Professional Documents
Culture Documents
CHAPTER II
JURISPRUDENTIAL ASPECTS
The freedom of speech and expression is one of the most important human
rights which make the life of human being meaningful. Sir Edward Coke’s Institutes
of the Laws of England has first time used the phrase ‘freedom of speech.’ The
freedom of speech and expression includes the right to express one’s views and
opinions at any issue through any medium, e.g., by words of mouth, writing, printing,
picture, film, movies etc1.
1
M.P. Jain, Indian Constitutional Law (Wadhwa Nagpur, 5th edn, Reprint 2006), p. 987.
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Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
It is alleged that human rights are violated only by the State machineries like
Army, Police etc. The role non-State actors (tyranny of majority) seem to be
neglected. At the same time the contemporary socio-economical, cultural factors that
influence and adversely affect the individual freedoms are often given less
importance. These are the allegations. But the philosophical-jurisprudential question
remains, is such analysis true? Exploitation at national, international level, profit
oriented neoliberal capitalist system on one hand and the quest for democracy, human
rights protection on another hand is viewed as contradiction. Though this may be
somewhat true, we cannot completely deny the importance of these human rights.
These rights have surely transformed the world from Dark Age to today’s Modern
Age. These ideas further need to be reviewed in the present Indian context.
Redefining these concepts may expand the horizons of existing jurisprudence. This
could further provide an energy and inspiration to make the human life meaningful.
Then the question comes, does parochial interpretation of various concepts under the
legal system leads to denial of bulk of human rights? These questions could be
answered with the help of critical analysis of free speech jurisprudence.
speech. Michel Foucault2 has thoroughly explained the concept while advocating
notion of fearless speech. With the help of Athenian ancient literature he explains the
notion of parrhêsia. He further draws the essentials of the notion as frankness, truth,
danger, criticism and duty. He interprets element of frankness3, according to which
the person exercising the right of parrhêsia, shall speak frankly whatever he has in his
mind without hiding anything. He shall also give an exact account of his thoughts.
The element of truth4 conveys the free speech must be sincere and the opinion
expressed shall be nothing less than truth. He explains the element of danger as;
“Parrhesia, then, is linked to courage in the face of danger. It demands the courage to
speak the truth in spite of some danger. And in its extreme form, telling the truth takes
place in the “game” of life or death.”5 Socrates6 believed in truth telling though there
was risk for his life. His philosophy believed that if one does not stand by his belief
and thought which he has expressed, and chooses life for death it would bring shame
on him. Therefore he preferred death than apologizing to avoid death for what he had
spoken.7 Thus parrhêsia was exercised without shame. According to the principle of
parrhêsia it could not be used by a king or tyrant as he risks for nothing. Parrhêsia
contained right to criticize. Foucault states: “the function of parrhesia is not to
demonstrate the truth to someone else, but has the function of criticism”.8 The right to
criticize shall only be exercised by the person of inferior status against the higher and
not otherwise. It has ultimate aim to empower the powerless against the powerful. If
2
Foucault was a post modernist French philosopher of 20th century. In 1983 he delivered a series of
lectures on “Discourse and Truth”, at University of California at Berkeley. The lectures were devoted
to Greek notion of parrhêsia, which is also understood as ‘frankness in speaking the truth.’ Joseph
Pearson, one of the members amongst the audience edited these lectures and published in the book
form as “FARLESS FREEDOM”.
3
Michel Foucault, FARLESS FREEDOM, Joseph Pearson (ed) ( SEMIOTEXT (E), Los Angeles), p. 12.
(Hereinafter Foucault).
4
Id., p. 14.
5
Id., p.16.
6
Socrates was tried for not respecting the views regarding the Gods prevailing in then Athenian
society. It was sort of an offence of Blasphemy in today’s context. Even today we, the society-domestic
as well as international, are experiencing, facing the same situation. It means intolerance and
fundamentalism is an essential feature of existing societies.
7
Infra note 13, Ch. II. Saxonhouse while interpreting Plato’s work Apology concludes that Socrates
accepted the death for what he believed and spoke to the Athenian rather going for an apology.
Socrates believed that he exercised parrhesia to tell the truth and apology would amount to a lie which
would bring shame on him. Therefore principle of shame was an antithesis to parrhesia.
8
Foucault, p.17.
33
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
the power to criticize is not allowed by denying right to freedom of speech and
expression, it would lead to tyranny. This would ultimately results in to the death of
democracy. The ancient Athenians were well aware about this fact. This right was not
absolute and was limited to Athenian citizens only.9 The women, children, slaves and
alien-foreigners could not exercise this right. The privileged citizen could exercise the
right. Thus Foucault relates the freedom of speech and expression with that of
democracy. He further opines that, “in parrhesia, telling the truth is regarded as a
duty”.10 The duty to tell the truth must be abide by free will and without any
compulsion. This recalls us verse from Marathi saint Tukarama’s gatha, “I cannot see
the sufferings of humans, therefore I am moved. Hence I shall have to convey the
truth as a matter of moral duty.”11
Thus Foucault concludes the notion of parrhesia as; “[t]o summarize the
foregoing, parrhesia… is a kind of verbal activity where the speaker has a specific
relation to truth through frankness, a certain relationship to his own life through
danger, a certain type of relation to himself or other people through criticism [self-
criticism or criticism of other people], and a specific relation to moral law through
freedom and duty.” He further adds:
9
In “democratic parrhesia” -where one speaks to the assembly, the ekklesia-one must be a citizen; in
fact, one must be one of the best among the citizens, possessing those specific personal, moral, and
social qualities which grant one the privilege to speak., p. 18.
10
Id., at p. 19.
11
बुडती हे जन दे खवे न डोळा │
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Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
(Emphasis supplied)
12
Foucault, pp. 19-20.
