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Stability analysis method of geogrid reinforced expansive soil slopes and its
engineering application

Article in Journal of Central South University · July 2020


DOI: 10.1007/s11771-020-4423-x

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J. Cent. South Univ. (2020) 27: 1965−1980
DOI: https://doi.org/10.1007/s11771-020-4423-x

Stability analysis method of geogrid reinforced expansive soil slopes


and its engineering application

ZHANG Rui(张锐)1, 2, LONG Ming-xu(龙明旭)2, LAN Tian(兰天)2,


ZHENG Jian-long(郑健龙)1, 2, GEOFF Chao3

1. National Engineering Laboratory of Highway Maintenance Technology, Changsha University of Science


& Technology, Changsha 410114, China;
2. School of Traffic & Transportation Engineering, Changsha University of Science & Technology,
Changsha 410114, China;
3. Department of Geotechnical and Earth Resources Engineering, Asian Institute of Technology, Klong
Luang, Pathumthani 12120, Thailand
© Central South University Press and Springer-Verlag GmbH Germany, part of Springer Nature 2020

Abstract: The traditional stability analysis method of geogrid reinforced slopes does not consider the effect of lateral
swelling, so it is not applicable to reinforced expansive soil slopes. This paper reports a new stability analysis method
for geogrid reinforced expansive soil slopes. The additional pullout force of the free zone due to the lateral swelling and
the anti-pullout safety factor of each geogrid layer were obtained by ensuring the overall stability of the reinforced slope.
The optimum design was carried out to treat an expansive soil cut slope in Hubei Province, China, by changing the
spacing and length of geogrid reinforcement. Calculation results show that the additional pullout force caused by lateral
swelling has a great influence on the anti-pullout stability of geogrids, and the local stability of the reinforced slope will
be overestimated if the swelling effect of soil in the free zone is not considered.

Key words: expansive soil; lateral swelling pressure; geogrid-soil interaction; stability analysis; engineering application

Cite this article as: ZHANG Rui, LONG Ming-xu, LAN Tian, ZHENG Jian-long, GEOFF Chao. Stability analysis
method of geogrid reinforced expansive soil slopes and its engineering application [J]. Journal of Central South
University, 2020, 27(7): 1965−1980. DOI: https://doi.org/10.1007/s11771-020-4423-x

resulting in progressive shallow slope failures [1−4].


1 Introduction When a rigid retaining structure is adopted, the
swelling deformation of the slope is completely
Expansive soil is rich in hydrophilic minerals, limited. In this case, expansive soil produces great
such as montmorillonite, and its volume changes lateral swelling pressures on the retaining structure,
after water absorption or loss. In the natural state, which eventually leads to structural damages.
an expansive soil slope swells and shrinks Therefore, it is necessary to take into account the
continuously under cyclic wetting and drying, effect of lateral swelling pressure in the design of
which brings out numerous cracks. Further rainfall retaining structures [5, 6]. For geosynthetic
infiltration causes the soil strength to decline, reinforced soil retaining walls, non-cohesive soil is
Foundation item: Project(51978085) supported by the National Natural Science Foundation of China; Project(201808430102) supported
by the China Scholarship Council; Project(JTG-201507) supported by the Highway Industry Standard Compilation
Project of Ministry of Transportation, China; Project(kfj180102) supported by the Open Fund of Changsha University
of Science & Technology, China
Received date: 2020-03-13; Accepted date: 2020-04-03
Corresponding author: ZHANG Rui, PhD, Associate Professor; Tel: +86-18508428180; Email: zr@csust.edu.cn; ORCID:
0000-0003-2451-7103
1966 J. Cent. South Univ. (2020) 27: 1965−1980

generally recommended as backfill material. reinforcement in expansive soil slopes. In relevant


