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Journal of Chromatography B 1214 (2023) 123553

Contents lists available at ScienceDirect

Journal of Chromatography B
journal homepage: www.elsevier.com/locate/jchromb

Planar chromatography – Current practice and future prospects


Ian D. Wilson a, *, Colin F. Poole b, *
a
Division of Systems Medicine, Department of Metabolism, Digestion and Reproduction, Imperial College, Burlington Danes Building, Du Cane Road, London W12 0NN,
UK
b
Department of Chemistry, Wayne State University, Detroit, MI 48202, USA

A R T I C L E I N F O A B S T R A C T

Keywords: Planar chromatography, in the form of thin-layer or high-performance thin-layer chromatography (TLC, HPTLC),
TLC continues to provide a robust and widely used separation technique. It is unrivaled as a simple and rapid
HPTLC qualitative method for mixture analysis, or for finding bioactive components in mixtures. The format of TLC/
TLC/MS
HPTLC also provides a unique method for preserving the separation, enabling further investigation of compo­
Automation
Effect-directed detection
nents of interest (including quantification/structure determination) separated in both time and space from the
Imaging original analysis. The current practice of planar chromatography and areas of development of the technology are
reviewed and promising future directions in the use of TLC/HPTLC are outlined.

1. Introduction development back to the 1970s [8], requires significant investment and
whilst the general advantages of utilizing HPLC conditions versus con­
Thin-layer chromatography (planar) formats exist both as simple ventional column chromatography are well-known the same argument
laboratory tools, requiring little instrumentation, and as sophisticated cannot be made so easily for HPTLC vs TLC. As a result, the general
and fully instrumental techniques. In both cases, the stationary phase migration of separations from conventional TLC practices to HPTLC has
consists of a sorbent bed containing homogeneously packed particles or not been universal and it remains the case that few laboratories are
as a porous monolith [1,2]. When movement of the mobile phase currently equipped to perform HPTLC.
through the sorbent bed is controlled by capillary forces the separation The general evolution of HPTLC during its first and second eras are
performance is suboptimal but requires little instrumentation affording captured in a series of books, which if ordered chronologically, represent
a convenient and flexible arrangement for simple separations at the the state-of-the-art at different times to the present day [8-16]. The main
analytical or preparative scale. For faster separations, or separations features of the contemporary practice of HPTLC are the use of fine
with a higher separation capacity, instrumentation such as over­ particle layers for fast and efficient separations; sorbents with a wide
pressured layer chromatography (OPLC) and electroosmotically-driven range of sorption properties to optimize selectivity; the use of instru­
flow (or pressurized planar electrochromatography) can be employed mentation for semi-automated sample application, development,
[3-6]. However, even though instrumentation for OPLC and pressurized derivatization and detection; the accurate and precise in situ recording
planar electrochromatography were once commercially available, and quantification of chromatograms; biochemical and biological
neither are in common use and TLC remains predominantly a capillary- detection to complement spectroscopic methods; and the development
controlled flow technique. Conventional TLC still thrives in the labora­ of interfaces for mass spectrometric identification.
tory environment as a quick, inexpensive, flexible, and portable quali­ To understand why planar chromatography remains an important
tative method for mixture analysis. However, to obtain the best mode of separation in the 21st century, when techniques such as U(H)
performance, and perform accurate quantification, instrumentation is PLC/MS might have been confidently expected to have reduced it to
required to enable the various steps in the analytical process to be insignificance, it is perhaps worth restating its benefits. So, as things
optimized. This instrumentalized methodology combined with the use of currently stand, no one can deny that column liquid chromatography
fine particle layers has been termed high-performance thin-layer chro­ (CLC) affords a better arrangement for operation at high pressures and
matography (HPTLC) to distinguish the technique from conventional for variation of the separation conditions by control of external pa­
TLC [4,7,8]. The adoption of HPTLC however, which can trace its rameters. Hyphenation to spectroscopic techniques in CLC is generally

* Corresponding authors.
E-mail addresses: i.wilson@imperial.ac.uk (I.D. Wilson), cfp@chem.wayne.edu (C.F. Poole).

https://doi.org/10.1016/j.jchromb.2022.123553
Received 26 September 2022; Received in revised form 1 November 2022; Accepted 24 November 2022
Available online 28 November 2022
1570-0232/© 2022 The Author(s). Published by Elsevier B.V. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

simple and quantification is also easy. The thin-layer format on the other techniques like affinity chromatography, size-exclusion chromatog­
hand, provides a better arrangement for high sample throughput, with raphy, or stereochemical selectivity, due to the limited number of
flexible detection strategies, and a greater tolerance of samples with a available stationary phases for TLC.
high-matrix burden. The throughput advantage of TLC is a consequence
of its ability to separate multiple samples in parallel with each sample 2. Automation
occupying a single lane (or track) on the layer and several samples
assigned to different lanes for simultaneous separation. A single 20 cm Whilst TLC can be performed in most locations, including the field,
× 10 cm HPTLC plate can separate thirty-six samples and standards using unsophisticated manual approaches many modern laboratories
simultaneously if developed in one direction and twice that number if performing HPTLC employ a high level of automation. Analysis by
developed from two opposing edges to the center. In addition, many HPTLC offers great flexibility in that the sample analysis workflow can
plates can be developed simultaneously if rapid scale up is needed at the be separated into a series of discrete and largely independent steps.
trivial cost of adding more developing chambers. Thus, early attempts at automation focused on the individual unit op­
CLC separations employ the elution mode in which all sample com­ erations which could be optimized independently rather than full
ponents experience the same separation distance defined by the column automation of the whole sample workflow [21]. Automated modules for
length, but because of the different nature of their interactions with the each unit operation have been available for some time, resulting in
stationary phase, are separated in time. In contrast, separations by TLC improved performance through the removal of many error-prone
are generally in the development mode, and the mobile phase moves manual operations [7,8]. Such automation is particularly important
through the layer in a definite direction for a fixed distance with sample for the unit operations of sample application, plate development,
components separated in space (have different migration distances (RF) derivatization, and detection with manual intervention limited to
achieved with the same separation time. This has obvious consequences transporting the layer from module to module. Additional automation is
for detection in TLC with sample components either detected in the possible using robotic workstations, which provide a mechanism to
stationary phase, compared to the mobile phase in CLC or after extrac­ transfer the layer between individual instruments for specific unit op­
tion for “off plate” analysis. However, irrespective of the mode of post erations [22,23]. However, in practice HPTLC has generally remained
chromatographic analysis, at the completion of the separation the semi-automated but a fully automated system was recently launched by
separated zones are stationary and can be interrogated free of time CAMAG (Muttenz, Switzerland) using a series of linked modules
constraints. This simplifies the use of e.g., MS or 1H NMR spectroscopic controlled through integrated software. Routine quality control labo­
methods of analysis and facilitates the use of chemical and biological ratories are considered the main market for this type of system although
reagents for detection [17-20]. In addition, for TLC using the develop­ individual modules can be operated independently. However, it remains
ment mode for separation the whole sample is contained in the sample to be seen how widely such instrumentation will be deployed. A mini­
lane and is available for interrogation. This is important for determining aturized 2LabsToGo system combining planar separations with effect-
the integrity of a sample and contrasts with CLC where the only sample directed detection in a single unit for field and laboratory use was
components observed are those that are fully eluted from the column. recently described [24]. This is not a commercial instrument, but lab­
Typically, TLC plates are employed in single-use applications and are oratories could construct their own instrument using additive
then discarded. This contrasts with CLC where, because of their higher manufacturing practices with open-source software available. This
cost, a single column is used for the separation of many samples, which approach presents an alternative for the economic development of
might result in carryover effects, and sample preparation is designed not automated TLC instrumentation.
only to concentrate analytes but also to avoid damaging the column.
Whilst effective sample preparation can also improve the quality of in­ 2.1. Sample application
formation for target compounds in complex mixtures for TLC as well as
CLC a real advantage of the former is its ability to handle samples with a For stationary phases such as silica gel samples are applied, wherever
heavy “matrix burden”. Thus, samples containing strongly retained possible, in volatile solvents to HPTLC plates as spots or bands of a
components or suspended particles which could be profoundly minimum size, at an exact position, and with a homogeneous sample
damaging to CLC columns, rapidly degrading performance and leading distribution within the applied zone [25,26]. For reversed-phase (RP)
ultimately to column failure, are not a concern for TLC. Because reuse of TLC aqueous samples can also be applied to the plates with some
the TLC plate is not envisaged the methodology is ideal for e.g., initial advantage for samples such as urine in terms of limiting the band
screening and the analysis of crude samples with minimal sample spreading of analytes. Similarly, samples with a high matrix burden or
preparation and is therefore the method of choice [4]. An alternative use for preparative separations can be applied over a rectangular area and
for TLC that exploits this relative insensitivity to the matrix is “planar focused into a narrow starting zone by pre-development with a strong
solid-phase extraction” where the layer is used for the partial purifica­ solvent. In such cases, the analytes are front migrated without separa­
tion of the target analyte(s) now present in a matrix-reduced zone(s) and tion to the upper edge of the rectangle and focused into a narrow band
available for subsequent analysis, often by mass spectrometry, as often leaving matrix contaminants adsorbed over the total application
described in section 6. area. The sample solvent used for application should be a good solvent
In our own studies we have preferred TLC for the screening step to for the sample, of low viscosity, volatile, must wet the stationary phase,
identify samples requiring a detailed analysis (target analyte possibly and of low eluotropic strength with respect to the separation mechanism
present in a small number of samples), for samples with a heavy matrix [25]. Water and other high viscosity/low volatility solvents are, in
burden or unknown matrix properties, for effect-directed analysis general, not a good choice for sample application to silica gel. If un­
(target analytes unknown), for class fractionation (identification of avoidable, aqueous solutions can be diluted with a miscible organic
analytes by group membership rather than individual identity), and for solvent to facilitate their application using spray-on devices. Assuming
the standardization of plant materials by fingerprint analysis. The most analyte stability is adequate heat may be used to increase the solvent
recent applications exploring these advantages are the subject of this evaporation rate. Suspensions cannot be applied reproducibly to layers
overview of the current state of the art and practice of HPTLC. For some and may block sample applicators. Filtration for particle removal is a
sample types, we generally prefer CLC, or use TLC for initial screening common sample pretreatment step prior to sample application.
and column chromatography for the analysis of the sub-set of samples The most popular devices for automated or semi-automated sample
identified to contain target analytes (pyramid approach). Samples that application are based on either the contact transfer or the spray-on
require a high peak capacity for their separation and identification are technique. The latter, which provides compact starting zones by mini­
usually better handled by U(H)PLC as are samples that require mizing sample diffusion during application is regarded as preferable to

