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A Comprehensive Survey on IRS-Assisted


NOMA-based 6G Wireless Network: Design
Perspectives, Challenges and Future Directions
Debbarni Sarkar, Student Member, IEEE, Yogita, Senior Member, IEEE, Satyendra Singh
Yadav∗ , Member, IEEE, Vipin Pal, Senior Member, IEEE, Neeraj Kumar, Senior Member, IEEE and Sarat Kumar
Patra, Senior Member, IEEE

Abstract— The propagation environment was uncontrollable have been introduced [1]–[3] and extra network frameworks,
in first-generation to fifth-generation (5G) wireless technologies. such as relays are used for reliable communication [4]. How-
This behavior of the wireless propagation environment is one of ever, these solutions enhance the network’s complexity, power
the prime constraints in harnessing the performance of wireless
networks. This problem can be addressed in sixth-generation consumption, and deployment cost. In recent years, intelligent
(6G) wireless networks by deploying intelligent reflecting surfaces reflecting surface (IRS) has gained much attraction since
(IRSs). IRS’s amplitude and phase reflecting coefficient of reflect- IRS offers low complexity, intelligence, and energy-efficient
ing units (RUs) can be adjusted via a programmable controller to wireless network [5]–[8]. IRS establishes virtual line-of-sight
meet the network requirements. On the other hand, in 5G and (LoS) communication links between the base station (BS) and
6G wireless communication networks, non-orthogonal multiple
access (NOMA) is a robust and well-admired multiple access the user equipments (UEs). IRS is an energy-efficient and low-
scheme among the other multiple access counterparts in terms cost solution compared to conventional relaying technologies
of spectrum efficiency and link capacity. NOMA allows many as it does not consist of radio frequency lines or high-power
user equipment (UE) by utilizing non-orthogonal distribution of spending elements. IRS can be smoothly incorporated into
resources. Therefore, the combination of IRS and NOMA is one of recent networks to achieve various goals, such as high energy
the dominant technologies for 6G wireless networks. Based upon
the importance of NOMA and IRS in the initial development efficiency and low inter-user interference [9]. For long-term
of 6G wireless networks, this paper presents a comprehensive evolution, fifth-generation (5G) and beyond fifth-generation
survey on IRS-assisted NOMA-based networks, considering their (B5G) systems, non-orthogonal multiple access (NOMA) is a
designs and challenges. In this work, the concept and structure potential candidate among multiple access (MA) techniques.
of IRS-assisted NOMA have been explained with an in-depth NOMA obtains greater spectral and energy efficiency and
analysis of the frameworks. It also includes some challenges
of IRS-assisted NOMA in wireless communication networks. assists massive connectivity than OMA, as NOMA operates
Further, applications and future research directions of IRS- on a power level, many UEs access the resources in terms of
assisted NOMA networks are discussed. time, frequency, and coding when co-scheduled. IRS provides
Index Terms—Intelligent reflecting surfaces, non-orthogonal a controllable path among users and enhances the efficiency of
multiple access, orthogonal multiple access, reflecting units, NOMA frameworks. IRS constructively or destructively adds
orthogonal frequency division multiplexing, multiple input and the user multipath signals to suppress inter-user interference
multiple output, sixth-generation. and improve the throughput of NOMA frameworks. IRS-
assisted NOMA technology can improve spectral effectiveness,
I. I NTRODUCTION UE fairness, response time, and privacy requirements [10]. The
rest of the related papers on the IRS and NOMA have been
he sixth-generation (6G)1 wireless networks must of-
T fer highly effective, robust, dependable, and adaptable
network designs for future wireless applications. To meet
elaborated in the following subsection, representing a literature
review of the IRS and NOMA.
these objectives, various antennas, sophisticated encoding and
decoding algorithms at the communication link’s endpoints A. Literature of IRS, NOMA and IRS-assisted NOMA
Debbarni Sarkar and Satyendra Singh Yadav are with the Department of Under this subsection, brief literature about IRS, NOMA,
ECE, National Institute of Technology Meghalaya, India, e-mail: (debbar- and IRS-assisted NOMA has been presented.
nisarkar19@gmail.com and satyendra@ieee.org) 1) IRS : In [11], authors provided a tutorial overview
Yogita is with the Department of CSE, National Institute of Technology
Kurukshetra, India, e-mail: thakranyogita@gmail.com of IRS-aided wireless communication and presented details
Vipin Pal is with the Department of CSE, Netaji Subhas University of of reflection, links design, hardware structure, and practical
Technology Delhi, India, e-mail: vipinrwr@gmail.com limitations. Further, different applications of IRS in wireless
Neeraj Kumar is with the Department CSE, Thapar Institute of Engineering
& Technology, India, e-mail: neeraj.kumar@thapar.edu networks are examined. In [12], the authors presented a
Sarat Kumar Patra is with the Department of ECE, National Institute of thorough review of channel estimation and practical passive
Technology Agartala, India, e-mail: skpatra@nitrkl.ac.in beamforming design for IRS-aided wireless communications
∗ Corresponding Author
Manuscript received September XX, 2023; revised XX XX, XX and also provided promising answers to solve the conven-
1 The abbreviations used in this paper are collected in Table I tional network design issues. The basic concepts of the

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This article has been accepted for publication in IEEE Transactions on Network and Service Management. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TNSM.2023.3348138

TABLE I: Abbreviations collection the transmit beamforming vector, covariance, and IRS phase
Label Explanation LabelExplanation shifts. An approach based on alternating optimization, in
2D Two dimensional LSTM Long short-term memory which the optimization variables were optimized alternately,
5G Fifth-generation MA Multiple access
6G Sixth-generation MEC Mobile edge computing
was presented to resolve it. To overcome the chance constraint,
AP Access point MIMO Multiple input and mul- the buffer time index was used. The beamforming vector
tiple output and IRS phase shifts were created using the semi-definite-
AWGN Additive white Gaussian MISO Multiple input and single
noise output
relaxation (SDR) approach. Specifically, a penalty mechanism
BER Bit error rate ML Machine learning was used to manage the non-convex unit modulus constraint.
B5G Beyond fifth-generation mm Millimeter Simulation findings confirmed the efficiency of the IRS in
BS Base station MSE Mean Square Error
CDMA Code division multiple NOMA Non-orthogonal multiple
increasing the PLS of wireless communications. The other
access access relevant papers on IRS are summarized in Table II.
CSI Channel state informa- NLoS Non-line-of-sight
tion TABLE II: Summarized review on IRS along with key contri-
DC Direct current OFDMA Orthogonal frequency di-
vision multiplexing ac-
butions.
cess References Main contribution
DL Deep learning OMA Orthogonal multiple ac- [20]–[23] Explained a complete study on the IRS technology for
cess intelligent future wireless communication.
D2D Device to device PIN Positive-intrinsic- [24]–[26] Described a performance comparison of IRS-aided next-
negative generation network and relay-based framework. The nu-
DQN Deep-Q-network PLS Physical layer security merical result shows the large IRS-aided framework
ED Eavesdropper QoS Quality of service outperforms the relay-aided framework.
EM Electromagnetic RU Reflecting unit [27]–[34] Explained the research work on the IRS-assisted MIMO
FD Full-duplex SDR Semi-definite-relaxation system based on parameters such as capacity characteri-
FDMA Frequency division mul- SIC Successive interference zation, secrecy rate optimization, channel estimation, and
tiple access cancellation throughput maximization, etc.
FPGA Field-programmable gate SINR Signal-to-interference- [35]–[38] Provided a robust and PLS in an IRS-based wireless
array plus-noise ratio network.
GFU Grant-free user SNR Signal-to-noise ratio [39]–[42] Employed an IRS in the wireless communication system
HARQ Hybrid automatic repeat SWIPT Simultaneous wireless to enhance the security of the wireless communication
request information and power network.
transfer
IoT Internet-of-things TDMA Time division multiple
access
IRS Intelligent reflecting sur- THz Terahertz 2) NOMA : The authors described the present survey of
face NOMA in [43]. It presented the challenges and advantages
K-GMM K-means-based Gaussian UE User equipment
mixture model
of NOMA as a candidate technology in dense networks.
LoS Line-of-sight UAV Unmanned aerial vehicle In wireless communication, different protocols and standards
have already been used. However, interference persists, keep-
ing giving quality of service (QoS) provisions to users for
IRS, the realizations of its reconfigurability, its applications 5G applications. To reduce the above mentioned issues, [44]
in wireless communications, different performance metrics, explained an in-depth survey of state-of-the-art NOMA vari-
analytical approaches to characterize, and its performance ants. Here, the variants were power domain NOMA and code
improvement for wireless networks were explained in [13]. domain NOMA. In 5G wireless communication, these variants
In [14], authors described the concepts of IRSs from physics can mitigate interference and manage the network’s resource
and communications perspectives and discussed the perfor- allocations and QoS. In [45], the authors proposed the idea
mance evaluation of multi-antenna-aided IRS networks. Per- of a multiple interference cancellation technique to enhance
formance comparison of an IRS and a relay-aided network in NOMA-aided device-to-device communication network per-
terms of achievable rate and energy efficiency is discussed formance. This proposed technique reduces more interference
in [15]. The detailed analysis of IRS-aided multiple input than successive interference cancellation (SIC). In [46], the
and multiple output (MIMO) communication framework is achievable power regions were explained, demonstrating that
explained in [16]. In [17], authors used IRSs to increase the NOMA is more energy efficient than OMA. Moreover, the
physical layer security (PLS) in a radio environment. In [18], role of scheduling-based resource allocation and grant-free
authors enhanced anti-jamming communication performance transmission was discussed. Furthermore, a hybrid NOMA
and mitigated jamming interference by adjusting the reflecting strategy was examined to provide better energy efficiency
surface elements at the IRS. Specifically, an optimization and throughput. Finally, some pressing challenges and future
problem was formulated by jointly optimizing the transmit research directions of NOMA were presented. Recently, Visi-
power at the BS and reflecting beamforming at the IRS. ble light communication is a key communication system that
IRS-aided wireless communication systems were designed for suffers from low power bandwidth. To overcome the above
secure transmission in [19] in which, for the first time in problem, in [47], the authors used the cooperative-NOMA in
secure communications, the cascaded IRS channel’s statistical this system to enhance the outage performance and reliability.
channel state information (CSI) error was taken into account. In [48], a novel algorithm was proposed to allocate resources,
The outage-constrained power-minimization problem was then including subcarriers, power, and technology selection vari-
developed to reduce the transmit power by co-optimizing ables. A novel utility function was defined, which reflected

