Spec.No.

FS 2OO4D
W I offshoreDesignSection FUNCTIONAL
Rev.No. R e v . 7
EE I En g i n e e ri n g S e rvi ce s SPECIFICATIONFOR
rso- eool:2008 "PipingSpecialties" Discioline Pipinq
ItEitl
Paqe:1 OF 26

FUNCTIONALSPECIFICATION

FOR

PIPING SPECIALTIES

*,

-r--rr{rt
0 - ,4\:t\ /r^r)
n-e*r cv"gry 'ffi
i ;ffffii,i I n""i"J"J
sv I ooo'oued
Bv I
I - _ - TA-K_M r' l- ,-u_ T-T
0e0516 ,
PS I I | ] 1 I

REV. No REV DATE

21.07.2010
 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH2 OF 26

5(9,6,2167$7865(&25'



































36 6- $5   
36 *- 3.0   
36 *- *53   
36 *- -66   
36 03 -66   
03 0* 3.0   
35(3$5('
5(9,(:(' $33529(' 727$/1R
5(9,6(' '$7( 5(91R
%< %< 2)3$*(6
%<

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH3 OF 26

&217(176


 ,1752'8&7,21     
 *HQHUDO          
 &RQWUDFWRU¶V5HVSRQVLELOLWLHV     

 352-(&763(&,),&$7,216        
 
 (19,5210(17$/'(6,*1&5,7(5,$$1'87,/,7,(6 
 6HLVPLFDQG7UDQVSRUWDWLRQ/RDGV    
 'HVLJQ/LIH        

 *(1(5$/5(48,5(0(176     
 &RPSDQ\¶V5HTXLUHPHQWV      
 'LPHQVLRQV        

 '(6,*15(48,5(0(176     
 *HQHUDO        
 'HVLJQ/RDG&DVHV       
 'HVLJQ6WUHVV       
 'UDZLQJVDQG&DOFXODWLRQV 
     
 0$7(5,$/6        
 *HQHUDO6SHFLILFDWLRQ     
 0DWHULDO,GHQWLILFDWLRQ       
 6RXU6HUYLFHV
 &HUWLILFDWLRQ'RFXPHQWV  
 
 63(&,$/7<,7(06
 6WUDLQHUV        
 6FUDSSHUWHHV       
 6KXWGRZQYDOYHV       
 8WLOLW\KRVHUHHO       
 'EHQGV        
 &3%363 5HWULHYDOWRRONLW     
 3LJGHWHFWRU        
 +LQJHGFORVXUH       
 &KRNHYDOYHV       
 6SUD\QR]]OHV       

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH4 OF 26

 )LUH IRDPKRVHUHHO     
 &RQWLQXRXVGUDLQHU       
 &KHPLFDOXWLOLW\KRVHV KRVHFRQQHFWLRQV   
 )ODPH$UUHVWRU
+DQGFRQWUROYDOYH
'RXEOH%ORFN %OHHG9DOYH
+,3369DOYH

 63$5(6        

 :$55$17<          
 


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH5 OF 26

 ,1752'8&7,21

 *(1(5$/
 
 7KLV UHIHUV WR WKH PLQLPXP DQG PDQGDWRU\ UHTXLUHPHQWV RI GHVLJQV  PDWHULDOV IRU SLSLQJ
VSHFLDOWLHV FRPSRQHQWVDVSHUDSSURYHG3 ,'DSSURYHG'DWD6KHHWDQG%LG3DFNDJH$OO
SLSLQJDVVHPEOLHV VSHFLDOWLHV  PDWHULDOV VXSSOLHGRU LQVWDOOHGXQGHUWKHVH VSHFLILFDWLRQV VKDOO
EHLQDFFRUGDQFHZLWKVRXQGHQJLQHHULQJSULQFLSOHV$Q\RPLVVLRQIURPWKLVVSHFLILFDWLRQVKDOO
QRWUHOLHYHWKHFRQWUDFWRUIURPKLVUHVSRQVLELOLW\RIIXUQLVKLQJHTXLSPHQW¶VRUPDWHULDOVWRPHHW
WKH VSHFLILF SURFHVV SDUDPHWHUV HQYLURQPHQWDO SDUDPHWHUV VDIHW\ SDUDPHWHUV DQG DQ\ RWKHU
DSSOLFDEOH VWDWXWRU\ ODZV RU UHOHYDQW FRGHV  VWDQGDUGV 6XEVWLWXWLRQ RU FKDQJHV IURP WKLV
VSHFLILFDWLRQPXVWEHDFFRPSDQLHGZLWKVXIILFLHQWLQIRUPDWLRQMXVWLILFDWLRQDQGZULWWHQDSSURYDO
VKDOOEHREWDLQHGIURPWKH&RPSDQ\

 $OOZHOGLQJDQG1'7VKDOOEHSHUIRUPHGDVSHU6SHF)
  
 &2175$&725¶65(63216,%,/,7,(6

 7KH&RQWUDFWRUVKDOOEHUHVSRQVLEOHIRUWKHVHOHFWLRQDQGGHVLJQRISLSLQJVSHFLDOWLHVLQFOXGLQJ
IXOO FRPSOLDQFH ZLWK DOO DSSOLFDEOH SURMHFW VSHFLILFDWLRQV DQG GHVLJQ &RGHV  6WDQGDUGV
LQFOXGLQJWKRVHOLVWHGLQ6HFWLRQRIWKLV6SHFLILFDWLRQ


 352-(&763(&,),&$7,216

 7KHSLSLQJVSHFLDOWLHVFRYHUHGE\WKLV6SHFLILFDWLRQVKDOOEHGHVLJQHGPDQXIDFWXUHGDQGWHVWHG
LQ DFFRUGDQFH ZLWK WKH UHTXLUHPHQWV RI 3LSLQJ 'HVLJQ &ULWHULD DQG WKH IROORZLQJ 3URMHFW
6SHFLILFDWLRQV

 3LSLQJ'HVLJQ VSHF$ 
 3LSLQJIDEULFDWLRQ VSHF% 
 3URWHFWLYH&RDWLQJV VSHF  
 ,QVXODWLRQRISLSLQJDQGHTXLSPHQW VSHF 

 7KH&RQWUDFWRUVKDOOEHUHVSRQVLEOHIRUWKHGHVLJQHQJLQHHULQJVXSSO\RIPDWHULDOVIDEULFDWLRQ
FRDWLQJLQVWDOODWLRQDQGWHVWLQJRIWKHSLSHZRUNVXSSO\RIGUDZLQJVDQGGDWDDOOVXEFRQWUDFWRU
FRRUGLQDWLRQDQGJXDUDQWHHVDVUHTXLUHGQRWZLWKVWDQGLQJDQ\RPLVVLRQVIURPWKLV6SHFLILFDWLRQ

 (19,5210(17$/'(6,*1&5,7(5,$$1'87,/,7,(6
 
 6(,60,&$1'75$163257$7,21/2$'6
 
 5HIHUUHOHYDQWFODXVHRISLSLQJGHVLJQ 6SHFQR$ 



)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH6 OF 26

 '(6,*1/,)(
 7KHSURFHVVIDFLOLWLHVGHVLJQOLIHUHTXLUHPHQWLV\HDUV

 *(1(5$/5(48,5(0(176

 &203$1<¶65(48,5(0(176

 7KHFRQWUDFWRUVKDOOSUHSDUHGHWDLOHGGDWDVKHHWIRUHDFKVSHFLDOW\LWHPEDVHGRQWKLVELGSDFNDJH
DQGDSSURYHG3 ,'DQGVXEPLWWRWKHFRPSDQ\IRUDSSURYDO

 7KH'DWDVKHHWVKDOOFRQWDLQWKHIROORZLQJGDWDEXWQRWOLPLWHGWR

'HVLJQ3UHVVXUHDQGGHVLJQWHPSHUDWXUH
0DWHULDORIFRQVWUXFWLRQ
5DWLQJ
*RYHUQLQJ&RGHVDQG6WDQGDUGVDQG6SHFLILFDWLRQ
5HOHYDQWWHFKQLFDOQRWHV
7DJQR
6L]H
5HIHUHQFHWRDSSURYHG3 ,'
5HOHYDQWFDOFXODWLRQV
5HOHYDQWGUDZLQJV

 ',0(16,216

 6, XQLWV VKDOO EH XVHG  'LPHQVLRQV VKDOO EH LQ PP DQG EH UHODWHG WR WKH 3ODWIRUP GDWXP¶V RU
UHIHUHQFHOLQHV

 '(6,*15(48,5(0(176

 *(1(5$/

 0DWHULDOVVKDOOFRQIRUPWRWKLV6SHFLILFDWLRQZLWKWKHDWWDFKHGSLSLQJVSHFLILFDWLRQLQGH[DQGWKH
LGHQWLILHG$3,$60($670%6DQG1$&(FRGHVDQG6WDQGDUGV

 5HIHUSLSLQJGHVLJQFULWHULD 9RO,,VHF  SLSLQJGHVLJQ VSHF$ 

 3UHVVXUHDQGWHPSHUDWXUHUDWLQJVRI$60(%VKDOODSSO\IRUWKHGHVLJQFRQGLWLRQV

 5HTXHVWV IRU VXEVWLWXWLRQV RI DQ\ NLQG VKDOO EH FRPSOHWH ZLWK DOO SHUWLQHQW HQJLQHHULQJ
LQIRUPDWLRQUHTXLUHGIRUWKH&RPSDQ\¶VHYDOXDWLRQRIWKHSURSRVHGVXEVWLWXWLRQ

 '(6,*1/2$'&$6(6
 6SHFLDOWLHVLWVVXSSRUWVDQGDQFKRUVVKDOOEHGHVLJQHGWRZLWKVWDQGWKHUHVXOWVRIWKHIROORZLQJ
DSSOLFDEOHFRPELQDWLRQVRIORDGVDQGIRUFHVZLWKLQWKHOLPLWVRIVWUHVVVHWE\$60(%


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH7 OF 26

 +\GURWHVW&RQGLWLRQ 7KHHPSW\ZHLJKWSOXVZHLJKWRIZDWHUWRILOOWKHSLSLQJ 

 2SHUDWLQJDQG'HVLJQ&RQGLWLRQV 7KHHPSW\ZHLJKWSOXVWKHZHLJKWRIRSHUDWLQJIOXLG 

 :LQGORDGLQJFRQGLWLRQ

 '\QDPLF/RDGLQJ&RQGLWLRQ

 3HULRGLF6LWH7HVW&RQGLWLRQ

 $Q\RWKHUFRQGLWLRQWKDWZRXOGDIIHFWWKHVDIHW\RIWKHSLSHZRUNHJF\FOLFORDGLQJDQG
VOXJIRUFHVZKHQLGHQWLILHGRQWKH'DWD6KHHW

 '(6,*1675(66

 $OORZDEOHVWUHVVVKDOOEHWKHPD[LPXPVWUHVVHVSHUPLWWHGE\$60(%

 '5$:,1*6$1'&$/&8/$7,216

 9HQGRU GUDZLQJV VKDOO FRQWDLQ DOO SHUWLQHQW LQIRUPDWLRQ UHODWLQJ WR WKH &RGHV 6WDQGDUGV DQG
6SHFLILFDWLRQV XVHG LQ WKH GHVLJQ IDEULFDWLRQ LQVSHFWLRQ DQG WHVWLQJ RI DOO WKH VSHFLDOWLHV WKH
SLSHZRUNLQFOXGLQJWKHPDWHULDOVXVHG

