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Research has suggested that African American and Latinx adults may develop posttraumatic
stress disorder (PTSD) at higher rates than White adults, and that the clinical course of PTSD
in these minority groups is poor. Factors that may contribute to higher prevalence and poorer
outcome in these groups are sociocultural factors and racial stressors, such as experiences
with discrimination. To date, however, no research has explored the relationship between
experiences with discrimination and risk for PTSD, and very little research has examined the
course of illness for PTSD in African American and Latinx samples. The present study
examined these variables in the only longitudinal clinical sample of 139 Latinx and 152
African American adults with anxiety disorders, the Harvard/Brown Anxiety Research
Project—Phase II. Over 5 years of follow-up, remission rates for African Americans and
Latinx adults with PTSD in this sample were 0.35 and 0.15, respectively, and reported
frequency of experiences with discrimination significantly predicted PTSD diagnostic status
in this sample, but did not predict any other anxiety or mood disorder. These findings
demonstrate the chronic course of PTSD in African American and Latinx adults, and
highlight the important role that racial and ethnic discrimination may play in the development
of PTSD among these populations. Implications for an increased focus on these sociocultural
stressors in the assessment and treatment of PTSD in African American and Latinx individ-
uals are discussed.
Editor’s note. This article is part of a special issue, “Racial Trauma: chiatry, Boston University School of Medicine; Martin B. Keller, Department
Theory, Research, and Healing,” published in the January 2019 issue of of Psychiatry and Human Behavior, Alpert Medical School of Brown Univer-
American Psychologist. Lillian Comas-Díaz, Gordon Nagayama Hall, and sity.
Helen A. Neville served as guest editors with Anne E. Kazak as advisory This research was supported by grants from the National Institute of
editor. Mental Health, Bethesda, Maryland (R01MH51415, Martin B. Keller,
principal investigator; K23MH080942, A. Carlos I. Pérez Benítez,
Authors’ note. Nicholas J. Sibrava, Department of Psychology, Baruch principal investigator). Risa B. Weisberg is an employee of the Veter-
College, The City University of New York, and Department of Psychiatry and ans Health Administration. The opinions expressed in this work are
Human Behavior, Alpert Medical School of Brown University; Andri S. those of the authors and do not necessarily represent those of the
Bjornsson, Department of Psychology, University of Iceland; A. Carlos I. funders, institutions, the Department of Veterans Affairs, or the U.S.
Pérez Benítez, Miami Center for Cognitive Therapy, Coral Gables, Florida, Government.
and Department of Educational and Psychological Studies, University of Correspondence concerning this article should be addressed to Nicholas
Miami; Ethan Moitra, Department of Psychiatry and Human Behavior, Alpert J. Sibrava, Department of Psychology, Baruch College, The City Univer-
Medical School of Brown University; Risa B. Weisberg, Veterans Affairs sity of New York, 55 Lexington Avenue, New York, NY 10010. E-mail:
Boston Healthcare System, Boston, Massachusetts, and Department of Psy- nicholas.sibrava@baruch.cuny.edu
101
102 SIBRAVA ET AL.
DSM–IV criteria for the disorder but still shows notable symp-
toms and impairment to a mild or moderate degree. A PSR of
5 or 6 indicates that that patient meets full DSM–IV criteria for
the disorder with either moderate or severe functional impair-
ment. The LIFE uses a change point method to extract partic-
ipants’ reports of symptom levels to relevant life events (e.g.,
A. Carlos I.
holidays, birthdays), producing weekly ratings of psychiatric
Pérez Benítez
symptom severity. In the present study, recovery was defined
as at least a period of eight weeks at a PSR of 1 or 2. Interrater
consent, and were compensated for their participation. Ad- reliability and long-term test–retest reliability on PSR ratings
ditional methodological details are presented elsewhere for LIFE have been found to be good to excellent for all
(Weisberg et al., 2012). anxiety disorders and MDD (Warshaw, Keller, & Stout, 1994)
in HARP-I. Interrater agreement on PSR ratings in HARP-II
Participants and Procedure was found to be 97% for social anxiety disorder, 88% for
generalized anxiety disorder, 65% for panic disorder and 87%
Participants in the minority sample were 166 African Amer-
for MDD. In addition, the LIFE is also used to gather infor-
icans and 134 Latinx adults from the age of 18 or older drawn
mation on global social adjustment, life satisfaction, and global
from the larger HARP-II sample, including 93 African Amer-
assessment of functioning (GAF). Interrater reliability for these
icans and 61 Latinx participants with a lifetime diagnosis of
items has been found to be good, with intraclass correlation
PTSD, who represent the focus of this study. Inclusion criteria
coefficients ranging from .59 to .91 (Keller et al., 1987).
