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© United Nations Children’s Fund (UNICEF), Division of Data, Analytics, Planning and Monitoring, February 2024
Permission is required to reproduce any part of this publication. Permission will be freely granted to educational or non-profit
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subsequent to release, please visit <data.unicef.org>.
Suggested citation: United Nations Children’s Fund, Collecting Data on Early Childhood Development in Household Surveys,
UNICEF, New York, 2024.
ACKNOWLEDGEMENTS
The preparation of this publication was led by Claudia Cappa and Nicole Petrowski (Data and Analytics Section, UNICEF
Headquarters), with inputs from Tashrik Ahmed (Data and Analytics Section, UNICEF Headquarters), Liliana Carvajal (formerly
with Data and Analytics Section, UNICEF Headquarters), Samuel Chakwera (formerly with Data and Analytics Section, UNICEF
Headquarters), Lauren Francis (Data and Analytics Section, UNICEF Headquarters), Monica Giuffrida (formerly with Data and
Analytics Section, UNICEF Headquarters), Chika Hayashi (Data and Analytics Section, UNICEF Headquarters), Julia Krasevec
(Data and Analytics Section, UNICEF Headquarters), Vrinda Mehra (Data and Analytics Section, UNICEF Headquarters), Padraic
Murphy (formerly with Data and Analytics Section, UNICEF Headquarters), Jennifer Requejo (formerly with Data and Analytics
Section, UNICEF Headquarters), and Khaing Soe (Data and Analytics Section, UNICEF Headquarters). Jean Marie Place
(independent consultant) and Elga Filipa de Castro (formerly with Data and Analytics Section, UNICEF Headquarters) assisted
with the preparation of earlier drafts.
The report was edited by Tina Johnson, proofread by Alice Cresswell and designed by Era Porth (independent consultants).
Contents
1. Introduction 7
2. What it means and what it takes to measure ECD through household surveys 9
Box 2.1 The Nurturing Care Framework.....................................................................................................................................................11
Box 2.2 UNICEF’s role in monitoring ECD...................................................................................................................................................12
Box 2.3 ECD in the Sustainable Development Goals...............................................................................................................................15
3. Indicator metadata 17
3.1 Early childhood development outcomes..................................................................................................................................................17
Children who are developmentally on track in health, learning and psychosocial well-being (SDG 4.2.1)................................17
3.2 Early childhood development inputs .......................................................................................................................................................20
3.2.1 Good health and adequate nutrition..........................................................................................................................................................20
Feeding practices..........................................................................................................................................................................................20
Early initiation of breastfeeding
Exclusive breastfeeding
Minimum acceptable diet
Nutritional status...........................................................................................................................................................................................26
Stunting (SDG 2.2.1)
Overweight (SDG 2.2.2a)
Wasting (SDG 2.2.2b)
Maternal and child health............................................................................................................................................................................34
Antenatal care
Postnatal care for newborns
Postnatal care for mothers
Care-seeking for acute respiratory infection
Diarrhoea treatment with oral rehydration salts and zinc
Immunization (SDG 3.b.1)
3.2.2 Safety and security........................................................................................................................................................................................45
Birth registration (SDG 16.9.1).....................................................................................................................................................................45
Disciplinary practices...................................................................................................................................................................................48
Violent discipline (SDG 16.2.1)
Non-violent discipline
Attitudes towards physical punishment
3.2.3 Opportunities for early learning..................................................................................................................................................................54
Children’s books at home.............................................................................................................................................................................54
Playthings at home........................................................................................................................................................................................55
Attendance in early childhood education................................................................................................................................................56
3.2.4 Responsive caregiving.................................................................................................................................................................................58
Early stimulation and responsive care......................................................................................................................................................58
Inadequate supervision................................................................................................................................................................................60
3.3 Addressing inequities..................................................................................................................................................................................62
Children with functional difficulties...........................................................................................................................................................62
6
© UNICEF/UNI333413/ Bhardwaj
1. Introduction
Early childhood, which spans the period up to 8 years Despite these commitments, many countries still lack
of age, is critical for cognitive, social, emotional and data on both the status and determinants of ECD that
physical development. Optimal brain development are needed to measure progress and to understand
requires a stimulating environment, adequate nutrients how young children are faring. Establishing effective
and nurturing engagement with attentive caregivers.1 monitoring and accountability systems of ECD, at both
This combination of nature and nurture establishes global and country levels, requires high-quality data
the foundation of children’s futures. Early childhood on key indicators, including data on inputs that can
development (ECD) is a key driver of our global future have an influence on developmental outcomes among
too. Investments in ECD are recognized as one of the children, and strong cross-sectoral collaboration among
most cost-effective strategies to promote inclusive data producers.
economic growth, expand equal opportunities and
eradicate extreme poverty.2 Such investments require This publication is meant to guide the collection of
child- and family-centred policies that ensure the reliable, internationally comparable data on key ECD
provision of services and care that promote health, indicators, the selection of which was informed by
nutrition, safety and security, responsive caregiving, the Nurturing Care Framework (see Box 2.1). While
and the best opportunities for children to survive, learn data on ECD come from different sources, this
and thrive. publication focuses on those that can be produced
through household surveys. Detailed information on
The rights to develop to “the maximum extent the selected indicators is provided along with guidance
possible” (article 6) and “to a standard of living for the collection, analysis, monitoring and reporting on
adequate for the child’s physical, mental, spiritual, these indicators at national and global levels. In cases
moral and social development” (article 27) are clearly where an indicator refers to a wider age range, the
stated in the Convention on the Rights of the Child indicator metadata includes a suggested age range
(CRC). Governments around the globe have ratified most relevant for the period of early childhood.
the CRC and further committed to achieving a number
of targets that directly impact ECD through the
Sustainable Development Goals (SDGs).
8
© UNICEF/UNI453215/Bizuwerk
Household surveys – administered via dedicated One key advantage to collecting data on child
enumerators or, in some cases, via self-report – obtain development through multi-topic household surveys
data from individuals in households and are one is that data are also collected on critical factors
vehicle through which to conduct population-based associated with equity including household, family and
measurement of early childhood development (ECD). parental characteristics. These can be used to identify
Data can be collected on breastfeeding practices, group-level differences and early disparities in child
the prevalence of violent discipline or the amount of development, providing useful insights for targeting
learning stimulation at home as well as on many other and prioritizing interventions and resources among
facets of a child’s behaviours, practices and unique those most in need.
circumstances that serve as both inputs and outcomes
© UNICEF/UN0275515/Albaba AFP-Services
10
Box 2.1. The Nurturing Care Framework
To support and guide governments and other and social adjustment. Children who have been
stakeholders in their efforts to prioritize and invest in severely abused or neglected are often hampered in
ECD, the World Health Organization (WHO), United their development, experience learning difficulties and
Nations Children’s Fund (UNICEF) and the World Bank perform poorly at school.12 Violence against children
partnered to create a roadmap and framework to carries profound economic and social costs in both lost
outline five inter-related and indivisible components potential and reduced productivity.13
for nurturing care that supports and promotes child
development: good health, adequate nutrition, safety Responsive caregiving
and security, responsive caregiving and opportunities Children learn from the very beginning, especially as
for learning. By working to incorporate these inputs caregivers respond to them through singing, reading
from the Nurturing Care Framework into efforts to books, telling stories and playing simple games.
advance ECD, we can set the stage for children around Nurturing, stimulating interaction between children
the world to reach their developmental potential.8 and their parents and caregivers can positively and
permanently strengthen children’s ability to learn and
Good health and adequate nutrition may benefit their brain function for life.14 Caregivers
Maternal and child health and nutrition work in tandem. who are sensitive and responsive to children’s emerging
The nutritional status of the mother during pregnancy abilities can help them feel valued and accepted and
and the first years of her child’s life sets the stage for develop social, emotional and cognitive skills that can
the child’s brain development.9 Adequate nutrition, later contribute to academic and employment success.15
including exclusive breastfeeding from birth to 6 months
old, provides babies with all the nutrients they need and Opportunities for early learning
protects them against common childhood illnesses Play is a natural form of exploration and learning for
such as diarrhoea and pneumonia. Breastfeeding children. Playing with everyday things such as cups
is associated with positive long-term outcomes too, and pots helps children learn about their environment
such as future intelligence and health. Conversely, and supports their creativity and capacity to think
lack of nutrition affects the structure and function of for themselves. The ability to play has a key role
the developing brain in ways that are difficult to offset in determining a child’s chances for survival and
later in life.10 For example, inadequate nutrition in development.16
early childhood can lead to stunting, which can cause
irreversible physical and cognitive damage and is Attendance in early childhood education programmes is
associated with negative short- and long-term effects also essential for children to learn the skills necessary
on school performance and adult earnings.11 for success inside and outside school. Children benefit
from interacting and learning with other young children
Safety and security and building the cognitive, language and social-
Peace, stability, recognition of human rights and emotional skills they need to thrive in school and
effective governance, based on the rule of law, provide beyond. Investing in early childhood education can be
children with a solid foundation and environment in a powerful way to reduce gaps that often put children
which to grow and develop. Registering children at with low social and economic status at a disadvantage.
birth is society’s way of acknowledging their existence, Studies show that the benefits of such investments
identity and rights in a country. Because birth are highest among poorer children, for whom these
registration is often a condition for the receipt of state programmes may serve as a pathway out of poverty or
services such as health care, education and social exclusion.17
protection, it is a critical way to ensure a safety net is
available to children. The Nurturing Care Framework is accompanied by a
handbook that suggests a set of 24 core indicators to
Governments can also build strong child protection measure the five components outlined above.18 Many of
systems by challenging existing norms related to these are SDG indicators and can be collected through
violence. Harsh punishment and violence represent standardized household surveys such as the UNICEF-
serious risks to the safety and security of children. supported Multiple Indicator Cluster Surveys (MICS)
Violence and maltreatment are associated with short- (see Box 2.2).
and long-term effects on children’s health, well-being
UNICEF has been working with countries and key Developing new tools and methods
partners to close the measurement gap when it comes UNICEF plays a key role in the development of new
to inputs and outcomes for ECD though a number of data collection, monitoring and reporting tools in the
activities. area of ECD, including on issues measured by SDG
indicators. As the custodian agency of SDG indicator
Collecting data 4.2.1, UNICEF was tasked with leading methodological
The MICS programme is a vehicle for the collection work to develop a new universal methodology and
of nationally representative and comparable data on measure of ECD outcomes that could be used to track
several domains of child development and well-being, progress against SDG target 4.2. In 2015, UNICEF
including a number of SDG indicators relevant to ECD. initiated a process of methodological steps that
involved extensive consultations with experts, partner
The MICS have developed into one of the world’s largest agencies and national statistical authorities. This
population-based sources of ECD data available at an culminated in the development of the ECDI2030, which
internationally comparative level. Since their initiation builds on the MICS ECDI and also includes items drawn
in 1995, there have been six rounds of surveys in more from other existing measurement tools. The ECDI2030
than 100 low- and middle-income countries with data captures the achievement of key developmental
collected in face-to-face interviews with household milestones by children between the ages of 24 and
members. It was not until the third round (MICS3) in 59 months. Mothers or primary caregivers are asked
2005 and 2006 that indicators designed to assess the 20 questions about the way their children behave
quality of a child’s home environment and access to in certain everyday situations and about the skills
early childhood care and education were included. and knowledge they have acquired. The ECDI2030
In subsequent years, a 10-item index (the MICS Early addresses the need for nationally representative and
Childhood Development Index, or MICS ECDI) was internationally comparable data on ECD collected in
developed to measure children’s overall developmental a standardized way. It can be integrated into existing
status within four domains (physical development, national data collection efforts.