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This article has been accepted for publication in IEEE Transactions on Network and Service Management. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TNSM.2023.3348138

the tradeoff between the achievable rate and the imposed cost conventional communication scenario, it isn’t easy to achieve
for NOMA processing. To efficiently overcome the resource quasi-degradation as the propagation environments calculate
allocation problem, a two-step iterative algorithm was formed the channels and cannot be reconfigured. To overcome this
where, in the first step, by introducing auxiliary variables, difficulty, an IRS-assisted multiple input and single output
the subcarrier assignment and technology selection problem (MISO)-NOMA system was considered in [85], where the
was transformed and solved using linear integer programming. wireless channels can be effectively changed, and to mini-
Subsequently, in the second step, the power allocation was mize transmission power, the beamforming vectors and the
solved by applying direct current (DC) programming. In [49], IRS phase shift matrix were optimized. In [86], an IRS-
authors reviewed the power domain NOMA-based coopera- assisted NOMA-based internet-of-things (IoT) network was
tive network for performance analysis of resources allocation considered. Here, to maximize the sum throughput, a resource
and impact of relay selection. Additionally, it discussed the allocation scheme was proposed by optimizing the IRS’s time
performance of cooperative power domain-NOMA networks allocation factor and phase shift matrices. In [87], an IRS-
when they were integrated with other 5G technologies, in- assisted uplink NOMA system was presented to maximize
cluding cognitive radio, full-duplex (FD) radio, and wireless the sum rate of all users under individual power constraints.
energy harvesting. Furthermore, some unaddressed issues were This problem needed a joint power control at the users and
highlighted for future research. In [50], the authors examined beamforming design at the IRS, which was non-convex. SDR
the UE clustering and power allocation for downlink hybrid was used to overcome it, which provided a near-optimal
NOMA networks. The authors established the newest and most solution. The authors in [88] examined the effects of two-
well-known 5G mobile communication technology in [51], phase shifting designs in IRS-assisted NOMA networks, such
providing features like increased spectral efficiency, high reli- as coherent phase shifting and random discrete phase shifting.
ability, widespread connectivity, and high throughput. In [52], In [89], the authors discussed the throughput and energy
the authors investigated the joint transmission time and power efficiency of IRS-assisted NOMA networks for both delay-
allocation problem for NOMA communication to improve the limited and delay tolerant transmission modes. The authors
sum throughput while guaranteeing different wireless devices also provided the performance of an IRS-assisted NOMA
throughput in multi-cell wireless planning and coordination network with imperfect-SIC and perfect-SIC for invoking a
networks. Table III summarized the other related papers on 1-bit coding scheme. An IRS-assisted NOMA network was
NOMA. defined in [90] to enhance communication coverage and
energy efficiency. This work proposed an energy-efficient
TABLE III: Summarized review on NOMA along with key
algorithm to increase the sum rate and to decrease the total
contributions.
power consumption. Specifically, to maximize the system
References Main contribution energy efficiency, the transmit beamforming at the BS and
[53]–[58] Provided a comprehensive review of NOMA networks. the reflecting beamforming at the IRS were jointly optimized,
[59]–[63] Addressed the UE fairness issue for NOMA network.
[64]–[66] Examined NOMA for future wireless network. and the transmit beamforming and the phases of the low-cost
[67]–[69] Presented a comprehensive overview of the power do- passive elements on the IRS were alternatively optimized for
main NOMA-based network. communication convergence. To enhance the performance of
[70]–[74] Provided the different performance and application of
power domain NOMA such as application in satellite the IoT equipment in non-line-of-sight (NLoS), the authors
communication, the performance of cooperative relaying in [91] designed the IRS-assisted NOMA-hybrid automatic
system, power allocation strategy for 6G network and the repeat request (HARQ)-based IoT network. The NOMA-based
performance for FD one way relay network.
[75], [76] Presented the performance comparison of orthogonal selection combining with IRS and NOMA-based maximum
multiple access (OMA) and NOMA technique for wire- ratio combining with IRS schemes had been proposed, and
less communication. IoT UE/devices performance was evaluated based on the
[77]–[81] Proposed UE clustering approach based on power and
energy efficiency in NOMA network. achievable data rates, outage probability, bit error rate (BER),
[82] Described the performance of a multiuser uplink NOMA- and diversity order with variable Signal-to-noise ratio (SNR).
based underlay network. In this paper, the authors consid- In [92], authors studied the IRS-assisted NOMA network
ered that NOMA operates by imperfect SIC and analyzed
the performance by an intelligent user selection strategy. under both the ideal IRS-assisted continuous phase shifting
and the non-ideal IRS with discrete phase shifting. The authors
in [93] presented the covert communication in an IRS-assisted
3) IRS-assisted NOMA : In [83], the authors explained NOMA system to improve the performance of covert wireless
the simple design of the IRS-assisted NOMA transmission communications and to hide the presence of covert (Bob) UE’s
network. Here, spatial division multiple access allows for from a warden (Willie). In this paper, to maximize the covert
serving more customers in each orthogonal spatial direction. rates of Bob, the transmit power and the IRS passive beam-
Additionally, the performance of real-world transmission and forming were jointly optimized. The different channel perfor-
the effect of hardware impairments on IRS-assisted NOMA mance of NOMA-IRS is highlighted in [94]. The other relevant
design has been shown. In [84], to solve the joint power control papers on IRS-assisted NOMA are described in Table IV.
and IRS phase shifts optimization problem, the relationship The bar chart2 for the number of papers published on IRS-
between individual users transmit power, and the variables of
phase shifts was explored. Then, the phase shift determination 2 This data is based on the Scopus database available for different publica-
problem was solved by the sequential rotation algorithm. In a tions.

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This article has been accepted for publication in IEEE Transactions on Network and Service Management. This is the author's version which has not been fully edited and
content may change prior to final publication. Citation information: DOI 10.1109/TNSM.2023.3348138

TABLE IV: Summarized review on IRS-assisted NOMA along 120


106
with key contributions.
100
References Main contribution

No. of publications
[95] Provided a survey over IRS with NOMA. 80
[96] Derived the analytical expressions for the BER per-
formance of the proposed IRS-assisted power domain
60 54 54
NOMA system.
[97] Formulated a joint optimization problem over the channel
assignment, decoding order of NOMA UEs, power allo- 40
cation, and reflection coefficients to maximize the system
18
throughput. 20
[98] Proposed a novel network for IRS-assisted Simultaneous 3
wireless information and power transfer (SWIPT) NOMA 0
networks based on joint beamforming design and power 2019 2020 2021 2022 2023
splitting optimization to enhance the NOMA performance Year
and efficiency.
[99] Designed the network to enhance the total throughput Fig. 1: The number of publications for IRS-assisted NOMA
of devices by combining improvement of the IRS phase network till October 2023 based on the Scopus database
shifts and the resource allocation.
[100] Considered an IRS-assisted wireless powered communi-
cation framework where a BS transmits energy to multi-
ple UE grouped into multiple clusters in the downlink and to improve the performance of wireless networks. However,
in the uplink, the clustered UEs transmit information to a variety of challenges are present in IRS-assisted NOMA
the BS in the manner of hybrid NOMA and time division
multiple access (TDMA). networks. Along with these, there is some work on IRS-
[101] Minimized the transmit power IRS with the NOMA assisted NOMA for performance improvements such as sum
network by jointly optimizing each IRS’s beamforming, rate maximization, efficient resource utilization, etc. The few
power allocation, and phase shift.
[102]–[106] Proposed an energy-efficient design for an IRS-assisted works reported on IRS-assisted NOMA framework for differ-
NOMA network. ent wireless networks like UAV, terahertz (THz) networks, etc.
[107] Minimized the average total system energy consumption These reported works have shown significant performance im-
by jointly designing the resource allocation strategy,
the three-dimensional trajectory of the unmanned aerial provements. This motivates us to provide an in-depth survey of
vehicle (UAV), and the phase control at the IRS. the most prominent IRS-assisted NOMA framework for future
[108] Considered an IRS-aided NOMA framework to enhance wireless networks. Therefore, this paper surveys and discusses
the total data rate of different mobile UEs.
[109] Maximized sum-rate of IRS-assisted MIMO-NOMA net- the overview of the IRS, NOMA, and IRS-assisted NOMA
work by enhanced PLS. frameworks with the help of mathematical models and a few
[110] Explained the performance throughput of the system in simulation outcomes. This paper aims to present a thorough re-
IRS-aided phase cooperative NOMA network.
[111] Utilized the optimized total latency by considering an search survey on the IRS-assisted NOMA framework in terms
auction-aided IRS allocation approach for the valuation of design, challenges, research directions, and applications.
of the IRSs when multiple BSs of different operators It describes the different performances of the IRS-assisted
share their neighboring IRSs.
[112] Derived the exact and asymptotic expressions of outage NOMA framework and compares the performance with the
probability for a couple of users by using a 1-bit coding other technologies to identify the benefits. Further, it points
scheme for IRS-assisted NOMA network. to the future scopes of the IRS-assisted NOMA framework.
[113] Designed the adaptive user pairing framework to identify
the two ideal user pairings in multi-IRS-aided massive Therefore, it is targeted that readers can gather knowledge of
MIMO-NOMA systems to enhance spectral efficiency. previous and recent research works on IRS-assisted NOMA
Deep learning (DL)-based optimization was proposed for framework from this survey. Thus, they can understand the
real-time optimization.
importance of this framework in wireless communication.
Moreover, the intention is to provide the idea of improving the
assisted NOMA has been presented in Fig. 1. It indicates that performance of future wireless communication with the help
this technique was first reported in 2019, and many research of IRS-assisted NOMA networks. The critical contributions of
works on it have been published to date. So it can be analyzed this survey are discussed next.
that the number of articles on this is increasing continuously.
Gradually, this will become an eminent technique for future C. Major contributions
wireless networks. The main contributions of this paper are as follows
• A detailed explanation of the concept and framework of
B. Motivation IRS, NOMA, and IRS-assisted NOMA networks has been
In wireless communication, the IRS can enhance signal provided through mathematical expressions.
coverage and decrease energy expenditure with minimum cost. • The instantaneous achievable data rate and outage proba-
On the other hand, NOMA offers better spectral efficiency, bility performance analysis of IRS-assisted NOMA, IRS-
massive connectivity, lower latency, and higher QoS. In 6G assisted OMA, NOMA, and OMA networks have been
wireless communication networks, to take joint advantages of presented through simulation outcomes. Along with the
IRS and NOMA, IRS and NOMA frameworks are combined, performance optimization of IRS-assisted NOMA net-
termed as IRS-assisted NOMA framework. Authors have al- work in green communication, power constraint, cov-
ready reported some work on IRS-assisted NOMA frameworks erage extension, sum rate maximization, beamforming

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optimization, and efficient resource utilization have been implementation and reconstruction because it typically has a
discussed. The PLS measurement and the necessity of low profile, is lightweight, and has a conformal shape. Finally,
channel estimation are also discussed in detail. IRS is a wireless network accessory that can be seamlessly
• Some challenges of IRS-assisted NOMA networks in integrated into existing wireless infrastructures, providing high
beamforming design, data transmission approaches, chan- adaptability and interoperability with technologies like cellular
nel modeling, multiple IRS assignments, phase control, and WiFi. Consequently, IRS can be widely implemented in
design, and deployment are presented. wireless networks to considerably improve their spectral and
• The applications of IRS-assisted NOMA for multi- energy efficiency at a low cost [116]. IRS is also known as
antenna-based communication, UAV communication, a reconfigurable intelligent surface, large intelligent surface,
THz communication, mobile edge computing (MEC) and software-controlled meta surface [117]–[119]. IRS can
systems, and device-to-device (D2D) communication are be explained clearly through the signal model and hardware
summarized. structure. The signal model of the IRS and the hardware
• Finally, few future research directions of IRS-assisted structure of the IRS have been explained in the following
NOMA with machine learning (ML)/DL-based tech- subsections.
niques, PLS, and contrasting IRS-assisted OMA and 1) Signal model of IRS: IRS comprises several passive
NOMA technologies are briefly explained. reflecting units, each of which can flexibly alter the phase, am-
plitude, frequency, or even polarisation of incident signals [11].
IRS uses software-controlled reflection to set up the wireless
D. Paper organization
propagation environment, which results in a universal solution
Following this introduction, the rest of the paper is orga- to the problem of wireless channel fading impairment. This
nized as follows: section II presents the concept and structure leads to a significant advancement in the wireless channel’s
of IRS, NOMA, and IRS-assisted NOMA network. Section III capacity and dependability. The link from BS to UE through
presents the performance of IRS-assisted NOMA framework. IRS contains three parts: BS to IRS link, IRSs reflection, and
Section IV presents the challenges of the IRS-assisted NOMA IRS to UE link shown in Fig. 4. IRS consists 𝐿 (𝐿 > 1)
network. A few future research directions of IRS-assisted number of reflecting units (RUs). The amplitude and phase
NOMA are given in section VI. Section V describes the few shift coefficients of 𝑙 𝑡 ℎ RU are changed based on channel
applications, and finally, section VII concludes this paper. The conditions to cover the shadow area and enhance connection
organization of this paper is depicted in Fig. 2. strength, where 𝑙𝜖 {1, 2, ..., 𝐿}. The received signal at UE
through IRS is mentioned/ calculated as follows
II. C ONCEPT AND S TRUCTURE !
𝐼
X𝐿
𝑗∅𝑙
𝜂
− 𝐵,𝑅
𝜂
− 𝑅,𝑈𝐸
In this section, the concept and structure of IRS, NOMA, 𝑦 = 𝐺 𝑙 𝐴𝑙 𝑒 𝑔𝑙 𝑑 𝐵,𝑅 𝑑 𝑅,𝑈𝐸
2 2
𝑠+𝑛
and IRS-assisted NOMA networks have been described. 𝑙=1
 𝜂 𝜂