13
Arlene W. Saxonhouse, FREE SPEECH AND DEMOCRACY IN ANCIENT ATHENS (Cambridge
University Press, New York, 2006), p. 24. (Hereinafter Saxonhouse).
14
Id. at p. 30.
35
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
which gives proper vent to the dissatisfaction against their ruler.15 Here Machiavelli is
trying to safeguard the rulers by providing guarantee of freedom of speech to the
governed to vent their grievances. His interest was to ensure the dominance of rulers.
Whatever might be his intents, he knew the importance of freedom of speech. If we
relate Machiavelli to the present election oriented political democracy, guaranteeing
the right to cast the vote by pressing the NOTA (None of the above) option, the voters
are allowed to vent their negative grievances against existing political system. Till
date that has not been given any value. Therefore the right to convey dissent, though a
minority opinion, goes unnoticed.
Sir Edward Coke’s Institutes of the Laws of England has first time used the
phrase ‘freedom of speech.’ For him the freedom of speech had limited meaning as a
privilege of free debates to the members of parliament.16 This connotes the limited
scope of freedom of speech as mere parliamentary privilege.
(Emphasis supplied)
Milton was very much convinced with the necessity of free flow of ideas. He
sincerely believed that the truth prevails against all odds. By relating the free flow of
ideas (say guaranteeing freedom of speech and expression) with truth, he did not
15
Id. at pp. 31-32.
16
Id. at p.19.
17
John Milton, Areopagitica: A Speech for the Liberty of Unlicen’d Printing (1644) - Milton’s best-
known prose work is a political pamphlet which argues against restricting the freedom of the press. In
order to defend his concern for freedom of press and thereby suggesting the evils such censorship bring
he depicts the ancient Athenian story.
36
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
validate restraint upon the free speech. With this argument Milton has raised his
concern for freedom of press and suggests the evils such censorship.
Thomas Hobbes, in his classic work Leviathan (1651) has described the state
of nature where all individuals were naturally equal. For the sake of self preservation
every person was free to do what he could wish for. It resulted in to uncertainty and
everyone suffered from continued fear and danger of violent death; this ultimately
made the life of man solitary, poor, nasty, brutish, and short. To overcome this
situation some reasoned individuals came together to create some supreme power to
impose peace on every one through ‘social contract.’ Hobbes argued that with this
‘social contract’ the people agreed among themselves to protect their natural rights of
equality and freedom. They also conferred certain absolute powers to a sovereign who
would make and enforce the laws to secure a peaceful society, ensuring protection to
the life, liberty, and property. When Hobbes refers natural right of individual liberty,
certainly might have included right to freedom of speech and expression. It was
impossible to materialize and enforce the social contract without any kind of
communication among the member parties of contract i.e. society. Therefore, though
Hobbes believed in absolute monarchy his social contract theory has an element of
freedom of speech and expression.
Law of Nature the men did not have proper agency to protect and enforce them. It
gave birth to society and the State. This was formed as a matter of ‘Social Contract.’
John Locke explains the purpose behind his notion of social contract was that “all
men may be restrained from invading others rights, and from doing hurt to one
another, and the law of nature be observed, which willeth the peace and preservation
18
of all mankind ”. (Emphasis supplied) He meant that one’s exercise of rights is
subject to the rights and freedoms of other fellow members of society. He is
supporting a kind of act of self regulation over the exercise of one’s own right.
including freedom of speech and expression. The freedom of speech and expression
allows the people to build the political consensus consciously against the tyrant
government. For all these reasons, while there are a variety of legitimate
constitutional forms, the delegation of power under any constitution is understood to
be conditional.20
For John Locke the individuals have inherent right to liberty, power to control
one’s person subject to the natural law which requires one to respect the freedom,
equality and rights of other fellow beings. His social contract theory emphasize that
some aspects of inalienable liberty the man had to surrender when he became member
of the society as a matter of social contract. He also advocates that religious liberty
and freedom of thought in general forms an essential part of this inalienable right.
This right is not only inherent in individuals but lies at the foundation of liberty.
According to Locke, human freedom and dignity are ultimately grounded in reason,
that is, in our capacity as rational beings to determine our own thoughts and actions.21
Therefore he denounces the slavery. Heyman argues that Locke’s respect for freedom
of thought has political dimension. The individuals surrender their inherent rights to
the society when they enter in to contract; upon this the society uses the power to
protect the members of the society. Therefore the society becomes sovereign but has
to act like trustee of the people. The conception conveys that the State as well as the
society has to take care of individual rights and freedoms.
John Locke in his Chapter On Slavery contends that, the natural liberty of man
is supreme power upon the earth. No legislative power, established by the consent of
power, can take away this liberty by undermining the trust of people. This liberty is
only subjected to the law of nature, in order to preserve the liberty of other fellow
beings in the society.22 This necessarily speaks of reasonable restrictions. But in order
20
Alex Tuckness, Locke’s Political Philosophy, in Edward N. Zalta (ed.), The Stanford Encyclopedia
of Philosophy (Winter 2012 Edition).
URL = <http://plato.stanford.edu/archives/win2012/entries/locke-political/>.
21
Steven J. Heyman, Free Speech and Human Dignity (Yale University Press, New Haven & London,
2008), p. 8. (Hereinafter Heyman).
22
John Locke, Of Government: Book 2, CHAPTER IV, Para 22, of Slavery in Economic Writings and
Two Treatises of Government (1691), Published on Natural Law, Natural Rights, and American
Constitutionalism Available at (http://www.nlnrac.org). (Hereinafter John Locke).
