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Despite the Rain Living and dealing with climate change in s small West
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PhD thesis
Jonas Østergaard Nielsen
This PhD project was financed by a Danish Ministry of Foreign Affairs research grant (grant
104.Dan.8-914). This study was part of the African Monsoon Multidisciplinary Analysis
(AMMA) project. Based on a French initiative, AMMA was built by an international scientific
group and funded by a large number of agencies, especially from France, UK, US and Africa.
It has been the beneficiary of a major financial contribution from the European Community’s
Sixth Framework Research Programme. The fieldwork was carried out with permission of,
and in accordance with, the Ministere des Enseignements Secondaire Superieur et de la
Research Scientifique, research permission N 2007 0089, and Université De Ouagadougou,
Departement de Geographie, Burkina Faso.
This thesis would not have been possible without the patience and support of the people of
Biidi 2. Layya, Mamadou and Moussa your help and friendship was invaluable. Digga, thank
you for the food! In Gorom-Gorom, Abdoulaye and his family made my stay in Burkina Faso
a much better and definitely more pleasant one. Thank you for the use of your electricity, the
cold drinks, a bed, and different food than millet porridge. But most of all: Thank you for your
emotional support. Kalifa your help and emotional support made my few stays in
Ouagadougou very enjoyable. Thyge Christensen, thank you for putting me into contact with
Abdoulaye and Kalifa and for all the helpful tips. You are truly unique. I would also like to
thank Mamadou Kabre, Ibrahim Ouattara and Ahidjo for great and fun company wherever we
found ourselves. Looking forward to next time! All the AMMA partners around West Africa
also deserve to be mentioned. Working with and learning from you all greatly improved my
work and understanding of the region.
In Denmark, a special and big thank you to my supervisor Anette Reenberg. It has been a
pleasure working with you and I look forward to our future collaboration. I would also like to
thank Ole Mertz for many great trips to West Africa and insightful comments. Also thanks to
Kjeld Rasmussen, Andreas Egelund Christensen, Jesper Bosse Jønsson and Ingeborg Vind,
plus the rest of the wonderful colleagues in the E&S research group. I will miss you all.
Thanks also to Prof. Neil Adger and Prof. Eric Lambin for hosting me at their departments
during my PhD tenure. Sarah thank you for everything you have done for me.
i
My parents always told me I was not allowed to work after school as this would interfere with
my homework. I guess that attitude led me to here. I greatly appreciate that. Sharon thanks so
very much for everything. Let us try and install the love of knowledge and education in Jacob,
Thomas and Maya. This thesis is for them.
ii
Contents
Acknowledgement i
Introduction 1
The Village 5
Introduction 5
Degrading local practices 5
Resourceful but diverse local practices 6
A short history of Biidi 2 7
Ethnic relations 12
Gender, a male world? 15
Generational relations 18
The outside world 19
Introduction 22
Mitigation and adaptation 22
Adaptation to climate change research 25
Livelihood diversifications 27
The Fieldwork 31
Introduction 31
Memories of my arrival 31
At home 32
Participant observation 34
Informants and translators 35
Semi-structured interviews 37
Focus groups 41
Questionnaire interviews 43
Writing notes up 45
Coding 46
My position in the field 47
Belonging to Hamidou 47
Age, gender, personality and ethnicity 48
Ethics 50
iii
Summary of the Papers 53
Conclusion 59
References 61
Introduction 80
Linking environmental and social domains through livelihood studies 82
Study area and methods 84
Analysis 85
Perceptions of climate change and variability 85
Diminishing importance of rain-fed agriculture 87
Circular labour migration 88
Labour migration and bride price 89
Love marriages 90
I can’t wait! 91
Marriage, independence and political power 92
Conclusion 94
Acknowledgement 96
References 96
Paper B. Temporality and the problem with singling out climate as a current 99
driver of change in a small West African village
Introduction 101
The theoretical background 102
The local setting 102
Methods 103
Results 103
Perceptions of climate change and variability 103
Diminishing cereal production 103
Livelihood diversifications 103
Labour migration 104
Development projects 104
Gardens 105
Women’s small-scale commerce 105
Selling livestock 105
Threats to sustained well-being 106
iv
Health 106
Infrastructure 107
Political-economic structures 107
Human-environmental timelines 107
1950s to the early 1970s 107
Early 1970s to mid-1980s 107
Mid-1980s to 2008 109
Conclusion 109
Acknowledgement 109
References 109
Paper C. Cultural barriers to climate change adaptation: A case study from 113
Northern Burkina Faso
Introduction 115
Methodology 116
Biidi 2 117
Climate 117
Livelihood diversification 118
Labour migration 119
Working for development projects 120
Gardens 121
Women’s work 121
Cultural pathways of adaptation 121
Living in the bush 121
Appropriate work and ethnic identity 122
The most Fulbe of work: transhumance 123
Conclusion 123
Acknowledgement 124
References 124
Paper D. The Outburst. Climate change, gender relations and situational 127
analysis
Introduction 129
The Village of Biidi 2 132
Climate variability in Biidi 2 134
Development Projects and Women’s Work 135
Development Projects 136
Women’s Work 138
The Social Situation 139
Analysis 142
Gender Separation 142
v
The Desire to Stay Married 143
Negotiating Gender 144
The Potential of Unstructured Contexts 147
Conclusion 149
References 151
Appendices
vi
List of Illustrations
Cover photo is taken in the village and features two young men posing with a new motor bike
bought with money earned while on migration.
vii
Introduction
”If climate change is indeed global, its consequences are profoundly local”
(Cruikshank 2005: 25)
Human adaptation has become part of the discourse of global climate change and is now
widely recognised alongside mitigation as an important and necessary response to the
threat posed by the accelerating climatic changes that will occur, or are already
occurring, due (mainly) to past and present greenhouse gas emissions (IPCC, 2007;
Steffen et al. 2007; UNFCCC, 2007). Human adaptation to climate change is
understood as a modification of behaviour believed to either alleviate adverse impacts
or to realise new opportunities in response to observed or expected changes in climate
(Adger et al. 2007).
In the Sahel region of West Africa the need for human adaptation to climate change and
variability is no new phenomenon.1 Since the 1950s, the Sahel region has been through
“the most dramatic example worldwide of climate variability that has been directly and
quantitatively measured” (Hulme 2001: 20). Persistent wet years in the 1950s and
1960s were replaced by an equally persistent period of desiccation commencing in the
late 1960s and continuing into the early 1990s, which was associated with severe
drought episodes in the early 1970s and early-mid 1980s (Hulme, 2001; Nicholson,
1978, 2005). An amelioration of the conditions has been observed since the 1990s,
prompting speculations that a ‘greening’ of the Sahel is taking place (Olsson et al. 2005)
due not only to a ‘recovery’ of the rains compared to the dry years (Hutchinson et al.
2005; Nicholson, 2005), but also, perhaps, an actual shift to a wetter period (Ozer et al.
1
The Sahel is a semi-arid transition zone situated between the arid to hyper-arid Sahara and humid
tropical Africa. It is characterised by a strong north-south rainfall gradient with annual rainfall amount
varying from 600-700 mm in the south to 100-200 in the north, and high interannual rainfall variability
(e.g. Nicholson, 1978; Hulme, 2001). Most of the rainfall stems from the northward penetration of the
West African Monson in the boreal summer, with most rainfall occurring in the period July-September.
The strength and the northward movement of the monsoon rains vary on timescales of years to millennia,
meaning that the boundaries of the Sahel as defined in terms of rainfall is not fixed (e.g. Brooks, 2004).
Indeed, the name Sahel means the ‘edge of the desert’ or ‘shore’ in Arabic, indicating that the monsoon,
like a coast line, has moved over time and the Sahel has a long history of climate change and stress
(Agnew and Chappel, 1999; Brooks, 2004; Rain, 1999).
1
2002). Whether the current wetter trend signifies a climatic shift that will continue
throughout the coming decades remains highly contested. The Intergovernmental Panel
on Climate Change’s (IPCC) Fourth Assessment Report is inconclusive because the
global climate models disagree in their predictions regarding the West African region
(Christensen et al. 2007). Yet, rainfall in the Sahel continues to display a high degree of
variability across the region and over time (Hulme, 2001). This variability is likely to
increase, and both prolonged droughts and extreme rainfall events will probably become
more frequent in African drylands like the Sahel (Adger et al. 2007; Kurukulasuriya et
al. 2006).
Whatever the biophysical causes of the drought and precipitation variability, its impact
on human populations in the region has attracted immense international political and
scholarly interest (Batterbury and Warren, 2001; Dietz et al. 2004; Raynaut, 2001). A
large part of the research has focused on how the rural populations of the Sahel have
adapted to this climate crisis by diversifying their agricultural and non-agricultural
livelihood strategies (e.g. Mortimore and Adams, 2001). This thesis follows that
tradition. It explores how the inhabitants of Biidi 2, a small northern Sahelian village in
Burkina Faso, have adapted to the recent climate change and variability by diversifying
their livelihoods.
By attempting to document the ways in which this community has acted in the face of
climate perturbations, the papers presented in this thesis fall under a type of adaptation
to climate change research which attempts to understand how adaptation in a particular
region or community takes place (see Smit and Wandel, 2006). The focus of this
research is on documenting how communities experience changing climatic conditions,
how they make decisions, the adaptation strategies embraced, and the consequences of
these for various groups of actors. This is done to a large extent by drawing on the
experience and knowledge of community members collected through empirical
research.
The focus on actors and actual processes and consequences of climate change
adaptation in this literature has raised a number of important questions regarding
2
adaptation to climate change and variability among human populations. Is it, for
example, possible to link local decision-making and actions with climate perturbations?
Is the adaptive capacity − i.e. the ability or potential to respond successfully to climate
variability and change − evenly shared among a specific population and/or across a
locality? If not, what causes this heterogeneity? And what, if any, are the socioeconomic
consequences locally, regionally, and/or nationally of the adaptation strategies
embraced at local scale?
These generic questions guide the three overarching research questions explored in this
thesis:
• How do households and individuals in Biidi 2 make a living in the aftermath of the
Sahelian droughts?
• What elements constitute and influence the livelihoods of households and individuals
in Biidi 2? And is climate variability and change one of these?
• What, if any, are the local socioeconomic consequences of the livelihood strategies in
Biidi 2?
The findings of the research are presented in the following four papers:
Paper A:
‘Drought and Marriage: Exploring the Interconnection between Climate Variability and
Social Change through a Livelihood Perspective’, in K, Hastrup (ed, 2009) The
Question of Resilience. Social Responses to Climate Change, Copenhagen: The Royal
Danish Academy of Science and Letters, 159-177.
Paper B:
‘Temporality and the problem with singling out climate as a current driver of change in
a small West African village’, 2010, Journal of Arid Environments, 74, 464-474.
3
Paper C:
‘Cultural barriers to climate change adaptation: A case study from Northern Burkina
Faso’, 2010, Global Environmental Change, 20, 142-152.
Paper D:
‘The Outburst. Climate change, gender relations and situational analysis’, 2010,
accepted for publication in International Journal of Social Analysis, 2010.
The four papers appear in full after the synopsis, which is structured as follows. The
next section introduces the main trends in the research conducted in the Sahel since the
1970s drought along with the village history and socio-spatial composition. The third
section presents the theoretical setting and situates the project within the larger field of
research on adaptation to climate change and livelihoods. The fourth section is on
methodology and provides an account and discussion of the methods applied, fieldwork,
data processing, and ethics. The fifth section summarises and connects the four papers.
It also has a list and abstracts of other papers written during the PhD tenure. And
finally, section six offers an overall conclusion.
4
The Village
Introduction
The Sahelian droughts and their impact on human populations have attracted immense
international research interest (Batterbury and Warren, 2001; Raynaut, 2001). This
chapter traces the main trends in this research from the early explanations of the
droughts in terms of degrading Sahelian land use practices to the focus since the 1990s
on Sahelian populations as resourceful and adaptive. General region-wide descriptions
and explanations of both the impacts and the solutions to the climate variability
experienced in the Sahel are, however, highly problematic due to wide socioeconomic,
biophysical and political variations at the local scale (e.g. Raynaut, 1997, 2001). A
small and relatively confined research site therefore seems an appropriate unit of
analysis with the aim of understanding the consequences of climate variability and
change in the Sahel. Such a site was found in the village of Biidi 2 in northern Burkina
Faso. This presentation starts with the village history, followed by a description of
daily life, focusing on ethnic, gender and generation relations, and finally, the village’s
place in the wider world. It should be noted that since the four papers making up this
thesis all deal with Biidi 2, some aspects of life in the village and in particular the
villagers’ livelihood strategies and perceptions of climate variability as well as the
biophysical setting are left out of this chapter.
5
evidence of environmental change or the encroachment of the Sahara and located the
cause of this in ‘inappropriate’ indigenous land use practices (Hubert, 1920; Renner,
1926; Stebbing, 1935, cited in Mortimore, 1998). Lamprey (1975) similarly argued that
the advancement of the Sahara he claimed to have observed in northern Sudan was due
to past and current land use practices among the populations living in this area and
concluded that there is a “need to educate the rural population, particularly as many of
the problems are due to traditional and hitherto unquestioned practices” (cited in
Brooks, 2004: 10). The notion of the ‘moving desert’, or ‘desertification’ caught the
imagination of the world and has proved a persistent ‘narrative’, partly because it
“bankrolled decades of development interventions, research and international debate” in
the Sahel and other drylands of the world (Agnew and Chappell, 1999; Batterbury and
Warren, 2001: 3; Swift, 1996).3
3
Desertification describes a set of land degradation processes such as a decline in soil fertility, land and wind
erosion, dune formation, hydrological decline, deforestation, and a loss of biodiversity (Reynolds el at. 2007).
6
Warren, 1998). The view of the rural Sahelian population shifted accordingly. No
longer seen as the cause of the food, stocking, and degradation ‘crisis’ in the Sahel,
studies began to view rural populations and their practices as adapted to this ‘crisis’
(Mortimore and Adams, 2001).
A very large part of this literature focuses on how rural populations in the Sahel have
adapted to the drought and the degradation of their biophysical environment through
both agricultural and non-agricultural diversification strategies (e.g. Batterbury and
Warren, 2001; Bolwig, 1999; de Bruijn and van Dijk, 1995; Dietz et al. 2004; Elmqvist
and Olsson, 2006; Mertz et al. 2008; Mortimore 1998; Mortimore and Adams 2001;
Mortimore and Turner, 2005; Rain, 1999; Raynaut 1997; Reenberg et al. 1998;
Reenberg and Paarup-Larsen, 1997; Roncoli et al. 2001). While some of these
strategies, such as circular labour migration (e.g. Cleveland, 1991; Cordell et al. 1996;
David, 1995; De Bruijn and Dijk, 1995; Findley, 1994; Hampshire, 2002, 2006;
Hampshire and Randall, 1999, 2000; Henry et al. 2004; Rain, 1999) and the planting of
short- and long-cycle crop varieties in different types of soil using different methods
(e.g. Lacy et al. 2006; Mertz et al. 2009; Mortimore, 1998), are similar across the Sahel,
great diversity is found due to demographic, historical, land use, socio-cultural, and
political differences (e.g. Raynaut, 1997; 2001). These vast differences have shaped
and continue to shape local responses to the one thing the region has in common: the
climatic development of the last 50 years. In order to explore these responses and their
consequences it thus pays to acknowledge that there are “many Sahels” (Raynaut, 2001:
13); Biidi 2 is one of these.
4
The historical data used in this section was collected through interviews and is as such based upon oral
history (e.g. Vansina, 1985).
7
the rains the hut is carefully restored by the villagers. This they do for two reasons.
First, they want to keep the sight attractive and in working order as the visitors bring in
cash and, second, because the hut was the first one to be built in the village.
Modi Mawdo was a powerful Fulbe Marabout (Islamic religious leader), who left an
unknown part of Mali some 130 years ago along with a small group of other Fulbe and
their cattle and slaves, the Rimaiibe, in search of better pastures. Walking south they
encountered another Fulbe Marabout. He told Modi Mawdo about a place with ‘old
wells’ or ‘a constant presence of water’ which in Fulfulde, the language spoke by Modi
Mawdo and his entourage, translate as biidi.5 A few months later they found the place.
5
Fulbe and Rimaiibe live in almost all West African states and their main language Fulfulde varies across
this region. However, Fulfulde is more or less mutually comprehensible by speakers from nearly all areas
(Hampshire, 2004).
8
The group was pleasantly surprised as there was a nice breeze and splendid views over
the surrounding savannah atop a sand dune and Modi Mawdo immediately arranged for
his slaves to construct huts for him and themselves on the dune.
Following the initial settlement the village expanded slowly. Rimaiibe families settled
there by their Fulbe masters provided the main bulk of new inhabitants along with
Wahilbe blacksmiths. Wahilbe provided the tools necessary for Rimaiibe to cultivate
the fields of their Fulbe masters and millet production constituted the economic
mainstay of the village. The potential of the constant presence of groundwater at the
bottom of the dune was soon realised. It is hard to determine exactly when the first
gardens in Biidi 2 were established as the narratives vary on this account, but most
villagers agree that the oldest of the gardens date back 120 years. These gardens
attracted more settlers, and during the first three decades of the twentieth century the
village began to take its present shape with four separate quarters (debeere) organised
according to patrilineal descent and ethnicity (see also Matlon, 1994; Pollet and Winter,
1978; Riesman, 1977). The two largest debeere, Letugal and Gorgal, were occupied by
9
Rimaiibe slaves; Wahilbe occupied the third largest and Fulbe occupied the smallest
debeere as Fulbe prefer to live in the bush (see Paper C). This spatial organisation of
the village is still observed (see Map 2).
Map 2. Biidi 2
The French colonial rule seems to have made no impression on the village. The
colonial administration in Upper Volta, as in many other African countries, was
characterised by a highly centralised state apparatus, functioning mainly in the capital,
Ouagadougou, and other main cities and with only limited authority beyond these
10
(Harsch, 2009). Throughout the colonial era in Upper Volta, local authority in most of
the countryside was thus exercised indirectly through traditional chiefs assisted by a
handful of French commandants de cercle of whom there was one in Dori, some 80
kilometres from Biidi 2 (Harsch, 2009). The villagers knew about his presence and
about some of the colonial policies, especially the illegalisation of slavery. A common
narrative in the village, for example, regards a couple of Rimaiibe men who had gone to
see the anasara, or white person, in Dori just before the end of the colonial era. Their
aim had been to convince him to come to Biidi 2 in order to tell Fulbe that slavery had
been made illegal. This the anasara never did.
Independence in 1960 brought little change to the village as the new post-colonial state
remained institutionally weak, with a relatively small, under-budgeted and over-
stretched bureaucracy that had difficulty carrying out even the most routine functions
(Harsch, 2009: 266). The traditional chiefs remained the de facto authorities and public
administrators maintained a skimpy presence on the ground and “were exceptionally
remote from the world of ordinary citizens” (Harsch, 2009: 267). The post-colonial
political system’s inability to transcend its internal dysfunctions and contradictions
contributed to repeated political crises and a number of coups d’etat, eventually
culminating in the advent of Thomas Sankara in August 1983 (Harsch, 2009; Skinner,
1988; Wilkens, 1989). Sankara proclaimed a revolution, and to symbolise the new
departure, he and his Conseil National de la Révolution (CNR) renamed the country
Burkina Faso. A wide range of political, social, and economic policies were initiated
and because a core aim and result of the revolution was to extend the presence and
authority of the CNR more widely throughout the country some of these policies ─
particularly those regarding land usufruct rights and slavery ─ reached Biidi 2 (see
Paper C).
While extremely charismatic and inventive, Sankara did not manage to rectify the
economic situation in Burkina Faso. When he was eventually killed, under still unclear
circumstances during yet another coup d’etat in 1987, the country was still the third
poorest in the world (Skinner, 1988: 449). There are many reasons for this, but
Sankara’s reluctance to seek external financial aid and obtain loans combined with his
11
ambivalent and sometimes hostile relationship with the West meant that foreign
investments and aid were not easily forthcoming (Skinner, 1988: 449; Wilkins, 1989:
385).
Sankara’s qualms about ‘submitting’ to what he saw as ‘imperialist domination’ was not
shared by the new and still current president Blaise Compaoré. An important reason for
maintaining the local municipals initiated by Sankara was, for example, the acceptance
by the new government in 1991 to adopt its first structural adjustment programme
financed by the International Monetary Fund and World Bank, which demanded ‘good
governance’ including an emphasis on decentralisation (Harsch, 2009: 269). This
opening up to the West and the climate of political stability Compaoré created resulted
in a huge influx of foreign aid in the 1990s (Atampugre, 1997). Whether this influx is
the cause of the relative economic and political stability Burkina Faso has experienced
since Compaoré took over is unclear, but the country is (especially in comparison with
three of its most immediate neighbours Niger, Mali and the Côte d’Ivorie) currently
relatively peaceful ─ something the villagers greatly appreciate (see Paper B).6
Ethnic relations
The ethnic composition of Biidi 2 with three groups, castes or classes of people the
Fulani, Wahilbe, and Rimaiibe is not unique.7 These three groups are found throughout
the entire francophone West African Sahel in close proximity to each other and are
often grouped together under the French term Peulh (Dupire 1970; Hampshire, 2004;
Riesman, 1992). The Peulh constitute a minority of the population in every West
African state including Burkina Faso, but at the same time, they constitute one of West
Africa’s largest ethnic groups (Riesman, 1992). It is estimated that some 9 or 10 million
Peulh lived in West Africa in the early 1990s of whom almost 4.8 million lived in
Nigeria (Hampshire, 2004). It is difficult to calculate how many Peulh currently live in
Oudalan, the province in which Biidi 2 is located. But around 25% of the households in
this region stated in a INSD (Institut National de la Statistique et de la Démographie)
6
At the most recent election in 2005, all the villagers asked in interviews voted for Campaoré. The main
reason given was the current stability of the country, which ensured stable prices, a reliable
infrastructure, and a market for cattle. Moreover, his party, the CDP (Congress for Democracy and
Progress), handed out the best and most generous gifts during the election campaign.
7
Riesman (1992) divides Fulani society into ‘castes’; Hampshire (2004) into ‘classes’.
12
1998 survey that they are Peulh, which seems to correlate with earlier numbers
estimating that about a quarter of the population in this region are Peulh (INSD, 1991,
quoted in Hampshire, 2006).8
Because of the wide geographical dispersion of the Peulh and the multiple political,
economic, historical, cultural and biophysical settings in which they find themselves,
language, beliefs and practices vary from place to place, making generalisations about
Peulh problematic (de Bruijn and van Dijk, 1995; Hampshire, 2006; Riesman, 1992).
The variation between Peulh groups is noticeable even within the Sahelian region of
Burkina Faso. Paper C shows, for example, how Fulbe in Biidi 2 have not engaged
substantially in labour migration, whereas Hampshire (2006), working only some 70
kilometres away, concludes the opposite. The same discrepancy in livelihood strategies
in northern Burkina Faso is found between Paper C and Buhl and Homewood (2001).
Among the Fulbe studied by the latter, the women were heavily engaged in small-scale
commerce whereas the opposite trend is observed in Biidi 2. Moreover, some Peulh in
this region, and in general, are fully nomadic, some semi-sedentary, while others, like
the ones in Biidi 2, have settled permanently and depend largely upon millet agriculture
(Dognin, 1975; Riesman, 1992).
Nevertheless, Fulbe, Rimaiibe and Wahilbe in Biidi 2 speak Fulfulde and they share
indeed many of the cultural characteristics found among Peulh communities across
West Africa.9 Generally, Fulbe in Biidi 2 subscribe broadly to the concept of Pulaanku
(see Paper C). They are proud, value self-control and self-restraint, and do not like to be
shamed. They also see themselves as a free and noble people over which no one has
mastery. Moreover, they maintain they have a particular phenotype being tall and
slender with straight hair and noses and lighter skin. In contrast, Rimaiibe often view
and characterise themselves as being brash, loud and straightforward, with little shame.
They also proudly highlight their stronger, blacker and more heavy-set bodies as these
“are better for working” as it was often claimed.
