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519

The Facial Soft Tissue Effects of Orthognathic


Surgery
Daljit S. Gill, BDS (Hons), BSc (Hons), MSc, FDS, MOrth, FOrth RCS (Eng), FHEA1,2
Timothy Lloyd, FDS, FRCS3 Charles East, MB, FRCS4
Farhad B. Naini, PhD, BDS, MSc, FDS, MOrth, FOrth RCS (Eng)5

1 Maxillofacial and Dental Department, Great Ormond Street Hospital for Address for correspondence Daljit S. Gill, BDS (Hons), BSc (Hons),
Children NHS Foundation Trust, London, United Kingdom MSc, FDS, MOrth, FOrth RCS (Eng), FHEA, Maxillofacial and Dental
2 Orthodontics, UCLH Eastman Dental Hospital, London, United Kingdom Department, Great Ormond Street Hospital for Children NHS
3 Oral and Maxillofacial Surgery, UCLH Eastman Dental Hospital, Foundation Trust, Great Ormond Street, London WC1N 3JH,
London, United Kingdom United Kingdom
4 Craniofacial Unit, UCLH NHS Foundation Trust, London, United Kingdom (e-mail: daljit.gill@nhs.net; farhad.naini@yahoo.co.uk).
5 Orthodontics/Maxillofacial, St George’s Hospital and Medical
School, London, United Kingdom

Facial Plast Surg 2017;33:519–525.

Abstract Orthognathic surgery is undertaken to correct anteroposterior, vertical, and transverse

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Keywords anomalies of the maxilla and mandible. Surgery has significant effects on the overlying
► orthognathic surgery soft tissue envelope. Some of these effects are beneficial while others may be
► maxillary detrimental to facial aesthetics. This review aims to update the reader on what soft
advancement tissue changes occur following orthognathic surgery to the mandible and maxilla. It is
► maxillary impaction important to anticipate the detrimental effects of orthognathic surgery as this will
► mandibular allow the patient to be warned about them before treatment and in some cases,
advancement adjunctive procedures may be planned to limit the unwanted changes.
► mandibular setback
► genioplasty
► soft tissues

The aims of orthognathic surgery are to achieve healthy, proposed final position of the soft tissues first and then plan
functional, aesthetic, and stable outcomes. Treatment involves skeletal movements accordingly, albeit taking into consid-
a multidisciplinary approach and the specialties primarily eration the importance of a well-interdigitated dental occlu-
involved in planning and conducting treatment commonly sion. This “aesthetic-centered” approach to treatment
include oral and maxillofacial surgery, orthodontics, and the planning has now superseded earlier “occlusion-centered”
involvement of a liaison psychiatrist can also be beneficial. approaches even in orthodontic treatment. However, in
Treatment involving syndromic patients will also often benefit orthognathic surgery, it is even more important that “the
from the input of a plastic and craniofacial surgeon and ENT teeth are made to fit the face and not vice versa.”1
(ear, nose, and throat) surgeon. Orthognathic surgery has both effects on the static and
It is important to understand the relationship between dynamic soft tissue position(s) but the dynamic relationships,
the movement of the facial soft tissue envelope and the in particular, has been poorly studied. Some evidence is
underlying skeletal bases during orthognathic surgery, as it is available which would suggest that there is no deterioration
largely the final soft tissue form and position that determines of soft tissue movement, due to intraoperative soft tissue
the aesthetic outcome of treatment. One can go as far as dissection, following orthognathic surgery.2 Concerning the
saying that so important is the position of the soft tissues static soft tissue effects, one must take into consideration the
that during orthognathic planning one should consider the immediate and longer term soft tissue changes to gain a full

Issue Theme The Evidence Base in 21st Copyright © 2017 by Thieme Medical DOI https://doi.org/
century Facial Plastic Surgery; Guest Publishers, Inc., 333 Seventh Avenue, 10.1055/s-0037-1606334.
Editor, Charles East, MB, FRCS New York, NY 10001, USA. ISSN 0736-6825.
Tel: +1(212) 584-4662.
520 The Facial Soft Tissue Effects of Orthognathic Surgery Gill et al.

