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J Child Fam Stud (2015) 24:225–236

DOI 10.1007/s10826-013-9828-9

ORIGINAL PAPER

Emotional and Behavioural Difficulties in Preschool


Maria S. Poulou

Published online: 20 September 2013


Ó Springer Science+Business Media New York 2013

Abstract The rapid developmental changes occurring Introduction


during early childhood place children at risk of emotional
and or behavioural difficulties (EBD). While some pre- Emotional and behavioural difficulties displayed by young
school children sooner or later overcome the transient children represent a growing concern for early childhood
developmental difficulties, there is a large number of professionals. Until now, there has been a reliance on
children for whom these difficulties are predictive of future viewing childhood problems as ‘‘downward extensions’’ of
developmental maladjustment. The preschool period is adult or adolescent problems (Wakschlag et al. 2010).
deemed as the optimal time to identify and reduce early Nowadays, mental health problems affect up to 20 % of
signs of problems, before they develop into permanent children in modern western societies, including preschool-
patterns. Studies suggest that children’s preschools repre- aged children (Bayer et al. 2008). Mental health problems
sent a key component in building a comprehensive system mainly consist of emotional disorders (such as anxiety,
of prevention and early intervention. Yet, the picture of fears, phobia and depression), behavioural disorders
emotional and behavioural difficulties in early childhood is (ADHD and the disruptive behaviour disorders, Opposi-
rather fragmented and clinically oriented. This paper aims tional Defiant Disorder (ODD) and Conduct Disorder (CD),
to present recent empirical evidence over the nature and autistic spectrum disorders, psychotic disorders, eating
different aspects of emotional and behavioural difficulties disorders and substance and drug abuse. The literature to be
of preschool children (children ages 3–6 years old), and reviewed will focus on emotional and behavioural prob-
address the need to consider EBD from an educationally lems, commonly met in mainstream schools. Research on
oriented perspective. Recent findings concerning the defi- autistic, psychotic or eating disorders and substance abuse
nition, taxonomy, prevalence, stability, comorbidity, gen- will not be considered. Rather, emphasis will be given to
der and age differences, aetiological factors, identification, emotional and behavioural difficulties that are present in
assessment, prevention and early intervention of emotional preschool years, and may either disappear with develop-
and behavioural difficulties are reviewed. This review will ment, or continue as difficulties or disorders in middle
aid researchers, educators and other health professionals childhood.
working in the area of EBD. This paper explores the available research evidence
concerning emotional and behavioural difficulties and
Keywords Emotional and behavioural difficulties  disorders in preschool years (up to 6 years old). It covers
Early childhood education  Identification  disruptive behaviour problems with symptoms of opposi-
Assessment  Prevention tional and attentional disorders and emotional problems
such as phobias, anxiety and depression. Focusing pri-
marily on young children, studies referring to preschool
(3–6 years) will be reviewed. This review is meant to
M. S. Poulou (&)
represent current studies in the area, rather than an
Department of Educational Science and Early Childhood
Education, University of Patras, Patras, Greece exhaustive review of all relevant studies. Therefore, find-
e-mail: mariapoulou@yahoo.com; mpoulou@upatras.gr ings from more recent studies will be emphasized. The

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information reviewed is rather fragmented in the literature General Findings


and derived mainly from clinical and epidemiological
studies. Current paper aims to present a rather compre- Definition of Emotional and Behavioural Difficulties
hensive picture of EBD phenomenon in preschool years.
The information reviewed further advocates the need to Social, Emotional and Behavioural Difficulties (SEBD), a
address EBD phenomenon from an educationally and term mainly employed in U.K studies, has been defined as
pedagogically relevant scope, and work towards evidence- ‘‘behaviours or emotions that deviate so much from the
based treatments in school settings. The paper begins by norm that they interfere with the child’s own growth and
considering common developmental aspects, prevalence, development and/or the lives of others’’ (Cooper 2011,
stability and comorbidity of early behaviour problems, p. 71–72). Conceptually similar definition is given to
followed by causal explanations, identification criteria, emotional and behavioural responses in U.S studies,
assessment and treatment of emotional and behavioural employing however the term of Emotional and Behavioural
problems. Finally, based on the developmental-ecological Disorders. Emotional and behavioural disorders are defined
framework (Sameroff and Fiese 2000) which recognizes as:
the development of emotional and behavioural problems as
a condition in which a child’s behavioral or emo-
a function of the dynamic transaction between situational
tional responses are so different from those of the
demands and child capacities over time, the paper also
generally accepted age-appropriate norms of children
reviews educationally relevant studies. Perceptions of
with the same ethnic or cultural background as to
preschool educators, educationally relevant assessment and
result in significant impairment in social relation-
evidence-based treatment, as well as future research efforts
ships, self-care, educational progress or classroom
are further discussed. Utilizing the reviewed procedures to
behaviour (Head Start Performance Standards, in
clarify the quite vague picture of EBD, can have a sub-
Fantuzzo et al. 2001, p. 142).
stantial impact in research and practice settings, in
developing, testing and implementing preventive and early Irrespective of the terms employed, these definitions
intervention programmes for preschoolers. reflect the need to distinguish disorders from age-appro-
priate behaviours, transient conflicts and symptoms.
According to Campbell (1995) a definition of disorder in
Method young children should include: (1) the presence of a pattern
or constellation of symptoms; (2) a pattern of symptoms
The aim of the present review is to make a synthesis of the with at least short-term stability that goes beyond a tran-
information available concerning certain aspects of emo- sient adjustment to stress or change, (3) a cluster of
tional and behavioural difficulties in preschool children symptoms that is evident in several settings and with
(3–6 years old), and address the question: what are the people other than the parents (4) a cluster of symptoms that
current trends in literature about the phenomenon of EBD is relatively severe and (5) the presence of symptoms
in preschool, through the lenses of psychopathology, which interfere with the child’ ability to negotiate devel-
psychology and education? Several searches in PsychInfo, opmental challenges, thereby reflecting some impairment
ERIC, First Search, Scopus and Wilson Web were con- in functioning (Campbell 1995, p. 117).
ducted. One key search term string was (emotional * or Behavioural problems are typically divided into two
behavioural * or internalizing* or externalizing*) AND general categories: externalizing and internalizing prob-
(difficulties* or problems* or disorders*) AND (preschool lems. Externalizing problems are outer-directed and
children* or kindergarten children* or early school chil- involve acting out, defiant and noncompliant behaviours.
dren* or young children*) AND (review of the literature*) Internalizing problems are more inner-directed and involve
AND (causes*) AND (assessment*) AND (prevention* or withdrawal, depression and anxiety. Moreover, the inter-
intervention*). The studies retrieved sampled clinical or nalizing-externalizing distinction met in the literature to
community population derived from kindergartens or day- taxinomize these disorders, represents the most consis-
care centers, in an age range from 3 to 6 years. For the tently empirically identified classification of psychopa-
purpose of this review, we focused on studies published thology across ages, including the early preschool years. It
during the last two decades, in peer review journals, is considered useful in the identification of early child and
mainly conducted in community population in western family risks factors (Cicchetti and Toth 1991).
contexts, and referred to preschool children with emo- Current study refers to emotional and behavioural diffi-
tional and behavioural difficulties or disorders up to culties, or problems, or disorders (the term ‘‘disorder’’ is
6 years old. used in this age group with some skepticism on its validity),