8
The calculation of household numbers has been made by Sarah D’haen (personal communication).
9
See, for example, Reed (1932), Stenning (1959), Dupire (1962, 1970), Vereecke (1989), Azarya et al.
(1993), who all argue that Fulbe share traits across the Sahel. de Bruijn and van Dijk (1995: 199-200)
critique this view.
13
The actual discrepancies between the stereotypes (particularly regarding the physical
traits) were obvious to all in the village but nevertheless important to maintain for both
groups (see also Riesman, 1992). A large part of everyday life in the village revolves
around maintaining these differences. The three groups do not live or work together,
they have separate graveyards, they do not intermingle very much socially, and they do
not marry each other. While the latter is not impossible there is only one example in the
village of a marriage between a Rimaiibe and a Fulbe, and that couple had to move from
the village.
The endogamous nature of the groups is to a large extent based on historical relations.
As already mentioned, the village was settled by Fulbe, who brought along with them
their slaves, the Rimaiibe.10 The memory of the old master-slave relationship is still
very much alive and accounts for a lot of the social separation observed in the village;
the two groups do not actually like each other very much (see also Riesman, 1992). For
Rimaiibe, the most painful memories regarding the slave period are associated with the
movement of children. Traditionally, a Rimaiibe family belonged to a Fulbe family,
and with no social standing besides that of slave, Rimaiibe were viewed and categorised
alongside other types of wealth like cattle and material goods (see also Bolwig and
Paarup-Laursen, 1999; Riesman, 1977, 1992). This meant that many Rimaiibe children
were removed from their family by their Fulbe ‘owners’ at around the age of 6-8 years.
According to some older Rimaiibe villagers, this practice was still in place in Biidi 2
until the early 1970s. These children were put to work in Fulbe gardens, fields or
households. There they joined older Rimaiibe slaves and suffered the same
“indignities”, as Rimaiibe in the village call it, of eating last (if at all), having no clothes
and no free time.
10
Riesman (1992: 14) notes that the term Rimaiibe refers to the original inhabitants of an area who
continue to live and work in that area after having been conquered by Fulbe. The old Fulbe in Biidi 2 agree
with this and maintain that Maccube is the proper name for the ‘slaves’ in Biidi 2 because this means
“captive” or people either captured in raids or bought at the market. “They were not here when we arrived,
we brought them here” as Ally explained in an interview. The two categories are at any rate
indistinguishable today and since the Rimaiibe call themselves just that, I use that term throughout the
thesis.
14
Riesman (1992) and Lund (1999) trace the changing status between the two groups in
northern Burkina Faso to colonial times. Yet according to Fulbe, Rimaiibe and Wahilbe
informants, Rimaiibe were working for and subjugated by Fulbe in Biidi 2 until the
revolution led by Thomas Sankara in 1983 (see Papers B and C). The changes Sankara
brought along in regard to usufruct rights and slavery were embraced by Rimaiibe and
ignited a major reversal of fortunes between Rimaiibe and Fulbe in the village;
something already in motion due to the adaptations to the drought in the early 1970s and
1980s (see Papers B and C).
Nevertheless, in Biidi 2, there are two major types of households that are organised on
the basis of a system of patrilineages.11 Both these types are called wuro. The term wuro
carries many meanings, but in Biidi 2 it is essentially used to describe the two main
units of domestic and work organisation. The largest of these consists of a large group
of agnatically related men and correlates largely with the distinct debeere Gorgal,
Letugal, Wahilbe and Fulbe observed in the village (see Map 2). In general, however,
the villagers used the term wuro to describe a single household. A single household
consists of a man, his wife and a child living in a separate hut (see Paper A).12 Having
children is important because they are an important future source of economic wealth
11
For details regarding other Fulbe/Rimaiibe groups see Stenning (1959), Riesman (1977), and Hampshire
(2006).
12
Wuro accordingly also means inhabited hut/house.
15
and security (Hampshire and Randall, 1999, 2000), but also because it is very difficult
to become a full social being and to establish an independent (from the man’s father)
household without one (see Hampshire, 2004; Riesman, 1979; Stenning, 1959).
Throughout this thesis, it is this unit consisting of a man and his wife and child that is
referred to when households are mentioned.
Gender also determines the division of labour in the village.13 Men are responsible for
most agro-pastoral production tasks like herding cattle, taking them to pastures and
water, preparing the fields for cultivation, sowing crops, hoeing and harvesting, and the
construction of huts, granaries and other structures. They also look after the gardens,
breaking in the soil, sowing, and harvesting the produce. While the women are also
engaged in agriculture and horticulture and have their own small plots of land, their
tasks revolve largely around childcare, the preparation of food, and other domestic
duties like keeping the hut and the surroundings clean, fetching water, and washing
clothes. Because especially food preparation and child minding is very labour intensive,
the women are − unlike the men − constantly busy.
The division according to gender is also observed in social life (see also Riesman,
1977). For a relatively long period prior to marriage, the young girls begin to take on
roles and behaviour appropriate to adult women (Hampshire, 2004). This means that
children do not only take on gendered work but also gendered roles relatively young.14
In Biidi 2, children over the age of seven or eight therefore rarely play with the opposite
sex. This division becomes more pronounced with age and because Fulbe and Rimaiibe
men marry later than women, they enjoy a more extended period of adolescence.15
Large groups of young men drifting around the village, listening to music on beaten-up
ghetto blasters and smoking cigarettes while their female counterparts are busy
13
This is also observed among other Fulbe populations (Stenning 1959; Dupire 1963, 1970; de Bruijn and
van Dijk 1995; Hampshire 2006).
14
Childhood begins between the ages of five and seven, when children are thought to start developing
hayyillo (or social sense) (de Bruijn and van Dike, 1995; Hampshire, 2004; Riesman, 1992). Because the
children now begin to know how to behave socially and to comply with the demands of their caretakers
they are given small responsibilities. The girls typically help their mothers with food preparation, looking
after small animals and siblings, and fetching water and firewood. The boys look after animals, particularly
cattle.
15
It is estimated that the mean age at first marriage for Fulbe and Rimaiibe men in the northern part of
Burkina Faso is around 24-25 years (Hampshire and Randall, 2000).
16
preparing food or doing other domestic tasks is therefore a common sight. These groups
rarely intermingle, and it is in general extremely difficult to establish who is married to
whom (see also Riesman, 1977: 110). Only late at night when the men and women
return to their huts to sleep is this apparent.
Divorce is more public.16 The patrilineal decent and patrilocal residence system is
interpreted relatively flexibly, and women retain rights in their natal homes, villages and
patrilineages. This means that women often spend time away from their men in their
home village and that in the case of divorce, the women are generally accepted back by
their patrilineage (see also Hampshire and Randall, 2000; Stenning, 1959). The children
belong to the father’s patrilineage, however, and therefore, women are very cautious
and worried about getting divorced (see Paper D). It is moreover hard to get married
again as the men prefer younger brides. The possibility of divorce is nonetheless a
rather popular topic of conversation among the women. Often such conversations are
grounded in the women’s growing engagement in gardening and non-agricultural
diversification strategies (see Paper D).
Women highlight their growing economic independence vis-à-vis the men when asked
about major changes in the village over the last 20 years or so. This they largely
attribute to the arrival of development projects. A large number of these focus
specifically on women, granting them micro-credit loans and/or giving them farm,
garden, or domestic equipment. The women in Biidi 2 have embraced this possibility
and also the development project’s discourse of gender equality. That the combination
of these two factors is changing gender relations in the village is clearly illustrated in
Paper D, where I present the story of Haawa and Asoman.
The power shift towards the women observed in Biidi 2 is, however, severely hindered
by their lack of education. Education is highly valued in Biidi 2. However, most
families in this area cannot afford to let all their children go to school and girls
16
Divorces are not uncommon and I experienced two during my stay.
17
especially are kept home. Fulbe and Rimaiibe girls marry at an early age.17 In Biidi 2,
some are as young as 13. Because Fulbe and Rimaiibe operate on an essentially
patrilineal descent system with patrilocal residence, a woman moves to her husband’s
family and their children become part of his lineage. This means that many families in
and around Biidi 2 see no point in spending money on their daughter’s education as the
girls are effectively lost to the household from a rather early age. “Why pay to sent
Fatimata to school in Gorom-Gorom? Her skills are not going to help our household”,
as Amadou, a middle-aged Rimaiibe man, put it in an interview. Consequently, very
few girls go (only three from Biidi 2 are currently enrolled in secondary education, and
this is because the teachers insisted) and families focus instead on getting one of their
sons through secondary school.
Generational relations
Age, like ethnicity and gender, is very important in Biidi 2 and is reckoned in number of
years and in generations. At birth each individual become a member of an age group
(see also de Bruijn and van Dijk, 1995: 148-149; Riesman, 1977: 31).18 I spent, for
example, most of my time with men my age. We worked, ate and sat together. When
sitting together in the village at night we would be surrounded by the unmarried and
younger men. These would be ordered around and although they took part in our
conversation, they were there only as long as we allowed them to be. A little away from
us, the age group of the elder men would sit. They would sometimes comment on our
conversation and were always offered tea if we had some. Not far from this group, the
women would sit. Again they were split up into these three distinct age groups.
18
oldest has authority. Old people are thus generally treated with deference and respect in
Fulbe society (de Bruijn and van Dijk, 1995; Riesman, 1992). This is certainly also the
case in Biidi 2, but it is not without ambiguity.
In Biidi 2, as in many other indigenous societies (Kirsch, 2001), the division of people
into social categories such as age groups is based on knowledge and ownership of land
and natural resources. But since the major droughts of the 1970s and early 1980s and
the continued rainfall variability, the older generations are, for example, no longer
capable of predicting the seasons, the right time to sow, or when a rain storm may turn
nasty. Moreover, they lost a large portion of their material belongings such as cattle
during the droughts.
Particularly the loss of resources among the older generations has resulted in changes.
In order to deal with the drought, most of the young men had to help out their household
─ often through labour migration to Côte d’Ivoire. This gave them a new status within
the household as breadwinners and started a power shift in generational relations that is
most obvious in the changing marriage practices observed in the village. In Paper A, I
explore this change in generational relations by focusing on drought, labour migration,
marriage patterns, the earlier establishment of households and the connection of this
with political/generational power. I also highlight how labour migration has given the
young men a heightened sense of subjective power vis-à-vis the older generations.
Through their travels the young men have learned to communicate and deal with
strangers and interpret the information flow from the increasingly encroaching outside
world, thereby undermining the traditional hierarchy of knowledge based on age. Isa, an
old Wahilbe man, captured this shift in an interview when he told me how “the young
men are clever about the world”. This, he continued, “is important because we depend
upon it”.
19
this position to living in the village: “We are stuck here with nothing to do”; “I dream of
getting out of here, to go somewhere where I can live better”; “If I stay here I will never
become rich”; “If I ever get the chance to go to Europe I will take it”.
None of the villagers (except for two men who have been to Mecca) have ever been
further away than Abidjan and most ─ in particular the women ─ have never left the
area. Yet the outside world is a popular topic of conversation. Many of these
conversations are based upon images gained by watching televisions erected in small
stalls in Gorom-Gorom and listening to the ever growing number of radios in the
village. People watch and listen, talk about what they have seen and heard and discuss
whether it is all true. Especially soap operas from Latin America dubbed into French
capture the imagination. The wealth, beauty, cleanness and the drama give rise to lively
discussions and often dreamy eyes. As the only source of verification I was often asked
about these images: “Are people really that clean?”; “Do some people really live in
completely white houses?”; “Is there grass like that all over that place?”. The questions
often also revolved around prices: “How much does a car like that cost where you come
from?”; “What does a house like that cost?”; “Can everybody where you come from
afford a house like that?”
It seemed to matter very little to the villagers that I told them that only a few people
lived like that in Denmark or anywhere else in the North. Or that I tried to make
comparisons with Abidjan. For the villagers, Abidjan is not a place of wealth, dreams or
possibilities, but rather a place of hardship where one longs for home. Getting wealthy
is possible only “where you are from, Jonas, and not in Abidjan” as I was so often told.
The world outside West Africa, or Niger, Mali, Burkina Faso and Côte d’Ivorie, is thus
loaded with promise for the villagers. It is a place of material goods, wealth, good
health, plenty of food and work, and the fact that such a world exists influence the
demands, dreams and strategies of the villagers. Tired of waiting for politicians more
occupied with “filling their own stomachs” than people’s needs, the villagers seek
immediate relief for their pressing problems and future dreams through their own
actions. Many of the livelihood strategies and in particular the accumulation of wealth
20
and material goods are thus influenced by the villagers’ perception of ‘the good life’
attained by watching television and listening to the radio. Some of the young men also
save up to go to Europe because there “those things we see on television are possible”.
They do not expect to find amazing jobs, but they have noticed that black people in
television series especially from Latin America clean pools, work as chauffeurs and in
the garden. “We could do that”, I was very often told, and this clearly motivated them to
go.
The outside world is, however, not only a place of wonder and wealth, but also
mentioned and understood as a cause of problems, big and small. In Paper B, I highlight
how the villagers’ horizon of worry expanded significantly during the so-called global
food crisis. Suddenly faced with rapidly rising food prices, the villagers began to doubt
whether their many livelihood diversification strategies sufficed. They had adapted to
generate cash in order to buy food no longer available from the fields; now this cash
suddenly did not go as far as it had, and fears about serious hunger surfaced. Despite
their resourcefulness, the villagers were, in other words, once again confronted with
their own vulnerability. A vulnerability that for many of them seemed so unfair in the
light of the wealth the villagers know is ‘out there’.
21
The Theoretical Setting
Introduction
This chapter provides the theoretical setting of the papers presented in this thesis. The
chapter is divided into three parts. Sections one focuses on the two main approaches to
the problem of climate change: mitigation and adaptation. The second section
introduces and discusses the literature on adaptation to climate change. A particular
focus will be the difficulty of singling out climate as a driver of socio-economic change.
In section three it is argued that a livelihood analysis provides a framework for singling
out climate as a driver of change and understanding local adaptation to climate change.
22
ameliorate observed and future risks through adaptation (Adger et al. 2005; Adger et al.
2007; Nelson et al. 2007; UNFCCC, 2007). Adaptation is, in other words, “an essential
part of climate policy alongside greenhouse-gas mitigation” and although it has been
largely overlooked over the last two decades, it is now “firmly back on the agenda”
(Pielke et al. 2007: 597).19
19
The idea of adaptation to climate change was problematic for many of those advocating emission
reductions because it encourages “dangerous experimentation with undesired behaviour” (Thompson et al.,
1998 cited in Pielke et al. 2007: 597). Former US Vice President Al Gore, for example, forcefully declared
his opposition to adaptation in 1992, when he stated that it represented a “kind of laziness, an arrogant faith
in our ability to react in time to save our skins” (cited in Pielke et al. 2007: 597).
20
The concept of adaptation to environmental change has a long history in academic research. The origin of
the concept is found in natural sciences like population biology and evolutionary biology. Here it refers to
how genetic characteristics allow individual organisms or biological systems to survive and reproduce in a
changing environment (Holling, 1973; Kitano, 2002; Smit and Wandel, 2006). The concept of adaptation
has also been widely applied in the social sciences (Jansen et al. 2006; Smithers and Smit, 1997). In this
research, socio-cultural practices are largely equated with genetic characteristics (Smit and Wandel, 2006)
as such practices are perceived as determining the survival or failure of a culture faced with environmental
change (e.g. O’Brien and Holland, 1992; Diamond, 2005; Orlove, 2005).
21
Adaptation is not always successful, however, even though the notion of maladaptation is generally
absent from the IPCC reports, which “seek to offer an optimistic view of humanity’s capacity to respond to
23
This is a relatively useful and straightforward definition and is the one applied in the
papers presented. However, the definition is extremely broad and in research attempting
to understand how both natural and human systems adjust to environmental change
there is a need to “distinguish types, to characterize attributes, and to specify
applications of adaptation” (Smit et al. 2000: 224; Adger et al. 2007; Smit and Skinner,
2002;).
problems” (Orlove, 2005: 590), Diamond (2005), for example, forcefully demonstrates how some human
societies have chosen the ‘wrong’ adaptation strategies.
24
Adaptation to climate change research
Delineating and identifying the spatial and temporal scale, subject, and climate stimuli
allows us to begin determining the characteristics of the system, exploring if, how, and
to what it adapts, as well as the effects of adaptation. The litterature on adaptation to
climate change literature does so, according to Smit and Wandel (2006), in roughly four
different ways.
The first of these usually looks at large scales. It addresses the question of how serious
or dangerous specific scenarios of climate change are in order to estimate the impacts of
such change and the difference adaptation could make (e.g. Dessai et al. 2003).
Adaptation is not empirically investigated and neither are the conditions or drivers that
facilitate or constrain it.
A third group of studies focuses on the relative adaptive capacity or vulnerability and
resilience of countries, regions or communities to climate change and variability (e.g.
Adger, 2006; Eakin, 2005; Eakin and Luers, 2006; O’Brien et al. 2004; Reid and Vogel,
2006). Adaptive capacity is understood to be the “preconditions necessary to enable
adaptation, including social and physical elements, and the ability to mobilize these
elements” (Nelson et al. 2007: 397); vulnerability to be the “degree to which a system is
susceptible to, and unable to cope with, adverse effects of climate change, including
climate variability and extremes” (IPCC 2007); and resilience to be the amount of
disturbance (of any kind) an ecological system can absorb without shifting into a
different regime or type of system (Folke, 2006; Holling, 1973; Walker and Salt,
2006).22 In this sense, adaptive capacity is determined by the vulnerability and
22
The resilience perspective emerged out of ecology in the 1960s and 1970s (Holling 1973). A crucial
attribute of resilience thinking, as with vulnerability studies, is the explicit focus on the coupling of the
social and ecological domains (Walker and Salt 2006: 31; Berkes and Folke, 1998; Gunderson and Holling,
2002). It follows that a loss of resilience in the ecological domain (for example by way of drought as in the
Sahel) influences the resilience of the social system. While resilience studies focus on identifying the
25
resilience of the system (Adger et al. 2007; Jones, 2001; Kelly and Adger, 2000;
O’Brien et al. 2004; Smit and Wandel, 2006; Turner et al. 2003; Yohe and Tol, 2002).
This helps explain why climate change and variability often affects poor and
marginalised countries and within these, resource-dependent livelihood groups (like the
ones in Biidi 2) more severely than similar climatic events do in the developed world
(Thomas et al. 2007).
The fourth type of analysis (into which the papers presented in this thesis fit) attempts to
understand actual practices and processes of adaptation in a particular region or
community. In order to do so, this research tends not to presume any pre-existing
sensitivities (like, for example, vulnerability or resilience), but seeks to identify these
empirically from the community by focusing on conditions that are important to the
community (e.g. Coulthard, 2008). Focus is on documenting the ways in which the
system or community experiences changing conditions, the processes of decision-
making, the actual strategies carried out, and the consequences of these for the actors,
by employing the experience and knowledge of community members (e.g. Ford and
Smit, 2004; Vásquez-Leon et al. 2003).23 As such, this research is actor based and place
specific and the work is not designed to be ‘scaled up’ in the sense of generating
regional or global definitions or valuations of vulnerability, resilience or adaptation
(Adger et al. 2007; Smit and Wandel, 2006). The problem with scaling up this type of
research is also closely related to the fact that individuals, households, and communities
even within regions exist in a multiplicity of social, economic and physical
ability of a system to withstand shocks and disturbances, the framework is thus not only about the
persistence and robustness of socio-ecological systems (Folke, 2006; Nelson et al. 2007). Socio-ecological
systems exhibit thresholds that, when exceeded, cause the systems to change function and structure, to
undergo a regime shift (e.g. Scheffer et al. 2001). Such shifts may be reversible or irreversible, but, and this
is where the framework has a contrasting and more positive focus than vulnerability studies, the more
resilient a system, the larger the shocks and disturbances it can absorb, or the better its adaptive capacity.
23
Nelson et al. (2007) present an interesting ’critique’ of this type of adaptation research. They argue that
the actor-based analysis could benefit from a more systemic approach (in their case, a resilience
framework) as this would force the researcher to look at the relationship between system components rather
than focusing on individual components in isolation. The main ‘problem’ with actor-based analysis
according to the authors is, in other words, that it does not look at feedbacks and the connectedness of
system components, and therefore neglects to ask what the implications of the actions observed are for the
rest of the system. This is problematic, they argue, because actor-based adaptation literature cannot
evaluate current adaptation in terms of how it will affect future flexibility as such actions are not
reconnected to the overall system in which they take place. The actual sustainability of the adaptations
observed can therefore not be determined. Indeed this is very true, but the point of a large part of actor-
based research is neither to develop ‘best practices’ nor to determine the sustainability of the ones
observed. In the papers presented in this thesis, for example, no claims in these regards is ever made.
26
environments, creating a plethora of different pressures and opportunities, which makes
comparisons across communities extremely difficult. The multiplicity of pressures and
opportunities observed in local communities have, however, resulted in one
fundamental generic conclusion of this work, namely, that it is very unlikely that any
type of adaptive action is taken in light of climate change and variability alone.24
A major point of the work on actual adaptive processes in communities across the world
is hence to associate and/or disassociate decision-making and actions with/from climate
perturbations, and a relatively large body of literature revolves around the issue of
singling out climate as a driver of change (e.g. Adger, 1999; Adger et al. 2009;
Belliveau et al. 2006; Eakin, 2000; 2005; Leichenko and O’Brien, 2008; Mertz et al.
2009; O’Brien and Leichenko, 2000; Reid and Vogel, 2006; Roncoli et al. 2001;
Thomas et al. 2007; Tschakert, 2007). Evidence from the Sahel, for example, points out
that although households are aware of climate variability and change, they often assign
economic, political and social rather than climate factors as the major reasons for
change (Mertz et al. 2009; Tschakert, 2007). The complexity and intertwinement of
drivers of change is also found in Southern Africa (Reid and Vogel, 2006; Thomas et al.
2007; Ziervogel et al. 2006), Asia (Adger, 1999; Coulthard, 2008), and Latin America
(Eakin, 2000; 2005). In Paper B it is argued that in the Sahel, this may be due to a lack
of a temporal perspective as the major climate perturbations took place in the early
1970s and 1980s, but a major claim in the papers presented in this thesis is that a
livelihood strategies analysis approach focusing on livelihood diversification offers a
way to disaggregate and identify climate as a driver of change in local communities
around the world.
Livelihood diversifications 25
The concept of livelihood diversification is normally used to describe the process
whereby households construct their livelihood from a range of activities and assets in
24
That adaptation measures are seldom undertaken solely in response to climate change and variability is in the
most recent IPCC report (Adger et al. 2007: 719) claimed with “very high confidence”.
25
Recent livelihood studies found their intellectual inspiration in an IDS discussion paper by Robert
Chambers and Gordon Conway published in 1992. In their interpretation, livelihood refers to individuals
or groups striving to gain a living, attempting to meet their various consumption and economic necessities,
coping with uncertainties, and responding to new opportunities (1992: 9-12). The concept of livelihood is
treated in Paper A.
27
order to survive or improve their standard of living (Ellis, 2000). Diversification
strategies can include diversification within farm activities (across crops/soils/livestock,
for example) or from farm activities to non-farm activities (across sectors).26
Diversification within farm activities is an important livelihood strategy for households
all over rural Africa including the Sahel (e.g. Lacy et al. 2007; Ponte, 2001; Reenberg
and Fog, 1995; Reenberg et al. 1998; Thomas et al. 2007; Yaro, 2006), but
diversification across sectors is widespread (e.g. Bah et al. 2003; Barret et al. 2001;
Ellies, 1998, 2000; Roncoli et al. 2001; Rasquez and Lambin, 2006).
The high prevalence of rural households engaged in non-farm activities is linked in sub-
Saharan Africa to a crisis in agriculture (Bryceson, 1996, 2002), and to rural African
livelihoods being increasingly divorced from land and thereby farming (Rigg, 2006).
