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Progress in Neuro-Psychopharmacology & Biological Psychiatry 48 (2014) 155–160

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Progress in Neuro-Psychopharmacology & Biological


Psychiatry
journal homepage: www.elsevier.com/locate/pnp

Is schizophrenia a dopamine supersensitivity psychotic reaction?


Mary V. Seeman a, Philip Seeman b,⁎
a
Departments of Psychiatry, University of Toronto, 260 Heath St. West, Suite 605, Toronto, Ontario M5P 3L6, Canada
b
Departments of Pharmacology, University of Toronto, 260 Heath St. West, Suite 605, Toronto, Ontario M5P 3L6, Canada

a r t i c l e i n f o a b s t r a c t

Article history: Adolf Meyer (1866–1950) did not see schizophrenia as a discrete disorder with a specific etiology but, rather, as a
Received 30 August 2013 reaction to a wide variety of biopsychosocial factors. He may have been right. Today, we have evidence that gene
Received in revised form 3 October 2013 mutations, brain injury, drug use (cocaine, amphetamine, marijuana, phencyclidine, and steroids), prenatal
Accepted 3 October 2013
infection and malnutrition, social isolation and marginalization, can all result in the signs and symptoms of
Available online 12 October 2013
schizophrenia. This clinical picture is generally associated with supersensitivity to dopamine, and activates
Keywords:
dopamine neurotransmission that is usually alleviated or blocked by drugs that block dopamine D2 receptors.
D1D2 receptor dimer While the dopamine neural pathway may be a final common route to many of the clinical symptoms, the
D2 receptor components of this pathway, such as dopamine release and number of D2 receptors, are approximately normal
D2D2 receptor dimer in schizophrenia patients who are in remission. Postmortem findings, however, reveal more dimers of D1D2
Dopamine release and D2D2 receptors in both human schizophrenia brains and in animal models of schizophrenia. Another finding
Mutation in animal models is an elevation of high-affinity state D2High receptors, but no radioactive ligand is yet available to
Psychosis selectively label D2High receptors in humans.
Psychotogens
It is suggested that synaptic dopamine supersensitivity in schizophrenia is an attempt at compensation for the
original damage by heightening dopamine neurotransmission pathways (preparing the organism for fight or
flight). The dopamine overactivity is experienced subjectively as overstimulation, which accounts for some of
the clinical symptoms, with attempts at dampening down the stimulation leading to still other symptoms.
Reaction and counter-reaction may explain the symptoms of schizophrenia.
© 2013 The Authors. Published by Elsevier Inc. Open access under CC BY license.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156
2. The historical view of schizophrenia as a reaction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156
3. The dopamine supersensitive reaction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 156
4. The schizophrenia supersensitive reaction and presynaptic neuron pruning . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
5. The schizophrenia supersensitive reaction via dopamine release. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
6. The schizophrenia supersensitive reaction via dopamine D2 receptors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
7. The schizophrenia supersensitive reaction, dopamine D2High receptors, and dimers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
8. Idiopathic supersensitivity in schizophrenia, and antipsychotic-induced supersensitivity . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
9. The schizophrenia experiential/behavioral reaction to the supersensitive synapse . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
9.1. Misattributions or delusions. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.2. Hallucinations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.3. Cognitive deficits. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.4. Thought disorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.5. Negative signs and symptoms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.6. Mood changes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
9.7. Movement disorder . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
10. Psychotogens. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
11. Clinical treatment implications . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 158
Funding . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 159

⁎ Corresponding author. Tel.: +1 416 486 3456.


E-mail address: Philip.Seeman@utoronto.ca (P. Seeman).

0278-5846 © 2013 The Authors. Published by Elsevier Inc. Open access under CC BY license.
http://dx.doi.org/10.1016/j.pnpbp.2013.10.003
156 M.V. Seeman, P. Seeman / Progress in Neuro-Psychopharmacology & Biological Psychiatry 48 (2014) 155–160

