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The Acetone-Butanol-Ethanol Fermentation Recent PR
The Acetone-Butanol-Ethanol Fermentation Recent PR
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Ian S Maddox
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Ian S. Maddox
To cite this article: Ian S. Maddox (1989) The Acetone-Butanol-Ethanol Fermentation: Recent
Progress in Technology, Biotechnology and Genetic Engineering Reviews, 7:1, 189-220, DOI:
10.1080/02648725.1989.10647859
IAN s. MADDOX
Zealand
Introduction
The acetone-butanol-ethanol (ABE) fermentation process. using Clostridiu111
beijerinckii ~ epitomizes the problenls of all fermentation
(lcetobutylicu111 or C...
processes vis-a-vis chenl ical synthesis:
1. Lo\\' reactor productivities;
2. Presentation of a dilute aq ueous sol utian for product recovery.
In particular.. the process is subject to severe product inhibition" at
concentrations no greater than 20 g r- I and this~ in turn . restricts the 'I
/ GIYCeralidehYde-3-PhOSPhate \
/ 1 ~
/ Solvents Acids
~J"
Batch fermentation
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It has been known for 111any years that the culture pH value has a strong
influence on the course of the ABE ferrnentation. The general concensus has
been that fermentations performed at relatively high pH values produced acids
rather than solvents. whereas in fermentations perfornled at relatively low pI-I
values~ the reverse was true (e.g. Monot, Engasser and Petitdemange . 1983).
However, there have been several reports of solvents (i.e. total
butanol + ethanol + acetone) being produced at pI-I values approaching
neutrality . and it is now clear that there is a strong interaction bet\veen the pH
value and the initial sugar concentration, and also the strain of bacteriunl used.
Thus~ higher initial sugar concentrations encourage solvent production, even at
pH values approaching neutrality (Monot et lll.~ 1982:. George. and Chen~ 1983~
Monot, Engasser and Petitdenlange, 1983; Holt" Stephens and Morris, 1984;
Ennis and Maddox~ 1987). Marchal, Blanchet and Vandecasteele (1985),
working with a substrate derived from the Jerusaleln artichoke (Helillnthus
tuberosus) re-emphasized the marked influence of pH value, and shovved that
'I
while a lo\v pH value favoured solvent production over acid production, it also
led to an increase in the total fermentation time. Their solution to the problem
was to control the pH profile during the process. Two such profiles \vere
described. In one, the pH was held at plwI6·(}-6·S during the growth phase~ and
was then allowed to decrease by self.. acidification. In the second, the pH \vas
similarly held during the growth phase, and was then allo\ved to drop by
self-acidification. On reaching pH 5·3.. it was re-adjusted to pH 6·5, followed by
another natural decrease. By this means" substantial improvements in solvent
production were achieved. A similar approach has been described by Ennis and
Maddox (1987), \vorking with a substrate of\vhey permeate. I'hey reconfirmed
that at relatively low sugar (lactose) concentrations (45 g l-l)~ lo\\' pH favoured
soivcntogcnesis.. but gro\vth and sugar utilization \vere poor. Conversely . at
higher pH values~ although growth and sugar utilization \vere much improved,
solvent production was poor. The pH profile that was developed to optimize
the fermentation involved holding the pll near neutrality during the growth
phase~ and then allowing it to fall naturally to the optimum value for the solvent
Acetone-butanol-ethanol {ern1entatioll 191
production rate (pH 5-1.-5-5) ~ at which point it was maintained by addition of
alkali (ammonia)_
The conclusion thHt can be drawn from these studies is that to achieve a high
solvent productivity ~ it is necessary to control the pH profile during the process,
rather than siJnply to maintain a constant pl-[ value. "[he oplinlUITI profile for a
given substrate and bacterial strain is probably case-specific~ and should be
evaluated for each situation.
KPa ethanol production was eliminated. Dorenlus ~ Linden and Moreira ( 1985)
have stated that the concentration of dissolved carbon dioxide has no effect on
solvent production.
More recently . Brosseau . Van and Lo (1986)., llsing ( . , saccharoperbutyl-
acelon.icunz., have confirmed that Inaintenance of a positive head-space
pressure favours solvent production . but no details \yere provided of the
pressures attained.
When investigating the effects of hydrogen supersaturation in cui tures of
clostridia, Lobos., Lamed and Su (1982) commented that supersaturation was
dramaticall y reduced upon agitation of the broth. The effect of agitation on the
ABE fernlcntation has been studied subsequently by other investigators.
Welsh and Veliky (1984) compared the effect of non-agitation with agitation at
100 r.p.nl. (1·2 litre working volume fermenter)" and observed that agitation of
the culture had a detrimental effect on the solvent concentration . yield and
production rate. In addition~ there \vas a decrease in the ratio of butanol to
acetone in the broth. Doremus . Linden and Moreira (1985) reported siInilar
results when investigating the effect of agitation over the range 25-300 r.p.ol.
(3 litre working volume fermenter). Thus, solvent productivity was inversely
proportional to the agitation rate. No real effect was observed on the final
solvent concentration or ratio of butanol to acetone, but this nlay reflect the
fact that no experiments were performed with a zero agitation rate. As
expected., the effect of agitation was much less in pressurized than in
non-pressurized fermentations.
In contrast to the above, Yerushalmi and Volesky (1985), \vorking in the
agitation range 190-560 r,p.nl. (10 litre working VOIU111e fermenter), observed
no real effect of agitation on the solvent production rate~ concentration or
yield. However. this may again reflect the lack of a non-agitated control
experiment. Nevertheless, a slight increase in the specific solvent production
rate \vas observed as the impeller speed increased from 190 to 340 r. p.nl. At 560
f. p.m., growth of the culture \vas inhibited, presumably due to shear effects.