Bryceson (1996: 99) describes these processes as ‘deagrarianization’, which she defines
as a long-term process of “(i) economic activity reorientation (livelihood), (ii)
occupational adjustment (work activity), and (iii) spatial realignment of human
settlement (residence) away from agrarian patterns”. Deagrarianization can of course be
a voluntary response to new opportunities, but the existence of processes of
deagrarianization in rural sub-Sahara Africa, Bryceson argues, is closely linked to
declining opportunities for sustainable livelihoods within agriculture due mainly to the
influence of structural adjustment programmes (Bryceson, 1996, 2002).27 Bryceson and
Jamal (1997) also highlight rural population growth, urbanisation processes, higher
education levels among the rural youth, which make them leave agriculture, and global
climate change as driving the process of deagrarianization.
The correlation between climate parameters and livelihood diversification in rural sub-
Saharan Africa is highlighted in a number of studies mainly from South Africa
26
There is a rather large and often confusing use of terminology in the literature on diversified rural
livelihoods. Concepts like ‘non-farm’, ‘non-agricultural’, ‘non-rural’, ‘off-farm’, and ‘non-traditional’ are
often applied interchangeably to describe activities taking place outside the agricultural sector (Barret et al.
2001).
27
Bryceson (1996, 2002) argues that the dismantling of marketing boards through the structural adjustment
programmes throughout Africa from the mid-1980s to the mid-1990s resulted in a drastic undermining of
most smallholders commercialised production as single channel marketing facilities, commodity standards,
controlled prices and market outlets in remote areas disappeared along with the boards. Global trade
liberalisation and the removal of subsidies also affected the farmers negatively by making it difficult for
them to compete on both national and international markets.
28
(Bahrwani et al. 2005; Reid and Vogel, 2006; Thomas et al. 2007; Ziervogel et al.
2006), but also from the Sahel (Roncoli et al. 2001; Rasquez and Lambin, 2006).
Communities like Biidi 2 and the ones studied in South Africa pursue rain-fed
agricultural strategies and are therefore affected by periods of climatic stress, including
drought periods, flooding, and frost. Such events usually accentuate local-scale
vulnerabilities, but individuals and communities in rural sub-Sahara Africa do not, it
seems, get trapped in “perennial cycles of destitution and impoverishment at the mercy
of climatic events” (Sokona and Denton, 2001: 120). Recognising even subtle changes
in climate parameters they respond, often by diversifying their livelihoods.28
In Biidi 2, the livelihood strategies embraced are all embedded in pressures and
opportunities provided by many non-climatic variables operating at a range of scales
(see Paper B). Nevertheless, these strategies all aim at negating the negative impact that
drought and rainfall variability has had on rain-fed agriculture in the village.
Diversifying their way out of rain-fed agriculture as a result of climate variability, the
villagers of Biidi 2 have, in other words, made “adjustment in natural or human systems
in response to actual or expected climatic stimuli or their effects, which moderates harm
or exploits beneficial opportunities” (IPCC 2007).29 The capacity and/or willingness to
adapt to climate change is, however, not evenly distributed in Biidi 2, or within other
communities at various regional, national and global scales (Dow et al. 2006; Leichenko
and O’Brien, 2002; Smit and Wandel, 2006; Ziervogel et al. 2006). There are
individuals and groups within all societies that have insufficient capacity or willingness
to adapt to climate change and it has been argued that human capital and social capital
are key determinants of adaptive capacity at all spatial scales (Adger et al. 2007; Adger
et al. 2009; Belliveau et al. 2006; Leichenko and O’Brien, 2002; Schröter et al. 2005).
Much new research therefore emphasises that adaptive capacity can be highly
heterogeneous within a society or locality, and differentiated by socio-cultural attributes
28
That local-scale communities across the globe act in the face of climatic changes is empirically
exemplified in Hastrup (2009).
29
The adaptive capacity of Biidi 2 is not surprising. Rural communities in the Sahelian zone of West Africa
have always managed their resources and livelihoods in the face of challenging socio-economic and
environmental conditions (Brook, 1993; Mertz et al. 2009; Mortimore and Adams, 2001; Rain, 1999).
Considering the numerous other factors influencing livelihood strategies in relatively poor and vulnerable
communities of the African drylands (e.g. Elmqvist and Olsson, 2006; Mertz et al. 2009; Reynolds et al.
2007; Tschakert, 2007), the close connection between climate and livelihood diversifications in Biidi 2
established in the papers presented in this thesis is, however, surprisingly clear.
29
such as class, health and social status (e.g. Adger et al. 2009; Berkhout et al. 2006;
Brooks and Adger, 2005; Coulthard, 2008; Klein and Smith, 2003; Næss et al. 2005;
Tompkins, 2005). The research presented in this thesis adds to this new adaptation
research by highlighting how ethnicity (Paper C), gender (Paper D), and age (Paper A)
play major roles in the choice of livelihood strategies in Biidi 2. Moreover, the papers
also show how this adaptive heterogeneity creates new or accentuates already existing
social demarcations and schisms within the village and illustrate how adaptation to
climate change can have wide-reaching social consequences such as changing marriage
patterns, generational power structures, gender relations and ethnic relations.
30
The Fieldwork
Introduction
This chapter focuses on the research approach and methods adopted. It starts by
situating me in the village and continues with a presentation of the methods used.
Particular emphasis is placed upon participant observation, the use of informants and
translators, and semi-structured, focus group and questionnaire interviews. The chapter
then presents how the data collected was treated, focusing on the process of writing
field notes and coding them. The final sections focus on positionality and fieldwork
ethics.
Memories of my arrival
Getting to Biidi 2 from Gorom-Gorom in late August is not easy. August is the wettest
month of the year and swollen rivers makes for dangerous and sometimes impossible
travel. Determined to begin fieldwork I nevertheless managed to convince Abdoulaye
to go.30 We stocked up at the market and found the muddy dirt road towards Djibo. A
few hundred metres later we had to stop. A river had swollen and become too deep to
cross. Abdoulaye smiled and told me to be patient; “It goes down quickly”, he said.
Beyond the river the bare Sahelian landscape stretched out endlessly. I felt anxious.
Was the village a friendly place? Would they want me to live there? Where was I to
stay? Abdoulaye reassured me that the villagers would welcome me; he told me how he
had already spoken to some of them, alerting them to my arrival, and, as he put it, my
rather strange desire to live there for six months.
Soon the river was passable and a couple of young men carried my moped across. Half
an hour later we arrived below the village. Again a river made driving impossible and
we had to walk through waist-high water to get across. Leaving the river, soaked by a
mixture of sweat and water, we were greeted by Kadiri, Layya and Fatimata. Kadiri and
30
I had been put into contact with Abdoulaye prior to fieldwork by Thyge Christensen. Thyge has known
Abdoulaye for almost 30 years.
31
Layya spoke French, Fatimata only Fulani. After a short conversation with Abdulaye in
Fulani, Kadiri turned to me, said that I was welcome and told us to follow.
We passed through a small clearing between lush gardens and started to walk up the
sand dune towards the village. The walk to the village was short but the heat and the
loose sand made it tiring. The village seemed empty except for some women washing
clothes at a water pump.
We entered the village at its far left end and were welcomed by Hamidou, who turned
out to be Layya’s dad. Hamidou guided us over to a hard straw mat where we sat down.
The mat was placed almost in the middle of what appeared to be a kind of courtyard
encircled by nine clay huts of various sizes. Abdulaye and Hamidou spoke for a few
minutes in Fulani while glancing at me. “Get the present”, Abdulaye said and I found
the tea and the sugar I had bought that morning in Gorom-Gorom. Hamidou smiled and
passed it on to Layya who immediately began preparing the tea. We sat in silence for a
while, listening to kids’ voices drifting up from the river and the constant thump-thump
coming from women pounding millet elsewhere in the village.
At home
My new home turned out to be the hut I was looking directly at. Its owner was away on
migration and not expected back for some time. Made of clay with a wooden roof it
consisted of one room with a tiny widow, a small door and a little patio, which I moved
the bed out on to. During my first days I arranged for a couple of chairs and a table
made out of small wooden branches, and I felt set.
32
My hut in Biidi 2
As my competency in small, daily tasks grew I realised, however, that I was constantly
aware of how these actions were new to me. That I was in-between worlds; gaining
competence while remaining foreign. But it is exactly by not being like the other, but
opening oneself to the existence and experiences of another that understanding is
arrived at. It is in the transitions and in the negotiations between different values and
cultural habits that we end up recognising our habituatedness as a shared human
condition. As Dalsgaard (2004: 48) writes, following Ardener (1989), it is the
experience of this sharing of the common condition of existence that is the grounds on
which anthropological methods gain their particular strength and which make long-term
fieldwork worthwhile. The boredom during the long hours at midday, the daily
struggles to fit in and be considerate, and all the embarrassing failures to do so, become
moments where true relationships feel meaningful. This is so because ethnographic
fieldwork at such moments “brings us into direct dialogue with others, affording us
opportunities to explore knowledge not as something that grasps inherent and hidden
truths but as an intersubjective process of sharing experience, comparing notes,
exchanging ideas, and finding common ground” (Jackson 1996: 8). Ethnographic
fieldwork is thus a question of social gumption and social skills as it is in the
intersubjective encounter that ethnographic knowledge is gained. But put bluntly,
ethnographic fieldwork and particularly the method of participant observation is
33
designed to allow the researcher to get close to people in order to observe and record
information about their lives.
Participant observation
Participant observation produces the kind of experiential knowledge that lets you talk
convincingly about what it feels like to weed millet fields, to get up at five in the
morning to milk cows, to talk all night at a wedding, or to get your eyes filled with sand
when the wind picks up; in short, to live somewhere like a small village in northern
Burkina Faso. It puts you where the action is and makes it possible to collect stories,
numbers, observations of daily life and routines; indeed any kind of data you want.
This is so, because being around all the time, observing everyday life, jotting things
down, asking questions, and being interested, leads, if done well, to a situation in which
the fieldworker gets accepted as part of life. While the researcher obviously remains a
‘stranger’, the rapport it is possible to establish with the people studied is the greatest
strength of participant observation (Agar, 1996). Aside from the fact that I learnt when
to laugh, be quiet, to leave, or to help, the normality of my presence meant that people
often went about their daily life and practices without paying particular attention to me.
They stopped holding the garden gates, pointing out the thorns on the ground or
fetching my water at the pump. By asking me about my work, family, life in Denmark,
my wealth, my preferences in girls, cattle and horses, and laughing at my habits and my
way of eating, they also got to know me. They learned when not to ask for money, when
not to barge into my hut for a tea party, when they could pull out my laptop, or ask me
personal questions, and through this process they, albeit slowly, began to understand
that I was not working for a development project or a government agency. This greatly
shifted the stories I was told, the events I was invited to, and the questions I could ask
(see also Agar, 1996). After a few months I felt comfortable asking about sensitive
topics such as gender relations, slavery, and love affairs and I felt a great sense of trust
in the narratives I heard and the things I observed.
Such narratives and observation were jotted down as field notes (Sanjek, 1990). My
notebooks (seven in total) are full of observations of things I heard, saw, and
participated in during my six months in the village. Nothing, particularly in the initial
34
and very explorative first three or so months of the fieldwork, was too small or too
insignificant to be written down. The contents of people’s houses, who is at the water
pump, kids’ games, the smell in the garden, and how to make bricks mingle with tales,
jokes, rituals, arguments, and life histories. Love affairs, household structures, gender
roles, intergenerational relations, perceptions of weather, consequences of droughts and
flooding, strategies to survive, stories about development projects and the hardship of
migration also found their way into these books as the papers in this thesis so amply
testify.
35
information about the place, events, people, rules, and practices − i.e. act as a kind of
guide (Bernard, 2002: 187). Key informants are local people who know a lot about the
place, are articulate, and are, for various reasons of their own, willing to help you
throughout the period of your stay. As such they are not chosen for their statistical
representativeness, but for their general cultural competences and accessibility.
Moreover, good key informants are often people with whom you get along personally
and talk easily and who understand the information you need and who can get it for you.
Choosing key informants is, however, not easy. In fact, the first informants, or local
people willing to help you in the field are likely to be “deviant” members of their
society, or simply not very reliable (Agar, 1996: 135). Bernard (2002: 190) thus writes
that one should not choose key informants too quickly. Time is needed to establish their
motives for working with you, their roles and statuses within the society, and, in turn,
whether or not they prevent access to other important informants and thus knowledge.
In my case, the number of potential key informants was relatively limited. Few of the
villagers spoke French, and the fact that Abdoulaye had established contact with the
village meant that he had already ‘chosen’ whom I was to work with. Abdoulaye knows
Hamidou well, as he is the village chief, and it was Hamidou’s son, Layya, and son-in-
law, Kadiri, who had been lined up to work with me. Initially this was not a problem,
but I quickly realised that Kadiri’s French was very poor, he did not understand my
questions, and he seemed to have his own agenda regarding my stay. After the first
month I therefore began to work solely with Layya, who spoke good French, was well
connected, and very quick to understand the gist of my questions.
Layya was, however, often away working in the fields and his position as the chief’s
son sometimes prevented opened-ended conversations and interviews; some people
worried about the repercussions of, for example, voicing political opinions when Layya
was present. I therefore needed more key informants and translators. Because I by then
knew most of the villagers, their status, role, ethnicity, place of residence, abilities in
French, and ability to grasp my questions, the choice was not hard.
36
Moussa, a young Wahilbe man, was not only very trustworthy, likeable, observant,
reflective, and articulate, but his age and ethnicity made him very suitable as a translator
in interview situations. Being Wahilbe, he was not involved in slavery relations, and his
age meant that he could relatively freely ask about gender roles, household structures,
and intergenerational relations as he was too young to be caught up in any of these
issues. Mamadou was selected because he had the same personal qualities as Moussa,
but was much older and Rimaiibe. He was, however, in contrast with Layya, not a very
important person in the village. He was poor and often relegated to a marginal position,
never eating first, and never speaking out on political issues or other matters of
importance. This made him very ‘neutral’ and people therefore opened up to him,
telling him things they would not tell either Layya or Moussa.
My choice of Moussa and Mamadou as informants and translators was thus very
deliberate. I needed someone different from Layya to give me access to knowledge he
could not, but also someone capable of asking more specific and often rather sensitive
questions. These questions were not defined prior to my arrival in the village but arose
from my observations of and participation in everyday life. I wondered, for example,
about the projects that arrived in the village, the stories at night regarding migration, the
banter between the sexes, the social hierarchy played out at tea serving, Rimaiibe
disregard of requests for work by their ‘masters’ the Fulbe, about the differences
between living out on the savannah vis-à-vis the village, and why they spoke so much
about the gardens. I noted who was outspoken regarding such matters, and who seemed
quiet. While participant observation in this manner gave me a lot of background
information and topics to explore, it was through semi-structured interviews that I
gained much of the specific knowledge upon which the papers are based.
Semi-structured interviews
Semi-structured interviews are always initially non-directive, non-standardised, open-
ended, and directed towards understanding informants’ perspectives on their lives,
experiences or situations in their own words (Kvale, 2000; Spradley, 1979). To get
people to talk ‘openly’ about their lives it is crucial not to direct the interview by overly
structuring the conversation because this might prevent people from telling you what
37
really matters to them. This may hinder surprising insights and connections not possible
to conceive a priori (Tayler and Bogdan, 1998: 99; Kvale, 2000).
Letting people talk, not interrupting, and paying attention requires patience as
informants may talk at length about topics in which you have no interest. This is
especially so early on in the interviews and while it is important to not interrupt an
informant, it is often necessary to get the informant back on track. I heard, for example,
long stories about a particular cow’s health problems, how to make houses, where to get
the cheapest mobile phones, and various other things not directly relevant to my
research. In those situations I would gently refrain from nodding my head, from taking
notes, or change the subject during a break in the conversation, saying, for example, “I
would like to go back to something you said earlier”. Thus it is best to think of the
semi-structured interview as a friendly conversation “into which the researcher slowly
introduces new elements to assist informants to respond as informants” (Spradley, 1979:
58). Or as Kvale (1996: 34) puts it, to lead “the subject toward certain themes, but not
to certain opinions about these themes”.
I did my first semi-structured interview four weeks after I arrived in the village. In total
I conducted 64 interviews. I recorded all my interviews with a small digital recorder
with Layya, Moussa or Mamadou or a combination of the three translating, depending
upon the topic, the context and the person interviewed. Over time my Fulani skills
improved and I became able to follow a normal conversation, understand the questions
asked, and the answers given. I seldom found that the presence of the recorder hindered
a good conversation − rather the contrary. In general, the villagers that I approached
were willing, even eager, to talk to me, to give me “my story”, and they appreciated the
presence of the recorder because “none of my words will then be forgotten”, as an old
lady told me after I had asked her permission to record the interview. Moreover, doing
interviews without needing to take notes allowed me to relax and explore and
understand more.
In general, I tried to keep the number of people present during my interviews to a bare
minimum. Often large crowds would gather together and listen to me interviewing as
38
there was not much else happening during the hot hours at midday or at night when a lot
of my interviews were conducted. While this gave a large variety of opinions and often
provided for great and illuminating arguments, it was not conducive to the more
personal and sensitive knowledge I was seeking in the interviews. I therefore made it
clear that I wanted privacy during interviews and all the interviewees appreciated this.
39
the savannah, in the village, and in Gorom-Gorom (mainly teenage school children),
thus covering the three major places of residence observed in Biidi 2.
The interview often took place at the residence of the interviewee in a shaded, sheltered,
and quiet place and was always accompanied by tea. Particularly the women, however,
liked to go to my hut for interviews, because “my husband and children are not listening
there”. The process of making tea is slow and therefore interview sessions frequently
went on for hours. Indeed, it was often after the recorder had been turned off that the
interviewee opened up and told me things that I had not explored in the interview itself
(Kvale, 2000: 133). In a number of cases interviews therefore developed into structured
conversations and as such they provided me with a wealth of informations (Spradley,
1979).
The first three or so months I was extremely careful not to give any indication of my
focus on climate in order to minimise biases. Over time, however, my interviews
became more structured and I began to introduce specific questions. These often
followed a question guide exploring the current situation (e.g. household composition;
main income sources; material possession; etc.); the main changes (if any) to these over
the past 50 years; and the main causes of these changes (if any). As my theoretical
focus on understanding adaptation to climate change and variability by looking at
livelihood diversification strategies began to sharpen, I started to explore these more
systematically in my interviews. I asked about how people had survived in the past,
changes over time in livelihood strategies, when these changes took place and why, the
involvement of women, and why Fulbe were not participating in the strategies to the
same extent as Rimaiibe. I also asked how money earned through livelihood
diversification strategies was used, who decided what it was used for, and whether there
had been changes in this regard over the last 50 years; data which later formed the
backbone of Papers A and D.
Towards the last two months of my stay, the villagers had unavoidably grasped my
research interests. Spradley (1979: 25) notes that in the course of fieldwork “ordinary
people become excellent informants”, and I was accordingly inundated with information
40
and interpretations regarding the nexus of climate variability, livelihood strategies, and
social change. Often people would come to my hut to tell me about their experiences
with drought, how they managed to deal with it, and the social consequences of this.
Moreover, memories and perceptions of changes in the weather became prominent
topics of conversations in the village and when we visited neighbouring villages, I
began to be introduced as someone “interested in the weather”. Consequently, my
hypotheses were explored and tested in other villages, adding new insights.
Focus groups
Focus group interviews were made with 14 groups (six-eight persons in each). Four of
the focus group interviews, consisting of older (>70 years of age) men and women
differentiated by ethnicity, were repeated in time. Like the semi-structured interviews,
the focus group interviews were digitally recorded and conducted by me and a
translator.
Focus groups are formally constituted, structured groups of people brought together to
address and discuss a specific issue and they can provide a wealth of data on the range
of a community’s beliefs, ideas or opinions as the participants are able to talk to and
challenge each other (Dawson et al. 1992; Macun and Posel, 1998). In order to create a
discussion, participants usually must have some characteristic in common, as this
encourages the group to speak more freely without “fear of being judged by others
thought to be superior, more expert of more conservative” (Dawson et al. 1992: 3).
The focused nature of this method requires that social differentiations and the topics to
be discussed are known a priori by the researcher using the method. Consequently, I
conducted the 14 focus group interviews towards the end of my fieldwork. By then I
had learned how the village was segregated by age, gender, ethnicity and social
standing, and I formed the groups according to these differentiations. This turned out to
be a very good move and all the focus group interviews were characterised by lively
discussions in which none of the participants appeared to dominate.
41
It was relatively easy to get groups of Rimaiibe together as they live in the village.
Unfortunately getting homogenous groups of Fulbe together required more planning as
they live scattered around the savannah (see Paper C). On more than one occasion,
afternoons were spent trying to get a group together, walking from household to
household. In two cases (involving young Fulbe women and middle-aged Fulbe men) I
did not manage to get a group together, and in the groups consisting of young Rimaiibe
women and middle-aged Fulbe women there were only four participants. While this
limited the range of opinions in some ways, there was a sense of intimacy that was
lacking in the larger group discussions.
I was, however, not looking for intimacy or private memories and experiences (these
were collected in semi-structured interviews), but collective stories and the range of
opinions about a number of specific topics like climate events, variability and change,
village developments like the arrival of projects and the end of slavery, and when and
why certain livelihood strategies like migration became prominent. Moreover, the
reasons behind social changes like, for example, young men paying bride prices in the
village, were also explored.
After I had finished the initial round of focus group interviews, it became clear that the
groups consisting of older Fulbe and Wahilbe men and women provided me with
valuable historical insights into climate variability and change, the choice of livelihood
strategies, and general developments in the village, and I therefore repeated these (see
also McIntosh, 2000). As I had reached the last two weeks of my stay, I was very keen
to establish and confirm the links that I felt there were between climate variability and
change, livelihood diversification strategies, and social changes. In the final interviews,
these groups therefore focused specifically on covering historical developments through
the use of timelines (e.g. Reenberg et al. 2008; Reid et al. 2000).
Prior to the interviews I made a timeline going back to 1950 on the x-axis and wrote
down 65 things that I considered important for the village on the y-axis. The point was
to get the groups to tell me when, for example, rain was ‘bad’ in the village or when
there was enough food. The participants would then draw a line. The timelines thus
42
primarily addressed the temporal evolution of biophysical, cultural and socio-economic
conditions with the aim to uncover the links between general events, the initiation of
certain livelihood strategies, and certain climate events in the village. The results are
presented in Paper B.
Questionnaire interviews
I also conducted a questionnaire interview with 50 out of a total of 104 heads of
households. I had not initially planned to use quantitative data in my study other than
simple counts of the population, numbers of households, people involved in the
different livelihood strategies, and GPS measurements. But I got involved in the
AMMA project and in connection with this, we developed a questionnaire.31 This has
since been applied at sites all over West Africa and Biidi 2 is one of them.
The questionnaire is rather general and consists of 108 questions covering developments
since the 1970s in household composition, revenues and expenses; field sizes, harvests
results and irrigation practices; material possessions; pastoral practices; numbers of
animals; the use of forest and non-forest products; perceived changes in precipitation,
temperatures and the wind; and the impact of these climatic changes on a number of
variables including agriculture, household income, animals, and water resources.
Households were selected according to the same social differentiations within the
village as the focus groups. The interviews were conducted with the head of the
household but very often he or she (in four cases) was joined by other household
members and bystanders. Due to the large number of questions, each interview lasted
approximately an hour and a half. I did the first 25 interviews with Moussa, but he did
the rest alone. The length of the interviews and the level of detail often tired the
31
Based on a French initiative, AMMA (African Monsoon Multidisciplinary Analysis) was built by an
international scientific group and is currently funded by a large number of agencies, especially from
France, the UK, the US and Africa. It has been the beneficiary of a major financial contribution from the
European Community's Sixth Framework Research Programme. Detailed information on scientific
coordination and funding is available on the AMMA International web site: http://www.amma-
international.org. My specific involvement in AMMA is related to the impact the variability of the West
African Monsoon has on human groups in the region and on the development of methods like question
guides and a questionnaire (see Nielsen, 2008).
43
respondents and on a number of occasions we conducted the questionnaires over two
days.
