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Caffeine and anaerobic performance: ergogenic value and mechanisms of action

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Sports Med 2009; 39 (10): 813-832
REVIEW ARTICLE 0112-1642/09/0010-0813/$49.95/0

ª 2009 Adis Data Information BV. All rights reserved.

Caffeine and Anaerobic Performance


Ergogenic Value and Mechanisms of Action
J.K. Davis1 and J. Matt Green2
1 Department of Health and Human Performance, Texas A&M University-Commerce, Commerce, Texas, USA
2 Department of Health, Physical Education and Recreation, University of North Alabama, Florence,
Alabama, USA

Contents
Abstract. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 813
1. Ergogenic Effect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 814
1.1 Wingate/Sprint Cycling Power . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 814
1.2 Sprinting/Sport-Specific Testing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 816
1.3 Agility . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 817
1.4 Speed Endurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 817
1.5 Muscular Endurance/One-Repetition Maximum . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 818
1.6 Isokinetic Peak Torque . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 819
1.7 Isometric Maximal Force and Endurance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 820
1.8 Interindividual Variability . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 820
2. Mechanisms of Action . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 821
2.1 Peripheral Mechanisms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 821
2.2 Catecholamines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 821
2.3 Lactic Acid . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 821
2.4 Blood Glucose. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 822
2.5 Potassium. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 822
2.6 Calcium/Phosphodiesterase Inhibition/Cyclic Adenosine Monophosphate Cascade. . . . . . . . . 823
3. Central Mechanism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 823
3.1 Adenosine Antagonism . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 823
3.2 Pain Perception . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 823
3.3 Rating of Perceived Exertion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 826
3.4 Fatigue . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 827
4. Conclusion and Future Directions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 827

Abstract The effect caffeine elicits on endurance performance is well founded.


However, comparatively less research has been conducted on the ergogenic
potential of anaerobic performance. Some studies showing no effect of caf-
feine on performance used untrained subjects and designs often not con-
ducive to observing an ergogenic effect. Recent studies incorporating trained
subjects and paradigms specific to intermittent sports activity support the
notion that caffeine is ergogenic to an extent with anaerobic exercise. Caffeine
seems highly ergogenic for speed endurance exercise ranging in duration from
60 to 180 seconds. However, other traditional models examining power out-
put (i.e. 30-second Wingate test) have shown minimal effect of caffeine on
performance. Conversely, studies employing sport-specific methodologies
814 Davis & Green

(i.e. hockey, rugby, soccer) with shorter duration (i.e. 4–6 seconds) show
caffeine to be ergogenic during high-intensity intermittent exercise. Recent
studies show caffeine affects isometric maximal force and offers introductory
evidence for enhanced muscle endurance for lower body musculature. How-
ever, isokinetic peak torque, one-repetition maximum and muscular en-
durance for upper body musculature are less clear. Since relatively few studies
exist with resistance training, a definite conclusion cannot be reached on the
extent caffeine affects performance.
It was previously thought that caffeine mechanisms were associated with
adrenaline (epinephrine)-induced enhanced free-fatty acid oxidation and con-
sequent glycogen sparing, which is the leading hypothesis for the ergogenic
effect. It would seem unlikely that the proposed theory would result in improved
anaerobic performance, since exercise is dominated by oxygen-independent
metabolic pathways. Other mechanisms for caffeine have been suggested, such
as enhanced calcium mobilization and phosphodiesterase inhibition. However,
a normal physiological dose of caffeine in vivo does not indicate this mechanism
plays a large role. Additionally, enhanced Na+/K+ pump activity has been
proposed to potentially enhance excitation contraction coupling with caffeine.
A more favourable hypothesis seems to be that caffeine stimulates the CNS.
Caffeine acts antagonistically on adenosine receptors, thereby inhibiting the
negative effects adenosine induces on neurotransmission, arousal and pain
perception. The hypoalgesic effects of caffeine have resulted in dampened pain
perception and blunted perceived exertion during exercise. This could poten-
tially have favourable effects on negating decreased firing rates of motor units
and possibly produce a more sustainable and forceful muscle contraction. The
exact mechanisms behind caffeine’s action remain to be elucidated.

Caffeine – a 1,3,7 trimethylxanthine – is com- Few reviews have examined the effect of caffeine
monly found in over-the-counter medications, solely on anaerobic performance. Rather, they
coffee, tea, cola, chocolate and in various other have treated the effects on anaerobic perfor-
products. It is metabolized in the liver to di- mance merely as a subset of the review.[1-8] In the
methyxanthines (paraxanthine, theobromine, current review we exclusively examine anaerobic
theophylline) and is proposed to affect various performance. More specifically, exercise bouts of
tissues throughout the body, including peripheral 4–180 seconds in duration are examined. The first
and central tissues.[1] The popularity of caffeine section explores the influence of caffeine in various
as an ergogenic aide has increased dramatically anaerobic paradigms with particular attention
over the last decade, and various forms of admin- given to the impact on performance variables.
istration (i.e. sports drinks, sports gels, energy The second section focuses on various mechan-
drinks) have become more available in recent isms, both peripheral and central, that may con-
years. Athletes commonly consume caffeine in an tribute to the ergogenic effect of caffeine.
attempt to enhance performance. However, ethical
considerations have been raised regarding the
1. Ergogenic Effect
effect of caffeine on performance, leading the
National Collegiate Athletic Association (NCAA) 1.1 Wingate/Sprint Cycling Power
to implement urinary caffeine restrictions. Nu-
merous reviews[1-8] have examined the effects on The Wingate test is a widely accepted measure
performance that caffeine elicits, but this has pri- of power output and anaerobic capacity[9] and
marily been directed toward aerobic performance. has been commonly employed when assessing

