Professional Documents
Culture Documents
in Latin America
Latin America has a rich and complex social history marked by slavery, colonialism,
dictatorships, rebellions, social movements and revolutions. Comparative Racial Politics
in Latin America explores the dynamic interplay between racial politics and hegemonic
power in the region. It investigates the fluid intersection of social power and racial pol-
itics and their impact on the region’s histories, politics, identities and cultures.
Organized thematically with in-depth country case studies and a historical overview
of Afro-Latin politics, the volume provides a range of perspectives on Black politics and
cutting-edge analyses of Afro-descendant peoples in the region. Regional coverage
includes Argentina, Brazil, Colombia, Cuba, the Dominican Republic, Ecuador, Haiti
and more. Topics discussed include Afro-Civil Society; antidiscrimination criminal
law; legal sanctions; racial identity; racial inequality and labor markets; recent Black
electoral participation; Black feminism thought and praxis; comparative Afro-women
social movements; the intersection of gender, race and class, immigration and migra-
tion; and citizenship and the struggle for human rights. Recognized experts in different
disciplinary fields address the depth and complexity of these issues.
Comparative Racial Politics in Latin America contributes to and builds on the study of
Black politics in Latin America.
Ollie A. Johnson III is Chair and Associate Professor in the Department of African
American Studies at Wayne State University. He is the coeditor of Race, Politics, and
Education in Brazil: Affirmative Action in Higher Education (2015). He also authored Bra-
zilian Party Politics and the Coup of 1964 and coedited Black Political Organizations in the
Post-Civil Rights Era. Professor Johnson received his Ph.D. in Political Science from the
University of California at Berkeley. His current research focuses on African American,
Afro-Brazilian and Afro-Latin American Politics.
‘Comparative Racial Politics in Latin America is an exemplary work that
brings together scholarship focusing on black movement activism as
articulated by Afro-descendant men and women, against persistent
inequalities. Afro-descendant women have been at the forefront of
articulating the needs of black citizenship. This book will be a great
resource for activists, scholars, and students interested in black activ-
ism and policy changes in Latin America.’
—Gladys Mitchell-Walthour, Assistant Professor in the Department
of Africology, University of Wisconsin-Milwaukee
Introduction: Comparative Racial Politics in Latin
America – Black Politics Matter 1
Kwame Dixon and Ollie A. Johnson III
Part I
History 15
Part II
The Caribbean 87
Part III
South America 161
Part Iv
Comparative Perspectives 247
Conclusion 344
Kwame Dixon and Ollie A. Johnson III
Index 349
Figures
racial inequality in the Spanish-speaking Caribbean and the US. Her current
projects focus on racial politics among Afro-Latinos in the US and racism and
racial inequality in Puerto Rico. She is the author of The Power of Race in Cuba:
Racial Ideology and Black Consciousness during the Revolution (Oxford University
Press, 2017).
Ollie A. Johnson III is Chair and Associate Professor in the Department of Af-
rican American Studies at Wayne State University. He is the coeditor of Race,
Politics, and Education in Brazil: Affirmative Action in Higher Education (2015). He
also authored Brazilian Party Politics and the Coup of 1964 and coedited Black
Political Organizations in the Post-Civil Rights Era. Professor Johnson received his
Ph.D. in Political Science from the University of California at Berkeley. His
current research focuses on African-American, Afro-Brazilian and Afro-Latin
American Politics.
Paula Lezama is Assistant Director of the Institute for the Study of Latin
America and the Caribbean, ISLAC, at the University of South Florida (USF).
Her research interest focuses on racial and ethnic disparities and their impact
on Afro-descendants and Indigenous communities’ welfare. Most recently, due
to her work with rural Afro-descendants grassroots organizations in Colombia,
she is interested in understanding the ways in which these communities sur-
vive, resist and persist in a hostile environment.
Laura de la Rosa Solano earned her Ph.D. in Ethnology from Paris V Sorbonne-
Descartes University and a Master’s degree in Social Sciences from the École
des Hautes Etudes en Sciences Sociales (EHESS). She is a Professor of Sociology at
the Santo Tomás University and of Anthropology at the National University
of Colombia in Bogotá, Colombia. Her research focuses on Afro-Colombian
religion, race relationships and gender identities in the Caribbean; and multi-
cultural laws in Brazil and Colombia with respect to identities and celebration
conflicts. She has published in France, Brazil and Colombia.
Irene Rossetto received her Ph.D. in Sociology from the University of São
Paulo (USP), Brazil. She is a visiting Researcher at the University of Texas at
Austin. Previously, she was a researcher at LAESER and consultant at Food and
Agriculture Organization of the UN (UN-FAO). Her research focuses on race,
black mobilization and racial inequality in Brazil and France.
Jhon Antón Sánchez received his Ph.D. in Social Sciences from FLACSO, Ec-
uador. He is an Associate Professor at the School of Law and Constitutionalism
of the National Institute of Advanced Studies in Ecuador. His areas of research
focus on the multinational state and legal pluralism. He is an expert on Indig-
enous peoples and African-descendants, racism and racial discrimination, with
respect to poverty.
Comparative Racial Politics in Latin America is a collective effort that required the
collaboration of so many dynamic people: it is, therefore, important to recog-
nize them. Ollie A. Johnson III is the coeditor of the volume who contributed
to the projects original conception, design and final output. Dr. Johnson is a
first rate intellectual and a social justice activist: his expertise on Afro-Latin
politics and racial politics is rooted in his long-standing research and fieldwork
in the Latin America. I have known him some years, but this project provided
more insights into the depth of his knowledge and his profound respect for
other scholars work in the field. Both Routledge and I owe him a great deal of
gratitude for his work and dedication to this volume.
Next to Dr. Johnson are the contributors, who deserve the lion share of the
credit. Organizing an edited volume with so many strands is not easy, but our
contributors made it worth our time and effort. We assembled the best available
talent, and these essays reflect some of the best writing to date on Comparative
Race and Black Politics focused on Latin America. We have scholars from the
US, Europe, Latin America and the Caribbean. It is, however, important to
note that many of our contributors come from or have roots in the region. We
believe our volume constitutes a unique synthesis of ideas and is an extended,
open-ended conversation about key issues in the region. The hegemony of
North American scholarship dominates Latin American studies, but we believe
our volume counters this as we have key scholars from the region, thus making
it regionally balanced and micro-nuanced.
The folks at Routledge Press were great and provided the support and ex-
pertise as the project moved from one stage to the next. Natalja Mortensen, the
senior acquisition editor, was with us throughout the process: she shared her
time, vision and expertise generously. The project was originally ordained to
be part of Routledge’s innovative Handbook series, but as it moved along, it
Acknowledgments xvii
This volume investigates the fluid intersection of social power and racial poli-
tics and their impact on the region’s histories, politics, identities and cultures.
Comparative Racial Politics in Latin America explores the dynamic interplay
between racial politics and hegemonic power in the region. Latin America has
a rich and complex social history marked by slavery, colonialism, d ictatorships,
rebellions, social movements and revolutions. The European conquest, the
invasion and destruction of Indigenous cultures, the Trans-Atlantic Slave
Trade and the dark clouds of social slavery and centuries of foreign interven-
tion weighs heavily on the peoples of Latin America. To be clear, this volume
is not a history of racial politics of the region but the racial politics in region. It
is a modest attempt to reposition how we think about the social logic of racial
structures and how they operate in Latin America and the Caribbean.
We carefully examine Black Politics in Latin America by presenting state-
of-the-art research by respected scholars and movement activists from Latin
America, the US and Europe. Our aim is to provide conceptual and t heoretical
tools to understand how racialization and other factors have affected Black
communities in the region. Racialization refers to the ways in which the codifi-
cation of racial categories and hierarchies assigns values based on skin color and
phenotype resulting in negative differential treatment in the political e conomy,
labor markets, education, health care and the administration of justice. Until re-
cently, few studies by political scientists (compared to other social science fields)
focused exclusively on Afro-Latin American politics or Comparative Racial
Politics. Regrettably, traditional US political science, the subfields, like courses
on Black Politics, Comparative Politics and Latin A merican Politics, rarely fo-
cused on the study of Black Politics in Latin A merica. Equally d isturbing, is that
the process of racialization, until recently was officially socially cleansed from
formal narratives scripts, discourses and social knowledge of Latin America.
2 Kwame Dixon and Ollie A. Johnson III
racial discrimination against Blacks are among the potential causal variables
(Paixão and Carvano 2008; Johnson and Heringer 2015).
Like Johnson and Hanchard, Kwame Dixon’s work on Ecuador, Colombia
and Brazil is important to highlight. His field research in Ecuador and Colombia
frames the Black struggle in the Americas via the lens of international human
rights. His dissertation, Afro-Ecuadorians and the Struggle for Human Rights (1997),
situated the struggle of Black Ecuadorians within a human rights framework
using international human rights law and critical theory. He argued that the
Ecuadorian government’s actual practices toward its Black population was in
direct violation or at variance with the international human rights treaties, it
had signed. In Colombia, Dixon was one of the first wave of researchers to
investigate Law 70, a law providing legal rights to Afro-Colombians. Dixon
concluded that although Law 70 was an important tool, it was uneven and
provided no remedies for the deep structural racial discriminations suffered by
Afro-Colombians. These two studies later formed the conceptual and theoreti-
cal basis for his work on Black politics and Afro-Brazilian civil society.
Mark Sawyer’s (Racial Politics in Cuba, 2006) outstanding study of racial
politics in Cuba focuses on the complicated relationship between Afro-Cubans
and the revolutionary government. He argued that Blacks largely benefited
from the revolution, but the government refused to allow Black groups to
organize themselves to articulate their group interests and concerns. Thus, the
Castro government proclaimed its eternal support for racial equality and total
opposition to racial discrimination. It supported Black nationalists and radicals
from the US and Africa, but it did not allow its own Black citizens to have space
for their race-specific advocacy activities. According to Sawyer, Afro-Cubans
experience a type of ‘inclusionary discrimination’ in which they are formally
equal citizens, but racist attitudes and institutions prevent them from having
equal job, educational and other opportunities.
Future studies by political scientists focusing on Black politics in Latin A merica
must dig deep and grapple with some fundamental questions. First, conceptually
what is Black politics in Latin America? Second, why are there so few Black
elected officials in Latin America? Third, how has the hegemonic construction
of political power impeded Blacks from elected political office in Latin A merica?
Fourth, in what countries (regions or localities) have Blacks made the most success
(or least success) in gaining office and what have been the concrete results? Along
with the study of emergent Black social movements in Latin America, sharp
insights into these burning questions will help us to better understand issues such
as marginalization, social inequality, the role of Afro-Civil Society, Black voter
electoral strategies and forms of participation, the role of Black candidates in Latin
American politics and voting patterns and behaviors of Black voters.
In the past few years, more studies by political scientists exploring many
of the aforementioned questions are producing a surge of literature. It is safe
to argue that the subfield of Black Politics in Latin America is blossoming as
Introduction 5
In yet another sign of the changing landscape, The American Political S cience
Association published The Double Bind: The Politics of Racial and Class Inequalities
in the Americas – Report on the Task Force on Racial and Social Class in the Americas
(2016). The report is impressive in scope and breadth as it speaks to the objective
social experiences of Black, Brown, Asian and Indigenous communities in
Introduction 7
region (including the US). The report underscores the salience of racial and
class inequalities in the Americas sharply illustrating how the political systems
in the region aid, abet and, in some cases, address social inequalities (xi). It
points out that racial and class hierarchies, imbedded in racial and social codes,
result in deep disparities in socioeconomic indicators like income patterns,
wealth and access to basic services. The Task Force report underscores how
traditional political science (and the subfields) privileged political behavior or
voting while ignoring how racialization created negative differential outcomes
in the political and social system (political economy, education and criminal
justice system). The report is a move in a positive direction and suggests that
the decolonization of traditional political science is underway as new actors
enter the field.
Against this backdrop, Comparative Racial Politics in Latin America builds on the
surge in the literature. Our aim is to enrich theoretical debates on comparative
racial politics in the region by exploring the rise Black political formations, Afro-
Civil Society groups, gendered racial hierarchies, levels of political mobilization,
and Black consciousness and state responses to them. The volume offers updated
perspectives and analysis of key political trends, scholarly debates and substantive
discussions.
out three important historical periods of racial politics in order to analyze and
make sense of Black Politics in Ecuador. They trace the stages of Ecuador’s
multiculturalism, which are monocultural Mestizaje, neoliberal multicultural-
ism and autocratic multiculturalism. Each period has implications with respect
to Black identity and politics. They study state policies that created ethnic
and racial identities, efforts of stigmatized racialized groups to challenge or to
accommodate to state policies and Afro-Ecuadorians recent participation in
the political system. They acknowledge former President Rafael Correa’s im-
portant anti-poverty and social inclusion policies, but criticize his intimidation
tactics against mainstream and leftist opposition.
Argentina is a country where there has been a sharp uptick in Black so-
cial movements and political mobilization over the past two decades. Judith
A nderson’s essay, The Impossible Black Argentine Politics Subject, examines the
rise of Black social movements and traces the efforts of Black Argentines to
forge modern Black identity. Africans and Afro-descendants in Argentina have
made a variety of efforts to forge a unified Black identity for social and political
mobilization. Anderson discusses how Afro-Argentines, despite being a small
population, creatively engage local, national and international issues to call
attention to their concerns.
Jaime Alves and Aurora Vergara-Figueroa’s chapter, In the Branch of Paradise:
Geographies of Privilege and Black Social Suffering in Cal, Colombia, underscores
the problems of Blackness in Cali, Colombia. While Cali is internationally
known as for its strong edged, rhythmically rich Salsa, vibrant night life and
as Colombia’s ‘Blackest’ city, the precarity of Black urban life suggests that
race plays a fundamental role in predicting access to economic, educational
and even vital opportunities. Alves and Vergara-Figueroa provide a rich
multilevel analysis of variables such as illiteracy, income and violent death in
order to analyze spatial patterns of structural violence produced at the inter-
section of race, class and gender in Santiago de Cali, Colombia. Blacks are at
the bottom of practically all social indicators, including literacy, income and
violent death.
Through the lens of ethnography, Laura de la Rosa’s essay explores the inter-
section of racial identity, carnival and tourism in Cartagena de Indias. Current
Representations of ‘Black’ Citizens: Contentious Visibility within a M
ulticultural Nation
argues that Afro-Colombians are quite vibrant and visible, especially in major
cities like Cartagena, and featured prominently during carnival celebrations
and tourist promotions. Unfortunately, the celebration of African Heritage is
deeply problematic and disturbing. De la Rosa reminds us how Colombia’s
tourist industrial complex perpetuates primitive and exotic stereotypes of
Blackness, which disguise the many challenges Afro-Colombians face. Like
Alves and Vergara-Figueroa, she directly questions Colombia’s new multicul-
tural initiatives given the commodification of Afro-Colombians for tourism
and other state-led initiatives.
12 Kwame Dixon and Ollie A. Johnson III
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Brazil. Minneapolis: University of Minnesota Press.
Caldwell, Kia Lilly. 2007. Negras in Brazil: Re-Envisioning Black Woman, Citizenship, and
the Politics of Identity. New Brunswick, NJ: Rutgers University Press.
Introduction 13
Clealand, Danielle Pilar. 2017. The Power of Race in Cuba: Race Ideology and Black Con-
sciousness During the Revolution. New York: Oxford University Press
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Part I
History
1
Beyond Representation
Rethinking Rights, Alliances and Migrations:
Three Historical Themes in Afro-Latin American
Political Engagement
Darién J. Davis
On December 11, 1994, Romero Jorge Rodríguez, director of Mundo Afro, a small
Uruguayan Black rights organization, welcomed Black activists, intellectuals,
community organizers and politicians to a conference in Montevideo to intro-
duce his organization to the region and to foster new national and transnational
modes of thinking, intervening politically and working together for the better-
ment of Afro-America. Rodríquez’s emotional words also represented a call for
sustained political engagement and activism as an antidote to social and eco-
nomic marginalization that had rendered Afro-Latin Americans invisible and
vastly underrepresented in all branches of national and local government. Since
the creation of modern Latin American republics in the 19th century, Europeans
forged political systems that had, as Juan de Dios Mosquera, an Afro-Colombian
community organizer at the event affirmed, privileged Whites and limited the
social, economic, cultural and political rights of African descendants in multiple
ways (Mundo Afro: 1994).
Rodríquez’s call was not new. For centuries, Afro-Latin American com-
munities have resisted oppression and engaged politically in a variety of ways
depending on the historical options. Many sought justice or redress through
available legal channels that the judicial system provided. For over four centuries,
others created Palenques or Quilombos, self-emancipated self-governing Maroon
communities, often recognized by Spanish and Portuguese authorities. The
enslaved and the free also organized and coordinated rebellions or sabotage,
whereas others engaged in guerilla warfare. At the same times, individuals like
Juan Garrido in colonial Mexico received personal wealth, and contemporary
actors such as Loria Raquel Dixon became the first Black representative elected
to the Nicaraguan General Assembly.
The Montevideo conference helped begin a new era of visibility and engage-
ment in a democratic era throughout Spanish-America and Brazil. Despite the
18 Darién J. Davis
America (including this author) have highlighted the color distinctions among
Latin Americans (Negro/a or Preto/a, Prieto/a, Jabado/a, Mulato/a, etc.). Many
scholars have highlighted the fact that many individuals who identify as White
or Mestizo have African ancestry and have been culturally schooled by pervad-
ing Afro-Latin American customs and traditions (Davis, White Face, xv–xxv).
The debates over racial identity and terminology, although often important,
can easily lead to exoticizing marginalized communities and obscuring more
pressing issues related to fundamental human rights and struggles for dignity
for Afro-descendants, the term preferred by activists, regardless of their skin
tone or racial categorization (Davis, Afrobrasileros Hoje, 17–21).
Afro-Latin America constitutes a diverse geocultural area in which peoples
and states continue to struggle with the legacy of slavery in multiple ways.
We cannot escape the fact that the elite in this region bought and sold human
beings for their own purposes less than two decades before the beginning of
the 20th century. Any overview of the history of Afro-Latin American politics
must necessarily examine the ways in which Afro-Latin Americans, however,
defined, grapple with that legacy of slavery and its consequences in diverse
political settings to secure economic, social and cultural rights in the modern
(post-1800) and contemporary era (post-1960s). Although many examples sug-
gest that Latin American societies developed a flexible social system that allows
for individual advancement through merit and/or connections (Hanchard), the
structural and class-based foundations of colonial Latin American political his-
tory (1492–1800) have allowed political and religious elites to wage a relentless
assault on Black bodies, Black culture and Black advancement on many levels.
the 20th century depending on whether they were involved in the urban-based
abolitionist movement or living in the self-emancipated Palenques or Quilombos.
In countries where Afro-descendants were demographic m inorities such as
in Mexico and Uruguay, for example, emancipated Blacks also responded
d ifferently to abolition in 1829 and 1830, respectively.
In the 20th century, Afro-Latin Americans continued to struggle in many
sectors of society. In places such as Argentina and Mexico, their numbers
dwindled precipitously. Was it a horrible genocide or a natural integration into
the Mestizo gene pool? Evidence points to the former, as political elites crafted
policies to restrict the advancement of the majority of people of African descent
and cast them as outsiders or migrants without claims to American-ness or cit-
izenship. In places such as Bahia, in the northeast Brazil, Central America and
Peru, Afro-descendants fared better depending on the economic sector, the
relative importance of the Indigenous population, the vibrancy of democratic
principles and the strength of civil society. While issues of rights and v isibility
continue to challenge communities of African descent, new forms and p rocesses
warranted new ways of thinking, organizing and engaging politically. Today
contemporary Afro-Latin Americans continue to battle the persistent and com-
plex colonial political ideology of exploitation that disenfranchised B lackness
in general and Afro-Latin American articulations of agency and political
engagement in particular.
Colonial Dynamics
The European colonial project limited the movement, rights, education, v isibility
and assembly of Black people. It also restricted communication among family
members, preventing the development of communities and forging a new and
fractured sense of ethnic identity based on suffering. During the age of discovery,
Iberians valued the bravado and risk-taking of Afro-descendants and rewarded
men like Juan Valiente, who fought along the conquistadors in Chile and Juan
Garrido in Mexico City with property (Icaza, entry No. 169; Bancroft, 423n).
After the initial period of exploration, Europeans turned to enslaved
A fricans and their descendants to supplement or replace Indigenous labor
during the establishment of colonies. Between 1501 and 1900, the forced
m igration of A fricans constituted a central part of the European colonial en-
terprise. Europeans relied on forced African migrants for a host of skilled and
unskilled labor for the proper functioning of their colonial projects, while
restricting certain professions to Creoles and Peninsulares. During this period,
approximately 1,292,900 enslaved Africans disembarked in the Spanish-
Americas and 4,864,370 arrived in Portuguese-America. Forced migration and
captivity reduced Africans and their descendants to the status of furniture. At
the same time, elites rewarded loyalty with job promotions or manumission
(The Transatlantic Slave Database).
Beyond Representation 21
The legal designation of this inhuman status did not prevent European men
from choosing Black men and women as their sexual partners, whether forced
or consensual. African-descendant women and men struggled to preserve their
dignity and to protect their offspring in myriad ways despite the suffering
caused by sexual abuse. Not surprisingly, colonial laws such as the Code Noir
and Las Siete Partidas and the American Slave Codes prohibited all interracial
marriages from being officially recognized. Authorities were particularly in-
terested in monitored Black-Indian unions while cohabitation between White
men and women of color was widespread. Women such as Francisca da Silva de
Oliveira from Brazil, Nanette Dubriel from New Orleans and Augstina Maché
in Puerto Rico often improved their status in society if the elite White male
partner recognized her and their children. Moreover, as late as the eighteenth
centuries, the Spanish law of Gracias al Sacar allowed economically privileged
Mulatos and Pardos to purchase certificates of Whiteness and practice professions
restricted to Whites (Martínez Alier, 12).
Afro-descendants’ political activity in the colonial environment depended
on status or their relationship to males of higher social status. Free Afro-
descendants organized politically on various fronts, including becoming in-
volved in the abolitionist movement. Vicente Guerrero, for example, joined
the abolitionist movement in Mexico and later became one of the few
A fro-descendants to attain the position of president in the region. Because
public political opportunities were not available to the majority of the enslaved,
they often influenced the colonial and national societies through sabotage, re-
sistance or maroonage. Like most politics, resistance was not always a zero-sum
game. Some self-emancipated Maroon communities resisted for the duration of
the life of the settlement (such as the famous Palmares [1605–1694] in the north-
east of Brazil or the Quilombo of Quariterê in the 18th century in the current
state of Mato Grosso, Brazil), whereas others signed treaties with local Whites
to preserve the gains that they had made (San Basilio de Palenque in Colombia
is a clear example). African descendants adapted to their local geographies and
dynamics. Slavery in Mexico, Argentina and Chile differed substantially from
the plantation economies of the Caribbean and Brazil.
The cultural production of African descendants served as an import-
ant avenue for spiritual sustenance, empowerment and political expression.
Throughout Latin America, Africans continued to honor their ancestors
and practice their religious values despite prohibitions and pressures to con-
vert. Candomblé and Santería, for example, largely maintain the dominant
Yoruba base in the A mericas. According to Joseph Halloway, several upris-
ings in colonial Bahia had a strong Yoruba influence. For example, Islam
also inspired Africans to resistance in the 19th century as the Malê Revolt
of 1835 in B ahia, Brazil, clearly indicates (Reis, 118). Europeans converted
many A fro-descendants sometimes nominally and sometimes en Masse. The
Lima-born Afro-descendant Juan Martin de Porres Velásquez reportedly used
22 Darién J. Davis
his Catholic faith and connections with the Dominican order for multiple pur-
poses, including self-preservation. Historians have very little documentation on
St. Martin, although we know he was a free person of color living in humble
circumstances. While St. Martin’s beatification by the Church in 1835 may be
another example of the exceptionalism thesis, Javier Mariatequi suggests that
he may have joined the Dominican brotherhood to escape the limitations of
his racial condition and that his religion allowed him to work around the city
assisting the infirmed and the poor (Mariátegui, 42–47).
Economic uncertainty in the newly formed independent republics combined
with the Creole and Luso-Brazilian controlled state structures that valued and
promoted order and patriotism as necessary values of all citizens also served as
deterrents to intra- and inter-sectional alliances. Few Black rights movements
emerged in the 19th century, although Afro-Latin Americans understood early
on in the colonial period the importance of non-Black allies in many profes-
sions to securing rights and achieving long-term goals. Black Latin American
men also understood the importance of Black women to their cause and often
worked closely with Indigenous groups in the colonial period along with White
allies to help escape the harshness of slavery or in the defense of their Quilombos
or Palenques. In the abolitionist era, Afro-Latin Americans often worked with
White abolitionists, many of them lawyers and religious leaders, to push for the
dismantling of slavery. These cross ethnic and gender alliances surely constitute
examples of intersectional cooperation in historical eras radically different from
our own. Sidney Mintz and Richard Price convincingly argue that enslaved
Africans began breaking down ethnic and linguistic divides on the ships that
they brought them to the New World (Mintz and Price, 7–23). Evidence also
indicates that Quilombos and Palenques resisted the Iberian attempt to create
h ierarchies among Afro-descendants based on their migrant status (whether
they were African- or American-born), or their perceived utility or docility.
Modern Dynamics
In the wars of independence and national liberation of the 19th century,
A fricans and their descendants played key roles in the political struggle for in-
dependence. Their contributions were most visible in the first Black revolution
on the island of Hispaniola, which not only abolished slavery on both sides of
the island but also declared independence and embraced Blackness as a political
and spiritual force. Moderate leaders such as Toussaint Louverture, who helped
channel the wrath of enslaved Africans and American-born Black men and
women, as well as more strident leaders such as Jean Jacques Dessalines, Haiti’s
first president, relied on the aid of allies such as Les Amis des Noir in Paris, and
later rewarded White Polish and other Europeans who fought with Haitians
against France with Haitian citizenship, promoting a White integration and
Mestizaje based on Blackness (Slave Revolution in the Caribbean, 188–196).
Beyond Representation 23
Entralgo and Uruguayan José Rodó attempted to cast their respective nation’s
identity as White, Mestizo or Mulato, often encouraging Black and Indigenous
integration and in some cases disappearance. Their ideas indirectly and di-
rectly had an impact on how the political policies of the state and how the elite
viewed Black communities. Not surprisingly, most Latin American nations en-
couraged European migration while restricting migrants from Africa and Asia.
Massive multinational capitalist projects at the turn of the 19th century
along with the onset of the Great War (1914–1918) led to a second wave of
massive migration and dislocation, now mostly of Afro-descendants born in
the A mericas and migrant Asians. European migrants continued to enter Latin
America soon after abolition, but capital projects and construction, including
the building of the railway systems throughout the Americas and the con-
struction of the Panama Canal, led to massive movement of people of African
descent, transforming cities and towns throughout the region. Not coincidently,
this period witnessed the emergence of the first transnational Black movements
as Afro-descendants from the Caribbean, North America and Europe began to
dialogue with one another (Davis and Williams, 143–167).
Unlike the forced African migrants in the colonial period, Afro-descendant
workers from throughout the Caribbean, and particularly from former E nglish
or French colonies, moved to Spanish- and Portuguese-speaking areas to work
for multinational capitalist projects. Local elites in many places such as Cuba,
the Dominican Republic, Brazil, Panama, Nicaragua and Costa Rica often
pitted ‘Native’ born Blacks against Black migrants and their descendants,
whereas national governments in places such as Panama, Brazil, Venezuela and
Colombia limited rights, movement as well as the cultural, religious and lin-
guistic expression of migrants. The most salient example of these dynamics
arose in the labor relations on the construction of the Panama Canal, which
opened in 1914. In 1940, the government of Panama denied citizenship to
many ‘Blacks’ and Asians.
Preparations for the canal began as early as 1882, but the construction under
the American John Wallace, the chief engineer, began in 1904. To bring the
project to fruition, the Americans relied on the labor of 75,000–100,000 men
and women, the majority of whom were migrant workers from the West Indies
and most of them Afro-descendants. More than five thousand workers perished
while tropical diseases and harsh working conditions left many others disabled.
During and after the completion of the canal, the migrant laborers rebuilt their
lives and transformed the city of Colón and Cristobal, and surrounding areas
including Panama City even as they faced American Jim Crow segregation
and Panamanian nativist hostility. American officials limited Black workers’
rights and prohibited West Indian workers who remained in Panama from
unionizing in American-controlled Canal Zone. Not to be deterred, Afro-
descendant organizers created their own Panama Canal West Indian Employees
Association and reached out transnationally to the United Public Workers of
Beyond Representation 25
protest in ways similar to France and the US in 1968 but also made it out-
right illegal. In Cuba, UNIA chapters lobbied for the rights of migrant work-
ers who C uban nationalists often pitted against ‘Native’ Blacks. In the case
of Trujillo’s Dominican Republic, nationalism had explicitly anti-Communist
and anti-Haitian tinge. Dominican authorities attempted to banish Blackness
from Dominican-ness targeting Haitians as dark and harmful outsiders and
usurpers, using typical hate rhetoric that continue to be used by anti-immigrant
demagogues today (Turits, 589–639).
Despite these constraints, Afro-Latin Americans did not remain silent. They
found ways to organize and remain politically engaged, sometimes subver-
sively, sometimes relying on nontraditional venues and often using cultural
production to canalize their discontent with the system. In this context, music,
art, poetry and popular culture became important ways to engage politically.
Afro-descendants all over Latin America also looked to the relative freedom of
expressions of African-Americans who celebrated Blackness in multiple forms
in the 1960s and the 1970s (Taylor, Black is Beautiful: A Philosophy of Black
Aesthetics, http://onlinelibrary.wiley.com/book). Contemporary Afro-Latin
American activists often recall how North American activists such as Angela
Davis, Malcolm X or Martin Luther King as well as Black performers from
James Brown, Bob Marley to Nina Simone inspired them (Lima Peixoto and
Zé Otávio Sebadelhe, 12).
In this era, Marcus Garvey and the UNIA’s presence continued to strengthen
in places such as Cuba, Panama and Costa Rica, particularly in the face of state
abuses. Indeed, Garvey’s Afrocentric message continues to be relevant in the
21st century precisely because of the movements of people of African descent
across national boundaries (Clarke, 15; Rudwick, 428). In Brazil, few overtly
political national organizations emerged at this time promoting or celebrat-
ing Black culture. Nonetheless, the legacy of organizations such as the Black
Experimental Theatre (Teatro Experimental do Negro or TEN) founded in 1944
in Rio de Janeiro and Peru Negro created in 1969 in Lima endured well after
their founding. These organizations created spaces for organizing, celebrating
and reflecting in their respective countries. Not coincidently the Pan-African
movement, which had developed at the beginning of the 20th century as a
political project by British and American intellectuals, grew to include Latin
American organizations (Walters, 326).
TEN’s ‘First Congress of the Black Brazilian’ commemorated the 100th
anniversary for the abolition of the slave trade in Brazil. Nascimento chal-
lenged the political establishment to accept Afro-Brazilians as equal citi-
zens and later elected to the national Chamber of Deputies as a member of
the Democratic Labor Party. Nascimento also maintained relationships with
Black activists in the Caribbean including the writers of Negritude, the US
and Europe, forging transnational links that Afro-Brazilians would later build
upon. TEN also used its journalistic arm, the newspaper Quilombo, to highlight
Beyond Representation 29
Black successes globally while working with White allies who understood the
cause. The ‘Congresses on Black Culture in the Americas’, organized between
1977 and 1984, also allowed Afro-descendants to come together and compare
k nowledge and establish links. Cross national cooperation developed through
dialogue and not without its tensions as differences across national cultures,
languages and modes of operations logically had to be negotiated. These dy-
namics indicate that even though Afro-Latin Americans are not a monolith,
activists and c onscious political leaders understand their shared struggle against
racism (Ratcliff, 27–34). By breaking down constructed barriers, and forging
alliances across linguistic, national and legal barriers, they have continued to
fight for social justice in the tradition of their ancestors.
in diverse places in the US from New York and North Carolina to California
and Hawaii. Latin America has also become home to thousands of new immi-
grants of African descent. New contemporary Afro-descendant migration to
and within Latin America represents a fourth wave of migration and constitutes
a critical part of the new approach to Afro-Latin American politics (Vaughn
and Venison, 223–248).
Caetano Veloso and Gilberto Gil’s 1999 song Haiti poignantly illus-
trates Brazil’s shared colonial and racial history with Haiti (Veloso and Gill,
CD track 1). The song lyrically, esthetically and politically protests the m urder
of 111 prisoners abused by the Brazilian state. It was a powerful denuncia-
tion of the prison industrial complex and the disproportional incarceration
of A fro-descendants more than a decade before the publication of Michelle
A lexander’s The New Jim Crow: Mass Incarceration in the Age of Colorblindness
(2012). Although the song is more about Brazil than Haiti, it links Haiti and
Brazil on multiple levels in terms of the history of poverty, marginalization,
death, lack of human rights and racism. But, neither Veloso nor Gil could have
predicted that Brazil would play a decisive role in the political life of Haiti
and that many elite Brazilians would benefit directly from the exploitations of
Haitians in Brazil. Moreover, Haiti’s political chaos after the ouster of P
resident
Jean Paul Aristide in 2004 and devastating earthquake of 2010 led to an un-
precedented movement of people from the Caribbean nation to Brazil and in
a transformation of Brazil’s political and diplomatic presence in Haiti (www.
youtube.com/watch?v=mVZD_O89NMc).
Caribbean migrants had traveled to northern Brazil since the early 20th cen-
tury, but their presence was not as nationally widespread until mass immigra-
tion at the beginning of the 21st century (Araújo, MA thesis, 2015). Operation
MINUSTAH (United Nations Stabilization Mission in Haiti) changed that
with the involvement of 989 Brazilian troops (7 police and 982 soldiers) in
2004. This figure increased to 2,000 after the 2010 earthquake (Kai Michael
Kenkel). While Brazil’s participation was clearly motivated by humanitarian
and political rationales, Brazil’s presence in Haiti also allowed for the creation
of a migration corridor between Haiti and Brazil through third and sometimes
fourth countries. The arrival of thousands of Black immigrants to Brazil ini-
tially helped meet the short-term high demand for laborers as the economy
expanded after 2005. Contractors, for example, relied on Haitian laborers to
help build the stadiums for the World Cup in 2014, and agribusinesses in the
northeast and factories in São Paulo had also lobbied for low-paying laborers
willing to work in conditions that many Brazilians would not endure (Panja,
‘Brazil World Cup Seeks Haitian Migrants Amid Worker Shortage’; Jorge
Heine and Andrew Stuart Thompson, ‘Fixing Haiti’).
As a result, Brazil witnessed the largest influx of people of African descent
since the abolition of slavery. The recent influx of Black Haitians has led to
racial tensions and anti-Black sentiments similar to those that Black activists
have complained about for generations. The assaults were also anti-immigrant
(Aranha and Onça; Folha Online). As the Haitian-Brazilian community has
developed, migrants have reported cases of aggression and discrimination across
Brazil, as well as in border towns in Peru that Haitians use to enter Brazilian ter-
ritory (‘Citizenship Pathways and Border Protection: Brazil’; UNHCR, ‘Brazil
chapter’). In 1980, the Brazilian government created the National Immigration
Beyond Representation 35
Council, the agency responsible for implementing migration policy and issuing
legal documents to facilitate immigration, with visa categories. Brazilian laws
theoretically favor educated migrants over noneducated low-skilled migrants,
although changing economic realities impact the flow of migrants (Amaral and
Fusco, ‘Shaping Brazil: The Role of International Migration’, www.migration
policy.org).
True to the history of Afro-Latin American politics, Haitians and H aitian-
Brazilians and their allies began to organize and respond politically with their
own associations, often in consultation with Afro-Brazilian allies and other so-
cial justice activists. Organizations such as the Associação dos Haitianos de Itajaí-SC
work closely with groups such as Quilombo Raça e Classe, the Movimento Mulheres
em Luta, the Sindicato dos Trabalhadores da USP (Sintusp) and Oposição Alternativa da
Apeoesp (Cruz, ‘Imigrantes haitianos fundam associação’). Associação dos Haitianos
de Itajaí’s Secretary General Fedo Bacoua explained that Haitians organize to
resolve problems related to work, discrimination and lack of documents and to
fight against the ‘genocide that Black people face in this country’ (Yale Global
Online, ‘More African Immigrants Finding a Home in Latin America’; Lisa
Nikolau, ‘Africans join the mass m igration movement through Latin America’;
Luis Andrés Henao, ‘African immigrants drift toward Latin America’).
Haitians are not the only new Black migrants. Because of the Lusophone
connections, smaller waves of Angolans, Mozambicans and Afro-Portuguese
have also migrated to Brazil since the 1960s. Add to that a significant number
of Afro-Venezuelans who have left their country to flee economic and political
instability. New African migrants also include refugees from Nigeria, Congo
and Senegal (BBC Online News October 14, 2014).
Even though their numbers are relatively small, Brazil has also received im-
migrants from other nations. After Haitians, the most significant Caribbean
group has come from Cuba. The trajectory of Afro-Cuban Carlos Moore, a
child of Jamaican migrants to Cuba, is representative of the circulation of Black
bodies across national borders. In his autobiography Pichón: A Memoir: Race and
Revolution in Castro’s Cuba (2008), Moore explains his own journey from Cuba,
to Europe and Brazil, connecting his journey to the broader struggles and
against what he suggests was White Marxist superiority in Cuba and his con-
nection to Black struggle in Brazil. With the ascent of the Worker’s Party, Brazil
and Cuba forged closer ties that also had an impact on migration between the
two countries. The bilateral agreement Mais Médicos (More D octors) brought
many Black Cuban doctors to work in Brazil as temporary migrants. In 2013,
several Black doctors reported racist and xenophobic incidents including ver-
bal and physical insults (Revista Forum August 2013, Maurício Moraes, BBC
Online). These incidents indicate the connection between racism, xenophobia
and anti-migration issues. Similar tensions have changed the political dialogue
in Brazil and in other countries such as Mexico, Argentina and Chile (Aljazeera
Online; Yale Global Online).
36 Darién J. Davis
in the post–Cold War era, the economy fared relatively well as the country
revised its immigrant policies. In 2017, Chile established a new law creating
a Council for Migration Policy comprised of the Ministry of Foreign Affairs,
Interior Ministry and Ministry of Justice (‘IOM Helps Chile Prepare New
Migration Policy’, Press release poster January 24, 2017). As in other countries,
historical racism and exclusion plague Afro-descendants but have not discour-
aged Afro-descendants from intervening in the debates on human rights and
migration in Chile (Valle, 13–18). In 2003, 2,428 Haitians arrived in Chile.
In 2016, their numbers reached 41,065 migrants, many of them arriving from
neighboring countries (Folha Online, Para fugir da crisis hatianos trocam brasil
pelo Chile, May 8, 2016). Haitians and other groups have found allies and sol-
idarity in many quarters including NGOs such as Solidarity America despite
the alarmist headlines such as ‘Stampede of thousands of illegal Haitians in
Chile’, which portray Black Haitians as invaders and chaotic (Santiago Times,
‘Stampede’, August 17, 2016). Meanwhile, Haitians and other migrants are
continuing to contribute to Chilean society. In areas such as ‘Little Haiti’, Black
migrants have contributed to the revitalization of communities in the north-
eastern town outside Santiago, home to Chile’s largest industrial park Quilicura
(‘Little Haiti’). The Organization of Haitians in Chile represents an important
new voice on the Chilean political stage. Other Afro-descendants from Brazil,
Peru, the Dominican Republic and Colombia have also left their countries for
Chile (Minority Rights, ‘Profile’; Yesenia Barragan, ‘Afro-Colombians and the
Peace Agreement in Colombia’).
The data from Chile suggest that about 22.5% of the displaced population
identified as Afro-Colombian. Afro-Latin Americans from around the region
have also become a part of the migration stream through Chile and other coun-
tries. Many of these migrants have already established roots and have integrated
into their communities, creating a new generation of Afro-Latin Americans.
Consider, for example, the new populations in Costa Rica at the beginning
of the 21st century just as the country is honoring the historic presence of
Africans through its new Ministry of Afro-Costa Rican Affairs following the
mandates of UN’s Decade of the Afro-descendant (2015–2024) (NPR, ‘Costa
Rica’; Tico Times).
Conclusion
Afro-Latin American politics and political agitation developed out of necessity
since the founding of American colonies and enslavement of Africans. Modes
of actions and community organizing have been diverse, uneven and often in
response to crisis or immediate needs of survival. External and internal threats,
including violence, nationalism and elite exploitation of difference, have all
worked to diminish many of the political, economic, social and cultural con-
quests or gains. Despite these challenges, Afro-Latin American communities
38 Darién J. Davis
along with their leaders, their organic intellectuals and allies throughout Span-
ish and Portuguese America continue to forge new, albeit often imperfect,
modes of thinking about politics.
The politics of Afro-descendants have endured and been shaped by
four major waves of migratory dislocations as enslaved individuals ripped
away from their homelands, transnational workers, displaced refuges and
contemporary economic migrants. Through all of these challenges, Afro-
descendants have insisted on political engagement for individual and col-
lective development. Afro-Latin Americans have made incredible strides in
their quest for dignity and security in a region that they helped build over
centuries. The colonial legacies of racism and marginalization still plague a
vast majority of the population today, but Afro-descendants have forged al-
liances within and across cultural boundaries and have broken down barriers
between ‘migrants’ and ‘Natives’. Afro-descendants are not only representing
their countries locally and nationally but transnationally and t ransregionally
as well, thanks to the struggles of activists and communities who have gone
before them.
Social media have played an important role in connecting activists,
politicians and community organizers in new and innovative ways, allowing
Afro-Latin Americans to continue to engage in the political debates that
promote rights, forge alliances and support disenfranchised communities
locally, nationally and transnationally. The mainstream media, whether tra-
ditional or online, remain a challenge to Afro-Latin American political en-
gagement to stories in two ways. First, Afro-Latin Americans remain largely
invisible, and second, visibility and attention continues to overemphasize
the exceptional individual narrative, thus highlighting the fact that Vanessa
Alexandra Mendoza Bustos became the first Afro-Colombian to win Ms.
Colombia in 2001 or that Lázaro Ramos and Tais Araujo finally become
the first Black actors to become the protagonists for the primetime tele-
novela on the powerful Globo Television in 2015. Stories like the first Black
political appointments are important, but without stories about Afro-Latin
American community issues, we will not understand the larger political and
economic dynamics at work. Analysis and attention to structural changes
that bring visibility, dignity, education and a living wage to more Afro-
descendants must accompany celebration to determine whether filmmaker
Joel Zito Araújo is correct that ‘little is [really] changing’ (The Guardian
online Wednesday October 7, 2015). Araújo’s statement may indeed be cor-
rect for mainstream media spaces such as Globo and Telemundo, but even in
places where we have not seen significant change, it is clear that the political
work of Afro-Latin Americans will continue. The social, economic and cul-
tural challenges for Afro-descendants from the 16th century to the present
have been remarkably consistent, but so have the political interventions by
Afro-Latin Americans and their allies.
Beyond Representation 39
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42 Darién J. Davis
This chapter argues first, with the Brazilian theorist Jacob Gorender (1923–2013),
that slavery was the predominant structuring force in the making of modern
American reality. Slavery created the playfield upon which all future g enerations
had to interact. Everywhere in the Americas, from Canada to Tierra del Fuego
and very notably in the Caribbean, power, wealth, land, access, social prestige
and honor were informed by and indeed constructed through slavery. With
only very few exceptions (Haiti, Cuba and, to some extent, Mexico), there was
no breaking up of social, racial and financial hierarchies constructed during
slavery times, so that today’s realities are directly linked to this past.
I then argue that the devastating effects of slavery and colonialism cannot be
addressed with the liberal democratic frameworks to which most countries of
the hemisphere adhere. Within those, first or Native people as well as Blacks
will always remain minorities – constantly at risk of falling prey to the tyr-
anny of the White and Mestizo majorities that surround them and control the
countries they live in.
The only place for Black and Native communities of the Americas to
prosper is within their own communities. Native American groups all over the
hemisphere have long recognized that they cannot rely on their colonizers and
their descendants to secure their well-being – and they have thus struggled for
the political autonomy of their communities ever since Europeans started to
conquer them and steal their lands. Their struggle has been facilitated by early
contracts signed, but then violated, but also by the fact that European intruders
invaded their ancestral lands, thus facilitating flight and resistance. Until very
recently and only in a few countries of the Americas, Black communities have
not been given access to land in the aftermath of slavery and thus face difficul-
ties when seeking to create politically autonomous territories where they are
the majority. However, the recent success of Quilombo communities in Brazil as
Recognition, Reparations and Political Autonomy 45
well as the successful quest for collective land rights in Colombia highlight the
relevance and viability of this strategy.
The case of Germany’s support of Israel demonstrates, however, that
supporting territorial political autonomy alone is not enough for securing the
well-being and prosperity of former enslaved and forced labor victims. Political
autonomy must be actively supported by the recognition of guilt of the evils
inflicted by slavery and similar institutions – and it must be accompanied by the
payment of reparations so that autonomous political communities become eco-
nomically viable. Only when these conditions are met, can the legacies of slav-
ery be overcome and justice and equal opportunity established. Without justice
and equal opportunity, violence is likely to remain endemic, and a peaceful
living together seems elusive.
Slavery
The importance of slavery in structuring contemporary American reality has
been underestimated, where ‘American’ here refers to all of the Americas, as
well as Caribbean. African and Native American slavery was a reality in all of
the Americas from 1500 to the mid- to late 19th century, from Canada to Chile
(Andrews 2004). Of the more than 10 million African enslaved brought to the
new world, almost half ended up in Brazil and some 2 million in the Caribbean,
where sugarcane plantations were the basis of the economy (Knight 1978).
In most countries of the Southern Hemisphere, African and Native A merican
enslaved people and their descendants were either physically eradicated, as in
Argentina, pushed into the most remote areas of the national territory, as in
Colombia, Honduras, Costa Rica, Nicaragua, Peru, Ecuador and Bolivia, or –
where they were too many to be dealt with in this way – robbed from the
means to rise to equal citizen status through the application of sometimes legal
and sometimes illegal racism (Winant 2002; Andrews 2004).
In addition to slavery, which lasted between 300 and 400 years in the
A mericas, other institutions of systematic exploitation such as the Encomienda
and the Mita systems, all of which relied on forced, unpaid labor of Indigenous
people, created the basis on which the future of the Americas was constructed.
It allowed colonizers and their descendants to construct wealth to the det-
riment of the enslaved and otherwise exploited, and it enacted and enforced
the social and racial hierarchies that became the foundation of the indepen-
dent American countries of the future. The political and economic hierarchies
constructed during colonial times were only dismantled in Cuba, Mexico and
Haiti, but even there, former enslaved people and indentured servants never
received compensation.
Racism continues to stifle the life chances of African descendants in the
Americas today – particularly those with darker complexion and noticeable
‘African’ features. The liberal democratic frameworks that were established in
46 Bernd Reiter
most of the Americas after independence have been unable to provide minori-
ties with equal protection and equal opportunity. To the contrary, in most
countries of the Western Hemisphere, White elite pacts were forged to exclude
non-Whites from the benefits of citizenship and from equal access to education,
health, housing and decent jobs. In the US, this elite pact has been explained
by Anthony Marx (1998) as one where southern Whites only accepted joining
the union if Blacks were relegated to second-class citizenship status. Similar
pacts have been described for Colombia (Muñera 2011), Jamaica (Holt 1991;
Thame 2011), Haiti and the French Caribbean (Dubois 2004, 2005), Cuba
(Helg 1995) and Mexico (Sue 2013). The comprehensive work on race in Latin
America produced by Edward Telles (2014) allows us to grasp that racism has
been an integral element in the construction of political, social and economic
hierarchies everywhere in the Americas – from Canada to Tierra del Fuego.
