Professional Documents
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178–193
doi:10.1093/litimag/ims041
The “science fiction” short stories of Hawthorne might be better labeled proto-science
fiction, founding science fiction, or even not-yet science fiction. Mark Rose in Alien
Encounters: Anatomy of Science Fiction cautions: “From a historical point of view it
may be misleading to speak of even such relatively recent writers as Shelley,
Hawthorne and Poe as science fiction writers. They were clearly important in the for-
mulation of the genre . . . of a generic idea that did not come into being until well after it
was written.”1 But even with this counsel, Rose recommends “an extended discussion of
the milieu” that includes its diverse beginnings.2 Hugo Gernsback, the founder of the first
science fiction-dedicated periodical Amazing Stories and namesake of the Hugo Awards
for Science Fiction, began his opening issue (1926) with a look back to Poe, Verne, and
Wells and named their pre-genre work “scientifiction”—tales in which “a charming
romance intermingled with scientific fact and prophetic vision.”3 Gernsback’s definition
of nascent science fiction nicely summarizes the melding of genres that resulted in what
we today think of as science fiction. He names the romance (which holds courtly, ad-
venture, and gothic variants), the scientific fact of travel and discovery literatures, and the
prophetic vision literatures that go back to Homer’s Odyssey and forward to modern
fantasy fiction. This shifting genre formation is helpful to keep in mind when considering
the science-plotted fictions of Hawthorne. All three of the tales considered here are part
gothic romance, part “scientifiction,” and part prophetic or moral allegory. They are also
stories of love between men and women that has gone awry, of natural sexual attraction
made unnatural by the obsessive hearts of overreaching minds. These aspects of “The
Birthmark” and “Rappaccini’s Daughter” have been studied extensively—less so with
*E-mail: resetati@gmail.com.
1
Mark Rose, Alien Encounters: Anatomy of Science Fiction (Cambridge, MA: Harvard University Press,
1981), 5.
2
Ibid., 7.
3
Hugo Gernsback, Amazing Stories 1, no. 1 (April 1926): 3; quoted in David Seed, Science Fiction: A Very
Short Introduction (Oxford, UK: Oxford University Press, 2011), 120.
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C. R. Resetarits 179
4
See, for example, Patrick Brantlinger, Romantic Cyborgs: Authorship and Technology in the American
Renaissance (Amherst: University of Massachusetts Press, 2002): 30–43; Joyce Carol Oates,
“Frankenstein’s Fallen Angel,” Critical Inquiry 10, no. 3 (March 1984): 543–54; or chapter two from
Brian Attebery’s Decoding Gender in Science Fiction (New York: Routledge, 2002), which provides a nice
background of the development of Detective Fiction and Science Fiction from the earlier Gothic
Romance.
5
Attebery, Decoding Gender, 22.
6
Harry Levin, The Power of Blackness: Hawthorne, Poe, Melville (New York: Alfred A. Knopf, 1958), 58.
180 Experiments in Sex, Science, Gender, and Genre
or lust and rivaling men—both of which grow out of the resolution of the persecuted
maiden plot. The illicit sexuality at the heart of Hawthorne’s science fiction is hidden in
plain view by the professed goals of perfection, study, intellect, and knowing, all notions
that seem on the surface commendable but are propelled in Hawthorne’s science fiction
by sexual and intellectual obsession rather than by more balanced, natural, and product-
ive sexual instincts. In Decoding Gender in Science Fiction, Brian Attebery observes: “In
capable hands like those of Poe, Hawthorne, E.T.A. Hoffman, or Mary Shelley, such
Gothic elements as madmen, mirrors, lovers in disguise, and incestuous desires . . . serve
to frame questions about aspects of human behavior and psychology buried under layers
7
Attebery, Decoding Gender, 21.
8
Nathaniel Hawthorne, Hawthorne’s Short Stories, ed. Newton Arvin (New York: Vintage Classics, 2011),
101. Further references to all of the short stories under discussion in this essay are to this edition and will
be cited parenthetically in the text as HSS.
