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6 A Toolkit for the Analysis

of Modal Intensity
Strategies Instructors Use to Facilitate
Student Engagement in Learning

Chloë Grace Fogarty-Bourget, Jesse Pirini


and Natasha Artemeva

Student engagement can be broadly defined as “the direct, measurable in­


volvement or participation in learning activities” (Gettinger & Walter,
2012, p. 653) and is regarded as key to students’ overall academic success
(Dunne & Owen, 2013). Student engagement is increasingly being viewed
as a social phenomenon generated by student involvement in classroom
activities and through interaction between students and instructors (e.g.,
Chi & Wylie, 2014). In line with this social perspective, we define student
engagement as a state of sustained mutual activity wherein participants (i.e.,
the students and instructor), through a series of communicative exchanges,
including instances of directed attention, involvement, and participation, co­
operate toward accomplishing a shared task (Fogarty-Bourget, 2019).
Here, we focus on the embodied strategies that instructors use in an at­
tempt to direct students’ attention to key content and to involve them in
the subject matter, or, in other words, to facilitate student engagement. The
purpose of the present research is to identify and analyze such strategies
rather than evaluate their effectiveness or students’ reactions to them. In
this study, we draw on concepts from Multimodal (Inter)action Analy­
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sis (MIA) (Norris, 2004, 2020) to analyze the embodied actions of the
instructors in two face-to-face teaching contexts: university mathematics
lectures and high school tutoring sessions in English literature.
We apply the concept of modal density (Norris, 2004) developed within
the framework of MIA to attend to levels of attention and awareness in so­
cial interactions. Modal density (see Bernad-Mechó, this volume) refers to
both how complex and intense an action is, recognizing that more complex
and intense actions are loci of attention. As we discuss below, processes for
analyzing the complexity of actions are well defined, but processes for ana­
lyzing their intensity require further investigation. We draw on markedness
theory (Jakobson, 1975; Trubetzkoy, 1936), specifically, contemporary
notions of markedness (e.g., Andersen, 2001), to further the definition of

DOI: 10.4324/9781003367550-9

Multimodality Studies in International Contexts : Contemporary Trends and Challenges, edited by Rocca, Liliana Vásquez, et al.,
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112 Chloë Grace Fogarty-Bourget et al.

modal intensity and propose a toolkit for multimodal analysis. We dis­


cuss two distinct but related issues: further development of the concept of
modal intensity and its use in multimodal analysis, and the identification
and analysis of the teaching practices (strategies) used by instructors with
the intention to facilitate student engagement in learning.
Our investigation has been guided by the following research questions:

1 What teaching strategies do instructors use when attempting to focus


students’ attention and involve them in subject matter in face-to-face
teaching contexts? And, what role does modal density play in these
teaching strategies?
2 How can modal intensity be identified and described in interaction?
And, how can instances of heightened modal intensity be analyzed?

We propose that when instructors display heightened attention toward an


action, or heightened modal density, they do so, in part, to draw the atten­
tion of students toward that action (e.g., a question posed or written on the
board, written notes, a chunk of text). People are adept at perceiving the
attention of others during social interaction (Norris, 2004) and, therefore,
when instructors increase the attention they display toward an action, stu­
dents can recognize the increase. We identify a range of strategies instruc­
tors use to make their actions “stand out” to students, and thus potentially
focus student attention and encourage their involvement in learning. Some
of these strategies include the simultaneous use of speech, writing, and
movement, the manipulation of gaze directionality, facial display, textual
devices, gesture, and vocal pitch. Our research offers practical implications
for instructors, and theoretical contributions to analyzing modal density,
and thus attention/awareness, in interaction.

Theoretical and Analytical Framework


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Multimodal (Inter)action Analysis

MIA (Bernad-Mechó, this volume; Norris, 2004, 2020) is a framework for


the analysis of social interaction, wherein the mediated action (Vygotsky,
1934/1987; Wertsch, 1991) is the central unit of analysis. In MIA, the
mediated action is analyzed in terms of lower- and higher-level actions.
Lower-level actions are the smallest meaningful units of action – for exam­
ple, a single gesture. Higher-level actions are “chunks” of interaction with
recognizable openings and closings – for example, a university lecture –
which typically nest within one another. Thus, within a mathematics lec­
ture there are many nested higher-level actions such as brief interactions
between students or the class-wide solving of a problem. Here, we use
MIA to analyze instructor actions, showing how certain actions can be

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Toolkit for the Analysis of Modal Intensity 113

emphasized (marked) through various qualitative features. These marked


lower-level actions are used by instructors to demonstrate or attract in­
creased attention to a higher-level action, which may have important im­
plications for student engagement in learning.