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depending on the severity of emotional and behavioural whereas an easy temperament acts as a protective factor for
symptoms, and uses interchangeably the terms emotional or social and emotional development (Derauf et al. 2011).
internalizing and behavioural or externalizing behaviours, Even though it is well documented that early problems
as they are reflected in the literature. occurring in multiple settings and relationship systems are
generally more serious and stable (Kerr et al. 2007), further
Taxonomy of Emotional and Behavioural Difficulties research is needed to examine the risk factors and patterns
of change in a wide range of disorders that have their onset
Although the current literature is extensive, it is also rather or maintenance in the preschool years. As Egger and An-
fragmented with studies mainly focusing to externalizing gold (2006) state ‘‘in order to truly understand the ‘early
problems. In turn, studies on externalizing behaviour focus onset’ of disorders, we can start no later than the preschool
on ADHD and disruptive behaviour, with aggression by far period’’ (p. 314).
the most studied dimension of disruptive behaviour. Dis- The compelling need to explore emotional and behav-
ruptive behaviours such as high levels of noncompliance ioural difficulties in preschool years is further highlighted
and aggression are identifiable as early as the preschool by literature base assertions that the prevalence of emo-
years. High levels of noncompliance and aggression in tional/behavioural problems in young children is increasing
early childhood are risk markers, but not all disruptive (Brauner and Stephens 2006; Lutz et al. 2002). It is also
preschoolers develop disorders (Cole et al. 1996). Longi- recognized that preschool children experience emotional
tudinal research indicates that early disruptiveness is pre- and behavioural difficulties with similar prevalence as
dictive of later behaviour disorders. In order to understand older children (Egger and Angold 2006; Fantuzzo et al.
the origins of aggressive behaviour, specifically, we need 2001). Epidemiological studies for preschool children
to focus on the development of aggressive behaviour dur- report prevalence of behaviour problems in the 15–20 %
ing the first few years after birth, and differentiate among range (Gothelf et al. 2006; Hulle et al. 2007; Pianta and
forms of aggressive behaviour (Tremblay 2000). Caldwell 1990). Lavigne et al. (1996) found that about
In contrast to the increasing consensus that disruptive 20 % of preschool children suffer from early emotional or
disorders are identifiable in preschool children (Wakschlag behaviour disorders with oppositional defiant disorder as
et al. 2010), internalizing problems are less commonly the most common, reported for 16.8 % of children. In their
identified in young children. Reasons for this, might be study for preschoolers internalizing and externalizing
children’s inability to easily communicate about their problems received similar ratings: The prevalence of pure
emotions, or adults’ inability to notice emotional difficul- internalizing and pure externalizing problems was 3.7 %
ties as worrying, or even difficulty in distinguishing each. Similar prevalence rates for internalizing and exter-
developmentally normal emotions from prolonged distress nalizing diagnosis was found elsewhere (Mesman and Koot
that constitutes a disorder (Gardner and Shaw 2008). 2001). A possible explanation for this similarity given from
Nevertheless, internalizing as well as externalizing prob- Lavigne et al. (1996), was the occurrence of developmental
lems share the same axiom: increase of problems across the changes in the organization of such symptoms; that is
childhood years is predictive of continued adjustment internalizing symptoms are present, but not clearly orga-
problems in later childhood (Kerr et al. 2007). nized into patterns recognizable at this age. The opposite is
true for the externalizing symptoms which are already
Early Onset and Prevalence of Emotional organized into more recognizable patterns in some instan-
and Behavioural Difficulties ces. Further support to this argument comes from Coplan
et al. (1994) study of solitude, in which they established the
Children with a prior diagnosis are likely to continue to presence of multiple and independent forms of solitude in
exhibit problems and deserve particular attention. Although preschool-age children, and made it clear that social
there is a reduction in certain kind of problems around withdrawal has many overlapping ‘‘meanings’’. Loneliness
5 years, a wide range of disorders have their onset in the was also found to be a marker variable for both early
preschool years. Even so, little attention has been paid to internalizing and externalizing problems. The direct asso-
the earliest onset of these problems in the preschool years. ciations found between loneliness/dissatisfaction and both
Only temperament is most closely related to early-onset overt aggression and shyness/withdrawal (Cassidy et al.
behaviour problems, while other family and maternal per- 2003), peer exclusion, poorer friendship quality, school
sonality characteristics show stronger associations with avoidance, peer victimization, and lower perceived com-
long-term prognosis, or with problems of later onset (Bayer petence (Coplan et al. 2007) add further evidence that
et al. 2011; Hughes and Esnor 2007; Lavigne et al. 1996; internalizing problems present a vague picture. Evidence
Rubin et al. 2003). Thus, internalizing and externalizing for different prevalence rates was also found with higher
behaviour were higher in children with easy temperament, rates met either to externalizing problems (Pianta and