C. R. Resetarits 181
former lovers are treated almost as a single unit by Dr. Heidegger. There is something
quasi-sexual in this voyeuristic position, not only because of the power potential of the
observing scientist and the observed subjects, but also quite literally as Dr. Heidegger
watches the three men manhandle the Widow. Hawthorne’s description is to the point:
“They all gathered around her. One caught both her hands in his passionate grasp—
another threw his arm about her waist—the third buried his hand among the glossy curls
that clustered beneath the widow’s cap. Blushing, panting, struggling, chiding, laughing,
her warm breath fanning each of their faces by turns, she strove to disengage herself, yet
still remained in their triple embrace” (HSS, 106). There is, in addition to this story of the
poor Sylvia’s rose . . . it appears to be fading again,” and soon the rose returns to its spent,
shriveled state (HSS, 107). The rose, then, is not only the symbol of the back-story but
now, by returning to its aged state, a harbinger of what is to come, as the four friends, too,
return to their rightful age. Dr. Heidegger and his rose combine both gothic and science
motifs and establish with surprisingly perverse undertones that the real sexual play of this
study is not that between the elixir-rejuvenated Widow and her three equally enlivened
suitors, but rather between the good Dr. Heidegger and his withered rose or dead bride.
“Even while the party were looking at it, the flower continued to shrivel up, till it became
as dry and fragile as when the doctor had first thrown it into the vase. He shook off the
9
See, for example, William Godwin’s Lives of the Necromancer: Or, an Account of the Most Eminent
Persons in Successive Ages, Who Have Claimed for Themselves, or to Whom Has Been Imputed by Others,
the Exercise of Magical Power [1834] (Charleston, SC: Nabu Press, 2010). Godwin, an English writer and
political philosopher, was the father of Mary Shelley. A fascination with the figure of the necromancer
has remained throughout the transformation of gothic literatures into science fiction. Consider, for
example, the evolution of the idea from the gothic novel of Ludwig Flammenberg (real name Karl
Friedrich Kahlert) The Necromancer (1794) to Gordon R. Dickson’s science fiction novel Necromancer
(1962) to William Gibson’s groundbreaking recycling of the necromancer cipher into the new
cyber-world of Neuromancer (1984), which won all three of the major science fiction awards.
C. R. Resetarits 183
The gothic tones of “The Birthmark” are blurred and, indeed, subjugated by the philo-
sophical and scientific justifications for the obliteration of the birthmark, or as Aylmer
would pronounce it, “the perfect practicability of its removal” (HSS, 181). Viorica Pâtea
discusses this quest for perfection and the image of the new American Adam:
In an age in which the dominant American faith is the belief in progress, scientists and artists
alike address the theory of human perfectibility with its implicit prophecy of a new race and a
new man. In his attempt to outdo God and Nature, the scientist joins the Romantic artist in
his quest for the absolute. Both of them become Adamic figures who concern themselves with
the dawn of a millennial era . . . In their quest for the absolute they appear either as divinely
The love story at the heart of this tale is not so much misdirected by the author (as in
“Dr. Heidegger’s Experiment,” when Hawthorne’s faux-focus on the Widow and her
suitors misdirects his more poignant if ambiguous focus on the necromantical happen-
ings between Dr. Heidegger and his dead love) as by the protagonist of the story, Aylmer.
That “The Birthmark” is a story about sexual threat and misdirection is made clear by the
marital status of Aylmer and Georgiana. If Hawthorne had wanted the story to be only
about the concept of perfection, then Aylmer would have desired the birthmark’s removal
before the marriage. If the birthmark was really the source of his repulsion, then he may
have balked in pursuing Georgiana as his wife. Before marriage—that is, before
sex—Aylmer had no such qualms. Hawthorne is very clear about the timing of the
onset of Aylmer’s issues with the birthmark: “After his marriage,—for he thought little
or nothing of the matter before” (HSS, 179). Marriage also lends aspects of both rightness
and righteousness to sex, and in “The Birthmark” instead of pushing against this notion
for dramatic effect (as he does in The Scarlet Letter), Hawthorne utilizes religious
vocabulary for a different kind of dramatic effect. Robert B. Heilman’s essay on science
as religion in “The Birthmark” notes that the language of religion permeates the story
“unfailingly.” Heilman’s focus does not really address the accompanying language of sex
that also permeates the story except, tangentially, when he observes, “Aylmer accepts
entirely his wife’s passionate exclamation that if the birthmark is not removed ‘we
shall both go mad!’ What the reader must see in this madness is a simple inability to
accept the facts of life.”11 While Heilman is not using the phrase “facts of life” for its
sexual connotation, one cannot help but find it an excellent description of the spiritual
and corporeal crisis at play. For Heilman, the idea that Aylmer is “a confused man has
always been plain . . . [b]ut, when we examine it in detail, we discover that the language of
the story defines his confusion very precisely—defines it as the mistaking of science for
religion.”12
10
Viorica Pâtea, Critical Essays on the Myth of the American Adam, ed. Viorica Pâtea and Maria Eugenia
Dı́az (Salamanca, Spain: Universidadde Salamanca, 2001), 102.
