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PEARLS OF PRACTICE

Managing Scapular Dyskinesis


Aaron Sciascia, PhD, ATC, PES

T
reatment of the scapula ever, the majority of clinical cases in- retraction in controlling excessive
and shoulder has tradition- volving scapular dysfunction should protraction; (4) use the closed chain
ally incorporated exercises allow for the incorporation of sitting exercise early; and (5) work in mul-
that have been shown to elicit large or standing positions in the early tiple planes.
amounts of muscle activity per elec- phases of rehabilitation. As such, an
tromyography. Although the semi- approach to manage altered scapular Posture
nal studies identified maneuvers motion in an integrated manner has In this first stage of the kinetic
that can actuate various muscles to been described. chain approach, inflexibilities and
high degrees of electrical activity, the restrictions should also be ad-
foundational work was performed REHABILITATION dressed. These deficiencies can im-
on asymptomatic individuals. Fur- A kinetic chain rehabilitation pede progressions if left unattended
thermore, the identified maneuvers framework for shoulder dysfunction and delay the treatment process. Al-
were often performed in an isolated describes a rehabilitation approach tered posture is known to decrease
manner with the body in a vertical or that focuses on three critical charac- strength and motion at the gleno-
horizontal stationary position. Con- teristics.1 First, patients are upright humeral joint and decrease motion
sidering the scapula is a link within during exercise performance rather of the scapula.3 Proper posture and
the kinetic chain, these isolated ma- than positioned supine or prone motion can be achieved with a logi-
neuvers may not reestablish scapular when possible to simulate func- cal and progressive treatment plan
mobility and control in the necessary tional demands. Second, the lever to restore skeletal segmental stabil-
motor patterns that require integrat- arm on the shoulder and trunk is ity and mobility through soft tissue
ed use of the majority of the kinetic shortened to reduce the load on the mobility and joint mobilization.
chain segments. Failure to incorpo- injured arm. Finally, arm motions Employing interventions such as
rate the kinetic chain throughout the should be initiated using the legs stretching of the short head of the
rehabilitation process, from the ear- and trunk to facilitate activation of biceps brachii and pectoralis minor
lier phases of treatment through the the scapula and shoulder muscles, with a door frame stretch (Figure
later phases, could lead to less than which is a typical motor pattern of 1A), the infraspinatus/teres minor
optimal rehabilitation outcomes. motion. This framework was later with a cross-body stretch (Figure
In some instances, the scapula and expanded to include a set of pro- 1B), and the latissimus dorsi with a
shoulder can be overtly dysfunc- gressive goals2: (1) establish proper prayer stretch (Figure 1C) are effec-
tional. In these instances, minimiz- postural alignment and motion; (2) tive. Anterior directed joint mobi-
ing the degrees of freedom via the facilitate scapular motion via exag- lizations for the thoracic spine/ribs
elimination of gravity-dependent geration of lower extremity/trunk is recommended if immobility has
positions may be necessary. How- movement; (3) exaggerate scapular been identified in this area.
Caution should be taken if at-
From the Department of Exercise and Sport Science, Eastern Kentucky University, Richmond, Kentucky.
tempting to manually mobilize the
Submitted: May 1, 2019; Accepted: October 18, 2019 scapula. Clinicians often place their
The author has no financial or proprietary interest in the materials presented herein.
Correspondence: Aaron Sciascia, PhD, ATC, PES, Department of Exercise and Sport Science, Eastern Kentucky
hands “under” the medial aspect of
University, 228 Moberly Building, 521 Lancaster Avenue, Richmond, KY 40475. E-mail: aaron.sciascia@eku.edu the scapula in an attempt to stretch
doi:10.3928/19425864-20191113-01 the medially attached muscles or