This chapter argues that such deeply ingrained and highly normalized
exclusion, discrimination and marginalization cannot be undone within the
liberal democratic frameworks predominant in the region. In most countries,
the transition from slavery to freedom was one that led from the plantation
to domestic servitude for Black women, and to joblessness, for Black men.
Nowhere in the hemisphere has there been a concerted effort toward repa-
ration, restitution, reconstruction or even recognition of the former enslaved
and forced laborers. In most countries, former enslaved people, once released
into freedom, were pushed away from the land into the slums of emerging
cities, where instead of finding opportunities, they faced hostile White or
Mestizo majorities that passed anti-loitering and anti-vagrancy laws to con-
trol the impoverished former enslaved. Some countries, like Argentina, found
ways to physically eradicate its Black population through war and White-only
immigration policies (Andrews 2004).
Other countries, like Bolivia, which had relied more on Indigenous slave
labor, devised systems where the former enslaved were kept out of the d ominant
and hegemonic political, social, economic and even cultural systems and rel-
egated to the status of strangers in their own land and to the legal status of
children requiring White or Mestizo tutelage. Nowhere in the Americas were
former enslaved people actively integrated into mainstream society after eman-
cipation. They were, instead, released into highly competitive societies and
forced to compete with those who had not only accumulated different assets
and capitals over the past centuries – but they had done so with the help of
exploiting the enslaved. A more unfair competition can hardly be imagined –
particularly in capitalist systems where the amount of assets when entering
competitive markets determines, to a great extent, the outcome. In such mar-
kets, ‘catching up’ to those who entered them earlier and with more assets is
virtually impossible (Hirsch 1976).
To provide former enslaved people and their descendants in the Americas
with a fair chance at succeeding in life and being able to compete with all those
Recognition, Reparations and Political Autonomy 47
who have constructed their riches and secured their access to land and property
by exploiting the enslaved and forced laborers, recognition, reparation and po-
litical autonomy are required. Here is the reason why they are required.
Slave Societies
The country of the Western Hemisphere where slavery lasted the longest and
where the most Africans and Indigenous people were enslaved is Brazil. In
colonial Brazil, the enslavement of Indigenous people started in 1534, with the
creation of Sesmarias, or colonial domains, and it lasted officially until 1755 –
but was in practice until the 1820s (Albuquerque 1986). Africans and their
descendants were enslaved in Brazil until 1888 – thus longer than anywhere
else on the continent.
It should thus not surprise that Brazilian scholars have produced impres-
sive accounts about slavery. Among the most impressive is the work of the
nonprofessional scholar, communist activist and anti-fascism fighter Jacob
Gorender. In his Opus Magnus O Escravismo Colonial [1978] (2001) – ‘Colonial
Slavery’ – Gorender argues that New World slavery cannot be explained with
reference to the previously existing economic systems leading up to it. Instead,
for Gorender, what emerged in the New World in and after the 1500s was an
entirely new system, sui generis, without any roots in classical slavery, African
slavery, or other systems of exploitation or bondage known until then. Never
in the history of human kind, as far as we can tell, have people been robbed so
absolutely of their human dignity and reduced to objects without rights, with-
out legal personhood, without citizenship and hence without hope and future
as in modern slavery.
Enslavement existed previously and outside of the Americas, for sure. But
enslavement was either temporary, connected to debt and war, as in precolonial
Africa, or closer related to domestic servitude, as in classical Rome and Greece.
Nowhere do we have accounts of slavery stripping a person of his or her very
personhood, taking away their names, language and culture as consistently and
violently as in the Americas. The life expectancy of a slave in Brazil was seven
years after his or her arrival (Rodrigues 1988 [1906]). Seven! The punishments
inflicted upon runaway slaves are the thing of horror movies and included mu-
tilations, cutting of limbs and wearing of iron masks and other devises on their
bodies. Branding, cutting and mutilating were the norm. So were sexual, phys-
ical and emotional abuse. Slave masters sought and found ways to reduce slaves
to less than animals, robbing them of even the tiniest means to resist. In most
slave societies of the Western Hemisphere, the speaking of African languages
was forbidden, drumming was outlawed, African dancing made illegal, and
African religion declared against the colonial law. Enslaved people were not
allowed to learn how to read and write the languages of their masters, and their
assembly was controlled and actively undermined. The enslaved were robbed
48 Bernd Reiter
of everything, but their physical bodies were thus reduced to machines. Cheap
and highly effective machines at that, as they allowed their masters to grow rich
and construct wealth, mostly in the form of land and property (Gorender 2001).
When slavery ended, America was the most unequal region of the world –
and it continues to be so today. Nowhere in the Western Hemisphere has
there been an official apology for slavery. Nowhere has there been an offi-
cial recognition of the harms, ills and suffering that slavery brought upon
Africans and the Indigenous peoples of the Americas, let alone an attempt
to address these wrongs. Reconstruction was only attempted in the US.
Here, the US Bureau of Refugees, Freedmen, and Abandoned Land was created
in 1865, after the slave-holding American south had lost its right to enslave
others – but it was closed again by Congress in 1872 (Foner 2002). Instead
of providing land to the formerly enslaved, President Johnson issued pardons
to Confederates restoring their land titles (Foner 2002, 159). The 40 acres
that the Bureau sought to give to every freeman from public land never ma-
terialized, by order of the president. Instead, the land that had been given
to the formerly enslaved before that order was given back to their previous
owners. According to Eric Foner (2002, 159), probably the most eminent
historian of the American Reconstruction era, ‘Once growing crops had
been harvested, virtually all the land in Bureau hands would revert to its
former owners’.
Nothing of the sort was even tried in Brazil, Colombia, Honduras,
Peru, Ecuador, Bolivia, Argentina, Chile, Costa Rica, Jamaica, Mexico or
Guadeloupe. Where revolutions occurred, as in Mexico, Nicaragua and Cuba,
land reforms were conducted, but nowhere did they address the specific plights
of the formerly enslaved. Postemancipation did not lead to targeted educa-
tion, housing, health and property measures for formerly enslaved people, no-
where. And, more importantly, nothing was done to take away the riches of
those who had acquired them illegally through slavery – in any country of the
hemisphere. Instead, when slavery formally ended, the social, economic and
political hierarchies constructed during 300 to 400 years of slavery became the
playfield upon which post-slavery societies were erected and upon which the
formerly enslaved and their former masters competed for jobs, income, wealth,
future prospects – as well as prestige, status, recognition and honor.
In the aftermath of slavery, when some formerly enslaved succeeded against
all odds and thanks to the unbroken will and sense of community of their peers
to reach humble levels of economic or political power – invariably, the former
masters reacted violently, killing, lynching, threatening and robbing the former
enslaved not only of their goods and achievements but also of their right to vote
and be educated (Alexander 2010). If, in most countries of the slave-holding
Americas, such violence did not occur, it is because their Black and Indigenous
populations never posed a threat to the economic and political power of slavers
and their descendants (Marx 1998).
Recognition, Reparations and Political Autonomy 49
over centuries, the descendants of the enslaved also face personal racial stigma,
also inherited from the past, which further stifles their prospects. They are
perceived, by most White or Mestizo observers, as ‘damaged goods’, poten-
tially spoiled and sub-par (Loury 2002). This perception is an efficient way
for nonformer slaves to make general assessments about the worthiness of un-
known others, as Glenn Loury (2002) has so convincingly demonstrated. The
descendants of enslaved people have to compete on markets as equals that are
tilted against them, as they enter these markets without any assets – financial,
political, social or cultural. In addition, they are not even perceived as equal
players, due to racial stigma, thus further stacking the cards against them. They
compete on unfair markets, handicapped.
autonomy in 1918, but the Colombian government only provided for Indige-
nous self-rule in 1991. The Zapatistas of southern Mexico finally declared war
on the Mexican government in 1994, issuing a declaration, which started with
‘Ya Basta’ – Enough. Since then, they have labored to construct political auton-
omy (Stahler-Sholk 2008, 2014).
Indigenous struggle everywhere in the Americas has been, almost by
definition, a struggle for political autonomy and self-rule, and it almost always
has a territorial dimension (Blaser et al. 2010; Dinerstein 2014). According to
Vine Deloria, who discusses the situation of Indigenous, or First People, in the
US, ‘In 1934 the Indian Reorganization Act was passed. Under the provisions
of this act reservation people were enabled to organize for purposes of self-
government’ (Deloria 1969, 16). Deloria finds that in general, ‘Tribes that can
handle their reservation conflicts in traditional Indian fashion generally make
more progress and have better programs than do tribes that continually make
adaptations to the White value system’ (Deloria 1969, 21). He also asserts, ‘The
awakening of the tribes is just beginning. Traditionalists see the movement
as fulfilling the ancient Hopi and Iroquois religious predictions of the end of
White domination of the continent’ (Deloria 1969, 246).
Echoing the demands of Indigenous, or first people everywhere in the world,
Deloria sees the only solution to the problems of Indigenous people in their
territorial sovereignty, political autonomy and self-rule: ‘What we need is a
cultural leave-us-alone agreement, in spirit and in fact’ (Deloria 1969, 27). Black
communities, by contrast, face a more complicated struggle, as they cannot rely
on a ‘homeland’ and on contracts signed in centuries past with invading forces.
Today, most African descendants in the Americas live in urban settings. They
were never given access to land. However, some African descendant communi-
ties in Brazil have embraced the same strategy as some N ative groups, seeking
their own territory, distance from the White and Mestizo cultures surrounding
them and political autonomy so they can become makers of their own destiny.
In Brazil, Colombia, Suriname and Jamaica, attempts to establish free Black
communities, known as Maroon, Quilombo or Palenque communities, are well
documented during slavery times (Price 1973).
In Brazil, the most known and influential attempt of establishing a Qui-
lombo was the ‘Quilombo of Palmares’, a conglomerate of free, fortified cities
in the northeastern hinterland of the current states of Bahia, Pernambuco,
Sergipe and Alagoas. It is difficult to obtain a realistic description of these
free cities from the only source available: the accounts of Portuguese and
Dutch army members describing what they saw, but did not understand
or cared to understand, during the several attempts at destroying Palmares
( Reiter 2009).
Available accounts are tainted with the chauvinism of the winner, as well
as that of the colonizer and slaveholder. Nevertheless, it is by now broadly
accepted that Palmares consisted of several cities, all created around 1630. The
54 Bernd Reiter
Dutch, who controlled this part of Brazil from 1630 to 1645, destroyed the first
settlements in 1644, but Maroons (runaway slaves) continued to resettle in the
same region, mostly because of its proximity to the major plantation centers
of Olinda and Recife but also because of the geographical conduciveness of
this area, as it facilitated hiding from intruding armies and establishing forti-
fied cities. What was called Palmares actually referred to a conglomerate of at
least nine free cities, of which the following have been documented: Zambi,
Arutirene, Tabocas, Dambrubanga, Subupira, Macaco, Osenga, Amaro and
the Palmares of Antalaquituxe, led by brother of the leader who resided in
Macaco.1 Macaco was the capital of what has been called a ‘Federation’ by early
Brazilian researchers, such as Nina Rodrigues, with more than 1,500 houses
and a church. Other cities were smaller, ranging from having 800 houses in
Subupira, to one with 220 houses. All cities were fortified and highly orga-
nized. Each city had a well-structured government, which include a legisla-
tive, a judicial and an executive branch, with a police force. The leader of the
Federation held the title ‘Zambi’ (Reiter 2009).
The sophistication of the internal organization of these cities and their
successful regional cooperation and interaction among each other, as well as
with surrounding plantations and settlements, led some 18th and 19th cen-
turies h istorians to refer to Palmares as a free, ‘Black republic’ or a ‘Black
state’.2 Palmares was destroyed in 1697, but its mere existence and the com-
plexity of its internal organization allow us to perceive that the creation of free
communities and cities was an important and constant strategy of resistance
during slavery.
The Brazilian state currently recognizes some 2,000 Quilombo communities,
with an estimated total population of about 2 million.3 Contemporary Q uilombo
communities are officially termed ‘Reminiscent Quilombo Communities’ and
the sheer number testifies to their continued importance as a repertoire of re-
sistance against slavery and discrimination.
In Colombia, runaway slaves known as Cimarrones created free republics,
some of which lasted for several hundred years, known as Palenques (Price 1973).
The Palenques created in the Montes de Maria region of Colombia were founded
in 1600 under the leadership of Benkos Bioho, a runaway slave who was most
likely taken from West Africa. The Palenques created by him and others around
him stand out among other Maroon, Quilombo or Cimarron experiences because
they were never conquered by the Spaniards. The descendants of the original
Maroons still live in the same location today. The villages and towns created by
these Cimarrones were truly free, offering refuge to other Africans and their
descendants, as well as to non-Africans (Reiter 2015). They relied heavily on
trade. They established their own constitution and, apparently, took collective
decisions democratically. Palenques are the true birthplaces of democracy in the
Americas and also the places where a strong, active and equal citizenship was
created and continues to be practiced (Reiter 2015).
Recognition, Reparations and Political Autonomy 55
Reich (Hayes 2004; Plato et al. 2010). The German state, even if reluctantly
and against internal opposition has, at least partially, faced the evil it perpetu-
ated against Jews and others. It confiscated those riches that were accumulated
by relying on enslaved labor, dismantled such industries as Krupp and sent
its chief executive officers to prison, after they were found guilty during the
Nuremberg trials. Germany recognized Israel’s right to sovereignty and sup-
ported its efforts to achieve it. Post–War World II history textbooks discuss
the World Wars in detail, and all German children learn about Germany’s war
mongering and genocide.
To be certain, payments and reparations cannot undo the wrongs inflicted
upon a people – and there were plenty of Israelis opposing the receipt of rep-
arations from Germany (Slyomovics 2014). Paying your way out is, after all,
the cheap way out. Healing must start with the admission of guilt. This, in the
German case, was only achieved after losing a war and mounting international
pressure to do so – and even then, not all Germans agreed to take responsibility
for what they had done, or allowed to be done. But despite popular pressure,
Konrad Adenauer, the postwar German chancellor (1949–1963), expressed an
apology to Israel in 1951 (Lavy 1996). ‘The Germans agreed to pay between
DM 3.4 and 3.5 billion; agreement was also reached on the annual payments,
including the obligation to deliver goods in the amount of DM400 million
before March 31, 1954’ (Balabkins 1971, 134).
Indeed, between 1953 and 1967, Germany paid 3 billion German Marks4 of
reparations to Israel and 450 million to the Jewish Congress. With this money,
Israel bought equipment and raw materials for the emerging, publicly con-
trolled Israeli industries. Israel updated its electrical grid and invested about
half of the incoming money into Israel’s railways. Mining equipment and water
canalization infrastructure were also high on the list of Israel’s priorities. So
was buying fuel and investing in commercial ships. In 1956, the German state
contributed 87.5% of Israel’s state income (Segev 1991).
In the year 2000, 55 years after the end of the war, the German government,
in cooperation with six partner organizations from Russia, Ukraine, Belarus,
Poland, Czech Republic and the Jewish Claims Conference, finally created
the foundation Remembrance, Responsibility and Future to process claims of for-
mer enslaved laborers and their descendants. From 2001 to 2007, they received
some $8,000 each. In all, 4.37 billion Euros were paid to about 1.66 million
beneficiaries in 100 countries (Report to Congress, Bureau of European and
Eurasian Affairs 2006).
The German state outlawed the use of symbols of unconstitutional organi-
zations, any preparation and incitement of war, as well as the dissemination of
means of propaganda of unconstitutional organizations, the usage of symbols of
unconstitutional organizations and the incitement of hatred against segments
of the population. The usage, or display, of any symbol related to Nazism is
punishable with up to three years of imprisonment.
Recognition, Reparations and Political Autonomy 57
Nothing of the sort has even been tried for the descendants of enslaved peo-
ple and forced laborers in the Americas.
Equally important for the sake of leveling the playing field and establishing
equal opportunities for all would have been not only giving land to Blacks so
they could produce but also taking away those riches accumulated by Whites
during, and because of slavery, particularly on plantations. However, even
though a confiscation act was passed in the US Congress in 1862, President
Lincoln steered against large-scale confiscations, limiting the tenure of confis-
cated land to one generation, so that the land would eventually revert back to
their original owners.
What stood in the way of a genuine end to inequality in the US as elsewhere
in the Americas was racism. Eric Foner (2002) quotes Col. Samuel Thomas, the
director of the Mississippi Bureau of Reconstruction in 1865, who thought ‘the
basic problem … was that the White public could not conceive of the negro
having any rights at all’ (Foner 2002, 150). In the US, the use of racist symbols
to this day is supported by the ‘free speech’ protection clause, as written in the
First Amendment to the Constitution, ratified in 1791. Instead of receiving
reparations and land, former slaves witnessed the emergence of the Ku-Klux-
Klan, in 1865. By the 1920s, the Klan counted on some 4 million members and
operated in almost all southern states. Instead of seeing the riches they helped
accumulate taken away from their former masters and distributed among them,
freedmen and women found themselves without land, without shelter, without
access to quality education or quality health provision.
Everywhere in the Americas, Black and Indigenous populations witnessed
the passing of vagrancy laws, which demonized them and sought to push them
out of cities, thus adding insult and blame to injury. This reality is particu-
larly sobering when considering the fact that the US government played such a
critical role in the process of paying reparations for slave laborers in Germany.
In a report to the American Congress, issued by the Bureau of European and
Eurasian Affairs, from March 2006, we can read:
The United States Government played a critical role in a multilateral ef-
fort that resulted in the establishment of a Foundation under German law
entitled ‘Remembrance, Responsibility, and the Future’ (‘Foundation’). The
Foundation was capitalized with 10 billon German Marks (DM), valued at the
time as approximately five billion dollars. Since June 2001, the Foundation has
been making payments to survivors in recognition of the suffering they en-
dured as slave and forced laborers. The Foundation also covers other personal
inquiry and certain property damage caused by German companies during the
Nazi era, including claims against German banks and insurance companies
(Report to Congress, Bureau of European and Eurasian Affairs 2006).
While supporting reparations for those, the US legislature has been sternly
unwilling to do the same with the descendants of the over 3 million enslaved in
the US at the end of the American Civil War. In fact, a bill seeking to establish a
58 Bernd Reiter
committee to study slavery and its effects and elaborate the appropriate measures
to undo the harms done during American slavery has been proposed every year
since 1989 by Congressman John Conyers Jr., but it has never become law.
While affirmative action, quotas and collective land titling in Brazil,
Colombia and Bolivia are all actions that seek to favor historically excluded
populations, none of these measures includes an active dismantling of the priv-
ileges accumulated by those who benefitted from the enslavement of others. It
is, however, only by actively leveling the playing field that we can achieve equal
opportunities and justice (Rawls 2001; Sen 2009; Hacker 2011). Such a leveling
would demand an identification of those who directly and indirectly benefitted
and continue to benefit from slavery, encomienda, mita and other forms of
slavery, forced labor and indentured servitude – and strip them from the riches
these systems of exploitation have allowed them to accumulate.
wrongdoings that have structured the playing field and unlevelled it in the past.
Affirmative action policies are far too little and far too specific to achieve jus-
tice. Justice must be constructed on equal opportunity and equal o pportunity
has to be created, and enforced, before people compete against each other, as
even the guru of liberal individualism, John Rawls, admits (Darity and Myers
1999; Rawls 2001; Hacker 2011). For the countries of the Americas to achieve
racial justice, the lessons from Germany must be learned and applied:
While the achievement of these goals will pose technical difficulties, the prin-
ciples under which German reparations were paid must be upheld, that is those
individuals who have benefitted from slavery, encomienda, mita and similar
systems of systematic exploitation must be identified and the worth of their pos-
sessions must be assessed and traced back to current days. Those who have been
enslaved have to be identified along with their ancestors. They have to be com-
pensated and offered institutions that allow them to prosper (Bonilla-Silva 2011).
Only when past wrongdoing is addressed, recognized and rectified, can we
hope to move on to a better, more just and fair future. Only with these measures,
can we hope to lift the shame and the guilt from the shoulders of White America
so it can start interacting with Black and Indigenous America in a normal way,
unburdened from the weight of the past (Bittker 2003; Katznelson 2005).
Conclusion
Given the continued force of structural racism and racial stigma in all Amer-
ican countries, from Canada to Chile and the Caribbean, a few lessons seem
unavoidable:
3 The only safe havens for Black and Native people are their own commu-
nities. To live in safety and to be able to prosper, these communities need
protection and the ability to make collective decisions for their members,
thus political autonomy;
4 For Black and Native communities to become viable, reparations have to
be paid from all those who have benefitted from slavery;
5 Recognition requires that beyond reparations, Black and Native commu-
nities need to receive official apologies for the ills inflicted upon them
h istorically. This also requires a rewriting of national histories and a
rewriting of most textbooks dealing with national histories in order to
highlight the wrongs done on these communities and to highlight their
contributions to the construction of the nations they live in.
‘blend in’ with the American White and Mestizo mainstreams. Their commu-
nities will also never be able to prosper as long as they remain minorities within
liberal democratic systems.
Notes
1 Rodrigues, Nina 1988 [1906]: 74.
2 Sebastiao de Rocha Pita. 1730. Historia da America Portuguesa. Lisboa: Officina de
Joseph Antonio da Silva.
3 Brazilian ‘Special Ministry for the Politics of Promoting Racial Equality – SEPPIR.’
4 Assuming the Allied Forces rate of 10 marks = 1 dollar in 1945, 3 billion marks
represent 300 million 1945 US dollars then and some 7 billion US dollars of current
purchasing power.
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62 Bernd Reiter
Introduction
Pan-Africanism is identified initially as the 20th-century international political
movement that brought together African and African Diaspora activists, artists
and intellectuals in the fight against racism and colonialism, leading to the victory
of the independence struggle in Africa. For the most part, it addressed these is-
sues mainly in Africa, the US, and the English- and French-speaking Caribbean.
Only in the last quarter of the century did the Pan-African movement begin to
include ‘Latin’ America. I use the word ‘Latin’ in quotes because this designation
is deceptive because it describes a region with majority Indigenous and African-
descendant populations, where national and regional cultural identities are shaped
out of African and Indigenous heritage resisting oppression and domination by
hegemonic minority Latin elites. The deceptive nomenclature is expressive of the
way Black populations of the region have been largely ignored until very recently.
In the latter 20th century, few African, Caribbean and African-American activists
were aware of the African populations of ‘Latin’ America. Yet, their history is a
long one, rich and intense with anti-racist and anti-colonialist struggle.
Inclusion of the region in the formal Pan-African movement began with
the active participation of C.L.R. James (Trinidad), Abdias Nascimento
( Brazil) and Carlos Moore (Cuba) in the preparatory process leading up to the
Sixth Pan-African Congress held in Dar-es-Salaam in 1974 and Nascimento’s
intervention at the Second World Festival of Black and African Arts and C ulture
(Lagos 1977), followed by three Congresses of Black Culture in the Americas
(Colombia 1977, Panama 1980, Brazil 1982) under the leadership of Manuel
Zapata Olivella, Gerardo Maloney and Abdias Nascimento. During the same
period, Australian aborigines and Pacific Island peoples also demanded inclu-
sion in a broader notion of African Diaspora.
Pan-Africanism and Latin America 65
a force of permanent attrition against the colonizing forces and the co-
lonial economy. From the 16th century to the eve of the 20th, violent
protest by enslaved Blacks against the system that oppressed them is a
constant presence in [the region’s] social life.
Pan-Africanism and Latin America 67
The role of African culture was critical to this resistance. African religious and epis-
temological tradition, integrated from different ethnic origins, was a fundamental
inspiration, a mobilizing force and a strategic tool of communication (Franco 1975,
288; Clarke 1977, 11). Awareness of common struggles complemented this cultural
base, as in the Balaiada revolt in Recife, Brazil, in 1824. Emiliano Mandacaru
and his troops sang ‘Just as I imitate Christophe / That immortal Haitian / Hey!
Imitate his people / Oh, my sovereign folk!’ (Moura 1972, 106).
Like Palmares in Brazil, Yanguicos in Mexico, San Basilio in Colombia, Bayano
in Venezuela, Cuban Palenques and Caribbean Maroons often had structured
social, political, military and agricultural organization based on African models,
drawing from and integrating diverse ethnic origins ( James 1969; Clarke 1977;
Price 1996). Defense systems were sophisticated and sometimes impenetrable.
These African communities engaged in armed resistance against the colonial
powers all over the region, again and again forcing them to negotiate treaty
settlements.
This resistance was concurrent with that of Africans on the continent
( James 1969; Clarke 1977). There are few records of explicit articulation
among communities fighting in Africa and among the different colonies of
the A mericas, but the nature of the historical record likely omits such expres-
sions. The similarity of these struggles, the reproduction of African forms of
organization in Cumbes, Palenques, Cimarrones and Kilombos, and the underlying
African cultural dimension indicate community of spirit in the pursuit and
experience of freedom. They point to unity of aspirations and achievements
across the African world. Such, indeed, is the essence of Pan-Africanism.
that impact all aspects of life. The second front, discourse in the Western tra-
dition, is exemplified by Haitian writers whose critique of racist anthropology
was dense and voluminous. Anténor Firmin’s response (1885) to Gobineau’s
infamous essay on the inequality of human races is a prime example, along
with Louis-Joseph Janvier’s L’Égalité des races (1884) and Hannibal Price’s De
la réhabilitation de la race noire (1900). Earlier examples are the 18th-century
antislavery treatises by Olaudah Equiano (Gustavus Vassa) (2004) and Ottobah
Cugoano (1999).
There is no doubt that Africans in ‘Latin’ America contributed to both
these currents of African Diaspora tradition. Examples from Brazil are the
Candomblé, the Malê Revolts (Reis and Gomes 1996), the manuscript of
Esperança Garcia (Ferreira 2008) and the works of Maria Firmina dos Reis and
Luis Gama (Duarte 2014, 111–142).
Nineteenth-century journalism was ripe in Argentina with Black press
publications like La Raza Africana o sea El Democrata Negro and El Proletario (Morner
1967, 24) as in Uruguay, with La Conservación, founded in 1872, and Nuestra
Raza, which published into the 20th century (Pereda Valdés 1965, 203–205).
They represented a plethora of Black social and cultural organizations, as did
Brazil’s active Black press in the same period (Butler 1998, Nascimento, E.L.
2008; Andrews 1980, 2004). In Uruguay, this process culminated in the cre-
ation of an independent Black political party, the Partido Autóctone Negro, which
called for racial and social equality and for Afro-Uruguayan political con-
sciousness (Pereda Valdés 1965, 203–205). Such activism fits into the context
of 19th and early 20th-centuries nationalist thought in the US that paved the
path of Pan-African intellectual autonomy in writings by authors like Martin
R. Delany, Frederick Douglass, Edward Wilmot Blyden, Alexander Crummel
and others.
(Du Bois 1986, 372). The Pan-African movement emerged at a time when
identities formed by dispersions and Diasporas were using the Greek prefix
‘Pan’, meaning ‘all’, to designate their unity beyond national borders. Pan-
Hellenic, Pan-Slavic, Pan-American, Pan-Arabian and Pan-Islamic initiatives
dotted the 19th-century landscape. Most of these designations came as identity
affirmations in opposition to European colonial hegemony. The Pan-African
Conference of 1900 called for ‘responsible self-government’ in Africa.
Four Pan-African Congresses followed later, under the leadership of W. E. B.
Du Bois. The first was held in 1919 as the League of Nations was formed in the
wake of World War I. The Congress presented a petition to the victorious allies
at Versailles, proposing an African Human Rights Charter to assure that interna-
tional supervision of formerly German-African territories be ‘confided to their
inhabitants, in care of the League, as future self-governing nations’ ( Padmore
1972, 101). An international human rights code to protect Africans would be
enforced by an executive bureau. Education, abolition of slave labor and corpo-
ral punishment, and specific attention to the ‘growing needs of native popula-
tions’ were also envisioned. In 1921, the Second Pan-African Congress met in
London, Brussels and Paris, issuing a ‘Declaration to the World’ that demanded
a Black representative be seated on the League of Nations Mandate Commission
for the Southwest Africa Territory (Namibia). The response of the ‘civilized
world’ was the brutal bombardment and massacre of thousands there by General
Jan Smuts, a founder of the League and main architect of the Mandate system.
The Third and Fourth Congresses were held in Lisbon and London in 1923 and
in New York in 1927, respectively. Tunis was chosen as venue for the Fifth Con-
gress, but French authorities advised Du Bois that such a meeting could be held
anywhere in France and not in Africa (Padmore 1972, 121).
The Fifth Pan-African Congress, held in Manchester, England, in 1945,
grew out of the activism of African students like Kwame Nkrumah and Jomo
Kenyatta, joining West Indian socialists and activists like C. L. R. James and
George Padmore to gather African journalists, nationalists and trade unionists
who would participate in the Conference of the World Trade Union Federation
in London and Paris. A long history involving some of Africa’s most eminent
personalities had led to creation of the Pan-African Federation, which enlisted
Du Bois’ support for the Fifth Pan-African Congress. Its delegates declared, ‘if
the Western world is resolved to dominate humanity by force, then Africans
may have to appeal to force as the last resort in the effort to attain Liberty, even
if superior forces destroy them and the world’ (Padmore 1972, 407). Anti-
colonial struggle was taken to a new level. By 1947, Nkrumah and Kenyatta had
returned to Africa prepared for armed resistance; ten years later, the Gold Coast
became the Republic of Ghana. Nkrumah asserted that Ghana’s independence
has no meaning if it is not linked to the liberation of Africa, and among his
first initiatives as head of state was to convene the Conference of Independent
States and the All African Peoples Conference, held in Accra in 1958. These
72 Elisa Larkin Nascimento
were followed by the All African Trade Union Federation meeting and the
Positive Action and Security in African Conference in 1959 and the Confer-
ence of African Women in 1960 (Asamoah 1993, 236–241; Manuh 1993, 121).
Unity among African nation-states became the order of the day, leading to the
creation of the Organization of African Unity (OAU), now the African Union
(AU). Tension between the continental notion of Pan-African unity and the
Diaspora perspective that had coined and created the international movement
would continue even after creation of the AU’s Sixth administrative region, the
Diaspora, in 2003 (Kamei 2011; Khamis 2013a, 2013b).
The relative absence of references to South and Central America and the
Spanish-speaking Caribbean stands out in this period. George Padmore (1972)
mentions Brazil in the context of Portuguese colonialism, but does not refer to
racism against its African population. Du Bois (1972, 53–4, 60–3, 195) mentions
slave insurrections in the Caribbean and in South and Central America, but
does not integrate them into his broader Pan-African view. The Pan-African
‘triangle’ had its corner points in Africa, Europe, the US, and the French- and
English-speaking Caribbean. Its languages were basically English and French.
An important exception was the African League, a federation of associations
from Portuguese Africa founded in 1921 with headquarters in Lisbon. Under
the leadership of José de Magalhães, the League was active in the Second and
Third Pan-African Congresses and was largely responsible for creation of the
short-lived International Pan-Africanist Association. The documents of this
organization exist only in Portuguese, due to the central role of Magalhães,
who wrote its statutes (Geiss 1974, 245–6). However, it did not extend the
reach of Pan-African affairs to Brazil or to South America. Given the exclusion
of Blacks from access to education in Spanish- and Portuguese-speaking coun-
tries of the region, it is no surprise that very few had the opportunity to become
fluent or literate in English and French.
But the most important determinant of the isolation of ‘Latin’ America from
Pan-African affairs is the ideology of whitening, Mestizaje, ‘racial democracy’.
The program issued by the Universal League for the Defense of the Black
Race in Paris, for example, convened ‘all Africans and Afro-Americans (except
some in Latin American countries because there prejudice was vigorously
suppressed)’ (Geiss 1974, 311).
Despite these barriers, Blacks in ‘Latin’ America were not entirely isolated
from the African world. The Black press in Brazil, for example, contained
references to the Garvey movement, African-American affairs in the US
and liberation movements in Africa (Butler 1998; Nascimento, E. L. 2008).
At every opportunity, they supported African liberation movements. A case
in point is the Black Experimental Theater (TEN, its Portuguese acronym,
stands for Teatro Experimental do Negro). Abdias Nascimento founded this
organization in 1944 and edited its newspaper Quilombo, which featured inter-
views and articles by personalities like Katherine Dunham, George Schuyler
Pan-Africanism and Latin America 73
and Marian Anderson, as well as essays and book reviews by and about the
Negritude movement and the journal Présence Africaine, edited by Senegalese
writer Alioune Diop. TEN’s artists and intellectuals were vocal supporters of
the Negritude movement, whose tenets they adapted to the Brazilian context
(Nascimento 2007, 138–226).
Under its first President Leopold Sédar Senghor, leader of the Negritude
movement, Senegal hosted the First World Festival of Black Culture in 1966,
emphasizing a Diaspora perspective. The anomalies of state politics were clear,
however, when the Brazilian government excluded from its official delegation
precisely those artists and intellectuals who worked with the concept of
Negritude. Nascimento’s exposure of this episode as an example of Latin pa-
ternalist racism in his Open Letter to Dakar (1966) was the first indictment of
racial discrimination in Brazil to reach the African world audience. The official
Brazilian delegation was led by art critic Clarival do Prado Valladares, whose
ensuing article (1966) hailed ‘African Backwardness, or Chronicle of the 1st
Festival of Black Arts’.
The Sixth Pan-African Congress, held in Dar-es-Salaam, Tanzania, in 1974,
was sponsored by African states. Intending to emphasize Diaspora concerns,
C. L. R. James was named head of the Caribbean Steering Committee. The
preparatory meeting held in Jamaica in 1973, with the participation of Amy
Jacques Garvey, was the first Pan-African meeting with delegates from two
‘Latin’ American countries, both of them political exiles by virtue of their
anti-racist activism. Abdias Nascimento of Brazil, with its rightwing US sup-
ported military regime, and Carlos Moore of Cuba were joined by Bobby Sykes
of Australia, representing its ‘aborigine’ population. This situation brought into
focus two crucial aspects of post-independence Pan-African affairs: the role
of governments and the scope of the Diaspora. These two issues are mutually
intertwined because Diaspora populations are mostly dominated majorities or
minorities in multiracial states. Prominent Pan-African activists and intellec-
tuals who opposed their governments, among them Eusi Kwayana of Guyana,
were being excluded from the Congress in deference to diplomatic requests
invoking the OAU’s clause of noninterference with internal affairs of states.
Exclusion of African liberation movements, which could be justified under the
same reasoning, would have been absurd. In solidarity, C. L. R. James, whose
work had been indispensable to the organization of the Congress, refrained
from attending. The Steering Committee declared that it could not accept an
inferior status for South America and the Caribbean, condemned the exclusion
of representatives from the region, demanded that the Liberation Movements
have full freedom to express their concerns and that ‘the small people’s dele-
gation from Brazil, led by Abdias Nascimento, be fully and officially recog-
nized’ (Campbell 1975, 152–3). Considering the importance of the region and
Brazil’s key role in it, C. L. R. James and the Steering Committee had planned
a full day of Congress deliberations on Brazil. However, as the only Brazilian
74 Elisa Larkin Nascimento
observers. We informally circulated his paper, which had been printed in mim-
eograph by Ife University, to official delegates. With the support of African
and African-American artists and intellectuals like Wole Soyinka, Ola Balo-
gun, Molefi Asante and Maulana Karenga, Abdias Nascimento made his case
before the Colloquium plenary (Nascimento 1981, 1989, 2002b). His forceful
denunciation of racism in Brazil was an outstanding feature of that event: the
Nigerian press not only reported on it but also published the full text of his
contribution in book form (Nascimento 1977).
Meanwhile, in Colombia, the Black physician and anthropologist Manuel
Zapata Olivella was organizing in South and Central America to convene the
First Congress of Black Culture in the Americas, which Nascimento attended
in Cali in August 1977. Three of these historic events placed ‘Latin’ America
squarely in the Pan-African context. At the Second Congress, held in P anama in
1980, Nascimento presented his thesis of Kilombismo (Nascimento, A., 1980)
and was elected vice president in charge of the Third Congress, which was or-
ganized by his Afro-Brazilian Studies and Research Institute ( IPEAFRO) and
held at São Paulo’s Catholic University in 1982. For the first time, a represen-
tative of Nelson Mandela’s African National Congress was received in B razil,
along with delegates from many countries in South and Central A merica
( Nascimento and Nascimento 1983–1987, vs. 1–4).
Simultaneous with Abdias Nascimento’s presentation of Kilombismo at the
Second Congress of Black Culture in the Americas, Molefi K. Asante published
Afrocentricity: the Theory of Social Change (1980). These were major contribu-
tions to the development of Pan-African thought and scholarship nonaligned
with the ideological poles of Marxist socialism or liberal capitalism. Their
foundational basis was the work of Cheikh Anta Diop and his forerunners,
followers and heirs like Martin R. Delany, Edward Wilmot Blyden, Théophile
Obenga, Martin Bernal and Ivan Van Sertima, to mention a scant few. Two
observations are in order with regard to the ‘Latin’ American contribution.
Abdias Nascimento’s work, even before he developed Kilombismo, empha-
sized the importance of Black women and their history to the understanding
of African experience and struggle (Nascimento 1977, 1989). Closely related
to this aspect is his emphasis on the African tradition of the Candomblé, with
its deeply female dimension, as epistemological foundation and source of in-
spiration, fighting spirit and strategy. Equally important is his emphasis on the
environment, a concern inherent to this African tradition.
Gonzalez and Carlos Roberto da Silva from Brazil. Nascimento was then a Fed-
eral Congressman; shortly after the Costa Rica symposium, he drafted a decla-
ration condemning Apartheid’s illegal occupation of Namibia and secured the
support of all the opposition parties in Congress (Nascimento 1983–1987, vs. 2,
38–39; Nascimento 2014, 313–314). IPEAFRO organized a Brazilian n ational
symposium, held in 1984 on the 100th anniversary of N amibia’s struggle against
colonialism (Nascimento and Nascimento 1983–1987, vs. 4, 5). As a member of
Congress, Nascimento insistently raised the issues of A partheid and Namibian
independence in the House Foreign Relations Committee, introducing legis-
lative proposals to break relations with South Africa and to recognize South
West African People’s Organization, thereby taking the Pan-African demands
of the Brazilian Black movement to the federal Congress (Nascimento and
Nascimento 1992, 164–165; Nascimento 2014, 317–324).
The international conference ‘Negritude, Ethnicity, and Afro Cultures in
the Americas’ held at Florida International University, Miami, in 1987, was
organized by Carlos Moore (1995) with the presence of Aimé Césaire, Léopold
Sédar Senghor, Maya Angelou and many other outstanding writers and intel-
lectuals. Abdias Nascimento’s contribution did not fail to note the anomalies
of Senegal’s state courting of Brazilian paternalists, the proponents of ‘racial
democracy’. He called attention to ‘the danger of literary and academic niceties
in the context of Brazilian White supremacy’. Too often, he said, have African
leaders ‘been duped by the seductive slogans and pretty mirages designed by
the Brazilian ruling class to obfuscate and perpetuate African Brazilians’ dom-
ination’ (Nascimento & Nascimento 1992, 115). But this did not prevent him
from recognizing ‘Negritude’s intrinsic value as simultaneous expression of
Africans’ specific identity, humanity, and struggle for liberation in all corners
of the world’ (Nascimento & Nascimento 1992, 116–117).
In 1985, the W. E. B. Du Bois Memorial Center for Pan-African Culture
was established in Ghana at Du Bois’s former residence in Accra. This landmark
institution invited Abdias Nascimento to deliver the second inaugural lecture
in its annual series (Nascimento & Nascimento, 119–168). This gesture was a
significant indication of growing recognition of ‘Latin’ America as part of the
Pan-African world. Similarly, in the late 1980s, Burkina Faso, with support
from UNESCO, created the international Institute of Black People and Sene-
gal promoted a Pan-African Culture Festival (FESPAC). Both efforts included
Abdias Nascimento and other ‘Latin’ Black leaders, notably Lélia Gonzalez.
These examples of the region’s participation in Pan-African affairs occurred
against a background of accelerated regional mobilization in South and Cen-
tral America. By the 1990s, Black movements in various countries, including
Colombia, Costa Rica, Nicaragua, Panama, Peru, Ecuador and Uruguay, had
made national gains and were organizing coalitions and regional conferences.
At the Seventh Pan-African Congress held in Kampala, Uganda, in April 1994,
a Brazilian delegation represented the São Paulo Forum, which congregated
Pan-Africanism and Latin America 77
activists from various countries of South and Central America and the Carib-
bean.3 As this fact suggests, Afro-Brazilian movements were collectively at the
forefront of an intensifying wave of Black activism in ‘Latin’ A
merica. This pro-
cess would culminate in the regional preparatory meeting for the Third World
Conference Against Racism, held in Santiago, Chile, in December 2000, and
in the region’s role at the 2001 Durban Conference and the follow-up meetings
on the fifth and tenth anniversaries that sought to monitor implementation of
the Durban Program of Action.
The motor of this phenomenon was the rise of identity politics and the fight
against the Mestizaje ideology of racial harmony that had kept African descendant
‘Latins’ out of the Pan-African triangle. Black movements had seized the political
clout to inscribe tenets of ethnic plurality and multiculturalism in, for example,
the Brazilian and the Colombian Constitutions of 1988 and 1991, respectively.4
Indeed, as Catherine Walsh (2012, 16) observes, in diverse national contexts:
African descendant peoples and concerns are not only made visible, but,
more significantly, racism and discrimination are named, individual and
collective rights are proffered, and equality and social inclusion are as-
sumed as the central axis of the state and its political project.
Black female leaders and organizations were then and still are at the fore-
front of diverse areas of public policy demands in Brazil, as in the region. To
give examples is to exclude equally important ones, and I apologize to those
unrecorded here, but among the Brazilians Sueli Carneiro, founder of Geledés,
is a leader in national and regional Black women’s rights; Jurema Werneck
(Criola) in health-care activism; Cida Bento (CEERT) in labor relations and
corporate policy; Lúcia Xavier (Criola) in women’s rights and religious in-
tolerance; Valdecir Nascimento (Odara) and Nilza Iraci (Geledés) in violence
against Black women and youth; Dora Lúcia Bertúlio of Curitiba in law; and
Diva Moreira of Belo Horizonte in public policy administration. Nilma Lino
Gomes of Minas Gerais and the late Luíza Bairros of Rio Grande do Sul and
Salvador, Bahia, were both outstanding executives of the federal Secretariat of
Policies for the Promotion of Racial Equality, the federal government agency
created in 2003. Among examples from outside Brazil, the political career of
economist Epsy Campbell Barr in Costa Rica is outstanding. She was twice
elected to the Federal Congress and has played a key role in combating racism
and working for racial equality on the local and regional levels. Her activity in
regional and international events has been intense and continuous.
The Durban Conference was a watershed, with activists from all over the re-
gion participating in both the official and the parallel nongovernmental organi-
zation (NGO) conference. In this civil society forum, Abdias Nascimento gave
a keynote address on the Latin model as a paradigm of contemporary racism
(Nascimento 2002a, 351–359). On the official side, Brazil played a prominent
role in the preparatory meetings, culminating, in Durban, with the election of
female Black activist Edna Roland as General Rapporteur of the Conference.
Since the Durban Conference and its preparatory process, the increas-
ingly intense mobilization of Blacks and specifically Black women in ‘Latin’
American and the Caribbean has been a constant factor in the development
of Pan-African affairs. The tenth year of the Latinidades Afrolatinas Festival,
a Black women’s regional event held annually in Brasília since 2007, is but
one mark of this growing and continuing trend. Equally important are the
continuing initiatives of a younger generation of Afro-Latino activists whom
I will cite collectively in the person of Amilcar Priestley, who spearheads the
AfroLatin@ Project / Proyecto AfroLatin@, founded in 2005 and based in
New York, where it holds its annual Afro-Latin@ Festival. The Project has an
active website and network rich with news, interviews and information from
different countries in the region.6 Amilcar is the son of Panamanian activist and
intellectual George Priestley, one of the major actors in the three Congresses
of Black Culture in the Americas (Cali, Colombia, 1997; Panama, 1980; São
Paulo, Brazil, 1982).
The UN has proclaimed the International Decade of African Descendants
(2015–2024). Regional organization is underway in various forms. Within
the UN Entity for Gender Equality and the Empowerment of Women (UN
Pan-Africanism and Latin America 79
Women), Black women of Brazil and ‘Latin’ America have organized to make
the Decade a part of UN gender policy. This is only one front in the ongoing
contemporary scenario of Pan-African activism in ‘Latin’ America.
A forceful symbol of this new visibility of the region’s role in Pan-A frican
affairs is UNESCO’s recent nomination of the Valongo Wharf in Rio de
Janeiro as a World Heritage site. At this dock alone, close to a million enslaved
Africans entered Brazil in the late 18th and early 19th centuries. The slave
traffic spanned the 16th and 17th centuries as well, and Brazil was the last to
abolish slavery in 1888. According to some authoritative estimates, about five
million enslaved Africans arrived alive in Brazil; fully ten times as many as in
the US. The Valongo nomination highlights the key role that Brazil and ‘Latin’
America deserve in the Pan-African landscape, as Abdias Nascimento never
tired of pointing out.
Conclusion
The case of ‘Latin’ America demonstrates the changing nature of the idea of
Diaspora. Practically absent from Pan-African discourse until the 1970s, the
region emerges as an integral and important part of the Pan-African world
by virtue of its history and contemporary experience of consciousness and
struggle. The recent phenomenon of increased mobilization within the region
highlights the conceptual diversity of Pan-African affairs, which can be seen
as regional, international or continental. While the idea of continental Pan-
African unity that envisioned a United States of Africa is still present – as, for
example, in the 2016 institution of a passport common to all African nations7 –
it has been reconfigured with the official incorporation of the Diaspora as the
sixth administrative region of the AU. To a great extent, this gesture was a
response to the growing force and importance of remittances made by recent
African emigrants in Europe and the US to their families in Africa. Reported
figures grew from US$4–6 billion per year sent to Africa in 2005 to US$20 bil-
lion sent in 2008 to sub-Saharan Africa alone (Kamei 2011, 59). Another aspect
was the continuing exodus of high-level professionals and entrepreneurs out
of Africa, creating new contemporary Diasporas and depriving the continent
of trained technical and intellectual manpower. Notwithstanding the many
parallels, similarities and continuums, these phenomena are distinct from the
historical Diaspora that resulted from the slave trade centuries before, mostly
in the Americas.
The AU Diaspora region was conceived and developed in the context of
a revival of Cheikh Anta Diop’s notion of the African Renaissance, which
galvanized African leaders like Thabo Mbeki of South Africa and Abdoulaye
Wade of Senegal to work for a united effort to build and consolidate inte-
grated A frican development and cultural policy. Both World Conferences of
African and Diaspora Intellectuals were explicitly couched in the language of
80 Elisa Larkin Nascimento
the African Renaissance (Asante 2006). In this context, the historical Diaspora
was more significantly visible. However, the AU was severely challenged on
the issue of effective institutional mechanisms for Diaspora participation in its
deliberations (Araya 2007).
With respect to ‘Latin’ America, Brazil’s brief attempt to play a positive
leadership role in the AU Diaspora region is noteworthy. Under President Luiz
Inácio Lula da Silva, Brazil’s foreign policy dedicated unique emphasis and pri-
ority to relations with Africa. Brazil hosted and significantly contributed to the
realization of the Second Conference of African and Diaspora Intellectuals, held
in Salvador in July 2006. Later, with the Third World Festival of African Arts
and Culture held in Dakar in 2010, Brazil again participated and contributed sig-
nificantly. At age 96, Abdias Nascimento was appointed Good Will Ambassador
by the international coordinating committee and Senegal’s Ministry of Culture.