11
Robert B. Heilman, “Hawthorne’s ‘The Birthmark’ Science as Religion,” Literary Theories in Praxis, ed.
Shirley F. Staton (Philadelphia: University of Pennsylvania Press, 1987), 39. Originally published in
South Atlantic Quarterly 48 (1949): 575–83.
12
Heilman, “Hawthorne’s ‘The Birthmark’,” 38.
184 Experiments in Sex, Science, Gender, and Genre
Subsequent critics have not been so circumspect about Aylmer’s sexual anxiety.
Consider the judgment of Frederick Crews in his seminal Hawthorne study, The Sins of
the Father: Hawthorne’s Psychological Themes: “[Aylmer’s]‘medical’ curiosity and his will-
ingness to risk Georgiana’s death to remove a harmless blemish are thinly disguised sub-
stitutes for his urges to know and destroy her sexuality. Before the operation is over Aylmer
will have both kissed and shuddered at the suggestive birthmark, and his ‘scientific’ murder
will be concluded ‘in almost irrepressible ecstasy.’”13 Judith Fetterly in The Resisting Reader
gets to the “facts of life” issues of the newlyweds Aylmer and Georgiana just as directly with
an added admonition to traditional readers and critics for hiding behind allegory and not
Aylmer is squarely confronted with the realities of marriage, sex, and women . . . It is a
testimony at once to Hawthorne’s ambivalence, his seeking to cover with one hand what
he uncovers with the other and to the pervasive sexism of our culture that most readers
would describe “The Birthmark” as a story of failure rather than as the success story it really
is—the demonstration of how to murder you wife and get away with it. . . . “The Birthmark”
provides a brilliant analysis of the sexual politics of idealization and a brilliant exposure of
the mechanisms whereby hatred can be disguised as love, neurosis can be disguised as science,
murder can be disguised as idealization and success can be disguised as failure.14
Heilman, Crews, and Fetterly approach the obsessive and destructive aspects of Aylmer’s
“scientifictions” from different angles, which further illustrate the layered effect of
Hawthorne’s story telling and use of language. Fetterly even names Hawthorne’s writerly
ambivalence as the method by which the tale holds so many variant views: his ability to
reveal and conceal all at the same time.15
While Aylmer turns away from science in the opening of the story in order to secure a
wife, he quickly returns to science for relief and resolution of the spiritual and corporeal
confusion that the marriage initiates. Hawthorne’s work is replete with minglings of
spirituality or religiosity and sexuality, both at the level of metaphor and plot, as
evidenced in the scientifiction tales considered here, in many of the Puritan tales, and
most notably in The Scarlet Letter and The Blithedale Romance. Fetterly emphasizes
Georgiana’s powerlessness and from a larger societal view this is perfectly true, but at
the level of the story Georgiana, too, must be found at least partially culpable, although
her personal blame in indulging the “science” of her husband is much more complicated
than Aylmer’s. Aylmer’s admitted justification for his rather sadistic desire for the
removal of the birthmark is the physical reaction he experiences when confronted with
it, whereas Georgiana’s justification for her own martyrish-masochistic desire for its
removal is offered in quasi-religious, quasi-orgasmic, quasi-romantic verbiage:
He conducted her back [to her laboratory boudoir] and took leave of her with a solemn
tenderness which spoke far more than his words how much was at stake . . . Her heart exulted,
while it trembled, as his honorable love – so pure and lofty that it would accept nothing less
13
Frederick Crews, The Sins of the Father: Hawthorne’s Psychological Themes (New York: Oxford
University Press, 1966), 126.
