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Ultrasonics Sonochemistry xxx (2014) xxx–xxx

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Ultrasonics Sonochemistry
journal homepage: www.elsevier.com/locate/ultson

Effect of power ultrasound application on aqueous extraction of phenolic


compounds and antioxidant capacity from grape pomace
(Vitis vinifera L.): Experimental kinetics and modeling
M.R. González-Centeno ⇑, F. Comas-Serra, A. Femenia, C. Rosselló, S. Simal
Department of Chemistry, Universitat de les Illes Balears, Ctra Valldemossa, Km 7.5, 07122 Palma de Mallorca, Spain

a r t i c l e i n f o a b s t r a c t

Article history: The kinetics of both conventional (mechanical stirring, 200 rpm) and acoustic (55 ± 5 kHz, 435 ± 5 W/L)
Received 6 March 2014 aqueous extraction of total phenolic content and antioxidant capacity from grape pomace by-products
Received in revised form 14 May 2014 (Vitis vinifera L.) have been experimentally evaluated and modeled at different extraction temperatures
Accepted 30 May 2014
(20, 35 and 50 °C). A gradual and significant increase of total phenolic content and antioxidant capacity
Available online xxxx
of the extracts was observed as the temperature increased, the highest values being obtained in the case
of the extraction assisted acoustically. According to the results, the acoustic assistance of the extraction
Keywords:
process led to aqueous extracts with phenolic and antioxidant characteristics similar to those obtained
Grape pomace
Winery by-products
with mechanical stirring, working under lower temperature conditions and during less operating time.
Ultrasound-assisted extraction Specifically, the conventional extraction of total phenolics at 35 and 50 °C did not differ significantly from
Weibull model extractions assisted with power ultrasound at 20 and 35 °C, respectively; and the acoustic process
Total phenolic content required approximately 3, 4 and 8 times less time, at 20, 35 and 50 °C, than the conventional extraction
Antioxidant capacity to obtain extracts with similar characteristics. The extraction curves obtained for total phenolic content
and antioxidant capacity, measured by the ABTS and FRAP methods, were properly represented by a
modified Weibull model for both conventional and acoustic extractions within the temperature range
20–50 °C, presenting an average percentage of explained variance P 97.9%, and an average mean relative
error 6 7.0%. A high correlation (r2 P 0.992) was observed between the experimental and simulated
values for all the quality attributes in study.
Ó 2014 Elsevier B.V. All rights reserved.

1. Introduction makes conventional extraction unsuitable for industrial applica-


tion due to long operating times, high energy demand and elevated
Nowadays, interest in the use of plant materials as a potential solvent consumption [3,4].
source of bioactive compounds is mainly focused on (i) providing Over the past few decades, intensive research in this field has
for their increasing demand from the food, cosmetics and pharma- enabled the development of more efficient and environmentally
ceutical industries; and (ii) upgrading the large quantity of agricul- friendly extraction techniques. Among them, ultrasound-assisted
tural by-products generated annually [1]. Specifically, grape extraction may be one of the most widely explored on both a lab-
pomace has gained on attention over the last few years, as a waste oratory and an industrial scale, due probably to the relatively inex-
by-product leftover from winemaking process which still contains pensive equipment, simple operation and high efficiency derived
significant amounts of phenolics and antioxidants when discarded. from the mechanical effects induced in the material to which they
Within this context, the solid–liquid extraction, as a mass transfer are being applied [5]. Ultrasonic enhancement of the solid–liquid
process of the target compounds from the plant material to a par- extraction is mainly attributed to the phenomenon of acoustic cav-
ticular solvent, plays a key role in the recovery of those phenolics itation, consisting of the formation, growth and implosive collapse
and antioxidants retained in the vegetable matrix [2]. However, of microbubbles inside the liquid phase submitted to power ultra-
the natural resistance of the plant structure to solvent penetration sound application [6]. According to Mason et al. [7], there are three
interconnected mechanisms through which power ultrasound
increase the efficiency of the extraction process by providing better
⇑ Corresponding author. Tel.: +34 971259599; fax: +34 971173426. mass transfer: (i) breakdown of plant cells via the formation of
E-mail address: reyes.gonzalez.centeno@gmail.com (M.R. González-Centeno).

http://dx.doi.org/10.1016/j.ultsonch.2014.05.027
1350-4177/Ó 2014 Elsevier B.V. All rights reserved.

Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
2 M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx

Nomenclature

a parameter of Eq. (6) (1/K) TE trolox equivalent


AG agitation or mechanical stirring TP total phenolic content (mg GAE/100 g dm)
C extraction yield (mg/100 g dm) US power Ultrasound
C0 initial extraction yield (mg/100 g dm) VAR percentage of explained variance (%)
Ceq equilibrium extraction yield (mg/100 g dm) Xcalc calculated value Eq. (4)
C eq0 parameter of Eq. (6) (mg/100 g dm) Xexp experimental value Eq. (4)
Cp specific heat capacity of the solvent (J/kg °C)
CI confidence interval Greek symbols
dm dry matter basis a kinetic reaction constant (Weibull model, Eqs. (2) and
Ea activation energy (J/mol) (3) (s)
GAE gallic acid equivalent a0 pre-exponential factor Eq. (3) (s)
m solvent mass (kg) b shape parameter of the Weibull model Eqs. (2) and (7)
MRE mean relative error (%) b0 empirical parameter of Eqs. (7) and (8)
n Number of experimental data Eq. (4) b0a empirical parameter of Eq. (8)
P ultrasonic power (W) b0b empirical parameter of Eq. (8) (K1)
R universal gas constant (8.31 J/mol K) b1 empirical parameter of Eqs. (7) and (9) (s1)
Scalc standard deviation of the calculated values Eq. (5) b1a empirical parameter of Eq. (9) (s1)
Sexp standard deviation of the experimental values Eq. (5) b1b empirical parameter of Eq. (9) (K1)
SE standard error
t Time (s)
T absolute temperature (K)

microjets due to asymmetrical bubble collapse near a solid surface, 2. Materials and methods
which increases the permeability of the plant tissue and releases
the intracellular material; (ii) improved analytes solubility and 2.1. Samples
solvent penetration, caused by the localized increase in tempera-
ture and pressure at the zone of the bubble implosion; and (iii) The raw material consisted of grape pomace from Syrah red
enhanced diffusion as a consequence of the microstreaming grape variety (Vitis vinifera), provided by Ca’n Majoral winery
generated by ultrasound. (Mallorca, Balearic Islands, Spain) during the 2011 harvest.
In any case, extraction rates of the target compounds will Samples, consisting of skins and seeds together, were obtained
depend on the effect of the different operating experimental after pressing the grape and macerating for 2 weeks at 25 °C. Grape
conditions, there being a renewed interest in optimizing all these pomace samples presented a ratio seeds/skins of 0.2 and a mois-
process variables to the best utilization of energy, time, raw mate- ture content, determined according to the AOAC official method
rial and/or solvent [8]. From a food engineering point of view, [11], of 1.18 g H2O/g dm. Samples were stored vacuum-packed at
mathematical modeling has been widely used for this purpose in 80 °C until further processing and analysis.
the last decades, since it provides a quick and inexpensive determi-
nation of the effects of the experimental conditions on the outcome
of the extraction process. Analyses of the kinetic parameters and 2.2. Conventional and acoustic extraction procedures
their dependence on the operating conditions have led to a
better understanding of the mass transfer mechanism, facilitating Before extraction, grape pomace samples were sieved to a par-
the design, simulation, optimization and control of industrial ticle size of 5 ± 1 mm. Water was used as extraction solvent at a
processes [9]. ratio of 1:20 (w/v, g/mL) with a total extraction volume of
Kinetic models of solid–liquid extraction may be based on 200 mL. Extractions were performed in a vessel with a double glass
either phenomenological or empirical equations. The latter, formu- layer to control temperature throughout the process. For this pur-
lated from experimental data, attempt to determine the relevant pose, a peristaltic pump (VitaTech 600, Vitakraft, Germany) recir-
variables of the process and the relationships among them. culated a 50% (v/v) ethylene glycol solution from the cooling
Although they do not physically explain the extraction process, reservoir, equipped with a chiller unit (Frigedor, J.P. Selecta, Spain),
the empirical models may indeed be very useful for certain indus- through the jacketed extraction vessel. The experimental setup
trial applications or for simplifying the study of complex systems, used to carry out the extraction experiments is shown in Fig. S1.
hard to formulate and/or solve by phenomenological models [10]. Both conventional and ultrasound-assisted extractions were
Such is the case of the extraction of bioactive compounds from performed and compared at three different temperatures
plant materials, due to the heterogeneity of the samples and the (20 ± 2 °C, 35 ± 3 °C and 50 ± 4 °C). Conventional extractions (AG
multicomponent complexity of the mass transfer mechanism. experiments) were conducted with mechanical agitation. Specifi-
Thus, the main aim of the present research was to investigate cally, a stirrer (RZR 2021, Heidolph, Germany) equipped with a
the effect of both temperature and presence (or not) of power 4-blade propeller (50 mm diameter, 200 rpm), and placed at the
ultrasound on the extraction rate of phenolics and antioxidant central point of the total extraction volume (X = 2.4 cm from both
capacity from grape pomace by-products. Furthermore, this study the liquid interface and the bottom of the jacketed vessel), was
aimed at proposing an empirical model to simulate the extraction used. For the extractions with acoustic assistance (US experi-
kinetics of both acoustic and agitation experiments, that properly ments), the mechanical stirring was replaced by an ultrasonic
relates changes in phenolic and antioxidant capacity of the aque- device consisting of a probe system (UP400S, Hielscher Ultrasound
ous extracts to the ultrasonic field, operating temperature and Technology, Germany) working at 55 ± 5 kHz of acoustic fre-
extraction time variables. quency, 435 ± 5 W/L of acoustic power density, 22.9 ± 0.1 W/cm2
Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx 3

of ultrasonic intensity and cycles of 0.5 s. The sonotrode or The terms a, Ceq and b were the fitting parameters of the model.
ultrasonic emitter, with 3.8 cm2 of emitter surface, was immersed In general, the parameter a is interpreted as a kinetic reaction con-
Y = 1.3 cm into the extraction solution (Fig. S1). Four replicates stant, dependent on the temperature according to an Arrhenius
were carried out for each temperature and type of extraction. type equation Eq. (3):
Extract aliquots (1 mL) were taken at 2.5, 5, 7.5, 10, 12.5, 15, 20, Ea