− 𝐵,𝑅 − 𝑅,𝑈𝐸
= 𝐺Θ𝑔𝑑 𝐵,𝑅2 𝑑 𝑅,𝑈𝐸2 𝑠+𝑛 (1)
A. IRS
In wireless networks, the signal quality is degraded by where 𝑠 is transmitted signal by BS, 𝑛 is Additive white
undesirable reflections, refractions, and harmful interfer- Gaussian noise (AWGN) with zero-mean and variance = 𝜎𝑖2 .
ence [114], [115] since the traditional wireless transmission To assist this study, 𝜎12 = 𝜎22 = 𝜎 2 and SNR (𝜌) = 𝜎𝑃2
environment is uncontrollable. In a 6G wireless network, a is considered. 𝐴𝑙 and ∅𝑙 represent amplitude and phase
newer technology based on IRS can overcome the above shift coefficients of 𝑙 𝑡 ℎ RUs.
 The reflection coefficients de-
problem. The poor propagation effects of the wireless channel noted by matrix, Θ = 𝑑𝑖𝑎𝑔 𝐴1 𝑒 𝑗∅1 , 𝐴2 𝑒 𝑗∅2 , .., 𝐴𝑙 𝑒 𝑗∅𝑙 , where
can be controlled to provide a stable, reliable, and efficient 𝐴𝑙 𝜖 (0, 1) and ∅𝑙 𝜖 [0, 2𝜋]. To improve the performance, the
communication system. In wireless channel reconfiguration, phase shift coefficients of IRS are optimized. The optimized
IRS can perform many appealing tasks, including establishing value is defined as [92]
a virtual LoS link to eliminate obstacles between transceivers ∅𝑙∗ = −𝑎𝑟𝑔[𝑔𝑙 ] − 𝑎𝑟𝑔[𝐺 𝑙 ] (2)
via smart reflection, reduce interference, enhancing the chan-
nel rank condition by adding additional signal paths in the Here 𝑎𝑟𝑔[.] gives the phase of the complex data. 𝐺 𝑙
desired direction and IRS for fading channel as shown in indicates path from BS to 𝐼 𝑅𝑆, 𝑔𝑙 indicates path from 𝐼 𝑅𝑆 to
Fig. 3. Low-cost dipoles of IRS passively reflect the lim- 𝑈𝐸 for 𝑙 𝑡 ℎ RU. 𝐺 𝑙 = 𝑐 𝑙 𝑒 𝑗 𝜃𝑙 , ℎ𝑙 = 𝑢 𝑙 𝑒 𝑗 𝜓𝑙 , 𝑐 𝑙 and 𝑢 𝑙 denote am-
ited transmissions without requiring any transmission radio plitude coefficients and 𝜃 𝑙 and 𝜓𝑙 indicate phase coefficients of
frequency chains [116]. As a result, they can be executed the BS to IRS and IRS to 𝑈𝐸 respectively, these are changed
with orders of magnitude lower hardware/energy costs. Ad- randomly according to the channel conditions. Particularly
ditionally, IRS operates in FD mode without any antenna they are 𝑔𝑙 = [𝑔1 , 𝑔2 , ..., 𝑔 𝐿 ] 𝑇 and 𝐺 𝑙 = [𝐺 1 , 𝐺 2 , ..., 𝐺 𝐿 ] 𝑇
noise amplification and self-interference, providing unique as given in [121]. 𝑑 𝐵,𝑅 denotes the distance from BS to 𝐼 𝑅𝑆
advantages over other active relays, such as half-duplex relays and 𝑑 𝑅,𝑈𝐸 denote distance from 𝐼 𝑅𝑆 to 𝑈𝐸, 𝜂 𝐵,𝑅 denotes
with low spectral efficiency and FD relays requiring complex path loss component from BS to 𝐼 𝑅𝑆 and 𝜂 𝑅,𝑈𝐸 denotes
techniques for self-interference cancellation. In addition, IRS path loss component from 𝐼 𝑅𝑆 to 𝑈𝐸. Large-scale fading,
is easily constructed and eliminated from the landscape for small-scale fading, and distance-related path loss are the main

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Paper organization

Section II: Section III:


Section I:
Concept and The performance of
Introduction
Structure IRS-assisted NOMA

A. Literature of IRS, A. IRS A. The performance analysis


NOMA and IRS-assisted
NOMA B. NOMA B. The performance optimization

B. Motivation C. IRS-assisted NOMA C. PLS measures


D. Channel estimation
C. Major contributions
D. Paper organization 1. Signal model of IRS
A. Green communication
2. Hardware structure of IRS
1. IRS B. Power constraint
2. NOMA 1. NOMA for downlink C. Coverage extension
3. IRS-assisted NOMA 2. NOMA for uplink D. Sum rate maximization

1. The evolution of IRS- E. Beamforming optimization


assisted NOMA
2. Downlink IRS-assisted F. Efficient resource utilization
NOMA
3. Uplink IRS-assisted NOMA

Section IV: Section V: Section VI:


Challenges of IRS- Section VII:
Applications of IRS- Future directions of
assisted NOMA Conclusion
assisted NOMA IRS-assisted NOMA

A. Beamforming design A. Multi-antenna-based A. ML and DL-based


B. Data transmission communication techniques
approaches B. UAV communication B. PLS
C. Channel modeling
C. THz communication C. Contrasting IRS-
D. Multiple IRS assisted OMA and NOMA
assignments D. MEC systems

E. Phase control E. D2D communication


F. Design
G. Deployment

Fig. 2: Paper organization

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Control Copper
circuit board back plane
IRS
IRS

S Lo IRS Controller
Lo S

X Reflecting
NLoS element
BS UE BS UE BS

BS IRS

Lo
S

Biasing Pin Metalic


Lo

S
IRS NLoS IRS line diode patch
BS
BS

Ra fadin
Fa
X

yle
st
igh g
On Stage

/
Rician/ Slow
S
Lo

Lo

UE fading
S

UE
Off Stage

Fig. 3: Main functions of IRS for wireless channel reconfigu- Fig. 5: Hardware structure of IRS [122]
ration [11]

difference of 𝜋 in rad [123]. "on" and "off" states of the PIN


diodes lead to different values of 𝜇 and 𝜖, as a result, various
IRS phase shifts and amplitude of IRS’s elements can be individ-
ually achieved by setting the appropriate biasing voltages by
IR the smart controller. Conversely, variable resistor load can be
ink S-
Sl k UE used in the element design to regulate the reflection amplitude
- IR in Lo lin effectively [125]. For instance, varying amounts of the energy
BS
W Nl S k from the incident signal are dissipated depending on the
DO values of the resistors in each element, resulting in controlled
X reflection amplitude between [0, 1]. Each element’s amplitude
NLoS
BS UE and phase shift are ideally controlled independently in practice.
Therefore, the aforementioned circuits must be effectively
integrated [125]. A typical IRS architecture comprises three
Fig. 4: Signal model of IRS [120] layers and an IRS controller, as shown in Fig. 5. Many metallic
patches (elements) are printed on a dielectric substrate in the
outer layer to interact with incident signals directly. The outer
determinants of the 𝐺 and 𝑔 coefficients. RUs of the IRS layer is a 2D array of IRS elements that directly interacts with
can autonomously rearrange themselves to reach the desired incident signals. A copper plate is utilized behind this layer
performance by modifying these parameters. to prevent signal energy leakage. The final component of the
2) Hardware structure of IRS: The hardware architecture inner layer is a control circuit board which is activated by a
of IRS is shown in Fig. 5. The hardware implementation of smart controller. This controller is connected to the IRS and
IRS is based on the idea of a "metasurface," which is made charge of controlling the reflection amplitude/phase shift of
of digitally programmable two-dimensional (2D) metamate- each element. Each IRS element is a low-cost sub-wavelength
rial [123]. The metasurface is a planar array comprising several programmable meta-material particle and may operate at fre-
meta-atoms with electrical thicknesses on the order of the sub- quencies ranging from sub-6 (gigahertz) to (THz) [126]. A
wavelength of the relevant operating frequency [124]. The sig- current will be induced by the electromagnetic (EM) wave,
nal output components can be improved by carefully planning as an EM wave is inserted into the IRS element and based
the components’ geometrical shape, such as a square or split- on permittivity 𝜖 and permeability 𝜇 of the IRS, this induced
ring, volume, direction, configuration, and other factors such as current will emit another EM radiation. In this way, the IRS
reflected amplitude and phase shift. Each element’s reflection element controls the wireless signals. Field-programmable gate
coefficient in wireless communication applications should be array (FPGA) can be used in practice to build the controller
adjustable to accommodate dynamic wireless channels, and and serve as a gateway for low-rate information exchange
positive-intrinsic-negative (PIN) diodes, field-effect transistors, with other network components like BSs, access points (APs),
or micro-electromechanical system switches can be used to and UE terminals via independent wireless links. Even though
perform this task. An individual elements structure is also continuously adjusting the reflection amplitude and phase shift
shown in Fig. 5, where a PIN diode is inserted in each element. of each IRS element is undoubtedly beneficial for communica-
The PIN diode can be switched between "on" and "off" states tion applications. However, it is expensive since high precision
as shown in the equivalent circuits by adjusting its biasing requires complex design and pricey hardware, which may not
voltage via a DC feeding line and producing a phase-shift be a scalable solution as the number of elements increases

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significantly. For example, four PIN diodes must be integrated it finds the necessary signal. To analyze the performance of
into each element to achieve the 16 levels of phase shift UEs, two important parameters are generally used: achievable
as depicted in Fig. 5. The design of the IRS element is data rate and outage probability, where achievable data rate
challenging due to its small size, and the IRS element also indicates the maximum number of bits transmitted over the
necessitates more regulating pins from the IRS controller to channel per second, and the outage probability defines that
excite a significant number of PIN diodes. Therefore, discrete the achievable data rate is less than the required targeted
amplitude/phase shift levels that only require a few control achievable data rate. The highest achievable data rate and
bits for each element are more cost-effective to implement for lowest outage probability denote the best UE in the network.
practical IRSs. For instance, 1-bit for two-level (reflecting or First, SIC decodes the strongest signal, while others are
absorbing) amplitude control and/or two-level (0 or 𝜋) phase regarded as interference. If the signal decoding is successful,
shift control [123], [127]. the other signals are exactly obtained by removing the first
decoded signal from the received signal. Until it discovers
B. NOMA the desired signal, SIC repeats the process. UEs’ information
waveforms are separated based on the power levels provided
by the transmitter, and the methodology for power split for
NOMA OMA uplink and downlink channels is different. During the iteration
steps, the complete cancellation of the signals is essential for
the success of SIC.
Power

Power
........

Power

........
BS
........

....
....