However, expansive soil is also considered in some cases, the workability and failure modes of
areas to avoid too much abandoned soil. When expansive soil slopes were mainly studied by the
expansive soil is used as backfill material, it is often model test, and the slope stability was analyzed by
reinforced by geosynthetics and a special the limit equilibrium method. The deformation and
waterproofing and drainage design is incorporated failure mechanisms are examined by the finite
[7−9]. When geogrids is used to reinforce expansive element method or finite difference method [16−18].
soil slopes, the lateral swelling pressure of The service limit-state design of geosynthetic
expansive soil can be effectively reduced due to the reinforced soil retaining walls requires an accurate
tensile deformation of geogrids, and the pullout estimation of short-term and long-term lateral
force caused by soil sliding is resisted at the same displacements [19]. Existing numerical methods
time. Therefore, the large deformation of expansive focused on the study of swelling deformation of
soil can be avoided and the shallow failure of the expansive soils based on assumed input parameters.
expansive soil slope can be prevented. This Especially, expansive soils are often regarded as
technique, which is of high economic and isotropic and linear elastic in the calculation.
environmental benefits, has been widely used in However, experimental studies have shown that
expansive soil slopes along highways, railways and expansive soils is of significant anisotropy; and the
water conservancy facilities [10, 11]. Nevertheless, swelling pressure presents a highly non-linear
when expansive soil and other cohesive soils are characteristic with the change of swelling strain.
used as fillers, the infiltration of rainwater through The assumption is inconsistent with the actual
cracks on the slope surface can reduce the stability situation of expansive soil slope [20]. At present,
of the reinforced body. Moreover, the heterogeneity there is no commonly agreed simulation method for
of backfill materials has a great influence on the the deformation behavior of reinforced areas [21].
stability of the reinforced body in practice [12]. When the expansive soil is used as filler, the
Thus, there remains a need to study the interaction deformation behavior of the reinforced area is more
mechanism between expansive soil and geogrids. complex. There is no special correlation for
To date, related previous researches have expansive soil in the current design and calculation
focused mainly on the interface friction by method of reinforced soil slopes in the United
laboratory tests and numerical analyses. The States [22]. In order to ensure the stability of
interface parameters of reinforced soil are often reinforced retaining wall in expansive soil areas, the
obtained by direct shear tests and pullout tests. additional pullout force caused by soil swelling
Boundary conditions of these two test methods have should be considered in the designing phase.
great influences on test results. Increasing the test For this reason, a stability analysis method of
scale can reduce the boundary effect, but it is geogrid reinforced expansive soil slopes was
difficult to implement the field test because of its developed considering actual working conditions in
complexity and high cost. Alternatively, numerical this study. Then, an engineering case of geogrid
analysis methods, such as the finite element method reinforced expansive soil slope was taken to verify
and discrete element methods, are effective to study the rationality of the analysis method. Based on the
the interaction between soil and geogrids [13, 14]. engineering data, the reinforcement scheme was
Because the interaction mechanism between soil proposed. By means of lateral swelling pressure test
and geogrids is complex, some limitations exist in and tensile test, the lateral swelling property of the
the establishment of numerical models, and the local expansive soil and the tensile property of
accuracy of results is difficult to guarantee. geogrids were determined, respectively. According
Although there are many test methods for the study to the deformation compatibility between reinforced
of the interaction between soil and geogrids, test expansive soil and geogrids, the pullout force of
results vary a lot due to different test mechanisms geogrids in the equilibrium state was obtained, and
and influencing factors. Currently, the available test the anti-pullout stability of each layer of geogrids
technique is still an approximate simulation of the was analyzed. The optimum design scheme was
behavior of geomaterials in the field [15]. identified by changing the reinforcement spacing
There are few application cases of geogrid and length, and the relevant construction process
J. Cent. South Univ. (2020) 27: 1965−1980 1967
was introduced. the lower geogrid is connected with the upper
geogrid by a connecting rod to enhance the
2 Geogrid reinforced structure and constraint of lateral deformation. To facilitate the
calculation hypothesis stress analysis of geogrids, their back-wrapped parts
are not shown in Figure 1. In order to study the
The geogrid reinforced soil retaining wall is local stability of reinforced expansive soil slopes, a
often used to reinforce the cut or embankment slope. back-wrapped reinforced soil unit is taken as the
It is basically composed of filling and research object.
reinforcement materials. Horizontal reinforcement In the calculation of unit model, influencing
layers are formed by layering the reinforcement factors are various and the effect is relatively
materials into the soil (Figure 1). To prevent the complex. For the sake of simplicity, the following
shallow collapse caused by the local deformation of assumptions are made when analyzing the
the slope, geogrids are generally back-folded and reinforced soil based on the results of laboratory
wrapped around the soil. The back-wrapped part of tests and field monitoring:

Figure 1 Schematic diagram of geogrid reinforced structure: (a) Reinforced expansive soil slope; (b) Force analysis of
reinforced layer i after swelling and stabilization
1968 J. Cent. South Univ. (2020) 27: 1965−1980

1) The stability of geogrid reinforced in the free zone. The geogrid in the anchorage zone
expansive soil slopes is a plane strain problem. can hardly produce displacement or only produce
2) The soil in the free zone of a geogrid (i.e., micro-displacement, which is not considered in this
the area significantly influenced by cyclic drying study.
and wetting in the reinforced soil unit) is fully
saturated. ZHAN et al [23] monitored the 3 Stability analysis method of geogrid
performance of a vegetable expansive soil slope reinforced expansive soil slope
under artificial rainfall in situ. It was found that the
suction of soil in the depth of 2 m decreased down The reinforced soil unit consists of the free
to approximately zero after rainfall; and this means zone and the anchorage zone. The interaction
that the soil was in the saturated state within this calculation methods of soil and geogrids are
depth. Therefore, it is reasonable to assumed that selected separately according to different interface
the area affected by drying-wetting cycles is states of soil. The calculation model of reinforced
completely saturated and the shallow slope is in the soil interaction is shown in Figure 1. In the
most disadvantageous state. calculation of the anti-pullout stability of geogrids,
3) In the process of humidification, the the total pullout force includes pullout forces
swelling deformation of soil in the reinforced soil caused by sliding and lateral swelling. The total
unit is in accordance with the tensile deformation of anchorage force is produced by anchorage zone.
geogrid, and the friction between reinforcement Finally, according to the results of the total pullout
materials and soil in the free zone of geogrid is not force and the total anchorage force, the pullout
considered. Because of the back-wrapping effect of resistance safety factor of each layer of geogrid is
geogrids in reinforced soil unit, the soil in the free calculated.
zone is firmly confined in the interior of geogrids.
When the balance state is reached, the total 3.1 Pullout force in free zone caused by soil
deformation is the same as the final deformation of swelling
upper and lower geogrids. The cohesion of soil is The lateral swelling of expansive soil after
almost zero when the soil in the free zone is humidification results in lateral pullout force in the
saturated. Because the surface of geogrids is back-wrapped area of geogrids. The lateral swelling
smooth, the friction between the geogrid and the pressure of reinforced soil unit in different layers is
wet soil is very small and not considered in this affected by the overburden pressure. When the
study. swelling deformation reaches the equilibrium state,
4) The water content of the anchorage zone is the pullout force of expansive soil is borne entirely
close to the equilibrium water content, and plastic by the upper and lower geogrids of reinforced soil
limit is the most disadvantageous situation. Crack is unit, and each geogrid layer bears half the pullout
the most important index for dividing the area force. Because the deformation of soil in the free
affected by drying-wetting cycles. It has no or less zone of reinforced soil unit is in accordance with
influence on the soil in the anchorage area. The that of the geogrid, the strains of the geogrid and
permeability coefficient of expansive soil is low. expansive soil are identical after swelling
Therefore, it is difficult for water to migrate deformation. When the reinforced soil reaches the
between the soil layers, and the water content has equilibrium state after humidification and swelling,
little change. the following equations are obtained:
5) In the anchorage zone, the tensile stress of
reinforcement materials is considered while the 
  hi h
Tswi -T +Tswi -B =phi  fi ,
 1
displacement is neglected. The water content of the  
Tswi -T =Tswi -B = T  h i (1)
soil in the anchorage zone is quite different from  2