Overall~ it is now apparent that operation of the batch fernlentation process
under conditions of non-agitation and a positive head..space pressur~ is
conducive to solvent production. Technically, these requirements are simple to
Acetone-butanol-ethanol [erl1zentatiol1 ]93
achieve. The effect appears to be caused by the high partial pressures of
hydrogen which are attained~ resulting in hydrogen supersaturation of the
culture.
Closely related to the effects of agitation and head-space pressure on the ABE
process are the effects of carbon nlonoxide and methyl and benzyl viologens.
Carbon monoxide is an inhibitor of the enzyme hydrogenase . and thus its
action increases the pool of reduced nucleotides in the cell . \vhich in turn leads
to increased production of products \vhich require reduced nucleotides for thei r
formation., Le. butanol and ethanol (Datta and Zeikus . 1985). Methyl and
benzyl viologens also alter electron f10\V in favour of the alcohols, but the exact
mechanism is unknown (Rao and Mutharasao. 1986).
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Kim et a/. (1984) and Meyer:- McLaughlin and Papoutsakis (1985)~ v;orking
in batch culture, have investigated the effect of gassing with carbon monoxide,
in mixtures with nitrogen. They observed an inhibitory effect on cell gro\vth .
hydrogen production and acid production. \\,hile there \vas a stimulatory effect
on ethanol and butanol production. This work was extended by Datta and
Zeikus (1985), \vho denlonstrated that nletabolic modulation by carbon
monoxide was particularly effective when acetate or butyrate~ at 5 g 1-1 . were
added to the fermentation as electron sinks. Using levels of carbon monoxide in
the range 10....20 KPa partial pressure . it was observed that solventogcnesis
commenced earlier and higher butanol concentrations could be achieved. The
latter was related to an increased ratio of butanol to acetone. Indeed. in S0l11e
circumstances.. acetone production could be completely elinlinatcd. As
mentioned earlier, this nlanipulation of end-product ratios is not without sOlne
corntnercial significance . Meyer, Roos and Papoutsakis (1986) subsequently
extended these observations to glucose-limited continuous cultures. Nornlally..
solvents are not produced under conditions of glucose limitation., but \vhen the
culture was sparged with carbon monoxide, ethanol and butanol (but not
acetone) were produced at very high specific production rates.
The use of carbon monoxide in AB E fermentation processes may prove to he
a comlnercial proposition. provided that a cheap supply of the gas is available.
The major benefit appears to be increased production of ethanol and butanol at
the expense of acetone.
The application of methyl and benzyl viologens to solvent production gives
similar effects to those of carbon monoxide, but its practical utility may be
limited. Rao and Mutharasan (1986) . working in batch culture at pH 5·0~
showed that addition of methyl viologen (0,1 g 1-1) led to increased production
of ethanol at the expense of acetone ~ \vhile the butanol concentration remai ned
unchanged. At pH 6-8.. where there \vas no solvent production in control
experiments.. addition of methyl viologen stimulated ethanol production.
These observations have since been extended to continuous culture
experiments (Rao and Mutharasan, 1987.. 1988). Under glucose-limited
conditions at pH values above pH 6·3, \vhere solvent production is not
normally observed~ addition of methyl or benzyl viologen led to a decreased
194 IAN S. fvlADDOX
production of acetate and butyrate . and 'In increased production of ethanol and
butanol. Acetone \vas not observed. Siolilarly ~ the use of benzyl vioJogen in a
non-nutrient-limited continuous fermentation led to an increased ratio of
butanol to acetone. Kim and Kiln (1988) have recently reported sinlilar results.
and:t in addition . have successfully used electfochelnical energy as a source of
reducing equivalent to achieve the Sellne effect.
NU1·RIENT Lltv1rrl"\'rl()N
Woods, 1986), but it is not clear \\'hether this is the optimum situation.
Technically . it is sinlplc to add supplementary nutrients to con1nlcrcial media if
required . and also to rcnlove certain nutrients, although this lnay be costly.
Nutrient limitation in batch culture Inay be defined as a situation where
cellular growth is restricted (ternlinated) due to the exhaustion of an essential
nutrient. In the ABE fermentation, glucose limitation is we)) kno\vn to be
detrimental to solvent production, and ,,,.rill not be considered further (tvlol1ot<p
Engasser and PetitdeJnange~ 1983; Long, Jones and Woods, 1984).
Nitrogen liJnitation has been studied by Monot and Engasser (1983) \\'ho
reported that strong solvent production occurred after exhaustion of nitrogen
from the Inedium. In contrast, Long, Jones and Woods (1984) concluded that
nitrogen~limitedcultures did not produce solvents. Their results sho\ved that
there nlust be a 111inimuJ11 nitrogen concentration remaining after the gro\vth
phase for solventogcnesis to occur. Ro()s, McLaughlin and Papoutsakis (1985)
perforined experinlents \vhere the ratio of nitrogen to glucose was varied, to
investigate the effect on solventogenesis. Although it is not clear if nitrogen was
ever a limiting nutrient, the data suggest that an excess of nitrogen is
detrimental to solvent production, and that as the ratio of nitrogen to glucose
decreases, the rate of solvent production increases. Thus, solvent production
may be enhanced by a lo\vered availability of nitrogen.