 7KH &RQWUDFWRU VKDOO VXEPLW GHWDLOHG FDOFXODWLRQV HVWDEOLVKLQJ WKH FRPSOLDQFH RI WKHLU GHVLJQ
ZLWKWKHUHTXLUHPHQWVRI$60(%

 &RQWUDFWRUWRSUHSDUHWKHGDWDVKHHWVIRUHDFKVSHFLDOW\ VKDOOSURYLGHWKHLQIRUPDWLRQVXFKDV
LWHPGHVFULSWLRQSLSHVL]HWKLFNQHVVYDOYHVHOHFWLRQ WDJ1RVGHVLJQHGSUHVVXUHWHPSHUDWXUH
UDWLQJVK\GURVWDWLFSUHVVXUHOLVWRIVSDUHVDQGDSSOLFDEOHFRGHVVWDQGDUGV&RQWUDFWRUWRVXEPLW
WKH GDWD VKHHWV DQG DOO RWKHU LQIRUPDWLRQV UHTXLUHG IRU GHVLJQ RI HDFK VSHFLDOW\ IRU FRPSDQ\¶V
UHYLHZ DSSURYDO

 &RQWUDFWRUWRSUHSDUHWKHVSHFLILFDWLRQVGDWDVKHHWVEDVHGRQWKHIXQFWLRQDOSDUDPHWHUVUHOHYDQW
SLSLQJFODVVDVSHUDSSURYHG3 ,' PDWHULDORIFRQVWUXFWLRQDQGVXEPLWWRFRPSDQ\IRUUHYLHZ
DSSURYDO

 $OOFDOFXODWLRQVVKDOOEHFRPSOHWHJLYLQJDOOUHIHUHQFHVDQGVKRZLQJDOOZRUNLQJPHWKRGV7KH
&RQWUDFWRU VKDOO EH DEOH WR SURYLGH SURRI RI VRIWZDUH YHULILFDWLRQ IRU DQ\ VRIWZDUH XVHG
&RPSXWHUSULQWRXWVZLOOQRWEHDFFHSWHGZLWKRXWWKHSURJUDPIORZFKDUWLQSXWGDWDDQGFRPSOHWH
SULQWRXWDQGWKHQRQO\E\SULRUZULWWHQDJUHHPHQWZLWKWKH&RPSDQ\DWWKHTXRWDWLRQVWDJH

 :KHUHUHOHYDQWDGGLWLRQDOFDOFXODWLRQVVKDOOEHXQGHUWDNHQUHJDUGLQJWKHHIIHFWVRIVOXJIRUFHV

 7KHSLSHZRUNVKDOOEHDQDO\]HGLQLWVFRUURGHGVWDWHIRUHDFKORDGFRPELQDWLRQ


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH8 OF 26

 $SSURYDO RI GUDZLQJV FDOFXODWLRQV DQG RWKHU GRFXPHQWV E\ WKH&RPSDQ\ GRHV QRW UHOLHYH WKH
&RQWUDFWRURIWKHLUUHVSRQVLELOLW\IRUWKHFRUUHFWQHVVRIWKHGHVLJQWRVXLWWKHVWDWHGFRQGLWLRQV

 0$7(5,$/6
 *(1(5$/

 0DWHULDOV VKDOO EH DV SHU $670 %6 RU $3, VSHFLILFDWLRQV UHIHUHQFHG LQ WKH SURMHFW SLSLQJ
VSHFLILFDWLRQV 63(&$ % DQGSLSLQJGHVLJQFULWHULD

 0$7(5,$/,'(17,),&$7,21

 $OO SLSLQJ VSHFLDOWLHV H[FHSW WKRVH ZLWK WKUHDGHG FRQQHFWLRQV VKDOO EH VXSSOLHG ZLWK PLOO
FHUWLILHGWHVWUHSRUWVDQGFHUWLILFDWHVWRLGHQWLI\WKHW\SHRIVWHHOFRPSRVLWLRQKHDWQXPEHUDQG
DQ\VSHFLDOWHVWLQJ

 7KH&RQWUDFWRUVKDOOIXUQLVKWRWKH&RPSDQ\,QVSHFWRU 2'5HS ZLWKRQH  FRS\RIDOOPLOO
FHUWLILFDWHVIRUDOOWKHPDWHULDOVSXUFKDVHGE\WKH&RQWUDFWRUGXO\FHUWLILHGE\FRPSDQ\DSSURYHG
WKLUGSDUW\LQVSHFWLRQDJHQF\

 62856(59,&(

 $OOVRXUVHUYLFHPDWHULDOVVKDOOFRQIRUPWRSLSLQJGHVLJQFULWHULDDQG6SHF$
 
 &(57,),&$7,21'2&80(176

 $OO SUHVVXUH SDUWV PDWHULDO FHUWLILFDWLRQ VKDOO EH WUDFHDEOH WR KHDW QXPEHUV  &HUWLILFDWHV
LQFOXGLQJDOOPDWHULDOFHUWLILFDWHVPHFKDQLFDOWHVWFHUWLILFDWHVZHOGLQJTXDOLILFDWLRQFHUWLILFDWHV
KHDW WUHDWPHQW FHUWLILFDWHV DQG K\GURVWDWLF WHVW FHUWLILFDWHV VKDOO EH DYDLODEOH DW ILQDO LQVSHFWLRQ
DQG IRU FRXQWHU VLJQDWXUH E\ WKH FHUWLILFDWLRQ DXWKRULW\ DQG VWRUHG E\ WKH &RQWUDFWRU IRU D
PLQLPXP RI  \HDUV DIWHU DFFHSWDQFH RI WKH SLSLQJ E\ WKH &RPSDQ\  3UHVVXUH UHWDLQLQJ SDUWV
VKDOOEHFOHDUO\PDUNHGWRDOORZYHULILFDWLRQRIWUDFWDELOLW\

 63(&,$/7<,7(06

 6SHFLDOW\ LWHPV VKDOO EH VXSSOLHG ZLWK D VWDLQOHVV VWHHO WDJ 6SHFLDOW\ ,WHPV VKDOO EH VXSSOLHG
GHVLJQHG WHVWHG  LQVWDOOHG DV VSHFLILHG LQ WKH 3URMHFW 6SHFLILFDWLRQ IRU VSHFLDOW\ LWHPV 7KLV
VSHFLDOWLHVUHIHUVWRLWHPVOLNH6WUDLQHUV6FUDSSHU7HHV

 +LQJHG &ORVXUHV 3LJ 'HWHFWRU &3%363 ' UDGLXV %HQGV 6'9 +&9 &KRNH 9DOYHV
6WUDLQHUV 6SUD\ 1R]]OH )LUH ZDWHU  IRDP KRVH UHHO &KHPLFDO DQG 8WLOLW\ KRVH UHHO
&RQWLQXRXV GUDLQHU HWF XVHG LQ WKH 2IIVKRUH 3ODWIRUPV 7KH PDWHULDOV RI FRQVWUXFWLRQ SLSLQJ
FODVVJRYHUQLQJFRGHVDQGVWDQGDUGVTXDOLW\DVVXUDQFHVKDOOEHIROORZHGDVSHUUHOHYDQWFODXVHV
RIWKLVVSHFLILFDWLRQ$OOVSHFLDOWLHVVKDOOEHK\GURWHVWHGDVSHUUHVSHFWLYHSLSLQJFODVVDQG
WLPHV WKH GHVLJQ SUHVVXUH  $OO SUHVVXUH ZHOGV VKDOO EH  UDGLR JUDSKHG $OO SLSLQJ
VSHFLDOWLHVVKDOOEHSDLQWHGLQDFFRUGDQFHZLWK6SHF+RZHYHUSLSLQJVSHFLDOLW\VXSSOLHG

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH9 OF 26

E\ WKH YHQGRU ZLWK SULPHU DV SHU 6SHF  IROORZHG E\ VXEVHTXHQW FRDWLQJ :LWK WRXFK XS
SULPHUFRDWLQJZKHUHYHUUHTXLUHGDVSHU6SHF E\PDLQFRQWUDFWRULVDOVRDFFHSWDEOH

675$,1(56

 $OOEDVNHWW\SHVWUDLQHUVVKDOOEHGHVLJQHGDVSHU$60(6HFWLRQ±9,,,'LYDQGRWKHUVDVSHU
$60(%

 02&RIWKHERG\QR]]OHHWFVKDOOEHVDPHDVWKDWRIWKHFRQQHFWHGSLSLQJ

 6FUHHQPDWHULDOVKDOOEHDVIROORZV

%RG\0DWHULDO  6FUHHQ0DWHULDO

&6     6
&6 1$&(     66 1$&( 
2WKHUWKDQ&6   &RPSDWLEOHZLWK3LSLQJ&ODVV

0HVKVL]HIRUDOOVWUDLQHUVVKDOOEHXQOHVVRWKHUZLVHVSHFLILHG

 'UDLQVZLWKEDOOYDOYHDQGEOLQGVKDOOEHSURYLGHG
 
 ,QVWDOODWLRQ RI VWUDLQHU VKDOO FRQIRUP FOHDQLQJ ZLWKRXW GLVPDQWOLQJ VWUDLQHU KRXVLQJ DQG
DVVRFLDWHGSLSLQJ LQVWUXPHQWDWLRQ

 %UHDNRXWVSRROVVKDOOEHLQVWDOOHGZKHUHYHUWKHWHPSRUDU\VWUDLQHUVDUHUHFRPPHQGHGLQ3 ,'

6&5$33(57((6

 6FUDSSHU WHH RU VSKHUH WHH RU IORZ WHH DV LW LV FDOOHG  HVVHQWLDOO\ FRQVLVWV RI FRQFHQWULF EDUUHO
WHHV 7KH SXUSRVH RI WKH VFUDSSHU WHH LV QRW WR DOORZ SDVVDJH RI SLJ VSKHUHVFUDSSHU RQ WR WKH
EUDQFKVLGH

 7KHVFUDSSHUWHHVKDOOEHVXLWDEOHIRUSLJJLQJRSHUDWLRQZLWKSURFHVVK\GURFDUERQUDZVHDZDWHU
7KHVFUDSSHUWHHLQVLGHGLDPHWHUVKDOOEHVDPHDVWKDWRILQVLGHGLDPHWHURIULVHULQVSODVK]RQH
WRPDLQWDLQFRQVWDQW,'WRSHUPLWVPRRWKSLJJLQJRSHUDWLRQV

 1REDUVVKDOOEHXVHG

 0D[LPXPSRVVLEOHRSHQLQJVKDOOEHSURYLGHGWKURXJKVORWVWROLPLWWKHSUHVVXUHGURSLHWRWDO
RSHQLQJVKDOOEHWRWLPHVWKHEUDQFKSLSHDUHD

 7KLFNQHVV RI UXQEUDQFK LV WR EH FDOFXODWHG E\ 9HQGRU WR WKH UHTXLUHG GHVLJQ SUHVVXUH DQG
WHPSHUDWXUHDQGLWVKDOOPDWFKZLWKWKHFRUUHVSRQGLQJPDWFKLQJSLSHOLQHIRUIUHHSDVVDJHRISLJ
DVSHU'19UXOHVIRUVXEPDULQHSLSHOLQH 