39
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
to impose the reasonable restrictions the government should not become tyrant. He
says:
(Emphasis supplied)
In this way it seems he is pointing out at censorship which curtails the liberty
(including freedom of thought and speech) of man and warns such attempts to be
avoided. He warns that if the government fails to the respect and deny protection of
the liberty the society would get dismantled. He says “[w]henever the society is
dissolved, it is certain the government of that society cannot remain.”24 It means,
once society loses its existence ultimately the government ceases to exist. Thereby the
society dies its natural death. Under such circumstances the government gets
crumbled against foreign invasion. If the society is intact then any defeat of the
government in the war would never affect adversely. Therefore he prefers
preservation of society; which is possible then only if it respects dictate of natural
law. Therefore for the preservation of any society guarantee of freedom of speech and
expression is prerequisite.
Montesquieu in his work The Spirit of the Laws (1748) laid down the notion of
separation of power. He believed that concentration of all powers of the government
in one hand would lead to despotism as what he experienced in his home country. The
concept of check and balance of power surely has the quest for assurance to freedom
of speech and expression as well as democracy.
everywhere he is in chains.” His version of social contract has the purpose to assure
protection of life, liberty, and property of every individual. He considered people,
together, as sovereign to whom individuals have surrendered their natural rights. He
viewed will of the people forms general will. According to him all political power
must reside with the people. The exercise of their general will of people has to be
exercised in the interest of public good. If Rousseau recognizes the sovereignty of
people that means he has certainly recognized freedom of speech and expression of
the people as one of the basic natural right. His conception regarding general will of
the people also convey us the democratic principle in his theory of social contract.
William Blackstone25 opined that, the man has been considered as a creature.
He is absolutely a dependent being. Therefore he shall necessarily be subjected to the
laws of his creator. His inferior status compels him to obey the will of maker. Due to
such dependence man makes it necessary for the man that he should in all points
conform to the will of his maker. He brands this will of his maker as the law of nature.
He states that the God created man and endorsed him ‘with freewill to conduct
himself in all parts of life’. His freewill in some degree can only be regulated and
restrained under certain immutable laws of human nature laid down by the creator.
Blackstone believed that the creator has also endowed the man with faculty of reason
to discover meaning of those laws. Thus Blackstone viewed that the man with his
birth endowed with freewill, which he has to exercise as per his reason and has only
control of law of nature. This conveys us that, in the context of freedom of speech and
expression, a man can speak as per his free will using reason and law of nature is the
legitimate restriction up on it. Blackstone advocates reasonable restrictions up on
freedom of speech if it is improper, mischievous or illegal and, he suggests, dangerous
or offending writings to be judged as of pernicious tendency.26
25
William Blackstone, SECTION THE SECOND, OF THE NATURE OF LAWS IN GENERAL, p. 38.
See William Blackstone, Commentaries on the Laws of England, Book the First, Oxford (1765-1769),
Produced by The Bookworm, Linda Cantoni, and the Online Distributed Proofreading Team at
http://www.pgdp.net (This file was produced from images generously made available by the Posner
Memorial Collection (http://posner.library.cmu.edu/Posner/)).
Can be accessed at https://www.gutenberg.org/files/30802/30802-h/30802-h.htm#Section_the_second.
26
William Blackstone, Commentaries on the Laws of England, in Arlene W. Saxonhouse, Free Speech
and Democracy in Ancient Athens (Cambridge University Press, New York, 2006), p. 21.
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Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
(Emphasis supplied)
Mill thus conveys that the freedom of expression is inseparable from liberty of
thought. He also viewed the struggle between the liberty and authority as historic.
Therefore he notes that the liberty meant to have ‘protection against the tyranny of the
political rulers.’28 He also opines that in the name of self government the
representatives of people may also act like tyrant to suppress the liberty of people who
have elected those representatives. He further states that the people had to accept such
danger to protect them from other dangers. But with the help of notion of liberty the
patriots tried to put arbitrary powers of such rulers. Through the struggle the patriots
got assured certain political liberties for the people. Next change was brought was in
the form of constitutional check upon the government. This ultimately resulted into
formation of representative government. He criticizes the concept of self government.
This is so because those people, who exercise the power, are not the same over whom
they exercise that power which may result in to oppression of the subordinated
people.
27
John Gray & G. W. Smith (eds.), J.S.MILL ON LIBERTY in focus (Routledge, London, 1991), p. 33.
(Hereinafter John Gray & G. W. Smith).
28
John Stuart Mill, ‘On Liberty’ (1859) (Reprinted Batoche Books Kitchener 2001), p.6. (Hereinafter J.
S. Mill).
42
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
Apart from this the ‘tyranny of the majority’, Mill views it as most evil for the
29
people. Such social tyranny which threatens the individual liberty could be very well
understood and experienced in the plural, diverse Indian society.30 While condemning
religious intolerance he praises freedom of conscience as an indefeasible right.31 He
further argues that irrespective of form of government, if the society does not respect
the liberty such societies are not free in true sense. Hence any opinion, however true it
may be, Mill views, if it is not fully, frequently, and fearlessly discussed, it will be
held as a dead dogma, not a living truth.32
While advocating the liberty, Mill limits its scope ‘only to human beings in the
maturity of their faculties.’33 He meant that those who are mature enough of their
mental faculties the liberty is fruitful. He analyses that, according to hedonistic
utilitarianism the only thing intrinsically desirable is pleasure. All forms of pleasure
are intrinsically desirable. Right acts are those which maximize happiness, interpreted
as pleasure and the absence of pain. Preference to utilitarianism, on the other hand,
seeks to maximize the satisfaction of desires. Therefore he judges the acts solely in
terms of their total utility or their total consequences in producing happiness or the
satisfaction of desires. The value of liberty is therefore wholly dependent on its
contribution to utility in these senses. But the consequences of exercising the rights
vary according to the changing social circumstances. Then the question comes, how
could the ‘right’ to liberty be absolute and indefeasible?34 In this sense Mill
propounds his Harm principle to define the limitation upon exercise of individual
liberty. Firstly, he believes that the exercise of liberty must serve the utility for the
large and must be in the interest of a progressive man. He allows the authorities or the
power to take away and limit the exercise of liberty. He defines the scope of limitation
upon one’s actions in the context of the interest of other people. He justifies legal
29
Id. at pp. 8-9.