A relatively large number (13) of the households surveyed were headed by a person
younger than 30 who had very limited knowledge of historical developments. I am
consequently very cautious about the results regarding developments over time obtained
through the questionnaires. Moreover, the questionnaire covers sensitive issues such as
the number of cattle, children, and material wealth and the respondent often either
refrained from answering or gave false information (see Bernard, 2002: 190-191). One
late afternoon, for example, we were sitting in front of Isa’s hut conducting the
questionnaire. When we got to the question regarding the number of cows Isa owns, he
told us seven. The late afternoon is the time when the cows return from the savannah to
rest in the village and all 37 of Isa’s cows were lying directly behind us (I had by then
become familiar with the mark on the cattle and could distinguish which cattle belonged
to whom). Regarding the number of children in the household we had the same
problem.
The reason behind this is not malice, but the fact that the villagers believe that voicing
the actual number endangers both cattle and children. Word travels from person to
person and eventually reach the wrong person, someone who might bear a grudge
against you. Such a person, it is believed, will then use the information to make your
animals and children sick. By telling the wrong number, you can foil a person with a
malicious intent. Moreover, jealousy and future demands for help in terms of food and
money are also seen as a negative side effect of revealing your actual wealth, and people
in the village are very secretive about how much they have earned on, for example,
migration. Thus the information obtained through the questionnaire regarding cash
income, material possessions, harvests results, and numbers of small domestic animals
is also to be treated with caution.
Hence, some of the data turned out to be irrelevant as the questionnaire was rather
general and some directly unreliable; nonetheless some became part of the knowledge
on which some of the analyses’ are based. The questionnaires confirmed the general
44
picture regarding the importance of livelihood diversification as a reaction to climatic
changes, which increased confidence in the validity of the data.32 However, as many of
the questions were quite qualitative, asking for example why something has changed, it
has been virtually impossible to turn large parts of the questionnaire into quantitative
data (see, however, Mertz et al. 2008). Only in the case of perceived changes to rain,
temperature and wind, have I therefore ventured into a quantitative table and this only
because it by and large reflects and supports the data collected through participant
observation and semi-structured and focus group interviews.
Writing up notes
Every fourth or fifth day, I would pack a small bag with my current field notebook and
digital recorder and drive to Abdoulaye’s house in Gorom-Gorom. There I would stay
for a couple of days to write up my notes on my laptop (he had electricity during the
day) and transcribe the interviews I had done during the last four or five days.
Throughout my fieldwork this trip offered a welcome relief from the monotony of
village life, the chance to get a cold drink, and something else to eat than millet
porridge. But I quickly realised that the sojourn in Gorom-Gorom had a significant
impact on the progression of my fieldwork.
Taylor and Bogdan (1998: 141) note that data analysis is an “ongoing discovery” during
which it is possible and necessary to identify themes and develop concepts and
propositions. If you arrive back from the field with the “1000-page question”, trying to
find a way a posteriori to analyse and make sense of all your qualitative data, you will
be in trouble (Kvale 1996: 176). In qualitative research, data collection and analysis
therefore go hand in hand.
It was through turning recollections and jottings into detailed written accounts that this
process took place. Being momentarily out of the field, transcribing and writing up my
notes made it possible to take a step back, to get out of the whirlpool of events and look
at what I had experienced and been told in the field. During the long hot days at
32
Validating data through a mixed-method approach is referred to as triangulation, which in the context of
research means “the cross-referencing of one piece of evidence with another in order to better determine what the
actual position is” (Kesby et al. 2005: 157).
45
Abdoulaye’s house, I had time to think about why the things I had observed had
unfolded the way they did and why people said the things they did. Moreover, writing
and reading my notes made me see connections across events and time, which helped
me develop hypotheses to be tested back in the field. I always returned to the village
with follow-up questions about things that had been said and done. This process
confirmed or rejected my initial findings or resulted in further investigations of
developing hypotheses, all of which greatly enhanced the validity of the analyses.
Coding
The process of coding my data began immediately after I returned from the field in
February 2008. I spent two months coding my field notes and transcribing interviews
and questionnaires using Nvivo7 software. Basically, Nvivo7 is an advanced copy and
paste program that makes it possible to code imported Word files. Users can make up
the codes as they read their Word files and in that way develop a very large number of
‘free nodes’. One sentence might, for example, contain information about the recent
harvest outcome, the lack of rain, and problems with pests. This sentence is then copied
into three different ‘free nodes’ developed on the spot: harvest, outcome; rain, lack of;
and pest, problems with. Over time other information fits the same ‘free nodes’ and are
copied into these. Moreover, ‘free nodes’ resembling each other can be merged.
Relatively quickly patterns begin to emerge and the development of ‘tree nodes’ takes
place. This is a hierarchical sorting of nodes, starting with a major category under which
a number of sub-categories or ‘free nodes’ are placed. In total I developed 35 major
‘tree node’ categories, each with a large number of sub-categories. A main ‘tree node’
is, for example, ‘Adaptation’ under which 19 other ‘free nodes’ exist, like ‘Migration’.
Migration is then divided into 20 sub-categories such as ‘Reasons to migrate’ and ‘More
important in the 1970s’. Coding helped me organise my data and made the large
material easy to handle and find; it also helped me develop further and refine
interpretations of the data (Taylor and Bogdan, 1998). Listing all the major themes,
developing typologies, concepts and propositions by refining, adding, collapsing or
expanding my code categories made me aware of what analysis I could make and what
46
my data was actually telling me. The empirical gist of my papers was thereafter not
(too) hard to develop.
As human beings we are always somewhere, perceiving the world from a particular
position and giving expression to a particular and necessarily incomplete worldview
(Shweder, 1991: 18-19). Our knowledge is always situated (Haraway, 1991: 196). For a
researcher reflecting on his fieldwork, the crucial question will therefore be: what was
my position while I was conducting fieldwork and collecting my data? And next: how
did that position allow or hinder my understanding of the field?
Belonging to Hamidou
I lived in the part of the village know as debeere Letugal (see Map 2). The reason for
this was Abdoulaye. He had made the initial contact with the village through his friend
Hamidou. Hamidou was the jooro or chief of debeere Letugal and the village in general,
and he decided that I was to live with him.
Most of the time spent in the village is spent in one’s debeere, or quarter. Visiting other
quarters is normal, but particularly during the long evenings and afternoons people stay
around their own debeere. It took me about a month to realise this, and initially I did
not see it as a problem. However, as time passed I began to wonder whether staying
only in debeere Letugal gave me a biased and one-dimensional view of life in the
village. “Do people do and talk about the same things in other quarters?” I wondered,
and I therefore asked Hamidou if I could move somewhere else. He shook his head
emphatically and told me “not possible”, and I had to stay. Compensating, I began to
47
do more visits, but the reason he gave worried me: “Why leave, you are a part of our
debeere, people in the village and in the bush know you belong here, that you are with
me.”
Generally, long-term fieldworkers are aware of how growing into a locally understood
role both limits and enlarges one’s opportunities (Cohen, 1984: 222; Hasse, 1995).
Hamidou had opened up his debeere to me, giving me a place to live and food to eat,
and ensured that I was free of troubles like any other member of his family. I
wondered, however, how this association influenced my data. Did people speak
honestly to me or did my ‘familiar’ relation with the village chief influence their
narratives? I therefore had to be aware of establishing my independence in relation to
him, something I did by constantly emphasising my ‘independence’ as a researcher.
Introducing the motives and aims of my stay became second nature. Often people
wondered what I was doing and what I hoped to get out of my stay (see also Taylor and
Bogdan, 1984: 86). Some clearly feared that the information was going back to
Hamidou or to some public administrative office like the local tax department, or that I
would retell the stories widely in the village. I explained about anonymity, about not
revealing my sources, and about my general interest being of an academic and not
applied nature. Aided by the private setting, I managed to create interview situations
that relaxed people, but it was only after a few months that people started to trust me
because, as Habib told me one afternoon, “I have not heard my story retold in the
village although it is a good one”. I therefore began to feel more confident that my
belonging to debeere Letugal did not have too major an influence on my research, but it
remained an issue throughout my stay.
48
by spending a lot of time with older and younger men on the occasions where this was
possible. I would, for example, always try to walk to the market, a wedding, or another
social event with the old men. During such walks I would often try to get them to talk
about issues pertaining to their age group. I also sat up at night with the young men
during baptisms, engagement parties, and weddings, trying my best to ignore the
extremely loud ghetto blaster and my own tiredness. My choice of translators and
informants was also done with age groups in mind, as Moussa, Layya and Hamidou all
belonged to different age groups.
While it was thus relatively easy to negate the age group problem, escaping the social
confines of my gender was difficult and access to women was a problem throughout my
fieldwork. By enrolling Moussa as a translator I managed to transcend some of these
issues, but questions regarding marriage and the power of men vis-à-vis women were,
for example, always difficult.
Participant observation among women was also difficult as village life is sharply
demarcated according to gender and I never managed to be alone with a group of
women. I did, however, by living in the village see how their day was structured, and
during market days, weddings or other social events where the gender separation is less
pronounced, I tried to be among the women as much as possible. Targeting women in
interviews (most of my interviews are with women) also helped, and so did my wife’s
six-week stay in the village. Every morning I would ask her to look out for particular
things and to ask a number of questions in order to confirm hypotheses. While her
position also had an influence on the things she noted, she greatly expanded my notes
on the life of women in the village.
49
I initially found that everybody was willing to talk to me, but often they wanted money
in return, to become my ‘best friend’, or to gain some other advantage by being with
me, and I remember telling my wife on the phone that I sometimes felt caught up in
falseness (see also Dalsgaard, 2004: 60-61). Constantly being asked for money
moreover reminded me that I was white and by definition rich European and the
position of power this entails, and I spent a lot of time considering the influence these
factors had on my data and my life in the village. In such situations I felt ‘objectified’,
but over time this feeling diminished and I did make friends who managed to put
themselves in my shoes (Dalsgaard, 2004: 63; Hastrup, 1995: 55; Ridler, 1996).
Personally this was a valuable but difficult process because friendships foster hard
questions. As Dalsgaard (2004: 61) writes, “[c]onscience is such a strange factor in
human life” and mine was tested when I continued to ask questions and ‘demand’
answers from my friends and the villagers. For who in this process was false? Who was
demanding? Who was really using whom?
Ethics
Geertz (1968 cited in Ridler, 1996: 245) notes that
50
fieldwork, for the moments shared and the relationships developed between informants
and the ethnographer “are ultimately data − grist for the ethnographic mill” (Stacey,
1991: 113 cited in Dalsgaard, 2004: 62; Hastrup, 1995).
Indeed, the researcher’s presentation of self, motives, intentions, and aims of the
research to the research subject is, as already discussed, an important methodological
move but also a crucial ethical one (Agar, 1996: 104-111). It does not negate the
asymmetrical position (nothing really can), but people had a right to know who I was
and why I was there. While I remained an “improbable kind of creature”, by presenting
myself and my motives, I gave them the possibility of judging me, working with me,
or befriending me on honest terms (Agar, 1996: 110). Eventually, most people in the
village therefore came to accept me for what I was, namely a strange person asking
questions, writing things down, and recording interviews. In fact, I was quite pleased
when I noticed that a few of the villagers largely avoided me because, I was told, “they
do not really want to talk to you”. This confirmed that my data was not “merely
“extracted” from naïve informants who are unaware of the hidden agendas coming from
the outsider” (Scherper-Hughes, 1992: 25).
The asymmetry between me and my closest informants (Layya, Kadiri, Mamadou, and
Moussa) and Digga (the woman who cooked my food) was reinforced almost daily.
51
Kadiri and Layya actually stayed home from migration because of me, and Digga added
more millet to the porridge. Hence I paid Layya, Kadiri, Mamadou and Moussa around
US$3 a day (when they worked for me) and Digga around US$1 a day (when I ate in
the village) (see also Bernard, 2002: 200-202). In regard to interviews, I always
donated a box of tea and a little sack of sugar, and I paid the owner of the hut I had
borrowed rent when he returned from Abidjan.
Paying informants and giving out gifts might ‘spoil’ a research site and it needs to be
done carefully. I clearly set out the terms for working with me, what I was paying for,
and what I expected from them. This made it easy for me to explain when approached
by other villagers seeking ‘employment’ why I was paying Layya, Kadiri, Mamadou
and Moussa. This explanation was always accepted and even encouraged because I in
that way “helped the village” as it was often expressed. I, in other words, became a
livelihood diversification strategy.
52
Summary of the Papers
The core of this thesis consists of a collection of four papers. While the papers
unavoidably include reiterations of the biophysical and socioeconomic features of Biidi
2, the livelihood diversification strategies pursued there, and the connection between
these and the diminishing importance of rain-fed agriculture in the village, each
illuminates different aspects of life and adaptation in the village. The papers are
presented in the form in which they have been published (Papers A, B, C) or accepted
for publication (Paper D). Thus, they are tailored to the format requirements of each of
the journals (Papers B, C, D) and book (Paper A). The papers have all been peer
reviewed. The spread of the publication avenues is (more or less) deliberate, covering
multidisciplinary journals (Papers B, C), a regional journal (Paper C), an
anthropological journal (Paper D) and a book anthology (Paper A).
The logic behind the order in which the papers appear in the thesis is as follows:
Paper A introduces the concept of livelihood and argues that a livelihood analysis
approach offers a way to explore and understand the link between climate change and
variability and human actions. Taking its point of departure in the recent drought and
rainfall variability in the Sahel, it traces the intertwined trajectory of climate
perturbations, the demise of rain-fed agriculture, circular labour migration, and social
change in Biidi 2. As such, it sets the scene for why and how a livelihood analysis
approach is useful when the aim is to understand the feedbacks and interconnections
between the social and biophysical domain.
Linking the social and biophysical domain represents a major challenge in climate
change adaptation literature. The adaptive capacity of human actors is shaped by
multiple non-environmental factors and singling out climate as a driver of change is
extremely difficult. While all the papers in this thesis argue and show that a livelihood
analysis approach offers a potential solution to this, Paper B takes this idea a bit
further. In this paper it is argued that in order to understand the link between climate
and human actions in the Sahel a temporal perspective is required as the populations
there, at least in Biidi 2, are currently ‘beyond climate’. A number of recent studies
53
(including Paper B) from this region have argued convincingly that climate does not
figure as a major current concern among people in the Sahel. By employing human-
environmental timelines we show, however, that a historical correlation exists in Biidi 2
between current livelihood strategies and climate perturbations.
A major emerging point in the adaptation to climate change literature is that the ability
of human actors to embrace strategies that moderate or exploit actual or expected
climatic stimuli seems unevenly distributed. New studies dealing with real-world
adaptation practices have shown that the adaptive capacity is influenced not only by
economic and technological development but also by social norms, values and rules,
and it appears that adaptive capacity is highly heterogeneous within a society or locality.
Papers A and B establish that the livelihood diversification strategies in Biidi 2 can be
viewed as adaptations to climate change and variability; Paper C illustrates how
ethnicity and culture play a major role when these are either embraced or rejected. In
Biidi 2, the approaches to adaptation have been very heterogeneous between Rimaiibe
and Fulbe. The paper shows how contemporary Fulbe cultural values such as their
preference for living in the bush, their notion of personal freedom and integrity, and
their occupational specialisation have acted as cultural barriers to their engagement in
the current and most successful livelihood strategies present in the village.
This emphasis on adaptive heterogeneity is also a major point of Paper D. Taking its
point of theoretical departure in situational analysis, the paper explores how the outburst
of Asoman during a visit to the village by a development expert created an unstructured
context in which the women of Biidi 2 could negotiate gender roles.33 The paper shows
how working for international development projects has become an important
livelihood strategy in the village particularly among the women. In Biidi 2, women have
used this work and the gender equality discourses of the projects to better their position
within the household and the village vis-à-vis the men. Indeed, an important point of
Papers A, C and D is that the heterogeneous adaptive capacity of actors has resulted in
changes in the three most important social categories in the village: in Paper A, the
33
Situational analysis is a theoretical school within social anthropology going back to the 1940s and with a
particularly influential period in the 1960s. In the 2000s the school has experienced a renaissance. Paper D is
written to the journal of this theoretical school.
54
focus is on changing generational relations, in Paper C, on changing ethnic relations,
and in Paper D, on changing gender relations.
Besides the papers making up this thesis, I have co-authored the following papers during
my PhD tenure:
Nielsen, J.Ø. Mertz, O. Mbow, C. 2008. Joint field work design: developing methods
for understanding adaptation to climate variability and change in West Africa. AMMA
AFRIK Newsletter 1: 9-10.
Abstract
A short article illuminating the process through which a common question guide and
questionnaire were developed. The focus of these was on how to understand farmers’
perceptions of climate change, what, if anything, they have done to adapt to it, and
household composition. The question guide and questionnaire were to be applied at all
AMMA research sites in West Africa.
Abstract
Environmental change in the Sahel has been much debated since the droughts of the
1970s and there is not much agreement on whether climate change or human activities
are the main causes of observed degradation. Indeed, there is not even agreement on
whether there is degradation or not. This paper outlines local perceptions of
environmental stress in the region. We interviewed 1354 households in 16 sites in
Senegal, Mali, Burkina Faso, Niger and Nigeria distributed across a rainfall gradient
divided into three zones: 400-500 mm, 500-700 mm, and 700-900 mm. Group
interviews were also carried out with three-five groups in each site. Households
generally perceive climate factors to have developed unfavourably over the past 20
years. More than 80% of all households found that rainfall has decreased, and the wetter
55
the area, the more pronounced this perception. Increases in wind speeds and
temperatures were also perceived by 60-80% of households.
Mertz, O. Mbow, C. Nielsen, J.Ø, et al. 2008. Linking climate factors and adaptation
strategies in the rural Sahel-Sudan zone of West Africa. Report on field surveys in
Senegal, Burkina Faso, Mali, Niger and Nigeria, including assessment of adaptation
strategies at household and national level in the Sahel. Paris: AMMA-EU. 41 Pages
Abstract
Although there is an increasing realisation of the interplay between different driving
forces for rural development and environmental change in developing countries,
understanding the relative impact of climate factors on land use change and local
livelihoods is still not straight forward. However, without a better knowledge of these
relationships it becomes difficult to devise specific and well-targeted adaptation
strategies to climate change and variability – at best, adaptation becomes a collection of
‘no regret’ actions, which in any case would have benefited development; in worst case
scenarios, adaptation could become counter-productive if based on the wrong
assumptions. In this paper we aim to estimate the relative weight of climate factors in
the decision-making process of rural household in the Sahel-Sudan zone of West Africa
over the past 20 years and compare these with strategies described in National
Adaptation Programmes of Action (NAPA). We interviewed 1354 households in 16
sites in Senegal, Mali, Burkina Faso, Niger and Nigeria distributed across a rainfall
gradient divided into three zones: 400-500 mm, 500-700 mm, and 700-900 mm. Group
interviews were also carried out with three-five groups in each site.
56
The following three papers have been submitted for publication:
Abstract
We developed scenarios of the future of drylands of West Africa based on the scenario
framework proposed by the Millennium Ecosystem Assessment. Inputs to this scenario
development exercise came from a land use change model, longitudinal household-level
survey data for Burkina Faso, ‘what if’ questions submitted to a large sample of
households in the region, a set of local case studies in the region, and climate model
projections. Four scenarios were developed: 1) ‘downward spiral’, characterised by
rapid climate change, expansion of agriculture and chaotic urban growth; 2) ‘integrated
economy’, with integrated land management, food production for local markets and
rural-urban exchanges; 3) ‘open doors’, characterised by large-scale out-migrations,
land grabbing by foreign companies and development aid; and 4) ‘climate change
mitigation’, with an increase in biofuel crops, land management for carbon capture and
development of off-farm activities. The study concludes that the Sahel region is most
likely moving away from being a highly climate dependent region based on agriculture
towards a more open and diversified economy. West African countries have to find a
balance between the new opportunities and risks created by economic
globalisation.
Mertz, O. Mbow, C. Nielsen, J.Ø, et al. 2010. Climate factors play a limited role for
past adaptation strategies in West Africa. Submitted to Ecology and Society.
Abstract
The Sudano-Sahelian zone of West Africa has experienced recurrent droughts since the
mid-1970s and today there is considerable concern about how this region will be able to
adapt to future climate change. In order to develop well targeted adaptation strategies,
57
the relative importance of climate factors as drivers of land use and livelihood change
need to be better described. On the basis of the perceptions of 1249 households in five
countries across an annual rainfall gradient of 400-900 mm, we provide an estimate of
the relative weight of climate factors as drivers of changes in rural households over the
past 20 years. Climate factors – mainly rainfall – are perceived by about 50% of
households to be a cause of decreasing rain-fed crop production, whereas climate
factors are much less important for decreasing livestock production and pasture areas.
Increases in pasture are also observed and caused by improved tenure in the driest zone.
Adaptation strategies to declining crop production include ‘prayer’ and migration (400-
500 mm zone); reforestation, migration and government support (500-700 mm zone);
and soil improvement (700-900 mm zone). Declining livestock is countered by
improved fodder resources and veterinary services. It is concluded that while rain-fed
crop production is mainly constrained by climate factors, livestock and pasture is in all
zones less climate sensitive and need to be more strongly reflected in the NAPAs
developed by countries in the region.
Abstract
Meta-studies and a vulnerability framework provided input to an analysis of household
strategies over the past 20-30 years and development of scenarios for Sudano-Sahelian
futures. Households have generally increased their wealth, especially when they have
diversified out of agriculture. Rain-fed crop cultivation is more sensitive to climate
factors than livestock rearing but generally climate factors play a small role in
household decision-making. Local strategies and national adaptation plans are not
congruent, and the agricultural sector needs strong support to play a role in the future.
Otherwise, off-farm work and migration will continue to increase and may indeed be the
most beneficial developments as they increase wealth and decrease vulnerability.
58
Conclusion
The research presented in this thesis falls into a category of adaptation to climate change
and variability research that attempts to understand actual practices and processes of
adaptation in a particular community. Focusing on the village of Biidi 2 in northern
Burkina Faso, the research documents via ethnographic fieldwork the ways in which
this community has adapted to the most recent of recurrent droughts in the Sahel by way
of a livelihood strategies analysis approach. Particular emphasis has been placed on
understanding how households and individuals in Biidi 2 make a living in the aftermath
of the droughts, what elements constitute and influence livelihood strategies, and
whether these strategies have any socioeconomic consequences.
By diversifying across sectors, the villagers have adapted to the negative impact of
drought and precipitation variability on agriculture. Climate variability and change do
not concern them very much. Rather, what currently constitutes and influences their
livelihood strategies are local, national and global connections and disconnections.
Circular labour migration depends upon the availability of work in the Côte d’Ivoire,
while working for development projects depends on the continued presence of these in
Burkina Faso, for example. Separately, but often in combination, all these factors (plus
many others) constitute and influence the livelihood strategies present and worth
59
pursuing in the village. The importance of regional, national and international
perforations for livelihood choices is matched by social rules, roles and norms in the
village. The village is not a homogenous social unit and a large internal heterogeneity in
regard to the engagement in livelihood strategies is observed. Age, gender and ethnicity
appear the most important social demarcations.
The villagers that have diversified their livelihood have in general managed to deal with
the climate change and variability experienced in the village quite well, and it is worth
noting that the village has doubled its population since 1995 without expanding or
intensifying agricultural practices. The wealth generated through livelihood
diversification is not, however, evenly distributed due to the heterogeneous engagement
in these. This has resulted in either the breakdown or accentuation of some of the
existing social relations. The engagement of young men in labour migrations has, for
example, resulted in a shift in traditional power relations between the generations.
The main findings presented in the papers that follow are specific to Biidi 2 and not
directly applicable to other communities even within the region. Nevertheless, much of
the current understanding of human adaptation to climate change comes from studies
such as this one (e.g. Adger et al. 2007). The findings add in general to the weight of
new studies establishing broad lessons on the adaptive capacity of individuals and
communities, and are particularly relevant to researchers who argue that adaptive
capacity is highly heterogeneous within a society or locality, is differentiated by social
norms, statuses and rules, and can have social consequences. Moreover, since a major
issue in all adaptation research is the difficulty of singling out climate as a driver of
change, the theoretical and methodological use of a livelihood framework in this thesis
might provide inspiration. Above all, this thesis shows how the people of Biidi 2 are
living and dealing with climate change and that many of them have managed despite the
variability of rainfall.