Modal Density: Complexity and Intensity

Mode in MIA is defined as a “system of mediated action with regulari­


ties” (Norris, 2020, p. 16) built up through concrete lower-level actions.
The lower-level action is not synonymous with mode but can be viewed
as building up a mode through use over time. This perspective allows re­
searchers to consider how a single action relates to a history of actions.
From the MIA perspective, modes are viewed as always multiple, occur­
ring simultaneously with other modes and nested within other modes. We
will return to this theoretical discussion of mode in later sections, but we
introduce it here to preface our discussion of modal density as a tool for
analyzing interactional attention/awareness.
Social actors naturally develop a sense of which actions a person is dis­
playing more or less attention to. We gauge interactional attention, not by
reading minds but by reading actions to perceive what others are display­
ing attention toward (see Norris, 2004) as they interact with other people
and the environment. Modal density is an analytical tool for determining
to which actions people are displaying more or less attention. It is a com­
pound notion made up of both the complexity and intensity of lower-level
actions in a higher-level action (Norris, 2004). Modal complexity refers
to the quantity of lower-level actions being simultaneously produced, and
how they are inter-related in a higher-level action. Modal intensity refers
to the relative strength, weight, or importance of a particular mode within
a higher-level action.
High modal density can be achieved with high modal complexity, inten­
sity, or both. The more complex or intense the modes of communication
are (i.e., the higher the modal density), the more attention a social ac­
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tor pays to the action(s) being produced (Norris, 2020). Essentially, high
modal density becomes a locus of attention in interaction. In a teaching
context, instructors may increase the modal density of an action to at­
tract the attention of students to prompt their involvement in classroom
activities and thus facilitate student engagement in learning (see Fogarty-
Bourget, 2019).
The concept of modal density has been used to study shifts in attention
and awareness of social actors interacting in various contexts. However,
while the definition of modal complexity is apparent, definitions of modal
intensity are less clear and difficult to apply analytically. Norris (2004,
2019) offers three strategies to identify a mode that is intense: (1) A mode
that structures a higher-level action is of high intensity. For example, the

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114 Chloë Grace Fogarty-Bourget et al.

activities of people dancing while watching a band are structured by the


mode of music. If that mode is removed, then their actions would drasti­
cally change. (2) If a higher-level action would not be possible had a certain
mode not been produced, it is of high intensity. For example, children sit­
ting in a circle playing a board game would not be able to produce that
action without being in close proximity. Therefore, the mode of proxemics
is of high intensity. (3) All embodied modes of the participant/s are focused
on one mode. For example, someone hunched over a table while writing
focuses all their embodied modes (posture, gaze, arm movements) on the
mode of writing, thus it is highly intense for this person.
All three strategies highlight the inter-relatedness of lower-level actions
and attempt to tease apart their reliance upon one another in producing a
higher-level action. Strategies (1) and (2) rely on hypothetically removing
a lower-level action from a higher-level action and considering the magni­
tude of this change. A large change indicates high modal intensity, and a
small or insignificant change indicates low modal intensity. It is likely that
hypothetical changes to any number of modes would significantly alter a
higher-level action, and it is difficult to systematically replicate the deter­
mined magnitude of these changes across researchers. Strategy (3) pro­
vides an approach that is grounded in concrete data, analyzing the way
multiple embodied modes relate. Norris (2004) points out that intensity
is “determined by the situation, the social actors, and other social and en­
vironmental factors involved” (Norris, 2004, p. 79). In keeping with this
argument, we seek to offer an additional analytical approach to modal in­
tensity that relies on the analysis of lower-level actions, and their relation­
ship in context to other actions being produced. Further, in the next section
we propose a comprehensive definition of modal intensity that, we hope,
explicates the concept as it occurs across communicative contexts. In doing
so, we hope to avoid relying on hypotheticals, and contribute to further de­
veloping MIA as a systematic approach to the analysis of multimodal data.
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Markedness in Interaction

To develop a comprehensive definition of modal intensity and advance our


understanding of modal density, we draw on the concept of markedness
(Andersen, 2001; Brekhus, 1998; Trubetzkoy, 1936). Specifically, we rely
on the Durkheimian (1915/1965) notions of markedness and principles of
perception (Wertheimer, 1912) to further elucidate the concept of modal
intensity and provide tangible criteria for analysis.
The theory of markedness in linguistics was first introduced by Trubetz­
koy in the 1930s (Jakobson, 1975) to explain the interconnectedness of
correlative phonemes in terms of binary opposition. Stemming from struc­
turalist phonological theory (Andersen, 2001; Jakobson, 1975; Trubetz­
koy, 1936), the original concept describes phonemes as being distinguished

