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The prime function of the term ‘barbarian’ and its cognates, ‘bar¬
barous’, ‘barbarity’, etc., was to distinguish between those who were
members of the observer’s own society and those who were not. The
observers themselves - those, that is, who applied these terms to others,
since it was they who were faced with the task of classifying and
describing something they felt to be alien to them - rarely troubled to
attempt a self-definition. They assumed themselves to be all that the
‘barbarian’ was not; and the word ‘barbarian’ does have an antonym
in the terms ‘civil’ or ‘politic’ (which are generally used as though they
were synonymous) and their cognates. These terms derive, of course,
from the words civis and polis, both of which, in their rather different
ways, apply to cities - though the ways in which they apply are complex
ones - and to man as a uniquely city-building, city-dwelling animal.
The significance of this will become apparent later. For the moment,
I wish to look not at the ways in which Europeans viewed themselves,
though something of that will inevitably emerge from the discussion,
but at how they classified and described non-Europeans, ‘barbarians’.
The terms of the particular discourse I am interested in derived in the
first instance from Aristotle. Most of the writers I shall be discussing
were self-declared Aristotelians and they understood the word ‘bar¬
barian’ to mean what Aristotle and his commentators, in particular
Saint Thomas Aquinas, understood it to mean.
‘Barbarian’, however, is an unstable term for it was applied to many
different groups. The Berbers of North Africa,1 the Turks, the Scythians,
the peoples of ‘Ethiopia’, even the Irish and the Normans2 were all
described at one time or another as barbarians. Like all such categories
of description, the word could readily be adapted to meet the user’s
particular needs. The one thing, however, which all usages had in
common was the implication of inferiority. The Greeks of the seventh
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THE FALL OF NATURAL MAN
and sixth centuries b.c. who coined the word employed it, it is true,
simply to mean ‘foreigner’; and they applied it to peoples such as the
Egyptians, whom they respected.3 But by the fourth century, barbaros
had become, and was forever to remain, a word which was used only of
cultural or mental inferiors.
For the Hellenistic Greeks, the barbaros was merely a babbler,
someone who could not speak Greek.4 But an inability to speak Greek
was regarded not merely as a linguistic shortcoming, for a close associa¬
tion in the Greek mind between intelligible speech and reason made it
possible to take the view that those who were devoid of logos in one
sense might also be devoid of it in another. For most Greeks, and for all
their cultural beneficiaries, the ability to use language, together with
the ability to form civil societies (poleis) - since these were the clearest
indications of man’s powers of reason - were also the things that
distinguished man from other animals. For only man possesses the
reason required to communicate with his fellow creatures or, indeed, a
tongue sufficiently broad, loose and soft to be able to form intelligible
sounds (De part. an. 660 a 17—18).® Barbarians, as we shall see, were
considered to have failed significantly in respect of both these capacities.
Non-Greek speakers, furthermore, lived, by definition, outside the
Greek family of man, the oikumene, and thus had no share in the
collective cultural values of the Hellenic community. The oikumene
was, of course, a closed world, access to which was, in reality, only by
accident of birth; but for the Greeks, for whom birth could never be a
matter of accident, it was also a superior world, the only world, indeed,
in which it was possible to be truly human.6
Since membership of any community must finally depend on recog¬
nition by that community,7 and if ‘man’ is to be taken as something
more than a morphological category, the Greeks’ failure to recognise
the barbaroi amounted, in effect, to a denial of their humanity. For if
only the Greeks have access to logos, those who are not Greeks must be
rather less than fully human. The birds that watch over the temple on
the island of Diomedia are able, thought Aristotle, to distinguish
between Greeks and barbaroi (De mir. aus. 836 a 10-15) because no
barbaros may have access to mysteries only Greeks can understand, and
in which only Greeks may participate.
