Professional Documents
Culture Documents
Subject(s):
Access to information — Margin of appreciation — Media, freedom
Published under the auspices of the Max Planck Institute for Comparative Public Law and International
Law under the direction of Professor Anne Peters (2021–) and Professor Rüdiger Wolfrum (2004–2020).
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A. Historical Evolution of Legal Rules
1 The development of international rules on freedom of information and communication
has followed the communication revolution and the respective technological development.
The use of the print media was supplemented by international radio broadcasting, satellite
direct television broadcasting, → remote sensing by satellites, transborder flows of
computerized data, and the emergence of the → Internet, coupled with mobile phones and
new methods of mass microblogging. The rapid development of modern information and
communication technology is the backbone of the process of economic globalization that
accelerated after the dissolution of the Soviet Union.
3 After World War I international short wave radio broadcasting began to be employed for
→ propaganda, first by the Soviet Union, then by other totalitarian regimes, and from 1937
also by democracies. Receiving States often protested against such broadcasts or reacted
by prohibiting their reception, limiting the frequency bands of receiving sets, or even
seizing the sets. Radio jamming was first used by Austria to interfere with the transmission
of Nazi propaganda programmes from Germany.
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6 The 1948 UN Conference on Freedom of Information, convened at the initiative of, in
particular, the US, the UK, and France, attempted to reconcile ideas set out in UN General
Assembly Resolutions 59 (I) and 110 (II) of 3 November 1947, condemning all forms of
propaganda involving a threat to the peace, and 127 (II) of 15 November 1947, inviting
States to consider national measures to combat, within the limits of their constitutions, the
diffusion of internationally harmful, false, or distorted reports. The conference prepared
three draft conventions on the gathering and international transmission of news, on an
international right of correction, and on freedom of information. It also adopted 43
resolutions on various issues concerning the collection and dissemination of information. All
the decisions were referred to the UN Economic and Social Council (‘ECOSOC’) for further
action.
Everyone has the right to freedom of opinion and expression; this right includes
freedom to hold opinions without interference and to seek, receive and impart
information and ideas through any media and regardless of frontiers.
8 This was a starting point for specific formulations of those freedoms in all subsequent
human rights treaties. Between 1949 and 1954 the General Assembly also adopted a
number of resolutions on various aspects of freedom of information.
9 However, with the advent of the Cold War, Western democracies upheld, in various
international arenas, the principle of free flow of information, against which Socialist States
invoked the principles of → sovereignty and non-intervention, particularly with a view to
Western radio broadcasting (eg Radio Liberty, Radio Free Europe, the BBC, Voice of
America, and Deutsche Welle).
10 While until the late 1960s UNESCO had concentrated on improving the technical
capabilities of Member States through programmes to develop modern communication
infrastructures, in the 1970s, in response to Third World demands, its emphasis began to
shift to the content of information. Fearing that the advent of the ‘information age’ might
increase the existing communication and information disparities between North and South,
developing countries, encouraged by Socialist States, in the 1970s raised the issue of a
‘New World Information and Communication Order’. This concept was presented as an
integral and essential part of the controversial demand for a → New International Economic
Order (NIEO) and added a new North-South dimension to the dispute on free flow of
information versus State sovereignty. It later fell into disarray. From 1989 onwards,
UNESCO adopted a new communication strategy to encourage the free flow of information,
without any obstacle to freedom of expression, and to strengthen communication capacities,
particularly in developing countries.
11 After the fall of the Soviet Empire and the advance of democracy in many parts of the
world, the US government no longer saw a pressing need to invest extensive public
resources to ensure ‘getting America’s message out’ internationally. This was largely left to
the private sector. However, private Western media, such as CNN, that had been dominating
the coverage of global news, lost their monopoly when competitors like Al Jazeera based in
Qatar, China’s CCTV, and Russia’s RT emerged.
12 This development has caused concern in the US and drawn attention to the need to give
more support to the US Broadcasting Board of Governors (‘BBG’), an organization that
manages the US government-led international broadcasting (including Voice of America). In
2010, while soliciting more funding for his agency, the BBG chairman Walter Isaacson said:
‘We can’t allow ourselves to be out-communicated by our enemies’. In March 2011, in a
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Senate hearing on the State Department budget, Secretary of State Hillary Clinton also
noted:
We are in an information war and we are losing that war. Al Jazeera is winning, the
Chinese have opened a global multi-language television network, the Russians have
opened up an English-language network. I’ve seen it in a few countries, and it is
quite instructive.
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regional level in Europe, 1989 European Convention on Transfrontier Television
Broadcasting, as amended by a 1998 Protocol, aims at ensuring the free flow of information.
16 While radio jamming was frequently used during the Cold War by the Soviet Bloc
against broadcasts by the BBC, the Voice of America, Radio Liberty, and Radio Free Europe,
it seems that currently not many countries still make use of the technique (Addis). This may
be partly attributed to the emergence of alternative delivery options via satellite
broadcasting and the Internet. In the case of developing countries, jamming powerful
foreign transmitters may often simply not be within their financial and technological
capacity. However, it appears that US international broadcasting still faces jamming from
China, Iran, Cuba, and Belarus. A US Senate report of 15 February 2011 mentions that
China ‘routinely jams Short Wave radio transmissions of Voice of America and Radio Free
Asia in Mandarin, Cantonese, Uyghur and Tibetan beamed in from locations outside of
China’ (Executive Summary 4). Moreover, in March 2011, the Libyan government, when
using military force to crush the uprising of a part of Libya’s population, was reported to
have used jamming to block Arabic language television programmes critical of Colonel
Gaddafi’s regime, such as al-Jazeera and al-Arabiya (Financial Times [14 March 2011] 4).