1. Introduction reframed mental illness in terms of biopsychosocial “reaction types”


rather than biologically-specific disease entities. As early as 1906,
Most investigators acknowledge that there are many risk factors that Meyer considered dementia praecox to be a “reaction type,” a cluster
contribute to schizophrenia. These include various gene mutations of maladaptations that, together, constituted an attempt to cope with
(both new and inherited), prenatal malnutrition or infection, birth biopsychosocial stressors.
anoxia/injury, brain trauma, drug abuse (cocaine, amphetamine, The present suggestion that schizophrenia may be a hyperactive
marijuana, phencyclidine, and steroids), social isolation and dopamine supersensitive reaction to a variety of possible causes fits
marginalization. Nevertheless, despite the impact of many different Meyer's general framework of schizophrenia as a reactive disorder.
factors, the brain can react to them all similarly to produce the signs
and symptoms of schizophrenia, the specific experiential and 3. The dopamine supersensitive reaction
behavioral expression of which can, and does, vary from patient to
patient. The present work develops the idea that synaptic dopamine
This common general reaction is associated with supersensitivity supersensitivity compensates for an original early injury (or mutation)
to dopamine (Lieberman et al., 1987; Seeman, 2011), and overactivity by heightening dopamine neurotransmission pathways. Subjectively,
of dopamine neurotransmission, which is usually alleviated or blocked the patient experiences this as overstimulation, a generally unpleasant
by drugs that block dopamine D2 receptors (Madras, 2013). sensation that leads to symptoms and to attempts at adaptation.
At present, there is no diagnostic test or unique biological marker Out of such attempts at compensation arise the variety of signs and
for schizophrenia, either associated with or extraneous to the dopamine symptoms that have been identified with schizophrenia. Patients with
system. For example, while all antipsychotics target the dopamine schizophrenia, whether treated or untreated, are known to be
D2 receptor, the number of these receptors has been found to be supersensitive to dopamine-like compounds (Lieberman et al., 1987),
approximately normal in the cerebral cortex of patients, as long as with intensification of symptoms or the development of new symptoms
they have not been medicated with antipsychotics (Seeman, 2013a, in following the administration of dopamine-like agonists. The present
press). Numbers may differ, however, in specific parts of the brain, mini-review outlines “the schizophrenia reaction” in terms of the
such as an apparent reduction in presynaptic D2 receptors in the molecular components of synaptic dopamine receptor sensitivity and
thalamus (reviewed by Seeman, in press). the patient's automatic compensation.
The psychopathology and molecular mechanisms that trigger While there are many molecular components underlying the
overactivity at the D2 receptor, either by presynaptic or postsynaptic biological basis of the schizophrenia reaction, it is not known, of course,
events, offer a potential pathway that might unravel the vulnerable in what sequence such components become active. Nevertheless, for
elements that underlie schizophrenia. For over half a century, a door the present purpose of this mini-review, the order of these components
into the psychotic brain has been opened via the strategy of searching is organized as follows (see also Fig. 1):
for the mechanism of antipsychotic drug action and working backwards
a. Neuron cell pruning.
to identify the brain networks involved in psychosis. The first effective
b. Activation of dopamine release.
drugs were chlorpromazine (Delay et al., 1952) and the related
c. Activation of dopamine D2 receptors.
phenothiazines, followed by the haloperidol-type antipsychotics and
d. Induction of dopamine D2High receptors.
the more recent second generation antipsychotics, with their diverse
structures and receptor binding profiles. Despite the different chemical At present, the evidence indicates that the signs and symptoms of
structures and the multi-receptor affinity of many of the effective psychosis, originating from whatever cause, are associated with an
drugs, a common target for all the antipsychotics is now recognized to overactive dopamine system. This may result from a combination of
be the so-called antipsychotic receptor, more commonly known as the increased presynaptic neural pruning, a high release of dopamine
dopamine D2 receptor (Seeman et al., 1975). (Howes et al., 2012), altered numbers of dopamine D2 receptors
While D2-blocking drugs usually alleviate delusions and (Seeman, 2013a, in press), and/or an increased sensitivity of the D2
hallucinations within a matter of a few days (Delay et al., 1952; Kapur receptor to dopamine (Seeman, 2011). This view is supported by the
et al., 2005), the dissipation of negative symptoms, such as apathy,
and the cognitive difficulties associated with schizophrenia, may 1. Lesion (mutation, injury, drugs)
require antipsychotics that act on targets other than the D2 receptor.
At present, however, potentially new antipsychotic drugs acting on
other targets such as receptors for dopamine D1, D3, D4, D5, 2. Increased release of dopamine
cannabinoid-1, neurokinin-3, serotonin, neurotensin, ampakines, and
sigma sites have not been shown to be clinically effective.
While there is renewed interest in the hypoglutamate theory of 3. Receptor sensitization via more D2High receptors
psychosis based on the fact that glutamate antagonists such as
phencyclidine and ketamine trigger psychosis, it is known clinically
that haloperidol (which has high affinity for D2, but low affinity for 4. More D2D2 or D2HighD2High dimers
glutamate receptors) effectively alleviates the psychosis secondary
to phencyclidine or ketamine (Giannini et al., 1984–1985, 2000).
Moreover, it is uncertain whether glutamate receptor agonists such
5. More D1D2 or D1D2High dimers
as pomaglumetad methionil or LY404,039 have any antipsychotic
efficacy. A four-week trial had little or no efficacy against positive
6. Supersensitive behavior
symptoms or negative signs when compared to olanzapine (Kinon
et al., 2011; Seeman, 2012a).
7. Subjective awareness of internal over-stimulation
2. The historical view of schizophrenia as a reaction