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

contact transfer. Spray-on devices employ a motor driven syringe as the reduced by ca. 50%). However, to perform this type of separation
sample reservoir and a nitrogen (or compressed air) atomizer to spray manually is clearly tedious, time consuming, and prone to irreproduc­
the sample in the form of an aerosol onto the layer as spots, bands, or ibility. Automated multiple development chambers (i.e., the CAMAG
rectangles. The position of the atomizer is fixed, and the plate is moved AMD 2) are available [7,8,29] and eliminate many of these disadvan­
on a motorized stage beneath it to apply bands of any length between tages. For mixtures of a wide polarity, bands remain focused and sharp
(spots) and the maximum transit length of the atomizer for preparative for all separation distances providing a higher zone capacity than
applications. Recommended default values for analytical separations observed for non-gradient methods [4] and in many ways could be
using bands are 8 mm for complex samples and those dissolved in considered an alternative to 2D-separations as a means of increasing
aqueous solution and 6 mm for relatively simple mixtures in volatile resolution.
organic solvents [26]. With a zigzag motion of the layer, samples can be
applied over a rectangular area, useful for preparative applications and 2.3. Derivatization
for samples dissolved in solvents of low volatility. The rate of sample
deposition is adjustable to accommodate sample solutions of different 2.3.1. Instrumentation
viscosity and volatility. The advantages of band application for scanning Early in the evolution of TLC numerous derivatization reactions were
densitometry/in situ MALDI/DESI MS etc., are that the sample band can employed for the visual detection of compounds lacking a suitable
be made longer than that required for visualizing the sample (e.g., the chromophore or fluorophore. Simultaneously, chemical reactions
slit length of the light source). This minimizes the chances of the sample emerged that facilitated group-type and family-type detection
being missed during scanning and reduces quantification errors due to increasing the selectivity for target compound analysis. These early
positioning of the sample within the light beam/DESI sprayer etc. Over studies have left a rich legacy of suitable reagents and conditions for
spraying samples that have already been applied to the layer with a general use [8,13,15,30-32]. Derivatization reactions may be via pre-
solution of a standard facilitates quantification by the standard addition chromatographic derivatization [30,32-34], either as part of sample
method, and by over spraying with a reactive reagent pre- preparation or by over spraying the sample zones applied to the layer or,
chromatographic derivatization is also possible. Similarly, a MALDI more commonly, as post-chromatographic derivatization. Of course, in
matrix for mass spectrometry can be applied in this way. addition to improving detection pre-chromatographic derivatization
alters the structure of the target compounds often assisting in their
2.2. Plate development in TLC/HPTLC separation and possibly enhancing their stability.
Post-chromatographic derivatization takes advantage of the open
Manual methods for TLC/HPTLC development have hardly changed nature of the layer, which affords easy access for the reagents to the
since the introduction of the techniques and simply involve placing the immobilized sample components, reduces chromatographic interference
plate into the solvent in an appropriately sized tank, that has been from reaction by-products, and minimizes differences in reaction con­
preconditioned by allowing equilibration with the solvent, and ditions by derivatizing all samples and standards simultaneously. The
removing it when the solvent front has reached a predetermined dis­ reagents and derivatives, however, must have different detection char­
tance. Such advances as have been made include the introduction of acteristics as the background for detection is the reagent-impregnated
overpressured layer chromatography (OPLC) and pressurized planar layer. Heating of the layer may be required to complete the reaction
electrochromatography (PPEC) [3-6] and in the automation of the in a reasonable time or to achieve complete reaction. Flat-bed, tem­
traditional plate developing process. Neither OPLC nor PPEC, however, perature-controlled, plate heaters are commonly used for this purpose.
have gained widespread use. Automation of the development process in For post-chromatographic reactions, the reagents are applied to the
the normal or sandwich chamber configuration on the other hand has layer through the gas phase (volatile reagents only), or more commonly,
been more widely taken up in laboratories seeking to perform HPTLC. as a solution using an impregnation technique [8,15,30]. Spraying,
Such automated plate development is possible with e.g., the CAMAG immersion, or contact with a transfer pad (overpressure derivatization)
automatic developing chamber (ADC 2) [7,8,14]. With the ADC pre­ are used for reagents in solution. Manual methods can be used for any or
conditioning, insertion, the mobile phase migration distance, removal of all these steps but are time consuming and often provide poor precision
the plate from the solvent, and post-chromatographic drying conditions unless the operator is particularly skillful [35]. Manual spraying also
can be preselected and performed automatically without human inter­ requires a ventilation device (spray chamber) or fume hood to minimize
vention. At the same time the repeatability of the separations is exposure to hazardous vapors.
improved due to the better control of the individual unit operations that Many of the problems associated with post-chromatographic deriv­
comprise the development process [27]. A universal standard mixture atization have however, been solved using automated spray devices.
has been recommended as a system suitability test to account for These typically allow the spray rate, reagent volume, and number of
experimental variables that effect RF values [28] with an interlaboratory cycles to be set and the x- and y- coordinates of the layer to be freely
evaluation finding a confidence interval of 0.04 RF units. A more chosen to allow lane, area, or whole plate reagent application [35,36].
advanced version of this system (the HPTLC PRO Module DEVELOP­ Again, automated devices are commercially available such as e.g., the
MENT combined with the HPTLC PRO Module PLATE STORAGE) can be “CAMAG Derivatizer” [37] where a sophisticated spray atomizer is used
used to sequentially develop up to 5 plates and store the developed to create an even distribution of the spray (and optimize factors such as
plates for further treatment or evaluation. droplet size, spray rate etc.,) with excess reagent vapors removed by
As a means of increasing the coverage of components of widely suction at the end of the procedure.
different polarity in complex mixture, the techniques of multiple However, automated immersion devices, that afford simpler opera­
development (MD) using solvents of decreasing eluotopic strength to tion and optimization compared with automatic spray systems, have
provide what is effectively a solvent gradient, can have advantages. remained the most common devices for post-chromatographic deriva­
Typically, each solvent development is 1–3 mm longer than the previous tization, and provide good quantification results, but consume a rela­
one and employs a solvent of lower solvent strength. The first few de­ tively large amount of reagent [7,8,38]. They typically consist of a
velopments employ a strong solvent to primarily focus the sample zones. motorized holder to maintain the plate in a vertical position and to lower
Subsequent development steps are longer employing weaker solvents for and retrieve it from an integrated dipping chamber containing the re­
the separation. The number of developments required for a separation agent solution. The fill volume for the dipping chamber is adjusted to
depends on the complexity of the mixture and the shape of the desired cover the selected area of the layer without displacing reagent from the
gradient. Typically, 10–30 developments, requiring 1.5 to 4.5 h for top. The rate of immersion and withdrawal (e.g., 2.5–4.5 cm/s) and
completion, are used (but by employing 0.1 mm-thick layers this can be dwell time when the layer is stationary (e.g., 0 to 8 s) can be varied to

