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2013 - Van Dalen J.W. Et Al - Poststroke Apathy
2013 - Van Dalen J.W. Et Al - Poststroke Apathy
Jan Willem van Dalen, MSc; Eric P. Moll van Charante, MD, PhD; Paul J. Nederkoorn, MD, PhD;
Willem A. van Gool, MD, PhD; Edo Richard, MD, PhD
prevalence, and clinical impact.15,16 tion. Data from each study were extracted by 2 observers (J.W.D. and
In this systematic review and meta-analysis, we aim to E.R.), using a predefined data extraction form (Appendix SII in the
establish the impact of poststroke apathy by assessing the online-only Data Supplement). Authors were contacted if published
results lacked information necessary for the meta-analyses. Risk of
prevalence and the association with disability, depression, and bias was assessed using an assessment form based on the Newcastle–
cognitive impairment. In addition, the influence of lesion loca- Ottawa quality assessment scale for cohort studies, and rated selec-
tion on the occurrence of apathy and the possibilities for phar- tion, confounding, and information bias subitems (Appendix SIII in
macological treatment are systematically reviewed. the online-only Data Supplement).18
Received August 22, 2012; final revision received November 21, 2012; accepted November 28, 2012.
From the Department of Neurology (J.W.v.D., P.J.N., W.A.v.G., E.R.) and Department of General Practice (E.P.M.v.C.), Academic Medical Centre,
University of Amsterdam, Amsterdam, the Netherlands.
J. van Dalen contributed to study design, literature search, data extraction, data synthesis, data interpretation, statistical analysis, and writing; E.P. Moll
van Charante for data interpretation and writing; P.J. Nederkoorn for data synthesis, data interpretation, and writing; W.A. Gool for data interpretation and
writing; and E. Richard contributed to study design, literature search, data extraction, data interpretation, and writing.
The online-only Data Supplement is available with this article at http://stroke.ahajournals.org/lookup/suppl/doi:10.1161/STROKEAHA.
112.674614/-/DC1.
Correspondence to Jan Willem van Dalen, MSc, Department of Neurology, Academic Medical Centre, University of Amsterdam, Meibergdreef 15, 1105
AZ, Amsterdam, the Netherlands. E-mail j.vandalen@amc.nl
(Stroke. 2013;44:851-860.)
© 2013 American Heart Association, Inc.
Stroke is available at http://stroke.ahajournals.org DOI: 10.1161/STROKEAHA.112.674614
851
852 Stroke March 2013
one average apathy rate per study to include in the meta-analysis. (patient-based, informant-based, or clinician-based apathy rating
To identify variables associated with poststroke apathy, separate scale), setting, time passed since stroke, exclusion criteria, history of
meta-analyses were performed for age, sex, mini-mental state stroke, and type of stroke included. These subgroup analyses were not
examination (MMSE) score, depression, and disability at assessment. prespecified but were defined during analysis to explore potential rea-
These factors were derived from the literature. We used a binary sons for large differences between study results. Univariate inverse-
random effects model for analysis of the relative risk of apathy for varience–weighted meta-regression was used to estimate the effect
depressed and female patients. A continuous random effects model of age, depression rates, and MMSE scores on reported apathy rate.
with unequal within-study variance was used to estimate associations Microsoft Office Excel 2003, PASW Statistics 18, and Meta-analyst
with age, MMSE score, and disability. Because of the different scales beta 3.13 were used for the statistical analysis.20
used to assess disability, we standardized the disability scores using
the Hedges’ G method.19 When multiple values for these factors at
different time points were provided in 1 single cohort, we calculated Results
one average value and standard deviation for meta-analysis. The Our search yielded 5463 articles, of which 4328 remained
relationship of apathy with functional recovery and with lesion after duplicate removal (Figure 1). In total, 49 research arti-
location was assessed qualitatively. cles were selected for full text analysis. Eight full articles and
A prespecified sensitivity analysis was designed to assess the in-
fluence of the definition of apathy used and that of suspected con- 2 abstracts of case reports on treatment could be obtained.
founding variables. This analysis only included studies reporting on For reference search, 27 reviews were selected of which 19
all proposed explanatory variables and used methods of apathy as- could be obtained. Searching the references yielded 1 addi-
sessment recommended in an extensive review of the psychometric tional article on treatment and none on prevalence (Figure 1).
