Professional Documents
Culture Documents
The aim of this chapter is to introduce the primary official documents of Russian
foreign policy and present the institutional structure of Russia’s state authorities
and offices that deal with the acceptance of foreign policy decisions. Some authors
have cast doubts on the usefulness of these documents for analyzing foreign policy,
arguing that they are exceedingly general. This, they say, provides too wide a space
for interpretation while referring to the tone of compromise in the content of these
documents—a result of domestic political discussions (Lo, 2002, p. 68). Although
these objections should be taken into consideration, the now third generation of
such documents existing in the Russian Federation at present can help us follow
development trends and transformations in domestic policy discussions, and also
help us to study the lessons that the leadership of the country has learned from the
previous years of operation in the international system.
Such an approach, contrary to objections, can prove quite useful. Analyzing
foreign policy documents can actually serve as a valuable display of domestic
perceptions of international systems. They are not to be read as an accurate or
honest version of the opinions of Russia’s ruling elite on the surrounding world,
but may be used to determine a certain basic framework—they are lines that
Russian foreign policy follows, although its specific political steps do not always
necessarily have to fulfill the content of these documents. Despite this fact, foreign
policy documents, when seen as a collection of the products of Russia’s political
system, show the explicit transformations and constant characteristics of the
discourse that forms the background for the formulation of Russian foreign policy.
This is evident in the mutual differences of these documents, in their various
reiterated topics, and even in the choice of language. Therefore, this chapter is
not an analysis of individual documents, but rather a study of these documents as
a whole with an emphasis on seeking out the continuities and fissures in Russian
foreign policy priorities or in the definitions of key terms created by political elites
over the last 20 years.
For these purposes, this chapter has been divided into three basic sections.
The first section will be devoted to the analysis and comparison of the documents
adopted in the foreign policy of the Russian Federation up to the present. This
will allow us to better trace the development of thematic priorities and regional
involvement of the Russian Federation over the course of previous years. Using
a similar structure for all documents will also allow for the relatively easy
comparison of their individual versions. The main goal of the analysis is to follow
40 Misunderstanding Russia
The Ministry of Foreign Affairs of the Russian Federation has released three
conceptual documents whose dates of first publication create a stable timeline
of the transformations of the Russian regime while depicting the milestones in
the formulation of foreign policy priorities. The first of these documents was
issued at the turn of 1992–93 (further referred to as D1993; Ministry of Foreign
Affairs of the Russian Federation, 2002a). This document was created in a time
of domestic political crisis (see Chapter 5), and we consider it to be one of the
important steps the executive branch has taken to strengthen its political influence
in the country while in dispute with the Parliament. Its date of publishing also
gives us reason to assume that it reflects the attitudes of Yeltsin’s administration
upon entering the international scene.
Analysis of Key Foreign Policy Documents of the Russian Federation 41
General Information
While only two basic topics were enough in D1993, in D2000 and D2008 the
general information section has gradually become longer over time, in order to
define more exactly the goals of Russian foreign policy and the position of Russia
in the international system,.
Logically, D1993 reflects in its very introduction the collapse of the bipolar
structure and labels it as being beneficial to international peace. The main topics
of the general information section of D1993 are: the affirmation of Russia being a
democratic country that must be included in the international system as a great land
with a rich history; the affirmation of its territorial integrity and the authority of its
capital, Moscow, in the Russian Federation; and, finally, the affirmation of Russia’s
interest in the countries of the former Soviet Union, in the security of these regions
and the rights of Russians living in them. D1993 thus accurately reflects the era
when Russian elites were gradually becoming oriented in international relations
after the collapse of the Soviet Union and desperately needed to both strengthen
42 Misunderstanding Russia
their own position as leaders of an autonomous state, and at the same time normalize
and formalize as quickly as possible relations with their close neighbors appearing
along the vast majority of Russia’s borders after the fall of the USSR.
In 2000 the document expresses satisfaction at the fact that Russia’s basic
challenge had been overcome through establishing itself as an independent
actor on the international scene. One of the first main goals of the document in
international policy, however, is listed as the necessity to maintain the country’s
territorial integrity. The second priority is the support of international law and the
authority of the UN in international relations. The third priority is the creation of
appropriate conditions for the economic development of the Russian Federation.
Post-Soviet territory falls to a fourth priority, in that Russia is attempting to create a
zone of allied countries along its borders. As one of its main priorities, D2000 also
lists the protection of the rights of Russians living beyond Russia’s borders, and
commits itself to them through “all possible means.” The final priority listed in the
document is the building of a positive image of Russia in international relations.
The shift between D1993 and D2000 is evident immediately. D2000 is much
more specific and self-confident; it is completely disengaged from the fall of the
USSR; and it again includes the global tasks of the Russian Federation in the
international system. D2000 shows Russia’s improved orientation in international
policy over the course of the 1990s in comparison to D1993, which was created
during a time when the whole system was experiencing structural transformations
and the entire future development and direction of both the system and all of
Russia were still very unclear. D1993 is therefore aimed at estimable and acute
questions such as Russia’s establishing itself on the international scene and its
relations with its neighbors.
D2008 continues in the previously mentioned trend. The tone of the document
is again more self-confident. Already in its introduction it actually states that
the reason for creating a new document is to strengthen Russia in international
relations—a process that requires setting new goals and defining the roles the
country could play in international politics. As one of its first specific goals Russia
labels itself as being a center of influence for the modern world, while D2000 still
voiced concerns over the country’s integrity. Creating the appropriate conditions
for Russian economic growth takes second place among the priorities in this
document, as Russia sees this growth as a condition not only for the success of
its own reforms but also for the strength of the country in international relations.
The third priority is the strengthening of international law and the role of the
UN. Similar to the question of establishing a positive image of Russia (D2000),
D2008 is more self-assured, as it aims to promote the Russian culture and language
while adopting the role of a world-class civilization that advocates the creation of
inter-civilizational dialogue in the contemporary system.