 
 hi = hi
that in the free zone, and the overburden pressure is
also different because of the free surface of slope. where phi(σfi, εhi) is the lateral swelling pressure
Therefore, the friction between the geogrid and the corresponding to the strain εhi of the soil in the free
soil in the anchorage zone is much larger than that zone of the reinforced soil unit of layer i when the
J. Cent. South Univ. (2020) 27: 1965−1980 1969
overburden pressure is σfi; T(ε′hi) is the pullout force  1 Ts H
of upper and lower geogrids of the reinforced soil  4 n , H i  2
Tsi   (4)
unit of layer i produced by swelling of expansive  3 Ts , H  H
i
soil; Tswi−T and Tswi−B are the pullout forces of upper  4 n 2
and lower geogrids of the reinforced soil unit of where Hi is the height from the geogrid to the slope
layer i produced by swelling, respectively; h is the bottom; H is the height of the anchorage zone; n is
reinforcement spacing; εhi and ε′hi are the lateral the number of geogrid layers; Tsi is the tensile force
strains of expansive soil and geogrid in the free of the geogrid.
zone of the reinforced soil unit of layer i,
respectively. 3.3 Anchorage force in anchorage zone
The maximum anchorage force produced by
3.2 Pullout force in free zone caused by soil the friction between reinforcement materials and
sliding soil is called the ultimate anchorage force, which
According to the method recommended by can be determined by the interface strength and
Technical Specification for Application of related to the overburden pressure:
Geosynthetics in Highway (JTG/T D32 2012) [24],
the total tensile force of reinforcement materials in Tei  2B  ce   ei tan e  le (5)
non-expansive soil reinforced slope meeting the where B is the width of the reinforced soil unit,
design requirements is calculated by: which is 1 m; le is the length of the anchorage zone;
MD ce is the interface cohesion; φe is the interface
TS =  FSR FSU  (2)
D friction angle; σei is the overburden pressure on the
where TS is the sum of the required tensile force per geogrid reinforced anchorage zone of layer i.
unit width of a reinforcement; FSR is the target
minimum safety factor of a slope, which is 1.3; FSU 3.4 Anti-pullout safety factor of each geogrid
is the safety factor of a unreinforced slope; D is the layer
moment arm of TS with respect to the center of the The total pullout force of each geogrid layer
failure circle (when the geogrid is used as includes the pullout forces caused by soil swelling
reinforced material); D equals the radius of the and sliding. Because the pullout forces of the upper
failure circle; MD is the driving moment with and lower interfaces of a single-layer geogrid are
respect to the center of the failure circle, which is different, it is assumed that half pullout force of
expressed by the following equation: each geogrid layer is provided by adjacent
reinforced soil unit. The anti-pullout safety factor of
M D =  (Wi +Qi ) R sin i (3)
each geogrid layer is calculated by:
where Wi is the gravity of slice i; Qi is the external Tei
force acting on the vertical direction of strip i; R is Fsi  (6)
Tsi cos i  Tswi T  Tsw  i 1  B
the radius of the failure circle; αi is the angle
between the bottom sliding plane and the horizontal where Fsi is the anti-pullout safety factor of the
plane of slice i. geogrid of layer i; Tei is the allowable anchorage
According to the statement in the specification force of the anchorage zone of layer i; θi is the
[24], if the slope height is not more than 6 m, The angle between the sliding plane and the horizontal
total tensile force is evenly distributed to each direction.
reinforcement layer, the tensile force in each As can be seen from Eq. (6), the local stability
reinforcement layer and its reinforcement spacing of the reinforced slope will be overestimated if the
are equal. When the slope height is more than 6 m, swelling effect of soil in the free zone is not
the slope can be divided into two reinforced areas considered. The key of the above calculation
of equal height. The total tensile force of the method is to obtain the calculation parameters,
reinforced area is equal to the sum of the tensile including: 1) the lateral swelling parameter phi(σfi,
forces of the two reinforced areas. The tensile εhi) of soil and the tensile parameter T(ε′hi) of the
forces of upper and lower parts of the reinforced geogrid required by Eq. (1); 2) the interface
area are calculated by: parameters ce and φe required by Eq. (5).
1970 J. Cent. South Univ. (2020) 27: 1965−1980
thickness of 12 mm, a diameter of 20 mm, a range
4 Determination of key parameters of 0−1000 kPa, and a precision of 0.05% FS.
As shown in Figure 2, the lateral pressures of
4.1 Lateral swelling parameters of soil the fully lateral restrained expansive soil after
When used as backfill material, expansive soil immersion could be determined by the apparatus
shows swelling anisotropy. In order to obtain the under different vertical swelling conditions.
variation law of actual lateral swelling pressure Moreover, the variation law of the lateral pressure
with lateral swelling strain, a test device of lateral with the lateral swelling strain was obtained by
swelling pressure considering the effect of different controlling the lateral displacement. However, the
overburden pressures was developed, as shown in measured lateral pressure contains the component
Figure 2. The test device includes a main caused by overburden pressure so that it is difficult
component, a loading system, and a monitoring and to distinguish the lateral swelling pressure
acquisition system. The main component consists of effectively. Therefore, it is necessary to improve the
an inner box, a lateral displacement adjusting lever test method. Considering that the anisotropy of
and an outer box. The left side wall of the inner box swelling pressure is attributed to the directional
is equipped with a water inlet hole, and a porous arrangement of platy montmorillonite particles in
stone is placed between the left side wall and the expansive soil, the lateral swelling pressure could
specimen. The right side of the specimen is be directly measured by the vertical loading
equipped with a concave block, and the pressure swelling test method. Thus, the problems caused by
sensor and cushion block are placed in the concave the conventional test method are avoided. In order
groove of the concave block. The conventional to change the arrangement direction of platy
three-phase high-pressure consolidometer is used as montmorillonite particles in the test, the specimen
the loading system. The monitoring and acquisition preparation device and method were improved, as
system includes a lateral pressure sensor, vertical shown in Figure 3. In this way, the original lateral
and lateral dial gauges, a data acquisition device side of the specimen was upward during the test.
and a computer. The pressure sensor is a high The main steps for a lateral swelling test are as
precision resistance strain pressure sensor with a follows:

Figure 2 Structure diagram of two-dimensional swelling pressure test apparatus: (a) Front view; (b) Left view
(Unit: mm)

Figure 3 Specimen preparation device and specimen in preparation and testing stages
J. Cent. South Univ. (2020) 27: 1965−1980 1971

1) Intact or remolded specimens are prepared condition. The smaller the tensile strength of
according to the requirement. The specimen reinforcement is used in the design and calculation,
preparation device is used to mold the soil the safer the reinforced soil structure is. Therefore,
specimen with the desired water content by it is suggested that test results at a tensile rate of
hydrostatic compaction according to the desired dry 0.05 mm/min are selected for parameter calculation.
density. The effect of tensile strain on the tensile strength of
2) The prepared specimen is placed into the geogrids can be measured by experiments [26].
swelling box. The dial gauges are reset and the time Then the relationship between the tensile strength
interval is set. and the tensile strain of geogrids can be fitted. Then,
3) The specimen is immersed in water. If the the fitting equation can be used to predict the
specimen swells in the horizontal direction, the relationship between the tensile strength and the
horizontal load is increased immediately. When the tensile strain of geogrids at a given tensile rate.
change of vertical pressure is less than 1.0 kPa
within 2 h, it is considered stable. The vertical and 4.3 Interface parameters between geogrid and
horizontal pressures are the original vertical soil
swelling pressure and lateral swelling pressure, The interface cohesion ce and friction angle φe
respectively. The horizontal load decreases till are key factors in the design of reinforced soil
0.001 mm swelling occurs in the horizontal retaining walls. The shear strength of reinforced soil
direction. interface is directly defined, and the rationality of
4) The horizontal displacement of the concave reinforced soil structure design and the safety of
block is slowly adjusted so that the vertical stress engineering are determined. Pullout tests can be
can decrease to the preset value and be stabilized. used to determine the parameters of interaction
The initial lateral swelling pressure is measured by between the geogrid and soil. The interfacial shear
the unloading method in Step 3. stress−displacement curves under different normal
5) The vertical strain is kept constant and the stresses can be obtained by applying different
original lateral swelling pressure is gradually normal stresses to the geogrid reinforced soil
reduced to 0. After unloading at each stage, the specimen. The interface cohesion and friction angle
reading of the vertical dial gauge is not more than under different normal stresses can be determined
0.01 mm within 2 h, which means that the swelling by fitting the data points. They are then applied to
deformation is stable; the horizontal strain is the calculate the anchorage force of geogrids under
original lateral swelling strain when it is stable. The different overburden pressures. The shear strength
variation law of lateral swelling pressure with of reinforced soil interface is linearly correlated
lateral swelling strain under initial lateral swelling with the normal stress; the relationship can be
pressure can be obtained in this step. expressed by the Mohr-Coulomb strength theory.
6) By changing the vertical load in Step 5 and
then repeating Steps 1−5, the variation law of 5 Engineering applications
lateral swelling pressure with lateral strain under
different overburden pressures can be obtained. 5.1 Engineering background
Anxiao Road is a class I highway of two-way
4.2 Tensile parameters of geogrid four lanes located in Zhijiang City, Hubei Province,
When the geogrid is used as reinforcement China. It has a total length of 7.3 km, in which 4 km
material in reinforced soil structures, it mainly is covered by expansive soil. Its design speed is 80
bears the load transferred from the soil through its km/h and subgrade width is 22.5 m. The landform
tensile strength. The tensile strength is expressed by of the working area of the road mainly belongs to
the tensile force per unit width, which can be the denudation accumulation type. Most of the road
measured by tensile tests according to the is situated in the river terrace, only a part is in the
Specification for Test and Measurement of structural denudation hilly area. The groundwater
Geosynthetics (SL 235-2012) in China [25]. The level is relatively shallow and is mainly supplied by
lowest tensile strength of geogrids is only atmospheric rainfall. The buried depth of
considered under the most disadvantageous groundwater level is generally 1−3 m, and its
1972 J. Cent. South Univ. (2020) 27: 1965−1980
dynamic change is greatly affected by the seasons.
The test slope of 8.5 m high is at the left side
of the section between K5+448 and K5+558 of
Anxiao Road. After the excavation at a slope ratio
of 1(V):1.5(H), groundwater seeped out from the
slope surface and a collapse occurred later. When
the slope ratio was modified into 1(V):2.5(H),
another collapse took place, as shown in Figure 4.
In both cases, the soil slid out at the foot of the
slope, which is characterized by shallow and
progressive sliding.