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH10 OF 26

6+87'2:19$/9(6 ;6'9 
 6+87'2:19$/9(6 ;6'9 

7\SH  )ODQJHG%DOOYDOYHZLWKPDQXDORYHUULGH

 6L]H  &RQWUDFWRUWRSUHSDUHGDWDVKHHWEDVHGRQSURFHVVSDUDPHWHU

2WKHUV 9DOYHVUDWLQJIODQJHIDFLQJERG\EDOOVHDWDQGWULPPDWHULDOSDFNLQJHWFVKDOO
EHWRWKHUHOHYDQWSLSLQJVSHFV$OO;6'9VKDOOKDYHIODQJHGHQGVLUUHVSHFWLYHRI
OLQHVL]HVDQGFODVVUDWLQJ

 6KXWGRZQWLPH  &RQWUDFWRUWRVSHFLI\

$OO K\GURFDUERQ YDOYHV DUH WR EH VXSSOLHG DV SHU DSSURYHG 3 ,'¶V WR PHHW 1$&(05
ODWHVWHGLWLRQ DQG3LSLQJ'HVLJQ&ULWHULD


 $&78$725

 7\SH 3QHXPDWLFSLVWRQVSULQJUHWXUQ4XDUWHUWXUQRSHUDWLRQ

6L]H $FWXDWRU WRUTXH VKDOO EH  WLPHV WKH YDOYH WRUTXH UHTXLUHG DW IXOO UDWHG GLIIHUHQWLDO
SUHVVXUH RI YDOYH 9HQGRU VKDOO LQGLFDWH DFWXDWRU PRGHO QR YDOYH WRUTXH DQG DFWXDWRU
WRUTXHLQDWDEXODUIRUPDORQJZLWKWKHTXRWDWLRQ

6XSSO\3UHVVXUH ,QVWUXPHQWDLUJDVDWNJFPJ NJFPJPD[  PLQSUHVVXUHEHLQJ
NJFPJ 

 3QHXPDWLF  ´137 IHPDOH 7XELQJVKDOOEH66´2'[´:7

 $FFHVVRULHV  )LOWHUUHJXODWRUZLWKJDXJH

 9$/9(326,7,216:,7&+ ;936 

 9DOYHSRVLWLRQVVZLWFKHVWRLQGLFDWHRSHQFORVHSRVLWLRQIRUUHPRWHRSHUDWLRQ

7\SH   6HDOHG0LFURW\SHOHYHURSHUDWHG

5DWLQJ  9'&DPSVXLWDEOHIRULQGXFWLYHORDG

(QFORVXUH  :HDWKHUSURRIDQGH[SORVLRQSURRI 1(0$ 
$UHDFODVVLILFDWLRQ 1(&&ODVV'LYLVRQ*URXS'
+RXVLQJ  &61LFNHOSODWHG

&RQWDFWV  '3'7

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH11 OF 26

&DEOH(QWU\  1RVô´137 ) 

  3,/279$/9( ;39 

3QHXPDWLF3LORWYDOYHIRUUHPRWHRSHUDWLRQZLWKPDQXDOUHVHWVKXWLQ

7\SH   7KUHHZD\1&6,*0$566RUHTXDO

%RG\WULPPDWHULDO 669DOYHWREHOHDNSURRIZLWKµ2¶ULQJVHDO

6XSSO\  ,QVWUXPHQWDLUJDVDWNJFPJ NJFPJPD[ 
0LQSUHVVXUHEHLQJNJFPJ 

6LJQDO   RUNJFPJLQVWUXPHQWDLU

$FFHVVRULHV  )LOWHUUHJXODWRUZLWKJDXJH 1R 
 
 62/(12,'9$/9( ;69 

(OHFWULFDOVROHQRLGYDOYHIRUUHPRWHRSHUDWLRQ ,IVKRZQLQ3 ,' 

7\SH    7KUHHZD\1&PDQXDOUHVHWVKXWLQ

&RQQHFWLRQ   8QLYHUVDOLQEXLOWWHUPLQDOER[

%RG\WULPPDWHULDO  669DOYHWREHOHDNSURRIZLWK2ULQJVHDOV

(QFORVXUHV   :HDWKHUSURRIDQGH[SORVLRQSURRI 1(0$ 

$UHD&ODVVLILFDWLRQ  1(&&ODVV,'LYLVLRQ,*URXS'

3RZHUVXSSO\   9'& YHHDUWKHG 

6XSSO\3UHVVXUH  ,QVWUXPHQWDLUJDVDWNJFP PD[ 
    NJFPJ QRUPDO NJFPJ PLQ 

&DEOHHQWU\   ô´137 ) 

$FFHVVRULHV   )LOWHUUHJXODWRUZLWKJDXJH
 127(6

D 9DOYHVWREHGHVLJQHGDQGWHVWHGDVSHU$3,'RU%6DVDSSOLFDEOH

E $FWXDWRUVKDOOEHPRXQWHGRQWKHYDOYHDQGWHVWHGDVIROORZV


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH12 OF 26

 &\FOH RSHQDQGVKXW HDFKYDOYHZLWKLWVDFWXDWRUDWOHDVWILYH  WLPHVWRHQVXUH
VPRRWKQHVVRIRSHUDWLRQ
 
 6KXWYDOYHDQGDSSO\K\GUDXOLFGLIIHUHQWLDOSUHVVXUHDFURVVWKHYDOYH2SHQYDOYH
ZLWKWKHLQVWDOOHGDFWXDWRUDQGQRWHYDOYHRSHUDWLRQ9DOYHRSHUDWLRQVKRXOGQRW
EHMHUN\RUELQGLQJ7KLVVKDOOEHUHSHDWHGDWOHDVWWKUHH  WLPHVDQGVKXWGRZQ
WLPHQRWHGDWPLQLPXPVXSSO\SUHVVXUH

F 7HVWVKDOOEHZLWQHVVHGE\FRPSDQ\¶VRUFRPSDQ\¶VDXWKRUL]HGUHSUHVHQWDWLYH

G  $OOVRIWVHDWHGYDOYHVVKDOOEHRIILUHVDIHGHVLJQDVSHU$3,$3,)$%63DUW
ODWHVWHGLWLRQ H[FHSWWKHYDOYHVXVHGLQVHUYLFHVVXFKDVLQMHFWLRQZDWHUILUHZDWHUSRW
ZDWHUVHUYLFHHWF

H )LUHVDIHWHVWVGXO\ZLWQHVVDQGFHUWLILHGE\UHFRJQL]HGWKLUGSDUW\LQVSHFWLRQDJHQF\
HJ//2<''19%9(,&VKDOOEHIXUQLVKHG

J 9DOYHZLWKDFWXDWRUVKDOOEHVXLWDEOHIRULQVWDOODWLRQLQKRUL]RQWDOYHUWLFDOOLQHV

 87,/,7<+26(5((/6
 
*DOYDQL]HG ZHOGHG VWHHO KRVH UHHO GUXP ZLWK VLQJOH OHQJWK 0 PLQ  QRQFROODSVLEOH QRQ
VKULQNDEOHKRVHZLWKHQGFRQQHFWLRQV
 
1R]]OHVZKHUHYHUUHTXLUHGVKDOOEHRI(ONDUW6)/PDNH RUHTXDO *30FDSDFLW\VXLWDEOHIRU
UHTXLUHGVHUYLFHFRQGLWLRQV
 
+RVHFRXSOLQJZKHUHYHUUHTXLUHGVKDOOEH.$0/2&.)LJ$DQG%RUHTXLYDOHQW
 +RVHUHHODVVHPEO\VKDOOEHPRXQWHGRQDIUDPH
 
+RVHSLSH VKDOOKDYHDQH[WHUQDOFRDWLQJRI RLODQGDEUDVLRQUHVLVWDQWPDWHULDOXQOHVVRWKHUZLVH
VSHFLILHGWRSURWHFWWKHPIURPVXQOLJKWRUPLOGGHZGDPDJH 
 
(DFKKRVHUHHODVVHPEO\VKDOOEHK\GURVWDWLFDOO\WHVWHGWRWZRWLPHVWKHZRUNLQJSUHVVXUHRUDW
NJFPJZKLFKHYHULVKLJKHU

 '5$',86%(1'6

 %HQGVVKDOOEHPDQXIDFWXUHGE\KRWEHQGLQJRISLSHDSSO\LQJKHDWLQJRQO\&RPSDQ\¶VDSSURYDO
IRUEHQGLQJSURFHGXUHVVKDOOEHREWDLQHGSULRUWRVWDUWRIZRUN7KHDGRSWHGSURFHGXUHVKDOOEH
VXFK WKDW WKH ILQLVKHG SURGXFW VKDOO QRW UHTXLUH DQ\ DGGLWLRQDO KHDW WUHDWPHQW DIWHU EHQGLQJ ,I
VXFK D KHDW WUHDWPHQW LV UHTXLUHG WKH VDPH VKDOO EH SHUPLWWHG RQO\ DIWHU ZULWWHQ DSSURYDO RI
FRPSDQ\DQGRU(QJLQHHULQ&KDUJH
 %HQGVVKDOOQRWKDYHDQ\FLUFXPIHUHQWLDOMRLQW

 1RUHSDLUE\ZHOGLQJLVDOORZHGRQDQ\SDUWRIWKHEHQGV

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH13 OF 26


 %XOJHVGHQWVDQGIODWVVKDOOQRWDSSHDUZLWKLQPP IURPWKHHQGVDQGIRUUHPDLQLQJSDUW
WKH\VKDOOEHDVSHU06663

 :ULQNOHV  0HDVXUHPHQW RI WKH RXWVLGH GLDPHWHU VKDOO EH WDNHQ LQ  WKH SODQH RI EHQG DW WKH
ORFDWLRQV ZKHUH ZULQNOHV  DUH SUHVHQW 2' PD[  DQG DW ORFDWLRQV  ZKHUH ZULQNOHV DUH QRW
SUHVHQW 2'PLQ 7KHDFFHSWDQFHOLPLWVKDOOEHDVJLYHQEHORZ

  2'0D[±2'0LQ  
1RPLQDOGLD

 &72'7(67VKDOOEHSHUIRUPHGRQHDFKVL]HVHUYLFH SLSLQJFODVVDVSHU%63$57,

 6&$/(&25526,21%,2/2*,&$/352%(6 5(75,(9$/722/6.,7

 7KHVFDOHFRUURVLRQELRORJLFDOXQLWVKDOOFRQVLVWRIWKHIROORZLQJDVVHPEOLHV

$  7KHDFFHVVILWWLQJDVVHPEO\FRQVLVWLQJRIWKUHHSDUWV

D  $FFHVV)LWWLQJ%RG\ 1RQ7HH $FFHVVILWWLQJERG\VKDOOEHRIDQRPLQDO
´ V\VWHP %RG\ VKDOO KDYH D ZHOGROHW )ODUH :HOG  EDVH DQG ´$&0(
7KUHDGVRQWKHRXWOHW:HOGROHW%DVHVKDOOEH´)ODUHZHOGVL]H