With regard to phosphate-limited batch cultures, Baht, Andersch and
Gottschalk (1982) have described how solvent production occurred after
exhaustion of phosphate fronl the nlediulll. In conditions of excess phosphate.,
the fermentation produced acids rather than solvents~ and thus there 111ay be a
case for rerTIoval of this anion from comlnercial media. Recently~ Bryant and
Blaschck (1988) have described the effect of buffering on solvent production,
but it is possible to interpret SOJTIe of their data as an effect of the phosphate
concentration. Although the nutritional status of the culture at the end of the
fermentation was not described, the results appear to confirnl that solvent
production can occur under phosphate-Iinlited conditions.
Kanchanatawee and Maddox (unpublished data) have studied the effects of
nitrogen and phosphate limitation, and conditions where all nutrients are in
excess" on solvent production. The results confirm that solvent production can
Acetone-butano/-ethllllol fern-zelliation ]95
occur under conditions of nitrogen or phosphate limitation., but that the
optimum conditions are where both the nitrogen and phosphate concentrations
are just sufficient for growth . but are not gn)\vth-limiting. If either nitrogen or
phosphate is present in too great an excess" there is a decrease in solvent
production. I·fence. there is an interaction between the nitrogen and phosphate
nutrient concentrations, \vhich may help to explain sOlne of the apparent
contradictions in the literature . particularly for nitrogen. Similar results have
been observed by Yerushahni and Volesky (1987) \vith regard to the nitrogen
concentration, i.e. the optimum condition for solvent production occurs when
the supply is just in excess of that required for biomass gro\\/th.
Iron linlitation in batch culture may be a useful technique for Inanipulation of
the ratio of butanol to acetone. Junelles et al. (1988) performed experinlents
whereby the iron content of the mediunl was reduced fr0l11 10 mg I- J to 0·2
mg I-I (as FeS04.7H20)_ with the result that the butanol to acetone ratio
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Fed-batch fermentation
The technique of fed-batch culture is widely used in the fermentation industry.
In some cases~ e.g. the penicillin production process . the glucose consumption
rate of the culture . and hence the gro\vth rate~ is controlled via the rate of
glucose supply. This is used to direct the nletabolisnl of the organisnl. In other
cases~ e.g. in the glutamic acid production process llsing fed-batch culture. a
controlled supply of sugar is used as a means of overcoming substrate in hibition
and of obtaining a high concentration of product in the broth . thus reducing
product recovery costs. For the ABE fernlcntatioJ1. fed..batch culture is of
limited value unless coupled with continuous product removal. 'rhis is due to
the problern of product inhibition which restricts the solvent concentration in
the broth to less than 20 g ]- J. From the rather limited literature that is
available on the application of fed-batch culture to the ABE fermentation. it
appears that high feed rates of sugar favour solvent production . whereas low
rates favour acid production (Fond et al... 1984.. 1986).
OPERA'rIONAL s'rABILITY
limited.
There have been Inany studies into the use of chenlostats for solvent
production. In addition to being a means of increasing fernlenter productivity
over batch culture, chemostat culture is an excellent tool for the elucidation of
biochemical mechanisms, and for studying the effects of various environmental
parameters on microbial physiology. Unfortunately ~ some reports in the
literature are difficult to interpret as it is not always clear \vhcther a
nutrient-limited condition has, in fact, been attained. SaIne claims of
chemostat culture provide no evidence for a nutrient limitation, tlnd
examination of feed-medium composition casts considerable doubt on such
claims. Furthermore~ it is now realized that the effect of nutrient linlitation on
solvent production must be considered in interaction with other important
environmental parameters, such as culture pH, dilution rate~ etc. Neverthe-
less, it is now clear that solventogenesis in continuous culture can occur under
several different nutrient-limited conditions, including phosphate limitation
(Bahl and Gottschalk, 1984; Soni., Soucaille and GOIlIa, 1986), nitrogen
limiiation (Andersch, Bahl and Gottschalk~ 1982; Monot and Engasser, 1983;
Stephens et al., 1985), magnesium limitation (Stephens et al., 1985; McNeil and
Kristiansen, 1987) and sulphate linlitation (Baht and Gottschalk ~ 1984).
Recently, Clarke and Hansford (1986) studied solvent production under a
variety of nutrient-limited conditions (including nitrogen and phosphate) . and
concluded that although solventogenesis occurs under these conditions, such
limitation is not essential for solvent production. HO\\lever the possible role of
4
Continuous culture (using free cells) with cell recycle is a technique by which
the cells in the effluent stream are collected and recycled to the ferlnenter. "fhe
result of this is that higher biomass concentrations are achieved in the
fermenter, and this should lead to higher reactor productivities. Furthermore,
the higher bionlass concentration \vithin the fernlenter may allow the process to
operate at higher product concentrations than in conventional systems, \vith
the resuit that the higher productivities achieved are not entirely at the expense
of product concentration. Potential disadvantages of cell recycle include the
need for additional capital equipment . and the process nlay be complex and
difficult to operate. Table 1 summarizes the studies using this technology.