for HARP-II included being diagnosed with one or more of the
Demographics Questionnaire. This measure, created
following index anxiety disorders: generalized anxiety disor-
for the current study, is used to obtain information on the
der, social anxiety disorder, panic disorder, and panic disorder
participant’s self-reported race and ethnicity, as well as age,
with agoraphobia, as assessed by the Structured Clinical Inter-
gender, employment, education, marital status, language
view for DSM–IV (SCID-IV; First, Spitzer, Gibbon, & Wil-
fluency, sexual orientation, family composition, and in-
liams, 1996). Participants were excluded from the study if they
come/economic support. With respect to ethnicity, partici-
were diagnosed with schizophrenia, had an organic mental
pants are asked to self-identify as Hispanic or Latino/Latina/
disorder, or were suffering from active psychosis. Participants
Latinx or not, and with respect to race, participants are
completed in-person assessments at baseline, and in-person or
asked whether they identify as White or Caucasian, Black or
telephone follow-up interviews at 6 months, 1 year, and then
African American, Asian, American Indian, Alaska Native,
yearly up to 5 years postintake.
Native Hawaiian or Other Pacific Islander, or Other. Fi-
nally, participants are asked to indicate which of the fol-
Measures
lowing they feel best describes them: Black or African
Structured Clinical Interview for DSM–IV Axis I dis- American, Hispanic or Latino/Latina/Latinx, other, and can-
orders (SCID-IV; First et al., 1996). The SCID-IV was not say or cannot decide with an option for the participant to
used to assess the lifetime and current history of Axis I provide their own descriptive terminology.
disorders. It is a diagnostic, semistructured, clinician admin- Everyday Discrimination Scale (EDS; Williams & Mo-
istered interview, and was employed at intake. Interrater reli- hammed, 2009; Williams, Yu, Jackson, & Anderson,
ability of the SCID-IV has been found to be good to very high 1997). The EDS is a nine-item scale that assesses percep-
(Cohen’s ⫽ .67–.85; Vazquez, Sandler, Interian, & Feldman, tions of experiencing discrimination in one’s everyday life,
2017; Ventura, Liberman, Green, Shaner, & Mintz, 1998) with and measures the frequency with which participants en-
PTSD IN AFRICAN AMERICAN AND LATINX ADULTS 105
Table 1
Demographic Characteristics of Participants With Posttraumatic Stress Disorder at Intake
Gender
Male 40 25.97 27 29.03 13 21.31
Female 114 74.03 66 70.97 48 78.69
Marital status
Single 86 55.84 59 63.44 27 44.26
Married 17 11.04 8 8.60 9 14.75
Widowed 6 3.90 2 2.15 4 6.56
Divorced/separated 45 29.22 24 25.81 21 34.43
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Education
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M SD M SD M SD
develop culturally competent trauma treatments adapted to ponent of the diagnostic assessment and treatment process.
take sociocultural factors into account, as the availability It is also important to highlight the high frequency with
and empirical evidence for such interventions for trauma are which participants reported experiences with discrimination
very limited (Brown, 2008; Sue, Zane, Nagayama Hall, & in the current study, with substantial proportions (i.e., up to
Berger, 2009), although a growing number of important 56.25% in the African American sample) indicating that
models for accomplishing such adaptations have been pro- they have encountered these experiences on a weekly basis.
posed (e.g., Comas-Díaz, 2006; Zayfert, 2008). This finding underscores the ongoing nature of discrimina-
We also explored the relationship between perceived ex- tion in the lives of African American and Latinx adults, and
periences with discrimination and PTSD diagnostic status, points to the potential negative impact on PTSD recovery as
as well as psychosocial and clinical functioning. As pre- a result of these ongoing stressors. Understanding the ways
dicted, frequency of experiences with discrimination was in which perceived discrimination may be impacting one’s
significantly correlated with social adjustment (GSA), qual- risk for the development and maintenance of PTSD can lead
ity of life (OLS), overall functioning (GAF), and comorbid- to the incorporation of culturally sensitive treatment strate-
ity rates, indicating the substantial, cumulative impact that gies that may incrementally improve outcome and function-
incidents of discrimination can have on one’s wellbeing. ing in African American and Latinx patients.