E  3OXJDVVHPEO\VROLGSOXJDVVHPEO\IRUKROGLQJVFDOHFRUURVLRQELRORJLFDO
SUREHFRXSRQ

F  3URWHFWLYH&RYHU$VWHHOSURWHFWLYHFRYHUIRUWKH$&0(7KUHDGV

%  &RUURVLRQ&RXSRQVDQG&RXSRQ+ROGHU

0XOWLSOH GLVF FRXSRQV DQG KROGHUV VKDOO EH VXSSOLHG IRU D QRPLQDO ´
V\VWHP+ROGHUVKDOOEHVXSSOLHGZLWKPRXQWLQJDQGLQVXODWLQJKDUGZDUH
(DFK KROGHU VKDOO SRVLWLRQ WKUHH GLVFV RQH HDFK DW WRS RI OLQH PLGGOH RI
OLQHDQGERWWRPRIWKHOLQH&RXSRQVVKDOOEHPXOWLSOHGLVFW\SH+RZHYHU
LQ FDVH ZDNH IUHTXHQF\ ZLWK PXOWLSOH GLVF W\SH LV DERYH WKH DFFHSWDEOH
YDOXH WKHQ FRQWUDFWRU VKDOO SURYLGH FRUURVLRQ FRXSRQ DV SHU IROORZLQJ
RUGHURISULRULW\
L &RQWUDFWRU VKDOO SURYLGH WZR VLQJOH GLVF IOXVK FRXSRQ RQH DW  R¶FORFN
SRVLWLRQDQGDQRWKHUDWR¶FORFNSRVLWLRQ

,QFDVHVSDFHGRHVQRWSHUPLWLQVWDOODWLRQRIWZRFRXSRQVDVDERYHWKHQ
FRQWUDFWRUVKDOOSURYLGH

LL  0XOWLSOHGLVFFRXSRQDQGKROGHUKDYLQJPRUHWKDQ´QRPLQDOV\VWHP


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH14 OF 26

,Q FDVH WKLV RSWLRQ LV DOVR QRW IHDVLEOH WKHQ IROORZLQJ RSWLRQ VKDOO EH
SURYLGHG

LLL  0XOWLSOH VWULS FRXSRQ DQG QXPEHU RI FRXSRQ VKDOO QRW EH OHVV WKDQ 
QXPEHUV

&  6FDOH&RXSRQVDQG&RXSRQ+ROGHU

6WULS FRXSRQV RI  PP ´  OHQJWK VKDOO EH VXSSOLHG IRU D QRPLQDO ´
V\VWHP 6FDOH FRXSRQV VKDOO KDYH D UDQJH RI SUHGULOOHG KROHV VXLWDEOH IRU
PRQLWRULQJ VFDOH EXLOGXS +ROGHU VKDOO EH VXSSOLHG ZLWK PRXQWLQJ DQG
LQVXODWLQJ KDUGZDUH (DFK KROGHU VKDOO SRVLWLRQ WZR VWULSV IRU ERWWRP RI
OLQHPRQLWRULQJ

' %LRORJLFDO &RXSRQ DQG FRXSRQ KROGHU VKDOO EH IRU QRPLQDO ´ V\VWHP
+ROGHUVVKDOOEHVXSSOLHGZLWKPRXQWLQJDQGLQVXODWLQJKDUGZDUH

 5HWULHYDO7RRO.LW

 $UHWULHYDOWRRONLWVKDOOFRQVLVWRIFRPSOHWHNLWIRULQVSHFWLRQDQGUHPRYDORIFRUURVLRQFRXSRQV
7KHUHWULHYDOWRRONLWVKDOOEHIRUQRPLQDOVL]HRIV\VWHP

 7KH UHWULHYDO WRRO NLW VKDOO EH VL]HG IRU WKH ODUJHVW OLQH VL]H DQG SUHVVXUH UDWLQJ DQG VKDOO EH
VXLWDEOHIRUUHWULHYLQJDOOVFDOHFRUURVLRQELRORJLFDOSUREHVGXULQJRSHUDWLRQRQWKHSODWIRUP

 7RROVKDOOEHFRPSOHWHZLWKIXOOERUHEDOOYDOYHNLWDVSHUWKHUHVSHFWLYHSLSLQJFODVV

 'HPRQVWUDWLRQ FRPPLVVLRQLQJ VKDOO EH VKRZQ WR FRPSDQ\¶V RU FRPSDQ\¶V DXWKRUL]HG
UHSUHVHQWDWLYHDERXWUHWULHYDORIDOOSUREHVZKLOHLQRSHUDWLRQ
 $OOSUREHVWREHLQVWDOOHGLQ2¶FORFNSRVLWLRQ

 $OOSUREHVVKDOOEHDFFHVVLEOHIRUPDLQWHQDQFHUHWULHYDOZKLOHLQ2SHUDWLRQ

 4XDQWLWLHVRIUHWULHYDOWRRONLWVKDOOEHRQH  HDFKIRUHDFKFRQWUROOLQJSURFHVVSODWIRUPVXLWDEOH
IRUHDFKW\SHRISUREH

 3,*'(7(&725

 3LJ'HWHFWRULVDGHYLFHZKLFKLQGLFDWHVWKHSUHVHQFHRIDSLJDWDVSHFLILFSRVLWLRQLQDSLSHOLQH

7KHUHDUHWZRFDWHJRULHVRI3LJ'HWHFWLQJGHYLFH±,QWUXVLYH3LJ'HWHFWRUDQG1RQ,QWUXVLYH3LJ
'HWHFWRU

$ ,QWUXVLYH3LJ'HWHFWRU
 ,QWUXVLYH SLJ GHWHFWRU LV VWDWLF DQG PHFKDQLFDOO\ DFWLYDWHG DQG DV D UHVXOW RI DFWLYDWLRQ RI WKH
WULJJHUGXHWRSUHVHQFHRISLJLQDVSHFLILFSRVLWLRQLQWKHSLSHOLQHZKHUHYHUWKHSLJVLJQDOHULV

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH15 OF 26

LQVWDOOHG$FWXDWLQJPHFKDQLVPRIDQLQWUXVLYHSLJGHWHFWRULVDPHFKDQLFDOWULJJHUWKHUHIRUHWKH
LQWUXVLYHSLJGHWHFWRULVUHTXLUHGWRLQWUXGHLQWRWKHSLSHOLQH,QWUXVLYHSLJGHWHFWRULVUHTXLUHGWR
EHVXLWDEOHWRSUHVVXUHWHPSHUDWXUHUDWLQJDQGPHGLXPIORZLQJLQVLGHWKHSLSHOLQH

3LJGHWHFWRUVKDOOEH%LGLUHFWLRQDOW\SHPHFKDQLFDOVSKHUHSLJ'HWHFWRUZLWKPXOWLSOHDFFHVVRU\
IOH[LELOLW\

 $FFHVVRULHV  9LVXDO LQGLFDWRU ZLWK PDQXDO UHVHW 0LFUR VZLWFK OHYHU DUP RSHUDWHG '3'7
'RXEOH3ROH'RXEOH7KURZ 7\SHUDWHGIRUYROWV'&DWDPSV,QGXFWLYHORDGRU6367
VLQJOH SROH VLQJOH WKURZ  SUR[LPLW\ W\SH VZLWFK (QFORVXUH VKDOO EH ZHDWKHU SURRI DQG
H[SORVLRQSURRIDVSHU1(0$ VXLWDEOHIRUDUHDFODVVLILFDWLRQRI&ODVV'LYLVLRQDQG
*URXS'(OHFWULFDOFRQQHFWLRQVVKDOOEHô´137 ) ZLWKWZR  HQWULHV

 $FFHVVRU\ PD\ EH LQVWDOOHG RU FKDQJHG ZLWKRXW UHPRYLQJ XQLW IURP OLQH ,VRODWLRQ %DOO 9DOYH
VKDOODOVREHSURYLGHGIRUUHSODFHPHQWPDLQWHQDQFHRILQWHUQDOSDUWV
 
 2QHWRROIRUUHPRYDORISLJLQGLFDWRUVVKDOOEHSURYLGHGIRUHDFKSODWIRUP

 $Q\SRVVLELOLW\RIGHWHFWRUEHLQJRSHUDWHGE\OLQHRSHUDWLQJSUHVVXUHVKDOOQRWEHSHUPLWWHG
 $OOSLJGHWHFWRUVVKDOOKDYH

,QWHUQDOSDUWV(QFORVXUHVDVJLYHQEHORZ
 

 02&RI&RQQHFHWG3LSLQJ 02&RI,QWHUQDOSDUWV(QFORVXUHV
 &6&6 1$&(  66
 '66 '66
 ,QFROR\ ,QFROR\'66

([WHUQDOSDUWV  )RU&6&6 1$&( 66H[FHSWVFDUIHGZHOGLQJ
 )RURWKHUVLWVKDOOEHFRPSDWLEOHZLWKWKH02&RIWKH3LSLQJ

% 1RQ,QWUXVLYH3LJ'HWHFWRU
 
1RQLQWUXVLYH SLJ GHWHFWRU LV GHYLFH ZKLFK GHWHFWV WKH SDVVDJH RI SLJ DW D VSHFLILF ORFDWLRQ
+RZHYHUGHVLJQVKDOOEHVXFKWKDWWKHGHYLFHLVQRWUHTXLUHGWRLQWUXGHLQWKHSLSHOLQHRQZKLFK
WKHGHWHFWRULVLQVWDOOHG

7KHSLJGHWHFWRUVKDOOEHELGLUHFWLRQDODQGVXLWDEOHIRUDOOW\SHVRISLJVLQFOXGLQJPDJQHWLFDV
ZHOODVQRQPDJQHWLFSLJ

3LJ GHWHFWRU VKDOO EH VXFK WKDW LW FDQ EH LQVWDOOHG HDVLO\ RQ WKH SLSHOLQH $OO WKH UHTXLUHG
DFFHVVRULHVIRULQVWDOODWLRQRIWKHGHWHFWRURQWRWKHSLSHOLQHVKDOOEHSURYLGHG3LJGHWHFWRUVKDOO
DOVRKDYHIDFLOLW\WRGHWDFKLWHDVLO\IURPLWVLQVWDOOHGSRVLWLRQVRWKDWVDPHSLJGHWHFWRUFDQEH
XWLOL]HGIRURWKHUSLSHOLQHVHJPHQW


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH16 OF 26

3LJ'HWHFWRUIRUZHOOKHDGSODWIRUPVKDOOKDYHRZQSRZHUEDWWHU\VRXUFHDQGVKDOOEHVWDQGDUG
VL]HEDWWHU\ $$5RU&5RU'5 RSHUDWHG7KHEDWWHU\VKDOOQRWEHUHFKDUJHDEOHW\SH