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 815

ergogenic aids and anaerobic performance. Three ular sprints, particularly cycling, might be better
30-second repeated Wingate tests have shown the adapted to perform repeat Wingate tests. Ad-
highest percentage of energy production from ditionally, caffeine was not administered relative
anaerobic metabolism consisting of 60–84% of to body mass, and when the mean mass for sub-
oxygen-independent ATP production.[10-13] Stu- jects is equated with dose administered (200 mg)
dies examining effects of caffeine on Wingate per- mean consumption per subject is 2.4 mg/kg
formance have typically shown minimal ergogenic (2.1–3.0 mg/kg), potentially negating an ergo-
effects.[14-22] Greer et al.[17] actually showed an genic effect. However, other studies have found
ergolytic effect of caffeine with a decrease in improved performance with similar doses of caf-
power-output on the fourth Wingate bout com- feine.[23-25] Consequently, the dose may have
pared with placebo. Only one study supports the been inadequate to enhance performance and the
notion of that caffeine is ergogenic within this subjects’ training background (resistance-trained
paradigm.[23] vs cyclist) could account for equivocal results.
Testing untrained subjects presents problems Future studies using the Wingate protocol with
in interpreting the ergogenic potential of caffeine repeated bouts should use highly anaerobic-
in trained individuals. Most studies failing to trained subjects accustomed to intermittent bouts
show ergogenic potential have incorporated un- of cycling to ascertain whether caffeine is ergo-
trained subjects (not specifically accustomed to genic in this paradigm.
intermittent-sprint exercise),[14,15,17,18,20-22] with Although the Wingate test is typically used to
only one study incorporating trained subjects[16] examine anaerobic capacity, it does not reflect
for single[15,18-20,22] and repeated[14,16,17,21] Win- the performance requirements of sports involving
gate tests. Using untrained subjects may not be intermittent high-intensity efforts (e.g. ice hock-
the best model to assess the ergogenic effect of ey, soccer, field hockey, American football), and
caffeine within this exercise paradigm. The only consequently it is uncertain whether the results of
study to support an ergogenic effect with caffeine caffeine on Wingate performance would be ob-
on Wingate performance was by Kang et al.,[23] served during sports-specific activities. Court or
who tested both trained (professional cyclists) field-base team sports often consist of short bouts
and untrained subjects. Kang et al.[23] had sub- of intermittent sprints (2–5 seconds), performed
jects perform a single traditional 30-second Win- over short distances (10–20 m), and with brief rest
gate test. Subjects consumed 2.5 and 5.0 mg/kg periods between bouts.[26] In order to mimic
mass caffeine and placebo in counterbalanced athletic competition more closely, Schneiker
order. Caffeine significantly increased total et al.[27] assessed the effects of caffeine on ama-
power, mean power and peak power in both teur level team sport athletes from local and state
groups compared with placebo, with no differ- clubs (e.g. football, soccer and hockey), con-
ence noted between caffeine doses. It is unclear suming 6 mg/kg of caffeine. To simulate a sports-
why untrained subjects improved performance specific paradigm, subjects (n = 10) performed
for Kang et al.,[23] considering other studies uti- 2 · 36-minute halves, with each half composed of
lizing untrained subjects have found no change 18 · 4-second maximal exertion. cycling bouts
in performance.[14,15,17,18] Beck et al.[16] had with 2 minutes recovery at 35% VO2 max between
resistance-trained subjects perform two Wingate sprints. Compared with placebo, caffeine use re-
tests, consuming 201 mg 1 hour prior to the trial. sulted in a significant improvement for the first
There were no differences between caffeine and half (8.5%) and second half (7.6%) for total work.
placebo for peak power, mean power and per- Similarly, there was a significant improvement
centage decrease in performance. However, these for the first half (7.0%) and second half (6.6%) for
results should be interpreted with caution con- peak power. These results show that when the
sidering resistance-trained subjects were em- testing protocol more closely mimics athletic
ployed. While likely accustomed to high-intensity competitions with trained subjects accustomed to
anaerobic exercise, subjects participating in reg- intermittent-sprint bouts, caffeine does provide

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
816 Davis & Green

an ergogenic effect. Anselm et al.[28] found a 7% clear. Although distances were relatively the same,
increase in maximal anaerobic power (Wmax) recovery duration between sprints was different
with untrained subjects during a single 6-second (10 seconds[29] vs 30 seconds[30]). The rest : work
sprint following consumption of 250 mg of caf- ratio used by Paton et al.[29] was between 2 : 1 and
feine. However, Williams et al.[19] found no benefit 3 : 1, depending on how long it took the subject to
from caffeine (7 mg/kg) during maximal exercise complete the 20 m sprint, where Stuart et al.[30]
(15 seconds) for peak power, total power and employed a 4.5 : 1 ratio for rest to work. The
fatigue index with untrained subjects. Although rest : work ratio could have a dramatic effect on
Williams et al.[19] failed to find improved perfor- recovery, and the short rest : work ratio employed
mance during a 15-second Wingate test, results by Paton et al.[29] could have prevented the au-
indicate that caffeine is beneficial for trained and thors from observing any ergogenic effect. Thus,
untrained subjects when bouts are 4–6 seconds’ the effect of rest : work might play a crucial role in
duration, which may more closely mimic the time allowing caffeine to magnify its effect. Future
frame associated with high-intensity sports.[27,28] studies should investigate to what extent rest 
work or total volume plays on allowing caffeine
1.2 Sprinting/Sport-Specific Testing
to elicit its effect on performance.
Only one study to date has examined the ef-
Few studies have examined the effects of caf- fects of caffeine on anaerobic performance in
feine on sprinting performance and agility.[29-31] swimmers.[31] Collomp et al.[31] used a within-
Paton et al.[29] had 16 team sport athletes (e.g. subjects design in order to examine the effects of
basketball, hockey, rugby) perform 10 · 20 m caffeine 250 mg on a 2 · 100 m maximal exertion
sprints with 10 seconds’ recovery between sprints. freestyle swim, with 20 minutes passive recovery
Bouts were completed following 6 mg/kg caffeine between bouts, on trained and untrained swim-
consumption and placebo. Caffeine resulted in mers. Overall, trained swimmers significantly im-
significantly slower mean sprint time (0.1%): proved swimming velocity with caffeine (vs placebo)
compared with the first sprint, a 14.0% increase in compared with untrained subjects, with greater
time over 10 sprints was noted for placebo versus improvement noted during the second 100 m.
14.7% for caffeine. One potential problem dis- Trained swimmers had been competitive for
cussed in the article, possibly due to lack of space, 5 years and had been training 5–6 days a week for
is that at the end of the 20 m sprint, subjects had 4 consecutive months at the time of the study.
to decelerate. Anticipation of deceleration likely These results[31] seem promising; however, future
impaired sprint times and could have masked any studies are warranted. Considering the 2007
ergogenic effects of caffeine. Stuart et al.[30] simu- NCAA 100 m freestyle final for first and second
lated a rugby game with Australian rugby players place was separated by 0.73 seconds and first and
performing seven circuits in each 2 · 40-minute tenth by 1.58 seconds, if caffeine could elicit
half, with 10 minutes’ half-time rest after con- similar results shown with trained subjects as
suming 6 mg/kg of caffeine. Skill tasks assessed Stuart et al.[30] showed on sprint performance
included sprinting, agility, power generation and (0.5–2.9%), a competitive advantage is plausible.
passing accuracy. Eleven stations were performed While worthy of further inquiry, it should also be
per circuit with 30-second intervals between sta- noted that precise simulation of the competitive
tions, and two stations consisted of straight-line environment in a controlled laboratory setting
sprinting (20–30 m sprints). Caffeine significantly is difficult. It is possible that if caffeine acts
improved sprint time by 0.5–2.9% for the entire via CNS function (discussed in detail later in sec-
trial (all sprints combined); specifically, perfor- tion 3), the level of arousal typically associated
mance improved in the first half for 20–30 m with competition may mask ergogenic properties
(0.5, 2.3%) and second half for 20–30 m sprints that might be observed during laboratory testing.
(1.4, 3.4%). Reasons for equivocal results be- However, it could still be an important training
tween Stuart et al.[30] and Paton et al.[29] are un- tool during practice.