30
The issues like hurt of sentiments, Khap panchayats (Caste Councils of Northern India), blasphemy,
banning of books, demands for ban on artistic expressions like movies, dramas, paintings etc have
become regular feature of Indian society.
31
Ibid. J.S. Mill at p. 12.
32
John Grey & G. W. Smith, p. 53.
33
Ibid. J.S. Mill p.14.
34
C.L.Ten, MILL’S DEFENCE OF LIBERTY, in John Gray & G. W. Smith, (ed.) J.S. MILL ON
LIBERTY in focus (Routledge, London-New York, 1991-Tylor & Francis e-Library, 2003), p. 213.
43
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
penalties against those who inflict injury to others. He further argues that, while
penalizing wrongful acts that hurt others the positive acts of liberty which seeks
benefit of the people at large must be defended.
(Emphasis supplied)
With this argument we can say that defense of liberty of expression for Mill is
not for the sake of each entitled individual, but for the sake of the people at large who,
he thinks, would benefit from a society where liberty of expression is granted. Taking
in to account this benefit Mill wish to convey that censorship does not only adversely
affect the individual autonomy but happiness of the society gets robbed. Mill, while
interpreting the denial of right to freedom of speech, talks about adverse effect on
35
J.S. Mill, p.18.
36
John Gray & G. W. Smith, p. 37.
44
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
doing so. He argues that if dissenter is disallowed to express his dissenting thoughts
[even though that are erroneous], the person, authority imposing restrictions loses an
opportunity of exchanging his truth for error. Therefore he considers collision
between truth and error ultimately begets the truth and is beneficial. Therefore he
argues the expression of opinion by any means, whether contains truth or not, must be
allowed as it provides an opportunity to build the knowledge helpful for the society.
He states that authority should not judge the infallibility of others’ opinions rather the
37
individual is “capable of rectifying his mistakes, by discussion and experience.”
Mill shows confidence in the reasoned man who has potentials and capabilities to
ensure rectification of own mistakes.
Thomas Paine opined that, ‘[h]e that would make his own liberty[one who
exercises his freedom of expression] secure, must guard even his enemy from
oppression, for if he violates this duty he establishes a precedent that will reach to
himself.’38 (emphasis supplied) Thus we understand that Paine while arguing in favour
of liberty (freedom of speech) has gone to such an extent that he considers it is our
duty to protect this right of our enemy also.
Karl Marx has praised importance of freedom of press and therefore treats it
with great esteem. He points that the free press (form of expression) has been
recognized as vigilant eye of a people’s soul. It is the embodiment of a people’s faith
in itself. It is also viewed as an eloquent link that connects the individual with the
37
J.S. Mill, p. 21.
38
Freedom of Speech and of the Press Striking passages from distinguished champions of freedom of
expression, Published by the NATIONAL CIVIL LIBERTIES BUREAU, New York City Washington.
(April, 1918), p 5. (The pamphlet compiled by John Haynes Holmes was an attempt to advocate the
cause of right to freedom of speech. The purpose behind publication of this pamphlet to convey-in the
word of Holmes, “as to the sanctity of freedom as a social principle-the wisdom of letting all be heard,
the folly and sin of silencing a single voice.”)
45
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
state and the world, embodied culture as well as intellectual struggles. He further
opined that the free press:
(Emphasis supplied)
Marx viewed free press as the vigilant eye of the people’s soul therefore
considered the newspaper as an instrument of public communication. It guarantees the
protection to the free flow of ideas. Hence his writing as a journalist strongly supports
freedom of press while denouncing the censorship. His quest for freedom and the
disclosure of truth become the cornerstones of resistance against contradictory official
attempts to manipulate scope of freedom and notion of truth. The public authorities
manipulate the notion of truth and accordingly limit the understanding of freedom as
license to act.40 Karl Marx opines, “[t]he mortal danger for every being lies in losing
itself. Hence lack of freedom [of speech and expression] is the real mortal danger for
mankind.”41 (emphasis supplied). He thus refers the freedom in the context of press.
Marx argues that, “the [freedom of] press in general is a realisation of human
freedom. Consequently, where is a press there is freedom of the press.”42 (Emphasis
39
Karl Marx, Censorship, Rheinische Zeitung No. 135, Supplement, May 15, 1842), See On Freedom
of the Press -Ch 5, ,available at http://www.marxists.org/archive/marx/works/1840/free-press/ch05.htm
(1 of 5).
40
Hanno Hardt, COMMUNICATION IS FREEDOM: KARL MARX ON PRESS FREEDOM AND
CENSORSHIP, Javnost-the Public, Vol.7 (2000), 4, p 88, available at javnost-
thepublic.org/article/pdf/2000/4/6/.
41
Karl Marx, Censorship, Rheinische Zeitung No. 135, Supplement, May 15, 1842. See On Freedom of
the Press - Ch 5.
Available at https://www.marxists.org/archive/marx/works/download/Marx_Rheinishe_Zeitung.pdf .
42
Karl Marx, As a privilege of particular individuals or a privilege of the human mind?, Rheinische
Zeitung No. 132, Supplement, May 12, 1842. See On Freedom of the Press - Ch 4. Available at
https://www.marxists.org/archive/marx/works/download/Marx_Rheinishe_Zeitung.pdf .