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

obtain the desired layer impregnation. It is obviously critical that the limits in the absorption mode are similar to the ADP reagent but lack the
reagent solution wets the layer for rapid impregnation whilst not possibility to confirm individual saccharides by their characteristic color
washing the sample from the layer during the dipping cycle. Excessive differences. The ABA reagent is typically used in the fluorescence mode
diffusion of sample zones following immersion is possible for reagents when higher selectivity or sensitivity is required compared with the ADP
which evaporate slowly during the drying step. reagent. For lactose in dairy products an LOQ of 3 ng/band was obtained
[45]; for mono- and disaccharides, glucuronic acid and galacturonic acid
2.3.2. Saccharides, an illustrative example of derivatization in HPTLC in plant extracts about 35 ng/band (visual fluorescence) [49]; for
Saccharides are typical of compounds that lack suitable chromo­ galactose, glucose, and fructose in fermentation processes 25 ng/band
phores for absorption or fluorescence detection and would be difficult to [50]; and glucose, fructose, and sucrose in enzyme assays ≤ 60 ng/band
analyze in complex mixtures by HPTLC without derivatization (absorption λ = 390 nm) [51].
[8,13,39]. As such, saccharides serve as a typical example of the general As well as ADP and ABA, the 2-naphthol-sulfuric acid reagent can be
capabilities of post-chromatographic derivatization for identification used for the detection of saccharides, producing dark brown bands on a
and quantification in HPTLC. The aniline-diphenylamine-o-phosphoric light-yellow background, and complements ADP for absorption mea­
acid reagent (ADP) is the most widely used as it has broad scope and surements [52-54]. For lactose in dairy products an LOQ of 3 ng/band (λ
sufficient sensitivity for typical applications [40-42]. It reacts with al­ = 500 nm) was obtained [45]; for sucralose in food extracts 5 ng/band
doses, ketoses, galacturonic aid, and glucuronic acid forming variously (λ = 500 nm) [53]; and for oligosaccharides in plant extracts 33–77 ng/
colored zones that assist in the identification of individual saccharides band (λ = 585 nm) [54].
by their relative migration distance and characteristic color. A repre­
sentative application is shown in Fig. 1 for the separation of the methyl 2.4. Evaluation by slit-scanning and video densitometry
ethers and esters obtained by acid methanolysis of polysaccharides [43].
For other sample types, the limit of quantitation (LOQ) for mono- and Clearly, one of the major advantages of TLC is that visual assessment
disaccharides in food matrices ranged from 60 to 900 ng/band (λ = 370 is a very easy means of obtaining a qualitative assessment of a sample.
nm) [44]; for lactose in dairy products 6 ng/band (λ = 370 nm) [45]; for However, where quantification is required then an instrumental method
mono- and disaccharides in plant extracts 40–230 ng/band (λ = 600 nm) such as scanning densitometry/imaging is required. The major com­
[46]; for glucose, fructose and sucrose in honey 65–100 ng/band (λ = mercial systems for in situ quantification can be categorized as slit
white light) [47]; and for glucose in hydrolyzed starch 10 ng/spot (λ = scanning densitometers, diode-array densitometers, and image ana­
520 nm) [48]. lyzers (cameras and flatbed scanners) [7,8,14,15,55,56]. These are
Alternatively, with saccharides 4-aminobenzoic acid (ABA) produces supplemented by special purpose devices for flame ionization detection,
reddish-brown bands on a colorless or pale brown background in the radioisotope detection, and interfaces for spectroscopic detection and
absorption mode and turquoise bands on a blue-black background for identification. Consolidation in the manufacturing sector since 2000 has
fluorescence (λex = 366 nm and λem > 400 nm) [30,49-51]. Detection reduced the number of companies competing in the marketplace while
the technical capabilities of instruments has continued to advance
Commercial instruments for slit-scanning densitometry share several
features in common, Table 1 [7,8,15,56]. In general, they support
measurements in the reflectance mode by absorbance or fluorescence.
Transmission measurements are possible with some densitometers, but
wavelength selection is limited by the transmission properties of the
layer support. Two light sources are required to cover the entire
UV–visible range from 190 to 800 nm. Electroluminescent lamps have
attractive features as general light sources with possible applications in
scanning densitometry [57]. A high-pressure mercury lamp is used to
excite fluorescence with a cutoff or band filter placed between the de­
tector and the layer to isolate the emission signal. A photomultiplier is
used to record the signal with a reference photomultiplier to correct for
short-term variation in the source output. A beam splitter located after
the monochromator is typically used to create the signal at the reference
photomultiplier. Due to the wide range of signal intensities encountered
some form of automatic voltage control is utilized to adjust the mea­
surement conditions for each plate and sample type. Lane scanning is
employed with selectable speeds up to 10 cm/s by mounting the layer on
a movable stage controlled by stepper motors. The only manual opera­
tion required is to position the layer on the scanning stage and to adjust
its position to scan the first track. The remaining tracks are then scanned
automatically under software control. The source beam is typically fixed
in position and shaped into a rectangular area on the plate surface by a
pair of adjustable slits through which the plate is transported in the
Fig. 1. Separation of methyl glycosides and methyl glycoside methyl esters on direction of development. Each scan, therefore, represents a lane whose
silica gel with the mobile phase 2-propyl acetate-ethyl acetate-methanol-water length is defined by the solvent front position and width by the slit di­
5:4:1:0.1 (v/v/v/v), development length 60 mm, and a controlled relative hu­ mensions. Most densitometers also provide for automatic recording of
midity (saturated magnesium chloride). The lower plot is the track scan by
UV/visible absorption spectra and dual- or multiple-wavelength scan­
video densitometry after visualization using the ADP reagent. The composition
ning. Multiple-wavelength scanning allows quantification at optimum
of mixture 1 and RF values and (color) are galactose 0.13 (gray), xylose 0.34
(blue), rhamnose 0.51 (gray), galacturonic acid 0.60 (green) and for mixture 2 wavelengths for each sample zone. The main sources of uncertainty in
glucose 0.15 (gray), mannose 0.20 (gray), arabinose 0.25 (blue), fucose 0.31 scanning densitometry have been determined as errors due to the optical
(gray), and glucuronic acid 0.67 (gray). (Reproduced from ref. [43] with measurement, electronic amplification, and noise associated with the
permission). (For interpretation of the references to color in this figure legend, recording device, resulting in a typical relative standard deviation of
the reader is referred to the web version of this article.) 0.2–0.7% [55]. The relative standard deviation from all errors including