As part of its policy to encourage student exchange and scholarship opportuni-
ties for Africans, Brazil created the University of International Integration of
A frican-Brazilian Lusophonia. However, the future of Brazil’s Africa policy and
its special role in supporting the Diaspora region and African world initiatives
was severely compromised by the political and economic crisis of 2016.
This question leads to an important consideration: governmental ver-
sus nongovernmental conduction of Pan-African affairs. The independence
of African nations was a main goal and consequence of the earlier move-
ment. African leaders who took office at the helm of new nation-states made
Pan-A fricanism a state policy and led state-sponsored Pan-African gather-
ings. But government-run events like the Sixth Pan-African Congress and
F ESTAC ‘77 were plagued by anomalies arising from state interests that oper-
ated in direct contradiction to those of Pan-African dialogue and unity. Some
participants considered the NGO conference at Durban to be more construc-
tive than the official governmental event. There have been calls for disman-
tlement of the AU Diaspora region in favor of nongovernmental Pan-African
action (Khamis 2013b).
It seems certain that Pan-Africanism will remain a dual phenomenon,
one of state actors and intergovernmental agencies and organizations on one
hand, and a civil society movement of NGOs, activists, artists and intellec-
tuals on the other. This is because Pan-Africanism speaks to fundamental
issues of identity affecting human lives. In my own experience in Brazil,
the reference to building relationships among African continent and A frican
D iaspora is a constant, positive and productive one in the context of edu-
cational initiatives dealing with ethnic and race relations. My conclusion
is that the impact of Pan-A fricanism transcends the formal political arena,
extrapolates the reach of governments and intergovernmental agencies, and
affects the lives of people on the ground, in schools, communities and advo-
cacy activities, contributing to the development of positive self-esteem and
improved human relations.
Pan-Africanism and Latin America 81
In this chapter, only a scant surface of this subject has been touched.
Further research and scholarship will unveil new and important aspects of
the ‘Latin’ dimension of Pan-African tradition. In the meantime, there is no
doubt that Black activism in South and Central America is a growing and
increasingly intense regional and international political force. While recent
events like the impeachment of President Dilma Rousseff of Brazil and the
inauguration of reactionary political regimes there and in the US imply
significant setbacks, it is also clear that African-American consciousness in
the ‘Latin’ region has consolidated over decades and is ready to confront the
challenges.
Notes
1 www.naacp.org/oldest-and-boldest/. (Accessed August 5, 2017).
2 The Brazilian orthography is Quilombismo. I have adapted the spelling in English.
3 This Congress featured the participation of Graça Machel (widow of Samora), Betty
Shabbaz (widow of Malcolm X), Patricia Rodney (widow of Walter Rodney), Julia
Wright (daughter of Richard Wright), Kwame Turé (Stokely Carmichael) and
Dudley Thompson (ex-ambassador of Jamaica and participant at the Fifth Pan-
African Congress), among other notables like Kenyan novelist Ngugi wa Thiong’o
and Ali Mazrui, editor of the Eighth Volume of UNESCO’s General History of
Africa (Essack 2012).
4 Article 7 of Colombia’s 1991 Constitution ‘recognizes and protects the ethnic and
cultural diversity of the Colombian nation’, whereas Article 8 establishes that it is
the ‘obligation of the State and of individuals to protect the cultural and natural
assets of the nation’. With regard to the Kilombo communities of San Basílio and
Chocó, Transitory Article 55 establishes a period of two years for the implemen-
tation of legislation recognizing, ‘according to their traditional practices of pro-
duction, the right of traditional Black communities to collective property rights to
be defined by this same legislation’. Brazil’s 1988 Constitution criminalizes racial
discrimination (Article 5), establishes the multiethnic and pluricultural nature of
Brazilian society (Articles 215 and 242) and provides for Kilombo communities’
preservation and territorial recognition (Transitional Provisions, Article 68).
5 Other organizations in the Articulation today are Black Women’s Institute of Amapá
(IMENA) and Mãe Venina of Curiaú Quilombo (AMMVQC) (Amapá), Ceará
Black Women’s Institute (INEGRA), Irohin and Pretas Candangas (Brasília, DF),
Malunga Black Women’s Group and Lélia Gonzalez Reference Center (Goiás), Mãe
Andresa Black Women’s Group (Maranhão), Black Women’s Institute of Mato Grosso
(IMUNE, Mato Grosso do Sul), Nzinga Black Women’s Collective (Belo Horizonte,
Minas Gerais), CEDENPA Center for the Study and Defense of Blacks in Pará (Belém
do Pará), Bamidele Black Women’s Organization in Paraíba, Black Women’s Network
of Paraná, Black Observatory and Uiala Mukaji Black Women’s Society (Pernambuco),
Ayabás Institute of Black Women in Piauí; CACES Cultural, Economic and Social Ac-
tivities Center (Rio de Janeiro); Kilombo Black Organization of Rio Grande do Norte,
ACMUN Black Women’s Cultural Association (Porto Alegre, RS), Catarina Women’s
House (Santa Catarina); AMMA Psique and Negritude Institute, Alaafia Program of
Education, Culture and Citizenship, Casa Laudelina de Campos Melo (São Paulo).
6 http://afrolatinoproject.org/, retrieved August 8, 2017.
7 http://edition.cnn.com/2016/07/05/africa/african-union-passport/index.html, re-
trieved September 8, 2017.
82 Elisa Larkin Nascimento
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Part II
The Caribbean
4
Black Activism and
the State in Cuba
Danielle Pilar Clealand
a new approach from the state, but within the same framework of denial. The
Commission is an attempt to coopt the debate and the organic collectives pro-
moting them, emphasizing socialism’s achievements in eradicating racism, rather
than its role in maintaining it. The other government effort to adapt to new
inequalities and experiences of racism among Blacks that followed the Special
Period has also been symbolic rather than substantive: the a ppointment of Black
and Mulato officials to the national government by Raúl Castro.
Aside from these actions, the issue of racism has received very little a ttention.
Various national campaigns have taken on issues of health, sexism, h omophobia,
the environment, among others as Cuba’s ideological platform has pushed for
more social awareness and action. Efforts to promote racial dialogue were silenced
in the earlier years of the revolution and today are given lip service through the
creation of a state organization that does not confront the rhetorical and struc-
tural limits enforced by the leadership. Blacks have long been considered one
of the revolution’s most steadfast groups of support (Zeitlin 1967; Casal 1979;
Sawyer 2006). However, the changing economic climate brought on by the
Special Period, dollarization and increasing inequality has reduced that support.
Now more than ever, as Raúl Castro prepares to step down and the revolution
must solidify its support, the government would benefit from a genuine dia-
logue and course of action to combat racism and racial inequality.
training in these fields was open to all. Indeed, desegregation and opening
access to higher education and professional positions changed the racial struc-
ture of Cuban society and introduced a historical level of racial equality. Today
when asked about employment discrimination or structural racism, many, ei-
ther in formal interviews or informal conversations, point to the high number
of Black Cubans in healthcare and education as proof that there is equality of
access to employment sectors. The lack of Blacks and mulattoes in high govern-
ment positions and the emergent sector is justified through evidence of Blacks
in these more inclusive sectors.
The literacy campaign remains one of the most significant successes of the
revolution. Literacy rates and primary school enrollment experienced steep in-
creases during the initial years of the revolution (Domínguez 1978). Access
to education was made available to rural and marginalized urban areas. The
curriculum in each school was universalized, and private school was elimi-
nated. Finally, university education was free of cost, and in the later years of
the revolution, university classes were introduced through television programs.
These measures further legitimized the idea of equal opportunity in that edu-
cation was now free for all and available to all. Indeed, Universidad Para Todos
became one of the mantras of the revolution and continues to be touted today
as a major accomplishment toward access to education.
On the second anniversary of the revolution, the Cuban government an-
nounced that it had taken all of the required steps to ensure equality. A forced
national silence regarding racism’s continued existence followed the short
period of attention toward racial policy. Any discussion of racism became taboo
and could easily lead to political consequences. Castro’s discourse of historical
legacies to explain any continued existence of racial prejudice in Cuba was, and
continues to be, part of the foundation of state rhetoric on race. D efining rac-
ism as an evil inherited from Cuba pre-1959 relieved the new socialist s ystem
from any responsibility to further examine racial inequality beyond class
(Sawyer 2006). Consequently, the government banned all race-based publica-
tions, organizations and societies (de la Fuente 2001). Many supporters of the
revolution support the silence around racism as well, arguing that a discussion
of inequities can undermine the revolution and threaten national unity. During
my field research, I encountered some that expressed anger, apprehension and
disappointment regarding the topic of my work. Certain individuals tried to
make it difficult for me to access particular connections in Cuba to further
my research, insisting that I was trying to create a problem that (1) does not
exist or (2) is detrimental to revolutionary unity. It is important to note that
anti-racist activists struggle with these same reactions from fellow supporters of
the revolution as well as government officials. Despite the incomplete nature of
introducing racial equality to Cuba, the Cuban revolution provided opportu-
nities and advancements for Blacks that were unprecedented and accounted for
much of their support of the revolution.
Black Activism and the State in Cuba 93
Notwithstanding the progress that was made during these initial years, there
was more work to be done to tackle the racist structures that operated in Cuba
since independence, inherited from the colonial era of slavery. The project
of desegregating facilities and social circles only attacked the problem of seg-
regation superficially. Housing, primarily in Havana, still remained largely
segregated with Whites remaining in more desirable, central neighborhoods
and Blacks living in historically poorer neighborhoods. Quality of housing
also differed among these neighborhoods, giving Whites a clear advantage.
Furthermore, although after 1961 the government was put in charge of hir-
ing state workers, few Blacks were found in prestigious government positions
(Adams 2004). Laws prohibiting discrimination were not initially created to
support the integrationist policies, and Black activists were not given a space
to press the government for more concerted effort (de la Fuente 2001). Black
representation was encouraged in many professions, but notably absent in oth-
ers. Media representations of Blacks were woefully lacking and continue to be
today. Black cultural and religious expression was suppressed by the state, and
desegregation was never accompanied with necessary philosophies and demon-
strations upholding Black affirmation (Moore 1988, 1997; de la Fuente 2001).
In short, formal segregation ended, but white hegemony did not.
The universalization of Cuban culture simultaneously combined the pro-
motion of Eurocentric culture and esthetic with a raceless outlook. Both served
to deny the contributions and importance of Blackness within Cuban culture.
Black politics then suffered from both dogged notions of white superiority
among all races and the denial of a space to challenge these notions. During
the early years of the revolution, several Black artists and writers attempted
to challenge the prohibition of racial topics in an attempt to promote Black
a ffirmation within the revolution. They were all silenced, and some experi-
enced repression as a result (Moore 1988; Guerra 2012). This did not change
until the Special Period.
President Castro euphemistically dubbed the economic devastation that
occurred in Cuba following the fall of the Soviet Union as the Special P eriod
in the Time of Peace. The early 1990s in Cuba was a time of economic
reorganization in which the revolution was transformed in significant ways.
Tourism, joint investment and US dollars (now Cuban Convertibles) became
the foundation of the Cuban economy, filling the large void left by the USSR.
As a result, those who benefitted most in post-1990 Cuba were those who pos-
sessed hard currency because of remittances or the ability to attach themselves
either formally or informally to the tourism and foreign industries. The crisis
was not only one of finances, it was also a social and political crisis that the
government was forced to navigate in many forms. One of the ways in which
they did this was to create a slight political opening. This meant that dialogue
regarding the crisis and other social ills that previously were prohibited in pub-
lic discussion could be debated among writers, academics and artists. During
94 Danielle Pilar Clealand
this period, anti-racist activism began again. In addition, to the new pockets
of art and activism that arose, social releases were sought through the legaliza-
tion of the public practice of religion and the temporary policy that permitted
Cubans to build rafts and leave the island in 1994 (Eckstein 2003; Sawyer 2006;
Perez-Stable 2012).
Dollarization has been the most transformative of all of the economic
reforms that took place during this time. Cuba has a dual currency where
dollar stores exist to absorb the hard currency that citizens and tourists possess,
and these stores carry many of the products Cubans need, including clothes,
toiletries, appliances and other household items, food items, among others. The
state continues to pay its workers (the majority of those employed in the formal
economy) in Cuban pesos, and this has led to high levels of participation in the
informal sector and Black market to acquire hard currency. Alongside their
state jobs, many Cubans must engage in outside activities to supplement their
income if they are not part of the new privileged class that works in the emer-
gent sector (tourism and foreign enterprises). All racial groups are subject to the
race to acquire US dollars and Cuban Convertibles. However, Whites do have
an advantage in that they are more likely to (1) receive remittances from family
members living abroad and (2) gain employment in industries in the emergent
sector (Espina Prieto and Rodriguez Ruiz 2006; Sawyer 2006; Blue 2007).
The advent of tourism and dollarization has produced racial inequality that
is visible to most Cubans. Even more visible than economic inequality among
Blacks, Whites and Mulatos is the inequality of treatment that Blacks receive
in tourist spaces. Racial profiling of Blacks by the police and the overall crim-
inalization of Blacks have become part of Cuban society in ways that did not
exist in the revolution before the Special Period, particularly in tourist spaces.
These changes occurred in addition to the structural inequities that have ex-
isted throughout the life of the revolution. Blacks suffer from employment dis-
crimination and are underrepresented in higher ranking positions: managers,
professionals, scientists and intellectuals and self-employed Cubans who often
have access to higher currency because self-employment is often connected to
the tourism industry (Espina Prieto and Togores Gonzalez 2012). Although
much of the racial inequality that arose in the 1990s is linked to the economic
reforms of the Special Period, these reforms do not account for all of the racial
disparities. The lack of attention to racial inequality by the government through-
out the decades of the revolution maintained elements of white privilege. Blacks
are, for example, more likely to live in poor housing conditions and, despite the
efforts by the government to equalize access to education, are underrepresented
at the university level (Espina Prieto and Togores Gonzalez 2012).
Within this context, Black activism is quite necessary. As the government
continues to deny the existence of structural racism and unequal access, its non-
racist outlook acts as propaganda rather than a commitment to social justice.
Cubans of color who supported the initial steps that the revolution made in
Black Activism and the State in Cuba 95
Although access to education and newly inclusive job sectors created far higher
levels of racial equality, structural inequalities remained. In addition, Black
representation and participation in the revolution’s governmental bodies were
limited at best. That year, individuals within this collective met the Minister
of Education with the expectation that they would be able to express their
concerns and ideas as revolutionaries and in turn push the government to ex-
pand their commitment to racial justice. On the contrary, they were accused
of representing counterrevolutionary messages and again of promoting Black
power. Those who were targeted were either silenced or received criminal
punishment, and the government made it clear that anyone who brought up the
existence of racism within the revolution would be sanctioned (Moore 1988;
Guerra 2012).
The Special Period widened the limits in which Black elites could debate the
effect of racism on Cuban society. Throughout art and academia, the bound-
aries of civic discussion changed during the economic crisis, and much of the
critique that we see in academic journals and newspapers today could not have
been brought forward in the first three decades of the revolution. Nonetheless,
the state continues to closely monitor and control the limits of that discussion
and, in turn, the limits of racial progress and activism. Political and social con-
sequences are enforced if those given the liberty to talk publicly about racism
go too far and the boundaries are not always clear. The policy of silencing con-
tinues to exist, albeit with less severe consequences such as the loss of a job or
membership in the Communist Party. In the past few years, Black scholars have
been removed from prestigious positions because of writing that crossed this
line, despite being supporters of the revolutionary process. As a Black scholar
explained in an interview,
We are seeing racist acts even more after the Special Period. This has
become a problem and now people are saying that we have to denounce
this. We have to organize to address these racial conflicts; but it’s very
hard for someone to address a singular racial incident and also address the
practice that is institutionalized. It’s also very hard to participate in an
individual act of social activism without being accused of something else.
So we have to organize in an open space. We have to organize together.
Although there are groups that have formed to debate racism and how to com-
bat it, these organizations have been limited to exclusive audiences and have
only been minimally supported by the state. In several of my trips to Cuba,
for example, the Vice Minister of Culture attended meetings where racial
debate took place, but attendance was never followed up with action. Rather,
the official present would talk at length about the importance of the debate
and the importance of racial equality without making any political or future
commitments.
Black Activism and the State in Cuba 97
group of artists and intellectuals that ‘reject any kind of discriminatory mani-
festation because of color that prevails in society’ (Mesa Giralt 2015). The com-
mission also promotes recapturing the historical memory of Black figures and
contributions through lectures, events and the development of digital archives
on the subject. The commission adopts the state position both on the scope of
racism and the solutions focusing on education and awareness: the commission
speaks for the regime while allowing it to present a commitment to Black
citizens. The strategy of exclusion that characterized the phase of silence and
repression in the early years of the revolution is not recognized by its members,
rather the revolution is discussed as the main arbiter of racial equality. Racism
is presented as something outside the revolution’s mechanisms and attributed to
individual feelings of racial prejudice and remnants of the past.
The strategy of cooptation is similar to the efforts that many Latin A merican
states have taken in the past 10–15 years. Countries such as Ecuador, Brazil, Peru,
Colombia and Honduras have managed to include Afro-descendant p ositions
by appointing leaders to government positions that allow for the state to control
some of the activities and strategies of Black activists (Rahier 2012; Paschel 2016).
Those that have been appointed to the Commission display that framing racism
as a matter of inclusion, exposure and dialogue is not a strategy used exclusively
by Whites to keep racial policy at a superficial level; Blacks participate in this
performance as well. The new president of the Commission, Pedro de la Hoz,
has been quoted as saying, for example, ‘Racism doesn’t exist in Cuba because it
is not institutionalized. What exist are racial prejudices….what is most difficult is
to change people’s minds’ (Ravsberg 2016). As Catherine Walsh argues,
originating from people’s subjectivity and voluntary exclusions are acts of ra-
cial discrimination (UNEAC 2013). They focus on the individual prejudices
and the ‘devaluation of Black culture’ that ‘has not been eradicated in the very
short time of power that the revolution has had’. Moreover, the verbiage also
includes the point that equality of opportunity exists for all Cubans. Much like
the change in treatment of Black activists over the decades, the rhetoric of the
commission, as an arm of the state, is representative of a widening of political
limits. Nonetheless, the idea of equal opportunity and the lack of attention to-
ward racist practices that can be addressed through policy represent only that: a
widening of rhetoric but the same lack of commitment to true racial progress.
In March 2017, the commission presented their goals under the new orga-
nization’s president along with their projects in several provinces in order to
promote Black culture, history and contributions in academic and workshop
settings. The new president, Pedro de la Hoz, was quoted as saying that the
‘racial problem’ has become visible most recently in the lack of promotion
of the values and historical and cultural contributions of Africans and their
descendants. With this in mind, he identified the principal objective of the
commission: (1) to struggle against discrimination and the traces of racism left
over from the Republican period and (2) to rescue the Black historical memory
that Cubans remain unaware of. Work done across the island has included the
creation of a digital library of Black and African content, historical and liter-
ary debates, discussions regarding racial stereotypes on television and casting
choices, and other publications that would include Afro-descendant contribu-
tions (Arenas 2017). The focus of the commission on contributions without
identifying practices that subordinate Afro-descendant populations in Cuba is
part of the historical incompleteness of the government’s approach.
The creation and maintenance of resources that contribute to the documen-
tation of the Black contribution in Cuba is of primary importance. Lectures,
workshops, discussions and other events that increase awareness of these con-
tributions and seek to dismantle stereotypes are significant additions to what
has been a social and historical narrative rooted in White hegemony. Few
studies have examined Cuban perceptions of racial representation in the media,
yet when asked about representation or racism in general, I have found that
several interviewees discussed the absence of positive Black images on television
(Clealand 2017). Nonetheless, the mission of the commission and joining com-
mitment of the state do not alter the structure of racial inequality. The com-
mission focuses on their work as a way to promote the narrative of ‘a country
without prejudice’ rather than a country that combats racism and racist practices.
Discrimination
Evidence suggests that structural racism affects Black and Mulato lives on a
daily basis and continues to be entrenched within the country’s institutions.
100 Danielle Pilar Clealand
37%
38%
9%
16%
and intelligence. Sayings such as she is Black but intelligent or she is a white
Black person (because of intelligence or a demonstration of good manners) are
common in Cuba. Similarly, the saying, Es un Negro de Salir is used to describe
a Black person who is attractive and/or has European features.
When given the opportunity to explain their experience with discrimi-
nation, many expressed that Cuba has always suffered from systemic racism,
particularly among the police and regarding employment opportunities. In the
area of employment discrimination, respondents said, [‘]the best jobs are mostly
for the lighter race, especially the hotels or jobs in the embassies’ and ‘job offers
are subtly managed for Whites; with or without money, it doesn’t matter, only
Whites get these jobs’. Job opportunities in the emergent sector were a large
part of why access is limited:
people that have access to money, for example in the stores, hotels, etc.,
are not only better placed, but think that they are better than you because
of that placement. This happens even if they are less cultured than the
Black person they are mistreating.
One respondent wrote, ‘because of Cuban society and the policies of the
country’s administration, the best positions are for Whites’. Others reported
d iscrimination in their current jobs where promotion was only offered to
Whites or they experienced discriminatory treatment by their coworkers.
Treatment by the police was a recurring response by Black males – 9% of
those who reported discrimination referred to racial profiling. One respondent
wrote that police often stop him because of his attire as a construction worker
and painter. Dress is not only used as an excuse to stop someone and ask for iden-
tification, it is also used to stop someone from entering a hotel, a requisite that
does not apply to Whites. Although this experience has declined in frequency in
recent years, it was particularly common during the two decades following the
establishment of tourist facilities. As a hotel worker shared with me,
Others noted repression on the part of police in Havana and the constant r equest
to see identification when in the city’s center or near areas popular with tour-
ists. Respondents also claimed that they are at risk not only when traveling near
or with tourists but with other White Cubans. For example, ‘Always, always
regardless of the place or circumstance that I’m in, I’m approached and harassed
by police when I’m surrounded by white people. They only stop me’. Among
all of the examples of racism that were presented, the issue of racial p rofiling
and the overall surveillance of Blacks by the police and security guards in hotels
102 Danielle Pilar Clealand
and stores are the most obvious forms of discrimination. While racial profiling
is known to most, it is one of the glaring realities that the government will not
address.
In a recent open letter/complaint, a Communist Party member exposes the
details of his arrest in January 2017, writing that he was forced to spend the
night in jail for harassing tourists. He argues that not only was he entertaining
foreign friends of his, which included conferences, dinners and so on, as a cul-
tural promoter, but that once he arrived in the jail, it was full of other Black
Cubans who were accused of the same crime. Many of these Cubans were
dancers, musicians, drivers and others who inevitably are in constant contact
with tourists and nonetheless are subject to racial profiling by the police and
state apparatus. He writes,
100%
90%
80%
70%
Strongly Agree
60%
52.2% Agree
50%
Neutral
40% 37.1%
Disagree
30% 27.0% Strongly Disagree
21.5% 19.8%
20% 14.1%
11.5%
10% 7.4% 6.3%
3.0%
0%
Group Consciousness Awareness of Racism
100%
90%
80%
70%
Strongly Agree
60%
Agree
50%
40.8% Neutral
40% 33.8% Disagree
30% 25.4% Strongly Disagree
21.4%
19.2% 19.0%
20%
12.2% 13.2%
8.8%
10% 6.2%
0%
Black Organizaon Organizaonal Exclusion
of the sample agreed that Blacks should be aware of the racism in Cuban society
whereas only 9.3% did not agree or strongly disagreed. This finding shows that
the level of awareness of racism in Cuba is quite high, which challenges the
notion that the revolution already solved this problem. As a respondent shared
with me while answering this particular question, ‘every single Black person
knows about racism here in Cuba. There’s no reason to have a meeting about
that, everyone knows’. The results also show that consciousness reaches beyond
awareness to a sense of connectedness to other Black people who experience
racism. If Blacks are personally affected by others’ experiences of racism, they
are identifying with the experience of marginalization specific to membership
of a racial group. This kind of solidarity or consciousness is important for the
potential to organize to achieve certain rights and representation for Black
Cubans and an end to racist practices. Moreover, Figure 4.3 shows that the
majority of the sample believed that Blacks should organize.
This particular result shows not only a measure of group consciousness but
also a willingness to commit to action toward a goal. If organizational meetings
to debate and combat racism were opened up to the population at large, there is
evidence to suggest that it would be not only well received but also well attended.
Interview data also reinforce the idea that there would be support for Black af-
firmation, dialogue and organization. Some of the contradictions that show up in
the survey data regarding the nature of a Black organization may be connected to
the sources (or lack of sources) on the subject. The state is not the only entity that
has silenced discussions regarding racism in Cuba. Several interviewees talked
about the ways in which their family members, particularly those who believed
in the revolution’s role in eradicating racism, silenced discussions within the
home or never addressed the issue of race. Racial consciousness has many origins
for each individual. In addition to individual experience, information regarding
race within the family can be a source of consciousness. If families transmit these
messages of racial consciousness, this can often offset the dominant discourse
that discourages racial organization. Moreover, families can promote ideas that
challenge images of Blacks in the media that reinforce negative stereotypes and
indifference regarding racial identification. As a university student explained,
It’s education. I’m not talking about education from school; it’s familial
education. My family, my mother, my father always taught me to have
consciousness because Black pride influences a lot. Family teaches you
that. The images, the stereotypes, what is taught in the mass media, what
people see and the ideas that people formulate all go against Black pride
but they often define for us what a Black person is in our society. So I am
able to think the way I do, but someone who is similar to me may not
think in the same way because they come from a different family. I try to
be better every day and I’m conscious of the role that I represent in my
society; there are few Blacks that are where I am.
Black Activism and the State in Cuba 105
The interviewee feels that formal education may not produce consciousness,
and in fact the pursuit of alternative texts is often the only way to obtain
access to the Black experience in Cuba. Another interviewee described the
beginning of his racial consciousness after being exposed to Black history
that he had never been taught before. He talks about learning about the
first Black political party in Cuba, the Independent Party of Color, from
a friend:
I had never heard about the party. I learned about it from someone else
who had me listen to Anónimo Consejo’s song about it and he explained
to me what happened. That’s how I came to think about race differently.
He also lent me the book, Our Rightful Share, and with that book I real-
ized so many things. Being from Santiago I felt close to the movement
and I started to identify with it.
The interviewee is referring to the rap group, Anónimo Consejo, who wrote a
song about the Independent Party of Color in Cuba in the 2000s. Our Rightful
Share (Helg 1995), which documents racial politics during the wars of inde-
pendence and the new republic including the history of the Independent Party
of Color, is a source of knowledge and pride among many Blacks who have
been exposed to it, particularly those involved in racial activism. The book was
mentioned by several of my interviewees. The presence of writings that discuss
racism in ways that have been hidden from the educational system p roduces
new knowledge and consciousness regarding race. It may follow that inclusion
of such texts or similar information at the high school and university level
would have a great influence on Black political and racial attitudes in Cuba.
Although the Aponte Commission has promised to take this task on, the pos-
sibilities of the curriculum including present forms of structural racism are
extremely slight.
Racial consciousness was also expressed through the election of Barack
Obama, which produced quite a bit of dialogue in Cuba. When Barack Obama
won the election, it produced a sense of pride for many Black Cubans, and
Blacks were following the election closely, not just for political reasons but
because Obama represented a historical advance for Black people throughout
the Americas. A 70-year-old housewife expressed this sentiment:
All of our presidents have been white, why doesn’t a Black person have
the right to be president? I was so happy, we were so happy here in Cuba
with Obama. Maybe other Black people that are full of it weren’t, but
many were because Black people have a right to be president. I feel proud;
not only because of what he can bring to the country, but to have a Black
man in that position is very important. The way he speaks, the way he
acts, the man is marvelous.
106 Danielle Pilar Clealand
The interviewee points to the role that racial solidarity had among Blacks with
the election of Barack Obama. This, coupled with the high awareness that I found
among my Black interviewees of the number and names of Black members of
the Central Committee, suggests that within a democratic system, Black Cubans
would be likely to use race as a consideration when voting for political candidates.
Blacks who display a high level of Black consciousness do not always discount the
importance of national and racial unity. Black consciousness, in other words, does
not connote racial separatism or a rejection of revolutionary ideals. One female
hip-hop artist shared her opinion on the saying, Todos Somos Cubanos, as a way to
distance the population from racial difference and toward national unity.
It’s not a lie that we are all Cuban (que todos somos cubanos). There are times
when yes, color doesn’t matter, that we are Cuban. Color doesn’t matter
in certain struggles and up to a certain point that saying is right. What
affects us is the lack of awareness of who you are. A person without the
right references or knowledge clashes with a lot of issues in society. So
we can defend the project of we are all Cuban, but what is important is
knowledge. I am Black and historically this has happened to my ancestors
and my family, I come from this place. Socially we have to be Black. That
is important.
Many Blacks who support the revolution argue that consciousness can increase
awareness without abandoning revolutionary beliefs. Without this conscious-
ness, the fight against racism will not be possible as citizens will continue to
ignore the influence that race has on life chances and opportunity or believe
that the fight for civil rights could be exclusionary.
Black interviewees who did believe structural racism was present in Cuba
expressed frustration with the lack of consciousness among other Blacks.
There are so many experiences that we go through and they don’t always
produce consciousness. Incredible! Filling out the survey, people around
me actually put that they never had an experience with discrimination.
That just gets me! How is it possible that so many things, so many things
happen to us and it doesn’t always click? The police pass seven white
people and they ask you for your identification and it’s highly discrimina-
tory. We need to discuss the issue. But it’s only discussed in closed circles,
while generations of Cubans continue to grow up around this idea that
we are all equal in this society, there’s education for everyone, and we all
have the same opportunities. If the police only ask you for your identifi-
cation, it’s not a remnant of the past.
The first thing is that we are all human beings. The second is that I am
a Black woman. The third is that I am Cuban. And that is changeable,
it could be that I go somewhere else and become a citizen. And that is a
feeling, a position that you take before life. I can’t take off my skin; they
haven’t invented anything to be able to do that. No matter where I go, I
am a Black woman. And if there is a project to promote me as a woman
and as Black, I can’t feel offended or reject it. If I feel offended then my
self-esteem is very low. And my social conscious is messed up. I look in
the mirror and what am I? A Black woman. If Black families do not as-
sume their Blackness, there is a conflict. And no one in the party is going
to use me either, that depends on me. If I don’t have strong legs I’m going
to be, I don’t know, whoever, a Condoleezza.
Politically, she discusses the danger of being used, whereby the organization’s
contact with the Communist Party would show a commitment among them
to address this issue without having to enact clear policies or changes. She
does not want to be treated as a ‘token’ the way that she thinks Condoleezza
Rice has been used in the US. Regardless of her characterization of US racial
politics, her interview displays a commitment to the political advancement of
Blacks. The desire to expand the reach of anti-racist organizations and activism
does not only exist within the populace but among the membership of these
very organizations as well.
Conclusion
Cuba is at a political crossroads where support for continued socialism in a
post–Cold War global economy has become more and more difficult. As Raul
Castro prepares to step down in 2018, the government faces a potential cri-
sis of governability. Black Cubans, who have been critical to the revolution,
no longer constitute the stronghold that they once did. In addition, racism
and the devaluation of Blackness by the police, the media and within tourist
spaces challenge the argument that the revolution champions social justice and
equality. Black activism has been at the forefront of these changes and has
108 Danielle Pilar Clealand
we must broaden our debate and knowledge so that all citizens can truly
enjoy the rights expressed in our Magna Carta. Only when citizens rec-
ognize that their rights are not violated in practice, will we then be in the
society that we fight for today.
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110 Danielle Pilar Clealand
Jean-Germain Gros
Introduction
A glaring weakness in Latin American studies is the uneasiness displayed by
some Latin Americanists toward including Haiti in their analyses of the re-
gion. One hears it said at conferences, and not always in hushed tones, that
Haiti ‘belongs’ more to sub-Saharan Africa than Latin America. Those who
espouse this view often remark that Haiti is the only least developed country
in the Western Hemisphere, a distinction it shares with a majority of A frican
countries but which puts it at odds with its American neighbors (from a geo-
graphic standpoint, the claim is actually false). To the extent that Haiti receives
coverage by Latin Americanists, it is often parsimonious, at best, and, at worse,
selective: limited to discussions of natural disasters, pandemics and dictatorships,
perpetuating what Paul Farmer called ‘Haiti’s bad press’. But why should Haiti
have to be in one regional/cultural imaginary or another? Why this compulsion
by scholars to put things in boxes and pretend that they are hermetically sealed?
A principal thesis of this chapter is that Haiti, like any other country, is a
social construction in a geographic space heavily influenced by history, the
choices of Haitian rulers and technology. Haiti, then, is more than one thing;
thus, it must be situated in more than one locale. To be specific, it is African,
(Latin) American and virtual, thus transcendent of physical space, even as the
latter remains very important as a locus of collective action and individual
struggle. (I doubt I would have written these lines if Haiti was just an abstrac-
tion and not an actual place where I was born, grew up until my teenage years
and would like to become an ancestor.) Social constructions are not immutable.
National identity, for one, rather than written in stone, is dynamic, part of the
attempt to build community, enhance the security of the state, create external
links and consolidate the authority and legitimacy of local elites. It is a political
112 Jean-Germain Gros
project, which means it is heavily agency driven. National identity is also his-
torically determined and constantly reshaped.
This chapter examines Haiti’s seemingly unending transition to democracy
since the collapse of the Duvalier father-to-son dictatorship. Here Haiti, ad-
mittedly, diverges from the typical Latin American experience, inasmuch as the
debility of the state is considerably more acute in Haiti than it is elsewhere in
the region, which greatly problematizes the sustainability of liberal democracy
(Gros 2012). But Haiti also has much in common with Latin America in general
and Afro-Latin America in particular. Regions can be constructed on the basis
of common challenges, thereby refuting the notion of Haitian exceptional-
ism. While these challenges are shared across geopolitical space, they also have
their own idiosyncrasies, shaped as they are by locales or ‘settings of interac-
tion’, which give them their contextuality (Giddens 1984, 118). Specific areas of
convergence between Haiti and Latin America include the cyclical resurgence
of populism (Lavalas in Haiti, Chavezism in Venezuela), the capacity of the
military to roll back democratic gains by overthrowing elected government
(Haiti in 1991, Honduras in 2009, both with US connivance) and prolonged
conflict between the executive and legislative branches, which can paralyze the
political system and lead to constitutional crisis (Haiti in 2000, 2004, 2008,
2010 and 2015; Brazil in 2016). Extreme inequality in Latin A merica – with
Haiti being the most unequal society in the region – means that liberal de-
mocracy tends toward populism, as politicians have every incentive to em-
brace redistributive proposals to garner votes (World Bank 2013). However,
it matters whether populism takes place in a context of a democratic pact, a
working state and relative prosperity.
One important topic discussed in the chapter is the intersection of color and
class in Haitian politics. In fact, the chapter and the volume most closely con-
verge in the exploration of relations between dark-skinned and light-skinned
Haitians, which have their counterparts in Latin America in racial tensions
among Amerindians, Afro-Latinos (and Latinas), descendents of Spanish settlers
born in the New World (Creolos) and more recent European immigrants. Ra-
cial antagonism in Latin America and color conflict in Haiti are both rooted
in the colonial experience and reflect continuing class inequity intermixed
with racism (the latter transmogrified in color prejudice, or Préjugés de Couleur,
in Haiti). They are two sides of the same coin that are also shaped by local con-
ditions. Thus, the Lavalas movement of Jean-Bertrand Aristide, like its prede-
cessors (e.g., the Mouvement Ouvriers-Paysans of Daniel Fignolé in 1956–1957),
was (is) an attempt by the dark-skinned majority primarily in the slums around
Port-au-Prince to integrate the political system and, through government pa-
tronage, to secure a piece of the Haitian pie for itself, which is unfortunately
too small to feed everyone to satiety, especially as Haiti’s population continues
to grow. This generates a zero-sum politics broadly along color lines because
the vast majority of Haitians are dark skinned and poor while the ‘rich’ tend
Correcting Intellectual Malpractice 113
Haitians took their cut under various pretexts. The net result was no economic
modernization, and a lack of integration of the economy of Haiti in the ‘global’
economy, due to weaknesses in the production system (obviously a vicious cir-
cle). Sacks of coffee and cocoa beans were exported every year, but nothing that
would make an appreciable difference in the execrable lives of peasants – which
is to say: most Haitians at the time – as middle men (Espekilatè) and taxes on
trade siphoned off profits from these activities. Latin American countries have
been very much part of the international division of labor, although occupy-
ing a dependent position. Not even a US occupation (1915–1934) significantly
changed Haiti’s social institutions and external relations (Lundahl 1979). If
anything, American imperium in Haiti exacerbated social contradictions such
as color conflicts.
Where this chapter is concerned, perhaps the most fateful difference be-
tween Haiti and Latin America has to do with the state. In the course of the
19th century, and after much turmoil within and between countries, a majority
of Latin American countries did manage to construct relatively effective
centralized authority. The problem in the region has been elite disagreement
regarding control of the state and the proper role of the Catholic Church in
secular government. In spite of its reputation for authoritarianism – clichéd in
the dark-haired, mustachioed, military man clad in crisp uniform with a thou-
sand Croix de Guerre on the chest to boot – all of the countries of Latin America
that became independent from Spain have had republican forms of government
with liberal constitutions. These institutions were of course suspended, de facto
or de jure, under military rule, but the absence of premodern forms of gov-
ernment in the region (e.g., monarchies, empires) meant that democracy never
disappeared from the political agenda. Partial bureaucratization implied that
the state in Latin America could perform the basic functions of statehood: tax,
protect borders, maintain internal order, develop infrastructure and deliver a
modicum of social services. Patronage allowed for the integration of supporters
of ruling political parties in the state, and for it to be broadly sensitive to the
needs of the working classes. Peronism did not magically appear in Argentina
after World War II.
Haiti has a history of putative republicanism and liberalism, too; but unlike
Latin America, the state in Haiti is limited to Port-au-Prince, and its capacity
to perform some of the aforementioned functions of statehood even in the
capital city is, at best, perfunctory. State incapacity in Haiti is connected to
the complete absence of a professional, or even semiprofessional, bureaucracy.
However, the problem with the Haitian state is not simply a lack of capacity,
it is also the absence of a culture, or ethos, of performance for the citizenry
rooted either in classic patronage or some type of social democratic ideology.
Haitian public administration is a huge spoils system long monopolized by the
presidency but increasingly shared with parliament, whose members insist on
jobs for their supporters or projects in their constituencies, personally managed
Correcting Intellectual Malpractice 117
not have another chance to change their mind (Duvalier appointed himself
president-for-live in 1963, before his first mandate expired). Throughout much
of the 14-year reign of the elder Duvalier, he was continually challenged by
a variety of groups. In the late 1950s, opposition to the nascent dictatorship
came from parliamentarians not in Duvalier’s political party and the commer-
cial bourgeoisie. In the early 1960s, university students opposed the regime
as Duvalier was maneuvering to take up permanent residence in the national
palace without popular assent. Until 1968, or just three years before Duvalier
died, armed invasions by exile groups were almost an annual ritual. In other
words, Haiti has been unwelcome ground for authoritarianism. If so, what ex-
plains Haiti’s three-decade transition to democratic rule, during which not one
election has been successfully managed, including the 1990 poll that brought
Jean-Bertrand Aristide to power, to this day the uncontested leader of the
excluded and impoverished masses? By contrast, democracy in Latin America,
the transition to which began roughly at the same time as Haiti, is largely con-
solidated. The coup d’état has become as rare in the region as democracy used
to be uncommon.
The sustainability of liberal democracy in countries with a history of au-
thoritarian rule essentially depends on two interrelated conditions: a pact
among members of the elite or selectorate, that is, ‘Those people … who have
an institutionally granted right or norm to govern that gives them a say in
choosing the government’ (Mesquita et al. 2000, 60), and a state with the co-
ercive capacity to enforce that pact. The problem in Haiti, as stated earlier, is
that the dominant faction of the elite has zero interest in democracy, which it
sees (wrongly) as the empowerment of the masses at its expense. Thus, it refuses
to enlarge the selectorate to include even the more moderate members of the
popular opposition, much less those perceived as ‘radicals’. But enlargement of
the selectorate is precisely what needs to happen during the period between the
collapse of authoritarian rule and the first transition election, so that hitherto
excluded groups, especially if they were prominent in the overthrow of the
ancient regime, are included in the democratic pact. The importance of an
inclusive selectorate lies in the fact that groups previously excluded tend to be
of the populism type, emerging as they are in the shadow of corrupt, brutal and
enduring regimes. Populism is a schismatical ideology that asserts deep, almost
irreconcilable, differences between elites and masses and advocates using state
power to implement mass-friendly policies, especially as regard to economic
inequality.
There is an intimate connection between populism and liberal democracy.
After all, the electoral component of liberal democracy strongly encourages
the offering of policies that can garner a plurality, if not a majority, of votes.
Because in most societies most people are not wealthy, the politics of liberal
democratic elections will tilt strongly in favor of redistributive policy propos-
als, alongside other appeals (e.g., to race, religion, ethnicity). In fact, the danger
Correcting Intellectual Malpractice 119
of democracy, as the ancient Greeks recognized, is that it may stoke the low-
est common denominators among people via demagogues. This is why ‘really
existing democracy’ typically maintains antidemocratic institutions (e.g., non-
elected judges, central banks, police forces) as safeguards against the madness
of the crowd. Thus, at the same time that liberal democracy may encourage
populism, it also constrains it through civil liberty guarantees, the rule of law,
protection of property rights, separation of powers, procedures for capturing
power (which often require organization and money, not just popularity),
checks and balances, and the like. In sum, liberal democracy is a mixed basket
of fruits and thorns for all the actors involved, which should promote policy
moderation and political compromise. The containment of populism is not
possible unless populist forces are part of the democratic pact, regardless of the
(short-term) risks, including the legitimate takeover of power. To use Weberian
language, the charisma of populism must be routinized by the legal-rationalism
of liberal democracy, and this cannot happen unless populists are ‘all in’.
I have in mind here, as models of political inclusivity during the transition
the national conference in Francophone Africa in the early 1990s. Countries
that underwent the process have generally fared better than those that did not.
Two countries where democracy moved in opposite directions, in part because
of the choice they made regarding the national conference, are Benin (national
conference) and Cameroon (no national conference) (Gros 1995). Even in those
countries where a national conference did take place but democracy remains
wanting (Congo-Brazzaville, Gabon and the Democratic Republic of Congo),
there were significant strides made immediately after the gathering, which re-
sulted in the defeat of longtime incumbents, such as Denis Sassou-N’guesso
in Congo-Brazzaville, and limits on presidential terms (2) in Gabon. These
achievements were subsequently rolled back, but the national conference lay
at least the groundwork for inclusive democracy. When the selectorate is in-
clusive, there is a higher chance that the rules of the democratic game will be
widely accepted, as all groups will have participated in their making. Election
officials are less likely to be looked upon with suspicion, and election outcomes
are more likely to be accepted by losers as reflecting the will of the people. In
other words, when the selectorate is inclusive, elections help to settle political
differences among selectorate factions, rather than turning these into enduring
intestinal fights, which put enormous stress on already weak political institu-
tions, not to mention the economy.
Unfortunately, what often happens is the instrumentalization of populist
groups: they are used by entrenched elites during the struggle against the old
order only to be sidelined after its collapse. This creates a situation where the
revolution is betrayed after it has been hijacked. In some cases (e.g., Egypt), the
romantic heroes of yesterday become the imprisoned villains of today. Even
where the selectorate is expanded to include new forces, they may be mis-
trusted by the old forces, who may be loathe to see them come to power even
120 Jean-Germain Gros
democratically, as this may fully expose the lack of popular support for people
accustomed to ruling more by ascription than talent or result. In other words,
even where the democratic pact is inclusive, there are likely to be conflicts
among groups with long-standing animus and differing interests, which are no
longer submerged under the weight of opposition to a common enemy. This
brings up the second condition for the sustainability of liberal democracy.
There must be a state with the capacity to enforce the pact when it is being
undermined, and for all intents and purposes, this means a working judiciary
and, especially, a credible military. The task of the armed forces is not to seize
power for itself, but to be a deterrent to those who might try to act illegally to
reverse the course of political misfortune. In some instances, the Church can
also play an important mediating role, although its lack of enforcement power
necessarily renders the efficacy of its intervention dependent on the good faith
of the protagonists. There is an obvious paradox here that is essentially uni-
versal: in order for liberal democracy to work in any country, there needs to
be a strong state to support democracy, just as a strong democracy is needed
to contain state power. Therein lies the difference between Haiti and many
Latin American countries: a democratic pact was never agreed to among Haiti’s
contentious factions, which include the comprador bourgeoisie; furthermore,
Haiti’s failed state could not enforce a pact, even it was concluded. It is import-
ant to spell out what a pact is.
A pact entails agreement between two parties who set aside differences in the
interest of pursuing common goals. At minimum, a democratic pact means that
contending groups agree on how to settle differences (e.g., through elections),
even as such differences remain fundamental to their identity. So a pact does
not dissipate all conflicts, it establishes, ex ante, the rules for their temporary
resolution. This makes the pact different from dissimulation, wherein one set
of actors hide behind another after some payoffs. In Haiti, this is historically
called Politique de Doublure, in which wealthy light-skinned Haitians put in
power dark-skinned politicians, who, in exchange for crumbs, they expect to
do their bidding. In South Africa, this is called state capture. In the absence of a
state that can use its coercive power to enforce the democratic pact and, where
necessary, impose solutions on warring factions, conflicts are likely to go on
forever, sapping whatever energy democracy promises and reducing popular
support for it. People may even come to equate democracy with anarchy, there-
fore, longing for a return to authoritarian rule.
a certain way. When this state of affairs has existed for a long time, people may
see it as natural and may become quite upset when the status quo is disturbed.
The visceral reaction of some working-class, White, Americans to the Obama
presidency can be understood from this perspective. The esthetic of power is
not projected in the resplendence of military uniforms and the broadly phallic
evocation of the deadliest weapons of war. The body itself, with skin color,
muscles, bones, reproductive organs and all, is both object and subject of power,
recalling Foucault’s concept of biopower (Gros 2016).
The desire to dominate others may well be innate in human beings, perhaps
vestige of a time when we battled simply to survive. Most people also recognize
the awesome power of the modern state and what it means to be ‘in control’
of it, even in the age of globalization. However, most people lack the ability to
dominate those who are not directly related to them by marriage or blood, and
even congenital power is time limited: children grow up to become adults and
match their parents in physical strength and ability to earn an independent liv-
ing. Thus, there is a gap between natural propensity and actual ability to exert
power, which is filled (has to be filled) vicariously in a variety of ways, from the
mundane (e.g., sports fans and ‘their’ team) to the mortally serious. D emocracy,
far from being exempt from domination sentiment, is an expression of it, which
is why the American founding fathers doubled down on the ‘tyranny of the
majority’. The difference between democracy and nondemocratic forms of
government is that the former architecturally constrains power, in the process
(hopefully) moderating the temptation of its abuse through enlightened self-
interest (today’s majority may wish to govern with magnanimity because it may
be tomorrow’s minority). In divided societies with strong identity politics, peo-
ple ‘exercise’ power and wealth through elites, reinforcing their sense of superi-
ority over other groups, even if those elites actually support policies d eleterious
to their class interest. (I do not agree this is false consciousness. Who says true
consciousness has to be class based?)