In regard to neighboring countries, the rhetoric of the document is actually
toned down in comparison to D1993 or D2000. Russia uses a new and neutral
label of “neighboring states” rather than “zone” (D2000) or “contiguous countries”
(D1993). Similarly, compared to other documents, it offers Russians abroad
Analysis of Key Foreign Policy Documents of the Russian Federation 43
“comprehensive aid” instead of “all possible means” and commits to “fostering the
removal” instead of “advancing the removal” of tensions and conflict situations
in neighboring states.
Comparison of these doctrines shows proof of the transformation in foreign
policy rhetoric, which (sincerely or not) has become more assertive and is clearly
aimed at strengthening the image of Russia as a world power in international
discourse. While D1993 aspires to this position, D2000 considers it a necessity
and deals with the challenges that could endanger this course of action. D2008,
however, simply labels Russia as a world power. The transformation that took
place in Russia in the eight years between 2000 and 2008 was dramatic; however,
it actually did not finally lead to the strengthening of Russia on any globally
significant scale. Thus, it is fairly evident that the change in rhetoric is meant to
lead primarily to a change in discourse, which, in the 1990s led to doubts as to
whether Russia was a global power or not.
D1993 had to create a completely new definition of what place Russia should
hold in the international system. The document begins just after the finished
dispute between Gorbachev’s “new thinking” and Yeltsin’s “pro-democratic”
direction. With the poise of a winner, Yeltsin’s administration acknowledged the
concept of “new thinking” and its importance in launching the transformation
of a bipolar ordering of international affairs. At the same time, D1993 saw it
necessary to overcome the theory of two systems and strove to transform Russia
into a democratic country involved in international affairs based on partnerships.
These partnerships would then lead to the fulfilling of his interests in place of
an ideological confrontation.
D1993, albeit slightly secretively, also points to the conviction of Russia’s
global importance when it connects the fate of Russian reforms directly with the
state of the new international system, just as it also points to the fact that it will not
agree to one-sided, disadvantageous partnerships—cooperation must foster the
promotion of Russian interests.
The document labels the post-Soviet area as a main priority of Russian foreign
policy, while it emphasizes the necessity to effectively negotiate with post-Soviet
states that could need Russian help in completing their own transformation. At
the same time, according to D1993, a task of Russia’s elite is to overcome the
resistance of these states to cooperate—an aversion that lingered in relations
between Russia and post-Soviet states after the collapse of the USSR. Peace in
neighboring regions is directly connected in the doctrine to Russia’s own survival.
D1993 refers to the West as the scientific, technological, economic and financial
center of the world that it intends to join and cooperate with in the creation of global
inter-civilizational dialogue. At the same time, it warns against the decline of the
West’s unification, which was previously determined by bipolar confrontation and
can now be disrupted by the growing power of Western Europe as an independent
44 Misunderstanding Russia
actor. It also warns of its incorporation of the regions of Eastern Europe, to which
D1993 predicts a ten-year period of instability and conflict. Here we can find clear
evidence of the desire among Russia’s political elites to strengthen the standing of
their country against Western nations and their wish to preserve their former ties
and influences. This desire was rhetorically masked by the willingness or even
“necessity” of cooperation in the suppression of conflicting tensions in a region of
shared interest—Eastern Europe.
The main source of danger for the security of the international system in the
following decade, according to D1993, was undoubtedly the growing imbalance
between world regions and the conflicts in the third world. In this regard, the
document makes a strong theme out of the transformation of the security in
international relations. It does this by pointing to the fact that, although the
significance of military power has fallen on a global scale, it is nevertheless
more important than ever in a regional context. D1993 states that Russia is
sufficiently powerful and responsible to adopt the post-Soviet security area as its
own. Similarly, Russia here takes global responsibility for dealing with conflicts
through membership of the UN Security Council (UNSC).
D1993 also weighs up the meaning of individual power segments in the
present system, and reaches the conclusion that the power of the state is more
and more dependent on economic and technological advances and less and
less on sheer military force. For this reason, it sets a priority to orient Russia
towards economically developed as well as newly industrialized countries.
However, it states that partnerships must be created with respect to the promotion
of Russian interests.
If we were to summarize the position of Russia in the modern world
according to D1993, then Russia would be striving to join Western countries in a
civilizational sense—breaking down hostilities of the past and likely connecting
to European traditions in its policies and following suit in economic development.
Both should foster the transformation and strengthening of Russia, which could
then effectively play the role of security guarantor not only on a global scale but
also on a regional one with countries of the post-Soviet area. In this sense we can
detect a certain feeling of ambivalence. Russian elites here are evidently trying
to create and legitimize the idea of a sphere of influence in post-Soviet space
and partially also in Eastern Europe where other powers will not have access
without Russian consent. At the same time, however, Russia is committing itself
to becoming one of the great Western powers in the inter-civilizational dialogue
to come. On a rhetorical level, D1993 follows this security-cooperation approach.
It makes its argument through the necessity of stabilizing Eastern Europe and
the post-Soviet area, offering Russian capabilities and resources. In light of the
fact that both the post-Soviet area and Eastern Europe were not much more stable
than Russia itself, this rhetoric seems to be solely the pragmatic desire of Russia
to create its own sphere of influence while only seeming to be under the framework
of cooperation with the West.
Analysis of Key Foreign Policy Documents of the Russian Federation 45
The ideas in D2000 and D2008 are markedly different from those in D1993.
Russia still intends to play its role in creating a new world order, but the method
of doing so differs greatly from D1993. D2000 warns the strongest superpowers
in the international system against destabilizing and one-sided acts that would lead
to the circumvention of international law and UN authority: “Russia must strive to
achieve a multipolar system of international relations that truly reflect the diversity
of the modern world” (D2000). In the document, the 1990s are labeled as a time
of establishing contacts with other actors and international organizations; and now
these contacts must be utilized to promote democratic and mutually governed
international relations based on a multipolar division of power in the field of both
economy and security. D2000 notes that Russia has the true potential to gain an
important role in the system, and this should be further advanced by independent,
constructive but also reliable and transparent foreign policy. D2000 considers
the balance between Western and Asian directions to be of utmost importance to
Russian foreign policy. This is made possible by the acceptance of the image of
Russia as a unique entity that is at the same time a Eurasian superpower accessible
to both East and West. The Eurasian character of Russian foreign policy according
to D2000 commits Russia to shared responsibility in regional and global security.