18 On the global level, while the more technical allocation of satellite orbits and radio
frequencies for DBS was settled within the framework of the ITU, the political issues were
debated primarily by UNESCO and by the UN Committee for the Peaceful Uses of Outer
Space (‘COPUOS’). A 1972 UNESCO Declaration of Guiding Principles on the Use of
Satellite Broadcasting for the Free Flow of Information, the Spread of Education and
Greater Cultural Exchange recognized the principle of the free flow of information. But it
also laid down the need for prior agreement between the States involved if television
broadcasting crosses borders. The Declaration was not binding.
19 The controversial debate on ‘prior consent’ in COPUOS led to the adoption in 1982 by
the UN General Assembly of Resolution 37/92 (10 December 1982) which basically
confirmed that there should be such a requirement (paras 13–15). Resolution 37/92 was
adopted by 107 to 13 votes with 13 abstentions. While France, Portugal, and Sweden
abstained, and Turkey and Cyprus went along with the majority, all other Western States
voted against the resolution, which they viewed as an infringement of the right to freedom
of information and communication and the principle of the free flow of information across
frontiers. In their view, the rules relating to the freedom of international radio broadcasting
must apply equally to DBS, without any requirement of having to obtain prior consent of the
receiving state.
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20 UN General Assembly 37/92 Resolution is not legally binding. As such, it did not
introduce any change to customary international law. But it was also clear that a number of
issues connected with the use of the new technology still needed to resolved, such as the
protection of minors or respect for cultural differences (broadcasting a video recording a
Spanish bull fight to India was a frequently cited example).
Everyone shall have the right to freedom of expression; this right shall include
freedom to seek, receive and impart information and ideas of all kinds, regardless of
frontiers, either orally, in writing or in print, in the form of art, or through any other
media of his choice.
26 As regards possible reservations to the ICCPR, it is interesting to note that the draft
accepts reservations to ‘particular elements’ of Art. 19 (2), but not a general reservation to
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the rights set out in that paragraph because this would be ‘incompatible with the object and
purpose of the Covenant’ (para. 5).
27 In a significant step, the draft extends the obligations of States in relation to → non-
State actors. It insists that State Parties ‘must also ensure that persons are protected from
any acts of private persons or entities that would impair the enjoyment of freedoms of
opinion and expression in so far as these Covenant rights are amenable to application
between private persons or entities’ (para. 6).
28 With reference to its earlier findings in a number of cases, the Committee adopts a very
broad interpretation of the scope of the freedom of expression in Art. 19 (2):
This right extends to the guarantee of the expression of every form of subjective
idea and opinion capable of transmission to others, subject to the provisions in
article 19, paragraph 3, and article 20. It includes political discourse, commentary
on one’s own and on public affairs, canvassing, discussion of human rights,
journalism, cultural and artistic expression, teaching, religious discourse [and
commercial advertising]. The scope of paragraph 2 embraces even views that may
be regarded as deeply offensive, although such expression may be restricted in
accordance with the provisions of article 19, paragraph 3 and article 20 (para. 11).
29 The Committee further notes that paragraph 2 covers all forms of expression and the
means of their publication:
Such forms include, but are not limited to, the spoken and written word and such
non-verbal expression as images and objects of art. Means of expression include
books, newspapers, pamphlets, posters, banners and legal submissions. They
include all forms of audio-visual as well as electronic and Internet-based media.
Paragraph 2 does not, however, provide a right of free expression in any specific
location (para. 12).
30 The draft also addresses the relationship between freedom of expression and the media.
It notes that a ‘free, uncensored and unhindered press or other media is essential in any
society for the ensuring of freedom of opinion and expression and the enjoyment of other
Covenant rights’ and confirms that it ‘constitutes one of the cornerstones of a democratic
society’ (para. 14). It further elaborates that the Covenant:
embraces a right to receive information on the part of the media as a basis on which
they can carry out their function. The free communication of information and ideas
about public and political issues between citizens, candidates and elected
representatives is essential. This implies a free press and other media able to
comment on public issues without censorship or restraint and to inform public
opinion. Pursuant to article 19, the public also has the right to receive information
as a corollary to the specific function of any journalist to impart information (para.
14).
31 One important weakness in the draft is that it does not sufficiently reflect the rapid
development of new media organizations that make use of information and communications
technologies, such as the Internet (see Article 19: Global Campaign for Free Expression
‘Statement on Draft General Comment No 34’ para. 13). The draft General Comment No 34
explicitly recognizes that Art. 19 (2) ‘embraces a general right of access to information held
by public bodies’ (para. 18, emphasis added; see also paras 19–20 for details).
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32 Furthermore, as regards the relation between freedom of expression and political
rights, the Committee refers to its General Comment No 25 ‘The Right to Participate in
Public Affairs, Voting Rights and the Right of Equal Access to Public Service (Art. 25)’ of 12
July 1996 (para. 21). Again, the Committee does not adequately consider the increasingly
important role of individual citizens using modern information and communication
technologies, such as the Internet and mobile phones (see Art. 19: Global Campaign for
Free Expression, Statement, para. 28).