evidence on the validity of available apathy measures.15 Two addi-
tional analyses were performed to explore heterogeneity of studies After further evaluation, 24 articles on prevalence and 11 on
in our main analysis. In the first, to determine the individual effect treatment were included in our review. Two articles reported
of each study on the overall estimate, a range of overall apathy rates on apathy prevalence in the same cohort at different time
were estimated by leaving out one study at the time, for all stud- points.23,44 Results reported in these articles were combined
ies (jackknife analysis). The second analysis only included studies,
which we estimated to have a relatively low risk of confounding and
using size weighted averages for all analyses except for those
selection bias (for criteria and selected studies, see Appendix SIII regarding time since stroke and population age.
in the online-only Data Supplement). To this analysis, we added a Reasons for exclusion of studies are listed in Appendix SI
sensitivity analysis in which we excluded studies with an average in the online-only Data Supplement. After quality assessment,
age below 60 years because these may not be representative for the
general stroke population.
we included 24 articles on the prevalence of apathy.5,6,21–42
Several further exploratory subgroup analyses were performed Table 1 shows the study design and demographic details of all
on the type of assessment instrument used, source of information 24 selected studies.
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4328 abstracts
88 selected articles
49 on prevalence
27 reviews
11 on treatment 17 articles unavailable
8 reviews
8 conference/dissertation abstracts
Treatment: Figure 1. Article selection.
1 case report
74 selected articles
41 on prevalence
19 reviews
10 on treatment
To supplement data, 22 authors were contacted, of whom 9 did not improve heterogeneity (Appendix SVI in the online-
were able to complement the data of 10 studies.33–42 Assessment only Data Supplement). Finally, meta-regression with age,
of the risk of bias per study is provided in Appendix SIII in the depression rates, and MMSE scores did not have significant
online-only Data Supplement. impact on the overall apathy rate (P>0.1). Associations
Patient characteristics and reported apathy rates can be between apathy and its clinical correlates are reported in
found in Figure 2. The total number of patients included was Table 2. Apathetic patients were on average 3.8 years older
2706 with a median number of 88 per study (range, 30–408 (95% CI, 2.1–4.7; I2=0%). Women had a slightly higher
patients). The median time since stroke was 120 days (range, chance of being apathetic than men (relative risk, 1.2; 95% CI,
2–850). The median reported average age was 65.1 years >1.0–1.5; I2=6.6%). Other associations that are less commonly
(range, 49.6–76.6). All but 4 studies concerned prospectively reported are listed in Table 3.
collected cohorts of stroke patients. Nine studies assessed The mean MMSE score of apathetic patients (n=10 studies)
patients in a subacute setting within 30 days after stroke. Six was 2.7 points lower (95% CI, 1.6–3.8; I2=60.2%). Excluding
studies were done in a mixed population of in- and outpa- 2 outliers identified in the funnel plot somewhat reduced
tients, 4 studies were done exclusively among rehabilitating these results (2.1; 95% CI, 1.3–2.9), but significantly reduced
inpatients and another 4 exclusively among outpatients. Four heterogeneity (I2=0%) (Appendix SVII in the online-only
articles provided longitudinal data with the length of follow- Data Supplement).30,33 In 7 studies, a significant association
up ranging from 6 to 16 months.6,21,31,36 between the presence of apathy and reduced performance on
The estimate for the mean prevalence of apathy across stud- different tests of cognitive function was found.
ies was 34.6% (95% CI, 29.5–40.2). Heterogeneity was mod- The estimated relative risk of depression among apathetic
erate (I2=46.4%). The funnel plot was roughly symmetrical patients (n=11 studies) was 1.8 (95% CI, 1.3–2.4) (Table 2).
(Appendix SIV in the online-only Data Supplement).19 The Depression occurred in 40.1% of patients with apathy (95%
predefined sensitivity analysis of studies using recommended CI, 29.9%–51.1%) and in 46.7% vice versa (95% CI, 36.4%–
measurement instruments (n=9),5,21,23,28,29,31,36,37,42 resulted 56.3%). The prevalence of depression in the nonapathetic
in an estimated prevalence of 26.3% (95% CI, 20.5–33.1; patients was estimated at 23.6% (95% CI, 17.1%–31.6%). Six
I2=42.8%). Excluding the study identified by the funnel plot studies reported a significant association between the presence
as a major source of heterogeneity42 reduced heterogeneity of poststroke apathy and poststroke depression.