Logistic regression analyses found that perceived discrimi- Another potential implication of this finding is that for
nation uniquely predicted PTSD diagnostic status, and no some African American and Latinx individuals, experiences
other anxiety or mood disorder. Although causality cannot with discrimination may be traumatic in and of themselves.
be determined in the current sample, this finding nonethe- Trauma is described in the current version of the DSM as
less suggests that discrimination experiences may be a pos- “exposure to actual or threatened death, serious injury, or
sible risk factor for the development of PTSD, therefore we sexual violence” (American Psychiatric Association, 2013,
recommend that careful consideration and assessment of p. 271, Criterion A). There has been a considerable debate
broader sociocultural stressors should be an integral com- in the literature on what constitutes trauma (Boals &
PTSD IN AFRICAN AMERICAN AND LATINX ADULTS 109
Table 2
Clinical Characteristics and Treatment History of Participants With Posttraumatic Stress Disorder (PTSD) at Intake
Schuettler, 2009; Gold, Marx, Soler-Baillo, & Sloan, 2005; rating these experiences into the conceptualization of
Long et al., 2008) and creating a general definition has trauma, and by extension, diagnostic considerations for
proven difficult (Weathers & Keane, 2007). The key char- PTSD.
acteristic of a traumatic event in the context of PTSD seems This line of research raises the question of whether other
to be a perception of imminent threat toward life (Long et kinds of experiences can directly lead to PTSD. Racial and
al., 2008; Weathers & Keane, 2007). However, a number of ethnic discrimination can involve being rejected or ridiculed,
studies have demonstrated that experiences that do not and being threatened or experiencing violence or other kinds of
strictly meet Criterion A can, nevertheless, result in PTSS or harm. This is particularly relevant in the current study, where
even a full diagnosis of PTSD. Some researchers have a high percentage of participants reported a high frequency of
described experiences of racism, discrimination, rejection, such negative social interactions. According to Bryant-Davis
or ridicule as constituting a form of trauma (Carter, 2007). and Ocampo (2005), racist incidents are, at minimum, a form
Such models suggest that individuals can develop PTSS in of emotional abuse and can be traumatic. A recent meta-
response to discrimination and interpersonal trauma, even analysis examining perceived racism and mental health among
though such experiences do not directly conform to current African Americans concluded that reactions to these experi-
DSM definitions of trauma. Therefore, future research and ences are very similar to common trauma reactions, with
revision to the DSM should consider the utility of incorpo- individuals developing significant psychological and physical
110 SIBRAVA ET AL.
Table 3
Functional Characteristics of Participants With Posttraumatic Stress Disorder at Intake
M SD M SD M SD
consequences (Pieterse, Todd, Neville, & Carter, 2012). Re- in minority populations, how it may increase vulnerability to
lated research has shown similar patterns across other minority trauma or exacerbate its impact, and whether these experiences
groups, including Latinx, Asian, American Indian, and biracial can be considered as a trauma that can result in PTSD or
individuals (Carter & Forsyth, 2010). Racial and cultural mi- PTSD-like symptoms in and of themselves for minority indi-
croaggressions are also considered discriminatory events that viduals. This is especially important given the high frequency
trigger negative memories of past personal or group traumatic of discrimination experiences reported in the current sample,
experiences and are experienced as threatening (Helms, Nico- potentially amounting to continual reexposure and retraumati-
las, & Green, 2012) and could help to explain the chronic zation. The results of the present study point to this possibility;
course of PTSD in the current study despite high rates of however, much additional research is needed to support these
treatment, as unexamined factors such as racism and ethnovio- hypotheses. Future studies must carefully assess trauma history
lence are precisely the ones that disproportionality affect racial in a way that would include discrimination experiences, in-
or ethnic groups of color or of nondominant cultural statuses cluding an assessment of violence and other acts toward mi-
(Helms et al., 2012). Research has indeed demonstrated the nority populations that have the potential to be racially moti-
link between racial microaggressions and mental health symp- vated, as this added dimension could possibly moderate the
toms, including anxiety and depression (Nadal, Griffin, Wong, impact of the trauma. This issue is particularly relevant given
Hamit, & Rasmus, 2014). There is, therefore, a pressing need the recent rise in hate crimes reported by the U.S. Department
to determine whether discrimination is a risk factor for PTSD of Justice (Federal Bureau of Investigation, 2017), which in-
Table 4
Posttraumatic Stress Disorder–Associated Traumatic Events Reported by Participants
Total African
sample American Latinx
(N ⫽ 154) (N ⫽ 93) (N ⫽ 61)
Variable n % n % n %
Table 5
Experiences With Everyday Discrimination Reported by Participants With Posttraumatic Stress Disorder
African
Total sample American Latinx
(N ⫽ 60) (N ⫽ 32) (N ⫽ 28)
Variable n % n % n %
Table 5 (continued)
African
Total sample American Latinx
(N ⫽ 60) (N ⫽ 32) (N ⫽ 28)
Variable n % n % n %
How often do people dislike you because you are of your racial or ethnic group?