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Table 1 light with a built-in optical glass filter or lenses coated with an organic
Typical operating characteristics of slit-scanning densitometers. layer to eliminate interference from UV light. Broad band light tubes
Parameter Specification with an emission envelope centered around 366 nm are used for the
measurement of fluorescence in the visible region. Mercury discharge
Mode Reflectance for absorption or fluorescence
Transmission for some densitometers as an option lamps are used for illumination at 254 nm for the detection of UV-
Source Deuterium lamp for absorption (190–450 nm) absorbing compounds on layers with a fluorescent indicator.
Tungsten-halogen lamp for absorption (350–800 nm) The Peltier-cooled CCD camera functions as a two-dimensional array
High-pressure mercury lamp for fluorescence (248, 254, of unit detectors. The captured images are initialized, stored, and
265, 280, 297,
302, 313, 366, 405, 436, 546, 577, 579 nm)
transformed into chromatographic data. They are usually displayed as a
Monochromator Concave holographic grating 1200 lines / mm three-dimensional plot in which the x- and y-coordinates define the spot
Band width selectable 5 or 20 nm or band position and the z direction the absorbance or fluorescence in­
5 nm for spectral recording and multiwavelength scanning tensity. Background subtraction, normalization, denoising, and thresh­
20 nm for maximum signal-to-noise
olding are common data transformation processes rarely detailed in the
Wavelength setting ≤ 0.2 nm (accuracy ≤ 1 nm)
Slit images Slit height selectable from 0.2 to 12 mm system software [7,8,15,66-68]. In addition, automated peak detection,
Slit width selectable from 0.02 to 2 mm RF or migration distance assignments, calibration for quantification, and
Motor driven filter Automated selection of filters to eliminate second order a comparison viewer for side-by-side display of tracks from the same or
wheel wavelengths 400 nm cut-off filter for fluorescence different plates and/or different illumination modes are typical software
Operation Single or multiple wavelengths for densitometry
Combination of measurements in absorption and
supported functions. The main performance limitation remains the dif­
fluorescence mode ficulty of uniformly illuminating the layer.
Full spectral recording (scan speed ≤ 100 nm / s) Attractive features of image analysis for HPTLC are fast data acqui­
Detection Two matched broadband photomultipliers. Measurement sition, simple instrument design, compatibility with two-dimensional
beam divided by
separations, and the storage, retrieval, and side-by-side comparison of
a beam splitter with the second photomultipler providing
correction for images. As we have noted above, from its inception, TLC has been
short term source fluctuations. Third photomultiplier associated with visual data evaluation and image analyzers provide a
located below the convenient means of continuing and extending this practice. On the
layer required for transmission measurements. other hand, image analyzers do not generally compare favorably with
Acquisition Independent x- and y-direction control using stepper
slit-scanning densitometers in terms of accuracy, precision, and wave­
motors. Position
reproducibility < 50 μm in the y-direction and < 100 μm in length measuring range, and do not support spectral identification. They
the x-direction. have proven popular as a replacement for photographic documentation
Image resolution 20–200 μm depending on scan settings. of planar separations and have established a niche application in the
Scan type Linear scan with various methods for track optimization.
“fingerprint characterization” of herbal medicines and natural products.
Selectable
scanning speed with a maximum of 10 cm / s. Such fingerprints are chromatographic profiles or images that
represent the characteristic composition of a sample or sets of charac­
teristic chromatographic and/or spectroscopic signals, whose compari­
those associated with sample application and the chromatographic step son allows the classification of samples. HPTLC-based chromatographic
can be maintained below 2–3 % making instrumental HPTLC a reliable fingerprinting provides an efficient, flexible, and cost-effective method
quantitative tool [58]. for the quality assessment of natural products [8,14,43,49,69-81].
Video densitometers (often referred to as image analyzers) use a Potentially, any separation technique can be used for fingerprinting, but
charged-coupled or smart phone digital camera or a flatbed office HPTLC offers several advantages. It is the only separation technique that
scanner with appropriate software to capture a stationary image of the provides results in the form of images for multiple samples and reference
layer. They are simpler and less expensive than slit-scanning densi­ standards separated in parallel facilitating a straightforward comparison
tometers and can be assembled from components likely available in of results. Classical fingerprinting is based on a visual assessment while
many laboratories. They may perform basic functions adequately but modern approaches allow instrumental assessment with chemometric
lack some of the versatility and advanced features provided by slit- data analysis. Assessment may be based on a limited number of target
scanning densitometers. (marker) compounds or utilize all information provided in the finger­
Flatbed scanners for office purposes are limited to detection in the print. Fingerprints can, and often are, obtained for several TLC systems
visible region (400–800 nm). They provide uniform illumination with or visualization conditions, with each system allowing comparison of
white light, high optical resolution, and produce an image of the plate in selected compounds suitable for distinguishing different plant species or
a convenient form for storage or evaluation [7,54,56]. Free open source to identify adulterated or counterfeit materials. The main disadvantage
or low-cost commercial software is available for converting the stored of classical fingerprinting is its subjectivity when visual perception is the
image into chromatographic information [59]. The scan data is stored as only tool used for evaluation. Instrumental analysis, particularly when
a set of RGB values (red 600–750 nm, green 520–565 nm, and blue combined with chemometric data analysis, provides a more robust
425–450 nm) in separate channels. Software evaluation then uses data approach for sample classification [8,43,68,74-76]. Instrumental anal­
collected in any channel, or combination of channels, defined as a ysis is required when potentcy is to be determined simultaneouly with
greyscale. Flatbed scanners provide limited selectivity (RGB channels sample classification. Standardized botanical reference materials play
only) and provide no spectral information for identification or peak an important role in classification studies as do suitable synthetic
purity assessment. A few validated methods for samples at moderate to marker compounds, but both approaches are limited by availability,
high concentration have been described [60-62]. particularly for plant-based materials with limited commercial
High quality commercial systems as well as laboratory-built systems potential.
of varying sophistication are used for electronic scanning with a digital There are numerous examples of the use of HPTLC for fingerprint
camera [7,8,15,63-65]. Commercially available systems consist of an analysis of natural products, reviewed elsewhere to various extents
illumination unit and a digital camera with an optimum design for TLC depending on date and focus [8,14,16,68-81]. Illustrative examples of
purposes. The illumination compartment is sized to maximize the source the flexibility of the HPTLC approach to fingerprint analysis is provided
intensity and to obtain uniform illumination of layers of a standard size by the classification of ginseng root powder [82] and tansy [83] extracts.
with minimal interference from stray light. Tungsten light tubes are used Authentic ginseng contains several ginsenosides (triterpenoid saponins)
for measurements in the visible range by reflectance of polychromatic that are suitable marker compounds to determine the authenticity,

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

stability, consistency, and adulteration of ginseng root powder extracts. different visualizing reagents for extracts of the aerial parts of the tansy
Either visual comparison, or better densitometry, of the fluorescence plant is illustrated in Fig. 3 [83]. The vanillin-sulfuric acid reagent is a
response excited at 366 nm allows distinction of white Panax ginseng reasonably non-specific reagent that produces colored zones with
(WG), red Panax ginseng (RG), American ginseng (Panax quincefolius, different compounds, the natural product reagent and aluminum chlo­
AG), and Panax notoginseng (NG) by comparison of the presence and ride reagent are semi-specific for flavonoids producing characteristic
peak ratio of the ginsenoside reference compounds separated simulta­ fluorescence, and the aniline-diphenylamine-o-phosphoric acid (colored
neously, Fig. 2. zones) and 4-aminobenzoic acid (fluorescence) reagents are reasonably
The complementary nature of chemical fingerprints obtained using specific for saccharides and glycosides. The sequence of reagents and
their side-by-side comparison illustrate the flexibility of chemical fin­
gerprints to provide a variety of images (or scans) suitable for improving
the specificity of compound identification, in this case, as well as clas­
sification of related species. Biological detection can be used to expand
the identification/classification approach. The sequence of images in
Fig. 4 illustrates the varied fingerprints obtained using visualization at
selected wavelengths and after chemical derivatization with the
vanillin-sulfuric acid reagent (a to d), treatment with the 2,2-diphenyl-1-
picrylhydrazyl radical (antioxidant activity (i), antibacterial activity
(Bacillus subtillis, (e), Aliivibrio fischeri, (f), Xanthomonas euvesicatoria,
(g), and Pseudomonas syringae maculicola, (h), and enzymatic inhibition
(acetylcholinesterase, (j), and butylcholinesterase, (k). Any or several of
these chemical, biochemical, and biological fingerprints could be
adopted for specific identification/classification purposes and for addi­
tional flexibility, combined with different separation systems. Only
HPTLC provides this range of adaptability for crude extracts. Fig. 4 also
serves as an example of non-targeted screening for bioactive compounds
using effect-directed assays (section 5 below).

3. Planar solid-phase extraction

HPTLC has two useful attributes for the cleanup of complex samples
requiring high sample throughput. Matrix components comigrating with
target analytes can be observed and sample preparation and separation
steps actively optimized to minimize interferences. Secondly, parallel
sample processing affords higher sample throughput than serial column-

Fig. 3. Separation of extracts from the aerial parts of the tansy plant on silica
gel layers with a mobile phase of n-hexane-isopropyl acetate 9:1 (v/v). The
Fig. 2. Separation of ginsenosides on silica gel layers with a mobile phase of dried layers were treated with (a) vanillin-sulfuric acid reagent (white light),
chloroform-ethyl acetate-methanol-water 15:40:22:10 (v/v/v/v) and the dried (b) natural product reagent and poly(ethylene glycol) with fluorescence excited
layers visualized by spraying with 10 % (v/v) sulfuric acid in ethanol. HPTLC at 365 nm, (c) aluminium chloride reagent with fluorescence excited at 365 nm,
fingerprints obtained by scanning and video densitometry are shown for white (d) aniline-diphenylamine-o-phosphoric acid reagent (white light), (e) and 4-
Panax ginseng (WG), red Panax ginseng (RG), American ginseng (AG), Panax aminobenzoic acid reagent with fluorescence excited at 365 nm. The combi­
notoginseng (NG) and ginsenosides marker compounds. (Reproduced from ref. nation of visualization techniques was used to provide insight for the pre­
[82] with permission). (For interpretation of the references to color in this liminary identification of the bioactive compounds indicated as TR1 to TR6.
figure legend, the reader is referred to the web version of this article.) (Reproduced from ref. [83] with permission).