understanding of the changes that may be seen following is well established that with aging the tissues become
treatment. The longer term effects are complex and are thinner, and there is a loss of muscle tone.5 It is plausible
influenced by factors, such as relapse, remodeling, and the that the soft tissue responses to orthognathic surgery are
aging process. To date, research has only focused on the shorter less in older (>40 years) compared with younger
term (6–12 months postsurgery) soft tissue changes, and these individuals.
will be the focus of this review. 3. Anatomical variations in the position and size of muscular
Along with positive changes, certain orthognathic surgi- attachments. The soft tissue responses at sites of muscular
cal procedures can also have detrimental effects on the soft attachment are probably greater than at sites of
tissues of the face, particularly in the nasal and submental nonattachment.6
regions. It is important that these are anticipated and mini- 4. The size of the skeletal movement. It is accepted that there
mized, but also that they are discussed during the planning is a nonlinear relationship between the size of the hard
and consenting stages of treatment as it is important for and soft tissue movement. Larger skeletal changes may
patients to understand the implications of treatment fully. not induce proportionally larger changes within the soft
Also, adjunctive soft tissue procedures may be considered to tissues.
help reduce these negative changes, although there is a 5. The surgical technique employed. The amount of soft
paucity of evidence available about the benefits of such tissue dissection, the position of the osteotomy cuts
procedures, particularly in the longer term. (e.g., subspinal Le Fort I), V-Y closure of the upper lip,
Orthognathic surgery can have important effects on the the alar cinch suture, and method of fixation are some
soft tissues that determine the size and shape of the phar- factors that may influence the soft tissue responses.
yngeal and nasal airway as well as effects on the soft tissue

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facial drape. These effects may be positive or negative,
The Immediate Response to Orthognathic
depending on the type of surgery, and should also be
Surgery
considered during the planning stages. A discussion on these
changes is outside the scope of this article. The immediate soft tissue response to orthognathic surgery
Research into the soft tissue effects of orthognathic surgery is largely determined by the magnitude of the inflammatory
has largely been hampered by a past lack of tools for evaluating response to surgical injury. This has been prospectively
changes in all three dimensions, small sample sizes, variation investigated in several studies7–9 using three-dimensional
in surgical technique, and the involvement of many different facial scanning before and after surgery, including both
surgeons within any given series. These drawbacks can be bimaxillary and single jaw procedures. ►Fig. 1 shows data
tackled with the use of three-dimensional imaging techniques, collected in one study9 and outlines the reduction of facial
such as stereophotogrammetry, laser scanning, and cone beam swelling. It can be seen that it takes on average 3 weeks for
computed tomography, and improved research study designs the swelling to reduce by 50%, 3 months for it to reduce by
to reduce confounding variables. 80%, and even after 6 months, 10 to 15% resolution needs to
Before continuing, it is essential that the reader appreci- occur during the following 6 months. Studies have also found
ates that there is tremendous individual variation in the soft some other interesting trends:7,8
tissue response to orthognathic surgery. Therefore, it is
1. There is large individual variation in the immediate
impossible to predict the exact changes that may occur within
(<6 months) soft tissue edema (swelling).
any given individual.3 This article will describe the mean
2. Peak swelling typically occurs approximately 48 hours
changes, but it is important to remember that a large
after surgery.
standard deviation may be associated with these means.
3. The swelling may be asymmetrical. Patients and their care
Surgical prediction software (e.g., Dolphin) utilizes algo-
givers should be reassured that this is normal; otherwise,
rithms, which may be based upon linear or nonlinear move-
it can become a matter of concern in the postoperative
ment models, with average changes, and therefore cannot
period.
give precise predictions for any given individual. Another
limitation of prediction software is that most packages only
provide an idea of the changes typically seen in one dimen-
sion—the profile view.
The possible reasons for the individual variation in soft
tissue response are complex, not fully understood, and may
include factors such as:

1. Variation in the thickness of the facial soft tissues between


individuals. Thicker soft tissues tend to respond less to
underlying skeletal movements compared with thinner
tissues.4
2. Variation in muscular tone between individuals. Where
there is greater muscular tone, there may be a closer
relationship between hard and soft tissue movements. It Fig. 1 Facial swelling reduction following orthognathic surgery.9

