Professional Documents
Culture Documents
Patton “A G R E AT A N D
S T R A NG E C O R R E C T I O N ” :
I N T E N T I O NA L I T Y ,
LOC ALITY, AND
E PI PH A N Y I N TH E
C AT E G O RY O F DR E A M
I NC U B AT I O N
1
Wendy Doniger (O’Flaherty) cites A. M. Esnoul’s treatment of Tantraloka 15: Master
and disciple shared the dream that is dreamt near the sacrificial fire during initiation. See her
“Hard and Soft Reality” (Parabola 7, no. 2 [1982]: 56 and n. 6), citing Esnoul, “Les songes
et leur interprétation dans l’Inde,” in Les songes et leur interprétation, Sources Orientales
(Paris: Editions du Seuil, 1959), 2:321.
2
See the discussion of the “sought” dream by Serenity Young, “Buddhist Dream Experi-
ence: The Role of Interpretation, Ritual, and Gender,” in Dreams: A Reader on the Reli-
gious, Cultural, and Psychological Dimensions of Dreaming, ed. Kelly Bulkeley (New York:
Palgrave, 2001), pp. 9–28 and esp. p. 12. Young’s emphasis is on the larger category that
comprises all forms of conscious seeking of a dream, noting, in Buddhist biographical nar-
ratives from India and Tibet the presence of “the various ritual means to have a dream, such as
performing a specific ritual, going to sleep in a sacred place, praying for a dream, or simply
concentrating the mind before going to sleep.” Young asserts, “The progression from spon-
taneous dream to sought dream is a reasonable development. If one accepts the prophetic
value of dreams in general, then, whether the dreams occur spontaneously or as the result of
consciously setting out to have a dream, one still has received a prophecy” (p. 12). While this
may be true, the impetus for incubation (“going to sleep in a sacred place”) might, I suggest,
derive more naturally from the religious power of the place itself, rather than the quest to
have religiously valuable dreams. In other words, the starting point in a given incubation tra-
dition could be the belief that the place “does” many things of metaphysical value, including
sponsor iconic dreams for those who sleep there.
196 Dream Incubation
agon was spent, many wandered out of exhaustion back into the cathe-
dral—pilgrims from Jerusalem, Beit Jala, or Greece—who had not brought
sleeping bags or tents. And there they fell asleep, and there began to dream.
I walked through the nave of the cathedral at around five o’clock in the
morning. I saw the sleepers there, stretched along the pews, on the marble
floors, curled against the columns. There was no noise, only the animated,
rustling silence of breathing, slight movement, stirring. I remember think-
ing at the time how strange it was to see people sleeping in public; even
in airports, one is uncomfortable witnessing the intimate and defenseless
act of sleeping; one’s gaze feels exploitative. For sleeping and dreaming
have become in Western culture something one does in private, in relative
isolation. I was even more struck to see them sleeping in a holy place, for
European and American sanctuaries are decorous places of the daytime,
locked up like vaults at night against theft, and are by no means used for
collective sleeping.
Although these pilgrims did not sleep in the Mount Tabor cathedral in-
tentionally to incubate dreams, Orthodox Christians go to other “marked”
churches throughout the Mediterranean to this day to do just that. At Ta-
bor I was able to begin to imagine what mass incubations might have
looked like in the ancient world—at the shrine of Asklepios in the great
long abaton of Epidauros, where the bearded compassionate god, per-
haps in the form of a great snake, appeared to the dreamers asleep on
their klinai to prescribe remedies; or the sanctuary at Kos, where in dreams
he wiped away disease with his hand; or the mysterious round building at
the Asklepieion at Pergamon in Asia Minor with its wide-cut channels
for purifying water to run through the healing chambers, where, accord-
ing to the account of the second-century c.e. orator and hypochondriac,
Aelius Aristides of Smyrna, the god once came in a dream to his foster
father and prescribed that his (Aelius’s) bones and nerves had to be re-
moved, “for the existing ones had failed.” According to the dream doctor,
these defective elements could not simply be cut out and replaced. Instead,
there needed to be “a certain change of those existing, and thus there was
need of a great and strange correction.”3 The sought dream never left things
status quo.
What about the category of “incubation”? Where does it come from;
what does it mean; and what does it describe? With its Latin etymology,
“incubation” implies the action of lying down, and in its application, the
idea of gestating in the dark, characteristically in a small enclosed space.
The Latin cubile (whence our modern “cubicle,” the beelike cell of office
workers) means “bed; nest; lair, kennel.” In modern biological incuba-
tion, a period of heat hatches new living creatures.
3
P. Aelius Aristides, Sacred Tales 3.15, in Aelius Aristides and the Sacred Tales, trans.
Charles A. Behr (Amsterdam: Adolf M. Hakkert, 1968), p. 244.
4
A. Leo Oppenheim, “The Interpretation of Dreams in the Ancient Near East: With a
Translation of an Assyrian Dream-book,” Transactions of the American Philosophical Soci-
ety 46 (1956): 179–373. See Benjamin Kilborne, “On Classifying Dreams,” in Dreaming:
Anthropological and Psychological Interpretations, ed. Barbara Tedlock (Santa Fe, N.M.:
School of American Research Press, 1992), p. 176.
5
Benjamin Kilborne, s.v. “Dreams,” in The Encyclopedia of Religion, ed. Mircea Eliade
(New York: Macmillan, 1988), 4:486.