25, 30, 40, 50 and 60 min, filtered (RC-membrane, 0.45 lm, a ¼ a0  eð RT Þ ð3Þ
Sartorius Stedim Biotech GmbH, Germany) and stored in For each quality attribute of the grape pomace extracts (TP,
eppendorfs at 4 °C until the total phenolic and antioxidant capacity ABTS and FRAP), all the experimental data at different extraction
analyses were performed the same day as the extraction times and temperatures were simultaneously used to carry out
experiment. the identification of the extraction kinetic parameters of the
Weibull model. The initial values were easily established by using
2.3. Characterization of the acoustic field linearization methods.

Prior to the ultrasonic extraction experiments, a calorimetric 2.6. Statistical analysis


approach was used out to measure the effective ultrasonic power
transferred into the medium, in accordance with the procedure All the experimental results represent the mean value and stan-
described by González-Centeno et al. [12] in the absence of sample dard deviation from at least four replicates. The identification of
and without thermostating the system. Briefly, the temperature of the Weibull parameters was carried out by using the ‘nlinfit’ func-
the solvent was logged every second for the first 5 min of ultra- tion of the optimization toolbox of Matlab 7.5 (The MathWorks
sound application by using two K-type thermocouple probes con- Inc., USA) which estimates the coefficients of a nonlinear regres-
nected to a data acquisition equipment HP 34970A Data Logger sion function and the residuals using least squares. To determine
(Hewlett-Packard, Spain). The experimental temperature rise, the 95% confidence intervals and the standard error of the esti-
caused by the dissipation of the acoustic waves, was used to calcu- mated parameters, the ‘nlparci’ function and the covariance matrix
late the effective ultrasonic power applied (P) as expressed in Eq. were used, respectively.
(1). The ultrasonic power was measured in triplicate for the acous- The mean relative error (MRE) Eq. (4) and the percentage of
tic conditions applied: explained variance (VAR) Eq. (5), estimated by the comparison of
dT experimental and simulated data, were calculated to statistically
PðWÞ ¼ m  C p  ð1Þ evaluate the accuracy of the proposed mathematical models to
dt
simulate the extraction kinetics.
Acoustic power density (W/L) was calculated as the ratio n 
X 
jX exp X calc j
between the ultrasonic power applied (P) and the total extraction X exp
volume, whereas acoustic intensity (W/cm2) was mathematically i¼1
MRE ¼  100 ð4Þ
determined as the ratio between the ultrasonic power applied n
and the emitter surface of the probe system.  
Sexp
VAR ¼ 1  100 ð5Þ
2.4. Determination of total phenolic content and antioxidant capacity Scalc
The normality of the residuals frequency distribution of each
Total phenolic content and antioxidant capacity were the qual- quality attribute of the grape pomace extracts was tested by using
ity attributes evaluated on the grape pomace extracts. No dilution the Shapiro test at the 5% significance level.
was conducted for the measurements. The total phenolic content
(TP) was spectrophotometrically evaluated by means of the Folin
3. Results and discussion
Ciocalteu method in accordance with González-Centeno et al.
[13]. Results, expressed as mg of gallic acid equivalent (GAE) per
3.1. Conventional and acoustic extraction kinetics
100 g of grape pomace sample (on a dry matter basis, dm), were
a mean of six determinations.
Experimental results for the extraction kinetics of the total phe-
As no single method is able to totally assess the antioxidant
nolic content from grape pomace at different temperatures, with
capacity of a sample, two different spectrophotometric assays were
mechanical stirring (20 °C AG, 35 °C AG and 50 °C AG) and with
used: ABTS and FRAP. The antioxidant capacity of the grape
acoustic assistance (20 °C US, 35 °C US and 50 °C US), are depicted
pomace extracts was determined according to the procedures
in Fig. 1A. The corresponding experimental extraction curves for
previously described by González-Centeno et al. [13]. Results were
the antioxidant capacity of the extracts, according to the ABTS
expressed as mg of trolox equivalent (TE) per 100 g of grape
and FRAP assays, are also shown (Fig. 1B and C). Data from both
pomace sample (dm).
antioxidant capacity methods revealed a high, significant and posi-
tive correlation (r P 0.97, p < 0.05).
2.5. Mathematical modeling
A gradual and significant increase of the phenolic content and
antioxidant capacity of the extracts as the temperature increased,
A mathematical model was proposed with the aim of establish-
was observed throughout the extraction process, the highest val-
ing a methodology to analyze the mass transfer process during the
ues being obtained when the extraction was acoustically assisted.
conventional and ultrasonic-assisted extraction of bioactive com-
Regardless of the kind of extraction, this temperature effect on
pounds from grape pomace. The extraction kinetics of phenolic
the extraction efficiency is due to the enhanced solubility of ana-
compounds and the antioxidant capacity of the extracts, according
lytes within the extraction solvent and their improved diffusion
to both ABTS and FRAP methods, were mathematically described
rate from the solid matrix as temperature increases [14,15]. Thus,
by using the Weibull model Eq. (2):
the yields of phenolic content and antioxidant capacity of the
C  C eq extracts obtained from the AG extraction process performed at
t b
¼ e½ðaÞ  ð2Þ 20 °C, were the lowest among all the experimental conditions
C 0  C eq
tested (p < 0.05). Specifically, after 1 h of extraction at this
Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
4 M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx

A 800

20 ºC AG

TP (mg GAE/100 g dm)


600
35 ºC AG
50 ºC AG
400
20 ºC US
35 ºC US
200
50 ºC US

0
0 1000 2000 3000 4000
t (s)

B 800

20 ºC AG
ABTS (mg TE/100 g dm)

600
35 ºC AG

50 ºC AG
400
20 ºC US

35 ºC US
200
50 ºC US

0
0 1000 2000 3000 4000
t (s)

C 800
FRAP (mg TE/100 g dm)

20 ºC AG
600
35 ºC AG
50 ºC AG
400
20 ºC US
35 ºC US
200 50 ºC US

0
0 1000 2000 3000 4000
t (s)

Fig. 1. Experimental extraction curves of grape pomace at different temperatures under agitation (20 °C AG, 35 °C AG, 50 °C AG) and acoustic (20 °C US, 35 °C US, 50 °C US)
conditions, for total phenolic content (A) and antioxidant capacity according to ABTS (B) and FRAP (C) assays.

temperature, total phenolic content was 230.1 ± 24.6 mg GAE/ When calculating the ratio between the experimental results
100 g dm and antioxidant capacity, 278.7 ± 39.6 mg TE/100 g dm obtained in the acoustic extraction and those resulting from the
and 180.3 ± 29.4 mg TE/100 g dm, assessed by ABTS and FRAP conventional process at the same temperature, it was observed
methods, respectively. that, regardless of the extraction time considered, ultrasound assis-
Meanwhile, the greatest quality attributes were obtained after tance allowed to obtain extracts with higher total phenolic content
1 h of acoustic extraction at 50 °C. Specifically, the total phenolic and antioxidant capacity than the AG experiments (ratio > 1.0).
content of the extracts was around 3.3-fold higher (770.9 ± This phenomenon was especially accentuated in the first few min-
77.5 mg GAE/100 g dm) than in conventional extraction at 20 °C. In utes of the extraction process (Fig. 1). Specifically, for the temper-
regard to the antioxidant capacity, it was nearly 2.5 (705.9 ± ature range from 20 to 50 °C and 2.5 min of extraction time, the
41.7 mg TE/100 g dm) and 4.0-fold higher (722.4 ± 41.0 mg TE/ acoustic extraction rate was from 2.3 to 3.0-fold higher than the
100 g dm), for ABTS and FRAP measurements, respectively. conventional one for the total phenolic content, from 2.1 to

Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx 5

500 700
Confidence intervals (95%) Confidence intervals (95%)
Prediction limits (95%) Prediction limits (95%)
Mathematical adjustment Mathematical adjustment

ABTScalc (mg TE/100 g dm)


375 525
TPcalc (mg GAE/100 g dm)

20 ºC AG
20 ºC AG
35 ºC AG
35 ºC AG
50 ºC AG
50 ºC AG
250 350

125 175

A A
0 0
0 125 250 375 500 0 175 350 525 700
TPexp (mg GAE/100 g dm) ABTSexp (mg TE/100 g dm)

800 800
Confidence intervals (95%) Confidence intervals (95%)
Prediction limits (95%) Prediction limits (95%)
Mathematical adjustment Mathematical adjustment
ABTScalc (mg TE/100 g dm)
TPcalc (mg GAE/100 g dm)

20 ºC US 20 ºC US
550 550
35 ºC US 35 ºC US
50 ºC US 50 ºC US

300 300

B B
50 50
50 300 550 800 50 300 550 800
ABTSexp (mg TE/100 g dm)
TPexp (mg GAE/100 g dm)
Fig. 3. Simulated vs. experimental antioxidant capacity of the extracts (ABTS assay),
Fig. 2. Simulated vs. experimental total phenolic content (TP) of the extracts, for for experiments carried out with agitation (A) and with the application of
experiments carried out with agitation (A) and with the application of ultrasound
ultrasound (B) at different temperatures.
(B) at different temperatures.