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The Facial Soft Tissue Effects of Orthognathic Surgery Gill et al. 521

4. There is a vertical gradient in the reduction of swelling method to control alar flaring at the time of surgery. How-
with the resolution being quicker in the maxillary region ever, some controversy remains as to the effectiveness of this
compared with the mandibular region, possibly owing to procedure.15 One randomized controlled trial found that the
the effects of gravity on the tissue fluids. classically described alar cinch suture had a clinically insig-
5. Resolution of swelling is also not symmetrical with one nificant effect in controlling alar base flaring.15 A more
side often settling quicker than the other. recent systematic review has suggested that modified
version of the classic alar cinch, such as reinsertion and
From the results of these studies, it is clear that the final transseptal techniques, may be more efficient at controlling
soft tissue response, ignoring longer term soft tissue changes alar base flaring but more randomized controlled trials are
due to skeletal relapse, cannot be evaluated until at least required.16 There is some evidence to suggest that an extra-
6 months, and ideally 12 months, following surgery. It is oral alar base cinch suture is more efficient in maintaining
important that patients are informed of this during the alar base width, at least in the short-term (<9 months after
consenting stages of treatment and that any fine surgery), compared with the classically described intraoral
tuning, secondary, adjunctive surgical procedures, for exam- nasal suture.17 Other techniques that may help to control alar
ple, rhinoplasty, are ideally planned following this period. base flaring and maybe worth researching include:
Research evaluating facial changes following surgery should
• Pyriform remodeling to reduce the compressive forces at
also ideally follow up patients for a minimum of 12 months
the base
following surgery.
• The subspinal Le Fort I osteotomy

Maxillary Advancement
Soft Tissue Changes with Maxillary Surgery

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Maxillary advancement is most commonly undertaken for
The Le Fort I Osteotomy the management of maxillary retrognathia, in class III mal-
The Le Fort I osteotomy can be used to reposition the maxilla occlusion correction, and occasionally for the correction of
anteriorly, posteriorly to a small degree, superiorly, infer- bimaxillary retrusion. There is variability in the reported
iorly, and transversely. Maxillary advancement, and bimax- hard-to-soft tissue movement ratios within the literature,18
illary (maxillomandibular) advancement has important and ►Table 1 summarizes some of the reported changes.
effects on the soft tissues of the airway that can result in The Le Fort I advancement leads to alar base widening, and
an improvement of the symptoms of obstructive sleep there is an elevation and widening of the nasal tip, resulting
apnea.10 in an increase in the supratip depression, and a lowering of
The major facial soft tissue effects are seen within the the columella (►Fig. 2). In patients with an already upwardly
nasolabial region although three-dimensional studies have inclined nasal columella, elevation of the nasal tip can
also documented changes in the paranasal soft tissues.6 increase nostril exposure,24 which may be detrimental to
Vertical repositioning of the maxilla also has an facial aesthetics. If the nasal dorsum is concave in shape,
important secondary effect on the position of the mandible, nasal tip elevation can lead to an accentuation of this
due to autorotation, which is a clockwise or counterclock- convexity. Conversely, if there is a nasal dorsal hump before
wise rotation of the mandible about the hinge axis following surgery, elevation of the nasal tip may improve the nasal
vertical maxillary repositioning. The major effects of Le Fort I appearance. There is no evidence at present that a subspinal
surgery is on the following structures: osteotomy is superior to a conventional Le Fort I osteotomy
in minimizing changes at the nasal tip.25
• Nose (nasolabial angle, alar bases, nasal tip, supratip
depression, and dorsal hump)
• Upper lip
• Paranasal regions Table 1 Range of reported ratios for soft tissue to hard tissue
• Mandibular autorotation movements in Le Fort I maxillary advancement surgery