198 Dream Incubation
6
See Lee Irwin, The Dream Seekers: Native American Visionary Traditions of the Great
Plains (Norman: University of Oklahoma Press, 1994).
7
Barbara Tedlock, “Sharing and Interpreting Dreams in Amerindian Nations,” in Dream
Cultures: Explorations in the Comparative History of Dreaming, ed. David Shulman and
Guy G. Stroumsa (New York: Oxford University Press, 1999), p. 98.
8
See Carl Meier, Ancient Incubation and Modern Psychotherapy, trans. Monica Curtis
(Evanston, Ill.: Northwestern University Press, 1967).
9
It is true that the iatroi, the physicians who were themselves mortal disciples of Asklep-
ios, were notoriously loathe to take on hopeless cases. The god would take them himself. As
one thank-offering at Epidauros, that of Aeschines the Orator, reads, “Having despaired of
the skill of mortals, but with every hope in the divine, forsaking Athens, I was healed in three
months of a festering wound which I had had on my head for a whole year.” Thus the patients
who came to the shrines of Asklepios were desperate for miracles, and grateful for even the
smallest relief, and we are not wrong in ascribing a kind of psychological urgency to the at-
mosphere of miraculous cures that prevailed there. This by no means necessarily invalidates
their historicity. Psychosomatic cases were highly susceptible to cure, because sufferers had
every confidence that the god would heal them. However, we have no real grounds for doubt-
ing that cures of verifiable medical conditions also occurred, and internal orientation could
have also played a significant role in these cases, as it does to this day.
10
Janet Sonenberg, Dreamwork for Actors (New York: Routledge, 2003).
200 Dream Incubation
11
Avvakum Petrovich, La vie de l’Archprêtre Avaakum, ecrite par lui-même (Paris: Gal-
limard, 1938), translated into French from Russian by Pierre Pascal from the 1672 Russian
original, and from French to English by Jeremy Narby and Francis Huxley.
12
See the discussion in the edited collection of primary sources on shamanism assembled
by Jeremy Narby and Francis Huxley, eds., Shamans through Time: 500 Years on the Path to
Knowledge (New York: Jeremy P. Tarcher/Putnam, 2001), p. 2.
13
Alfred Métraux, “Le shamanisme chez les Indiens de l’Amérique du Sud tropicale,”
Acta Americana, vol. 2 ([Mexico, 1944]: I:197–219 and II:320– 41), trans. Jeremy Narby
and Francis Huxley.
History of Religions 201
14
Mircea Eliade, Shamanism: Archaic Techniques of Ecstasy, trans. from the French by
Willard R. Trask (London: Arkana, 1989).
15
See Elliot R. Wolfson, “Weeping, Death, and Spiritual Ascent in Sixteenth-Century
Jewish Mysticism,” in Death, Ecstasy, and Otherworld Journeys, ed. John J. Collins and
Michael Fishbane (Albany: State University of New York Press, 1995), pp. 207– 44.
16
Narby and Huxley, eds., p. 135.
17
R. Gordon Wasson, “Seeking the Magic Mushroom,” Life (May 13, 1957), pp. 44–59.
18
Alvaro Estrada, Vida de Maria Sabina, la sabia de los hongos, trans. Jeremy Narby and
Francis Huxley (San Angel: Siglo Veintiuno Editores, 1977).
202 Dream Incubation
intentionality
By “intentionality,” I mean that the hopeful dreamer sought out inter-
action with the god for a specific reason, confusion, or affliction. One typ-
ically performed a series of ritual purifications, including fasting and
animal sacrifice—and sometimes weeping—prior to the incubation. Incu-
bation without preparation, as a means of invoking the god and attracting
his or her attention, would have been unthinkable—but also impossible.
In light of this, one wonders what kind of “dreams” the sleep laboratory
produces; perhaps it is no surprise they are fragmented, incoherent, or
apparently “without meaning” if they entail no preliminary ritual com-
munion with the god of the place, who is, in the end, a machine.19
Intentional preparation and orientation were mandatory in ancient dream
incubation. In 2 Chronicles 1:1–13, for example, Solomon dedicates a
thousand burnt offerings upon the bronze altar at the high place at Gib-
eon before his ratifying divine dream in which “God appeared to So-
lomon and said to him, ‘Ask what I should give you’ ” (2 Chron. 1:7).20
In the Ancient Near Eastern accounts, including the Biblical accounts,
one then slept on the skin of the sacrificed animal, most commonly that
of a sheep, a ram, or a goat. Greek carved stone reliefs of dream healings
from fourth-century b.c.e. Asklepieia frequently show the dreamer asleep
on an animal skin that covers the kline (sleeping couch), with the head or
legs hanging down.
Interestingly, supplicatory weeping is a frequent mode of preparation
for incubation, in texts from Hittite to Egyptian to Canaanite to Israelite,
so, as biblical scholar Susan Ackerman notes, “crying may be a ritual re-
quired of those seeking a dream visitation,”21 and “weeping precedes a
dream theophany and serves to induce it.”22 She illustrates by way of the
Herodotean account in which the obscure Pharaoh Sethos, “threatened by
the Assyrian invasion led by Sennacherib, retreated into the inner sanc-
19
For the clinically based assertion of the fundamental, global incoherence of dream nar-
ratives, see esp. Robert Stickgold, Cynthia D. Rittenhouse, and J. Allan Hobson, “Dream
Splicing: A New Technique for Assessing Thematic Coherence in Subjective Reports of
Mental Activity,” Consciousness and Cognition 3 (1994): 114–28.