1":tble 1. C~II recycle tcchnjqll~s npplicd to (hl.: ABE rcnnt:-Jll 4ltion
Product ivil v
Recycle lc<.:hniquc gil. h - ConHl1~ n t~ Rc:fcrcncc:
Ccntrirugation <1·U Cells wen: heat-shocked during Vijjcswarapu. Chen and Foulch
rccvde .. ( 19K5)
Capillary CF~( 'J)e~~ncrati()n' occurred Afseh(lr ('t lil. ( 1<J~5)
TW(~·-st~H!(,. stahk SystClll l\r~chHr(~l el/. ( )lJX5)
ivIincral tubular iv1ctahol1c ()~<.:iHali(;ns and Fcrras. ~,tinicr and (joIlla ( 1l)~6)
Jnernhr'ln\.~ 'degeneration' were (Jbs~rvcd
Pl~ltc anti fnullc PhosJ;hatc~lilnitcd. stable Schlntc (Inti (iollschalk (19X6)
filter svstcrn
Holluw-fihrlo? CFtvl Str~sscd the irnporlancc of Pi~rr{)t. Fic..-k and Engasscr
hleed dihuioll rate (llJX6) .
l'uhul~lr CF!v1 Proposed hypnthcsis to explain Ennis and !v1addox (I 9H9)
rllClabolic oscillations
An early report of a continuous culture with cell recycle applied to the ABE
fermentation was that of Vijjeswarapu, Chen and Foutch (1985). Cells . and
presumably spores. in the effluent stream were heat-shocked by passage
through a glass tube held at 80°C, and were then harvested by centrifugation
before being returned to the fermenter. Although product concentrations and
productivities were low, the use of recyc)e increased the value of these
parameters up to fourfold, compared with a conventional continuous
200 IAN S. MADDOX
fermentation. No comments \vere nlade regarding the long-term operational
stability of the system.
The application of microporous membranes to cell recycle in the ABE
fermentation has been described by several authors. Here, the fernlenter
effluent is pumped to a membrane through which liquid, but not cells" can pass.
The cells are then returned to the fernlenter. Afschar et al. (1985) used a
capillary crossflow microfiltration (CFM) device for the recycle, and applied
turbidostat control to the fermenter biomass concentration. At a bionlass
concentration of 8 g 1- [" and a dilution rate of 0·64 h - I " a solvent productivity
of 5·4 g1l.h was achieved. The authors did not Inention any metabolic
oscillations, but stated that after ~prolonged' periods of cultivation at high
product concentrations, "degeneration' occurred~ i.e. a similar phenomenon to
that observed in non-recycle continuous systems. The problem was solved
using a two..stage systenl . \vith cell recycling and turbidostatic biolnass control
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in both stages. Prodllctivitics in the range 2-3 g/l.h ~7ere achieved . at solvent
concentrati~)ns of 12-15 g I-I. Biomas; conc;ntrations were 2-3 g I-I and
10-12 g l-l in stages 1 and 2, respectively. This system apparently provided
long-term operational stability. Ferras, Minier and Goma (1986) have
described the use of a mineral tubular membrane device for the cell recyclc't
and achieved a biomass concentration of 125 g l-l (no cell-bleed device was
used). At this high cell concentration however" plugging of the Inembrane
1
IMMOBILIZE[) CELLS
Alginale-ifnlnobilized cells
The majority of reports describing this entrapment technique originate from
two laboratories, one in Sweden and one in l"'he Netherlands. The first report
was from the former, when Haggstrom (1979) demonstrated the successful
immobilization of both spores and cells, and then used the immobilized cells
(after germination in the case of spores) in a non-growing mode for solvent
production ffOrTI glucose. Productivities were reported to be superior to those
using free cells.. and it was stated that immobilization of spores lh'as preferable
to that of cells (Haggstrom and Molin~ 19RO). Subsequent reports from this
group described the use of glutaraldehyde to improve the mechanical strength
of the alginate beads~ and use of the beads in a packed-colulnn reactor with
liquid recirculation (Haggstrom, )981; Haggstrom and Enfors . 1982). Th4~
reactor productivities obtained were up to 2·8 g1Lh . but during operation the:;e
rapidly decreased to approximately 1 g/l.h. This decrease \vas attributed to a
lack of nutrients.. since the feed rnedium contained only glucose plus salts.
202 IAN S. MADDOX
Nevertheless" the continuous fermentation was operated for 42 days, after
which tinle the beads renlained mechanically intact. Subsequently, a technique
"'las described for Inaintaining a constant productivity in non-gro\ving
imlnobilized cells, based on the intermittent addition of nutrients to the reactor
(Forberg, Enfors and Haggstrom, 1983). It \vas suggested that the cells n1ust be
maintained in an active. but non-growing, condition for maXilTIUlll solvent
productivity and yield to be achieved. However. the usefulness of this
techniq ue to technical substrates is un kno\.\ln.
In contrast to the Swedish group, workers in The Netherlands did not use
glutaraldehyde to ll1echanically strengthen the alginate beads, and the feed
media used contained all necessary nutrients for cell gro\vth. Krou\vel., van der
Laan and Kossen (1980) immobilized spores in alginate beads.. and used theln .
after germination . in a packed-bed reactor for continuous solvent production.
'''he productivity (1 g/1.h) was approximately fourfold greater than that of
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traditional batch ferlnentation using free cells. Although the reactor \:vas
operated for nine days . it did suffer from problems of stagnant zones and poor
gas release. As \vith the S\vedish group, the [)utch \vorkers preferred to
imlTIobilize spores rather than cells . and they have described a start-up
procedure involving ·sterilization' and ~activation" of the alginate beads using
an ethanol/\vater mixture (Krouwel . van der Laan and Kossen., 1981).
Because of the difficulties encountered Ylith the packed-bed reactor.. a
continuous stirred tank reactor (CSTR) was investigated (Krouwe), Groot and
Kossen, 1983). The advantages of this reactor type include easy gas release, no
concentration gradients, and, because the mixing state is kno,\\'n. the system at
steady...state can be Inodelled relatively easily. Using the CSTR . productivities
of up to 4 gll.h were achieved., and the systenl was stable and sinlple to operate.