(iii) Limitations
33 While there is no specific limitation of the freedom of opinion in Art. 19 (1) Covenant,
the exercise of the freedoms of expression and information provided in Art. 19 (2),
according to para. 3, ‘carries with it special duties and responsibilities’. It may be subject to
restrictions by law if necessary to protect the rights and reputation of others (→ Intellectual
Property, International Protection), national security, public order, public health, or morals.
34 Any construction of Art. 19 must start from the premise that the guarantee of rights in
Art. 19 (2) is the rule and Art. 19 (3) only the exception. This is clearly also the approach
adopted in draft General Comment No 34 which states that ‘when a State party imposes
restrictions on the exercise of freedom of expression, these may not put in jeopardy the
right itself’ and that ‘the relation between right and restriction and between norm and
exception must not be reversed’ (para. 22, see also General Comment No 27 ‘Freedom of
Movement [Art. 12]’ of 18 October 1999). This is a positive development because in the
past, especially during the Cold War, the interpretation of Art. 19 (3) suffered considerably
from the fact that its wording reflects a compromise formulation bridging the opposite
views of liberal democracies and socialist States on the free flow of information. Art. 19 (3)
served to accommodate quite divergent interpretations and in the practice of some States it
was frequently invoked, inappropriately, as a sweeping reservation of State sovereignty.
35 It is also encouraging that the draft is quite explicit in condemning certain practices as
being incompatible with the Covenant. The limits laid down in paragraph 3 ‘may never be
invoked as a justification for the muzzling of any advocacy of multi-party democracy,
democratic tenets and human rights. Nor, under any circumstances, can an attack on a
person, because of the exercise of his or her freedom of opinion or expression, including
such forms of attack as arbitrary arrest, torture, threats to life and killing, be compatible
with article 19’ (para. 24).
37 As regards the protection of national security or of public order (ordre public), the draft
sets out certain requirements for limitations based on official secrets and sedition laws. In
the view of the Committee, it:
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of information as those relating to the commercial sector, banking and scientific
progress (para. 31).
38 Restrictions based on ‘public morals’ are more difficult to deal with, due to → cultural
diversity. The Committee admits frankly that ‘the content of the term may differ widely
from society to society—there is no universally applicable common standard’ (para. 33 with
reference to Communication No 61/1979 Hertzberg et al v Finland and Communication No
195/1985 Delgado Pàez v Colombia). The Committee, however, affirms that ‘the concept of
morals derives from many social, philosophical and religious traditions; consequently,
limitations for the purpose of protecting morals must be based on principles not deriving
exclusively from a single tradition’ (para. 33 with reference to General Comment No 22 ‘The
Right to Freedom of Thought, Conscience and Religion [Art. 18]’ of 20 July 1993; see the
Danish Cartoon case below).
39 There are other observations in the draft explaining the meaning of what is a
‘necessary’ restriction for a legitimate purpose (para. 34) and the importance of the
principle of → proportionality (para. 35 with reference to General Comment No 27). The
Committee does not grant State Parties a ‘margin of appreciation’ in determining whether a
restriction may have been necessary in a given case. The Committee reserves such
assessment to itself (para. 37).
41 Other parts of the draft look into the conditions under which counter-terrorism
measures are compatible with Art. 19 (3) (para. 48) and how defamation laws, blasphemy
prohibitions, and laws criminalizing the promulgation of certain views about past events
(‘memory-laws’) may be reconciled with that provision (paras 49–51).
42 Apart from the limitations on freedom of expression that State Parties may adopt under
Art. 19 (3), there is Art. 20 which calls for the prohibition by law of propaganda for war
(→ Propaganda for War, Prohibition of) and advocacy of national, racial, or religious hatred
constituting incitement to discrimination, hostility, or violence. States are required to
prohibit by law acts addressed in Art. 20. In this sense, Art. 20 is lex specialis with respect
to Art. 19. The latter provision does not require any prohibitions, but only sets out
requirements for deciding whether restrictions on freedom of expression are permissible
(see draft General Comment No 34, paras 52–53).
43 Finally, it may be noted that the Committee does not consider ‘hate speech’ to fall
within Art. 20 because it would not ‘meet the level of seriousness’ set out in that article.
Thus, there is no obligation to prohibit ‘hate speech’ under Art. 20, although justified
restrictions can be introduced under Art. 19.
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about Islam), the Council accepted a problematic amendment to the mandate stating that
religious discrimination would not be protected by freedom of expression.
45 As to the background, in 2005, a Danish cartoonist had made a drawing of the Prophet
Mohammed, the founder of Islam, with a turban resembling a bomb, which caused Muslim
outrage worldwide, resulting in at least 50 deaths. For years, the cartoonist had to live
under police protection in Denmark, which insisted that he was protected by the freedom of
speech and democracy in that country. In 2011, a Danish Court convicted a Somali man,
who had broken into the home of the cartoonist with an axe, for an act of attempted
terrorism for trying to kill the cartoonist.