The Greeks were not, of course, alone in this feeling of isolation from
the rest of the species. Most societies have, at one time or another, felt
the need to distinguish between themselves and their neighbours in
similarly radical terms.8 Many, indeed, seem to possess no word which
16
THE IMAGE OF THE BARBARIAN
can adequately render the concept ‘man’. There exist, for them, only
the name of their tribe and then another term, or terms, by which all
those who do not belong to that tribe are known. When the Franciscan
Alonso de Molina came to compile his Spanish-Nahuatl dictionary the
only words he could find to stand for hombre were terms designating
social groups: tlacatl, which (very roughly) means ‘chieftain’ or
lord’, and maceualli, the term by which all those who worked the
land were known. For the rest he could only discover words which
described particular types of men — holy-men, men-without-pity, men-
experienced-in-war, men with big noses or large cheeks, men with six
fingers or six toes. But no word to translate the expression homo
sapiens.e For the Mexica, man, once he has left the group, ceased, in all
important respects, to be ‘man’. It is also, of course, a commonplace
that to ‘insiders’, ‘outsiders’ frequently appear as, in some sense,
members of another species, as humanoids, rather than human, or as
supernatural beings. De-humanisation is, perhaps, the simplest method
of dealing with all that is culturally unfamiliar.
To Europeans, the Amerindians and the Africans seemed to be, at
worst, defective members of their own species. But the Arawak took the
Spaniards to be sky-visitors, the Inca assumed them to be viracocha, a
term which seems to have been applied to any supernatural being, and
the Congolese imagined that the Portuguese, who carried large eyes
painted on the prows of their caravels, were the spirits of the sea.10
These ‘primitive’ reactions may be attributed not so much to fear of
Spanish and Portuguese technology - by which neither the Indians nor
the Africans seem to have been unduly impressed - but to the mere fact
that the Europeans were outsiders, strangers - and very strange
strangers at that.
Greek society, less restrained intellectually and geographically than
the Arawak, the Inca or the Congolese, did not take quite such an
extreme view. All Greeks, from Homer to Aristotle, were certain that
man was, biologically at least, a single and unique genus.11 The very
great differences they saw to exist between the barbaroi and themselves
had, then, to be judged under certain categories of value. For there are
many degrees of humanity {Pol. 1252 a iff.). A man may sacrifice his
right to be called a man by behaving in the cruel or savage ways that
are characteristic of the barbaroi {NE, 1145 a 31) who, among other
things, have a penchant for cutting off heads {De part. an. 673 a 25)
and for eating the human foetus.
For the barbaroi are bestial because they act like beasts, because, for
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THE FALL OF NATURAL MAN
instance, like the Achaeans and the Heniochi, tribes of the Black Sea
‘that have gone savage’, they are said to ‘delight in human flesh’ {Pol.
1338 b 19 and NE 1148 b iqff.). Cruelty and ferocity, the marks of un¬
restraint, were from the beginning the distinguishing features of a
‘barbarous’ nature. A man, after all, only becomes a real man (instead
of a beast) by actualising what is potential within him, by learning
through reason to control his animal nature. The process of becoming
is a slow and uncertain one; and some men, the barbaroi among them,
may ultimately fail to complete it. When this happens they will remain
as children, devoid of a fully operational faculty of reason, ‘and
hardly different from an animal’ {Hist. an. 688 b 1). This, it seems,
is what became of the Thracians, who can only count in fours because,
like infants, they cannot remember very far {Prob. 910 b 24-911
a 3).12
The teleological view of nature, to which all Greeks (and sub¬
sequently all Christians) subscribed, allowed for the existence of a scale
of humanity going from the bestial at one end to the god-like at the
other. On this scale the Greek, who alone had access to virtue, was the
norm.13 Though incapable perhaps, like all mortals, of becoming a true
god {Pol. 1332 b 15f.), he was similarly unable to degenerate into a
beast. The barbaros, on the other hand, lived somewhere at the lower
end of the scale. Morphologically he was a man, but one who had no
share in the life of happiness {eudaimonia) which is the highest end
{telos) of all men {NE, 1095 a 17-22) and no knowledge of virtue
{Pol. 1260 a 3iff.; cf. NE, 1142 b 34ff.).14
Greeks and barbarians may, therefore, be distinguished from one
another by their behaviour. The reason why the Greek is civil and the
non-Greek barbarous may, as we shall see, be explained in psychological
terms. The difference first came about, however, as the result of an
historical event - the creation of the city or polis {Pol. 1252 a 25ff.) -
the full-dress political and moral community in which all civil beings
- all true men - must live, if they are to be men at all.15 In the eyes of
the Greeks, they themselves were the first, and the only true, city-
dwellers. All the other races of men remained literally ‘outside’, where
they lived in loose-knit hordes like the earliest survivors of Deucalion’s
flood, without laws or any knowledge of arts and crafts, and con¬
sequently alien to any form of virtue, for virtue can only be practised
within the polis {Pol. 1253 a I5ff.).10
When, later, the barbaroi did succeed in forming themselves into
some kind of political group, they must have done so ‘barbarously’, for
18
THE IMAGE OF THE BARBARIAN
they have no natural rulers and live only in tyrannies, which are un¬
endurable to all rational men who are, by nature, free.”