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

Fig. 4. Separation of tansy root extract using the same conditions as Fig. 3. Images of chemical, biological and biochemical fingerprints obtained at (a) absorption
254 nm, (b) absorption 365 nm, (c) after derivatization with vanillin-sulfuric acid reagent (white light), (d) as for (c) at 365 nm, (e) after treatment with B. subtillis, (f)
after treatment with A. fischeri, (g) after treatment with X. euvesicatoria, (h) after treatment with P. maculicola, (i) after visualization with 2,2-diphenyl-1- pic­
rylhydrazyl radical, (j) after treatment with acetylcholinesterase, and (k) after treatment with butylcholinesterase. (Reproduced from ref. [83] with permission).

based methods. Coeluting matrix interferences can be a major limitation enhancement to the automation of pSPE was achieved using an auto­
for column-based methods employing mass spectrometric detection for mated TLC-MS interface for the serial extraction of target compound
routine analysis often creating the need for multi-step and time- zones [87,88] and validated for the screening of 66 multi-class antibi­
consuming sample preparation procedures. otics residues in meat, eggs, and milk for residues in the low μg/kg
In planar solid-phase extraction (pSPE) the goal is the separation of range.
target compounds as one or a few zones free of matrix components that For some products employed as technical mixtures their complexity
might interfere in their subsequent analysis [84]. Thus, the separation may confound the possibility of identifying all individual components in
conditions are optimized to minimize within group separation of target environmental samples, and in any case, may not be essential for an
compounds in favor of focusing these compounds into a minimum initial estimate of their hazard potential. These compounds may be
number of zones adequately separated from sample matrix. The pSPE monitored as a sum value. In this case, it is often advantageous to adopt
method typically employs two development steps in which the second a method that provides isolation of the target compounds as a group
development occurs in the reverse direction to the first. In the first with limited separation within the group, relatively free of contamina­
development, the target compounds are front end eluted and separated tion from other compounds, and a detection method that is relatively
from most matrix components with a higher affinity for the stationary unselective for the individual mixture components. For example, chlo­
phase. In the second development, the target compounds are front end rinated paraffins are complex mixtures of straight-chain, C-10 to C-30,
eluted in the reverse direction with a stronger solvent and focused into a chlorinated hydrocarbons with a variable chlorine content (30–70 % w/
narrow zone at some location in the migration region with matrix w) providing mixtures potentially consisting of thousands of congeners
components occupying the remaining positions of the migration region. and isomers. Planar solid-phase extraction allows their separation from
The efficient cleanup of pesticide residues in extracts from fruits and matrix components in oil-based foods as a single zone [89]. The chlo­
vegetables [84-86] and antibiotic residues in foods of animal origin [87] rinated paraffins are isolated by solvent extraction and applied as bands
was demonstrated using pSPE. Typically, crude extracts isolated by a to a silica gel layer. The sample is initially developed to a length of 80
modified QuEChERS (Quick, Easy, Cheap, Effective, Rugged, and Safe) mm with the mobile phase cyclohexane-toluene (94:6 v/v) providing a
method or solvent extraction were applied as bands to layers of different good separation of nonpolar lipids from the chlorinated paraffins, which
selectivity and developed as explained above. The sharp pesticide- or are dispersed over a broad migration region from 0 to 0.55 RF units. A
antibiotic-containing zones were in situ solvent extracted using the TLC- second development in the same direction of 45 mm with acetone
MS interface for analysis by LC-MS or flow-injection analysis coupled focusses the chlorinated paraffins into a compact zone with an apparent
with high-resolution mass spectrometry. The chromatograms obtained RF of 0.60. The chlorinated paraffins were visualized as grey zones on an
were virtually free of matrix interferences. This allowed calibration with orange background after dipping into a solution of o-toluidine in acetone
a solvent standard instead of matrix-matched standards generally rec­ after exposure of the dried layer to UV light. The chlorinated paraffins
ommended for the analysis of contaminants at residue levels. An were subsequently quantified by absorption (λ = 645 nm) using a

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

technical mixture of chlorinated paraffins as a calibration standard. The for the identification of bioactive compounds in complex matrices. It is
LOD for the chlorinated paraffins was 0.2 mg/kg of vegetable oil with not a settled development and further advances can be anticipated,
recoveries near 100%. Further examples using the above approach which hopefully will lead to a commercially available fully automated
include the determination of ergot alkaloids in rye flour using fluores­ interface.
cence detection [90], nonylphenols in extracts of wastewater using the In comprehensive separations significant differences and challenges
pYES bioassay for detection [91], and mineral oil hydrocarbons in exist for both columns and layers [101,102]. The goals are the same, but
vegetable oils with selective chemical derivatization [92]. the processes are quite different. Comprehensive separations in CLC
A variation of planar solid-phase extraction is known as solvent front occur in time and for TLC in space. In both cases a high peak capacity is
position extraction utilizing a multi-step development in the same di­ achieved when the retention mechanism in each dimension is dissimilar.
rection in which the final location of the target compounds is at the It also presupposes that the sample components are varied in properties,
solvent front for the last development [93,94]. This has the advantage since highly similar compounds will occupy a narrow range of the
that the target compounds are concentrated into a narrow zone with an selectivity space and their peak-to-peak separation is only weakly
easily identifiable location for subsequent solvent extraction and anal­ coupled to the dimensions of the selectivity space.
ysis but comes at the expense of a longer time for sample processing. For maximum performance in comprehensive two-dimensional
Both approaches to pSPE have become more attractive with the devel­ planar chromatography, it is assumed that layers can be operated as
opment of the semi-automated TLC-MS interface for in situ solvent flat columns with optimal fixed mobile phase velocity (forced-flow
extraction with in-vial collection of extracts. conditions) [97]. Two-dimensional HPTLC with capillary-controlled
flow produces lower performance and slower separations than pre­
4. Multidimensional chromatography dicted for forced-flow methods but requires little in the way of instru­
mentation and is simple to implement [104-106]. If a single stationary
Multidimensional separations take advantage of the higher separa­ phase is employed for the separation, then the separation mechanisms
tion power of coupled systems. In practice, only two-dimensional sys­ differ only in the choice of mobile phase. Two-dimensional HPTLC
tems are of practical importance for both CLC and TLC. Two general typically employs normal-phase separation conditions effectively
operations are considered multidimensional separations. These are limiting the orthogonality of the system due to site-specific interactions
heart-cut methods, in which a part of the separation obtained in the first of polar compounds and their influence on solvent strength. Often a
chromatographic system is passed to the second system to improve the better arrangement is the use of chemically bonded layers for both
separation of the components in the heart-cut fraction. This type of normal-phase and reversed-phase separations. Two-dimensional HPTLC
separation is commonly used for target compound analysis in which a separations employing reversed-phase conditions on polar chemically
few compounds are designated important and need to be separated from bonded phases are comparatively easy to optimize and currently are an
each other and from the sample matrix and is more widely used for underutilized option [107]. Compared with forced-flow development,
column methods. The alternative method of multidimensional chroma­ capillary-controlled flow results in additional band broadening in both
tography is known as comprehensive chromatography, in which the separation directions due to the inadequate and variable mobile phase
complete separation from the first dimension is passed to the second velocity, a limited migration distance for the solvent front due to the
dimension for separation with preservation of the separation obtained in weak capillary forces driving the mobile phase, and low resolution for
the first dimension, and is the type generally associated with planar compounds close to the origin or solvent front. The zone capacity in two-
chromatography. These “comprehensive” separations provide high peak dimensional capillary-controlled flow HPTLC is difficult to model
capacities and are used for fingerprint-type analyses and to characterize because of the varying mobile phase velocity but it has been estimated,
complex mixtures, where the object is to separate as many compounds as and in reasonable agreement with practice, that it should be relatively
possible for either classification or identification. easy to generate between 100 and 250 separated spots in about 30 min
The introduction of specialized TLC-MS interfaces (see section 6 with little prospect of exceeding 500, at least for a single development in
below) has led to several methods to increase peak capacity by on– or both orthogonal directions [102]. This is sufficient to handle mixtures of
off-line coupling of HPTLC to column chromatography [7,20]. The most moderate complexity. Video densitometry has solved the problem of
recent iteration of the TLC-MS interface is a second-generation design recording separations, which was never straightforward using lane
for the solvent extraction of individual zones from HPTLC plates in what scanning densitometers, but calibration for quantitative analysis re­
is, effectively, 2D pSPE. Here, instead of direct connection to the ion mains an issue. Two-dimensional HPTLC also loses the high-throughput
source of a MS, the outlet capillary of the extraction device is connected advantage of unidimensional HPTLC as it is limited to a single sample
to the injection valve for column chromatography. Alternatively, the per separation (or layer).
eluate from the target zone can simply be collected into a vial for further
off-line coupling to spectroscopic or chromatographic techniques, free of 5. Effect-directed detection - HPTLC-bioautography
time constraints, and with the possibility of solvent exchange and
sample concentration [8,95-98]. This sort of approach offers a Target compound analysis generally fails to provide information for
straightforward approach to heart-cut multidimensional chromatog­ non-target compounds resulting in an incomplete assessment of bioac­
raphy employing HPTLC for sample fractionation and any form of tivity and the provision of information for risk assessment. To detect
chromatography (e.g., TLC, HPLC, GC or SFC) for the final separation. contaminants or native compounds having biological activity in survey
The sensitivity of in-vial collection is typically lower compared with on- or routine monitoring campaigns, it is essential for the chosen method to
line transfer, as only an aliquot is subsequently taken for chromato­ be as universal as possible and focused on specific biological effects. The
graphic analysis unless the eluted zone is concentrated prior to HPLC selectivity of the method for individual compounds is not as import as its
[87,88]. ability to detect as many compounds as possible in the sample that
On-line coupling and automation are less straightforward, but contribute to a particular biological response. Typically, this requires
possible, for HPTLC-HPLC using a valve interface in the outlet capillary the detection of both anticipated compounds and unknown or unex­
to transfer eluted samples to a column with the possibility of analyte pected compounds in a complex matrix at low concentrations. Complete
trapping on a sorbent cartridge to remove interfering background ma­ chemical analysis is generally not feasible in this case and would be too
terials for structural elucidation by mass spectrometry costly for routine use. The preferred approach is to focus on the iden­
[20,87,88,99,100]. It is typically employed for non-target compound tification of compounds with a demonstrated biological response, which
analysis using normal-phase HPTLC with effect-directed detection for is the basis of effect-directed analysis [18-20,102,103].
screening and reversed-phase HPLC with mass spectrometric detection There is rapid growth of interest in effect-directed detection in TLC

