Professional Documents
Culture Documents
of Mesopotamia
Epigraphic Evidence
Ancient History from Inscriptions
edited by John Bodel
Literary Texts and the Greek Historian
Christopher Pelling
Literary Texts and the Roman Historian
David S. Potter
Reading Papyri,Writing Ancient History
Roger S. Bagnall
Archaeology and the Bible
John Laughlin
Cuneiform Texts and the Writing of History
Marc Van De Mieroop
Ancient History from Coins
Christopher Howgego
The Sources of Roman Law
Problems and Methods for Ancient Historians
O. F. Robinson
The Uses of Greek Mythology
Ken Dowden
Arts, Artefacts, and Chronology in Classical Archaeology
William R. Biers
The Archaeology
of Mesopotamia
Roger Matthews
First published 2003
by Routledge
2 Park Square, Milton Park, Abingdon, Oxon, OX14 4RN
List of illustrations ix
Preface xi
Acknowledgements xiii
Bibliography 205
Index 231
Illustrations
Tables
5.1 Empires: characteristics and correlates 129
5.2 Mesopotamia and empires 133
Figures
1.1 Map of Mesopotamia and environs 2
1.2 Borsippa, central south Iraq, mistakenly identified
in the past as the Tower of Babylon 3
1.3 Telloh, south Iraq 10
1.4 Nippur, south Iraq 11
1.5 Aššur, north Iraq 13
1.6 Rescue archaeology. Excavations at Tell Mohammed ’
Arab on the Tigris river 18
2.1 Excavating buildings of later-third-millennium BC
date at Tell Brak 34
2.2 Building VI.A.10 at Çatalhöyük 36
2.3 Plan of surface architecture of the Neolithic period in
the north area at Çatalhöyük 42
2.4 Regions where archaeological survey has been conducted
in Iraq, northeast Syria and southeast Turkey 48
2.5 Intensive field-walking survey in north central Turkey,
Project Paphlagonia 56
2.6 Patterns of residence through time in TA House 1 at
Nippur, south Iraq 62
3.1 Plan of the early settlement at Hallan Çemi, southeast
Turkey 83
3.2 Abu Hureyra, north central Syria. Large mammal bones
from Trench B 85
x Illustrations
I owe thanks to several people who have helped with this volume in one
way or another, but I should first stress that any faults or errors
remaining are entirely my responsibility. For courteous assistance in
libraries at the British Institute of Archaeology at Ankara, and the
Institute of Archaeology, University College London, I am extremely
grateful to, respectively, Yaprak Eran and Robert Kirby. For helpful
comments and advice on several aspects I am very grateful to Bob
Chapman and Wendy Matthews, both of the Department of
Archaeology, University of Reading, as well as to three anonymous
referees for useful suggestions. For advice and comment on sections of
Chapter 7, my sincere gratitude goes to Sam Moorehead of the British
Museum and to Harriet Martin. Hugh Alexander of the Public Record
Office Image Library, Kew, provided invaluable assistance with regard
to permissions for reproduction of aerial images held in their collec-
tions, and I thank him for that. I also thank Matthew Reynolds for his
able assistance with illustrations used throughout this volume. Finally,
my sincere thanks go to the staff at Routledge, particularly Richard
Stoneman and Catherine Bousfield, for steering me and the book
towards a productive meeting point.
Roger Matthews
London
11 June 2002
Chapter 1
Defining a discipline
Mesopotamian archaeology
in history
his basic mapping of Nineveh in March 1766? Does the discipline begin
with Claudius Rich surveying the ruins of Babylon in December 1811
and of Nineveh in 1820 on outings from his post as Baghdad Resident of
the East India Company? Or in December 1842 with Paul Emile Botta
sinking the first trenches into the dusty earth of Nineveh? Or with Austen
Henry Layard’s discovery in November 1845 of two Assyrian palaces on
his first day of digging at Nimrud? And what of early nineteenth-century
attempts at the decipherment of cuneiform, such as those of Grotefend
and Rawlinson on the trilingual Bisitun inscription in Iran? All these
dramatic events, and many others, can be compounded as an early stage
in the evolution of Mesopotamian archaeology.