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 817

1.3 Agility ment of anaerobic ATP metabolism,[32,33] although


others have argued its value.[34,35] MAOD involves
Athletic competitions involving brief periods running at a supramaximal intensity (e.g. 125%
of high-intensity exercise consist of a combina- .
VO2 max ), with volitional fatigue typically occur-
tion of sprints and agility-based performances. ring at 2–3 minutes,[15,32,36] depending upon a
Studies on the ergogenic effect caffeine has on participant’s level of training. MAOD allows
agility performance have shown equivocal re- for a unique exercise paradigm, with duration of
sults.[20,30] Conflicting results could stem from the time similar to short-term track events (800 m).
methodology employed between these studies. Doherty[32] was the first to examine the MAOD
Stuart et al.[30] examined agility by having partici- paradigm with caffeine. His group showed caffeine
pants perform three agility sprints (22, 33 and 31 m) (vs placebo) improved run time to exhaustion by
performed in a swerving (or zigzag) pattern. Caf- 14% (29 – 6 seconds). In a similar study, Doherty
feine improved overall mean agility sprint perfor- et al.[36]
mance for all three sprints by 2.2% compared with . had subjects perform supramaximal
125% VO2 max to exhaustion, with subjects sup-
placebo in the first half, with second half perfor- plementing with caffeine or placebo after a 7-day
mance improved by 1.7%; however, whether this loading phase with oral creatine (20 g/day). Time
was significant was not reported. Lorino et al.[20] to fatigue was significantly greater by 23.8 sec-
had 16 subjects perform three pro-agility tests: onds with caffeine plus creatine compared with
this test is commonly known as the 20-yard shut- placebo (creatine only), and 21.3 seconds com-
tle run and is used as an indicator of athletic per- pared with baseline measurements. The results
formance in American football at the high school, indicated caffeine is ergogenic within this para-
collegiate and professional level. They failed to digm, highlighting the potential use of acute caf-
find a significant difference between caffeine and feine ingestion after oral creatine loading. This
placebo for the pro-agility test. The reasons for brings novel insight to stacking these ergogenic
conflicting results could be due to exercise para- aids in this manner because when caffeine is taken
digm and the subject familiarity. Although both throughout the loading phase of creatine a sy-
studies incorporated a double-blind, crossover nergistic effect has not been shown.[37,38] Caffeine
design, Stuart et al.[30] used trained subjects (rugby inhibits elevations in intramuscular phospho-
players) where Lorino et al.[20] used untrained creatine levels.[37] Bell et al.[15] employed the
subjects who were unaccustomed to the pro-agility MAOD model using cycle ergometry instead
test. Thus, untrained subjects not commonly . of a
treadmill.[32,36] Time to fatigue at 125% VO2 max
performing agility work on a regular basis could significantly increased by 8.8 seconds with caffeine
have negated a potential ergogenic effect. Future compared with placebo. Time to fatigue for Bell
investigations examining agility skills should in- et al.[15] was not as great compared with Doherty
corporate trained subjects commonly performing et al.;[32,36] however, a possible explanation is the use
agility drills on a weekly basis in order to under- of trained[32,36] compared with untrained subjects.[15]
stand what impact caffeine has on this type of Collectively, studies using the MAOD model
performance. seem favourable regarding the ergogenic effects
of caffeine, with positive results shown regardless
1.4 Speed Endurance of training status,[15,32,36] but seem to impact per-
formance to a greater extent for trained subjects.
Several studies have evaluated high-intensity Several studies have examined speed endurance
exercise lasting between 60 and 180 seconds. using various protocols other than the MAOD
A method that has commonly been employed to model. Doherty et al.[39] had subjects cycle for
assess speed endurance has involved protocols 2 minutes at 100% maximal power output, imme-
using maximal accumulated oxygen deficit diately followed by a 1-minute all-out sprint.
(MAOD). The MAOD model is considered a Mean power output for the 1-minute all-out sprint
suitable test for a non-invasive indirect measure- was significantly higher with caffeine (794 – 164 W)

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
818 Davis & Green

compared with placebo (750 – 163 W). Wiles at 80% of 1RM in a double-blind, placebo-
et al.[40] examined performance time, mean speed controlled design, with a dosage of 6 mg/kg of
and peak power with trained cyclists across three caffeine. No significant difference was shown for
1 km cycling bouts. Using caffeine resulted in sig- bench presses or sets one and two for the leg
nificantly improved performance (2.3 seconds), presses between caffeine and placebo. However,
and significantly greater mean power (18.1 W) and the third set for leg presses showed a signifi-
peak power (75.5 W), and faster mean speed cant improvement for the caffeine trial. Hudson
(1.6 km/h). Crowe et al.[41] showed an ergolytic ef- et al.[43] had 15 subjects perform four sets of arm
fect with caffeine 6 mg/kg during two 60-second flexion and knee extension exercises to exhaus-
maximal cycling bouts (separated by 3 minutes’ tion, using a 12RM resistance model performed
passive seated recovery) with recreationally trained to volitional fatigue. Compared with placebo,
subjects (i.e. soccer, rugby, basketball). Use of caffeine use resulted in significantly greater total
caffeine resulted in a significantly slower time to repetitions (knee extension) and repetitions in the
reach peak power in exercise bout two compared first set (knee extension and arm flexion), and
with placebo, and in a greater decrease in peak approached significance for the fourth set (knee
power and total work from bout one to two, extensions; p = 0.051). The effect size for knee
although this was not statistically significant. extension and arm flexion was ‡5 repetitions.
While there are inconsistencies, collectively caf- Performance for 53% of subjects exceeded this
feine supplementation for maximal exertion bouts number for total repetitions (all combined) for
lasting 60–180 seconds seems beneficial for trained knee extension and arm flexion, while 47% of
and untrained individuals.[15,32,36,39,40] subjects exceeded this number for the first set
alone in both exercises. This study emphasizes the
importance of evaluating individual data versus
1.5 Muscular Endurance/One-Repetition
Maximum group means only. That is, it is possible that in
many data sets half the subjects could be labelled
Compared with other popular ergogenic aids, as responders (benefitting from caffeine), while
few studies have assessed the effects of caffeine on the other half are nonresponders (for unknown
resistance training performance. However, with reasons, they do not benefit). This situation may
studies showing ergogenic effects of caffeine result in non-significant differences when evalu-
during anaerobic performance, it is plausible that ating mean data. However, it would be inaccurate
caffeine may affect resistance training, which is to conclude caffeine has no ergogenic properties
also dominated by oxygen-independent meta- from such a data set. Further work is needed to
bolic pathways. elucidate interindividual responses to caffeine.
Common methods for examining muscular Also, it is advisable for future studies to also ex-
fitness are to assess strength by determining a amine data in a manner that permits close eval-
one-repetition maximum (1RM) or to assess mus- uation of individual responses.
cular endurance using repetitions to failure. Re- Beck et al.[16] used a randomized, double-blind
petitions to failure involve performing an all-out design where participants in both caffeine and
effort of repetitions to volitional fatigue, usually placebo arms performed one set at 80% 1RM to
performed at a percentage of 1RM or multiple failure for bench press and leg extension. The
repetitions max test (i.e. 10–12 repetitions). The mean increase in bench press for total volume of
majority of studies examining repetitions to fail- weight lifted to failure was greater for caffeine
ure have used subjects with various resistance (34.0 kg) versus placebo (24.0 kg), with the dif-
training histories (8 weeks,[42,43] 1 year,[16] 2 years,[44] ference approaching significance (p = 0.074). No
6 years[45]), performing resistance training bouts significant difference was observed for leg exten-
2–4 (times) per week.[16,42-45] Green et al.[42] tested sion between caffeine and placebo. Williams
17 subjects (13 males, 4 females) performing three et al.[44] recently examined one set of repetitions to
sets of bench presses and leg presses to failure failure for bench press and leg press at 80% 1RM