In almost all cases, a Le Fort I osteotomy results in Measurement Ratio


widening of the alar bases.11 The significant factor contri-
Maxillary incisor to upper lip 57%19
buting to these changes is the soft tissue dissection rather (stomion superius)
86%20
than the skeletal movements themselves. Periosteal eleva-
tion will sever important muscular attachments (zygomati- 70%21
cus major, levator labii superioris, levator labii superioris 82%21
alaeque nasi, nasalis, and dilator nasi) leading to muscular 69%22
retraction, alar flaring and shortening, and flattening and
Alar base widening 9%23
thinning of the upper lip.12,13 As a guideline the alar base
width (insertion of the alar onto the cheek) should ideally Elevation and advancement 34%19
of nasal tip
equal the intercanthal distance in Caucasians. The alar base is 29–34%6
wider in African Americans, and further widening must often 35%21
be undertaken with great care. The alar cinch suture, first
Paranasal area 74–79%6
described by Millard (1980),14 has been proposed as a

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522 The Facial Soft Tissue Effects of Orthognathic Surgery Gill et al.

those with a degree of malar deficiency. There is some


evidence to suggest that a Le Fort I advancement may help
to reduce small amounts of lower scleral show by affecting
the soft tissues at the infraorbital rim.28

Maxillary Superior Repositioning (Impaction)


Maxillary impaction is most commonly undertaken for the
treatment of vertical maxillary excess, to reduce the lower
anterior facial height, close an anterior open bite (posterior
maxillary impaction) and reduce incisor or gingival display
(anterior impaction). It is challenging to study the effects of
maxillary impaction alone because there is also often a
planned anteroposterior movement of the maxilla.
With maxillary impaction, similar changes occur to those
with maxillary advancements, such as the widening of the
alar bases, elevation and widening of the nasal tip and
deepening of the supratip nasal depression (►Fig. 3).
Also, secondary to the effects of soft tissue dissection, there
may be thinning, shortening, and flattening of the upper lip,
which can lead to a reduction in vermillion exposure. As a

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more anterior portion of the maxillary incisor crown comes
to lie against the upper lip with impaction, the degree to

Fig. 2 Before and after maxillary advancement. (A) Preoperative and


(B) postoperative, there is an increase in nasal width and nares display.
(C) Preoperative and (D) postoperative, note the reduction in naso-
labial angle, elevation in nasal tip, and the increase in supratip
depression.

Changes to the upper lip include advancement, which may


increase the nasolabial angle if subnasale advances more
than labrale superius, and shortening due to periosteal
dissection. As the nasolabial angle is determined by both
the inclination of the upper lip and the columella, the overall
change in this angle is dependent upon the change in its
individual components which increases the variability of the
response.1,16 There is some evidence to suggest that V-Y
closure of the upper lip may help to reduce shortening of the
upper lip and increase vermillion show.26
Soncul and Bamber (2004),6 in a study using three-
dimensional surface scans, found that the upper lip at sub-
nasale (80%) followed the skeletal movements more closely
than the upper lip at stomion superius (70%) and the upper
lip in the supracommissural region (45%). This suggests that
there is a vertical and a horizontal gradient in the movement
of the upper lip with the biggest changes occurring at
subnasale, which is a major area of muscle attachment.
The horizontal gradient in the movement of the upper lip
may be explained because areas of muscle attachment
(incisive and mental slips of orbicularis oris) also occur in
the midline, which may also help to explain why the soft
tissues follow the hard tissues more closely in these regions.
Advancement of the paranasal soft tissue region appears
to follow the advancement of the hard tissue closely.6 There Fig. 3 Before and after Le Fort I maxillary impaction. (A) Preoperative
frontal view, (B) postoperative frontal view, (C) preoperative profile
is evidence to suggest that the soft tissue effects of a high-
view, and (D) postoperative profile change. Note the increase in nasal
level Le Fort I osteotomy extend further laterally within the width, increase in supratip depression. The reduction in facial height,
face, compared with a conventional Le Fort I osteotomy, to due to mandibular autorotation, also makes the face look rounder and
include the zygomatic region,27 which may be of benefit to reduces mentalis strain to achieve lip competence.