The view of schizophrenia as a reaction to a variety of potential 8. Psychotic signs and symptoms
causes was promoted by the Swiss American psychiatrist, Adolf Meyer
(1866–1950), in the early 1900s (Noll, 2011; Yuhas, 2013). Meyer Fig. 1. Biochemical progression from lesion to psychosis.
M.V. Seeman, P. Seeman / Progress in Neuro-Psychopharmacology & Biological Psychiatry 48 (2014) 155–160 157

fact that the positive symptoms of delusions and hallucinations are amphetamine, methamphetamine, phencyclidine, cocaine, caffeine,
alleviated in the majority of patients by D2-blocking medications. marijuana congeners, and quinpirole.
Such an elevation of D2High receptors in more than twenty
4. The schizophrenia supersensitive reaction and presynaptic animal models of psychosis (Seeman, 2011) is consistent with the
neuron pruning long-standing observation that schizophrenia patients are more
sensitive than control subjects to dopamine-like stimulants such
The automatic reduction of central nervous system neurons, as methylphenidate (Lieberman et al., 1987).
known as pruning, is a well-known phenomenon (see Maor-Nof However, at present, the functional state of the D2 receptor cannot
and Yaron, 2013, for refs.). In humans, pruning of dopamine neurons be measured in humans. The agonists (such as [11C]PHNO) that have
occurs between 2 and 20 years of age and then slowly continues at been used to study this issue (Graff-Guerrero et al., 2009) do not
between 2% and 3% per decade (Seeman et al., 1987a,b). selectively label D2High receptors. Radioactive agonists such as [11C]
However, in the schizophrenia thalamus, several reports show PHNO label both D2High and D2Low receptors, which may explain the
evidence that suggest that there may be fewer than normal presynaptic inability to selectively measure D2High receptor numbers in human
D2 receptors and fewer presynaptic terminals, as monitored by brain scans (Seeman, 2012b). However, the new long-lived [18F]-
benzamide ligands (Buchsbaum et al., 2006; Kegeles et al., 2010; Talvik agonist ligand may be able to label D2High sites successfully in the
et al., 2003, 2006; Tuppurainen et al., 2006; Yasuno et al., 2004), future (Sromek et al., 2011).
especially in association with a genetic variant in the dopamine D2 In addition to an increase in the proportion of D2High receptors,
receptor (with a T in rs 1076560 in intron 6) (reviewed by Seeman, there is an increase in the proportion of D2D2 dimers (Wang et al.,
in press). Such reductions may be a result of neural pruning in the 2010) and D1D2 dimers (Perreault et al., 2010) in postmortem
thalamus. schizophrenia brain striatal tissue (compared to non-affected brains),
Neural presynaptic pruning would be expected to lead to denervation findings that are associated with an elevation in D2High receptors.
supersensitivity in a given specific brain region, analogous to that which While it is well established that long-term administration of
occurs in early stages of Parkinson's disease. antipsychotic medication can increase the number of dopamine D2
and D2High receptors and their sensitivity to dopamine (Samaha,
5. The schizophrenia supersensitive reaction via dopamine release 2013; Silvestri et al., 2000), the antipsychotics at the same time
effectively reduce the number of D2High receptors that have previously
It has been established that patients with schizophrenia release more been induced by a psychotogen such as amphetamine (Seeman, 2009).
endogenous dopamine than do individuals without schizophrenia, as
measured by a challenge with a low dose of amphetamine (Laruelle
et al., 1999). This effect of amphetamine occurs during the acute stages 8. Idiopathic supersensitivity in schizophrenia, and antipsychotic-
of schizophrenia but not when the patients are in clinical remission. induced supersensitivity