literacy-numeracy, social-emotional development and
learning). This was introduced during the fourth round Compiling data
(MICS4) beginning in 2009 and has since produced UNICEF maintains global databases on key ECD
estimates on children’s developmental status for more indicators. The main sources of data include nationally
than 80 countries. representative household surveys, such as the MICS
and the Demographic and Health Surveys (DHS),
In addition to collecting data on relevant topics for and vital registration systems. These databases are
ECD such as anthropometry, child health, infant publicly accessible and are updated annually through
feeding practices, child discipline, child functioning established systems of country consultations. When
and birth registration, the MICS includes a standard these databases cover indicators for which UNICEF
dedicated module on ECD as part of the Questionnaire is custodian agency, they are used for official SDG
for Children under Five addressed to mothers (or reporting (see Box 2.3).
primary caregivers) of young children. The MICS ECD
module collects data on the conditions of care within Disseminating data
a child’s home environment, including the availability Data collected, compiled or analysed by UNICEF on
of learning materials, early stimulation and responsive ECD are disseminated in a variety of ways, including
care by caregivers, and inadequate supervision. It also through UNICEF’s flagship publication, The State
includes a question on attendance in organized early of the World’s Children, and several thematic data-
childhood care and education as well as the MICS driven reports, brochures and country profiles. All the
ECDI (which, beginning with the seventh round, MICS7, publications, global databases and other resources
has been replaced by the Early Childhood Development for ECD statistics can be found on UNICEF’s dedicated
Index 2030, ECDI2030). data website: <https://data.unicef.org/topic/early-
childhood-development/overview>.
12
Number of countries with available data on select ECD
indicators in UNICEF global databases 2005 2010 2015 2022
n/a
ECD outcomes 15
(SDG 4.2.1) 61
81
10
42
Playthings at home 74
97
10
43
Inadequate supervision
75
97
10
43
Children’s books at home
75
97
10
Early stimulation and 51
responsive care 79
99
55
77
Attendance in ECE
102
120
Note: The data on ECD outcomes are based on the MICS ECDI.
n/a = not applicable (data based on the MICS ECDI were not collected prior to 2009)
14
Box 2.3. ECD in the Sustainable Development Goals
The importance of ECD as a central component of It is also encompassed in other SDG targets, including
global and national development has been recognized targets 2.2, 3.2, 4.4, 16.2 and 16.9.19
by the international community through the inclusion
of a dedicated target within the SDGs. Target 4.2 In recognition of the key role played by UNICEF in
specifically calls on countries to “By 2030, ensure that supporting the collection, analysis, dissemination and
all girls and boys have access to quality early childhood use of ECD data (Box 2.2), the Inter-agency and Expert
development, care and pre-primary education so that Group on SDG Indicators (IAEG-SDGs) has identified
they are ready for primary education”. However, ECD it as the custodian or co-custodian for seven key SDG
is not limited to a single area of development as it is indicators related to ECD.20
highly interlinked with the achievement of all the SDGs.
SDG indicators related to ECD that can be monitored through household surveys
Custodian agen-
Goal Target Indicator Tier
cy/agencies
Goal 2: End hunger, 2.2 By 2030, end all forms of 2.2.1 Prevalence of stunting (height for age UNICEF I
achieve food security malnutrition, including achieving, by <-2 standard deviation from the median of the WHO
and improved nutrition 2025, the internationally agreed targets World Health Organization (WHO) Child Growth
and promote sustainable on stunting and wasting in children Standards) among children under 5 years of
agriculture under 5 years of age, and address the age
nutritional needs of adolescent girls, 2.2.2a & 2.2.2b Prevalence of malnutrition UNICEF I
pregnant and lactating women and (weight for height >+2 or <-2 standard deviation WHO
older persons from the median of the WHO Child Growth
Standards) among children under 5 years of
age, by type (wasting and overweight)
Goal 3: Ensure healthy 3.b Support the research and 3.b.1 Proportion of the target population UNICEF I
lives and promote well- development of vaccines and covered by all vaccines included in their WHO
being for all at all ages medicines for the communicable and national programme
non-communicable diseases that
primarily affect developing countries,
provide access to affordable essential
medicines and vaccines, in accordance
with the Doha Declaration on the TRIPS
Agreement and Public Health, which
affirms the right of developing countries
to use to the full the provisions in the
Agreement on Trade-Related Aspects
of Intellectual Property Rights regarding
flexibilities to protect public health,
and, in particular, provide access to
medicines for all
Goal 4: Ensure inclusive 4.2 By 2030, ensure that all girls and 4.2.1 Proportion of children aged 24–59 months UNICEF II
and equitable quality boys have access to quality early who are developmentally on track in health,
education and promote childhood development, care and learning and psychosocial well-being, by sex
lifelong learning pre-primary education so that they are
4.2.2 Participation rate in organized learning UNESCO Institu- I
opportunities for all ready for primary education
(one year before the official primary entry age), te for Statistics
by sex21 (UNESCO-UIS)
Goal 16: Promote peaceful 16.2 End abuse, exploitation, trafficking 16.2.1 Proportion of children aged 1–17 years UNICEF II
and inclusive societies for and all forms of violence against and who experienced any physical punishment
sustainable development, torture of children and/or psychological aggression by caregivers
provide access to justice in the past month
for all and build effective, 16.9 By 2030, provide legal identity for 16.9.1 Proportion of children under 5 years of UNSD I
accountable and inclusive all, including birth registration age whose births have been registered with a UNICEF
institutions at all levels civil authority, by age
16
© UNICEF/UN0596727/Willocq
3. Indicator metadata
Children who are developmentally on track in countries but also among cultural, ethnic or religious
health, learning and psychosocial well-being groups within the same country.
(SDG 4.2.1)
Definition
Percentage of children aged 24 to 59 months who
Broader SDG monitoring context are developmentally on track in health, learning and
(This text is extracted from the following UNICEF psychosocial well-being
site: https://data.unicef.org/resources/early-childhood-
development-index-2030-ecdi2030 and from the SDG indicator
SDG indicator metadata: https://unstats.un.org/sdgs/ Numerator: Number of children aged 24 to 59 months
metadata/files/Metadata-04-02-01.pdf.) who are developmentally on track in health, learning
and psychosocial well-being
Early childhood development (ECD) is multidimensional,
encompassing several aspects of a child’s well-being: Denominator: Number of children aged 24 to 59
physical, social, emotional and mental. In general, months
development takes place in a series of predictable
and common stages: Children become progressively Proxy indicator
more independent and learn increasingly advanced Numerator: Number of children aged 36 to 59 months
skills and capacities as they grow older. However, who are developmentally on track in at least three of
children develop at different speeds and may reach the following four domains: literacy-numeracy, physical,
developmental milestones at different times. What social-emotional and learning
is considered normal child development also varies
across cultures and environments, since expectations Denominator: Number of children aged 36 to 59
and parenting strategies may differ not only among months
18
The ECDI2030 was intentionally designed to reflect the application of internationally agreed definitions,
the increasing difficulty of the skills children acquire classification and methodologies to the data from
as they grow older; therefore, some questions might that source. The results of this country consultation
seem too easy or too difficult for some children. Given are reviewed by UNICEF as the custodian agency,
the types of questions in the ECDI2030, it is also and feedback is then made available to countries on
possible that respondents may want to find out from whether specific data points are accepted in both
a child directly if he/she can do the things being asked. UNICEF global databases and the SDG database and,
This is not appropriate and should always be avoided if not, the reasons why.
by explaining to the respondent that the questions are
to be answered based solely on her perception and Discrepancies with national estimates
knowledge of the child. Deviating from this protocol The estimates compiled and presented at global level
not only affects the standardization of the interview come directly from nationally produced data and are
procedure but could also introduce unnecessary biases not adjusted or recalculated.
and affect data quality.
Key resources
Monitoring and reporting Indicator information and cross-country comparable
National estimates:
Data providers vary but are most commonly national • UNICEF data: <http://data.unicef.org/ecd/
statistical offices or line ministries/other government development-status.html>
agencies.
• SDG global database: <https://unstats.un.org/
sdgs/indicators/database>
Global
UNICEF is responsible for global monitoring and • SDG indicator metadata: <https://unstats.un.org/
reporting on the indicator. Data are compiled from sdgs/metadata/files/Metadata-04-02-01.pdf>
reports published by national statistical offices or other • ECD Countdown to 2030: <https://data.unicef.
relevant national entities. org/resources/countdown-to-2030-ecd-country-
profiles>
Process
UNICEF undertakes a wide consultative process
Tools and measurement guidance:
to compile, assess and validate data from national
• MICS tools: <https://mics.unicef.org/tools>
sources. This solicits feedback directly from national
statistical offices, as well as other government agencies • ECDI2030: <https://data.unicef.org/resources/
responsible for official statistics, on the compilation of early-childhood-development-index-2030-
the indicators, including the data sources used and ecdi2030>
© UNICEF/UN0533896/Mahari
3.2.1 Good health and adequate socio-demographic factors such as sex, age, household
nutrition wealth, rural or urban residence, and geographic
location. This indicator can usefully be disaggregated
in some surveys by mother’s level of education and
Feeding practices ethnicity and the place and type of delivery.
20
online system, nationally representative data for key were fed exclusively with breastmilk in the 24 hours
indicators. They consult with local counterparts to prior to the survey
ensure the most relevant and recent data are shared,
and the updates they send are reviewed by sector Denominator: Number of infants aged 0 to 5 months
specialists at UNICEF Headquarters for consistency
and overall data quality. The review is based on a set of Key terms
objective criteria to ensure that only the most reliable Exclusive breastfeeding is defined as providing only
information is included in the database. Feedback is breastmilk, with no other food or fluids (including
subsequently made available on whether specific data water). Prescribed medicines, oral rehydration solution,
points have been accepted and, if not, the reasons why. vitamins and minerals are not counted as fluids or
When microdata are available, the data are reanalysed foods. However, herbal fluids and similar traditional
to conform with standard definitions. medicines are counted as fluids, and infants who
consume these are not exclusively breastfed.