During a further study into a packed-bed reactor, Krou\vel et al, (1983)
reiterated its disadvantages of poor spore gerlnination during start-up (because
of pH gradients) and presence of stagnant zones; and the system is not true plug
flow. l"hcy concluded that this reactor type \vas not suitable for continuous
solvent production using alginate-imnl0biiized cells.
A comprehensive assessrnent of various types of reactors for alginate-
immobilized cells has been perfornled by Schoutens et al. (1986a). Because the
ABE process suffers from product inhibition., a plug flo\v (e.g. packed-bed)
reactor should be favoured. However, as nlentioned above _ this systeln gives
Tnble 2. ('oll\parison uf r~act()r types for alginatc~inunobilizcd cells (SChoutClls ,/1 til.. 1~~6H)
[,nlnobilization by adsorption
In contrast to immobilization in alginate., \yhich is an entrapment technique4
immobilization by adsorption of ceHs onto a solid surface should avoid any
problems of nutrient/product diffusion in the bulk liquid to/from the cell.
However.. accumulation of muJticell layers may negate this advantage.
Technically, immobilization of cells by adsorption is a cheap and mild
procedure, and should be readily anlenable to scale-up.
204 IAN S. MADDOX
12 g 1-1. Bonechar, as used in sugar refining, has been used as a solid support
by Qureshi and Maddox (1987). Here, the bonechar was placed in a glass
column, and was inoculated by pumping in a growing culture. The system \vas
then operated as a packed-bed reactor. During start-up, biomass accumulation
was favoured by operating at dilution rates high enough to prevent
growth-inhibitory concentrations of solvents. Once biomass was accumulated,
the dilution rate was decreased so that excessive biomass growth was prevented
by the inhibitory solvent concentration. Although the system was operated
successfully for 62 days'l it finally suffered from problems of blockage . due to
excess biomass growth, and gas hold-up. Recently~ a nlathenlaticalrnodel has
been presented to describe this packed-bed reactor (QureshL Paterson and
Maddox., 1988). The model postulates the presence of different nlorphologicall
physiological cells types within the reactor.. similar to those described by
Clarke~ Hansford and Jones (1988) for a free cell continuous fermentation. l'he
point is made that further increases in reactor productivities~at sufficiently high
solvent concentrations., will depend on achieving a greater understanding of the
factors affecting the life cycle of the organism.
Because of the problems encountered with the packed-bed reactor,
investigations were made into various configurations of this reactor type" and
into a fluidized-bed reactor. With the packed bed" productivitics of up to 6 g1Lh
were achieved at solvent concentrations of 6--7 g 1- 1.. but blockage and gas
hold-up always presented problems. The fluidized-bed reactor.. ho\vever"
proved to be extremely stable, and was operated for 50 days at productivities
approaching 5 g/I.h. Interestingly ~ based on the bonechar loading.. the
fluidized-bed reactor was six times more productive than the packed bed..
probably due to greater (llnounts of biolnass being present (Qureshi and
Maddox~ 1988).
Maddox (1988) has compared the use of bonechar-immobilized cells~
alginate-immobilized cells and a cell recycle technique. llsing crossflow
microfiltration~ for solvent production from a potential commercial substrate,
whey permeate. The highest reactor productivities \vere achieved using
bonechar.. jrnmobilized cells~ and the system was stable and very simple to
operate. Alginate-immobilized cells also provided a simple and stable process,
A cetone-butano!-ethanol.ferl1zentatiol1 205
but reactor produc tivities were lower. The ce)) recycle techniq
ue \vas
technic ally difficul t to operate . and stable conditi ons could not
be attaine d.
Howev er, it was stresse d that the cell recycle techniq ue could be
more useful
for other substrates, not sufferin g from the handic ap of precipi
tation . and
hence membr ane-fou ling, problem s that are always encoun tered
when using
whey permea te as a substra te.
ADSOR PTION
The desired charact eristics of an adsorb ent for use in the ABE process
include
high adsorb ent capacit y for ethano l, aceton e and butano l, but not
sugar., acetic
acid, butyric acid or any nutrien ts; favoura ble adsorp tion kinetic s;
and efficien t
adsorp tion over varying solvent concen tration s (Ennis . Gutier
rez and
Maddo x, 1986), Adsorb ents which have been investi gated are sumnla
rized in
Table 3.
Silicali te (a zeolite analog ue) is a molecu lar sieve which can prefere
ntially
adsorb alcoho l from alcohol~water mixture s. Equilib rium
adsorp tion
isother ms for ethano l and butano l have been presen ted (Milest one
and Bibby ~
1981). The latter was concen trated from O~5(}() (w/v) to 98'X)
(\v/v) .. with
subseq uent therma l desorp tion at 150°C and reuse of the silicalit
e. Maddo x
(1982) subseq uently used silicalit e at the end of a batch fcrnlen
tation process ,
and demon strated its effectiv eness at adsorb ing butano L More
recentl y,
silicalite has been used betwee n stages of a two..sta ge continu ous fermen
tation
process (Ennis , Quresh i and Maddo x, 1987). The fermen tation was
perform ed
in two packed -bed reactor s in series, using bonech ar¥imm obilize
d cells. In the
control experim ent, withou t betwee n-stage s produc t remova l. little
fermen ta-
tion took place in stage 2, despite the presen ce of sufficie nt sugar,
indicat ing
that produc t inhibiti on was occurri ng. Howev er. when the stage
1 effluen t was
treated with silicalit e prior to stage 2, further fermen tation occurre
d. l"he data
206 IAN S. MADDOX
Tubl~ 3. J\ds()rhcnl~ thal hav..:: h..:cn in\'~stigat~d ror the i\BE fcrnl~nlati~)n
Zeolite.: and silicaHk~ j\dsorplion capacilY ~o-p lVtikston,-= and Bihh\' ( IlJX I): rvtaddux
l)O m~ hUt~Hl0llu r~sin ( ILJH2): Larsson ~uld rv1uttias~on
rv1ay ads~·)rh sonlC .. ( 19H..l)~ Ennis. Ourc:shi and l\i1aduox
nlllrk~nls ( IlJX7)
Xl\Dscrics i\dsorption c:apa...:ity (jroot and l..ll\"h~n ( PJ~6): Das. Soni and
inf~rioror similar 10 Ghnse ( I ()S7): En nis ~ Ulu,-=shi ,~nl!