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

employing various bioassays based on the inhibition/stimulation of Multienzyme preparations provide wider compound coverage, simplify
growth or activity of an organism, such as bacteria, yeast cells, mold the analytical protocol, and afford marginally better detection limits.
spores, cell organelles, enzymes, etc., for detection (see e.g., recent re­ Without removal of the enzyme, the layer is dipped into a substrate
views on its use for detecting enzyme inhibitors [110], antimicrobial solution, for example, naphthyl acetate and fast blue salt B or indoxyl
activity in plants [111], and applications for foodstuffs [112]). After acetate, and following a short reaction time, the enzyme is deactivated
incubation of the layer with the test organism and possibly application by briefly heating at 50 ◦ C. If naphthyl acetate is used as a substrate, the
of additional reagents, the zones with biological activity are typically enzyme releases naphthol in regions corresponding to low inhibition,
identified and sometimes quantified using a charged-coupled device which reacts with fast blue salt B to give a violet background with
[7,8,71,80,87,113,114]. colorless inhibition zones due to limited substrate conversion. Quanti­
To preserve the separating power of column separation methods fication is by absorbance at λ = 530–550 nm with LOQs at the low pg/
using bioassay detection the eluent must be fractionated into many small band range for organophosphorus pesticides (strong inhibitors) and low
volume increments, each of which must be assayed separately. This is a ng/band range for carbamate pesticides.
tedious process and may require solvent exchange to maintain Acetylcholinesterase was used with the metabolic activator S9 frac­
compatibility with the bioassay. A significant advantage of HPTLC is tion of rat liver in a streamlined process for toxicological evaluation of
that the bioassay can be performed directly on the surface of the layer, in pesticide residues at threshold levels required for regulatory compliance
a compatible medium since the mobile phase is completely evaporated [128,129]. In this case, the S9 mixture is over sprayed on each sample
after the separation. The whole bioactivity of the sample can be band and incubated in a humidity chamber prior to development. For
observed and not just the fraction that elutes from the column. Spray-on general screening of pesticides, separations were performed on silica gel
sample application techniques, common for HPTLC, support the use of a layers with a mobile phase of hexane–ethyl acetate-dichloromethane
wider range of extract volumes to increase method flexibility. The par­ 65:20:15 (v/v/v) [125]. Three further mobile phases adjusted to the
allel processing of samples by HPTLC results in an increase in sample polarity of the pesticides were used for confirmation.
throughput and lower costs per sample. On the other hand, currently For the detection of estrogenic compounds, the yeast estrogen screen
there are only limited automation possibilities for bioassay protocols, (YES) has been used for effect-directed analysis for many years and can
and some bioassays require relatively long incubation times, causing be combined with HPTLC as the planar YES bioassay (pYES)
significant zone broadening of the separated zones if the cells or mi­ [8,18,36,91,101,109,112,130-133]. YES is a reporter gene assay using
croorganisms used for detection require an aqueous medium for genetically modified yeast cells housing the human estrogen receptor.
viability. Suitable approaches to mitigate this problem, however, have Activation of the receptor induces the reporter gene lacZ to encode the
emerged for specific bioassays [36,37,115-119]. An interesting, perhaps synthesis of the enzyme β-galactosidase. The substrate, typically 4-
general, approach using zone fixation by application of a poly(isobutyl methylumbellifery-β-D-galactopyranoside (MUG), is applied to the layer
methacrylate) coating was demonstrated to be suitable for integrating separately after incubation of the yeast cells with the separated sample.
multiple bioassays on the same plate simplifying the workflow for multi- The activity of the expressed reporter enzyme is detected by the for­
detection and multidimensional separations [119]. mation of the blue fluorescent 4-methylumbelliferone released by the
Bioactivity tests employing the luminescent bacteria Aliivibrio fischeri enzyme. The pYES bioassay offers high sensitivity with LODs for 17β-
are among the oldest, most applied, and fully supported bioassays for the estradiol (E2) and 17α-ethenylestradiol (EE2) at the low pg/band or less
detection of compounds that exhibit non-specific toxicity depending on the protocol used. Using resorufin-β-D-galactopyranoside
[8,17,71,80,100,108-114,120-122]. A suitable apparatus for this (RGP) as substrate an LOQ < 10 pg/band for E2 and EE2 was obtained
bioassay consists of a tray for holding the thin-layer plate, a device to [130]. To expand the scope of the pYES bioassay genetically modified
humidify the coated layer to stabilize the microorganism, a light-tight yeast cells engineered to contain other endocrine receptors have been
housing, and a CCD camera for detection. After a short incubation developed [131] and to simplify the general workflow, yeast cells that
period bioactive substances are indicated as zones with a different release easily detected fluorescent proteins [90,132]. These yeast
response to the plate background coated with the microorganism. endocrine assays do not require a separate substrate and further incu­
Compounds that interfere in the bacterium’s metabolism by various bation and can be used as mixtures for the simultaneous detection of
complex mechanisms are detected by changes in the intensity of the more than one endocrine endpoint, so long as the reporter proteins can
bioluminescence (see examples in Fig. 4). Toxic effects can be caused by be detected without spectral overlap. Several bioassays for hormones
compounds that interact with cell surface receptors, that alter cell related to the pYES bioassays have been developed, for example, the
membrane functions, undergo chemical reactions with cellular compo­ pYAS assay for androgens, pYDS for dioxin, pYTS for compounds
nents, or inhibit the bacterium enzyme system [120]. Inhibition zones interacting with the thyroid receptor, pYVS for compounds interacting
are observed as dark bands in areas of reduced fluorescence against a with the vitamin D receptor, pYRas for compounds interacting with the
uniform light background. The intensity of inhibition zones is non-linear retinoic acid receptor, and pYMEES a multi-endocrine screen for com­
with respect to concentration, and for comparison the bioluminescence pounds interacting with the estrogen, androgen, or progesterone re­
intensities are transformed into a linear scale by a logarithmic function ceptors [131,132]. Three androgenic substances in the influent and two
that incorporates the relative intensity of the inhibition zones and of additional substances in the effluent samples from a wastewater treat­
reference zones at either side of the inhibition zones [109,120]. The ment plant were detected using the pYAS bioassay [132]. The LODs for
activity of individual compounds is typically expressed as a reciprocal testosterone and 5α-androstan-17β-ol-3-one were 0.37 ng/L and 0.59
iso-inhibition volume equal to the calculated sample volume responsible ng/L, respectively. The wastewater treatment plant removed > 99% of
for 50 % inhibition of the bioluminescence signal. the androgenic activity.
Neurotoxic compounds, which include organophosphorous and The number of bioassays continues to grow, as exemplified by a
carbamate pesticides, and compounds with a possible connection to recent report of the use of HPTLC-bioautography to screen plants ex­
dementia and its treatment, can be detected after separation on HPTLC tracts for anti-Leishmania compounds [134] and human cancer cells for
layers by inhibition of cholinesterases applied as a post- the detection of cytotoxic compounds [135], and those indicated above
chromatographic visualization reagent [19,72,81,86,95,108,109,114, provide only a flavor of the research on bioassays that is currently un­
123-128]. This approach is suitable for the selective detection of target derway. For better targeting of specific activities, the increasing interest
compounds as well as for non-target analysis of neurotoxins. Acetyl­ in genetically modified microorganisms should be highlighted [136].
cholinesterase and butylcholinesterase are the most widely used en­ Bioassays can be used individually or in batches by splitting extracts
zymes [19] slowly giving way to multienzyme preparations such as between several HPTLC layers, each employing a different bioassay, and
rabbit liver esterase, cutinases, and horse serum esterases [124,128]. in some cases by using mixed bioassays [20,80,83,91,111,131,132].

