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[6] Lutz, E., et al. (1991) [21] Dye, R.

(1996)
The land mobile satellite communications Signal strength analysis of angle modulated data in the
channel–recording, statistics, and channel model. presence of multipath fading.
IEEE Transactions on Vehicular Technology, 40, 2 (May M.S. thesis, Brigham Young University, Provo, UT, 1996.
1991), 375—386. [22] Horne, L., and Dye, R. (1995)
[7] Korn, I. (1992) An inexpensive data acquisition system for measuring
Error probability of digital modulation in satellite mobile, telemetry signals on test ranges to estimate channel
land mobile, and Gaussian channels with narrow-band characteristics.
receiver filter. In Proceedings of the International Telemetering
IEEE Transactions on Communications, 40, 4 (Apr. 1992), Conference, Las Vegas, NV, 31 (Oct. 1995), 210—215.
697—707. [23] Hill, E. R. (1973)
[8] Nelson, N. T. (1994) Time domain analysis of an automatic gain control
Probability of bit error on a standard IRIG telemetry weighted diversity combining system.
channel using the aeronautical fading channel model. Technical report TP-73-74, Pacific Missile Test Center, Pt.
In Proceedings of the International Telemetering Mugu, CA, Dec. 1973.
Conference, San Diego, CA, 30 (Oct. 1994), 356—363. [24] Hill, E. R. (1978)
[9] Balanis, C. A. (1989) Techniques and circuits for implementing pre-detection
Advanced Engineering Electromagnetics. diversity combiners.
New York: Wiley, 1989. Technical report TP-78-20, Pacific Missile Test Center, Pt.
[10] Rice, M., and Friend, D. (1997) Mugu, CA, Sept. 1978.
Antenna gain pattern effects on multipath interference in
aeronautical telemetering.
In Proceedings of the International Telemetering
Conference, Las Vegas, NV, 33 (1997), 113—120.
Performance Assessment of CFAR Processors in
[11] Sutton, R., Schroeder, E., Thompson, A., and Wilson, S. Pearson-Distributed Clutter
(1973)
Satellite-aircraft multipath and ranging experiment results
at L-band.
IEEE Transactions on Communications, COM-21, 5 (May
1973), 639—647. An analytical study on the performance of three existing
[12] Rummler, W. D. (1979)
classes of constant false alarm rate (CFAR) detectors operating in
A new selective fading model: Application to propagation
data. heavy tailed distributed data is presented. In particular, we study
Bell System Technical Journal, 58, 5 (May—June 1979), the performance of the cell averaging (CA), order statistics (OS),
1037—1071. and p-percent truncated mean (PTM) CFAR processors when the
[13] Vucetic, B., and Du, J. (1992)
Channel modeling and simulation in satellite mobile output measurements of the square-law detector can be modeled
communication systems. as positive alpha-stable (P®S) random variables with a shape
IEEE Journal on Selected Areas in Communications, 10, 8 parameter (characteristic exponent) equal to 0.5. We derive the
(Oct. 1992), 1209—1218.
exact expressions for the detection and false alarm probabilities of
[14] Parsons, J. D. (1994)
The Mobile Radio Propagation Channel. the detectors, and compare their performance by means of their
New York: Wiley, 1994. corresponding receiver operating characteristics (ROC).
[15] Young, W. R., and Lacy, L. Y. (1950)
Echoes in transmission at 450 megacycles from
land-to-car radio units. I. INTRODUCTION
Proceedings of the IRE, 38 (1950), 255—258.
[16] Turin, G. L., Clapp, F. D., Johnston, T. L., Fine, S. B., and In radar systems, target detection involves the
Lavry, D. (1972)
comparison of the absolute value (linear detector)
A statistical model of urban multipath propagation.
IEEE Transactions on Vehicular Technology, VT-21, 1
(1972), 1—9. Manuscript received March 28, 1999; revised October 25, 1999
[17] Cox, D. C. (1972) and March 25 and May 19, 2000; released for publication June 20,
Delay-Doppler characteristics of multipath propagation at 2000.
910 MHz.
IEEE Transactions on Antennas and Propagation, AP-20, 9 IEEE Log No. T-AES/36/4/11383.
(Sept. 1972), 625—635.
Refereeing of this contribution was handled by L. M. Kaplan.
[18] Range Commanders Council Telemetry Group (1993)
IRIG Standard 106-93: Telemetry Standards. This work was supported by the Carderock Division of the Naval
Range Commanders Council, White Sands Missile Range, Surface Warfare Center’s In-house Laboratory Independent
New Mexico, 1993. Research Program sponsored by the Office of Naval Research and
[19] Papoulis, A. (1984) administrated by the Research Director, Code 0112 under Program
Probability, Random Variables, and Stochastic Processes Element 061152N under NSWCCD Contract N00167-96-M3140.
(2nd ed.). The work of the first author was also supported by the Greek
New York: McGraw-Hill, 1984. General Secretariat for Research and Technology under Program
[20] Divsalar, D. (1991) E¦ET II, Code 97E¤-152.
Calculation of Rician parameter for AMT.
Interoffice memorandum AMT:331.2-90-078, Jet
Propulsion Laboratory, Pasadena, CA, Feb. 1991. 0018-9251/00/$10.00 °
c 2000 IEEE