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Toolkit for the Analysis of Modal Intensity 115

by features that are either positively or negatively specified or marked. In


common parlance, markedness is generally equated with notability of an
object or phenomenon: unmarked refers to the ordinary, frequent, and
unexceptional, whereas marked refers to the extraordinary, infrequent, ex­
ceptional, and salient. Because markedness is used to describe the way an
object or phenomenon is perceived in relation to context, it is associated
with directionality of attention. In other words, that which is marked be­
comes the focus of attention by virtue of standing out (Brekhus, 1998) as
attention “catching” (van Leeuwen, 2005, p. 182) or “attention-worthy”
(Zerubavel, 1997, p. 51).
Since its introduction, the notion of markedness and the accompanying
terms “marked” and “unmarked” have become associated with the speci­
fication of linguistic forms in terms of frequency, semantic or structural
complexity, and distribution (see Andersen, 2001). In cognitive linguistics,
the theory is used in relation to cognitive organization and visual percep­
tion largely as a result of the parallels Trubetzkoy drew between marked/
unmarked and the figure-ground relation in gestalt psychology (a principle
of perception that asserts that humans organize stimuli into figure, the ob­
ject of focus, and ground, i.e., background) (Andersen, 2001; Wertheimer,
1912). While numerous conceptualizations of markedness theory exist, a
broad distinction can be made between those based on a binary contrast
model (i.e., an item is either marked or not by a particular quality) and a
trinary model where both upper and lower poles are considered marked
in relation to the unmarked norm. This trinary model is based on Dur­
kheim’s (1915/1965) concept of the sacred where extremes that stand out
as remarkably “above” or remarkably “below” the norm are considered
marked (Brekhus, 1998, pp. 36–37).
We suggest that concepts derived from markedness theory, particularly
those of the Durkheimian influence and/or stemming from notions of
figure-ground organization (Wertheimer, 1912), should be seen as com­
plementary to the concept of modal density and can be used to inform
investigations of modal intensity in interaction. By drawing on these
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concepts, we offer the following definition of modal intensity (Fogarty-­


Bourget, 2019):

the phenomenon of heightened pragmatic salience occurring as a re­


sult of an action being made prominent relative to surrounding or co-
occurring actions that have become recognized as regular, expected, or
standard due to frequency of occurrence.
(p. 28)

That is, lower-level actions produced with heightened modal intensity


are understood as marked in relation to those that regularly occur and
become established as the unmarked “norm” within the context of the

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116 Chloë Grace Fogarty-Bourget et al.

interaction. A lower-level action may be perceived as more prominent due


to both spatial and/or temporal distribution and qualitative features that
appear to be above or below the norm (i.e., actions produced previously
and/or concurrently within the interaction), including size, speed, flow of
movement, loudness, pitch, or force. Lower-level actions that are accen­
tuated, made prominent, or foregrounded (i.e., are of high modal inten­
sity) indicate higher attention toward/awareness of the higher-level action
being produced. As indicated previously, we suggest that in instructional
contexts, actions of high modal intensity are more attention-catching and
thus, more likely to be focused on or attended to by social actors involved
in the interaction. To demonstrate how the proposed definition can be use­
ful in the identification and description of high modal density, we use it
in our analysis of video data drawn from two instructional contexts. The
methods used to conduct this research are described in the next section.

Two Studies: Multimodal Investigations of Teaching Practices


in Two Contexts
We draw on two “separate but complementary” (Schryer & Spoel, 2005,
p. 249) multimodality studies to investigate the phenomenon of modal
density. The first study (Fogarty-Bourget, 2019) is an investigation of stu­
dent engagement in university mathematics lectures and the second (Pirini,
2015) is a study of peer-tutor interaction in one-to-one high school tutor­
ing sessions. Both studies received institutional ethics approvals, partici­
pants’ informed consent was provided, and permission to reproduce the
likeness of study participants was obtained.

Background

University Mathematics Lecturing


The main way undergraduate mathematics is taught in lecture-style univer­
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sity classes involves the instructor writing on the chalkboard (or whiteboard)
while providing a running commentary on what is being written, turning
to the students in the classroom and talking about what has been written,
moving from one part of the board to the other, gesturing to students and
different parts of the board during explanations, and so on. This style of
teaching has been shown to be a typified, regularized way of teaching math­
ematics to university students in different countries and different languages
worldwide (e.g., Artemeva & Fox, 2011; Fox & Artemeva, 2012).
While teaching, instructors spend much of the lecture shifting between
writing on the chalkboard while articulating what is being written (math­
ematical commentary) and turning to the students to talk about what has

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Toolkit for the Analysis of Modal Intensity 117

been written (metacommentary, see Artemeva & Fox, 2011). The students
in the classroom attend to the lecture, take notes, and interact with each
other and the instructor. Throughout the lesson, the instructor attempts to
engage students in the lecture by using strategies to focus their attention,
involve them in problem solving, and elicit feedback (see Fogarty-Bourget,
2019).