~iHcalit~ r\fladdox (19X7): Ni...·lst..·n (,(tll. (19X~)
~lay adsorb sorllt:
nt1tri~nts
shovvcd good adsorption of solvents onto the silicalite. but not of sugar.
However . there was evidence that sonle other nutrients were removed frolll the
broth. Similar results were observed for the polymeric resin XAD-16. A
synthetic zeolite has also been investigated by Larsson and fvlattiasson (1984).
In their experiments . the fermenting culture \vas pumped through a nlenlbrane
unit, fronl which the cells were returned to the fernlenter \vhile the broth was
passed through a zeolite colunln before recycling to the ferlnenter. The
adsorption capacity of the zeolite \vas given as SOh, . but fe\\' experinlental details
were provided. Sinlilar experinlcnts \vere perfonlled \vith a crosslinked
divinylbenzene.. styrene copolymer. whose adsorption capacity was given as
70/0.
"fhe XAD series of resins (Rohln and Hass . l)hiladelphia) have been
investigated by several authors. Groot and Luyben (1986) added the resins to a
batch fcnnentation mediunl prior to inoculation, and detennincd the anl0unt
of butanol produced. The adsorbents bccanle fouled \\lith cells . but this did not
seem to affect their adsorption capacities (50--80 111g g - l resin) in subsequent
fermentations. XAD-8 was the 1110st successful of the series studied. Other
Inembers of the series have been investigated by Nielsen et til. ( 1988) and Das,
Soni anti Ghose (1987). The overall conclusion seems to be that \vhile they have
reasonable adsorption capacities for butanol't son1e essential nutrients arc also
removed fronl the broth. While this \vould not be a problelTI if the resins \vere to
be used only at the end of a batch fernlentation as an intermediate step prior to
product recovery by distillation. it may preclude their usc in integrated
fernlentation/product recovery processes.. unless additional nutrients are
added to the culture.
Bonopore (a divinylbenzcne-styrenc copolymer; Nobelkeo1i AB . S\vcden)
has been investigated by Nielsen et al. (1988) . who sho\ved that it docs not
renlove nutrients from the fermenting broth. Since its udsorptio[l capacity for
butanol is similar to that of the XAD series" it appears to be a I110rC suitable
Aceton e-bu/llJ l(){-eth llllol !er111entatio!l 207
adsorb ent than either this series or silic,dit e. Althou gh Bonop
ore docs adsorb
butyric acid . this can be nlininlized by raising the value of
the culture p}~.
Bonop ore \vas tested in repeate d b~ltch culture s.. \vhere it \vas sho\vn
to inlprov e
cc)] gro\vth . sugar utilizat ion and solvent produc tion. The bacteri
al cells \\fere
rClllove d froln the culture prior to the adsorp tion stage. and
subseq uently
added hack.
l techniq ue
in a two-sta ge continu ous ferlnen tation process (Ennis . Quresh i and
Madd() x~
1987). The effluen t from stage ), \vhich contain ed sugar
but in \vhich
fernlen tation had ceased due to produc t inhibiti on, \\;(\s gas strippe
d prior to
being passed to stage 2 . \vhere further ferOlentation occurre d.
In compa rison
with solid adsorb ents and liquid extrClctants~ gas strippin g remove
s only volatile
solvent s from the culture s . and the techniq ue has been sugges ted
to be superio r
to the use of the XAD series or siJicalite (Ennis . Quresh i and
Maddo x . 1987).
Ho\vev er . no infornl ation is availab le regardi ng the costs associa
ted \vith
solvent recover y from the vapour phase follo\vi ng gas strippin g.
REVER SE OSM()S IS
'rhere are few reports on the applica tion of reverse OSITIosis to produc
t remova l
during solvent produc tion, so it is difficult to assess its potenti al.
Garcia , lanotti
and Fischer (1986) have used polyam ide mClllbr anes in
an integra ted
continu ous fernlcn tation process . Ultrafi ltration of the fermen
ter effluen t \vas
used for cell recycle_ and the ultrafil trate \vas passed to reverse
osnl0si s for
solvent s recover y. rrhe permea te \vas recycle d to the fermen ter.
l-IoHow-fibre
ultrafil tration \vas conside red to be a suitabl e pre-tre atment
for reverse
osmosi s, althoug h fouling and pluggin g \'vere problen ls. l"he
flux of
fermen tation liquor through the reverse osmosi s membr ane ,\\'as
only one-thi rd
of that of a nl0deI solutio n. Butanol rejectio n values of 98 cX> \vere
possibl e, at
recover ies of 20--45 cyo. The authors conclu ded that the techniq ue can
overco lne
the prohlef ns of dilute solvent solutio ns and low fermen ter produc
tivities .