CORRESPONDENCE 1377
or the squared magnitude (square-law detector) false alarm probability is a function of the threshold
of the coherent receiver output signals with a but it also depends on the assumed statistics of the
certain threshold. It is extremely important for the underlying noise. In many situations, the Gaussian
detection radar to be able to operate in nonstationary distribution cannot appropriately model clutter
background noise environments with a predetermined returns whose amplitude distribution is far more
constant level of performance. In signal processing impulsive than the one predicted by the Rayleigh
terms, the goal is to maintain a constant false alarm law. Today, a number of studies suggest that clutter
rate (CFAR) when the background noise level modeling is more accurately achieved by considering
fluctuates. families of density functions, which depend on a scale
It is impossible to maintain CFAR performance parameter ruling the clutter “power” and a shape
in nonstationary environments with a detection parameter ruling the behavior of the distribution in
scheme that employs a fixed threshold. Hence, CFAR the high-amplitude tail [5—7]. Hence, it is important to
detectors have been designed that set the threshold ensure CFAR performance against variations of both
adaptively according to local information on the parameters, even at a cost of higher CFAR loss than
background noise. More specifically, CFAR detectors the single-parameter techniques.
estimate characteristics of the noise, such as its shape The design and performance evaluation
and scale, by processing a window of reference of biparametric CFAR processors for Weibull
cells surrounding the cell under test in range and/or background has been studied in the past. Weber and
frequency. Haykin have proposed a two-parameter algorithm
The cell averaging (CA) approach is such an in which the threshold is obtained from two ranked
adaptive procedure. The CA CFAR detector uses the background samples [8]. To achieve a lower CFAR
maximum likelihood estimate of the noise power to loss algorithm, Ravid and Levanon used the maximum
set the threshold adaptively on the assumption that the likelihood method to estimate the shape and scale
background noise amplitude samples are independent, parameters of the Weibull distribution [9].
identically distributed (IID) random variables with Here we assess the performance of CFAR
a Rayleigh probability density function (pdf). The processors operating in heavy-tailed clutter
CA CFAR detector is the optimum CFAR detector in environments whose signal power flow can be
terms of detection probability in homogeneous noise modeled according to the so-called positive
background with Rayleigh statistics [1]. alpha-stable (P®S) family of distributions. P®S
However, the assumption of a uniform clutter processes have been shown to be related to the
situation within the reference window is hardly ever power or energy flow in many physical processes
maintained in practice due to transitions in clutter including radar sea clutter modulation, seismic
characteristics, clutter areas of small extensions, activity, and ocean waves [10]. In the following,
and interfering target echoes occurring within the after describing the OS CFAR processor for
reference window of the radar test cell. Because the Rayleigh clutter, we demonstrate the use of OS
performance of the CA CFAR detector degrades CFAR processing for the case of the heavy-tailed
considerably in nonhomogeneous situations, Rohling Pearson (or Lévy) distribution. We show that the
modified the common CA CFAR technique by OS processor gives indeed rise to a CFAR detector
replacing the arithmetic averaging estimator of clutter for Pearson-distributed heavy-tailed output signals
power with a new module based on order statistics and we derive the false alarm probability of the
(OS) [2]. The OS CFAR processor determines resulting system. Then, we study the performance
the detection threshold based on the ranked of the CA detector in heavy-tailed clutter and finally,
reference cells, a procedure that protects against we analyze the performance of the PTM processor in
nonhomogeneous situations caused by interfering Pearson-distributed data.
targets and clutter edges.
Introduced by Rickard and Dillard as a II. CFAR PROCESSORS FOR HEAVY-TAILED
compromise between the CA and OS processor, the MEASUREMENTS
so-called p-percent truncated mean (PTM) processor
is defined as the arithmetic mean of the first p-percent Radar detection of a signal in additive noise is
of the ranked observations [3]. This type of detector often accomplished by constructing and comparing
is also known as the censored mean-level detector and a test statistic with an adaptive threshold equal to a
its CFAR performance has been studied by Ritcey in scaled estimate of the noise strength [4]. For a system
a multiple-target environment when a fixed number of that square-law detects the output of a matched filter
Swerling II targets are present [4]. to obtain the test statistic, the problem can be modeled
The performance comparison of the various CFAR as the following hypothesis testing problem:
procedures in a homogeneous noise background H1 (target present) : Y = d + g
is based on the corresponding relative “additional (1)
detectability loss” or “CFAR loss.” Naturally, the H0 (target absent) : Y = g