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Table 1 Studies on prevalence


References Population Range of ages Instruments Source of data
of emotional and behavioural
difficulties, in preschool age Gothelf et al. Clinical 3–6.5 years Clinical data (biological
(2006) (Israel) parameters,
developmental
milestones, intelligence
level, socioeconomic
status, stressful life
events)
Hulle et al. Community 17–4.8 months Infant-Toodler Social and Parents
(2007) (USA) Emotional Assessment
(I.T.S.E.A)
Pianta and Community 5 years Standford-Binet (4th ed; Parents, teachers
Caldwell (USA) SBFE); family
(1990) demographics; semi-
structured problem
solving tasks on
mother–child
interactions; Preschool
Behavior Rating Scale
(PBRS); Teacher–Child
Rating Scale (TCRS);
Cognitive Abilities Test
(CAT)
Lavigne et al. Community 2–5 years CBCL; Rochester Parents
(1996) (USA) adaptive behavior
inventory; play
observation
Mesman and Community 2–3 years Child behavior checklist Parents
Koot (2001) (Netherlands) for ages 2–3 years;
CBCL/2–3
Wichstrom Community 4 years SDQ; preschool age Parents
et al. (2011) (Norway) psychiatric assessment
(PAPA)
Dobbs and Community 3.4–5.3 years Teacher report form of the Preschool teachers
Arnold (USA) child behavior checklist;
(2009) classroom observations
Kontopoulou Community 2.6–6 years Interviews Preschool teachers
(2003) (Greece)

Caldwell 1990), or depressive disorders (Wichstrom et al. has been recognized (Hughes and Esnor 2007). Having an
2011). emotional or disruptive disorder consist of a strong risk
The limited studies of preschoolers’ behaviour problems factor for later diagnosis (Lavigne et al. 1998). For exter-
according to teachers’ ratings clearly show the predomi- nalizing problems particularly, within the preschool and
nance of externalizing problems in relation to the inter- early school-age developmental period, they appear stable
nalizing ones. An average of 20 % of children had and they predict other forms of psychopathology in later
moderate externalizing problems in kindergarten and first years, unless protective factors are present. Studies provide
grade (Dobbs and Arnold 2009; Pianta and Caldwell 1990). less support for continuity in internalizing symptoms over
In contrast, in a study of nursery school teachers’ percep- time (Meagher et al. 2009). In fact, research on the stability
tions of adjustment difficulties, emotional difficulties and of early internalizing problems has presented mixed results.
particularly isolation, was reported for 56 % of children There is evidence that internalizing problems are discon-
(Kontopoulou 2003) (Table 1). tinuous over time (Mesman and Koot 2000). On the con-
trary, there are studies supporting that early internalizing
Stability and Continuity of Emotional and Behavioural problems predict later internalizing problems (Meagher
Difficulties et al. 2009). That is early occurrence of anxious and
depressive symptoms are associated with later anxious and
The stability of problem behaviours as well as the stability depressive symptoms (Karevold et al. 2009; Nordahl et al.
of preschool problem behaviours from the first years of life 2007).