D2000 is in this section of the text briefer than D1993, which can be interpreted
as a confirmation of the fact that Russia has, according to its leaders, established
itself on the international scene. It shows that although it is not yet clear where and
how Russia should proceed, it is no longer necessary to defend the basic assertion
that it is a peace-loving country. The difference between D1993 and D2000 also
accurately illustrates the shift in the ideological basis of Russian foreign policy
in the 1990s (for more see Chapter 2). Prospects of equal (and shared) decision
making with other Western superpowers in a partnered dialogue were gradually
replaced by a more independent course which, on an ideological level, played off
the futility of disregarding the Eurasian (physical-geographic) character of Russia.
This change in direction was to allow Russia to become an independent balancer
in the international system against undesirable unipolar tendencies and ambitions
of individual actors.
D2008 is interesting not only in that it reflects the domestic policy transformation
of the regime (for this reason, this section is also much more extensive). D2008
does not contain the elementary definitions of Russia in terms of the surrounding
world (D1993), but explains the interconnection of the domestic system with its
foreign policy. Thus, it seems that D2008 can be considered one of the tools of
harmonization and synchronization of the Russian political regime after 2000.
According to the document, foreign policy should serve as a tool of national
development, while Russia’s global role is determined also by its domestic priorities.
At the same time, the state commits itself to utilizing all possible economic tools
(profits from an expanding state sector) for an active foreign policy. A key term
that reflects the changes in the ideological foundations of Russian foreign policy is
“national interest.” National interest provides the long-desired connection of both
the foreign and the domestic. National interest is formulated on a domestic scale
46 Misunderstanding Russia
and the state promotes it in the international forum. Simultaneously, the state will
enjoy the support of society and domestic state structures while promoting these
international interests abroad.
Apart from incorporating foreign policy into the domestic policy regime,
D2008 is also striking in its assertive position towards the West. While D2000
points out the tendencies towards unipolarity, D2008 is more specific and markedly
more critical. It deems the contemporary international system as discriminatory
towards the majority of cultures and cultural identities, and warns against the
circumvention and undermining of the UN Security Council’s authority. D2008
states that the West fears the loss of its monopoly on directing the development
of international relations, which is manifested in the ongoing psychological
“containment” of Russia, including attempts to reinterpret postwar history.
In order to prevent these trends, Russian elites, according to their foreign
policy documents, intend to continue support for the multipolar organization of
international relations. This should be achieved by partnerships with and support
for countries whose significance in international relations is on the rise—Russia
and its leaders can thus slip into the role of a sort of “educator” of new centers
of the international system. The second step in achieving such a multipolar
system is the support of multilateral institutions as tools for solving conflicts in
international relations.
D2000 and D2008 reflect Russia’s disappointment from two specific
interventions that took place against its will and outside the framework of UN
consent. While Kosovo in 1999 could have seemed to be an isolated incident,
Iraq in 2003 showed that Western states, and particularly the USA, are able to
exert their will in international relations unilaterally. Therefore, it seems that while
D2000 warns of certain indicators, D2008 shows clear resistance to this existing
trend. Emphasis on the role of the UNSC is understandable, as Russia is a standing
member of the UNSC and holds the power of veto. If all international military
actions were truly passed through UNSC consent, then no action could be carried
out against Russia’s will. This situation would be ideal for Russia’s elites, who are
striving to gain the post of respected superpower despite the fact that these efforts
are being undermined by the West’s actions.
From D1993 to D2008, the crucial aspect for determining the position of
“Russia in the modern world” is its relationship with the West. This ranges from the
efforts to become an integral part of one civilization to the aspirations of balancing
Western “unilateralism” and the assertive condemnation of Western states for their
attempts at keeping Russia in a weak position. The West is thus a true counterpart
to Russia that formulates Russian self-confidence and self-awareness, and is the
cornerstone for defining its role and goals in the system.
According to D2000, Russian policy must develop several fundamental
vectors that are determined by the country’s Eurasian character. These are vectors
which the country should then follow and strive toward. D2008 directly refers
to the multi-vectored character of foreign policy as one of its defining symbols
(next to promoting national interests). Here there is an evident effort towards the
Analysis of Key Foreign Policy Documents of the Russian Federation 47
This section of D1993 accurately characterizes the main ideas of the document
as a whole. The priorities of foreign policy are summarized very briefly. In its
introduction, D1993 states that international policy is aimed at promoting
Russian national interests; however, the priorities are in reality aimed at two
main topics—internal transformation and neighboring foreign countries that will
evidently represent these national interests in the given period. Foreign policy
should then fulfill the needs of domestic policy transformation, including the
mobilization of support (not excluding financial support) for these processes
abroad. Peace and stability of neighboring foreign countries is presented as
being fundamental elements for the success of reforms, and D1993 strives for the
integration of the post-Soviet region in an economic and political sense. Efforts
to assure its readers that Russia is not the USSR can also be found in this section,
and the document also states that Russia does not plan to negotiate with any state
in a primarily friendly or primarily hostile manner. In the event of conflict, it states
that the country will be prepared to deal with any dispute through political means.
The text of the document partially shows the incongruity of Russian foreign
policy in the 1990s. It provides only very general lines to follow, while the most
important elements of foreign policy actually proved unattainable. Several years
after the document was published, it became evident that Russia was not and
probably would not be an equal partner with Western states, and that a number of
former Soviet states actually were not (and would not be) interested in Russia’s
guarantees of security and integration projects. Russian foreign policy thus
logically stumbled from one strategy to another according to the (international,
domestic or personnel) situation at hand until after a regime change and the
entrance of a new President formulated new and clearer standpoints. D2000 and
D2008 are substantially more comprehensive in the formulation of foreign policy
priorities, which again lends proof to the fact that the 1990s provided Russia’s
elites with time for orientation in the international system. Also, thanks to the
regular transformations in foreign policy discourse, it gave them time to test out
various forms of relations with the West.