Time/Frequency

Frequency Time/Frequency/Code

Fig. 6: NOMA vs OMA [128]


Fig. 7: Downlink NOMA [131]
Resource utilization re-solves the problem of radio spectrum
scarcity, which is the major problem for the next-generation 1) NOMA for downlink: The BS superimposes the in-
wireless network, and MA techniques can undertake this formation waveforms for its serviced customers during the
problem as they enable multiple UEs to share a single resource. NOMA downlink, and each UE identifies its signals using
Cellular networks have been implementing OMA techniques the SIC. In downlink NOMA, a BS and 𝐾 number of UEs
such as TDMA, frequency division multiple access (FDMA), with SIC receivers is shown in Fig. 7. The identical signal,
code division multiple access (CDMA), and OFDMA [129]. which contains data of each UE in the system, is received by
The first-generation, second-generation, third-generation, and every UE. Therefore, BS transmits the signal 𝑆, which can be
fourth-generation systems use FDMA, TDMA, CDMA, and written as
OFDMA, respectively [130]. These techniques are orthogonal √ √ √ √ 
as they provide orthogonal access to the UEs by sharing the 𝑆 = 𝑃 𝛼1 𝑠 1 + 𝛼2 𝑠 2 + · · · + 𝛼 𝐾 𝑠 𝐾 (3)
same resource, either in time, frequency, code, or space. In
FDMA systems, information for each UE is assigned to the where 𝑠𝑖 is own signal, 𝛼𝑖 is the power distribution component
frequency sub-slots. TDMA sends data to each UE in non- of the total power 𝑃. where 𝑖 = 1, 2, · · · , 𝐾. 𝐾 is the total
overlapping time intervals. CDMA uses codes to divide UEs number of UEs.
on the same channel. Under OFDMA, components of subcar- The power is allocated to the UEs according to the distance
riers are allocated to UEs. In 5G and beyond, networks access of UEs from the BS. 𝑈𝐸 1 is the closest to the BS, so the least
power is allocated to the 𝑈𝐸 1 , whereas 𝑈𝐸 𝐾 is the farthest
the same time/frequency resources, and a new framework is P𝐾
used, namely NOMA. In NOMA, each UE accesses every one. Therefore, the highest power is required and 𝑖=1 𝑃𝛼𝑖 =
subcarrier. The spectrum sharing for two UEs using OMA 1. The nearest UE first decodes the other UE signals, then
and NOMA is shown in Fig. 6. Both uplink and downlink subtracts these from the received signal by SIC to detect its
transmission are included in the idea. In NOMA to utilize the own signal, and the farthest UE directly decodes its own signal
same spectrum for all UEs, superposition coding is used at the with the presence of other UE signals as interferences. The
transmitter side, and SIC is used at the receiver side. The many received signal of 𝑈𝐸 𝑖 is as follows
 𝜂 𝐵,𝑈𝐸 
information signals are merged at the transmitter into a single − 𝑖

waveform, and the SIC decodes each signal separately until 𝑦 𝑖𝑑 = ℎ 𝐵,𝑖 𝑑 𝐵,𝑈𝐸2𝑖 𝑆 + 𝑛𝑖

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= 𝐻 𝐵,𝑖 𝑆 + 𝑛𝑖 (4) 𝑛 represents noise at the BS. Based on the locations, the UEs
optimize their transmit powers in the uplink mode, which is
where 𝐻 𝐵,𝑖 , indicates path of BS and 𝑈𝐸 𝑖 , and 𝑛𝑖 is the
the same as in the downlink mode. At the receiver side, the BS
AWGN at the 𝑈𝐸 𝑖 .
uses SIC, and the BS first treats far UEs’ signal as interference
When 𝑈𝐸 𝑖 decodes the signal of 𝑈𝐸 𝑝 where, 𝑖 =
and directly decodes the near UEs’ signal. Then BS subtracts
1, 2, · · · , 𝐾 − 1 and 𝑖 < 𝑝 ⩽ 𝐾, the signal-to-interference-
the near UEs’ signal from the received signal by SIC to detect
plus-noise ratio (SINR) can be written as follows [129]
the farthest UEs’ signal.
2
𝑑
𝛼 𝑝 𝐻 𝐵,𝑖 When BS decodes the signal of 𝑈𝐸 𝑖 , the SINR and data
𝛾𝑖→ 𝑝 = P 𝑝−1 2
(5) rate of 𝑈𝐸 𝑖 can be written as (12) and (13) respectively.
𝑗=1 𝛼 𝑗 𝐻 𝐵,𝑖 +
1
𝜌
2
When 𝑈𝐸 𝑖 decodes its own signal, the SINR can be defined 𝐻 𝐵,𝑖
𝛾𝑖𝑢 = P 2
(12)
as 𝐾
2 𝑗=𝑖+1 𝐻 𝐵, 𝑗 + 1
𝜌
𝛼𝑖 𝐻 𝐵,𝑖
𝛾𝑖𝑑 = P (6) 
𝑖−1
𝛼 𝑗 𝐻 𝐵,𝑖 +
2 1 𝐼𝑖𝑢 = 𝑙𝑜𝑔2 1 + 𝛾𝑖𝑢 (13)
𝑗=1 𝜌
The data rate of the 𝑈𝐸 𝑖 for 𝑖 = 1 can be expressed by The outage probability of 𝑈𝐸 𝑖 can be defined as
   \ 
𝐼1𝑑 = 𝑙𝑜𝑔2 1 + 𝛾1𝑑 (7) P𝑢𝑖 = 𝑃𝑟 𝛾𝑖𝑢 < 2𝛾˜𝑖 − 1 · · · 𝛾1𝑢 < 2𝛾˜1 − 1 (14)
Accordingly, the data rate of 𝑈𝐸 𝑖 for 𝑖 = 2, · · · , 𝐾, where In OMA, for downlink and uplink, the data rate of 𝑈𝐸 𝑖 can
𝑖 > 𝑝 ≥ 1 can be expressed as [92] be given as
     2!
𝐼𝑖𝑑 = 𝑚𝑖𝑛 𝑙𝑜𝑔2 1 + 𝛾 𝑑𝑝→𝑖 , .., 𝑙𝑜𝑔2 1 + 𝛾𝑖𝑑 (8) 𝑜 1 𝐻 𝐵,𝑖
𝐼𝑖 = 𝑙𝑜𝑔2 1 + (15)
𝐾 1
𝜌
The outage probability of 𝑈𝐸 𝑖 can be written as, where
𝑖 = 1, 2, · · · , 𝐾 − 1 and 𝑖 < 𝑝 ⩽ 𝐾 In OMA, outage probability of 𝑈𝐸 𝑖 can be defined as
 \  
P𝑖𝑑 = 𝑃𝑟 𝛾𝑖→ 𝑑
𝑝 < 2 𝛾˜𝑝
− 1 · · · 𝛾 𝑑
𝑖 < 2 𝛾˜𝑖
− 1 (9) P𝑖𝑜 = 𝑃𝑟 𝐼𝑖𝑜 < 𝛾˜𝑖 (16)
The outage probability of 𝑈𝐸 𝑖 can be defined as, where
𝑖=𝐾 C. IRS-assisted NOMA
 
𝑑 𝑑 It is clear from the previous discussion that IRS and NOMA
P𝐾 = 𝑃𝑟 𝛾𝐾 < 2𝛾˜𝐾 − 1 (10)
technology is a potential candidate to address the most chal-
lenging problems in future wireless networks. Therefore, it can
be said that in the 6G networks, combining IRS and NOMA
BS
network technologies can be the prominent framework for
reliable communication. The performance benefit of NOMA
Power

.... without an IRS network mainly relies on the two or more


....
UEs’ channel conditions, and traditionally, the propagation
........

environment of the UEs is the only factor that affects the


UEs’ channel conditions. The use of IRS creates the chance
for intelligently redesigning the UEs’ propagation environment
Time/Frequency for reliable communication in the NOMA network. IRS can
increase the design flexibility of NOMA networks, reduce
the limitations in multiple antenna-aided NOMA networks,
Fig. 8: Uplink NOMA [131] and change the nature of the NOMA network from channel
2) NOMA for uplink: NOMA uplink is implemented in condition-based to QoS-based. In this survey, the existing
a somewhat different than downlink implementation. In up- literature on IRS-assisted NOMA networks has already been
link, the UEs’ battery capacity restricts their transmit power. explained in section I-A3. Here, the evolution and working
Therefore, UEs can send with their maximum power. Fig. 8 operation of IRS-assisted NOMA for the downlink network
illustrates a framework that multiplexes 𝐾 UEs using NOMA and the uplink network are presented.
in the uplink, and at this instance, BS employs SIC to divide 1) The evolution of IRS-assisted NOMA: In wireless net-
the UE’s signals. In the uplink NOMA, the received signal of works, to enhance users’ performance, NOMA has been in-
the BS consists of all the user’s signals, and the signal can be tegrated with several other communication technologies, such
represented as follows as MIMO and relay. The IRS has been combined with OMA.
! Each strategy has some benefits and drawbacks that are empha-
𝑢
X𝐾

𝜂 𝐵,𝑈𝐸
𝑖
sized. Therefore, in this subsection, the IRS-assisted NOMA
𝑦 = ℎ 𝐵,𝑖 𝑑 𝐵,𝑈𝐸𝑖 𝑠𝑖 + 𝑛
2

𝑖=1 is compared with IRS-assisted OMA, relay with NOMA, and


X
𝐾 IRS-assisted NOMA with MIMO technologies. Further, the
= 𝐻 𝐵,𝑖 𝑆 + 𝑛 (11) importance of IRS-assisted NOMA in the context of existing
𝑖=1 technologies has been discussed.

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2021Management.
This article has been accepted for publication in IEEE Transactions on Network and Service 12 This is254
the author's193 54has not been fully edited and
version which 14
2022DOI 10.1109/TNSM.2023.3348138
content may change prior to final publication. Citation information: 9 288 226 105 21
2023 19 215 169 84 21
10

IRS is a new and disruptive technology to achieve spec- 350


trum, energy, and cost-efficient wireless networks where a BS 300 273286 288

No. of publications
254
250 226
transmits superposed downlink signals to multiple UEs. Some 215
193
research studies have been done on IRS-assisted OMA [132]– 200 164162 169
[134]. However, OMA does not provide low latency, high 150
105
100 84
spectral efficiency, and desired QoS as compared to NOMA. 54
50 7 12 9 19
Spectrum efficiency is an important parameter for reliable 3 18
0
communication in B5G or 6G wireless technology. Therefore, IRS with OMA Relay with MIMO with IRS with NOMA
to overcome these problems, the IRS with the NOMA network NOMA NOMA
has come into existence. On the other hand, in wireless 2019 2020 2021 2022 2023
networks, the relay offers an additional approach to enhance
Fig. 9: The number of publications for IRS-assisted NOMA
performance [135]. In 5G and beyond wireless communica-
as per Scopus database
tion to enhance throughput and coverage, relay and NOMA
were used together [136]–[140]. However, the relay has more
hardware cost and needs more energy and power as the
relay consists of several active electronic components, such as hardware cost, less complexity, and high QoS.
digital-to-analog converters, analog-to-digital converters, low- 2) Downlink IRS-assisted NOMA: Here, the mathematical
noise amplifiers, and mixers. These problems can be overcome expressions of the downlink IRS-assisted NOMA network are
by IRS [122]. In [141], a comparison of the relay with IRS was presented. A downlink IRS-assisted NOMA-based wireless
presented where IRS with NOMA networks had less hardware network model is considered as depicted in Fig. 10.
complexity, low power, and low complexity than a relay-aided
network. IRS provides a smart wireless channel that enhances
the performance of wireless communication over a relay- IRS Controller
assisted network. Further, in wireless communication, new
UE requirements, applications, and networking features are

IR
ink

S-
required due to the rapid expansion of mobile devices [142]. Sl

U
Es
-IR

lin
Recently, there has been an increased interest in creating new BS

ks
transmission technologies that take advantage of the propaga-
X
tion environment’s inherent randomness to deliver high-speed
and seamless data services, such as spatial modulation [143] BS X
BS-U
Es lin
and massive MIMO technologies [144]. In wireless commu- ks