The Haitian revolution may not have succeeded if poor Whites (Petits Blancs)
had formed an alliance with the Gens de Couleur against the Blacks (Gros 2012).
But the poor Whites were often the most vociferous proponents of the most
retrograde laws in Saint-Domingue toward the end of the 18th century. Other
than their skin color, they had nothing the more prosperous Gens de Cou-
leurs (Mulattos) could envy. They used the lone ‘asset’ they possessed to make
common cause with the Grands Blancs until both were destroyed, a dénouement
that can only be described as the most poetic of justice. Ordinary citizens do
not derive only psychological relief in keeping in power elites with whom they
share a sense of kinship; communion may be of real benefits to both.
The alignment of color with wealth and, for a good part of Haitian history,
state power goes back to the colonial period when Mulattos or Gens de Couleur
(as distinct from Affranchis) may have owned as much as one-third of the plan-
tations and one-fourth of the slaves. Generally, the offspring of White men and
Correcting Intellectual Malpractice 123
enslaved Black women, in other words, products of the Old World born in the
New, these people were Creoles in the true sense of the word (Mintz 1994).
Neither completely Europeans nor completely Africans, they saw themselves
as a race apart destined to lead Haiti, the same way White Creoles in the US
did so believe. Years of violent political struggles made Haitian society flexible
enough to allow those who may be of darker complexion, but meet the other
presumed characteristics of being light skinned, to become part of the ruling
elite. The American occupation also forced light-skinned Haitians to be more
accepting of their African ancestry, thus somewhat (and I stress somewhat) less
antagonist toward their dark-skinned compatriots.
Former Haitian President Michel Martelly is not exactly light skinned; how-
ever, because of his family lineage, his wife Sophia and his place of residence
(Péguyville, just above the historical Mulatto enclave, Pétionville), he may be
considered a Mulatto, although his profession and stage antics may have made
him a prodigal son of that social construction at one point. It is no accident
that, in the course of Martelly’s presidency (2012–2016), new political groups
arose (Pitit Dessalines, Children of Dessalines) that revived the old cleavage be-
tween the Black and Mulatto factions of Haiti’s traditional elite. Leaders of
these groups accepted Martelly’s social belonging, upon which they grafted
his alleged political heritage (Pitit Pétion, Children of Pétion), even though his
appearance and former lifestyle may have been at odds with those of a tradi-
tional Haitian ‘bourgeois’.1 The elasticity of color in Haitian social life makes
it not a caste, as ethnologists and anthropologists working in Haiti wrongly
asserted for a good part of the 20th century. At the same time, once again, it
should not be presumed that color is merely a veil for other cleavages, such as
class. Probably every Haitian, if pressed, would acknowledge her African ori-
gin with some pride and a great deal of assurance in the equality of the human
races, but this has not gainsaid the construction of color as a demarcating line
among Haitians. It is ironic that the one country in the Americas that fought so
heroically against the oppression of one race by another should have informally
retained color as a basis for social stratification. The consequences have been
profound.
bureaucratic state that the American occupation had bequeathed. He had ef-
fectively substituted the army (formerly the National Guard) with the T ontons
Macoutes. When given a choice between devolving power to subalterns and
development and monopolizing power and underdevelopment, dictators often
choose the second pair. Thus, Haiti’s worst dictatorship ended with the flair of
a B-movie on February 7, 1986, when Jean-Claude Duvalier left the country
with the neopatrimonial state in the trunk of his favorite BMW, with the ir-
repressible Michèle in the passenger front seat inhaling a cigarette through a
holder.
populist movements. Venezuela has retained its military, of which Chavez was
a high-level officer. Throughout his time in office, Chavez kept control of the
armed forces and did not have to rely on mobs. Such street pressure as has been
applied in Venezuela has been complementary to, rather than in replacement
of, the forces of legitimate violence. Chavez kept the rule of law, although he
appointed to the bench judges sympathetic to his cause; members of parliament,
duly elected, also came from his party. Elections were not really fair, inas-
much as Chavez controlled vast state resources, which could be distributed to
supporters without legislative allocation or oversight. However, elections were
largely free; Venezuelan voters did not have to vote for Chavez in open ballot
elections, in return for being beneficiaries of his largesse. There was (is) an op-
position press. Venezuelan populism was (is) rooted in the institutions of state
and democracy, which strengthened Chavez vis-à-vis his critics. As long as he
kept winning elections, no one could accuse him of being a dictator or anar-
chist. And, of course, Chavez was legally (though controversially) succeeded
by Nicolas Maduro, again underscoring Venezuela’s democratic populism.
Reference can be made to Brazil here under Luiz Inacio Lula da Silva, who also
pursued pro-poor social policies nearly similar to Chavez but under an ideology
that is more social democratic than populist, and using more anodyne rhetoric.
The key point to be retained here is that populism can be transformative of
social relations and politics; it is not always transient, superficial and divisive.
Democracy cannot simply be procedural; that is so say, a means for deciding
which elite faction will misrepresent the interests of the demos the least. It also
has to be socially substantive in countries like Haiti and those of Latin Amer-
ica, where inequality is rampant. The statistics are depressing, where Haiti is
concerned. Only 50% of Haitians have access to potable water; at least 40% face
chronic hunger; 60% live on less than 2 USD per day; health-care coverage is
the lowest in the Americas; the literacy rate is at 54%, but probably less than
10% of Haitians fully master French, one of two national languages. Liberal
democracy, totally devoid of social policy aimed at ameliorating these abysmal
conditions, borders on cruelty, or at least farce. Democracy has to designate
the poor – in other words, the majority – a protected class under these circum-
stances. Pro-poor policies can be pursued without scaring off the rich, if they
emanate from the normal democratic process and are, therefore, predictable
and legal, and if the rich can see the benefits of these policies to themselves.
In Haiti, practically none of these conditions obtains. The absence of working
institutions has meant that populism has been entirely tied to Jean-Bertrand
Aristide, with all of the eccentricity of the one-man show. What Haiti needs,
then, in addition to a working state, is democratic populism led by a party with
pro-poor policies that can capture power and competently govern. But how
can Lavalas accede to power without its historical leader? This is obviously
the horn of a dilemma. The more a political movement depends on the cha-
risma of one person, the more its institutionalization is likely to be delayed, but
Correcting Intellectual Malpractice 129
institutionalization risks marginalizing the very leader who is the life blood of
the movement and without whom it may not survive.
Given the narrowness of the national tax base and Haiti’s vast needs, a demo-
cratically populist government would have to reach a truce with the Lilliputian
but moneyed elite (we are back to the idea of the democratic pact). This might
be possible, if the state, in exchange for collecting more taxes, undertakes to
provide public goods that benefit everyone (security, justice, infrastructure de-
velopment, refuse collection, etc.), in addition to delivering social goods tar-
geting the poor. These public policies would make the state credible in its
commitment and earn it legitimacy. The services that are easiest and cheapest
to provide (e.g., refuse collection), even by a failed state, might be prioritized,
to give the state immediate credibility. The state elite should also engage trans-
national Haiti, by granting diasporic Haitians the same rights as their national
compatriots. They could inject Haitian public administration with the human
resources it sorely lacks. The absence of competent local interlocutors impedes
the capacity of the Haitian bureaucracy to absorb foreign aid, forcing donors to
turn to nongovernmental organizations, which further undermine state capac-
ity. The Diaspora could help break this vicious circle.
Annual remittance from diasporic Haitians represents between one-fourth
and one-third of Haiti’s gross domestic product (GDP), which could substitute
for foreign aid. The transformation of a modest portion of transfer payments
into government bonds (diabonds), perhaps backed by international financial
institutions or bilateral donors, could net the state hundreds of millions in
hard currencies, which could finance universal and socially targeted projects.
Pro-poor policies could themselves be part of a new social contract between the
state and the poor, wherein, in exchange for various forms of state aid, recipients
agree to attend adult literacy and family planning programs, send their children
to school, use gas canisters instead of charcoal, plant trees, build and maintain
irrigation canals and feeder roads, repair and clean up urban streets and so on. I
have in mind here for Haiti the example of Bolsa Familia in B razil. Under this
program, the government provides monthly cash payments to poor families, in
return for having their children vaccinated and attend school. According to the
World Bank, 94% of Bolsa Familia funds reach the poorest 40% of the popu-
lation. In other words, the program is very effective at reaching beneficiaries.
Furthermore, ‘Studies prove that most of the money is used to buy food, school
supplies, and clothes for the children’ (World Bank n.d.). Thus, Bolsa Familia is
also effective in alleviating the most devastating effects of poverty (hunger and
malnutrition) and in paving the way for breaking the cycle of poverty.
Of course, Brazil has a working state and Haiti does not; Brazil is also much
richer than Haiti. Policy is more likely to succeed under conditions of state ca-
pacity and relative abundance. But Bolsa Familia also represents 0.046% of 1%
of social expenditures in Brazil. Assuming a somewhat heavier burden on the
Haitian treasury, a pro-poor program might be affordable, in spite of Haiti’s
130 Jean-Germain Gros
368.2 million USD in 1985 to 1.5 billion in 1992 (Betances 1995). In 1984,
Grupo Puntacana built the Punta Cana International Airport, the first
privately owned infrastructure of this type in the Caribbean. Dominican en-
trepreneurs became less dependent on state patronage and more on innovation
and risk-taking for capital accumulation, two features that remain foreign to
the Haitian bourgeoisie. Meanwhile, direct foreign investment (DFI) was at
the heart of the development of the mining sector. Globalization has political
ramifications. The DR’s integration in the world economy as a primary com-
modity producer – the DR held tightly to its sugar quota by the US Congress
even as its economy was becoming more diversified – mineral exporter, and
tourist destination gave external actors (e.g., the US, Canada, the European
Union [EU]) a significant voice in Dominican politics and made the local elite
a partner in political change.
In sum, the interests of the Dominican bourgeoisie and foreign capital con-
verged around maintaining a stable political environment conducive to private
local capital flow and DFI, which together fueled economic growth, and if that
entailed a kind of democracy in the post–Cold War world order, when authori-
tarian rulers had suddenly become toxic, then so be it. Haiti was ‘integrated’ in
the world economy, too, but primarily as an importer of foodstuff for its grow-
ing population amidst environmental degradation and agricultural stagnation.
Haiti was a destination neither for foreign capital nor for tourists. The Haitian
bourgeoisie made money from the misery of the Haitian people, not their pros-
perity. It had a greater interest in maintaining kleptocratic government that
granted it monopoly protection than in supporting democracy. External actors
did not find a partner in the Haitian ruling class as they did across the border.
Not once but twice, in fact, the Haitian economic elite would play a key role in
overthrowing a mildly progressive elected government (Lavalas). Pretransition
differences between Haiti and the DR blew the political destiny of the two
countries wide open.
Finally, this touches directly on a key argument of the chapter – that is, the
transterritoriality of the nation-state – diasporic Dominicans, especially those in
New York City, were (are) involved in the affairs of the homeland in ways and
on a scale that favor(ed) democracy. The DR gives transnational Dominicans
full citizenship rights, Haiti fudges the issue, paying lip service to the political
enfranchisement of diasporic Haitians but being much more interested in their
transfer payment. Through remittance diasporic Dominicans funnel billions of
dollars to the DR (3.8 billion USD in 2015), which the government has been
loathe to see reduced, because of an expected negative impact on the country’s
foreign currency reserves. Diasporic Haitians are prolific in this area, too, but,
at 1.3 billion USD in 2015, the size of their transfer is nearly three times smaller
than that of their Dominican counterparts, although the much smaller size of
the Haitian economy (10 billion USD vs. 50 billion USD in the DR) may ac-
tually mean that Haitian remittance has a greater impact on Haiti’s economy.
Correcting Intellectual Malpractice 133
The shadow of diasporic Dominicans loomed very large in the crisis oppos-
ing Balaguer and Pena Gomez in 1993–1994, both of whom had, in fact, been
transnational Dominicans themselves. Exile often imparts unto those who have
experienced it an outlook they may not have obtained if they had never left the
homeland. Ironically, it also brings people together as much as it divides them.
Fluidity in the exchange of ideas, money and space between transnational and
national Dominicans, and, every importantly, mastery of a common language
by the protagonists, may have facilitated communication and the emergence
of compromise. By contrast, the insular, almost schizophrenic, policy of the
Duvalier dynasty toward diasporic Haitians, many of whom did not set foot
in Haiti for decades, meant that in the aftermath of the collapse of the regime
transnational and national Haitians – in other words, global Haiti – were really
strangers to one another (this was of course before the Internet and mobile te-
lephony). The distance was exemplified most prominently in the Anglicization
of Kreyòl by Haitian exiles in the US, which became a source of bemusement,
if not risibility, of the Diaspora as it attempted to insert itself in the post-
Duvalier body politic. There was much resistance by national Haitians, who
feared that the incorporation of their transnational compatriots in the country’s
affairs would be at their detriment (the effect of the limited pie). This exacer-
bated the gap between transnationalism and state-making. In contrast, in the
DR transnational, Dominicans were very much equal to national Domini-
cans in citizenship status. The government even facilitated chartered flights, so
transnational Dominicans in New York City could fly to the homeland, vote
on Election Day and return to their adopted land all in the same day. Simply
put, in the DR, transnationalism fostered a kind of cosmopolitan democracy,
which could counter the more nativist authoritarian impulses of Balaguer.
Transnationalism also enhanced state performance, by infusing fresh talent in
the public administration and facilitating the free flow of ideas through think
tanks in New York City universities and the DR. In Haiti under the Duvaliers,
the policy of exit with no return precluded the infusion of modern ideas in the
political culture.
In spite of the aforementioned positive developments, democracy in the DR
almost did not happen in 1994, as Joachim Balaguer of the Social Christian
Reformist Party (Partido Reformista Social Cristiano) tried to cling to power after
an election that, even by Dominican standards, was marred by profound irreg-
ularities. For example, at least 200,000 voters mysteriously disappeared from
the voting rolls, mostly supporters of Francisco Pena Gomez, then the main
opposition leader and candidate of the Dominican Revolutionary Party (PRD).
Transition outcomes are determined by a combination of three things: struc-
tural conditions (already discussed), contingencies, in other words, momentary
situations, which provide windows of opportunities that can quickly close, and,
concomitantly, decisions made by key actors in the interstice of the first two
(such as, e.g. whether to sign a pact). Prodemocracy contingencies in the DR
134 Jean-Germain Gros
obtained more than 50% of the votes during the first round. The latter reform
would prove particularly fateful for Pena Gomez.
The terms Pacto por la Democracia were clear and balanced, and the conse-
quences for violation dire for the actors and the Dominican economy. As a
result, the pact was largely respected. Balaguer ended his term in 1996, and
his nemesis, Pena Gomez, won a plurality of the votes in the first round of the
election held that year, but not an outright majority to avoid a second round.
Balaguer, the old fox (El Viejo Zorro), then threw his support behind Leonel
Fernandez of the Dominican Liberation Party (PLD), the brain trust of another
nemesis: Juan Bosch. Leonel Fernandez then went on to win the presidency
in 1996, Pena Gomez expired two years later in 1998, Juan Bosch joined him
in the sepulture in 2001, and Balaguer bowed out last in 2002. A better script
could not have been written by the best writers in Hollywood. The Dominican
political class was rejuvenated by a coincidence of agency, structure and Father
Time. The one blemish was (is) race.
Electoral democracy in the DR in the 1990s was essentially consecrated on
the altar of antagonism toward Pena Gomez’s Haitian ancestry and skin color.
There is no plausible explanation, other than race, to Balaguer’s support for the
PLD in 1996, given Balaguer’s personal history. The election itself was marred
by open appeals to race and Haitian fear mongering, including the enduring ca-
nard that Pena Gomez had a secret plan to unify the entire island under Haitian
leadership. The fallout between Pena Gomez and Juan Bosch, which led to the
split between the PRD and PLD in 1973, may be attributed to differences in the
political ambitions of the two men, but race, more likely than not, was a factor
as well. But race in the DR, although important in and of itself, is intertwined
with ethnicity and ancestry, in the same way that skin color in Haiti, while
also determining on its own, is also enmeshed with nonepidermic consider-
ations. Conceivably, a dark-skinned person with no demonstrable kinship to
Haiti could come to power in the DR. In fact, Leonel Fernandez has more overt
Negroid features than many light-skinned Haitians, but the lack of an ancestral
link to Haiti easily earned him the support of Balaguer and Bosch over Pena
Gomez in 1996, propelling him to the presidency. This underscores the need for
a nuanced (nonbiological) view of race and color, as I have insisted throughout
the chapter. On the other hand, it remains an open question whether a strongly
dark-skinned person and firebrand in the ideological mold of Pena Gomez in
the DR could ever be given the benefit of zero ancestral connection to Haiti by
political opponents, thus clearing the path to the presidency. This is where race
remains strictly about race while also being about other things political.
Conclusion
This chapter has tried to dispel the myth of Haitian exceptionalism, while propos-
ing a rethinking of the nation-state and region primarily as social constructions.
136 Jean-Germain Gros
Other than the Haitian revolution itself, which remains the only success-
ful slave rebellion in modern history leading to the founding of a state, the
Haitian experience is fairly typical of societies born of colonialism old and new:
extreme exploitation of natives up to and including total decimation, followed
by the importation of foreign labor (i.e., slaves in the New World); enclave
production systems with an external orientation, such as cash-crop plantations,
light-assembly industrial parks and tourist resorts in the Caribbean; a Creole
elite epidermically distinct from the masses, but with possibilities of penetration
by comprador elements; a history of authoritarian rule personified in caudillos,
caciques, ‘classic’ military dictators, neo-sultans, Bonapartists, demagogues and
so on, interrupted by periods of democratic governance; extreme social in-
equality resulting in a tendency for democracy to metamorphose into popu-
lism, producing, in turn, elite reaction in the form of the coup d’état; challenge
to the ideological hegemony and conservatism of the Roman Catholic clergy
by basal religious orders, charismatic protestant sects and independent churches
in the late 20th century; globalization, which results in the transcendence of
the borders of the nation-state but at the same time consolidates national iden-
tities (thus transnationalism); and the shadow of US imperium throughout
the region.
There is no country in Latin America that is not influenced by at least some
of the aforementioned factors to one degree or another. Local agents operate
in the interstice of structural challenges to craft responses or social construc-
tions that may be different from one geography (space) to another, but this
hardly precludes the reasonable presumption of a collective identity (region),
inasmuch as there is also a shared past and present running through these social
constructions. Thus, the struggle for racial justice in Brazil becomes the strug-
gle for color justice in Haiti, but the two forms of struggle are rooted in the
t ransatlantic slave trade. These two social constructions (Brazil and Haiti) have
differing capacity for handling challenges. Brazil has the resources to mount a
credible assault on racial injustice, but historically the Brazilian elite and the
masses have denied that their country has a race problem, hence the absence
of agency and urgency. Haiti has attempted to address color inequality (at least
rhetorically) at various points in its history, but lacks the resources, the state and
the social contract (or pact), in other words, the institutions, to significantly
improve the squalor of the dark-skinned masses. The same causes often produce
different effects, depending on the social context.
Haiti and the DR have a history of authoritarian rule, and they started
their latest transition to democracy at roughly the same time, but the two
countries have experienced different transition outcomes, not least because
of pretransition differences in regime subtypes (Bonapartism in the DR,
neo-sultanism in Haiti), economic performance, quality of governance
(a weak but functional state in the DR, a failed state in Haiti with almost no
capacity to perform the basic functions of statehood) and an economic elite
Correcting Intellectual Malpractice 137
Note
1 Dessalines and Pétion, of course, were, respectively, Black and Mulatto soldiers
during the revolutionary war. Dessalines became emperor in 1804. Pétion became
president of western Haiti in 1807, as the country was split after Dessalines’s death
between a northern kingdom ruled by Henry Christophe and Pétion’s western
Republic.
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138 Jean-Germain Gros
La Sentencia tiene cara de mujer, Altagracia Jean Joseph tells me as we finish our
interview in her apartment in Santo Domingo, Dominican Republic (DR).1 La
Sentencia, as it is known throughout activist circles in the DR and abroad, refers
to the Dominican Constitutional Tribunal’s decision, emitted in S eptember
2013, to revoke the birthright citizenship of over 200,000 people whom the
Tribunal determined had been born to parents ‘in transit’ dating back to 1929
(TC/0168-13). The Tribunal’s judgment affirmed the change to jus sanguinis
nationality, defined in the 2010 Dominican Constitution as only belong-
ing to children born to Dominican-citizen parents, either in the country or
abroad. The Tribunal confirmed that those ‘in transit’ included the hundreds
of thousands of Dominicans2 born to Haitian-immigrant parents who lacked
documentation and had been resident in the country.
Whereas the international, activist press and some human rights organiza-
tions focused exclusively on the ruling’s racist, anti-Haitian bias, Jean Joseph and
other activists I interviewed for this chapter emphasized the decision’s g ender
politics as well. La Sentencia, they insisted, ‘has a woman’s face’ because since
the 2000s, political elites aligned with the Partido de la Liberación Dominicana
(Dominican Liberation Party, PLD) have exercised a monopoly over immigra-
tion law and have created ‘an official exclusionist project’ through the deploy-
ment of both anti-Haitianism and gender-based discrimination (Kristensen and
Wooding 2013, 4). La Sentencia then is the culmination of procedural changes
that have occurred throughout the 2000s designed to keep Haitian migrants,
their children and their grandchildren in a persistent, vulnerable state, which
also facilitates their continued exploitation as laborers and their exclusion from
the Dominican body politic. That La Sentencia ‘has a woman’s face’ draws
attention to the specific ways that Black women, especially Black mothers, in
the DR are targeted by migration policy, suggesting that remedies for this crisis
140 April J. Mayes
must occur along multiple axes, addressing the institutionalized racism and sex-
ism within Dominican immigration policy (see Crenshaw 1989; Shoaff 2017).
In response to this, and for other reasons, that I will elaborate in this chap-
ter, the Black-identified women who lead the social movement in favor of
Haitian migrants’ human rights and who advocate for the citizenship rights of
their Dominican-born children have become the ideological and theoretical
architects of an intersectional approach in their protest against La Sentencia.
Building on their activist and personal experiences, in combination with the
work and theorizing of Sonia Pierre (1963–2011), the founder of Movimiento
de Mujeres Dominico-Haitiana (Movement of Dominican-Haitian Women,
MUDHA), their theory of Dominican citizenship demands gender-specific
justice and validating Blackness; in effect, elevating intersectionality and inter-
culturality (interculturalidad) as foundations for a renewed Dominican national-
ity and citizenship.3 Their testimonios4 reflect strong commitments to creating a
robust, meaningful citizenship for all Dominicans.
I argue that their advocacy for immigrants’ rights and anti-racist, anti-sexist
citizenship constitutes Black feminist practice. Therefore, in addition to the
pain, trauma, physical dislocation and terror that La Sentencia has produced
hundreds of thousands of people, a unique political space has opened within
Dominican civil society and this space, it is argued, is Black and feminist. In
a situation where it is unlikely that the current government will overturn the
Tribunal’s decision, Black feminist activists in the DR are recreating Dominican
civil society, insisting that protecting immigrants’ rights requires paying atten-
tion to Black women’s experience and to their demands for change.
example, reported that Haitian workers asked the administration for permission
to return to Haiti once the season ended. The administrators initially believed
that the workers, hearing rumors that police were coming to the estate, wor-
ried that they would become targets of increased anti-Haitianism. However,
the Canadians learned that after they had accepted the Haitian workers’
requests for repatriation, the laborers had persuaded the Haitian consul in
Santo Domingo to sell them their work permits and had gone elsewhere
in the Dominican Republic, seeking work.
A more common outcome, to be sure, was that labor scarcity and Trujillo
era nationalist sentiment encouraged sugar estate administrators to assert even
more control over Haitians. In 1955, the same Ozama administrators forcibly
deported Haitian labor organizers (LeGrand 1995, 567 and 575).
After Trujillo’s assassination in 1961, his personal holdings in Dominican
sugar were restructured into the Consejo Estatal de Azúcar (State Sugar Council,
CEA). The CEA paid USD$1 million to President François ‘Papa Doc’ Duvalier
(1957–1971) and USD$3 million to his son and successor, Jean Claude ‘Baby
Doc’ Duvalier (1971–1986), annually, in exchange for providing Haitians with
labor contracts to work in the DR (Khan 2010, 121). Samuel Martínez (1999)
argues that these contracts,
The agreements between the CEA and the Duvaliers were supposed to provide
workers with certain protections and benefits, such as livable accommodations,
access to schooling for their children, transportation, medical insurance, wages
and a pension. Yet, while the CEA paid millions to the Duvaliers, Haitian
workers were left without their promised wages, pensions, accommodations
and transportation. Many Haitians remained living in sugar estates Bateyes be-
cause they were too poor to return to Haiti or because prospects for employ-
ment were better in the DR (Ferguson 2003, 8–11). One significant outcome
of this scheme was the increased violence experienced by Haitian workers on
both sides of the border. Dominican security forces used coercion, corruption
and violence to compel Haitians to leave their country and then to leave the
DR when the season ended (Martínez 1999, 75).
The cash payments to the corrupt Duvalier regime, combined with the
v iolence and mistreatment of Haitian workers and their families living in
Bateyes, caught the attention of international observers who characterized
Black Feminist Formations 145
Haitians killed during the massacre, became the target of racist assaults. PLD
activists also claimed that Peña Gómez, in league with the Haitian government,
encouraged voter fraud by allowing undocumented Haitians resident in the
DR to vote for the PRD. PLD presidential candidate, Leonel Fernández, won
that election. Since then, with the exception of one term, from 2000 to 2004,
the PLD has maintained political power (Sagás 2000).
President Leonel Fernández (1996–2000; 2004–2012) and his successor,
Danilo Medina (2012-present), left the question of Haitian migration in the
hands of the far-right parties, the PRSC and the FNP. From 2004 until 2014,
the PRSC’s leader, Carlos Morales Troncoso, ran the Foreign Ministry whereas
José Ricardo Taveras, of the FNP, held the reins of power over the M igration
Directorate. As Leiv Marsteintredet (2014) argues, right-wing political elites
have mobilized in an effort to ‘regain control over the citizenship regime’
they believe the government has ceded and lost to international human rights
courts (73). The DR’s right to define the boundaries of citizenship and access
to nationality enjoys broad consensus among all major parties. Most import-
ant, Marsteintredet shows, ‘over time, and building on historical anti-Haitian
sentiment and discrimination, the legal-institutional conflict between the
Inter-American Court of Human Rights and domestic institution[s] was raised
from lower-ranking institutions to the highest national authorities’ (82).
Right-wing politicians have gained control over key state institutions and
used their power to shape migration policy and define citizenship and Dominican
nationality. Their hegemony is evidenced in the significant and far-reaching
changes in migration laws and administrative procedures that have character-
ized migration policy since the early 2000s. Scholars and activists alike agree
that the ministries’ assertive postures are direct responses to the Inter-American
Court of Human Rights, its decisions in favor of plaintiffs of Haitian ancestry,
and to the local, grassroots campaigns that pushed this legal agenda.
As attention turned to the plight of Haitian workers in Dominican sugar-
cane fields in the 1990s, a number of institutions, including Dominican-based
groups, turned to the international court system for recourse. MUDHA,
working with law clinics based at the University of California Berkeley and at
Columbia University, brought their first case to the Inter-American Court of
Human Rights in 1998. That case, Yean and Bosico v. the Dominican R epublic, cen-
tered on the right of Dominican nationality for two children, Dilcia Yean and
Violeta Bosico, both born in the DR to Dominican-born mothers who were
also of Haitian ancestry. In 1997, these mothers, accompanied by a lawyer from
MUDHA, went to the local civil registrar’s office to request their daughters’
birth certificates. Their applications were denied and then their access to the
documents rendered impossible once the official required that the women pro-
vide Haitian national identity and electoral cards (Adamson 2007, 67; Martínez
2011, 65). The Inter-American Court found that the Dominican government’s
‘in-transit’ clause was too vague and undermined the girls’ human right to
Black Feminist Formations 147
it is common for health personnel, who are not sensitized about this is-
sue, to assume that the mother lacks [Dominican] nationality or is a legal
m igrant based on the color of her skin, her accent, or her last name. [This]
constitutes gender- and ethnic-racial discrimination
(OBMICA and Open Society 2013, 3–4)
In our interview, Altagracia Jean Joseph explained how migration laws have
deepened and strengthened domestic patriarchy within heterosexual relation-
ships. Mothers are particularly vulnerable. Not only do mothers have to defend
their citizenship rights and the nationality rights of their children, many con-
tinue to face abandonment by their partners. Jean Joseph surmised,
You know that in this country, 80% of women are single mothers. We
have had a case where a [Dominican] father told the mother [of Haitian
ancestry], ‘Well, I don’t know what we’re going to do because, in truth, if
it were me, the child would be declared [Dominican]. Now the problem
is yours.
Morón, for her part, resists the idea that so many Dominican women are, in
fact, single mothers and, instead, regard this statistical point as a structural issue.
As she explained,
we have found in our work that women are living with the fathers of
their children, but that in the majority of these households, one partner
has a problem with documentation. These women are with men who
are either Haitian or who are Dominican-Haitian, and [the men] have
problems with their documents.
Building on these insights, I argue that the women leaders I spoke to, identifi-
cation with Black womanhood provided them a politically critical lens through
which to evaluate the sources of their and their constituencies’ oppression and
occasioned an opportunity to redefine Dominican-ness around an affirmation
of Blackness, linked not just to culture, but also to labor rights, gender equity
and human rights more broadly. Lo Afro is a multilayered concept that involves
culture and ancestry, but is also a lens through which to make visible and demy-
stify power structures. Jenny Morón Reyes, also from MUDHA, emphasized,
we are women, feminists, [and] Black women. You carry lo Afro within
you. We are clear that we are women and we demand what is ours…
because they have always stamped out what we are. Living in a Spanish
culture is too much, because that’s not my life.
For Altagracia Jean Joseph, lo Afro meant the integration of issues: ‘These can’t
be considered as separate struggles. Look, there are women who are subjected
to their husbands’ [authority]. We are holistic, we are women [and] we are
Black women’. Even more to the point, Morón noted,
we can’t even talk about just ‘women’ anymore. We are divided between
documented and undocumented. So, when those same feminist women are
fighting for the rights of everyone, [they forget] that there is this separation
now [between] the majority of women and Dominican-Haitian women.
Black Feminist Formations 153
One way out of this separation is validating Black womanhood. Ana B elique
shared a slightly different story about coming to terms with her identity as
a Black woman. A leader within the organization, Reconoci.do Belique
explained that her parents ‘did something that, I discovered later, not many
parents do. I never had a problem seeing myself as a Black woman. I know
that I am a Black woman, proudly a Black woman’. Belique credits her fa-
ther, in particular, with teaching her and her siblings to be proud of their
Haitian and African ancestry because, ‘he didn’t want us to feel inferior to
White people’. Belique has taken these lessons to her activism: ‘I consider
myself unabashedly a Black woman and I am fighting to diminish Euro- and
Hispanic-centrism’.
As Kia Caldwell (2007) argues about Black women activists in Brazil,
a ssuming an identity as a Black woman was a formative experience for her
informants, one central to their reassessments of their political, cultural and
social subjectivities. Caldwell shows that the activists who embrace Black
womanhood, especially in a context where many African-descended women
are not raised talking about Blackness within their own families, challenge
dominant racial discourses in Brazil and teach their children and others around
them how to do the same. Also, accepting a Black identity helps activists criti-
cally assess and creatively resist the structures of racialized and gendered power
in Brazilian society. Caldwell argues that, ‘self-identification as a mulher negra
[Black woman] can be seen as an act of resistance precisely because it involves
the inversion and rearticulation of dominant racial significations’ (129). Adding
to this analysis, Samuel Martínez’s insight about the importance of activists
asserting their identities as Haitian, the activists’ Testimonios suggests that ‘Black
womanhood’ is a category of identification that creates a new discursive space
where Dominican-ness and Haitian-ness coexist. Blackness expands the circle
of belonging by challenging racist ideologies and sexism. At the same time, its
frontal attack on the exclusionary logic of anti-Haitian forms of Dominican
nationalism produces a new discursive practice in which it is possible to be both
Haitian and Dominican. Through Black womanhood, as Ana Belique said, ‘we
can be Dominican without denying that our Haitian-ness, our culture, our
sentiments’.
In addition to resisting dominant narratives of national belonging, Black
womanhood generates alternative ideas about the nation and about citizen-
ship. Dominican black feminism challenges the construction of ‘differential
citizenship’ through its sustained support of immigrants’ and human rights.
Dominican Black feminism aspires to build a ‘new citizenship’ by demand-
ing both political inclusion and, as in Brazil, ‘a more egalitarian format for
social relations at all levels, including new rules for living together in society’
(Caldwell 2007, 135). Jean Joseph made this clear when I asked her if her activist
work regarding La Sentencia contributed to renovated understanding of what it
means to be Dominican. She explained,
154 April J. Mayes
Yes. You see it when Dominicans of Haitian ancestry like me, Ana María
[Belique] Rosa Iris, Flor Angel, you see us in environmental and feminist
protests; protesting police abuse. We are there for each other. We have
decided to help each other. We are actually talking about it and we are
calling it a process of social integration where you don’t see me as the
Dominican of Haitian ancestry who was denied her documents, but as a
Dominican who is being mistreated or, ‘Ah! The gay Dominican who is
being mistreated.’ No as a Dominican who is being mistreated and as a
Dominican deserves to be treated with respect…. I tell the young people
I work with, ‘Look, you have to work to make things better here because
you are not going to leave. You have to make the country stronger. You
have to work to make society more just, with respect, with rights, so that
your children will grow up in that society.’
When I asked her what she hoped to see in the future, Ana Belique echoed Jean
Joseph’s comments. She mentioned hoping to see Dominicans of Haitian an-
cestry ‘completely integrated socially, but not only in terms of our documents.
I hope to see an intersectional social politics, one that includes all Dominicans.
I want to see a politics that recognizes everyone’s rights’.
Indeed, among these activists, intersectionality is not only the theoretical
framework that helps them, and the people they work with, achieve critical
awareness of the relationship between racism, patriarchy and heterosexism but
it is also a movement strategy. In their study of the organization, Asian Immi-
grant Women Advocates, Jennifer Jihye Chun, George Lipsitz and Young Shin
(2013) found that activists deployed intersectionality strategically and conscien-
tiously in their community organizing and advocacy. For these authors, inter-
sectionality includes grappling with personal and communal identities because
‘all struggles over power concern the social meanings applied to constructed
identities and identification to some degree’ (937). This is particularly true in
the DR where some identities, such as Black womanhood and Dominican of
Haitian ancestry, are rendered impossible because right-wing nationalist dis-
courses are supported politically and intellectually. In addition to providing
activists with a way to assert a group identity in the process of social change,
and to assess the relationships between multiple types of oppressions, intersec-
tionality allows activists ‘to envision and enact new social relations grounded
in multiple axes of intersecting, situated knowledge’ (917).
In other words, intersectionality assists Black feminist activists in the DR
to analyze how racism and sexism have operated most recently in migration-
related legislation, constitutional reform and La Sentencia to deny Haitians and
Dominicans of Haitian ancestry their civil, political and social rights and deny
them Dominican nationality. At the same time, Black feminist activists de-
ploy an intersectional politics in their activism and community organizing in
order to radically change the meaning of democracy, citizenship and national
Black Feminist Formations 155
Conclusion
Such was the level of national and international outrage at the Dominican
Constitutional Tribunal’s decision, La Sentencia, that in the two months af-
ter its rendering, intellectuals and activists published 77 editorials, nearly 300
newspaper pieces and over 400 articles, blogs, and book chapters (Wooding
2014, 102). This chapter may be added to the now thousands of opinion pieces
and analyses about La Sentencia, but I have tried to move the conversation in an-
other direction, hopefully in one that honors the activists whom I interviewed.
In this chapter, I have argued that since the 2000s, migration policy in the DR
is a regime that manages access to nationality and citizenship through the reg-
ulation of race and sex. I have shown that the struggle for citizenship and na-
tionality in the DR is a fight for human rights, but it is led by Black-identified
women who know and act upon their experiential and critical knowledge of a
migration regime that has long coupled race- and gender-based exclusions to
fabricate an ideology of difference between Haitian-ness and Dominican-ness
and imbue that so-called difference with political, social and economic power.
Thus, the movement for immigrants’ human rights and on behalf of
denationalized Dominicans comprises Black feminist struggle in the DR. Do-
minican Black feminism is crafted by self-identified Black women who interpret
social reality from their unique vantage points and apply their interpretations
of racial-, gender-, class- and sexuality-based oppression in creating avenues of
change (Hills Collins 1990, 22). This is evidenced by the direct contact some of
its leaders have had with region-wide Black feminist movements, in the current
leaders’ self-proclamations and affirmations of their Black womanhood, and by
the advocates’ use of an intersectional approach in their community activism
and in making visible the structural and ideological oppressions that negatively
affect the lives, bodies and life chances of ascribed and self-identified Black
women. Black feminist movement in the DR also makes great use of intersec-
tionality strategically. As a result, movement leaders have built on the holistic
156 April J. Mayes
approach of the CCDH and MUDHA and are providing the foundations for a
democratic renewal within Dominican society, forged in a conceptualization
of justice firmly grounded in their lived experiences as Black women living,
working, loving and Luchando (fighting) in the DR.
One important change that directing our attention to these activists may
incur is to shift the focus of international solidarity away from legal processes
within the International Human Rights Court System and toward building re-
lationships with and within Dominican civil society. In our conversation, Ana
Belique noted that it was important to bring cases to international courts, but
this has meant ignoring and failing to invest resources in generating change from
the grassroots. As she admitted, ‘we are now reclaiming that work of going to the
people and changing how people think’. In this sense, Black feminist activism in
the DR resonates with struggles throughout Latin America over the forced dis-
placement of Afrodescendientes (African-descended people). Indeed, Dominican
activists have called denationalization an act of civil g enocide. Black feminists
leading the fight over citizenship rights, material resources and recognition link
the movements in Dominican Bateyes to environmental and urban-based justice
activism in New Orleans, Detroit, Bahia, Brazil and Colombia’s Pacific Coast.
This is where Afro-Diasporic solidarity might do its best work. In addition
to supporting these groups and activists financially, the activists I interviewed
called on Afro-Diasporic communities to continue applying political pressure
on the Dominican government through their protests and phone calls to con-
gressional representatives. Ana Belique also added:
We need the Diaspora, because you have more access to resources, to the
data, to help us combat nationalist discourses. We know that this is all a
social construction done by intellectuals. We need to tell the story differ-
ently, to construct another social reality.
Those of us in the Diaspora can assist this process through research, interac-
tions, conversations and dissemination of information in various languages. We
can facilitate the coming together of various organizations through confer-
ences and seminars, helping to hold and to expand this precious space of Black
feminist practice. These groups have a long history of understanding ‘rights
infringements, injustices, and social exclusions that confront Haitian nationals
and Haitian descendants not as discrete types of abuses but as interrelated and
mutually supportive injustices’ (Martínez 2014, 188). Solidarity with the orga-
nizations and broader social movements advocating for Haitian immigrants’ and
denationalized Dominicans’ human rights requires adopting the posture taken
by their leading advocacy organizations: that the locus for change resides among
the people and communities who have been and will continue to educate them-
selves, generate and mobilize resources, and train others in advocacy work.
Black Feminist Formations 157
Notes
1 I am using her name with permission. All translations of the interviews are mine,
and my informants signed consent forms to be recorded, for their interviews to be
used for this study, and for their names to be used. I am forever grateful to Ana
Belique, Altagracia Jean Joseph, Jenny Morón Reyes and Sirena Liliana Dolis for
allowing me to interview them. The interviews all took place in November 2016.
2 In keeping with the activists’ framing of the issues, I use the term ‘Domini-
can’ to identify anyone born in the DR regardless of their parents’ nationality
or legal status. At the same time, it is important to note some key differences
in terminology. The activists I spoke with also used ‘Dominican’ to refer to
themselves and to everyone that has been denationalized. In bringing attention
to m igration law’s differential treatment, however, they also use Dominican of
H aitian ancestry (Dominicana/Dominicano de Ascendencia Haitiana). Another term
that has been used to describe this community is Dominican-Haitian (Dominico-
Haitiana/D ominico-Haitiano), but activists informed me that this is a misnomer
for two reasons. First, the terminology, Dominico-Haitiana/Dominico-Haitiano, pre-
sumes that one has or can have dual Dominican and Haitian nationality. This is
not the case because children born to Haitian parents living in the DR do not au-
tomatically receive Haitian nationality nor is the movement necessarily interested
in affirming the Haitian nationality of those who lost Dominican citizenship.
Second, this phrasing assumes an equivalence to US-based notions of ethnic iden-
tity (i.e., A frican-American, Italian-American) that are available for Dominicans
of Haitian ancestry.
3 Interculturality/Interculturalidad is an ‘ethos or manner of being … [in which] one
assumes the absolute responsibility that comes with the will to become, to a cer-
tain point, co-authors of [our] reality of our identity and the identity of others’.
Interculturality is also a political and ethical practice rooted in relationship with
others, dialogue, recognizing the human dignity and rights of all others, and cri-
tique of totalitarian and totalizing identities (Adames 2013, 93, 94–99).
4 Testimonios stem from Latin American traditions of storytelling, knowledge produc-
tion and wisdom transmission. While scholars define Testimonio differently, there
is consensus that, broadly speaking, it refers to a literary genre and/or cultural
practice of narrating one’s life that is usually grounded in social justice activism and
oriented toward social change. Testimonios are neither memoir nor literary fiction;
rather, they are critically inflected representations of the subject or a composite sub-
ject designed to speak to the present. See, Gloria G. Barragan, “Testimonios from
the Border: Shattering the Notion that Women of Color Don’t do Theory,” Ph.D
diss., University of Massachusetts at Amherst, 2014; John Beverly, “The Margin at
the Center: On Testimonio (Testimonial Narrative),” Modern Fiction Studies, vol.
35, no. 1 (1989): 11–28 and “Through All Things Modern: Second Thoughts on
Testimonio,” boundary 2, vol. 18, no. 2 (Summer, 1991): 1–21.
5 And, of course, the government’s plan has failed. Jenny Moron made the point that
La Sentencia and the government’s response to it effectively created over 200,000
individual migration cases that need adjudicating. Also, there are some civil regis-
tries and JCE offices more willing to work with the denationalized population and
others who are not. Whereas the government wants the international community
to believe that its remedies have been successful, Bridget Wooding (2014) reports
that 150,000 people refused to participate in the PNRE. Also, the provision regard-
ing those who fell into Group B never resolved the fact that Dominican law does
not recognize people born in the DR of parents with irregular status before 2007 as
citizens (109–110).
6 ‘La etnia y el genero se constituyen en los polos de una misma relación’.
158 April J. Mayes
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160 April J. Mayes
Ecuador was completed. The increasing presence of the state apparatus resulted
in Black disfranchisement as White and Mestizos took over the best avail-
able jobs and centralized economic resources (Whitten 1974). Many dispos-
sessed Afro-Ecuadorians migrated to cities like Guayaquil or to work in banana
agro-export plantations located in the coast.
The highland population of the Chota-Mira Valley was brought in the
16th century by the Jesuits as enslaved persons to work in sugarcane produc-
tion. A fter the expulsion of the Jesuits in 1767, the Crown auctioned them
to hacienda owners (Whitten 2008, 304). In the 1860s, Friederich Hassaurek
(2008, 117), who was Abraham Lincoln’s minister to Ecuador, wrote, ‘When
slavery was abolished in Ecuador, the owners of the Negroes in the sugar dis-
tricts immediately employed them to work for wages, and managing to get
them into debt, secured their services as debtors’. The hacienda system lasted
in the Chota-Mira region as in the rest of the highlands until agrarian reform
in the 1960s and 1970s. Exploitation in the haciendas was based on a series
of personalized obligations on the part of rural cultivators and their families
to hacienda owners. Duties included the number of days that the head of the
household and his family had to work in the fields and as domestic servants in
the hacienda house and in the city. Laborers were given access to a small plot
of land and meager earnings. Part of their wage was paid in the form of gifts
and loans that were essential for their social reproduction. These were given as
personal favors of the hacienda owner. Starting in the late 1950s and 1960s, the
strategy of reproduction of Black peasant families that had small plots of land
without irrigation depended on the temporary migration of some of its male
members to agro-export plantations and of men and women to cities where
they worked as domestic workers and in other humble occupations.
Since colonial times of the 16th century to 1857 when the Indian tribute was
abolished, Afro-descendants and Indigenous people were integrated to the state
differently. The Spanish divided the people of their empire into ‘two republics:
that of Spanish, and that of indios. No place was ever created under colonial
rule for Black people, los negros, nor was a construction of Blackness, lo negro,
recognized’ (Whitten 2008, 303). As colonial subjects, Indigenous people had
to pay Indian tribute to the state until 1857 (Guerrero 2008). Institutions to
collect this tax and to mark populations as Indigenous were created. Slavery
was abolished in 1852, and Afro-descendants were not counted by the state
until the Census of 2001. After abolition, formerly enslaved persons were ex-
cluded from citizenship with literacy and economic independence criteria.
Since the turn of the 20th century, anthropologists and sociologists studied
Indigenous people as a group with a distinct culture and institutions, such as
the Indigenous community. Indigenista policies to rescue the ‘glorious past
of Indian civilizations’ were implemented, and indigenista intellectuals oc-
cupied important and prestigious governmental posts (Clark 1999, 113–114).
The descendants of African enslaved persons did not have a special or positive
166 Carlos de la Torre and Jhon Antón Sánchez
Quintero and Rafael Erazo were elected under the MPD. Luis Muñoz Herrera
was elected under the ticket of the center-left Izquierda Democrática Party,
Víctor Junior León and Dennis Cevallos for the populist Roldosista Ecuadorian
Party (PRE) and Oscar Chalá for the leftist Pachakutik Party.
The ideology of Mestizaje allowed state officials and White and Mestizo
elites and intellectuals to displace racism to other world areas claiming that
Ecuador was a society free of racism. These self-congratulatory claims were
challenged by the work of social scientists that showed how Ecuador was a
profoundly racist society. Anthropologist Joseph Casagrande (1981, 261), for
example, wrote, ‘Racism in Ecuador is institutionalized to such a degree that
would shock many oppressed peoples elsewhere’.
our own representatives to negotiate with the state, just as public employees,
workers, Indians, and cab drivers do’ (de la Torre 2002, 84–85). The E cuadorian
state since the 1930s had encouraged the corporatist organization of all sectors
of society. Elites were organized into the chambers of agriculture, commerce
and industry. Nonelite groups such as public employees and o rganized indus-
trial workers were incorporated through the recognition of their organizations
and the granting of special privileges. Along with the transition to democracy
in the late 1970s, Indigenous people, women and Afro-Ecuadorians demanded
their corporatist inclusion. The paradox of corporatist claim-making lies in the
fact that these forms of incorporation privileged the inclusion of the leadership
and intellectuals of the excluded group to the state apparatus. These new ap-
pointed bureaucrats ended with the double task of representing the state to the
excluded groups and, at the same time, representing these groups to the state
apparatus.
A good example of the paradoxes of corporatist incorporation was the
demand of Afro-Ecuadorians to create palenques in their ancestral territories.