LIQUID -LIQUID EX~rRA CTION (EXTRl \CTIVE FERfv1EN-rATI( )N)
In extract ive fermen tation . a solvent is contac ted \vith the
broth during
fermen tation; inhibito ry produc ts dissolv e into the solvent
. and produc t
inhibiti on is reduce d. Produc ts dissolved in the solvent phase can
be recove red
by distiHa tion or backHextraction into anothe r solvent (Rofne
r, Blanch and
WiJke, 1987a). The basic require ments of the techniq ue have
been well
describ ed by Mattias son and Larsso n ( 1985) and Ennis, Gutierr
ez and Maddo x
208 IAN S. MADDOX
1.
the fermentation broth. Substitution \\'ith halogen groups improves the
partition c()efficient, e.g. Levy (1984) used Freon FI I, but few
experimental data were presented.
2. Esters are good extractants, are relatively non-toxic, but their phase
separation behaviour nlay be a disadvantage. Nevertheless, dibutyJphtha-
late has been studied in some detail (see belovl).
3. Alcohols are good extractants~ but some suffer from toxicity to (~.
acetobutylicU117.
From the available information, it appears that there is no one solvent that
meets all of the selection criteria, e.g. good extractants tend to be toxic . but
some have been considered in further detail.
Oleyl alcohol has been the subject of several recent reports on extractive
ABE fermentation. Taya~ Ishii and Kobayashi (1985) described its use in a
fed-batch extractive fermentation, and demonstrated increased sugar con-
sumption and butanol production. However,. they cOJnmented on the relatively
low partition coefficient of oleyl alcohol for acetone. Although acetone
concentrations are unlikely to become inhibitory during the fermentation
process . this point must be of some concern with respect to total product
recovery. Possibly, some authors have paid insufficient attention to extraction
of acetone and ethanol. "[he choice of oleyl alcohol as a suitable butanol
extractant has been confirmed by other reports (Ishii, Taya and Kobayashi..
1985; Honda et al., 1987; Shimizu and Matsubara~ 1987).
In a series of papers~ Roftler and co-workers have provided further
information on the use of oleyl alcohol (Roffler, Blanch and Wilke~ 1987a .
1987b, 1988; RoffIer, Wilke and Blanch . 1988). ]n an extractive batch
fermentation, glucose utilization was increased frOITI 80 g ) N~ I to 100 g 1- I ~ while
the butanol productivity was 60(Yo higher than in a traditional batch
fermentation. In fed-batch extractive fermentation, a feed glucose solution of
339 g 1-], was fernlented at an overaH butanol productivity of 1·3 g/l.h. l"hus~
the extraction techni<lue allo\vs advantage to be taken offed~batchculture. The
fermentation was commenced in batch culture~ and \vhen solventogenesis
began oleyl alcohol was added to the fermenter and the glucose/nutrient feed
210 IAN S. MAD[)OX
\vas initiated. Because a nutrient solution~ rather than simply glucose, \vas
continuously fed" cell growth continued and biomass concentrations of up to 14
g ]--1 \vere attained (Roffler, Blanch and Wilke~ 1987b). The authors
commented that when separate aqueous and organic phases are nlaintained in
the fermenter during extractive ferlnentation 't the rate of butanol transfer from
the aqueous to organic phase 1l1ay be Inuch slower than the rate of butanol
production. Although the interfacial area could be increased by agitation. this
could Inake phase separation difficult. Hence . it would be preferable to contact
solvent and fermentation broth in a separate extraction vessel. This concept of
a fed-batch continuous extraction \vas subsequently applied by recycling \vhole
broth, containing cells, to a Karr reciprocating plate extraction colunlIl in
which butanol was extracted by oleyl alcohol flowing countercurrently through
the column (Roffler.. Blanch and Wilke" 1988). In this \vay, a feed solution
containing glucose at 300 g 1'- I \vas fermented at an overall butanol
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productivity of 1 giL h.
As mentioned above, sorne potentially useful butanol extractants suffer the
disadvantage of being toxic to C~. acetobuty!icurn. I-Io\vever, S0l11C '\1orkers
have been able to nlinimize this disadvantage~ and thus use solvents with
superior partition coefficients. Traxler et af. (1985) used dialysis ferlnentation
in com binatiol1 \vith extraction using hexanol. In this \vay, the toxic hexanol
was kept apart fronl the biornass.. and significant increases in butanol
productivity were obtained. A sirnilar approach has been adopted to prevent
contact of toxic n-de.cano) with the bacterial cells (Eckert and Schugerl't 1987).
Here., a continuous culture" cell-recycle fernlenter was utilized. "r'he effluent
stream from the fermenter \vas pUlnped to a crossflo\v micfofiltration unit .
fronl where the cells \vere returned to the fermenter '\lhilc the perlneate \vas
extracted \vith decanol in a four-stage mixer-settler cascade. "['he extracted
broth was returned to the fermenter. A productivity of3·08 gll.h ,\'as achieved .
but the reactor-extraction systenl was rather complex. Interestingly ~ the
decanol that was used was saturated with butyric acid~ to prevent extraction
from the broth of this metabolic interlnediate.
Another approach \vith n-decanol has been to use it in admixture with oleyl
alcohol (Evans and Wang" 1988). '''hus decanol~ an extractant with a high
partition coefficient (6· 2)~ but high toxicity, was mixed \vith oleyl alcohoL, an
extractant with a relatively low partition coefficient (3·2) but 10\\1 toxicity. Up
to 40% (v/v) decanol in oleyl alcohol proved to be non-toxic to C.,.
acetobutylicl.un" provided that the fermenting cuiture \vas maintained at pl·)
4·5. Using a mixture of 20(;{) (v/v) decanol in oleyl alcohol, butanol production
was increased by 72('/0.