Figure 5 Field investigation of sliding surfaces:


(a) Sliding surface depth; (b) Weak layer

atmospheric impact depth (the area significantly


impacted by drying-wetting cycles) is 2.0 m. The
continuous collapses of the slope was resulted from
the weak expansive soil with the characteristics of
swelling and shrinkage. Due to the effect of
atmospheric drying-wetting cycles, cracks
developed in the shallow layer (2 m) of the slope.
Dense crack networks were distributed on the
Figure 4 Failure of expansive soil cut slope at different surface of the slope, and many large cracks
slope ratios: (a) Collapse at slope ratio of 1(V):1.5(H); occurred on the top of the slope. Rainwater
(b) Collapse at slope ratio of 1(V):2.5(H) infiltrated along the cracks, which led to the
formation of the upper stagnant water area under
Through the field investigation, it was found rainfall. On the one hand, the shallow soil swelled
that the distance from the sliding surface to the after humidification. Consequently, the shear
slope surface was about 1.5 m. An obvious weak strength was reduced, and the effective cohesion
layer with a thickness of about 0.15 m was found. was completely lost. The effective internal friction
The soil surface was gray white and wet with water angle was slightly reduced because of the soil
overflown, as shown in Figure 5. Through the field swelling. Meanwhile, the pore water pressure in the
investigation, it was found that the distance from shallow soil increased and the effective stress
the sliding surface to the slope surface was about decreased after rainwater infiltration. Therefore, the
1.5 m. An obvious weak layer with a thickness of expansive soil slope eventually showed shallow
about 0.15 m was found. The soil surface was gray collapses compared with a general soil slope. Even
white and wet with water overflown, as shown in if the slope ratio was adjusted to 1(V):2.5(H), the
Figure 5. According to the statistical data, the local slope still collapsed. In order to reduce the
J. Cent. South Univ. (2020) 27: 1965−1980 1973
construction cost, the expansive soil was not 5.2.1 Determination of calculation parameters
replaced but reinforced with geogrids. 1) Lateral swelling parameters of soil
The natural water content that determined by Five specimens with the same initial water
laboratory tests was 26%. The natural density and content and density were prepared. The initial dry
dry density were 2.0 and 1.6 g/cm³, respectively. density was 93% of the maximum dry density, and
The liquid limit (LL) and the plasticity index (PI) the initial water content was the optimum water
were 54.3% and 29.9%, respectively. The specific content. The vertical loads applied to the specimens
gravity (Gs) of soil was 2.73. According to the Test were controlled at 86.5, 52.5, 25.3, 12.5 and 0 kPa,
Methods of Soils for Highway Engineering (JTG respectively, so that the specimens swelled
E40-2007) [27] in China, the free swelling rate vertically under different stresses. The lateral
(FSR) of the expansive soil was 40%, so the soil swelling pressure under completely lateral
was classified as weak potential expansive soil. restrained conditions was obtained by the lateral
Referring to the wet compaction standard, the swelling pressure test. In the test, the lateral
maximum dry density and the optimum water swelling pressure was 74.3 and 22.8 kPa, when the
content of the soil were 1.75 g/cm3 and 20.8%, vertical swelling strain was 0 and the maximum,
respectively. The physical properties of the respectively. Thus, the lateral swelling pressures
expansive soil are shown in Table 1. could be calculated by the following equation:
  p pv  
m
5.2 Initial design and stability analysis of geogrid  h0min 
ph0  1 1 1   ph0max (7)
reinforced structure   ph0max  pνmax  
The reinforcement design was carried out
following the method recommended in the Chinese where ph0 is the lateral swelling pressure under
specification [24]. The height of the reinforced soil completely lateral restrained conditions; ph0max is
retaining wall was 6 m. The slope ratio was the lateral swelling pressure without vertical
1(V):1.5(H), and the reinforcement spacing was swelling; ph0min is the lateral swelling pressure when
0.5 m. The length of the free zone determined based the vertical stress is 0; pv is the vertical stress; pvmax
on the local atmospheric influence depth and slope is the vertical swelling pressure; m is the fitting
rate was 3.0 m. A length of 1.0 m was considered parameter, which reflects the effect of vertical
for the anchorage zone. Therefore, the swelling on the change of lateral swelling pressure.
reinforcement length was 4.0 m. When expansive Fitting results showed that m=2.28 with the
soils in the free zone were assumed to be nearly coefficient of determination of 0.98.
saturated, the cohesion and friction angle were Similarly, the initial lateral swelling pressure
2.5 kPa and 20°, respectively. Expansive soils in the and the corresponding final lateral strain were
anchorage zone were not affected by atmospheric plotted in Figure 6. It can be seen that within a
circulation and rainfall. They were regarded as certain range of lateral swelling pressure, there is a
unsaturated state, the cohesion and friction angle good linear relationship between the initial lateral
were 18 kPa and 20°. In order to calculate the swelling pressure and the final lateral strain, which
anti-pullout stability of the top geogrid, a 0.5 m is expressed by:
planting layer was considered as the overburden  hf =aph0 +b, ph0  ph0min , ph0max  (8)
pressure. The anchorage force of reinforcement in
the anchorage zone and the swelling force of soil in where εhf is the final lateral strain when the lateral
the free zone were taken into account. The swelling pressure decreases to zero with the lateral
calculation steps are presented in the following swelling deformation; a and b are fitting parameters.
subsections.