Are these genuine beginnings to the discipline or are we ignoring
earlier or contemporary developments outside the Eurocentric tradi-
tion? Tellingly, Seton Lloyd begins his masterful book on the history of
Mesopotamian discovery, Foundations in the Dust, with the following
sentence:
Figure 1.2 Borsippa, central south Iraq, mistakenly identified in the past
as the Tower of Babylon
Source: photo by R. Matthews.
4 Defining a discipline
Lloyd was correct to point to the underrated (in the West) achieve-
ments of Arab intellectuals. Comparative historical narratives dealing
with ancient non-Islamic peoples and with Islamic origins, as well as with
the classical tradition of Greece and Rome, were already a feature of
ninth- and tenth-century Arab historians such as al-Tabari, al-Mas’udi,
and al-Biruni (Rosenthal 1968; Masry 1981: 222; Hourani 1991: 53–4),
while the geographical writings of Ibn Battuta in the fourteenth century
situate the world of Islam within a rich and diverse global context.
The works of the fourteenth-century historian Ibn Khaldun, above
all, are imbued with a concern to transcend particularist histories by
developing a ‘science of culture’ (Mahdi 1964), rooted in what we
might now see as principles of social theory, human-environment
dialectics, and ideology, an intellectual foundation upon which to
explore what Ibn Khaldun saw as the five problematic subject areas of
human existence worthy of scientific historical investigation: the trans-
formation of primitive culture into a civilised condition, the state, the
city, economic life, and the development of the sciences. Why did
archaeology not develop out of or alongside this intellectual discourse?
In a recent article, Vincenzo Strika speculates that Islamic intellectuals
of the Middle Ages were on the verge of arriving at something that
might have become archaeology as we know it, had it not been
swamped by the European tradition of science and history from the
time of Napoleon onwards, a tradition that was too intertwined with
Western exploitative colonialism ever to be acceptable or attractive to
indigenous intelligentsia (Strika 2000).
If we look for evidence of a specifically Ottoman interest in the past
of Mesopotamia, a land ruled by the Ottomans for almost four
centuries, we are met with complete silence until after the arrival of the
European powers (Özdoğan 1998: 114), followed by the founding of
the Imperial Ottoman Museum in Istanbul in the late 1860s. In essence,
the past of Mesopotamia had reverted to dust, and its recovery and
interpretation have been largely the fruit of Western engagement. By
the time of that engagement, Mesopotamia had become ‘a neglected
province of a decaying empire’ (Lloyd 1947: 211), ‘the system of irriga-
tion had declined, and vast areas were under the control of pastoral
tribes and their chieftains, not only east of the Euphrates but in the
land lying between it and the Tigris’ (Hourani 1991: 226–7).
Defining a discipline 5
But let us not forget the evidence for the practice of a kind of proto-
archaeology by the ancient inhabitants of Mesopotamia themselves.
Irene Winter has suggested that in the first millennium BC ‘the
Babylonian past was actively sought in the field’ (Winter 2000: 1785;
italics in original), by the inhabitants of Babylonia as part of a concern
with royal patronage. Thus carefully executed programmes of excava-
tion at Babylon, Sippar, Ur and Larsa of buildings a thousand or more
years old were mounted by kings such as Nabonidus and Nabopolassar
in the seventh and sixth centuries BC, while statues of Gudea were
recovered and displayed in the palace of a Hellenistic ruler of Telloh,
2,000 years after their manufacture (Kose 2000).
The theory and practice of the modern discipline are heavily rooted
in the story of Western political interest in the Middle East. At this
point, it may be useful to define some of the geographical terms that
will feature throughout this volume, particularly as the origin and usage
of these terms cannot be separated from their political contexts in
modern times (Bahrani 1998; Van De Mieroop 1997a). The term
‘Mesopotamia’ as used today refers to the territory largely contained
within the Republic of Iraq, with much smaller areas in northeast
Syria, southeast Turkey, and west Iran. Modern usage of the term
‘Greater Mesopotamia’ applies to the watersheds of the rivers
Euphrates, Tigris and Karun (Wright and Johnson 1975: 268). In antiq-
uity Mesopotamia was the name given to a satrapy constructed by
Alexander the Great from parts of two Achaemenid satrapies, and
subsequently a province of the Roman empire in what today is the
region of southeast Turkey stretching from the left bank of the
Euphrates at Samsat to the Tigris at Cizre (Talbert 2000: map 89). J. J.