)RU ZHOO KHDG SODWIRUP SLJ GHWHFWRU VKDOO KDYH SURYLVLRQ IRU ORFDO GLVSOD\ DQG DOVR UHPRWH
PRQLWRULQJ DW FRQWURO URRP RI WKH UHVSHFWLYH SURFHVV FRPSOH[ WKURXJK 6&$'$ LQWHUIDFH
VHSDUDWH63'7YROWIUHHFRQWDFWVKDOOEHSURYLGHG

3LJGHWHFWRUIRUSURFHVVSODWIRUPVKDOOEH9'&W\SH

)RU SURFHVV SODWIRUP WKH SLJ GHWHFWRU VKDOO KDYH SURYLVLRQ VXFK WKDW GDWDLQIRUPDWLRQ RI WKH
GHWHFWRU KDV ORFDO DQG UHPRWH GLVSOD\ DW FRQWURO URRP 7KH SLJ GHWHFWRU VKDOO KDYH LQWHUIDFH
VXLWDEOHIRUDOOW\SHRI3/&ZLWKVPDUWWHFKQRORJ\WRHQVXUHYDOLGFRPPXQLFDWLRQLVPDLQWDLQHG

7KH LQEXLOW 3RZHU 6RXUFH%DWWHU\ IRU V\VWHP EDFN XS LI DQ\  RI ZHOO KHDG DV ZHOO DV 3URFHVV
3ODWIRUPVKDOOKDYHDPLQLPXPVHOIOLIHRIRQH\HDU

3LJGHWHFWRUVKDOOEHVXLWDEOHIRUVDOWODGHQPDULQHHQYLURQPHQWDQGKLJKHVWVXUIDFHWHPSHUDWXUH
RIWKHSLSHOLQHVHJPHQWVXQGHUWKHSURMHFW

02&RIWKH3LJ'HWHFWRUDVDPLQLPXPVKDOOEH6WDLQOHVV6WHHO 66 

'HVLJQ RI SLJ GHWHFWRU VKDOO EH VXFK WKDW LW FDQ GLVSOD\ LQIRUPDWLRQ UHODWHG WR 3LJ
DUULYDOGHSDUWXUHDQGVKDOOKDYHWKHIDFLOLW\WRVWRUHGDWDIRUPLQLPXPQRVRISLJSDVVDJH
HYHQWV

$Q\SRVVLELOLW\RIGHWHFWRUEHLQJRSHUDWHGE\OLQHRSHUDWLQJSUHVVXUHVKDOOQRWEHSHUPLWWHG

(QFORVXUH VKDOO EH ZHDWKHU SURRI DV SHU ,3 DQG ([SORVLRQSURRI VXLWDEOH IRU =21( ± 
(OHFWULFDO FRQQHFWLRQV VKDOO EH ô´ 137 )  ZLWK WZR   HQWULHV $V D PLQLPXP FRPSOHWH
HQFORVXUHVKDOOEH$7(;FHUWLILHGIRU=21(

In addition to pig detector as specified in clause no. 7.7A, two nos. of non-intrusive pig detectors
suitable for the entire pipeline segments (i.e. pipeline segments means pipeline from pig barrel to
pig barrel or any part of it) under each project shall be provided.

 +,1*('&/2685(6

 7KH KLQJHG FORVXUHV VKDOO EH TXLFN RSHQLQJ W\SH FORVXUH ZLWK 2 ULQJ VHDWV DQG QHFHVVDU\
SUHVVXUHZDUQLQJUHOHDVHGHYLFHV7KHVHVKDOOEHVXLWDEOHIRUKRUL]RQWDORUYHUWLFDOPRXQWLQJDV
SHUOD\RXWUHTXLUHPHQWV+LQJHRULHQWDWLRQVKDOOEHDVSHUDSSURYHGSLSLQJSODQ 

 (QG FORVXUH VKDOO EH GHVLJQHG DV SHU $60( 6HFWLRQ 9,,, 'LYLVLRQ, 4XLFN DFWXDWLQJ FORVXUH
VKDOOEHGHVLJQHGWKDWWKHIDLOXUHRIDVLQJOHORFNLQJFRPSRQHQWZKLOHWKHYHVVHOLVSUHVVXUL]HG
RUFRQWDLQVDVWDWLFKHDGRIOLTXLGDFWLQJDWWKHFORVXUH ZLOOQRWFDXVHWKHKLQJHGFORVXUHWRRSHQ
RUOHDNRUUHVXOWLQWKHIDLOXUHRIDQ\RWKHUORFNLQJFRPSRQHQWRUKROGLQJHOHPHQWRULQFUHDVHWKH

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH17 OF 26

VWUHVVLQDQ\RWKHUFRPSRQHQWRUKROGLQJHOHPHQWE\PRUHWKDQDERYHWKHDOORZDEOHVWUHVV
RIWKHFRPSRQHQW
 
 &RUURVLRQDOORZDQFHVKDOOEHDV02&VXLWDEOHWRUHVSHFWLYHSLSLQJFODVV

 &ORVXUHVKDOOEHVRGHVLJQHGWKDWKROGLQJHOHPHQWVRIWKHFORVXUHDUHIXOO\HQJDJHGXSRQFORVLQJ
DQGWKDWDOOLQWHUQDOSUHVVXUHLVUHOHDVHGEHIRUHFORVXUHFDQEHRSHQHG$YHQWSOXJLQWHUORFNHG
ZLWKFODPSULQJRSHUDWLQJOHYHUVKDOOEHSURYLGHGWRZDUQWKHRSHUDWRULIDQDWWHPSWLVPDGHWR
RSHQWKHGRRUEHIRUHWKHSLJEDUUHOLVGHSUHVVXUL]HG
 
 &ODPS W\SH TXLFN FORVXUH ZLWK EROW WLJKWHQLQJ DW ERWK VLGHV RI WKH GRRU RU HQG FORVXUH ZLWK
H[SRVHGVFUHZH[SDQGHURUFDSWLYHUDWFKHWEUDFHVVKDOOQRWEHXVHG

 /LIWLQJ(\HVVKDOOEHUHTXLUHGIRUVL]H´DQGKLJKHU

 7KHFORVXUHVKDOOEHDSSURYHGE\$60(DSSURYHGWKLUGSDUW\LQVSHFWLRQDJHQF\
 
 7KH ILW XS DQG LQVWDOODWLRQ RI KLQJHG FORVXUH VKDOO EH ZLWQHVVHG E\ WKH PDQXIDFWXUH RI KLQJHG
FORVXUHDQGDFHUWLILFDWHVKDOOEHREWDLQHGIURPWKHPDQXIDFWXUHUVWDWLQJWKDWWKHKLQJHGFORVXUH
KDVEHHQLQVWDOOHGFRUUHFWO\DQGVXEPLWWRFRPSDQ\IRUDSSURYDO$QGWKHUHDIWHUDPLQLPXPRI
WZRFORVLQJDQGRSHQLQJF\FOHVVKDOOEHSHUIRUPHGLQSUHVHQFHRIFRPSDQ\DSSURYHG73,7KH
FRUUHFWRSHUDWLRQRIERWKTXLFNRSHQLQJDQGVDIHW\V\VWHPVKDOOEHHVWDEOLVKHGDQGIXUQLVKHGWR
WKH&RPSDQ\

:HWWHG6HDO)DFHRI+LQJHGFORVXUHVKDOOEHFODGGHGZLWK,QFROR\RU,QFRQHOOE\ZHOG
RYHUOD\DVSHUIROORZLQJ

 7KHPLQLPXPFODGGLQJWKLFNQHVVVKDOOEHPP

 $SSOLFDEOHVSHFLILFDWLRQIRUFODGGLQJVKDOOEH$60(,;$3,$DQG1$&(05,62


3. $FRPSOHWH2YHUOD\:HOGLQJ3URFHGXUH4XDOLILFDWLRQ5HFRUGLQDFFRUGDQFHZLWK$60(,;
VKDOOEHGHYHORSHGIRURYHUOD\RIQLFNHOEDVHGDOOR\ JHQHUDOO\,QFROR\RU,QFRQHOO 

4. 7HVWLQJUHTXLUHPHQWRQFODGGHGVHDOIDFH

D  &KHPLFDO&RPSRVLWLRQ&KHPLFDOFRPSRVLWLRQVKDOOEHDVFHUWDLQHGE\DSSURSULDWH
PHWKRGIRUWRSPPRIFODGGLQJWKLFNQHVVDQGFKHPLFDOFRPSRVLWLRQVKDOOEHZLWKLQ
OLPLWRIQLFNHOEDVHDOOR\ JHQHUDOO\,QFROR\RU,QFRQHOO ,URQGLOXWLRQVKDOOQRW
H[FHHG


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH18 OF 26

E 2WKHUWHVWVLQGLFDWHGLQ)6$IRU,QFROR\RU,QFRQHOOVKDOOQRWEHDSSOLFDEOH
IRURYHUOD\RIVHDOIDFHRIKLQJHGFORVXUH

)RUFODGGLQJE\RYHUOD\WKHYHQGRUVKDOOGHYHORSWKHLURZQSURFHGXUHDQGWHVWLQJUHTXLUHPHQWV
GXULQJGHWDLOHQJLQHHULQJ

 +LQJHGFORVXUHVKDOOEHSDLQWHGDVSHU)6VXLWDEOHWRPDULQHHQYLURQPHQWDIWHULQVWDOODWLRQ

 &+2.(9$/9(6

$ &KRNHYDOYH /LIW*DV,QMHFWLRQ 

 &KRNHLVQRUPDOO\XVHGIRUFRQWUROOLQJ)ORZUDWHDVZHOODVSUHVVXUHIRULQMHFWLRQRIOLIWJDVLQWR
ZHOOV
 7KHERG\VKDOOEHVWUDLJKWOLQHDGMXVWDEOHFKRNHDVVHPEO\RUDQJOH±JOREHW\SHDVLQGLFDWHGLQ
WKH3 ,' 

 7ULPVKDOOEHPLFURIRUPW\SH

 0DWHULDORI%RG\VKDOOEHFRPSDWLEOHZLWK02&RIWKHFRQQHFWHGSLSLQJ
 
 7ULPPDWHULDOVKDOOEHDVJLYHQEHORZ

02&RI&RQQHFWHG3LSLQJ 02&RI7ULP 
&6&6 1$&(  66 
'66 '66 
,QFROR\ ,QFROR\'66 

 $FWXDWLRQVKDOOEHPDQXDOVLQJOHSRUWGHVLJQ
 
 ,QVSHFWLRQDQGWHVWLQJRIFKRNH9DOYHVKDOOEHVDPHWKDWRIJOREH9DOYHLQGLFDWHGLQ)6$

% $GMXVWDEOH&KRNH9DOYH:HOOIOXLGIORZDUP

 7KLVSDUWRIVSHFLILFDWLRQLVIRUDGMXVWDEOHFKRNHYDOYHEHLQJXVHGLQWKHZHOOIOXLGIORZDUP
 
 7KHGHVLJQDQGWHVWLQJRIWKHFKRNHYDOYHVKDOOEHDVSHU$3,$7KHFKRNHYDOYHVKDOOEHDQJOH
W\SH 7KH FKRNH YDOYH VKDOO EH JHQHUDOO\ PDQXDOO\ DFWXDWHG W\SH XQOHVV RWKHUZLVH VWDWHG 7KH
DFWXDWRU GHVLJQ VKDOO DOVR FRQIRUP WKH UHTXLUHPHQW RI $3, $ 7KH PDQXDOO\ DFWXDWHG FKRNH
YDOYHVKDOOKDYHSRVLWLRQLQGLFDWRUDVLQGLFDWHGLQ$3,$LQVWHSVRI´DQGDOVRKDYHORFNLQJ
DUUDQJHPHQW