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 819

with caffeine (300 mg). No significant difference may have potentially affected the results. Caf-
was found with caffeine on muscular endurance feine effects on upper body musculature offer
for bench press or leg press. A similar study by opposite results compared with lower body ex-
Astorino et al.[45] had subjects perform one set of ercises, showing greater improvements in the first
repetitions to failure for bench press and leg press sets.[16,43] Overall, the majority of studies do not
at 60% 1RM with 6 mg/kg of caffeine. No sig- support an ergogenic effect with caffeine on
nificant difference was found for bench press or muscle endurance.[42,44-46] This raises the ques-
leg press with caffeine compared with placebo; tion whether the ergogenic properties of caf-
however, an 11% and 12% improvement was feine are limited by the amount of muscle mass
noted for bench press and leg press, respectively. recruited and by the total number of sets per-
Jacobs et al.[46] studied 13 male subjects who were formed. Potential limitations of these studies in-
either currently involved in a resistance training clude incorporating only one upper and lower
programme or had been involved within the pre- body exercise, typically with a low number of sets
ceding year. The subjects consumed 4 mg/kg of being performed. Considering typical resistance
caffeine 90 minutes prior to performing supersets training programmes use multiple exercises for
of leg press (80% 1RM) immediately followed by upper and lower body, future investigations
bench press (70% 1RM) to failure. Subjects should seek to use multiple exercises, with a
completed a total of three supersets with 2 minutes’ greater number of sets, in order to understand
recovery between each superset. No significant whether caffeine is ergogenic within a more eco-
difference was noted for caffeine compared with logically valid paradigm. Although relatively few
placebo during the three supersets or between studies have been conducted in this area, it ap-
exercises for bench press or leg press. pears caffeine has minimal effects with upper
The effects of caffeine on 1RM have received body exercise for 1RM and muscle endurance.
very little attention until recently, showing con- Multiple sets of resistance training with caffeine
flicting results. Beck et al.[16] examined 1RM for offer introductory evidence for enhanced perfor-
bench press and leg extension. Caffeine use re- mance on lower body musculature. However,
sulted in a significant improvement in 1RM for 1RM does not appear to be affected.
bench press (2.1 kg) but failed to show an effect
for leg extension. Williams et al.[44] and Astorino 1.6 Isokinetic Peak Torque
et al.[45] both failed to find an effect for 1RM with
caffeine for bench press and leg press. A reason Very little work has examined the ergogenic
for these discrepancies between studies is unclear. potential of caffeine administration on isokinetic
It appears caffeine has minimal effects of 1RM, peak torque, with studies showing equivocal re-
and further studies are needed before a definite sults. Bond et al.[47] gave 12 collegiate track
conclusion can be reached. sprinters a 5 mg/kg dose of caffeine (compared
Studies of caffeine and resistance training are with placebo). They tested the sprinters for max-
sparse, with results being equivocal and implica- imal voluntary contraction (MVC) on knee
tions of the ergogenic potential of caffeine un- extension and flexion. MVC is defined as a
clear. Typically within the first set for muscular muscle exerting a maximal amount of force dur-
endurance involving leg musculature no differ- ing a static contraction against an immovable
ence has been reported for caffeine compared resistance.[48] Subjects performed six maximum
with placebo.[16,42,44-46] However, in one study[43] repetitions at three sequential ordered speeds
improvement was observed in early sets. Multiple (30, 150 and 300/second). Peak torque, peak
sets offer evidence[42,43] that caffeine may elicit its power and fatigue index were compared between
effects for the leg musculature later when fatigue caffeine and placebo trials. Results showed no
may play a more prominent role compared with difference in peak torque, peak power and fatigue
earlier sets. Although this was not shown by index at any of the velocities with caffeine sup-
Jacobs et al.,[46] the subjects’ training background plementation. Jacobson and Edwards[49] examined

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
820 Davis & Green

isokinetic peak torque on the knee extensor and (n = 5,[52] n = 6[51]), which might have potentially
flexors (75, 180 and 300/second) of 36 untrained negated results. However, Lopes et al.[52] did find
subjects (20 male, 16 female) with performance a significant effect for other variables with caf-
for the first 125 msec and power recorded during feine (i.e. tension developed at lower frequencies).
300/second. Subjects were assigned to one of Recent studies using larger sample sizes (n = 10–15)
three groups based on a caffeine dosage of 600 mg have reported an ergogenic effect on sustained
or 300 mg, or placebo. Caffeine use resulted in no endurance with caffeine during submaximal
significant performance difference for any dose isometric knee extensions (50% MVC) with caf-
among velocities. Jacobson et al.[50] performed a feine 6 mg/kg.[53-55] An increase of 17–25% in
follow-up study with trained (division one foot- endurance capacity has been reported with sub-
ball players) male athletes (n = 20), who took a maximal contractions of the quadriceps,[53-55] but
7 mg/kg dose of caffeine (vs placebo). Peak tor- with equivocal results for MVC. An increased
que of the knee extensor and flexors (30, 150 and MVC force production of 4.4% has recently been
300/second) was examined. Additionally, per- reported,[56] with Kalmar and Cafarelli[55] also
formance for the first 125 msec and power (W) reporting an increase in MVC. However, other
were recorded at 300/second. Caffeine consump- studies have failed to show a difference with
tion resulted in significantly greater peak torque caffeine on MVC.[53,57] The reasons for these
for the knee extensors at 30 and 300/second ve- discrepancies are unclear. It appears caffeine pro-
locities and flexors at all (30, 150 and 300/second) longs muscle endurance within this paradigm, but
velocities. Performance improvements for the the impact on maximal force-generating capacity
first 125 msec were only significant for knee when assessed by MVC should be further explored.
flexors, where power (W) was significant for knee Although discussed later (section 3), these results
extensors only. This follow-up study[50] with may indicate caffeine fails to alter the maximal
trained athletes offers introductory evidence that force-generating capacity of a muscle but may
caffeine affects peak torque; however, with only a function to extend time to fatigue by acting via
small volume of research testing this paradigm, altered pain perception. More detail is provided in
many questions still remain. section 3.

1.7 Isometric Maximal Force and Endurance 1.8 Interindividual Variability

Studies evaluating the effect of caffeine on The effect of caffeine on performance has
isometric contractions have typically examined commonly been reported as a group mean among
ergogenic properties by assessing muscular en- subjects, with relatively few studies examining
durance (time to exhaustion or a predetermined individual response. Studies reporting individual
minimum force level) and maximal force- data do not show improved performance for
generating capacity by MVC. Earlier studies do every individual.[32,36,39,40,43,53,56] Future studies
not support an effect on either MVC or muscular should employ a test-retest study design and ex-
endurance with caffeine on isometric contrac- amine the factors that may influence the effects of
tions.[51,52] Williams et al.[51] showed no differ- caffeine on performance. Studies should be de-
ence in endurance or MVC during voluntary signed to try to elucidate what factor(s) causes a
isometric handgrip exercise following ingestion person to be a responder versus a nonresponder.
of caffeine 7 mg/kg. Lopes et al.[52] also noted no Thus, individuals showing a positive response
difference with caffeine 500 mg on MVC or en- (responders) with specific supplementation should
durance time during sustained contractions of possibly consider this for practice and competi-
the adductor pollicis muscle, although a 12% in- tion, while others showing minimal improvements
crease in endurance was shown following caffeine or potential ergolytic effects (nonresponders)
(vs placebo) supplementation. These studies fail- should discontinue supplementation. The reason
ing to find an effect have used small sample sizes why individuals may not respond to caffeine is