20
All biblical translations are NRSV unless otherwise noted.
21
Susan Ackerman, referring to Oppenheim (n. 4 above), pp. 211–12. See Susan Acker-
man, “The Deception of Isaac, Jacob’s Dream at Bethel, and Incubation on an Animal Skin,”
in Priesthood and Cult in Ancient Israel, ed. Gary A. Anderson and Saul M. Olyan, Journal
for the Study of the Old Testament, suppl. ser., 125 (Sheffield: JSOT Press, 1991): 92–120.
22
Ackerman, p. 110.
History of Religions 203
locality
Whereas contemporary thought tends to focus on the sleeping human as
dream-maker, the fact is that traditional thought interested itself in the
dream, a supernaturally generated “place-event” where the god or holy
teacher could visit: Sufi initiation by the pir often takes place in dreams,27
and Hayyim Vital, the chief disciple of Isaac Luria, mourned for a year
after the Ari’s death because his beloved teacher did not come to him in
his dreams, even though he lay down each night anticipating the contin-
uance of their relationship.28
Furthermore, the “place” that is the dream’s setting is usually radically
connected to the place where the dream is dreamed. The concrete, sanc-
tified site of falling asleep (one level of the ritual experience of incuba-
tion) is the bottom rung of the ladder, which corresponds to the next rung,
23
Ibid.
24
Herodotus, Histories 2.141, trans. Aubrey de Sélincourt.
25
H. G. Güterbock, “Die historische Tradition und ihre literarische Gestaltung bei Baby-
loniern und Hithitern bis 1200,” ZA 44 (1938): 49–65; see discussion in Oppenheim (n. 4
above), pp. 188 and 200, and Ackerman, p. 109 and n. 2.
26
J. B. Pritchard, Ancient Near Eastern Texts Relating to the Old Testament, 3d ed., with
suppl. (Princeton, N.J.: Princeton University Press, 1969), p. 449; Ackerman, p. 110.
27
See Katherine Ewing, “The Dream of Spiritual Initiation and the Organization of Self-
Representation among Pakistani Sufis,” American Ethnologist 17, no. 1 (1990): 56–74.
28
From Hayyim Vital, Sefer ha-Hezyonot, pt. 1, no. 23 (Jerusalem, 1914). This dream took
place in 1609. Translation by Howard Schwartz.
204 Dream Incubation
the dream’s place (another level where there is holiness) and makes access
possible. Classical religious incubation is “all about” sleeping in a partic-
ular place, a place set apart; that element of locality is not negotiable. If
I want to be healed by Asklepios, I must bring my wounded body to him
at his shrine, and after I have fasted and purified myself and made special
offerings in the walled temple precinct, I must sleep in the abaton, to-
gether with other sufferers and under the watchful, scripted mediation of
priests, with the shared goal of receiving a therapeutic dream from the
god. The topographical element is paramount: incubation invariably takes
place in a prescribed holy place, on the ground or a special cot, where the
“membrane” between the mundane and sacred worlds is thin. When in
Genesis 28:11 Jacob lies down to sleep “because the sun had set,” it is at
a certain place, upon a particular rock, Bet-El, the House of God, and it
is there and only there that he can “watch” the angels ascending and de-
scending from heaven. The incubating sleep in the special place is in turn
a kind of preparation of the soul-space for the epiphany, much in the
same way Vedic sacrifice begins with the creation of soft grass seats for
the gods to come down and sit upon the altar. Ancient dream incubation
most emphatically could not happen “just anywhere.”
We postmoderns may resist this idea at first, for so much of our sense
of place has been flattened out by global communications, giving the il-
lusion of the world’s highly varied “scapes” as interchangeable backdrops
for human enterprise. One summer evening in Central Square in Cam-
bridge, Massachusetts, I saw an ad for AT & T wireless phones. It read,
“5th Avenue. Utah. Same place.” Behind the print, a beautiful man spoke
on a cellular phone in front of a great red rock formation, perhaps Arches
National Monument. The fact is that Fifth Avenue and Utah are not the
same place; they each have their own history and their own gods. Although
we each surely carry our psychic luggage with us wherever we go, the
classical idea of incubation would dictate that we dream differently at
each place we might sleep, in response to the spirit of that place. The
concept of incubation would also imply that we tend to fare better in our
deliberate dreaming at the “strong” place (locality) if we orient ourselves
to the powers of the place before falling asleep (intentionality), and then
tell the truth about the encounter (epiphany) by acknowledging it—even
publicizing it—afterward. Incubated dreams did not remain “personal”
for long.
The place of sacred sleep in classical incubation is never incidental.
Like the omphalos at Delphi, like the great city of Teotihuacan, like the
mountain at Sinai, like the caves of Chauvet or Dordoigne, places sought
for incubation are permeable. They can be natural places where divine
power is manifest, which Eliade called kratophanies, or they can be hu-
manly constructed, such as the great temple at Orissa or the small stone
History of Religions 205
29
See the discussion in Angelo Brelich, “The Place of Dreams in the Religious World
Concept of the Greeks,” in The Dream and Human Societies, ed. G. E. von Grunebaum and
Roger Callois (Berkeley and Los Angeles: University of California Press, 1966), p. 299.
30
Ackerman, p. 116.
31
Lawrence Sullivan, personal communication, June 2, 2003.