As a response to institutional racism, Afro-Ecuadorian organizations demanded
to control educational, health and ethno-development projects in their rural
communities. They demanded the implementation of their constitutional rights
to self-government and the respect for their traditional cultural practices recog-
nized by the Constitution. As in Colombia, these proposals illustrate a process
of ‘relocation of ‘Blackness’ in structures of alterity in ways that make it look
increasingly like “indianness”’ (Wade 1997, 37). They presented themselves
as a people and communities that had occupied an ancestral territory, has an
autonomous culture, and that needs special rights. They aimed to have auton-
omy to defend Afro-descendants’ territory from agro-export industries. The
project also aimed to give Afro-Ecuadorian communities autonomy to manage
education, health and ancestral systems of justice. Yet these proposals reinforced
dominant stereotypes that associate Blackness to the rural areas (Rahier 1998).
Moreover, these projects did not take into consideration the experiences of the
majority of Afro-Ecuadorians who lived in cities and whose experience of racial
discrimination and exclusion would not be addressed as long as they were seen
as rural folk who happened to be in the city as temporary immigrants.
During neoliberal multiculturalism, Afro-Ecuadorian organizations de-
pended on funds from the World Bank, the IDB or foreign nongovernmental
organizations (NGOs). For example, between 2002 and 2005, the IDB gave
US$500,000 to Afro-Ecuadorian organizations to study their social exclu-
sions and to train local community leaders. When in 2005, the IDB stopped its
funding, this project ended. As in other neoliberal multicultural experiences,
as long as resources lasted organizations thrived; when the funds dried out,
organizations went into crises or simply ceased to exist. Reflecting different
regional histories and entrenched mistrust between regions, Afro-Ecuadorian
leaders competed with each other to control the CODAE. During the Lucio
Afro-Ecuadorian Politics 171
Indigenous people revolted against the census, and Martínez Novo reports that
in 2010 Indigenous people were suspicious of census takers. The low numbers
of people choosing the Indigenous category are also explained by discrimina-
tion, the deficient campaign of promoting the census in Indigenous areas and
the methodology of the census that sent Mestizo census takers that only asked
questions of self-identification (when they did so) to the head of the household
(Martínez Novo 2015, 413–418).
This new representation of the nation allowed social movement activ-
ists and scholars to show the links between race and ethnicity and inequal-
ity. Table 7.2 presented that Indigenous people, Montubios and Blacks had
the highest poverty and extreme poverty indexes. Data on inequality were
used by CODAE to design anti-poverty public policies for Afro-descendants.
These were also used by CODAE and Afro-Ecuadorian organizations to push
for affirmative action policies to improve employment opportunities of Afro-
descendants, Indigenous and Montubios.
Correa’s administration used census data to delegitimize Indigenous demands.
In a context of conflict with Indigenous organizations over natural resource
extraction and over autonomy of education and water use, Correa portrayed
Indigenous people as a minority that aimed to impose its particularistic agen-
das on the Mestizo national majority. In 2014, Correa said, ‘We are more, we
are many more. And here, like in any democracy, a minority that is abusive,
arrogant, and made up of stone throwers, will not rule. The majority will rule,
fellow countrymen’ (quoted in Martínez Novo 2015, 408). As a minority with a
population similar to other minorities like Montubios or Afro-Ecuadorians, In-
digenous people for Correa did not deserve any special recognition from the state.
Table 7.2 Poverty according to unsatisfied basic needs (NBI) according to the
Census of 2010
Source: Instituto Nacional de Estadísticas y Censos del Ecuador INEC –VII Censo de población y
VI de Vivienda 2010.
Afro-Ecuadorian Politics 175
According to President Correa, ‘the media have always been one of the de facto
powers that have dominated Latin American countries’ (Correa 2012, 100). In
2013, the National Assembly controlled by Correa approved a communication
law that created a board tasked with monitoring and regulating the content of
what the media could publish. According to the administration, such a regulatory
mechanism was needed to assure that the private media delivered information
objectively. Any attempt at watchdog journalism was viewed with suspicion, and
the president as well as other state officials used libel laws in order to intimidate
and to try to silence critical journalists. Correa’s administration sued journalists
and newspaper owners. The most notorious cases that were reported worldwide
involved an editor and three board members of the largest privately owned news-
paper, El Universo, who were convicted of defamation and sentenced to three-
year terms for publishing an editorial entitled No to Lies; the paper was also fined
US$40 million. Correa also sued investigative journalists Juan Carlos Calderón
and Christian Zurita for libel for uncovering detailed allegations of corruption by
his brother. Their book entitled The Big Brother details the favouritism Fabricio
Correa enjoyed while obtaining contracts from the state for about 150 million
dollars. Rafael Correa demanded that these two journalists pay him two million
dollars for causing moral harm. After they were promptly convicted, the Presi-
dent pardoned them. Similarly, Bonil was previously sanctioned by the state and
had to rectify the content of one of his political cartoons.
Afro-Ecuadorian organizations perhaps saw the Bonil-Delgado affair as an
opportunity to push the state to enforce antidiscrimination laws. Instead of
worrying about state censorship, the activists took advantage of the occasion to
get rid of what they considered to be offensive media representations. But by
focusing only on this case while remaining silent when Correa used racist rhet-
oric against the leaders of Indigenous organizations, they lost credibility and
played into the hands of a government that aims to censor critical media outlets.
Other costs of corporatist inclusion were that when Afro-Ecuadorian ac-
tivists and academics occupied positions in the government, their social move-
ments became in the words of Minister María Alexandra Ocles ‘headless’ and
many organizations were left in ‘a state of anomie’ (Ocles 2012, 180–181).
Even though leaders were given positions of visibility in the state, and some of
their demands were adopted as state policies, Afro-Ecuadorian organizations
participated in a government that censored the media, regulated civil soci-
ety, criminalized protest and ultimately undermined the autonomy of social
movements. They also allowed Correa to brand them as a model minority in
opposition to unruly Indians.
Conclusions
Afro-Ecuadorians are no longer invisible. Since the late 1990s, they were rec-
ognized as a distinct people with rights to culture and, to a much lesser extent,
Afro-Ecuadorian Politics 179
Notes
1 www.youtube.com/watch?v=GHWBc8m1TI4.
2 www.bbc.com/mundo/noticias/2015/11/151120_ecuador_condena_r acismo_es-
cuela_militar_ab.
3 www.eltelegrafo.com.ec/noticias/columnistas/1/del-jazzman-a-bonil.
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Introduction
Every year, the city of Santiago de Cali celebrates the Festival Petronio Álvarez
to honor the Black roots of Colombia. In August, the city is turned into a stage
where local residents and tourists from Colombia and beyond ‘consume’ Black
culture in the form of music, dance and ethnic food. The festival is named after
Black musician and composer Patricio Romano Petronio Álvarez Quintero,
whose songs brought the Pacific to the forefront of Colombian music in the
1950s.1 During the festival, Blacks play prominent roles in public spectacles,
and Black cultural practices are displayed in primetime TV shows as part of the
city’s cultural heritage. At least during the week-long festival, Cali becomes a
stage where Blackness and cultural diversity are ‘ethno-marketed’ by the city
government as a way to attract national and international tourism. As c ultural
critic Mateo Cárdenas highlights, by turning ‘ethnicity’ into a marketing strat-
egy the local political and economic elite sells Cali as a city free of racism
and tolerant of difference. During the Petronio Festival, ‘everyone (Mestizos
and Blacks) can be displayed in multicultural postal cards to promote the city
as a cultural touristic destination (Cárdenas 2012 86)’. Indeed, on the streets,
individuals from all racial and class backgrounds shift from erasing blackness
(‘We are all Colombians’) to reclaiming their African roots (‘We all came from
Africa’). The week-long festival hides yet another reality this article aims to
unveil: behind the image of Cali as a multicultural city lies a deeply racialized
urban setting in which Blacks2 are the main victims of police brutality, have
higher poverty rates and have lower rates of access to health care, schooling,
employment and housing. How is it that the city celebrates Blackness as part
of its identity, yet at the same time devalues Black lives in everyday life? What
seems like a paradox of the city’s and the nation’s narratives of (racial) belonging
184 Jaime Amparo Alves and Aurora Vergara-Figueroa
is in fact its raison d’être. In this chapter, we argue that the shared acceptance of
ordinary Black disposability not only indicates that Black lives are unworthy,
but also that mundane Black suffering makes it possible to imagine Cali as a
multicultural polis and as a ‘cultural commodity’ (Kanai 2014; Cárdenas 2012).
This reasoning may be counterintuitive if we consider the ‘racially dem-
ocratic’ horizontal community constituted by the ephemeral participation of
individuals from various races and social classes in Cali’s most famous festival.
Still, what enables Cali to be exceptionally imagined as a ‘multicultural city’ is
the exclusionary presence of Blackness from urban life. The spectacular display
of Black culture in an exceptional moment also renders visible not only Black
mundane invisibility but also normalizes White/Mestizo belonging to the city.
To be sure, Whiteness is not celebrated by the cheerleaders in the festival,
nor is it invocated in the context of everyday life in Cali. It is not needed. As
some Latin American scholars have argued, Whiteness is an unmarked/uni-
versal category and the celebration of Mestizaje is yet another way to promote
Whiteness. To evoke Mestizaje in Colombia, as in most of Latin America, quite
often means to claim an affiliation to something else other than being Black or
Indigenous (for a critique, see Wade 1993; Hale 2006). In Cali, the Black sub-
ject is placed in an absence-presence schema in which they are rendered both
invisible by the racial structure of privilege the city conveys and hyper-visible
in the folkloric narratives of racial encounters and racial mixture present in
moments like the Petronio Festival. Whiteness, on the other hand, is promoted
through the anti-Black system of privilege that the discourse of Mestizaje can-
cels out in everyday life. As we elaborate below, the vast gray zone of Mestizaje
does not authorize the negation of Whiteness as a category of analysis and as
a system of privilege. As a social construct, Whiteness is lived and reproduced
through multiple ways and the daily denial of racism/celebration of Mestizaje
is certainly one of them. As sociologist Mara Viveros has suggested in the case
of Medellin – Colombian’s second largest city, in Colombia Whiteness must
be understood by taking into consideration the invisibility of Whiteness, or
its hidden constituency behind the ‘normative domination’ that turns racial
discourses superfluous (2013, 97).
If, from the perspective of Cali’s Mestizo/White elite, neither Whiteness
nor race exists, how can we account for the sharp racial divide within the
city? We take up this challenge by providing a race-centered analysis of the
geographies of death and opportunities within the city. One could argue that
in Cali, as in most of Latin America, lines of poverty and social marginalization
are racially blurred. We certainly do not argue that race is the only category
that explains patterns of residential segregation, illiteracy, poverty and unem-
ployment. We argue, instead, that in a (post-slavery) society with a legacy of
racial domination, race informs how such vulnerabilities are distributed and
lived in the urban space: our claim is hardly new. Scholars have consistently
identified a pattern that strongly correlates dark-skinned people with higher
En la Sucursal del Cielo (In the Branch of Paradise) 185
rates of poverty, unemployment and illiteracy (Paixão and Carvano 2008; Per-
reira and Telles 2014). These findings ring particularly true to Cali where –
a lthough statistics also show that there are Whites/Mestizos subjected to similar
conditions — racial belonging significantly increases the risks of gendered pov-
erty, illiteracy and homicide (Urrea and Quintin 2001; Posso 2008).
Before mapping the sociodemographic situation in Cali, we first outline the
main trends within the debates on race and racial relations in both Colombia
and Latin America. Rather than attempting to be exhaustive, our aim is to
situate Cali’s racial order within the larger ‘racial common sense’ that informs
conceptions of citizenship and access to the city. Whereas poverty and privilege
are hardly articulated in everyday conversations in terms of racial belongings,
spaces of social exclusion and spaces of privilege are deeply racialized. To sus-
tain our claims, we provide a space-based descriptive analysis, with a quali-
tative approach, of patterns of social exclusion in the city. Before proceeding
with the article, a note on methodology: the map-based data on family income,
illiteracy and violent deaths are derived from the city of Cali’s 2005–2010 Atlas
of Violence, by the Observatorio Social, which combines the 2005 Colombian
national census with the city’s household surveys to predict space-based pat-
terns of social vulnerability. The employment and occupation figures are from
the 2012 Quality of Life National Survey in combination with disaggregated
data from the 2005 Census.
Based on the overlapping of these socioeconomic variables in relation to
race, place of residence, gender and class status, our secondary/qualitative anal-
ysis suggests the existence of intersecting factors in enforcing Cali’s unequal
social order: (a) wealth distribution and poverty are place specific; that is, they
are highly concentrated in areas with homogeneous socioeconomic demo-
graphics; (b) class, gender, place of residence and racial belonging interact to
predict vulnerabilities to poverty, unemployment and violence; and (c) although
focusing only on race is insufficient to explain urban inequalities in Cali, race
plays an important role in defining one’s place of living and in deepening social
vulnerabilities, particularly on female poverty and homicidal violence among
youth. Thematic maps are presented in the following order: we first provide
general data on income distribution, illiteracy among youth, professional oc-
cupation and homicides and then provide an analysis of the s ignificance of race
in the city’s spatial dynamics. It is our belief that the gradual unfolding of data
(poverty, homicidal violence, and then racial segregation) serves us better in
unveiling the cumulative and overlapping geographies of race and privilege in
Santiago de Cali.
positioning in this debate. Most of the current literature contests the celebra-
tory approach of racial mixing on the continent opened up by the work of
Gilberto Freyre (1978), in Brazil, and José de Vasconcelos (1966), in México.
Their approach denied the existence of racism and recognized the contribution
of Blacks and Indigenous groups to the formation of a national identity. They
also advocated that because of the fluidity of racial categories (in contrast to the
rigid racial schema in the US and South Africa), it was impossible to distinguish
who was Black and who was White. Therefore, these scholars argued, every-
body would have a ‘foot in the kitchen’ or could claim to have ‘African roots’.
In recent years, and not surprisingly in the wake of current debates concerning
affirmative action policies in the region, some scholars have resurrected the ra-
cial ambiguity approach, arguing for an understanding of Latin American racial
system on its own. They recognize the role of race in social inequalities in Latin
America but also argue that the poor are discriminated against for being poor,
not because of their racial identities as Black or Indigenous. Others argue that
Mestizaje is indeed an alternative mode to the US-based obsession with racial
binaries (De la Fuente 1995; Bourdieu and Wacquant 1999; Fry 2000).
An alternative analytical framework recognizes the specificities of ‘racial
formations’ in Latin America – as opposed to overtly discriminatory poli-
cies and rigid racial classifications that exist in the US. At the same time, this
framework also maintains that race is indeed a defining factor in the ways Latin
American societies are organized (Twine 1997; Hale 2006; Paschel and Sawyer
2008; Wade 2008). This latter body of scholarship suggests that contrary to the
myth of racial uncertainty and ambiguity concerning racial identities, the very
negation of race as a social organizing category reveals a ‘hyperconsciousness’
of its presence in everyday life. As João Costa Vargas puts it in his recent study
on Brazil,
In that sense, the diverse ways people define themselves in Latin America should
not lead one to downplay the role of race, and particularly skin color, as marker of
difference. To the contrary, they reveal that there is a general awareness of what
categories should be avoided or embraced, even if it requires extraordinary cre-
ativity as indicated in the multiplicity of terms for racial c lassifications in the re-
gion. Similar to most of Latin America, the racial classification system in Colombia
is diverse and creative. To avoid association with Black and Indigenous groups,
Colombians often place themselves in a shadow zone of classification, one that
potentially allows any individual to move around the Black-Indigenous-White
En la Sucursal del Cielo (In the Branch of Paradise) 187
Racial/Spatial Order
In ‘Demonic Ground’, geographer Katherine McKittrick argues that ‘Black
matters are spatial matters’ (2006, xii). If this assertion is correct, and given
the current challenges for Black urban life, it is reasonable to argue that urban
matters are also Black matters. Some scholars have been vocal in asserting the
centrality of race in understanding the urban question. They have argued that
the ‘polis’, understood as the imagined community of equals and the political-
juridical space for the exercise of the citizenry, is a racialized disposition.
Race, they argue, is not only inscribed in urban space — through residen-
tial segregation, police violence and unemployment, for instance; its resulting
spatio-social relations of domination also create conditions of possibility for
the city to come into being as a non-Black spatiality (Martinot and Sexton
2003; Rutland 2011; Alves 2018). This perspective is particularly relevant to
understand the current spatial ordering of Latin American cities in general
and Colombian cities in particular because they have hardly been theorized in
terms of racial segregation. Hegemonic explanations for space-based inequal-
ities are usually conditioned to class status, as the urban poor are quite often
conceived as a raceless, genderless subject (Scaparci et al. 1988; Caldeira 2000;
Davids 2011; Janoschka and Sequera 2016). Some scholars have maintained
that urban settings in the region are indeed racially divided. The pattern of
residential segregation, they contend, can be explained not only in terms of
class inequalities, but also in terms of state policies and individual choices that
directly or indirectly deny the ‘right to the city’ to Blacks and Indigenous
populations (Rolnik 1989; Vargas 2005; Hoffmann 2010; Ströbele-Gregor
2011; Garcia-Serrano 2013). This is particularly true of Colombian cities such
En la Sucursal del Cielo (In the Branch of Paradise) 189
as Cali, Cartagena and Bogotá where some scholars and news commentators
have documented racial anxieties that associate Black migrants as criminals
and disease-bearing (Arboleda 2007; Deávila 2008; Zeiderman 2013). There
are widely documented cases of discrimination against Black tenants seen as
delinquents, or the refusal of taxi drivers to pick up Black passengers for fear
of being robbed.
The growing literature on racism, poverty and spatial segregation in Co-
lombia has focused on diagnosing patterns of discrimination with very few
considerations of how and why some racial groups profit from such dynam-
ics. Why, despite the lack of overt anti-Black racial policies, are Blacks the
poorest among the poor and light-skinned individuals? Why has Whiteness
been relatively neglected in sociological analyses of urban inequalities in Latin
American and Colombian cities? A possible answer lies in the difficulty of lo-
cating who is ‘White’ and who is ‘Black’ in Colombia’s racially mixed society.
Although Colombian society identifies Black bodies through processes of vi-
olent interpellation, Whiteness escapes categorization. In order to locate the
White subject within the system of racial domination in Latin America, one
has to study it in contextual/relational terms by taking into consideration the
Mestizaje paradigm. For instance, a White(ned) Mestizo may not be ‘quite white’
in another context and yet she/he profits from what some Latin American
scholars name as ‘pigmentocracy’, that is, a chromatic privilege for being light-
skinned in a society that places dark-skinned individuals at the bottom of the
social ladder (e.g., Bonilla-Silva 2009).3 Evidence of such chromatic privilege is
what emerges from research on skin color and social inequalities in Colombia,
Brazil, Mexico, Guatemala, Peru, Dominican Republic and Bolivia, by Project
on Race and Ethnicity in Latin America (PERLA). PERLA researchers have
identified a mismatch between individual self-identification in the national
census and their socioeconomic status measured by national household sur-
veys with interviewer classification. Disproportional inequalities in education
attainment and health conditions, two major challenges in 21st-century Latin
America, indicate that phenotypical ascriptions, rather than just racial ancestry,
influence access to citizenship rights. In a region in permanent denial of racism,
and with a supposed ambiguity in racial classification, color-based discrimi-
nation indicates the existence of racial pigmentocracy (Telles and Steele 2012;
Perreira and Telles 2014; Telles et al. 2015).
In this chapter, we argue that this pigmentocracy is spatially coded in Cali’s
uneven geographies of opportunities and social suffering. Our argument will
only make sense if the reader is willing to accept the fact that, insofar as racial
interpellation is concerned, the biological reality of racial mixture is irrelevant.
Within the context of Latin American mode of racial relations, no one is asked
about the percentage of ‘European’ or ‘African’ genes she/he has before others
discriminate against them or grant them certain privileges. While other cul-
tural/biological traits certainly have a place in the ways race is conceived, the
190 Jaime Amparo Alves and Aurora Vergara-Figueroa
women’s exploitation enables the reproduction of the city’s racial order; their
work creates the possibility for White women to participate in the city’s econ-
omy outside the domestic sphere. However, Black women’s subaltern position
further marginalizes them into a permanent status as surplus labor.
In the city’s gendered division of work, domestic service, childcare, or street
vendors are ‘natural’ positions for Black women. Take for instance how Spain’s
Magazine Hola portrayed Black and White women in one of its issues ded-
icated to Santiago de Cali. On June 2011, Hola featured the family of Cali’s
socialite Sonia Zarzur with her two Black maids standing in the back with
uniforms. The disposition of four generations of the White upper-class family
(the photo portrayed Zarzur herself, her daughter, her grandmother and her
great-g randmother) with two Black servants in the background was neither
incidental nor fictional. First of all, the photo can be understood in relation to
an insidious regime of representation that feminist scholar Patricia Hill Collins
has named as the ‘controlling image’ of Black women. As she argues, ‘portray-
ing [Black] women as stereotypical mammies, matriarch, welfare recipients,
and hot mommas has been essential to the political economy of domination
fostering Black women’s oppression’ (1999, 142). Second, this pathological
representation is a constitutive aspect of Cali as a city organized around racial
gendered injustices. The White family portrayed in the picture belongs to one
of the city’s traditional business families, and the two Black women are, in
fact, their domestic servants. If we consider the assertion that domestic work is
not just an occupation but a continuum of a racial/gendered domination that
one can trace from the plantation to the kitchen (Posso 2008; Hurtado and
Mornan 2015), the picture raises the following question: What do the four gen-
erations of White women portrayed in Hola reveal about the racialized gender
division of labor in the city and its spatial order?
In the aftermath of the publication of the picture of Black servants and
White Patronas (patroness or mistress), Black activists launched a social media
debate about racism in Colombia. Critics of the photo argued that it illus-
trated the city’s enduring colonial history: from the Spanish conqueror of Co-
lombian Andeans to its recent control of sugarcane crops, Colombian’s lands
are overly concentrated in the hands of traditional Spanish-heritage families
to which Blacks and the Indigenous populations are servants and employees.4
Those supporting the publication argued that the images were harmless and
that critics were oversensitive or ‘reading too much’ where there was no rac-
ism. In response to Hola’s picture, Revista Soho, a rival magazine, published on
its cover page a picture depicting young Black women standing nude. In the
news, Black women passed from being domestic servants to become readily
accessible sexually objects. In both depictions, they were reduced to their phys-
ical bodies, devoid of any characteristic but sexual/physical attributes. Even
in moments when it became too explicit to be ignored, the underlying be-
lief in Black inferiority still informed the counterarguments as the alternative
192 Jaime Amparo Alves and Aurora Vergara-Figueroa
magazine’s response and Sonia Zarzur, the White socialite portrayed in the
magazine, illustrate. Apologizing for her ‘unintended’ racism, she contended
she just wanted to show that ‘in Cali we work with people of color’ (Semana
2011). Yet, her response could not be better placed if we are to understand not
only how the ‘possessive investment in Whiteness’ sustains relations of domina-
tion but also how job opportunities are inaccessible to Black women unless they
fulfill the expected position reserved to them. In the next section, we present a
descriptive analysis of socioeconomic data. What do they tell us about the city’s
spatial/racial order?
Figure 8.1 ousing discrimination in Colombia ‘Apartment for renting, but not
H
for Blacks’.
Source: El Espectador, July 8, 2015. Available atwww.elespectador.com/noticias/bogota/
oscuro-panorama-del-racismo-articulo-261845.
Figure 8.2 Picture of ‘The most powerful women of Cali’, by Hola Newspaper.
Source: Revista Hola, Available at:www.larepublica.pe/06-12-2011/foto-de-revista-hola-
causa-polemica-e-indignacion (Accessed December 6, 2011).
Figures 8.3 and 8.4 indicate that there is a spatial concentration of poverty
and homicidal violence in Comunas 1, 6, 13, 14, 15, 16 and 20 (in the lowland
eastside) and Comuna 21 (known as Siloé in the highlands). According to the City
of Cali’s Department of Planning, the population of the city was distributed as
follows in terms of socioeconomic strata in 2010: 53.27% lived in strata 1 and 2,
37.69% lived in strata 3 to 4 and 9.05% lived in strata 5 and 6. If we stick with
En la Sucursal del Cielo (In the Branch of Paradise) 195
Frecuencia homicidios
N
2005 6
2006
2007
2008 2
2009
5
2010 4
7
1
3 8
9
12
11
13
19 10 14
20
16
15 21
17
18
Convenciones
Riqueza extrema
Bajo 0,000000 - 0,192920
22 Medio Bajo 0,192921 - 0,385840
Medio 0,385841 - 0,578760
Medio Alto 0,578761 - 0,771680
Alto 0,771681 - 0,964600
the Colombian measure of access to economic opportunities, that is, the 1–6
strata classification (in a 1–6 range in which 1 is the poorest and 6 the wealthiest
population), it becomes clear that poverty and wealth are highly concentrated
and sharply divide the city into zones of exclusion and privilege. Given the high
proportion of Caleños living in socioeconomically deprived neighborhoods, it is
reasonable to argue that poverty in Cali seems to be the result of a convergence
of factors, among them class-based discrimination and spatial segregation. It is
196 Jaime Amparo Alves and Aurora Vergara-Figueroa
Frecuencia homicidios
N
2005 6
2006
2007
2008 2
2009
5
2010 4
7
1
3 8
9
12
11
13
19 10 14
20
16
15 21
17
18
Convenciones
Proporción de pobreza extrema
Bajo 0,005758 - 0,204640
22 Medio Bajo 0,204641 - 0,403480
Medio 0,403481 - 0,602320
Medio Alto 0,602321 - 0,801160
Alto 0,801160 - 1,000000
also reasonable to argue that spatial polarization deepens poverty and poverty-
concentrated zones, and in turn, it feeds stereotypes of urban crime and vice that
further marginalize and disempower impoverished communities.
Unlike the north–south axis, the worst sector of the city in terms of living
conditions houses not only the highest homicide rates, but also poor air quality,
open sewage of disposable waters and unpaved roads making these areas partic-
ularly life-threatening. A case in point is that Cali’s main waste disposal plant
is located within Comuna 13 in the district of Aguablanca. The city government
has proposed to move the Basurero Navarro, as it is known, to surrounding
municipalities. However, it remains only a promise because no city wants to
En la Sucursal del Cielo (In the Branch of Paradise) 197
receive Cali’s waste. Comuna 13 remains the landfill in which Caleños deposit
their trash, and the Basurero Navarro – which has been active for 25 years –
continues to be a source of both diseases and income to poor unemployed fam-
ilies working as recycling collectors. When compared with map 1, map 2 helps
us to locate the classic class divide in the urban space.
Educational researchers have found a direct relationship between schooling
practices and the reproduction of class division of labor in capitalist societies.
Working-class children receive working-class jobs not only because they embrace
a counter-school culture that praises hard-working masculinity, thus making
them ‘complicit’ to their own fate (Willis 1977, 4), but also because the school it-
self reproduces class subordination (Bourdieu and Passeron 1990). While a com-
prehensive participation in such debate is beyond the scope of this article, one
cannot underestimate the role of education in reproducing class disadvantages
and privileges. Unequal access to educational opportunities places subordinated
groups in greater disadvantages in the highly competitive service-based econ-
omy of Santiago de Cali and feeds a vicious circle that reproduces the city’s class
structure. Contrary to many countries throughout Latin America, it was not
until 2012 that the Colombian government adopted a p rogram of free access
to education as part of its official policies. Although it is too early to measure
its impact on the city, official statistics reveal that the private sector is the main
gateway to formal education in the country and Cali in particular. In practice,
this means that only those who can afford to pay for private schools – from kin-
dergarten to college – would have access to this basic right.
The following map (Figure 8.5) shows teenage illiteracy in Cali from 2005
to 2010. The Comunas are classified according to illiteracy rates indicated in
the thematic map by four clusters ranging from low illiteracy to high illiteracy.
Consistent with the previous maps, it indicates the same geographical pattern of
low-income neighborhoods, frequency of homicides and illiteracy. That is, Comu-
nas with high levels of illiteracy (20, 15, 14, 3, 1), moderate illiteracy (21, 16, 13,
7, 18, 6, 4, 8, 12, 11), and low illiteracy (2, 5, 10, 17, 19, 22) are also those ranging
from worst to high living standards and higher to lower rates of homicides. While
teenage illiteracy is a clear challenge to the entire city, the affluent north–south
corridor (see previous map) is the area with the lowest rates. In Comuna 22, for
instance, 1.2% of youth are illiterate, compared with 5.1% in Comuna 14. The
same pattern of exclusion can be seen when access to primary education is considered.
The number of out-of-school children is higher in the same hyper-poverty areas
delineated in Figure 8.2, except in Comuna 22, an affluent district in south Cali.7
Comunas 15 and 14 present the highest rate of out-of-school children (i.e., 6.5%). If
we take into consideration the weight of formal education in Cali’s fast-growing
service economy, we should not underestimate that these statistics determine the
quality of life for the marginalized youth living in the outskirts of Cali.
Besides the highest levels of illiteracy, the neighborhoods with concentrated
poverty are also the ones with highest rates of unemployment and unskilled labor.
These zones of poverty participate in the city’s economy by providing cheap labor
198 Jaime Amparo Alves and Aurora Vergara-Figueroa
Frecuencia homicidios
2005
2006
2007 N
2008
6
2009 2
2010
4 5
7
1
3 8
9
12 21
19 11
13 14
20 10
16
15
18 17
as garbage collectors, bus drivers and domestic servants in the well-off parts of the
city. They comprise surplus that ultimately enables the elite to ‘choose’ those to be
overexploited, an ‘opportunity’ in the face of other uncertain sources of incomes,
such as street vendors. While 12% of the city’s population was unemployed in
2008, the unemployment rate was 22% among those living in the eastside of the
city (Comunas 1, 6, 13, 14, 15, 16, 20). Gender disparities in unemployment can
be seen, as well. For instance, unemployment among women was 25.7%, whereas
only 19.5% of men were unemployed (Department of Planning 2009).
This leaves us with the following questions: what is the face of urban poverty
in Cali? What role does race play in structural urban inequality? When race is
En la Sucursal del Cielo (In the Branch of Paradise) 199
Table 8.1 Years of education, per capita income and salaries by ethnic group, Cali, 2012
Indigenous 6.1 5.8 6.3 235.922 229.513 242.403 607.932 590.693 636.203
Proportiona 1.8 1.8 1.8 1.5 1.6 1.4
Blacks 7.4 7.3 7.5 387.392 417.909 358.045 840.335 913.865 725.292
Proportionb 1.1 1.0 1.2 1.1 1.0 1.3
Without ethnic 7.7 7.5 7.9 428.422 423.513 433.073 930.771 939.055 918.971
identification
Total 7.6 7.4 7.8 413.998 411.340 416.531 909.064 920.162 893.043
Source: Encuesta Nacional de Calidad de Vida/DANE 2012. In: Zuluaga, Blanca. 2013. “Sobre los grupos
étnico-raciales en Colombia”. Boletín Polis. no. 13. p. 7.
a Salary of individuals not belonging to ethnic groups on income of Indigenous.
b Salary of individuals not belonging to ethnic groups on income of Blacks.
200 Jaime Amparo Alves and Aurora Vergara-Figueroa
Source: Encuesta Nacional de Calidad de Vida/DANE 2012. In: Zuluaga, Blanca. 2013. “Sobre
los grupos étnico-raciales en Colombia”. Boletín Polis. no. 13. p. 7.
2
5
4 7
1
3
8
9
12
19 13
11 14
20 10
21
16 15
17
18
[95,237]
22
[67.5,95]
[49,67.5]
[13,49]
Although the city’s historically high rates of homicides are the result of com-
plex and multifactorial phenomena (the armed conflict and narcotraffic are just
two examples), the spatial dynamics of youth homicides is strikingly consistent
with and follows the same spatial patterns of access to educational opportunity
and general living conditions. State responsibility should not be overlooked in
this context. For instance, the state’s brutal police force harasses marginalized
202 Jaime Amparo Alves and Aurora Vergara-Figueroa
youth, and the state itself creates territories of violence in which gang and para-
military groups compete for the control of such territories. It also creates the
conditions for persistent patterns of premature death among the young, poor,
Black population living in the outskirts of the city. Premature death has received
considerable attention from scholars concerned with patterns of mortality that
are not resulting from the natural processes of birth, aging and dying, but rather
result from cumulative and converging vulnerabilities along class, gender, age
and race (Batista 2003; Gilmore 2007). In Cali, researchers have identified a
persistent pattern of premature death that targets mainly young Black men who
are residents of the city’s hyperperiphery (Moncada 2010; Urrea et al. 2015).
Consistent with our analysis, their findings show that Comunas 7, 13,
14, 15 and 21 (the dark clusters in map 2) are the ones with the highest
proportions of premature deaths. Although the available data do not allow us
to locate the specific ‘hot-spot’ within the Comunas where homicide rates are
higher, it clearly demonstrates the overlapping between violent deaths and the
uneven distribution of opportunities. We can read from the map above that
vulnerability to premature death tends to overlap with other social vulnerabil-
ities: class, gender, place of living, educational opportunities and race. Let us
unpack this final category: While the city’s homicide rates are particularly high
among youth between the ages of 15 and 24, it is significantly higher among
the Black population living in Aguablanca, for instance, where 9% of Blacks
between the ages of 20 and 24 were killed in 2005 alone. Furthermore, Blacks
appear to be the main victims of premature death regardless of their age. Even
Black women experience the risk of premature death, although homicide rates
are historically low for women; the homicide rate for Black women is twice
that for White/Mestizo women. Between 2005 and 2010, of all deaths of Black
men in Cali, 49.5% died before 50 years of age. Among the White/Mestizo
population, this rate is 34.1%. Likewise, of all deaths of Black women in the
same period, 21.8% died before 50 years of age, whereas among White/Mestizo
women the rate was 14.7% in the same age range (Urrea et al. 2015, 165). At
first glance, the statistics suggest that Cali is a very violent city where no one is
safe and where the poor are most likely to be killed. However, it also shows that
the city is particularly deadly to the Black population. Even when sharing the
same place of residence with other ‘poor’ individuals, Blacks are significantly
more likely to have their lives shortened by premature death. Being male, poor
and Black is the most lethal condition in the city.
d istribution of the black population in the city. In the darker cluster, the Black
population density is above 50%, falling to up to 30% in the green intermedi-
ary area, and to below 10% in the yellow areas composed of Comunas 22, 17,
19 and 2. Taking into consideration that Blacks represent 26% of the city’s 2.4
million people, the map shows an unbalanced distribution of them, with a high
concentration in the eastside of the city. Indeed, the worst social indexes are
seen in Comunas 13, 14 and 15, where we also see higher proportions of Blacks.
Conversely, as the Black population decreases, living conditions increase dra-
matically, such as in Comunas 22, 17, 19 and 2, where we see the most advanced
neighborhoods. As seen in the previous maps, these areas are classified as eco-
nomic strata 5 and 6 (in the 1–6 strata/1 being the poorest ones). Figure 8.5
demonstrates that the gradual color shifting in the map from extreme poverty
to middle income and to affluent districts is consistent with the ‘chromatic
privilege’ we discussed earlier: the lighter and darker areas, with an intermedi-
ary mixing, illustrate the spatial/racial continuum between privilege and social
exclusion in the city.9 The lighter/yellow area in the south–north axis forms
a corridor that divides the city not only between the ‘haves’ and the ‘have-
nots’ (maps 1 and 2), but also reveals a depressing concentration of poverty and
homicidal violence (map 4) among the predominantly Black (in the eastside)
and Indigenous (in west hill side) Comunas.
The spatial concentration of darker and lighter skinned populations in op-
posite sides of the city suggests that contrary to mainstream portrayal of Cali as
a society free of racism, the city is indeed racially segregated. Scholar Olivier
Barbary (2004) has argued that although Cali has a ‘racist racial order’, the
US ‘racial-ghetto’ approach is not useful in understanding the city’s pattern of
residential segregation, because there is a spatial continuum among different
racial groups within the poorest areas of Cali. Disaggregating micro-data from
the city’s household survey for 2000, Barbary argues that spatial segregation
in Cali occurs on the micro-scale, with Blacks forming racial enclaves within
the Comunas based on their economic conditions and cultural affinities. We
agree that the US ‘racial-ghetto’ approach may not be a compelling explana-
tion for Cali when we take into consideration the heterogeneous demographic
composition of the hyper-poverty Comunas, as rightfully noticed by this au-
thor. Race is not the only variable in the production of these territories of
exclusion, as there are poor Whites, and a large light-skinned Mestizo popula-
tion, living in similar conditions as Blacks. Still, although our secondary data
analysis does not authorize us to make bold claims, rather than denying Cali’s
‘racial apartheid’, we highlight that although racial lines may be blurred in
socially depressing territories, the areas of privilege are unmistakably White/
Mestizo. The fact that Blacks are spatially isolated even within the racially mixed
borough of Aguablanca – confirming the racial clusters noted by Barbary –
suggests not only that racial segregation in Cali is consistent with the gradual
chromatic privilege we discussed above, but, more importantly, that Blacks face
significant disparities even in relatively racially mixed urban spaces.
204 Jaime Amparo Alves and Aurora Vergara-Figueroa
Conclusion
In this chapter, we call for a consideration of the role of racism in the making
of Santiago de Cali/Colombia. We argue that although it does not act inde-
pendently, race plays a central role in defining access to education, health, em-
ployment and the right to life itself. While our analysis recognizes a growing
literature on race and urban inequalities in Latin America, it also joins some
recent calls for further investigation on how ‘pigmentocracy’ comes into play
in societies where racial boundaries seem to be blurred. Racial ambiguities
may be indicative of ‘Latin American exceptionalism’, but the specific places
REPÚBLICA DE COLOMBIA
DEPARTAMENTO DEL VALLE DEL CAUCA
MUNICIPIO DE SANTIAGO DE CALI
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Av.Simon Bolivar
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Porcentaje de poblacion
Comuna 22
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Seccion Urbana
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Blacks occupy in cities like Santiago de Cali indicate that there is no room
for speculating about the power of race in demarking one’s position in the
city’s socio-spatial order. While we acknowledge the scholarship on race and
space in Latin America, there is still a need for new research inquiries on how
racial chromatic privilege becomes spatialized in supposedly raceless places.
Comparative research on Latin American urban designs and the US racial
ghetto and/or South African apartheid regime may also shed new light on the
burgeoning scholarship on the patterns of residential segregation in the region.
Finally, the article invites more inquiries on the Black urban condition under
the multicultural turn in Colombia and beyond. While the Colombian state
recognizes autonomy and grants land rights to ‘real’ Blacks living in traditional
territories, it denies access to citizenship rights to Blacks who have ‘gone urban’.
Can the right to difference, granted under the multicultural premise, include
the fast-growing Black urban population in major Colombian cities? What
would be necessary for Blacks to be recognized as subjects of rights in Colom-
bia’s racially divided cities? Cali’s geographical distribution of opportunities and
social suffering reveal that Blacks may well be integrated in the city, but their
integration is only made possible through a folkloric consumption of Blackness
or through a racial logic of disposability. While the city is celebrated in salsa
lyrics and, in the annual Petronio Álvarez festival, the near absence of Blacks
in spaces of privilege and their overconcentration in neighborhoods plagued by
unemployment, illiteracy and premature death indicate that Colombian’s mul-
ticulturalism continues to be an unfulfilled promise, Cali may continue to be
called ‘the branch of paradise’, but for Blacks, it is yet another hell.
Notes
1 He was born in 1914 in Buenaventura and died in December 1966 in Cali. The
first Festival Petronio Álvarez was celebrated in 1997, and it concentrates dif-
ferent rhythms of the Pacific (Chirimía, marimba libre, unreleased song, vocal
interpreter, marimba performer, interpreter of clarinet and violins). Retrieved from
http://dintev.univalle.edu.co/cvisaacs/index2.php?option=com_content&do_
pdf=1&id=353 (last accessed September 7, 2014).
2 Throughout this article, we use the category ‘Black’, as deployed by the Colom-
bian National Department of Statistics (DANE, 2005). According to DANE, the
Colombian population is phenotypically classified as White, Black, Mestizo and Mu-
latto. Culturally, the non-White population is classified into ethnic groups as ‘Afro’,
‘Raizal’, ‘Palanqueros’ and ‘Indigenous’. In all these categories, ‘White’ appears
as a universal referent from which these racialized/ethnic categories are defined.
Although ‘Black’ and ‘Afro’ are, respectively, defined in the Colombian Census in
terms of race and ethnicity, what makes racial/ethnic discrimination statistically
visible in the census is the skin color of those denied access to citizenship rights.
Thus, critics of the term ‘race’ should consider that we deploy ‘it’ as a phenotypical
mark, as society distributes privilege and suffering based on the color of skin rather
on the degrees of (African) descent.
3 We are not advocating for an essentialist view of ‘Blackness’ or ‘Whiteness’ but
rather asking for a contextual reading of White privilege taking into consideration
Latin American ‘racial ambiguity’.
En la Sucursal del Cielo (In the Branch of Paradise) 207
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9
The Impossible Black
Argentine Political Subject
Judith M. Anderson
soften my response, but the fact remained that both the person asking and I
already knew the answer to the question. Peculiarly, while most A rgentines
would readily shamefully admit the people of their nation discriminated heavily
against Paraguayans, Bolivians and even their own Indigenous populations, they
strongly refuted any claims of anti-Black racism. In the A rgentine imaginary,
racism against Blacks was not possible because there were no Blacks left in the
nation. Thus, Black people brought racial problems, which in itself was an in-
herently racist idea. This was in sharp opposition to the lived circumstances
Blacks have experienced throughout their history in the Americas. While
A rgentines of all racial backgrounds fell madly in love with the US first Black
president, Barack Obama, they in large ignored the constant micro-aggressions
and violent racist acts committed against Blacks in their own nation.
Of course, the most obvious setting in which a conversation on Obama
would develop was an event hosted at the US Embassy. The US is among the
few foreign nation-states that have involved themselves in the public politics of
race, which I define as the public efforts to mobilize individuals around Black
identity in Buenos Aires. The embassies of South Africa and Brazil also held
events welcoming local Africans and Afro-descendants. February 2007 was
the first time the US Embassy held Black History Month events. The audience
for the inaugural event was small due to difficulties in finding effective adver-
tising strategies to reach a widely dispersed population of Africans and Afro-
descendants. The event was nevertheless significant as it created a welcoming
space for the diverse and often divided members of the local community to
unite and directly address their concerns related to their racial positioning
in Argentine society. It was also essential for the Argentine attendees to see
that their nation was indeed home to many resident Blacks including a native
population of A fro-Argentines they believed no longer existed. The speakers
highlighted some of the achievements of famous male and female Black lead-
ers in the country. Obama’s presidential campaign indubitably inspired orga-
nizers to create subsequent opportunities for discussions on race relations and
A rgentina’s Black population.
In March 2007, the US Embassy in Argentina hosted a special conversation
on race in the US. The event was held on-site and organized by the same in-
dividuals involved in the Black History Month activities. Upon entering the
embassy, one of the first things visible was a large photo of Condoleezza Rice
placed to the right of President George W. Bush. Rice as a Black woman was
certainly not the image most Argentines had of people representing the US.
Dominant Argentine society did not view Blacks as possessing any economic
or political power, although Obama had the potential for changing that, at least
in relation to their understanding of the US.
In attendance was Karen, an Afro-Argentine woman in her fifties who worked
as an advisor to the president of the National Institute Against Xenophobia and
Racism (Instituto Nacional contra la Discriminacion, Xenofobia y el Racismo,
214 Judith M. Anderson
some that addressed the state of Blacks in Argentina. At the event, the conver-
sation was predictably hijacked by White Argentines who spent the majority
of the discussion fawning over Obama and noting how vital it was for the US
to finally have a Black head of state. The underlying message in these types of
statements was that Argentina, unlike the US, did not have racial problems.
Alfredo, a light-skinned Afro-Argentine activist in his twenties pointed out
that Argentines were excited about Obama but would not support a Black pol-
itician in their own country. A middle-aged White Argentine woman quickly
interjected to note that a Black woman, Condoleezza Rice, had been one of
the most powerful women in the world for the previous eight years. Yet again
the focus had abruptly been shifted away from Argentina’s own racial problems.
The African Diaspora Working Group sent Sofia, a dark-skinned Afro-
Brazilian woman in her mid-thirties, and me to represent the organization
at one of INADI’s many workshops. We were the only phenotypically Black
people present. Attendees expressed many grievances and concerns over the
European Union’s most recent anti-immigrant legislation, but of course, some-
one felt the need to bring up Obama. An older White Argentine woman stated
she felt the relationship between the US and Latin America would not change if
he were elected president. In contrast, many locals present believed that because
Obama represented an oppressed minority in his country, he would be more
empathetic toward the concerns of minority populations worldwide.
African immigrants residing in Buenos Aires were understandably excited
and supportive of Obama, the son of a Kenyan man. The Nigerian Organi-
zation, one of best-organized Black groups in Buenos Aires, invited me to
attend one of their business meetings. The group was composed of men from
a few different countries mainly due to the fact that West African migrants in
A rgentina tended to be male. The Nigerian leaders of the group felt a dias-
poric kinship with me as a Liberian by birth, although they knew I identified
strongly as being from the US. I even helped them host one of their major
events that year. There were 15 men present at the meeting, and as various
topics were covered the conversation developed into a discussion of Obama.
He was in the foreground of their thoughts as they were busy organizing them-
selves politically in Argentina.
Afro-Argentines were just as preoccupied with Obama as members of other
groups in the nation. Although few of them were members of formalized Black
organizations, they were very much aware of Black politics locally and abroad.
During my interview with Diana, an Afro-Argentine in her late sixties, she
brought up the possibility of Obama winning the election. She stated she was
really rooting for him and his win would be very meaningful to people in
A rgentina. All of my Afro-Argentine research consultants were loyal ‘Obamis-
tas’ updating me on his campaign progress, supporting him from afar and even
praying for his political success. The irony was that their White compatriots
anxiously awaited the US first Black president, while simultaneously ignoring
their own Black political subjects.
216 Judith M. Anderson
cannot compete on a global scale. Geler calls attention to the fact that unlike
the rest of region, Mestizaje in Argentina does not result in Mestizos, but rather
a homogeneous European or White population (2016).
Several scholars have noted the variations of Blackness that exist in A rgentina;
one based on class and another based on phenotype (Frigerio 2010; Adamovsky
2012; Anderson 2015; Geler 2016). In the Argentine case, intermediate skin
color categories are not directly linked to phenotype or a racialized notion of
Blackness. This has led to the popularity of the term ‘Afro’ which allows those
who are not Black by phenotype to claim their African ancestry (Geler 2016).
Afro events are very popular in Buenos Aires and notably most of the attend-
ees are White, middle-class Argentines, many of whom claim some form
of non-Whiteness in their ancestry. It is imperative to keep in mind that all
A fro-descendants do not identify as Black even when they possess a Black phe-
notype. This is especially relevant in Argentina where this non-identification
has led to their loss of visibility. In Argentina, those of any known African an-
cestry could claim to be of mixed descent or, in some cases, even White based on
phenotype. Those individuals typically do because there has been no benefit his-
torically to identifying as Black. Although my research consultants are all people
who self-identify as Negro, being of African descent did not cancel out other
ancestry or make it insignificant. Many Africans and Afro-descendants who
might not typically identify themselves as Black have adopted this politicized
identity to mobilize for social justice. This was facilitated by a particular histor-
ical moment, which included the collaboration of the previous administration.