Additionally, UNICEF continuously scopes out various
websites, including of large-scale household surveys Breastfeeding by a wet nurse, feeding of expressed
such as the DHS and MICS, to obtain newly available breast milk and feeding of donor human milk all count
data sources. as being fed breast milk.
Discrepancies with national estimates The question used to generate the indicator asks about
The estimates compiled and presented at global level the previous day (the day before the interview). In
either come directly from nationally produced data or specific terms, this recall period starts from when the
have been reanalysed to conform with the standard infant awoke the previous day and extends throughout
indicator definition. the day and night until she/he woke on the morning of
the interview, for a total time period of approximately
Key resources 24 hours.
Indicator information and cross-country comparable
estimates: National data sources
• UNICEF data: <https://data.unicef.org/topic/ Two household surveys – the DHS and MICS – are the
nutrition/infant-and-young-child-feeding> main data sources. Additional data sources include
• ECD Countdown to 2030: <https://data.unicef. other nationally representative household surveys and
org/resources/countdown-to-2030-ecd-country- other national nutrition surveys.
profiles>
Interpretation
Exclusive breastfeeding is a current status indicator
Tools and measurement guidance:
(i.e., it represents the percentage of infants 0 to 5
• Indicators for assessing infant and young child
months of age who were fed only with breastmilk
feeding practices: <https://data.unicef.org/
during the previous day). It does not, therefore, reflect
resources/indicators-for-assessing-infant-and-
the percentage of infants who are exclusively breastfed
young-child-feeding-practices>
since birth and should not be interpreted as such.
• DHS: <https://dhsprogram.com/Methodology/
Survey-Types/DHS-Questionnaires.cfm> Disaggregation
• MICS tools: <https://mics.unicef.org/tools> Survey data often allow for disaggregation by standard
socio-demographic factors such as sex, age, household
wealth, rural or urban residence and geographic
Exclusive breastfeeding location. This indicator can usefully be disaggregated
Definition in some surveys by mother’s level of education and
Percentage of infants aged 0 to 5 months who were ethnicity.
fed exclusively with breastmilk in the 24 hours prior to
the survey Special considerations for collecting data on the
indicator through household surveys
Indicator (The following information is adapted from the
Numerator: Number of infants aged 0 to 5 months who document ‘Indicators for Assessing Infant and Young
© UNICEF/UNI335342/ Bhardwaj
22
survey training staff, it may be helpful to provide such as the DHS and MICS, to obtain newly available
additional backup by inviting an experienced nutrition data sources.
expert to present the recall rationale and/or methods.
Discrepancies with national estimates
Monitoring and reporting The estimates compiled and presented at global level
National either come directly from nationally produced data
Data providers vary but are most commonly national or have been reanalysed to conform to the standard
statistical offices or line ministries/other government indicator definition. Reanalysed exclusive breastfeeding
agencies in collaboration with international estimates may differ from reported national estimates
organizations, researchers and other survey as only the infants of respondents answering “no” to
implementers. each liquid and food are considered as being exclusively
breastfed.
Global
UNICEF aggregates data produced by national Key resources
statistical offices or other relevant entities to produce Indicator information and cross-country comparable
global and regional-level estimates. estimates:
• UNICEF data: <https://data.unicef.org/topic/
Process nutrition/infant-and-young-child-feeding>
For decades, UNICEF has played a leading role in the • ECD Countdown to 2030: <https://data.unicef.
collection, analysis, dissemination and use of data org/resources/countdown-to-2030-ecd-country-
concerning the situation of women and children. profiles>
It maintains global databases covering some 280
indicators on topics relevant to women and children,
Tools and measurement guidance:
and those data are used by policymakers, academics,
• Indicators for assessing infant and young child
advocates and programme planners and evaluators
feeding practices: <https://data.unicef.org/
around the world as an authoritative source on women
resources/indicators-for-assessing-infant-and-
and children.
young-child-feeding-practices>
The CRAVE supports UNICEF’s normative role and • DHS: <https://dhsprogram.com/Methodology/
commitments in monitoring and assuring quality Survey-Types/DHS-Questionnaires.cfm>
data on the situation of women and children. It also • MICS tools: <https://mics.unicef.org/tools>
represents an opportunity to identify new and relevant
national-level data sources. This exercise is done in
close collaboration with UNICEF country offices to Minimum acceptable diet
ensure that the global databases contain updated and (The following information was extracted and adapted
internationally comparable data. The country offices are from the ‘Indicators for Assessing Infant and Young
invited to submit, through an online system, nationally Feeding Practices’ report found here: https://data.
representative data for key indicators. They consult unicef.org/resources/indicators-for-assessing-infant-
with local counterparts to ensure the most relevant and-young-child-feeding-practices.)
and recent data are shared, and the updates they
send are reviewed by sector specialists at UNICEF Definition
Headquarters for consistency and overall data quality. Percentage of children aged 6 to 23 months who
The review is based on a set of objective criteria to consumed a minimum acceptable diet in the previous
ensure that only the most reliable information is day. This means that children have been fed with the
included in the database. Feedback is subsequently minimum variety and frequency to ensure that their
made available on whether specific data points have nutrient and energy needs are met. This indicator is a
been accepted and, if not, the reasons why. When composite of two indicators: minimum dietary diversity
microdata are available, the data are reanalysed to and minimum meal frequency.
conform to standard definitions.
Indicator
Additionally, UNICEF continuously scopes out various Numerator: Number of children aged 6 to 23 months
websites, including of large-scale household surveys who have consumed a minimum acceptable diet in the
24
food group cannot and should not be exhaustive; rather,
they should be limited to seven or fewer whenever
possible. If lists are too long, they become cognitively
difficult for respondents to grasp as questions. At the
same time, items not on the adapted questionnaire
may be missed when the list-based method is used.
Key terms
Nutritional status Child growth is an internationally accepted outcome
reflecting child nutritional status. Child stunting refers
to a child who is too short for his or her age and is the
Stunting (SDG 2.2.1)
result of chronic or recurrent malnutrition.
Broader SDG monitoring context
(This text is extracted from the following UNICEF site: The WHO Multicentre Growth Reference Study
https://data.unicef.org/topic/nutrition/malnutrition and (MGRS) was undertaken to generate a standard for
the SDG indicator metadata: https://unstats.un.org/ assessing the growth and development of infants and
sdgs/metadata/files/Metadata-02-02-01.pdf.) young children around the world. The MGRS collected
primary growth data and related information from
Measures of child malnutrition are used to track children from widely different ethnic backgrounds and
development progress. Estimates of child malnutrition cultural settings (Brazil, Ghana, India, Norway, Oman
will help determine whether the world is on track to and the United States of America). The resulting growth
achieve the SDGs – particularly target 2.2 to “end all standard can be applied to all children everywhere,
forms of malnutrition by 2030”, which falls under Goal regardless of ethnicity, socio-economic status and
2 to “end hunger, achieve food security and improved type of feeding. Prevalence of children under 5
nutrition, and promote sustainable agriculture”. The affected by stunting is estimated by comparing actual
success of these global targets requires adequate measurements to an international standard reference
investments in nutrition programmes and surveillance. population. The WHO Child Growth Standards have
replaced the previously used National Center for
Some of the key indicators of the nutritional status of Health Statistics (NCHS)/WHO reference population,
a given population are based on anthropometric data. which was based on a limited sample of children from
Accurate anthropometric data are critical to provide the United States.
reliable information to policymakers, programme
managers, researchers and advocates, especially in the For the purpose of this indicator, comparing children
nutrition field. The quality of these data is also important against an international standard reference population
in assessing how health and nutrition interventions are allows for the identification of children who are below
26
minus two standard deviations from the median, which work. Training should include guidance on techniques
indicates that they are stunted. for standardizing anthropometric measurements,
including how to perform calibration procedures
National data sources and maintain equipment and procedures for quality
For the majority of countries, nationally representative assurance. Hands-on training for measuring length and
household surveys – e.g., the MICS, DHS, Standardized height in young infants is important, particularly for
Monitoring and Assessment of Relief and Transition children below 2 years of age.
(SMART) surveys and Living Standards Measurement
Surveys (LSMS) – constitute the primary data sources Proper determination of the child’s age is essential
used to generate the UNICEF-WHO-World Bank to generate accurate and precise age-related
Joint Malnutrition Estimates (JME). For a limited anthropometry indicators (length/height for age,
number of countries, if sufficient population coverage weight for age). In many countries, vital registration
is documented (about 80 per cent), data from is not universal, documentary evidence of the date
administrative systems are also used as a primary of birth may not be available in the household and the
data source. In both cases, the child’s height/length actual date of birth may be unknown. In such cases, it
and date of birth as well as date of measurement (to is necessary to obtain at least the month and year of
generate age in days) have to be collected following birth using a local event calendar.
recommended standard measuring techniques.23
The recommended protocol for measurement of length
Interpretation (in children under 2 years old) and height (in children 2
Children who are stunted can suffer severe, irreversible years old and above) is found in detail here: https://data.
physical and cognitive damage. The devastating effects unicef.org/resources/data-collection-analysis-reporting-
of stunting can last a lifetime and even affect the on-anthropometric-indicators-in-children-under-5 (page
next generation. Some children can suffer from more 47).
than one form of malnutrition – such as stunting and
overweight or stunting and wasting. There are currently It is recommended to measure individuals with
no JME modelled estimates for these combined disabilities. However, it can be a challenge to acquire
conditions, but UNICEF has a dataset with country- accurate and safe measurements in individuals with
level estimates where re-analysis is possible. impairments that affect their ability to stand, straighten
their arms, legs or back or hold themselves steady. In
Disaggregation these circumstances, it may be necessary to adapt
Disaggregations are currently not available for the JME the measurement protocols or provide additional
modelled estimates. However, a disaggregated dataset assistance to the child being measured. Depending on
of national primary sources with sub-national and the disability, z-scores based on the WHO Child Growth
stratified estimates (e.g., by sex, age group, wealth, Standards may not be appropriate for assessing
maternal education and residence) is available. This nutritional status.
indicator can also be disaggregated in some surveys
by other background characteristics such as ethnicity Monitoring and reporting
and child’s disability status. National
Data providers are most commonly national statistical
Special considerations for collecting data on the offices or other relevant national entities, such as
indicator through household surveys ministries of health or national institutes of nutrition,
(Text for this section was extracted and adapted from as well as non-government entities including research
the document ‘Recommendations for Data Collection, institutions and non-governmental organizations.
Analysis and Reporting on Anthropometric Indicators
in Children Under 5 Years Old’ found here: https://data. Global
unicef.org/resources/data-collection-analysis-reporting- UNICEF, WHO and the World Bank are responsible for
on-anthropometric-indicators-in-children-under-5.) global monitoring and reporting on the indicator.