206 Dream Incubation
epiphany
Likewise, it is not surprising that in ancient Greek and ancient Near East-
ern thought, dreams come as messages from the gods; the Greek verb used,
as Carl Meier points out, is episkopein: “to visit.” The person does not
32
Moshe Idel, “Astral Dreams in Judaism: Twelfth to Fourteenth Centuries,” in Shulman
and Stroumsa, eds. (n. 7 above), p. 242.
33
Ibid.
34
Ibid., p. 249, n. 42.
History of Religions 207
have the dream; the dream visits the person, who “sees the god” in that
dream. We are as far as possible from the world of the French expression,
“j’ai fait un rêve.”35 Without the god’s appearance (or saint’s, or pir’s, in
modern dreams), the incubated dream is not efficacious, for one cannot
be sure of what to do unless one hears it directly from the horse’s mouth.
Not an “insight,” not a personal change or new direction, not a “rethink-
ing”: a god, who cannot only heal in dreams, but even beget children, or
dictate the text of speeches (Aelius Aristides often wrote kata; ta;Í twÅ n
ojneiravtwn epipnoÇaÍ, “according to the inspiration of god-sent dreams”).
In the Ancient Near East and Mediterranean, as in most incubating socie-
ties, the god can always take theriomorphic form in the solicited dream
and be just as powerful as in anthropomorphic form, if not more so. The
Greek healing gods Asklepios and Amphiaraios, for example, routinely
took the form of a great serpent in incubated dreams.
Aelius Aristides presents in his Sacred Tales one of the most striking
accounts of a dream epiphany, and of the magnetic, tender shock it in-
duced in the dreamer. He writes,
For there was a seeming, as it were, to touch him and to perceive that he himself
had come, and to be between sleep and waking, and to wish to look up and to
be in anguish that he might depart too soon, and to strain the ears and to hear
some things as in a dream, some as in a waking state. Hair stood straight, and
there were tears of joy, and the pride of one’s heart was inoffensive. And what
man could describe these things in words? If any man has been initiated, he
knows and understands.36
The god’s coming in the sought dream is the fulcrum of all the ritual ori-
entation that has preceded it, and all that will ensue afterward. It is an
iconic encounter. It is the goal of the dream.
35
The notion of dreams as the product of the dreamer is known elsewhere, as in Indian
thought, although in the Brhadaranyaka Upanisad, the dreamer creates an interior reality from
the stuff of his outer reality: “there are no ponds, lotus-pools, or flowing streams there; but he
emits ponds, lotus-pools, and flowing streams. For he is the Maker” (Brhadaranyaka Upan-
isad 4.3.9–10, translated and discussed by Wendy Doniger [O’Flaherty] in Dreams, Illusions,
and Other Realities [Chicago: University of Chicago Press, 1984], p. 16). But as Doniger
points out, this ontology makes the dreamed world no less real.
36
Aelius Aristides, Sacred Tales 2.32, in Behr, trans. (n. 3 above), p. 230.
208 Dream Incubation
37
See Jonathan Z. Smith, “The ‘End’ of Comparison: Redescription and Rectification,” in
A Magic Still Dwells: Comparative Religion in the Postmodern Age, ed. Kimberley Patton
and Benjamin Ray (Berkeley: University of California Press, 2000), pp. 237– 41.
History of Religions 209
The intriguing element is the incorporation of the individual into the bosom
of the temple, where he returns to a womb-like environment to be healed, while
the deity absorbs the pollution from his disease. The person identifies with the
deity. He lives in the temple day and night, performing various tasks, assists the
priests when needed, and escapes from the pressures of caste, village commu-
nity, and kin. Through identification with the deity, new life is breathed into the
devotee. Thus, the miracle is not only a cure of body but also a healing of the
torn spirits of fragile people.39
38
James J. Preston, “Cosmic Implosion: Miraculous Experience in Hinduism,” Anima 2,
no. 2 (1986): 157.
39
Ibid.
210 Dream Incubation
little pebble in a small sack hanging from a tree. This time of preparation lasted
six months.
When the sixth month came to an end she was to make the round of the tem-
ple for the last time; she must not walk, but roll around it on the rocky ground.
Her parents were obliged to help her for she could not do it alone.
At last the decisive moment arrived. Sita Lakshmi was led by the priests into
the temple. There, behind the altar, was a stone bench where the suppliant must
await in holy sleep the judgement of the goddess. . . . Lying on the hard bench,
she implored the goddess with fervent prayers until the moment of sleep.
Then she had a dream: an aged priest came to her bearing a bronze tray with
four coconuts, three large and one small. He offered the tray to her, casting the
small coconut onto the ground, where it was broken into pieces.
The priests interpreted her dream for her. She was to give birth to four chil-
dren, but one of them would die young.40
40
Ania Teillard, Spiritual Dimensions (La dimension inconnue) (London: Routledge &
Kegan Paul, 1961). This type of incubation in India has a heritage of many centuries, if not
millennia. Compare the seventh-century Indian account, Kadambari by Banabhatta, in which
in order to conceive a son, Queen Vilasavati sleeps in the temples of the goddess Candika
and tells the resulting dreams to Brahmans for interpretation. This account is cited in David
N. Lorzen, The Kapalikas and Kalamukhas: Two Lost Saivite Sects, 2d ed. (Delhi: Motilal
Banarsidass, 1991), pp. 16–17, and discussed in Young (n. 2 above), p. 22, n. 18.