The definition of the word ‘barbarian’ in terms that were primarily
cultural rather than racial made its translation to the largely non-Greek
speaking Christian world a relatively easy business. In the first place the
criteria by which the barbarians were to be judged differed very little
between the two cultures if only because the criteria for behaviour in
the Christian world were largely derived from Greek models. The
account of the prehistory of the human race (upon which much of the
explanation of the structure of human society depended) to be found in
book 3 of Plato’s Laws was transmitted with only minor variations and
some additions via Roman intermediaries, most notably Cicero, to
Lactantius, Augustine and Isidore of Seville.18 The Christian congre-
gatio fidelium, the brotherhood of all men in Christ, was as convinced
of its uniqueness and as concerned to avoid contamination through
contact with the outside world as the oikumene had been.19 Once again,
those on the inside thought of themselves as almost another species from
those on the outside.
The one significant difference - save for the obvious fact that the
distinction between the ‘us’ and the ‘them’ in the Christian world was
one primarily of belief rather than kin - between the oikumene and the
congregatio fidelium was that whereas the oikumene had been an
entirely closed world, Christendom was not. The Christian myth of a
single progenitor of all mankind, and the Christian belief in the per¬
fection of God’s design for the natural world, made a belief in the unity
of the genus homo sapiens as essential for anthropology and theology as
it had been for Greek biology. The myth of the second coming, which
played so large a role in the ideology of the Franciscan missionaries to
America and later to China, was an obvious concomitant of this belief;
for only when the spiritual and cultural world of man had, through
conversion to Christianity, reached the same degree of perfection and
unification as the biological world, would man finally be able to achieve
his telos and earn release from his earthly labours.
It was, therefore, crucial that non-Christians should be granted access
to the Christian community: and, indeed, cajoled or forced into enter¬
ing it. Conversion to the Christian faith, however, meant far more than
the acceptance of the truth of the Gospels. It demanded not only belief
but also ‘a radical change of life’.20 For, in the words of Saint John,
‘Except a man be born again, he cannot see the kingdom of God’ (3,3).
Baptism was literally a rite de passage, a means by which the convert
19
THE FALL OF NATURAL MAN
was admitted to the only state where he might be able to fulfil his true
humanity. Through baptism the neophyte entered, as Walter Ullmann
has written, ‘a “new life” which in ordinary language meant that he
became subject to new norms of living, to a new style of life, to a new
outlook and aim’.21
Christians were thus men set apart from all the category distinctions
which had been employed in the pagan world. Eusebius of Caesarea
felt called upon to persuade his readers that he and his kind were ‘new
men’ for, he explained, ‘we do hot think like Greeks, nor live like the
barbarians’.22 It is, therefore, little wonder that by the time Gregory the
Great came to use the word barbarus in the sixth century it had become
synonymous with the term paganus23 a pagan, an unbeliever, a sense
which it retained in the language of the curia until at least the late
fifteenth century.24
But, again, the barbari were not merely men who did not, or would
not, believe in Christ. They were men who, because of this, did not
always act in accordance with true reason; for, as we shall see, although
a non-Christian may possess the light of natural reason, a light that will
allow him to ‘see’ his way without the aid of revelation, he will, unlike
the Christian, easily be persuaded into sin by the conditions of the social
environment in which he lives.