© UNICEF/UNI483041/Rutherford
28
Discrepancies with national estimates years old: <https://data.unicef.org/resources/data-
For the survey estimates included in the JME joint collection-analysis-reporting-on-anthropometric-
dataset of primary sources, re-analysis based on indicators-in-children-under-5>
standardized methodology using the WHO Child
• WHO Anthro Survey Analyser: <https://
Growth Standards, as described in ‘Recommendations
worldhealthorg.shinyapps.io/anthro>
for Data Collection, Analysis and Reporting on
Anthropometric Indicators in Children Under 5 Years • UNICEF: <https://data.unicef.org/topic/nutrition/
Old’,30 and the WHO Anthro Survey Analyser31 is malnutrition>
applied whenever microdata are available to enhance
• DHS: <https://dhsprogram.com/Methodology/
comparability across the time series.
Survey-Types/DHS-Questionnaires.cfm>
The WHO MGRS was undertaken to generate a growth Special considerations for collecting data on the
standard for assessing the growth and development of indicator through household surveys
infants and young children around the world. It collected While the official indicator for overweight is determined
primary growth data and related information from using weight for height, overweight can also be
children from widely different ethnic backgrounds and assessed by BMI-for-age.
cultural settings (Brazil, Ghana, India, Norway, Oman
and the United States). The resulting growth standard It is important to ensure adequate interviewer and
can be applied to all children everywhere, regardless of anthropometric training on the necessity for obtaining
ethnicity, socio-economic status and type of feeding. reliable data and precise measurements during field
Prevalence of children under 5 affected by overweight work. Training should include guidance on techniques
is estimated by comparing actual measurements to an for standardizing anthropometric measurements,
international standard reference population. The WHO including how to perform calibration procedures
Child Growth Standards have replaced the previously and maintain equipment and procedures for quality
used NCHS/WHO reference population, which was assurance. Hands-on training for measuring length
based on a limited sample of children from the United and height in young infants is important, particularly
States. for measuring length in children below 2 years of
age. The recommended protocol for measurement of
For the purpose of this indicator, comparing children weight as well as length (in children under 2 years old)
against an international standard reference population and height (in children 2 years old and above) is found
allows for the identification of children who are above in detail here: <https://data.unicef.org/resources/
two standard deviations from the median, which data-collection-analysis-reporting-on-anthropometric-
indicates children who are overweight. indicators-in-children-under-5>.
30
Global They were also reviewed in 2019 through a technical
UNICEF, WHO and the World Bank are responsible for consultation with experts and country representatives
global monitoring and reporting on the indicator. of national statistical offices as well as members of
the IAEG-SDGs.39 Country consultations with SDG
Process 2.2 focal points are also held every two years before
National estimates from primary sources (e.g., finalizing and disseminating the estimates for each
household surveys) are used to generate the JME edition of the JME.
estimates based on a standardized methodology
using the WHO Child Growth Standards, as described Discrepancies with national estimates
in ‘Recommendations for Data Collection, Analysis For the survey estimates included in the JME joint
and Reporting on Anthropometric Indicators in
dataset of primary sources, re-analysis based on
Children Under 5 Years Old’,34 and the WHO Anthro
standardized methodology using the WHO Child
Survey Analyser.35 UNICEF, WHO and the World Bank
Growth Standards, as described in ‘Recommendations
undertake a joint review of each potential primary
for Data Collection, Analysis and Reporting on
data source used to generate the JME estimates. The
Anthropometric Indicators in Children Under 5 Years
group conducts a review when (at minimum) a final
Old’,40 and the WHO Anthro Survey Analyser41 is
report with full methodological details and results is
applied whenever microdata are available to enhance
available as well as (ideally) a data quality assessment
comparability across the time series.
flagging potential limitations. When micro datasets are
available, they are analysed using the Anthro Survey
Analyser software to produce a standard set of results Discrepancies between results from standardized
and data quality outputs against which the review is methodology and those reported may occur for various
conducted.36 Comments are documented in a standard reasons – e.g., the use of different standards for
review template extracting methodological details (e.g., z-score calculations or of different flagging systems
sampling procedures, description of anthropometrical for data exclusion. For surveys based on the previous
equipment), data quality outputs (e.g., height for age NCHS/WHO references, and for which raw data are not
distributions, percentage of cases that were flagged available, a method for converting the z-scores based
as implausible according to the WHO Child Growth on the WHO Child Growth Standards is applied.42 In
Standards) and the malnutrition prevalence estimates addition, when surveys do not cover the age interval
from the data source under review generated based of 0 to 59 months an adjustment is performed during
on the standard recommended methodology. These the modelling. For surveys that are only representative
estimates are compared against the reported values, of rural areas in a country, an adjustment based on
as well as against those from other data sources other surveys for the same country is performed. Any
already included in the JME dataset, to assess the adjustment or conversion is transparently stated in
plausibility of the trend before including the new point. the annotated joint data set. The JME estimates for
Reports that are preliminary, or that lack key details on overweight may differ from estimates from primary
methodology or results, cannot be reviewed and are data sources such as household surveys, but in most
left pending until full information is available. cases the 95 per cent confidence bounds of the global
estimates for a given country in a given year fall within
The JME country-modelled estimates are generated the 95 per cent confidence bounds of the estimate
using smoothing techniques and covariates37 applied to from the primary source for the corresponding country
quality-assured national data to derive trends and up-to- and year(s).
date estimates. Worldwide and regional estimates are
derived as the respective country averages weighted
Key resources
by the countries’ under 5 population estimates (latest
Indicator information and cross-country comparable
available edition of the World Population Prospects
estimates:
produced by the United Nations Population Division)
• UNICEF-WHO-The World Bank Joint Child
using modelled annual JME estimates for 204
Malnutrition Estimates: <https://data.unicef.org/
countries.38 The methods used to generate the JME
topic/nutrition/malnutrition>
country-modelled estimates for overweight were
cross-validated to ensure estimates produced by the • SDG global database: <https://unstats.un.org/
method are closely aligned to national data points. sdgs/indicators/database>
Definition
Percentage of children under 5 whose weight for
height is less than two standard deviations from the
median of the WHO Child Growth Standards
Indicator
Numerator: Number of children under 5 whose weight
for height is less than two standard deviations from the
median of the WHO Child Growth Standards
Key terms
The official SDG indicator is wasting as assessed
using weight for height. Wasting can, however, also
be assessed with other indicators such as BMI-for-
age or mid upper arm circumference (MUAC). In
general, BMI-for-age is not used in the joint dataset
of primary sources (e.g., household surveys) but has
been considered in the absence of any other available
estimates. MUAC is not used in the UNICEF, WHO and
World Bank Group joint dataset but is used for clinical
assessment in country programmes.
32
and the United States). The resulting growth standard to collect data on bilateral pitting oedema as a standard
can be applied to all children everywhere, regardless of protocol for all surveys as malnutrition with oedema is
ethnicity, socio-economic status and type of feeding. uncommon in many countries and, more importantly,
Prevalence of children under 5 affected by wasting is can be easily misdiagnosed.
estimated by comparing actual measurements to an
international standard reference population. The WHO Surveys are carried out in a specific period of the
Child Growth Standards have replaced the previously year, usually over a few months and generally not in
used NCHS/WHO reference population, which was the same specific period across different surveys.
based on a limited sample of children from the United However, this indicator can be affected by seasonality
States. (e.g., rainy season), factors related to food availability
(e.g., pre-harvest periods), disease (e.g., diarrhoea,
For the purpose of this indicator, comparing children malaria, etc.), natural disasters and conflicts. Hence,
against an international standard reference population survey estimates may not necessarily be comparable
allows for the identification of children who are below over time.
minus two standard deviations from the median, which
indicates children who are wasted. It is important to ensure adequate interviewer and
anthropometric training on the necessity for obtaining
National data sources reliable data and precise measurements during field
For the majority of countries, nationally representative work. Training should include guidance on techniques
household surveys – e.g., the MICS, DHS, SMART for standardizing anthropometric measurements,
surveys and LSMS – constitute the source of national including how to perform calibration procedures
estimates. For a limited number of countries, if and maintain equipment and procedures for quality
sufficient population coverage is documented (about 80 assurance. Hands-on training for measuring length
per cent), data from administrative systems are used. and height in young infants is important, particularly
For both types of primary data sources, the child’s for measuring length in children below 2 years of
height/length and weight have to be collected following age. The recommended protocol for measurement of
recommended standard measuring techniques.43 weight as well as length (in children under 2 years old)
and height (in children 2 years old and above) is found
Interpretation in detail here: <https://data.unicef.org/resources/
The indicator for wasting is used to evaluate a child’s data-collection-analysis-reporting-on-anthropometric-
acute nutritional status. Nutrition is a fundamental indicators-in-children-under-5>.
right for children and ensures their development and
quality of life. The recommended target is to reduce It is recommended to measure individuals with
and maintain child wasting prevalence among children disabilities. However, it can be a challenge to acquire
under 5 to less than 3 per cent by 2030. accurate and safe measurements in individuals with
impairments that affect their ability to stand, straighten
Disaggregation their arms, legs or back or hold themselves steady. In
A disaggregated dataset of national primary sources these circumstances, it may be necessary to adapt
with sub-national and stratified estimates (e.g., by sex, the measurement protocols or provide additional
age groups, wealth, maternal education and residence) assistance to the child being measured. However,
is available. This indicator can also be disaggregated depending on the disability, z-scores based on the
in some surveys by other background characteristics WHO Child Growth Standards may not be appropriate
such as ethnicity and child’s disability status. for assessing nutrition status.
34
Indicator other services as needed. Antenatal care services also
Numerator: Number of women aged 15 to 49 years include HIV testing and medications for HIV-positive
with a live birth in the last two or five years49 who were women to prevent mother-to-child transmission of HIV.
attended at least four times by any provider during their In areas where malaria is endemic, health personnel
last pregnancy that led to a live birth can provide pregnant women with medications and
insecticide-treated mosquito nets to help prevent
Denominator: Total number of women aged 15 to 49 malaria infection, which is associated with poor
years with a live birth in the last two or five years obstetrical outcomes including stillbirths.
36
Interpretation Special considerations for collecting data on the
Children have a fundamental right to life and health, indicator through household surveys
which is only achieved through adequate postnatal In general, household surveys do not specify the type
care. Monitoring this care allows countries to ensure of provider giving postnatal care for child births at health
the development and well-being of all children. The facilities. For home deliveries, surveys assess postnatal
SDGs aim to achieve a newborn mortality rate of less care from a doctor, midwife, nurse, community health
than 12 deaths per 1,000 live births by 2030 (target 3.2). worker or traditional birth attendant, whereas visits by
Postnatal care for newborns is essential to reach this other persons such as family members and friends
objective. This care must be high-quality, high-impact, are not counted as postnatal checks done by health
cost-effective and reach every newborn in order to providers. The indicator refers to women who had a
reduce inequalities of household wealth, urban or rural live birth in a recent time period, generally two years
residence, geographical region, child’s sex and more. for both MICS and DHS.