1378 IEEE TRANSACTIONS ON AEROSPACE AND ELECTRONIC SYSTEMS VOL. 36, NO. 4 OCTOBER 2000
Fig. 1. Block diagram of OS CFAR detector structure.

where d and g are the signal and clutter components, step is to obtain a measure of the clutter level Z.
respectively. The signal processing structure is The N reference cells are ordered according to their
depicted in Fig. 1. Implementing a generalized magnitude
likelihood ratio test, the decision for H0 or H1 is
realized by the following thresholding operation: X(1) · X(2) · ¢ ¢ ¢ · X(N¡1) · X(N) (4)
½ and Z is taken to be equal to X(k) , the kth largest
target present, if Y ¸ S
e(Y) = : (2) sample. The index k is a parameter in the design of
target absent, if Y < S the CFAR detector structure. (As we see in the next
The task of the CFAR system is to provide in an subsection, for the case of the CA CFAR processor,
adaptive and systematic manner the threshold value Z is the average of the reference window values).
needed. Various CFAR systems are distinguished The clutter level Z is multiplied by a scaling factor T
by the way this threshold is obtained. In existing which depends on the desired false alarm probability
CFAR systems, target detection is performed by using for a given window of size N when the background
the sliding window technique. When calculating the noise is homogeneous. The resulting product TZ is
threshold, two aspects must be considered. One is the directly used as the threshold value. In practice, the
average clutter strength level in the reference window measurements within a certain number of guard cells,
and the other is the required false alarm probability directly adjacent to either side of the test cell, are not
Pfa . Accordingly, the threshold S is calculated as the taken into consideration when estimating Z because
product signal energy can spill over into the adjacent range
S = TZ (3) cells and may affect the procedure.
When the amplitude samples in the input of the
where Z is the estimate of the average clutter strength square-law detector are IID random variables with a
and T is a scaling factor used to achieve a certain Rayleigh distribution, then the output samples of the
Pfa . Different CFAR procedures are characterized by square-law detector X1 , : : : , XN follow an exponential
the method used to estimate the clutter level. In the distribution. In other words, the exponential density
following, we first summarize the OS CFAR results is justified for the output of the square-law detector
for the case of Rayleigh clutter. Then, we study the in the case of complex normally distributed noise in
OS, CA, and PTM CFAR processors for the case of the video range. In this case, Rohling has shown that
Pearson-distributed data. the relationship between the false alarm probability Pfa
and the scaling factor T is given by [2]
A. OS CFAR for Rayleigh Clutter N!(T + N ¡ k)!
Pfa = (5)
(N ¡ k)! (T + N)!
Rohling has proposed a CFAR algorithm
based on OS that exhibits reduced sensitivity to where k is the representative rank order index and
nonhomogeneous environments as compared with N is the total number of reference window samples.
the CA CFAR method. The procedure that takes Since (5) is not a function of the scale parameter ¹
place in an OS CFAR system is shown in Fig. 1. The of the noise, the algorithm is CFAR. Rohling points
data in a reference window around the test cell are out that a value of k about 3N=4 is well suited for
used to calculate the decision threshold. The first practical applications.