Table 1 Physical properties of expansive soil


Proportion of different particle sizes/%
Liquid limit/% Plastic limit/% Specific gravity
>0.075 mm <0.075 mm 0.002−0.075 mm <0.002 mm
54.3 24.4 2.73 4.19 95.81 41.09 54.72
1974 J. Cent. South Univ. (2020) 27: 1965−1980

2) Tensile parameters of the geogrid


The polypropylene geogrid of type TGDG-35
was selected for tensile test at a tensile rate of
0.05 mm/min. The relationship between the tensile
strength and strain of geogrids used in the test is
shown in Figure 8 and expressed by the following
equation:
T   h   k ( h )q (10)
where k and q are fitting parameters related to the
tensile rate and material (k=6.121 and q=0.689 in
this study).

Figure 6 Relationship between final lateral strain and


initial lateral swelling pressure

Fitting results showed that a and b are 0.061 and


−0.796, respectively (the coefficient of
determination is 0.99).
In order to characterize the variation of
different initial lateral swelling pressures with
lateral strain, the obtained lateral swelling pressures
together with the lateral strains are fitted by a power
function (Figure 7): Figure 8 Relationship between tensile strength and strain
     of geogrid
ph  ph0 1   h   (9)
   hf  
3) Interface parameters between geogrid and
where ph is the lateral swelling pressure varying soil
with the lateral strain εh; β=0.421 is the fitting The pullout test was carried out by a
parameter, which reflects the effect of lateral large-scale digital control pullout test system
swelling deformation on the attenuation of lateral (CS-LB01) at a constant pullout rate of 1 mm/min
swelling pressure. [28]. The interface shear stress−shear displacement
curve under different normal stresses is plotted in
Figure 9. The interface parameters between

Figure 7 Variation of normalized lateral swelling


pressure with normalized lateral strain under different Figure 9 Relationship between shear strength and
initial lateral swelling pressures normal stress of pullout test
J. Cent. South Univ. (2020) 27: 1965−1980 1975
reinforcement and soil were as follows: ce=7.0 kPa, center of the corresponding failure circle were
φe=6.2°. obtained, as shown in Figure 10. The safety factor
5.2.2 Calculation of pullout force in free zone (Fsu) of the unreinforced slope is 0.890 and the
caused by swelling maximum vertical depth (Dv) of the sliding surface
The following equation was derived based on is 1.72 m under the most unfavorable condition.
Eqs. (1) and (8)−(10):
   