46
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
supplied) Thus he suggests, the censorship which deny of freedom of press, pose a
real mortal danger for mankind. For him, “[t]he laws against freedom of the press are
a refutation of freedom of the press.”43 Marx agrees with fact that, in the land of
censorship the state has no freedom of the press. At the same time he points out that
the organ of the State i.e. the government exercise unconditional freedom of the press.
He contends further, “official government documents enjoy perfect freedom of the
press, does not the censor exercise daily an unconditional freedom of the press, if not
directly, then indirectly?”44 While commenting upon the attempts of censorship and
its effect on the notion of rights, Marx points at the dialectics of right to freedom. He
notes that the freedom has so much essence for a man that even the opponents of it
implement it while they combat its reality. The opponents, while denying the freedom
to others, for themselves considers such freedom as a most precious ornament. Hence
resort to appropriate for the same. Marx criticizes the censorship law and contends,
“[t]he censorship law, therefore, is not a law, it is a police measure; but it is a bad
police measure, for it does not achieve what it intends, and it does not intend what it
achieves.”45 He meant to say that censorship is not at all a law. In fact it is a bad
police measure. It can never achieve what it intends to achieve. At the same time what
it never intends to achieve it achieves ultimately the same. Censorship bears
undeserved fruits. Therefore Marx denounced the argument that the censorship is a
lesser evil than the excesses on the part of the press while exercising its freedom of
expression.
43
Karl Marx, Opponents of a Free Press, Rheinische Zeitung No. 128, Supplement, May 8, 1842., See
Karl Marx On Freedom of the Press -Ch 2.
Available at https://www.marxists.org/archive/marx/works/download/Marx_Rheinishe_Zeitung.pdf .
44
Ibid.
45
Ibid.
47
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
46
Thomas I. Emerson, The System of Freedom of Expression See CRAIG R. DUCAT,
CONSTITUTIONAL INTERPRETATION Rights of the Individual Vol. II (West Thomson Learning, 7th
Edn., 2000). pp 824-25.
47
Heyman, p.1.
48
Two Englishmen, John Trenchard and Thomas Gordon, in order to conceal their identities took the
pen name of Cato. They derived their inspiration from Cato the Younger (95-46 B.C.), who was
implacable foe of Julius Caesar and a champion of liberty and republican principles. Under the name
Cato they wrote newspaper articles condemning tyranny and advancing principles of liberty that
immensely influenced American colonists. Their 144 essays were published from 1720 to 1723,
originally in the London Journal, later in the British Journal. These essays are popularly known as
Cato’s Letters. These essays influenced the development of free speech jurisprudence in then America.
48
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
(Emphasis supplied)
This paragraph emphasizes upon the importance by relating the wisdom, freedom of
thought and freedom of speech. It also prescribes reasonable restrictions in the form
of non injurious speech with respect to other fellow beings. This sounds like Mill’s
harm principle. The letter further reads;
(Emphasis supplied)
Thus the author links the viability of free government (which is essential for
democracy) with the freedom of speech. Cato’s letters are also critical about the
attempts of censorship by the State. Cato’s letter also argues that, “[f]reedom of
speech is ever the symptom, as well as the effect, of good government.”50 In order to
support its arguments in defense of freedom of speech the letter praises ancient
tradition of freedom of speech of Greco-Roman history. The letter further reads:
“Freedom of speech is the great bulwark of liberty; they prosper and die together:
49
John Trenchard, Of Freedom Of Speech: That The Same Is Inseparable From Publick Liberty. Cato’s
Letters, Vol. 1 November 5, 1720 to June 17, 1721 (LF ed.) [1724], published as Online Library of
Liberty: Cato’s Letters, vol. 1, November 5, 1720 to June 17, 1721 (LF ed.). Available at
http://oll.libertyfund.org/title/1237.
50
Cato’s letter no. 15.
49
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
And it is the terror of traitors and oppressors, and a barrier against them. It produces
excellent writers, and encourages men of fine genius.” (Emphasis supplied)51
During 1790s the American were debating on the issue of Sedition Act. Most
powerful John Marshall, who believed the Act as Constitutional, opined that, the First
Amendment barred Congress only from passing laws which can abridge the freedom
of speech or of the press. For him the liberty of the press had a well-defined meaning,
signifies a liberty to publish, free from previous restraint, anything and everything at
the discretion of the printer only. At the same time it won’t operate if the literature
contains false and scandalous slanders which have capacity to destroy the peace and
mangle the reputation of an individual or of a community.55
51
Id.
52
Heyman, p. 12.
53
Id. at p. 13.
54
Id. at p 14.
55
Heyman, p.16.
50
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is an injury less to the government than to the people themselves, who had established
the government to promote their safety and happiness.56 Marshall therefore considers
Sedition as an injury to the people themselves than the Government established by
them for the promotion of safety and happiness of people.
56
Id.
57
(14th Amendment:1868) It guaranteed citizenship to all persons born or naturalized in the United
States. It also guaranteed the fundamental human right to life, liberty… and imposed negative duty
upon the State not to infringe these rights without due process of law. In the context we can also
deduce that an arbitrary interference of the State in the exercise of fundamental rights was sought to be
restricted.
58
Heyman, p. 21.
59
Sharad Patil, Caste-ending Bourgeois Democratic Revolution and Its Socialist Consummation, Vol.
III (Mavalai Prakashan, Shirur, First Edn., 2005), p. 61.