CORRESPONDENCE 1379
B. OS CFAR for Pearson-Distributed Data can be derived as follows. Pfa indicates the probability
that a noise random variable Y0 is interpreted as
It is recognized that effective clutter suppression target echo during the thresholding decision (2). This
can be achieved only on the basis of appropriate probability is given by
statistical modeling. Actual data, such as active
sonar returns [5], sea clutter measurements [10], Pfa = PrfY0 ¸ TZg: (9)
and monostatic clutter from the US Air Force
Mountaintop Database [11], have been successfully In order to calculate Pfa according to (9), both the pdfs
modeled with heavy-tailed distributions. The tails of of Y0 and of Z must be known. Since Z = X(k) is an
these distributions showed a power-law or algebraic ordered statistic value, its pdf can be determined based
asymptote, which is characteristic of the so-called on the pdf, pXi (x), and the cdf, PXi (x), of the samples
alpha-stable family and was contrasted with the according to [14, pp. 25—26]
exponentially decaying tails of the K, and Weibull 1
families. Stable processes are described by their pX(k) (x) = pk (x) = [1 ¡ PX (x)]N¡k
B(k, N ¡ k + 1)
characteristic exponent ®, taking values 0 < ® · 2
[12, 13]. Because of their algebraic tail property, £ [PX (x)]k¡1 pX (x) (10)
stable distributions possess finite pth order moments,
i.e., EX p < 1, only when p < ®. Therefore, stable where B(a, b) is the beta function. Hence, by using (6),
processes have infinite power. (7), and (10), the pdf of the kth value of the ordered
In this work, we are interested in the totally statistic for Pearson-distributed random variables
skewed (positive) alpha-stable (P®S) family to X1 , : : : , XN is given by
describe observed data related to energy, power, and 1 p
the output of a square-law detector. Unfortunately, pX(k) (x) = [2©(°= x) ¡ 1]N¡k
B(k, N ¡ k + 1)
closed-form expressions do not exist for the general
P®S density except for the case of ® = 0:5 that defines p ° 1 ¡° 2 =2x
£ 2k¡1 [1 ¡ ©(°= x)]k¡1 p 3=2
e :
the Pearson or Lévy distribution. For this main reason, 2¼ x
the Pearson is the distribution of interest here. This is (11)
further justified by the fact that Pierce showed that the
Pearson distribution closely models the modulation or Now, the Pfa can be calculated for a fixed factor T
signal power flow of certain see clutter returns [10]. Z 1
In the following, we study the performance of popular Pfa = PrfY0 ¸ TX(k) g = PrfY0 ¸ Txgpk (x) dx
CFAR detectors for the case of Pearson-distributed 0
Z 1 p
data by analytically deriving their corresponding 1
= [2©(°= Tx) ¡ 1]
receiver operating characteristics (ROCs). 0 B(k, N ¡ k + 1)
1) Probability of False Alarm Pfa : Assume that p
X1 , : : : , XN follow the Pearson distribution with pdf £ [2©(°= x) ¡ 1]N¡k
[12, p. 10]: p ° 1 ¡° 2 =2x
8 £ 2k¡1 [1 ¡ ©(°= x)]k¡1 p e dx:
< p° 1 ¡° 2 =2x x 3=2
e , x¸0 2¼
3=2
pXi (x) = 2¼ x (6) (12)
:
0 otherwise p
By using the substitution y = °= x, the Pfa can be
and cumulative density function (cdf) expressed as
PXi (x) = PrfXi · xg Z 1 p
2k 1
8 µ µ ¶¶ Pfa = p [2©(y= T) ¡ 1]
< 2 1 ¡ © p° , x¸0 2¼ B(k, N ¡ k + 1) 0
= x (7) 2
: £ [2©(y) ¡ 1]N¡k [1 ¡ ©(y)]k¡1 e¡y =2
dy: (13)
0 otherwise
where ° is the dispersion or scale parameter of the Finally, the false alarm probability can also be
distribution. The dispersion determines the spread of expressed as
the density, much in the same way that the standard r Z 1
OS 2 1 p
deviation determines the spread of the Rayleigh Pfa = erf(y= 2T)
density. ©(x) denotes the cdf of the standard Gaussian ¼ B(k, N ¡ k + 1) 0
p p
distribution N(0, 1): 2
£ [erf(y= 2)]N¡k [erfc(y= 2)]k¡1 e¡y =2 dy
Z x
1 2
(14)
©(x) = p e¡u =2 du: (8)
¡1 2¼ where Z y
With these assumptions, for any given Pfa the 2 2
erf(y) = p e¡t dt (15)
decision threshold S as well as the scaling factor T ¼ 0