60
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Paper A
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CHAPTER 8
Drought and Marriage:
Exploring the Interconnection between
Climate Variability and Social Change
through a Livelihood Perspective
Jonas Østergaard Nielsen
Abstract
Understanding the feedbacks and interconnections be-
the royal danish academy of science s and letters · 2009
hfm 106 · the question of resilience. social responses to climate change
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1. See Reenberg (chapter 7, this volume) for more details on the Sahel region and
the village.
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was hence designed to explore and assess how households in the vil-
lage construct their subsistence and risk management strategies. In
the semi-structured interviews and the focus group interviews re-
spondents were asked to describe these strategies and the main
changes (if any) to these over the past 50 years and to assess the main
causes of these changes (if any). No indication of the focus on cli-
mate was presented for respondents at this stage in order to mini-
mize biases in the answers. At the end of the interviews and the focus
group discussions, the respondents were asked to assess their per-
ception of climate change generally and the perceived impacts of cli-
mate change on chosen livelihood strategies, natural resources, and
social aspects. When impacts were assessed as negative, the respon-
dents were asked to explain their adaptive actions to reduce these
impacts.
Besides exploring livelihood strategies, the fieldwork focused
specifically on the socio-cultural consequences of livelihood diver-
sification. Various questions were addressed, such as: what happens
to life in the village when most of the young men migrate; what hap-
pens with the money earned on migration; and does migration
change household structures and power relations? Often the data
needed to answer these questions and explore sensitive topics such
as changing marriage patterns and political issues were collected
during informal conversations and observations of life in the village.
Participating in a number of marriage negotiations, engagement par-
ties, and marriages offered great insight into the practices surround-
ing these events and an arena in which to ask about marriage
practices in the past. Similarly, observing how political decisions
were made provided insight into the workings of political power and
changes in this over time.
Analysis
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1983; Webb 1995). Concern about climate and its impact on human
populations in the Sahel was, however, an immediate response to
the most recent of these drought periods commencing in the early
1970s (MaCann 1999). Averaged over thirty-year intervals, annual
rainfall in the Sahel fell by between 20 and 30% between the 1930s
and the 1950s and the three decades following the 1960s (Hulme
2001). This dramatic climate change caused a ‘horrifying famine’
and the ‘death of several hundred thousand cattle’ and provided the
first evidence of a ‘huge ecological crisis in the Sahel’ (Raynaut 2001:
9). This change in rainfall had major consequences for the popula-
tions of the Sahel, who were already under stress from deteriorating
political and economic conditions (Warren 1995).
No rainfall record exists for Biidi 2, but the meteorological sta-
tion in Gorom-Gorom has collected monthly rainfall data since 1955.
This dataset indicates a rainfall trend similar to the general develop-
ment in the Sahel: the wet 1950s and 1960s were followed by a pro-
longed dry spell, lasting from the early 1970s until the 1990s,
aggravated by major droughts in the early 1970s and early-mid-1980s.
The high degree of interannual variability and an increasing trend
in the yearly rainfall average since the mid-late 1990s have likewise
been observed.
While rainfall in the Sahel is spatially highly differentiated even
within small areas, people in Biidi 2 agree about the similarity be -
tween rainfall in Gorom-Gorom and Biidi 2. The 1950s and 1960s are
uniformly cited as very wet and ‘good years’, whereas the 1970s and
1980s are cited as very dry and ‘bad years’. The high interannual vari-
ability of the rain over the last 10 or so years has also been observed
by the villagers, who often argue that ‘the normal no longer exists;
one year the rain is good, the next bad’. Moreover, the villagers per-
ceive that a number of other negative climate trends have taken place
over the last fifty years. The rainy season is perceived to be shorter
now than in the 1950s and 1960s, with periods of more intensive rain
often resulting in flooding or with long breaks resulting in drought.
They also perceive it to have a larger number of ‘false starts’, which
makes it very difficult to know when to sow. Temperatures during
the cold as well as the hot season are said to have increased and both
seasons to have become longer. The wind is perceived to have be-
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come stronger, causing more wind erosion with the result that sand
is filling up river beds and destroying crops. Degradation of the soil,
the disappearance of wild fauna, plants, trees, and watering holes,
and growing problems with pests are also mentioned by the villagers
as consequences of the changed climate; all these aspects have made
rain-fed agriculture difficult, and livelihood diversification increas-
ingly important.
In the wet 1950s and 1960s, millet (the staple crop in the region) pro-
duction ‘was easy’, as it was often expressed, because of ‘good rains’.
But the prolonged drought commencing in the early 1970s and la-
sting well into the 1980s, followed by interannual rainfall variability
in the 1990s, made rain-fed agriculture extremely difficult and un-
reliable. Even in the best of years, the harvest today meets only be -
tween seven and nine months’ requirement for food, and this only
for the largest and most efficient households. In 2007 and 2008, for
example, the household with the largest fields and the best access to
labour only produced enough cereal to meet the household’s needs
for seven months and two months, respectively. The low yield com-
bined with the intensive demand for labour (sowing, weeding and
harvesting) has resulted in households giving up rain-fed agriculture
altogether because ‘it is simply not worth the effort’, as I was often
told.
The villagers, in particular the Rimaiibe, have responded to this
situation by diversifying their livelihoods, and today off-farm liveli-
hood strategies represent the mainstay of their income. It is difficult
to assess the actual income generated by engaging in off-farm liveli-
hood strategies, but most households earn enough money to buy
food to last the whole year.2 The money is mainly earned through
development project work, gardening, and small-scale commerce,
2. Most households buy millet immediately after the harvest from more fertile re-
gions of Burkina Faso and store it in granaries next to their huts. Well-off house-
holds often buy enough to donate to less fortunate households.
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It used to be the father that had money. But when the rain stayed away
the millet disappeared and the cattle died. Everything was gone due
to drought and I remember that for many of us [young men] migrat-
ing, earning money to get married was almost as important as earning
money to buy food.
3. Only in two cases was I told that the father had paid part of the bride price in the
years following the 1973-74 drought. The 1983-84 drought reinforced this trend and
during the late 1980s and early 1990s I know of only three young men whose fathers
partly paid. During the last 15 or so years this trend has continued. Only one young
man in the village has during the last 5 years had his marriage completely paid by
his father, while three more has had part of the bride price covered by their father.
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a chance to get away from the boredom of village life, and a taste of
adventure. ‘Why am I leaving? Because I need money to get mar-
ried’, as Layya expressed it one afternoon.4
While Layya and the other young men in the village would not
have had to shoulder this expense before the onset of drought, they
never really complained. In fact, they seemed quite content with this
new arrangement. The reasons behind this revolve around choice,
the age at which they can get married, independence, and power.
Love marriages
Prior to the major drought in the early 1970s, marriage was not only
paid for by the parents, particularly the father or uncle of the young
man, but also arranged entirely by them. Children were either prom-
ised to each other at birth, or marriage was arranged during a pro-
longed process of gift giving known as ‘asking’. During ‘asking’,
presents were sent by the boy’s parents to the parents of the girl. If
these and the family of the boy were deemed suitable, a marriage
was arranged by the parents and the final bride price settled upon.
None of the now older men and women who got married in the
1960s remembers having had any say in the matter of marriage.
Walking home from a marriage in a neighbouring village with a
group of older men, I was thus told that ‘We did not choose. Our
fathers did. We grew up knowing who we were to marry. We never
questioned that’. This they contrasted to the situation in the village
today: ‘Now the young men choose their wife; or at least they have
a say.’
Because daily life in the village is sharply demarcated according
to gender, young people have very few opportunities to mingle so-
cially. Love therefore develops during social occasions such as bap-
tisms, religious ceremonies, engagement parties and weddings where
the gender separation is less pronounced. Markets are also good
4. See Cleveland (1986; 1991), Francis (1995; 2002), Hampshere & Randall (1999),
Hampshire (2006), Timaeus & Graham (1989), and Rain (1999: 207-214) for similar
examples from across Africa.
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I can’t wait!
Another important reason why the young men are relatively positive
about paying bride price is related to the age at which they can
marry. Prior to the drought, bride price was paid by selling cattle or
millet. This was not a fast way to raise cash and it often took the fa-
ther years to save up for his son’s wedding. Only a little millet and
very few cattle could be spared for sale, and there was often more
than just one son in the household. Thus before the early 1970s, the
men in Biidi 2 were normally between 30 and 40 years of age before
they got married. Today the money for bride price can be earned
during three or four seasons in Abidjan. The young men typically
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make their first trip when they are 18-20 years old, and consequently
they can marry when in their early twenties, which all of them do.
In a very frank discussion with me and his two best friends,
Moussa revealed how he planned to marry Digga soon and why he
thought this was a good thing:
Moussa was 17 years old and clearly sexuality played a part in his de-
sire to marry soon, but as Moussa continued his narrative, other fac-
tors were expressed:
It is not just that! If I had a house, a wife, and a child I would be free
to make decisions. I would make a garden, have a field, and claim the
cattle my father and my future wife’s father are looking after now. I
would be a man.
Getting married soon was important for Moussa for various reasons,
but noticeably he associated marriage with independence and
power. A man in Biidi 2 has a complex potpourri of traits, but crucial
among these is being head of a household. A household consists of
a man, his wife and their child/ren; thus in order to be head of a
household, marriage is essential.
A newly established household gains access to part of the fields
and garden belonging to the father of the male. Moreover, the young
man and woman are given the offspring of the cattle that their grand-
parents gave to them when they were born and which was subse-
quently taken care of by their fathers. Money earned by working for
development projects, participating in small-scale commerce, or
through labour migration is furthermore often kept exclusively by
the young men after marriage.
This status as an independent man in charge of his own house-
hold and resources is transferred to the political stage in the village.
In order to have a political voice in the village, a man needs to be
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head of his own household. When decisions are made regarding, for
example, the village’s participation in a development project, the
male heads of households get together. While age and rank play an
important role in the discussions, the final decision is often based
on votes. Because the men now marry at an earlier age than their
fathers and grandfathers, they become heads of households earlier.
This means they enter the political sphere earlier than their fathers,
giving them access to power earlier. Because the village population
is growing (since 1995 there has been a growth rate of 3.3%) and the
younger men marry earlier, the number of households in the village
is expanding. In 1995 there were 43 households in Biidi 2 (Reenberg
& Paarup-Laursen 1997); in 2008 this number had grown to 104. Of
the 61 new households, 55 have young (<35 years of age) heads of
household.
This development has shifted the political power base within the
village downwards and the younger men now wield significant po-
litical power. This trend is obviously not bemoaned among the
younger men, but the older men in the village are worried: ‘The
young men have too much of a say. How can they make good deci-
sions? They do not know about life’. The young men dismiss this,
and again labour migration plays a part:
Know about life! What life? Life here in the village, or life outside the
village? It is us [the young men] that speak French with the authori-
ties; we have learned that while on migration. Migration has taught
us how things are done today. We depend on the outside; the village
is no longer enough.
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Conclusion
Considering the growing need to understand how local communities
around the world at risk from current and future climate change
meet this challenge, focusing on how people adapt or cope with
changing circumstances through livelihood strategies seems parti-
cularly relevant. While the livelihood strategies analysis approach
often reveals how household or community adaptations to a chang-
ing environment are influenced by multiple external stimuli, focus-
ing on actual observed livelihood strategies makes it possible to
explore what local people perceive as the driving forces behind
these. Understanding what people do and why, opens up, in turn,
for an exploration of how, and if, such actions reduce or enhance
vulnerability or resilience to external stimuli like climate change. In
this vein, I have suggested that for resilience, adaptation, and vulner-
ability to climate change studies, analyzing livelihood strategies
might contribute to an understanding of the drivers behind human
actions and lived consequences of these.
Analyzing the intertwined trajectory in Biidi 2 of drought, dimin-
ishing agriculture, circular labour migration, bride price, and social
change, the chapter has focused on social consequences of drought.
It has illustrated how changing marriage patterns and power struc-
tures were triggered by the most recent of Sahelian droughts. The
drought in the 1970s and 1980s, followed by climate variability in the
1990s and 2000s had a large impact on rain-fed agriculture in Biidi
2. Enough food could no longer be obtained through agriculture
and the villagers responded by engaging in various livelihood diver-
sification strategies. Of these, circular labour migration by the
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acknowledgements
The field research was funded by a Danish Ministry of Foreign Affairs Re-
search Grant (Grant 104.Dan.8-914). Helpful comments from Anette Reen-
berg and two anonymous referees are gratefully acknowledged. I would like
to extend my thanks to the villagers of Biidi 2.
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Paper B
Temporality and the problem with singling out climate as a current driver
of change in a small West African village, 2010, Journal of Arid
Environments, 74, 464-474.
99
100
Journal of Arid Environments 74 (2010) 464–474
Temporality and the problem with singling out climate as a current driver
of change in a small West African village
J.Ø. Nielsen*, A. Reenberg
Department of Geography and Geology, University of Copenhagen, Copenhagen, Denmark
a r t i c l e i n f o a b s t r a c t
Article history: Concern about climate and its impact on human populations in the Sahel since the 1970s was an
Received 30 April 2009 immediate response to the most recent of recurrent drought periods. Understanding the relative impact
Received in revised form of this drought on rural life in the Sahel is, however, not straightforward. This is due to the fact that
15 September 2009
climate is only one of many factors influencing local adaptation strategies to environmental changes.
Accepted 16 September 2009
Another explanation could be that climate in many rural communities in the Sahel is simply no longer
Available online 30 October 2009
the primary worry. The argument presented in this paper, supported by data from a small village in
northern Burkina Faso, is that the villagers there are ‘beyond climate’ as their current livelihood strat-
Keywords:
Burkina Faso egies are increasingly climate independent. People have over the past decades engaged in livelihood
Climate change diversification in order to negate the negative impact of climate variability on agriculture. In order to
Livelihood diversification analyse the temporal perspective of climate–livelihood interaction, the paper employs human–envi-
Sahel ronmental timelines. The results document the multiplicity of exposures shaping decisions in the village.
Temporality While significant correlation exists between recent livelihood diversifications and major climatic events,
it is equally obvious that recent political developments and the economic flow of project activities are
crucial factors of change.
Ó 2009 Elsevier Ltd. All rights reserved.
1. Introduction across the region and over time ‘‘leaving some areas in some years
well supplied, yet other regions and other years dry and parched’’
In the West African Sahel, rainfall is regarded as the most (Hulme, 2001, p. 19). What characterizes the region is thus not some
significant climate parameter affecting people’s lives (Brooks, general annual rainfall total average, but a high degree of spatial
2004; Hulme, 2001).1 The concern about climate and its impact on and temporal variability in precipitation. It is to these dynamic
human populations and the natural resource base in Sahel was an climatic conditions that most environmental and social systems
immediate response to the most recent of recurrent drought have to adapt (Dessai and Hulme, 2003; Hulme, 2003; Smit et al.,
periods commencing in the early 1970s (Brook, 1993; Nicholson, 2001; Thomas et al., 2007; Usman and Reason, 2004).
1978; Rain, 1999; Watts, 1983; Webb, 1995). Following very wet Understanding the relative impact and importance of climate
years in the 1950s and 1960s, annual rainfall in the Sahel fell by change and variability on contemporary rural life in the Sahel and
between 20 and 30% in the three decades following the 1960s, elsewhere in dryland Africa is, however, not straightforward
prompting Hulme (2001, p. 20) to state that ‘‘[t]he African Sahel (Barbier et al., 2009; Elmqvist and Olsson, 2006; Mertz et al., 2008a,
therefore provides the most dramatic example worldwide of b; Mortimore et al., 2005; Reenberg, 2001; Reid and Vogel, 2006;
climatic variability that has been directly and quantitatively Reynolds et al., 2007; Thomas et al., 2005, 2007; Tschakert, 2007;
measured’’. In recent years some amelioration of the dry conditions Wardell et al., 2003; Ziervogel et al., 2006). On a very general level
has been observed as annual rainfall totals have increased (Nich- this is due to the fact that climate is often, if not always, only one of
olson, 2005; OECD, 2006). However, rainfall in the Sahel fluctuates many factors influencing coping and adaptation strategies to
environmental changes (Adger, 1999; Eakin, 2000, 2006) as these
are always played out within the context of multiple pressures on
* Corresponding author. Tel.: þ45 35 32 25 00; fax: þ45 35 32 25 01. and disturbances to livelihoods (Belliveau et al., 2006; Leichenko
E-mail addresses: jon@geo.ku.dk (J.Ø. Nielsen), ar@geo.ku.dk (A. Reenberg). and O’Brien, 2008). Poor health and infrastructure, no access to
1
The Sahel region is normally characterized by a strong north–south rainfall
markets and education, and lack of work and political stability are
gradient and high interannual rainfall variability. The annual rainfall varyies from
600 to 700 mm in the south to 100–200 mm in the north (e.g. Nicholson, 1978) and often mentioned by villagers across the Sahel as more serious and
is concentrated in one distinct rainy season (approximately June–September). immediate constraints to survival than climate variability and
0140-1963/$ – see front matter Ó 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.jaridenv.2009.09.019
101
J.Ø. Nielsen, A. Reenberg / Journal of Arid Environments 74 (2010) 464–474 465
change, despite the severity of the droughts they have experienced communities respond to environmental and social change
(Mbow et al., 2008; Mertz et al., 2008a, b; Tschakert, 2007). (e.g. Chambers and Conway, 1992; Scoones, 1998; http://www.
Based on data from a small village in northern Burkina Faso, this livelihoods.org) and it has provided insight into the dynamics of
paper will explore the difficulty of singling out climate as a driver of social and environmental change, which are closely linked to local-
local livelihood change. It is hypothesized that climate is simply no level decision making (Batterbury, 2001; Eakin and Luers, 2006). The
longer a primary worry as local people have moved ‘beyond livelihood approach conceptualizes, for example, how societies are
climate’ by use of a number of livelihood diversifications strategies. expected to be directed by structural changes in the international
We start with a brief reference to the theoretical context, which market and the socio-economic community at large, as well as by
combines the livelihood perspective with coupled human-envi- changes in the physical environment caused by climatic and envi-
ronmental timelines in order to grasp the temporal dynamics of ronmental changes. More specifically related to dryland regions,
diversification strategies that are ‘beyond climate’. Then the local Smith et al. (2009; see also Smith, 2008) portray the complexity of
setting and the methodology are presented. The analytical results the development of the human–environmental system as the
are organized around two perspectives. First, we present the outcome of cross-scale effects coupled with inherently low adaptive
villagers’ perception of the climate, highlighting specifically the capacity. For these regions, they suggest, the problem is to increase
local perception of the changes that have occurred over the last transformability in order to enable a transformation from the current
50 years. Second, we look into how these changes have made rain- type of system to another kind of system. This may entail changing
fed millet and sorghum cropping difficult, and identify the temporal the ways people make a living, developing new ‘goods and services’
evolution of successful livelihood diversification strategies and operating at different scales. Hence, transformation and trans-
employed in the village, such as labour migration, working for formability emerge as critical areas of discussion for areas that have
development projects, horticulture, small-scale commerce, and a very low level of material living standards under current conditions.
buying and selling livestock. In the discussion we take our point of Moreover, the livelihood literature increasingly emphasizes that
departure in local people’s contemporary worries and their inter- understanding why people prioritize certain livelihood strategies
pretation of major changes, and show how these are related to the over others is not only related to structural constraints or possibil-
livelihood strategies and how they pivot around health, infrastruc- ities imposed by geography, political economy or a biophysical
ture and political–economic structures. Turning to the coupled reality. It is also determined by the historical events and relations in
human-environmental timelines, we then show that, while which these are embedded (Nooteboom, 2003). Thus, livelihood
contemporary livelihood strategies are ‘beyond climate’, they are choices and the reasons behind these may best be grasped by
not climate unrelated. incorporating temporality into the analysis in order to understand
the ‘historical routes’ of particular livelihood ‘pathways’ or ‘trajec-
2. The theoretical background tories’ (de Bruijn et al., 2005; de Haan and Zoomers, 2005; Reenberg
et al., 2008; Scoones and Wolmer, 2002; Zoomers, 1999). Trajecto-
The changing nature of environmental changes and climatic risk ries of change in such systems may be best understood by looking at
represents an unprecedented challenge to human adaptability the temporal and/or spatial co-evolution of different driving forces.
(Eakin, 2005) and it is also widely acknowledged that economic, In this vein, it has been proposed that the heuristic method called
cultural, and political processes have a large influence on vulner- ‘ecological timelines’ (Reid et al., 2000) or ‘coupled human–envi-
ability, risks and the adaptive capacity of human groups to such ronmental timelines’ (Reenberg et al., 2008) be employed as
future challenges. Hence, the concept of adaptive capacity (Yohe a means to explore the temporal co-evolution of driving forces and
and Tol, 2001) describes those characteristics of an individual, livelihood strategies in coupled human–environmental systems.
household or population group which enable it to alter and struc- To understand the impact of climate on livelihood diversifica-
turally reorganize its activities to diminish present threats to tion in the Sahelian setting, we take our point of departure in the
survival while enhancing its ability to address new risks such as theoretical perspectives above. Specifically, we frame our descrip-
climate change. The system’s adaptive capacity has been associated tion of the local livelihood system as an exploration of the temporal
with factors such as institutional structures, flexibilities in norms dynamics of the coupled human–environmental system in which
and legal frameworks, resource distribution inequities or, on a more the villagers of Biidi 2 find themselves.
local scale, with access to various forms of assets (capital, service,
knowledge, technology), perception of risk and impacts, and 3. The local setting
freedom to use resources to mitigate future risks (Eakin et al.,
2006). The ‘room for maneuver’ for individual households or The study took place in the Sahelian village Biidi 2 (population
household members – their access to livelihood assets – deter- 586), located approximately 14 km south-west of Gorom-Gorom, the
mines the options available as well as the barriers to adaptation. provincial capital of Oudalan, the northernmost province of Burkina
There is thus an obvious scope for addressing the ‘double exposure’ Faso. By comparing present-day population figures with a similar
(O’Brien and Leichenko, 2000), i.e. investigating how political and census conducted in the village in 1995, the annual population
economic changes interact simultaneously with environmental or growth rate since 1995 is estimated to be 3.8% (Reenberg and
climatic risks to affect the livelihoods and vulnerability of people. Paarup-Laursen, 1997). Of these, 246 are under the age of 15,
Such changes are crucial because, by understanding their nature constituting 42% of the total population. The village population
and timing, more can be learned about the processes connecting consists of Fulbe, Rimaiibe and Wahilbe, which is a typical ethnic mix
the two (Nunn et al., 2007). for the region. Health is a major problem as visits to the hospital in
Recently, advances have been made in understanding the Gorom-Gorom and medication cost money. The level of education in
dynamics of coupled human–environmental systems, including the the village is also very poor. Almost none of the adults over 30 have
interaction between environmental factors, social factors and feed- attended school and, although many of them are now engaged in
backs at different levels of spatial and temporal scales (e.g. Fox et al., alphabetization programs, their ability to read is extremely limited.