46 The case reminds one of the fatwa issued by Ayatollah Ruhollah Khomeini, the Supreme
Leader of Iran, in 1989 against the writer Salman Rushdie for his novel The Satanic Verses
which caused controversy in the world of Islam because it was also seen as an irreverent
depiction of the Prophet Mohammed. Due to death threats, Rushdie was forced to go into
hiding in Britain under police protection for several years. The Iranian government
disassociated itself from the death fatwa in 1998, but in 2005 Ayatollah Ali Khamenei, Iran’s
Supreme Leader, reaffirmed the fatwa. These cases and the aforementioned decision of the
UN Human Rights Council demonstrate how difficult it can be to find consensus on
universal values.
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‘democratic society’. As set forth in article 10, this freedom is subject to exceptions,
which must, however, be construed strictly, and the need for any restrictions must
be established convincingly (Raichinov v Bulgaria [2006] para. 47).
51 The Court further elaborated on the task of exercising its supervisory jurisdiction. It:
is not to take the place of the competent national authorities but rather to review
under Article 10 the decisions they delivered pursuant to their power of
appreciation. This does not mean that the supervision is limited to ascertaining
whether the respondent State exercised its discretion reasonably, carefully and in
good faith; what the Court has to do is to look at the interference complained of in
the light of the case as a whole and determine whether the reasons adduced by the
national authorities to justify it are ‘relevant and sufficient’ and whether it was
‘proportionate to the legitimate aim pursued’. In doing so, the Court has to satisfy
itself that the national authorities applied standards which were in conformity with
the principles embodied in Article 10 and, moreover, that they relied on an
acceptable assessment of the relevant facts (ibid).
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(d) Charter of Fundamental Rights of the European Union
54 The → Charter of Fundamental Rights of the European Union (2000) became legally
binding with the entry into force of the → Lisbon Treaty on 1 December 2009. Art. 11 deals
with freedom of expression and information and corresponds to Art. 10 ECHR. Art. 11 (1)
states that ‘[e]veryone has the right to freedom of expression. This right shall include
freedom to hold opinions and to receive and impart information and ideas without
interference by public authority and regardless of frontiers’. Art. 11 (2) stipulates that the
‘freedom and pluralism of the media shall be respected’.
55 According to Art. 52 (3) Charter, the meaning and scope of this right are the same as
provided for by the ECHR. Thus any limitations may not exceed those provided for in Art.
10 (2) Convention, except possibly for restrictions that may arise under EU competition law
regarding the licensing requirement in Art. 10 (1) ECHR (see the Explanations to the
Charter [2007] OJ C 303 /17).
59 This provision expressly prohibits jamming and must be read in conjunction with Art. 13
(5) which serves purposes similar to those of Art. 20 ICCPR. Art. 14 American Convention
explicitly establishes and regulates in more detail a right of an individual offended by a
medium to reply or make a correction.
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(f) African Charter on Human and Peoples’ Rights
61 The 1981 African Charter on Human and Peoples’ Rights states that every individual
shall have the ‘right to receive information’ (Art. 9 (1)) and ‘to express and disseminate his
opinions within the law’ (Art. 9 (2)), subject, however, to the ‘duties’ of the individual as set
out generally in Arts 27 to 29. In 2002 the African Commission on Human Rights and
Peoples’ Rights adopted a Declaration of Principles of Freedom of Expression and in 2005 it
decided to appoint a Special Rapporteur on Freedom of Expression in Africa.
63 Furthermore, in the → Helsinki Final Act (1975) of the Conference on Security and Co-
operation in Europe, East and West confirmed the fundamental freedoms of expression and
information and agreed upon the wider dissemination of information of all kinds. These
rights then played a prominent role in the subsequent follow-up of the Helsinki Process,
although the documents remained non-binding. In 1997 the → Organization for Security and
Co-operation in Europe (OSCE), with 55 participating States from Europe, Central Asia, and
North America, then established an OSCE Representative on Freedom of the Media.
64 Under the 1953 Convention on the International Right of Correction a State affected by
a false or distorted news dispatch may submit its version of the facts to States within the
territories of which such dispatch has been published or disseminated. The receiving State
is obliged to release the communiqué to the correspondents and information agencies
operating in its territory, but the Convention does not impose an obligation on the press or
other media to publish it. The Convention, ratified by only a few countries, is largely
ineffective.
65 An area that has gained more and more importance is the right of access to information
and data held by governments. Many countries have adopted respective freedom of
information laws. A Council of Europe Convention on Access to Official Documents was
opened for signature in 2009. There are also EU rules on the matter. On the global level, we
have the 1996 Johannesburg Principles on National Security, Freedom of Expression and
Access to Information. These principles were drawn up by a group of international law
experts and then endorsed by the UN Special Rapporteur on Freedom of Opinion and
Expression in his 1996 annual report.
66 The 2003 Declaration of Principles adopted by the World Summit on the Information
Society reaffirmed:
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67 In 2009, the (as such legally non-binding) Camden Principles on Freedom of Expression
were adopted by Article 19: Global Campaign for Free Expression. High-level UN and other
officials, NGOs, and academic human rights experts agreed on a progressive interpretation
of relevant standards under international law. The principles deal with legal protection for
equality and freedom of expression, the right to be heard, and the right to speak, promoting
intercultural understanding, freedom of expression, and harmful speech, including
incitement to hatred.