1380 IEEE TRANSACTIONS ON AEROSPACE AND ELECTRONIC SYSTEMS VOL. 36, NO. 4 OCTOBER 2000
is the error function, erfc(y) = 1 ¡ erf(y) is the as r Z 1
complementary error function, and it holds that 2 1 2 2 2
PdOS = e(¡° =¾s )(T=2y )
p ¼ B(k, N ¡ k + 1) 0
©(y) = 1
+ 12 erf(y= 2): (16) p p 2
2 £ [erf(y= 2)]N¡k [erfc(y= 2)]k¡1 e¡y =2 dy:
Equation (14) shows that the false alarm probability (21)
is controlled by the scaling factor T and it does As we can see in (21), the detection probability is a
not depend on the dispersion parameter ° of the function of the ratio of the clutter dispersion ° over
Pearson-distributed parent population. Hence, the OS the power parameter of the Rayleigh fluctuating target
method is a CFAR method for Pearson background. ¾s . To obtain the detection probability for a given
Naturally, the use of OS does not define a single probability of false alarm, one first has to solve (14)
CFAR method but rather a family of CFAR methods with respect to the required threshold, then substitute
parameterized by the rank order index k. For a given this value into (21) and numerically integrate the
OS X(k) , a distinct CFAR processor is established. expression.
2) Probability of Detection Pd : We now compute
the detection probability Pd of the OS CFAR detector.
We consider the case of a Rayleigh fluctuating target C. CA CFAR for Pearson-Distributed Data
in a heavy-tailed background noise scenario when the The OS CFAR processor has been introduced as
CFAR processor is preceded by a square-law detector, an improvement on the CA CFAR method, which
as in Fig. 1. selects the average of the reference cell values
For a Rayleigh fluctuating target with parameter instead of the kth OS as
¾s2 , the output of a square-law detector has an Pa measure of the clutter
level Z, i.e, Z = (1=N) N i=1 Xi . It is of interest to
exponential pdf. Hence, for the case of the “target compare the Pfa of the two processors for the case of
present” hypothesis, the test-cell measurement is Pearson-distributed measurements. When using CA,
exponentially distributed: Z is a Pearson-distributed random variable since it
8 is the average sum of N Pearson-distributed random p
< 1 e¡y=2¾s2 , y¸0 variables. The dispersion of Z is equal to °Z = N°Xi .
pY1 (y) = 2¾s2 : (17) Hence, the pdf of Z is given by
: 8p
0 otherwise
< pN° 1 e¡N° 2 =2z , z¸0
The corresponding cdf is pZ (z) = 2¼ z 3=2 :
:
0 otherwise
½ 2
1 ¡ e¡y=2¾s , y¸0 (22)
PY1 (y) = PrfY1 · yg = :
0 otherwise Then, using again (9), the Pfa can be expressed as
(18)
Pfa = PrfY0 ¸ TZg
Hence, the probability of the random variable Y1 Z 1
exceeding the threshold is = PrfY0 ¸ TzgpZ (z) dz
0
Z 1
p
Pd = PrfY1 ¸ TX(k) g: (19) p N° 1
= [2©(°= Tz) ¡ 1] p
0 2¼ z 3=2
Assuming the presence of heavy-tailed clutter that 2

leads to Pearson-distributed reference-cell data £ e¡N° =2z dz: (23)


X1 , : : : , XN , the density of the kth OS is given by p
Setting y = °= x, we get
expression (11), and therefore Pd can be written as r Z
2N 1 p 2
Z 1
CA
Pfa = erf(y= 2T)e¡Ny =2 dy: (24)
¼ 0
Pd = PrfY1 ¸ Txgpk (x) dx From (24) we see that CA is also a CFAR method for
0
Z 1 Pearson background. The corresponding probability
2 1 p
= e¡Tx=2¾s [2©(°= x) ¡ 1]N¡k of detection for the case of a Rayleigh target can be
0 B(k, N ¡ k + 1) expressed as
p ° 1 ¡° 2 =2x
£ 2k¡1 [1 ¡ ©(°= x)]k¡1 p e dx: Pd = PrfY1 ¸ TZg
2¼ x3=2 Z 1
(20) = PrfY1 ¸ TzgpZ (z) dz
p 0
Setting y = °= x, the final expression for the Z 1
p
probability of detection of the OS CFAR processor ¡Tz=2¾s2 N° 1 ¡N° 2 =2z
= e p e dz (25)
can be written in terms of the error function 0 2¼ z 3=2