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 821

unclear. Considering most studies assessing dif- tool for studying glycolysis in the hopes of detect-
ferences between habitual and non-habitual users ing differences in flux. Although adrenaline might
have found no difference in performance para- play a permissive role in enhanced performance, it
meters for anaerobic[15,32,36,39,57] and aerobic ex- seems unlikely that it acts as the main mechanism
ercise,[58-61] it seems other unknown mediators responsible for the ergogenic effects of caffeine.
are involved other than habituation.
2.3 Lactic Acid
2. Mechanisms of Action
Caffeine has been shown through various ex-
2.1 Peripheral Mechanisms ercise paradigms to result in greater lactic acid
Early mechanisms for a caffeine ergogenic ef- concentration for endurance exercise.[64,65,68-72]
fect with aerobic performance stem from enhanced Lactic acid along with other variables (i.e. K+,
glucose) has been shown to increase in resting
free-fatty acid oxidation and glycogen sparing
conditions with caffeine consumption. This has
primarily thought to occur by an amplified
been attributed to hepatic and resting skeletal
adrenaline (epinephrine) output;[62] however, this
notion has been challenged and it seems likely tissue.[73] However, the results from high-
caffeine may operate via alternative mechanisms.[1] intensity exercise have been equivocal. Some
It is unlikely a model based on enhanced oxida- studies show increased lactate[14,15,27,28,39,41] and
tion of fatty acids would affect exercise dominated others show no increase.[17,23,32,36] It is interesting
by oxygen-independent metabolic pathways, such to note that despite training status, the majority
as high-intensity exercise. Therefore, the follow- of studies showing an increase in lactate have also
ing section examines mechanisms by which caf- shown an increase in performance.[14,15,27,28,39]
feine may be ergogenic. Peripheral and central Some authors speculate that increased lactate
might have been detrimental to perfor-
pathways are explored.
mance,[14,41] although a few studies failed to show
2.2 Catecholamines
an effect on performance with an increase in
lactate concentration.[14,41] Conversely, studies
Studies examining catecholamine response to showing no difference in lactate with caffeine
high-intensity exercise have shown an increased have reported an increase in performance.[23,32,36]
adrenaline secretion with caffeine administration Only one study showed no effect on perfor-
compared with placebo.[14,15,17,30,36] This is con- mance.[17] As previously mentioned, the effect of
sistent with endurance exercise.[63-65] Only a few caffeine on increased lactate levels does not al-
studies do not show an increase associated with ways seem to be primarily mediated through
caffeine ingestion.[66,67] Increased adrenaline le- adrenaline. A possible explanation for an in-
vels could potentially enhance performance via crease in glycolytic flux could lie with caffeine
an increased glycolytic flux, although studies that stimulating the CNS and consequently dampen-
have shown enhanced adrenaline levels and im- ing pain perception. While the role of the CNS
proved performance have not always shown and pain perception in fatigue is not well defined,
greater glycolytic flux (e.g. assessed via lactic it is plausible that blunting pain perception would
acid).[15,36] Also, elevated adrenaline output has mitigate fatigue by extending the timepoint at
not consistently translated to increased perfor- which a level of pain is experienced that would
mance for all studies.[14,17] In some studies,[17,41] result in exercise termination. Extended duration
increased adrenaline levels were not observed consequent to blunted pain may result in greater
yet a subsequent increased glycolytic flux was lactate accumulation. The two may be related by
evident via greater production or declined re- coincidence rather than revealing a mechanistic
moval. However, studies assessing glycolytic function of caffeine at the level of the muscle.
flux have not measured it directly but measured This is discussed in the following section in
a mixed venous blood,[14,15,17,36] which is a crude greater detail.

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
822 Davis & Green

2.4 Blood Glucose (paraxanthine) have been shown to stimulate


resting skeletal muscle K+ transport by increasing
Hepatic output of glucose has been shown to Na+/K+ ATPase activity.[85] Caffeine has been
dramatically increase during high-intensity ex- shown to attenuate the increase in plasma K+
ercise[74,75] as a result of a parallel rise in adrenaline during aerobic work.[77,80] However, compara-
and noradrenaline (norepinephrine).[76] As men- tively little work has been conducted within the
tioned earlier (section 2.2), caffeine has been shown anaerobic paradigm on attenuation of plasma [K+]
to amplify adrenaline output from the adrenal with caffeine. It is nevertheless reasonable to
medulla. Therefore, it would seem plausible that assume this could be a contributing factor when
blood-borne glucose would subsequently increase caffeine use results in enhanced performance. Con-
more with caffeine administration. The majority of sidering plasma K+ concentrations during exercise
studies support this notion,[14,28,32,77,78] with only a have shown a parallel increase with exercise inten-
few studies showing no effect.[15,17,41] Although sity,[86] it seems plausible that caffeine would elicit
studies not supporting this relationship have used its effect to a greater extent during high-intensity
untrained subjects, this does not explain why an exercise. However, this has not been the case.
increase in adrenaline for both studies did not Greer et al.[17] showed no significant effect on at-
mirror that of blood-borne glucose. Other studies tenuating plasma K+ levels. Crowe et al.[41] showed
utilizing untrained subjects have shown a re- a decrease in plasma K+ prior to exercise but
lationship.[14,28] The results of these studies com- failed to show an effect during exercise. Doherty
bined with previously mentioned mechanisms (i.e. et al.[36] showed a reduction in plasma K+ with
adrenaline, lactate) do not support any glycogen- caffeine compared with placebo during exercise.
sparing effect, and in fact support the idea of Although Doherty et al.[36] showed attenuation
enhanced glycolytic turnover. Previously men- of K+ during high-intensity exercise, it should be
tioned by Graham[1] on the aerobic paradigm, considered that caffeine was supplemented after
these mechanisms seem to offer sparse insight the loading phase of creatine when interpreting
into the influence of caffeine on anaerobic per- their results. It is important to note with Lindinger
formance. Enhanced glycolytic output does not et al.[80] that 9 mg/kg of caffeine had a greater
seem to be directly affected by caffeine but has an impact on attenuating plasma K+ compared with
indirect effect, primarily acting through the CNS. lower doses (3–6 mg/kg). They also noted that the
attenuated response .of caffeine on K+ was more
2.5 Potassium consistent
. at 78% VO2 max compared with 85%
VO2 max . Furthermore, in Lindinger et al.,[80] some
The proposed model stating that caffeine could subjects but not all showed attenuated levels
enhance excitation-contraction coupling stems of plasma K+. Studies failing to show an impact
from caffeine facilitating Na+/K+ ATPase activ- on K+ during exercise do not seem to be hindered
ity.[79] Several authors provide evidence for this by relative dose employed, with subjects consum-
indirectly through attenuation of plasma K+ levels ing 5[17] or 6[41] mg/kg. Studies showing an effect
during rest[40] and exercise.[36,77,80] During mus- used 3–9 mg/kg.[36,76,79] Recreationally trained[41]
cular contractions, depolarization of a muscle cell and untrained[17] subjects both failed to show an
results in K+ efflux into the extracellular fluid, impact on K+ during exercise. Thus, it appears that
which then can diffuse into blood plasma.[81,82]. an intensity-dependent relationship may exist for
Maintaining an electrochemical gradient of caffeine attenuation of plasma K+. It is impor-
Na+ and K+ is important if a forceful output of tant for future studies to assess what impact
muscle contractions is to occur.[83] Thus, prevent- caffeine has on attenuating plasma K+ levels and
ing a rise in plasma K+ by enhanced Na+/K+ determine whether an intensity-related response
ATPase activity could create a more favourable for caffeine on K+ levels exists with trained
environment for excitation-contraction, poten- subjects in an environment specific to the sports
tially delaying fatigue.[84] Caffeine metabolites paradigm.