Both the newer doctrines list a new world order as a priority. While D2000
speaks of its formulation, D2008 considers it to be already created. The task of
Russian foreign policy in the new world order is to strengthen the role of the UN
while preserving Russia’s role inside this organization. D2008 is more open to
48 Misunderstanding Russia
reform of the UNSC while preserving the rights of its standing members. Apart
from the UN, D2000 also mentions the G8 as a very important partner to Russia in
the new world system. The multi-vector character of D2008 expands the grouping
of such “desirable” international groups to Russian, China and India, three of the
BRIC group (the fourth being Brazil). D2008 in this context mentions the priority
of protecting the principles of international law, again especially against the one-
sided or selective interpretation of international norms by some states.
Both documents identically follow with the priority of strengthening
international security and are both in agreement concerning the importance of
strengthening international security through disarmament. D2000 warns against
US withdrawal from the Anti-Ballistic Missile (ABM) Treaty and takes a position
against the building of the missile defense shield. In D2008, however, there are
only warnings against certain elements of missile defense. D2000, evidently
working off the impressions of events in Kosovo, specifically warns against the
circumvention of the UNSC in carrying out military interventions, and suggests
strengthening the mandate and number of UN peacekeeping forces in order to
become a more effective tool in conflict resolution. The Russian government
intends to participate in all such missions, either militarily or otherwise (evidently
in an effort to expand its presence in the former Yugoslavia, and especially in
Kosovo), and allows for the possibility of participating in UN peacekeeping
operations or with other (regional) security organizations in exceptional
circumstances. D2008 also insists that the UNSC be the main authority in the
area of decision making in military interventions. The diversified nature of the
directions of Russian foreign policy and the occasionally anti-American tone of
the document are highlighted by mention of Russia’s interest in cooperating with
European states in ensuring European security.
The most pressing danger for Russia that is identical in both documents is
terrorism. D2000 evidently included this point in connection with the second war
in Chechnya, while D2008 skillfully utilizes the acknowledgment of terrorism
as a security threat of global dimensions. Whereas D2000 rather vaguely calls
on international cooperation in anti-terrorism activities, D2008 suggests the
creation of an international anti-terrorism coalition under the supervision of
the UN. In D2008, the Russian Federation again allows for the possibility of
taking all necessary measures in the event of self-defense against terrorism. As a
consequence, any measures taken by the central government under the aegis of the
war against terror, whether in Chechnya or the whole country, will now be carried
out in “international interests.”
An interesting shift takes place here in another prioritized area, international
relations. D2000 focuses on involving Russia in the international economic
system, attracting foreign investments, paying off debt, entrance to the WTO and
other steps that are meant to help a weakened Russia overcome the consequences
of the economic crisis from the end of the 1990s. Contrary to D2000, D2008 in
foreign economic policy establishes the rules and patterns of the new political
regime of Putin’s Russia, as the state gained a much closer level of supervision
Analysis of Key Foreign Policy Documents of the Russian Federation 49
over the economy than it had previously (see Chapter 5). According to D2008,
the state provides aid to businesses upon entering new markets and assists
investors from abroad in gaining investment opportunities in Russia. According
to the text, a state priority is the building and modernization of the energy
industry and ensuring the transit of raw goods to clients. A new element in D2008
also calls for the diversification of the Russian economy in the effort to limit
dependence of state income on the energy industry. At the same time, however,
it confirms the importance of the energy sector of the economy by mentioning
the need to define the borders for raw materials from the rich continental
shelf along the northern coast. D2000 and D2008 also establish (D2008 very
specifically) the foreign economic priorities of the Russian Federation – a topic
that D1993 practically ignores, with the exception of vague efforts to become
involved in the capitalistic economic system.
The final priority mentioned in the D2000 and D2008 documents is humanitarian
cooperation and human rights. Interesting here is the question of Russians living
abroad, a topic that has permeated Russian foreign policy since D1993. While
D2000 in this respect is rather brief in explaining that the Russian government
is committed to aiding Russians abroad in ensuring their rights and maintaining
ties with them, D2008 is much more specific. A new element in this document
is the offer of assistance in moving Russians back to Russia should they show
interest in doing so.1 The Russian government additionally states its commitment
to spreading the Russian language and contributing to the Russian language, while
vowing to strongly oppose any efforts to rewrite history or other manifestations of
neo-fascism—a direct reference to previous disputes in the Baltic.
This priority in D2008 (Part III, sect. 5), on a general level, contains an
indirect defense of various forms of democracy, whereby Russia’s goals include:
“preventing double standards, respecting national and historic peculiarities of each
State in the process of democratic transformations without imposing borrowed
value systems on anyone.”2 This statute can clearly be considered a unique effort
in justifying the place of domestic policy in foreign policy, for example in defense
of Russia’s “sovereign democracy.”
Regional Priorities
All documents in the regional priorities section are markedly focused on two
directions of interest—the post-Soviet domain and the West. This focus weakens
1 As early as 2007, this program had been allotted a relatively significant amount
of funding as it expected up to 50,000 Russians would be interested in relocating back
to Russia during the first year of its announcement. The actual number in the first six
months—roughly ten families—was a significant disappointment and saw no further
growth in interest in the following years (Zevelev, 2008).
2 The Foreign Policy Concept of the Russian Federation. Available in English
at http://archive.kremlin.ru/eng/text/docs/2008/07/204750.shtml.
50 Misunderstanding Russia
over time throughout the various documents as the concept of foreign policy
changes. D2008 evidently attempts to apply a multi-vector approach, although the
West and the territory of the former USSR occupy privileged places in terms of
priorities even in this document.
D1993 is very comprehensive in the section on regional priorities. This fact
is again a testament to the era when the document was formulated. With this
document, the Russian political elite laid the groundwork for foreign policy
relations with all regions and hinted at what direction this cooperation could
move in for the future. D2000 and D2008, however, merely reflect the actual state
of relations between Russia and various regions, allowing them to be relatively
briefer in detail.