...
X
nication, MIMO technologies are used for multipath commu-
nication. MIMO multiplies the capacity of a UE or device to
send and receive signals at the same time. It achieves a higher
data rate, high spectrum efficiency, high QoS, low BER, and
Fig. 10: Downlink IRS-assisted NOMA-based framework
low fading. In 5G and B5G wireless communication, MIMO
is an important technology. Combining MIMO with NOMA is
a prominent technology as it provides reliable communication In this model, BS √simultaneously transmits the superim- 
√ √ √
and enhances the high spectral efficiency, channel capacity, posed signal 𝑆 (𝑆 = 𝑃 𝛼1 𝑠1 + 𝛼2 𝑠2 + · · · + 𝛼𝐾 𝑠 𝐾 ) to
ergodic sum capacity, etc [145]–[148]. Some disadvantages the 𝑖 (𝑖 = 1, 2, · · · , 𝐾) number of NLoS UEs via IRS. Here, IRS
of the MIMO with NOMA system exist despite its benefits. consists of 𝐿 number of RUs and provides virtual LoS links
The resource requirements and hardware complexity of MIMO to the NLoS UEs for reliable communication. The received
with NOMA are high, and the hardware resources increase signal of the 𝑈𝐸 𝑖 is given as
power requirements and energy consumption. Along with this  𝜂 𝜂𝑅,𝑈𝐸 
𝑑 − 𝐵,𝑅 − 𝑖
in the MIMO network, it is challenging to arrange UEs as the 𝑦 𝐿,𝑖 = 𝐺Θ𝑔𝑖 𝑑 𝐵,𝑅 𝑑 𝑅,𝑈𝐸2𝑖
2
𝑆 + 𝑛𝑖
MIMO devices have multiple antennas, and the UEs’ links
are represented as vectors or matrices. MIMO increases the = 𝐻𝑖 𝑆 + 𝑛𝑖 (17)
network’s complexity, hardware cost, power, and energy. These  
𝜂 𝐵,𝑅 𝜂𝑅,𝑈𝐸
− − 𝑖
limitations of the MIMO-based transmission can be solved
where, 𝐻𝑖 = 𝐺Θ𝑔𝑖 𝑑 𝐵,𝑅2 𝑑 𝑅,𝑈𝐸2𝑖 . 𝐻𝑖 is the effective
by using the IRS, as the IRS is less expensive and the IRS
has a lightweight profile. Therefore, the IRS-assisted NOMA channel gain from the BS to 𝑈𝐸 𝑖 by IRS where |𝐻1 | 2 ≥
network is a suitable candidate for a 6G wireless network. |𝐻2 | 2 · · · ≥ |𝐻𝐾 | 2 and 𝛼1 ≤ 𝛼2 · · · ≤ 𝛼𝐾 as 𝑈𝐸 1 is the closest
The chart in Fig. 9 exhibits the number of IRS with NOMA to the BS whereas 𝑈𝐸 𝐾 is the farthest one. 𝐺 indicates path
research articles over other research articles such as IRS with from BS to 𝐼 𝑅𝑆, 𝑔𝑖 indicates path from 𝐼 𝑅𝑆 to 𝑈𝐸 𝑖 . 𝑑 𝐵,𝑅
OMA, relay with NOMA, and MIMO with NOMA. The indicates the distance from BS to 𝐼 𝑅𝑆 and 𝑑 𝑅,𝑈𝐸𝑖 indicates
publication data is as per the Scopus database. It can be distance from 𝐼 𝑅𝑆 to 𝑈𝐸 𝑖 , 𝜂 𝐵,𝑅 indicates path loss elements
noticed that over the years, the research interest in IRS-assisted from BS to 𝐼 𝑅𝑆 and 𝜂 𝑅,𝑈𝐸𝑖 indicates path loss elements from
NOMA networks has greatly increased as this network has low 𝐼 𝑅𝑆 to 𝑈𝐸 𝑖 .

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11

When 𝑈𝐸 𝑖 decodes 𝑈𝐸 𝑝 signal, where 𝑖 = 1, 2, · · · , 𝐾 − 1


and 𝑖 < 𝑝 ⩽ 𝐾, the SINR can be defined as IRS Controller

𝑑 𝛼 𝑝 |𝐻𝑖 | 2
𝛾 𝐿,𝑖→

U
𝑝 = P 𝑝−1 (18)

Es
k
|𝐻𝑖 | 2 + lin
𝑗=1 𝛼 𝑗

-
1

IR
𝜌 BS

S
-

lin
IRS

ks
When 𝑈𝐸 𝑖 decodes its own signal, the SINR can be written
as X
𝑑 𝛼𝑖 |𝐻𝑖 | 2
𝛾 𝐿,𝑖 = P𝑖−1 (19) BS UEs-
X
𝑗=1 𝛼 𝑗 |𝐻𝑖 | 2 + 1
𝜌 BS li
nks
X

...
Then, the data rate of the 𝑈𝐸 𝑖 for 𝑖 = 1 can be define as
 
𝑑 𝑑
𝐼 𝐿,𝑖 = 𝑙𝑜𝑔2 1 + 𝛾 𝐿,𝑖
!
𝛼1 |𝐻1 | 2 Fig. 11: Uplink IRS-assisted NOMA-based framework
= 𝑙𝑜𝑔2 1 + 1
(20)
𝜌
 
The data rate of 𝑈𝐸 𝑖 for 𝑖 = 2, · · · , 𝐾, where 𝑖 > 𝑝 ≥ 1 can 𝑢
𝐼 𝐿,𝑖 =𝑙𝑜𝑔2 1 + 𝛾 𝑢𝐿,𝑖
be expressed as
     |𝐻𝑖 | 2
𝑑
𝐼 𝐿,𝑖 𝑑
= 𝑚𝑖𝑛 𝑙𝑜𝑔2 1 + 𝛾 𝐿, , .., 𝑙𝑜𝑔 𝛾 𝑑 © ª
𝑝→𝑖 2 1 + 𝐿,𝑖 = 𝑙𝑜𝑔2 ­1 + P 2
® (26)
𝐾
« 𝑗=𝑖+1 𝐻 𝑗 + 1
𝜌¬
2
© 𝛼𝑖 𝐻 𝑝 ª
= 𝑚𝑖𝑛 𝑙𝑜𝑔2 ­1 + P 2
®,··· The outage probability of 𝑈𝐸 𝑖 can be defined as
𝑖−1  
𝑗=1 𝛼 𝑗 𝐻 𝑝 +
1
« 𝜌 ¬ \
!! P𝑢𝐿,𝑖 =𝑃𝑟 𝛾 𝑢𝐿,𝑖 < 2𝛾˜𝑖 − 1 · · · 𝛾 𝑢𝐿,1 < 2𝛾˜1 − 1
𝛼𝑖 |𝐻𝑖 | 2
, 𝑙𝑜𝑔2 1 + P𝑖−1 (21) \
|𝐻𝑖 | 2
𝑗=1 𝛼 𝑗 |𝐻𝑖 | + 𝜌
2 1
= 𝑃𝑟 P 2
< 2𝛾˜𝑖 − 1
𝐾
For 𝑖 = 1, 2, · · · , 𝐾 − 1 and 𝑖 < 𝑝 ⩽ 𝐾, outage probability of 𝑗=𝑖+1 𝐻𝑗 + 1
𝜌
!
𝑈𝐸 𝑖 can be mentioned as |𝐻1 | 2
  𝛾˜1
\ ··· P <2 −1 (27)
P𝑑𝐿,𝑖 =𝑃𝑟 𝛾 𝐿,𝑖→
𝑑 𝛾˜𝑝 𝑑 𝛾˜𝑖 𝐾 2
𝑝 < 2 − 1 · · · 𝛾 𝐿,𝑖 < 2 − 1 𝑗=2 𝐻𝑗 + 1
𝜌

𝛼 𝑝 |𝐻𝑖 | 2 \
= 𝑃𝑟 P 𝑝−1 < 2𝛾˜𝑝 − 1 III. T HE PERFORMANCE OF IRS- ASSISTED NOMA
𝑗=1 𝛼 𝑗
|𝐻𝑖 | 2 + 1
𝜌
! This section explains the performance of the IRS-assisted
𝛼𝑖 |𝐻𝑖 | 2 NOMA network. Firstly, the performance of the downlink and
· · · P𝑖−1 < 2𝛾˜𝑖 − 1 (22) uplink IRS-assisted NOMA network for achievable data rate
𝑗=1 𝛼 𝑗 |𝐻𝑖 | +
2 1
𝜌 and outage probability has been presented through simulation
For 𝑖 = 𝐾, outage probability of 𝑈𝐸 𝐾 can be expressed as results. Then, performance optimization, PLS measures, and
  channel estimation are discussed and analyzed.
P𝑑𝐿,𝐾 = 𝑃𝑟 𝛾 𝐿,𝐾
𝑑
< 2𝛾˜𝐾
!
𝛼𝐾 |𝐻𝐾 | 2 𝛾˜𝐾 A. The performance analysis of downlink and uplink networks
= 𝑃𝑟 P𝐾 −1 <2 (23)
𝑗=1 𝛼 𝑗 |𝐻 𝐾 | + 𝜌
2 1
This subsection presents the performance analysis of down-
3) Uplink IRS-assisted NOMA: To get the knowledge of the link IRS-assisted NOMA and uplink IRS-assisted NOMA
uplink IRS-assisted NOMA framework, an uplink IRS-assisted networks. Here, two UEs have been considered to explain the
NOMA-based wireless network model is considered in Fig. 11. performance, i.e., 𝑈𝐸 1 and 𝑈𝐸 2 . Here, 𝑈𝐸 1 is near from the
The received signal at the BS by 𝑈𝐸 𝑖 , where 𝑖 = 1, 2, · · · , 𝐾 BS, and 𝑈𝐸 2 is far from the BS. The simulation parameters
is given as such as the power allocation factor 𝛼1 = 0.2 and 𝛼2 = 0.8
! have been considered for 𝑈𝐸 1 and 𝑈𝐸 2 respectively. The
𝑢
X𝐾 𝜂
− 𝐵,𝑅 −
𝜂 𝑅,𝑈𝐸
𝑖 parameters such as distance and path loss component from
𝑦𝑙 = 𝐺Θ𝑔𝑖 𝑑 𝐵,𝑅 𝑑 𝑅,𝑈𝐸𝑖 𝑠𝑖 + 𝑛
2 2

𝑖=1
BS to 𝑈𝐸 1 , 𝑑 𝐵,𝑈𝐸1 = 20 m and 𝜂 𝐵,𝑈𝐸1 = 2.6 respectively.
Similarly, the distance and path loss component from BS to
X
𝐾
= 𝐻𝑖 𝑠 𝑖 + 𝑛 (24) 𝑈𝐸 2 , 𝑑 𝐵,𝑈𝐸2 = 60 m and 𝜂 𝐵,𝑈𝐸2 = 2.6 respectively. The
𝑖=1 distance and path loss component from BS to IRS, 𝑑 𝐵,𝑅 =
When BS decodes the signal of 𝑈𝐸 𝑖 , the SINR and data rate 10 m and 𝜂 𝐵,𝑅 = 1.1, respectively. The distance and path loss
of 𝑈𝐸 𝑖 can be obtained as (25) and (26) respectively. component from IRS to 𝑈𝐸 1 , 𝑑 𝑅,𝑈𝐸1 = 15m and 𝜂 𝑅,𝑈𝐸1 = 1.1
respectively. Similarly, the distance and path loss component
|𝐻𝑖 | 2 from IRS to 𝑈𝐸 2 , 𝑑 𝑅,𝑈𝐸2 = 55m and 𝜂 𝑅,𝑈𝐸2 = 1.1 respectively.
𝛾 𝑢𝐿,𝑖 = P 2
(25)
𝐾 The other parameters such as, the target data rate 𝛾˜1 = 2
𝑗=𝑖+1 𝐻𝑗 + 1
𝜌

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bps/Hz, 𝛾˜2 = 1 bps/Hz and 𝐿 =2, 4 are considered. The OMA, NOMA, and OMA networks for 𝑈𝐸 1 and 𝑈𝐸 2 . For
amplitude of the RUs, 𝐴𝑙 = 0.9 is considered, and the phase outage probability (22) and (23) have been considered for
of the RUs, ∅𝑙 has been considered based on (2). The SNR 𝑈𝐸 1 and 𝑈𝐸 2 respectively. Fig. 13a and Fig. 13b present
ranges from 10 dB to 40 dB for every simulation. that the IRS-assisted NOMA network outperforms the IRS-
assisted OMA, NOMA, and OMA network for 𝑈𝐸 1 and 𝑈𝐸 2
7 3.5
respectively.
6 3

Achievable data rate (bps/Hz)


Achievable data rate (bps/Hz)

5 2.5
7
5

4 2 4.5 6

Achievable data rate (bps/Hz)


Achievable data rate (bps/Hz)
4
3 1.5
5
3.5

2 1
3 4

2.5
1 0.5
3
2
0 0
10 15 20 25 30 35 40 10 15 20 25 30 35 40 1.5 2
SNR(dB) SNR(dB)
1
1

(a) 𝑈𝐸 1 (b) 𝑈𝐸 2 0.5

0 0
10 15 20 25 30 35 40 10 15 20 25 30 35 40

Fig. 12: Achievable data rate performance of 𝑈𝐸 1 and 𝑈𝐸 2 SNR(dB) SNR(dB)

for downlink network. (a) 𝑈𝐸 1 (b) 𝑈𝐸 2


Fig. 14: Achievable data rate performance of 𝑈𝐸 1 and 𝑈𝐸 2
100 100 for uplink network.
Outage probability