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 823

2.6 Calcium/Phosphodiesterase muscle,[107] smooth muscle, the circulatory system


Inhibition/Cyclic Adenosine Monophosphate and the brain.[109] Specifically, a physiological
Cascade stimulus is thought to initiate adenosine release
from neurons, where degradation of nucleotides
Calcium and phosphodiesterase inhibition have
occurs later.[107] Adenosine is a molecule similar
been proposed to play an intimate role in the
in structure to caffeine,[98] and has been shown to
mechanisms for a caffeine ergogenic effect. Caf-
enhance pain perception,[110,111] induce sleep,[112]
feine has been shown to inhibit phosphodiester-
reduce arousal,[113] depress spontaneous loco-
ase enzymes in vitro,[87] allowing an increase in
motor activity[114] and act as a neuromodu-
intracellular cyclic adenosine monophosphate
lator.[100,101,115-118] However, caffeine has been
(cAMP).[88] An increase in cAMP would lead to a
shown to counter these inhibitory effects of ade-
greater lipolysis, due to the cAMP relationship
nosine.[100,101,112,114,119] Various receptors for
with regulation of adipose tissue.[89,90] Thus, caf-
adenosine are located throughout the CNS and
feine potentially plays a mechanistic role for the
brain, depending on receptor subtype.[120] Four
rationale of caffeine-enhanced free-fatty oxidation
different receptor subtypes exist for adenosine
(and with a subsequent glycogen sparing) even
(A1, A2a, A2b and A3), with various receptors
though, as noted, this mechanism is unlikely to
producing varying response with adenosine.[121]
explain any ergogenic value of caffeine during
Inhibitory effects of adenosine act through
higher-intensity bouts. Caffeine has been shown to
A1 receptor activation, while excitatory response
cause a greater increase in calcium mobilization
occurs with A2 receptors.[107,112] Caffeine is a
from the sarcoplasmic reticulum.[91-93] Addi-
nonselective adenosine inhibitor and can easily
tionally, compared with fast twitch fibres, caffeine
cross the blood-brain barrier by simple diffusion
may have a greater sensitivity for affecting slow
and carrier-mediated transport due to its lipo-
twitch muscle fibres[94-96] and slow twitch sarco-
philic nature.[122] The effects are primarily elicited
plasmic reticulum[97] in vitro. This could have
through the A1 and A2a receptors due to their
favourable effects on excitation-contraction cou-
higher affinity for adenosine compared with A2b
pling, potentially attenuating muscle fatigue.
and A3 receptors, which have a lower affinity for
Although a strong argument can be made for the
adenosine and seem to be stimulated under
effects of caffeine on inhibiting phosphodiesterase
periods of hypoxia or ischaemia.[100,107,123] As
and mobilizing calcium in vitro (specifically me-
discussed below (section 3.2), the hypotheses for
thylxanthines), in vivo it appears the physiological
caffeine mechanisms are thought to occur from
dose required to do this would be toxic. Thus, it is
inhibitory effects on adenosine, thus leading to
unlikely that the effects of caffeine would be eli-
modified pain perception while sustaining motor
cited through these proposed mechanisms.[88,98-100]
unit firing rates and neuro-excitability. This then
is the leading hypothesis for the ergogenic effect
3. Central Mechanism of caffeine on performance, particularly during
3.1 Adenosine Antagonism
anaerobic performance.

It is commonly known that caffeine stimulates 3.2 Pain Perception


the CNS – specifically, with the effects mediated
through adenosine receptor antagonism.[101-106] The pain adaptation model states that pain
Adenosine is a compound composed of adenine reduces output of muscles when they act as ago-
and ribose, and has been shown to be a powerful nists and increases the output when they become
vasodilator.[107] Adenosine metabolism is regu- antagonists.[124] This leads to a reduction in MVC
lated primarily through adenine nucleotide and velocity of movement.[124] Ultimately, the abil-
(ATP, adenosine diphosphate, adenosine mono- ity for forceful muscle contraction is reduced.[124]
phosphate) breakdown,[108] thus exercise can Experimentally, pain has been shown to influence
increase adenosine concentration in skeletal motor unit recruitment (i.e. decreased firing

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
824 Davis & Green

rate).[98,125,126] This has been correlated to the traditional 30-second Wingate test. They found
intensity of muscle pain[125] through sensory that caffeine had no effect on electromyogram
nerve transmission signalling.[102] Pain may be (EMG) activity. Williams et al.[19] also failed to
induced intramuscularly by injecting capsai- find an effect with caffeine on EMG signalling
cin[126] or hypertonic saline[127-130] in the masseter during maximal and submaximal isometric hand
muscles or other muscles to try and replicate grip contraction. Meyers and Cafarelli[54] also
clinical muscle pain.[126,130] Adenosine has been found no difference during submaximal isometric
shown to induce muscle pain when infused in- contractions on EMG activity for caffeine. These
travenously in both healthy subjects and patients studies imply that caffeine may not affect motor
with angina.[110,111,131,132] This shows its ability to unit recruitment. Recently, more sophisticated
reduce the pain threshold.[133] Antinociceptive techniques were used to examine motor unit fir-
(pain suppression) effects occur from activation ing rates and recruitment with caffeine. No dif-
of A1 adenosine receptors, where stimulation of ferences were found for either enhanced motor
A2 receptors elicits a hyperalgesic (pain en- unit recruitment[53-55] or increased output of
hancement) response.[102,134-136] Clinically selec- motor unit firing rates[54] with caffeine compared
tive blockade of A2A receptors could play a major with placebo during submaximal (e.g. 50% MVC)
role in the therapeutic development of pain isometric contractions.
medications[137] and may have implications for Recent work has shown leg muscle pain to be
Huntington’s disease[138] and anti-Parkinson reduced
. during 30 minutes of cycling at 60%
drugs.[139] The majority of studies designed to VO2 max with caffeine.[146] The authors concluded
study pain have used different methods to induce that the ergogenic effects of caffeine might be
pain. However, naturally occurring pain through partially explained by the hypoalgesic (pain-
exercise is not well understood.[140,141] relieving) properties of caffeine,[146] postulating
Caffeine is commonly used in over-the-counter A2a receptor blockade exceeded that of A1 re-
mediations for its pain-relieving effect[142] due ceptor antagonist effect of caffeine; i.e. caffeine
to its blockade of adenosine receptors.[104] Clini- blocked A2A receptors more compared with A1
cally it has been commonly used to help re- receptors, thus producing a hypoalgesic effect.
duce headaches.[143,144] Caffeine combined with Additionally, a dose-dependent response on re-
other analgesic medications (e.g. paracetamol duced pain perception has been shown with
[acetaminophen]) has been shown to enhance 10 mg/kg compared with 5 mg/kg of .caffeine in
pain-relieving ability better than with certain males for 30 minutes of cycling at 60% VO2 max .[147]
medications alone.[142] Additionally, the analge- However, Motl et al.[148] did not show a dose-
sic effects of caffeine have been shown to reduce dependent response for pain perception with
experimental muscle pain.[145] Thus, one of the females but noted a lower overall muscle pain
main concepts behind the caffeine mechanism perception for females compared with males be-
seems to be concerned with pain perception. If tween these
. studies during 30 minutes of cycling
caffeine can decrease naturally occurring pain of at 60% VO2 max . Similar results for decreased leg
exercise and sustain or increase firing rates of muscle pain during exercise for females have been
motor units, a greater force output should be reported.[149] However, other studies inducing
maintained. This hypothesis might explain the pain experimentally have shown females having a
effects of caffeine in studies showing positive ef- higher muscle pain rating and lower pain thresh-
fects on anaerobic performance. However, it is old.[150,151] What difference in impact caffeine
crucial to state, as mentioned by Kalmar,[98] that would have on performance between males and
no study data (to our knowledge) have examined females is unclear, considering relatively few
the effect of caffeine on motor unit firing rates studies have included female participants (table I)
with experimentally induced pain. Recently, and no study (to our knowledge) has examined
Greer et al.[18] had subjects not accustomed to the performance measures on sex differences with
rigour of high-intensity exercise each perform a caffeine.