The election of Cristina Fernández de Kirchner as president of Argentina in
2007 marked a notable multicultural turn in Argentine state’s intervention in
racial politics. Fernández de Kirchner was not without her much deserved mul-
tilayered critiques. Furthermore, her more diversity inclusive policies could be
interpreted as the kind of neoliberal multiculturalism (Hale 2006) that helped
keep Argentina at the pace of powerful, progressive nation-states on ethnic
and racial issues. The sincerity of the motives behind the legislation held lit-
tle importance due to the fact that, for the first time in modern history, the
rights of Afro-descendants were explicitly being protected and the president
was formally recognizing their presence as part of the nation. These changes
were directly connected to the organizing efforts of local Black activists who
helped shape and push through Fernández de Kirchner’s policies. Some of the
most meaningful gains for Africans and Afro-descendants were made under her
administration, which ended in 2015. Both informal and formalized activities
led by individual actors and groups paved the way for these changes.
and ways of identifying that ideologically align them with Blacks of different
origins. Although most of them are of foreign origin, they are at the forefront
of Black politics in Buenos Aires and influence national policies that a ffect lo-
cal Blacks and other groups that face discrimination. Regional pressure from
Blacks organizing in other Latin American nations has served as motivation
(Rivera-Rideau, Jones, and Paschel 2016) as well as Obama’s presidential
campaign marking potential shifts in US racial politics.
New Black organizations seem to appear on a regular basis as many in-
dividuals see creating a group as a means of accessing funds to help sustain
their livelihoods. Numerous very small groups with rather short histories of
existence and often unclear missions have been founded (Anderson 2012).
While people are quick to criticize, it is imperative to remember that Blacks
are disproportionately represented among the country’s most marginalized so-
cially and economically. The situation is even more dire in Argentina where
their very existence is denied, making it even more difficult for them to access
to resources. Systemic racism has kept Blacks out of networks that would give
them access to the social and economic capital needed for upward mobility.
Additionally, they have little recourse when they face racialized discrimination
and violence as there is a vehement denial of anti-Black racism in Argentina.
Buenos Aires surprisingly has a vibrant social events calendar in regard to
Black-themed activities. Organizations regularly hold conferences, meetings
and workshops. There are also several magazines, websites and blogs ded-
icated to issues relevant to local Blacks. In the entertainment realm, an art
exhibit, a regular radio program and a play focusing on the experiences of
Afro-descendant women have grown in popularity. INADI has helped sponsor
conferences, cultural fairs and other events to celebrate Black cultural con-
tributions. With the reality of these events and organizations, it is becoming
increasingly difficult to not see Blackness in the nation.
INADI has played a very visible role in local Black politics by provid-
ing funding for a variety of programming. The organization, which is un-
der the office of the Secretary of the Interior, was created in the mid-1990s
and is modeled on international human rights legislation created by the UN
and the Organization of American States. The organization had particularly
v ibrant programming related to Afro-descendants under the administration
of Fernández de Kirchner. Their events were usually well attended and in-
cluded audiences filled with many non-Afro-descendants. Numerous functions
were hosted in prominent, prestigious popular venues in the city of Buenos
A ires heightening their v isibility. Although INADI cannot directly influence
legislation, it has played a useful role in bolstering the visibility of Blacks due
to Africans and Afro-descendants working closely with the organization to
deploy their resources for successful programs. The hundreds of complaints
Blacks have filed with the organization as victims of discrimination provide
much-needed evidence confirming rampant anti-Black racism in the country.
220 Judith M. Anderson
2016). In the proposed revision, the burden of proof falls on the perpetrator of
the discriminatory act who must provide evidence demonstrating he did not
discriminate versus the previous version in which the victim had to provide
witnesses to the discriminatory act. It is notable that in the past few years, there
were a high volume of discrimination cases filed to INADI because of racism
against Senegalese immigrants.
In 2010, the administration of Cristina Fernández de Kirchner, with the
support of local activists, made critical changes to the Ley de Migraciones 25.871.
Migration was framed within a broader human rights perspective guaranteeing
the protection of the basic human rights of migrants (Dirección Nacional de
Migraciones 2010). The most recent revisions in this legislation were made
under the current ultraconservative administration of billionaire President
Mauricio Macri in early 2017. His administration framed migrants, who are
victims of trafficking, political conflicts and other horrors, as the main per-
petrators of crime in Argentina (Clarín 2017). What is viewed by dominant
society as the Brown and Black hordes that dare pollute the pure Whiteness of
the nation represents a new version of the old trope of el Malón or the encroach-
ing non-White masses that threaten civilized city life of ‘White Argentina’
(Gordillo 2016). The revisions to the law make migrants more easily subject to
deportation under the ruse of Argentina being under attack by criminals sneak-
ing across its borders. Highly visible immigrants like the Senegalese and other
Blacks who are regularly targeted by police in racially motivated searches and
raids will be among those most harshly affected by these changes.
It is necessary to note within those efforts, as with most anti-racist social
justice activism, there are allies from a variety of backgrounds who have found
ways to strategically use their privilege and position to create a more equitable
society. They have wisely been cautious in the specific types of interventions
they offer, ensuring every effort to create true collaborations. Many of my re-
search consultants remain justifiably critical of those individuals. History has
provided little reason for Blacks in Argentina to confide or trust in non-Black
Argentines. These individuals have been critiqued for exhibiting paternalism
or elitism, but over the last decade they have slowly gained the trust of some
local Blacks with consistent support.
Some of the individuals who support local activism are non–Afro-
descendant scholar allies who continue to publish new findings that create a
more inclusive version of Argentine history and challenge popular myth and
rhetoric of a homogeneous White nation. These individuals are very much
scholar activists who strategize and collaborate with local communities on how
to tackle the problems facing present-day Blacks in the nation. At the helm
of these efforts are the scholars in the Grupo de Estudios Afro-Latino Americanos
(GEALA; Figure 9.2), many of whom are researchers under the National
Scientific and Technical Research Council (CONICET). Near the end of 2016,
this well-respected research body came under the extreme scrutiny of the new
222 Judith M. Anderson
usually considered rude and an insult. Euphemisms like morocho or moreno are
preferred instead, although these terms are also used for people who do not
have any obvious African descent (Anderson 2015). Throughout the ads, the
character used Negro with high frequency, even using it to strategically replace
words in common phrases like Votar en Negro rather than Votar en Blanco (cast a
protest vote). Most sayings that include the adjective Negro use it to connote
something as illegal, illegitimate, or simply to indicate something derogatory.
The jokes using Negro, in fact, highlight the inherent racism of these common
phrases in Argentina.
In reality, Obaca’s biggest joke is that a Black man could ever be president
of the White nation of Argentina. Obaca, for dominant Argentine society,
demonstrates the impossibility of a Black Argentine political subject. He is but
another reminder to resident Blacks that they are not part of the Argentine
nation. He also serves as a warning from the hegemon that Argentina will re-
main a European nation and resist any efforts, real or fictional, that challenge its
national myth. Obaca was introduced during Argentina’s last presidential cam-
paign and continues to be an Internet sensation, yet most Argentines remain
unaware of the presence and activism of their local Black population.
The ‘disappearance’ of Afro-Argentines during the late 1800s was codified
by their removal from the census and the national imaginary (Andrews 1979).
As noted, Blacks reappeared in official state records under the category of
‘Afro-descendant’ which was included in the 2010 census after the collab-
orative organized efforts of resident Africans, Afro-Latin Americans and
A fro-Argentines (Seghezzo 2009; Anderson 2015). Although they were grossly
underrepresented, they accounted for almost 150,000 individuals in the country
or less than one percent of the total population ( Jensen 2013). Understanding
of identity formation in the African Diaspora of Latin A merica is especially
important in light of substantial changes in national policies recognizing
A fro-descendants and Indigenous minority populations (Hooker 2008; Davis
et al. 2012; Paschel 2016). These individuals have sought formal r ecognition
and acknowledgment of their histories, contributions and continued presence
in the region.
****
even president. I visited the Casa Rosada in July 2015 under the newly elected
President Mauricio Macri. Unlike previous visits, the building was completely
surrounded at all times by high metal fences erected around its perimeter.
There was also a noticeable increase in the number of police in riot gear guard-
ing the space and visitors now needed to schedule an appointment online to
enter. They also had to participate in a mandatory tour, which included the
official whitewashed version of Argentine history blended in with descriptions
of the elaborate furnishings and décor. Most importantly, for admittance all
visitors had to present state-issued identification in the form of a passport for
foreigners or national identification card for residents. Most of the tourists were
foreigners or non-Whites from the nation’s interior. We were coldly greeted
by the new administration as potential enemies of the state. It was clear that
foreigners and especially Negros were no longer welcome in the Casa Rosada or
the nation as a whole.
The changes in the Casa Rosada site visits reflect the overall attitude of
President Macri toward those that would threaten ‘White Argentina’. O baca
can be interpreted as part of this response to the visible surge in political par-
ticipation of Negros who were suddenly and very publicly demanding rights
and recognition. In the mind of dominant society, Negros had overstepped
their boundaries and forgotten their rightful place in the shadows of h istory.
Obaca was created to remind them of where they belong. He was perhaps part
of the backlash to diversity embracing policies of the F ernández de Kirch-
ner administration, Peronism via Kirchnerism and its Negros who insisted
on having a political voice. Before Obaca, Black activists were creating new
possibilities for themselves in Argentina with the support of the state as they
tracked Obama’s presidential campaign. In fact, Obama had Argentines of
all ethnic and class backgrounds openly talking about race in u nprecedented
ways and paved a path for real positive change in the nation. In this reworked
version of the country, perhaps they could have had their own Obama.
White Argentines responded to the political desires of Negros with Obaca
instead. The character was a product of the White Argentine imagination
and demonstrated the saliency of how Blackness is still imagined by them.
Obaca’s materialization points to the anxieties and tensions inherent in the
political imagination of Argentines who fear the intervention of Blacks in
Argentine politics.
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10
Current Representations
of ‘Black’ Citizens
Contentious Visibility within
the Multicultural Nation
identities, and racial and class relations are contested, negotiated and recon-
figured. Furthermore, these celebrations create an opportunity for different
groups to raise harsh criticism to their own economic and political position in a
broader urban context that is highly shaped by the global tourism industry and
the interventions of the multicultural state.
Carnivals like Independence celebrations in Cartagena are symbolic spaces
that show how human groups represent themselves: images and performances
have been chosen by the groups as messages to the society. As a festive space,
these celebrations condense social tensions and underscore identities. As a result,
the carnivalesque space becomes a staging of social issues, according to Michel
Agier (2000, 29): ‘the fact is social, even political, as much as cultural and artistic:
what happens on the Carnival prepares and then extends into ordinary life’.
In Cartagena, festivities are characterized by both the restrictions and spaces
for an elite and the expressions avoiding these controls. The dominant troupes
promote expensive and exclusive celebrations, and on the other side, each carni-
val ‘Afro’ troupe highlights the affirmation of a Black identity in the city. These
Current Representations of ‘Black’ Citizens 231
groups use the holidays as a space of visibility and claims of an African ori-
gin. However, faced with the success of the ‘Afro’ troupes, tourism companies
promote their musical and dance expressions and create a multicultural market.
The identity claims of ‘Afro’ troupes are sometimes relativized and sometimes
accentuated.
Carnivals as political spaces have been analyzed from several perspectives.
Burke (1978) studies the European carnival as an ‘upside down world’ but says
that the removal of standards during the festive event is a way of emphasizing
restrictions. Carnival would be an area of community solidarity and a reaffir-
mation of power. For his part, Caro Baroja (1979) explains the medieval carni-
val as a relaxation of the moral pressure that Catholicism exerted on everyday
life. The role of these festivities would be to validate the daily norms. Bakthine
(1982) distinguishes official holidays from popular festivals. In the first ones,
we notice the social divisions, whereas in the seconds, the reversed roles and
excesses of food, drink, joy and dance are the order of the day. The carnival
as a popular festival would be the scene of a second life where freedom and
abundance would be unlimited in a limited time. Like Bakthine, Da Matta
(1997) compares military parades and carnival parades to highlight two d ifferent
ways of exalting Brazilian nationalism. For him, there is no d issolution of social
contradictions in the celebrating time.
Analyzing carnivals from a political viewpoint provides a whole perspective
on a social institution that is highly structured. Moreover, in the same celebra-
tion, there may exist different carnivals actions, such as mechanisms of wealth
redistribution, symbolic confrontation of two enemy group, differential social
hierarchies or the expression of an egalitarian society (de la Rosa 2017).
some cases, without access to public services (Abello 2004, 46). After inde-
pendence from Spanish crown, the social division by caste marked the process
of formation of social classes, phenomenon that the elite of the city has per-
petuated until today: the economic and political power of the city is generally
held by the White/Mestizo population, and the Black persons continue to be
marginalized (Baez y Calvo et al. 2000, 74).
The quality of life has not improved significantly. Indeed, two poles have
been consolidated: on the one hand, the modern Cartagena, industrial and
tourist and, on the other, the poor Cartagena whose population does not
have access to all utilities (Baez y Calvo et al. 2000, 74). Recent prosperity in
Cartagena has not benefited all the inhabitants of the city in the same way. The
polarization is obvious: a large percentage of the population declaring them-
selves Afro-descendants are poor, live in sectors where essential public services
are absent and receive a low level of education and precarious salaries (Aguilera
and Meissel 2009).
Afro-descendants in Cartagena have the lowest paid jobs. This situation
comes from two causes. First, Afro-Cartageneros do not have the same access
to education and health services as Whites because of the historical and struc-
tural discrimination. Second, contemporary racial discrimination means that
businesses prefer to hire people whose skin color is clearer and pay less Black
people for the same job (Romero 2007, 5–6). To the economic conditions must
be added daily discriminations, for example, some discotheques do not allow
access to Black customers. Despite the complaints and legal actions, discrimi-
nation continues. Finally, ‘we’re not trying anymore, you know, if you go out
dancing and having a good time with your friends, you go where you know
you can come in, you do not want to have troubles in your night’, explains one
of the members of the ‘Afro’ troupe Orgullosamente Getsemanicense.
Today, Cartagena’s Independence celebration is one of the city’s most popular
touristic events. The celebration takes place in November and is similar to a
carnival insofar as it is a public, exceptional, nonreligious and community-based
event, but also because it is a place where social dynamics are expressed, despite
the myth of ‘total permissiveness’. While the country’s elite gathers to partake
in their own festivities, organizing private parties in clubs or pageants in luxury
hotels, popular parades take place out on the street, where troupes assemble by
neighborhood, school, university, association or union to dance and sing down
one of the city’s main avenues.
The parades and public outdoor festivities last for five days. At least four
parades take place every day in different neighborhoods, culminating in the
most important one on November 11. The parades’ participants are mainly
dance troupes accompanied by musicians and costumed entertainers wearing
individual or group outfits. Men and women of all generations form troupes
to represent a specific neighborhood or institution during the parades. S everal
weeks of rehearsal are necessary to collect enough money to pay for the
Current Representations of ‘Black’ Citizens 235
Black populations’ status isn’t the result of an exterior assignation that has
been passively accepted, but that it is the result of true agency put forth by
agents who become invisible to satisfy dominant social norms.
Although it brings the concept of invisibility into everyday spaces, the notion of
avoidance was used to describe the way in which Cartagena’s Black population –
not to be confused with that of Colombia – assumed its identity in accordance
with the city’s established social norms, where Blacks don’t confront Whites
and where ‘escaping from the gaze of others can avoid people getting pegged as
Black, but escaping from this gaze also means not drawing attention to oneself,
fulfilling expectations, and being considered normal’ (Cunin 2004, 63).
Far from putting forth such avoidance strategies, Cartagena’s present-day
Independence celebrations and self-claimed ‘Afro’ carnival troupes are cur-
rently displaying clear intentions of assuming and valuing an African heri-
tage. As will be discussed further, this process hinges on many ambiguities
and interactions between tradition, nature, innovation, rhythms, bodies and
ancestral knowledge.
Cartagena’s first ‘Afro’ carnival troupe, Calenda Getsemaní, was founded in 1980
by Black dancer and choreographer Delia Zapata Olivella (see de la Rosa 2013).
The Ekobios troupe was one of the first to use brightly colored materials and
to integrate non-Colombian rhythms into their performances, although today,
both of these elements are considered to be characteristic of ‘Afro’ troupes. The
troupe’s director, Dixon Pérez González, was a member of Calenda Getsemaní
until 1997, when he decided to continue bringing value to Afro-Colombian
heritage through innovation with his own troupe. Therefore, in 1998, E kobios
performed their ‘African Dance’ piece wearing costumes made of artificial
leopard pelts. Although several troupes were also doing this, the design for the
skirts, the hats made of natural fibers and the troupe captain’s accessories that
were decorated with feathers and multicolored beads were all new. Choreogra-
phy and costumes became a source of innovation that created and projected the
image of a stylish and stylized Africa, but the troupe’s novelty was also based
on inviting foreign choreographers and using new costume materials such as
feathers, sequins, shiny fabrics and gold embroidery, which started to crop up
on the streets of Cartagena.
The troupe’s success was such that Mr. Pérez received a prize from the Black
Colombia Cultural Foundation (Fundación Cultural Colombia Negra) in 2004.
In addition, Cartagena’s City Hall awarded him the city’s medal for his work
to promote Afro-descendant cultures4. Today, the troupe runs a real business,
performing at the weddings of Colombia’s most important political figures,
and also in luxury hotels and cruise ships during tourist season each year. Best
known for their ‘African Fantasy’ piece, they also perform a large repertoire of
Colombian dances as well as their own creations. Ekobios’ success has inspired
others to form troupes with similar styles. The choice of Ekobios on postcard and
some videos5 among all groups involved in the ‘more than “700” celebrations’
of the country demonstrates the success of the image created by the group.
Between body painting, bright colours, bright cloths and the creation of acces-
sories, innovative rhythms and choreography, Ekobios is somehow a successful
brand. The image of its dancers also appears on book covers of photographs
based on Colombian festivities and in tourist brochures. But this choice also
leads us to the promotion of festivals, dances and music as tourism products and
to ‘the sensual dancer’ as one of the icons of the Independence celebrations.
‘Culture’ is conceived as one of Colombia’s tourist assets and among its compo-
nents, the festivities are specially highlighted. In 2013, Proexport, the institution
responsible for tourism, investment and exports within the Ministry of Trade,
Industry and Tourism, and one of the promoters of the ‘CO’ brand, put together
the options available to foreign tourists and classified them into seven types of
activities, namely, Sun and beach, Water sports and cruises, Nature, Adventure,
History and Culture, Health and well-being and finally Affairs.6 On the Internet
page of Proexport, the History and Culture tab is subdivided into Festivities
and Celebrations, Archaeological Tourism, Religious Tourism, Handcrafts,
238 Laura de la Rosa Solano
Bicentennial of the Independence of the Country and Magic V illages. In the first
category, you can read: In Colombia we always have a reason to celebrate, eat, drink
and dance and further Colombians are happy by nature. On the right side, a timetable
mentioning the main festivities of the country is exposed. A year after the launch
of the campaign, an article making the assessment ends with, We are the answer
to environment, investment, exports, industries, talent, tourism, sports, and overall, smiles.
These terms, repeated by agencies and web pages promoting tourism, reflected
a kind of tourism in search of emotion, entertainment and fun. The Colombian
becomes a welcoming person, smiling, joyful and radiant ‘by nature’.
The interest of promoting public festivals as a touristic product was spread all
over Colombia, besides the proportion between number of visitors and of festi-
vals has increased since the registration of the Barranquilla carnival on the list
of intangible heritage of humanity in 2003. Nowadays, three other celebrations
have been added: the carnival of Black and White in Pasto, processions of the
Holy Week in Popayán and festivities of Saint Francis of Assisi in Quibdó. This
international recognition encouraged several municipalities to promote festivals,
music competitions, fairs and processions as a local ‘heritage’, regional or national
in order to attract an audience hungry of both ‘traditions’ and entertainment. The
promotion of Cartagena festivities in November has long relied on the valuation
of the national beauty contest but over the past few years, the Independence cel-
ebrations have been highlighted. Mr. Campo proposed in his development plan
the presentation of these festivals at the Culture Committee in order to subscribe
them on the Representative List of Intangible Heritage of the Ministry of Culture.
With this objective, meetings with institutions of Barranquilla carnival were held,
and a commission representing the festivities travelled to Barranquilla in June and
to Bogotá in October 2012 to make festivities known from the Colombians. In
the capital, members of ‘Afro’ troupes were present alongside lanceros, host charac-
ters of festivities, an orchestra of porros and cumbia, cumbia dancers, members of the
Cabildo dance of Getsemaní as well as ex-queens of the Independence and actors
disguised as Pedro Romero and Spanish admiral Blas de Lezo, they performed in
a university, in a square of the historic center and in the city hall.
The touristic exploitation of Cartagena has for a long time promoted the
sun, the beaches and the city walls. Therefore, Spanish colonial heritage was
naturally highlighted. Thanks to the consolidation of tourism as a national
economic sector in the sixties, Cartagena has been promoted as destination of
fun (Cunin and Rinaudo 2008). In the eighties, the infrastructures of the hotel
industry of the city were strengthened, the State built a presidential home, and
a large Congress center was constructed where the public market of the city
was located (Pardo 2011), making Cartagena not only as entertainment but also
a business and conventions destination. Nowadays, many festivals, congresses,
seminars of various disciplines and of the most diverse interests are organized,
and the VIe ‘Cumbre de las Américas’, a meeting of 34 heads of governments
of the continent, was held there in April 2012. Next to the pictures of pleasure
Current Representations of ‘Black’ Citizens 239
under the sun and comfort for business, stand the Black references to make the
city an ideal place, both colonial and exotic, safe and quiet (Cunin and Rinaudo
2008, 142). Today, its nightlife and ‘local’ dances are promoted, the dancers of
Ekobios welcome cruise ship passengers arriving to Cartagena, wedding cele-
brations are brightened by the staging of the ‘Afro’ troupes and dancing groups
of cumbia and mapalé perform in the squares and the walls of the historical cen-
ter. These colorful dances reinforce the exotic image of the city.
I must, therefore, return to Ekobios’ photograph used by the countries
brand. The Ekobios innovations in choreographies, rhythms and clothes arouse
a particular interest of the journalists to physical traits of group members. The
beauty begins to be mentioned as a characteristic of ‘Afro’ troupes, and in 1997,
the caption of a photograph describes a ‘beautiful morena representing African
culture and the Cartagena Group Ekobios’ and in 2006, you can read ‘the sump-
tuous African clothing and spectacular body of Ekobios’ women passed down
the Caribbean folklore to the people’.
The dancer illustrates the ‘natural’ joy of the Colombians and a sensual and
inviting otherness. Beautiful bodies, youth, sensuality and rhythmic move-
ments are greeted almost every year by the journalists of El Universal during
Independence parades and during the performance of ‘Afro’ troupes especially.
Where, as it has been exposed, nudity and sensuality are the references the
directors of the troupes chose to highlight the African continent. I found for
example this caption of a photograph (Figure 10.2) where African heritages
are reduced to physical features and body movements: ‘Only one celebration.
During these days, even the sun, the sea and the beach seem to take the bar of
the vibrating rhythm experienced by the city in honor of cumbiamberos grand-
parents who have left to their descendants muscle rate, synchrony and skin of
Ivory Coast where the sweat flows and shows a tribute to sensuality’. It is not
so much about male dancers, equally smiling, dynamic and athletic, in news-
papers, web pages and tourist brochure campaigns. As the matter of fact, the
recognition and recent promotion of an ‘exotic Africanness’ does not only con-
cern women, men bodies are also objectified in State institutions campaigns.
In addition, in the domain of publicity the association between Black men,
questionable intellectual capacity and sexually powerful body is increasingly
used (Viveros 2000 and, recently, deodorants or toiletries advertisings).
The beautiful dancer is added to the other Black female image of the city: the
palenquera (Figures10.3 and 10.4). Pictures of women carrying a basket filled with
fruit or homemade cakes sold in Cartagena beaches flood the souvenir shops where
there are also statues representing them. Voluptuous and dressed with large c olorful
skirts, wearing necklaces and conspicuous earrings and native from Palenque—
not of Cartagena—, palenqueras represent domesticated otherness, ‘pure ethnicity’
that does not question the racial hierarchy (Cunin 2004, 153–156). The consolida-
tion of this image is directly related to the growth of tourism; One of the effects
of tourism development in Cartagena was to forge the image of Black people
presented as a scenic workforce that is part of the decor (Cunin and Rinaudo
2008, 144). Even today, photographs of fishermen, drivers and vendors promoting
the city represent almost exclusively ‘Black people’. The ‘sensual dancer’ of the
Independence celebrations and groups that perform on the walls and squares of
the city are part of this logic. As the entertainment is offered, the development of
the city touristic scene responds to the quest of a safe exoticism, which blends the
fantasies associated with Afro-Caribbean and tropical world in a reassuring sur-
roundings of a Spanish colonial town (Cunin and Rinaudo 2008, 141).
Figure 10.5 lack man dressed as a slave, Cartagena Tourism Corporation stand
B
at the 31st Anato show.
Source: El Universal in March of 2012. *But the original images were part of a tourist ad cam-
paign by the Colombian Association of Travel Agencies and Tourism, 31 Congress.
242 Laura de la Rosa Solano
Figure 10.6 wo women dressed as the India Catalina and the palenquera, Cartagena
T
Tourism Corporation stand at the 31st Anato show.
Source: El Universal in March of 2012. *But the original images were part of a tourist ad cam-
paign by the Colombian Association of Travel Agencies and Tourism, 31 Congress.
Current Representations of ‘Black’ Citizens 243
This shows that the will to promote the ‘Afro’ culture is at the beginning of
the creations and initiatives of some blocks from the carnival. This is a p rocess
similar to the valuing of ‘Afro’ culture in several European and American
cities (in the broad sense). The origins of dissenting expressions of rebellious
nature such as batucadas and capoeira, what are these? Types of music? These
are carnival groups, reggae music, the rituals of candomblé and Santeria and
even hip-hop grow and gain recognition and a public. Their particularity is to
have assimilated the requirements of market logic and inflected their militant
claims toward more consensual discourse, like Carvalho (2002, 5) describes:
‘the so-called “Afro” is now the necessary counterpart of Western ethnocen-
trism, which created a strange “being” we very much appreciate, his place is
already established as intimate and safe. The exoticism of the Afro culture is
not threatening; it is added to the rational plan already established and com-
pletes it’.
‘The African heritage’ is now exalted, claimed and, at least during the
festivities, it is an intrinsic part of Cartagena. Being Black and especially
A fro-descendant begins to have positive connotations there. However, Africa
remains elusive and ambiguous, and this evolution does not question the social
hierarchy. Black peoples place in Cartagena contemporary Independence cel-
ebrations is related with an African heritage and Black Independence heroes.
Different troupes of the city, the civil authorities and the media recognize and
use African and ‘Afro’ representations. It is not about avoiding racial or eth-
nic categories during celebrations, nor it is not a matter of becoming invisible
either. Today, Afro-Colombianity is completely assumed. For the rest of the
population of Cartagena, although Black people, as Afro-descendants, dance,
244 Laura de la Rosa Solano
play music and show exotic bodies, they also have a place in society. However,
this place remains ‘racial’ or ‘folk’, meaning that it continues to perpetuate the
racial stereotype of Black people. Thus, Blacks who parade under the applause
of the audience are also victims of everyday racism.
The Ekobios carnival troupe is regularly invited to perform throughout
Colombia – even at the weddings of political personalities — and regularly
appears on Caribbean cruise ships for months at a time. It has built its success
on elaborate musical and dance performances, innovative rhythms, choreog-
raphies and costumes and also by making its dissident character an attractive
feature for the tourist entertainment market. Today, Cartagena highlights its
Black population in order to make itself more attractive for tourists seeking an
exotic destination. When certain representations of carnival troupes are used to
promote the city for tourism, Black populations are no longer invisible for the
State, nor are racial categories being avoided. Instead, they construct stereo-
typed visibility through representations of welcoming, friendly, dancing and
singing Blacks. At a national level, the image of Blacks remains just as prob-
lematic, as it is overtly associated with physical activity combined with constant
and exaggerated enthusiasm.
References
Abello Vives, Alberto. (2004) “La Ciudad de Los Espejos”. Revista Aguaita 9: 45–9.
Agier, Michel. (2000) Anthropologie du carnaval. Marseille, Paris: IRD, Parenthèses.
Aguilera Díaz, María M, and Adolfo Meisel Roca. (2009) ¿La Isla Que Se Repite? Cartagena
en el Censo de Población 2005: Cartagena: Banco de la Republica.
Angulo Bosa, Álvaro. (2001) Aspectos Sociales y Políticos de Cartagena de Indias.
Siglos XVI y XX. Cartagena: Antillas.
Arocha, Jaime. (2000) Inclusión de los Afrocolombianos, ¿Meta Inalcanzable? InGeografía
Humana de Colombia, edited by Maya, Adriana, 334–90. Bogotá: Instituto Colombi-
ano de Antropología e Historia ICANH.
Báez Ramírez, Javier Eduardo, Haroldo Calvo Stevenson, and Adolfo Meisel Roca
(2000) La Economía de Cartagena en la Segunda Mitad Del Siglo XX: Diversificación
y Rezago. In Cartagena de Indias En El Siglo XX, edited by Haroldo Calvo Stevenson,
71–117. Cartagena: Universidad Jorge Tadeo Lozano, seccional Caribe, Banco de la
República.
Burke, Peter. (1978) Popular Culture in Early Modern Europe. London: Ashgate Publishing
Limited.
Caravalho, José Jorge. (2002) Las culturas Afroamericanas en Iberoamérica: lo negociable y
lo innegociable. Brasilia: Departamento de Antropologia, Universidade de Brasilia,
2002.
Caro Baroja, Julio. (1979) El Carnaval. Análisis Histórico – Cultural. Madrid: Taurus.
Ceballos Gómez, Diana Luz. (1995) Hechicería, brujería e inquisición en el Nuevo Reino
de Granada. Un duelo de Imaginarios. Bogotá: Editorial Universidad N acional, Sede
Medellín, Facultad de Ciencias Humanas.
Current Representations of ‘Black’ Citizens 245
Web Pages
o Ekobios: http://ekobios.awardspace.com/index.htm consulted January 17th 2015
o Culture: The Answer is Colombia. www.youtube.com/watch?v=IeibiKelZZg&list=
UU0v1zbyzGSysH6kXYs6IG1Q or www.youtube.com/watch?v=ztycGhLhlHc
o « Campaña Nacional de Promoción Turística » www.colombia.co/turismo/campa-
na-nacional-de-promocion-turistica.html. Consulted April 4th 2013.
o « En Colombia, siempre tenemos un motivo para celebrar, comer, beber y bailar » and
« Los colombianos somos alegres por naturaleza » In www.colombia.travel/es/turista;-
internacional/actividad/historia-y-tradicion/ferias-y-fiestas consulted May 28th 2014.
o « Somos la respuesta en medio ambiente, inversiones, exportación, industrias,
innovación, talento, turismo, deporte y más que todo, en sonrisas » In www.colombia.
co/talento/primer-aniversario-ratificando-que-somos-la-respuesta.html.
246 Laura de la Rosa Solano
associated with new social movements, he has also called attention to the his-
torical, centuries-long struggle of Black communities in the region, observing:
Black-based movements are not entirely new, as black slave and maroon
societies have historically challenged systems of domination. However,
black social movements in the Americas are advancing an ideological
reframing of Afro-Latin identity and collective rights, emphasizing the
myriad ways in which race and gender, as well as other crucial factors,
shape, determine, and affect the life chances of Afrodiasporic populations
(2008, 187)
Afro-Latin American women have played a vital role in ensuring the survival
of their communities, as well as in resisting slavery, racism, sexism and other
forms of domination. However, even when Afro-Latin American women have
been active as participants and leaders in Afro-Latin community struggles and
resistance, as well as in larger women’s movements in the region, they have
often been unacknowledged and invisible. Moreover, their experiences and
contributions have rarely been documented by many Latin American or Latin
Americanist scholars.2 As a result, much work remains to be done to recognize
and honor the historical and contemporary activism of Afro-Latin American
women. This essay seeks to contribute to this effort.
Law 70 also called for collective land rights for rural lands of the Pacific coast
and other parts of the country where Afro-Colombians employed ‘traditional
land use’ (Asher 2009, 51). In addition, the Law addressed the need to improve
socioeconomic opportunities for Afro-Colombians.
Asher’s (2009) study highlights Black women’s autonomous organizing in
the post-Law 70 period. Asher notes the ways in which Black women utilized
mobilization related to Transitory Article 55 and Law 70 to organize around
gender-related issues and concerns. She also points to the important work of
women’s cooperatives in the Pacific, including CoopMujeres, Ser Mujer and
FundeMujer. By the mid-1990s, these cooperatives had strong membership bases,
with FundeMujer being comprised of 25 women’s groups and a total of 800
members (Asher 2009, 133). While these cooperatives were mainly concerned
with income generation, there was an increasing focus on ethno-cultural dy-
namics in the post-Law 70 period.
The Contours and Contexts 253
During the early 1990s, Black women’s Encuentros (meetings) were held in
the Pacific Region and the Red de Mujeres Negras (Black Women’s Network)
was formed during an Encuentro that took place in Guapi, Colombia, in 1992.
Soon thereafter, local and regional offshoots of the Black Women’s Network
were formed in cities, such as Guapi, Buenaventura and Bahía Solano
(Asher 2009, 136). Tensions between gender-focused and ethnically-focused
organizing also began to arise, as members of the Afro-Colombian community
fought to ensure the rights guaranteed in the 1991 Constitution and Law 70.
During the post-Law 70 period, traditional gender roles shaped perceptions of
women’s proper ‘place’ in larger community struggles. As Asher notes,
On the one hand, women were lauded for fostering a distinct Black
identity through their many quotidian tasks, such as growing and
preparing specific foods, performing particular rituals, engaging in spe-
cial health-care and healing practices. On the other hand, their essential
positions in maintaining Black family and community life served to jus-
tify or obscure their more ‘domestic’ roles in current ethnic struggles.
[2009, 138]
Asher’s (2009) work provides a rare analysis of Black women’s feelings of being
invisible and undervalued in relation to larger Black struggles and organiza-
tions such as the Proceso de Communidades Negras (Process of Black Communi-
ties, PCN), which was formed in the early 1990s.4 By the mid-2000s, it was
a network of 120 Black peasant organizations that focused on assisting Black
communities in interpreting and applying Law 70 (Dixon 2008).5
Increasing levels of state violence and displacement have had a dispropor-
tionate impact on Afro-Colombian communities. Acción Social, a unit of the
Colombian federal government, and the research nongovernmental organiza-
tion (NGO) Consultancy for Human Rights and Displacement (Consultoría para
los Derechos Humanos y el Desplazamiento, CODHES) provided figures for the
number of displaced persons for 2011 that ranged from 3,875,987 to 5,281,360
(Oslender 2016, 14). While, according to government figures, 10% of all dis-
placed persons are Afro-Colombians, NGOs have reported the number to be
anywhere from 22.5% to 37% (Oslender 2016). It is also common for scholars to
state that approximately 6 million Colombians have been internally displaced,
with Afro-Colombians comprising one-third of this total (Oslender 2016). A
bulletin by the CODHES reported that 15,495 people were displaced within
Colombia in 2015, with the Pacific region experiencing massive displacement
during the final trimester of that year. During 2015, 68.7% of displaced indi-
viduals were from the Chocó, whereas 12.7% were from Cauca and 15.6% from
Antioquia (Consultoría para los Derechos Humanos y el Desplazamiento 2016).
All of these areas have large Afro-Colombian populations. Massive numbers of
Afro-Colombians and Indigenous people have been displaced into cities such as
Buenaventura, Tumaco and Quibdó, as well as cities in the interior (Wade 2012).
254 Kia Lilly Caldwell
Ulrich Oslender has argued that the ‘banality of violence’ has characterized
government responses to massive forced displacement in Colombia. Oslen-
der’s (2016) work critiques how the normalization of violence makes ‘“forced
displacement” appear as a mundane, banal social fact’ (2016, 11). In addition,
Oslender highlights the ways in which ‘attitudinal thoughtlessness’ shapes state
responses to displacement, especially with respect to how the number of dis-
placed persons is counted as well as the invisibility of ethnicity in official statistics
on displacement (2016, 11). Ultimately, these bureaucratic practices downplay
the effect of racialized state violence and displacement on Afro-Colombians.
Afro-Colombian women have played a central role in organizing their commu-
nities, both in their home territories and in the locations to which they have been
displaced. The 2011 PBS documentary, The War We Are Living, vividly depicts the
violence experienced by Afro-Colombians in the Cauca region and the struggle to
maintain control of their land in the face of pressure from external economic inter-
ests, particularly from those in the mining sector seeking control of lands rich with
gold and other precious metals. During the film, Clemencia Carabali, a leading
Afro-Colombian activist, comments on the fact that women have assumed a lead-
ership role in their communities because men are often targeted more openly and
women may fall under the ‘radar’ of the authorities. Activists such as Clemencia
Carabali and Francia Marquez have endured extreme hardship and threats of vio-
lence and murder to continue living and mobilizing in their communities.
Afro-Colombian feminist scholar Betty Ruth Lozano has argued that Black
women’s forms of resistance have been more invisible and unknown than
those of White women and Black men. According to Lozano, ‘Many of these
practices of resistance and insurgence have been realized in the realm of the
domestic-communitarian through the knowledge and use of diverse herbs and
other natural properties’ (2016, 26). Lozano has also highlighted the signifi-
cance of the land and territory for Afro-Colombian communities and women’s
special role in maintaining place-based notions of identity. In her work, Lozano
uses the combined term Mujeresnegras, or Blackwomen, to express the intersec-
tionality and inseparability of race and gender for Afro-Colombian women. As
she argues, ‘It is because of this understanding that woman and negra (Black)
cannot be separated in real life that I have decided to always write mujernegra.
There is not an experience of subordination as a woman that is greater than that
of racial oppression, as a mujernegra I live an experience of oppression that is not
possible to compartmentalize…’ (2016, 37–38).
The issue of political self-representation has been a key motivator for Black
women’s activism in Colombia as well as in many other Latin American coun-
tries. By seeking self-representation, Afro-Colombian women have reflected
the intersectional notion of Mujernegra described by Lozano above. In a 1997–98
annual bulletin, members of the Red Matamba y Guasá of Colombia stated:
It is important to clarify that the meeting spaces [of the network] are
generated and constructed by us, with our own initiatives. We have been
The Contours and Contexts 255
The 2015 March of Black Women was the first nationwide political demon-
stration organized solely by Black Brazilian women. It marked the emergence
of new forms of political activism and solidarity that linked the struggles
against racism, sexism, homophobia, religious intolerance, among other issues.
A lthough Black Brazilian women were major participants and organizers of
previous national marches, such as the 1996 Marcha Zumbi dos Palmares Contra o
Racismo, Pela Cidadania e a Vida (Zumbi dos Palmares March against Racism,
for Citizenship and Life),10 the 2015 March highlighted Black women’s au-
tonomous organizing and strength as a political force. The 2015 March of
Black Women drew between 5,000 and 20,000 participants and resulted from
a nationwide organizational process that began in late 2011 (Alvarez 2016b).
Importantly, preparations for the 2015 March included all regions of the
country, and the March was organized by Black women from the Brazilian
northeast and Amazon region. Both regions have traditionally been less visible
at the national level than the Brazilian Southeast, where long-standing Black
women’s NGOs such as Criola (Rio de Janeiro) and Geledés (São Paulo) are
located. Odara – Instituto da Mulher Negra (Odara – Black Women’s Institute),
which is located in Salvador, Bahia, and the Red de Mulheres Negras do Norte
e Nordeste (Network of Black Women of the North and Northeast) played a
leading role in organizing the March, marking a shift toward expanded re-
gional representation within the Black women’s movement. Pre-March events
also took place throughout Brazil during 2014 and 2015 and sought to reach
Black women of diverse backgrounds (Alvarez 2016b). The March’s slogan Vem
Marchar Com a Gente (Come March with Us) was a welcoming invitation for
Black women to connect with and march in solidarity with one another.11
A broad cross section of Black women participated in the 2015 March, in-
cluding LGBT women, Quilombolas (residents of Quilombo, or maroon, com-
munities) and Mães de Santo (mothers of saints).12 Representation from these
subpopulations of Black women highlighted the importance of sexuality, land
struggles and religion for many Black Brazilian women. This was an important
change because these issues have not always been emphasized by the broader
Black women’s movement. In addition, the emergence and visibility of m ultiple
forms of Black female identity and subjectivity has been an important means
of moving beyond universalist and monolithic notions of Black women, some-
thing which the late Luiza Bairros noted in an 2011 interview (Alvarez 2016a).
Both the groups that organized the march and the subpopulations of Black
women who participated in it suggest that new constituencies and voices are
being included in the Black women’s movement and the movement is expanding
258 Kia Lilly Caldwell
beyond the southern- and southeastern-based NGOs that have often been at
the forefront. These shifts in the composition of the movement and its forms of
organizing are critical to the movement’s growth and long-term survival. As
I have noted elsewhere, in the mid- to late-1990s, there were intense discus-
sions about the future of the Black women’s movement in Brazil and options
for d ifferent forms of organizing (Caldwell 2007). The 2015 March of Black
Women highlights the Black women’s movement’s evolution and maturation as
an impactful and effective political, social and cultural intervention.
Black Brazilian feminist Claudia Cardoso has noted that there are several
Black women’s movements in Brazil, rather than simply one movement. As
Cardoso argues, ‘The Black women’s movement is plural and intrinsically
d iverse … The category Black women’s movement does, however, contain a po-
litical identity that has been solidly constructed by these women, through their
reference to a historical past of shared struggle’, as well as through challenging
racism, sexism and heterosexism (2016, 13). The term ‘Black women’s move-
ment’ has typically been used to refer to mobilization by Black women activ-
ists and Black women’s organizations. However, Cardoso’s observation is apt
because multiple forms of organizing and mobilization have been undertaken
by Black Brazilian women and they occur at local, state, regional, national and
transnational levels.
In Brazil, the Black women’s movement has been instrumental in challeng-
ing racism and sexism at national and state levels. However, Black women’s
activism in local communities has also been extremely important and impact-
ful. Keisha-Khan Perry’s (2013) work has called attention to the significance
of Black women’s resistance to urbanization policies that seek to displace Black
communities in cities such as Salvador, Bahia. Although these struggles take
place in urban areas, they share a number of important similarities to the land
grabs taking place in rural areas of Colombia and other areas of the Americas.
These types of issue-based struggles have also been largely overlooked by schol-
ars of social movements. As Perry argues, ‘Scholars of black social movements
do not read these issue-based struggles as part of the black movement, because
they have been able to understand political movements only as cultural or iden-
tity movements for recognition’ (2013, 24). In addition, Black women’s roles
as leaders of these movements has often been ignored and seen as being less
important than other forms of gender-based activism.
Afro-Brazilian women’s autonomous political organizing in Brazil can
be traced back to the late 1980s when Black women’s collectives and NGOs
began to be formed. Afro-Brazilian women were active in women’s and Black
movement organizations during the 1970s and 1980s as civil society mobiliza-
tion against the military dictatorship (1964–1975) intensified. Black Brazilian
women faced sexism in the Black movement and racism in the women’s move-
ment, which led to the development of separate political spaces where they
could focus on their needs and interests, as well as engage in discussions and
The Contours and Contexts 259
actions that addressed both racism and sexism simultaneously (Caldwell 2007;
Cardoso 2016). One of the first Black women’s organizations, Nzinga/Coletivo
de Mulheres Negras (Nzinga/Collective of Black Women), was founded in Rio
de Janeiro in 1983. The Coletivo de Mulheres Negras de São Paulo (Black Women’s
Collective of São Paulo) was formed in early 1984 in response to Black women’s
exclusion from the newly formed State Council on the Feminine Condition
(Conselho Estadual da Condição Feminina). The Collective played a key role
in gathering Black women activists in the state of São Paulo by organizing
the First State Encounter of Black Women I (Encontro Estadual de Mulheres
Negras) in 1984.
Between 1986 and 1989, Black women’s collectives and groups were formed
in the states of Minas Gerais, São Paulo, Maranhão, Espirito Santo, Rio de
Janeiro and Rio Grande do Sul (Roland 2000). Maria Mulher was founded
in Porto Alegre, Rio Grande do Sul, in 1987, and Geledés was founded in
São Paulo during 1988. These are two of the oldest and longest-lasting Black
women’s NGOs in Brazil. As Edna Roland (2000) has noted, during the 1990s,
several Black women’s organizations were formed throughout Brazil, including
the Coletivo de Mulheres Negras do Distrito Federal (Black Women’s Collective of
the Federal District), Coletivo de Mulheres Negras de Salvador (Black Women’s
Collective of Salvador), Criola (Creole/Black Woman), Associação Cultural de
Mulheres Negras (Black Women’s Cultural Association), Quilombolas (Female
Quilombo Residents/Maroons), Eleeko-Instituto da Mulher Negra (Eleeko-Black
Women’s Institute), Associação de Mulheres Negras Obirin Dudu (Obirin Dudu
Black Women’s Association) and Fala Preta! (Speak Black Woman!). These or-
ganizations were established in the federal district of Brasília as well as in the
states of Bahia, Rio de Janeiro, São Paulo and Rio Grande do Sul between 1990
and 1997 (Roland 2000).
Black women’s organizations have focused on important issues that affect
Black women and Black communities at multiple levels, from the psycholog-
ical to the structural, including self-esteem, personal identity, intimate rela-
tionships, employment, violence, and sexual and reproductive health. These
organizations have ranged in size and type from small informal groups to larger
NGOs that have paid staff and might receive funding from local, state and fed-
eral agencies, as well as international donors.
Through collective organizing, activists in the Black women’s movement
have sought to challenge Black women’s political invisibility and lack of ade-
quate representation in the political sphere. Black Brazilian women have also
been involved in feminist and anti-racist policy advocacy at the international
level. During the early 1990s, activists in the Black women’s movement began
to call for social movement organizations, policy makers, unions and political
parties to acknowledge the relationship among gender, race and class in the
development of policies and initiatives to address social inequality and dis-
crimination (Caldwell 2007, 2017). This was an especially important time in
260 Kia Lilly Caldwell
Brazilian history because the country was returning to democratic rule and
civil society organizations were working to reshape and reform Brazilian po-
litical culture.
Activists in Brazil’s Black women’s movement participated in the 1994 UN
International Conference on Population and Development and brought atten-
tion to the reproductive rights of Black women. In preparation for the confer-
ence, a National Seminar on Black Women’s Reproductive Rights and Policies
was organized by the NGO Geledés. This historic event was held in August 1993
and included participants from the Black women’s movement, the Black move-
ment, the women’s movement, research centers and the health sector. D iscussions
during the seminar resulted in the subsequent publication of the Declaracão da
Itapecerica da Serra das Mulheres Negras (Itapecerica da Serra Declaration of Bra-
zilian Black Women), a policy document that outlines key issues and proposals
related to Black women’s health and reproductive rights. This unprecedented
document gave voice to Black women’s long-silenced aspirations for reproduc-
tive autonomy and culturally competent health care (Caldwell 2007, 2009).
During the 1990s, Black women health activists called attention to the ways
in which Brazil’s alarmingly high rate of female sterilization reflected ongoing
racial, gender and class inequalities, as well as Black women’s lack of reproductive
autonomy. Activists in the Black women’s movement have argued that the pro-
motion of nonreversible birth control methods, such as female sterilization, has
a greater impact on impoverished women, many of whom are Afro-Brazilian.
Many activists have raised concerns that female sterilization is not always consen-
sual and reflects practices of population control. Activists have also highlighted
the higher incidence of sterilization in the Brazilian northeast, a region in which
Afro-Brazilians constitute the majority of the population (Roland 2000).