70 In January 2011, the Egyptian government blocked Internet access for nearly the entire
population, cut off mobile phone service, and jammed satellite television signals for five
days in a vain attempt to control the protests of hundreds of thousands of Egyptians
demanding the overthrow of the government. The Tunisian and Libyan governments also
cut off the Internet when they were confronted with the popular uprisings.
72 The way such a circumvention system operates has been described as follows:
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Government censorship systems can block access to certain Internet protocol
addresses. The equivalent of phone numbers, these addresses are quartets of
numbers, like 209.85.171.100, that identify a Web site, in this case, google.com. By
clicking on a link provided in the consortium’s e-mail message, someone in China or
Iran trying to reach a forbidden website can download software that connects to a
computer abroad that then redirects the request to the site’s forbidden address …
The technique works like a basketball bank shot—with the remote computer as the
backboard and the desired Web site as the basket. But government systems hunt for
and then shut off such alternative routes using a variety of increasingly
sophisticated techniques. So the software keeps changing the Internet address of
the remote computer—more than once a second. By the time the censors identify an
address, the system has already changed it (Markoff 4).
74 China’s control of the Internet is known as the ‘Great Firewall of China’. It was
designed by Fang Binxing, President of the Beijing University of Posts and
Telecommunications. China is said to employ more than 40,000 people as ‘Internet police’
stationed in a number of regional centres. It also engages hundreds of thousands of
students and private citizens, enlisted as volunteers or paid commentators, to ‘steer’ online
discussions in a desirable direction, or act as informants to the authorities (Markoff 4). The
participants in this scheme, who are paid to post pro-government views on the Internet, are
known in China as the ‘Fifty-cent party’.
75 While most material on the global Web can be accessed freely from China, many foreign
websites deemed to be sensitive by the government are blocked by this Firewall, including
Facebook, YouTube, Twitter, Blogspot, Typepad, Voice of America, and Radio Free Asia.
Search engines inside China will not link to content associated, for example, with the
Tiananmen Square incident in 1989, the independence of Tibet, the banned spiritual
movement Falun Gong, or the award of the 2010 Nobel Peace Prize to the imprisoned
dissident Liu Xiabo. Internet companies in China are required by law to delete any political
or other material that the government considers objectionable.
76 China does not dispute that it monitors Internet content, but it argues that it acts like
many other countries in the interest of protecting citizens against harmful material, crime,
fraud, pornography, and treasonous propaganda. A government White Paper on the Internet
in China was published on 8 June 2010 to explain the official position. Describing the
Internet as a ‘crystallization of human wisdom’, the paper emphasizes the important role
the Internet plays in China’s development and provides impressive facts on the Internet
situation in the country.
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77 It also outlines China’s basic policies with respect to investment into Internet
infrastructure as well as the promotion of extensive use of the Internet in various forms.
The paper further gives assurances that the Chinese government:
provides the public with a full range of news, and at the same time guarantees the
citizens’ freedom of speech on the Internet as well as the public’s right to know, to
participate, to be heard and to oversee in accordance with the law (Part III).
78 With reference to the Constitution of the People’s Republic, it emphasizes that Chinese
citizens ‘fully enjoy freedom of speech on the Internet’ (ibid).
while exercising such freedom and rights, citizens are not allowed to infringe upon
state, social and collective interests or the legitimate freedom and rights of other
citizens. No organization or individual may utilize telecommunication networks to
engage in activities that jeopardize State security, the public interest or the
legitimate rights and interests of other people (Part IV).
80 Other sections deal with the need ‘to curb dissemination of illegal information online’.
Reference is made to laws and regulations that:
clearly prohibit the spread of information that contains contents subverting State
power, undermining national unity, infringing upon national honor and interests,
inciting ethnic hatred and secession, advocating heresy, pornography, violence,
terror and other information that infringes upon the legitimate rights and interests
of others. According to these regulations, basic telecommunications business
operators and Internet information service providers shall establish Internet
security management systems and utilize technical measures to prevent the
transmission of all types of illegal information (ibid).
81 Apart from specifically addressing online safety for minors, the protection of intellectual
property, and online privacy of citizens (→ Privacy, Right to, International Protection), the
White Paper also lays out the Chinese regulations protecting Internet security, stipulating,
inter alia:
82 On the other hand, government statements often praise the positive supervisory role of
‘netizens’ when, for example, filing complaints against corrupt officials.
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83 Internet content control in China includes blog censorship that is not implemented
directly by the Chinese authorities themselves, but by private Internet providers, such as
Yahoo China, Microsoft, and MySpace (MacKinnon). China’s Great Firewall is based upon
Internet filtering. Users connecting to the Internet from a particular network are blocked
from accessing certain websites abroad containing unwelcome content. Filtering is done by
entering the addresses of banned websites and keywords into the routers and software
systems that control Internet traffic across the domestic networks in China and at the
gateway points connecting the domestic Chinese Internet and the global Internet.
84 As noted above, the filtering method used for Internet control by the Great Firewall in
China can be circumvented by proxy servers and other techniques. But there is another
level of Internet content control in China against which such methods do not work.
Circumvention options cannot:
address the separate problem of domestic Internet censorship. For content on Web
sites hosted on computer servers in China, circumventions tools are irrelevant
because content has been deleted or prevented from existing … The whole process
is carried out almost entirely by employees of Internet companies, not by ‘Internet
police’ or other government officials (MacKinnon).