High School Tutoring

One-to-one tutoring is a common form of extracurricular support for high


school students, targeting increased understanding, self-confidence, and
grades (Ireson & Rushforth, 2005), which has been shown to improve stu­
dents’ academic performance and self-esteem (Anania, 1983; Cohen et al.,
1982). Students are involved in a form of guided participation (Rogoff,
1990) with the tutor, where they participate in cultural practices such as
analyzing a text and are guided to take on more responsibility for the prac­
tice over time. Directing a student’s attention within the tutoring session
toward key aspects of the learning task is of central importance to provid­
ing guidance (Pirini, 2016; Rogoff, 1990).

Data Collection and Analysis

Both studies used qualitative methods to collect rich, multimodal data.


In the study of mathematics lecturing, the data include video recordings
of lectures, semi-structured interviews, informal follow-up interviews, and
detailed field notes. In total, 11 university mathematics instructors ranging
in age and levels of experience participated in the study. The video excerpt
used in this chapter comes from a recording of a 2.5-hour calculus lecture
delivered to first-year engineering and physics students by a mathematics
instructor with decades of experience who is also the recipient of multiple
teaching awards. The lecture was recorded in a lecture hall of a mid-size
North American university.
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In the study of high school tutoring, the data include video recordings of
tutoring sessions and field notes. In total, three experienced tutors and nine
students participated in the study. The video excerpts used in this chapter
come from a one-hour tutoring session delivered to an upper-level high
school student preparing for an English exam on Richard III by Shake­
speare. The tutor holds an undergraduate English degree and has several
years of tutoring experience. The tutoring session was recorded in the stu­
dent’s home in New Zealand, where the student and tutor regularly held
tutoring sessions.
The video data in both studies were initially analyzed using MIA. The
studies were conducted separately, with slightly different approaches to

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118 Chloë Grace Fogarty-Bourget et al.

data analysis. In the study of university mathematics lecturing, first, the


video was descriptively coded at the higher-level action of speaker turns
(i.e., an utterance bracketed by pauses, change in topic, and/or change in
speaker). From this initial phase of descriptive coding, a pattern emerged
in which the instructor engaged in cyclical episodes of problem solving
with the students in the classroom. The episodes consisted of the instructor
first introducing a problem, then writing the problem on the chalkboard,
then turning to the students to involve them in the problem-solving process
by asking for solutions to the problem, and finally writing the solution on
the chalkboard. One such episode was isolated and transcribed for further
analysis. The excerpt was selected based on quality of the recording (i.e.,
the participant was clearly audible and visible and the writing on the board
was clear and legible) and was otherwise comparable to other problem-
solving cycles identified in the recording. To investigate the strategies that
the instructor used to try to engage students in the subject matter, and
to understand the role that modal density played in the interaction, each
lower-level action was descriptively coded. Next, a second phase of cod­
ing was applied in order to identify instances of modal complexity (made
evident by a higher concentration of lower-level actions co-occurring). Fi­
nally, using the qualitative features described in the previous section (e.g.,
distribution, size, speed, etc.) as a start-list of possible codes, the excerpt
was analyzed for instances of modal intensity. The coding was facilitated
by qualitative coding software, ELAN (Max Planck Institute for Psycho­
linguistics, 2019) and NVivo 11 (QSR International, 2017), which allowed
the transcription of speech, embodied activity, and so on to be applied di­
rectly to the media timeline and synched with the video footage. A member
check was conducted in which the participants of the study reviewed the
raw data and final manuscript to ensure the overall accounts were realistic
and accurate.
In the study of high school tutoring sessions, first, higher-level actions
throughout the video were described, resulting in a list of actions. From
this list and with reference to the video, actions wherein the tutor provided
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some form of guidance to the student were identified. Those that included
lower-level actions produced with high modal intensity were selected using
the same qualitative features applied for the study of mathematics lectures,
and were then transcribed according to Norris (2004, 2019). In brief, this
process involves producing a transcript for each participant by capturing a
screenshot of each change in lower-level action for each mode (e.g., gesture,
gaze, posture). Some actions change quite frequently, such as gesture, gaze,
head movement, while others are more stable, such as posture, proxemics,
and layout (Pirini, 2016). Stable actions require fewer screenshots, while
those changing frequently require a finer level of detail. The final tran­
scripts were constructed by selecting screenshots that most clearly reflect
the higher-level action as it progresses (Norris, 2004). The mode of spoken

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Toolkit for the Analysis of Modal Intensity 119

language is transcribed over the screenshots, with overlapping text indi­


cating overlapping talk. The speech analysis program Praat (Boersma &
Weenink, 2012) was used where detailed pitch analysis was required. In the
next section, we present selected findings of our analysis.