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Furthermore, it is argued that externalizing behaviours disorder (Wichstrom et al. 2011). In Egger and Angold’s
are more stable than internalizing behaviours at young ages (2006) study for instance, the risk of having comorbid
(Meagher et al. 2009; Pianta and Caldwell 1990). Studies disorders increased 1–6 times with each additional year
indicate a high stability of externalizing disorders (Rubin from age 2 through age 5. Campbell et al. (2000) further
et al. 2003), while children with early-onset conduct supported that problems are more likely to occur when a
problems have the poorest prognosis (Koglin and Peterman young child presents a constellation of problems that are
2011). Hulle et al. (2007) provided evidence that the frequent and severe, are met across different domains of
behaviour problems exhibited between 12 and 24 months, functioning, situations and people. Moreover, problems are
particularly disruptive disorders, predicted later internal- more likely to persist in family dysfunction context and
izing and externalizing disorders at ages 3 and 5 years. In stress.
their study, nearly half of infants and toodlers with high Besides comorbidity between behaviour problems, there
social-emotional and behavioural problems continued to is a considerable relation between behaviour and learning
have such problems approximately 1 year later. Pre- problems. Data indicate that the externalizing behaviour/
schoolers with internalizing problems had almost threefold learning problems cluster is present even at entering school,
increased risk for later similar problems, whereas children while the link between these problems grow stronger over
with externalizing problems at age 2–3 years showed time (Pianta and Caldwell 1990). Behaviour problems have
almost 5 times higher risk for later similar problems been repeatedly found to predict low academic achieve-
(Mesman and Koot 2001). ment, school dropout and the development of drug abuse in
Besides the stability for both internalizing and exter- adolescence, as well as other problems such as violence and
nalizing problems in children from early years, there is a delinquency (Koglin and Peterman 2011). Raver et al.
substantial number of young children in the preschool and (2009) expressed their concern that preschoolers’ behaviour
early primary school years, approximately 20–30 %, who problems may significantly have an effect on preschoolers’
even though showed no signs of disorder at preschool age, chances for later success in school. They found that young
they developed a diagnosable disorder over the next few children who are persistently sad, withdrawn or disruptive
years (Lavigne et al. 1998). For case status in general receive less instruction from teachers, have fewer oppor-
including disruptive and emotional disorders, children with tunities for learning from peers, and are less engaged and
a diagnosis at age 2–5 years were two or 3 times more positive about their roles as learners. Finally, young chil-
likely than children with no diagnosis at that age, to con- dren with behaviour problems are more likely to demon-
tinue to have a diagnosis in the early school years. strate other concurrent difficulties, such as problematic peer
The transformation of one behavioural dimension into relations and insecure attachments (Bulotsky-Shearer et al.
another through childhood, further adds to the complexity 2008; Hughes and Esnor 2007; Lutz et al. 2002), later
of behaviour problems under study and highlights the need ADHD symptoms and social difficulties (Gewirtz et al.
to focus on both early types of behaviour (Slemming et al. 2009).
2010). For instance, early externalizing difficulties could
be associated with future internalizing disorders (Meagher Gender and Age Differences
et al. 2009; Mesman et al. 2001; Pihlakoski et al. 2006). In
addition, Slemming et al. found an association between In contrast to the hypothesis that gender differences prior to
both preschool anxious and aggressive behaviour and later age 4 are negligible, gender differences were found in ratings
emotional difficulties at age 10–12 years. of externalizing behaviour, with boys exhibiting higher
levels of aggressive, inattentive/hyperactivity behaviour
Comorbidity and Relations of Emotional (Bulotsky-Shearer et al. 2008; Hulle et al. 2007; Lutz et al.
and Behavioural Difficulties with Other Problems 2002; Pianta and Caldwell 1990; Rubin et al. 2003; Wich-
strom et al. 2011), depression (Wichstrom et al. 2011) and
Although externalizing and internalizing problems are passivity problems (Fantuzzo et al. 2001) than girls. No
relatively stable, there are shifts in patterns of comorbidity, significant effects were found for conduct (Fantuzzo et al.
with patterns of comorbidity differing between emotional 2001) or both externalizing and internalizing problems
and disruptive disorders (Lavigne et al. 1998). A number of (Mesman and Koot 2001). In advance, considerable stability
review articles have demonstrated the importance of was found in externalizing behaviours for both boys and girls
comorbidity for understanding the etiology, course and (Pianta and Caldwell 1990). It was actually found that sta-
treatment of externalizing and internalizing disorders. In bility in the school years was higher for girls, with exter-
the studies reviewed, comorbidity of disorders was the nalizing behaviour in kindergarten accounting for 10 %
norm. Children with conduct or depressive disorders were more of the variance in grade 1 externalizing behaviour, than
more likely to have another emotional or behavioural for boys.