2.4-fold higher for the antioxidant capacity evaluated by the ABTS 1.3-fold greater concentrations for the acoustic experiments, with
assay, and from 2.2 to 3.4-fold higher, when analyzed by the FRAP regard to the phenolic, proanthocyanidins and flavan-3-ols content
method. of apple pomace extracts. And, among others, Ahmad-Qasem et al.
Although being lower than that observed in the present [5] described a significant effect of US (260 ± 6 W/L, with an
research, important improvements of the extraction process by ultrasonic probe of 3.8 cm2 of emitter surface) on the extraction
the application of US have been previously described in the litera- rate of total phenolics from olive leaves, with a 1.9-fold higher
ture. For example, Corrales et al. [16] reported the enhancing US value than conventional extraction (with mechanical stirring,
effect (35 kHz, with an ultrasonic bath) on the extraction of total 170 rpm).
phenolics and on the antioxidant capacity of the extracts from According to the experimental extraction curves, conventional
red grape peels in comparison with the conventional extraction extraction of total phenolics at 35 and 50 °C did not differ signifi-
(with mechanical stirring, no specified conditions), achieving 1.8 cantly (p > 0.05) from ultrasound-assisted extractions performed
and 1.6-fold higher concentrations, respectively. Khan et al. [17] at 20 and 35 °C, respectively (Fig. 1A). These phenomena reveal
observed an increase of 30–40% of the total phenolic content and that acoustic assistance of the extraction allows working at lower
antioxidant capacity of extracts from orange peels when working temperatures than the conventional process without reducing
with US (25 kHz, 90 W, with an ultrasonic transducer plate). Virot the extraction rate or even improving it, as previously reported
et al. [18] also compared ultrasound-assisted extraction (25 kHz, by other authors [4,7]. According to the literature, Cho et al. [19]
150 W, with an ultrasonic bath) and conventional extraction (with observed that only 1 min of acoustic extraction (47 kHz, 14 W/L,
mechanical stirring, no specified conditions), reporting 1.2, 1.4 and with an ultrasonic bath) at room temperature (not specified) led
Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
6 M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx

600 et al. [17] observed that the acoustic extraction (25 kHz, 90 W,
Confidence intervals (95%) with an ultrasonic transducer plate) of phenolics from orange peels
Prediction limits (95%) during 10 min, achieved extracts with the same concentration as
the Soxhlet process in 60 min. Meanwhile, Virot et al. [18] obtained
Mathematical adjustment
similar phenolic recoveries from apple pomace with acoustic
FRAPcalc (mg TE/100 g dm)

450 20 ºC AG (25 kHz, 150 W, with an ultrasonic bath) and conventional extrac-
35 ºC AG tion (with mechanical stirring, no specified conditions), by using
50 ºC AG 2.3 times less time at the ultrasonic experiments. Chittapalo
et al. [21] concluded that the application of US (20 kHz,
300 400–1000 W/L, with an ultrasonic probe) reduced from 120 (con-
ventional extraction) to 10 min, the time required for protein
extraction from rice bran, using distilled water at pH of 11 as
solvent.
150
3.2. Mathematical modeling

A The Weibull model was used to mathematically describe the


0 aqueous conventional extraction of phenolic compounds from
0 150 300 450 600 grape pomace and the antioxidant capacity of the extracts at differ-
FRAPexp (mg TE/100 g dm) ent operating temperatures. This model was also applied to the
acoustic experiments.
By using the experimental results obtained at different extrac-
800 tion times and considering the initial extraction yield equal to zero
Confidence intervals (95%) (C0 = 0) in all cases, the parameters a, b and Ceq of the kinetic mod-
els were identified for each tested extraction condition and quality
Prediction limits (95%)
attribute of the grape pomace extracts.
Mathematical adjustment Once the three parameters were identified for each experiment,
FRAPcalc (mg TE/100 g dm)

600
20 ºC US it was confirmed that a followed an Arrhenius-type relationship
35 ºC US
with the extraction temperature, as previously proposed in the lit-
erature [22]. It was also observed that, in both conventional and
50 ºC US acoustic experiments, extraction yield in the equilibrium (Ceq) var-
400 ied linearly with the operating temperature (K). To illustrate this
effect, the proposed equation was as follows Eq. (6), considering
C eq0 and a as constants:

C eq ¼ C eq0 þ aT ð6Þ
200
On the other hand, the b parameter showed two different
behaviors depending on the type of extraction. When modeling
the extraction curves obtained under the conventional conditions,
B b remained almost constant and independent of the operating tem-
0
0 200 400 600 800 perature. Thus, in this case, for the extraction kinetics of each qual-
FRAPexp (mg TE/100 g dm) ity attribute of the grape pomace extracts, five parameters were
simultaneously identified (C eq0 , a, a0, Ea, b) by using all the exper-
Fig. 4. Simulated vs. experimental antioxidant capacity of the extracts (FRAP assay), imental results obtained at different extraction times and temper-
for experiments carried out with agitation (A) and with the application of atures (20, 35 and 50 °C).
ultrasound (B) at different temperatures. However, b exhibited a clear dependence on both the extraction
time and the temperature of the process in the acoustic experi-
ments. This behavior was represented by Eqs. (7)–(9), considering
to the recovery of the same amounts of resveratrol from grape
b0a , b0b , b1a and b1b as constants:
stems as 30 min of conventional extraction (with mechanical
stirring, no specified conditions) at 60 °C, by using EtOH:H2O b ¼ b0 eðb1 tÞ ð7Þ
(80:20, v/v) as extraction solvent.
Furthermore, as observed in Fig. 1, US application also led to a b0 ¼ b0a þ b0b T ð8Þ
significant reduction of the extraction time needed to obtain aque-
ous extracts with similar phenolic and antioxidant characteristics.
b1 ¼ b1a þ b1b T ð9Þ
In particular, the acoustic process required about 3, 4 and 8 times
less time than the conventional process (60 min) to obtain the Thus, for the extraction kinetics assisted by ultrasound of each
same total phenolic recovery at 20 °C (230 mg GAE/100 g dm), quality attribute of the grape pomace extracts, a total of eight dif-
35 °C (360 mg GAE/100 g dm) and 50 °C (475 mg GAE/ ferent parameters of the proposed modified Weibull model were
100 g dm), respectively. To a lesser extent, a similar behavior was simultaneously identified (C eq0 , a, a0, Ea, b0a , b0b , b1a , b1b ) also using
observed for the antioxidant capacity of the extracts. the experimental results obtained at different extraction times and
In line with the present research, Ye et al. [20] reported that the temperatures (20, 35 and 50 °C).
ethanolic recovery of corn carotenoids after 20 min of ultrasonic- Results obtained in these two identifications are shown in
assisted extraction (20 kHz, 2500 W/L, no specified equipment) Table 1, together with the corresponding confidence intervals
was higher than that obtained with conventional extraction (with and the standard error associated with each estimated parameter.
mechanical stirring, no specified conditions) during 240 min. Khan As observed, some confidence intervals and standard errors were
Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx 7