The challenge is to strengthen weak national health
systems and to overcome barriers that limit newborns’ Monitoring and reporting
access to care. National
Data providers vary but are most commonly national
Postnatal care for newborns is an important opportunity statistical offices or line ministries/other government
to check for danger signs, such as insufficient feeding, agencies.
fast breathing, severe chest in-drawing, lethargy, fever,
low body temperature or jaundice. Through this care, Global
mothers can receive advice on how to identify and UNICEF is responsible for global monitoring and
respond to these symptoms, as well as on the benefits reporting on the indicator. Data are compiled and
of exclusive breastfeeding and immunization. recorded in its global databases, which are made
publicly available.
Disaggregation
Survey data often allow for disaggregation by standard Process
socio-demographic factors such as the child’s sex, For decades, UNICEF has played a leading role in the
household wealth, rural or urban residence and sub- collection, analysis, dissemination and use of data
national region. concerning the situation of women and children.
© UNICEF/UNI467738/Upadhayay
38
Disaggregation are invited to submit, through an online system,
Survey data often allow for disaggregation by standard nationally representative data for key indicators,
socio-demographic factors such as the woman’s age, including postnatal care for mothers. They consult with
education, household wealth, rural or urban residence local counterparts to ensure the most relevant and
and sub-national region. recent data are shared, and the updates they send are
reviewed by sector specialists at UNICEF Headquarters
Special considerations for collecting data on the to check for consistency and overall data quality and to
indicator through household surveys conduct re-analysis when needed. The review is based
It is recommended that household surveys assess on a set of objective criteria to ensure that only the
postnatal care based on births in the two years most reliable information is included in the database.
preceding the survey, as opposed to the five years used Feedback is subsequently made available on whether
for antenatal care and delivery assistance. Surveys specific data points have been accepted and, if not, the
assess postnatal care from a doctor, midwife, nurse, reasons why.
community health worker or traditional birth attendant.
Other persons, such as family members or friends, are Discrepancies with national estimates
not included as postnatal checks. If women received The estimates compiled and presented at global level
their first postnatal check-up 42 hours or more after the come directly from nationally produced data and are
delivery, it is recommended that surveys label them not adjusted or recalculated.
under the category “Did not receive postnatal check-
up”. Key resources:
Indicator information and cross-country comparable
Monitoring and reporting estimates:
National • UNICEF data: <https://data.unicef.org/topic/
Data providers vary but are most commonly national maternal-health/newborn-care>
statistical offices or line ministries/other government • Measuring Coverage in MNCH: Indicators for
agencies. global tracking of newborn care: <https://journals.
plos.org/plosmedicine/article?id=10.1371/journal.
Global pmed.1001415>
UNICEF is responsible for global monitoring and
• ECD Countdown to 2030: <https://data.unicef.
reporting on the indicator. Data are compiled and
org/resources/countdown-to-2030-ecd-country-
recorded in its global databases, which are made
profiles>
publicly available.
Interpretation Process
ARI is responsible for 15 per cent of all deaths of For decades, UNICEF has played a leading role in the
children aged less than 5 years worldwide. Appropriate collection, analysis, dissemination and use of data
40
concerning the situation of women and children. Tools and measurement guidance:
It maintains global databases covering some 280 • DHS: <https://dhsprogram.com/Methodology/
indicators on topics relevant to women and children, Survey-Types/DHS-Questionnaires.cfm>
and those data are used by policymakers, academics, • MICS tools: <https://mics.unicef.org/tools>
advocates and programme planners and evaluators
around the world as an authoritative source on women
and children. Diarrhoea treatment with oral rehydration salts
and zinc
The CRAVE supports UNICEF’s normative role and Definition
commitments in monitoring and assuring quality Percentage of children under 5 with diarrhoea receiving
data on the situation of women and children. It also oral rehydration salts (ORS) and zinc
represents an opportunity to identify new and relevant
national-level data sources. This exercise is done in Indicator
close collaboration with UNICEF country offices to Numerator: Number of children under 5 with diarrhoea
ensure that the global databases contain updated and in the two weeks preceding the survey who received
internationally comparable data. The country offices are ORS and zinc
invited to submit, through an online system, nationally
representative data for key indicators, including care- Denominator: Number of children under 5 with
seeking for ARI. They consult with local counterparts diarrhoea in the two weeks preceding the survey
to ensure the most relevant and recent data are
shared, and the updates they send are reviewed by Key terms
sector specialists at UNICEF Headquarters to check for Diarrhoea: The passage of three or more loose or liquid
consistency and overall data quality and to conduct re- stools per day
analysis when needed. The review is based on a set of
objective criteria to ensure that only the most reliable ORS: A sodium and glucose solution that is used to
information is included in the database. Feedback is prevent and treat dehydration due to diarrhoea. It is
subsequently made available on whether specific data available either as a packet, which can be mixed with
points have been accepted and, if not, the reasons water for use, or as a pre-packaged fluid that is ready
why. for immediate consumption.
Discrepancies with national estimates Zinc: A mineral that can been supplemented alongside
The estimates compiled and presented at global level ORS during a diarrhoea episode. Zinc supplementation
come directly from nationally produced data and are for the recommended 10 to 14 days has been found to
not adjusted or recalculated. reduce the duration and severity of an acute diarrhoea
episode as well as to lower diarrhoea incidence in the
Key resources: 2 to 3 months following the episode.
Indicator information and cross-country comparable
estimates: National data sources
• UNICEF data: <https://data.unicef.org/topic/child- Population-based household surveys such as the DHS,
health/pneumonia> MICS and other nationally representative household
• Care Seeking Behaviour for Children with surveys.
Suspected Pneumonia in Countries in
Sub-Saharan Africa with High Pneumonia Interpretation
Mortality: <https://journals.plos.org/plosone/ The recommended target for diarrhoea treatment with
article?id=10.1371/journal.pone.0117919> ORS and zinc is universal coverage (100 per cent), as
anything below this indicates that some children with
• ECD Countdown to 2030: <https://data.unicef. diarrhoea are not receiving both ORS and zinc as part
org/resources/countdown-to-2030-ecd-country- of their treatment. Available data should be considered
profiles> reflective of diarrhoea treatment at the time of the
survey rather than the current situation.
It is critical to remember that national prevalence as the DHS and MICS, study teams should gather
levels of diarrhoea treatment with ORS and zinc information on any local names used to reference
can mask disparities within certain sub-populations the ORS packet solution, pre-packaged ORS fluid and
(i.e., geographic location, household wealth, ethnic, government-recommended homemade fluid and add
religious, etc.). It is important to disaggregate the these names to the relevant questions on diarrhoea
data by key socio-demographic factors so that any treatment in the study questionnaire.
disparities in coverage can be addressed and the lives
of children saved. From both a programmatic and The definition of a case of diarrhoea is the mother’s (or
policy perspective, identifying whether the proportion caregiver’s) report that the child had such symptoms
of children who have received this treatment is lower over the specified period; no other evidence is sought
in certain sub-populations is crucial to ensuring that the besides the opinion of the mother. Diarrhoea is not only
most vulnerable are not left behind. seasonal but is also characterised by the often rapid
spread of localised outbreaks from one area to another
When examining trends in diarrhoea treatment with at different points in time. The timing of the survey
ORS and zinc, several important factors should be and the location of the teams might thus considerably
considered, including the number of data points affect the results, which must consequently be
available for each country, variations in the number interpreted with caution. For these reasons, although
of years between data points and the magnitude the period-prevalence over a two-week time window is
of change. It is also important to consider the data reported, these data should not be used to assess the
collection method (i.e., the questionnaire design epidemiological characteristics of diarrhoea but rather
and implementation), which can affect findings to obtain denominators for the indicators related to use
across consecutive data collection rounds and thus of health services and treatment.
comparability of the estimates.
Monitoring and reporting
Disaggregation National
Survey data often allow for disaggregation by standard Data providers vary but are most commonly national
socio-demographic factors such as the child’s sex, statistical offices or line ministries/other government
household wealth, rural or urban residence and sub- agencies.
national region. This indicator can also be disaggregated
to show coverage levels of ORS and zinc separately. Global
UNICEF is responsible for global monitoring and
Special considerations for collecting data on the reporting on the indicator. Data are compiled and
indicator through household surveys recorded in its global databases, which are made
When designing national household surveys such publicly available.
42
Process Immunization (SDG 3.b.1)
For decades, UNICEF has played a leading role in the
(The following information was extracted and adapted
collection, analysis, dissemination and use of data
from the SDG indicator metadata: https://unstats.
concerning the situation of women and children.
un.org/sdgs/metadata/files/Metadata-03-0b-01.pdf.)
It maintains global databases covering some 280
indicators on topics relevant to women and children,
Broader SDG monitoring context
and those data are used by policymakers, academics,
SDG 3 aims to ensure healthy lives and promote well-
advocates and programme planners and evaluators
being for people at all ages. Within this goal, target 3.b.
around the world as an authoritative source on women
is to support the research and development of vaccines.
and children. Vaccines are a proven way of acquiring immunity from
infectious diseases and protect both individual and
The CRAVE supports UNICEF’s normative role and public health. They are especially important for children,
commitments in monitoring and assuring quality who are developing and at special risk of certain
data on the situation of women and children. It also diseases. The vaccines developed for international
represents an opportunity to identify new and relevant distribution always undergo extensive review and
national-level data sources. This exercise is done in qualification to ensure their quality, safety, efficacy and
close collaboration with UNICEF country offices to immunogenicity.
ensure that the global databases contain updated and
internationally comparable data. The country offices are Definitions
invited to submit, through an online system, nationally Coverage of diphtheria-tetanus-pertussis (DTP) vaccine
representative data for key indicators, including (3rd dose): Proportion of surviving infants who received
diarrhoea treatment with ORS and zinc. They consult three doses of the diphtheria and tetanus toxoid with
with local counterparts to ensure the most relevant and pertussis-containing vaccine in a given year
recent data are shared, and the updates they send are
reviewed by sector specialists at UNICEF Headquarters Coverage of measles-containing vaccine (2nd dose):
to check for consistency and overall data quality and to Proportion of children who received two doses of the
conduct re-analysis when needed. The review is based measles-containing vaccine according to the national
on a set of objective criteria to ensure that only the schedule in a given year
most reliable information is included in the database.