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PEARLS OF PRACTICE

This would be counterintuitive to the


kinetic chain concept because the arm
A B
is being forced to perform as an iso-
lated structure rather than as part of
an integrated unit. Using a traditional
“row” for context, a patient would
be asked to sit or stand in a station-
ary position and then move the arms
from a forward flexed position with
the elbows extended to an extended
position with the elbows flexed (Fig-
ure 2A). The kinetic chain alternative
to this maneuver would be to simply
begin with the knees slightly flexed,
the trunk flexed at the waist, and the
arms in a forward flexed position as
C noted above (Figure 2B). The patient
would then actively extend the knees
and trunk while simultaneously mov-
ing the arms to the extended position
(Figure 2C). This added knee and
trunk motion “facilitates” scapular
motion by allowing the scapula to
more fully medially translate, which
in turn more closely mimics kinetic
chain function.
Patient position should also be
considered during rehabilitation ex-
ercise performance. It is common to
perform various shoulder exercises
Figure 1. (A) Doorframe stretch. (B) Cross-body stretch with stabilization of scapula. (C)
Prayer stretch.
in supine and prone positions. Al-
though patients can perform exercis-
loosen the fascial tissue. If performed tilt and external rotation, which al- es in these positions, it is questioned
with too much force and/or com- lows optimal shoulder muscle activa- whether they should instead perform
pression, this technique can have tion that is synergistic with trunk and exercises while standing. This ques-
deleterious consequences such as cre- hip musculature. This kinetic chain tion has merit because the standing
ating irritation between the muscles pattern of activation then facilitates position allows a patient to use the
and thorax or detaching the medial maximal activation of the muscles at- entire kinetic chain and be retrained
muscles from the scapula. Instead, tached to the scapula. This integrated in motor control. The standing posi-
clinicians should attempt to “glide” sequencing allows the retracted scapu- tion appears to decrease the chance
the scapula in the superior, inferior, la to serve as a stable base for the origin that one or more segments within
medial, and lateral directions by plac- of all rotator cuff muscles, allowing the kinetic chain could be overlooked
ing one hand below the inferior angle optimal concavity-compression to oc- because they would be used in a man-
and above the supraspinous fossa. cur. Therefore, implementing scapular ner similar to activities of daily living
stabilization exercises that incorporate and sport. By this mechanism, the
Scapular Motion Facilitation lower extremity stability and muscle standing position allows rehabilita-
Arm function in front of the activation would be appropriate. For tion to be more functional. Further-
body or overhead requires that the example, shoulder exercises are often more, greater amounts of joint posi-
scapula obtains a position of posterior performed with the body stationary. tion sense errors at the shoulder have

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PEARLS OF PRACTICE

Figure 2. (A) Traditional row with


body stationary. Kinetic chain
A B C row (B) beginning with trunk and
knee flexion and (C) moving to a
fully erect position.

been shown to occur when patients Scapular strength and motion is edge of results, knowledge of perfor-
are placed in supine positions.4 This best achieved with active scapular mance, and overall motor control. It
suggests that traditional methods movement performed by the patient. is possible that the scapular motion
of performing shoulder exercises in To optimize arm function, the active alterations seen by clinicians dur-
supine and/or prone positions may “setting” of the scapula (more com- ing arm movement such as upper
need to be reconsidered. In some monly known as conscious correction) trapezius hyperactivity and vertical
cases, patients may need to begin in a in a position of retraction has been translation of the scapula, as well as
seated position. This is recommended advocated as the initial step in reha- the inability to properly place the
for patients with inadequate balance bilitation.5 Most clinicians have used scapulae in a position of retraction
or those who are in the early postop- “scapular squeezing” as an exercise, during conscious correction, could
erative phases of recovery who may but experience has shown that little in- be due to the inability of the patient
be using opioid pain medication. struction beyond “squeeze your shoul- to see the scapula moving. Although
der blades together” is conveyed to the adult patients can benefit from ver-
Controlling Protraction and patient. It is common for patients to bal external feedback provided by the
Exaggerating Retraction “shrug” or simply be unable to per- clinician, there is a balance between
Excessive scapular protraction form this maneuver correctly, forcing too little and too much feedback that
does not allow optimal rotator cuff clinicians to closely monitor the mo- must be defined. Too little feedback
activation to occur. The muscles re- tion for potential errant movements does not inform the patient of oc-
sponsible for performing scapular (Figure 3A). It is possible that patients curring motion errors, whereas too
retraction can help control scapular struggle with performing conscious much feedback creates a dependency
protraction through eccentric con- scapular correction properly because of the patient on the verbal feed-
trol. When optimized, these mus- the free moving scapula is mostly back, not allowing learning to occur.
cles can properly maintain scapular characterized by accessory motion (ie, Supplemental equipment that could
stability, thus decreasing excessive involuntary motion) while also being assist patients with performing con-
protraction with arm movement. A posteriorly located and therefore un- scious scapular correction would be
basic exercise to use in this phase seen by the eyes. reflective devices including mirrors
would be conscious correction of the Visual acuity is the strongest type or mobile devices that have a self-
scapula using visual feedback. of feedback humans use for knowl- portrait function (Figure 3B).