2003; GLP, 2005; Haberl et al., 2006; Lambin and Geist, 2006; Biidi 2 is, as many other villages in the region, situated on one of
Marcussen and Reenberg, 1999; Scoones, 1999; Walker et al., 2006; two longitudinal E–W oriented dune systems superimposed on the
Zimmerer and Bassett, 2003). Likewise, the livelihood analysis pediplain. It is surrounded by more or less continuous fields cultivated
approach has successfully contributed to conceptualizing how rural with millet, sorghum and cowpeas (Rasmussen and Reenberg, 1992;
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466 J.Ø. Nielsen, A. Reenberg / Journal of Arid Environments 74 (2010) 464–474
Reenberg and Fog, 1995; Reenberg and Paarup-Laursen, 1997). The village) has collected monthly rainfall data since 1955 (see
dune is rimmed at its southern and northern sides by gardens watered Appendix 1, electronic version only). While rainfall in the Sahel is
by small shallow wells. The gardens are suited for horticulture with spatially highly differentiated even within small areas, the villagers
a number of vegetables, such as sweet potatoes, tomatoes, and of Biidi 2 generally agree about the similarity between rainfall in
aubergines. The garden products are, together with livestock, the only Gorom-Gorom and Biidi 2, especially with regard to longer term
products that are sold. There is, however, no strong market potential trends and extreme events. The Gorom-Gorom dataset indicates
for the village, as population density in the region is low and markets a rainfall trend similar to the general development in the Sahel: the
relatively few. Hence, the economic system is best described as wet 1950s and 1960s were followed by a prolonged dry spell lasting
a subsistence and agropastoral economy in which migration, horti- from the early 1970s until the 1990s, aggravated by major droughts
culture, small-scale commerce and working for development projects in the early 1970s and early–mid-1980s. The high degree of inter-
is becoming increasingly important. annual variability and an increasing trend in the yearly rainfall
average since the mid–late 1990s is likewise observed.
4. Methods The villagers perceive a number of negative trends to the climate
to have taken place over the last 50 years (Table 1,Table 2). The rainy
The data that support the following analysis were collected season is perceived to be shorter than in the 1950s and 1960s, with
between August 2007 and February 2008 and scrutinized using five periods of more intensive rain often resulting in flooding, or with
main methods: ethnographic participant observation, semi-struc- long breaks resulting in drought. They also perceive there to have
tured interviews, a questionnaire survey, focus group interviews, been a larger number of ‘false starts’, making it very difficult to know
and coupled human–environmental timelines. when to sow. Temperatures during the cold as well as the hot season
Participant observation was chosen to facilitate rapport with the are said to have increased and both seasons to have become longer.
people being studied and thereby the collection of data regarding The wind is perceived to have become stronger, causing more wind
sensitive topics, and to gain insight into daily activities (Bernard, erosion, with the result that sand is filling up river beds and
2002). The basic insights gained through participant observation destroying crops. Degradation of the soil, the disappearance of wild
were explored further in semi-structured interviews. Sixty-five fauna, plants, trees, and watering holes, and growing problems with
such interviews were conducted. The interviewees were selected pests are also mentioned by the villagers as consequences of the
according to age, gender, socio-economic status, ethnicity, and changed climate; all these aspects have made rain-fed agriculture
place of residence, thus covering all major differentiations within difficult and livelihood diversification increasingly important.
the village. A questionnaire interview with 50 out of a total of 104
heads of households was also conducted. Households were selected 5.2. Diminishing cereal production
according to the above-mentioned social groupings within the
village. Focus group interviews were made with 12 groups (6–8 While the villagers nearly all cultivate land, the yield is negli-
persons in each) differentiated by age, gender, ethnicity and social gible. Even in the best of years, the harvest meets only between 7
standing. Four of the focus group interviews, consisting of older and 9 months’ requirement for food, and this only for the largest
(>70 years of age) men and women differentiated by ethnicity, and most efficient households. In the two most recent campaigns
were repeated in time. These in-depth enquiries primarily (2007 and 2008), the household with best access to labour power
addressed the temporal evolution of biophysical, cultural and and the largest fields only produced enough cereals to cover the
socio-economic livelihood conditions in the village with the aim of households’ need for 7 months and 2 months respectively. The low
obtaining data for establishing coupled human–environmental yield combined with the intensive demand for labour (sowing,
timelines going back to 1950, i.e. to uncover, (a) general events in weeding and harvesting) has resulted in four households giving up
the village, (b) when certain livelihood strategies were initiated, cereal cultivation altogether. Many more are thinking about doing
and (c) when certain climate events took place. the same because ‘‘it is simply not worth the effort’’, as it was often
The semi-structured interviews, the questionnaire, and the expressed. The diminishing role of cereal cultivation in the village is
focus group interviews were structured so that for each category of also reflected in land use mapping (supported by GPS measure-
questions, the respondents were asked to: (1) assess the current ments in 1995 and again in 2007), which shows that the total field
situation (e.g. household composition, main income source, mate- acreage has only grown marginally in spite of significant population
rial possessions, number of animals, field size; etc.); (2) describe growth (Fig. 1).
the main changes (if any) to these over the past 50 years; and (3)
assess the main causes of these changes (if any). No indication of 5.3. Livelihood diversifications
the focus on climate was presented for respondents at this stage in
order to minimize biases in the answers. At the end of the inter- Over the last 30 years the villagers have responded to unreliable
views, the questionnaire, and the focus group discussions, the rain-fed cropping by diversifying their livelihoods. Ethnic differ-
respondents were asked to assess their perception of climate ences exist in regard to engagement in livelihood diversification,
change generally and the perceived impacts of this on a range of for mainly cultural reasons, but for most of the villagers in Biidi 2,
livelihood parameters, natural resources, and social aspects. When off-farm livelihood strategies represent the mainstay of their
impacts were assessed as negative, the respondents were asked to income. It is hard to assess the precise income generated by
explain their adaptive actions to reduce these impacts. All inter- engaging in off-farm livelihood strategies due to a lack of
views were conducted in Fulani, the local language, with the help of accounting and secrecy of earnings, but most households earn
interpreters, and digitally recorded. enough money to buy food to last the whole year. The money is
mainly earned through labour migration, working for development
5. Results projects, horticulture, small-scale commerce– especially by the
women– and selling livestock. In addition to food, the money is
5.1. Perceptions of climate change and variability used for clothing, medicine, tools, animals, commercial activities
and to meet social obligations like marriage, baptisms and funerals.
There are no rainfall records from Biidi 2, but the meteorological It should be noted that, although most households in the village
station in Gorom-Gorom (located approximately 14 km from the have managed to successfully diversify their livelihoods, some
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J.Ø. Nielsen, A. Reenberg / Journal of Arid Environments 74 (2010) 464–474 467
Table 1
Synthesis of methods applied, themes and temporal span covered, and quantitative density.
Methods Themes covered Data acquisition time Temporal span covered Quantitative density
Participant observation Daily life August 2007 until Contemporary issues Constant presence in the village
Livelihood diversification February 2008
Household composition, earnings
and practices
Socio-cultural differences
Threats to well-being
Role of agriculture
Impact of projects
Semi-structured Economic, cultural, biophysical August 2007 until Pre-1950 65 conducted
interviews changes overtime February 2008
Cause of changes Past 50 years Differentiated according to age,
Adaptive response to changes over time Contemporary issues gender, social status, ethnicity,
Climate Perceptions place of residence
Threats to well-being
Questionnaire Biophysical, agricultural, and December 2007 and Past 40 years 50 out of 104 heads of households
survey livelihood changes overtime January 2008 interviewed
Causes of changes Contemporary issues
Adaptive response to changes over time
Climate Perceptions
Household composition, earnings and practices
Focus group interviews Economic, cultural, biophysical changes December 2007 and Past 50 years 12 conducted
overtime January 2008
Causes of changes Contemporary issues Differentiated according to age,
Adaptive response to changes over time gender, social status, and ethnicity
Climate Perceptions
Human–environmental Biophysical, agricultural, and livelihood December 2007 and Past 50 years 4 focus groups conducted
timelines changes overtime January 2008
Socio-economic-cultural events in the village Differentiated according to age,
Climatic events in the village gender, and ethnicity
struggle to do so. This is often due to household composition or rest of Sahel the last 30–40 years (e.g. Cordell et al., 1996; Hamp-
merely bad luck. The lack of a husband and/or children, and shire, 2006; Henry et al., 2004; Mortimore and Adams, 2001; Rain,
particularly sons, severely limits a household’s potential to engage 1999). Migration in the 1950s and 1960s was mainly oriented
in the above-mentioned strategies. Small households, households towards Ghana where seven of the now elder men had gone either
hit by diseases, and female-headed households thus often rely on to fish on the coast or work in the large plantations. In the 1970s,
others (mainly members of their wider linage) to give them food. Côte d’Ivoire, and particularly Abidjan, increasingly substituted
Ghana as the major migration destination and it has remained so
5.3.1. Labour migration ever since, despite recent unrest initiated by an insurgence in the
Labour migration is not a new phenomenon in the northern part northern half of Côte d’Ivoire in 2002.
of Burkina Faso (Bolwig, 1999; Breusers, 2004). But the drought in After the end of crop harvest in November and December, a large
the beginning of the 1970s, and its prolonged aftermath, played proportion of Rimaiibe men, in particular, depart for Abidjan to work
a significant role in the increased migration from Biidi 2 as in the loading and off-loading trucks and as security guards. In December
2007, 10 youths between 15 and 25 years old left, followed in the
Table 2 beginning of January by three more, for a total of 36% of this age
Perception of climate change in Biidi 2 over the last 40 years based on household group. Among the men aged between 25 and 35 years, seven out of
questionnaire interviews. N ¼ 50.
25 left, or 28%. Among the men older than 35 years, eight out of 50
More/ Stable Less/ Do not left, or 16%. Two other Rimaiibe aged 24 and 28 years were already in
longer (%) shorter know (%) Abidjan on a more permanent basis. The numbers from 2008 were
(%) (%)
very similar. In other words, migration provides a very important
Rainfall Rainfall during rainy season 16 (32) 3 (6) 31 (62) 0 (0) input to Biidi 2’s economy. Hence, the commonly reported amount of
Length of rainy season 13 (26) 3 (6) 30 (60) 4 (8)
money that the men return with is around US$200–300 for 6 months
Break between rainfalls in 37 (74) 0 (0) 7 (14) 6 (12)
rainy season of work after all expenses such as food and transport have been
Rainfall intensity 18 (36) 0 (0) 30 (60) 2 (4) paid.2 In only one account was there more than one male member of
Inundations 31 (62) 1 (2) 15 (30) 3 (6) the same household away on migration.
Strong winds during rainy 38 (76) 3 (6) 2 (4) 7 (14)
season
Length (time) of strong 36 (72) 3 (6) 3 (6) 8 (16) 5.3.2. Development projects
winds during rainy season In the aftermath of the drought and famine of the 1970s and
Wind Strong winds during dry 38 (76) 4 (8) 4 (8) 4 (8) early 1980s, a number of NGOs, a majority of which owed their
season existence to international aid, entered Burkina Faso, and in partic-
Length (time) of strong 34 (68) 3 (6) 3 (6) 10 (20)
ular the northern part, as this was perceived to be the most
winds during dry season
Movement of sand due 45 (90) 0 (0) 5 (10) 0 (0) vulnerable to food shortage (Atampugre, 1997). In Biidi 2, NGOs
to wind began arriving around 1992–1993 and there have since been at
Temperature During the dry season 46 (92) 2 (4) 2 (4) 0 (0)
During the rainy season 35 (70) 6 (12) 9 (18) 0 (0)
During the hot season 48 (96) 0 (0) 2 (4) 0 (0) 2
Throughout the paper we have converted the local currency (F CFA) to US$
During the cold season 36 (72) 0 (0) 14 (28) 0 (0)
(1 US$ equals approximately 500 F CFA).
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5.3.3. Gardens 3
The word Biidi means in Fulani ‘old wells’ or ‘constant presence of water’.
Due to the constant presence of groundwater just below the 4
This estimate is based on interviews with women and men regularly attending
surface of the land, the gardens are full of small wells from which the market.
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J.Ø. Nielsen, A. Reenberg / Journal of Arid Environments 74 (2010) 464–474 469
Fig. 2. Coupled human–environmental timelines of Biidi 2, 1950–2008, based on focus group interviews. Selected features averaged out across the focus groups.
cattle, is the rain. While the rain is generally unpredictable, it nearly 5.4.1. Health
always falls heavily in August, a trend the villagers perceive to have Hunger, lack of clothing, the cost of medical care and sanitary
become more pronounced over the last 20 years or so. The heavy products like soap concern the villagers a great deal as they
rainfall in August makes the bush ‘green’ very quickly and at associate the lack of these amenities with poor health. Poor health
a crucial stage at which many animals previously suffered from feed is perceived as the major problem in Biidi 2 (59 out of 65 inter-
shortage. This has led to an increased survival rate among the viewees rated health as his or her major concern) as in other
younger and weaker cattle. Sahelian villagers (Mertz et al., 2008b; Tschakert, 2007), first and
foremost because being sick is, of course, very disagreeable and
5.4. Threats to sustained well-being often extremely dangerous, but also because it takes the villagers
out of action, as a strong and relatively healthy body is needed to
The importance attached to income generated through the engage in income generating labour. Falling sick thus equates with
relatively climate independent off-farm diversification strategies a direct and tangible loss of income. In 2007, for example, one
manifests itself clearly in the perceived threats to sustained well- particular household was severely hit by sickness. The father
being in Biidi 2 as articulated by the villagers in semi-structured suffered from a simple infection in his foot that, despite treatment,
interviews. These findings can be looked at through the theoretical became progressively worse and resulted in him missing out on
lenses proposed by de Bruijn et al. (2005), who argue that individual migration, project work and work in his garden. His wife tried to
and collective decision making in the Sahel is a process in which work harder, in particular by increasing the production of straw
pre-set goals are hard to attain due to the inherently unstable socio- mats, often sitting up late at night, but her work was hampered by
economic and biophysical environment. Thus, individuals depend her constant care of an infant son who was very weak and
more upon their past experiences, or the ‘pathways’ they have fol- eventually died. Initially the family dealt with their predicament
lowed, than on a conscious weighing up of ‘‘actor’s preferences’’ (de by selling animals, but these were quickly sold to cover the cost of
Bruijn et al., 2005, p. 9). In this sense, the threats to well-being visits to the hospital and medicine and the wider family began
presented below must be understood as something the inhabitants giving them food. A year later, the mother and their three other
in Biidi 2 feel endangers the pathways they have chosen to pursue, children had left the village to live with her family, and the father
rather than something they feel they can plan their way out of. These was left depending upon others for survival as he remained
threats can be clustered in three major categories: (1) health, (2) unable to engage in income generating activities due to his poor
infrastructure, and (3) political–economic structures. health.
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470 J.Ø. Nielsen, A. Reenberg / Journal of Arid Environments 74 (2010) 464–474
Fig. 3. Coupled human–environmental timelines of Biidi 2, 1950–2008, based on focus group interviews. Timelines spilt according to gender and ethnicity. Selected features.
experienced all over Sahel was said by the focus groups to have agriculture was no longer seen as ‘important’ in the village due to
commenced around 1972 and continued until 1974, followed by the low yields. People began to abandon fields. This failure of the
a slight improvement of the rain until around 1983–1984 when harvest resulted in the need to buy food, a circumstance mentioned
another major drought hit the village as well as the rest of the Sahel. by all the focus groups to commence around the time of the first
No other climatic conditions were said to have taken place during drought.
this period. Drought and the general lack of rain in this period had The timeline indicates that the cash needed to buy food was
an impact on agriculture. From around 1973–1974, crop cultivation, initially gained through the selling of animals from herds built up
and in particular millet, began to fail, and in the early to mid-1980s during the favourable 1950s and 1960s and large-scale labour
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472 J.Ø. Nielsen, A. Reenberg / Journal of Arid Environments 74 (2010) 464–474
migration commencing around the time of the first drought. diversification strategies is population growth, which puts further
Towards the end of this period a third livelihood strategy, namely pressure on the need to earn money for food.
gardening, was mentioned as becoming increasingly important.
This latter development may be connected to the end of slavery 7. Conclusion
in the village in the late 1970s and early 1980s, which strongly
encouraged the former slaves, the Rimaiibe, to expand and intensify In recent literature dealing with the impact of social, cultural,
their work in the gardens as they were now able to keep the fruits of political and environmental components of local livelihoods, the
their labour rather than handing everything over to the former importance of a temporal perspective is emphasized. Terms such as
masters, the Fulbe (Faura, 1995; Lund, 1999; McCauley, 2003). In this ‘pathways’ (de Bruijn et al. 2005; Scoones and Wolmer, 2002) and
period labour migration was likewise connected to non-climate ‘trajectories’ (de Haan and Zoomers, 2005), which indicate move-
factors, and especially the growing need for young men to pay bride ment through time, are increasingly finding their way into the
prices. Previously it was the father’s role to pay, but, since many had discourse as they are understood to reflect both ‘‘long-term
lost most of their cattle during the drought, they could no longer practices and institutions on the one hand and individual strategies
raise the cash needed for the bride price. Labour migration became on the other’’ (Nooteboom, 2003, p. 55). Focusing on pathways and
the most efficient way for young men to earn the money needed to trajectories moves, in other words, the livelihood framework away
get married, and the continued large incentive to migrate among from either an overly structural or neo-liberal stance, or uninten-
young men in the village is closely connected to this development. tional–intentional discussion of livelihood strategies, towards one
The growing commonality of two wives in the village also plays in which individual agency is acknowledged but also embedded in
a part in the continued engagement in labour migration, as cash is wider structural constraints and history (de Haan and Zoomers,
needed to feed the often large households. 2005). Scoones and Wolmer (2002, p. 183), for example, argue that
livelihoods ‘‘emerge out of past actions and [that] decisions are
6.3. Mid-1980s to 2008 made within specific historical and agro-ecological conditions, and
are constantly shaped by institutions and social arrangements’’. It is
The extreme drought of the 1970s and early 1980s was replaced through the unravelling of such factors that the ‘historical route’ or
in the mid- to late 1980s by a phase of ‘OK rain’. Although rain in temporality of particular livelihood strategies can be discerned (de
this period fell more abundantly than during the previous 15 years, Haan and Zoomers, 2005, p. 44).
OK rain does not indicate a return to the rainfall pattern of the In this paper, we suggest that ‘coupled human–environmental
1950s and 1960s. The rainy season was described by all the focus timelines’ provide a simple methodological tool by which such
groups as becoming increasingly unpredictable. It was said to start ‘historical routes’ can be traced and delineated. The overall picture
late, have more ‘false’ starts, no continuity, and to end earlier, while emerging from the study of Biidi 2 is that the current livelihood
single rainfall events were described as often either insufficient, strategies are enabled and reinforced by a context of multiple non-
causing drought, or extremely heavy, causing flooding. The climatic pressures, disturbances and possibilities. While these non-
unpredictability of the rain was accompanied by a perceived climatic factors are inevitable to explain the presence and success
increase in wind speed and in temperatures, often breaking the of the particular livelihood strategies, climate explains both the
cereal or ‘baking’ the seeds. Although wetter, the climatic condi- initial and the continued need for them: money for food is simply
tions were thus not in favour of a return to previous levels of cereal necessary, because a sufficient amount can no longer be produced
cropping, and, throughout the period, fields were abandoned and locally as the rain has decreased and become extremely variable.
the millet yields remained low. This explains why the need to buy The importance of migration, small-scale commerce, gardens,
food did not diminish despite the ‘better’ rain. projects and livestock has thus coevolved with the diminishing
In this period, the villagers expanded their means of earning importance of rain-fed cereal production due to a change in
cash to buy food to compensate for what the fields could not climate, and the villagers now find themselves in a situation in
provide. Selling animals, gardening and labour migration remain which only a small proportion of their food supply and income is
important livelihood strategies but, since the late 1980s, the hinged upon the rain. The move out of cereal cropping is, in other
women have become increasingly involved in commercial activi- words, a move away from a climate dependent livelihood.
ties while salary work became a possible livelihood strategy in the This situation clearly manifests itself in the things the villagers
mid- to late 1990s. Both these latter strategies are connected to worry about. They worry very little about climate, as migration,
the arrival of development projects. Most of the development gardens and their other livelihood strategies are not climate
projects passing through Biidi 2 focus on issues of gender and aim dependent. Health, infrastructure, and the political–economic situ-
to empower women by making them more economically inde- ation concern the villagers a great deal more because a detrimental
pendent of their husbands. Many of the women in the village have development in any of these poses a potential threat to the strategies
clearly embraced this discourse, using it to negotiate and obtain embraced. This, in turn, equals a tangible loss of income, once again
new roles (such as breadwinners) within the household. The forcing them to reorient their livelihoods in order to avoid hunger.
increasing economic importance of women is also connected to By showing how the villagers in Biidi 2 have ‘moved beyond
the fact that many of the development projects hire and pay local climate’ as it does not currently constitute a major potential driver
workers, including women and children, to work for them. The of change and thus concern, the paper shows that the difficulty in
presence of development projects is thus the reason behind the understanding the relative impact and potential of climate varia-
availability of wage labour in the village. The increased partici- tions on contemporary rural life in the Sahel is not only connected
pation in small-scale commerce and the selling of livestock can to the many factors influencing coping and adaptation strategies to
similarly be related to non-climatic events, and particularly the environmental changes (as is often argued), but also time. In the
opening up of roads, which have facilitated commercial activities Sahel, but probably also elsewhere (Reenberg et al., 2008; Reid
and expanded the group of potential buyers. Despite the economic et al., 2000), livelihood changes in human–environmental systems
downturn in Côte d’Ivoire, migration to Abidjan is also connected may therefore be best understood by looking at co-evolution of
to better roads; the loss of earning potential is compensated for by different driving forces over time. Only then will the livelihood
the ease of travelling to and from Abidjan. Another persistent routes of local actors navigating environmental conditions, polit-
major driver behind the continued need to engage in livelihood ical–economic structures and social actions become clear.
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Exposures. Oxford University Press, Oxford.
Lund, C., 1999. Politics in a Sahelien town; Dori and the art of alliance. Danish
Supplementary information for this manuscript can be down- Journal of Geography Special Issue (2), 15–26.
loaded at doi:10.1016/j.jaridenv.2009.09.019. Marcusssen, H.S., Reenberg, A., 1999. On scale and disciplinarity in the study of
natural resources in the Sahel: lessons from the SERIEN research program.
Danish Journal of Geography Special Issue 2, 1–13.
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Paper C
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Global Environmental Change 20 (2010) 142–152
A R T I C L E I N F O A B S T R A C T
Article history: Human adaptation to climate change is a heterogeneous process influenced by more than economic and
Received 11 December 2008 technological development. It is increasingly acknowledged in the adaptation to climate change
Received in revised form 2 October 2009 literature that factors such as class, gender and culture play a large role when adaptation strategies are
Accepted 8 October 2009
either chosen or rejected at the local scale. This paper explores adaptation strategies by focusing on
livelihood diversification in the face of the most recent of recurrent droughts in the Sahel. It is shown that
Keywords: for Fulbe, one of the two main ethnic groups in the small village in Northern Burkina Faso studied, culture
Climate change
acts as a major barrier to embracing four of the most successful livelihood strategies: labour migration,
Adaptation
Cultural barriers
working for development projects, gardening, and the engagement of women in economic activities.
Sahel ß 2009 Elsevier Ltd. All rights reserved.