14
Judith Fetterly, The Resisting Reader: A Feminist Approach to American Fiction (Bloomington: Indiana
University Press, 1981), 22–23.
15
Ibid., 22.
C. R. Resetarits 185
than perfection nor miserably make itself contented with an earthlier nature than he had
dreamed of. She felt how much more precious was such a sentiment than that meaner kind
which would have borne with the imperfection for her sake, and have been guilty of treason
to holy love by degrading its perfect idea to the level of the actual. (HSS, 190)
After the experimentation to find a remedy has begun, Georgiana spends her time reading
from Aylmer’s scientific library and from his own scientific notebooks. In so doing, she
notes and understands “that his most splendid successes were almost invariably failures”
and that his scientific ponderings are “as melancholy a record as ever mortal hand had
penned. It was the sad confession and continual exemplification of the short-comings of
moment as Aylmer ignores the wholeness (and pleasures) of a beautiful woman, his wife,
to focus on the tiny (dreadful) birthmark.
A few more details are particularly valuable for their contribution to the sexual tensions
of the story. First is the reappearance of a flower as emblem and portent. This flower is
neither as integral to the plot as the rose of “Dr. Heidegger’s Experiment” nor as organic
to both setting and “Edenic” metaphor as the blooms in the garden of “Rappaccini’s
Daughter”; the flower in “The Birthmark” reads like more of an aside, but it anchors the
flower emblem physically and symbolically as a bearer of sex and sexuality. Aylmer uses a
flower to amuse Georgiana when she has grown weary of the various “playful secrets
“Nay, pluck it,” answered Aylmer,—“pluck it, and inhale its brief perfume while you may.
The flower will wither in a few moments and leave nothing save its brown seed vessels, but
thence may be perpetuated a race as ephemeral as itself.”
But Georgiana had no sooner touched the flower than the whole plant suffered a blight, its
leaves turning coal-black as if by the agency of fire.
“There was too powerful a stimulus,” said Aylmer, thoughtfully. (HSS, 184)
There are so many ways to read the passage. There is the obvious science experiment
component, as this is a flower that shoots “upward from the soil” (HSS, 184), unfolds,
and completes its full life cycle in a matter of minutes right before her eyes. This could be
a metaphor for male organism, and the sexual link is made explicit by the “brown seed
vessels, but thence may be perpetuated a race as ephemeral as itself” (HSS, 184). When
Georgiana touches the blooming flower (which Aylmer acknowledges will “wither in a
few moments”), it does not just wither; it suffers “a blight” and turns coal-black “as if by
the agency of fire” (HSS, 184). Simultaneously there is an image of blight and of burning,
both of which end in failure, the first by systemic disease and the second consumption by
fire, death of the bloom from within and without. “Too powerful a stimulus” is Aylmer’s
most understated and “thoughtful” reply (HSS, 184). One wonders, then, if it is a meta-
phor for their sexual union. Yet the meaning of that metaphor is left ambiguous. Are they
as a couple—a married, sexually active couple—too much, too terrifying, too transforma-
tive? Judith Fetterly’s essay on “The Birthmark” observes, “The emotion that generates
the drama of ‘The Birthmark’ is revulsion.”16 Perhaps, in part, the emotion is revulsion
but if revulsion were all, Aylmer would hardly be so obsessed, excited, and emotional
about finding a method of remedy. He speaks of perfecting, yet it is the process itself that
Aylmer most enjoys. In Georgiana he has the perfect project, one that offers him the look
of science and the feel of sex.
Then there is Aminadab. In gothic literature there is often a foolish servant or clown
who provides some comic relief in the midst of dark plots. Aminadab may come partly
from this tradition, as the description of him suggests: “vast strength, his shaggy hair, his
16
Ibid., 262.
C. R. Resetarits 187
smoky aspect, and the indescribable earthiness that incrusted him” (HSS, 182).