Feedback is subsequently made available on whether Coverage of pneumococcal conjugate vaccine (last
specific data points have been accepted and, if not, the dose in the schedule): Percentage of surviving infants
reasons why. who received the nationally recommended doses of
pneumococcal conjugate vaccine in a given year
Discrepancies with national estimates
The estimates compiled and presented at global level Indicators
come directly from nationally produced data and are Coverage of DTP vaccine (3rd dose)
not adjusted or recalculated. Numerator: Number of children aged 12 to 23 months
and aged 24 to 35 months who received three doses
Key resources: of the DTP vaccine in the past year
Indicator information and cross-country comparable
estimates: Denominator: Number of children aged 12 to 23
• UNICEF data: <https://data.unicef.org/topic/child- months and aged 24 to 35 months
health/diarrhoeal-disease>
Coverage of measles vaccine (2nd dose)
• Countdown to 2030: <https://data.unicef.org/
Numerator: Number of children aged 12 to 23 months
countdown-2030>
and aged 24 to 35 months who received two doses of
the measles-containing vaccine in the past year
Tools and measurement guidance:
• DHS: <https://dhsprogram.com/Methodology/ Denominator: Number of children aged 12 to 23
Survey-Types/DHS-Questionnaires.cfm> months and aged 24 to 35 months
• MICS tools: <https://mics.unicef.org/tools>
44
national immunization programme staff review and 3.2.2 Safety and security
submit official immunization data for their respective
country. Submission of the JRF, which includes data Birth registration (SDG 16.9.1)
validation, is often done in collaboration with WHO and
(The following information was extracted and adapted
UNICEF country office staff.
from ‘Generation to Protect’ found here: https://data.
unicef.org/resources/a-generation-to-protect and from
WHO and UNICEF jointly developed a methodology
the SDG indicator metadata: https://unstats.un.org/
in 2000 to estimate national immunization coverage
sdgs/metadata/files/Metadata-16-09-01.pdf.)
from selected vaccines. The methodology has been
refined and reviewed by expert committees over time.
It has been published and is available for reference.54 Broader SDG monitoring context
Estimated time series for WHO-recommended Birth registration is a first step towards safeguarding
vaccines have been produced and published annually individual rights and providing every person with
since 2001. The methodology uses data reported access to justice and social services. Thus, it is not only
by national authorities from national administrative a fundamental human right but also key to ensuring the
fulfilment of other rights.
systems as well as data from immunization or multi-
indicator household surveys to produce country-level
Birth registration is an essential part of a functioning
modelled estimates.
civil registration system that produces vital statistics,
which are essential for sound government planning
Discrepancies with national estimates
and effective use of resources.
Estimates produced by WHO and UNICEF with the
WUENIC methodology are used for global monitoring
Most countries have mechanisms in place for
and reporting of SDG indicator 3.b.1 and may differ
registering births. However, coverage, the type of
from country-produced estimates of immunization as
information obtained and the use of resulting data differ
a result of differences between coverage estimates
based on a country’s infrastructure, legal frameworks,
from administrative systems and survey results.
administrative capacity, barriers to accessing services,
availability of funds, accessibility to the population
Key resources and technology for data management. Levels of
Indicator information and cross-country comparable registration vary substantially across countries due to
estimates: these and other factors, and the availability of data on
• UNICEF data: <https://data.unicef.org/topic/child- birth registration is also highly uneven.
health/immunization>
• SDG global database: <https://unstats.un.org/ Interoperability with other services is a key strategy
sdgs/indicators/database> for improving birth registration. Making use of existing
• Immunization Regional Snapshots: <https://data. health services, education and social protection/
unicef.org/resources/regional-immunization- welfare infrastructure enables greater access to hard-
snapshots> to-reach populations and the most vulnerable children,
who are also least likely to have their births registered.
Linking these types of services with civil registration
Tools:
can ensure that people accessing them are also able to
• WHO Recommended Routine Immunization
access birth registration.
Schedule for Children: <https://www.who.int/
teams/immunization-vaccines-and-biologicals/
policies/who-recommendations-for-routine- Definition
immunization---summary-tables> Percentage of children under 5 whose births have been
registered with civil authorities
Indicator
Numerator: Number of children under 5 whose births
are reported as being registered with the relevant
national civil authorities
Interpretation
Society first acknowledges a child’s existence and
identity through birth registration. The right to be
recognized as a person before the law is a critical step
in ensuring lifelong protection and is a prerequisite for
exercising all other rights. Birth certificates are proof
of that legal identity and often the first, and only, such
proof, particularly for children. Thus, the recommended
target for birth registration is complete coverage (100
per cent), given that anything below that indicates
some children are not registered. For example, in
countries with high levels of birth registration, national
prevalence levels can mask disparities within certain
sub-populations (geographic, ethnic, religious, etc.).
46
When examining trends in birth registration, several actual registration process. For example, respondents
important factors should be considered, including might be unaware of the specific authorities legally
the number of data points available for each country, tasked with birth registration and might therefore
variations in the number of years between data points misinterpret the act of notifying a church or village
and the magnitude of change. It is also important chief of a birth as formal registration. To address this
to consider the data collection method (i.e., the ambiguity, household survey questionnaires are
questionnaire design and implementation), which often customized to include reference to the specific
can affect findings across consecutive data collection national authority responsible for registration. Similarly,
rounds and thus comparability of the estimates. respondents might confuse a birth certificate with a
health card or other document and thus inaccurately
From both a programmatic and policy perspective, report children as registered. Despite attempts to
identifying whether the percentage of children whose resolve such issues, confusion about the process of
births are registered is lower in certain sub-populations birth registration might still exist and result in erroneous
is crucial to ensuring the most vulnerable children are reporting.
not left behind.
Monitoring and reporting
Birth registration is also an essential component of civil National
registration and vital statistics (CRVS) systems; levels Data providers vary but are most commonly national
of coverage are therefore indicative of the functioning statistical offices or line ministries/other government
of the system. Substantial differences can exist agencies.
between CRVS coverage and birth registration levels
as captured by household surveys. The differences are Global
primarily because data from CRVS typically refer to the UNICEF and the United Nations Statistics Division
proportion of all births that have been registered (often (UNSD) are responsible for global monitoring and
within a specific time frame), whereas household reporting on the indicator. Data are compiled from
surveys often report on the proportion of children under reports published by national statistical offices or other
5 whose births are registered. The latter (the level of relevant national entities.
registration among children under 5) is specified in the
SDG indicator. Process
UNICEF undertakes a wide consultative process
Disaggregation to compile, assess and validate data from national
As a minimum, this indicator should be disaggregated sources. This solicits feedback directly from national
by age. Additionally, survey data often allow for statistical offices, as well as other government agencies
disaggregation by other standard socio-demographic responsible for official statistics, on the compilation of
factors such as child’s sex, household wealth, rural the indicators, including the data sources used and
or urban residence, geographic location and school the application of internationally agreed definitions,
attendance. This indicator can usefully be disaggregated classification and methodologies to the data from
in some surveys by mother’s level of education and that source. The results of this country consultation
ethnicity and child’s disability status. There is typically are reviewed by UNICEF as the custodian agency,
more potential to disaggregate survey data as opposed and feedback is then made available to countries on
to statistics derived from CRVS. whether specific data points are accepted into both the
UNICEF global databases and the SDG database and, if
Special considerations for collecting data on the not, the reasons why.
indicator through household surveys
Data from household surveys such as the MICS or Discrepancies with national estimates
DHS sometimes refer only to children with a birth The estimates compiled and presented at global level
certificate. UNICEF methodically notes this difference come directly from nationally produced data and are
when publishing country-level estimates for global not adjusted or recalculated.
monitoring.
Key resources
One of the most common pitfalls with questionnaire Indicator information and cross-country comparable
design involves respondents’ misunderstanding of the estimates:
48
covering non-violent forms of discipline, psychological Special considerations for collecting data on the
aggression and physical means of punishing children. indicator through household surveys
Data are collected for children ranging in age from 1 to One might expect respondents to under-report the
14 years. Some DHS have included the standard, or an use of violent discipline with children in the household
adapted version, of this module. due to a social desirability bias; while this may occur,
reported levels of the use of violent discipline are
Interpretation consistently high across countries because such
Violence and maltreatment are associated with short- methods are widely used and often condoned.
and long-term effects on children’s health, well-being
and social adjustment. It is important that interviewers ask each question in
a neutral way – their tone of voice should not reflect
All too often, children are raised using methods that approval or disapproval of the various discipline
rely on physical force or verbal intimidation to punish methods mentioned. It is also important to note that
unwanted behaviours and encourage desired ones. the respondent is reporting about the disciplinary
The use of violent discipline with children represents methods used by all adult members of the household
a violation of their rights. Physical discipline and and not necessarily about the methods he/she used
psychological aggression tend to overlap and with the subject child.
frequently occur together, exacerbating the short-
and long-term harm they inflict. The consequences of Two specific changes in data collection approaches are
violent discipline range from immediate effects to long- important to note:
term damage that children carry well into adulthood. • Respondent to the child discipline module: When
Violent discipline is the most widespread, and socially it was first implemented in the MICS, the module
accepted, type of violence against children. was administered only to mothers/primary
caregivers, who were asked whether any of the
This indicator captures current levels of violent discipline disciplinary methods covered had been used by any
used at the household level with children. The questions adult member of the household during the month
included in the MICS module are specially designed to preceding the interview. In subsequent rounds of
measure some of the more common ways in which the MICS, the methodology was changed: Any
parents discipline their children. They are not intended adult household member, not just the mother or
to cover all disciplinary practices used by parents. primary caregiver, could respond to the questions
Specifically, the module measures the use of a range on child discipline. Beginning with MICS6, the
of violent methods, both physical and psychological, by module forms part of the separate questionnaires
caregivers or any other adults in the household. for children under 5 and children aged 5 to 17
years that are administered to mothers/primary
Standard measurement of this indicator does not caregivers. This means that data on child discipline
capture who is administering the discipline or the collected across rounds of surveys are not directly
frequency of use during the preceding month. Neither comparable, given changes to the respondent.
does it capture violence that may be perpetrated by
a non-adult sibling. Furthermore, it does not address • Age range of children: In MICS3 and MICS4, the
the issue of physical punishment or psychological standard indicator referred to the percentage of
aggression by adults outside the home, such as children aged 2 to 14 years who experienced any
teachers. form of discipline within the past month. Beginning
with MICS5, the age group covered was expanded
to capture children’s experiences with disciplinary
Disaggregation
practices between the ages of 1 and 14 years.
Survey data often allow for disaggregation by standard
Therefore, countries with MICS3 or MICS4 as the
socio-demographic factors such as sex, age, household
wealth, rural or urban residence and geographic latest source will refer to children aged 2 to 4 years
location. This indicator can usefully be disaggregated whereas those with MICS5 or later as the latest
in some surveys by mother’s level of education and source will also include data on children aged 1
ethnicity and child’s disability status. year.