Black women’s advocacy in the area of reproductive rights was taken up as a po-
litical issue by Benedita da Silva when she served in the Brazilian Congress. da Silva
was the first Black woman to serve as a federal deputy (1987–1995), subsequently
becoming the first Black woman to serve in the Brazilian Senate (1995–1998).13
As a politician, da Silva was an outspoken advocate for racial, gender and eco-
nomic justice. As a federal deputy, Benedita da Silva was instrumental in pushing
for a parliamentary investigation of the practice of female sterilization in 1991.
This investigation was led by Benedita da Silva and Senator Eduardo Suplicy
and resulted in the passage of the Law of Family Planning in 1996, which placed
restrictions on the practice of sterilization (Caldwell 2017).
In addition to focusing on female sterilization, activists in the Black women’s
movement have developed community-based programs and government policy
initiatives focused on other health issues that disproportionately affect Black
women, men and children, including maternal mortality, sickle cell anemia and
HIV/AIDS14 (Caldwell 2017; Santos 2012). It should also be noted that Black
women began to focus on racial and gender health inequities many years before
researchers or the government did. Health, especially reproductive health, has
The Contours and Contexts 261
been one of the central organizing themes of the Black women’s movement in
Brazil. For several decades, Black women activists have highlighted the essen-
tial role health plays in ensuring the survival and well-being of Afro-Brazilian
communities (Caldwell 2009, 2017). As longtime health activist and Black
feminist Edna Roland argued during the Global Forum of ECO 1992:
Black Brazilian women played a leading role in region wide organizing for
the Durban conference, most notably during the regional conference of the
Americas that took place in Santiago, Chile, during December 2000. They
made up the majority of the Brazilian delegation to the Santiago conference,
including a busload of young women. Black women’s organizations, such as
Geledés, were also instrumental in training advocates and facilitating commu-
nication before and during the Durban conference (Caldwell 2017). Longtime
Black feminist Edna Roland was also chosen to be the special rapporteur during
the Durban conference. In this role, Roland served in the second-highest posi-
tion during the conference, thus giving greater visibility to Black women from
Brazil and the larger Latin American region.
The preparatory process for the 2001 Durban Conference was a signif-
icant moment in the consolidation of the Black women’s movement at the
national level. One of the most important and lasting outcomes of the con-
ference preparatory process was the formation of a national network of Black
women’s organizations, the Articulação de Organizações de Mulheres Negras
Brasileiras (Articulation of Black Brazilian Women’s Organizations) in 2000.
This national network served as an important vehicle for Black women’s pol-
icy advocacy prior to and during the Durban conference. It has continued to
serve as an important collective voice for Black women at the national level for
over 15 years.
Black women activists were at the forefront of important political and policy
shifts during the 2000s and early 2010s. The election of Luíz Inácio (‘Lula’) da
Silva as Brazil’s president in 2002 led to an increased focus at the federal level
on issues of race, racial inequality and socioeconomic inequality. Lula created
the Secretaria Especial para a Promoção de Políticas da Mulher (Special Secretariat
for Women’s Policies, SPM) and the Secretaria Especial de Promoção de Políticas da
Igualdade Racial (Secretariat for Racial Equality Policies, SEPPIR) soon after
taking office in 2003.17 Both SPM and SEPPIR eventually became permanent
cabinet-level federal ministries. Black women activists worked with both secre-
tariats to advance the struggles for racial and gender equality. Prominent Black
women activists were also chosen to lead SEPPIR, including Matilde Ribeiro,
who served as the first minister over SEPPIR from 2003 to 2008, and the late
Luiza Bairros who served from 2011 to 2014.18
The creation of SPM and SEPPIR marked greater recognition of the impor-
tance of state action to advance racial and gender equality. The establishment
of SEPPIR was especially significant because it marked a sharp break with the
Brazilian government’s historical denial that racism or racial inequality existed
in the country. However, the constitution of SPM and SEPPIR as entities that
either focused on race or gender also highlighted the need for government units
and public policies that address both race and gender from an intersectional
perspective in order to fully address the needs and experiences of Black women
(Caldwell 2017).
The Contours and Contexts 263
Concluding Thoughts
New forms of activism and new areas of focus have shaped recent political mobi-
lization by Afro-Latin American women. Sexual politics have also taken center
stage for a new generation of Afro-Latin American feminists. In Colombia,
sexual identities and sexual diversity have become more central in the Afro-
descendant ‘political landscape’ as well as among the Afro-descendant LGBTQ
(lesbian, gay, bisexual, transgendered and queer) community (Láo-Montes
2016, 10). The collective Somos Identidad (We are Identity), which was largely
founded by Afro-Colombian lesbians in the city of Calí, has taken a leading
role in politicizing LGBTQ identities. In addition, the Grupo Latinoamericano
de Estudio, Formacíon y Acción Feminista (Latin American Group for Feminist
Action, Study, and Formation) has played a central role in organizing Afro-Latin
American and Caribbean lesbian feminist activists with a focus on decolonial
feminism (Láo-Montes 2016). This organization is also based in Colombia.
During June 2011, a gathering called the ‘Afrodiasporic Feminist Conspiracy’
was launched in Cali and included Black women from throughout Colombia.
This event utilized the notion of ‘“Afrodiasporic Feminism” as a category of
analysis and as the foundation for an agenda of mobilization’ (Figueroa and
Hurtado 2016). In their analysis of this event, Figueroa and Hurtado (2016)
note that it drew heavily on the thought and writings of Afro-Latin American
feminists, such as Lélia Gonzalez and Sonia Santos, as well as US Black and
women of color feminists, including Angela Davis, Chandra Mohanty, Patricia
Hill Collins and Kimberlé Crenshaw.
The politicization of Black women’ bodies, especially hair, has also been
central to recent organizing by Afro-Latin American women. Marches affirm-
ing the beauty of Black women’s natural hair were held in Brazil in 2015 and
2016. They were called Marchas de Orgulho Crespo, which translates as Marches
of Kinky (Hair) Pride. By using the term Crespo, the activists who organized
the marches reappropriated a term that has historically been used to define
Black Brazilian women’s hair as bad, wrong and not beautiful. Hair braid-
ing and the promotion of African-centered esthetic practices were also used
as part of the mobilization for the 2015 March of Black Women in Brazil
(Alvarez 2016b). Organizers of pre-March activities used hair braiding as a way
to reach other Black women and do consciousness raising about issues of race
and gender. The 2015 March in Colombia was also known as La Marcha de los
Turbantes (the March of the Turbans). This alternative name for the March ex-
pressed the ‘aesthetic dimension of the rising political cultures of Black women
266 Kia Lilly Caldwell
in the country, which includes hair and dressing styles as [a] sort of political
performance’ (Láo-Montes 2016, 9). Given the various forms of discrimination
and othering that are often practiced against Black women’s bodies, hair has
long been an important means of resisting racialized sexism and affirming the
beauty and value of Black womanhood (Caldwell 2007). It is thus not surpris-
ing that hair has assumed a central role in Afro-Latin American women’s recent
mobilizations.
Throughout Latin America, a new generation of Black women activists is
using technology and cultural forms, such as hip-hop, as a means of challenging
racism, sexism and economic inequality. Black feminist bloggers in countries such
as Cuba, Colombia and Brazil play an important role in creating a Black feminist
public sphere that brings visibility to Black women’s experiences and concerns.22
In Cuba, Venezuela, Brazil, among other places, Black women have used hip-
hop to challenge racism, sexism, capitalism and heteronormativity. Groups such
as Las Krudas, which began in Cuba and is now US-based, exemplify the use of
hip-hop to articulate Black feminist visions of justice and equality.
Formation of the Red de Mujeres Afrolatinoamericanas, Afrocaribeñas y de la
Diaspora (Network of Afro-Latin American and Afro-Caribbean Women and
Women of the Diaspora) in 1992 marked a new phase of region-wide orga-
nizing among Afro-Latin women.23 The Red was formed during the Primero
Encuentro de Mujeres Negras (First Encounter of Black Women), a region-wide
gathering that was held in the Dominican Republic. Over the past 25 years,
the Red has played an important role in facilitating communication and
mobilization among women in the region. The inclusion of the term ‘Diaspora’
in the name of the Red also highlights the importance of including the voices
and experiences of US-based Latinas in region-wide efforts. During the First
Encounter of Black Women that was held in 1992, activists chose July 25 as
the Día Internacional de la Mujer Afrolatinoamericana y Afrocaribeñas (International
Day of the Afro-Latin American and Afro-Caribbean Woman), giving further
visibility to Black women in the region. Black women in Brazil have made July
a month-long celebration of Black womanhood, now known as Julho das Pretas
(Black Woman’s July). This celebration was initiated in northeastern Brazil,
which has a large African-descendant population in the 2000s, and was made
into a nationwide series of events during mobilizations for the 2015 March of
Black Women (Alvarez 2016b).
The brilliance, creativity and resilience of Afro-Latin American women can
be clearly seen in the various forms of resistance and activism they have engaged
in, both in recent decades and for centuries. Afro-Latin American women have
worked to ensure the survival and well-being of their c ommunities, while si-
multaneously addressing issues of particular concern to them. As can be seen
from this overview of Afro-Latin American women’s activism, many issues
have been addressed, yet many challenges still remain – A Luta Continua/la
Lucha Continua (the struggle continues).
The Contours and Contexts 267
Notes
1 See Alberto (2011) for an example of historical research on Afro-Brazilian activism
in the 20th century.
2 Volume 14 of the journal Meridians: Feminism, Race, Transnationalism is a two-part
special issue that focuses on African descendant feminisms in Latin America. It
also contains several essays written by Afro-Latin American women scholars and
activists. The recent anthology, Afrocubanas, edited by Daisy Rubiera Castillo and
Inés María Martiatu Terry, is also an important contribution to literature on Afro-
Cuban women’s experiences.
3 Brazilian sociologist Gilberto Freyre’s 1933 book Casa-Grande e Senzala solidified
Brazil’s national and international image as a racial democracy. This book also ide-
alized sexual exploitation and sexual violence experienced by African-descendant
women during the colonial slave era. See Caldwell (2007) for a detailed discussion
of the implications of Freyre’s work for Afro-Brazilian women.
4 Escobar’s (2008) work also highlights the ways in which gender-related issues have
been subordinated to the ‘ethnic struggle’ in organizations such as the PCN. Female
leaders such as Libia Grueso have had prominent leadership roles in the PCN.
5 Other organizations and networks such as the Asociación de Afrocolombianos Desplazados
(Association of Displaced Afro-Colombians) and the Conferencia Nacional de Orga-
nizaciones Afrocolombianas (National Conference of Afro-Colombian Organizations)
have also played an important role in organizing and advocating for the Afro-
Colombian community at the national and international level.
6 Palenqueros are the descendants of maroons in Colombia.
7 Raizals are recognized as an Afro-Colombian ethnic group under the 1991
Colombian Constitution. They speak an English Creole and live in the A rchipelago
of San Andrés, Providencia and Santa Catalina, off the Colombian Caribbean
Coast. They have Afro-Caribbean and, in some cases, British ancestry.
8 Laó-Montes (2016) offers a detailed discussion of La Casa Cultural El Chontaduro’s
activities.
9 See, for example, Kovalik (2016).
10 The Zumbi march commemorated the 300th anniversary of the death of Zumbi,
the renowned leader of the Quilombo of Palmares, the largest maroon community
in Brazil and in the Americas. Zumbi was killed on November 20, 1695, a date that
is recognized as the National Day of Black Consciousness in Brazil. The Zumbi
march took place in Brasília on November 20, 1996.
11 The March’s manifesto was printed in its entirety in English as March against
R acism and Violence and in Favor of Living Well (Bem viver) Brasília 2015 (2016).
12 Mães de Santo (mothers of saint) are important and influential female leaders in the
Afro-Brazilian religion of Candomblé.
13 Benedita da Silva served as the Vice Governor of the state of Rio de Janeiro from
1999 to 2002 and assumed the governership from 2002 to 2003 when then-
Governor Antonio Garotinho ran for the presidency.
14 As I have argued elsewhere (Caldwell 2016, 2017), it has been difficult to assess the
impact of the HIV/AIDS epidemic on the Black population in Brazil, due to the
lack of data by race/color.
15 This assertion is based on personal observations and conversations with other scholars
of Black Brazilian women’s activism. However, Black women’s activism has often been
downplayed due to the tendency to focus on male leadership in anti-racist movements.
268 Kia Lilly Caldwell
16 Carneiro (2002) discusses Black women’s activism related to the Durban conference.
17 For more detailed analyses of SEPPIR, see Caldwell (2017), Paschel (2016) and Silva
(2012).
18 See Johnson (2015) for an analysis of the representation of Black Brazilians in
national politics, including members of recent presidential cabinets.
19 See essays in the special issue of Meridians, volume 14, numbers 1 and 2, for recent
analyses of Afro-Latin American feminism.
20 See Alvarez and Caldwell (2016), Caldwell (2016) and Smith (2016) for a fuller
discussion of these issues.
21 Carneiro’s paper Enegrecer o Feminismo was originally presented at the 2001 Durban
Conference. It was published on the Geledés website in 2011.
22 The Black feminist blog http://blogueirasnegras.org is active in Brazil. The blog Negra
Cubana Tenia que Ser by Afro-Cuban blogger Sandra Torres, now based in Germany,
addresses issues of concern to global Black feminism (see Láo-Montes 2016).
23 Information about the Red de Mujeres Afrolatinoamericanas, Afrocaribeñas y de la
D iaspora is available at http://www.mujeresafro.org.
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12
Race and the Law
in Latin America
Tanya Katerí Hernández
After years of struggle for visibility, recognition and equality in Latin America,
Afro-descendants have garnered a number of antidiscrimination law enact-
ments. These legal gains range from multicultural constitutional recognition,
collective land titles, affirmative action programs and criminal sanction on
discrimination. Most pervasive across the region has been the deployment of
antidiscrimination criminal law legal sanctions. Consequently, it is a worth-
while endeavor to examine the strengths and weaknesses of the criminal law
model for addressing Afro-Latin American discrimination by focusing on a
number of case examples from various countries. In order to understand the
Latin American focus on criminal law for addressing racial discrimination, it is
first important to describe the constitutional law backdrop against which social
justice activists have had to contend.
All people are equal before the law and have the right to equal protection.
There will be no discrimination on account of birth, nationality, political
belief, race, sex, language, opinion, economic status or social position.
Yet, the constitutional equality provisions are rarely applied to the context of
racial discrimination. In fact, there is a region-wide phenomenon of denying
272 Tanya Katerí Hernández
the existence of racial discrimination because of the assertion that ‘the serious
incidence of racism and racial discrimination’ more accurately exists in the
US (Dulitzky 2005, 39). This observation is based on an analysis of official
nation-state report responses to human rights violation claims before the UN
Committee on the Elimination of Racial Discrimination. Despite evidence
that racial discrimination permeates every realm in the region including so-
cial, political, education, labor, culture and public health sectors, government
responses downplay its significance as inconsequential compared to the legal
violence of the US context.
Country-specific studies note that racial discrimination claims are treated as
lacking merit because of the belief that Latin America is not a region with ‘real rac-
ism’. For instance, in the Brazilian context, Antonio Guimarães found that judges
frequently dismiss claims based on the notion that Brazilian culture is immune
from racial bias (Guimarães 1998). For instance, Guimarães quotes one represen-
tative case in which the judge explicitly stated, ‘We do not have the rigorous
and cruel racism observed in other countries, where non-“whites” are segregated,
separated and do not have the same rights. That is racism’ (Guimarães 1998, 35).
While not all judges are so explicit about how a particular comparison to the
US confines the recognition of racism in Latin America, other country-specific
studies have observed a similar refusal to acknowledge the existence of racism in
the enforcement of equality laws. For instance, in the Justice Studies Center of the
Americas examination of Colombia, the Dominican Republic and Peru, it was
found that each of the countries suffered from a limited legal response to the issues
of racial discrimination (Judicial Studies Center of the Americas 2004). Similarly,
Carlos de la Torre’s inquiry into the Ecuadorian legal system discovered that the
Ecuadorian government had a constrained view of racism as solely a problem of
isolated verbal expressions of infrequent individual bigotry (de la Torre 2005).
Even within seeming court victories that recognize that racial d iscrimination
exists, there can be embedded a problematic understanding of racism. For in-
stance, in Jorge González Jácome’s analysis of Colombian Constitutional Court
case findings of discrimination, he concludes that the Court confines its un-
derstanding of racism to the acts of individuals with overtly manifested intent
to discriminate in ways that problematically shields from consideration the op-
eration of pervasive structural discrimination ( Jácome 2006). The focus on
individual intent is yet another articulation of the vision of discrimination as
exceptional in Latin American spaces. Most problematic, although, has been
the tendency to operationalize constitutional equality principles with enabling
legislation located in the criminal law.
and Carlos Andrés Baquero Díaz note that all Latin American countries except
for Paraguay have passed laws to criminally punish acts of racial discrimination
(Garavito and Díaz 2015, 68). Given the long histories of ignoring the exis-
tence of racism and discrimination in Latin America, it is understandable that
the strongest state sanction that criminal law provides would be sought as the
symbol of the state’s new commitment to recognizing societal discrimination.
Consequently, criminal law sanctions are often the default antidiscrimination
approach because of their strong normative message that the State condemns
racism (Cottrol 2013, 290).
As a result, the few criminal prosecutions that have been brought since
the social justice movement advocacy in the 1990s for recognition of racial
d iscrimination have been noteworthy. Peru criminally convicted an individual
for racial discrimination against an Afro-Peruvian for the first time in 2015
(Sentencia No. 479–2015-2JPL-PJ-CSJJU). Similarly, Ecuador issued its first
prison sentence for racial discrimination against an Afro-Ecuadorian only in
2016 (Proceso No. 17124-2014-0585).
Unfortunately, other motivations for the public focus on criminal law con-
flict with fully addressing the sources of racial inequality. For instance, further
entrenching the focus on criminal law provisions has been the notion that
Latin American nation-states have been innocent of racial wrongdoing. Given
the absence of state-mandated Jim Crow segregation in the region, the legal
stance toward racism has been to view it as an aberration rather than a systemic
part of a national culture (Hernández 2013, 104). As a result, the legal response
has been to treat racism as the work of isolated individuals, who are presum-
ably abnormal in their prejudices. In short, racists are criminals rather than
representatives of long-standing racist cultural norms. Garavito and Díaz con-
clude that the use of criminal law individualizes racism and fails to challenge
the structural causes of racial inequality (Garavito and Díaz 2015, 92).
This also helps to explain why the large majority of hate speech laws in Latin
America are part of the criminal codes in the region. Unfortunately, limiting
the idea of racism to biased words uttered by those labeled as aberrant racists
overlooks the structural and institutional aspects of discrimination that operate
in the absence of racist commentary. Carlos de la Torre notes with respect to
the plight of Afro-Ecuadorians that ‘[r]educing racism to the hostile words and
actions of ignorant, ethnocentric, and parochial individuals, a view that was
dominant in American sociology until recently, does not take into account
power relations’ (2005).
Some countries in Latin America maintain a singular criminal approach to
discrimination (Hernández 2013). For example, in the Dominican Republic,
the 1997 Ley contra la Violencia Intrafamiliar (Law against Interfamily Violence)
makes it a crime to inflict unequal or humiliating treatment based on race or
ethnicity. Persons found guilty of the crime of discrimination can be impris-
oned for a year and one month and a fine of two to three times the minimum
274 Tanya Katerí Hernández
wage (Ley No. 24–97). In Nicaragua, the Criminal Code penalizes the
obstruction of a constitutional right because of race or ethnicity (Ley No. 641).
The penalty is six months to one year of imprisonment. If the racially motivated
obstruction of a constitutional right is found to have been publicly p romoted,
an additional fine can be imposed. The Criminal Code also authorizes the
augmentation of a penalty for other crimes when they are racially motivated
(Crim. Code Art 36.5).
Even though criminal sanctions suggest a strong normative commitment
to the eradication of discrimination, it may, as a practical matter, have had
the ironic effect of making the legal system less capable of dealing with the
problems of inequality and discrimination. Criminal cases require stronger ev-
idence and a higher burden of proof than civil cases. For instance, in an analysis
of Peruvian grievances regarding the experience of filing a criminal complaint
of discrimination, it was found that the evidentiary standard for discrimination
cases was high and that it is often difficult for a victim to prove that he/she
has experienced discrimination (Defensoría del Pueblo, República Del Perú
2007, 119). An illustrative case described in the report is that of an individual
who lodged a complaint against the police department alleging discrimination
for the inappropriate issuance of a traffic ticket because of his race. The public
prosecutor indicated that this complaint did not merit a criminal investigation
or action because the evidence presented was not enough: the complainant had
submitted an affidavit and that of a family member who witnessed the inci-
dent. It is difficult to fathom what more the complainant could have submitted
to support his allegations. The demand for more is thus emblematic of the
Latin American resistance to considering racial discrimination a viable crimi-
nal complaint.
In addition to the reluctance of prosecutors to proceed with racial discrimi-
nation cases, judges are reluctant to impose criminal sanctions. Latin American
criminal justice systems are overloaded with traditional crimes of violence and
property crimes. In a system plagued with such problems and systemic ineffi-
ciencies, the crimes of racism and racial discrimination have and are likely to
continue to be a low priority.
Moreover, entrusting the enforcement of the criminal law to public
authorities risk having the law undermined by the complacent inaction of
public officials who may harbor the same racial bias as the agents of dis-
crimination. Indeed, commentators have noted that Latin American po-
lice officers are often the perpetrators of racial violence against persons of
A frican descent because they see their role as protecting society from ‘mar-
ginal elements’ by any means necessary without regard to the rule of law
(Pinheiro 1999, 1–16). This is a particular danger in Latin America, where
police officers are consistently found to discourage Afro-descendants from
filing racial discrimination complaints (Brinks 2008, 49–54; Mitchell and
Wood 1999, 1001–20).
Race and the Law in Latin America 275
Seth Racusen notes that a civil framework can provide broader theories
of discrimination and less burdensome evidentiary standards (Racusen 2002,
87–8; Racusen 2004). In addition, the civil context carries less risk of selective
enforcement whereby vulnerable populations are disproportionately targeted
for prosecution. This is because, unlike in criminal prosecutions, the state need
not be the primary enforcer of the legislation.
The contrast between the civil and criminal contexts is best exemplified
by the Brazilian case of Tiririca, in which the same fact pattern of hate speech
yielded success for the plaintiffs in the civil court but not in the criminal court.
Francisco Everado Oliveira Silva, whose stage name is Tiririca, is a Brazilian
Congressman and former entertainer who released a song with the Sony Music
company entitled Veja os Cabelos Dela (‘Look at Her Hair’) in 1996. The song
was in essence a long tirade against the inherent distasteful animal smell of
Black women and the ugliness of their natural hair. The lyrics stated in signif-
icant part,
When she passes she calls my attention, but her hair, there’s no way no.
Her catinga [African] (body odor) almost caused me to faint. Look, I
cannot stand her odor. Look, look, look at her hair! It looks like a scour-
ing pad for cleaning pans. I already told her to wash herself. But she in-
sisted and didn’t want to listen to me. This smelly negra (Black woman) …
Stinking animal that smells worse than a skunk.
Embargos Infringentes No. 2005.005.00060). The court took note that because
the singer, Tiririca, was also a popular entertainer for children (who was often
nationally televised in a clown costume), the insulting and injurious content of
the song was also prejudicial to the formation of Black youth.
As compensation for the moral damages of collective emotional harm to
dignity, in 2008, the court ordered payment of 300,000 reais in addition to
Attorney’s fees and costs. In 2012, the court revised the monetary judgment
to include sums retroactive to the date the case was filed in 1997, thereby raising
the judgment to 1.2 million reais. In civil law legal systems like Brazil’s, moral
damages are nonpecuniary damages that compensate for the injury of emo-
tional distress from harm to one’s honor or reputation (Litvinoff 1977; Vargas
2004). Often, moral damages are not available for every sort of tort action, but
only for those that create dignitary harm. The monetary payment for the dam-
age to the collective equality interest of Black women was paid to the Federal
Ministry of Justice’s Fund for the Defense of Diffuse Rights, for the creation of
educational antiracism youth programs disseminated through radio, television,
film and printed materials for elementary schools in the state.
What the Tiririca case demonstrates is that in the civil context, the absence
of the imprisonment feature enables a judge to consider more nuanced perspec-
tives about racial equality when deciding whether the discrimination that has
been historically prevalent in Latin America but invisible as ‘culture’ should be
actionable. A civil framework can provide broader theories of discrimination
and less burdensome evidentiary standards (Racusen 2002). In addition, the
civil context carries less risk of selective enforcement whereby vulnerable pop-
ulations are disproportionately targeted for prosecution. This is because, unlike
in criminal prosecutions, the state need not be the primary enforcer of the leg-
islation. Yet, because of the prevalent notion that criminal laws against discrim-
ination show how serious the state is about racism, the development of civil
law measures across the region has been slow and their reach has been modest.
The few criminal law racial discrimination cases that have been successful
have had extreme factual allegations that even the most reticent of courts would
find hard to ignore. For instance, in Ecuador, where Afro-Ecuadorians are of-
ten ignored and viewed as not inherently Ecuadorian, only the most extreme
of racial discrimination actions will be understood as appropriate for crimi-
nal enforcement. It was not until July 5, 2016, that Ecuador imposed its first
prison sentence for the crime of racial discrimination. In Michael Arce Mendez
v. Fernando Encalada Parrales, a prison sentence of five months, and twenty-four
days was issued for the racial hate which an armed forces lieutenant committed
against a former cadet at a military school (Proceso No. 17124-2014-0585).
Mr. Arce Méndez, who dreamed of becoming Ecuador’s first Afro-Ecuadorian
General, started military school in October, 2011, after successfully completing
admissions examinations. Mr. Arce Méndez and other witnesses described the
unfair, cruel treatment he received under his instructor, Lt. Encalada Parrales.
Race and the Law in Latin America 277
Lt. Encalada Parrales told Mr. Arce Méndez that no ‘Black’ person would be-
come a military official and then proceeded to harass him until he would resign
from the school. The harassment took the form of not allowing cadet Méndez
to sleep, forcing him to jog while other cadets were sleeping, not allowing him
to eat with the other cadets, not giving him enough time to eat, forcing him to
eat on the floor, in addition to many other physical forms of harassment while
he was called a ‘lazy Black’ and other derogatory race-related terms. Cadet
Méndez eventually resigned from the school and made a claim with the Public
Defender’s Office.
Given the outrageous conduct of a public figure like Lt. Encalada Parrales,
it is understandable why the court did not hesitate to make a finding of racial
discrimination worthy of imposing a criminal sentence along with payment of
psychological treatment, damages and litigation costs. Not only was the v ictim’s
physical well-being under assault, a psychological examination also found that
cadet Méndez had suffered psychologically with a lingering post-traumatic
d isorder. Other victims of racial discrimination who have been denied oppor-
tunities because of their race but absent the physical violence have not been
successful in deploying the criminal law to vindicate their equality rights.
Absent physical violence, the racial discrimination allegations must be close
to extraordinarily outrageous to be warranted justiciable. For instance, in P eru’s
first successful prosecution for racial discrimination, the Afro-Peruvian vic-
tim was targeted with outright fraud. In the 2015 case of Azucena Asuncion
Algendones v. Luis Alberto Perez Peralta, Azucena Asuncion Algendones, secretary
at the Municipal Water and Sewer Services Company of Huancayo, which is
known as Sedam Huancato S.A., was engaging in her regular conduct of busi-
ness when coworker Judith Perez Huaynate alluded to Algendones as a Negra
Cocodrilo (Black crocodile) while also making insulting gestures toward her.
When A lgendones asked that Huaynate apologize to her, Huaynate stated that
her comment was more of an insult to a crocodile than to Algendones (Sentencia
No. 479–2015-2JPL-PJ-CSJJU). Algendones alerted both her general manager,
Luis Perez Peralta, and subsequently Humans Resources manager, Augusto
Santisteban Garcia, about the occurrence with coworker Huaynate. Despite
these supervisors noting that Huaynate had committed a racist act against
A lgendones, not only was Huaynate not punished but the supervisors also dis-
missed the case, thus failing to resolve the issue. Sedam officials then attempted
to punish A lgendones for reporting this racist occurrence by framing her for
multiple thefts within the company and subsequently firing her in 2013. This
was done after Algendones had contacted government authorities about the
2012 incident, which had led to an investigation of the facilities.
In turn, Algendones filed charges against officials Peralta and Garcia pur-
suant to Peruvian racial discrimination statutes. She did this by reporting this
incident to the Alert Against Racism website, a government site that investi-
gates instances of racial discrimination, to which she was given legal assistance
278 Tanya Katerí Hernández
In addition, the other nine members of the Supreme Court panel further elab-
orated the justifications for the decision with the votes they orally issued from
the bench. For instance, Justice Celso de Mello noted that affirmative action
is consistent not only with the Brazilian Constitution but also with interna-
tional human rights treaties. In particular, he stated ‘The challenge is not only
a mere formal proclamation recognizing the commitment to respect the basic
rights of the human being, but the concrete realization in terms of material
achievement of the burden taken’ (STF Internacional [Federal Supreme Court
of Brazil news portal] April 26, 2012). Similarly, Justice Cezar Peluso observed
that affirmative action corresponds to the concern with human dignity. Thus,
with this decision, Brazil implements a human rights justification for the im-
portance of affirmative action. Moreover, Justice Luiz Fux even went so far as
to state that the constitutional provision articulating the government objective
‘to build a free, just and supportive society’ requires the reparation of past
280 Tanya Katerí Hernández
Multicultural Constitutions
The advent of multicultural constitutions since the 1980s has rightfully cele-
brated Indigenous and Afro-descended contributions to the nation-state that
were historically ignored and/or not fully valued (Rahier 2014, 105). However,
Tianna Paschel notes that the existing scholarship on Latin America tends to
collapse policies of collective rights and race-based affirmative action into a
singular ‘multicultural turn’ rather than distinguishing between the two var-
ied developments (Paschel 2016, 20). Disaggregating the two helps to illumi-
nate the extent to which collective land rights have not been fully realized for
A fro-descendants as compared to Indigenous groups.
Juliet Hooker’s work has suggested that not all multicultural constitutions
similarly situate Afro-descended communities. She aptly notes that because
Latin American states have primarily envisioned multicultural rights as per-
taining to Indigenous peoples, who are viewed as deserving ‘ethnic’ group
members, Afro-descendants have often been excluded as distinct ‘racial’ sub-
jects without an ethnic identity needing constitutional protection (Hooker
2009, 80–82). For instance, Hooker lists Colombia, Brazil, Ecuador, and Peru
as those jurisdictions where Afro-descendants have obtained some multicultural
constitutional rights but not to the same extent as Indigenous communities. In
this vein, the legal advances made at the behest of Afro-Columbian activists
warrant particular attention (Dixon 2008).
Race and the Law in Latin America 281
the Colombian Army (Arocha 1998, 70–89). Similarly, Kiran Asher describes
how Afro-Colombian community organizers seeking collective ownership
have seen themselves labeled as guerrillas or terrorists and then targeted for vio-
lence by a government interested in controlling resource-rich Afro-Colombian
areas for corporate development (Asher 2009). In addition, right-wing paramil-
itary squads long enmeshed in drug trafficking are similarly involved in seizing
the land (Rosero 2002, 547–559). Indeed, at least one study found that 33% of
all Afro-Colombians have been expelled from their own land by armed groups
(Hernández 2013, 117). Of the people displaced from their land because of the
ongoing civil war, the largest percentage has been Afro-Colombian (Hernández
2013, 117). Moreover, an Afro-Colombian is 84% more likely to be displaced
than a Mestizo. Of the Afro-Colombian population with registered collective
property titles in 2007 alone, 79% had been forcibly dispossessed from their
lands (Garavito, Sierra and Adarve 2008, 34–35). So significant has been the
displacement of Afro-Colombians (and Indigenous communities as well) that
in 1999, the UN officially put the Colombian government on notice to address
it as a form of racial discrimination (CERD 1999). Thereafter, Colombia’s
Constitutional Court evaluated the government’s policy for dealing with the
plight of the many dispossessed and held that the policy was inadequate and un-
constitutional in its violation of the fundamental rights of Colombian citizens
(Sentencia T-025/04). Since that court order, the government has been obli-
gated to design policies to prevent the forced removal of landowners, in addition
to ameliorating the poor living conditions of the dispossessed. U nfortunately,
the government’s deliberations regarding the needs of the dispossessed have not
focused upon the particular impact on Afro-Colombians as a targeted group
(Miranda 2006, 42–47).
More generally, the promise of multicultural constitutions will need to
confront the long embedded history of racially exclusionary politics in Latin
America. For example, César Augusto Rodríguez Garavito describes how
in the Colombian context, even though the implementing legislation for the
‘multicultural protection’ of the Constitution requires that government au-
thorities consult Afro-descended communities before making decisions that
affect their communal lands, Afro-Colombians confront barriers to the con-
sultation process because the government must first officially recognize a
pre-established community council of Afro-descendants before those Afro-
descendants are entitled to be consulted (Garvito 2011, 263–305). The official
recognition process has thus been perceived as overly bureaucratic and restric-
tive ( Rodríguez 2008). This also happens to parallel bureaucratic barriers to
the titling of A fro-Brazilian Quilombo lands (lands settled by runaway slaves)
which has been described as ‘the biggest failure of Brail’s ethno-racial policies’
(Paschel 2016, 206). Nevertheless, in her review of multicultural constitutions,
Donna Lee Van Cott notes that after so many years of marginalization, even the
symbolic constitutional recognition of the importance of Afro-descendants is
Race and the Law in Latin America 283
indeed some measure of progress (Cott 2000). In fact, the Colombian govern-
ment has been more willing to focus upon Afro-Colombians as a group with
respect to educational reform.
Conclusion
What this review of Afro-Latin legislative attention to matters of race in Latin
America demonstrates is both the significant achievements of Afro-Latin social
justice activism, along with the need for continued political will to imple-
ment and ensure actual racial equality for the populace. In instances where
government officials have supported legislative efforts, true transformation has
been possible. For instance, when the city of Ribeirão Preto, São Paulo, had
a Mayor who fully supported the implementation of Brazil’s law mandating
the instruction of African and Afro-Brazilian history (Lei No. 10.639/2003),
instructors were provided with concrete training and materials from 2007 to
2009 that revitalized their teaching and inspired a sense of a direct investment
in the national project of racial equality (Da Costa 2014, 157). The law directly
mattered but not in isolation. When the mayoral administration changed in
2009, the support for the necessary teacher training sessions ceased. It is thus
not insignificant that Brazil’s Law of Social Quotas contains a mandate for re-
view of its continued existence in 2022. Continued change in Brazil and across
Latin America will necessitate not only legislative action but also perseverance
in political engagement.
284 Tanya Katerí Hernández
Note
1 An injunction is a judicial remedy which guards against future injuries with an
order requiring a person to refrain from a particular act or activity. A declaratory
judgment is a judgment which articulates and establishes legal rights and the opin-
ion of the court on a question of law without ordering further legal enforcement. A
mandamus order is a command from a court compelling performance of a ministe-
rial act that the law recognizes as an absolute duty (Gifis 1984).
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286 Tanya Katerí Hernández
Introduction
It is internationally recognized that one of Latin America’s most dramatic
hallmarks is the deep level of socioeconomic chasm (Haggard and Kaufman
2008; Gootenberg 2010; Birdsall, Lustig, and McLeod 2012). World Bank data
on income distribution1 clearly express this situation: 11 of the 23 nations with
the highest Gini Index on the planet are Latin American countries, whereas
the other 12 are in sub-Saharan Africa. Unlike the latter, Latin America is
not exactly a region of very poor countries. In 2015, the average per capita
gross domestic product (GDP)2 of Latin America turned around USD 15,500,
whereas the GDP of sub-Saharan Africa was about USD 3,700. As such, Latin
America may be characterized as a middle-income region with a very uneven
distribution of wealth (World Bank n.d.).
Although inequality in Latin America has declined in the 2000s, social
disparity still remains the most relevant challenge scholars and policy makers
confront in the region nowadays. Inequality has increasingly been accepted as
a crucial obstacle to economic progress and the advancement of human devel-
opment (Sen 1981, 2000; Atkinson 1983), and understanding the causes b ehind
inequality has been a focus of Latin American socioeconomic thought in the
past decades. Scholars have adopted different viewpoints on the key factors
related to the social chasm existing in the region. Some have highlighted
problems of imperfect market allocation of productive factors or uneven en-
dowments of human capital among individuals (de Barros and Camargo 1993;
De Ferranti et al. 2004; Márquez 2007; Ñopo 2012). Others have prioritized
h istorical and structural dimensions of inequality and the core-periphery model
of international relations between Latin America and the developed capitalist
world (Furtado 1969; Gunder Frank 1974; Germani 1980). However, if it is
The Labyrinth of Ethnic–Racial Inequality 289
true that this controversy nurtured great debates (and even bitter ideological
and political conflicts), both paradigms shared a baffling consensus around the
putative small influence of ethnicity and race in Latin America’s dynamism.
Thus, this common agreement – both positive and normative – has neglected
the very h istory of the region, marked by the subjugation and enslavement
of Indigenous people and Africans, or the explanatory power of ethnic and
racial relations in understanding social inequality. This lacuna in part could
be also attributed to the absence of data on the social and economic condi-
tions of ethnic and racial groups in Latin America. The latest census rounds –
the 2000 round (covering the period 1995–2004) and mainly the 2010 round
(2005–2014) – became, in several cases for the first time, an important source of
demographic information about ethnic or racial identification in Latin America
(Loveman 2014; Telles and PERLA 2014; Paixão 2016, 2017). Hence, it has
become possible to obtain a deeper knowledge not only on the ethnic–racial
composition of Latin American population but also on the standards of living
and social inequality by race and ethnicity.
In this chapter, we focus on ethnic and racial inequality in the Latin
A merican labor market and conduct a cross-national research using public data
samples of the last census rounds. More precisely, we examine 10 countries
which included ethnic–racial questions in their surveys and made the data
available through the Integrated Public Use Microdata Series International
(IPUMS-I) project. As Márquez (2007, 71) observed,
By the time of the Latin American Wars of Independence, in the first half of
the 19th century – fundamentally at the same time of the Bourgeois Revolution
in Europe – Latin American criolla elite had acquired sufficient self-interest
and self-confidence to break up the links with the metropolis. This estrange-
ment did not represent, however, a definitive rupture with the social frame
inherited during the colonial past (Furtado 1969; Gunder Frank 1974; Fernandes
[1974] 2000). In the first decades after the independence, the subjugation of
Indigenous people and the enslavement of Africans and their descendants per-
dured in Latin America. In Chile, the mismatch between Independence and
Abolition lasted 13 years (Independence, 1810; Abolition, 1823). In Mexico,
nineteen (1810, 1829); in Argentina, thirty-seven (1816, 1853); and in Colombia,
forty (1810, 1850). In Brazil (1822, 1888), it lasted almost seven decades!3
After the Independence Wars and until the 1930s, Latin American econ-
omies remained basically raw material exporting economies within the in-
ternational division of labor (Furtado 1969; Gunder Frank 1974; Fernandes
[1974] 2000). This phase was also characterized by the pervasive influence of
eugenics among Latin American elites. According to this prescientific theory,
underdevelopment and backwardness could be explained by the mixed genes
of Latin American people and by the ‘bad influence’ brought by Indigenous
and A frican ancestry on the ‘genetic quality’ of the population (Skidmore
1974, 1990; Graham 1990; Stepan 1991; Banton 1998; Wade 2017). It was not
by chance that Latin A merican elites considered the economic and political
modernization processes a synonym of Whitening. European immigration
concentrated essentially in four countries: Argentina, Brazil (mainly the
southern region), Cuba and Uruguay, which received more than 90% of the
European immigrants (Andrews 2007; Hernández 2013). The massive White
immigration helped to shape a new racial and socioeconomic structure in
those countries. Yet, the Whitening ideology spread out throughout the re-
gion. Even in countries, which had not received a massive European immi-
gration, such as Mexico, Colombia, Peru and V enezuela, the majority of the
White or White-complexioned population tended to hold the most forward
activities and positions, whereas the Indigenous population, Afro-descendants
and dark-complexioned people were forced onto the edges of society, in the
most backward positions (Wright 1990; Wade 1993; De la Fuente 2001; An-
drews 2007, 2016; Sue 2013; Alberto and Elena 2016; Elena 2016).
In the mid-1930s, after the Great Depression, Latin American elites – at
least in Argentina, Brazil and Mexico – promoted, through different path-
ways, a new modernization process based on the intervention of the State in
the national economy and on the industrialization (Furtado 1969; Fernandes
[1974] 2000). Concurrently, new interpretations centered in an alternative form
of national imagination – using Benedict Anderson’s definition (2006) – arose
around the idea of Mestizaje in different Latin America’s countries, like the
racial democracy in Brazil, La Raza Cosmica in Mexico and Café-Con-Leche in
292 Marcelo Paixão and Irene Rossetto
Venezuela. Although eugenics was never totally absent in the Latin American
idea of Mestizaje (Graham 1990; Stepan 1991; Banton 1998; Wade 2017), the new
narrative was more complex, valuing ethnic–racial and cultural miscegenation
in itself (Telles 2006; Wade 2010). The Whitening-oriented m iscegenation
was considered a positive trait of Latin American societies and encouraged, at
least on some occasions, a radical nationalistic and anti-imperialistic rhetoric
as it happened in countries like Argentina (Peronism); Brazil (Varguism); and
Colombia (Gaetenism), Mexico (Priism) and Peru (Aprism) (Guimarães 1999,
2002; Sader et al. 2006; Elena 2016). Because of the influence of the Cold War
and internal resistances of conservative forces, Latin American nations gener-
ally promoted development projects that prioritized capital accumulation rather
than income distribution or universalization of social rights (Furtado 1969;
Fernandes 1974 [2000]). Cuba could be pointed out as the sole exception, but
as observed by De la Fuente (2001), not even this country addressed important
hurdles of the inherited racial hierarchies. During the Cold War, the modern-
ization process – mainly under the rule of military dictatorships or civilian
authoritarian regimes – and the Mestizaje narrative connected in a very perverse
way in Latin America. Although the official discourse of Mestizaje denied the
very existence of prejudice and discrimination against Indigenous people and
A fro-descendants, in everyday life several mechanisms of discrimination con-
solidated the association between social and ethnic–racial lines. In countries
like the Dominican Republic or Argentina, national rhetoric called into ques-
tion the mere existence of these groups (Candelario 2007; Elena 2016). Hence,
Latin American model of development resulted in the freezing of traditional
social hierarchies and the deepening of ethnic and racial inequality (Andrews
2007; Telles 2014; Paixão 2014; Telles and PERLA 2014).
A new scenario came to the fore in the 1980s. First, the debt crisis and
subsequent higher inflation (in some cases, hyperinflation) collapsed the de-
velopmentist model especially in countries like Argentina, Brazil, Colombia,
Mexico, Peru and Venezuela, which had advanced importation-substitution
industrialization policies. State-led industrialization was replaced by neoliberal
policies based on privatization, public-spending cuts, opening up of the domes-
tic market to international competition and deregulation of financial and labor
markets. High inflation was controlled, but several countries had to face new
constraints, such as low levels of economic growth, loss of job quality and rise
(or freezing) of social inequalities (Haggard and Kaufman 2008; Gootenberg
2010; O’ Toole 2013). Second, after nearly two decades of military dictator-
ship, a new wave of democratization swept through the region. Authoritarian
regimes were no longer able to guarantee high levels of growth or to manage
the distributive conflict associated with the economic slump. Meanwhile, the
end of the Cold War had reduced the internal and international pressures to
repress social discontent. Hence, the sum of contradictions inherited from the
previous period led to the mobilization of civil society groups eagerly awaiting
The Labyrinth of Ethnic–Racial Inequality 293
political participation and income distribution. All over Latin America, the
transition to democracy also triggered the design of new Constitutions that
acknowledged collective rights like freedom of association, and cultural recog-
nition (Gargarela 2013).
Despite the limits and contradictions of the democratization process, new
social players – mainly historically discriminated groups like Indigenous
people and Afro-descendants – entered the stage (Safa 2005; Hooker 2009;
Madrid 2012; Birdsall et al. 2012). These took a leading role in the 2001 World
Conference against Racism, held in Durban, South Africa, which eventually
rendered new national commitments toward the recognition of diversity and the
fight against traditional forms of ethnic and racial discrimination (Telles 2014).
At the same time, the campaign for statistical visibility was another important
struggle for the Black and Indigenous movements in Latin America. They suc-
cessfully advocated for the inclusion of racial and ethnic questions in almost
all national censuses and promoted studies and research in social and ethnic/
racial inequality (Loveman 2014; Campbell 2013, 2014; Paixão 2016, 2017).
In the long run, if it is true that the new legal frameworks opened unprece-
dented spaces for political participation, the picture was ambiguous b ecause
these achievements were associated by some authors with a neoliberal agenda
(Hale 2006; Hooker 2009).
In the 2000s, leftist governments emerged in countries like Argentina,
Bolivia, Brazil, Ecuador, Nicaragua and Venezuela. They implemented signif-
icant social policies – mainly based on cash transfer programs and, partially, on
principles of solidarity economy (El Buen Vivir) – which helped to reduce social
inequality (Pearson 2003; Chatterton 2005; Azzellini 2009; Cunha et al. 2010;
Caruana and Srnec 2013; CEPAL 2014; Ruíz and Lemaître 2015). In some cases,
these policies contributed to reducing ethnic–racial inequality and encouraging
political participation of Indigenous people and Afro-descendants. In Brazil,
for example, the positive results of Lula administration in reducing social and
racial inequality and pushing forward affirmative action policies in higher edu-
cation are well documented (Paixão and Carvano 2008; Paixão et al. 2011). The
very fact that Hugo Chavéz was a dark-complexioned man and Evo Morales
an Indigenous leader reveals a connection between the new Latin America’s
leftism and ethnic and racial mobilization. Another example is the fact that in
Argentina neoperonism sought the support of Cabecitas Negras (Black little heads).
The oft-used term is usually associated with working class people, who could
generally be identified as Mestizos or people with m edium-dark complexion
(Alberto and Elena 2016). On the other hand, the relation between the new
leftist governments and the ethnic and racial movements in Latin America
was not immune to incongruences. In Ecuador, for instance, the relation-
ship between Rafael Correa administration and important Indigenous groups
was stormy. In Brazil, the reduction of racial asymmetries did not prevent
the growth of Black and Brown homicide victimization (Paixão et al. 2011).
294 Marcelo Paixão and Irene Rossetto
Furthermore, the success of the new leftist governments in Latin America was
due to the reduction of income inequality. But these policies were strongly
based on fast China’s economic growth and the high price of commodities
(Gootenberg 2010; O’Toole 2013; CEPAL 2014). Thus, these governments lost
ground when this economic cycle declined, and leftist experiences reverted in
several countries through elections (Argentina in 2015); bloodless coups d’état
(Paraguay in 2002, Honduras in 2009, and Brazil in 2016); or violent conflicts
(Ecuador in 2015, and especially Venezuela following Chávez’s death in 2013).
These trends threaten the achievements of the last years and open a period of
uncertainty for social and racial equity in Latin America.
Methodology
In this chapter, we use the most up-to-date census data of ten Latin A merican
countries extracted from the IPUMS-I website4: Brazil (2010), Colombia
(2005), Costa Rica (2011), Cuba (2002), Ecuador (2010), El Salvador (2007),
Mexico (2015), Nicaragua (2005), Panama (2010) and Uruguay (2011).5
Questions on ethnicity and race have progressively been incorporated in Latin
America’s census questionnaires in the census rounds of 1995–2004 and 2005–2014.