Hawthorne is explicit in his presenting Aminadab as both helpmate and alter ego,
describing him as quoted above and then adding “he seemed to represent man’s physical
nature; while Aylmer’s slender figure, and pale, intellectual face, were no less apt a type of
the spiritual element” (HSS, 183). When Georgiana first joins Aylmer in the laboratory
for the beginning of the “treatment” of her birthmark, she turns so pale that the birth-
mark glows intensely, which seems to so unnerve Aylmer that “he could not restrain a
strong convulsive shudder” (HSS, 182). Georgiana, aware of his physical reaction to her
birthmark, faints. All of this is sexually hued enough, but then, for the first time,
Forthwith there issued from an inner apartment a man of low stature, but bulky frame. . . .
This personage had been Aylmer’s underworker during his whole scientific career. . . .
“Throw open the door of the boudoir, Aminadab,” said Aylmer, “and burn a pastil.”
“Yes, master,” answered Aminadab, looking intently at the lifeless form of Georgiana;
and then he muttered to himself, “If she were my wife, I’d never part with that birthmark.”
(HSS, 182–83)
Aylmer’s method of calling out Aminadab, a violent stamp and shout, seems uncharac-
teristic for the placid, pale Aylmer we have seen so far, and then the appearance “issued
from an inner apartment” of the laboratory that is Aylmer’s world (the arena of his
intellect) hint at things shared between the two men, an intense connection. There is,
of course, science between them, but there is also Georgiana, upon whom Aminadab
looks intently and about whom he expresses an admiration as she is. Add this to
Hawthorne’s description of Aminadab as representative of man’s physical nature and
Aylmer as representative of the spiritual (HSS, 183), and we have alter-ego pairing—a
male coupling, what we might call in today’s parlance a homosocial bond.17 While
Aylmer and Aminadab can work together on science, divvy up the work, combine
their individual elements, when it comes to sex, Aylmer needs to present his whole self
sans Aminadab. He needs to absorb some of Aminadab’s earthiness. Yet Aylmer and
Aminadab are only capable of employing science in the treatment of Georgiana. Unable
to hold both spirit and earthiness within his being, Aylmer is doomed as scientist, lover,
creator, although not quite as doomed as his “peerless bride” (HSS, 192).
Hawthorne concludes this “deeply impressive moral” (HSS, 177) (which is how he
labels the tale at its beginning), with this oblique and yet quite evocative final sentence:
“The momentary circumstance was too strong for him [Aylmer]; he failed to look beyond
the shadowy scope of time, and, living once for all in eternity, to find the perfect future in
17
For a wider discussion of early American notions of friendship and man bonding and its appropriation
by women, minorities and political views, see the studies by Ivy Schweitzer, Perfecting Friendship: Politics
and Affiliation in Early American Literature (Chapel Hill: The University of North Carolina Press, 2006);
David Greven, Men Beyond Desire: Manhood, Sex, and Violation in American Literature (New York:
Palgrave Macmillan, 2005); and David Leverenz, Manhood and the American Renaissance (Ithaca, NY:
Cornell University Press 1989).
188 Experiments in Sex, Science, Gender, and Genre
the present” (HSS, 193). Howard Bruce Franklin in his introduction to Future Perfect:
American Science Fiction of the Nineteenth Century: An Anthology, remarks that this final
sentence “describes in a pun based on verb tenses the myopia of Aylmer and the science
he represents.”18 The ideas Hawthorne names at the end of “The Birthmark”—failure,
shadows, time, immortality, perfect future in the present—are prescient fascinations
shared by much of the science fiction Hawthorne and Poe inspired. As Franklin observed,
“what better description of the allure of science fiction?”19
There is, however, another science fiction and gothic concern that is going on: the
battle between men; men of science, one the brains and one the brawn; men who are alter
18
Howard Bruce Franklin, Future Perfect: American Science Fiction of the Nineteenth Century:
An Anthology (Oxford, UK: Oxford University Press, 1966), 16.
19
Franklin, Future Perfect, 16.
C. R. Resetarits 189
the two. In the midst of this grave, final paragraph there sounds a laugh, “a hoarse,
chuckling laugh was heard again!” (HSS, 193). One assumes from the description that
it comes from Aminadab, and the triumph of the sound, the sense of a competition won
that the laughter evokes, suggests that this has been a boys’ game all along. Another failed
experiment (one way of looking at the marriage itself) to record in their folio volume will
likely not dissuade Aylmer from the next go round with Aminadab, his true or other half.