85 By law, all companies operating websites (search engines, forums, blogs, or whatever)
in China (including Google, Yahoo, and Microsoft) are obliged to comply with government
censorship demands if they wish to keep their business licences. Apparently, within this
system there is a tendency towards stricter self-censorship in the implementation phase
when companies try to comply with government directives on content control. Companies
are also required to co-operate with the government on matters relating to national security
under an amendment in April 2010 to the State Secrets Law containing not very clear
definitions of what constitutes a ‘State secret’.
Over the past few years, there has been a marked tendency by some governments
to restrict and control access to the Internet in a manner which is incompatible with
international norms on freedom of expression and information (Introduction).
88 The Declaration affirmed that Member States ‘should not subject content on the
Internet to restrictions which go further than those applied to other means of content
delivery’ (Principle 1). What is legal off-line is also legal on-line.
89 Another important aspect is the absence of prior State control. Principle 3 states:
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Public authorities should not, through general blocking or filtering measures, deny
access by the public to information and other communication on the Internet,
regardless of frontiers. This does not prevent the installation of filters for the
protection of minors, in particular in places accessible to them, such as schools or
libraries.
This principle underlines the importance of no prior State control over what the
public can search for on the Internet. In some countries, there is a tendency to
block access by the population to content on certain foreign or domestic web sites
for political reasons. This and similar practices of prior State control should be
strongly condemned (at Principle 3 ‘Absence of Prior State Control’).
91 Other Principles ensure that the setting-up and running of individual websites are ‘not
subject to any licensing or other requirements having a similar effect’ (Principle 4);
guarantee the freedom to provide services over the Internet (Principle 5); impose limits on
the liability of service providers for Internet content (Principle 6); and the obligation of
States to ‘respect the will of users of the Internet not to disclose their identity’ (Principle 7).
93 The recommendation underlined the ‘legitimate expectation [of people] that Internet
services be accessible and affordable, secure, reliable and ongoing’ (at clause 15). It stated
that the protection of this expectation ‘should be a priority with regard to the governance of
the Internet’ (at clause 16).
95 The 2010 Council of Europe Declaration on Network Neutrality starts from the fact that
‘[e]lectronic communication networks have become basic tools for the free exchange of
ideas and information’ (at para. 3). As the use and further development of the Internet may
be ‘adversely affected by non-transparent traffic management, content and services’
discrimination or impeding connectivity of devices’ (ibid), a general principle of ‘network
neutrality’ should be introduced. This principle serves to give users ‘the greatest possible
access to Internet-based content, applications and services of their choice, whether or not
they are offered free of charge, using suitable devices of their choice’ (para. 4).
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should be able to gauge the impact of network management measures on the
enjoyment of fundamental rights and freedoms, in particular the rights to freedom
of expression and to impart or receive information regardless of frontiers, as well as
the right to respect for private life (at para. 8).
97 Art 10 ECHR does not expressly mention Internet freedom. But it is clear from the case-
law that information and views expressed on a webpage are also covered by the freedom of
expression guaranteed in that provision (ECtHR Perrin v United Kingdom [Judgment of 18
October 2005]). Internet archives are protected by Art. 10 (ECtHR Times Newspapers Ltd v
United Kingdom [Nos 1 and 2] [Judgment of 10 March 2009] para. 27). A popular Internet
forum enjoys the same level of protection under Art. 10 as the printed press (ECtHR
Fatullayev v Azerbaijan [Judgment of 22 April 2010] para. 95).
98 However, State control also has a role to play in the exercise of Internet freedom under
the Convention (ECtHR Megadat.com SRL v Moldava [Judgment of 8 April 2008] para. 68).
In the latter case, the Court also held that a licence granted to provide Internet services
was a possession within the scope of Art. 1 First Protocol. A termination of the licence is
equivalent to interference (ibid paras 62–64). Moreover, Art. 1 may be invoked to protect
registered domain names (ECtHR Paeffgen GmbH v Germany [Judgment of 18 September
2007]).
101 A number of useful improvements to the text in this regard have been suggested by
the NGO Article 19: Global Campaign for Free Expression. There are four main proposals.
First, the Committee should indicate:
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unless they are based on a court order approved by an independent judge taking
into account domestic and international laws on freedom of expression (para. 38).
102 It will be difficult, however, to secure real implementation of this proposal where there
is in fact no effective separation of powers guaranteeing the existence of an independent
judiciary.
103 Second, it is proposed that ‘no individual or party should be held liable for content on
the networks of which they are not the author, unless they have either adopted that content
as their own or refused to obey a court order to remove that content’ (para. 39). The
purpose of this removal of liability is to protect Internet service providers who are
intermediaries acting merely as hosts or conduits.
104 Third, to reduce State control and interference, ‘no one should be required to register
with or obtain permission from a public body to operate a website, blog or other new media
outlet’ (para. 40). Fourth, governments should be obliged to ‘secure net neutrality and
adopt policies that prevent Internet service providers from discriminating against
information services and providers’ (para. 41).