In the case of animal studies, it is not known whether dopamine
release is increased in all of the many animal models of psychotic Moreover, while the schizophrenia reaction may be based on
activity. dopamine supersensitivity, prolonged antipsychotic treatment can
also add to such supersensitivity. This view is supported by the general
6. The schizophrenia supersensitive reaction via dopamine clinical observation that sudden withdrawal of antipsychotics can
D2 receptors precipitate an acute episode of psychosis (Chouinard and Chouinard,
2008).
As for the number of dopamine D2 receptors in the human brain Because the dopamine supersensitive reaction in schizophrenia is
striatum, these have finally been determined to be approximately somewhat similar to the dopamine supersensitivity that is induced
normal (reviewed by Seeman, 2013a, in press), following an extensive by antipsychotic drugs, clarifications have been made by Chouinard
number of earlier reports (e.g., Corripio et al., 2011; Farde et al., 1990). and colleagues. For example, these authors earlier hypothesized that
However, as mentioned above, there is consistent suggestive schizophrenia was an idiopathic dopamine deficiency disease associated
evidence of reduced presynaptic terminals and reduced presynaptic with dopamine supersensitivity (Chouinard and Jones, 1978; Reith et al.,
numbers of dopamine D2 receptors in the schizophrenia thalamus 1994). They later suggested that some severe and persistent psychotic
(Seeman, in press). Such reductions would inevitably lead to denervation symptoms could emerge in association with antipsychotic-induced
supersensitivity in this region. dopamine supersensitivity (Chouinard, 1990; see also Iyo et al., 2013;
Kimura et al., 2013; Tadokoro et al., 2012).
7. The schizophrenia supersensitive reaction, dopamine D2High In addition, antipsychotic-induced dopamine supersensitivity can
receptors, and dimers occur together with tardive dyskinesia, which appears to be associated
with a loss of cholinergic neurons as well as dopamine neurons
Although the total number of D2 receptors in the human striatum (Miller and Chouinard, 1993; Seeman and Tinazzi, 2013).
may be normal, animal models of psychotic behavior (brain lesions,
gene mutations, or harm from psychotogens) all lead to an increase in
D2High receptors, which is the high-affinity state or the functional 9. The schizophrenia experiential/behavioral reaction to the
state of the D2 receptor (Seeman, 2011). Such factors include brain supersensitive synapse
lesions in the hippocampus, frontal cortex, or substantia nigra, and
various gene knock-out mutations in mice, including those for Supersensitivity at the level of the synapse can lead to clinical
the metabotropic glutamate receptors 2 and 3, the GABA B1 receptor, symptoms either directly or via compensation to dopamine
the trace amine 1 receptor, the dopamine D4 receptor, the beta- overactivity. This is seen in the core symptoms of schizophrenia
adrenoceptor, and genes for dopamine-beta-hydroxylase, G-protein such as a) misattributions or delusions, b) altered perceptions or
receptor kinase, the postsynaptic density 95, catecholamine-O-methyl- hallucinations, c) cognitive deficits, d) disorganization (thought
transferase, the dopamine transporter, and RGS-9 (Regulator of disorder), e) isolation and amotivation (negative signs), and also
G-protein signaling 9). in symptoms that frequently accompany schizophrenia, such as
In addition, the proportion of D2High receptors increased in rat f) altered mood (depression, ecstasy, and terror) and g) altered
striata after administration of the following drugs: corticosterone, movement (agitation, dyskinesia, and catatonia).
158 M.V. Seeman, P. Seeman / Progress in Neuro-Psychopharmacology & Biological Psychiatry 48 (2014) 155–160