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 825

Table I. Summary of literature pertaining to caffeine and anaerobic performance


Study (year) No. and sex Dosage Population Findings
Isokinetic peak torque
Jacobson et al.[50] (1992) 20 M 7 mg/kg Elite male athletes › peak torque, › power output
Jacobson et al.[49] (1991) 20 M 600 mg Recreationally active 2 peak torque
16 F 300 mg
Bond et al.[47] (1986) 12 M 5 mg/kg Intercollegiate track 2 peak torque
sprinters
Dynamic training
Beck et al.[16] (2006) 13 M 201 mg Weight-trained subjects › 1RM bench press, 2 1RM leg press,
(>1 year) 2 reps to failure
Green et al.[42] (2007) 13 M 6 mg/kg Weight-trained subjects 2 reps to failure: bench press, leg press
4F (>8 weeks)
Hudson et al.[43] (2007) 15 M 6 mg/kg Weight-trained subjects › reps to failure: leg extension;
(>8 weeks) 2 arm curls
Jacobs et al.[46] (2003) 13 M 4 mg/kg Weight-trained, currently 2 reps to failure: leg press, bench press
or involved in past year
Astorino et al.[45] (2008) 22 M 6 mg/kg Weight-trained subjects 2 reps to failure: leg press, bench press;
(>6 years) 21RM
Williams et al.[44] (2008) 9M 300 mg Weight-trained subjects 2 reps to failure: bench press, latissimus
(>2 years) dorsi pulldown; 2 1RM
Isometric force production and endurance
Kalmar and Cafarelli[55] (1999) 11 M 6 mg/kg N/S › peak force, muscle endurance
Williams[117] (1987) 6M 7 mg/kg N/S 2 peak force, muscle endurance
Lopes et al.[52] (1983) 5 (N/S) 500 mg N/S 2 peak force, muscle endurance
Plaskett and Cafarelli[53] (2001) 15 M 6 mg/kg N/S 2 peak force, › muscle endurance
Maridakis et al.[56] (2007) 9F 5 mg/kg Untrained › peak force
Meyers and Cafarelli[54] (2005) 10 M 6 mg/kg N/S › muscle endurance
Tarnopolsky and Cupido[57] (2000) 12 M 6 mg/kg N/S 2 peak force
Muscle soreness and damage
Maridakis et al.[56] (2007) 9F 5 mg/kg Untrained fl pain perception/attenuated DOMS,
› peak force
Sprint power cycling
Anselm et al.[28] (1992) 10 M 250 mg Recreationally active › power output
4F
Greer et al.[18] (2006) 18 M 5 mg/kg Recreationally active 2 peak power, mean power, percentage
decline in power
Greer et al.[17] (1998) 9M 6 mg/kg Recreationally active 2 power output
Kang et al.[23] (1998) 14 (N/S) 5 mg/kg Trained cyclist and › total power, mean power, peak power:
2.5 mg/kg recreationally active both populations
subjects
Beck et al.[16] (2006) 13 M 201 mg Weight trained 2 mean power, peak power
Hoffman et al.[21] (2007) 8M 450 mg Recreationally active 2 power output
2F (coffee)
Collomp et al.[14] (1991) 3M 5 mg/kg Untrained 2 power output
3F
Lorino et al.[20] (2006) 16 M 6 mg/kg Recreationally active 2 power output
Bell et al.[15] (2001) 16 M 5 mg/kg Untrained 2 power output

Continued next page

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
826 Davis & Green

Table I. Contd
Study (year) No. and sex Dosage Population Findings
Schneiker et al.[27] (2006) 10 M 6 mg/kg Team sport athletes › total work, mean power
Roberts et al.[22] (2007) 5M 450 mg Recreationally active 2 mean power, peak power, time to peak
5F (coffee) power
Speed endurance cycling/running
Wiles et al.[40] (2006) 8F 5 mg/kg Trained cyclist › mean speed, mean power, peak power,
performance
Doherty and Smith[7] (2004) 11 M 5 mg/kg Trained cyclist › mean power
Doherty et al.[36] (2002) 14 M 5 mg/kg Trained › run time to exhaustion
Doherty[32] (1998) 9M 5 mg/kg Trained › run time to exhaustion
Bell et al.[15] (2001) 16 M 5 mg/kg Untrained › cycling time to exhaustion
Crowe et al.[41] (2006) 12 M 6 mg/kg Recreationally active fl time to peak power (significant), total
5F power, peak power between bouts 1 and 2
(not significant)
Sprints
Collomp et al.[31] (1992) 5 M, 250 mg Trained and untrained › performance (trained), 2 performance
9F swimmers untrained
Stuart et al.[30] (2005) 9M 6 mg/kg Australian rugby players › sprint, power, passing performance
[29]
Paton et al. (2001) 16 M 6 mg/kg Team sport athletes fl performance
Agility
Lorino et al.[20] (2006) 16 M 6 mg/kg Recreationally active 2 pro-agility
Stuart et al.[30] (2005) 9M 6 mg/kg Australian rugby players › agility
1RM = one-repetition maximum; DOMS = delayed-onset muscle soreness; F = female subjects; M = male subjects; N/S = not specified;
reps = repetitions; fl indicates decrease; › indicates increase; 2 indicates no difference.