Outage probability

100 100
Outage probability

Outage probability
10-1

10-1

10 15 20 25 30 35 40 10 15 20 25 30 35 40
SNR(dB) SNR(dB) 10-1

10-1

(a) 𝑈𝐸 1 (b) 𝑈𝐸 2
Fig. 13: Outage probability performance of 𝑈𝐸 1 and 𝑈𝐸 2 for 10 15 20 25
SNR(dB)
30 35 40 10 15 20 25
SNR(dB)
30 35 40

downlink network. (a) 𝑈𝐸 1 (b) 𝑈𝐸 2

Fig. 12 presents an achievable data rate performance com- Fig. 15: Outage probability performance of 𝑈𝐸 1 and 𝑈𝐸 2 for
parison between downlink IRS-assisted NOMA, IRS-assisted uplink network.
OMA, NOMA, and OMA for 𝑈𝐸 1 and 𝑈𝐸 2 . To simulate,
the achievable data rate, (20) and (21) have been considered Fig. 14 presents an achievable data rate performance com-
for 𝑈𝐸 1 and 𝑈𝐸 2 respectively. Fig. 12 shows that for all parison between uplink IRS-assisted NOMA, IRS-assisted
values of SNR, the IRS-assisted NOMA network outperforms OMA, NOMA, and OMA for 𝑈𝐸 1 and 𝑈𝐸 2 . Similarly,
the NOMA and OMA networks. From Fig. 12a, it has been Fig. 15 presents an outage probability performance compari-
observed that for 𝑈𝐸 1 , at a high value of SNR (above 30 dB son between uplink IRS-assisted NOMA, IRS-assisted OMA,
SNR for 𝐿 = 2 and above 24 dB SNR for 𝐿 = 4), the IRS- NOMA, and OMA for 𝑈𝐸 1 and 𝑈𝐸 2 . To simulate, the
assisted NOMA network is superior to the IRS-assisted OMA achievable data rate, (26) has been considered for both 𝑈𝐸 1
network. For smaller values of SNR, IRS-assisted OMA is and 𝑈𝐸 2 . Similarly, for the outage probability, (27) has been
slightly better than IRS-assisted NOMA. This is because, in considered for both 𝑈𝐸 1 and 𝑈𝐸 2 . From Fig. 14 and Fig. 15, it
the NOMA concept, BS sends the superimposed signal to 𝑈𝐸 1 has been observed that 𝑈𝐸 2 provides better performance than
and 𝑈𝐸 2 . The 𝑈𝐸 1 first decodes 𝑈𝐸 2 ’s signal, then subtracts 𝑈𝐸 1 , as in an uplink network, the BS first decodes the 𝑈𝐸 1 s’
𝑈𝐸 2 ’s from the received signal by SIC to detect its own signal, signal with the presence of 𝑈𝐸 2 s’ signal as interference. Then,
therefore, a high value of SNR is required for 𝑈𝐸 1 in IRS- to detect 𝑈𝐸 2 s’ signal, BS subtracts the 𝑈𝐸 1 s’ signal from
assisted NOMA networks. From Fig. 12b, it has been seen the received signal using SIC. Therefore, the performance of
that for 𝑈𝐸 2 at the low value of SNR (up to 32 dB SNR for 𝑈𝐸 2 is better as 𝑈𝐸 1 sufferers from interference. It has also
𝐿 = 2 and up to 28 dB SNR for 𝐿 = 4), the IRS-assisted been seen that for all values of SNR, the IRS-assisted NOMA
NOMA network outperforms the IRS-assisted OMA network. network is superior to NOMA and OMA networks. Further,
At higher values of SNR, the data rate of 𝑈𝐸 2 for the IRS- it has been observed that the uplink IRS-assisted NOMA
assisted NOMA network becomes constant since 𝑈𝐸 2 directly network provided better performances at low SNR as the
decodes its own signal with the presence of 𝑈𝐸 1 signal as uplink has limited power. From Fig. 14a, it has been seen that
interference. for 𝑈𝐸 1 , up to 25 dB SNR IRS-assisted NOMA outperforms
Fig. 13 presents an outage probability performance com- the IRS-assisted OMA network. Then, the data rate of 𝑈𝐸 1
parison between downlink IRS-assisted NOMA, IRS-assisted becomes constant due to the interference. However, for 𝑈𝐸 2

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13

as shown in Fig. 14b, it has been observed that IRS-assisted throughput and power consumption [149]. IRS does not need
NOMA outperforms the IRS-assisted OMA network. This is extra energy-consuming hardware, so the IRS is a promising
due to the non-availability of interference. solution to improve energy efficiency by increasing the data
It can be observed from Fig. 15a that up to 25 dB SNR rate at an equal/constant amount of energy consumption. IRS-
for 𝑈𝐸 1 , the IRS-assisted NOMA network is superior to the based networks can amplify and forward the signals without
IRS-assisted OMA network. Then, the outage probability of additional power amplifiers since they can modify the phase
𝑈𝐸 1 becomes constant. From Fig. 15b, it has been seen that shift of the reflected signal by reflecting components. An
for 𝑈𝐸 2 , the IRS-assisted NOMA network is superior to the improved energy efficiency method was suggested in [9] that
IRS-assisted OMA network. However, for 𝐿 = 4 after 38 dB met QoS requirements while phase shifts and transmission
SNR, the outage probability becomes constant. This is due to power were optimized. In the MISO network, to maximize
the limited power, which has been already discussed. energy efficiency, the separate data rate limitation and the total
transmission power cost were developed in [90]. In [103],
a centralized IRS-enabled NOMA-beamforming system was
B. The performance optimization
presented to optimize the active beamforming and power
In the NLoS region, the performance of the UEs inside a allocation coefficient of UEs at the transmitter in the first
network is degraded due to NLoS links from the BS to the stage and passive beamforming at IRS in the second stage to
UEs. The IRS can increase the channel gain to balance the data maximize the energy efficiency of the network. The formula
rate of all UEs. Ideally, UE fairness is increased, and channel for the MISO system’s energy efficiency maximization, which
gain is improved by NOMA and IRS, respectively. In future took into consideration each data rate constraint and the overall
wireless communication networks, power consumption, energy transmit power budget [90], is as follows
efficiency, and coverage area have been raised as the demand
𝐼
for higher data rates for massively connected devices in IoT Θ𝑚𝑎𝑥
𝑤1 𝑤2 P2 (28)
𝑖=1 ∥𝑤 𝑖 ∥ + 𝑃 𝑐
1 2
has increased. In this section, the performance optimization 𝜂
of the IRS-assisted NOMA network has been discussed based
where,
on green communication, power constraint, coverage exten-
𝐼 ≥𝐼 , 𝑖 = 1, 2
sion, sum rate maximization, beamforming optimization, and P𝑖2 𝑖,𝑚𝑖𝑛2
efficient resource allocation [84], [87], [97], [149]–[152]. 𝑖=1 ∥𝑤 𝑖 ∥ ≤ 𝑃𝑚𝑎𝑥 (29)
0 ≤ 𝜃 𝑙 ≤ 2Π, 𝑙 = 1, 2, ....𝐿

𝐼 = 𝐼1 + 𝐼2 , 𝐼𝑖,𝑚𝑖𝑛 = 𝑙𝑜𝑔2 1 + 𝛾𝑖,𝑚𝑖𝑛 , 𝛾𝑖,𝑚𝑖𝑛 = 2𝐼𝑖,𝑚𝑖𝑛 − 1
35
30
and 𝑃𝑐 = 𝑃 𝑑 + 𝑃0 . 𝑤 𝑖 represents the beamforming vector,
30
27 27 26 27

𝐼𝑖,𝑚𝑖𝑛 is the minimum data rate, 𝛾𝑖,𝑚𝑖𝑛 is the minimum SINR


25
No. of publications

21
20
for 𝑖 𝑡 ℎ 𝑈𝐸, 𝜂 represents the power amplifier efficiency with
14
15
12
10 10
𝜂𝜖 {0, 1}, 𝑃𝑐 is total transmit power, 𝑃 𝑑 is the dynamic
10
7 7
5
8
power consumption and 𝑃0 is the static power consumption.
Beamforming vector for the 𝑖 𝑡 ℎ 𝑈𝐸 is denoted by 𝑤 𝑖 , and the
5 3 3 4
1 1 2 1 2 2 3 1
0 1 0 0 1
0
Green Power constant Coverage Sum rate Beamforming Resource
phase shift range is specified by (28) and (29). The transmit
communication extension maximization optimization allocation
power is constrained to 𝑃𝑚𝑎𝑥.
2019 2020 2021 2022 2023
2) Power constraint: In future wireless networks, power
Fig. 16: The number of publications for different performance constraint frameworks are also important for reliable commu-
optimization of IRS-assisted NOMA as per Scopus database nication. Power optimization can be done by jointly optimizing
the transmit beamforming vectors 𝑤 𝑖,𝑘 at the BS and reflection
Due to the increasing popularity of the IRS, the number coefficient vector ∅ at the IRS. The IRS phase shift matrix is
of publications from 2019 to October 2023 based on the optimized to minimize the transmission power. To minimize
above parameters of IRS-assisted NOMA network is shown the transmit power, authors in [9], [85] optimized power
by the bar chart in Fig. 16. The graph of this network has usage issues and presented viable solutions. In a conventional
been represented concerning parameters green communication, communication scenario, it is challenging to guarantee quasi-
power constraint, coverage extension, sum rate maximization, degradation because the propagation environments determine
beamforming optimization, and efficient resource allocation. the channels and cannot be reconfigured. To overcome this dif-
From Fig. 16, it can be concluded that this network has become ficulty in [85], an IRS-assisted MISO-NOMA system was con-
an innovative and vital technique in wireless networks as well sidered, where the wireless channels can be effectively tuned,
as it will be one of the important topics for future research and to minimize transmission power, the beamforming vectors
problems. and the IRS phase shift matrix were optimized. Furthermore,
1) Green communication: Green communication is also the authors proposed an improved quasi-degradation condition
termed as energy efficient communication [9], [153]. Energy by using IRS, which can ensure that NOMA achieves the
efficiency measures how much data can be transported using a capacity region with high possibility. In [154], authors studied
given energy quantity. In IRS-based networks, an optimization an IRS-empowered NOMA network to minimize the total
method is important to achieve the highest energy efficiency transmit power by jointly optimizing the beamforming vectors
since this performance parameter is essential for balancing at the BS and phase shift matrix at IRS, where the IRS was