1  
k ( h ) q  ph0 1   h
  (11)
2   aph0  b  

By substituting experimental parameters (i.e.,


k, q, a, b and β) into Eq. (9), one could determine Figure 10 Safety factor and the maximum vertical
Ph0. The lateral swelling pressure and pullout sliding depth of unreinforced expansive soil slope (I:
strength of each layer of geogrid corresponding to Unsaturated area; II: Saturated area; III: Sliding earth
different overburden pressures were obtained. mass)
However, because εh is in both sides of Eq. (11), the
formula must be solved by the iteration method. According to Eqs. (2) and (3), the total tensile
When the residual value is less than 0.01, it is force of geogrids was calculated as follows:
considered that the calculation requirements can be 747.08
Ts  1.3  0.890   kN/m  15.7 kN/m (12)
satisfied. The lateral strains of layers 1−9 of 19.48
geogrids were all 0.99%, and those of layers 10−12 When the slope height was less than 6 m,
were 0.97%, 0.90% and 0.78%, respectively. The geogrids were arranged at equal spacing in 8 layers,
lateral swelling forces of corresponding layers 1−9 as shown in Figure 11. The average tensile force of
of the reinforced soil unit were all 6.1 kN, and those different geogrid layers was evenly distributed by
of layers 10−12 were 6.0, 5.7 and 5.3 kN, the standard method as follows:
respectively.
The pullout force in the free zone caused by  15.7
Tsl  kN/m  1.3 kN/m
 12 (13)
the swelling of soils in different layers was obtained Tsli  Tsl cos i
by substituting the corresponding strains of
geogrids in different reinforced soil units into the Thus, the pullout force on each layer of
Eq. (1) and Eq. (10). The pullout forces of geogrids geogrids can be determined based on the average
of layers 1−8 caused by soil swelling are 6.1 kN, tensile force and its angle to the horizontal direction.
and those of layers 9−12 were 6.0, 5.9, 5.4 and The pullout forces of geogrids of layers 1−3 were
2.6 kN, respectively. 1.2 kN, those of layers 4−6 were 1.1 kN, those of
5.2.3 Calculation of pullout force in free zone layers 7−9 were 1.0 kN, those of layers 10−11 were
caused by sliding 0.9 kN, and that of layer 12 was 0.8 kN.
Firstly, the module Slope/W of GeoStudio
software was used to calculate the stability of an
unreinforced slope, and the Bishop method was
selected as the calculation method. The whole slope
was divided into two areas: 1) green area, which
represents the unsaturated soil, and 2) yellow area, Figure 11 Reinforcement layout of reinforced expansive
which represents the saturated soil. The shallow soil slope (I: Unsaturated area; II: Saturated area; III:
sliding of the slope was considered and the sliding Sliding earth mass; IV: Planting layer)
earth mass was represented by orange, and it can be
known that the third part of the sliding earth mass 5.2.4 Calculation of allowable anchorage force in
belongs to the saturated area. The safety factor, the anchorage zone
maximum vertical depth under the most The working environment of reinforcement
disadvantageous condition and the position of the materials has a great influence on their strengths.
1976 J. Cent. South Univ. (2020) 27: 1965−1980
Because of creep characteristics and construction geogrid at the top layer is about half of that of the
damage, their performance is difficult to fully play. geogrid at a lower layer.
Reinforcement materials, filling material types and The safety factors of geogrids at layers 10 and
environmental conditions should be considered in 11 are low. Because it is close to the top of the slope,
the design of reinforcement. According to the the anchorage force of geogrid is limited under
Chinese specification [24], the durability reduction small overburden pressure. Geogrid layers from 11
coefficient is 1.2; the construction damage to 1, each layer of geogrids has to bear the lateral
reduction coefficient is 1.1; and the creep reduction swelling pressure of reinforced expansive soil unit
coefficient is 1.5. Therefore, the total reduction in upper and lower layers, which produces a larger
coefficient is 2.0. According to Eq. (5), the ultimate pullout force; thus, there is a pullout risk for
anchorage forces of geogrids of layers 1−9 were geogrids.
24.2 kN, and those of layers 10−12 were 22.7, 18.4 The safety factor of the geogrid at the middle
and 16.2 kN, respectively. The allowable anchorage of the slope changes less. With the increase of
forces after reduction of geogrids of layers 1−8 are overburden pressure, geogrids can produce enough
12.2 kN, and those of 9−12 layers are 11.5, 10.4, anchorage force. When the overburden pressure of
9.3 and 8.2 kN, respectively. the reinforced soil unit close to the bottom of the
5.2.5 Calculation of anti-pullout safety factor of slope does not change, the pullout force caused by
each geogrid layer lateral swelling remains unchanged. However, the
The parameters obtained from Sections proportion of pullout force caused by sliding is
5.2.2−5.2.4 were substituted into Eq. (6). The smaller than that of total pullout force, which
results are presented in Table 2, the safety factors of results in less change. It can be seen that the lateral
geogrid layers 1−8 were 1.7, and those of geogrid swelling of expansive soil plays a dominant role in
layers 9−12 were 1.6, 1.5, 1.5 and 2.4, respectively. the analysis of anti-pullout stability of expansive
soil slope.
Table 2 Calculation results of safety factors of different The safety factor of geogrid layers near the
geogrid layers bottom of the slope tends to decrease because the
overlying load of reinforced soil unit does not
Geogrid layer i Tei Tsi cos θi Tswi Fsi
change any more. Therefore, the pullout force
1 12.2 1.2 6.1 1.7
caused by the lateral swelling remains unchanged.
2 12.2 1.2 6.1 1.7
The pullout force caused by sliding tends to
3 12.2 1.2 6.1 1.7 increase, resulting in the increase of total pullout
4 12.2 1.1 6.1 1.7 force. The anchorage force generated by the
5 12.2 1.1 6.1 1.7 anchorage zone also does not changed. Thus, the
6 12.2 1.1 6.1 1.7 anti-pullout safety factor of geogrid layers
7 12.2 1.0 6.1 1.7 decreases.
8 12.2 1.0 6.1 1.7
According to the Technical Specifications for
Application of Geosynthetics in Highway (JTG/T
9 11.5 1.0 6.0 1.6
D32 2012) [24], when the clay is used as filler, the
10 10.4 0.9 5.9 1.5
anti-pullout safety factor of geogrids should reach
11 9.3 0.9 5.4 1.4 2.0. In the case studied, except that the geogrids at
12 8.2 0.8 2.6 2.4 the top layer meet the requirements, other geogrid
layers do not meet the requirements of specification.
5.2.6 Discussion of results Therefore, a new design scheme is needed.
It can be found that the anti-pullout safety
factor of geogrids at the top layer is the highest 5.3 Structural optimization design
because the geogrid there only bears the lateral The optimum scheme consisted in changing
force produced by the swelling of the next the reinforcement spacing and length. For each
reinforced expansive soil unit. The upper arable soil scheme, the reinforcement spacing and length
is non-expansive soil, which cannot swell laterally. increase by 0.25 and 0.5 m, respectively, and other
Therefore, the lateral swelling pressure of the parameters remain unchanged. The reinforcement
J. Cent. South Univ. (2020) 27: 1965−1980 1977
spacing can be set to 0.5, 0.75 and 1.0 m, and the to higher construction costs and a longer
reinforcement length can be set to 4.0 and 4.5 m. construction period. Therefore, scheme IV is chosen
There are six schemes, as shown in Table 3. as the optimum scheme.