Findings and Discussion


Focusing students’ attention on key subject matter and eliciting their par­
ticipation and involvement in learning activities have been identified as
principal strategies used by instructors to facilitate student engagement in
classroom contexts (see Fogarty-Bourget, 2019). The analyses of the video
excerpts revealed many instances of heightened modal density used by the
educator participants (referred to hereafter as the instructor and the tutor)
in the hopes of engaging the students in learning by attempting either to
focus students’ attention or to involve them in the subject matter. Interest­
ingly, despite the differences in teaching contexts, the analyses revealed
many examples of the instructor and tutor using similar strategies in their
attempts to facilitate student engagement in learning. The results of our
analysis were consistent across both contexts; however, for the purposes of
this chapter, we include a series of different examples from the two studies
to illustrate how modal density, and modal intensity in particular, may be
analyzed more systematically than is currently reflected in the literature.
The following examples demonstrate how the modal density of a higher-
level action can be increased through the use of (1) heightened modal com­
plexity; (2) distributional scarcity; (3) textual devices; (4) manipulation of
facial display; (5) foreground gestures; and (6) pitch and backchanneling.
In doing so, we present a novel approach to the analysis of heightened
modal intensity through these means.

Modal Complexity

The first example (Figure 6.1) shows how the instructor attempts to involve
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the students in problem solving by heightening the modal complexity of the


higher-level action of writing mathematical notation on the chalkboard.
The first frame shows the instructor writing mathematical notation on
the chalkboard (Figure 6.1, Frame 1). He is oriented toward the chalk­
board with his gaze focused on his writing as he completes the line of
notation he has just articulated. In this moment, the instructor is interact­
ing with the students primarily through the modes of writing and spa­
tial location (standing in front of them). When the time comes for the
instructor to complete the equation, he begins to articulate the mathemati­
cal process once again (“is going to give you-”) and shifts his gaze to the
line above (Figure 6.1, Frames 2–3). Instead of immediately articulating
the answer, the instructor elongates the personal pronoun “you-”, gestures

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120 Chloë Grace Fogarty-Bourget et al.

Figure 6.1 An example of modal complexity being used as an involvement strat­


egy. Photograph by the authors.

to the line above, looks over his shoulder slightly in the direction of the
students (­Figure 6.1, Frames 3–4), and utters the answer with a rising in­
tonation as though seeking confirmation from the students (“minus eight­
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een?”) (­Figure 6.1, Frame 4). The instructor shifts from interacting with
the students primarily through writing to interacting with the students
through speech, gesture, gaze, and, to a limited degree, facial display, thus
heightening the modal complexity (and, therefore, the modal density) of
the higher-level action. By posing a question to the students, gesturing to
focus their attention, and shifting his gaze in their direction, the instructor
attempts to involve the students in the problem-solving process.

Modal Intensity

In addition to modal complexity (see Figure 6.1), high modal density can be
established through modal intensity. The following examples show how the

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Toolkit for the Analysis of Modal Intensity 121

instructor and the tutor attempt to direct the students’ attention and involve
them in the subject matter by using instances of heightened modal intensity.

Distributional Scarcity

Figure 6.2 shows an instance in which the instructor has just posed a ques­
tion to the students (“so which one is max and which one is min?”). The in­
structor turns to the students and awaits a response. As he waits, he stands
with his hands at his sides without speaking or moving his body; in this
moment, the only movements he makes are shifts in his gaze as he looks
back and forth across the room at the students seated in the lecture hall.
In this example the mode of gaze takes on high modal intensity, in part,
because the higher-level action of waiting that the instructor is producing
(i.e., the instructor’s prolonged stillness, silence, and bodily orientation)
also stands out as attention-catching. During mathematics lecturing, in­
structors are in near constant motion, their gaze directionality continu­
ally shifting between the chalkboard, classroom equipment, students, their
notes, etc. (Artemeva & Fox, 2011; Fox & Artemeva, 2012), and they
spend much of the lecture speaking. Thus, instances in which instructors
stand silently facing the students are rare (distributionally scarce), and,
therefore, stand out as particularly salient.
In the mathematics study, Fogarty-Bourget (2019) observed that when
instructors stopped speaking but were still writing on the chalkboard, the
students could hear the sounds of the chalk on the board and continued to
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Figure 6.2 An example of high modal intensity occurring as a result of distribu­


tional scarcity of a higher-level action, in this case the instructor stand­
ing motionless and silent. Photograph by the authors.