51
Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
Hayman further observes that interest based approach of the law was further
developed by Roscoe Pound in his doctrine of Social Engineering. While rejecting the
traditional theory of natural rights, Pound viewed the existence of social institution,
State and law is meant for social ends. He regarded that the legal system recognizes
and protects certain individual interests as legal rights and thereby promotes these
social ends. Such individual interests are not entitled to protection for their own sake
but only to achieve general happiness and common good. They serve the purpose of
securing social interest in the preservation of the peace. Social interests as well as
individual interest fall under the jurisdiction of law. If these interests conflict with
each other needs to be balanced by legal system in order to preserve peace in the
society. Thus Justice Holmes’ positivism and sociological jurisprudence of Roscoe
Pound had the effect of undermining the traditional American rationale for freedom of
expression. But these attempts were seen as attempts to dismantle the First
60
Id., pp.60-61.
61
Heyman, pp. 23-25.
52
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Amendment doctrine. In this context Prof. Zechariah Chafee’s views provided a fresh
interpretation of First Amendment. He criticized Justice Holmes for his decision in
Schenck v. United States (1919)62 and other Espionage Act decisions for treating free
speech as merely an individual interest inferior to societal interest in national security.
For Chafee, the freedom of speech actually serves social interest as it helps in
discovery and spread of truth regarding issues of vital social importance.63 Heyman
points out that Chafee’s view was immediately adopted by Justice Holmes in his
dissenting judgment in Abrams v. United States (1919) where he asserts that ultimate
good can be achieved by free trade in ideas. To be precise, free trade of ideas could
only be achieved through guaranteeing freedom of speech and expression.
Justice Holmes, while delivering the opinion of the court in Schenck v. United
States (1919) laid down the Clear and Present Test to determine the Constitutional
limits of freedom of speech. According to this test if the words used are used in such
circumstances and are of such a nature as to create a clear and present danger that they
will bring about the substantive evils. Then only the Congress has a right to prevent.
Under such circumstances the limits would prevail. Therefore, with the respect
towards the notion of right to free speech, Justice Holmes suggests that it can be
subject to the limitation of law only then if it poses clear and present danger to the
society.
62
249 U.S. 47.
63
Heyman, pp. 25-26.
64
274 U.S. 357.
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(Emphasis supplied)
He further opined that, the founding fathers of the State, “believed that the
final end of the State under the Constitution was to make men free to develop their
faculties.” The government would not be arbitrary but deliberative. For them liberty
has dual role one as an end, and another as a means. They believed liberty to be the
secret of happiness, and courage to be the secret of liberty. They believed that
freedoms to think as one would like to and to speak as one could think are
indispensable means to the discovery and spread of political truth. Therefore he
opined that:
(Emphasis supplied)
65
Id., at p.374.
66
Id., at p. 376.
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(Emphasis supplied)
Hence we can deduce that the freedom of speech and expression of any person, non
citizen as well, is guaranteed under the First Amendment. Provided that speech has
been received by the American citizen and who considers such speech serves welfare
of his nation. Thus he claimed equality of status in the field of ideas. He linked the
freedom of press with that of democracy.
67
Meiklejohn’s testimony was published in Senate, Committee on the Judiciary, Subcommittee on
Constitutional Rights, Hearings, 84th Congress, 1st Session, 1955, Part 1, 1ff, and also in Alexander
Meiklejohn, Political Freedom: The Constitutional Powers of the People (New York: Oxford
University Press, 1965), pp. 107-124.
68
Martin H. Redish & Abby Marie Mollen, Understanding Post’s and Meiklejohn’s Mistakes: The
Central Role of Adversary Democracy in the Theory of Free Expression, N O R T H W E S T E R N U
N I V E R S I T Y L A W R E V I E W, Northwestern University School of Law, Vol. 103, No. 3,
(2009), p.1311.
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1. The freedom of speech has been constitutionally valued due to its potential to
facilitate democratic decision making.
Thus, the First Amendment protects the right to speak in limited sense only as a
matter incidental to the listener’s right to listen.
69
Id., at p. 1314.
70
Id., at pp. 1321-1323.
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1. Firstly, as a matter of negative freedom, the modern man got freed from
traditional authorities. That transformed in to an “individual”. But its negative
impact made him isolated, powerless, alienated from oneself as well as others.
71
This book was published firstly in United States as Erich Fromm, ESCAPE FROM FREEDOM
(Farrar & Rinehart, New York, 1941). Outside the America it is popular as The Fear of Freedom.
Available at http://realsociology.edublogs.org/files/2013/09/erich-fromm-the-fear-of-freedom-escape-
from-freedom-29wevxr.pdf. (Hereinafter Erich Fromm).
72
Id., at p. 1.
73
Erich Fromm at pp. 232-233.
57
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This state undermines his self, weakens and frightens him making him ready
for submission and subjugation to new kind of bondage and slavery.
Thus we can logically deduce that the excess rejection with demand for
freedom from may lead to such emptiness and anxiety after the achievement of the
said freedom. But this very state may lead to subjugation of an individual to other
forces.
Therefore Fromm74 argues that, the freedom can achieve victory only if the
democracy transforms the society. Under such transformed society individual’s
growth and happiness becomes ultimate aim and purpose of the culture. Under such
circumstances the success becomes immaterial in the life. Such situation does not
allow subordination or manipulation of an individual by neither the State nor
economic order. Such would be the ideal society wherein one’s conscience and ideals
are not influenced by external factors but are the results of his own self.
74
Ibid.
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The Vedas i.e. the Shrutis along with non Vedic philosophical as well as
ancient Sangam Age literature make us evident the great heritage of freedom of
speech and expression in Indian history. These classical literatures indirectly
emphasize upon the ability to speak. Shrut means to hear and Smriti means to
memorize. Thus we can conclude that without freedom of speech and expression in
the form of rhymes, verse the philosophy of the Vedas would have not been able to be
developed and communicated through the ages from generations to generations. Rig
Veda has acknowledged the plurality of ways in which the universal truth can be
interpreted and understood. It also suggests that everybody should contribute in
discovery of truth through one’s wisdom and intellect which would prove to be
beneficial to mankind. Thus it provides a scope for rational enquiry which takes the
human being towards fulfillment of his human rights.