Fulbe
0959-3780/$ – see front matter ß 2009 Elsevier Ltd. All rights reserved.
doi:10.1016/j.gloenvcha.2009.10.002
115
J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152 143
The paper examines adaptation to climate change by focusing specialisations and their link to existential group identity (Ries-
on livelihood diversification, which is shown to be a key adaptive man, 1977) will be highlighted as cultural barriers to climate
strategy in the village as this negates the negative impact of change adaptation among Fulbe.
drought and climate variability on rain-fed agriculture. In recent The paper will start with a brief methodological overview and
years, a number of studies on livelihood diversification have been an introduction to the setting and the climate in Biidi 2 over the last
published (Ellis, 2000; Barrett et al., 2001; Carswell, 2002; 40 years. The four dominant livelihood diversification strategies in
Elmqvist and Olsson, 2006; Wouterse and Taylor, 2008), all the village will be presented followed by an analysis of the current
emphasising that off-farm work constitutes a significant part of cultural barriers to pursue these among Fulbe.
observed livelihood diversification in rural communities and has
increased over time in importance in sub-Saharan Africa (Bryce- 2. Methodology
son, 1996, 2002). Similarly, Mortimore (1998) noted that while
there are often few on-farm diversification strategies in the Sahel, This study draws on ethnographic research carried out in the
off-farm strategies seem to be swelling in number, indicating that village of Biidi 2 between August 2007 and February 2008.
rural livelihood diversification is increasingly non-agricultural. Participant observation, semi-structured interviews, focus group
This move away from a dependence upon rain-fed agriculture for interviews, and questionnaire interviews were the main methods
sustaining a livelihood for households and individuals is clearly used.
observed in Biidi 2. There, the four most important livelihood Participant observation was chosen as a means to facilitate
diversifications employed are: (1) labour migration to Abidjan, rapport with the people being studied, the collection of data
Côte d’Ivoire, (2) working for development projects, (3) gardens, regarding sensitive topics, and insights about daily activities and
and (4) women’s economic activities (Nielsen and Reenberg, 2009; perceptions (Bernard, 2002). The insights obtained were
Reenberg, 2009). All of these aim to negate the negative impact of explored further in semi-structured interviews. Sixty-five such
drought and climate variability by providing households and interviews were conducted with older, middle-aged and young
individuals with sources of income and food other than rain-fed men and women covering all socio-economic and ethnic groups
agriculture. in the village. Twelve focus group interviews were made,
Initially Fulbe in Biidi 2 did not have to engage in these differentiated by age, gender, ethnicity and social standing.
strategies as their livelihood was based on cattle. The last 30 years, The focus groups, consisting of older men and women, of
however, many Fulbe have in general forsaken pastoralism in order different ethnicity, were repeated over time and covered
to engage in other livelihood activities (De Bruijn and Dijk, 1995; historical developments in order to map social memory
Hampshire, 2004). In Biidi 2 pastoralism is still part of the land use particularly regarding livelihoods and climate changes (McIn-
system, but rain-fed agriculture constitute the economic mainstay tosh, 2000). All semi-structured interviews and all focus group
of Fulbe households. This paper investigates how contemporary interviews were digitally recorded. Observations and conversa-
Fulbe strategies are created in a setting of Fulbe cultural values tions during participant observation were written down in
played out in a wider historical and political context defined by the notebooks. A questionnaire interview with 50 out of a total of 104
end of slavery, political legislation, and the arrival of international heads of households, again stratified to cover all social groupings
development projects. The Fulbe preference for living in the bush, within the village was also conducted. Table 1 summarise the
their notion of personal freedom and integrity, their occupational methods used and the issues explored.
Table 1
Synthesis of methods applied, themes and temporal span covered, and quantitative density.
Themes covered Data acquisition time Temporal span covered Quantitative density
Participant observation Daily life August 2007 until Contemporary issues Constant presence in the village
Livelihood diversification February 2008 and the surrounding bush
Household composition, earnings and practices
Ethnic/cultural differences and perceptions
Role of agriculture
Cattle ownership
Impact of projects
Semi-structured Economic, cultural, biophysical changes over time August 2007 until Pre-1950 65 conducted
interviews Cause of changes February 2008 Past 50 years Differentiated according to age,
Adaptive response to changes over time Contemporary issues gender, social status, ethnicity,
Historical developments/events place of residence
Ethnic/cultural differences and perceptions
Climate perceptions
Questionnaire survey Biophysical, agricultural, and livelihood December 2007 Past 40 years 50 out of 104 heads of
changes over time and January 2008 Contemporary issues households interviewed
Causes of changes
Adaptive response to changes over time
Climate perceptions
Household composition, earnings and practices
Focus group interviews Economic, cultural, biophysical changes over tune December 2007 Past 50 years 12 conducted
Causes of changes and January 2008 Contemporary issues Differentiated according to
Adaptive response to changes over time age, gender, social status,
Climate perceptions and ethnicity
Ethnic/cultural differences arid perceptions
GPS measurement Household location within village territory November 2007 Current Total field acreage
Size of fields and January 2008 Mapping of all household
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144 J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152
3. Biidi 2
Fig. 2. Map showing the village territory and the placement of Fulbe households in the bush and in relation to the village centre. The households were mapped by GPS in the
course of field work in 2007. The spatial location of Fulbe households in the bush is closely related to Fulbe notions of freedom and personal integrity. For Fulbe, the bush is a
space free from the social constraints they feel exist in the village. Consequently, 19 out of 20 (only 16 are captured in the map) Fulbe households in Biidi 2 are located in the
bush. This spatial preference has major consequences for Fulbe engagement in labour migration, development work, and women’s economic activities.
1990s and early 2000s is also evident in the dataset from Gorom- flooding and the movement of sand, the villagers mention
Gorom (Nicholson, 2005; OECD, 2006). degradation of the soil, the disappearance of plants, trees, wild
Despite the general improvement in rainfall in recent years, fauna and watering holes, and growing problems with pests as
both Rimaiibe and Fulbe are very concerned about the current inter- consequences of climatic alterations; all of these factors make rain-
annual and inter-seasonal fluctuations (Table 2). Generally, the fed agriculture difficult.
villagers perceive rainfall to be less predictable today than 40 years
ago and to have a larger number of ‘false starts’ making it 5. Livelihood diversification
extremely difficult to know when to sow crops. The villagers
perceive the rainy season is shorter with more dense periods of Ethnic variations are known to be an important factor
rain, often resulting in either flooding or drought. Interestingly, the influencing agricultural strategies (Reenberg and Fog, 1995). But
villagers argue that more intense rainfall in August make the bush in Biidi 2 no large differences between Fulbe and Rimaiibe exists.
‘‘green’’. Temperatures during both the cold and the hot season are Evaluation given by local informants in interviews stresses that
also said to have risen in recent years. The wind is likewise agricultural and pastoral strategies have become more uniform
perceived to have increased, causing more pronounced movement over the last 30 or so years. This conform well with the picture of
of sand, filling up river beds and destroying crops. Besides drought, Fulbe observed across the Sahel who has in general abandoned
Fig. 3. Annual rainfall in Gorom-Gorom, 1955–2006. The graph illustrate that the general rainfall trend seen in the Sahel is mirrored in the study region: the wet 1950s and
1960s is followed by a prolonged dry spell lasting until the early 1990s. The general trend towards more rain in the Sahel in the 1990s and early 2000s is also seen in Gorom-
Gorom. The greater inter-annual rainfall variability noted by the villagers in Biidi 2 is captured in the graph. Note, for example, that the wettest year on record is 2003 and the
driest year 2004. Source: Direction de la Météorologie, Burkina Faso.
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146 J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152
Table 2
Perception of climate change in Biidi 2 the last 40 years based on household questionnaire interviews. N = 50 (Nielsen and Reenberg, 2009).
Rainfall
Rainfall during rainy season 16 (32%) 3 (6%) 31 (62%) 0 (0%)
Length of rainy season 13 (26%) 3 (6%) 30 (60%) 4 (8%)
Break between rainfalls in rainy season 37 (74%) 0 (0%) 7 (14%) 6 (12%)
Rainfall intensity 18 (36%) 0 (0%) 30 (60%) 2 (4%)
Inundations 31 (62%) 1 (2%) 15 (30%) 3 (6%)
Wind
Strong winds during rainy season 38 (76%) 3 (6%) 2 (4%) 7 (14%)
Length (time) of strong winds during rainy season 36 (72%) 3 (6%) 3 (6%) 8 (16%)
Strong winds during dry season 38 (76%) 4 (8%) 4 (8%) 4 (8%)
Length (time) of strong winds during dry season 34 (68%) 3 (6%) 3 (6%) 10 (20%)
Movement of sand due to wind 45 (90%) 0 (0%) 5 (10%) 0 (0%)
Temperatures
During the dry season 46 (92%) 2 (4%) 2 (4%) 0 (0%)
During the rainy season 35 (70%) 6 (12%) 9 (18%) 0 (0%)
During the hot season 48 (96%) 0 (0%) 2 (4%) 0 (0%)
During the cold season 36 (72%) 0 (0%) 14 (28%) 0 (0%)
pastoralism in order to engage in other livelihood activities and medicine, tools, animals, commercial activities and to meet social
mainly rain-fed agriculture (De Bruijn and Dijk, 1995; Hampshire, obligations like marriage, baptisms and funerals. The growing
2004). Former times’ differences between Fulbe, who depended importance of livelihood diversification over the last 30 years is
mainly on livestock, and Rimaiibe, who depended on millet supported by comparison with a study done in Biidi 2 in 1995 by
cultivation, has thus gradually disappeared and developed into a Reenberg and Fog (1995), who note that in the early 1990s, off-
more homogenous pattern in which both groups are now farm strategies only rarely supplemented agricultural production,
permanently settled in and around the village and equally engaged whereas today, they are common among the Rimaiibe.
in millet cultivation and livestock (see also Reenberg and Fog, For Fulbe, the situation is rather different. They have not
1995; Reenberg and Paarup-Laursen, 1997). diversified to the same extent despite being just as involved in
Even in the best of years, however, the harvest meets only rain-fed agriculture as Rimaiibe – i.e. Fulbe and Rimaiibe household
between 7 and 9 months’ requirement for food, and this only for the members are equally engaged in sowing, weeding and harvesting,
largest and most efficient households. In 2007 and 2008, to mention they have similar total field acreage (see also Reenberg and Fog,
the two most recent campaigns, the household with the largest fields 1995) and, according to the villagers, the same crop production
and the best access to labour power only produced enough cereals to outcome. In line with Rimaiibe, none of the 20 Fulbe heads of
cover the households’ need for 7 months and 2 months, respectively. households in Biidi 2 considered the harvest sufficient and many
The low yield combined with the intensive demand for labour mentioned, when asked to rate the most important problem for
(sowing, weeding and harvesting) have resulted in four Rimaiibe household well-being, the lack of food. It should be noted that
households giving up rain-fed agriculture altogether and many more there is growing awareness among primarily young Fulbe men in
are thinking about doing the same because ‘‘it is simply not worth the village that a strict Fulbe identity and the continued emphasis
the effort’’, as it was often expressed in interviews. on agriculture may be a hindrance to their economic betterment
Over the last 30 years Rimaiibe have continuously responded to (see also Bolwig, 1999, p. 147). Some of the young Fulbe men
unreliable outcomes from rain-fed agriculture by diversifying their mention that migration, working for development projects,
livelihoods, as a consequence off-farm livelihood strategies gardening and small-scale commerce are good ways to better
represent today the mainstay of their income. A large number of your position, and although these strategies are not perceived as
strategies are present in the village. Both Fulbe and Rimaiibe rated, particularly attractive due to cultural reasons, many of them are
however, in semi-structured and focus group interviews, migra- considerably getting involved as ‘‘the millet do not last’’. A similar
tion, development work, gardening and small-scale commerce as process was also observed among other groups of Fulbe in Northern
the most important. Hence, in the 43 interviews in which the Burkina Faso (see Buhl and Homewood, 2001; Hampshire, 2006).
interviewee were asked to weigh the most important strategies
these four were unanimously mentioned. In the twelve focus group 5.1. Labour migration
interviews the result was the same. This, the interviewees
explained, is due to the income which these strategies generate Rimaiibe is well known to have a long history of labour
vis-à-vis others like fishing, brick making, and fire wood collecting. migration (Bolwig, 1999). However, the drought in the beginning
Moreover, the stability and dependability over time of these of the 1970s and its prolonged aftermath played a significant role
strategies were mentioned as important factors. in consolidating the importance of labour migration seen in Biidi 2
It is hard to assess precisely the actual income generated by as well as in the rest of Sahel over the last 30–40 years (Cleveland,
engaging in these off-farm livelihood strategies due to a lack of 1991; Findley, 1994; David, 1995; De Bruijn and Dijk, 1995; Cordell
accounting and secrecy of earnings, but most Rimaiibe households et al., 1996; Rain, 1999; Hampshire and Randall, 1999, 2000;
in general seem to earn enough money to buy food to last the Mortimore and Adams, 2001; Henry et al., 2004; Hampshire, 2006).
whole year.3 In addition to food, the money is used for clothing, Almost all young Rimaiibe men left after the drought for Abidjan,
Côte d’Ivoire, to earn money, primarily for food, and labour
3
migration became very important for household survival.
Rimaiibe often stated in daily conversation and in interviews that ‘‘we earn
enough to buy food until next harvest’’. Most households buy millet immediately
The importance of labour migration has been consolidated, and
after harvest from more fertile regions of Burkina Faso and store this in granaries each year, after the agricultural activities have ended in November
next to their huts. and December, a large proportion of Rimaiibe men leave. Hence in
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J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152 147
December 2008, ten youths between 15 and 25 years left, followed alleviate the problems of poor socio-economic infrastructure and
in the beginning of January by three more, for a total of 36% of this food and livelihood security (Batterbury and Warren, 2001). The
age group. Among the men aged between 25 and 35, seven out of early development efforts focussed on ‘modern’ technical inter-
25, or 28%, left. And among the men older than 35 years, eight out ventions designed to boost and transform agricultural and
of 50, or 16%, left. Two other Rimaiibe aged 24 and 28 were already rangeland productivity, but for various reasons these failed (see
in Abidjan, living in a small rented room. The value of this Vivian, 1994; Carney, 1998), and the focus shifted to reforms in
accommodation is closely related to its location near a marketplace which issues of gender, cultural pluralism, better targeting of aid,
where all the Rimaiibe men from the village work, loading and off- and support to local institutions became important (Carney, 1998;
loading trucks and buses during the day. At night, they all work as Samoff, 2004).
private security guards. During this 24-h working day, only In Biidi 2, the impact of development projects was first felt
interrupted by slow periods in the marketplace, during which they around 1992–3, and since then, there have been around 20
return to the room to sleep, the men explained they earn between projects carried out in the village. The projects arrive each year at
US$5 and US$30 per day. The average amount the men return the end of the agricultural season. The lengths of time a project
home to the village with after 6 months, after all expenses such as stay in the village depend on its scale and aim. The larger projects
food and transport have been paid, is around US$200 to US$300.4 like PLCE/BN work in the village over many years (up to 5 years)
This money is used to meet social obligations, to buy food, clothes, and are often involved in major undertakings such as planting
medicine, gardening tools and seeds, but is also reinvested in trees and bushes to fixate the dune or constructing dikes in the
cattle, small stock and small commercial activities. fields against surface water and soil run-off.7 Other projects stay a
Fulbe did not to the same extent establish a tradition for labour short time, providing ‘only’ advice or small goods like buckets and
migration in the 1970s and 1980s as they had built up large herds classroom materials.
of cattle during the wetter 1950s and 1960s. They dealt with the Rimaiibe explicitly attribute enormous importance to projects
shortage of food in the 1970s and early 1980s largely by selling like PLCE/BN because many of them provide salaried work. In Biidi
cattle. Among Fulbe in Biidi 2, this lesson is very important, and 2 a ‘development project committee’ consisting of a president and
they continue to place heavy importance on cattle as an a treasurer is in charge of the payment of these salaries. Every
‘‘insurance against bad times’’ as they often stated it. This is villagers employed by a particular project is listed by name and
exemplified in their emphasis on the practice of transhumance, each day the president record who worked. This list is copied and
which takes place between December and June each year.5 Of the handed over to a local representative of the project in question and
41 Fulbe men between 20 and 50 years of age in the village, 17, or some time later the money arrives to the village. The treasurer then
42%, practiced transhumance in December, 2008. As labour redistribute this money according to days worked and age. The
migration takes place during the same period, only three Fulbe projects pay very similarly and on average around US$3 for 1 day’s
men left for Côte d’Ivoire. work.8 They employ local people (male, female, and children) for
A substantial number of the cattle that Fulbe bring on around 30 days a year. Children under 18 are paid half the salary of
transhumance do, however, not belong to them but to Rimaiibe.6 adults over 18 years of age. As project employment, however,
The selling of cattle to deal with the food shortage experienced collide in time with labour migration, school and transhumance it
in the aftermath of the droughts left many Fulbe in Biidi 2 with is often only two or a maximum of three household members that
very little or no cattle. 35% (7 out of 20) of Fulbe households in are de facto available to work for projects during a given year.
Biidi 2 has currently no cattle and in all but three households the Rimaiibe households thus commonly earn around US$150 a year
number of cattle has dwindled over the last 20 years. 4 Fulbe working for projects, meaning that this activity rates only second
households own only one or two cows. Rimaiibe pays Fulbe to to labour migration as a source of cash revenue in the village. The
take their cattle on transhumance but this salary is minimal in money is used for food and to reinvest in other economic activities.
comparison to the income which can be earned on labour All Rimaiibe households but 3 out of 64 engaged in this activity in
migration. Moreover, Rimaiibe men use the money earned while 2007 and 2008.
in Abidjan to buy cattle and consequently they have manage, in Fulbe engagement with projects is almost non-existent.
contrast to most Fulbe, to enlarge their herds. The continued Transhumance is part of the explanation, as it takes place at the
practice of transhumance among Fulbe thus seems to be same time of year, but Fulbe are often unaware of the presence of
connected to other variables than economy; a point to which projects in Biidi 2 during the initial and most crucial phase in which
we will return. the project workers, in collaboration with the villagers, define the
problems, find solutions, and hire the people needed to realise the
5.2. Working for development projects projects. A major reason behind the absence of Fulbe is that the
project workers always come to the village centre and Fulbe by
In the aftermath of the drought and famine of the 1970s and cultural tradition live in the surrounding bush and are therefore
early 1980s, a plethora of development projects, the majority of rarely around when ‘staff’ are hired. Fulbe often mentioned in
which owed their existence to international aid, entered Burkina interviews and during daily conversations that their reluctance to
Faso, in particular the northern part, as this was perceived to be the work on projects might become less pronounced if the projects
most vulnerable to food shortage (Atampugre, 1997). The impetus came to them in the bush. They acknowledge, however, that this is
for these organisations and for governmental aid was the desire to unlikely to happen ‘‘as the projects only want to help the village
and Rimaiibe’’. Not surprisingly, only three Fulbe men and no
4
women worked on projects during the study period, interviews
This estimate is based on interviews with men having been to Abidjan within
revealed that this trend was mirrored in past Fulbe engagement in
the last 5 years.
5
Taking a herd of cattle often southward towards the end of the dry season in projects.
order to find pasture and water.
6
The cattle are pooled together and a herd taken on transhumance therefore
often consist of cattle owned by different men. It was relatively hard to establish the
7
exact composition of these herds. However, in the herds taken by 7 out of the 17 Programme de Lutte Contre l’Ensablement dans le Basin du Niger.
8
men going the branding on the cattle was recorded. In all of these herds the majority This estimate is based upon actual observations of payment of development
of cattle belonged to Rimaiibe. In subsequent interviews this trend was confirmed work salary in the village by the first author and interviews with development
except in 5 herds which consisted exclusively of Fulbe owned cattle. representatives and villagers.
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148 J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152
5.3. Gardens Rimaiibe households, women now contribute up to half the total
income or more.11 Generated by the women working for projects
Blessed with the constant presence of groundwater just and/or engaging in small-scale commerce such as selling mats,
below the land surface, the gardens are supplied by small food, garden produce and small domestic animals, the cash is used
wells from which the owners fetch water for cash crops like to buy food, medicine, clothes, jewellery, and to invest in animals,
tomatoes, potatoes, watermelon and onion, sold at the nearby education, seeds or other material for their gardens, looms, or
markets in Tassmakat and Gorom-Gorom.9 The importance of houses. Among Fulbe, women in only two out of 20 households
the gardens is hence twofold. On the one hand, they are engaged substantially in any form of work aimed at earning cash.
relatively independent of rainfall variability and drought, and on
the other, they enable production of crops which have a 6. Cultural pathways of adaptation
commercial value.
Most villagers go to the market sporadically, but they generally These four means of livelihood diversification have been
try to go to one of the markets every week particularly during the instrumental for enhancing Rimaiibe’s ability to cope with the
agricultural off-season where most garden products are produced. climate change experienced in Biidi 2 over the last 30–40 years.
Normally, only one person represents the household at the market Considering that the diminishing importance of rain-fed agricul-
and on an average market day she (it is often the women that go) ture and the growing dependence on cash due to the lack and
makes between US$3 and US$4, averaging around US$100 a year a variability of the rain is equally crucial for the Fulbe that are settled
household.10 The money is used for food and reinvested in the in Biidi 2, a very pressing question becomes why Fulbe have not
gardens and in other economic activities such as animals and latched on to these strategies to the same extent. The explanation
small-scale commerce. The importance of gardens is clearly for this has already been sought in Fulbe’s traditional anchoring in a
illustrated by the fact that four Rimaiibe households have given pastoral culture with its emphasis on transhumance despite them
up rain-fed agriculture altogether over the past 8 years in order to not having large herds, and in wider contextual factors such as the
concentrate full time on the gardens, something many more are development projects emphasis on working with those present in
also thinking of doing because ‘‘the gardens don’t depend on the the village, and new legislation on changing land ownership.
rain’’, as it is always argued. Clearly, these factors are important with regard to the strategies
The ownership of gardens is, however, not evenly distributed embraced by Fulbe and highlight that adaptation to climate change
between the two ethnic groups. Of the 62 old and well-established is rarely undertaken in a ‘‘stand-alone fashion’’ (Adger et al., 2007,
gardens in the village, only four are currently worked and owned p. 737).
by Fulbe. The major reason behind this state of affairs is to be found During fieldwork it became clear, however, that another factor
in post-colonial legislation and the end of slavery. was at play and that this to a very large extent shaped Fulbe
The coup d’etat by Thomas Sankara in 1983 initiated a reluctance to engage in labour migration, development work,
number of progressive ideas (Wilkins, 1989). He championed gardening and women’s work. Fulbe were in no way prevented by
women’s rights, anti-corruption initiatives, and the breakdown either the projects or Rimaiibe from embracing these strategies and
of the rigid hierarchical structures keeping village chiefs and it puzzled them (and us) why this does not take place. Why, for
certain ethnic groups, mainly the Mossi, in power. This discourse example, do Fulbe simply not move to the village or, at the very
was heard by the Rimaiibe in Biidi 2, and there, as in the rest of least, make sure they are informed of the arrival of new projects?
Burkina Faso, Sankara sparked people’s imagination (Skinner, Why do they not clear land to make gardens, or turn up in larger
1988; Wilkins, 1989; Malley, 1999). More important for Rimaiibe numbers when project organisers ‘hand out’ garden plots? Why do
in Biidi 2, however, was a concrete piece of legislation called the they not go on labour migration in larger numbers instead of
Agrarian and Land Reorganization (RAF), enacted in 1984, whose transhumance? And why do Fulbe women not, like their Rimaiibe
principal effect was to declare that all land belonged to the state counterparts, engage more actively in economic activities, thereby
(Faura, 1995, p. 5–6; Lund, 1999; McCauley, 2003, p. 8). The idea enhancing their household’s resilience?
was to give ‘land to the tiller’, through usufruct rights, clearing These questions became even more pressing as Fulbe were all
the way for the use and benefit of land by the ones currently very aware of the benefits these strategies gave Rimaiibe as this
working it (McCauley, 2003). As the slaves were working in the could be observed on a daily basis; Rimaiibe are generally perceived
gardens, Rimaiibe now had the rights to the gardens and the by Fulbe to be richer, better fed, dressed and educated, and to have
products they produced, and they have held on to them ever more animals. Fulbe often stated that this is because Rimaiibe ‘‘do
since. Ten new gardens have been established over the last 10 what they do and earn money’’. Money they invest in food, clothes,
years, all by Rimaiibe, and in a new garden project giving cell phones, motorbikes, education, gardening tools, farm equip-
away small garden plots, only two out of 36 plots were taken by ment, and animals, ‘‘and that is why they do better than us’’, as it
Fulbe. was stated by two older Fulbe women in an interview.
In the following, we will aim at explaining Fulbe’s lack of
5.4. Women’s work engagement in strategies, which they are not prevented from
undertaking and clearly seeing the material benefits of, in terms of
The role of women constitutes another important livelihood cultural barriers among Fulbe.
difference between the two groups. Rimaiibe women have become
very economically active since the 1980s and in only six of the 64 6.1. Living in the bush
Rimaiibe households in Biidi 2 did women not to some extent
participate in the cash economy during the study period. This was A major hindrance to the engagement by Fulbe in labour
due to old age. Asked about the reason behind this development, migration, development work, and women’s work is their
households unanimously mentioned the increased resilience of the preference to live in the bush (ladde) in small isolated households
household due to the cash income generated by women; in some (see Fig. 2). This preference is closely related to Fulbe notions of
freedom and personal integrity. For Fulbe, the bush is a space free
9
The word biidi means in Fulani ‘old wells’ or ‘constant presence of water’.