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The Facial Soft Tissue Effects of Orthognathic Surgery Gill et al. 523

which flattening of the upper lip occurs will depend on the Soft Tissue Changes with Mandibular
pretreatment inclination of the maxillary incisors. Where Surgery
they are proclined, the lip support may increase and when
they are more average in inclination the increase in support Bilateral Sagittal Split Osteotomy
may be minimal. More research is required to clarify if the The main indications for the bilateral sagittal split osteotomy
V-Y closure method helps to maintain upper lip height (BSSO) are for the correction of mandibular retrognathism,
following orthognathic surgery.18 prognathism, and asymmetry. A recent systematic review on
Maxillary impaction will also result in anticlockwise (or the profile changes after BSSO advancement concluded that
forward) autorotation of the mandible, which will reduce the there was poor evidence on the short- and long-term effects
lower anterior facial height and move the chin point further of advancement.29 Studies tend to have small sample sizes,
forward. This not only increases the prominence of the chin no power calculation, and a mixture of surgical procedures
point, relative to the forehead but also increases the promi- performed on the study subjects.
nence relative to the lower lip. This occurs because the lower
lip is positioned closer to the center of rotation of the Mandibular Advancement
mandible and moves forward less than pogonion. With mandibular advancement alone, one can expect a down-
ward and forward repositioning of soft tissue pogonion with a
Maxillary Inferior Repositioning resultant reduction in facial convexity, increase in the lower
The maxilla may be inferiorly repositioned when there is a anterior facial height, and increase in throat length (►Fig. 4).
vertical maxillary deficiency, leading to reduced maxillary The increase in lower anterior facial height will be influenced
incisor display and a reduction in the lower anterior facial by the maxillary occlusal plane inclination, with a steeper

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height. Inferior maxillary repositioning can also help to plane resulting in a greater increase in lower facial height. The
reduce the prominence of the chin point by causing clock- reported short-term (<2 years) and long-term (>2 years)
wise (or backward) autorotation of the mandible. ratios with rigid fixation are summarized in ►Table 2.29
The inferior maxillary movement may lead to drooping of The figures in ►Table 2 suggest that a vertical gradient in
the nasal tip, alar base, and columella. Care has to be taken effects exists with the greater proportional changes occur-
that drooping of the nasal tip does not lead to a “parrot beak” ring at soft tissue pogonion with reducing changes as one
deformity.11 The upper lip may flatten and thin with the moves up to the upper lip. In the short-term, the upper lip can
downward movement of the maxilla. This effect is accentu- be affected by edema and the upper lip may also follow the
ated as a posterior portion of the maxillary incisor crown lower lip movement to some degree. Longer term changes to
repositions against the upper lip. The degree of the latter the upper lip may be related to relapse and the aging process
effect will depend again on the inclination of the maxillary with gradual thinning and inferior movement of labrale
incisors. Finally, setting down the maxilla will cause auto- superius.30 The changes at soft tissue pogonion may be
rotation of the mandible with a resultant increase in lower more predictable as there is the close attachment of the
anterior facial height and posterior movement of the chin facial muscles onto this bony region.
point relative to the forehead and lower lip. With mandibular advancement, one may also expect a
reduction in facial convexity, an increase in submental length,
Maxillary Expansion reduction in any submental soft tissue sag, and a reduction of
Maxillary expansion is undertaken for the management of the lower lip-chin-submental plane angle. There may also be
transverse deficiency of the maxilla. Surgical techniques an uncurling effect on the lower lip, particularly if the
include surgically assisted rapid palatal expansion and the
segmental maxillary osteotomy. Reported soft tissue
changes following surgical expansion are summarized
below:26

1. Increased interalar width 0.4:1


2. Increased Cheilion–Cheilion distance 0.26:1
3. Increased cheek width 0.32:1
4. Retraction of the upper lip 0.88:1

Maxillary Setback
The maxillary setback is a rarely undertaken procedure, and
there is no research to document its soft tissue effects.
Maxillary setback, at the Le Fort I level, can be undertaken
to a small degree for the management of maxillary protru-
sion during class II correction. The effects of a setback may
include a reduction of the nasal tip and upper lip support.
This may lead to a reduction of the supratip depression and Fig. 4 (A) Before and (B) after mandibular advancement. Note the
an increase in the nasolabial angle. There may be widening of reduction in facial convexity, increase in face height, and increase in
the alar bases due to soft tissue dissection. throat length.

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524 The Facial Soft Tissue Effects of Orthognathic Surgery Gill et al.