9.1. Misattributions or delusions low-affinity states of the D2 receptor, with the D2High and D2Low
receptors rapidly interconverting, depending on the metabolism of
The dopamine supersensitive state can lead to excess thoughts and GDP and GTP within the cell (Seeman, 2013b). It should be noted that
excess speed of thoughts, which makes them especially vivid. These the two states of D2High and D2Low are constantly interconverting,
actions can be replicated by a variety of hallucinogen agonists known and that synaptic and clinical dopamine sensitivity can change in
to be active at the dopamine D2 receptor (Seeman et al., 2009). The a matter of minutes, depending on the metabolism of these two
vividness of the thoughts lends to them a sense of urgency and an guanine nucleotides. Ups and downs of mood are dealt with differently
aura of certainty. Delusions are misattributions that are experienced as by different individuals. Routinization and stereotypy are one way,
imperative and believed in with unshakeable conviction. There is accounting for the prevalence of obsessive–compulsive symptoms
evidence that overactivity of the dopamine system can kick start the (nearly one third of patients) in schizophrenia (Byerly et al., 2005).
procession of events that leads to delusion formation (Howes and Some strategies for dealing with mood oscillation, such as quickly
Kapur, 2009). ‘jumping to conclusions’ (which, incidentally, encourages delusion
formation) may be an attempt to rapidly establish certainty in order
9.2. Hallucinations to ward off the chaos and ambiguity that results from supersensitive
synapses.
Hallucinations are most frequently understood as defects of source
monitoring (Garrett and Silva, 2003). Memories and inner thoughts 9.7. Movement disorder
that flood the brain through supersensitive D2 receptors are
experienced as coming from the outside. This has been empirically Adventitious movements such as exaggerated or purposeless arm
validated by Brébion et al. (2009). The more rapid the perceptions, the and leg motions, tics, grimacing, repetitive activity, and altered reflexes
more errors in context processing and subsequent experience of occur in patients with schizophrenia even when they are not taking
attributing inner sensations to external stimuli. Abnormal perceptions antipsychotic drugs. They are probably a direct result of hyper-
such as voices heard in one's head, visions, smells, and somatic transmission at dopamine synapses (Van Rossum, 1967) whereas,
sensations may all result from dopamine overactivity. after drugs, they reflect dopamine/cholinergic imbalance (Campos
et al., 2010; Pappa and Dazzan, 2009; Peluso et al., 2012). Psychomotor
9.3. Cognitive deficits slowing and catatonia are further examples of movement problems
associated with schizophrenia and can be viewed as compensations.
The probability that dopamine supersensitivity can lead to cognitive
difficulties is shown by the fact that D2 receptors, selectively 10. Psychotogens
genetically elevated in the striatum, reduce cognitive performance in
animals (Kellendonk et al., 2006). Attention and memory problems in Another way of attempting to control chaos is through the use of
schizophrenia may directly result from dopamine overstimulation and mind-altering substances. Supersensitivity at the dopamine receptor
are worsened by the lowered self-confidence that ensues from them. enhances the reward from nicotine and alcohol, and possibly to
marijuana and its congeners (see also Seeman, 2011), further
9.4. Thought disorder reinforcing the abuse of these compounds. A high proportion of
patients with schizophrenia also develop substance use disorder
Thought disorder may fall into the category of compensation with common street drugs (Volkow, 2009).
rather than result directly from overstimulated synapses. Patients A possible biochemical progression from brain injury or gene
frequently appear to be playing with words, rearranging them mutation to the psychotic state is summarized in Fig. 1. The original
idiosyncratically as poets do. This has been referred to as ‘swerves brain anomaly leads to elevated numbers of D2, D2High, D2D2 dimers,
and cryptic references’ (Byerley et al., 2005), a form of juggling and D1D2 dimers. In addition, there is abnormal pruning and the
thoughts that come too swiftly, perhaps to make them more heightened release of endogenous dopamine. These factors combine
manageable. A problem with communication or ‘unconventional to induce abnormal sensations and behaviors. The patient attempts to
discourse’ is a hallmark of schizophrenia (Elvevåg et al., 2010). compensate as best he or she can, and this results in the various
Many of the brain regions where dopamine sensitivity occurs are manifestations of schizophrenia.
intimately associated with the language. In addition to Broca's area,
these regions include Wernicke's area (comprehension), the left 11. Clinical treatment implications
temporal gyrus (language storage and retrieval), the insula, the
anterior cingulate gyrus, the left inferior frontal cortex, as well as Adolf Meyer did not believe that schizophrenia was something that a
portions of the thalamus, and cerebellum (Chouvardas, 1996; person “had” or “was born with” but, rather, that it was a pattern of
Nieuwenhuys et al., 2008). All these brain regions contain dopamine symptoms and behaviors that evolved from multiple original causes
D2 receptors, but at densities that are between 20% and 50% of the and to which the person tried to adapt, sometimes successfully,
densities found in the caudate/putamen region (Charuchinda et al., sometimes not (Meyer, 1922).
1987; Hall et al., 1995). Like Meyer, it is here suggested that patterns of clinical expression in
schizophrenia evolve in recurrent cycles of event, reaction and counter-
9.5. Negative signs and symptoms reaction. As such they are relatively unique to every individual and
unpredictable in terms of course. There is no finality to a diagnosis of
The negative signs and symptoms of schizophrenia, such as social schizophrenia. As Meyer wrote: “… it is also important to lay stress
isolation, amotivation, lethargy, can be understood as wholly reactive — upon traits of personality, cultural influences, environmental stressors,
compensations designed to ward off dopamine overstimulation (Corin evasive and regressive modes of adaptation” (Double, 2007).
and Lauzon, 1992). It is further here suggested that dopaminergic overdrive is a
necessary step on the path between initial causation and symptom
9.6. Mood changes expression. As such, therapeutic interventions need to focus on
preventing dopamine overstimulation through a combination of
Many individuals with schizophrenia suffer from oscillations of means: biological (dampening dopamine release and transmission),
mood. The biochemical basis may well be the existence of high- and psychological (muting stress that is mediated through dopamine
M.V. Seeman, P. Seeman / Progress in Neuro-Psychopharmacology & Biological Psychiatry 48 (2014) 155–160 159

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