D1993 represents an absolutely clear priority in its sections on creating stable
and strong ties with the countries of the post-Soviet area. D1993 warns against
efforts of individual states to exploit the collapse of the Soviet Union for their own
benefit, endangering not only relations with Russia but also the rights of Russians
living in these countries. Because the document repeatedly labels the situation in
this area as crucial to Russia’s development and transformation, this section of
the document calls on post-Soviet countries to coordinate their activities through
international integration. In 1993, Russian elites evidently still had faith in the
integration potential of the Commonwealth of Independent States (CIS), as the
document gives it considerable attention. It attempts to introduce this concept as
a multi-thematic and gradually integrating structure in that each member has the
opportunity to regulate the degree and topics of its integration.
Aside from the efforts to integrate the CIS and thus coordinate activities in post-
Soviet space, D1993 also lays out guidelines for the presence and power activities
of third parties. According to this idea, third parties, who would undoubtedly
assert their power in post-Soviet space, should respect Russian interests as the
Russian government will be carefully evaluating and diplomatically reacting to
the activities of these parties. It very clearly states its opposition to the placement
of any military facilities in these areas. By stating such, the Russian administration
is indirectly striving towards controlling the entry of third parties into the post-
Soviet area, as it reserves the right to judge these activities and modify their
relations with a given third party accordingly.
D1993 also mentions nuclear disarmament in Kazakhstan and Ukraine and
states that all nuclear forces must be concentrated solely in Russia.3 In addition, it
commits to fulfilling the Strategic Arms Reduction (START) II Treaty, which, as
we know, was slightly premature.4 The document also attempts to designate space
for trade in conventional weapons, which was one of the Soviet Union’s most
significant export items.
3 The United States significantly sided with Russia in these efforts and supported it
under the NATO framework (including financial support of the redeployment or liquidation
of rockets).
4 The Russian Duma did not ratify the START II Treaty until 2000.
Analysis of Key Foreign Policy Documents of the Russian Federation 51
D2000 and D2008 list the CIS as one of its regional priorities. Both documents
draw on the fact that the CIS did not prove to be a full-fledged, multi-thematic
integration project as was planned, and thus emphasize the importance of certain
platforms of cooperation either inside or outside the CIS. Both documents also
list the Agreement on Collective Security (the Tashkent Agreement) as the main
tool of military and security cooperation. In the area of the economy, D2000 refers
to the creation of a custom union, while D2008 labels the Eurasian Economic
Community (EurAsEC) as a crucial integration platform.
While D1993 names relations with Ukraine, Belarus and Kazakhstan as
priorities, neither D2000 nor D2008 states any specific group of priority countries;
however, both do express the wish to continue the integration process with Belarus.
Both documents mention the Russian commitment to participate in conflict
resolution and peacekeeping operations in the region. D2008 is more confident
in terms of Russia’s immediate surroundings, as it ceases to tempt post-Soviet
countries to cooperate in the CIS and offers a diversification of mutual relations
with the opportunity to form “strategic partnerships” with key allies in the region.
D2008 is also specific in naming the most important security threats for the region,
listing for example the situation in Afghanistan, while D2000 mentions disputes
over the Caspian Sea as a potential threat.5
For the purpose of this book, defining relations between Russia and the West
is fundamental. Even foreign policy documents show the transformations these
relations underwent over time. While D1993 puts relations with the USA, and
subsequently Europe, second, just below relations with the CIS, D2000 and
D2008 deal first with relations with Europe and NATO and only after then with
the USA, reflecting the difference in Yeltsin’s and Putin’s approach to Western
countries. While Yeltsin attempted to gain the status of power-partner with the
USA by building mutual ties, Putin has carried out a more diversified policy based
on the proclamation that Russia is a European country and that developed relations
with Europe can surely aid in strengthening Russia’s position with the USA and
in general. Perceiving Russia as a unified whole can work as detrimental to the
Russian administration in various areas of possible cooperation. D2000 therefore
points out that it is necessary to negotiate not only with Europe in terms of the
European Union (EU)—which D1993 already mentions as a growing independent
player in international relations—but also with the individual countries of Europe
in a bilateral fashion. This in fact was a precursor to the subsequent practices of
Russian foreign policy towards Europe.
In sections concerning relations with America, D1993 offers up very
interesting information. The Russian administration offers the USA a strategic
5 The dispute over the Caspian Sea resurfaced in a new dimension after the collapse
of the Soviet Union, when questions arose concerning the legal status of the Caspian Sea
as either sea or lake. This significantly affected the manner in which it was divided up (as
international waters or as an exclusive economic zone) in terms of the mineral resources
found among its coastal states.
52 Misunderstanding Russia
partnership that would allow for cooperation over a wide spectrum of areas. At the
same time, D1993 warns against mistrust or the anti-Russian sentiment of some
American political circles, and offers a reliable policy based on meeting mutual
commitments as a tool to overcome this mistrust. In this section of the document,
this doctrine seems to be more a wish than a statement of realistic facts. In further
sections, the document attempts to explain in a similar tone that it is mutually
advantageous for the United States to support the Russian transformation and its
entrance into international organizations, including the G7, while including Russia
in negotiations concerning international crises. In addition, D1993 also positions
itself against the potential efforts of the USA in replacing Russian influence in
the post-Soviet area.
D2000 deals with relations with the USA only briefly and in a generally less
open manner. D2000 states that although there are a number of barriers in these
mutual relations, it is necessary to create a globally stable environment for both
countries to continue in their cooperation. Nuclear disarmament is listed as the main
theme of cooperation. Indirect references to the USA can be found in the section
devoted to NATO and is more confrontational. D2000 states that NATO’s security
interests are not in accordance with Russian interests. It claims that the degree of
Russia’s willingness to cooperate with NATO is dependent on the ability of coming
to an agreement on a number of disputed issues. Here, a marked shift is evident
in comparison to D1993, which is open and inclined to cooperation with NATO.