106 Hate speech, eg inciting racial hatred and violence against minorities, is frequently
prohibited and criminalized in Europe (Alexander [2006]). Germany adopted anti-Nazi
legislation after 1945 which prohibits the formation of a neo-Nazi party, criminalizes
glorification of Nazism and Holocaust denial (the genocidal murder of more than six million
Jews), and prohibits printing Hitler’s Mein Kampf or singing the ‘Horst Wessel’ song. Laws
criminalizing Holocaust denial were also introduced in France, Switzerland, Belgium, Spain,
and other European countries. French law has been expanded by the 1990 Gayssot Law to
prohibit denial of other → crimes against humanity than only the Holocaust. Another area
where relevant laws have been introduced in Europe is ‘hate speech’. This refers to speech
that incites hatred against others based on race, ethnicity, religion, nationality, and other
criteria. Such laws are in force in France, Germany, Austria, Belgium, Sweden, Norway, the
UK, and other countries. Russia’s Prosecutor General’s Office banned Mein Kampf in March
2010, finding it in violation of laws against extremism.
107 This development in Europe was encouraged by the 1965 International Convention on
the Elimination of all Forms of Racial Discrimination (‘ICERD’). It has been ratified by more
than 150 states. Art. 4 ICERD deals with speech and stipulates that parties shall (1)
criminalize the ‘dissemination of ideas based on racial superiority or hatred’; (2) ‘declare
illegal and prohibit organizations … which promote and incite racial discrimination’; (3)
‘shall recognize participation in such organizations or activities as an offense punishable by
law’; and (4) prohibit public authorities from promoting or inciting racial discrimination.
108 Moreover, in 2007 the EU adopted the Framework Decision on Racism and
Xenophobia (16 April 2007). The aim of this Directive is to achieve substantial hate speech
regulation throughout the EU, including public speech condoning, denying, or grossly
trivializing crimes defined by the Nuremberg Tribunal, namely the Holocaust.
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109 The US traditionally takes a different view, favouring the ‘marketplace of ideas’
concept. The First Amendment of the US Constitution includes the words that ‘Congress
shall make no law … abridging the freedom of speech, or of the press’. This provision
enshrines one of the most cherished American values constituting a free and open society.
Justice Oliver Wendell Holmes expressed the idea as follows:
When men have realized that time has upset many fighting faiths, they may come to
believe even more than they believe the very foundations of their own conduct that
the ultimate good desired is better reached by free trade in ideas—that the best test
of truth is the power of the thought to get itself accepted in the competition of the
market, and that truth is the only ground upon which their wishes can be carried
out. That, at any rate, is the theory of our Constitution. It is an experiment, as all
life is an experiment (Abrams v US [Dissenting Opinion of Justice Holmes] 630).
110 While the wording of the First Amendment seems to guarantee freedom of speech in
absolute terms, no right, of course, can be unlimited. The basic question for the US
Supreme Court has therefore been to determine what kinds of speech are protected by the
First Amendment and which are not. Clearly, harmful forms of speech must be regulated
even if this implies the need to restrict content. Consequently, the Court found that forms of
speech not protected by the First Amendment are, for example, obscenity, defamation,
fighting words, incitement or conspiracy to imminent violence, and true threats (see
Knechtle 46 for references).
111 The jurisprudence of the US Supreme Court has erected strong defences of the
freedom of speech in America. In New York Times Co v United States (1971), for example,
the Supreme Court rejected the claim of the US government that it was entitled to censure
the publication by the New York Times and Washington Post of the then-classified Pentagon
Papers that had been prepared and compiled by government officials responsible for
conducting the Vietnam War. The Supreme Court upheld the right of the editors to publish
the materials on the basis of the constitutional guarantee of the freedom to speak and to
publish as laid down in the First Amendment. It dismissed the claim of the Nixon
administration to secure confidentiality of the information and denied that the government
was entitled to a prior restraint order prohibiting publication in the first place (see the
illuminating remarks by Justice David Souter in his Harvard Commencement Speech [27
May 2010] Harvard Gazette Online).
112 When Congress made its first notable attempt to ban pornographic material on the
Internet with the Communications Decency Act (‘CDA’) of 1996, the Supreme Court even
defended the ‘chaos’ of the Internet against the attempt to restrict content in this respect
(Reno v American Liberties Union [1997]), overturning the law in part).
113 The history of the debate on hate speech in America is quite different from the
development in Europe. Hate speech may fall into some of the categories which the
Supreme Court considers unprotected under the First Amendment, such as fighting words,
defamation and incitement, or actual imminent violence. But, at least so far, no consensus
has emerged in the US to treat hate speech as a separate category requiring a response
going beyond those recognized categories.
114 In a recent decision on the scope of the First Amendment (Snyder v Phelps et al [2
March 2011]), the Court held that the First Amendment even protects hateful protests at
military funerals in a case in which the picketers (peacefully) displayed signs stating, for
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example, ‘Thank God for Dead Soldiers’, ‘Fags Doom Nations’, ‘America is Doomed’, ‘Priests
Rape Boys’, and ‘You’re Going to Hell’, for about half an hour before the funeral started.
Speech is powerful. It can stir people to action, move them to tears of both joy and
sorrow, and—as it did here—inflict great pain. On the facts before us, we cannot
react to that pain by punishing the speaker. As a Nation we have chosen a different
course—to protect even hurtful speech on public issues to ensure that we do not
stifle public debate (at 15).