(24.2%; 95% CI, 20.4%–28.4%; I2=25.2%) (Appendix SV Assessment of the relationship between apathy and disabil-
in the online-only Data Supplement). Jackknife sensitivity ity using Hedges’ G analysis was hampered by high heteroge-
analysis resulted in estimates ranging from 33.2% (95% CI, neity (I2=81.6%). Visual assessment of the funnel plot did not
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28.5–38.3) to 35.7% (95% CI, 30.6–41.2). Sensitivity analy- identify any single obvious cause and dichotomous stratifica-
sis, including studies with low risk of selection and confound- tion based on time because stroke did not substantially improve
ing bias (n=10), resulted in a mean prevalence of 41.4% (95% heterogeneity. In total, a significant association of apathy with
CI, 33.3–50.0) but did not reduce heterogeneity (I2=47.0%). increased disability was reported in 9 of 11 studies. In 7 of
Excluding studies with an average patient age under 60 years these, apathy was associated with concurrent increased dis-
from this analysis had no significant effect (38.0%; 95% CI, ability (Table 1). In 2, apathy at baseline was associated with
29.9–47.9; I2=46.0%; n=5). decreased functional status at follow-up,6,33 and in another 2,
The reported prevalence of apathy seemed to vary with with decreased functional recovery over time.5,32
different methods of assessment used. The pooled prevalence Information regarding lesion location and treatment was
based on studies using informant-based assessment assessed qualitatively. Of the 9 studies that assessed the rela-
instruments was lower than that of studies using patient-based tionship between lesion location and presence of poststroke
instruments, whereas that of the studies using clinician-based apathy, 6 reported on a significant association between spe-
instruments exceeded both (Figure 2). In studies using the cific lesion locations and an increased risk of apathy, although
NeuroPsychiatric Inventory (NPI), a lower prevalence was in 1 study all significant associations disappeared after the
reported compared with studies using other informant-based appropriate Bonferroni correction (Tables 4–7).23 No sig-
scales (23.0%; 95% CI, 18.4–28.2; I2=30.0% versus 39.4; nificant difference was found between lacunar and cortical
95% CI, 30.0%–49.5%; I2=45.5%). In addition, the analysis infarctions.
stratified for most commonly used assessment instruments Two clinical trials assessing the effect of pharmacological
showed significantly lower prevalence when apathy was treatment on poststroke apathy were identified, both using
assessed with the NPI compared with apathy-specific apathy as secondary outcome (Tables 8 and 9). In 1 phase II
assessment instruments (Figure 2). Studies which excluded trial, significantly reduced apathy scores were found in the
patients with history of stroke had a lower combined estimate group treated with 900 mg of the nootropic agent nefirace-
compared with those including patients regardless of stroke tam (n=22) compared with groups receiving 600 mg (n=26)
history (24.1%; 95% CI, 19.5–29.5; I2=22.1% versus 38.9; 95% or placebo (n=22).43 In another small (n=22) open study, the
CI, 38.9%–44.9%; I2=46.2%) (Appendix SVI in the online- acetylcholinesterase inhibitor donepezil had a modest benefi-
only Data Supplement). Stratification according to study cial effect on functional status, which was also associated with
setting revealed a relatively low prevalence and heterogeneity a reduction in apathy score.44 In 5 case reports, a favorable
in the subgroup of studies, which only included outpatients effect of treatment with bromocriptine was reported,14,45–48 and
(25.6%; 95% CI, 19.6–32.6; I2=26.9%) (Appendix SVI in the in 3 with methylphenidate.14,49,50 Ropinirole, zolpidem, and
online-only Data Supplement). Additional subgroup analyses selegiline were reportedly beneficial in one case each.14,51,52
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Author Year Design Age Disab. Cog. I. Major Depr. Com. Dis. % Setting Recruitment Period Type of Stroke Apathy Criterion Depression Measure Cognition Measure Measure Mean Score Measure Mean Score
Starkstein30 1993 PC … … Yes … … 17 Subacute <1993 First IH AS > 13 (s) HDSa MMSEb … … JHFIc 6/27 (i)*
Marin28 1994 RC 45–85 Yes … … … n.r. Outpatients <1991 I AES > 38 (c) HRSD MMSE … … … …
Andersson22 1999 CC … … Yes History Yes n.a. Inpatient rehabilitation n.r. IH AES > 33 (c) MADRSa … … … … …
854 Stroke March 2013
Angelelli21 2004 CS … Yes Yes … Yes n.r. In- and outpatients 1999–2002 First I NPI > 95 p of control (c) NPI Raven test … … FIM 85.7/10 (d)
Piamarta27 2004 PC <60 Yes … History Yes n.r. Subacute n.r. First IH Expanded PSDRS (s, i) PSDRS SPSMQ NIHSS 2.9/42 (i) BIc 79.7/100 (d)
23 a b
Brodaty 2007 PC >85 … Yes … Yes 34 In- and outpatients 1997–2000 I AES > 37 (i) SCID-1 MMSE ESS 93.5/100 (d) IADLc, ADLc 7/8, 5/6 (i)*
Carota35 2005 PC … Yes … … … 16 Inpatient 1995–1999 I EBIF nurse > 0 (c) Subjective yes or no … … … BI 80/100 (d)
Hochstenbach24 2005 PC >69 Yes … <10 years … n.r. Outpatients 1992–1996 IH Questionnaire (s, i) Questionnaire (s) … … … IADL n.r.