Studies examining pain perception with caffeine caffeine within this paradigm. However, whether
during an anaerobic paradigm have been sparse. these results apply to trained subjects using a
Pain perception index during repetitions to fail- more practical model assessing pain on eccentric
ure for resistance training has shown no differ- training (i.e. free weights) remains unknown.
ence between caffeine and placebo. However, The effects of caffeine on altering pain percep-
repetitions were greater at various sets through- tion and affecting the CNS are well documented.
out the trial, suggesting pain perception may have Although the mechanisms of the effects of caffeine
been suppressed with caffeine.[43] Caffeine has may act primarily via stimulating the CNS, the role
recently been shown to attenuate delayed-onset of peripheral tissue should not be diminished.
muscle pain and force loss following eccentric Some studies show an effect with caffeine in which
exercise induced by electrical stimulation of the the CNS played a minimal role.[52,57,152] Future
quadriceps.[56] A statistically significant hypo- investigations should be conducted in order to
algesic effect was shown during maximal volun- elucidate the exact mechanisms of caffeine.
tary isometric contractions, with a decrease of
12.7 raw visual analogue scale (VAS) units with 3.3 Rating of Perceived Exertion
caffeine compared with 1.9 VAS for placebo.
A smaller nonsignificant decrease was reported As previously mentioned, the effects of caffeine
for caffeine (7.8 VAS) compared with placebo on pain perception are well documented in clinical
(1.9 VAS) during submaximal voluntary eccentric settings. However, only recently have the analgesic
contractions 1 hour after ingestion of caffeine effects of caffeine been applied to naturally occur-
5 mg/kg in untrained female subjects. This study ring pain of exercise. It would seem logical that
shows novel insight of the hypoalgesic effect of caffeine could potentially decrease perceived

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
Caffeine and Anaerobic Performance 827

exertion, thus possibly allowing athletes to work at to accomplish more work despite the same per-
a greater intensity or prolong the duration of ex- ceived exertion as placebo, offering introductory
ercise. In a recent meta-analysis, Doherty and evidence that caffeine blunts perceived exertion
Smith[8] reviewed the effects of caffeine on rating of during high-intensity exercise. The lack of dif-
perceived exertion (RPE), showing that caffeine ferences between studies perhaps suggests the
dampened perceived exertion by 5.6% compared RPE scale is too gross to be used to detect chan-
with placebo. Regression analysis revealed that ges in perception at such high exercise intensities.
29% of the variance explained the ergogenic effect Although these studies offer promising insight on
of caffeine on performance by decreased RPE. The the mechanism of caffeine for improved perfor-
effects of caffeine on RPE have been extensively mance, more research is clearly needed in this
examined in the aerobic paradigm,[62,153,154] but area before the extent of the effect of caffeine can
research examining the effects of caffeine on be fully understood.
anaerobic performance has been scarce. Only a few
studies have examined RPE while performing 3.4 Fatigue
high-intensity exercise, with the majority of studies The effects of fatigue have been associated
showing no difference for RPE between caffeine with both peripheral and central mechanisms.
and placebo,[27,42,43] and others showing a de- However, it is beyond the scope of this review to
creased RPE,[36,39] or even an increased RPE evaluate whether fatigue is more a product of
compared with placebo.[41] Doherty et al.[36] found peripheral or central fatigue – but merely to ex-
that caffeine showed a clear trend for decreased amine what effects caffeine has on attenuating
RPE at every 30-second timepoint (RPE taken for fatigue during exercise. Caffeine has recently
2 minutes); however, a significant difference was been proposed as a tool to examine fatigue,[155]
only noticed
. at 90 seconds for run time to fatigue at considering it affects both peripheral and central
125% VO2 max . Doherty et al.[39] also found a de- pathways in vivo and in vitro. When fatigue is
creased RPE of approximately 1 point (Borg Scale) evaluated via aerobic performance, caffeine has
during high-intensity cycling for 3 minutes. How- commonly shown increased time to fatigue for
ever, Crowe et al.[41] found an increased RPE ap- humans[64,65,71,78,152,156] and animals[157] com-
proaching significance (p = 0.055) for caffeine pared with placebo. Recent work from our lab-
compared with placebo between bouts 1 and 2 oratory (unpublished observation) supports the
during 60 seconds of high-intensity cycling. notion that caffeine attenuates fatigue during
The effects caffeine exerts on RPE during sprint-type activity. Studies have attributed en-
resistance training have only recently been hanced anaerobic performance,[27,30] submaximal
examined. Green et al.[42] and Hudson et al.[43] isometric contractions,[53-55] and speed endurance
both failed to show a difference in RPE with protocols[15,32,36,39] to attenuated fatigue. Thus, it
caffeine compared with placebo during resistance appears caffeine not only delays fatigue in aero-
training. However, both studies did find an in- bic exercise but also in protocols that rely heavily
crease in repetitions with caffeine at various sets on oxygen-independent metabolic pathways.
throughout their protocol, suggesting RPE was
blunted to an extent with caffeine. As mentioned
previously (section 1.2), caffeine has been shown 4. Conclusion and Future Directions
to enhance short duration high-intensity exercise
when the methodology has been matched to mi- Caffeine seems to be ergogenic during high-
mic athletic competitions (i.e. 4–6 seconds).[27,30] intensity exercise, depending on the paradigm.
Schneiker et al.[27] found that caffeine did not Exercises examining isokinetic peak torque,
decrease RPE compared with placebo; however, isometric maximal force, muscular endurance for
total sprint work and peak power were greater. upper body musculature, and 1RM show equi-
Therefore, participants for Green et al.,[42] vocal results, with caffeine having minimal
Hudson et al.[43] and Schneiker et al.[27] were able ergogenic effect within these areas. Studies of

ª 2009 Adis Data Information BV. All rights reserved. Sports Med 2009; 39 (10)
828 Davis & Green

repetitions to failure for lower body musculature Caffeine has received tremendous attention
offer introductory evidence that caffeine has an within exercise models dominating aerobic ATP
effect on resistance training. Recent work sup- pathways. It has received relatively less attention
ports the notion that caffeine affects isometric with respect to work bouts relying principally on
muscle endurance. Considering a relatively large anaerobic ATP pathways, thus leaving many
body of research has not been conducted within questions unanswered. Future research should
these areas, more studies are clearly needed be- examine the impact and the extent caffeine has on
fore a definite conclusion can be reached on high-intensity performance, with individual and
muscular endurance and muscular force. Tradi- group data being assessed, and also whether
tional measures of power output observed during sex differences exist. Studies are also needed to
the 30-second Wingate protocol do not seem understand whether individuals respond similarly
favourably enhanced by caffeine administration. during repeated bouts of exercise (true responders)
Yet this has been examined most often in untrained with caffeine consumption and elucidate the
athletes. Speed endurance (i.e. 60–180 seconds underlying mechanisms between responders and
in duration) seems to be highly affected by caf- nonresponders. Furthermore, the acute and
feine. High-intensity exercise seems to be favour- chronic effects of caffeine on muscular endurance
ably affected (i.e. sprinting, sprint cycling power) performance incorporating multiple exercises
with methodologies employing protocols that and sets should be examined further. Finally,
mimic sport activities (i.e. 4–6 seconds), while work is necessary to isolate the precise mechan-
agility performance remains unclear. Therefore, isms by which caffeine acts as an ergogenic aid.
sports such as soccer, rugby, lacrosse and foot-
ball would seem to be favourably affected by
caffeine. Acknowledgements
Earlier research examining the effects of caf-
feine on performance typically employed un- No sources of funding were used to assist in the prepara-
tion of this review. The authors have no conflicts of interest
trained subjects with methodologies not specific that are directly relevant to the content if this review.
to high-intensity intermittent sport activities.
These designs and subject characteristics poten-
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