CORRESPONDENCE 1381
and finally as density hp (w) can be obtained by averaging (28) over
r Z the uniform distribution of the rank k [4]
1
2N 2
=¾s2 )(T=2y 2 ) ¡Ny 2 =2
PdCA = e(¡° e dy: (26) N¡p
¼ 0 1 X
hp (w) = pk (w): (29)
We see again that the detection probability is a N ¡p
k=1
function of the ratio of the clutter dispersion ° over
the power parameter of the Rayleigh fluctuating It also holds that
target ¾s . N N
1X N ¡p 1 X
pX (w) = pk (w) = hp (w) + pk (w):
N N N
D. P-percent Truncated Mean Detector k=1 k=N¡p+1

(30)
As mentioned in the previous sections, both the Solving for hp (w), we obtain
CA and OS schemes determine the adaptive threshold
by estimating the noise level from the data in the N
X
N 1
reference window. The CA detector uses a procedure hp (w) = pX (w) ¡ pk (w)
based on the data sample mean, while the OS detector N ¡p N ¡p
k=N¡p+1
uses the kth ordered statistic value, which is more
robust to the presence of undesired outliers in the N
X µ ¶
N 1 N
data. In the following, we analyze the performance of = pX (w) ¡ k
N ¡p N ¡p k
another CFAR detector that is robust in the presence k=N¡p+1

of heavy-tailed measurements. The so-called PTM


processor is defined as the arithmetic mean of the £ [1 ¡ PX (w)]N¡k [PX (w)]k¡1 pX (w)
first p-percent of the ranked observations. This type " N
N 1 X N!
of detector is also known as the censored mean-level = p (w) 1 ¡
detector and it has been proposed as a CFAR solution N ¡p X N (N ¡ k)!(k ¡ 1)!
k=N¡p+1
to nonhomogeneous backgrounds [3, 4] arising in the
#
presence of clutter edges or multiple targets.
N¡k k¡1
1) PTM CFAR for Pearson-Distributed Data: £ [1 ¡ PX (w)] [PX (w)] :
We now compute the Pfa to show that the PTM is a
CFAR method in the presence of Pearson-distributed (31)
data. Let us consider again the N IID data samples
X1 , X2 , : : : , XN of the reference cells and let Using (6), (7), and (16), the expression for hp (w) can
W1 , W2 , : : : , WN¡p be the remaining set of variables upon be written as
censoring the p largest Xk , k = 1, : : : , N. The PTM
N ° 1 ¡° 2 =2w
detector calculates the clutter level Z by averaging hp (w) = p e
samples W1 , W2 , : : : , WN¡p : N ¡ p 2¼ w3=2
" N
1 X
N¡p 1 X N!
Z= Wk : (27) £ 1¡
N ¡p N (N ¡ k)!(k ¡ 1)!
k=N¡p+1
k=1
#
To determine the pdf of Z, we proceed as follows. p N¡k
p k¡1
Since the reference samples X1 , : : : , XN are IID, the £ (erf(°= 2w)) (1 ¡ erf(°= 2w)) :
remaining samples W1 , : : : , WN¡p are also IID random
variables whose common density hp (w) we have (32)
to determine. From the analysis of the OS CFAR p
detector, recall that the kth ordered sample, X(k) (out By expanding the factor (1 ¡ erf(°= 2w))k¡1 , hp (w)
of N IID samples) has a pdf as in (10) can be written as
µ ¶ 1 ° 1 ¡° 2 =2w
N hp (w) = p e
pX(k) (w) = pk (w) = k [1 ¡ PX (w)]N¡k N ¡ p 2¼ w3=2
k
" N k¡1 µ ¶
X X N! k¡1
£ [PX (w)]k¡1 pX (w) (28) £ N¡
(N ¡ k)! (k ¡ 1)! j
k=N¡p+1 j=0
where pX (w) and PX (w) are, respectively, the pdf and
the cdf of each one of the N IID random variables #
j
p N¡k+j
prior to the ranking. Since a single Wk is equally £ (¡1) (erf(°= 2w)) : (33)
likely to have any rank from 1 to N ¡ p, the common