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14

capable of inducing desirable channel differences among the 5) Beamforming optimization: In 6G wireless communica-
users to enhance the performance of NOMA. To address the tion, the major criteria are sum rate maximization and reliable
unique challenges of highly coupled optimization variables and communication [160]. To meet the requirement, beamforming
non-convex quadratic constraints, the authors proposed an al- optimization is an important criterion. The transmit beam-
ternating difference-of-convex method to solve the non-convex forming, the jamming vector, and the IRS reflecting vector
bi-quadratically constrained quadratic problem. In [155], to are jointly optimized to maximize the sum rate of UEs, meet
solve the joint optimization problem of power control at UEs QoS, the IRS reflecting constraint, and the SIC decoding
and phase shift at IRS, the relationship was mentioned between condition. In [161], the authors maximized the minimum
the transmit power of each UE and the phase shift. Downlink achievable rate over all locations in a specific area by jointly
IRS-assisted NOMA system was considered in [156] to solve optimizing the transmit beamforming at the BS as well as the
the significant interference problem among UEs and reduce the placement and reflective beamforming at the IRS. In [162], the
transmit power consumption of the base station with target authors jointly optimized the transmit beamforming for both
QoS. In an IRS-assisted NOMA-based multi-cluster MISO the common and private messages at the AP of the system, the
network with transmission rate requirements at 2𝐾 UEs, the reflecting beamforming of the two IRS, as well as the power
total minimize power optimization problem was calculated splitting coefficients and the individual common rates of all
as [151] UEs to maximize the minimum achievable rate of all UEs and
𝐾 
X  minimum energy. In [151], the authors investigated a downlink
𝜙 𝑚𝑖𝑛
2 2
𝑤𝑖,𝑘 𝑤 𝑖,𝑐 + 𝑤 𝑖,𝑒 (30) MIMO-IRS-aided NOMA system to maximize the sum rate
𝑖=1 of all UEs by jointly optimizing the active beamforming at
the BS and the passive beamforming at the IRS, subject to
such that
SIC decoding rate constraints and IRS reflecting elements
√ constraints based on the characteristics of reflection amplitudes
 −𝑏 ± 𝑏 2 − 4𝑎𝑐
𝑙𝑜𝑔2 1 + 𝑚𝑖𝑛 𝛾𝑖,𝑐 ≥ 𝑟 𝑖,𝑐 ∀𝑖𝜖 𝐾 (31) and phase shifts of the ideal and non-ideal IRS. In [163],
2𝑎
an IRS-assisted downlink NOMA network was considered to
 enhance the total data rate of UEs. DRL was adopted to solve
𝑙𝑜𝑔2 1 + 𝑚𝑖𝑛 𝛾𝑖,𝑒 , 𝛾𝑖,𝑐 ≥ 𝑟 𝑖,𝑒 ∀𝑖𝜖 𝐾 (32) non-convex optimization problems to predict and optimally
tune the IRS phase shift matrices.
where, 𝛾𝑖,𝑐 and 𝛾𝑖,𝑒 represent SINR of central UE 𝑈𝑖,𝑐 and 6) Efficient resource utilization: Efficient resource utiliza-
cell edge UE 𝑈𝑖,𝑒 in the 𝑖 𝑡 ℎ cluster, respectively. 𝑟 𝑖,𝑐 and 𝑟 𝑖,𝑒 tion is the prime factor in future wireless communication
indicate target data rates of 𝑈𝑖,𝑐 and 𝑈𝑖,𝑒 respectively. networks. In [164], the authors proposed a framework for
3) Coverage extension: In conventional networks and resource allocation in multi-cell IRS-aided NOMA networks
higher bandwidth ranges of 5G and 6G networks, it is chal- to enhance wireless service. To maximize the achievable
lenging to guarantee that every device has uniform signal sum rate, the problem of joint UE association, subchannel
coverage [157]. IRS implementation at the boundary can assignment, power allocation, phase shift design, and decoding
boost communication, while NOMA offers more than one order determination were formulated. Also, at high frequen-
UE connectivity that successfully expands coverage area. To cies, achieving optimal beamforming is another task for IRS-
address the improving issues and to define the IRS stages for assisted NOMA networks. A novel IRS-assisted semi-grant-
optimizing the least UE’s SINR below an ideal linear precoder, free-NOMA transmission system was proposed in [165] to
the work in [157] suggested a projected gradient approach. satisfy the channel gain requirements for grant-based users
The IRS can act as a passive relay to send signals to UEs by and grant-free users (GFUs). The dynamic optimization on the
being placed at the cell boundary or close to the dead zone sub-carrier assignment, power allocation for roaming GFUs,
when the QoS of direct links between UEs and the BS are amplitude control, and phase shift design for reflecting ele-
unsatisfactory. ments of the IRS was formulated to maximize the long-term
4) Sum rate maximization: For reliable communication, data rate of all GFUs. In [166], a long short-term memory
sum rate maximization is an essential criterion for future wire- (LSTM)-based algorithm was first adopted for predicting UE
less communication [158]. Under individual power constraints mobility. Secondly, a K-means-based Gaussian mixture model
to increase the total data rate of UEs, the considered problem (K-GMM) algorithm was proposed for UE clustering. Thirdly,
requires joint power control at the UEs and beamforming a deep-Q-network (DQN)-based algorithm was invoked for
design at the IRS [159]. The sum rate of legitimate UEs jointly determining the phase shift matrix and power allocation
is maximized by optimizing the transmit beamforming, the policy to enhance the total data rate of UEs. The capacity and
jamming vector, and the IRS reflecting vector, satisfying the rate regions for both capacity-achieving NOMA and OMA
quality of service requirement, the IRS reflecting constraint transmission schemes were characterized in [167] by jointly
and the SIC decoding condition. In [87], the authors presented optimizing the IRS reflection matrix and wireless resource
an IRS-assisted uplink NOMA system to increase UE’s sum allocation under the constraints of a maximum number of
rate under individual power constraints. In [108], the authors IRS reconfiguration times. In [168], the authors optimized
designed a novel multi-IRS-assisted downlink NOMA network mobile terminals’ offloading delay and energy consumption
to enhance the system capacity and formulated the sum rate to realize the delay energy tradeoff in an IRS-assisted mobile
maximization problem by optimizing reflection coefficients. edge computing-NOMA network.

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C. PLS measures rank equal to the number of IRS unit cells. Then, four designs
Wireless communications are less secure than conventional of IRS training coefficients were considered to evaluate the
ones due to the broadcast nature of radio transmissions, and it corresponding uniqueness conditions of channel estimation,
is challenging to ensure a reasonable secrecy rate for the multi such as random, structured, grouping, and sparse patterns. The
UEs NOMA network as the low-quality channels exist from work in [181] implemented in double IRS-aided single UE-
a BS to some of the legitimate UEs compare to the wiretap single input multiple output systems for channel estimation
channel from the BS to the ED [169]. In NOMA networks, problems. It first calculated the linear minimum-mean square
IRS enhanced wireless communication safety, privacy, and error (MSE) channel estimates of all links, then optimized the
PLS [170]. PLS ensures that only legitimate UEs can success- parameters of both IRSs to reduce the channel estimation sum
fully decode the data, and PLS does not need secret keys and MSE and projected gradient descent framework, exploiting
complicated encryption processes [171]. From a theoretical channel spatial correlations as side information. On the other
point of view, by adding IRS and efficiently designing the hand, NOMA uses SIC to detect the signals at the perfect
passive beamforming, the UEs signals of the reflected and CSI, and signal detection can be easily implemented by using
direct paths were constructively added, but the eavesdropper SIC. Most of the works are based on the perfect CSI, while
(ED) signals were destructively added [172], [173]. The BS a few works are based on imperfect CSI was reported. The
received the signals from the two UEs via IRS, where the performance of the OMA and the NOMA system significantly
elements of the IRS were adjusted in such a way to ensure reduced in the presence of channel estimation error had been
that the signal connections of the UEs interfered completely presented in [182].
at the ED, but they did not at the BS [174].
IV. C HALLENGES OF IRS- ASSISTED NOMA
D. Channel estimation
The rewarding rise in network performance felicitated by
To detect signals, channel estimation is the most essential IRS-assisted NOMA also brought new difficulties and chal-
part of a wireless communication system for the IRS. IRS has lenging research issues. Therefore, this section highlights a
limited transmitting, receiving, and signal processing capabil- few challenges associated with IRS-assisted NOMA networks.
ities but it has a large number of elements as a result, channel
estimation is a challenging task for the IRS. IRS improved
the capacity and reliability of a wireless communication sys- A. Beamforming design
tem [175] by smartly reconfiguring the wireless propagation
environment, and to achieve this, the acquisition of CSI was In IRS-assisted NOMA networks, beamforming is another
important. Practically, it is difficult as neither transmit nor essential factor that depends on CSI to enable communica-
receive radio-frequency chains are present in IRS and have tion. Usually, codebook-based beamforming is considered to
limited signal processing capability. For IRS-aided multi-user minimize the training overhead and interference for reliable
systems, the existing channel estimation approach mainly communication. The codebook is updated based on the CSI
consists of three phases: the first phase denotes direct channels data in the codebook-based beamforming methods. In IRS-
from the BS to the UEs, the second phase represents the assisted NOMA networks, these methods cannot be performed
reflected link from the BS to a typical UE through the IRS, and efficiently due to the fluctuating CSI. Therefore, optimized
in the third phase, the reflected channels are estimated sequen- prediction techniques are desirable, which can predict the
tially based on the estimation results of the previous phases. future CSI depending on current codebook data. Further,
The channel estimation errors in the first and second phases jointly optimizing the active and passive beamforming in IRS-
will reduce the estimation performance in the second and assisted NOMA networks is challenging.
third phases for serious propagation error issues. This problem
can be solved by a 2-phase-channel-estimation strategy, which
B. Data transmission approaches
can reduce the adverse effects caused by error propagation
and increase the channel estimation performance. However, In an IRS-assisted NOMA network, a practical and syn-
in these networks, many RUs are required for channel esti- chronized data transmission approach is needed for the IRS
mation [176]. In the existing channel estimation approach of to send data to the active BS or the active UEs. The IRS
this network, only one unit is activated at a time, which can uses this data to estimate the channel. However, the passive
be done by an on/off switch. Such an on/off-based channel IRS requires extra energy to decode the data of active BS or
estimation scheme is more costly for a large number of RUs of active UEs. The energy-efficient data transmission approach
these networks. In [177], the authors produced a method that can be possible when it operates on low power. On the other
provided better performance than the on/off-based method. hand, this network has a user-based power allocation scheme at
The authors also designed some efficient signal processing the transmitter. However, a dynamic power allocation scheme
methods for channel estimation [178], [179].A novel twin IRS is needed to achieve the best performance, which is more
structure consisting of two IRS planes with a relative spatial costly. Therefore, the energy-efficient and power-efficient data
rotation was considered in [180]. The research work in [180], transmission approach is another challenging task for IRS-
training was transferred from UE to BS via IRS. It was a assisted NOMA networks to decode data of the BS or the
third-order canonical polyadic tensor with a maximum tensor UEs.

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C. Channel modeling networks. In [185], the authors presented that at least 112
IRS is generally made of a large number of reflecting units. RUs are needed to achieve 10−4 average bit error probability
BS models the user’s channel based on distances and path loss in the IRS-aided extended 𝜂 − 𝜇 fading model. Therefore, large
components of the users. In multi-IRS scenarios, BS accesses RUs-based IRS-assisted NOMA network design is challenging
more users at a time. The amplitude and phase, along with for cost-efficient wireless networks. Moreover, the design of
the number of RUs, are adapted as per the channel conditions. an active IRS is more difficult as an active IRS amplification
Moreover, in the presence of different fading effects and circuit is to be designed.
multipath propagation in dense networks, it becomes more
crucial. Therefore, channel modeling is quite challenging for G. Deployment
IRS-assisted NOMA networks. IRS-assisted NOMA networks can be used for coverage
extension, which totally relies on the deployment of the IRS
D. Multiple IRS assignments and the performance of the IRS. Therefore, deployment of the
IRS is becoming an essential and challenging task for these
In future wireless communication, IRS-assisted NOMA
networks. Further, multiple numbers of IRSs are required for
networks can be designed by distributed IRS with individual
wireless communication to enhance its performance. There-
RUs for more than one UE. In this scenario, controlling
fore, cost-efficient deployment of IRSs is necessary, which
each RU individually for distributed IRS will become another
is another challenging task for IRS-assisted NOMA networks.
challenging task for IRS controller. This will result in more
Moreover, the deployment of the IRS depends on other factors,
complex channel estimation, performance optimization, and
such as the size of the IRS and the place where the IRS is
time allocation to access more UEs in dynamic wireless
placed. With a large number of RUs, the size of the IRS
channels. On the other hand, in this network, each BS can in-
gradually increased. The optimal deployment of these IRSs
dividually adapt its operating parameters based on the channel
becomes difficult and complex.
condition. However, in wireless networks, the adaptability of
the IRS is adjustable and dynamic. Therefore, an IRS-assisted
V. A PPLICATIONS OF IRS- ASSISTED NOMA
NOMA network needs a joint control approach to access more
UEs simultaneously. In wireless communication, an IRS-assisted NOMA net-
work can be used for different scenarios. In this section, the
main applications of IRS-assisted NOMA are explained.
E. Phase control
In the IRS-assisted NOMA network, the phase of each A. Multi-antenna-based communication
RU of the IRS is coordinated for effective beam generation.
In wireless communication, multiple antennas can be used to
In [183], [184], flexible phase tuning is achieved by a large
get multiplexing gain, diversity gain, and antenna gain, which
number of RUs of the IRS, where each RU is shifted by a
enhances the bit rate, error performance, and SINR of wire-
limited phase shift. However, the flexibility of this network
less systems, respectively. However, multiple antenna-based
enhances the cost to cover more UEs. An efficient algorithm is
communication increases the complexity, size, and hardware
needed in dynamic wireless channels to control the phase shifts
cost. The IRS can overcome these as the IRS is a flexible and
of all RU. In this network, channel estimation and efficient
lightweight profile with low hardware costs. The IRS provides
phase control become difficult with the large size of RU of
smart wireless channels that can enhance the performance
the IRS. On the other hand, the phase shift of the RU of
of communication. IRS was added with the multi-antenna
the IRS is strongly connected with the BS. Therefore, it is a
system for reliable communication in [92], [186]–[188]. On
very challenging task for the IRS-assisted NOMA network to
the other, the IRS-assisted NOMA network can be used in
design an efficient phase control mechanism with the lowest
multi-antenna-based systems to achieve better performance.
adequate energy and communication costs.
In [189], a downlink IRS-aided NOMA network was proposed
for mm-wave massive MIMO with lens antenna array, i.e.,
F. Design IRS-aided mm-Wave beamspace NOMA to solve the power
In communication, the IRS is practically difficult to fabri- leakage problem in beamspace channel and the per antenna
cate since higher resolution RUs are needed to fabricate the power constraint. However, multi-antenna-based IRS-assisted
IRS. Therefore, more complex hardware designs are required NOMA networks suffer from interference. These networks
to fabricate an IRS-assisted network. Suppose, for one exam- are costly and difficult to manage. These are the challenging
ple, at least 4 PIN diodes are needed to activate 16 levels of tasks of multi-antenna-based IRS-assisted NOMA networks.
phase shifts of each RU, 𝑙𝑜𝑔2 16 = 4. This design is more Apart from these, there is not enough study being done based
complex and challenging because of the limited size capacity on these topics, such as modulation classification, channel
of the IRS. Along with this, to control these, the IRS controller estimation, and resource allocation for multi-antenna-based
also requires more controlling pins. In IRS, a multi-level phase IRS-assisted NOMA network, to maximize the performance of
can also be achieved using a single varactor diode, but a single users in multi-antenna-based IRS-assisted NOMA network and
varactor diode needs high biasing voltages, which is more to use multi-antenna-based IRS-assisted NOMA network for
expensive to fabricate. On the other hand, practically more green communication. These are some opportunities to move
RUs are needed to enhance the performance of IRS-assisted forward based on open research problems.