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While the overall rate of disorders are similar across the emotional and behavioural difficulties (Fantuzzo et al.
life span, the pattern of specific disorders varies with age 2001). Anselmi et al. (2008) on the other hand, challenge
(Egger and Angold 2006). For example, main effect was the notion that cultural background and poor environmental
found for age, with younger preschool children exhibiting conditions might have an impact on different aspects of
more withdrawal-low energy, socially reticent, inattentive mental health disorders. Their study in a developing
behaviour (Bulotsky-Shearer et al. 2008; Lutz et al. 2002) country provide evidence for the similarity in the conti-
and higher levels of passivity (Fantuzzo et al. 2001) than nuity, stability and predictability of emotional and behav-
older preschool children. In sum, research on both gender ioural problems with the developed countries.
and age differences is rather limited, while existing evi- After all, a large body of empirical literature consent
dence presents a rather vague picture. that exposure to multiple risk factors during critical periods
of development increases the likelihood that young chil-
Aetiological Risks of Emotional and Behavioural dren will face emotional and behavioural difficulties in
Difficulties school years as well. Developmental psychopathology
incorporates a transactional formulation (Sameroff and
Studies relating to the risk factors of emotional and Fiese 2000) that considers the interface between innate
behavioural difficulties present contradictory results. Thus, child characteristics and environmental factors. Therefore,
they argue that genetic factors influence both normative maladaptive patterns of behaviour are the result of ongoing
and non-normative behaviour in young children, with exchanges within child and child-rearing context (Evan-
heritability accounting for greater than 50 % of the vari- gelista and McLellan 2004). Campbell et al. (2000) sum-
ance for internalizing and externalizing disorders (Hulle marizes the risk factors emerged from studies, by arguing
et al. 2007). Some studies revealed that maternal stress and that the small subgroup of boys with multiple risk factors
harsh discipline parenting practices were consistent and that include especially high levels of early hyperactivity
cumulative predictors of externalizing problems over the and aggression, and high levels of negative parenting and
first 3 years of life (Bayer et al. 2008; Brenner and Fox family stress are most likely to exhibit continuing problems
1998). At the same time, key predictors of internalizing at school entry.
problems appeared to be having no older siblings, small In educational turns now, an enquiry of the most
family size, maternal stress, anxiety, harsh discipline developmentally challenging classroom situations for pre-
practices, parenting, and single parent or parental conflict school children associated with more emotional and
(Bayer et al. 2006, 2008; Pike et al. 2006). In other studies behavioural problem behaviours revealed that three situa-
though marital status, child’s gender, father’s absence, tional dimensions are related to preschool emotional and
crowdedness, family characteristics and maternal psycho- behavioural problems: structured learning, peer interaction
pathology did not turn out to be correlates of disorders and teacher interaction (Bulotsky-Shearer et al. 2008).
(Lavigne et al. 1996; Thomas et al. 1991). Rather, demo- Teacher and peer social expectations, classroom rules,
graphic factors such as low SES, child’s gender, father attention to tasks, appropriate play, and the establishment
absence, family size and mainly child temperament and IQ of friendships are some examples of preschool situational
were correlates of behaviour problems (Hetherington 1989; dimensions. Specifically, situations requiring children to
Lavigne et al. 1996). Biological risk factors, such as IQ, exhibit more initiation and self-regulation in a group con-
perinatal complications and delayed milestones were found text (free play, circle time instruction and completing
to play a minor role, in comparison to low SES and high routine classroom ‘‘job’’ responsibilities) were associated
stressful life events, which were found to have an over- with more difficulties (Lutz et al. 2002). Disruptive chil-
whelming negative impact on development (Gothelf et al. dren experience significant interpersonal problems very
2006; Wichstrom et al. 2011). For externalizing problems early in life, even before the transition to school. And these
particularly, only stressful life events remained a signifi- problems are attributed more to failures in behavioural
cant predictor of later externalizing problems, after regulation, than to problems in social understanding per se
accounting for parenting variables and child psychopa- (Hughes et al. 2000).
thology (Mesman and Koot 2001). Actually, preschool
emotional and behavioural difficulties are disproportion- Identification and Assessment of Emotional
ately distributed among children from different familial, and Behavioural Difficulties
socioeconomic and geographic backgrounds. Thus, young
children living in high-risk environments including pov- There is consensus in the literature that severe emotional
erty, living in a single-female headed household and and behavioural difficulties occurring in the first 5 years of
exposure to multiple stressors associated with densely life continue or deteriorate during the school-age years and
populated urban settings, are most likely to manifest adolescence (Njoroge and Bernhart 2011). Early problem