1382 IEEE TRANSACTIONS ON AEROSPACE AND ELECTRONIC SYSTEMS VOL. 36, NO. 4 OCTOBER 2000
The corresponding characteristic function is detection Pd . By definition,
Z 1 Z 1
1 ° 1 ¡° 2 =2w
'p (¿ ) = p e Pd = PrfY1 ¸ TZg = PrfY1 ¸ TzgpZ (z) dz
N ¡ p 2¼ 0 w3=2 0
" N k¡1 µ ¶ (40)
X X N! k¡1
£ N¡ which, using (18) and (36), becomes
(N ¡ k)! (k ¡ 1)! j Z 1 Z 1
k=N¡p+1 j=0
2 1
# PdPTM = e¡Tz=2¾s [' (¿ )]N¡p e¡j¿ z d¿ dz
p 0 2¼ ¡1 p
j N¡k+j
£ (¡1) (erf(°= 2w)) ej¿ w dw: (34) Z 1 Z 1
2 2
= e¡(T° =4¾s )q [g(º)]N¡p e¡jºq dº dq:
p 0 ¡1
By applying the substitution t = °= 2w, we have (41)
Z 1
1 2 2
'p (¿ ) = p e¡t We can see from this expression that the Pd is
N ¡p ¼ 0 controlled by the ratio of the clutter dispersion ° and
" N k¡1 µ ¶ the power of the fluctuating target ¾s .
X X N! k¡1
£ N¡
(N ¡ k)!(k ¡ 1)! j
k=N¡p+1 j=0 III. RESULTS AND DISCUSSION
#
2
=2t2 ) In this section, the detection performance of the
£ (¡1)j (erf(t))N¡k+j ej(¿ ° dt
OS CFAR processor in Pearson-distributed data in
homogeneous situations is shown and compared
= g(¿ ° 2 =2): (35) with the performance of the CA CFAR detector. The
detection performances are obtained by varying the
Including the factor 1=(N ¡ p) in the scaling factor
number of the reference cells N and, for the case of
T, the pdf of Z is determined as the pdf of a random
the OS CFAR processor, the rank order index k. For
variable resulting from the sum of N ¡ p IID random
a certain Pfa value, we used expressions (14) and (24)
variables having characteristic function 'p (¿ ).
to obtain the appropriate threshold scaling factors T
Therefore,
Z 1 for the OS and CA detectors, respectively. Then, we
1 numerically integrated (21) and (26) to calculate the
pZ (z) = [' (¿ )]N¡p e¡j¿ z d¿: (36)
2¼ ¡1 p corresponding Pd values.
In Fig. 2 the probability of detection Pd is plotted
We can now compute the Pfa as
versus the generalized signal-to-noise ratio (GSNR)
Z 1
PTM for probability of false alarm Pfa = 10¡4 . The GSNR is
Pfa = PrfY0 ¸ TZg = PrfY0 ¸ TzgpZ (z) dz defined as
0 ¾
Z Z 1 GSNR = 20 log s (42)
1 p 1 °
= erf(°= 2Tz) [' (¿ )]N¡p e¡j¿ z d¿ dz:
0 2¼ ¡1 p where ¾s is the parameter of the Rayleigh fluctuating
(37) target and ° is the dispersion parameter of the
Pearson-distributed output of the square-law detector
Recalling (36) and substituting º = ¿ ° 2 =2, we obtain
due to the background heavy-tailed clutter. This
Z p
1 2 1 definition of relative strength between signal and noise
PfaPTM = 2
erf(°= 2Tz) is well motivated from expressions (21) and (26),
2¼ ° 0
Z 1 which give the detection probabilities as functions of
£
2
[g(º)]N¡p e¡j(2ºz=° ) dº dz (38) the ratio ¾s =°.
¡1 We should note here that although the moment
EX 2 of a second-order process has been widely
and with a last change of variables q = 2z=° 2 , we have
accepted as a standard measure of signal strength
Z 1 p Z 1
1 and associated with the physical concept of power
PfaPTM = erf(1= Tq) [g(º)]N¡p e¡jºq dº dq: and energy, it cannot be used with alpha-stable
2¼ 0 ¡1
(39) distributions because it is infinite. Hence, the GSNR
expression in (42) should not be interpreted as a
From (39), we notice that the PTM method is CFAR signal to noise power ratio.
on Pearson background, since the Pfa does not depend Focusing our attention to the ROC curves in
on the dispersion parameter °. Fig. 2, it can be seen that for high GSNR values
Considering the Rayleigh fluctuating target model, (GSNR > 75 dB), the detection performance of the
we now find an expression for the probability of OS CFAR processor is better for smaller values of