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PEARLS OF PRACTICE

Early Closed Chain Implementation


Rehabilitation activities based on A B
the kinetic chain have been grouped
into open and closed chain. Typically,
closed chain exercises are implement-
ed early in the rehabilitation process.
The controlled exercise environment,
ability to focus on specific ranges of
motion, and ability to unload the ro-
tator cuff and other tissue around the
scapula make the use of closed kinetic
chain exercise advantageous in early
rehabilitation. These types of exer-
cises are best suited for reestablishing
the proximal stability and control in
the links of the kinetic chain such as
the pelvis and trunk. For example,
if a patient presents with shrugging
during arm elevation, then it can be
Figure 3. Conscious correction (A) with shrug and (B) using visual feedback.
assumed that the lower trapezius and
upper trapezius (secondary upward
rotators) are not working with the
middle trapezius and serratus anterior A B
(primary upward rotators) effectively
enough during the dynamic task to
control scapulohumeral rhythm. A
closed chain exercise such as the low
row (Figures 4A-4B) should be used
because the short lever positioning
in conjunction with the pelvis and
trunk acting as the driver facilitates
lower trapezius and serratus ante-
rior coactivation, which decreases the
activation of the upper trapezius.6
Once the normal activation pattern
of retraction and depression has been
restored, then more challenging exer-
cises can be employed. Open chain
exercises, which generate greater
loads in comparison to closed chain
activities, should be used later in re-
habilitation programs.
Open chain exercises that require
the arm to be maintained in a straight
position throughout a range of mo-
tion and to be further away from the
body (ie, long lever exercises such as
Ts, Is, and Ys) have been shown to
elicit high levels of muscle activity7-9 Figure 4. Low row (A) beginning with knees flexed and hand against the table and (B) end-
ing with the patient standing erect while pushing back against the table.

Athletic Training & Sports Health Care | Vol. 12 No. 3 2020 105
PEARLS OF PRACTICE

it is also assumed that the greater de-


mands require more effort to be ex-
erted to perform the exercises, which
may conflict with a patient attempt-
ing to establish scapular control. This
could potentially create a situation
where the patient becomes fatigued
early in treatment sessions, which in
turn could cause the patient to use
compensatory movement patterns
during exercise performance. Short
lever exercises allow patients to fo-
cus on the stability function of the
scapula and can often be performed
A B
with greater ease compared to long
lever exercises. Therefore, it is recom-
mended that short lever exercises be
used in the earlier phases of rehabili-
tation. Once these maneuvers have
been mastered and can be performed
at high levels of sets and repetitions
(4 to 5 sets of 10 to 12 repetitions),
then the progressive integration of
long lever exercises can occur.

Working in Multiple Planes


During the functional phase in
the latter stages of the rehabilitation
process, the transverse plane should
be exploited using diagonal and ro-
tation exercises. For example, it has
been shown that scapular rotations
of posterior tilt and external rota-
C D tion, as well as activity of the lower
trapezius, can be increased by simply
Figure 5. (A) Long lever “Y” exercise. Short lever lawnmower exercise (B) beginning with adding trunk rotation to traditional
trunk and knee flexion and (C) ending with patient standing erect while using trunk rotation
to achieve scapular retraction. (D) Combination of long lever exercise with trunk rotation.
stationary exercises such as humeral
external rotation and forward el-
evation (also known as Is)10 (Figure
and by consequence increase the de- ther long lever or short lever exercises 5D). Scapular rotations, although
mands on the muscles (Figure 5A). are acceptable to use in rehabilitation, they move around an axis, actually
Conversely, exercises that are per- but the timing of implementation cross planes of motion and do not
formed with the elbow in 90 degrees may cause different outcomes. Due occur in a linear fashion. This is due
of flexion and/or with the arm close to the physical demands of long le- to the ellipsoid shape of the tho-
to the body (ie, short lever exercises ver exercises, patients may experience rax and the fiber orientation of the
such as rowing, robbery, or lawn- irritation or soreness during or after muscles acting on the scapula. The
mower) elicit lower levels of muscle the performance of the maneuvers complexities of the scapular motions
activity and have decreased demands when they are employed early in the should not be ignored because the
on the muscles (Figures 5B-5C).6 Ei- rehabilitation process. Additionally, patient will ultimately have a less

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PEARLS OF PRACTICE

successful outcome. Using various grated approach could enhance motor J Orthop Sports Phys Ther. 2013;43(1):3-
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6. Kibler WB, Sciascia AD, Uhl TL,
vidual patient function would be outcomes. Tambay N, Cunningham T. Electro-
recommended. myographic analysis of specific ex-
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