D2000 can be interpreted as a display of the efforts of Russia’s representatives
at the time to create a shift in Russian–American relations, but it also shows the
impossibility of achieving such a goal. The Russian administration is in evident
disagreement on a number of issues concerning American foreign policy and seems
to consider some even as direct threats. However, once Russia defines its position
against these policies (even quite confidently), it immediately begins again to
defend the necessity of Russian–American cooperation and is quick in reminding
us of its nuclear arsenal (although in the context of disarmament), which is the
only globally compelling tool of power that Russia possessed. It seems then that
Putin’s first administration does not agree with the direction that the USA has taken
in various areas, and at the same time has concerns that an overly confrontational
approach could lead America to cease taking Russia into consideration.
D2008 expresses similar ideas on the USA but does so in a different manner.
D2008 is more open to cooperation and states that both countries possess great and
untapped potential for cooperation not only in a military but also in an economic
context. According to the document, both countries should establish a strategic
partnership, overcome disagreements and focus on important present and shared
threats and opportunities alike. The overall tone of the document reveals Russia’s
efforts to incorporate American–Russian relations into the “pragmatic” framework
of Russian foreign policy, and shows attempts at avoiding qualitative or even
emotive evaluations of mutual relations.
Russia’s standpoint on NATO is clear but relatively more negative in this
document. D2008 adheres mainly to the statements in D2000—the degree of
Analysis of Key Foreign Policy Documents of the Russian Federation 53
6 After 1994 this organization was renamed the Organization for Security and
Co-operation in Europe (OSCE).
54 Misunderstanding Russia
At present, the Russian Federation has issued two official documents concerning
national security in the relatively short space of three years. The first security
document was ratified by the Duma in 1997 (further referred to as SD1997; Ministry
of Foreign Affairs of the Russian Federation, 2002c), while the newest document
was ratified in 2000 (further referred to as SD2000; Ministry of Foreign Affairs of
the Russian Federation, 2002d). In light of this, both documents can be compared
in a new and different way compared to the foreign policy documents, as both
security documents are drawn from a similar international situation. This allows
us to compare transformations in the way that Russia perceives threats to national
security and the international interests of the Russian Federation during Yeltsin’s
and Putin’s administration. Such a comparison was not possible with the previous
foreign policy documents due to the longer intervals between their publications.
The previous analysis of foreign policy documents has provided us with
a basic summary of the development of Russia’s foreign policy priorities.
Therefore, the main goal of this section of the chapter is to compare the approach
of both administrations towards security and the factors involved in ensuring and
maintaining it. For these purposes, this section has been divided into three parts
that—similarly to above—will copy the organization of the sections in the actual
documents: (1) Russia in the international community; (2) national interests of the
Russian Federation; (3) threats to the national security of the Russian Federation.
living conditions of the citizens of the Russian Federation. Interests that are
shared in both documents include the spiritual rebirth of the nation, achieving
social harmony and developing democracy. In this respect, SD2000 also adds the
creation of a welfare state directed by the effective legal system. Both documents
also agree on national interests of the state, which should mainly stay territorially
integrated: enforce the law and ensure economic and social stability; and lead
cooperative foreign policy.
In the area of economic interests, SD2000 merely states that economic
growth is a condition for fulfilling national interests, and it becomes one of these
interests itself. SD1997 gives more attention to the economic sphere; it warns
against unilateral economic dependence on natural resources, and calls on
Russian companies and entrepreneurs for support. In this respect, SD1997 shows
the transformational and rather unclear character of Yeltsin’s term and, on the
contrary, the ability of Putin’s Russia to suddenly act as a country with a completed
transformation process—a country that only here and there carries out reforms in
the interest of achieving stability of the legal system and social unity.
In naming national interests shared with domestic policy, both documents also
agree on the important domestic interests that they list, including law enforcement,
achieving social harmony and leaving the state an active role in the “neutralization”
of separatist or extremist manifestations and movements. SD1997 is more detailed
in dealing with the struggle against organized crime, which is understandable but
at the same time almost ironic in light of the image of Russia’s political elites.
As a spiritual national interest, both documents list the strengthening of the
Russian nation in the spirit of respect for the nation (SD1997) and also patriotism
and humanism (SD2000). It is interesting to note that although SD1997 primarily
attempts to renew national spirit, SD2000 vows to develop it—in other words, it
leaves a wider field open for influencing the actual shape of this national spirit.
In the international sphere, we are again confronted with a previously
mentioned discrepancy. SD1997 deems it necessary to make efforts to gain a
position as a world power and even introduces steps to achieve this, while SD2000
sees Russia as already holding this position and attempts only to confirm this
fact. Both documents see Russia’s national interest in the international system as
cooperation with countries in the CIS and with other world powers (in SD2000
this is in the opposite order). Both documents, albeit in different areas, warn of the
risk of international terrorism as one of the greatest present international threats.
A national interest in the military area is primarily the maintenance of territorial
integrity and defense against aggression. SD1997 “critically” adds that the armed
forces of the Russian Federation are in dire need of reform in order to fulfill these
tasks. SD2000 mentions the reform of military forces only later; and, characteristic
of the rhetoric of a new world power, it is intentionally light on criticism and
details of the state of the military, and instead interprets reforms as an adaptation
to new threats and as a question of professionalization.
Analysis of Key Foreign Policy Documents of the Russian Federation 59
The most significant difference between the two previously mentioned documents
is located in the section concerning threats to security. Here, the fact that the
Russian Federation began building a new regime after 2000 is quite evident.
Both texts begin with a summary of the weaknesses in the new Russian system
that could become threats to national security. Although the summaries are
fundamentally similar (although information in SD1997 is richer and more
specific)—including economic slowdown, the risk of dependence on exporting
energy resources, international debt, the loss of qualified workers, internal fissures
in society, uncontrolled migration (mainly from CIS countries) or weak elements
of the legal system—each document takes a different stance on these weaknesses.