Atharva Veda [Book VIII hymn X] refers the evolution of democracy during
Vedic period. According to Shankaracharya the Bhagvad Gita preached that the
Jnana marga was the only true way of salvation.75 This impliedly conveys that one
can enrich his own wisdom (Jnana) through freedom of speech and expression.
Therefore we can say that Shankaracharya recognized the importance of freedom of
speech and therefore linked the concept of salvation (moksha) with the concept of
salvation with Jnana by propounding it as an essential message of Bhagvad Gita.
75
DR. BABASAHEB AMBEDKAR: WRITINGS AND SPEECHES, Vol. 3 (Education Dept. Govt. of
Maharashtra, 1987), p. 360. (Hereinafter BAWS).
76
वृ दे वृ दे त विच तानुवाद: I वादे वादे जायते त वबोध: I
59
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(Emphasis supplied)
Thus we can understand that, the wrangling and cavil activities do not earn the
knowledge of truth. One can ascertain and discover the truth by discussion only. Now
a day, unfortunately, the people are employing their freedom of speech and expression
for the purpose of wrangling and cavil activities. This is responsible for creating
hatred in the hearts of opponents, which ultimately takes away the democratic space
from the human life. Nyayasutra83 also supports the idea of examination of the fact,
77
Major B. D. Basu (Ed.), The Sacred Books of the Hindus: The Nyayasutras of Gotama, Vol. VIII
(THE PANINI OFFICE, BHUVANESWARI ASRAMA, BAHADURGANJ, Allahabad, 1913), 4/2/35,
p. 135. (Hereinafter B. D. Basu)
78
Id., at p. ii.
79
वाद:; माणत क साधनोपाल भ स दा तािव िव द: प चावयोपप न:, B. D. Basu, 1/2/1, p. 14.
(Vaadah; Pramantaarsaadhanopalmbhassiddhantaaviruviruddhah Panchaavayopapannah)
80
ज प (Jalp – Wrangling).
81
िवत ड (Vitanda – Cavil) is a kind of wrangling which consists in mere attacks on the opposite side. A
caviller does not endeavour to establish anything, but confines himself to mere carping at the
arguments of his opponent, B. D. Basu, 1/2/3: p. 15.
82
Id, at p. 14.
83
य संशय त ैवमु रो र सङ (Yatra Sanshayastatraivamuttarottaraorasang) : 2/1/7, B. D. Basu, p. 24.
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even if there is little bit doubt about it being true. It is to be noted that while imposing
reasonable restrictions these aspects are hardly taken in to account.
84
B. R., Ambedkar, THE BUDDHA AND HIS DHAMMA (Buddha Bhoomi Pub., Nagpur, 1997), p.
125.
61
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dimension of Right Speech. He argues that such speech shall not be a result of fear or
favour, not the obedience to superior command or for the sake of individual’s
personal benefit. We can also find similarity between Samma Vacca and Athenian
concept of parrhesia.
85
T. W. Rhys Davids (Ed), SACRED BOOKS OF BUUDHISTS, Vol. III (Oxford University Press,
London, 1910), pp. 78-81.
86
BAWS, Vol-3, at p. 98.
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he has argued that the liberty of speech works as gateway of achieves and enforces
human rights, what we understand in today’s context. He also argues that, political
liberty consists in the right of the individual to share in the framing of laws and in the
making and unmaking of governments. Governments have been institutionalized in
order to secure certain inalienable rights such as life, liberty and pursuit of happiness.
Thus he uses the language similar to that of John Locke enshrined under the U.S.
Constitution. He argues the government must derive its existence, power and
authority from the people to whom it governs. Such political liberty is part and parcel
of the principle of human personality and equality. In the exercise of this liberty the
liberty of speech (freedom of speech and expression) certainly plays a dominant
role.87 Ambedkar goes further in relating freedom of speech and expression with the
politico-societal aspects. He does not see freedom of speech and expression in
isolation and views liberty of speech as a necessary condition of all moral, political
and social progress.
Two statements in the Rig Veda contain vital clues to any enquiry into the
nature of truth and justice to be pursued by anyone: “Truth is one. Wise men interpret
it differently” and “Let noble thoughts come from everywhere.” These two opinions
actually represent the oldest philosophical acknowledgement of the plurality of ways
in which the universal truth can be interpreted and understood. Further the second
statement in addition attempts to create a pool of wisdom to which everybody should
contribute and which is expected to be beneficial to all at the end. Therefore we can
logically deuce that the Vedas gave very much importance to freedom of speech and
expression. The democratic institutions Sabha, Samiti and the notion of Ganarajya
were predominantly based upon free and fearless discussion. Ancient
Ganasanghas/Janapadas like Vajjis is a vibrant and classical example of prevalence
of democracy in India.
87
Id., at p. 98-99.
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life. Therefore he never wanted to limit the scope of democracy up to political sphere
but also wanted to include under it political as well as social democracy. Thus he
viewed democracy as an instrument of revolution. Therefore he said:
Ambedkar strongly rejects the idea to limit the concept of democracy to mere
a form of Government. For him democracy is an associated form of living and of
conjoint communicated experience. He further elaborates his concept of democracy
by stating that such associated form of democracy is essentially an attitude of respect
and reverence towards fellow members of society. For him fraternity is synonym to
the concept of democracy. It is fraternity that assures social endosmosis. The society
that guarantees such social endosmosis is an ideal society for him. Under such
conditions different interests are consciously communicated. Such democratic society
is dynamic as well as mobile. He, therefore, concludes that a rigid society does not
have space for liberty, equality. That ultimately denies existence of fraternity and
therefore democracy. He sees the fraternity that assures social endosmosis is a true
kind of democracy. Hence he shows his disagreement to limit the democracy to mere
(election oriented Parliamentary) form of democracy.90 Democracy may be defined as
the political commitment to universal emancipation through securing the equal
enjoyment of fundamental human rights for everyone.91 In this regard it can be argued
88
Dr. Ambedkar’s address at Poona District Law Library on December 22, 1952.