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122 Chloë Grace Fogarty-Bourget et al.

take notes; however, when the chalk also stopped, a particular silence was
created which caused the students to look up from their notes. In various
classroom contexts as well, teachers’ silence is marked and used to capture
and focus students’ attention (Jaworski & Sachdev, 1998). In the example
in Figure 6.2, the higher-level action of the instructor’s prolonged stillness,
(total) silence, and bodily orientation were notable and directed to attract
students’ attention. Throughout this pragmatically salient moment, the
only changes occurring in the instructor’s positioning were shifts in gaze.
Because in this instance all other modes remained constant (unchanging),
the instructor’s shifts in gaze stood out as prominent lower-level actions.
That is, the mode of gaze in this context can be perceived as markedly more
intense than earlier interactions which typically involved speech, gesture,
and/or writing in addition to shifts in gaze (see, for instance, Figure 6.1).
This exemplifies how, unlike modal complexity, certain actions (in this case,
shifts in gaze) can be made more prominent as a result of fewer actions co-
occurring simultaneously. Figure 6.2 also illustrates how certain actions (in
this case, the instructor waiting) can assume heightened modal intensity
by occurring only infrequently, below the norm of distribution based on
pre-established contextual expectations. This same strategy for increasing
modal intensity is commonly used in interactions with text and writing.

Textual Devices

In interactions with text and writing, heightened modal intensity can be


constructed through textual devices such as italicizing, and/or underlining,
provided either by writers or readers who may attempt to make certain
parts of the text stand out by underlining or highlighting segments of text.
However, for heightened modal intensity to be achieved in this way, such
devices should be used sparingly (distributional scarcity) to function suc­
cessfully as an attention-catching strategy.
Analyzing instances of heightened modal intensity resulting from dis­
tributional scarcity includes calculating the number of times a particular
Copyright © 2023. Taylor & Francis Group. All rights reserved.

action occurs within an interaction (e.g., within a video recording of a math­


ematics lecture) or, ideally, within a series of comparable interactions (e.g.,
within a corpus of video recordings of mathematics lectures). Throughout
our data, we observed many instances of the participants working to facili­
tate student engagement in learning through interactions with key pieces
of text and writing. For instance, it was not uncommon for the partici­
pants to underline an important section of text or writing multiple times
to emphasize it for the students as essential. Not only does this strategy
make the content more visually salient, but by underlining multiple times,
the instructors increase the modal intensity of the action through repetition
(frequency) while demonstrating their attention toward the segment, mark­
ing it attention-worthy.

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Toolkit for the Analysis of Modal Intensity 123

Facial Display

In addition to frequency, heightened modal intensity can be the result of


the way a lower-level action is performed. As previously discussed, ac­
tions can be accentuated or made more attention-catching through the
manipulation of certain features. Figure 6.3 shows an instance in which
the instructor is attempting to evoke a response from the students by ma­
nipulating his facial display, thus accentuating the higher-level action of
looking to the students for a response.
After having posed a question (Figure 6.2), the instructor turns to face
the students. Initially, he gazes around the room with his eyebrows slightly
raised and his lips pressed shut; however, his facial expression is fairly re­
laxed (Figure 6.3, Frame 1). Not being met with a response, he continues to
look around the room expectantly; he widens his eyes, raises his eyebrows
higher, and purses his lips more tightly together (Figure 6.3, Frame 2). By
pursing his mouth shut, the instructor demonstrates his silence to students.
By minimizing the size of his mouth while widening his eyes and raising
his eyebrows, the instructor makes his inquisitive gaze appear larger and
more intense. Finally, the instructor fixes his gaze on a student who looks as
though they may have a response to the question. To encourage the student
to respond, he focuses his gaze on the student, and exaggerates his expression
by widening his eyes, raising his eyebrows, and tightening his mouth further
(Figure 6.3, Frame 3). After a moment, the student offers a muffled response.
This example demonstrates how the mode of gaze can be made more
intense through changes in facial display that are markedly above or be­
low the norm (Brekhus, 1998), in this case, by raising the eyebrows and
widening the eyes so they appear larger than normal and by tightening the
mouth, so it appears smaller than normal. By maintaining his focused gaze
with a high degree of modal intensity and demonstrating his unwillingness
to resume his turn at talk (emphasized by his tightly closed mouth), the
instructor applies a degree of pressure on the students to take up a turn
at talk and thus become actively involved in the problem-solving process.
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Figure 6.3 An example of facial display impacting the modal intensity of gaze.
Photograph by the authors.

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124 Chloë Grace Fogarty-Bourget et al.