SD1997 wants mainly to complete the transformation process while viewing
the previously mentioned mistakes as barriers along the way. SD2000, as was
stated previously, ceases to speak of transformation, as though this period has
been already completed. Both documents claim that mistakes were made in the
early phases of transformation that led to the weakening of the state, including
a weakening in the system of regulation and control. They also state that Russia
was not capable of formulating a clear political program. As a consequence, this
led to the creation of the previously mentioned weaknesses accompanied by the
criminalization of the economy and the state sphere. Additionally, SD2000 adds
that Russian society is divided between the thin layer of the rich and the multitudes
of the poor, and this division, according to the document can lead to a threat to
Russian national security.
In terms of international threats, the text indicates that the world is significantly
more dangerous in 2000 than it was only three years earlier. SD1997 is very
general and refers to the efforts of some actors to impede Russia’s development as
one center in a multipolar world. The text also labels the CIS’s slow progress of
integration as an additional threat. SD2000 is significantly more specific. First it
warns against circumventing the UN and the OSCE and lists threats such as:
Special attention is then given to international terrorism. This shift shows the
transformation of Russian foreign policy towards being more independent
and aimed at a greater number of threats. This often results in Russia’s more
confrontational line towards the West.
In the area of military threats, both documents warn against the development
and proliferation of new weapons systems. Both documents mention NATO:
SD1997 does so in terms of expansion to the east, while SD2000 voices concerns
particularly about unilateral actions without UN agreement. SD2000 also warns
against the growing number of foreign secret service members it claims are
operating inside Russian Federation territory.
Here we may summarize in this phase of the analysis the main information
that is crucial to this study: Russia’s executive branch made detailed changes in
the rhetoric of official documents after the year 2000. These changes mainly lie
in the conviction about the position of Russia as a superpower in the international
system, contrary to the previous administration, which was attempting to renew
or gain such a status. Although in reality not much has changed in the country, the
change in Russia’s outward presentation opens up a more advantageous playing
field for implementing a more assertive foreign policy with a global reach, and
prepares the ground for the creation of a multi-vector policy, which is a product
of this belief. If we were not to perceive Russia as a superpower, then its globally
reaching vectors of foreign policy would lack justification. It is true that Russian
multi-vector policy often means the creation of ties with ostracized actors of the
international system more than the creation of an alternative and attractive center
of power. A result of this policy, however, is the inclusion of the Russian Federation
in the majority of important international disputes in the present system.
By comparing both SD documents, we can state that the change in rhetoric
and the “spirit” of the Russian Federation’s foreign policy does not represent a
radical transformation in the definition of Russian national interests. A constant
that exists in its national interests is the maintenance of the state’s territorial
integrity and the security of a non-conflict environment of its surroundings; and
also the Russian nation’s revival in an ideological and demographic sense, the
strengthening and diversification of the Russian economy on the international
market and, finally, the building/strengthening of Russia’s position as a
superpower in the current international system.
In May 2009, the Russian Federation issued a document entitled “National Security
Strategy of the Russian Federation until 2020” (further referred to as SS2020;
Ministry of Foreign Affairs of the Russian Federation, 2009). This strategy merely
updates and expands upon SD2000, which still remains valid.
SS2020 directly refers to the multi-vector character of Russian foreign policy
and speaks of Russia’s global commitments as a fact, not a goal. This is furthered
Analysis of Key Foreign Policy Documents of the Russian Federation 61
by naming the prioritized areas of interest, which include the Middle East, the
Barents Sea and the Arctic, regions of the Caspian Sea and Central Asia, Iraq,
Afghanistan, South Asia, the Korean Peninsula and some countries of Africa
(point 11). In addition, SS2020 refers to the pragmatic formulation of priorities,
leaving aside the ideological disputes surrounding the character of international
relations or those surrounding Russia itself that were contained in previous foreign
policy documents. The document states that the fulfillment of national interests is
what will determine the direction of the Russian Federation (point 9).
In defense of Russia’s security, SS2020 reserves the right to use force in the
event of an outbreak of conflicts in close proximity to Russia’s borders that could
directly threaten Russia’s security or lead to the creation of a hostile environment
near its territory (point 12). Here we can see an evident result of Russia’s war with
Georgia from 2008, as the Russian administration is attempting to open a door
to the role of “police officer” (if critical of these activities) or “peacekeeper” (if
supporters of these activities) of the post-Soviet area—a door that stayed closed
to Russia’s administration in terms of countries not included in the Tashkent
Agreement. SS2020 directly names the regions in which the Russian Federation
should focus on the protection of its borders. If we count these regions of priority
together, however, the result in reality encompasses all of Russia’s borders, both
land and sea (point 42).
As SS2020 looks to take lessons from current developments, it places
emphasis on the diversification and competitiveness of the Russian economy, as
it compares the danger of the global economic crisis to Russian national interests
with the damages that armed conflict would cause. The dependence of the regime
on fulfilling the wide range of commitments of a thriving bureaucratic system
and, therefore, dependence on high revenues in the state treasury through state
intervention into the strategic economic sector, is very evident in this section
(point 12). In point 53, Russia’s ambition is explained—Russia, according to
SS2020, is to reach fifth place in the world in a medium-term plan in its level of
gross domestic product (GDP).7
In the section devoted to ensuring national security, we can also see the
transformation of the relations of state and society and the ongoing trend of the
state’s permeation into a larger and larger segment of social life. Russia’s goal
is to revive the image of the military and thus raise interest in military service
8 The author’s own experience here can confirm that the regime is truly making
strong efforts in this respect. In addition to creating commercials in which military service
is depicted as the path to adulthood and masculinity, and as a feature which is irresistible
to women, the Russian Federation creates and airs films and shows on primetime television
that are focused on the military environment. In these works, the military is depicted as
a place for heroism and true friendship (mostly historical films) or as a joyous, friendly
environment (for example, the primetime series Soldaty/Soldiers).
Analysis of Key Foreign Policy Documents of the Russian Federation 63
9 For the current make-up, see the official web page of the Security Council, http://
www.scrf.gov.ru/persons/sections/6/ (last updated 12 December 2013).