41
Preston, p. 157.
SHORT
History of Religions 211
42
Ibid.
43
M. Morris, D. Bowers, A. Chatterjee, and K. Heilman, “Amnesia following a Discrete
Basal Forebrain Lesion,” Brain 115 (1992): 1834.
44
See Meier (n. 8 above), p. 66.
212 Dream Incubation
of the smaller self with the larger, and this might even be asserted with-
out psychoanalytic overtones. That fusion can be forged by gratitude alone,
and it is the result of the invasion of the personal world of one’s dreams
by the transpersonal godhead.
Later these extreme cases might stay at the healing shrine and become
permanent fixtures, dream “hangers-on”; in Hellenistic Greek cultures,
they were called katochoi, literally, “voluntary prisoners,” such as the no-
torious and prolific Aristides, who took up residence at the Asklepieion
at Pergamon intermittently for a total of twelve years. As Preston’s ear-
lier observation illumines, this condition is not a mentality that is sepa-
rate from that of a normal seeker of dreams at a shrine. Rather, it simply
represents a more extreme existential condition and behavior on the spec-
trum of incubation; that spectrum inevitably mandates identification with
the god who “dreams through” and thus into the sufferer. One belongs to
the goddess by dint of having dreamed her; this is made manifest by
those who remain at the incubation shrine instead of going home.
royal incubation
Having established the category of incubation, and seen that even with its
classical elements, it is very much alive today, we can now begin to see
how it was elaborated in ancient times, and we can trace such themes in
modern practice. Royal dreams, whereby “the sacral king . . . was the
principal ‘dreamer’ in the land,”45 were especially valuable for their di-
vinatory power. Royal dreams were also generative dreams: in the Ther-
avadan account, after participating for seven days in the midsummer
festival (Asahala) in Kapilavatthu, Queen Maya bathes in scented water,
distributes alms, climbs into her royal bed, and incubates a dream that in
turn incubates the Buddha. She is transported to a celestial couch beneath
a great tree in the Himalayas; there in that mighty place a great white el-
ephant bearing a lotus flower in his trunk circumambulates her three
times and gently enters her womb on the right side.46
While noting that dream incubation was frequent in medieval Buddhist
Japanese shrines (and, we might add, in popular modern Japanese Shinto-
ism as well, as in the sacred precinct of the ritually unpolluted island of
Itsuku-shima), Carmen Blacker has suggested the practice plausibly ex-
isted in ancient Shinto, particularly at the time of the imperial succession.
In the oldest and most occulted ceremony in “the ritual sequence which
marks the consecration of the Japanese emperor,” the daijosai, which in-
45
Carmen Blacker, “The Shinza or God-Seat in the Daijo-sai—Throne, Bed, or Incuba-
tion Couch?” Japanese Journal of Religious Studies 17, nos. 2–3 (1990): 194.
46
Nidana-Katha 1.50, trans. T. W. Rhys Davids from the birth narrative that introduced a
version of the Jatakas, cited in Young (n. 2 above), p. 10 and n. 13.
History of Religions 213
cludes such prehistoric features as the absence of any metal in the ritual
building and the emperor’s eating from “rough earthenware vessels and
oak-leaf dishes . . . on which he offers food to the kami,” as well as the
wearing of a celestial feather robe, Blacker argues that the shinza or god-
seat, believed to be a throne or a bed within the shrine, may well have
been an incubation couch.47 The ceremony is first attested in the reign of
the Emperor Tenmu (r. 672–87), although it may well be older. The “hatch-
ing” emperor wrapped himself in a kind of magical coverlet, reenacting
the prized state of utsobo, “hollowness” to the divine. For the daijosai
to have been efficacious, the new emperor must have lain on the shinza,
closely shrouded in layers like a cocoon, and hence in darkness: he must,
in other words, have gestated the “nascent soul of his ancestors.”48 Ori-
guchi Shinobu suggests that this symbolic process, in the extraordinary
rite called ofusama, is deeply imbedded in Japanese culture.49 As Blacker
expresses it, “spiritual power, if it is to grow and mature, needs a period
in the darkness of a sealed vessel.” This is surely reminiscent of classical
incubation with its theme of the retreat of the weeping, sleeping king into
the darkest, most recessed sanctuary of the god: stripped of imperial dis-
plays of power, the ruler must become a kind of egg to be refertilized by
the divinity, which is the source of his hegemony, the source which alone
can maintain it.
In the Near East and the Mediterranean, as we have seen, rulers are fre-
quent incubators of dreams; while these dreams can have personal mean-
ing, usually they have far wider import. Direction of communal activities,
especially as regards the construction of sacred sites, the waging of war,
and questions concerning agriculture and disease, are frequent topoi of
royal dreams. The king as the god’s representative on earth was obligated
to dream on behalf of his people; in the case of the Japanese emperor, as
Blacker remarks, “He was the chief link, through oracular dreams, with
the world of the kami and the supernatural knowledge which lay in their
gift. He had only to lie down to a ‘ritual sleep’ for a kami to appear with
the answer to a problem that seemed hitherto insoluble. Incubation for
the emperor was therefore an important religious duty.”50
In Mesopotamia, royal dreams are usually highly stylized “message
dreams” where the deity communicates with the dreamer, who is then
enabled to communicate the god’s will to his people. The dreams of
Pharaoh in the Joseph stories in Genesis (Gen. 41:25–36) are, as Benja-
min Kilborne calls them, “symbolic dreams,” which spell out the future and
47
Blacker, pp. 179, 190.