116 It is no surprise, therefore, that the US when ratifying the ICERD entered a
reservation to the effect that it will not take any measures that violate the First Amendment
to the US Constitution. Consistent with this approach, the US also does not plan to join the
2003 Additional Protocol to the Convention on Cybercrime, Concerning the criminalization
of Acts of a Racist and Xenophobic Nature Committed Through Computer Systems,
although it did accede to the Convention itself.
117 The Yahoo case in France illustrates a clash of legal cultures regarding Internet
content control among democratic societies. Yahoo’s California-based company provided
information services on its US-based website which permitted traffic of material glorifying
Nazism. In the US, this is protected by the First Amendment. In France, it is barred by
French law and punishable under the French Penal Code. In May 2000, the Paris Tribunal
de grande instance made an interim ruling ordering Yahoo to take measures to make it
impossible for its disputed sites and services to be accessed through Yahoo.com by a surfer
calling from France. The Paris Tribunal based its ruling on the assumption, following
technical expert advice, that effective filtering methods were available to Yahoo making it
possible to block access to the Nazi material by French residents without removing it more
generally (also for US citizens, for example). In addition to the injunction and the risk of
financial penalties in the civil action, Yahoo as a company and its CEO were confronted with
criminal charges, but were acquitted in a French court decision that was finally upheld on
appeal in 2005.
118 Yahoo responded to the injunction issued in the civil action by seeking a declaratory
judgment in US courts that the French orders were unenforceable in the US. While the first
ruling by a Californian District Judge agreed that the French orders violated public policy
as laid down in the First Amendment and were therefore unenforceable by a US court, in
the end Ninth Circuit dismissed the Yahoo case on the basis of six strongly divided opinions
(Yahoo! Inc v La Ligue Contre le Racisme et l’Antisemitisme [2006] [en banc]).
119 In a similar case involving Google in 2006, prosecutors in Brazil sought the assistance
of Orkut, a Google subsidiary providing social networking services in Brazil, with respect to
activities relating to child pornography, incitements to commit crime, neo-Nazism, cruelty to
animals, racism, religious intolerance, homophobia, and xenophobia—all prohibited under
the law of Brazil. When Orkut tried to argue that it did not have the information needed to
identify the participants in those activities, because this was on the servers of its parent
company in the US, a Brazilian judge admonished Google for displaying a ‘profound
disrespect for national sovereignty’ (Chander 296). Apparently, Google maintains a ‘Safe
Server Strategy’ keeping data in the US where it enjoys the protection of the First
Amendment which may be invoked to fend off the enforcement of foreign court orders
supporting the suppression of free flow of information. But in the Brazilian case, Google’s
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parent company in California decided to comply when the Brazilian authorities redirected
the subpoena to Google’s head office.
121 For example, in the China-Publications and Audiovisual Products case, the panel
decided that supplying services online is not a distinct category of services ([Report of the
Panel] [12 August 2009] paras 7.1209, 7.1220). Moreover, in US—Gambling the WTO
Appellate Body ruled that the protection of morals under Art. XIV GATS, which contains
general exceptions to market access obligations, could in principle be invoked to restrict
the freedom of Internet gambling and services, or even to impose a complete ban ([Report
of the Appellate Body] [7 April 2005] para. 373 (D) (iv)).
122 As it currently stands, WTO law does not lend itself easily to advance an argument, for
example, that host States are obliged to respect Art. 19 ICCPR, especially not, as in the
case of China, if the ICCPR has not been ratified. Nevertheless, aspects under which
Internet censorship may be not only a human rights issue, but also a trade law issue, are
conceivable. It might be argued, as in a White Paper circulated by Google in November
2010, that Internet content control measures may, under certain conditions, conflict with
GATS transparency obligations, constitute discriminatory measures and impediments to
market access with respect to the cross-border supply of network, or violate requirements
of independent review of administrative decisions affecting trade in services.
C. Concluding Remarks
123 The traditional notions of information and communication have been shaped primarily
by reference to the press and terrestrial broadcasting. Profound changes in
communications technologies with a global impact, especially the Internet, have challenged
this notion. These changes include the use of satellite communications for direct television
broadcasting and → remote sensing from → outer space. They also include the combination
of computer and communications systems in the form of ‘telematics’, which enormously
advances the capacity for producing, stocking, and circulating information and knowledge
and has led to a huge increase in transborder data flows.
124 The spread of new technologies and the emergence of the Internet as a public network
have led to a discussion of the transformation from a global ‘information society’ to a
‘knowledge society’, while overcoming existing global disparities in this process, and
securing the two pillars of access to information for all and freedom of expression.
Furthermore, the growing use of units of information coded electronically for processing by
one or more digital computers which transfer almost instantaneously or process information
in more than one State has led to competition and often conflict between the two objectives
of the promotion of the free flow of information and the protection of the privacy of the
individual (→ Data, Transboundary Flow, International Protection).
125 The expansion and further development of the Internet offer promising opportunities
for extending the free flow of information, the exchange of ideas, and the individual rights
to freedom of information and communication globally. At the same time, the challenge of
global Internet freedom also creates significant potential for conflicts arising from diverse
views on cultural norms, national security, privacy, human rights, and the appropriate scope
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of content control, primarily between open societies and authoritarian regimes, but to some
extent also among liberal democracies.
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