Foreground Gestures

Gesture can be used with a high degree of modal intensity. Cooperrider


(2017) makes a distinction between foreground gestures, which appear to
have heightened communicative intent, and background gestures, which “are
a kind of unmarked default against which foreground gestures stand out”
(p. 191). Cooperrider offers four hallmarks of foreground status, any one of
which is sufficient to qualify a gesture as foregrounded. These hallmarks are
as follows: the gesture is (1) used concurrently with a spoken demonstrative
(e.g., this, that, these); (2) produced in absence of speech, or sequentially with
speech (i.e., speech trails off before production of the gesture, or resumes
after the gesture is produced); (3) co-organized with speaker gaze (i.e., the
speaker looks at the gesture or in the direction being indicated by the ges­
ture); and/or (4) produced with a visible degree of effort made evident by the
size (larger gestures require greater effort) and precision of the action.
The next example (Figure 6.4) shows the tutor using a foreground gesture
in an attempt to facilitate student engagement in learning. In Frame 1, the
tutor acknowledges the student’s comment “mm hmm”. She then points and
looks (co-organizing gesture and gaze) to a section of the text as she asks,
“But did you read what Richard says?” (Figure 6.4, Frames 2–3). The stu­
dent responds by saying “no that’s” and reaching out his hand to the paper to
start reading (Figure 6.4, Frames 3–5). The tutor lifts the hand used for point­
ing but does not return it to a position of rest (cf. Sacks & Schegloff, 2002).
She continues to point (showing effort) and says, “kay that that bit’s key”
making two rapid pointing motions that coincide with the demonstratives
“that that” (Figure 6.4, Frames 6–7), before returning her hand to her chest
(Frame 8). Pointing gestures are commonly held in position briefly (Kendon,
2004), but in this case the tutor points two more times as the student draws
the text closer. The first point indicates the text and is coproduced with the
tutor’s spoken utterance to specify “what Richard says”. The second and
third instances of pointing further indicate the text and emphasize its impor­
tance. Thus, not only does the deictic stand out as foregrounded, the modal
Copyright © 2023. Taylor & Francis Group. All rights reserved.

intensity of the higher-level action is also established through repetition of


speech (that, that) and gesture (three consecutive points).

Vocal Pitch

Thus far, we have discussed the phenomenon of heightened modal intensity


as produced through embodied activity, text, and writing. Additionally,
sonic or vocal action can be marked through “increased loudness, pitch
or duration” (van Leeuwen, 2005, p. 182). In the final example, the tutor
uses changes in pitch to make particular utterances more pragmatically
salient than others. The tutor regularly uses backchannels (Edmonson,
1981) to indicate her support and attentiveness (Hirschman, 1994/1973)

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Toolkit for the Analysis of Modal Intensity 125

Figure 6.4 An example of a foreground gesture and repetition being used as a


strategy to direct a student’s attention and involve him in reading a key
Copyright © 2023. Taylor & Francis Group. All rights reserved.

piece of text. Photograph by the authors.

to the student. Usually, these backchannels take the form of an unmarked


mmm hmmm with a characteristic rising pitch, but occasionally, when the
student has provided a response that is on the mark, the tutor produces
backchannels marked with a falling pitch. The software application Praat
(Boersma & Weenink, 2012) was used to compare the pitch contours of
each type of backchannel in order to illustrate how high modal intensity
manifests in the change of pitch. In the first 20 minutes of the session the
tutor produces nine mmm hmmms, which all display the same rising pitch
contour (Figure 6.5). When producing these backchannels, the tutor’s fa­
cial features are neutral, and she produces only small nodding motions.

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126 Chloë Grace Fogarty-Bourget et al.
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Figure 6.5 Screenshot and pitch analysis of typical mmm hmmm backchannel.


Photograph by the authors.

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Toolkit for the Analysis of Modal Intensity 127

By contrast, Figure 6.6 shows screenshots of the two instances of


backchannels marked by a change of pitch contour. In the first instance
(A), the tutor says, hmmm good, and in the second instance (B) she says
mmm mmm good. In both instances the tutor drops her pitch on the
mmm. Comparatively, the tutor is also more expressive when produc­
ing these backchannels. In Figure 6.6(A), the tutor smiles prominently
and raises her eyebrows as she produces the utterance. In Figure 6.6(B)
she nods deeply, producing a larger angle at her chin and raises her
eyebrows.
Copyright © 2023. Taylor & Francis Group. All rights reserved.

Figure 6.6 Screenshots and pitch analyses of the tutor producing backchannels


marked by falling pitch contours. Photograph by the authors.

The backchannels produced with a falling pitch that diverge from the
established norm appear to be used to encourage the student to continue
their line of thought and draw attention to their correct response. The
change in pitch is an instance of high modal intensity, whereby the deep
pitch emphasizes the backchannel. Comparative analysis using software
applications such as Pratt to identify changes in pitch, volume, and/or du­
ration is yet another way that modal intensity can be analyzed.

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128 Chloë Grace Fogarty-Bourget et al.