 %RG\PDWHULDOVKDOOEHFRPSDWLEOHWRFRQQHFWHGSLSLQJDQGVHOHFWHGIURP PDWHULDOLQGLFDWHGLQ
$3,$


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH19 OF 26

 7ULPPDWHULDOVKDOOEHWXQJVWHQFDUELGHWRKDQGOHIOXLGYHORFLW\DW0$&+RUPRUH
 7ULPIRUPVKDOOEHFDJHJXLGHGVOHHYHDQGGHVLJQHGVXFKWKDWWKHWULPFDQEHFKDQJHGWRPXOWL
VWDJHW\SHZLWKRXWFKDQJHRIERG\

 7ULPVKDOOKDYHVXIILFLHQWVWDJHV

7ULPVKDOOPHHWQRLVHUHTXLUHPHQWRIGEDVSHU1DWLRQDO,QVWLWXWHRI2FFXSDWLRQDO6DIHW\DQG
+HDOWK

 ,QVSHFWLRQDQGWHVWLQJRIFKRNH9DOYHVKDOOEHVDPHWKDWRIJOREH9DOYHLQGLFDWHGLQ)6$

& $GMXVWDEOH&KRNH9DOYH:DWHU,QMHFWLRQ

 7KLVSDUWRIVSHFLILFDWLRQLVIRUDGMXVWDEOHFKRNHYDOYHEHLQJXVHGLQWKHZDWHU,QMHFWLRQ6HUYLFH
 
 7KHGHVLJQDQGWHVWLQJRIWKHFKRNHYDOYHVKDOOEHDVSHU$60(%7KHFKRNHYDOYHVKDOO
EH DQJOH W\SH XQOHVV RWKHUZLVH GLFWDWHG E\ SURFHVV UHTXLUHPHQWV 7KH FKRNH YDOYH VKDOO EH
JHQHUDOO\ PDQXDOO\ DFWXDWHG W\SH XQOHVV RWKHUZLVH VWDWHG 7KH DFWXDWRU GHVLJQ VKDOO VXFK WKDW
WRUTXH UHTXLUHPHQW LV ZLWKLQ WKH OLPLW DV LQGLFDWHG LQ $3, ' RU DQ\ RWKHU UHOHYDQW JXLGH OLQH
LQGLFDWHG VSHFLILFDWLRQ $OORXW HIIRUW VKDOO EH PDGH WR NHHS WKH WRUTXH UHTXLUHPHQW DV ORZ DV
SRVVLEOHZLWKKDQGZKHHOGLDPHWHUDVLQGLFDWHGLQ$3,'7KHPDQXDOO\DFWXDWHGFKRNHYDOYH
VKDOOKDYHSRVLWLRQLQGLFDWRUDQGDOVRKDYHORFNLQJDUUDQJHPHQW

 %RG\PDWHULDOVKDOOEHFRPSDWLEOHWRFRQQHFWHGSLSLQJDQGKLJKIORZYHORFLW\IOXLG

 7ULPPDWHULDOVKDOOEHWXQJVWHQFDUELGHWRKDQGOHKLJKIOXLGYHORFLW\ZLWKDEUDVLYHPDWHULDO

 7ULPIRUPVKDOOEHSOXJDQGFDJH

 ,QVSHFWLRQDQGWHVWLQJRIFKRNH9DOYHVKDOOEHVDPHWKDWRIJOREH9DOYHLQGLFDWHGLQ)6$
 
 635$<12==/(6

 7KLV UHIHUV WKH UHTXLUHPHQWV IRU WKH VXSSO\ RI VSUD\ QR]]OHV WR EH LQVWDOOHG LQ D GHOXJH W\SH
VDOWILUHZDWHUVSUD\QHWZRUNRQWKHRIIVKRUHSODWIRUP

 7KHVSUD\QR]]OHVVKDOOEHDWWDFKHGWRSLSLQJE\PHDQVRIWKUHDGHGKDOIFRXSOLQJVRUWKUHDGROHWV

 $OOVSUD\QR]]OHVVKDOORIWKH7\SH0HGLXPYHORFLW\RSHQQRQFORJW\SH

 'LVFKDUJHSDWWHUQ6ROLGFRQHRIGHQVHIDUUHDFKLQJZDWHUIRJ

 6SUD\QR]]OHVVKDOOPHHW1)3$UHTXLUHPHQWVDQGVKDOOEHDSSURYHGE\

 8QGHUZULWHUV/DERUDWRULHV86$9-7,0XPEDL,QGLD


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH20 OF 26

 0DWHULDOV 1R]]OHV LQFOXGLQJ GHIOHFWRU SODWH  FRSSHU DOOR\ RI D JUDGH VXLWDEOH IRU VDOW ZDWHU
VHUYLFHDQGPDULQHDWPRVSKHUHPDWHULDOWR1L$O%URQ]HFRQIRUPLQJWR%6$%&
%6(1&*$670%&RUHTXLYDOHQW

 ),5($1')2$0+26(5((/6

 *DOYDQL]HG ZHOGHG VWHHO KRVH UHHO ZLWK VLQJOH OHQJWK  0 PLQ  ò´ ,'  DOO UXEEHU QRQ
FROODSVLEOHQRQVKULQNDEOHKRVHZLWKEUDVVFRXSOLQJV
 1R]]OHVKDOOEHDQ(ONKDUW6)/ RUHTXDO*30FDSDFLW\ZLWKVWUDLJKWVWHDPRUIRJFDSDELOLW\
RI FKURPHSODWHG EUDVV IRU VDOW ZDWHU VHUYLFH  6XSSO\ VKDOO DOVR LQFOXGH DQ $))) 
FRQFHQWUDWHWDQNFRQVWUXFWHGRI66+RVHUHHOVKDOOEHPRXQWHGRQWKHWRSRIWDQNKDYLQJ
FDSDFLW\RI*DO 86  0LQLPXP 

 (GXFWRUV\VWHPVKDOOEHRIE\SDVVW\SHZLWKPHWHULQJYDOYHIRUIRDPFRQWUROWRVHWWLQJ
DQGDWUDQVSDUHQWSLFNXSWXEH

 +RVHVKDOOEH1HRSUHQHUXEEHUOLQHGDQGKDYHDQH[WHUQDOFRDWLQJRIRLODQGDEUDVLRQUHVLVWDQW
PDWHULDOWRSURWHFWWKHPIURPVXQOLJKWRUPLOGGHZGDPDJH

 +RVH UHHOV VKDOO KDYH XQGHUZULWHUV ODERUDWRU\86 FRDVW *XDUG)0 DSSURYDO  +RVH VKDOO EH
VXLWDEOHIRUPD[LPXPZRUNLQJSUHVVXUHRINJFPDQGWHVWHGWRNJFPJ

 'HVLJQ DQG FRQVWUXFWLRQ RI KRVH UHHO VWDWLRQ VKDOO EH LQ DFFRUGDQFH ZLWK 1)3$ DQG UHOHYDQW
&RGHVDQG6WDQGDUGV

 &217,18286'5$,1(56

 &RQWLQXRXV 'UDLQHUV VKDOO EH GLUHFW DFWLQJ IORDW RSHUDWHG W\SH ZLWK 02& FRPSDWLEOH ZLWK
FRQQHFWHGSLSLQJDVSHU3 ,'DQGZLWK5)IODQJHGHQGVWR$60(DVDSSOLFDEOHIRU
´DQGDERYH6FUHZHGIRUDQGEHORZ

 &RQWUDFWRUWRVHOHFWSURSHUYDOYHDQGVHDWWRHQVXUHWKDWFRQWLQXRXV'UDLQHUVVKDOORSHUDWHDW
WLPHVWKHQRUPDOIORZ

 $OOFRQWLQXRXV'UDLQHUVVKDOOEHVXLWDEOHIRUWKHLQWHQGHGDSSOLFDWLRQV

 $OOFRQWLQXRXV'UDLQHUVVKDOOEHVXSSOLHGZLWKOLQHVL]H<W\SHVWUDLQHUV

 &+(0,&$/87,/,7<+26(6 +26(&211(&7,21

 +26(6

 7KH PDQXIDFWXUHU VKDOO JXDUDQWHH WKH VXLWDELOLW\ RI WKH KRVHV IRU WKH LQWHQGHG  VHUYLFH DQG
ZRUNLQJFRQGLWLRQV


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH21 OF 26

 7KH UHTXLUHPHQW RI 0DWHULDOV &RQVWUXFWLRQ 'LPHQVLRQV DQG 7HVWLQJ RI +RVHV VKDOO EH DV SHU
DSSURYHGDSSOLFDEOHFRGHV UHOHYDQWSLSLQJFODVVRIDSSURYHG3 ,'¶6

 7KH QLSSOHV VKDOO KDYH PDOH WKUHDGV DQG EH PDGH IURP VHDPOHVV SLSH FRQIRUPLQJ WR $670
$73XQOHVVVWDWHGRWKHUZLVH
 1LSSOHV VKDOO EH EXLOWLQW\SH LH YXOFDQL]HG ZLWK WKH +RVH VXFK WKDW QRUPDO IOH[LQJ DQG
VWUHWFKLQJZLOOQRWVXEMHFWLWWRVWUHVVHVZKLFKPLJKWFDXVHEUHDNDJHGDPDJH

 (DFKKRVHVKDOOEHK\GURVWDWLFDOO\WHVWHGWRWZRWLPHVWKHZRUNLQJSUHVVXUHRUDWNJFPJ
ZKLFKHYHULVKLJKHU

 7KHOHQJWKRIILQLVKHGKRVHDVVHPEO\VKDOOQRWGLIIHUIURPQRPLQDOOHQJWKE\PRUHWKDQDQG
± )RU WKLV SXUSRVH WKH KRVH DVVHPEO\ VKDOO EH PHDVXUHG DIWHU EHLQJ VXEMHFWHG WR WHVWV $OO
KRVHVVKDOOEHRIVLQJOHKRVHOHQJWKV

 $OOKRVHDVVHPEOLHVVKDOOEHVXLWDEOHIRU0DULQH(QYLURQPHQWDQGVKDOOEHUHVLVWDQWWRDJLQJ
DEUDVLRQVXQOLJKWDQGGHZV

 $OOKRVHVVKDOOEHQRQFROODSVLEOHW\SHDQGDEOHWRZLWKVWDQGIXOOVXFWLRQ

 $OO SRWDEOH ZDWHU KRVHV VKDOO EH )'$ DSSURYHG W\SHV $OO KRVHV IRU FKHPLFDO GLHVHO DQG
K\GURFDUERQVHUYLFHVKDOOEHILUHUHVLVWDQWW\SHDVSHU8QLWHG6WDWHV&RDVW*XDUG 86&* 