48
Ibid., p. 191.
49
Origuchi Shinobu, “Reikon no hanashi” (On the soul in spirits), in Origuchi Shinobu
zenshu (Tokyo: Chuo Koronsha, 1950), 3:260–74.
50
Blacker, p. 194.
214 Dream Incubation
51
Kilborne (n. 4 above), p. 177.
52
Linda Schele, in David Fredel, Linda Schele, and Joy Parker, Maya Cosmos: Three
Thousand Years on the Shaman’s Path (New York: William Morrow, 1993), pp. 188–89.
53
Ibid., p. 188. Schele remarks, “The idea of souls waiting in such a locality might well
strike us as something akin to Purgatory in Christianity. . . . [elsewhere in Maya Cosmos] we
are given an example of Maya people dancing to temporarily release the souls of their ances-
tors from such a place, which they liken in that context to a jail. At the time of the Conquest,
many Maya regarded the afterlife as an unpleasant sojourn in a dark, damp place like a cave.”
54
Schele elaborates, “Waybil is the participle of way, ‘to sleep.’ A house called a waybil
is a sleeping place just as warabal is ‘sleeping’ in K’iche’. Since way also means ‘transfor-
mation,’ a waybil can be a dormitory or a bedroom—but it can also be a place where one
dreams and transforms into the soul companion” (ibid., p. 188, n. 30). Nikolai Grube and
Linda Schele built on the 1989 research of Stephen Houston and David Stuart on “the glyphic
usage of waybil as ‘sleeping place or article’ . . . where the wayob manifested” by highlight-
ing the “explicit use of this term in reference to lineage and cofrodía shrines in modern
K’iche’ communities” (ibid.). In other words, the classical Maya dream incubation sites,
waybil, the places of traffic with the world of spirits, may well have been lineage shrines that
represent the repository for ancestral souls; hence the spiritual realms of sleep and death, and
the invocation of their denizens through dream incubation, would have been closely knit in
the Mayan thought-world, and this may well have continued up to the present day.
SHORT
History of Religions 215
(or dreaming) place of god.” In Yukatek, tzak means “to conjure” or “to
conjure clouds.” The building portrayed ancestor cartouches “surrounded
by S-shaped cloud scrolls,” either clouds in the sky or clouds of incense
smoke, “floating in the reliefs over the images of the waybil in which the
ancestors of Copan’s royal house were conjured.”55
At Palenque, an ancient tablet refers to the replacement of the soul of
a ritual dancer (dressed as the animal companion, the way, of a deceased
king) by that very king after he has “entered into his dreaming-place,”
the lineage shrine or waybil. The glyph “way,” deciphered as “companion
animal spirit” by Nikolai Grube and David Stuart, derives from the words
“to sleep” and “to dream.” Wayob, the animal companion spirits of royals,
often are shown dancing in the shape of human beings floating in the air.
Thus the shrine home of the dead, of the ancestral spirit, is called “the
sleeping (or dreaming) house of the god.” The waybil ch’ul of the past
and the warabal ja of the present are places on earth where the divinized
dead can dream and can reach the living. The divine ancestral spirit sleeps
and dreams at these particular places, and the living dreamer at the same
places can have access to the same spirit. This conflation of ideas around
the three themes we have identified—intentionality, locality, and epiph-
any—would then be centuries old among the K’iche’. An informant at
Momostenango told Garrett Cook, “This then is what I believe. It is as
we say when we dream of someone who had died. We have known him
and we have a dream. Then we say that the spirit comes down visibly to
our spirits in this way when we sleep, and so the two spirits converse, the
living and the dead.”56
55
Ibid., p. 190.
56
Garrett Cook, “Quichean Folk Theology and Southern Mayan Supernaturalism,” in
Symbol and Meaning beyond the Closed Corporate Community: Essays in Mesoamerican
Ideas, ed. Gary H. Gossen (Albany: Institute for Mesoamerican Studies, State University of
New York at Albany, 1986), p. 146.
216 Dream Incubation
a holy rock or, ailing, sought to sleep in the temple. He cannot be manip-
ulated in the magicoreligious sense. As we shall see, classical incubation
with all of its components is not only apparently suppressed in the He-
brew Bible, but is also problematized at ancient Christian churches and
Muslim shrines despite its practice at these places and continuation to
this day.
Later I will suggest that there might be a middle path through the strict
polarity of these two theological interpretations of incubation: (1) ritually
“conjuring the god in sleep” as though on demand, and (2) insisting that
God (or the gods) cannot be dreamed about at particular places because
of divine illimitability, that is, that the god only appears in dreams by his
own volition. That path goes by the way of mutual dreaming.
57
For example, in August 2002, Nun Aemiliane of the Monastery of the Elevation of the
Holy Cross in Thebes, Greece, reported to my husband, Bruce Beck, an account of the mi-
raculous dream-healing of severe gangrene suffered by the grandfather of a fellow monastic
of her order, Nun Mariam, a number of years ago. The man slept in a special place within the
sanctuary of the Church of the Holy Unmercenaries Ss. Cosmos and Damian (soldier-doctors
from the period of Roman persecution) in Trikala, about twenty minutes from Meteora in
northern Greece, and was healed by them in a dream. Sr. Mariam’s grandfather visited the
church, which was not his own parish, on foot every Sunday for the rest of his life to express
his gratitude to the saints.