Caeiro33 2006 PC … … … … Yes 18 Subacute n.r. IH PSDRS (c) MADRSa MMSE NIHSS n.r. mRS n.r.
Kaji25 2006 PC … … Yes … Yes 0 Subacute 2004–2005 IH AS > 15 (s) HAM-D17a + MINI … … … … …
Hama5 2007 PC … … … History Yes 40 Inpatient rehabilitation 2002–2006 IH AS > 15 (s), NPI > 0 (i) SDS MMSE … … FIMd 77/126 (d)
Jarzebska26 2007 PC … … … … Yes 18 Subacute 2004–2005 I AS > 13 (s) HAM-D MMSEb … … … …
32
Santa 2008 PC 45–90 … Yes … Yes n.r. Inpatient rehabilitation 1999–2001 First IH AS > 15 (s) SDS MMSE NIHSS 9.2/42 (i) NIHSSd 9/42 (i)*
Greenop37 2009 PC … Yes … … Yes 90 In- and outpatients 2003–2005 IH NPI > 0 (i) NPI-i CAMCOGb … … MFAQ-IADL 2.8/8 (i)
Mayo6 2009 PC … Yes … … … 40 In- and outpatients 2003–2004 IH WBIBS (i) SF-36 MMSE telephoneb CNS 8.3/1.5 (d) SIS-physc, d 65.6/100 (d)
Hoffmann38 2010 PC 18–90 Yes Yes Current Yes 96 Inpatients 2003–2006 IH FRSBE > 65 (s, i) excluded FRSBE, CCN, WCST NIHSS 3.3/42 (i) NIHSS 3.3/42 (i)*
Onoda40 2011 PC … … … History Yes n.r. In- and outpatients 2005–2009 I AS > 15 (s) SDSa MMSEb … … mRSc 3/6 (i)
Rush29 2010 CC … … Yes … … n.a. Outpatient replicants 2005–2007 I NPI > 0 (i) BDI-II > 13 MMSE NIHSS 3.0/42 (i) BI 97/100 (d)
Sagen42 2010 PC … … Yes … Yes 43 In- and outpatients 2003–2005 IH AES > 33 (s) HADS-D MMSE (sus) … … BI 87/100 (d)
Caeiro34 2012 PC … Yes Yes … Yes 20 Subacute 2000–2002 IH AES-10 (c) MADRS MMSE NIHSS n.r. mRSd n.r.