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I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

Identification of unknown compounds is typically by in situ extraction microjunction surface sampling probe in that the whole sample zone,
using the TLC-MS interface coupled to electrospray ionization mass or that portion contained by the probe head, is eluted from the layer.
spectrometry. After bioassay the layer is impregnated by numerous Lane scanning is not supported by commercially available interfaces as
organic and inorganic compounds from the sample matrix, the support the plate needs to be manually positioned under the elution head for
media for the bioassay system, and typical layer contaminants not each zone of interest for elution. However, it has proved to be a popular
removed during cleaning of the layer prior to sample application. These interface for TLC/MS with three commercial versions available (with
can cause problems in the extraction step and interference in the mass some operational differences) [7,8,95,111,148]. Broadly they function
spectra. This problem can be handled by developing two plates simul­ as follows: an oval or circular stainless-steel elution head with a cutting
taneously, performing the bioassay on one plate, and using the co­ edge is manually positioned over the target zone and driven by pneu­
ordinates for detected zones from the first plate to reference locations on matic pressure through the layer to the backing support sealing and
the second plate for mass spectral identification. A more elegant solution isolating the zone. The inlet capillary of the elution head is connected to
using heart-cut multidimensional chromatography, employing a filter a pump to deliver the extraction solvent to the sealed sample zone
and short reversed-phase/cation-exchange column installed between (organic solvent or aqueous buffer-organic solvent mixture at a flow rate
the solvent extraction interface and mass spectrometer, shows promise of about 0.1–0.2 mL/min). The outlet capillary is connected via an inline
for an automated solution for the identification of bioactive compou particle filter to the ion source of the mass spectrometer or to a collection
nds from bioassay-impregnated layers by mass spectrometry vial. By operation of a valve the extraction solvent is switched from the
[87,88,99,100]. ion source (standby mode) and routed through the sample zone and back
to the ion source (extraction mode). Between extraction steps, the probe
6. Mass spectrometric detection head is moved to a docking station, where the sampling surface is
cleaned of accumulated particle material by compressed air. To mini­
The coupling of mass spectrometry for in situ detection in HPTLC has mize carryover between samples the extraction head can be cleaned by
evolved at a slower pace than for column-based methods, with instru­ solvent. Matching the size and shape of the extraction head to the sample
mental HPTLC/MS (as opposed to manual “scrape and elute” methods) zone enhances sample detectability and minimizes the contribution
only really becoming accessible in the last decade, while quickly from the layer background [149,150]. For separations with an acidic
becoming the primary tool for identification and increasingly for eluent predevelopment of the layer with a mobile phase containing the
quantification. Early approaches to coupling TLC with mass spectrom­ same acid was shown to reduce ion suppression when using the elution
etry (MS) are summarized in [137-141] and more recent developments head interface with electrospray ionization [151].
in [8,142-144]. Apart from the perfectly serviceable manual scrape and The current versions of the elution head interfaces are best consid­
elute procedures, that require patience rather than instrumentation, and ered semi-automatic devices with automation of the lifting, lowering,
are only suitable for low throughput “structure determination work”, and cleaning of the elution head. Positioning of the elution head over the
there are two main approaches to TLC/MS. The first of these involves a selected sample zone is still performed manually by moving the plate.
direct interface via a liquid junction that makes a seal with the plate and However, non-commercial upgrades to the CAMAG TLC-MS interface 2
then delivers a solvent to a selected spot eluting the analyte into the ion have been described for full-automation using click-on image zone se­
source of a mass spectrometer. The second approach involves the use of lection, software-controlled plate positioning and an improved elution
atmospheric pressure (or ambient) ionization sources which have pro­ and cleaning process [87,88,152], and to provide fully automated
vided a breakthrough in the direct coupling of HPTLC to MS systems normal-phase HPTLC-reversed-phase liquid chromatography-mass
[145]. spectrometry [87,99,100,153] (and also for automated sample
cleanup by planar solid-phase extraction using solvent front elution of
6.1. Liquid-microjunction surface analysis probes target compounds [94]). Clearly elution-based methods are designed for
targeted analysis and are not suitable for scanning. However, via semi-
The liquid-microjunction surface sampling probe now incorporated automation, sequential analysis of target zones within a separation is
in the liquid extraction surface analysis (LESA) interface uses solvent possible and vial collection-based elution methods facilitate the exam­
extraction to isolate material from the surface of the layer and transports ination of the extracted zones by a wide variety of spectroscopic tech­
it in solution to the ion source of a mass spectrometer [146,147]. The niques in addition to mass spectrometry [96-98].
sampling head consists of a coaxial arrangement of two capillary tubes,
with the annular space between the inner and outer tubes used for sol­ 6.3. Laser desorption/ionization and matrix-assisted laser desorption/
vent delivery and the inner tube to draw liquid from the surface and ionization (MALDI)
transfer it to the ion source. The sampling probe is held at a short dis­
tance above the layer and forms a stable liquid film, or junction, between Laser desorption/ionization has been a popular and widely used
the surface and the extraction head, with the rate of solvent infused to strategy in surface analysis and one of its best-known forms is matrix-
the layer balanced by the solvent extracted from the film. A primary assisted laser desorption/ionization (MALDI). MALDI is a soft ioniza­
requirement is that the extraction solvent does not penetrate the layer tion technique that employs a laser striking a matrix applied to a surface
surface, and to date, this approach has been demonstrated for reversed- to ionize analytes and propel them into the gas phase with minimal
phase layers with aqueous extraction solvents only. Solvents that wet the fragmentation and has seen numerous applications in TLC with early
layer induce radial development of zones with loss of resolution and low applications reviewed in [140] and more recent progress in [154,155].
signal intensity. In principle, sample is extracted from material located Specific applications of TLC/MALDI/MS for lipid analysis have also
at the surface in contact with the extraction solvent only. The thin-layer recently been reviewed [156].
plate is placed on a motorized sample stage that can be moved in the x- MALDI provides high spatial resolution but, for good sensitivity and
and y-direction and the gap between the probe head and layer is signal persistence, the application of organic matrices (by post-
monitored optically and adjusted to automatically maintain a constant chromatographic dipping or spraying with a solution of the matrix)
distance. such as 2,5-dihydroxybenzoic acid (DHB), alpha-cyano-4-hydroxy
cinnamic acid (CHCA), 3-beta-indoleacrylic acid (IAA), dithranol (AT)
6.2. Elution head interfaces and glycerol is required, thereby introducing an additional post-
chromatographic sample preparation step into the analysis. MALDI
Elution head interfaces were designed for the solvent extraction of mass spectra can then be obtained in either the positive or negative ion
samples from a thin-layer plate [141]. It differs from the liquid- mode and are generally dominated by a few adduct ions showing limited