58
Toufic Fahd, s.v. “istikhara,” in The Encyclopaedia of Islam (Leiden: E. J. Brill, 1978),
4:259–60.
218 Dream Incubation
friends of God (awliya’ allah), who have special intercessory powers for
those on earth.59
what is at stake?
There is more to this antipathy and tension than the monotheistic insis-
tence on a kind of differentiation from its predecessors. Resistance is not
only about unique identity and religious aesthetics. There are high theo-
logical stakes concerning the very nature of God in the incubation con-
troversy. The monotheistic God, the God of Abraham and Sarah, of Jacob
and Rachel, or the God of Joseph and Mary and Jesus of Nazareth, or the
God of Muhammad and Aisha and Fa†ima, is a God who because of his
omnipotence and omniscience can be cultically worshipped and even sup-
plicated, but ought not to be cultically manipulated; the healing or the
knowledge of the future will be given if God wills it, but not because one
made him produce it in a dream. The ancient practice of incubation fell
uncomfortably into the category of theurgy, of compelling the god to
attend, to appear, to respond. As the book of Job makes clear, God be-
haves as he pleases vis-à-vis humanity, constrained only by covenants
which he himself creates and enters freely, by self-incarnation, or by self-
revelation.
The orthodox monotheist does not wish to imagine a god who can be
compelled to give a dream because one has slept in a particular place.
But incubation is indisputably present in monotheistic scripture nonethe-
less, and it is powerfully present to this day in practice, especially in non-
industrialized nations. Sometimes in monotheistic scripture and written
histories the ritual elements of the phenomenon are obscured or “weak-
ened” in the story to avoid the appearance of magic. Sometimes there is
outright suppression.
The Genesis 28 account of Jacob’s dream may represent such a sup-
pression, wherein Jacob seems by chance to produce a mighty vision in
one of the most famous dream accounts in biblical dream literature.
He came to a certain place and stayed there for the night, because the sun had
set. Taking one of the stones of the place, he put it under his head and lay down
in that place. And he dreamed there was a ladder set up on the earth, the top of
it reaching to heaven; and the angels of God were ascending and descending on
it. And the Lord stood beside him, and said, “I am the Lord, the God of Abra-
ham your father and the God of Isaac; the land on which you lie I will give to
you and your offspring. . . . Know that I am with you and will keep you wher-
ever you go, and will bring you back to this land, for I will not leave you until I
have done what I have promised you.” Then Jacob woke from his sleep and said,
59
See, among others, the work of Sara Sviri, Benjamin Kilborne, and Toufic Fahd.
History of Religions 219
“Surely the Lord is in this place—and I did not know it!” And he was afraid
and said, “How awesome is this place! This is none other than the house of
God, and this is the gate to heaven!” (Gen. 28:11–17)
Notice that the biblical writer is careful to say that Jacob lays down to
sleep at what will become Bethel, the house of God, only because the sun
had set, not because the place is a holy place that can produce dreams.
Ackerman has elegantly suggested that elements of classic incubation are
present from start to finish in the Jacob’s latter account, albeit suppressed
and even rearranged. “At some juncture in its transmission history,” she ar-
gues, “the original cultic context of Gen. 28.10–22 was obscured in favor
of narrative requirements. Once this happened, ritual elements properly
belonging to the incubation rite were freed from their original construct.
In particular, the untasted sacrifice and the skins, no longer bound by cul-
tic constraints, were able to move elsewhere in the epic.”60
One might go even further than Ackerman does, however: theological
concerns, not merely narrative constraints, may be the driving force of
the occultation here; similarly, in the account of Solomon’s incubation in
2 Chron. 1:7 there is no mention of an induced dream, but rather we find
the language of epiphany by night: “God appeared to Solomon and said
to him, ‘Ask what I should give you.’ ”
In thanksgiving for the revelation, Joseph then sets up the stone upon
which he slept as a massebâ and anoints it (Gen. 28:18: “So Jacob rose
early in the morning, and he took the stone that he had put under his head
and set it up for a pillar and poured oil on the top of it”). As Ackerman
notes, “That is, Jacob offers a libation of oil as a sacrifice.”61 We have al-
ready noted the many parallels to this practice of making a thank-offering
in both the Greek and the ancient Near Eastern incubation accounts. After
the divine dream, one sets up a stone or stone stele; as is customary, Jacob
here anoints the dream-marker.62
In the Christian case, incubated dreams as new or alternative sources of
revelation, unsanctioned and without scriptural authority, seemed to have
become gradually perceived as threatening to established structures of
orthodox interpretation. A manuscript from Coptic Egypt of the fourth to
60
Ackerman, “The Sacrifice of Isaac,” pp. 118–19 passim.
61
Ibid., p. 116.
62
See Ackerman (n. 21 above), pp. 116–17. Among the evidence she presents: In 1 Kings
3.15, Solomon, after his incubation at Gibeon, returns to Jerusalem and offers burnt and
peace offerings; in Canaanite literature, the king Dan’il in the legend of Aqhat (CTA 17.2.24–
38) offers food and drink to the Kotharot, the birth-goddesses “who had arrived at the court
to oversee the conception of the child promised to the king in his dream”; King Kirta, like
Dan’il, is promised a child in his dream, and offers sacrifice immediately upon awakening
(CTA 14.3.154–14.4.171).