10 11
This estimate is based on interviews with women and men regularly attending Women’s income was established through interviews with both men and
the markets. women. The buying power of women could also be observed at the market.
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J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152 149
from the physical and social constraints they feel exist in the husbands] listen to them because they have money. . . they also eat
village (wuro) and is subsequently seen as a place of individual better because they can buy food’’. Fulbe men acknowledge both
freedom. Unlike the village, the bush is moreover a place where aspects, particularly the former. Fulbe men see the growing power
self-control and endurance are required as you depend for survival of the Rimaiibe women as a confirmation of the moral and personal
upon your ability to control your bodily needs, often through lack weakness of Rimaiibe men as people ‘‘easily manipulated and
of food, water, and sleep. Living in the bush captures in these ways pushed around’’, and their reluctance towards living in the village
the central Fulbe notions of ndimaaku (personal integrity; must thus also be seen in this light.
worthiness) as it is there you can maintain your integrity without
disturbance from the constraints imposed by village life and prove 6.2. Appropriate work and ethnic identity
your worthiness by surviving and thriving in the bush (see also
Riesman, 1977; De Bruijn and Dijk, 1994; Bolwig, 1999). When Fulbe and Rimaiibe are not only defined by cultural traits, but
asked about why they preferred to live in the bush, Fulbe also by occupational specialisation. Occupation is thus closely
accordingly always gave personal freedom as the major reason: related to ethnicity and contrasting occupations are a very
‘‘Out here I am free. . . I don’t have to worry about what my common way to illustrate ethnic differences in Biidi 2 and in this
neighbours does, where my animals are, I just have to look after area generally (see also Riesman, 1977, pp. 116–117). Crucially,
myself and my family’’. Permanent villages are moreover this process of differentiation based upon occupation is related by
historically made up of separate slave hamlets (debeere) in which Fulbe in Biidi 2 to other stereotypical traits such as body posture,
Rimaiibe live in large patrilineal compounds, which further skin colour, perceived intelligence, physical endurance and
alienates Fulbe and discourages them from moving to the village. behaviour. This means that not only is occupational transgression,
Living next to your former slaves is simply not desirable and is or doing the work of another ethnic group, a challenge to ethnic
connected to a great degree of semteende (shame) and is therefore status but also a potential embracement of psychological and
only done if you have lost your ndimaaku and hence ‘‘have become physical stereotypes deemed ‘non Fulbe’ (see Coulthard, 2008 for a
like the slaves, depending upon others’’, as it was very often similar argument from India).
expressed in interviews and during daily conversations. For Fulbe, it is among their ex-slaves that one finds most clearly
The unwillingness of Fulbe to live in the village represents a expressed everything that is the opposite of what they perceive
dilemma. All Fulbe interviewed mentioned that there are great themselves to be (see also Hampshire, 2004), and therefore doing
economic advantages to living in the village vis-à-vis the bush. the work of the slaves presents an existential challenge. Labour
These advantages were all related to the increased importance of migration, working for development projects and in the gardens
livelihood diversification due to the lack and variability of the rain are by Fulbe viewed as slave work, requiring a number of both
and how village residence facilitates this diversification. Fulbe do mental and physical attributes that they do not see themselves as
go on labour migration (see Hampshire, 2006) but not to the same having or desiring. In contrast, Fulbe view Rimaiibe as perfectly
extent as Rimaiibe – something already partly connected to their suited for this type of work. Fulbe describe Rimaiibe as black, short,
practice of transhumance – but another major reason is that living stocky and physically strong, making them very suited to bending
in small isolated households in the bush makes it harder for the over and working hard in the sun. Fulbe in Biidi 2 often stated in
men to migrate because, as Hamiidou, a middle-aged Fulbe father interviews and during daily conversations that Rimaiibe are less
of five, said ‘‘us men are expected to protect our wife and children’’. intelligent and therefore perceived to be suited to do repetitive
In the village, men from a debeere can leave for Abidjan if a cousin, work all day without getting bored or frustrated. In contrast, Fulbe
brother, uncle or other male relative from the debeere stays behind. view themselves as upright, slender, refined, light-skinned and
This is not possible for Fulbe, since the men who can be spared cultivated (see also Riesman, 1977, p. 127), traits which,
prefer to herd livestock and because leaving a household isolated according to Fulbe in Biidi 2, make them incompatible with the
in the bush without male protection is considered dangerous. type of work required in the gardens, projects and on labour
The importance for male labour migration and other gainful migration, as such work is rightly understood to take place in the
activities of having others close by is mirrored in women’s work. In sun, requiring a lot of bending over, lifting and pushing. To do this
the village, the women belonging to a debeere spend most of their type of work was therefore often deemed beneath Fulbe and
day together. A large part of the day is spent on preparing food, shameful (semteende).
which is very labour intensive. But the women often assist each The Fulbe lack of engagement in development projects is
other in pounding millet, freeing time for other chores. Similarly, similarly associated with Fulbe understandings of themselves.
they help mind each other’s children and small domestic animals, The projects do neither exclude Fulbe nor target Rimaiibe, but
again freeing time. Often, the free time created by working Fulbe in Biidi 2 see projects as the extended arm of a central
together is utilised by the women to make mats and sauce, work in government of which they have been suspicious ‘‘since the first
their gardens and fields and for development projects, tend to their whites arrived here’’ (see also Lund, 1999). This suspicion,
animals, and go to the market, where they sell their garden interviews revealed, was to a large degree due to the abandon-
produce, animals, food, and/or mats. Because Fulbe women live in ment of slavery during both the colonial and post-colonial period
isolation from other households, they cannot combine forces to the and the resulting undermining of Fulbe access to labour and
same extent. They spend most of their day preparing food and gardens, but also to the fact that Fulbe view themselves as a free
looking after their children, which leaves them very little time to and independent people unaccustomed to and uneasy about
engage in economic activities like their Rimaiibe counterparts (see, being subjected to ‘‘foreign rule’’ (Lund, 1999). Again, the Rimaiibe
however, Buhl and Homewood, 2001). Fulbe women lament this were used as a contrasting image and Fulbe explain their
situation to some extent and would like to be more active in engagement with projects as a result of them being used to be
economic activities. This is related to the power vis-à-vis their ‘‘bossed around’’ and told what to do ‘‘because they are slaves’’. To
husbands. Fulbe women see Rimaiibe women gain power through work for others, and in particular on projects where the work is
their growing economic importance in the household, but they also always extremely physical and repetitive therefore does not
see the reduced vulnerability of the household resulting from such appeal to Fulbe in Biidi 2 as it equates them with their former
activities. Fatimata, a young Fulbe woman with three small slaves. Accordingly, they often ridicule the three Fulbe men
children, captured these sentiments: ‘‘They [Rimaiibe women] actually working for projects by treating them like slaves, telling
do not always have to ask their husbands for money and they [the them to fetch or do things.
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150 J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152
6.3. The most Fulbe of work: transhumance cattle (if not more) as Fulbe and maintain that they too know about
cattle even though they do not go on transhumance, transhumance
This Fulbe love of freedom epitomised in their preference to live has taken on more importance as a distinguishing occupation for
in the bush and their rejection of acting like slaves by working for Fulbe. Fulbe maintain that transhumance provides them with a way
projects and doing menial and repetitive work like gardening and to ‘‘know the cattle’’ in its most intimate details, setting them apart
labour migration, is also captured in that most Fulbe of work, from Rimaiibe, who are ‘‘ignorant about cattle’’ because they do not
transhumance (Riesman, 1977, p. 70), which is the occupational to the same extent go on transhumance. Transhumance represents
specialisation associated with Fulbe in this region (Milleville, 1991; in this way, like many of the other activities that Fulbe do or do not
Raynaut, 1997; Hampshire, 2006). do, aspects of what being Fulbe is all about, as it encapsulates
Transhumance has in the past turned out to be a successful way certain psychological and bodily traits deemed Fulbe and reinforces
for Fulbe to deal with the transient biophysical setting of northern the differences between Fulbe and Rimaiibe. Fulbe in Biidi 2 are
Sahel as it negate localised drought. Over the last 20 or so years, consequently reluctant to give up on transhumance mainly due to
however, Fulbe in Biidi 2 mentioned that practicing transhumance existential and cultural reasons, despite the fact that transhu-
is becoming increasingly difficult, less necessary, and not the most mance is associated with difficulties, not strictly necessary, and
efficient way to increase the herd. stands in the way of often more economically viable strategies
The difficulty associated with transhumance is, according to such as labour migration.
Fulbe, that the traditional destinations and particularly the ‘‘land of In sum, Fulbe are well aware of the potential benefits of labour
the Mossi’’ – as the central plateau of Burkina Faso is called in Biidi 2 migration, development work, women’s work and gardens, as they
– is becoming increasingly cultivated and populated, restricting daily observe how these strategies benefit Rimaiibe by providing
access to watering holes and grazing areas (see, however, Breusers them with cash so crucial for household survival, but they are
et al., 1998). Stories told by Fulbe returning from the ‘land of Mossi’ unwilling to fully embrace these strategies because they entail
often pivots around conflicts with Mossi farmers and they are attributes deemed ‘non Fulbe’. In this way, Fulbe can be viewed as
consequently looking for other places to go. However, Fulbe do not being culturally prevented from pursuing more lucrative pathways
really need to go. The bush surrounding Biidi 2 provides enough of adaptation, as the available or successful adaptation strategies to
fodder and water for their cattle: ‘‘The bush is green and here is the most recent climate change in Biidi 2 appear ill-suited to Fulbe
enough water. I don’t need to take my cattle to the land of the norms and values, which, in turn, can be viewed as cultural barriers
Mossi, but I still go despite problems [with Mossi farmers]’’. to adaptation.
Moreover, Fulbe, like Layya just quoted, acknowledge that
engaging in livelihood diversification strategies and particularly 7. Conclusion
labour migration enables Rimaiibe men to buy and keep cattle, i.e.
to augment their herds. A group of older Fulbe men stated in a focus Considering the growing political, academic and local aware-
group discussion that ‘‘Rimaiibe men come home from Abidjan ness of the necessity of adaptation to climate change, under-
with enough money to buy cattle. It is good to have cattle. In harsh standing that adaptation is defined by ‘varied sensitivities’
times they can be sold, but many Rimaiibe men do not even do that. exhibited by different groups of actors is crucial. Adaptation to
They make more money in other ways and their herds grow’’. This climate change will never be a homogenous process agreed upon
view is echoed by young Fulbe men. They similarly argue that by all parties, but one influenced by factors such as class, gender
labour migration and other income generating strategies result in and culture, to mention but a few. Acknowledging this must be a
larger herds and they regret that practicing transhumance prevent first step for researchers, policy makers and civil society if
them from participating in these activities as they collide in time: adaptation at the local level is to be facilitated, supported and
‘‘Going to Abidjan and transhumance both takes place after understood.
harvest. That is unfortunate, really, for we can see how Rimaiibe This paper has attempted to illustrate this heterogeneity in
men our age make a lot more money than us. Money they often adaptation to climate change by focusing on livelihood diversifica-
invest in cattle. Cattle are the best way to deal with problems. They tion as both a process by which ‘‘rural households construct an
can always be sold. That was how our fathers dealt with the big increasingly diverse portfolio of activities and assets in order to
droughts when we were small’’. survive and to improve their standard of living’’ (Ellis, 2000) and as
Fulbe are, in other words, well aware that transhumance is something determined by culture. It should be noted, however,
currently associated with difficulty, not strictly necessary, and not that the chosen approach, based on in-depth analysis of one village,
an advantageous economic activity as it vis-à-vis labour migration limits the generalisability of the data for the wider region. Indeed it
for example do not augment the herd or prevent the selling of seems that Fulbe in other parts of the region are embracing the
cattle to buy food; yet they continue to do it. Abdoulaye, a young strategies rejected in Biidi 2 (Buhl and Homewood, 2001;
Fulbe man, captures why: ‘‘We like it; it is pulaade [to act like a Hampshire, 2006). Hence, cultural barriers to adaptation can only
Fulbe]’’. Being in the bush with the animals, often far from home, be understood in context, which requires that the scale and agency
provides freedom, solitude, independence and the means by which of decision making is defined. This is generally much less
the men become alert, cunning and enduring; psychological problematic at the micro-scale, where the range of agents,
attributes all deemed quintessentially Fulbe and associated with contexts and interests are less diffuse (Adger et al., 2009). This
ndimaaku and the more encompassing concept of pulaaku, or Fulbe does not, however, mean that place-based, micro-scale and
identity. They also perceive their build as physically suited for context-specific studies may not provide insights of a more
walking with the cattle. ‘‘We are built to do it’’, was a frequently generic nature about conditions that enhance or constrain adaptive
given explanation, followed by ‘‘and we are the ones that know capacity (Adger et al., 2007, p. 729). Indeed, understanding the
cattle’’. Fulbe perceive themselves as experts on cattle, and they general importance of the role of culture in adaptation to climate
take great pride in their knowledge of them, mainly gained while change probably depends upon micro-scale and context-specific
on transhumance. While Fulbe do not consider their close studies due to the contextual nature of culture (see, for example,
relationship with cattle during transhumance as being the cause Tompkins, 2005; Coulthard, 2008).
of their ‘‘cultural and psychological peculiarities’’ (Riesman, 1977, In Biidi 2, Rimaiibe have taken advantage of the arrival of
p. 119), they often use their knowledge about cattle to distinguish development projects, the labour power of women and the wells in
themselves from Rimaiibe. Because Rimaiibe today have as many the gardens and increased their labour migration in order to better
123
J.Ø. Nielsen, A. Reenberg / Global Environmental Change 20 (2010) 142–152 151
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Paper D
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128
The Outburst
________________________________________________________
Abstract
Since the major Sahelian droughts of the early 1970s and 1980s,
analysis shows how the women of Biidi 2 involved in the event were
129
Introduction
Concern about the climate and its impact on rural populations in the
(Rain 1999; Webb 1995; Brook 1993; Watts 1983; Nicholson 1978)
between 20 and 30 percent between the 1930s and the 1950s and the
state that “[t]he African Sahel therefore provides the most dramatic
rainfall had major economic and social consequences for the rural
scale commerce, but in the aftermath of the drought of the 1970s and
130
consequences of this new livelihood strategy by focusing on a
Burkina Faso.
reveal how social life is not merely a function of normative rules and
conflicts, social relations are thus both revealed and spurred as actions
131
of Biidi 2 seized this opportunity in an attempt to change their position
within the village vis-à-vis the men (Kapferer 1995; Mitchell 1956).
the village to negate the effect of this climatic change are presented:
analyzed.
Biidi 2 was founded some 125 years ago and is located approximately
Biidi 2 is, like many other villages in this region, situated on top of
fields are mainly located on the pediplain and cultivated with millet,
132
Rasmussen and Reenberg 1992). The dune is rimmed on its southern
Wahilbe, 116 (as of January 2008). Of these, 246 are under the age of
15, constituting 42% of the total population. Wahilbe, qua their role as
from the other two groups (see also Riesman 1977). Comparisons with
population figures from 1995 indicate that the village has had an
annual population growth rate of 3.8 percent since then (Reenberg and
territory actually live in the surrounding bush and the village center
133
patrilineal compounds. For Fulbe it is shameful (semteende) to live
next to their former slaves and consequently, they prefer to live in the
bush. Slavery was abandoned in the colonial period but it was not
until the late 1970s and early 1980s that this really came into effect in
relations and large cultural similarities between the two groups such as
Biidi 2 receives between 200 and 600 mm of rain a year between June
have been collected since 1955. This dataset indicates that the region
has gone through much the same climate development as the rest of
the West African Sahel, with the wet 1950s and 1960s followed since
the early 1970s by a prolonged dry spell lasting until the 1990s. The
general trend seen elsewhere in this region towards more rain and
134
Generally, the villagers perceive the rain to be less predictable today
Temperatures during both the cold and the hot season are also
perceived to have risen and both seasons to have become longer. The
trees, wild fauna and watering holes, and growing problems with pests
increasingly important.
Since the drought of the early 1970s, Rimaiibe, on whom this paper
135
dramatically.1 Among these diversification strategies, working for
Development Projects
In the aftermath of the drought and famine of the 1970s and early
for governmental aid was the desire to alleviate the problems of poor
1994).
1
Rimaiibe follow in this regard the trends seen elsewhere in the Sahel (Mertz et al. 2008; Elmqvist
and Olsson 2006; Mortimore and Turner 2005; Batterbury and Warren 2001; Mortimore and Adams
2001; Roncoli et al. 2001; Bolwig 1999; Rain 1999; Mortimore 1998; Reenberg et al. 1998;
Raynaut 1997; Reenberg and Paarup-Larsen 1997; de Bruijn and van Dijk 1995, 2001)
136
In Biidi 2, the impact of NGOs began around 1992-3, and since then,
there have been around 20 projects in the village. These projects vary
importance to them. A major reason for this is related to the fact that
revenue in the village. The money is mainly used for food and to
Biidi 2, the villagers have become very adept at attracting new and
desired projects. While many projects seem to arrive out of the blue
this does not mean that the villagers are not prepared when they do
women is projects and how to get them to come to the village, what to
get them to do, and if they arrive unexpectedly, how to get them to
stay. Once they are there, the villagers are very good at working with
the project staff by fulfilling the aims they set up as they have clearly
villagers are also acutely aware that fulfilling these targets and
working well for projects seem to attract other projects. This is echoed
137
by development project staff who emphasize that Biidi 2 is a good
village to work with and a good village to try out new projects in.
that they are convinced that projects will continue to come if only the
village works well and achieves results with the ones already there.
Women’s Work
1980s and in only six of the 60 Rimaiibe households in Biidi 2 did the
women not to some extent participate in the cash economy during the
study period. This was due to old age. Asked about the reason behind
138
The Social Situation
making everyone slightly edgy that morning. As is often the case with
visitors, we had no idea about the exact time of his arrival. A couple
of the younger boys had been sent down to the small junction to spot
the dust being kicked up by the jeeps and soon the boys’ yells could
be heard: Jeeps were on their way. A group of younger and elder men,
village in front, quickly left for the newly established garden paid for
Haste was important. The men wanted to get there before the project
‘expert’ and his staff. This was important for a number of reasons.
Chief among these were getting the entourage to park their jeeps in a
particular place.
The garden project had started a year earlier. A piece of land had been
selected next to the river in which there is always a bit of water. The
divided into two halves: one for the women and one for the men.
These two sections have been split among the villagers who wanted a
little garden plot on which to sow the potato seeds provided by the
project. At the time of the visit, the two halves of the garden were very
different. The men had been largely inactive and the land had, with the
139
exception of a few plots, not been broken in. In contrast, the women’s
half was all cultivated with beautiful potato beds and small trees
providing shade.
The trick was to get the development expert to park as far away from
the men’s garden as possible and to keep him from noticing the state
back to the men’s garden most of the time; where this was not
his view.
Things were running smoothly. The jeeps had been intercepted exactly
where planned and the villagers and I had taken up our positions. The
village along with a few others, had entered the garden at the gate
furthest away from the men’s garden, and they were now walking
When the group came down to the most precarious place closest to the
men’s garden, where a group of the tallest men, among whom I rank,
stood to hide the view, the plan, however, crashed to the ground.
140
Asoman, the big brother of the male ‘president’, stepped out of our
group, walked the few steps over to the expert, and while pointing to
the men’s garden told him about how it had never taken off. The
reason for this, he continued, was to a large extent his little brother,
whom he thought was incompetent and a thief, who had stolen all the
seeds destined for the men’s garden. He then proclaimed that for the
and he thought that he was the ideal choice. The expert, who
obviously did not want to get involved, looked at the men’s garden,
noted its sorry state and proclaimed that he would come back in four
weeks’ time to have another look and if the garden had not improved
he was not so sure about continued funding. The men sensing this
opening quickly assured him that next time it would resemble the
women’s garden. The expert seemed content with this and walked on,
this could be disastrous for attempts to attract new projects, thus aptly
141
discussion in the garden evolved, it became clear that other things
Analysis
Gender Separation
In Biidi 2, and among Fulbe and Rimaiibe in general (de Bruijn &
Dijk 1995; Riesman 1977), men and women live quite separate lives.
The men spend most of their time outside the village, working in their
spend most of their time in and around the village and mostly in the
vicinity of their hut. There they prepare food, make mats or other
handicrafts, look after the children and the small domestic animals,
Interaction between the sexes often occurs around midday and at night
when the men return to the village to eat and rest. The two groups do
takes place across a spatial divide. This spatial and social separation is
funerals but also in political life and within the household. It is the
men that hold all political offices and make the decisions regarding
almost all issues of importance for the village and the household.
142
The Desire To Stay Married
Fulbe and Rimaiibe have virilocal residence and the women are
from the marriage belong to the husband’s lineage and if the woman is
leave but without her children. For the woman, this is a very strong
incentive to stay in the marriage and to stay on good terms with her
partners in the eyes of the men, being a divorced and older woman
Prior to the development expert’s visit I had thus never experienced it.
But the fissure in normality created by the outburst and the ensuing
(Mitchell 1956). With the exception of the two brothers, who had to
143
Negotiating Gender
voice. “We [the women] made this”, she continued, “you [the men]
have made nothing, and today you have depended on us”. The other
look after and that they had not been given the seeds as these had
one, in which the two groups took turns highlighting general points
Many of the women highlighted how they have sold things and
animals at the market for the past several years and that the income
Therefore, the women were “tired of being told what to do all the time
144
by men, because we also have money and also know things”, as Awa
works for wages for development projects. Over the last four years,
she has made around US$150 a year through these activities. Haawa
is quite aware of the importance of this money for the household and
fields, the rain is never good, but we need to eat. To buy food. I buy
garden, which provides him with some, but not much, income and he
hedges in the sand dune. His lack of success in the garden bothers
This does, however, not change the fact that his economic activities do
145
not add up to as much as what Haawa earns and he has been seeking
that Haawa’s earnings make him feel uncomfortable about his position
as head of the household as “it is not easy to decide what the money is
Like his control over the money, his control over Haawa is slipping.
For “when she has money she is not that dependent upon me; what
can I give her that she can not buy herself”, he asked rhetorically in an
could just leave me, she would be able to take care of herself, she does
would probably not happen as she would have to leave the kids, but
even this Asoman was not so sure about for “I can’t buy them food,
she can”.
His attack on his younger brother must be seen in this light. It was a
reaction to the fact that he was losing his position as the major
was trying to gain work and in turn cash in order to reassert himself as
146
cause. “Development projects come and go,” he later explained and
while he was aware that his outburst had been potentially damaging,
he did not regret it. Why should he, he asked me, “it was good to
will do a better job and I need the money more than he does”.
“All we talked about [in the discussion] was women, their work, their
money, and how well the women worked for development projects.
And that did not really help me”. No indeed, for as Asoman had
management’ but it was not he who got elected but the wife of the
because “they are more committed to making the projects work”. The
147
project’s contentment with the new president and with the “increased
better fenced. This, in turn, enhanced the position of Digga and the
two other men ran for election along with Haawa. The men argued
all public offices are held by men would once and for all put the event
in the garden behind them. In response, Haawa used the track record
democratic, meaning that all adults and not just the men in the village
were allowed to vote. The women liked this, and on the day of the
why, they emphasized two things: First, they thought that Digga had
done a great job and that Haawa could be expected to do the same.
148
Second, many of them were afraid that if Haawa was not elected,
things would “become like before, when it was just men who were
presidents” and that voting for Haawa could cement the change
Conclusion
within the event and how this challenge in turn seems to indicate new
149
It is, however, difficult to make definite claims about future gender
relations in Biidi 2 on the basis of the outburst and the two elections,
but increasing evidence that future climate change will strongly affect
the African continent and particularly the drier regions (Adger et al.,
other words, loaded with social potentiality for the women of Biidi 2
and if they seize this, as Digga and Haawa did, traditional gender
150
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