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behaviours account for about a third of the variance in later to modify DSM criteria to be suitable for preschoolers
problems (Hughes and Esnor 2007), while the risk of (Gardner and Shaw 2008).
worsening psychopathology in the preschool population Limited research in the early manifestation of behaviour
can both affect the self-esteem and self-efficacy of the problems was among other things due to conceptual and
preschooler, and increase stressor on family relations measurement gaps (Campbell et al. 2000). Multi-informant
(Njoroge and Bernhart 2011). Therefore, acknowledging (Kerr et al. 2007) and cross-contextual assessment of
that having an emotional or disruptive disorder is a strong children (Winsler and Wallace 2002) may contribute to a
risk factor for later diagnosis, research effort has been better understanding of problem severity and future risk.
directed toward early identification of problem behaviours Valid self-reports by preschool children are usually not
in toodlers and preschool age children (Hulle et al. 2007). available (O’Connor et al. 2011), and the identification of
In light of the growing evidence of onset of behaviour problems relies solely on reports from parents and teachers
problems as early as toodlerhood, early childhood repre- (Bagner et al. 2012). With preschoolers, understanding
sents a particularly important time to target children’s risk diverging informant reports of children’s mental health
of behaviour problems (Raver et al. 2009). problems becomes pertinent (Berg-Nielsen et al. 2012).
Beside the fact that research findings support the need This information can have far-reaching outcomes for the
for early detection of emotional and behavioural difficulties early identification and referral of children with difficulties.
in preschool years, the difficulty in applying diagnostic However, adult raters of children’s behaviour have
criteria to preschoolers still remains a challenge for early shown consistently low to moderate levels of agreement
identification efforts. Emotional and behavioural disorders (Winsler and Wallace 2002). This disagreement is mainly
is a considerably heterogeneous group of symptoms, which located in internalizing problems (Meagher et al. 2009;
by definition generates diagnosis into a complex process. Berg-Nielsen et al. 2012). The common explanation for
Diagnosis in early childhood faces the challenge to dis- this has so far been that children more likely confide in
tinguish symptoms of disorder from the normative misbe- their parents than their teachers about their emotional
haviour of early childhood. High levels of behavioural problems. Teachers’ low ratings on internalizing problems
variation, rapid changes in behaviour, compliance demands might also reflect that teacher might not be fully attuned to
and expansion of the social world beyond the family that early signs of internalizing symptoms (Meagher et al.
occurs during this developmental period, add difficulties to 2009). It is the case that the more severe the child’s
the identification task. This complexity though is not problems are, the poorer the agreement between parents
unique to this age period. According to Pickles and Angold and teachers (Berg-Nielsen et al. 2012). In general lines,
(2003), the main point to the diagnostic approach is not teachers report considerably fewer problems in children
whether symptomatology in preschool children is measured than parents. What is noteworthy, is that teacher–child
by dimensional (with problems lying in a certain cut point conflict increases the discrepancy between teachers’ and
of a continuum) or categorical (with problems meeting parents’ reports and when teachers compared to parents,
specific criteria) means, but rather ‘‘under what circum- perceived high conflict with a child they report more
stances’’. Wakschlag et al. (2010) further suggest that externalizing and internalizing problems (Berg-Nielsen
variation during early childhood is not so extraordinary, et al. 2012). Following these statements, it is not difficult to
and measurement advances now provide methods for realize the diagnostic uncertainty, when parents and
assessing early childhood clinical patterns with the context teachers disagree on three out of four children who have a
of this developmentally expectable variability. high problem severity.
In addition, the dearth of diagnostic studies regarding
disorders in preschoolers may be due to concerns whether Prevention and Early Intervention of Emotional
it is appropriate to apply diagnostic criteria to preschool and Behavioural Difficulties
children (Egger and Angold 2006; Wichstrom et al. 2011).
Sterba et al. (2007) on the other hand, support that it is In the last decade, empirical research has challenged pre-
reasonable to apply the DSM-IV nosology to preschoolers viously held beliefs that the incidence of serious emotional
as to older individuals. In fact their results not only indi- and behavioural problems for preschool children is too low
cated that psychopathology in preschoolers is largely dif- to warrant extensive inquiry. Now, evidence suggests that
ferentiated according to DSM syndromes, but also showed early intervention or preventive efforts is possible to reduce
that the ways in which preschooler syndrome differentia- the severity of externalizing and internalizing disorders and
tion departs from the DSM-IV nosology are strikingly even prevent their extension later in life (Harrington and
similar to those found in older children and adolescents. Clark 1998). And although most preschool children over-
Recent advances in the field include the Research Diag- come their symptoms, it is important to properly identify
nostic Criteria-Preschool Age (RDC-PA) which attempted the children who actually need early intervention. Essex

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et al. (2009) argue that universal screening at school entry At the same time, there is increasing evidence that
can effectively identify children likely to develop recurrent teaching parents new parenting skills, tailored to the child’s
comorbid symptoms, and provides a basis for developing needs is a successful intervention for early conduct prob-
optimal targeted intervention programs. Since only 20 % of lems. Bayer et al. (2008) further postulates that training
children in need of services receive specialty mental health programmes must help parents in reducing personal stress,
care in the USA, the authors conclude that we need to as well as negative parenting practices. Finally, Cooper and
develop cost-effective universal screening procedures to Jacobs (2011) gives a comprehensive presentation of whole
identify early those children most likely to evidence per- school interventions for students with emotional and
sistent impairing mental health problems. Studies in the behavioural difficulties, as well as training programmes for
last decade suggest that targeting classroom processes can parents.
be an effective way to reduce children’s behavioural
problems and that children’s preschools represent a key
component in building a comprehensive system of pre- Discussion
vention and early intervention (Bayer et al. 2008; Raver
et al. 2009). The rapid developmental changes occurring during tod-
Architects of early intervention programming are cur- dlerhood and the preschool years entail the potential for
rently guided by the developmental–ecological theory, children to experience emotional and or behavioural diffi-
which asserts the importance of supporting children’s culties. While some preschool children manifest just tran-
acquisition of age-appropriate competencies within rele- sient developmental difficulties and sooner or later ‘‘grow
vant social context (Coolahan et al. 2000). For preschool out’’ of them, there is a large number of children who may
children, relating successfully with classmates is a critical, suffer from longstanding difficulties. The recent shift in
developmental task and a primary indicator of healthy research to early childhood problems highlights that early
adjustment in kindergarten. The expression of autonomy and persistent problem behaviours consist of a particular
and ability to maintain prosocial interactions in play are cause of concern, since they may be predictive of future
primary indicators of the psychological adjustment of developmental maladjustment. The state of knowledge
preschool children (Fantuzzo et al. 2001). On the other about preschool behaviour however, is quite fragmented in
hand, longitudinal research has linked poor peer relations terms of externalizing and internalizing problems and
with detrimental consequences during later developmental uneven (Gardner and Shaw 2008). A good deal of infor-
periods. Specifically, the display of aggression in peer mation is known about preschool disruptive behaviour and
interactions is associated with externalizing behaviour treatment interventions for this age group. In contrast,
problems, and withdrawn from peer interactions is associ- remarkably little clinical or epidemiological research has
ated with internalizing behaviour problems (Coolahan et al. examined the characteristics, prevalence or the precursors
2000). Since peer relationships in turn predict numerous of emotional problems in preschool children. Egger and
long term outcomes, intercepting these early negative tra- Angold’s (2006) review of studies on emotional and
jectories is an urgent not only clinical challenge (Hughes behavioural disorders in preschool children, concluded that
and Esnor 2007), but educational challenge as well. we are early in the process of characterizing the nosology
At this point, social and emotional skills training that and epidemiology of preschool behavioural and emotional
teach children social, emotional and cognitive competencies, disorders, particularly depression and anxiety. We are late
is useful, since deficits in these domains are empirically though in recognizing the impairment of preschool children
proven risk factors for emotional and behavioural difficul- and their families. In fact, very few preschoolers who meet
ties. The Social and Emotional Learning movement supports criteria for a disorder are referred for mental health eval-
the axiom that the cultivation of social and emotional skills to uation or receive treatment.
children is considered crucial for the healthy psychological Recent studies exploring the prevalence of problems in
adjustment of children and adolescents, as well as for the preschool population have documented that increasing
development and maintenance of healthy interpersonal numbers of problems are displayed. However, since there
relationships throughout their lives (Ciarrochi and Scott are no strict diagnostic criteria, they inevitably include
2006; Elias 1997; Hastings et al. 2000; Koglin and Peterman children with both transient problems and those with early-
2011; Ogden 2001). However, social skills training inter- emerging and more serious problems. Extensive research
ventions by themselves do not improve children’s peer status has documented the broad patterns of emotional and
or their teacher ratings regarding their behaviour. Rather, behavioural problems and confirmed the considerable sta-
interventions which focus directly on the affective quality of bility of such problems even from a very young age, as
teacher–student interactions could be a helpful alternative to well as the stronger stability for externalizing compared to
skills-training approaches (Hughes et al. 2001). internalizing problems. In addition, convergent evidence