Table 2 Range of ratios for soft tissue to hard tissue movements


for mandibular advancement, without genioplasty, with rigid
internal fixation29

Short-term Long-term
(<2 y) ratios (>2 y) ratios
Upper lip to incisor inferior 2 to 29% 10 to 67%
Lower lip to incisor inferior 35–108% 31–60%
Mentolabial fold to B-point 88–111% 86–111%
Soft tissue pogonion to 90–124% 102–127%
hard tissue pogonion

Table 3 Range of ratios for soft tissue to hard tissue movements


for mandibular setback, without genioplasty, with rigid internal
Fig. 5 (A) Before and (B) after advancement genioplasty. Note the
fixation32
reduction in facial convexity.

Short-term Long-term
(<2 y) ratios (>2 y) ratios
ment. Submental-cervical surgical procedures may be re-
Soft tissue pogonion 94% to 128% 94% (after 3 y)

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to hard tissue quired as adjunctive procedures. For example, submental
pogonion liposuction may be used to attempt to reduce these negative
changes. However, no clinical trials have evaluated the effec-
Mentolabial fold 106–108% 106% (after 3 y)
to B-Point tiveness of this procedure.

Labrale inferius to 73–90% 100% (after 3 y)


incision inferius Genioplasty
Labrale superius to 1% to 23% 35% (after 3 y)
Genioplasty is a versatile surgical procedure that allows
hard tissue pogonion
sagittal, vertical, and transverse changes to be made to
the chin without affecting the dental occlusion. It can be
undertaken in isolation or in combination with other more
preoperative lower facial height was reduced.31 Although extensive mandibular procedures.
mandibular advancement did not affect absolute nasal dimen- With advancement genioplasty the reported ratio of hard-
sions, advancement of the chin point may reduce the relative to-soft tissue changes range from 1: 0.6 to 1:1.33–39 Effects
prominence of the nose in relation to the forehead and chin also include an increase in the submental length, a reduction
point, and help to improve overall facial balance. in submental soft tissue sag, a decrease in the lower lip-chin-
submental plane angle, deepening of the labiomental fold, a
Mandibular Setback reduction in facial convexity and a reduction in relative nasal
The reported short-term (<2 years) and long-term (>2 years) prominence (►Fig. 5). Because genioplasty involves dissec-
soft tissue ratios for mandibular setback are summarized tion of the mentalis muscle, which is important in elevating
in ►Table 3.32 the lower lip, there may be an increase in lower incisor
The figures in ►Table 3 suggest a vertical gradient in effects exposure following surgery.40
occurring, with the greatest proportional changes happening There are fewer reported studies on the soft tissue effects
at soft tissue pogonion, and with reducing changes as one of setback genioplasty, and sample sizes tend to be smaller.
moves up to the upper lip. The upper lip may move forward The opposite changes may be expected with setback genio-
slightly in several cases, possibly because the lower lip does not plasty and a recent study suggested a soft tissue:hard tissue
trap it following the mandibular setback. Again, the changes at movement ratio of 1:1 at menton, 0.7:1 at pogonion, and
soft tissue pogonion may be more predictable as there is a 0.9:1 at B-point.41 Effects also may include a decrease in the
close attachment of the musculature onto this region. submental length, a possible increase in submental soft
With the mandibular setback, one may also expect a tissue sag, an increase in the lower lip-chin-submental plane
reduction in facial concavity, a reduction in submental length, angle, a reduction of the mentolabial fold, an increase in soft
increase in submental soft tissue sag, and an increase of the tissue thickness,41 an increase in facial convexity, and a
lower lip-chin-submental plane angle. Although mandibular relative increase in perceived nasal prominence.
setback does not affect absolute nasal dimensions, setting back
the chin point may increase the relative prominence of the
nose in comparison to the forehead and chin point. Particular Recommended Reading
attention should be paid to the effects of mandibular setback Naini FB, Gill DS. Orthognathic Surgery: Principles, Planning and
on submental aesthetics during the planning stages of treat- Practice. New York, NY: John Wiley & Sons Ltd; 2017

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The Facial Soft Tissue Effects of Orthognathic Surgery Gill et al. 525

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Facial Plastic Surgery Vol. 33 No. 5/2017

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