SkinEthic model. In one case,
free methods, namely in vitro models for studying drug Gabbanini et al. tested the permeation of (D)-a-tocopherol,
permeation/absorption. A number of culture-derived skin retinyl acetate, ascorbic acid and pyridoxine through Ski-
equivalents such as living skin equivalent models (LSEs) and nEthic and synthetic polyethersulfone and polycarbonate
human reconstructed epidermis (HRE) have been used to membranes. Results indicated that SkinEthic offered a sig-
measure percutaneous absorption [107]. In order to develop nificantly higher barrier to the penetration of vitamins, as
alternative methods to animal studies, commercially available expected for native human epidermis [110]. Additionally,
in vitro human skin models comprising epidermal cells have due to the limited dispersion of experimental kinetic results,
been the most developed and used, including Episkin (Epis- the use of SkinEthic favorably compares with the large vari-
kin SNC, Chaponost, France), EpiDerm (MatTek Corp., ability normally found with native human epidermis, while
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

Ashland, MA, USA) and SkinEthic (Laboratoire SkinEthic, overcoming the problems of limited availability [110].
Nice, France). Reconstructed human skin models are able to
mimic human skin to a large extent, contrasting with the lim- 4. Conclusions
itations of classical cell monolayers. These 3D models are gen-
erated by growing keratinocyte cultures at the air--liquid One of the most important tasks presently facing the drug
interface on various substrates, and enable the topical applica- market is to develop high-throughput, cost-effective and
tion of either neat or diluted test materials. Efforts have been highly predictive screening models of drug permeability or
made to develop methods for quantification of skin perme- absorption that can be used in the early stages of drug discov-
ability, validation of diffusion cell setups and correlation of ery [111]. In vitro cell culture-based models have demonstrated
in vitro data with the in vivo situation [106]. Most publications to be extremely useful for permeability screening assessment.
in the field of skin permeation research report studies carried In this regard, in the present review several cell models which
out using a large variety of setups and experimental protocols have been tested to mimic as close as possible different
For personal use only.

varying from laboratory to laboratory. This raises questions of biological human barriers were present. Due to the obvious
standardization and regularization [106]. interest and application, intestinal models have been the
The EpiSkin model is one of the most used in skin perme- most studied, being possible, nowadays, to use different cells
ation/absorption studies [108]. EpiSkin comprises a human in order to study the permeation/absorption of drugs using
collagen (types III and I) matrix, representing the dermis, cov- specific mechanism. In vitro cell models have been optimized,
ered with a film of type IV human collagen, on which becoming more and more complex and incorporating more
stratified differentiated epidermis derived from human kerati- than one type of cells in order to more closely resemble
nocytes is grown. The model utilizes cell viability as the mea- in vivo tissues. Other mucosal tissues have also been emulated
sured end point. The mode of application (topical) of the test in vitro using cells, namely the bronchial, alveolar, rectal, vag-
material mimics the route of human exposure. To produce a inal and ocular regions. Skin cell models have also been widely
more suitable model for studying drug penetration, the kera- used to screen the penetration/permeability of drugs. The
tinocytes are cultured for 20 days prior to transfer to the development of ready-to-use commercial skin models pre-
collagen substrate. sented the advantage of requiring minor conditions of cell
The EpiDerm skin model is mechanistically and function- maintenance as compared with other mucosal in vitro cell
ally related to EpiSkin. The model consists of normal, human models. Despite the need of further optimization and stan-
epidermal keratinocytes which have been grown in chemically dardization of cell growth conditions and accurate correlation
defined medium to produce a stratified, highly differentiated, with in vivo absorption profiles, in vitro cell culture models
organotypic tissue model of the human epidermis [109]. The may be considered one of the most useful techniques to better
EpiDerm tissue consists of metabolically and mitotically predict the permeability/absorption of drugs. In special, the
active cells which are organized into a basal, spinous and gran- correlation between any in vitro model and in vivo conditions
ular layer along with a multi-layered stratum corneum. The must be clearly quantified, ideally employing validates math-
dermal penetration and metabolism of drugs can be easily pre- ematical functions, providing algorithms for interlaboratory
dicted by using EpiDerm. As an example, the penetration of reproducibility. Nonetheless, these models are easy to manip-
EpiDerm by two hair dye ingredients, p-aminophenol (PAP) ulate and avoid the ethical concerns related with the use of
and p-phenylenediamine (PPD), resulted in the biotransfor- animals in early preclinical stages of drug development.
mation of these two aromatic amines via N-acetylation [109].
In this particular study, EpiDerm tissue was exposed to PAP 5. Expert opinion
or PPD either topically or from the bottom of the tissue via
the culture media. It is clear that the development of models, methodologies and
The SkinEthic model is obtained by growing normal generation of appropriate in vitro data to try to simulate the
human keratinocytes on polycarbonate culture inserts lifted in vivo behavior, in order to better mimic the biological