For the Christian, no less than for the Greek, the barbarian was a
specific cultural type who could be characterised in terms of a number of
antitheses to the supposed features of the civil community. Whereas the
Christians lived in harmony and concord with each other - or at least
in situations of carefully regulated violence - and ruled their lives
according to an established code of law, the barbari spent all their days
in ceaseless aggression and neither recognised nor observed any laws or
rules of conduct whatsoever.
The true civil community was made possible through the persuasive
power of language.28 It was eloquence, not violence, that first coerced
men to band together for their own protection, and it is the law that
ensures that the community is able to survive. Barbarians have no access
either to language or to laws. For Albertus Magnus (c. 1206-80), they
were
✓
20
THE IMAGE OF THE BARBARIAN
Bestial men, however, are rare, since it is a rare man who has no spark of
humanity. It does, however, occur, and usually from two causes: physical
handicap and deprivation, or from disease causing deprivation. For we call
those who are not induced to be virtuous either by laws, by civility or by
the regime of any kind of discipline ‘barbarous’. Cicero, in the beginning
of the De inventione, calls them ‘wild men leading the life of animals with
the wild beasts’.. .Or, in the same way, bestial men eat raw flesh and
drink blood, and are delighted to drink and eat from human skulls.28
21
THE FALL OF NATURAL MAN
22
THE IMAGE OF THE BARBARIAN
23
THE FALL OF NATURAL MAN
Politics. For the moment, however, we may assume that from the end
of the twelfth century until the beginning of the sixteenth, the term
barbarus, or whatever vernacular form it might take, had come to
acquire two closely related meanings. As a term of classification it
applied broadly to all non-Christian peoples, and more loosely might
be used to describe any race, whatever its religious beliefs, which
behaved in savage or ‘uncivil’ ways. In both cases the word implied
that any creature so described was somehow an imperfect human being.
Although the use of the term by Christians to describe other Christians
is rare, it is not unknown. The Normans were often referred to as
barbarians, and Las Casas described the Spanish colonists in America
as ‘barbari’ because of their treatment of the Indians. By the fifteenth
century, too, it had become common for Italians to refer to their
Spanish and German invaders as ‘barbarians’.41 But most of these uses
were either, as in the Italian case, deliberate learned archaisms serving
a specific socio-political function, or were intended merely as abuse.
By and large, for any serious purpose, ‘barbarian’ was a word reserved
for those who neither subscribed to European religious views, nor lived
their lives according to European social norms.
2
Although some of the earliest observers of the American world, like
Oviedo, had an interest in botany and were thus deeply involved with
the business of identification and classification, most of them made very
little attempt to classify the Indians themselves. The Indians were
certainly ‘barbarians’ and ‘savages’; but these words were used loosely
to imply only that they were neither Christians nor culturally very
sophisticated. Those who took a more optimistic view of Indian life
might be tempted, as the Milanese humanist Peter Martyr was, to
speak of the Arawak in terms of the ‘Golden Age.. .of their customs’.42
But such portmanteau phrases could be used to accommodate a wide
variety of conflicting behaviour. Martyr, for instance, seems to have
been able to accept the idolatry of the Arawak, the fact that some of the
Island Carib were said to be cannibals, that they fought wars with one
another and that, although they wore no clothes, they wished to be
instructed in the arts of medicine for all the world as if they were
Egyptians or Persians,43 and still refer, without fear of straining his
readers’ credulity, to their living in a ‘Golden Age’.44
Oviedo, more concerned with recording what he saw and with
making some kind of sense of it than with tantalising his readers with
24
THE IMAGE OF THE BARBARIAN
25
THE FALL OF NATURAL MAN
26