Process
As the custodian agency, UNICEF undertakes a wide
Key resources
consultative process to compile, assess and validate Indicator information and cross-country comparable
data from national sources. This solicits feedback estimates:
directly from national statistical offices, as well as other • UNICEF data: <https://data.unicef.org/topic/child-
government agencies responsible for official statistics, protection/violence>
on the compilation of the indicators, including the data • SDG global database: <https://unstats.un.org/
sources used and the application of internationally sdgs/indicators/database>
agreed definitions, classification and methodologies to
• SDG indicator metadata: <unstats.un.org/sdgs/
the data from that source. The results of this country
consultation are reviewed by UNICEF, and then metadata/files/Metadata-16-02-01.pdf>
feedback is made available to countries on whether • ECD Countdown to 2030: <https://data.unicef.
specific data points are accepted in both the UNICEF org/resources/countdown-to-2030-ecd-country-
global databases and the SDG database and, if not, the profiles>
reasons why.
© UNICEF/UN0644540/Willocq
50
Non-violent discipline MICS module includes a standard set of questions
covering non-violent forms of discipline, psychological
Definition
aggression and physical means of punishing children.
Percentage of children aged 1 to 4 years who
Data are collected for children ranging from age 1 to
experienced only non-violent discipline in the past
age 14. Some DHS have included the standard, or an
month
adapted version of, this module.
Indicator Interpretation
Numerator: Number of children aged 1 to 4 years who
Positive discipline by parents and caregivers helps to
experienced only non-violent discipline in the past
socialize young children to understand how to avoid
month danger and what they may and may not do in their
social context.
Denominator: Number of children aged 1 to 4 years
The questions included in the MICS module are specially
Key terms designed to measure some of the more common ways
Non-violent disciplinary practices include: in which parents discipline their children. They are not
• Explaining why a behaviour is wrong. When a child intended to cover all disciplinary practices used by
does something wrong, some parents/caretakers parents.
try to teach the child not to repeat the behaviour by
explaining why they consider it to be inappropriate. Standard measurement of this indicator does not
For example, a young child playing with matches capture who is administering the discipline or the
may be told not to do so because he/she could frequency of use during the preceding month.
accidentally start a fire.
• Taking away privileges or not allowing him/her Disaggregation
to leave the house. ‘Privileges’ means a right or Survey data often allow for disaggregation by standard
a benefit that is not available to everyone or not socio-demographic factors such as sex, age, household
granted on a regular basis. Taking away privileges wealth, rural or urban residence, geographic location
can include forbidding something the child likes, and school attendance. This indicator can usefully be
such as eating sweets, playing with friends or disaggregated in some surveys by mother’s level of
watching TV. education and ethnicity and child’s disability status.
• Giving him/her something else to do or redirecting
Special considerations for collecting data on the
the child’s attention away from the incorrect
behaviour towards something else. A parent/
indicator through household surveys
It is important that interviewers ask each question in
caretaker may try to distract the child from doing
a neutral way – their tone of voice should not reflect
the unsuitable behaviour by giving the child
approval or disapproval of the various discipline
something else to do in its place.
methods mentioned. It is also important to note that
the respondent is reporting about the disciplinary
National data sources methods used by all adult members of the household
Two household surveys – the DHS and MICS – are the and not necessarily about the methods he/she used
main data sources. Additional data sources include with the subject child.
other nationally representative household surveys,
typically with the standard, or a modified, version of Two specific changes in data collection approaches are
the MICS child discipline module. important to note:
• Respondent to the child discipline module: When
The MICS, which is the source of the majority of it was first implemented in the MICS, the child
comparable data, includes a module on disciplinary discipline module was administered only to
methods adapted from the parent-child version of mothers/primary caregivers, who were asked
the CTS. The CTS is a standardized and validated whether any of the disciplinary methods covered
epidemiological measurement tool that is widely in the module had been used by any adult member
accepted and has been implemented in a large number of the household during the month preceding the
of countries, including high-income countries. The interview. In subsequent rounds of the MICS, the
52
Denominator: Number of mothers/primary caregivers Special considerations for collecting data on the
indicator through household surveys
Key terms The respondent is asked about his/her own personal
Physical (or corporal) punishment is an action intended opinion on the necessity of using physical punishment
to cause physical pain or discomfort but not injuries. It with children, not whether he/she actually uses this
is defined as shaking the child, hitting or slapping him/ type of discipline with his/her own children.
her on the hand/arm/leg, hitting him/her on the bottom
or elsewhere on the body with a hard object, spanking Monitoring and reporting
or hitting him/her on the bottom with a bare hand, National
hitting or slapping him/her on the face, head or ears or Data providers vary but are most commonly national
beating him/her over and over as hard as possible. statistical offices or line ministries/other government
agencies.
Raising or educating a child refers to bringing up a child.
Global
National data sources UNICEF compiles data produced by national statistical
Two household surveys – the DHS and MICS – are the
offices or other relevant national entities.
main data sources. Additional data sources include
other nationally representative household surveys.
Process
For decades, UNICEF has played a leading role in the
The MICS module on child discipline includes a question
collection, analysis, dissemination and use of data
that asks the respondent (i.e., the mother or primary
concerning the situation of women and children.
caregiver of the selected child) for her/his own opinion
It maintains global databases covering some 280
of whether it is necessary to use physical punishment
indicators on topics relevant to women and children,
when raising or educating a child. Respondents are
and those data are used by policymakers, academics,
mothers/primary caregivers who are at least 15 years
advocates and programme planners and evaluators
or older.
around the world as an authoritative source on women
and children.
Interpretation
Understanding caregivers’ beliefs about the best
The CRAVE supports UNICEF’s normative role and
way to bring up a child is essential to interpreting the
commitments in monitoring and assuring quality
prevalence of violent discipline. It is also important for
developing appropriate policy responses to the issue of data on the situation of women and children. It also
violence in the home. represents an opportunity to identify new and relevant
national-level data sources. This exercise is done in
This indicator is designed to capture attitudes towards close collaboration with UNICEF country offices to
physical punishment. It may occur that a respondent ensure that the global databases contain updated and
who has indicated that the child has experienced internationally comparable data. The country offices are
physical punishment says that she/he does not believe invited to submit, through an online system, nationally
in such punishment. The respondent may not be the representative data for key indicators, including
one who used that form of punishment with the child attitudes towards physical punishment. They consult
as she/he is reporting about methods used by any adult with local counterparts to ensure the most relevant and
household member. recent data are shared, and the updates they send are
reviewed by sector specialists at UNICEF Headquarters
Disaggregation to check for consistency and overall data quality and to
Survey data often allow for disaggregation by standard conduct re-analysis when needed. The review is based
socio-demographic factors such as respondent sex on a set of objective criteria to ensure that only the
and age, household wealth, rural or urban residence most reliable information is included in the database.
and geographic location. This indicator can usefully be Feedback is subsequently made available on whether
disaggregated in some surveys by the respondent’s specific data points have been accepted and, if not, the
level of education, ethnicity, disability status and reasons why.
relationship to the child.
Global
Indicator
UNICEF compiles data produced by national statistical
Numerator: Number of children under 5 who have
offices or other relevant national entities.
three or more children’s books at home
Process
Denominator: Number of children under 5
For decades, UNICEF has played a leading role in the
collection, analysis, dissemination and use of data
Key terms concerning the situation of women and children.
Books include children’s books or picture books. This
It maintains global databases covering some 280
includes e-books for children but excludes schoolbooks
indicators on topics relevant to women and children,
as well as other books for adults that are present in the and those data are used by policymakers, academics,
household. advocates and programme planners and evaluators
around the world as an authoritative source on women
National data sources and children.
Two household surveys – the DHS and MICS – are the
main data sources. Additional data sources include The CRAVE supports UNICEF’s normative role and
other nationally representative household surveys, commitments in monitoring and assuring quality
typically with the standard, or a modified, version of data on the situation of women and children. It also
the MICS ECD module. represents an opportunity to identify new and relevant
national-level data sources. This exercise is done in
Interpretation close collaboration with UNICEF country offices to
Exposure to written material and pictures, accompanied ensure that the global databases contain updated and
by caregiver narratives about words and pictures, internationally comparable data. The country offices are
are the foundations of early language and literacy invited to submit, through an online system, nationally
development. representative data for key indicators, including
children’s books in the home. They consult with local
This indicator is used in conjunction with other ECD counterparts to ensure the most relevant and recent
indicators to obtain information about the extent to data are shared, and the updates they send are then
which households provide a supportive and stimulating reviewed by sector specialists at UNICEF Headquarters
learning environment for children. to check for consistency and overall data quality and to
54
conduct re-analysis when needed. The review is based National data sources
on a set of objective criteria to ensure that only the Two household surveys – the DHS and MICS – are the
most reliable information is included in the database. main data sources. Additional data sources include
Feedback is subsequently made available on whether other nationally representative household surveys,
specific data points have been accepted and, if not, the typically with the standard, or a modified, version of
reasons why. the MICS ECD module.
56
Interpretation make specific reference to relevant country examples
Early childhood education is typically designed with a of such programmes.
holistic approach to support children’s early cognitive,
physical, social and emotional development and to Interviewers can indicate a positive response from the
introduce young children to organized instruction respondent even if the child’s early childhood education
outside the family context. Access to good-quality care programme is on a temporary break, but the child
and education programmes outside the home is vital in regularly attended a programme when it was open, or
providing children with the basic cognitive and language if the child attended a programme only for a very short
skills they need to thrive in school. Such programmes period of time in the past (just once or for one school
can also help foster children’s social competency and day).
emotional development.
Mothers and primary caretakers may need to be
From about the age of 3 years, young children benefit reminded that the indicator is meant to capture
from interacting and learning with other young children attendance in programmes with an organized learning
and preparing for the environment of formal learning component and not those offering only babysitting or
in school. child-minding.
58
disability status. These data can also be disaggregated
by fathers’ as well as mothers’ engagement.
Global
UNICEF compiles data produced by national statistical
offices or other relevant national entities.
60
on a set of objective criteria to ensure that only the Key resources
most reliable information is included in the database. Indicator information and cross-country comparable
Feedback is subsequently made available on whether estimates:
specific data points have been accepted and, if not, the • UNICEF data: <https://data.unicef.org/topic/early-
reasons why. childhood-development/home-environment>
• ECD Countdown to 2030: <https://data.unicef.