Castellanos36 2011 PC … … Yes … … n.r. In- and outpatients 2007–2008 I NPI > 0 (i) HAM-D MMSE CNS 7.4/11.5 (d) mRSc, BI 2.0/6 (i), 79/100 (d)*
Marasco39 2011 PC … … Yes History Yes 22 Subacute 2009 First I PSDRS > 0 (c) PSDRS MMSE NIHSS 2.9/42 (i) mRS 2.8/6 (i)*
Withall31 2011 PC >85 … Yes … Yes 48 In- and outpatients 1997–2000 I AESi >37 (i) SCID-1 MMSEb ESS 89/100 (d) IADLc, ADLc 7/8, 5/6 (d)
Planton41 2012 PC 18–80 … Yes History Yes 80 Outpatients with good recovery 2007–2009 First I AS > 13 (s) BDI-II > 13 Broad cognitive testing NIHSS 2.6/42 (i) mRS 0.7/6 (i)*
CC indicates case–control; CS, cross-section; Com. Dis, communication disorder; Cog. I., cognitive impairment; Depr., depression; Disab., major disability and severe disease; First, no history of stroke; H, hemorrhage; I, infarction; n.a., not applicable; n.r., not reported; PC, prospective cohort; RC,
retrospective cohort; Apathy measures: (s), self-assessment; (c), clinician assessment; (i), informant assessment; AS, apathy scale; AES, Apathy Evaluation Scale; NPI, Neuropsychiatric Inverntory; EBIF, Emotion Behavior Index Form; PSDRS, PostStroke Depression Rating Scale; WBIBS, modified apathy items
from the Williams Brain Impairment Behavior Scale; AES-10, Apathy Evaluation Scale modified to 10 items; Depression measures: articles may have used multiple measures, the measure reported is the one used to assess the prevalence of depression used in this review: HDS, HRSD, HAM-D17, HAM-D,
Hamilton Rating Scale for Depression; MADRS, Montgomery and Asberg Depression Rating Scale; SCID, Structural Clinical Interview for DSM-IV; SDS, Zung’s Self-Rating Scale for Depression; SF-36, short form health survey; BDI-II, Beck Depression Inventory II; cognition measures: MMSE, Mini-Mental State
Examination, SPSMQ: CAMCOG, cognitive section of the Cambrdige Examination for Mental Disorders of the Elderly Revised; CCN, Coconuts neurological test; WCST, Wisconsin Card Scoring Test; MMSE (sus), MMSE taken only when patients were suspected to have cognitive impairment; stroke severity:
NIHSS, National Institutes of Health Stroke Scale; ESS, European Stroke Scale; mean, mean/maximum score; (d), score decreases with increased disability; (i), score increases with increased disability; Disability measures: (d), score decreases with disability; (i), score increases with disability; JHFI, John
Hopkins Functional Inventory; FIM, functional independence measure; IADL, Lawton Instrumental Activities of Daily Living Scale; ADL, Katz Activities of Daily Living Scale; BI, Barthel Index; mRS, modified Rankin Scale; NIHSS, National Institute of Health Stroke Score; MFAQ-IADL, Instrumental Activities of
Daily Living scale from the Multi-Dimensional Functional Assessment Questionnaire; SIS-phys, physical component of the Stroke Impact Scale; Disability score: underlined: study provided enough information for separate meta-analysis on the association between apathy and disability.
a
Significant association between apathy and depression; bsignificant association between apathy and a decrease in performance on cognitive test; csignificant association between apathy and increased disability; and dsignificant association between apathy and worse functional recovery.
van Dalen et al Poststroke Apathy 855
Study N % Apathy 95% CI Weight Scale Age (SD) TSS (SD) Dep % Fem % MMSE
Greenop (2009) 51 11.8% 5.4-23.8 0.077 NPI i 65.7 (11.0) 90~ 45.1 33.3 26.6 (3.5)
Piamarta (2004) 33 15.2% 6.5-31.6 0.061 Apathy Q s 76.6 (7.7) 13.3 (6.8) 57.6 39.4 n.m.
Marasco (2011) 54 18.5% 10.3-31.1 0.118 PSDRS c 65.3 (10.5) 7~ 41.0 27.8 22.7 (6.8)
Rush (2010) 53 20.8% 11.9-33.7 0.126 NPI i 70 (12.0) 854 (488) 13.2 38.0 27.4 (2.4)
Santa (2008) 67 20.9% 12.8-32.3 0.16 AS s 65.4 (1.7) 49.4 (3.0) 37.3 43.3 21.9 (0.9)
Hochstenbach (2005)* 157.5 21.9% 16.1-29.0 0.39 Q i, Q s 55.3 (10.9) 300 (60) 47.0 39.5 n.m.
Starkstein (1993) 80 22.5% 14.7-32.9 0.202 AS s 59.5 (13.5) 6.2 (4.0) 33.8 46.3 22.3 (6.3)
Angelelli (2004) 124 26.6% 19.6-35.1 0.351 NPI i 60.1 (12.9) 200~ 61.3 40.4 n.m.