Finkelstein demonstrated some time ago that prior to the late second
millennium BC, citations in Akkadian of ‘M‰t B”r”tim’, or ‘the land of
Mesopotamia’, referred to ‘the midst of the river’ rather than ‘between
the two rivers’, and more specifically that the name Mesopotamia desig-
nated the lands contained within the three sides of the great bend of
the Euphrates in Syria and Turkey, extending only as far east as the
westernmost tributaries of the Habur river (Finkelstein 1962). Use of
the term Mesopotamia to mean the lands between the Euphrates and
Tigris rivers probably came about with the arrival of Aramaic-speaking
tribes in the late second millennium BC, a usage adopted by Alexander
the Great and the Romans in their definitions of Mesopotamia. Today
the geographical scope of the term has greatly expanded to include all
the Euphrates-Tigris lands as far downstream as the Gulf. Zainab
Bahrani has argued that the application of the term ‘Mesopotamia’
6 Defining a discipline
for the present, of the lands of Mesopotamia, that passion was genuine
and in some ways productive.
Second, we should not cease to appreciate on their own terms the
achievements of the Eurocentric tradition in apprehending the
Mesopotamian past, as much as the achievements of that past itself.
There is no denying the imperialist and Eurocentric context of the
creation of a place for ‘Mesopotamia’ within the world-view of
Victorian England. In deconstructing the concept of ‘Mesopotamia’,
however, we should not thereby reject all notion that, for example, the
world of ancient Greece was heavily affected by a host of influences
from the East and that these influences might indeed have been trans-
mitted to us today, however indirectly. These influences and traditions,
often subtle and inadequately studied, in fields as diverse as religion,
ideology, philosophy, mathematics, music and sport, have received
consideration lately in a range of stimulating publications, including
Stephanie Dalley’s book The Legacy of Mesopotamia (Dalley 1998), an
article by Simo Parpola boldly entitled ‘The Mesopotamian soul of
Western culture’ (Parpola 2000; see also George 1997), and Jean
Bottéro’s vision of ‘the birth of the West’ from Mesopotamian origins
(Bottéro 1992; Bottéro et al. 2000). The annexation of the past of
Mesopotamia by nineteenth-century travellers from Western Europe
took place a century and a half ago, but the process has not stopped
and the ground remains hotly contested. Above all, we need constantly
to be aware of our generally implicit attitudes towards the
Mesopotamian past and its part in world history: ‘Perhaps the time has
come that we, Middle Eastern scholars and scholars of the ancient
Middle East both, dissociate ourselves from this imperial triumphal
procession and look toward a redefinition of the land in between’
(Bahrani 1998: 172; see also Larsen 1989). Redefining, realigning and
rehabilitating the Mesopotamian past remains a major task and chal-
lenge for the decades ahead.
Moving on from the first steps in Mesopotamian archaeology, and
the modern postcolonial date, we now provide a brief account of how
the discipline evolved in the decades subsequent to the 1840s. Following
Botta and Layard’s assaults on the great Assyrian cities of the north, a
mass of barely controlled investigations started up over much of
Mesopotamia, with British explorers Rawlinson, Loftus and Taylor
working at Borsippa, Warka, Larsa, Ur and Tell Sifr from 1849
onwards. Layard himself rather reluctantly sunk trenches into Babylon
and Nippur in late 1850 without major result. French explorations at
Kish and Babylon south of Baghdad in 1851 failed to find the hoped-
Defining a discipline 9
for sculpture-clad palaces now well known in the north, and interest
eventually waned. Rassam and Place continued the work of Layard and
Botta at Nineveh and Khorsabad, and Rassam found time to
commence digging at yet another Assyrian capital, Aššur, in 1853. A
major disaster occurred in 1855 when 300 hundred packing cases full of
priceless antiquities from these Assyrian capital cities, as well as material
from Babylon, were sent to the bottom of the Shatt al-’Arab near
Qurna by local marauders to whom the requisite protection money had
not been paid by the French. On this dreadful note, European explo-
rations of Mesopotamia came to a halt with the outbreak of the
Crimean War in the same year.