An example of an ester being used as an extractant is that of dibutylphthalatc
(Waylnan and Parekh" 1987; Parekh, Parekh, and WaYlnan, 1988). Although
this solvent has only a low partition coefficient for butanol (1·39)~ it \vas chosen
on the basis of its low water solubility and lack of toxicity. In addition, it is
commercially available . sterilizable and does not form stable emulsions. Using
a cell-recycle technique to obtain a high biomass concentration~ Wayman and
Parekh (1987) performed repeated batch extractive fernlentations. Butanol
Acetone-butanol-ethanol !ern1entatiofl 2] 1
plus aceton e concen tration s of up to 32 g 1- J (based on aqueou s
vo)ume ) were
achieve d.
In sumnlary.. it appear s that there are two approa ches to the applica
tion of
extract ive fermen tation to the ABE process. The first uses extract
ants with
relative ly poor partitio n coeffic ients but which are n()n-toxic~ while
the second
uses extract ants with higher partitio n coeffic ients but, becaus e oftheir
toxicity~
additio nal equipO lent and/or technol ogy Inay be require d to
avoid contact
betwee n cells and extract ant. Given the low value of butano l as
an industrial
chemic al. and hence the need to reduce capita) costs during product
ion~ it may
be that the first approa ch is the nlore realisti c for comme rcial applica
tion.
AOlJEO US ~rWOyPf·{ASE EXTRA CTI()N
One of the problem s of extract ion using organic solvent s is that the
extract ant is
often toxic to the bacteri al cells. Aqueo us t\Jlo-phase extract
Downloaded by [61.246.9.75] at 01:29 30 January 2016
ion presen ts a
possibl e solutio n to this problen l. The princip les of the techniq
ue~ and its
applica tion to the AB E process.. have been describ ed (fvlattiasson.
1983;
Larsso n and Mattiasson~ 1984; Mattias son and I__arsso n, 1985).
'fhe phase
system consist ed of a glucose nutrien t Illediunl contain ing 6'X)
dextran , and
25(Yo polythy lene glycol (lnolec ular weight 20(00) . in a ratio of I : n.
Hence~
the bacteri al cells were concen trated in the bottonl nutrien t phase
~ and the
fermen tation produc ts were free to equilib rate betwee n the phases
. Conlpa red
\vith a control fernlen tation . the t\vo-ph ase systeJTI gave a sinlilar
produc tivity
(0·25 gil. h). The cOlnme rcial potenti a] of this techniq ue is difficul
t to assess~ but
it appear s that the exact COillposition of the phase systeill is very iJ11port
ant
(Mattia sson and Larsson " 1985).
supported on a microporous polypropylene flat sheet (25 Ilm thick)~ and the
liquids diffused thr()ugh~ to be removed by a gas stream in the nornlal way. A
selectivity for butanol of 180 was claimed, but no data \vere provided using
fermentation broths. It was estinlated that should this pervaporation technique
be used as a pre-treatment process for butanol purification, the energy
requirement would be only looh> of that of conventional distillation.
A recent development of pervaporation is ~perstraction'. I-Iere, the liquid
passes through a menlbrane (e.g. a silicone membrane), but instead of being
evaporated by a gas stree:lln, it is withdrawn by a liquid extractant (usually an
organic solvent). The advantage ofperstraction over conventional extraction is
that the aqueous and organic phases are separated from each other, hence
emulsions cannot fOf111. The advantage over pervaporation is the high
selectivity of the system. Groot . Tilnmer and Luyben (1987) have applied the
technique to the ABE fernlentation. They used a silicone rubber nlembrane
coupled with isopropyl Inyristate (non-toxic to c.,. acetoblitylic:ul1z) ~ and
demonstrated that product removal from the broth resulted in increased sugar
utilization. It was estimated that the diffusion of butanol in the membrane using
perstraction was seven tirnes greater than with pervaporation. Although this
technique appears very promising, it is clear that further \vork is needed to find
the optimal combination of membrane and extractant.
Conclusions
At present, the ABE fermentation is uneconomic. Consequently, efforts are
being made to develop a technology which satisfies the following requirements:
1. High reactor productivity;
2. High solvent concentration;
3. Process is technically simple to operate;
4. Long.. ternl stability of reactor (for continuous fermentation).
Many reports have appeared recently describing continuous fermentation
processes, including the use of immobilized cells and cell-recycle techniques.
However, these technologies are little used industrially for any fermentation
Acetone-butano/-ethanol!errnentation 213
products., hence there is little expertise/experience available for large-scale
operation. Conversely, fed-batch culture is widely practised industrially, for a
variety of fermentation products. Unfortunately, the ABE fernlentation is not
well suited to this technology, unless a simultaneous product renloval
technique is developed.
It is generally accepted that alleviation of product inhibition is the major goal
in the development of an economic fermentation process. This would allo\v
high solvent concentrations and productivities to be achieved. It is unlikely that
major gains will be made in the development of solvent-tolerant bacterial
strains. Hence~ this goal will be reached only through the developnlcnt of
appropriate technology. Therefore, given the availablity of expertise in
fed-batch culture, it would appear that this technology. coupled \vith a
simultaneous product removal technique, has a good chance of success.
However ~ the product removal technique must not be too capital-intensive or
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