Table 1
Extraction of total phenolic content from grape pomace and antioxidant capacity of the extracts at different temperatures under agitation or acoustic conditions. Identified
parameters of the proposed modified Weibull model, and the corresponding confidence interval (CI) and standard error (SE) associated with each parameter.

TP ABTS FRAP
Value CI SE Value CI SE Value CI SE
AGa a0 (s) 12.430 [32.732, 16.552 6.653 104 [6.248 103, 2.534 103 1.579 104 [5.874 103, 2.221 103
57.592] 7.578 103] 6.189 103]
Ea (kJ/mol) 12.536 [2.816, 22.256] 3.563 37.634 [9.438, 65.829] 10.334 48.286 [53.372, 149.943] 37.437
C eq0 (mg/ 2228 [2630, 1825] 148 2331 [3615, 1047] 471 2221 [17305, 12863] 5555
100 g dm)
a (K1) 8.658 [6.893, 10.422] 0.647 9.378 [3.515, 15.241] 2.149 10.939 [58.177, 80.055] 25.453
b 0.645 [0.577, 0.712] 0.025 0.623 [0.507, 0.738] 0.042 0.598 [0.482, 0.715] 0.043
USb a0 (s) 584.926 [123.701, 169.855 196.960 [737.290, 340.465 31.616 [113.465, 176.696] 52.871
1046.151] 1.131.210]
Ea (kJ/mol) 4.601 [2.615, 6.588] 0.731 8.536 [3.871, 20.943] 4.521 11.489 [0.2224, 23.202] 4.268
C eq0 (mg/ 3371 [3659, 3083] 106 804 [3227, 4834] 1469 4278 [5.565 ,3.301] 529
100 g dm)
a (K1) 13.971 [12.734, 15.207] 0.455 1.707 [16.970, 20.383] 6.806 17.591 [10.828, 24.354] 2.465
b0 a 3.081 [2.631, 3.532] 0.165 4.173 [3.108, 5.238] 0.388 3.529 [2.317, 4.742] 0.442
b0b (103) (K1) 8.679 [10.640, 0.720 12.230 [17.137, 7.322] 1.788 10.230 [15.657, 4.802] 1.978
6.718]
b1a (103) (s1) 2.082 [0.544, 3.620] 0.565 1.208 [3.204, 0.788] 0.727 1.525 [0.744, 3.793] 0.827
b1b (106) (K1) 5.758 [10.815, 1.856 5.104 [1.222, 11.430] 2.305 3.695 [10.961, 3.571] 2.648
0.701]
a
Experiments with mechanical stirring.
b
Experiments with ultrasound assistance.