10
I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

fragmentation and multiply charged ions in low abundance for the an­ water clusters (for positive ion spectra) and oxygen ions (for negative
alyte. The choice of matrix is often the critical step in optimizing the ion spectra), as well as other species. The collision of the hot gas plasma
mass spectrometer response and for avoiding overlap of sample ions with compounds on the layer surface is responsible for ionization by
with those of the matrix. Any mass spectrometer equipped for MALDI proton or charge transfer and their introduction into the gas phase by
imaging can, in principle, perform this for TLC plates [155,157]. Un­ thermal desorption. The ions originating from the surface are introduced
surprisingly, given its use for e.g., tissue imaging etc., spatially resolved into the mass spectrometer via a ceramic probe located close to the
imaging of an entire TLC plate is also possible using MALDI. sampling position on the layer and mass analyzed. DART ionization
TLC/MALDI is generally performed using UV lasers but there have typically results in the formation of singularly charged molecular and
also been applications of infrared lasers for direct IR-MADLI/TLC (see molecular adduct ions with some fragmentation as well as the appear­
for example [155] and references therein) as well as innovations in the ance of oxidation products in some cases (e.g., see [123]). Moving the
matrices employed. One reason for using IR rather than UV-lasers for layer, typically a 1–2 cm-wide strip, on a motorized platform beneath
MALDI is that the former is thought to offer a “softer” method for the focused gas beam facilitates spot sampling and lane scanning. Res­
desorption/ionization [158]. This, and the deeper ablation provided by olution is limited by the cone diameter of the source beam with opti­
IR-lasers can have a benefit when the analysis of small amounts of un­ mized configurations providing ca. 3 mm. Sensitivity is limited by only
stable analytes is required, for example, for the analysis of lipids [155]. sampling material from the zone surface but LODs in the low ng/band
This may indeed be important as the thickness of the stationary phase can still be achieved, and quantification with reasonable repeatability is
has been linked to the quality of the mass spectra of lipids obtained by possible [165,167]. An example of the utility of DART for the analysis of
MALDI [159]. Advances in matrices include the development of “inor­ difficult samples is provided by the determination of the phytoestrogen
ganic” matrices such as magnetic nanoparticles functionalized with 2,5- equol in an ethanol extract of cattle manure using HPTLC-DART-TOF-
dihydroxybenzoic acid (DHB), a widely used MALDI matrix. Such MS with concentrations estimated to be ca. 70 µg/g [168]
nanoparticles have been applied to TLC/MALDI/MS profiling of sugars
on TLC plates and saccharides and oligosaccharides in human milk 6.4.2. Desorption electrospray ionization (DESI)
analyzed by HPTLC. The dihydroxybenzoic acid-functionalized mag­ Desorption electrospray ionization (DESI) is a liquid surface sam­
netic nanoparticles (DHB@MNPs) were applied to the plates dispersed pling ambient ionization technique based on the spraying of charged
in an ionic liquid via “spin coating” [160]. Another example of the solvent droplets onto a surface, such as a TLC plate, to desorb analytes
application of an inorganic matrix is for the analysis of anthocyanins in and transfer them, via a vacuum transfer line, into the ESI source of a
red wine, apple juice and extracts of roses [161]. Core-shell silica-coated mass spectrometer. It’s ease of operation has meant that it has become a
iron oxide magnetic nanoparticles were used as a MALDI matrix, applied widely used tool for both surface analysis and imaging that is easily
as an ethanolic dispersion directly to the bands of interest, for the adapted for TLC. Early examples of the use of DESI with TLC include its
spectrometric identification and dereplication of analytes. Using this use for the analysis of alkaloids from goldenseal [169], pharmaceutical
methodology, the detection of anthocyanins using positive ionization formulations (using a combination of ion mobility mass spectrometry
and dihydrochalcones, flavanols, flavanols and phenolic acids (after and MS (TLC/IMS/MS)) [170], the analysis of lipids following 2D TLC
derivatization) in the negative ion mode was possible. Where DHB was [171] and the determination of salvinorium in extracts of the leaves of
found to be wanting, improvements were obtained for certain com­ Salvia divinorum [172]. Until recently such studies were usually per­
pounds (e.g., erectile dysfunction drugs) via the use of MALDI cocktails formed on lab-made DESI systems, and this continues to be a means of
made from glycerol, graphite and either DHB, CHCA, IAA or AT [161]. performing such work (e.g., [169]), but the availability of commercial
In an interesting approach, that removes the need for a MALDI matrix systems that can be used generally for DESI imaging means that there is
completely, TLC plates have been prepared as monolithic layers formed no barrier to its use in TLC. Such systems can be targeted at individual
via the copolymerization of ethylene dimethacrylate (EDMA) and gly­ spot analysis or lane scanning and plate imaging, provided that the layer
cidyl methacrylate (GDA), with the latter proving essential for successful fits onto the target stage. These devices are essentially agnostic with
MALDI [157]. When investigated as a TLC medium, using several dyes, regard to the surface being analyzed. As a result, there are an increasing
copolymers containing a high ratio of glycidyl methacrylate (e.g., GDA/ number of examples of its use e.g., [146,173-175] all related to phyto­
EDMA, 3:17) provided separations of lower efficiency than those made chemicals including phytoecdysteroids [173,175], anthraquinones
using higher proportions of ethylene dimethacrylate (e.g., GDA/ [174] and bioactive compounds in extracts of Lepidium peruvianum
EDMA,1:27), but both were considered acceptable. However, the best [146]. In Fig. 5, a 2D image of a reversed-phase HPTLC plate showing
MALDI/MS spectral data were obtained with mixtures containing from the result of the analysis of an extract of the plant Silene otites by DESI/
19 to 29% GDA. MS is shown, together with a representative spectrum of one of the
major constituents, 20-hydroxyecdysone [175]. Whilst TLC/DESI/MS is
6.4. Atmospheric pressure (or ambient) ionization sources relatively easy to implement, various factors need to be optimized to
obtain good results including e.g., the position of the sprayer, the
Depending on the type used these “ambient” approaches require transfer line temperature, sampling rate, the composition and flow rates
neither vacuum nor direct connection with the stationary phase of the of solvent and nebulizer gas, etc. DESI solvent choice and composition
HPTLC plate and often with minimal pretreatment can be used to are key parameters controlling ionization efficiency and interestingly, a
interrogate individual spots, scan lanes or fully image plates. Ambient recent study suggested that the type of stationary phase could also affect
ionization techniques can also more easily facilitate the manipulation of the mass spectra obtained [175].
relatively large objects, like thin-layer plates compared to conventional
vacuum ion sources. Desorption-based methods usually allow recording 6.5. Trends and opportunities in HPTLC/MS
of a mass chromatogram using the total ion current (TIC) or an extracted
ion chromatogram (EIC) for greater selectivity. Irrespective of the MS techniques used for HPTLC/MS the significant
number of applications that include HPTLC/MS of one sort or another,
6.4.1. Direct analysis in real time (DART) especially in combination with bioautography to enable the detection
Direct analysis in real time (DART) uses a thermal desorption-based and characterization of bioactive compounds, appears to be an area of
atmospheric pressure ion source employing an electrical discharge in a significant interest in planar chromatography and can only be expected
heated helium gas stream to create energetic neutral metastable helium to increase. And, whilst the methods described above currently repre­
species [123,162-168]. The resulting narrow beam of these metastable sent the major techniques in use for HPTLC/MS innovations in this area
helium species interacts with the air to produce predominantly charged continue to appear such as e.g., low-temperature plasma probe MS

11
I.D. Wilson and C.F. Poole Journal of Chromatography B 1214 (2023) 123553

Fig. 5. A DESI MS Image of the 2D HPTLC


separation of a crude extract of S. otites
following separation with aqueous acetone-
based solvent in the 1st (vertical axis) and
an ethanol-based solvent for the 2nd (hori­
zontal) dimensions respectively. The image
was acquired using a heated solvent transfer
line set at 450 ◦ C and MS spectra were ac­
quired for the various circled regions of in­
terest (ROI). The mass spectrum shown is for
20-hydroxyecdysone (ROI 9) (structure inset
to Figure). [175]. Composite image adapted
with permission of the copyright owners.

[176], electrostatic field induced spray ionization-MS [177,178] and relevant for analysts in the 21st century as it was in the 20 th.
cluster-induced desorption/ionization [179]. Another innovation that
can be expected to make a significant impression on the field is ion Declaration of Competing Interest
mobility (IM)-based methods. The advantages of incorporating ion
mobility are twofold. Firstly, IM provides a second, orthogonal, The authors declare that they have no known competing financial
dimension of separation which can separate co-migrating compounds interests or personal relationships that could have appeared to influence
present in a complex mixture that are unresolved by HPTLC. This sep­ the work reported in this paper.
aration can result in much cleaner spectra as a result of resolving
comigrating compounds. Secondly, the collision cross sections that can Data availability
be obtained via IMS provide another feature which, together with the
MS data, can help to further characterize and identify compounds (e.g., No data was used for the research described in the article.
see [173]).
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