220 Dream Incubation
fifth centuries c.e., The Miracles of Cyrus and John, now at Duke Uni-
versity, warns, “Scripture [i.e., and only Scripture] is the judge of the
dream.”63 As Guy Stroumsa cogently remarks,
For a Christian dream to be religiously significant, it must come from God. But
since God usually reveals himself in the Canon of Scripture, now closed, a true
Christian dream must remain something of an exception. Christian suspicions
about dreams were enhanced by the very nature of Christian monotheism. . . .
monotheism entails a single legitimate religious authority. The idea of a single
God as well as that of a single bishop implies a single legitimate source of
truth and thus militates against the plurality of valid dreams. The drastic limita-
tion of valid dreams was also a result of the notion of divine transcendence
(and of the world as God’s creation), a notion that impedes easy passage be-
tween the world of humans and the divine realm.64
63
L. S. B. MacCoull, “Dreams, Visions, and Incubation in Coptic Egypt,” Orientalia La-
vaniensia Periodica 22 (1991): 123–31.
64
Guy Stroumsa, “Dreams and Visions in Early Christian Discourse,” in Shulman and
Stroumsa, eds. (n. 7 above), pp. 195–96.
History of Religions 221
us.”65 Thus the cave-bull, a numinous being, dreams itself though the in-
cubating sleeper, who has created in her intentional sleep a place for it to
once more manifest itself, perhaps after thousands of years of dormancy.
Perhaps the most holistic notion of intentional dreaming in both phys-
ical and metaphysical worlds can be found in the aboriginal “Dreaming”
of Australia: Alcheringa in Aranda, Bugari in LaGrange, Tjukurrpa in
the western desert, and Wirrimanu in far northwestern Australia. T. G. H.
Strehlow, a lifelong anthropologist of central Australian aboriginal re-
ligion, has noted that someone’s Dreaming is located, and totem expe-
rience determined, in the place where the mother experiences her first
symptoms of pregnancy; in that place she often dreams of the child’s to-
tem. A central question in aboriginal culture is, “What is your Dream-
ing?” According to Judith Ryan, “An Aborigine might call the place from
where his or her Spirit came as Dreaming, or refer to his totem as his
Dreaming. The Dreaming also explains the existence of a social or moral
imperative.”66 This link, deeply religious, is also deeply topographical.
W. E. H. Stanner reports that one might typically say of a tree, rocky out-
crop, or a pool, “There is my Dreaming. My father showed me this place
when I was a little boy. His father showed him. He said, ‘Your dream-
ing is there; you want to look after this place; you don’t want to let it go
[forget, be careless about it] it is from the first man [the Dreamtime
heroes].’ ”67
The Australian aboriginal interpretation of the incubation process might
address the theological concerns of the monotheistic canon, and get us
closer to understanding what takes place during incubation. Incubation is
not best understood as theurgy in its most magical sense of performing
ritual steps that compel and harness the limitless deity, that make the god
“hatch dreams” in and for us. It is rather a type of communion, a recip-
rocal activity that is closer to prayer or to sacrifice, with intention and
65
Robert Bosnak, “Cultures of Dreaming” (presidential address, Nineteenth International
Conference of the Association for the Study of Dreams, Tufts University, Medford, Mass.,
June 15, 2002).
66
Judith Ryan, “Aboriginal Art Text,” in Rosemary Crumlin, Images of Religion in Aborig-
inal Art (Kensington, NSW: Bay Books, 1988).
67
W. E. H. Stanner, “Religion, Totemism, and Symbolism,” in Aboriginal Man in Austra-
lia: Essays in Honour of Emeritus Professor A. P. Elkin, ed. Ronald M. Berndt and Catherine
H. Berndt (Sydney: Angus and Robertson, 1969), p. 231. Pace the objections of Lévi-Strauss
a few years earlier, Stanner remarks in the same essay that a totemism is “always a mystical
connection, expressed by symbolic devices and maintained by rules, between living persons,
whether as individuals or as groups or as stocks and other existents—their ‘totems’ within an
ontology of life that in Aboriginal understanding depends for order and continuity on main-
taining the identities and associations which exemplify the connection.” On p. 229 he says,
“A totem is an abstract symbol for the possible membership, over all space and time, of the
sets of people symbolized by it—the dead, the living, the unborn.” The totem, and its relation-
ship to the person, are actually brought about by Dreaming as primordial cosmogonic activ-
ity, by dreaming as contemporary activity, and as place (locality) expressed through both.
222 Dream Incubation
68
It will be obvious to the reader that this proposed phenomenology works without apol-
ogy from the premise that the powers that animate incubated dreams may be objectively real,
however culturally determined, until proven otherwise. The grounds for the philosophical
validity of this method versus, or at least in rapprochement with, an approach that assumes
de facto and without question that all religious experience is socially or psychologically gen-
erated, are laid out in my essay, “Juggling Torches: Why We Still Need Comparative Religion,”
History of Religions 223
in A Magic Still Dwells, ed. Kimberley Patton and Benjamin Ray (Berkeley: University of
California Press, 2000), pp. 205–38. I believe that it is time to stop debating this question
and to start asking what the application of such a method might look like. This is what I be-
gin to attempt here.
69
Miguel Unamuno, in a letter to Walter Starkie, October 1921; cited by Doniger (O’Fla-
herty) in Dreams, Illusions, and Other Realities (n. 35 above), p. 250 and n. 96.