 +26(&211(&7,216

$ 'HVFULSWLRQ

D  .$0/2&. W\SH FRXSOHUV DQG DGDSWHUV IRUXVHLQKRVH FRQQHFWLRQV RI GLIIHUHQW
VHUYLFHVLVDVXQGHU

E .$0/2&.7\SH+RVH&RXSOLQJV.$0/2&.7\SH+RVH&RXSOLQJVVKDOOEH
.$0/2&. ' 6HUYLFHV ZLWK 137) HQGV ZLWK DGDSWHU .$0/2&.  $
6HULHVZLWK137)HQGVDQGGXVWSOXJ .$0/2&.$%VHULHV 

)RVWHURQHZD\VKXWRIIVHULHVLQGXVWULDOLQWHUFKDQJHTXLFNGHWDFKDEOHW\SHSOXJDQGVRFNHWIRU
XVHLQKRVHFRQQHFWRUV

% 0DWHULDOV

%RG\ FRXSOHUDGDSWRUDQGGXVWSOXJW\SH / 6WDLQOHVV6WHHO 
&DP$UPVDQG3LQV 6WDLQOHVV6WHHO 
*DVNHW37)(%XQD1

& (DFKFRXSOHUDGRSWHUDQGGXVWSOXJVKDOOEHVXEMHFWHGWRDK\GURVWDWLFWHVWDWNJFPJRUDW
WZRWLPHVWKHZRUNLQJSUHVVXUHZKLFKHYHULVKLJKHU


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH22 OF 26

 +$1'&21752/9$/9(

D %RG\ %RQQHW0DWHULDO &DUERQ6WHHO (13 &RDWHG

E 7ULP0DWHULDO   7XQJVWHQ&DUELGH6WDLQOHVV6WHHOZLWKVWHOOLWHIDFLQJ

F 7\SHRI7ULP   9DULDEOH5HVLVWDQFHWULP

G 7\SHRI9DOYH  0XOWLVWDJH3UHVVXUH5HGXFLQJ9DOYH )2 

H 2SHUDWLRQ 3QHXPDWLF $FWXDWRU ZLWK PDQXDO RYHUULGH DYDLODEOH JDV
ZLWK VXSSO\ SUHVVXUH  JFP J  0D[LPXP 3UHVVXUH
NJFP J  0LQLPXP3UHVVXUHNJFP J 

J )XQFWLRQ 7R GLYHUW GHUDWHG VHD ZDWHU RI  PJOLW R[\JHQ
VRPHWLPHV UDZ VHD ZDWHU ZLWKSSP R[\JHQ  RYHU ERDUG
GXULQJ VWDUWXS DQG SUHFRPPLVVLRQLQJ RSHUDWLRQV  ,QOHW
IURPGHUDWHGVHDZDWHUKHDGHUDQGRXWOHWGXPSHGWRVHD
1RWHVIRU9DOYH

9DOYH VKDOO EH  UDGLR JUDSKHG DV SHU WKH SURFHGXUH DQG DFFHSWDQFH FULWHULD VSHFLILHG LQ
$16,%ODWHVWHGLWLRQ

9HQGRUVKDOOIXUQLVKVL]LQJFDOFXODWLRQVPDWHULDORIFRQVWUXFWLRQHWFDORQJZLWKTXRWDWLRQDQG
VKDOODOVRIXUQLVKSUHGLFWHGQRLVHOHYHOFDOFXODWLRQVZLWKWKHTXRWDWLRQ

9HQGRU VKDOO SHUIRUP WKH IXQFWLRQDO WHVW DW RIIVKRUH 7R HQVXUH FDYLWDWLRQYLEUDWLRQ IUHH
RSHUDWLRQSUHVVXUHGURSDQGQRLVHOHYHOWREHZLWKLQVSHFLILHGDFFHSWDEOHOLPLWV,QFDVHWKHUHLV
D IDXOWPDOIXQFWLRQLQJ YHQGRU PXVW UHSODFH WKH SDUWVFRPSOHWH YDOYH RU FDUU\RXW QHFHVVDU\
UHFWLILFDWLRQLVDWKLVFRVW

7ULPVKDOOEHDQWLFDYLWDWLRQDQWLFRUURVLRQDQWLHURVLRQDQGDQWLQRLVHW\SH

$QLQSXWWRUTXHOLPLWHUVKDOOEHSURYLGHGLQRUGHUWRFORVHWKHYDOYHDGHTXDWHO\WRDYRLGZLULQJ
HURVLRQ

9HQGRUVKDOOVXEPLWWKHUHFRPPHQGHGSLSLQJLQVWDOODWLRQGUDZLQJVXSVWUHDPDQGGRZQVWUHDPRI
WKH+DQG&RQWURO9DOYHLQRUGHUWRPLQLPL]HWKHQRLVHOHYHO

9DOYHVKDOOEHHTXLSSHGZLWKDVHDWLQFRUSRUDWLQJ7HIORQLQVHUWWRDYRLGZLULQJHURVLRQ

$UHVWULFWLRQRULILFHDVVHPEO\VKDOOEHSURYLGHGGRZQVWUHDPRIHDFK+DQG&RQWURO9DOYH+DQG
&RQWURO9DOYH9HQGRUVKDOOGHFLGHLQWHUPHGLDWHSUHVVXUH 3$ 

$ FRPSOHWH UHVWULFWLRQ RULILFH SODWH ZLWK PDWFKLQJ IODQJHV VKDOO EH VXSSOLHG DORQJ ZLWK +DQG
&RQWURO9DOYHWRVXLWZRUNLQJFRQGLWLRQVDVVSHFLILHG

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH23 OF 26


$OOH[WHUQDOKDUGZDUHWREHVXLWDEOHIRURIIVKRUHVHUYLFHZKHUHWKHDWPRVSKHUHLVVDOWODGHQDQG
FRUURVLYH

9DOYHVVKDOOEHZLWK 9DULDEOH5HVLVWDQFH7ULPFRQFHSWZKLFKDOORZVFDYLWDWLRQIUHHRSHUDWLRQ
9HQGRUVKDOOSURYLGH3QHXPDWLFDFWXDWRUVSULQJUHWXUQW\SH

2QHSUHVVXUH UHJXODWRUZLWKIPP   GLDO DOORZLQJWRGHOLYHUSVLJWR WKHYDOYH
SRVLWLRQHU DORQJ ZLWK DGDSWLQJ SDUWV  9HQGRU VKDOO VXSSO\ RQH SUHVVXUH UHJXODWRU ZLWK JDXJH
UHGXFLQJWKHLQVWUXPHQWDLUSUHVVXUHIURPNJFPJWRSVLJDORQJZLWKDGDSWLQJSDUWVIRU
PRXQWLQJRQ´SLSHIRU3QHXPDWLF$FWXDWRU0DQXDOKROGLQJVWDWLRQ

 )/$0($55(67256

%RG\VKDOOEHRI66EDQN(QGFRQQHFWLRQVKDOOEHIODQJHG:HDWKHUKRRGVKDOOEHSURYLGHG
ZKHUHYHU QHFHVVDU\ )ODPH DUUHVWRU VKDOO EH OLVWHG E\ 8/ )0 RU HTXLYDOHQW LI DSSOLFDEOH
'HVLJQVWDQGDUGIRU)ODPH$UUHVWRUVKDOOEH%6(1,62RU(TXLYDOHQW

 '28%/(%/2&.$1'%/(('9$/9(

 'RXEOH %ORFN DQG %OHHG 9DOYH XQGHU WKLV VSHFLILFDWLRQ PHDQV D GHYLFH KDYLQJ WZR %DOO
9DOYHVLQWKHPDLQIORZOLQHIRULVRODWLRQDQGDQHHGOH9DOYHLQVWDOOHGLQEHWZHHQWKHWZREDOO
9DOYHV WR EOHHG WKH IOXLG WUDSSHG EHWZHHQ WKH ,VRODWLRQ %DOO 9DOYHV 7KH GHVLJQ RI WZR
LVRODWLRQEDOOYDOYHVDQGWKHQHHGOH9DOYHVKDOOEHVDPHDVWKDWRI%DOO9DOYH1HHGOH9DOYHDV
GHVFULEHGHOVHZKHUHLQWKHELGSDFNDJH

7KH FRPELQDWLRQ RI ERWK WKH %DOO 9DOYH DQG WKH QHHGOH VKDOO EH RI LQWHJUDO DQG VLQJOH
DVVHPEO\ ,W LV SUHIHUUHG WKDW ERWK WKH %DOO 9DOYHV DQG WKH %OHHG 9DOYH DVVHPEO\ LV RI
FRPSDFWGHVLJQVRWKDWVSDFHUHTXLUHPHQWLVDVOHVVDVSRVVLEOH

$QDVVHPEO\KDYLQJWZRLQGHSHQGHQWEDOOYDOYHVDQGDQLQGHSHQGHQWQHHGOH9DOYHDVVHPEOHG
WRJHWKHU LV QRW DFFHSWDEOH ZKHUHYHU 'RXEOH %ORFN DQG %OHHG 9DOYH DUH VSHFLILHG LQ WKH ELG
SDFNDJH(QGFRQQHFWLRQVFDQEHIODQJHGE\IODQJHGRUIODQJHGE\VFUHZHG9HQWFRQQHFWLRQ
VKDOOEHò´137DVVWDQGDUG

 3LSLQJRUWXELQJ DVDSSOLFDEOH VKDOOEHURXWHGWRQHDUHVWYHQWRUGUDLQOLQH DVDSSOLFDEOH 

 7RUTXHUHTXLUHPHQWDQGKDQGZKHHOOHYHURIERWKWKH%DOO9DOYHVDQG1HHGOH9DOYHVKDOOQRW
EHPRUHWKDQDVVSHFLILHGLQ$3,'RUDQ\JXLGHOLQHVSHFLILHGLQ%LG3DFNDJH

 7HVWLQJ UHTXLUHPHQWV RI %DOO 9DOYHV DQG 1HHGOH VKDOO EH VDPH DV WKDW RI UHVSHFWLYH YDOYH
VWDQGDUGVXQGHUZKLFK9DOYHVDUHGHVLJQHG


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH24 OF 26

 'RXEOH %ORFN DQG %OHHG 9DOYH DVVHPEO\ VKDOO EH RI ILUH VDIH GHVLJQ DV SHU $3,
$3,)$%6  3DUW  ODWHVW HGLWLRQ  H[FHSW WKH YDOYHV XVHG LQ VHUYLFHV VXFK DV
LQMHFWLRQZDWHUILUHZDWHUSRWZDWHUVHUYLFHHWF

 9$/9()25+,336 +LJK,QWHJULW\3UHVVXUH3URWHFWLRQ6\VWHP 
 
+,336DVGHILQHGLQWKLVVSHFLILFDWLRQLV,QVWUXPHQWHG6\VWHPRI+LJK5HOLDELOLW\IRULVRODWLRQ
RI WRSVLGH IDFLOLWLHV RU SLSHOLQH IURP SUHVVXUH VRXUFH EHIRUH DOORZDEOH SUHVVXUH LV H[FHHGHG
EH\RQGWKHGHVLJQSUHVVXUHDW'RZQ6WUHDPRI+,336