The history of the ethnic and racial questions in the national censuses of the
region reveals that it was traditionally more acceptable to the national statisti-
cal offices the inclusion of Indigenous people. In the 1995–2004 census round,
for instance, Argentina, Chile, Bolivia, Mexico, Panama, P araguay, Peru and
Venezuela included questions for the identification of Indigenous people, but not
for Afro-descendants. In the 2005–2014 census round, the situation changed,
and almost all those countries incorporated the identification of Black popu-
lation.6 In Cuba, the question on skin color just included the identification of
Afro-descendants, but not of Indigenous people (Paixão 2016, 2017). Only ten
Latin American censuses containing self-identification data on Afro-descendants
and Indigenous people have been released on IPUMS-I website.7 In the case of
Argentina, the 2010 Census available on IPUMS-I was drawn from the short
(basic) form census questionnaire, whereas the question on A frican-descendant
and Indigenous ancestry is only present in the long form.
The terms used in this study are the original expressions contained in the
national census questionnaires. As far as possible, we also maintained the
A fro-descendant groups separated, following the original classificatory terms
used in each census. We use, for example, Preto (Black) and Pardo (Brown) to
separately describe the Afro-descendant population of Brazil, or Negro/Afrode-
scendiente (Black/Afro-descendant) and Mulato (Mulatto) to designate the Afro-
descendant population of Costa Rica8(Table 13.1). Two reasons lead us to carry
on the analysis of Afro-descendant groups separately. First, taking into consid-
eration prior research on a pigmentocratic pattern of discrimination against Afro-
Latinos (Nogueira [1955] 1998; Hoetink 1973; Telles 2014), our objective is to
The Labyrinth of Ethnic–Racial Inequality 295
of ethnic and racial inequality. Prior research revealed that ethnic and racial
questions are extremely influenced by the way in which the question and the
categories of answers are formulated (Telles and PERLA 2014; Paixão 2017).
Because different classificatory systems capture racial and ethnic inequality
differently, we may be attentive to possible ambiguities and limits of using
national census data sets to measure and interpret racial and e thnic inequality.
Finally, we focus on selected characteristics of the labor force by race/ethnic-
ity: participation rate, educational attainment, unemployment, informality and
occupational profile. With the exception of Brazil, Mexico and Panama, the
national censuses we studied did not investigate earnings, so we could not in-
clude an analysis of income in our research.
the participation of Blacks was 5%, whereas Mulattos were 2% of the national
labor force. In Uruguay, 4.8% of the labor force was Black. In Mexico, Afro-
descendants corresponded to 1.8% of the EAP (0.7% A fromexicanos, and 1.1%
Afro-Indígenas). Finally, in El Salvador and Nicaragua, Black participation in the
labor force was smaller than 1%. In Mexico, the Indigenous participation rate
was 20.8%. In all other countries, it was smaller than 10%. In Ecuador and Pan-
ama, Indigenous participation was around 7%, followed by Nicaragua (3.7%)
and Uruguay (2.7%). In Colombia and Costa Rica, Indigenous participation
was 2%, whereas in Brazil and El Salvador was less than 1%.
In all the selected countries, the female participation rate was significantly
lower than male rate. The biggest difference between men and women par-
ticipation occurred in Nicaragua (42 percent point – pp) and the smallest in
Uruguay (17 pp). These data reflect aspects of the ongoing patriarchal system,
in which a male breadwinner model is still active across Latin America. It is
worthwhile to mention the national nuances when we analyze the data by
race and ethnicity. In this case, the biggest gender gap was observed among
Ecuadorian Montubios (56.5 pp), Panamanian Indígenas (51.8 pp) and Ecuadorian
Mulattos (39.4 pp). The smallest differences were in Uruguay (both Whites and
Indigenous less than 18 pp) and among Brazilian groups (gender gap around 18
300 Marcelo Paixão and Irene Rossetto
countries, it was still higher than the asymmetries among Cuban less-educated
workers. Finally, in Mexico and Panama, the rate of Afromexicanos (but not
Afro-Indígenas) and Negros with at least the secondary level of education was
higher than the rate of the nonethnic group.
Across Latin America, Indigenous educational performance was almost with-
out exception the worst. Only in Uruguay, Negros workers had more disadvan-
tages than all the other ethnic/racial groups. Comparing educational attainment
of Black and Mulatto workers, we observe that in Brazil and Cuba, there was no
significant difference. In Costa Rica and Mexico, Negros and Afromexicanos had
a better performance than Mulattos and Afro-Indígenas, respectively. Conversely,
in Ecuador, Mulattos were in a better educational p osition than Blacks. Thus,
we cannot confirm the pigmentocratic hypothesis of a bigger disadvantage for
people of darker complexion, at least based on the self-identification responses
contained in the national censuses of Brazil, Cuba and Costa Rica. Last but
not least, it is important to review the cases of Mexico, Costa Rica and Pan-
ama. A fro-Mexicans and Afro-Panamanians had better achievements than the
nonethnic group. Likewise, the educational performance of Costa Rican Negros
was better than Blancos/Mestizos. Further research is needed to explain the atyp-
ical racial/ethnic distribution of education in those countries. Among many
potential factors, we advance the hypothesis that the format and terminology
used in the race/ethnicity question, in Panama and Mexico strongly based on
cultural dimensions, could at least partly explain this unexpected outcome.
Unemployment Rate
Table 13.4 shows the unemployment rate by race and sex in seven of our selected
countries.13 Brazil and Costa Rica had the higher unemployment rate (around
11%). On the contrary, Cuba had the lowest index (3%). When we break down by
race and ethnicity, Brazil and Costa Rica still maintained the higher proportion of
unemployment. In the first country, the rate was equal to 13% for Pretos, 14% for
Pardos and 27% for Indigenous workers. In Costa Rica, the unemployment index
corresponded to 14% for Negros, 13% for Mulattos and 16% for Indigenous workers.
With the exception of Mexico, in all other countries, the unemployment
rate of Afro-descendants was higher than White, White Mestizo or noneth-
nic groups. Brazil had the biggest asymmetries between Afro-descendants and
Whites. The unemployment rate of Preto workers was 48% higher than White
workers’ rate, whereas the difference between Pardos and Whites was 61%.
Ecuador also showed great asymmetries, being the unemployment of Blacks
and Mulattos about 32% higher than Whites (and 58% of Mulattos). The dif-
ference between Afro-descendants and the dominant group was around 31% in
Colombia, 25% in Uruguay and 23% in Panama. In Costa Rica, the hiatus was
about 22% for Negros and 11% for Mulattos.
Examining female unemployment, we observe two different patterns. In the
first scenario, the unemployment rate of women was higher than men. That is
Table 13.4 Unemployment rate by gender, ethnic–racial group, and country,
2002–2015
Country Year Race/ethnicity Unemployment rate
the case of Brazil, Ecuador, Panama and Uruguay. In Brazil, the ratio between
Black women and White men was around 150% and between Brown women
and White men was about 160%. In Uruguay, the difference between Black
women and White men was about 189%. In Ecuador, the asymmetries between
Afro-descendant women and the dominant groups (Mestizo and White) were
also very high (for example, the difference between Black women and Mestizo
men was 115%). In Panama, the ratio between Black women and White men
was slightly lower (however, quite sharp): 76%. The second scenario displays a
lower (or equal) unemployment rate for women in comparison to men. That is
the situation of Colombia, Costa Rica, Cuba and Mexico. These data are com-
prehensible in the light of the gender gap we observed in the participation rate.
In these countries, women’s participation in the labor market was almost half
of men. In general, the unemployment rate of Afro-descendant women was
higher than White men index. The difference was around 27% in Colombia.
In Costa Rica, it was 23% for Blacks and 11% for Mulattos. Cuba and Mexico
were the only countries in which the unemployment rate of Afro-descendant
women was lower than White or nonethnic men.
To summarize, in the 2000s, unemployment has decreased in Latin A merica,
pushed down by the rise of international commodity prices and the overall
positive economic performance of the region. Even so, women (especially
Indigenous and Afro-descendant women) still maintained a lower level of oc-
cupation all over Latin America.
Labor Informality
As it has already been broadly discussed in prior research, labor informality is
widespread all over Latin America (Furtado 1969; Germani 1980). According
to the International Labour Organization – ILO (2014), besides the economic
growth and the reduction of informal employment in Latin America in the
2000s, informality still represented 47.7% of total nonagricultural occupation
in that region in 2012. In this chapter, we developed a methodology to assess the
level of informality according to information available in the national census
questionnaires. We adopt a definition of informality that covers employee,
self-employed and employer without social security protection plus domestic
employees and unpaid family workers. Taking this method into account, the
informality rate was calculated as the number of informal workers by the to-
tal number of employed persons. Unfortunately, due to the lack of statistical
robustness (El Salvador and Nicaragua) or to the absence of the necessary in-
formation in the national census questionnaires (Cuba, Mexico, Uruguay and
again El Salvador), it was only possible to compute the informality rate for five
countries of our sample.
According to Table 13.5, Colombia had the highest number of informal
workers. Ecuador also recorded a very high level of informality, followed by
Brazil, Panama and Costa Rica. In Colombia, three in four Black workers
The Labyrinth of Ethnic–Racial Inequality 305
were informal, and in Ecuador, six of every ten Afro-descendant workers (both
A fro-Ecuadorians and Mulattos). In Brazil, the informality rate was 45% among
Pretos and 48% among Pardos. In Costa Rica, the number of informal workers
was lower (27% among Negros and 30% among Mulattos were informally oc-
cupied). Similarly, in Panama, the informality rate of Black workers was 29%.
In all these countries (with the exception of Panama), the informality rate of
Afro-descendant workers was superior to the rate of White workers. Brazil and
Ecuador had the biggest differences between Afro-descendant workers and the
dominant group. Indigenous people had the highest level of informality in all
306 Marcelo Paixão and Irene Rossetto
the selected Latin American countries. The rate was 88% in Colombia, 81% in
Ecuador, 61% in Panama, 58% in Brazil and 43% in Costa Rica.
Occupational Profile
In this section, we focus on the distribution of the labor force by occupation, as
coded by ILO in the International Standard Classification of Occupations and
harmonized by IPUMS-I. The breakdown is important, not just economically
but also sociologically, because it refers to an important social and cultural
dimension of the labor market: the prestige of occupations (Weber 2009). As
Table 13.6 shows, there are nine major groups: (A) legislators, senior officials
and managers, (B) professionals, (C) technicians and associate professionals, (D)
clerks, (E) service workers and shop and market sales, (F) skilled agricultural
and fishery workers, (G) crafts and related trades workers, (H) plant and ma-
chine operators and assemblers and (I) elementary occupations. We briefly fo-
cus on the most (A, B and C) and the least (I) prestigious occupations. Again,
problems of high variance of some samples and the lack of information on
occupational categories prevented us from calculating occupational distribu-
tion for all the countries. In this section, we just discuss the cases of Brazil,
Costa Rica, Cuba, Ecuador, Mexico and Panama.
White workers were occupied more than Afro-descendants and Indigenous
people in the three most prestigious occupations: Brazil (Brancos 26.5%, Pretos
13.5%, Pardos 14.3%, Indígenas 15%), and Ecuador (Blancos 22.6%, Negros 7.2%,
Mulatos 8.1%, Indígenas 3.6%, Mestizos 17.2%, Montubios 5.8%). In Cuba, the
rate of Whites (34.3%) in the three most prestigious occupations was higher
than Negros (31.9%) or Mulattos (30.3%). If we contrasted these data with
Brazil or Ecuador, it would reveal a lower level of ethnic and racial inequality
in Cuba. Costa Rica and Mexico were two exceptions: Negros (29.1%) and
Afromexicanos (22.1%) were more often occupied in prestigious professions than
Blancos/Mestizos (28.3%) and No-étnicos (19.3%), respectively. However, these
last groups maintained better performance than Mulatos and Indigenous in Costa
Rica, and Afro-Indígenas and Indígenas in Mexico. These data are coherent with
the educational profile that was previously discussed.
At the other extreme, the ethnic–racial disparity was more conspicuous. For
example, in Brazil, 27.2% of Pretos, 24.7% of Pardos and 23.7% of I ndigenous
workers were occupied in elementary occupations. But only 15.4% of Brancos
were employed in the same positions. Something similar occurred in Ecuador:
Negros, 27.8%; Mulatos, 23%; and Blancos only 15.4%. In Costa Rica, the
a symmetries between Whites and Mulattos (7.5 pp) were again more salient
than between Whites and Blacks (0.8 pp).
In Cuba, ethnic–racial inequality in the labor market appeared to be lower
than in other Latin American countries. Even so, the percentage of Blacks
(13.3%) and Mulattos (12.8%) employed in the least prestigious positions was
Table 13.6 Employed persons by occupation, ethnic–racial group and country, 2002–2015
A B C D E F G H I
Brazilb 2010 Pretos 1.9 6.0 5.6 5.9 16.7 7.2 14.1 7.7 27.2
Pardos 2.4 6.6 5.3 6.2 17.1 9.5 12.4 8.2 24.7
Indígenas 1.5 8.5 5.0 3.3 11.4 27.0 8.5 5.0 23.7
Brancos 5.5 13.3 7.7 8.2 16.6 6.3 10.4 8.4 15.4
Total 3.9 10.0 6.6 7.2 16.8 7.7 11.5 8.2 20.1
Costa Ricac 2011 Negros / 1.3 16.9 10.9 9.5 21.7 3.3 9.8 6.3 20.3
Afrodescendientes
Mulatos 0.7 7.6 8.6 7.2 21.4 3.3 14.6 9.7 27.0
Indígenas 1.0 9.7 6.4 4.7 18.4 12.7 9.3 5.4 32.6
Blancos/Mestizos 1.7 15.8 10.8 8.7 19.7 3.6 11.1 9.1 19.5
Total 1.6 14.9 10.5 8.4 20.0 3.7 11.4 9.0 20.5
Cuba 2002 Negros 8.6 8.9 14.4 4.3 13.3 9.6 16.7 6.5 13.3
Mestizos/Mulatos 8.6 8.3 13.4 5.2 13.4 14.8 14.1 6.7 12.8
Blancos 10.6 10.1 13.6 6.0 13.2 13.3 12.0 8.4 10.7
Total 9.9 9.6 13.6 5.6 13.3 13.2 13.0 7.8 11.5
Ecuadord 2010 Negros 0.9 3.9 2.4 4.9 20.3 7.4 14.7 6.8 27.8
Mulatos 1.2 3.9 3.0 5.8 22.7 5.8 16.7 7.8 23.0
Indígenas 0.5 2.3 0.8 2.5 12.1 38.5 11.5 3.1 21.1
Montubios 1.1 3.2 1.5 3.3 13.4 11.8 9.5 5.8 41.1
Blancos 5.9 10.6 6.1 8.6 22.0 4.8 11.0 7.3 15.4
Mestizos 2.8 9.8 4.6 7.6 19.1 8.5 14.1 8.0 18.3
Total 2.5 8.4 4.1 6.8 18.5 10.5 13.4 7.4 20.5
Mexico 2015 Afromexicanos 3.5 11.0 7.6 7.3 21.7 7.3 14.3 10.5 15.6
Afro-Indígenas 2.2 6.9 6.3 5.4 23.2 10.7 15.3 10.1 18.6
Indígenas 1.6 4.8 5.2 4.6 19.5 17.1 17.0 9.5 19.8
No-étnicos 3.1 9.5 6.7 7.0 22.1 6.6 15.9 12.4 15.4
Total 2.8 8.5 6.4 6.5 21.6 8.8 16.1 11.7 16.4
Panama 2010 Negros 6.1 13.9 10.1 10.5 19.0 1.9 12.9 7.9 16.9
Indígenas 1.6 3.6 2.4 2.4 13.2 28.3 9.8 1.9 35.6
No-étnicos 6.7 11.4 8.5 7.7 18.5 5.7 12.7 7.1 20.9
Total 6.2 11.2 8.2 7.7 18.2 6.9 12.5 6.8 21.5
Notes: E mployed persons aged 15 to 64 years. Occupations do not sum to 100% because we did not include residual categories
(Other occupations, unspecified or n.e.c., Response suppressed, Unknown) and the Armed Forces. The latter is not
counted in the classification of occupations of Costa Rica, Cuba and Panama.
a The occupational categories correspond to as follows: (A) legislators, senior officials and managers; (B) professionals;
(C) technicians and associate professionals; (D) clerks; (E) service workers and shop and market sales; (F) skilled agricultural
and fishery workers; (G) crafts and related trades workers; (H) plant and machine operators and assemblers; and (I) elemen-
tary occupations.
b The ‘total’ category includes those classified as being Asian (Amarelo).
c The ‘total’ category includes those classified as Asian (Chino), Other, Unknown and None.
d The ‘total’ category includes those classified as Others.
308 Marcelo Paixão and Irene Rossetto
slighter higher than the White rate (10.7%). In Mexico, the proportion of
A fro-Mexican and nonethnic workers employed in elementary occupations
was almost the same (about 15%), whereas Afro-Indígenas and Indígenas share
was higher (about 19%). In Panama, elementary occupations were more com-
mon among Indigenous workers (35.6%) than the nonethnic groups (20.9%)
or A fro-Panamanians (16.9%). Based on the current level of development of
the studies in the field of race disparities in Latin America, we are inclined to
conclude that Panama census data need further investigation. Actually, Brown
and Campbell (2014) have already suggested that the design of the ethnic–racial
questions might have produced some sort of tendentious results.
mi f
Mi = and Fi = i
m f
where
Mi = number of men in occupation i, a single occupation (i ranges from 1 to
n, where n is the total number of occupations)
M = total number of men employed in all occupations
Wi = number of women in occupation i
W = total number of women employed in all occupations
This formula can be used to compute occupational standing by race or eth-
nicity, replacing, for example, men for Whites and women for Afro-descendants.
The absence of occupational segregation would correspond to a Duncan Index
of 0, higher values would imply that racial–ethnic asymmetries between groups
exist.
As in the previous section, we need information on the occupational pro-
file of the labor force to obtain the Duncan Index, so it was only possible to
compute the index in six countries: Brazil, Costa Rica, Cuba, Ecuador, Mexico
The Labyrinth of Ethnic–Racial Inequality 309
Table 13.7 Duncan Dissimilarity Index of selected ethnic–racial groups and country,
2002–2015
and Panama. Table 13.7 contains the results of the Duncan Dissimilarity Index
by race/ethnicity. In all the countries, the biggest differences are noted between
White and Indigenous people, being the highest dissimilarity value in Ecuador
(0.396) and the lowest in Mexico (0.158).
The comparison of White and Afro-descendant workers shows that the high-
est index was again in Ecuador: Blancos/Negros (0.200) and Blancos/Mulatos (0.164).
Brazil had the second highest index: Brancos/Pretos (0.162) and Brancos/Pardos
(0.147). As expected, these data are absolutely coherent with the occupational
profile of those countries. In Costa Rica, Blancos-Mestizos/Negros-Afrodescendientes
Dissimilarity Index (0.048) was lower than Blancos-Mestizos/Mulatos (0.132). In
Mexico, as it was somehow expected, the No-étnicos/Afromexicanos Dissimilarity
Index (0.039) was lower than No-étnicos/Afro-Indígenas (0.084). In Cuba, Blancos/
Negros Duncan Index (0.094) was higher than Blancos/Mestizo-Mulatos (0.062).
Even when we measure ethnic–racial inequality using the Duncan Index,
Cuban labor market presents a lower level of asymmetries than Brazil and Ecuador.
However, comparing the Afro-descendant workers in Latin America, the lowest
values of the Duncan Indexes were in Costa Rica and Mexico. In Panama, the
No-étnicos/Negros Dissimilarity Index was also low (0.084).
310 Marcelo Paixão and Irene Rossetto
Final Remarks
Because of its economic, social, political and symbolic importance within mod-
ern societies, in this chapter, we conducted a cross-national study on ethnic–
racial inequality in Latin America’s labor market. Unfortunately, the absence of
historical statistics on race and ethnicity has limited the ability to provide more
robust analyses of the inequality trends in the majority of the countries. Even
if in the recent period we can point out some fresh contributions on racial/
ethnical disparities in Latin America, comparative studies are still sparse, espe-
cially when we consider the latest census rounds. So, we knew that our effort
was not only pioneer and innovative, but full of risk and incertitude.
Overall, Afro-descendant workers have a worse performance than Whites in
the Latin American labor market. In Colombia, Uruguay, Brazil and Ecuador,
ethnic–racial disparities are high in all the indicators. For instance, the last
two countries have the highest Duncan Dissimilarity Index between Afro-
descendants and White workers. When compared to these countries, Cuba
shows a more egalitarian system – even if Afro-Cubans workers are in a slightly
worse position than Whites. Hence, we observe that if it is true that com-
prehensive and universal social policies are important to address ethnic–racial
inequality, these mechanisms alone do not suffice to overcome problems like
inherited racial hierarchies, discrimination and racism. Nor produce a more ef-
fective scenario of racial equality. Costa Rica also shows a lower level of ethnic–
racial asymmetries. In that country, Negros are in a better position than Mulatos
in educational attainment, informality, occupation and dissimilarity, but not in
the unemployment rate. Mexico and Panama are more complex cases. National
census data showed that Afro-Mexicans and Afro-Panamanian achieved equal
or better results in the labor market than the dominant groups. Apparently, these
findings contradict previous studies that displayed a pigmentocratic p attern in
Latin American ethnic and racial inequality (Telles and PERLA 2014). It is fea-
sible to suppose that these results are due to a certain ambiguity of the national
census questions on race and ethnicity as both countries stressed the cultural or
historical dimension of African-descendant self-identification. So, in Mexico, the
main reference of the Afro-descendant belonging was related to the culture, his-
tory and traditions. In Panama, the selection of categories for African-descendants
was Negro(a) colonial, Negro(a) antillano(a), Negro(a), Otro [negro]. In both cases,
those appeared very academic categories, possibly distant from everyday life
experience. Also – unlike Brazil, Costa Rica, Cuba and Ecuador – Mexico and
Panama did not include intermediate categories (like Mulatto or mixed-race)
that could possibly reflect self-identity of many ordinary people. On the other
hand, we must recognize the fact that specific Afro-descendant groups in Latin
America experience better conditions in one or more socioeconomic indicators.
The English-speaking Afro-descendant population on the Caribbean Coast of
Central America, for instance, has higher educational attainments than the rest
The Labyrinth of Ethnic–Racial Inequality 311
of the population14 – and thus still do not imply that there is no discrimination
or racism against them. We cannot discard that this is not the case of Mexico
and Panama. Further analysis is required to identify whether any of these factors
(or others) can explain the cases of both countries.
As was expected, we also found that the position of women in the labor market
was worse than men. Data on both participation and unemployment rate by sex
and race/ethnicity confirmed the patriarchal structure of Latin American societ-
ies. Our analysis of the Indigenous people revealed that this group usually has the
worst indexes of unemployment and informality, which can partially be explained
by the lower educational level and by a larger concentration in rural areas.
Latin America is one of the most uneven regions of the world, but not exactly
a poor one. In other words, although far from the most developed countries, it
produces sufficient wealth that could be used to address many social dilemmas,
like poverty, illiteracy or violence. If social chasms persist, that is a question of
policy options, grounded on political economic decisions of distribution of in-
come, wealth and social prestige. Two main approaches on inequality – market
imperfections and class asymmetries – are identically blind or neutral in ethnic
and racial terms. Conversely, we tried to reconnect the thread of long and short
Latin American history. In spite of the transformations of social and ethnic–
racial dynamics from the 16th century to our days, ethnic and racial lines still
shape the social structure of the region. The modern narrative that created a
new Latin American imagination – grounded on the idea of Mestizaje – in the
end merely restrengthened the ideological idea of race (and ethnicity, somehow
grounded on the same principle). For instance, it does not make sense to think
on racial democracy or cosmic race without considering that both concepts express,
consecrate and reify the very social existence of races separating individuals. On
the other hand, when we highlight the importance of ethnic–racial relations in
Latin America, we do not intend to deny the relevance of structural problems,
as market imperfections or center-periphery unfair international relations. We
are not assuming that all disparities we identified can necessarily be explained
by ethnic–racial discrimination. We have good reasons to presume that factors
such as years of schooling and previous experience may explicate a great por-
tion of the inequality in the labor market. We diverge on the colorblind per-
spective adopted by the mainstream socioeconomic thought. Structural racism
drove Indigenous people and Afro-descendants to the lowest positions of Latin
America’s society along its history. And it is very coherent with other structural
dilemmas that still grip Latin America in the 21st century.
Notes
1 The information is available on the website of the World Bank: http://databank.
worldbank.org/data/reports.aspx?source=world-development-indicators&pre
view=on (Accessed April 15, 2017).
2 Purchasing Power Parity, current international $.
312 Marcelo Paixão and Irene Rossetto
3 US independence from England happened in 1776, whereas the end of the slav-
ery system was only in 1865. That is 89 years later, representing a larger delay in
comparison to Brazil (66 years). Anyway, it is worthy of note that the northeastern
and mid-Atlantic states abolished slavery long before. The first states to outlaw
slavery were Vermont, in 1777 and Massachusetts in 1780. A gradual emancipation
of slavery was introduced in New York in 1779; Pennsylvania in 1780; Connecticut
and Rhode Island in 1784 and New Jersey in 1804 (Sellman 1999; Harmer 2001).
4 There are two important advantages of using IPUMS-I: (i) the accessibility of in-
ternational data and (ii) the possibility to use harmonized data for cross-national
investigations.
5 IPUMS-I is a project of the University of Minnesota dedicated to collect and dis-
tribute harmonized census data from around the world free of charge. Actually,
its data bank contains 82 countries, 277 censuses and 614 million persons’ re-
cords. Source data for IPUMS-I are generously provided by participating National
Statistical Offices. More information is available at https://international.ipums.org/
international/ (Accessed April 15, 2017)
6 In Peru, the 2017 Census included a question on Afro-descendants for the first time.
Thus, with the exception of the Dominican Republic (for Afro-Dominicans and
Indigenous people), Chile (for Afro-descendants) and Cuba (for Indigenous people),
it is expected that all Latin America’s census questionnaires will contain the identi-
fication of Blacks and Indigenous people by 2025.
7 The population data of the following countries are available only through REDA-
TAM system, on the National Statistics Office’s websites: Argentina (2010 – long
questionnaire), Bolivia (2012), Honduras (2013), Panama (2010) and Venezuela
(2011). Microdata of Cuba (2012), Guatemala (2002) and Paraguay (2012) are not
available online.
8 We used the same methodology for Afro-Cuban and Afro-Ecuadorans. Actually,
in Ecuador, we grouped the category Afroecuatoriano/Afrodescendiente and Negro
due to concerns of statistical density. The Afroecuatoriano/Afrodescendiente group
corresponded to 4.3% and the Negro to 1% of the total population of Ecuador.
The Mexican case was especially complex due to the questions elaborated by
the Instituto Nacional de Estadística y Geografía. In question 7, the interviewer asks
whether the person consider himself or herself as Black, that is, Afro-descent or
Afro-Mexican, in accordance with his/her culture, history and tradition. The
respondents may answer ‘Yes’, ‘Partially yes’, ‘No’ or ‘Do not know’. In question
10, the interviewer asks whether, in accordance with his/her own culture, the
person consider himself or herself as Indigenous. The question is posed even to the
persons who declared to consider themselves as Blacks. So, according to the 2015
Intercensal Survey, the respondents could declare to be both Black and Indige-
nous. This situation is unique in Latin America and was particularly complex to
handle. We decided to group them in two categories: Afromexicanos, including the
individuals who declared to consider themselves just as Blacks, and not Indigenous
and Afro-Indígenas, including the individuals who declared to consider themselves
as Blacks and as Indigenous.
9 In Colombia, the Raizal del Archipiélago de San Andrés y Providencia group represented
just 0.1% of the total population and in the case of the Palenquero de San Basilio
group, the percentage was even lower (0.02%). In Panama, the Negro colonial group
corresponded to 1.3% of the total population, the Negro antillano group to 1.9% and
the Otro Negro group to 0.4%.
10 This terminology is quite common in the literature (Urrea et al. 2007; Paschel
2013; Campbell 2013, 2014).
11 In this study, distributions with a coefficient of variation exceeding 15% were con-
sidered of high variance and were dismissed.
The Labyrinth of Ethnic–Racial Inequality 313
12 Due to the small number of cases in the Afro-descendant and Indigenous samples
of El Salvador and Nicaragua (coefficient of variation > 20), it was not possible to
provide data on educational level by race and ethnicity for both countries.
13 Again, it was not possible to provide the unemployment rate by race and sex of
Nicaragua and El Salvador due to the high variance of the results we obtained.
14 In the case of Nicaragua, Gordon (1998) found the higher level of schooling rate
was linked to the religious profile (protestants), familiar patterns and even an easier
access to companies controlled by English-speaking owners.
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14
The Millennium Development
Goals/Sustainable Development
Goals and Afro-Descendants
in the Americas
An (Un)intended Trap
Paula Lezama
Introduction
The Millennium Development Goals (MDGs) constitute a set of global targets
to be accomplished by 2015. They included reducing the percentage of persons
living in extreme poverty by half,1 primary education access for all, reduction
of child mortality by two-thirds and maternal mortality by three-quarters,
increasing the number of people with access to potable water by two times,
among others. These targets were approved by all of the UN member states in
the year 2000, with 2015 as the deadline for their accomplishment (Figure 14.1).
According to former Secretary General of the UN, Ban Ki-Moon, the com-
mitment to eradicate poverty established by the MDGs, ‘…has produced the
most successful anti-poverty movement in history’ (The Millennium Devel-
opment Goals Report 2015, 3). However, given the top-down approach of
their conceptualization, design and implementation, critics argued they lack
legitimacy (Antrobus 2006). Conversely, other critical arguments were that as
a planning tool, they were not effective and their lack of accountability hin-
ders further their ability to affect structural change (Saith 2006; Fukuda-Parr
et al. 2014).
Both supporters and critics of the MDGs admitted that inequalities have
been pervasive and that progress continues to elude women, children and ethnic
and racial minorities. However, they had major disagreements as to the causes,
as well as to the possible solutions for these shortcomings. Supporters resolved
to move from the MDGs to the sustainable development goals (SDGs) in order
to tighten these gaps. According to the SDGs Fund, the new set of SDGs are
based on the interest of creating a ‘new’ people-centered development agenda.2
This new agenda expands the list of goals from eight to seventeen and expands
the list of indicators that monitor progress (Figure 14.2).
The Millennium Development 319
as progress was uneven, the remaining gaps present a very unequal distribu-
tion of losses. Women’s empowerment remains unattained within Latin America
and the Caribbean (LAC). In fact, there was an actual regression on this issue.
According to the ECLAC, ‘…the ratio of women to men in poor households
increased from 108 women for every 100 men in 1997 to 117 women for every
100 men in 2012’ (2016, 8). Rural versus urban gaps and racial and ethnic based
disparities remained entrenched within countries. Looking closely at who has
been left behind at the intersections of these dimensions, it is possible to observe
that racial and ethnic membership are salient indicators of both the urban and
rural poor. In addition, women and children of African Descent and Indigenous
communities were and continue to be the most disenfranchised segments.
One of the most salient MDGs structural failures was its silence regarding
pervasive racial and ethnic-based social, political and economic inequalities.
Said inequalities were regarded as an unspoken truth waiting to be fixed by the
uninterrupted implementation of a one-size-fits-all anti-poverty policy. In this
regard, Telles argued,
the international community has defined the MDGs as targets for human
development to be met by 2015. It is imperative that these goals be met
for all racial and ethnic groups. Afro-Descendants and Indigenous pop-
ulations will not achieve the MDGs, unless specific attention is paid to
these groups.
(2007, 4)
This chapter argues that it is logical to expect the global development agenda may
once again fail with regard to the life chances of Afro-Descendants, Indigenous
peoples and other minorities due to the following: first, the systematic exclusion
of the language and commitments undertaken by member states in the context of
the World Conference Against Racial Discrimination, Xenophobia, and Related
Intolerance held in Durban in 2001 and previous international meetings address-
ing racial and ethnic discrimination; and second, the artificial equalizing of pov-
erty to both, development and inequality in the MDGs as well as the SDGs. It is
also argued that due to these deficiencies, the global development agenda (SDGs)
can be configured as an indirect obstacle in the fight for racial equality. The latter
is especially problematic in the case of LAC. By masking the stark reality of racial
and ethnic disparities within the language of poverty reduction and economic
growth, the global development agenda (MDGs/SDGs) has constructed itself
as a tool in the reification of the myth of racial democracies, where race-based
exclusion is commonly reduced to class-based disparities.3
This essay first discusses the above interrelated arguments building on ex-
isting literature. The following section then situates the deep-rooted exclusion
of Afro-Descendants in LAC within this larger framework. Finally, some con-
cluding remarks are offered.
The Millennium Development 321
Hence, the key global challenge now is extreme inequality fueled by en-
trenched power imbalances at the global, national and local levels. More im-
portantly, just as development does not equal poverty reduction, inequality
and poverty entail two entirely different conceptualizations. According to the
basic economic principles textbook, whereas poverty refers to scarcity or in-
sufficiency, inequality refers to power and stratification. They are related, but
not equivalent.
However, there is only one specific target within its scope, and it is a target
relevant for poverty reduction as opposed to inequality. The aim of target
10.1 is to progressively achieve and sustain income growth of the bottom 40%
of the population at a rate higher than the national average by 2030. This
formulation continues with the anti-poverty mantra because of its exclusive
focus on the income of the bottom 40%. To really address deep-rooted in-
equalities, a target must focus on the entire distributional spectrum. Besides,
it does not address the reasons behind the simultaneous rise of economic
growth and inequalities, which are caused by power imbalances. Thus, this
goal can be perfectly achieved without affecting inequalities across dimen-
sions. Indeed, this is precisely what has been happening in the past decades.
Despite rising or sustained economic growth and people crossing the UN’
monetary threshold of poverty, inequality continues to rise or remains rela-
tively unaffected.
The following maps represent the distribution of global population by
income.6 Figure 14.3 represents the concentration of low-income popula-
tion; Figure 14.4 represents the concentration of middle-income population;
Figure 14.5 represents the upper-middle-income population where LAC are
located with the higher participation; and Figure 14.6 represents the concen-
tration of high-income population. It comes as no surprise that Europe and the
US continue to be the major centers of global wealth.
U.S.
3%
High
Armenia
89%
Note: This map shows the proportion or people within a country that were low income in 2011. It is one of five maps showing the shares
of population in each county that live at different income levels. The income groups are as follows: The poor who live on $2 or less daily,
low income on $2.01–10, middle income on $10.01–20, upper-middle income on $20.01–50, and high income on more than $50; figures
expressed in 2011 purchasing power parities in 2011 prices.
NO DATA 5% 10 20 ≥30
Note: This map shows the proportion of people within a country that were middle income in 2011. It is one of five maps showing the
shares of population in each county that live at different income levels. The income groups are as follows: The poor who live on $2 or
less daily, low income on $2.01–10, middle income on $10.01–20, upper-middle income on $20.01–50, and high income on more than
$50; figures expressed in 2011 purchasing power parities in 2011 prices.
NO DATA 5% 10 20 ≥30
Note: This map shows the proportion of people within a country that were upper-middle income in 2011. It is one of five maps showing
the shares of population in each county that live at different income levels. The income groups are as follows: The poor who live on $2 or
less daily, low income on $2.01–10, middle income on $10.01–20. upper-middle income on $20.01–50, and high income on more than
$50; figures expressed in 2011 purchasing power parities in 2011 prices.
U.S.
56%
NO DATA 5% 10 30 ≥50
Note: This map shows the proportion of people within a country that were high income in 2011. It is one of five maps showing the shares
of population in each county that live at different income levels. The income groups are as follows: The poor who live on $2 or less daily,
low income on $2.01–10, middle income on $10.01–20, upper-middle income on $20.01–50, and high income on more than $50; figures
expressed in 2011 purchasing power parities in 2011 prices.
Figure 14.7 acial and ethnic wealth gaps have grown since the Great Depression
R
median net worth of households in dollars, 2013.
330 Paula Lezama
Against this backdrop, one could argue that from total silence to minor at-
tention, the MDGs/SDGs international agenda continues to feed the myth of
poverty and related deprivations as a monetary issue with economic growth
as its sole deterrent. Why is this problematic for Afro-descendants and other
minority populations in LAC? Because this line of reasoning continues to
actualize and reproduce the myth of ‘racial democracies’ in the region. Essen-
tially, racial and ethnic disparities are deemed inconsequential while class dis-
parities expressed in terms of income earnings harness all the attention. This
muddying of racial- and ethnic-based discrimination and exclusion diverts
attention from this population in terms of differential public policies needed
to address the causes of historical and structural racism. This narrow global
‘development’ agenda, with its unpromising attention to the causes of the
continuing marginalization of racial and ethnic minorities, has configured
itself as an (un)intended trap in the advancement of racial and ethnic equality
for Afro-Descendants in LAC.
Thus, in this case, neither the poverty nor the inequality-reduction targets
address the underline causes and obvious consequences of structural racism and
discrimination. Vandemoortele argues that the MDGs were hijacked by power
and politics as they were ‘permeated with the idolatry of literalism and sanitized
to fit the conventional development paradigm’ (2011, 1). No wonder the interna-
tional agenda of the MDGs/SDGs was rapidly included in most LACs countries.
The income-based exclusion has been an argument highly priced by LAC elites.
More recently, the 56th Session of the Commission for Social Development,
which is the advisory body of the UN in charge of the policy recommendation
and tracking of the social development aspect of the global development agenda,
convened from January 29th to February 7, 2018. According to their report, the
meeting concluded with the adoption of measures including the implementation of
social protection systems to lift the most vulnerable populations out of poverty. The
UN Deputy Secretary-General Amina Mohammed said, ‘At the global level, we
have experienced impressive reductions in extreme poverty. Significant progress
has also been made in improving access to schooling and healthcare, promoting
the empowerment of women, youth, persons with disabilities, older persons and
Indigenous populations’ (United Nations n.d.). However, this statement does not
correspond entirely to the reality of the SDGs and neither to the work carried out
during the sessions. Indigenous communities progress in relation to the SDGs is
not being tracked, just as the Afro-Descendants is not tracked either. Furthermore,
none of their thematic areas mentions ethnic and racial minorities (see list below).
332 Paula Lezama
Table 14.1 Percentages of Colombian poor and indigent population for 2003, by
urban–rural areasa
Source: Urrea Giraldo and Viáfara López (2007, 60): Based on the 2003 Quality of Life National
Survey.
Note: PL = poverty line.
as well. Table 14.1 presents the head count ratio of people under the PL and
extreme poverty line by race/ethnic membership in 2003.
There was no official information on poverty and extreme poverty for eth-
nic minorities in Colombia available for 2015. Moreover, the technical bulletin
The Millennium Development 335
Figure 14.11 elation between poverty and global and chronic malnutrition for
R
children under five years old, mid-1990s. Nine countries, national
averages.
Source: Naciones Unidas (2005, 75): Light grey = indigent, Grey = poor non-indigent,
Dark grey = non-poor; left global malnutrition; right chronic malnutrition.
Table 14.4 I lliteracy rates for people over 15 years, by ethnic groups, gender and age
groups in percentages
Figure 14.12 nemployment rate and average school attainment by group age,
U
gender and ethnic/racial membership, 2014.
Source: Economic Commission for Latin American and the Caribbean, ECLAC (2016, 35).
Concluding Remarks
I have argued that despite advancement related to the accomplishment of the
MDGs, its color-blind approach precluded them from proportionally procur-
ing the advancement of racial and ethnic minorities. Furthermore, because
color-blindness is being carried over to the SDGs, the MDGs failures of un-
even development and pervasive inequalities in relation to these population
segments are expected to persist. These global development agendas not only
have left out most of the language and compromises agreed upon at Durban
(2001) but also have left out other international agreements directed toward
addressing structural racism and discrimination of racial and ethnic minorities.
Vandemoortele argues that ‘the SDGs’ failure to address inequality and dispar-
ities is not due to a technical mistake but driven by a political narrative that
dodges, if not contests, the fact that extreme inequality is a defining challenge
of our time’ (Email Communication to author, January 24, 2017).
Given the highly politically charged environment surrounding the MDGs/
SDGs, it is no wonder why they still embody the old donor-centric view that
development is something that happens in the South. In Saith’s words, ‘The entire
MDGs scaffolding…tends to ghettoize the problem of development and locates it
firmly in the Third World’ (2006, 1184). Conveniently, this perspective sweeps
under the rug the highly contentious discussion of rising inequalities and exclusion
in the donor countries. This exclusive directionality from the First to the Third
World closes the door for any critical assessment of poverty, but most importantly,
of inequalities around world, while simultaneously camouflaging the reproduction
of racial inequality. This unidirectional imposed view of development, poverty
and inequality, from the north to the south, had additional (negative) unintended
The Millennium Development 341
Notes
1 UN reports poverty metric of US$1.25 per day.
2 http://www.sdgfund.org/mdgs-sdgs.
3 The myth of racial democracies is based on the widely held belief that LAC soci-
eties are free from racial tensions due to harmonious coexistence of different racial
groups. The conceptual content of the myth argues that class and not race is the
reason for the systematical exclusion of Afro-descendants and Indigenous commu-
nities. Accordingly, it is their social class and poor status what causes their exclusion
and not their race and ethnic membership (Telles, 2004). A myth, which powerful
influence is not diminished by the years of research and social activism, directs to-
ward dismantling its fallacies.
4 For an in-depth discussion of these issues, see Emmanuel (1974); Escobar (1995) and
Sachs (2010).
5 https://sustainabledevelopment.un.org/sdg10.
6 http://www.pewglobal.org/interactives/global-population-by-income/.
7 The MPI developed between 2007 and 2011 by Sabina Alkire and James Foster
at the Oxford Poverty Initiative. These includes three dimensions and ten indica-
tors that can be desegregate by different control variables. The health dimension
includes indicators on nutrition and child mortality. The education dimension in-
cludes years of schooling and children enrolled in school. Finally, the living stan-
dard dimension includes cooking fuel, sanitation, water, electricity, floor and assets.
8 https://unstats.un.org/sdgs/indicators/Off icial%20Revised%20List%20of %20
global%20SDG%20indicators.pdf.
9 Marixa Lasso. Myths of Harmony: Race and Republicanism during the Age of
Revolution, Colombia 1795–1831 (Pittsburgh: University of Pittsburgh Press, 2007).
References
Alexander, Michelle. 2016. The New Jim Crow: Mass Incarceration in the Age of Colorblind-
ness. The New Press.
Alkire, Sabina. 2016. “MPI in the SDGs.” Oxford Poverty and Human Development
Initiative. accessed June 12, 2017. www.ophi.org.uk/wp-content/uploads/D1S3-
MPI-in-SDGs-.pdf.
342 Paula Lezama
The chapters by Darién J. Davis and Elisa Larkin Nascimento pointed out
that the Black experience was not only about oppression but defined by various
forms of agency and resistance. Afro-Latin Americans have fought militarily
against slavery, European colonial powers and proactively to defend themselves.
Oftentimes migrating from their birthplace to seek better opportunities within
their countries or in new countries. They have formed temporary and long-
lasting alliances with leaders, political parties, social movements and govern-
ments that promised them the possibility of a better quality of life and more
resources. Nascimento recounts that the struggles of Blacks in Latin America
have often drawn explicitly on their African cultural heritage and serve as inspi-
rations for Blacks throughout the Americas. In the first half of the 20th century,
the Universal Negro Improvement Association of Marcus Garvey had a pres-
ence in various Caribbean, Central American and South American countries
and was a harbinger of later efforts by Afro-Latin American leaders and orga-
nizations to participate in global Pan-African movements and affairs. The long
trajectory of transnational Black identity of Afro-Latin Americans has been on
full display as women and men have organized regional and subregional meet-
ings in recent decades to organize resistance to marginalization and to fight for
greater representation, resources and an end to state-sanctioned violence.
Our second section focused on the Caribbean with emphasis on Cuba, the
Dominican Republic and Haiti. Outside the African continent, the Carib-
bean is a region in which African descendants represent the highest percentage
of national populations. It is a region of mainly island nations, which have
been especially vulnerable to outside interventions with devastating impacts
and consequences. Cuba, the Dominican Republic and Haiti have all suffered
from decades of US intervention, and this interference has inevitably shaped
their domestic politics and national identities. In Cuba, for example, the US
government maintains an embargo on most goods and services even though
President Barack Obama and President Raul Castro recently reactivated diplo-
matic relations between the two countries. Danielle Pilar Clealand argued that
despite Cuban achievements in health, education and other areas, the govern-
ment severely restricts the freedom of Afro-Cubans to organize, mobilize and
express their political interests.
Jean-Germain Gros made a strong case that Haiti should be considered
part of Latin America and Afro-Latin America. The country has experienced
extended periods of authoritarian rule historically and been unsuccessful in
combining democracy and prosperity for the masses of Haitians. Gros makes
a powerful case that the divisions between the elites and the masses, elabo-
rated along the axis of color, have made creating a stable democracy impossible
thus far. Moreover, the complicated relations of colorism between light-skin
and dark-skin Haitians parallel much of Latin America. A key characteristic
of Haiti is the recognition and celebration of the country’s African heritage.
In the Dominican Republic, anti-Haitianism remains very strong, and formal
346 Kwame Dixon and Ollie A. Johnson III
However, many citizens still argued that there was no contemporary anti-Black
racism as the Black population had disappeared many years ago.
In our final section, Kia Lilly Caldwell argued that Black women are
increasingly important political actors in Latin America. Always active in
anti-racism efforts, Afro-Latin American women have created their own
organizations and movements in recent years. Caldwell pays special attention
to Black feminists in Colombia and Brazil, the countries with the largest
A fro-descendant populations. In Colombia, decades of civil war, violence
and displacement have led Black women to leadership in organizing, uni-
fying and resettling Blacks in new areas. In Colombia and Brazil, Black
women have founded many organizations and organized impressive social
movements to call attention to the interrelated nature of poverty, racism,
sexism, violence, homophobia, religious intolerance and other issues. The
victories of Black women in Brazilian politics led to new policies in the areas
of health care, affirmative action and economic justice. Black women also
assumed leadership in 1995 UN World Conference on Women as well as the
2001 Third World Conference against Racism, Xenophobia, and Related
Forms of Intolerence.
Tanya Katerí Hernández provided an important overview and analysis of
how Afro-Latin Americans have fought for legislation to protect them from
racial discrimination and to create greater opportunities for individual and
group advancement. While most Latin American countries have constitutional
clauses affirming equality, Hernandez reminds us that rarely have the courts
prosecuted anti-Black racial discrimination. As a result, activists have turned
to criminal law to challenge racial discrimination. However, successful pros-
ecution of racial discrimination cases has been rare as the political, judicial,
cultural and social contexts have required unrealistic and extremely difficult
burdens of proof. Nevertheless, important legal advances have been made in
the area of affirmative action, especially in Brazil and Colombia. In addition,
Brazil and Colombia have become pioneers in requiring the teaching of Black
history and culture.
For decades, Afro-Latin American activists and scholars have demanded that
their governments include race, color and/or ethnicity in their censuses and
reports. They assumed that these variables would likely help them understand
and solve significant social, economic and political problems. Marcelo Paixão
and Irene Rossetto are among the scholars taking advantage of new census in-
formation. In their important labor market study, they show through statistical
analysis that Afro-descendants usually have the lowest levels of education, the
highest levels of unemployment and the highest number of informal workers.
In a region notorious for levels of inequality, Browns and Blacks are usually
in the worst socioeconomic situation. Cuba is the most egalitarian country in
Latin America, although Afro-Cubans have less success and face more discrim-
ination than White Cubans.
348 Kwame Dixon and Ollie A. Johnson III