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B. UAV communication band-based NOMA systems can improve extensive connec-


Wireless communication systems accessed by UAVs offer tivity, spectrum efficiency, and higher average data rates. The
an efficient alternative and overcome the physical limitations energy-efficient resource allocation mechanism for THz-based
of conventional terrestrial wireless systems [190], [191]. In downlink NOMA systems was provided in [198]. On the other
particular, by taking the UAV’s high mobility, the communica- hand, IRS with THz-based communication created a smart ra-
tion performance can be enhanced by flying the UAV close to dio environment and specifically solved the problem in NLoS
the desired consumers. Additionally, as the UAV’s operational communication scenarios [199]. In [200], IRS and THz-based
height climbs, the likelihood that it will be able to see the communication was presented. Here, IRS and THz-based
intended ground UEs increases, making it easier to establish a communication produced a reconfigurable and programmable
reliable communication link. As a result, academia and indus- communication environment. NOMA-based IRS-assisted THz
try have given UAV-enabled wireless communications consid- communication network was investigated in [201], [202].
erable attention in which UAVs act as airborne relays [192] THz-based IRS-assisted NOMA networks enhance the multi-
and base stations [193]. As the UEs continuously travel, it is user performance. As a result, these networks suffer from
challenging for the UAV framework to adjust to their frequent multi-user interference, which is difficult to control. Also,
movement. Another challenge of the UAV framework is the these networks suffer from the loss of information during
battery capacity limits the performance of UAV frameworks. long-distance communications in dense networks, which are
To overcome these challenges, the IRS is used in UAV-based challenging tasks in THz-based IRS-assisted NOMA networks.
communication. A stable connection through UAVs and multi- In addition to these studies, the IRS with THz network using
UEs can be made possible by the IRS’s ability to change phase the NOMA framework has excellent research potential.
shifts. To maximize the possible rate of the UEs, the three-
sided UAV location, IRSs reflected rays, and UE connection D. MEC systems
must all be designed together. Additionally, extra channel MEC is a key technology in wireless communication. It
conditions and QoS-based decoding order design must be enhances computation capacity with minimum computing re-
considered to leverage the NOMA capabilities properly. This sources and low battery. It can also reduce energy use and
result is a challenging task to join NOMA, UAV location, operation delay time. However, in wireless communication,
and reflected waves of IRSs. These structural models were when a channel is not working properly, the advantages of
emphasized in [107] where the average total system energy MEC can not be harnessed. IRS-assisted NOMA can enhance
consumption was minimized by jointly designing the resource the channel performance in MEC, thus improving the energy
allocation strategy, the 3D trajectory of the UAV as well as and spectrum efficiency of the network. Therefore, IRS-
the phase control at the IRS. In [194], an IRS-based UAV- assisted NOMA is a key technology for the MEC network.
assisted MIMO-NOMA downlink network was designed to In [203], the authors proposed algorithms to minimize the
maximize the rate of the strong UE. In [195], the authors latency of the IRS-NOMA-MEC systems. In [204], the au-
present a review on IRS-assisted UAV communications, where thors proposed energy efficiency-based algorithms for IRS-
IRS-assisted UAV communications provided limited outcomes assisted NOMA-aided MEC systems. In [205], the authors
as IRS-assisted NOMA-based UAV communication has not derived the user’s outage probability expression to present the
been considered to improve the performance of wireless efficacy of the IRS-aided cooperative NOMA-MEC system.
communication. However, IRS-assisted NOMA-based UAV In [102], the authors jointly optimized power, frequency,
networks suffer from channel estimation problems, high power beamforming, and phase shift matrix efficiency to maximize
consumption, varying locations, and dynamic environments. the energy efficiency of the IRS-assisted NOMA-based MEC
These are the challenging tasks in IRS-assisted NOMA-based networks. However, IRS-assisted NOMA-based MEC systems
UAV networks. Currently, there are limited studies being done are impacted by phase control problems of IRS, beamforming
on this. designing problems, and imperfect SIC of NOMA networks.
However, there isn’t enough study being done on IRS-assisted
C. THz communication NOMA-based MEC systems, such as sum rate maximization,
energy consumption minimization, channel estimation, and
Research in academia has shown a lot of interest in the
resource allocation of the IRS-assisted NOMA-based MEC
THz range due to its wide bandwidth. The usable bandwidth
systems. These are possibilities for advancement, according
of the THz band is significantly larger than that of mm-
to unresolved research issues.
wave communications [196] in the frequency range of 0.1
THz to 10 THz with a narrow beam. Additionally, the 6G
mobile communication networks were built based on the THz E. D2D communication
communications [197]. The challenge of the THz band is In communication, D2D is a promising technology. It can
that it covers a small area. As a result, there will be a enhance spectrum efficiency, enhance network connectivity,
significant transmission load and a large energy consumption. and minimize the latency of the communication [206]–[208].
Also, due to high frequencies, a small number of possible However, in D2D communication, the co-channel interfer-
propagation channels decreases the identification and detection ence is increased due to many D2D equipment. Therefore,
efficiency. These challenges can be controlled by using IRS to overcome the above problem, NOMA can be applied in
and NOMA in THz band-based communication. The THz D2D communication to minimize the interference by SIC.

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18

Moreover, NOMA-based D2D communication also enhances this network is expected to improve with ML or DL-based
the security and spectrum efficiency of the network [209]. algorithms.
The important issue in D2D communication is the direct link
between the transmitter and receiver, which is blocked by B. PLS
obstacles. This challenge can be solved by the IRS [210].
In wireless communication, due to the broadcast nature of
In [211], the authors proposed a resource allocation approach
wireless transmission, the issue of PLS attracted widespread
for IRS-assisted NOMA-based D2D communication. In [212],
interest [217], [218]. The challenges of PLS for massive
the authors derived the achievable rates and outage prob-
MIMO techniques, millimeter-wave (mm-wave) systems, and
abilities performance of users in IRS-aided NOMA-based
heterogeneous networks were explored in [219] along with its
D2D communication. However, IRS-assisted NOMA-based
benefits and drawbacks. In the literature [171], [220]–[222],
D2D communication also suffers from the channel estimation
several articles on PLS for NOMA networks were presented
problem, phase control by multiple IRS, and PLS, which
and [223]–[226] described the PLS for IRS networks. This
are challenging tasks in these networks. Along with these
also raises an important problem for IRS and NOMA networks
studies, the IRS-assisted NOMA-based D2D communication
to achieve secure transmission. The PLS of the downlink in
has great research capabilities. In the NLoS area, to enhance
IRS with NOMA networks were presented in [227], where
the performance of UEs, IRS-assisted NOMA-based D2D
an ED was presented, and an IRS was deployed to enhance
communication can be considered.
the quality of the UE. An IRS-based PLS mechanism was
proposed in [228], which mitigated the information leakage
VI. F UTURE DIRECTIONS OF IRS- ASSISTED NOMA risk inherent in NOMA. The IRS-assisted NOMA networks are
This section elaborates on a few significant research areas still in the early stages of ensuring confidentiality, such as en-
that can be taken to reveal outstanding potential advantages of hancing PLS for IRS-assisted NOMA networks in mm-wave,
IRS-assisted NOMA network. This section elaborates on a few securing massive IRS-assisted MIMO-NOMA networks with
significant future directions of IRS-assisted NOMA networks artificial noise, and PLS of IRS-assisted MIMO-NOMA-based
for wireless communication. cognitive radio network over imperfect CSI, etc. However, PLS
is more difficult for imperfect SIC-based IRS-assisted NOMA
A. ML and DL-based techniques networks. Further, managing the interference in these networks
is another problem that is increased by the co-channel interfer-
The RUs of IRS are optimized according to the channel
ence. Therefore, there are ample opportunities to implement
condition as a result, the performance of UEs is improved.
several security techniques in IRS-assisted NOMA networks.
The conventional optimization techniques are very complex
as the number of RUs of the IRS is large. To overcome the
above problem, ML-based optimization techniques are being C. Contrasting IRS-assisted OMA and NOMA
considered. Several research works such [213]–[215] are avail- In [132], the performance of IRS-assisted OMA and NOMA
able on different ML and DL-based techniques for optimizing downlink communication systems was proposed, where trans-
the different coefficients of IRS to improve the performance. mit power minimization problems were formulated for discrete
In [166], an LSTM algorithm was adopted for predicting the unit-modulus reflection constraints on each RU. To enhance
mobility of UEs, a K-GMM algorithm was proposed for UE the coverage of a cell edge UE device and BS, IRS-aided
clustering, and a DQN-based algorithm was invoked for jointly NOMA and OMA networks for both downlink and uplink
determining the phase shift matrix and power allocation policy scenarios were studied in [229]. The achievable data rate
to maximize the sum rate for UEs in the IRS with NOMA and outage probability performance of IRS-assisted OMA
networks. In [216], a long-term the stochastic optimization and IRS-assisted NOMA networks have been presented in
problem was formulated, which involved a joint optimization section III-A. Here, the fixed amplitude of RUs and the
of NOMA UE partitioning and IRS phase shifting to maximize optimized phases of RUs have been considered. Therefore,
the sum data rate of the mobile UEs in NOMA downlink in IRS-assisted OMA and NOMA networks, the optimized
networks. Additionally, other learning-based techniques can amplitude of RUs can be considered in the future. The other
be investigated to create effective, low-complexity methods to performance, such as BER, throughput, and fair ratio, can
enhance the performance of the IRS so that the research field be considered in the future. Further, IRS-assisted NOMA
becomes potentially fruitful. However, in ML and DL-based and IRS-assisted OMA can be differentiated by explaining
algorithms, large data sets are needed to perform the operation, beamforming structure, signal detection technique, modulation
but in wireless communication, a small data set is generated as classification, and hardware structure. So, future research is
it is uncertain. Therefore, designing ML and DL-based tech- needed to explore the potential of these techniques.
niques in IRS-assisted NOMA networks is a challenging task In wireless communication, obstacles enhance the shadow
in future wireless communication. FPGA may be programmed area. Therefore, to cover the shadow area and to enhance users’
through ML or DL methods in future studies. Furthermore, performance under this, the IRS is being employed. The IRS-
modulation classification may be carried out based on ML assisted NOMA network is a recent paradigm in 6G wireless
or DL concepts for IRS-assisted NOMA networks. ML-based communication to achieve these goals. This paper presented a
methods such as transfer learning, Q-learning, and federated comprehensive survey on IRS-assisted NOMA networks. Here,
learning mechanisms may be employed. The performance of the basic concept and importance of the IRS-assisted NOMA

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19

in wireless communication have been explained. Along with [3] M. A. Khan, N. Kumar, S. A. H. Mohsan, W. U. Khan, M. M.
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