616 Expert Opin. Drug Metab. Toxicol. (2012) 8(5)


Cell-based in vitro models for predicting drug permeability

barriers and all the mechanisms involved, is crucial for drug absorption. On the other hand, the disadvantage of in vivo
development. Also, there is still a need to continue the models is that it is impossible to separate the variables
research on the several different methods described above. involved in the process of absorption, not allowing the
In vitro cell culture-based models have been demonstrated identification of individual rate-limiting factors.
to be very valuable for absorption and permeability screening. Whichever type of permeability in question, an ideal in vitro
In special, models mimicking the gastrointestinal barrier, cell model must be able to determine and to compare the rela-
which represent the majority of and most desired route of tionship between in vivo absorption of drugs and the apparent
administration of drugs due to its convenience. Cell line mod- permeability coefficients obtained in vitro on cell cultures and
els have the potential to illustrate much of the complexity even on isolated ex vivo tissue. An ideal cell model, already
involved in drug absorption and consequent bioavailability. studied or improved must be established regarding the higher
Another pragmatic reason to support the development and drug absorption rate maintaining its physiological integrity.
use of in vitro cell models is the social and scientific concerns The mechanisms behind drug absorption must be clearly
Expert Opin. Drug Metab. Toxicol. Downloaded from informahealthcare.com by University of Calgary on 05/24/12

about the animal well care as well as the need for rapid and highlighted through different methodologies to be employed
consistent bioavailability models by the pharmaceutical com- directly on the cells, as well as the relationship between the
panies and the demands for economical and low time con- drug carriers and the efficacy of absorption.
sumption methodologies. However, additional regulatory It is clear that for timely and effective drug development, it is
aspects on the different cell culture systems must be released important to gain early insight into the potential of lead com-
since this aspect is indeed important and remains a limitation pounds. This will allow appropriate optimization of absorption
in a generalized use of cell culture systems. process to achieve adequate bioavailability resulting in effective
Despite the widespread use of the cell models, they suffer systemic concentrations. Such time-consuming and costly pro-
from significant shortcomings that render it less than optimal cedures should be restricted, as far as practical, to later stages of
as a one-stop cell-based permeability-screening tool. They drug development. Also, the information based on permeabil-
usually are homogeneous cell system whereas the human ity is nowadays provided into predictive PBPK models which
absorption organs are composed of different cell types. are available as off the shelf software packages, which must
For personal use only.

Thus, in vitro cell models are possible to be established in be consider.


the near future in a more robust manner, becoming more
complex and incorporating different cells in order to mimic Declaration of interest
as close as possible the in vivo tissues, which give reason for
developing in vitro models with appropriate correlation This work was supported by Fundação para a Ciência
between results of drug absorption in vivo and in vitro. e Tecnologia (FCT), Portugal (PTDC/SAU-FCT/70651/
The main advantage of in vivo compared with in vitro 2006/ FCOMP-01-01214-FEDER-007500 as well as grants
models to establish the bioavailability of drugs is the integra- SFRH/BPD/35996/2007, SFRH/BD/43393/2008, SFRH/
tion of dynamic components of the blood circulation, the BD/73062/2010, SFRH/BD/61423/2009 and SFRH/BDE/
tissue layers and all the other factors that can influence 51385/2011).

Expert Opin. Drug Metab. Toxicol. (2012) 8(5) 617


B. Sarmento et al.

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Author for correspondence
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J Retin Vitreous Dis 2006;26:512-8 Department of Pharmaceutical Technology,
features and absorption/ LTF/CICF, Faculty of Pharmacy, University of
elimination routes. 105. Flamand N, Marrot L,
Porto, Portugal
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Antioxidants in the prevention and genotoxicity test procedures with Fax: +351222 003 977;
treatment of diabetic retinopathy -- a Episkin, a reconstructed human
E-mail: bruno.sarmento@ff.up.pt
review. J Diabetes Metab 2010;1:111-20 skin model: towards new tools for 2
CICS, Department of Pharmaceutical Sciences,
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applied compounds? Mutat Res Genet
et al. Chitosan-based nanostructures: Gandra, Portugal
Toxicol Environ Mutagen 3
INEB -- Instituto de Engenharia Biomédica,
a delivery platform for ocular
2006;606:39-51 Porto, Portugal

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