 7KLVVSHFLILFDWLRQRI+,336LVDIXQFWLRQDOGHVFULSWLRQLQGLFDWLQJUHTXLUHPHQWVIRUGHVLJQDQG
PDQXIDFWXUHRIPDLQSURFHVVLVRODWLRQ9DOYHVXVHGLQ+,336\VWHP6LQFH+,336\VWHPFDOOV
IRU KLJK UHOLDELOLW\ DQG UHGXQGDQF\ PLQLPXP WZR QXPEHUV RI LVRODWLRQ 9DOYHV VKDOO EH
LQVWDOOHG LQ HDFK +,33 6\VWHP 9DOYHV XVHG LQ +,336 VKDOO EH WHUPHG DV 3ULPDU\ 3URFHVV
,VRODWLRQ 9DOYH  6HFRQGDU\ 3URFHVV ,VRODWLRQ 9DOYH )RU LWHPVHTXLSPHQW RWKHU WKDQ WKH
PDLQ SURFHVV LVRODWLRQ YDOYHV UHIHU VFRSH RI ZRUN DQG )XQFWLRQDO 6SHFLILFDWLRQ RI +,336
HQFORVHGLQWKHELGSDFNDJH

 5HOLDELOLW\DQG6DIHW\,QWHJULW\OHYHORIWKHPDLQSURFHVVLVRODWLRQYDOYHPXVWEHVDPHDVWKDW
RIWKHFRPSOHWH+,336LQFOXGLQJLQVWUXPHQWVDQGRWKHULWHPVDQGHTXLSPHQWXVHGDORQJZLWK
WKH+,336
 9DOYHVXVHGLQ+,336VKDOOFRPSO\ZLWKIROORZLQJ

 7\SH  %DOOYDOYHRU$[LDO)ORZ9DOYH
 
$SSOLFDWLRQ D  3LJJDEOH3LSHOLQH)XOO%RUH%DOO9DOYH
E 1RQ3LJJDEOH3LSHOLQHRU3LSLQJDWWRS6LGH$[LDO)ORZ9DOYHRU)XOO
%RUH%DOO9DOYH

 6L]H  $VSHU3 ,'

2WKHUV )XOO%RUH%DOO9DOYH9DOYHVUDWLQJIODQJHIDFLQJERG\SLVWRQVHDWDQGWULP
PDWHULDO SDFNLQJ HWF VKDOO EH WR WKH 3LSLQJ )XQFWLRQDO 6SHFLILFDWLRQ )6
$ 9DOYHV VKDOO KDYH IODQJHG HQGV LUUHVSHFWLYH RI OLQH VL]HV DQG FODVV
UDWLQJ
 
 $[LDO )ORZ 9DOYH 9DOYHV UDWLQJ IODQJH IDFLQJ ERG\ 3LVWRQ VHDW DQG WULP
PDWHULDO 3DFNLQJ HWF VKDOO EH WR WKH 3LSLQJ )XQFWLRQDO 6SHFLILFDWLRQ )6
$ 9DOYHV VKDOO KDYH IODQJHG HQGV LUUHVSHFWLYH RI OLQH VL]HV DQG FODVV
UDWLQJ  )ORZ SDVVDJH DUHD RI WKH YDOYH VKDOO EH HTXLYDOHQW WR IXOO ERUH %DOO
9DOYHRIVDPHVL]HWRHQVXUHSUHVVXUHDFURVVWKHYDOYHLVHTXLYDOHQWWRIXOOERUH
%DOO 9DOYH RI VDPH VL]H ,Q FDVH RI $[LDO )ORZ 9DOYH WKHUH LV SRVVLELOLW\ RI
NLQHWLF HQHUJ\ RI IOXLG JHWWLQJ GLVVLSDWHG RQ WKH SLVWRQ RI WKH 9DOYH +HQFH
02&RISDUWRIWULPZKLFKIDFHVKLJKYHORFLW\IOXLGGLUHFWO\RQLWVVXUIDFHVKDOO
EH RI D PDWHULDO VXLWDEOH IRU WKH SXUSRVH LH KDUGQHVV RI VXUIDFH VKDOO EH

)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH25 OF 26

LQFUHDVHG E\ XVLQJ PDWHULDO VXFK DV WXQJVWHQ &DUELGH VWHOOLWH '66 ,QFROR\
,QFRQHOHWFEDVHGRQIOXLGYHORFLW\DQGIOXLGFKDUDFWHULVWLFV

7RUTXH $FWXDWRU7RUTXHUHTXLUHGWRRSHUDWHWKHYDOYHVKDOOEHDWOHDVWWLPHVPRUH
WKDQ%UHDNDZD\WRUTXHRIWKH9DOYH
,QVWDOODWLRQ 9DOYH LQVWDOODWLRQ VKDOO EH +RUL]RQWDO XQOHVV RWKHUZLVH HVWDEOLVKHG WKDW
+RUL]RQWDOLQVWDOODWLRQLVQRWVXLWDEOHIRUWKHSXUSRVH

6KXWGRZQ WLPH 6KXW 'RZQ WLPH VKDOO EH DV GLFWDWHG E\ )XQFWLRQDO 6SHFLILFDWLRQ RI +,336
HQFORVHGLQ%LGSDFNDJHEXWSUHIHUUHGWLPHIRUVKXWGRZQVKDOOEHOHVVWKDQ
6HFLQFK GLDPHWHUV LQ FDVH 6SHFLILFDWLRQ RI +,336 GRHV QRW GLFWDWH WKLV
SDUDPHWHU

9DOYH'HVLJQ D  )XOO%RUH%DOO9DOYH
  5HIHU)6$IRUGHWDLOV
  E  $[LDO)ORZ9DOYH
 'HVLJQ6WDQGDUG$3,'RU%6(1,62 8SWR´ DQGGHVLJQ
PXVWEHILUHVDIHGHVLJQ
 
/HDNDJH5DWH%DOO9DOYH
L $FFHSWDEOH OHDNDJH UDWH IRU K\GUR WHVW 1R YLVLEOH OHDNDJH
5DWH$ IRU VRIW VHDWHG YDOYH  5DWH% IRU PHWDO VHDWHG
9DOYH 
LL  $FFHSWDEOH OHDNDJH UDWH IRU SQHXPDWLFQLWURJHQ JDV WHVW ±
7LJKW6KXWRIIOHDNDJHUDWH9, $16,FODVV9,OHDNDJH 

$[LDO)ORZ9DOYH
L $FFHSWDEOH OHDNDJH UDWH IRU K\GUR WHVW1R YLVLEOH OHDNDJH
5DWH$ 
LL  $FFHSWDEOH OHDNDJH UDWH IRU SQHXPDWLFQLWURJHQ JDV WHVW ±
7LJKW6KXWRIIOHDNDJHUDWH9, $16,FODVV9,OHDNDJH 

367
3DUWLDO6WURNLQJ  %DOO9DOYH'HVLJQRIWKH9DOYHVKDOOEHVXFKWKDWWKHUHLVSURYLVLRQWR
SDUWLDOO\VWURNHWKHYDOYHZLWKRXWHIIHFWLQJVKXWGRZQRIWKHSURFHVV
 
 $[LDO )ORZ 9DOYH 'HVLJQ RI WKH 9DOYH VKDOO EH VXFK WKDW WKHUH LV
SURYLVLRQWRSDUWLDOO\VWURNHWKHYDOYHZLWKRXWHIIHFWLQJVKXWGRZQRI
WKHSURFHVV

6,//HYHO 6DIHW\ ,QWHJULW\ OHYHO RI +,336 9DOYH VKDOO EH VDPH DV WKDW RI
FRPSOHWH +,336 V\VWHP GHVFULEHG LQ +,336 VSHFLILFDWLRQ LH &
DQG 9DOYH VKDOO EH SURYHQ LQ XVH ZLWK WKH UHTXLUHG 6,/ /HYHO DV
LQGLFDWHGLQ&


)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623   

 
6SHF1R )6'
2IIVKRUH'HVLJQ6HFWLRQ )81&7,21$/
5HY1R 5HY
(QJLQHHULQJ6HUYLFHV 63(&,),&$7,21)25
'LVFLSOLQH 3LSLQJ
 ,62± ³3LSLQJ6SHFLDOWLHV´
 3DJH26 OF 26

$OOK\GURFDUERQYDOYHVDUHWREHVXSSOLHGDVSHUDSSURYHG3 ,'¶VWRPHHW1$&(05
 ODWHVWHGLWLRQ DQG3LSLQJ'HVLJQ&ULWHULD

$FWXDWRUVKDOOEHPRXQWHGRQWKHYDOYHDQGWHVWHGDVIROORZV

 &\FOH RSHQ DQG VKXW  HDFK YDOYH ZLWK LWV DFWXDWRU DW OHDVW ILYH   WLPHV WR
HQVXUHVPRRWKQHVVRIRSHUDWLRQ
 
 6KXW YDOYH DQG DSSO\ K\GUDXOLF GLIIHUHQWLDO SUHVVXUH DFURVV WKH YDOYH 2SHQ
YDOYH ZLWK WKH LQVWDOOHG DFWXDWRU DQG QRWH YDOYH RSHUDWLRQ  9DOYH RSHUDWLRQ
VKRXOGQRWEHMHUN\RUELQGLQJ7KLVVKDOOEHUHSHDWHGDWOHDVWWKUHH  WLPHV
DQGVKXWGRZQWLPHQRWHGDWPLQLPXPVXSSO\SUHVVXUH

F 7HVW VKDOO EH ZLWQHVVHG E\ FRPSDQ\¶V UHSUHVHQWDWLYH RU FRPSDQ\¶V DXWKRUL]HG
UHSUHVHQWDWLYH

G $OOVRIWVHDWHGYDOYHVVKDOOEHRIILUHVDIHGHVLJQDVSHU$3,RU$3,)$RU,62
RU%63$57,, ODWHVWHGLWLRQ H[FHSWWKHYDOYHVXVHGLQVHUYLFHVVXFKDV
LQMHFWLRQZDWHUILUHZDWHUSRWZDWHUVHUYLFHHWF

H )LUHVDIHWHVWVGXO\ZLWQHVVDQGFHUWLILHGE\UHFRJQL]HGWKLUGSDUW\LQVSHFWLRQDJHQF\
HJ//2<''19%9(,&VKDOOEHIXUQLVKHG

 63$5(6
 0DQXIDFWXUHU VKDOO UHFRPPHQG DQG SURYLGH WKH VSDUHV UHTXLUHG IRU VWDUWXS DQG FRPPLVVLRQLQJ
IRUDOOVSHFLDOWLHV

 0DQXIDFWXUHU VKDOO UHFRPPHQG DQG SURYLGH D OLVW RI VSDUHV QHHGHG IRU RQH\HDU RSHUDWLRQ DQG
PDLQWHQDQFHIRUDOOVSHFLDOWLHV

 :$55$17<
 9HQGRU VKDOO ZDUUDQW DOO WKH SLSLQJ VSHFLDOWLHV IXUQLVKHG E\ KLP LQ DFFRUGDQFH ZLWK 3LSLQJ
'HVLJQ&ULWHULD 9RO,,VHF 





)250$71R 5HI352&('85(1R ,668(1R 5(91R 5(9'$7(

2'662) 2'6623