Aminadab is one of the most interesting and shifting aspects of “The Birthmark.”
“Unlike Georgiana, in whom the physical and the spiritual are complexly intertwined,
[and] Aylmer [who] is hopelessly alienated from himself . . . Aminadab symbolizes the
20
Fetterly, The Resisting Reader, 29.
21
Leverenz, Manhood and the American Renaissance, 90.
22
Ibid., 93.
23
Ibid., 3.
24
Klaus Benesch, Romantic Cyborgs: Authorship and Technology in the American Renaissance (Amherst:
University of Massachusetts Press, 2002), 77.
190 Experiments in Sex, Science, Gender, and Genre
another product, like competitive individualism, of the changing capitalism that Leverenz
notes, would also leave Aylmer dependent on Aminadab. This state of mutual depend-
ence and competitive individualism matches the tone between the two men at the end of
the story, and suggests that even if Georgiana hadn’t died (murder or suicide), there
might not have been a place for her in Aylmer’s competitive and perfecting (progress at
all costs) world. One can then project that, unless Aylmer and Aminadab can create their
own progeny in the lab, their world of science is not sustainable.
25
Edward H. Rosenberry, “Hawthorne’s Allegory of Science: ‘Rappaccini’s Daughter’,” On Hawthorne:
The Best from American Literature, ed. Edwin Harrison Cady and Louis J. Budd (Durham, NC: Duke
University Press, 1990), 113. Originally published in American Literature 32, no. 1 (March 1960): 39–46.
C. R. Resetarits 191
sexual imagery. “Both Beatrice and the garden she tends represent unbounded and there-
fore threatening sexuality.”26 While there is clearly an attraction between Giovanni and
Beatrice, an attraction that is promoted by both Rappaccini and Baglioni, Giovanni’s
concern about his place within the community of men of science at the University of
Padua where he is a student seems to outweigh his normal, young male attraction to a
beautiful woman. The threat of these dueling passions, of science versus sex, has been at
work around the edges of both “Dr. Heidegger’s Experiment” and “The Birthmark.” In
“Rappaccini’s Daughter,” Hawthorne finally makes the bifurcation (of science or intel-
lectual passion and sexuality or physical passion) explicit. “The poisonous garden, with its
26
Attebery, Decoding Gender, 21.
27
Ibid., 22.
192 Experiments in Sex, Science, Gender, and Genre
the great science fiction stories yet to come that will tackle questions arising from the
pursuit of “new and improved” genders, creations, procreations, ways of knowing, and
the power games that accompany such displays of power. “‘Miserable!’ exclaimed
Rappaccini. ‘What mean you, foolish girl? Dost thou deem it misery to be endowed
with marvellous gifts against which no power nor strength could avail an enemy—
misery, to be able to quell the mightiest with a breath–misery, to be as terrible as thou
art beautiful? Wouldst thou, then, have preferred the conditions of a weak woman,
exposed to all evil and capable of none?’” (HSS, 233). The irony, of course, is that his
remedy for her powerlessness is to make her powerless in a different way, and his
28
Leverenz, Manhood and the American Renaissance, 90.
29
Attebery, Decoding Gender, 27.
C. R. Resetarits 193
???
The gothic code was appealing to the Romantic age for providing ways of talking
“about the unmentionable or inconceivable by locating it in the past.”30 Science fiction
would offer a similar appeal to a modern audience by locating the unmentionable, the
inconceivable made conceivable, the Neat Ideas and What Ifs, in the future. John Limon
in The Place of Fiction in the Time of Science says of Hawthorne’s creative method, he
“tries to inject all that he most abhors in himself (his own sadistic curiosity or blackest
atheism) into his scientists.”31 In his fictions of scientifiction, Hawthorne was able to
question and caution the double-helixed world of art or science that at once attracted and
30
Ibid., 21.
31
John Limon, The Place of Fiction in the Time of Science: A Disciplinary History of American Writing
(Cambridge, UK: Cambridge University Press, 1990), 124.
32
Limon, Place of Fiction, 122.