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from different studies confirms that comorbidity between internalizing problems, as well. Secondly, teachers’ per-
emotional and behavioural difficulties is high, while early ceptions and interpretations of children’s behaviour are
onset and childhood trajectories characterized by persistent connected to teachers’ behaviour toward the children.
problems, further increase the risk for later disorders. It is Teachers give more commands to children they perceived
repeatedly found that early problems that occur in multiple as having more externalizing problems, whereas they give
settings and relationship systems are generally more seri- more praise to children they perceived as having internal-
ous and stable over time (Kerr et al. 2007). There has also izing problems (Dobbs and Arnold 2009). Thirdly, in
been increasing recognition of the multiple interacting preschool settings teacher–child relationships have been
factors (biological, environmental, child characteristics) shown to be more predictive of children’s positive out-
that contribute to early emotional and behavioural diffi- comes. Negative teacher–child relationships have been
culties. Children’s gender differences in the developmental linked to poor behavioural and academic outcomes for
course of early problems are suggested, the mixed patterns young children and negative attitudes about the school
generally still found in the literature warrant additional setting (Dobbs and Arnold 2009). Conflict in the teacher–
investigation (Meagher et al. 2009). There are concerns in child relationship contributed to faster growth in external-
the literature about distinguishing normal from abnormal izing behaviour from kindergarten to third grade, and
behaviour in this period of rapid change, and the appro- decreases in children’s prosocial behaviour from kinder-
priateness of using traditional diagnostic categories for garten to first grade. On the contrary, children with high
young children. Definition and identification efforts of levels of initial aggression, those who were provided
emotional and behavioural problems stress that the symp- greater teacher support exhibited the largest declines in
toms must be ‘‘developmentally inappropriate’’. Nonethe- aggression across the early school years (Hughes and
less, no work is provided in the literature to clarify what is Kwok 2006).
developmentally appropriate or not (Egger and Angold Preschool teachers seem to overlook the importance of
2006). Acknowledging that rapid developmental changes emotional and behavioural problems in preschool age.
makes it hard to set age-appropriate criteria, future work They attribute such problems to the family and social
needs to address criteria or guidelines that specify devel- environment, whereas they feel less involved in the process
opmentally-appropriate manifestations of symptoms and of intervention (Kontopoulou 2003). Teachers are some-
‘‘true’’ symptoms of disorders. It is argued that there are times reluctant to use checklists of psychiatric symptoms to
disadvantages of not defining EBD in young children, describe preschool children’s classroom behaviours,
including failure to recognize distress and provide appro- because they want to avoid stigmatizing children with
priate help (Gardner and Shaw 2008). labels that are not associated with classroom-based services
The preschool period can be seen as an optimal time to (Lutz et al. 2002). Early childhood educators need psy-
identify and reduce early signs of problems, before they chometrically sound and culturally appropriate rating
develop into permanent patterns. Assessment and inter- scales of emotional and behavioural problems in order to
vention efforts have mainly focused on parent–child rela- accurately identify children with these problems (Fantuzzo
tionship (Campbell 1995). Since preschool provides a et al. 2001). Research is therefore needed to provide edu-
promising venue for early screening of children’s emo- cators with developmentally appropriate and valid mea-
tional and behavioural difficulties, more attention must surements, so that children with difficulties who are still
now be given to preschool teachers’ perceptions of emo- missed to be captured. We have a limited understanding of
tional and behavioural difficulties. Preschool teachers how and where to strategically intervene in the classroom
address students’ emotional and behavioural difficulties as for EBD children, or how to modify the classroom envi-
extremely demanding (Nutbrown and Clough 2004), and ronment to enhance more adaptive children’s behaviour.
perceive aggression and hyperactivity as more serious and Further empirical investigation could inform teacher edu-
stable syndromes than withdrawal (Walker et al. 1984). cation and school-based prevention and intervention efforts
Taking into consideration preschool teachers’ perceptions (Meagher et al. 2009). Research consents that preschool
of emotional and behavioural difficulties, is of significant setting is potentially important for early identification and
importance for three reasons: First, it is the case that we intervention programmes delivery for young children with
can predict important developmental outcomes in adult- emotional and behavioural difficulties. Surprisingly, there
hood from preschool teachers’ judgments of children with is lack of research on preschool educators’ role and com-
emotional and behavioural difficulties (Asendorpf et al. petencies or self-efficacy coping with these difficulties and
2008). Specifically, for depressive symptoms preschool mainly the emotional ones, which are often under-recog-
teachers play a significant role in identifying early risk of nized. This area should be of priority for treatment
such symptoms (Meagher et al. 2009). Teachers’ reports of research, if these problems are stable and significant from
externalizing problems are useful predictors of later an early age.