89
Dinesh Trivedi, M. P. and Ors v. Union of India, (1997) 4 SCC 306.
90
BAWS , Vol. 1, p. 57.
91
Michael Goodhart, Democracy as Human Rights: Freedom and Equality in the Age of Globalization
(Routledge, New York, 2000), p. 135.
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that Dr. Ambedkar long ago viewed democracy as an instrument for ultimate
emancipation of humans from socio, economic cultural enchainment. For such
purpose of emancipation democracy operates as a political commitment.
(Emphasis supplied)
But we notice that the judiciary attempted to interpret the notion of democracy in the
light of western individual centric approach, that too in the context of political
democracy only. The courts recognized the contributions of western philosophers but
they could not see the Indian philosophical dimensions.
2.7 Democracy vis â vis Freedom of Speech and Expression: A Critical Analysis
The term democracy has Latin roots. Latin Greek word dēmokratia, that
encompasses the word “dēmos” which means ‘the people’ while “kratia” means
‘power, rule’. Oxford dictionary interprets the term as “the practice or principles of
social equality.”93 According to Athenian concept of democracy, it conveys that the
assembly of ordinary citizens94 in larger groups that used to make all decisions
92
(1978) 3 SCC 339, 1978 3 SCR 162.
93
https://en.oxforddictionaries.com/definition/democracy.
94
Citizens did not include women, children, slaves and foreigners. Therefore the term did not have
wider meaning.
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Chapter II Freedom of Speech and Expression - Jurisprudential Aspects
regarding governance. It was such political system in which the people (dēmos)
possessed monopoly over the political power (kratos) that was being used to govern
them. Each of the Athenian principal institution of governance basically were mass
meetings of the citizens who listened to debates and used to take collective decision
after voting on a particular issue. For Athenians there were two different concepts95
which were vital to their democracy. The first one Isēgoria, meant an equal
opportunity for the Athenian citizens to speak at their political institutions of
democracy i.e. ekklēsia (Assembly). The second one parrhēsia conveyed fearless
frank and open speech in such assemblies.
Eric Barendt summarizes free speech principle as; it should often be tolerated,
even when conduct which produces comparable offence or harmful effects might
95
Keith Werhan, The Classical Athenian Ancestry of American Freedom of Speech, Tulane University
School of Law Public Law and Legal Theory Research Paper Series, Research Paper No. 09-02,
(February 2009). Can be accessed at https://papers.ssrn.com/sol3/papers.cfm?abstract_id=1350009.
96
Dr. Madabhushi Sridhar, The Law of Expression (Asia Law House, Hyderabad, Edn. 1, 2007), p. 18.
(Hereinafter Madabhushi Sridhar).
97
274 U.S. 357 (1927), at p. 375.
66
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98
Eric Barendt, Freedom of Speech (Oxford University Press, 2nd Edn., 2007), p.7.
99
Heyman, p. 48.
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which aims the peace and preservation of all mankind. An act of violence inflicting
injury to an individual is in fact injury to the society as a whole. Therefore it can be
viewed as violation of right to the public peace.100
Intellectual disagreement and quarrels have contributed a lot for the society.
We find the ancient philosopher Socrates, Homer, Aristotle, Plato had difference of
opinions hence fought intellectual battles. This heritage of debates and disagreement
was carried forward by other philosophers and thinkers in Europe. We have also seen
intellectual fight between Vedic philosophers and non-Vedic -Nastik philosophers like
Lokayats, Charvaka in Indian history. In Anand Patwardhan v. Union of India101 the
court opined that “in a democracy it is not necessary that everyone should sing the
same song.”
The above arguments clearly leads to the conclusion that the jurisprudence has
to include right to disagree and right to express one’s dissent against the State, views
of majoritarian population, the established religious ideas. But the democracy always
confronts with intolerance on the part of receivers of speech and expression.
100
Id., at p. 50.
101
AIR 1997 Bom 25.
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The human being, after getting understood the surrounding reality through his
wisdom if expresses himself then the Dharmashastra, philosophy and science takes
the birth. But when the same reality is expressed through his senses, it gives birth to
different arts. This assumed a basic human right necessary for overall development of
human personality. Therefore right to freedom of expression that includes freedom
speech has played vital role in making the civilization flourish. Athenian notion of
parrhesia justified relevance of free speech, which became foundation for the free
speech jurisprudence in the western, modern civilized legal systems. Different
thinkers, philosophers as well as jurist articulated different arguments to express need
for guaranteeing the freedom. Ancient Indian philosophers too recognized essence of
freedom of speech and expression, but subjecting its exercise to restrictions in the
form of self restraint. Freedom of thought and expression is now generally recognized
in the liberal states of modern times as a fundamental civic right, indeed as the chief
trait that distinguishes liberal societies from totalitarian or despotic ones.102
102
David S. Sills (ed.), International Encyclopedia of Social Sciences, Vol. 1 (Macmillan Company &
The Free Press, 1968), p. 5. Can be accessed at
http://home.sogang.ac.kr/sites/kylee/Courses/Lists/b6/Attachments/12/International%20Encyclopedia%
20of%20Social%20sciences.pdf.
103
Madabhushi Sridhar, at p. 19.
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such liberty. Justice Hans Raj Khanna opines that, “[f]or true efflorescence of the rule
of law we need a climate of democracy.”104
104
Justice H.R. Khanna, Rule of Law, (1977) 4 SCC (Jour) 7.
70