10 For status, historical make-up and legal basis, see http://www.scrf.gov.ru/
documents/15.html (last updated 26 June 2010).
Analysis of Key Foreign Policy Documents of the Russian Federation 65
which has begun to function more and more as a supporting body to the President
rather than as a political system with a diverse spectrum of players (Lo, 2003,
p. 23). This harmonization achieved such levels that it allowed Putin to put foreign
policy formally under the supervision of President Medvedev for a few years
without compromising Russia’s international image or foreign policy strategies.
Since 2012 the return of the Minister of Foreign Affairs into the center of events
has occurred partially, as Mr. Lavrov gains position as one of the most prominent
figures of the contemporary regime.
This shift in the Russian political system is also connected with the rise in
number and influence of contemporary and former employees of the secret service
and military among officers working for the Ministry of Foreign Affairs, and in the
ranks of the diplomatic corps. There is also an evident connection here between
this trend and the growing suspicions towards other states and the emphasis on
building “hard-power” guarantees for Russia in the international system.
Summary
Through analyzing the Russian Federation’s main official foreign policy documents
we can state that, although the approach towards foreign policy and its priorities
in Russia’s political circles is significantly transformative in connection with the
shifts and changes of the regime as a whole (see the analysis on foreign policy
concepts), there exist certain priorities and threats which have proved relatively
resistant to the political changes in the country. Opinions on the current position
of the Russian Federation in the international system—the degree of the state’s
involvement in the revival of the nation; the definitions of priority regions for
the policy of the Russian Federation; allies, enemies and the means of achieving
national interests—all of these factors are changing significantly in connection
with the experience of the country’s leaders in the international system, the current
economic situation and the transforming domestic policy regime. However, the
documents clearly show the basic characteristics of Russian foreign policy, which
tend to stay relatively constant and differ only in their specific conditions, the
belief in the possibility of achieving them or in the means and methods of reaching
such goals. If we are to summarize our observations up to this point and list the
main outputs of this chapter, the list would be as follows:
1. There is a direct connection between the security of Russia and the security
of its surrounding regions.
2. This security should be understood not only as the absence of conflict but
also as the absence of other strong actors whose activities are outside the
boundaries of Russian control and could therefore be, and is (to a larger and
larger degree) interpreted as, potentially threatening.
3. There is a direct and invisible connection between the revival of the Russian
nation and its superpower standing in international relations.
66 Misunderstanding Russia
In the next chapter it is time to explore relations of Russia towards the West in
more detail in order to confirm or disconfirm the ever-present hypothesis that it is
the West that is the most important Other for Russian foreign policy.
Chapter 6
Conclusion: Russia Under Construction
the acceptable and desired content for Russian politics, which lend a certain sense
to Russian behavior and legitimize its domestic policy transformations.
In the chapter on the ideological foundations of Russian foreign policy, we
introduced a number of rather lasting characteristics that form the Russian identity
and the perception of Russia’s role in regard to its citizens and the international
system. We have labeled the conviction of the exceptional position of global
power that Russia holds and enjoys in the international system as the most
prominent of these ideas. Proof of this can be found not only in previous chapters
but also in the chapter in which we analyzed the official documents of foreign
and security policy of the Russian Federation, which are the official and practical
embodiment of Russia’s concepts of the world—this means they are a certain form
of institutionalized norms, as was mentioned in the introduction. As such, they
summarize the influence of these aforementioned concepts on the enforcement
of practical policy and also create certain borders for the leaders of the Russian
Federation. These Russian foreign policy documents and security doctrines at
the same time substantiate the Russian Federation’s global interests and the ever-
growing self-importance and assertiveness in reaching them. Russian leaders, via
these official documents, truly declare their belief in the fact that Russia is an
international superpower.
From this point, it is only a small, additional step to involve Western countries
in our analysis. For these purposes, we can use the famous concept established by
Barry Buzan, Ole Wæver and Jaap de Wilde, who deal with how a certain issue
becomes a threat or, in other terms, what makes up the construction of a threat. In
short, the securitizing actor must successfully convince his public that a certain
issue, phenomenon or actor represents a threat, and that it is necessary to accept
measures in order to eliminate their possible impacts (Buzan, Wæver and de
Wilde, 1998, p. 25). We can assume that a parallel can be found in Russian concepts
of their own position as a world power. Russians and Russian political leaders can
be deeply and honestly convinced that the Russian Federation is a superpower; but
for this to actually happen, this view of Russia must be accepted by an “audience,”
by leaders and then by the public of other states of the international system, who
will then behave according to this conviction in practical politics—for example by
discussing their moves in the international system with Russia. The country whose
acknowledgment is absolutely crucial for any country aspiring to superpower
status was in the 1990s and still without a doubt is the USA. If America does not
acknowledge the fact that it is necessary to discuss their activities with the Russian
Federation or define their behavior according to Russia, the country will not be a
global power however strongly other less significant actors in the international
system attempt to convince it of this fact. And—extremely importantly—if
Russian politicians cannot prove to their public, which is convinced that it lives
in an extraordinary country, that they are respected as leaders of the world power
in the international arena, their foreign policy is not understood as successful
at home. This subsequently has far-reaching domestic political impacts for the
legitimacy and support of any given Russian regime.
154 Misunderstanding Russia
Russia to gain the position of superpower, as it cannot gain this position in terms
of bilateral relations. Relations between Russia and the West thus surpass the
framework of traditional bilateral relations, and even some other special ties.
This is a complex and deeply constitutive process of forming domestic policy
and foreign policy strategies of the Russian Federation. It would of course be unfair
to state that the West or the USA directly carries responsibility for the current
shape of the Russian Federation. We can return here to Ted Hopf, mentioned in
the introduction, who points out that the process of social construction is a process
directed and controlled by one individual or groups of individuals or actors. This
applies without doubt to Russia and Russian foreign policy. In the conclusion of
this analysis, it is however evident that the role of Western countries in “Russia’s
construction” is absolutely exceptional, and this is a fact that Western analysts and
leaders should be aware of.