CORRESPONDENCE 1383
Fig. 2. Detection probability of OS and CA CFAR processors in Pearson background as function of GSNR = 20 log(¾s =°). Reference
window size is N = 16 (a) and N = 32 (b). Probability of false alarm equal to Pfa = 10¡4 .

the rank order index k. On the other hand, for low for the range of Pfa values between 1:5 £ 10¡4 to 10¡2 ,
GSNR values, the detection performance of the the OS CFAR processor employing the first-order
OS CFAR processor is better for larger values of statistic (minimum) of the reference cells exhibits the
the rank order index k. As a middle ground rank best performance. On the other hand, for Pfa values
order, the value of k = 3N=4 seems to result in only less than 1:5 £ 10¡4 , the other extremum, i.e., the
a negligible additional CFAR loss. The detection last-order statistic (maximum) of the reference cells
performance of the CA CFAR processor is also has the best Pd . Similar observations can be made
shown in the figures with a dashed line. It is apparent for the case of the other operating GSNR values
that for an appropriate choice of the rank order for the corresponding Pfa . Again, the performance
index k, the corresponding OS CFAR processor curve of the CA CFAR processor falls in between
outperforms CA CFAR for the case of homogeneous the OS family of curves, and a good compromise OS
Pearson-distributed background clutter. corresponds to a value of k equal to 3N=4. Finally, we
Fig. 3 depicts the ROC curves for the OS and CA see that as the GSNR value decreases, the shape of
CFAR processors employing N = 16 reference cells the ROC curves stays the same but the performance
and operating in GSNR equal to 70 dB, 90 dB, and curves move to the right towards higher Pfa values, as
110 dB. We see that, for an GSNR value of 70 dB and expected.

1384 IEEE TRANSACTIONS ON AEROSPACE AND ELECTRONIC SYSTEMS VOL. 36, NO. 4 OCTOBER 2000
Fig. 3. ROC: Detection probability of OS and CA CFAR processors in Pearson background versus probability of false alarm, for
various GSNR values.

IV. FUTURE WORK and it has been shown that they perform better than
the limiter plus integrator receiver [17]. As shown in
In this work, we presented a theoretical analysis [18], instead of a correlation operation, the so-called
on the performance of the OS, CA, and PTM CFAR covariation computation has a “limiting device”
processors for the case of Pearson-distributed data. inherent into it and gives better results in impulsive
The implications of this work for real life CFAR noise.
systems operating in severe noise environments such
as the ones described and modeled by Pierce in [10], PANAGIOTIS TSAKALIDES
is that the threshold that must be employed to achieve VLSI Design Laboratory
a certain probability of detection and to ensure a Department of Electrical and
constant probability of false alarm has to be set at Computer Engineering
University of Patras
a higher value than what is assumed under previous 261 10 Rio, Greece
studies. E-mail: (tsakalid@ee.upatras.gr)
When the characteristic exponent of the P®S FLIPPO TRINCI
distribution is unknown, a two-parameter estimation WIND Telecomunicazioni S.p.A.
CFAR algorithm is needed. The adaptive threshold NETWORK—Access Networks
will effectively be based on the estimation of the Rome, Italy
E-mail: (ftrinci@wind.it)
scale (dispersion) and shape (characteristic exponent)
parameters using the method of negative-order CHRYSOSTOMOS L. NIKIAS
Integrated Media Systems Center
moments proposed by Pierce in [10].
Department of Electrical Engineering
In addition to the CFAR processors studied here, University of Southern California
one may design receivers targeted to operate in Los Angeles, CA 90089-2561
non-Gaussian noise characterized by heavy tails. E-mail: (nikias@imsc.usc.edu)
Usually, these receivers consist of a limiting device,
followed by a correlation detector. An example is REFERENCES
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CORRESPONDENCE 1385
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[17] Tsihrintzis, G. A., and Nikias, C. L. (1995)
Manuscript received April 28, 1996; revised January 5 and July 5,
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[18] Tsakalides, P., and Nikias, C. L. (1996)
This work was partly supported by the Technical Research Centre
The robust covariation-based MUSIC (ROC-MUSIC)
algorithm for bearing estimation in impulsive noise of Finland and the Helsinki University of Technology.
environments.
IEEE Transactions on Signal Processing, 44 (July 1996),
1623—1633. 0018-9251/00/$10.00 °
c 2000 IEEE

1386 IEEE TRANSACTIONS ON AEROSPACE AND ELECTRONIC SYSTEMS VOL. 36, NO. 4 OCTOBER 2000

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