Conclusions
In this chapter, we draw on the findings of two complementary studies of
teaching to explore the role of modal density in instructor strategies used
to facilitate student engagement in learning. At the same time, we further
develop the concept of modal density (Bernad-Mechó, this volume; Norris,
2004) by proposing a comprehensive definition of modal intensity that can
be practically applied to the multimodal analysis of interaction. We de­
fine modal intensity as the phenomenon of heightened pragmatic salience
occurring as a result of an action being made prominent relative to sur­
rounding or co-occurring actions that have become recognized as regular,
expected, or standard due to frequency of occurrence within a particular
context. Through MIA (Norris, 2004, 2020) of video recordings of an
instructor teaching university mathematics in a lecture hall and a tutor in
a one-to-one tutoring session of high school English, we sought answers
to the first research question: what teaching strategies do instructors use
when attempting to focus students’ attention and involve them in subject
matter in face-to-face teaching contexts? And, what role does modal den­
sity play in these teaching strategies?
Our analysis revealed that the educators used a range of strategies in
an attempt to facilitate student engagement in learning. In addition to
teaching relevant content, collaborating in problem solving, and asking
questions (see Fogarty-Bourget, 2019; Pirini, 2015), the participants in our
study used a variety of strategies to focus students’ attention, and involve
them in the subject matter. In university mathematics lecturing, instructors
can use combinations of gesture, gaze directionality, and intonation while
writing, thereby constructing modal complexity to involve students in the
mathematical notation on the chalkboard. While facing the students, in­
stances of silence and stillness, which are distributionally scarce in this type
of teaching, can be used as a strategy to capture students’ attention. Dur­
ing these moments, changes in gaze directionality and facial display take
on heightened pragmatic salience. Instructors appear to use these combi­
Copyright © 2023. Taylor & Francis Group. All rights reserved.

nations of silence, stillness, and gaze directionality as a strategy to elicit


responses from students seated in the classroom, involving them in the
problem-solving process.
Foreground gestures (Cooperrider, 2017) can also be used strategically
to encourage students’ active involvement in problem solving and direct
students’ attention to key subject matter. Repetition of gesture and speech
can be used to draw attention to important sections of text as can a strate­
gic use of textual devices. Finally, vocal qualities such as pitch can be used
to emphasize backchanneling to encourage students to pursue a certain
line of thinking and thus guiding them toward correct interpretations of
the content.

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Toolkit for the Analysis of Modal Intensity 129

It is important to reiterate that in both studies, our focus was on the


educators rather than on the students. While we cannot say for sure what
role modal density plays in students’ engagement, we have observed that
instances of heightened modal density were used by the instructor and
the tutor for the purpose of emphasis, and to capture and maintain stu­
dents’ attention and promote students’ active involvement in learning. The
phenomenon of heightened modal intensity was identified throughout em­
pirical data specifically at points when the participants were attempting to
highlight important subject matter for the students and encourage involve­
ment. It is possible that instances of heightened modal intensity provide a
cue to students letting them know what is required of them in the shared
task at hand, and in that way may play a key role in facilitating student
engagement. Moreover, our study focuses on two very different teaching
contexts. While investigating the ways that contexts may shape the phe­
nomena of interest was beyond our scope, such research could offer further
insights.
The second question we asked was, how can modal intensity be identi­
fied and described in interaction? And, how can instances of heightened
modal intensity be analyzed? The methods described here offer a guide for
conducting MIA (Norris, 2004, 2020) of video data. By drawing on no­
tions derived from markedness theory to inform our analysis, we present
a preliminary toolbox for the identification and description of lower-level
actions which contribute to increased modal intensity and, thus, modal
density. We have revealed that the following qualitative features can be
used to heighten the modal intensity of lower-level actions:

Distribution: an action can stand out if it is produced notably more or


less frequently than those that regularly occur in a given context. Thus,
modal intensity can be heightened through repetition or distributional
scarcity of an action;
Textual Devices: textual modes such as print or writing can be emphasized
Copyright © 2023. Taylor & Francis Group. All rights reserved.

using devices such as underlining, highlighting, bolding (which also en­


tails value), italicizing, and/or circling depending on the distribution of
their application (see Distribution);
Size: actions such as gestures, facial display, and other bodily movements
can be emphasized by manipulating the size (larger or smaller) of their
production. Disembodied modes such as text, writing, and brush strokes
can also be intensified through size;
Foreground Status: gestures that meet at least one of the four hallmarks
(Cooperrider, 2017) qualify as having foreground status. Such gestures
are attention-catching and stand out as a “critical part” of a message
(p. 179);

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130 Chloë Grace Fogarty-Bourget et al.

Vocal Qualities: utterances can be emphasized through changes in v­ ocal


qualities such as pitch, stress, volume, and/or duration (see van L
­ eeuwen,
2005).

This preliminary list of qualitative features acts as a first step toward a


comprehensive account of characteristics that contribute to heightened
modal intensity. A myriad of other qualities, which can be used to con­
struct heightened modal intensity in interaction such as speed, proximity,
color, force, and others not mentioned here, have yet to be documented, in­
cluding those which may be unique to specific modes, contexts, disciplines,
cultures, etc. We, therefore, issue a call for more studies of this nature to
broaden our understanding of modal intensity as it occurs in interaction
and lend empirical support to these and other features which increase the
pragmatic salience of actions in various contexts, and educational settings
in particular.

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