high as a result of the simultaneous identification of a high number bioactive compounds are susceptible to degradation at higher
of parameters. In any case, simulations obtained by disregarding temperatures, reducing the observed extraction rate [29].
some of them were not satisfactory; therefore, it was decided to In any case, the experimental a values presented the same order
keep all of them in the models. of magnitude as those observed by Sant’Anna et al. [27,28] for
According to the results shown in Table 1, a values ranged, for phenolic and anthocyanin extraction from red grape pomace, also
temperatures between 20 and 50 °C, from 35.6 to 22.1 min for con- simulated at different temperatures (25–60 °C) by the Weibull
ventional extraction of total phenolics; and from 56.7 to 13.5 min, model.
and from 1066.7 to 169.4 min for antioxidant capacity of the The a parameter was considered as a kinetic constant depen-
extracts obtained in AG experiments, according to ABTS and FRAP dent on the temperature according to the Arrhenius equation Eq.
measurements, respectively. On the other hand, in US-assisted (3). This approach allows estimation of the activation energy (Ea)
extractions, a values varied between 64.5 and 54.1 min, 109.1 for the extraction processes, which may be described as the energy
and 78.8 min, and 58.9 and 38.0 min, for total phenolic content barrier that bioactive compounds need to cross in order to be
and antioxidant capacity according to ABTS and FRAP analysis, removed from the grape pomace matrix. The estimated Ea, respec-
respectively. As models used to simulate conventional and acoustic tively, for the conventional and US-assisted extractions were of
extractions were not equivalent, because of the temperature and 12.5 and 4.6 kJ/mol for total phenolic content, 37.6 and 8.5 kJ/
time dependence of the b parameter in the second ones, a values mol for antioxidant capacity according to the ABTS method and,
could not be considered comparable between both types of 48.3 and 11.5 kJ/mol for antioxidant capacity according to the FRAP
extraction. method. As expected, acoustic assistance significantly reduced the
In any case, a decreased with increased operating temperature Ea of the total phenolics and antioxidant capacity extraction kinet-
regardless of the type of extraction and the quality attribute con- ics. Similar behavior was observed by Chemat et al. [30] and Khan
sidered, as previously observed in extraction modeling of saponins et al. [17], for extraction of carvona terpenoid from caraway seeds
from quinoa seeds [23] and b-carotene from rose hip [24], by using and flavanones from orange peels, respectively.
the Weibull model within the temperature ranges of 20–60 °C and According to Wang et al. [31], if the activation energy is greater
25–55 °C, respectively. than 40 kJ/mol, the extraction is solubilization reaction controlled,
This behavior of the a parameter may be justified by taking into whereas if the activation energy is lower than 20 kJ/mol, the
account the following two premises: the a parameter is related to extraction is managed by diffusion. For activation energies
the inverse of the extraction rate constant [24], and the extraction between 20 and 40 kJ/mol the extraction is governed by a mixed
rate is directly proportional to the temperature [25]. Thus, from a regime of both reaction and diffusion. According to this classifica-
higher extraction rate (higher temperature) the lower a parameter tion, the estimated Ea values suggest a controlling diffusion regime
is expected. According to the experimental results, both for the conventional extraction of total phenolics, as well as for the
conventional and acoustic extractions occurred faster at 50 °C. This acoustic extraction of all the three quality attributes in the study,
increase in the extraction rate with the temperature is in agree- within the temperature range 20–50 °C.
ment with the findings of Bucic-Kojic et al. [26] for conventional The Ea values may depend on different factors in the extraction
phenolic extraction from grape seeds within a temperature range process, such as the food matrix, the target biocompounds, the pre-
from 20 to 80 °C; Sant’Anna et al. [27,28] for conventional treatment of the sample and the solvent used, among others [27].
extraction of phenolics and anthocyanins from red grape pomace In any case, the experimental values obtained in the present study
between 25 and 50 °C; and Sturzoiu et al. [24] for conventional are in line with those described in the literature for the extraction
b-carotene extraction from rose hip at temperatures from 25 to kinetics of different bioactive compounds from products and/or by-
45 °C. Nevertheless, it is important to point out that temperature products of plant origin. Bucic-Kojic et al. [26] proposed activation
only has a positive effect when it is not too high, as most of energies from 1.1 to 7.7 kJ/mol for the solid–liquid extraction of
Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
8 M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx

phenolic compounds from white grape seeds, at different particle In line with the present research, Odriozola-Serrano et al. [32]
sizes and temperatures between 25 and 80 °C. Sant’Anna et al. also reported an exponential dependence for the b parameter of
[28] and Bucic-Kojic et al. [1] reported activation energies of 23.0 the Weibull model, in particular, on the pulsed electric field
and 24.2 kJ/mol, respectively, for total phenolics extraction from applied to tomato juice to avoid phenolic and antioxidant degrada-
red grape seeds, within the temperature range of 25–60/80 °C. tion during storage.
Khan et al. [17] and Ye et al. [20] noted activation energies of
34.2 and 44.6 kJ/mol, respectively, for the solid–liquid extraction
of flavanones from orange peels (10–40 °C) and for the acoustic 3.3. Simulation of the extraction curves
extraction of corn carotenoids (28–38 °C).
In the Weibull model Eq. (2), b is a shape parameter which rep- Experimental extraction curves of total phenolic content and
resents a behavior index of the raw material during the extraction antioxidant capacity from grape pomace were simulated by using
process [24]. When this parameter is equal to 1, the model corre- the identified parameters from the modified Weibull model
sponds to a first order kinetic, with a constant extraction rate (Table 1), for both acoustic and conventional extraction experiments
[22]. Nevertheless, when b takes values below and above 1, this at the three temperatures in study.
parameter denotes the convexity (decreasing extraction rate over Simulated versus experimental values are depicted in Figs. 2–4
time) or concavity (increasing extraction rate over time) of the for the total phenolic content and the antioxidant capacity of the
extraction curve, respectively [32]. The shape of the extraction extracts according to ABTS and FRAP assays, respectively.
kinetics is much more pronounced as b values move away from Mathematical adjustment of the modified Weibull model, and
the unit. the corresponding confidence intervals (p < 0.05) and prediction
In the case of the AG experiments, b remained constant, since limits (p < 0.05) were also included in these figures. In all cases, the
no significant differences (p > 0.05) were detected over the temper- y-intercepts of the mathematical adjustments did not differ signif-
ature range 20–50 °C for any of the attributes studied. The esti- icantly from zero (p > 0.05) and slopes presented values close to
mated b values were 0.645, 0.623 and 0.598 for total phenolics the unit (0.989 6 x 6 0.999).
and antioxidant capacity according to ABTS and FRAP assays, Regardless of the experimental variability, mainly attributed to
respectively. The fact that all these three b values identified for the heterogeneity of the raw material and the error associated with
AG experiments were lower than 1 means that the extraction rate the analytical determinations, a high correlation coefficient
decreased over time for the temperature range considered. These between the proposed model and the experimental data was
experimental results were similar to those reported for saponin observed in all cases (r2 P 0.992).
extraction from quinoa seeds (b = 0.206–0.305) [23] and for b-car- Furthermore, to statistically evaluate the accuracy of the
otene recovery from rose hip (b = 0.424–0.644) [24]. Furthermore, proposed mathematical models and, therefore, their capacity to
the observed behavior of the extraction rate has been previously simulate the experimental results and to predict variation within
published in the literature for different extraction systems the system, mean relative error (MRE, Eq. (4)) and percentage of
[23,24,26–28]. explained variance (VAR, Eq. (5)) were calculated for all the extrac-
The only experimental difference between conventional and tion conditions tested by comparing the experimental and calcu-
acoustic extractions was the replacement of mechanical stirring lated values. According to the literature, the lower the MRE and
by a power ultrasound system. Thus, the different behavior of b the closer the VAR to 100%, the better the simulation fit provided
ought to be directly attributed to the ultrasonic effect. According by the model [33].
to the Eqs. (7)–(9), it can be seen that b depended on the extraction As observed in Table 2, MRE 6 7.0% and VAR P 97.9% in all
time and the operating temperature in the acoustic experiments. cases. From the average values of both statistical parameters, it
Since the b parameter is a characteristic of the raw material itself can be stated that the proposed models successfully simulated
and power ultrasound are able to modify its structure and proper- the extraction of phenolics and antioxidant capacity from grape
ties, it is understandable that b might vary during the extraction pomace for all temperatures in study, under both ultrasonic
process. conditions and mechanical stirring.
The estimated b values for acoustic experiments ranged, The quality of the model fits and regression analyses were fur-
depending on time and extraction temperature, according to the ther assessed by randomness and normality of the residuals
intervals plotted in Fig. S2. As observed, b changed significantly inspection. Fig. S3 shows the residuals vs. simulated values in a
over time and this variation was greater as the operating temper- normalized form, for both total phenolic content and antioxidant
ature decreased. Thus, this phenomenon suggests that US effect capacity results at different temperatures and with/without
was more pronounced at lower temperatures.
Furthermore, during the extraction process, b gradually chan-
Table 2
ged from lower to greater values than the unit for each operating Statistical parameters (mean relative error, MRE, and percentage of explained
temperature. When comparing the b evolution (Fig. S2) with the variance, VAR) estimated by comparison of experimental and simulated extraction
experimental extraction curves (Fig. 1), it is observed that the con- kinetics of total phenolic content and antioxidant capacity from grape pomace at
vexity of the extraction curves began to acquire a slightly concave different temperatures, without/with US assistance.

shape at the moment that b changed from values <1 to values >1. In T (°C) TP ABTS FRAP
accordance with this, the extraction rate, which had been decreas- MRE (%) VAR (%) MRE (%) VAR (%) MRE (%) VAR (%)
ing over time until that moment, started to increase over time. It is
AGa 20 2.4 99.6 7.2 97.5 8.1 97.2
important to point out that as b increased at the first stage, the 35 1.4 99.9 5.0 98.3 8.7 97.6
extraction rate gradually declined in a lesser extent up to the 50 2.5 99.5 2.6 99.2 4.4 99.0
moment that b was equal to the unit; at this moment, the extrac- Average 2.1 ± 0.6 99.7 ± 0.2 4.9 ± 2.3 98.3 ± 0.9 7.0 ± 2.3 97.9 ± 1.0
tion rate started to increase with the further rise of b. This phe- USb 20 5.1 98.6 4.6 98.5 6.9 98.0
nomenon may be explained by two countered effects: the 35 3.8 98.9 2.7 99.0 4.2 98.3
decreasing availability of bioactive compounds and the increasing 50 1.7 99.4 1.6 99.4 2.2 99.2
Average 3.5 ± 1.7 99.0 ± 0.4 3.0 ± 1.5 99.0 ± 0.5 4.4 ± 2.4 98.5 ± 0.6
mass transfer provided by power ultrasound as a consequence of
the mechanical impact on the material to which it was being a
Experiments with mechanical stirring.
b
applied. Experiments with ultrasound assistance.

Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027
M.R. González-Centeno et al. / Ultrasonics Sonochemistry xxx (2014) xxx–xxx 9

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Please cite this article in press as: M.R. González-Centeno et al., Effect of power ultrasound application on aqueous extraction of phenolic compounds and
antioxidant capacity from grape pomace (Vitis vinifera L.): Experimental kinetics and modeling, Ultrason. Sonochem. (2014), http://dx.doi.org/10.1016/
j.ultsonch.2014.05.027

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