From 1873 onwards European interest in Mesopotamia revived. The
first sign was an expedition financed by the Daily Telegraph and headed
by George Smith of the British Museum, sent in search of a missing
fragment of the so-called ‘Deluge tablet’, which appeared to recount an
early version of the biblical story of Noah and the Flood, in fact now
known to be part of the Epic of Gilgamesh. Incredibly, the missing frag-
ment was indeed found. Following Smith’s death in 1876, excavations at
Nineveh were continued under the direction of Rassam, previously
Layard’s assistant. From the Ottoman authorities Rassam obtained an
extremely generous permit which allowed him to excavate anywhere
within the pashalıks of Baghdad, Aleppo and Van, a truly vast area, and
he proceeded to do exactly that in the period 1878–82, leaving gangs of
workmen, with local supervisors, for weeks at a time at such widely scat-
tered sites as Nineveh, Nimrud and Balawat in the north, and Babylon,
Borsippa, Cutha, Telloh and Sippar in the south, as well as at Sheikh
Hamad on the Habur in Syria, and the Urartian site of Toprakkale by
Lake Van in Turkey.
The personality and career of Hormuzd Rassam are notable enough
to make us pause for a moment over their consideration. Reasonably
entitling Rassam ‘the first Iraqi archaeologist’, Julian Reade has recently
attempted to rehabilitate the much-maligned Moslawi (Reade 1993),
pointing out that:
Figure 1.3 Telloh, south Iraq. Large hole made by de Sarzec and Parrot
Source: photo by R. Matthews.
Defining a discipline 11
Figure 1.4 Nippur, south Iraq. Excavated mud-brick buildings being reclaimed
by the desert
Source: photo by R. Matthews.
12 Defining a discipline
Nimrud, the Danes were digging at Shimshara, and the Americans were
once more at work at Nippur. Major Palaeolithic discoveries in north-
east Iraq were made in the 1950s by Ralph and Rose Solecki at
Shanidar Cave, including an assemblage of Neanderthal skeletons still
unparalleled in Mesopotamia and all of Southwest Asia.
Through the 1960s the pace of discovery continued to increase, with
prehistoric explorations at Bouqras, Telul eth-Thalathat and Choga
Mami. Large-scale research projects characterised the 1960s and 1970s,
with the British still at Nimrud, Umm Dabaghiyah and many other
sites, and Soviet teams working at a suite of prehistoric sites on the
Jazirah west of Mosul, including Maghzaliya, Sotto and Yarim Tepe, as
well as the start of long-term British investigations at the Sumerian city
of Abu Salabikh, amongst many other projects too numerous to
mention. These years also saw a florescence of Iraqi archaeologists,
many trained at Western universities, with the prehistoric settlement of
Tell es-Sawwan being excavated by Behnam Abu al-Soof, Ghanim
Wahida and colleagues, as well as a host of other field projects. At the
same time, the execution of coherent and extensive survey projects on
the Lower Mesopotamian plains, principally by Thorkild Jacobsen and
Robert Adams, generated a new and highly specific appreciation of the
history of settlement in these now largely abandoned regions of Iraq.
From the late 1970s onwards a new development was an increasing
emphasis on rescue or salvage archaeology, an aspect that has
continued to dominate the profession in subsequent decades. As in
other parts of the world, large-scale civil engineering projects have
provided the driving force behind much archaeological exploration and,
of course, destruction. In Liverani’s words, ‘archaeology has become a
salvage operation, the fallout and the cultural embellishment of the
extensive neo-capitalist intervention in regional planning’ (Liverani
1999: 7). Within Mesopotamia such projects have taken place princi-
pally in the form of dam construction and land irrigation programmes
associated with the major rivers of the region, including the Hamrin
region of the Diyala river in east Iraq, the Haditha stretch of the
Euphrates in west Iraq, the Tigris region to the north of Mosul, the
Upper Jazirah in north Iraq, stretches of the Euphrates and Habur
rivers in Syria, and much of the Tigris and Euphrates rivers, among
others, in Turkey. Frequently working under tight constraints of time
and funding, archaeology in these circumstances has developed to
become more of a regional survey exercise with limited excavations.
Thus great quantities of new sites of all periods have been located, but
very few of them have been subjected to detailed, long-term excavation.
18 Defining a discipline
Rather than shy away from these topics because they cannot be
‘found’ in the archaeological data, I prefer to change my strategy of
archaeological investigation by celebrating the ambiguity of the
archaeological record, by considering multiple interpretations of
the same data, and by a more explicit use of creative imagination.
(Tringham 1995: 97)