Marin (1994) 40 27.5% 15.9-43.2 0.115 AES c 68.3 608~ 32.5 45,0 26 (3.5)
Brodaty/Withall (2007)** 120.5 28.2% 20.9-36.9 0.353 AES i 72.2 (8.8) 280.5~ 13.7 39.3 27.3 (2.4)
Castellanos (2011)* 75.25 28.6% 19.5-39.7 0.222 NPI i 70.0 (11.9) 61.1 45.8 48.3 22.9 (8.8)
Planton (2012) 60 35,0% 24.1-47.8 0.198 AS s, NPI i 59.7 (14) 109 (20) 3.3 35.0 n.m.
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Onoda (2011) 102 36.3% 27.5-46.0 0.341 AS s 73.0 (11.6) 11.75 12.7 44,0 23.7 (4.4)
Caeiro (2012) 94 38.3% 29.1-48.5 0.322 AES-10 c 55.7 (12.9) 2.4 (1.1) 19.1 35.1 25.3 (4.0)
Kaji (2006) 92 40.2% 30.7-50.5 0.32 AS s 64.9 (11.9) 25~ 25.0 39.0 n.m.
Hama (2007)*** 243 40.3% 34.3-46.6 0.847 AS s, NPI i 65.2 (11.3) 40.7 (19.6) 32.5 34.2 24.3 (5.4)
Mayo (2009) 408 45.8% 41.1-50.7 1,466 WBIBS i 67.0 (14.6) 180~ 23 40.9 n.m.
Carota (2005) 273 47.6% 41.8-53.5 0.986 EBIF c 64.4 (15.9) 3.5 (0.7) 43.6 47.0 n.m.
Hoffmann (2010)** 75.5 47.7% 36.7-58.9 0.273 FRSBE s, i 49.9 (13.7) 30 excluded 42.3 n.m.
Sagen (2009) 85 48.2% 37.8-58.8 0.307 AES s 64.5 (13.6) 134.6 (18.4) 21.2 48.2 n.m.
Caeiro (2006) 178 51.7% 44.4-58.9 0.644 PSDRS c 56.8 (13) 2.4 (1.1) 46.1 40.4 25 (4.6)
Andersson (1999) 30 56.7% 38.8-72.9 0.107 AES c n.r. 390~ n.r. n.r. n.m.
Jarzebska (2007) 90 71.1% 60.9-79.5 0.268 AS s 53 6~ 43.3 46.7 n.m.
Subgroup: measure^ N Proportion 95% CI N studies I^2 Age TSS Dep % Fem % MMSE
NPI 577 23,0% 18.4-28.2 6 30.0% 65.2 237.9 46.3 40.7 25.3
Other 1178 36.1% 27.3-46.0 7 47.2% 62.4 106.2 34.8 341.5 24.5
AS 734 37.7% 27.3-49.3 7 46.9% 63.7 33.07 28.3 39.9 23.5
AES 369 38.8% 29.3-49.4 5 42.1% 65.2 220.5 19.3 37.7 26.4
Subgroup: source^^ N Proportion 95% CI N studies I^2 Age TSS Dep % Fem % MMSE
Informant 1314 28.6% 21.5-35.8 10 46.9% 65.9 180.5 33,0 40.6 26.1
Patient 1103 34.8% 26.2-44.6 11 47.2% 61.8 81.4 31.4 40.7 23.5
Clinician 669 40.3% 31.2-50.2 6 44.5% 61.3 56.8 39.8 39.8 24.8
Subgroup: TSS^^^ N Proportion 95% CI N studies I^2 Age TSS Dep % Fem % MMSE
TSS: < 10 858 39.7% 26.7-54.3 6 48.2% 60.9 3.7 39.8 43.2 23.8
TSS: 10<50 696 35.7% 29.6-42.3 5 40.3% 65.8 31.1 29.4 40,0 23.4
TSS :50<181 807 33.9% 24.9-44.3 6 45.9% 67.1 146.1 22.7 40.4 27,0
TSS: 181 =< 566 28.7% 21.8-36.8 6 39,0% 61.6 379.8 40,0 40.2 26,0
0 10 20 30 40 50 60 70 80 90 100
Figure 2. Clinical characteristics. AES-10 c indicates Apathy Evaluation Scale modified to 10 items clinician assessment; AES c, Apathy Evalua-
tion Scale clinician assessment; AES i, Apathy Evaluation Scale informant assessment; AS s, apathy scale self-assessment; CI, confidence interval;
Dep, depression; EBIF c, Emotion Behavior Index Form clinician assessment; Fem, female; MMSE, Mini-Mental State Examination; n.r., measured
but not reported fully; n.m., not measured; NPI i, Neuropsychiatric Inverntory informant assessment; PSDRS c, PostStroke Depression Rating Scale
clinician assessment; Qi, questionnaire informant assessment; Qs, questionnaire self assessment; TSS, time since stroke in days; and WBIBS i,
modified apathy items from the Williams Brain Impairment Behavior Scale informant assessment. *denotes values averaged between assessments
within article; **denotes values averaged between article on baseline and article on follow-up; ***denotes assessment with the most additional infor-
mation used. Underlined: Studies provided information for separate meta-analysis on the clinical factor; Italic: additional information supplied by
author. ≈ denotes estimated value; ^ denotes multiple apathy rates allowed per study when measured with different measures; ^^ denotes multiple
rates allowed per study when measured with different sources; ^^^ denotes multiple rates allowed when measured at different time since stroke.