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234 J Child Fam Stud (2015) 24:225–236

Limitations Bayer, J. K., Hiscock, H., Ukoumunne, O. C., Price, A., & Wake, M.
(2008). Early childhood aetiology of mental health problems: A
longitudinal population-based study. Journal of Child Psychol-
While this study has attempted to be comprehensive in ogy and Psychiatry, 49(11), 1166–1174.
current research topics of preschool EBD, there may be Bayer, J. K., Rapee, R. M., Hiscock, H., Ukoumunne, O. C.,
recent studies that have not been identified. The literature Mihalopoulos, C., & Wake, M. (2011). Translational research to
in this area is continually informed and new updates occur prevent internalizing problems early in childhood. Depression
and Anxiety, 28, 50–57.
frequently. The keyword selection may have missed stud- Bayer, J. K., Sanson, A. V., & Hemphill, S. A. (2006). Parent
ies, and it is possible that the exclusion criteria employed influences on early childhood internalizing difficulties. Journal
may mean that some research evidence have not been of Applied Developmental Psychology, 27, 542–559.
included. Berg-Nielsen, T. S., Solheim, E., Belsky, J., & Wichstrom, L. (2012).
Preschoolers’ psychosocial problems: in the eyes of the
beholder? Adding teacher characteristics as determinants of
discrepant parent–teacher reports. Child Psychiatry and Human
Conclusions Development, 43(3), 393–413.
Brauner, C. B., & Stephens, C. B. (2006). Estimating the prevalence
of early childhood serious emotional/behavioural disorders:
Literature review presents substantial research on emotional Challenges and recommendations. Public Health Reports, 121,
and behaviour disorders in preschool children. Although a 303–310.
good deal is known about disruptive behaviour, little is Brenner, V., & Fox, R. A. (1998). Parental discipline and behaviour
known about emotional problems, with poor agreement on problems in young children. Journal of Genetic Psychology, 159,
251–256.
classification and little evidence about causes and treatment. Bulotsky-Shearer, R. J., Fantuzzo, J. W., & McDermott, P. A. (2008).
The ongoing debate about the application of diagnostic cri- An investigation of classroom situational dimensions of emo-
teria for distinguishing normal from abnormal behaviour, tional and behavioral adjustment and cognitive and social
has not resulted in valid diagnostic tools for preschoolers’ outcomes for Head Start children. Developmental Psychology,
44(1), 139–154.
emotional and behavioural disorders, employed by educa- Campbell, S. B. (1995). Behavior problems in preschool children: A
tors. While greater understanding of the identification, review of recent research. Journal of Child Psychology and
prevalence, aetiology and treatment of EBD will have Psychiatry, 55(1), 113–149.
implications for research in clinical settings, these advances Campbell, S. B., Shaw, D. S., & Gilliom, M. (2000). Early
externalizing behaviour problems: Toodlers and preschoolers at
are also urgently needed in order to develop educationally risk for later maladjustment. Development and Psychopathology,
relevant assessment tools and evidence-based treatments. 12, 467–488.
These tools will enable educators to identify and help pre- Cassidy, K. W., Werner, R. S., Rourke, M., Zubernis, L. S., & Mawr,
schoolers and their families. In addition, besides the con- B. (2003). The relationship between psychological understand-
ing and positive social behaviors. Social Development, 12(2),
siderable emphasis on preschool setting, in terms of early 198–221.
identification and prevention of emotional and behavioural Ciarrochi, J., & Scott, G. (2006). The link between emotional
difficulties, there is dearth of research concerning teachers’ competence and well-being: A longitudinal study. British
role and needs in facing with these difficulties to their stu- Journal of Guidance and Counselling, 34(2), 231–243.
Cicchetti, D., & Toth, S. L. (1991). A developmental perspective on
dents. Advances towards this area of research are needed, if internalizing and externalizing disorders. In D. Cicchetti & S.
we have to eliminate the continuity of emotional and L. Toth (Eds.), Rochester symposium on developmental psycho-
behavioural difficulties into later childhood. pathology: Internalizing and externalizing expressions of dys-
function (Vol. 16, pp. 1–19). Hillsdale, NJ: Erlbaum.
Cole, P., Fox, N. A., Zahn-Waxler, C., Usher, B. A., & Welsh, J. D.
(1996). Individual differences in emotion regulation and behav-
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