Often 7 11.67 5 15.63 2 7.14
Sometimes 22 36.67 10 31.25 12 42.86
Rarely 18 30.00 9 28.13 9 32.14
Never 13 21.67 8 25.00 5 17.86
How often do people treat you unfairly because you are of your racial or ethnic
group?
Often 5 8.33 3 9.38 2 7.14
Sometimes 29 48.33 17 53.13 12 42.86
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dicated a 5% increase in 2016 from 2015, and a 10% rise from crimes go unreported (Harlow, 2005). These documented in-
2014, with African Americans targeted in nearly half of these cidents help to indirectly validate the high rates of perceived
incidents. These numbers underscore the importance of assess- discrimination reported by minorities, suggesting the need for
ing such experiences in minority populations, especially be- clinicians to recognize the reality of their experience, and avoid
cause these statistics may be underrepresentative, as many hate focusing solely on altering patient perceptions of discrimina-
Figure 1. Cumulative Probability Estimates of Recovery from PTSD Over 5 Years of Follow-Up.
PTSD IN AFRICAN AMERICAN AND LATINX ADULTS 113
Table 6
Correlations Between Everyday Experiences With Discrimination and Functioning in the African American Sample
Global social Overall life Global assessment Number of comorbid Number of comorbid
Variable adjustment satisfaction of functioning diagnoses (lifetime) diagnose (current)
11. How often are you treated unfairly? ⫺.243 ⫺.198 .110 ⫺.094 ⫺.219
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12. How often are friends treated unfairly? ⫺.230 ⫺.125 .197 ⫺.277ⴱ ⫺.153
Note. Higher scores on global social adjustment and life satisfaction indicate poorer functioning in these domains. Higher scores on everyday experiences
with discrimination Items 1–9 indicate more frequent discrimination experiences, higher scores on Items 10 –12 indicate less frequent experiences.
ⴱ
p ⬍ .05. ⴱⴱ p ⬍ .01.
tion. This systemic rise in racially motivated hate crimes, Schmeelk-Cone, & Zimmerman, 2003). Future research
coupled with the high rates of experiences with discrimination should therefore focus not only on reducing the negative im-
reported in the current sample, suggest the possibility that pact of experiences with discrimination, but should also focus
hypervigilance for such negative social experiences may hold on building upon an individual’s sociocultural strengths to
a degree of survival value for members of minority groups, improve treatment outcome.
thus contributing to the maintenance of hypervigilance as a The current study had a number of strengths, as well as
symptom of PTSD. important limitations. Due to the naturalistic, observational
While a substantial proportion of the sample did not expe- nature of the study, manipulation of variables that could pos-
rience remission from PTSD during follow-up, it is important sibly affect the course of these disorders was not possible. For
to also understand why some participants did, in fact, recover example, treatment was not controlled in any way, and because
during this period. Just as sociocultural variables may serve as treatment was not provided by study personnel, quality could
a risk factor for the development and maintenance of PTSD, not be assessed. Moreover, this study was not epidemiological
for some individuals, sociocultural factors may provide a in nature, but rather was a targeted convenience sample, and
source of resilience. For example, previous research has sug- therefore the results may not be generalizable to all African
gested that strength of cultural identity and connection to one’s American and Latinx adults. Although the sample size was
racial and ethnic community may serve as protective factors modest, a larger sample would further increase the generaliz-
against psychological distress (Goodstein & Ponterotto, 1997; ability of the findings. Importantly, missing data for some
Rowley, Sellers, Chavous, & Smith, 1998; Sellers, Caldwell, variables, including perceived discrimination, is an important
Table 7
Correlations Between Everyday Experiences With Discrimination and Functioning in the Latinx Sample
Global social Overall life Global assessment Number of comorbid Number of comorbid
Variable adjustment satisfaction of functioning diagnoses (lifetime) diagnose (current)
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