856 Stroke March 2013
regarding recommended measurement instruments, heteroge- Studies have tried to correct for these factors by asking
neity improved after exclusion of the main outlier. However, patients and caregivers to score their behavior relative to
of the 6 remaining studies, 4 used the NPI as measurement their behavior before the stroke occurred. In 3 studies, the
instrument, making this result difficult to interpret. Other association between apathy and other concurrent neuropsy-
sensitivity analyses, using stricter criteria, hardly affected chiatric symptoms was assessed, but none were found.27,36,42
our results. The persistence of heterogeneity implies that sev- In one study, personality before stroke was assessed, and no
eral other factors are involved that have not been taken into association with apathy was found.37 More research on the
consideration. interplay between other factors, such as fatigue and apathy,
Therefore, it seems that many aspects of poststroke apa- is needed to further elucidate the nosological position of
thy remain to be elucidated. Different methods of assessment poststroke apathy.
may lack convergent validity, measuring slightly different The heterogeneity of the results has some implications for
conditions.15 Also, the specific range of symptoms of post- the generalizability of our findings. Although the weighted
stroke apathy may differ from what is regarded apathetic average age and depression rates (Figure 2) seem representa-
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behavior in other conditions (eg, Parkinson or Alzheimer tive of the general stroke population, this is only an indica-
disease). In addition, high scores on apathy scales may be tion. Apathy rates in our subgroup analyses may only differ
caused by several other factors and conditions that were not slightly from each other, but the real difference between
measured in the studies included in our review, such as post- these subgroups may be confounded by other factors that
stroke fatigue, prestroke personality traits, and cultural fac- are still unknown. Our study provides a clear example of
tors. These aspects of poststroke apathy may all be important this ecological fallacy. Although analyses of the difference
sources of the substantial heterogeneity that was found in between apathetic and nonapathetic patient groups within
this review. studies show clear relations with age, MMSE scores, and
depression rates, these results could not be significantly con-
Table 3. Significant Associations With Apathy
firmed by meta-regression or subgroup analyses. Therefore,
results gained at a group level need to be interpreted
Other Associations with caution.
Study With Apathy Association (95% CI) Test
Angelelli21 TSS > 2 mo P<0.01 ANOVA Prevalence
Castellanos 36
TSS > 4 wk P<0.05 t With a prevalence of 34.6%, poststroke apathy occurs as
Caeiro 34
Education < 10 y OR, 4.2 (1.3–13.6) Log. reg. frequently as poststroke depression (33%)2 and poststroke
Hama5 CT-defined lesion P<0.02 Mann–Whitney U dementia (21.0%–41.3%).3 Whereas these neuropsychiat-
volume ric syndromes are frequently studied and treatments often
Hochstenbach24 Low agreement κ=0.5 Kappa coefficient initiated, poststroke apathy has so far been largely ignored.
between patients and Because the prevalence of apathy in the general population
care givers is largely unknown, it is difficult to establish to which degree
Mayo6 High comorbidity on OR, 2.1 (1.0–4.3) Ord. reg. poststroke apathy should be attributed to the stroke. In healthy
Charlson Index volunteers of comparable age, apathy was found in 6.0% and
Sagen42 Comorbidity OR, 3.0 (1.0–8.3) Log. reg.