Discrepancies with national estimates org/resources/countdown-to-2030-ecd-country-
The estimates compiled and presented at global level profiles>
come directly from nationally produced data and are
not adjusted or recalculated. Tools and measurement guidance:
• MICS tools: <https://mics.unicef.org/tools>
© UNICEF/UN0412416/Kabuye
The Washington Group/UNICEF Child Functioning • The purpose of the hearing domain is to identify
Module (CFM), finalized in 2016, covers children children who have hearing loss or auditory
between 2 and 17 years of age and assesses functional problems of any kind despite the use of hearing
aids. This includes reduced hearing in one or both
difficulties in different domains including hearing, vision,
ears and the inability to hear in a noisy environment
communication/comprehension, learning, mobility and
or to distinguish sounds from different sources.
emotions. The set of questions is intended for use in
The question is not intended to capture children
national household surveys and censuses.
who can hear the sounds but either do not
understand or choose to ignore what is being
While there is no dedicated indicator on disability, the
said to them. Those concepts are captured in the
SDGs include a call that no individual be left behind. Five
communication domain.
of the goals specifically identify people with disabilities
as key agents, which requires disaggregation of key • The purpose of the mobility domain is to identify
indicators according to disability status. In March 2017, children with varying degrees of gross motor
a joint statement issued by multiple United Nations difficulties despite the use of assistive devices.
agencies, Member States, organizations of persons Walking is a good measure of gross motor skills
with disabilities and other stakeholders recommended because it requires a mix of strength, balance and
the CFM as the appropriate tool for SDG data the ability to control body movements against
disaggregation for children. gravity, and because it is the primary mode used
to move around and cover distances without the
Definition use of assistive devices.
Percentage of children aged 2 to 4 years with a • The purpose of the fine motor domain is to identify
functional difficulty in at least one domain children with difficulty in the coordination of small
muscle movements (i.e., fine motor difficulties).
62
• The purpose of the communication/comprehension
domain is to identify children who have difficulty
exchanging information or ideas with others at
home, school or in the community through spoken
language. There are two important aspects of
communication that are measured in the module:
understanding others (receptive communication)
and being understood by others (expressive
communication).
• The purpose of the learning domain is to identify
children with cognitive difficulties that make it hard
to learn. It is designed to capture the progress of
the child through the early stages of learning.
• The purpose of the playing domain is to capture a
difficulty in playing that is related to any functional
difficulty. Playing is a complex domain as it involves
several functional capacities, from seeing to
cognition. It is also heavily influenced by the child’s
environment.
• The purpose of the controlling behaviour domain
is to identify children with behavioural difficulties
© UNICEF/UNI481378/Djemidzic
that limit their ability to interact with other people
in an appropriate manner. For young children, this
can include kicking, biting and hitting. Interpretation
Disability emerges from the interaction of the person
Functional difficulties occur on a continuum from and their environment. For persons with a functional
very mild to very severe. To better reflect the degree difficulty, disability becomes manifest when they meet
of functional difficulty, each domain in the CFM is barriers in their environment that prevent them from
assessed against a response scale across a spectrum participating in society to the same extent as people
of severity. For most questions, the response scale without any functional difficulties. Functional difficulties
includes “no difficulties”, “some difficulties”, “a lot may place children at risk of experiencing limited
of difficulties” and “cannot do at all”. Responses of participation in an unaccommodating environment.
either “a lot of difficulties” or “cannot do at all” are
used to identify children who are at greater risk than Discrimination against children with developmental
other children of the same age of experiencing limited delays and disabilities often leads to reduced access
participation in an unaccommodating environment. to basic social services, especially education and
health, and a general lack of screening, identification
The domain of controlling behaviour for children aged and access to early childhood intervention services.
2 to 4 years is assessed against a response scale Addressing discrimination and promoting inclusion
that measures the degree with which children kick, is important in all sectors and can be accomplished
bite or hit other children or adults, compared to other through information and advocacy, strengthening
children. The response scale includes “not at all”, “less”, policy and facilitating access to services.
“the same or less”, “more” and “a lot more”. Children
kicking, biting or hitting other children or adults “a lot This indicator is intended to provide an estimate of
more” than children of the same age are identified as the number/proportion of children with functional
having a functional difficulty in this domain. difficulties. Two types of response formats are used in
the questionnaire. Dichotomous Yes/No responses are
National data sources used in questions that are introductory in nature (i.e.,
Two household surveys – the DHS and MICS – are the “Does [name] wear glasses?”). In some cases, these
main data sources. Additional data sources include questions activate skip patterns. Scaled responses
other nationally representative household surveys. are used in questions to obtain information about
64
children with functional difficulties. They consult with • ECD Countdown to 2030: <https://data.unicef.
local counterparts to ensure the most relevant and org/resources/countdown-to-2030-ecd-country-
recent data are shared, and the updates they send are profiles>
reviewed by sector specialists at UNICEF Headquarters
to check for consistency and overall data quality and to Tools and measurement guidance:
conduct re-analysis when needed. The review is based • MICS tools: <https://mics.unicef.org/tools>
on a set of objective criteria to ensure that only the
most reliable information is included in the database. • Producing Disability-Inclusive Data: <https://data.
Feedback is subsequently made available on whether unicef.org/resources/producing-disability-inclusive-
specific data points have been accepted and, if not, the data-why-it-matters-and-what-it-takes>
reasons why. • Washington Group/UNICEF CFM: <https://data.
unicef.org/resources/module-child-functioning>
Discrepancies with national estimates • CFM Manual for interviewers: <https://data.
The estimates compiled and presented at global level unicef.org/resources/module-on-child-functioning-
come directly from nationally produced data and are manual-for-interviewers>
not adjusted or recalculated.
• CFM Tabulation plans, narrative and syntaxes:
<https://data.unicef.org/resources/module-child-
Key resources
functioning-tabulation-plan-narrative>
Indicator information and cross-country comparable
estimates:
• UNICEF data: <https://data.unicef.org/topic/child-
disability/overview>
© UNICEF/UNI469361/Vashkiv
66
26. United Nations Children’s Fund, World Health Organization and May 2015, <www.researchgate.net/publication/277009551_An_
World Bank, ‘Technical Notes from the Background Document examination_of_a_recall_bias_adjustment_applied_to_survey-
for Country Consultation on the 2021 Edition of the UNICEF- based_coverage_estimates_for_multi-dose_vaccines>,
WHO-World Bank Joint Malnutrition Estimates: SDG indicators accessed 15 November 2023.
2.2.1 on stunting, 2.2.2a on wasting and 2.2.2b on overweight’, 52. Cutts, Felicity T., Hector S. Izurieta and Dale A. Rhoda,
2021, <https://data.unicef.org/resources/jme-2021-country- ‘Measuring Coverage in MNCH: Design, implementation, and
consultations>, accessed 15 November 2023. interpretation challenges associated with tracking vaccination
27. McLain, Alexander C., et al., ‘Prediction Intervals for Penalized coverage using household surveys’, PLOS Medicine, vol. 10, no.
Longitudinal Models with Multi-source Summary Measures: An 5, 2013.
application to childhood malnutrition’, Statistics in Medicine, vol. 53. World Health Organization, ‘Immunization, Vaccines and
38, no. 6, 2018, pp. 1002–1012. Biologicals: WHO/UNICEF joint reporting process’, undated,
28. ‘Technical Notes from the Background Document for Country <www.who.int/teams/immunization-vaccines-and-biologicals/
Consultation on the 2021 Edition of the UNICEF-WHO-World immunization-analysis-and-insights/global-monitoring/who-
Bank Joint Malnutrition Estimates’. unicef-joint-reporting-process>, accessed 15 November 2023.
29. United Nations Children’s Fund, World Health Organization, 54. Burton, Anthony, et al., ‘A Formal Representation of the WHO
International Bank for Reconstruction and Development/The and UNICEF Estimates of National Immunization Coverage: A
World Bank, ‘Meeting Report on Technical Consultation on a computational logic approach’, PLoS One, vol. 7, no. 10, 2012.
Country-level Model for SDG2.2’, December 2019. 55. SDG indicator 16.2.1 refers to a wider age range (1 to 17 years).
30. ‘Recommendations for Data Collection, Analysis and Reporting’. Within this, the relevant age group to monitor for ECD is ages 1
31. ‘Child Growth Standards’. to 4 years.
32. Yang, Hong, and Mercedes de Onis, ‘Algorithms for Converting 56. Straus, Murray A., et al., ‘Identification of Child Maltreatment
Estimates of Child Malnutrition Based on the NCHS Reference with the Parent-Child Conflict Tactics Scales: Development and
into Estimates Based on the WHO Child Growth Standards’, psychometric data for a national sample of American parents’,
BMC Pediatrics, vol. 8, no. 1, 2008. Child Abuse & Neglect, vol. 22, no. 4, 1998, pp. 249–270.
33. ‘Recommendations for Data Collection, Analysis and Reporting’. 57. Sigurdsen, Parama, Samantha Berger and Jody Heymann, ‘The
34. Ibid. Effects of Economic Crises on Families Caring for Children:
35. ‘Child Growth Standards’. Understanding and reducing long-term consequences’,
36. ‘Technical Notes from the Background Document for Country Development Policy Review, vol. 29, no. 5, 2011, pp. 547–564.
Consultation on the 2021 Edition of the UNICEF-WHO-World 58. Chamie, Mary, ‘Can Childhood Disability Be Ascertained Simply
Bank Joint Malnutrition Estimates’. in Surveys?’ Epidemiology, vol. 5, no. 3, 1994, pp. 273–275;
37. ‘Prediction Intervals for Penalized Longitudinal Models with Dickinson, Heather O. et al., ‘Self-Reported Quality of Life of
Multi-source Summary Measures: An application to childhood 8–12 Years Old Children with Cerebral Palsy: A cross-sectional
malnutrition’. European study’, The Lancet, vol. 369, no. 9580, 2007, pp.
38. ‘Technical Notes from the Background Document for Country 2171–2178.
Consultation on the 2021 Edition of the UNICEF-WHO-World
Bank Joint Malnutrition Estimates’.
39. ‘Meeting report on Technical Consultation on a Country-level
model for SDG2.2’.
40. ‘Recommendations for Data Collection, Analysis and Reporting’.
41. ‘Child Growth Standards’.
42. Yang and de Onis, ‘Algorithms for Converting Estimates of Child
Malnutrition’.
43. ‘Recommendations for Data Collection, Analysis and Reporting’.
44. Ibid.
45. ‘Child Growth Standards’.
46. ‘Technical Notes from the Background Document for Country
Consultation on the 2021 Edition of the UNICEF-WHO-World
Bank Joint Malnutrition Estimates’.
47. ‘Recommendations for Data Collection, Analysis and Reporting’.
48. Yang and de Onis, ‘Algorithms for Converting Estimates of Child
Malnutrition’.
49. The MICS uses a reference period of two years to collect
information for this indicator from respondents (women aged 15
to 49 years) while the DHS uses a five-year reference period.
50. Both MICS and DHS set a two-year reference period for
postnatal care indicators.
51. Brown, David W., Anthony H. Burton and Marta Gacic-Dobo,
‘An Examination of a Recall Bias Adjustment Applied to
Survey-based Coverage Estimates for Multi-Dose Vaccines’,