Table 3 Reinforcement sizes of different schemes 5.4 Application of geogrid reinforced structure
Scheme Length/m Spacing/m According to the above analysis, the length
I 4.0 0.5 and spacing of reinforcement were 4.5 and 0.75 m,
II 4.5 0.5 respectively. Eight layers of geogrids were laid.
III 4.0 0.75 Each layer of geogrid was filled with three layers of
IV 4.5 0.75 soils. The compaction thickness of each layer was
V 4.0 1.0 0.25 m. The upper and lower layers of geogrids
VI 4.5 1.0
were connected by connection rods in the back-
wrapped part, and the length of the back-wrapped
part was 1.5 m. Three U-shaped steel nails with
The calculation results of each scheme are
diameters of 6 mm were used to fix the end of each
given in Table 4. It can be found that with the
geogrid to the compacted soil. The original slope
increase of reinforcement spacing, the number of
was 8.5 m high; the slope ratio was 1(V):2.5(H); the
geogrid layers decreases correspondingly. In
reinforced slope ratio was 1(V):1.5(H); and the
schemes I, III and V, the anti-pullout safety factor
of each layer of geogrid does not meet the reinforced body was 6 m high. The base was
requirements of the specification [24]. When the over-excavated by 0.5 m and backfilled with
length of reinforcement is set to 4.0 m, the length of lime-treated soil. The top slope was backfilled with
the anchorage zone is only 1.0 m, which cannot non-expansive soil and the slope ratio was adjusted
provide sufficient anchoring force. When the length to 1:6. The TDGD-35 geogrids with a width of
and spacing of reinforcement are 4.5 and 0.5 m 2.5 m were used. The minimum tensile strength was
respectively, the minimum safety factor is 2.3. The 35 kN/m, and the maximum elongation was 8%.
safety factor of each geogrid layer is greater than The cross section at K5+537 was taken as an
2.0. Therefore, the scheme II is feasible. If the example, and the specific design size of
reinforcement spacing is 0.75 m, the minimum reinforcement was shown in Figure 12.
safety factor is 2.0. The safety factor of each After the base was excavated and backfilled
geogrid layer is greater than 2.0. Therefore, the with lime-treated soil, a layer of waterproof
scheme IV is also feasible. If the reinforcement geotextile was laid, and a gravel layer with a
spacing is 1.0 m, the minimum safety factor is 1.9. thickness of 0.5 m was set for drainage. After the
The safety factor of one geogrid layer does not meet backfilling of expansive soil, another layer of
the requirements of the specification. This means waterproof geotextile was laid on the top of the
that scheme VI is unfeasible. Compared with slope to protect the geogrid from rainwater erosion.
scheme IV, scheme II needs more geogrids and the The backfilled arable soil and the plants planted
geogrid strength is not fully developed, which leads subsequently of the slope plays the role of rainwater

Table 4 Safety factors of geogrid layers in different reinforcement schemes


Geogrid layer i
Scheme
1 2 3 4 5 6 7 8 9 10 11 12
I 1.8 1.8 1.8 1.8 1.8 1.8 1.8 1.8 1.7 1.6 1.5 2.4
II 2.6 2.7 2.7 2.7 2.7 2.7 2.7 2.7 2.6 2.4 2.3 3.7
III 1.5 1.5 1.5 1.6 1.6 1.5 1.3 2.0
IV 2.3 2.3 2.3 2.3 2.3 2.2 2.0 3.0
V 1.4 1.4 1.4 1.5 1.3 1.8
VI 2.1 2.1 2.1 2.2 1.9 2.7
1978 J. Cent. South Univ. (2020) 27: 1965−1980

Figure 12 Structural design diagram of geogrid reinforced cut slope (unit: cm)

erosion prevention and greening. The base


treatment had been finished since July 28, 2019. 6 Conclusions
Due to the impact of several days of rainfall on the
construction progress, the construction of the arable Based on the laboratory test results of
layer was completed on August 12, 2019, and the expansive soils in Hubei Province, China, the
subsequent constructions of intercepting ditch and interaction between expansive soil and geogrid
grass seed spraying were completed successively. incorporated with the failure characteristics of
The construction of reinforced soil retaining wall expansive soil slope were considered in the stability
lasted for about two weeks with simple construction analysis. The determination method of key
steps and low cost. Figure 13 shows the parameters was introduced, and the stability
photographs taken in the construction process. calculation method was then used in the treatment
of a failed expansive soil cut slope. The stability of
the slope was rechecked by changing the
reinforcement spacing and length so as to determine
the optimal reinforcement scheme. The engineering
case of geogrid reinforced expansive soil cut slope
was successfully constructed. The following
conclusions were drawn:
1) The reinforced soil unit is composed of the
free zone and the anchorage zone. In calculating the
anti-pullout stability of geogrids, the additional
pullout force caused by lateral swelling should be
considered. Therefore, the total pullout force
includes the component caused by sliding and that
caused by lateral swelling. The total anchorage
force is produced by the anchorage zone; it is
related to the overburden pressure and interface
friction parameters.
2) The key parameters to be determined in the
calculation include the lateral swelling parameters
of expansive soil, the tensile parameters of geogrid
and the interface parameters of reinforced soil,
Figure 13 Photographs taken in construction process: which can be determined by the lateral swelling
(a) Compaction; (b) Geogrid back-wrapping pressure test, tensile test and pullout test,
J. Cent. South Univ. (2020) 27: 1965−1980 1979
respectively. [6] ZHANG Rui, LIU Zheng-nan, ZHENG Jian-long, ZHANG
3) The pullout stability of geogrid layers is Jun-hui. Experimental evaluation of lateral swelling pressure
of expansive soil fill behind a retaining wall [J]. Journal of
verified by the calculation method in this study. By
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analyzing the anti-pullout safety factor of geogrid
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note that the safety factor of geogrid at the top layer subgrade construction in expansive soil areas [J]. Journal of
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[8] WANG Liu-jiang, LIU Si-hong, ZHOU Bin. Experimental
difference in the safety factor of geogrid layers in
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中文导读

土工格栅加筋膨胀土边坡稳定性的分析方法及工程应用

摘要:传统土工格栅加筋边坡稳定性分析方法忽略了侧向膨胀作用对加筋体局部稳定性的影响,并不
适用于膨胀土加筋边坡。本文提出了一种土工格栅加筋膨胀土边坡稳定性分析的新方法,在保证加筋
边坡整体稳定的前提下,得到了自由区因侧向膨胀而产生的附加拔出力和各土工格栅层的抗拔安全系
数。通过改变土工格栅加筋间距和长度,对湖北省某膨胀土路堑边坡进行了优化设计。结果表明,膨
胀土侧向膨胀引起的附加拔出力对土工格栅的抗拔稳定性有很大影响,若不考虑自由区土体的膨胀效
应,将高估加筋边坡的局部稳定性。

关键词:膨胀土;侧向膨胀力;筋土相互作用;稳定性分析;工程应用

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