Withall31 Apathy at baseline OR, 7.2 (2.2–24.1) Log. reg.
Table 4. Association Between Apathy and Type of Stroke
with depression at
follow-up Author Type of Stroke P Test
CI indicates confidence interval; κ, kappa value; Log. reg., logistical Santa 32
Nonhemorrhagic stroke <0.05 χ2
regression; MSE, Mini-Mental State Examination; OR, odds ratio; Ord. reg.,
Caeiro34 Hemorrhagic stroke <0.03 χ2
ordinal regression; and TSS, time since stroke.
van Dalen et al Poststroke Apathy 857
Table 5. Association Between Apathy and Laterality of Stroke Table 6. Association Between Apathy and Region of Stroke
Lesion Lesion
Author Laterality P Test Author Region P Test
Right Subcortical
Brodaty23 Right hemisphere <0.02* t Starkstein30 Posterior internal capsule <0.05 χ2 Yates
Right frontal subcortical circuit <0.02* t Brodaty 23
Right frontal subcortical circuit <0.02* t
Left Basal ganglia
Santa32 Left basal ganglia <0.05 χ2 Hama5 Bilateral basal ganglia > right <0.01 ANOVA
Onoda40 Left basal ganglia <0.01 χ2 hemisphere > left hemisphere
> none
Bilateral
Bilateral basal ganglia > no basal <0.01 Fisher
Hama5 Bilateral basal ganglia > right <0.01 ANOVA ganglia damage
hemisphere > left hemisphere
> none Santa32 Left basal ganglia <0.05 χ2
Bilateral basal ganglia > left <0.001 Fisher Onoda40 Left basal ganglia <0.01 χ2
basal ganglia Reduced rCBF basal ganglia <0.001** ANCOVA
Onoda40 Reduced regional cerebral blood <0.001** ANCOVA FAB indicates frontal assessment battery; HDS-R, Hamilton Depression
flow in basal ganglia Rating Scale; MMSE, Mini-Mental State Examination; rCBF indicates regional
FAB indicates frontal assessment battery; HDS-R, Hamilton Depression cerebral blood flow; and SDS, Zung’s Self-Rating Scale for Depression.
Rating Scale; MMSE, Mini-Mental State Examination; rCBF, regional cerebral *Corrected for age, no longer significant when Bonferroni correction was
blood flow; and SDS, Zungs Self-rating Depression Scale. applied; **corrected for age, sex, MMSE, HDS-R, FAB, SDS, and false discovery
*Corrected for age, no longer significant when Bonferroni correction was applied; ratio.
**corrected for age, sex, MMSE, HDS-R, FAB, SDS, and false discovery ratio.
may importantly contribute to the decrease in reported apathy
in 15.8% 5 years later.53 In another study, a community-based prevalence over time.
sample of elderly, a prevalence of 19.9% was found.54 This
suggests that not all cases of poststroke apathy are directly Associated Symptoms
attributable to the stroke, although its prevalence is higher in The association between apathy and age has also been
patients with a history of multiple strokes. reported in the general population.53,55 Possibly, poststroke
apathy occurs more frequently in patients with reduced
Downloaded from http://ahajournals.org by on November 28, 2022
in studies depression is defined by a cutoff score on a depres- association with stroke severity or lesion volume on magnetic
sion scale, high scores on the apathy items could contribute resonance imaging. An association with subcortical lesions,
to misclassification of apathy as depression. Misclassification mainly the basal ganglia, is reported most consistently. Two
of apathetic patients as being depressed could contribute to studies with high prevalence of poststroke apathy (50%–55%)
the reported lack of treatment effect in poststroke depression60 described patients with subcortical infarctions, often affecting
because symptoms of apathy do not to respond well to selec- the basal ganglia.63,64 Apathy also occurs more frequently in
tive serotonin reuptake inhibitors.14,61,62 Distinction between other neurological conditions involving the basal ganglia (eg,
isolated poststroke apathy and apathy in the context of post- progressive supranuclear palsy, Parkinson, and Huntington
stroke depression can, therefore, have important consequences disease).65,66 These findings are in line with the hypothesis
from a clinical point of view. that apathy arises from defects in the frontal subcortical cir-
Quantitative assessment of the relationship between apathy cuit, of which the anterior cingulate circuit is associated with
and disability is difficult owing to very high heterogeneity motivation.12,58
between studies. Nevertheless, an association between apathy
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