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Intra-Aortic Balloon Counterpulsation

Jeffrey C. Trost, MDa,*, and L. David Hillis, MDb


Intra-aortic balloon counterpulsation (IABP) is sometimes used in critically ill pa-
tients with cardiac disease. By increasing diastolic arterial pressure and decreasing
systolic pressure, it reduces left ventricular afterload. IABP may be beneficial in
subjects with cardiogenic shock, mechanical complications of myocardial infarction,
intractable ventricular arrhythmias, or advanced heart failure or those who undergo
“high-risk” surgical or percutaneous revascularization, but the evidence to support its
use in these patient groups is largely observational. Contraindications to IABP
include severe peripheral vascular disease as well as aortic regurgitation, dissection,
or aneurysm. The potential benefits of IABP must be weighed against its possible
complications (bleeding, systemic thromboembolism, limb ischemia, and, rarely,
death). © 2006 Elsevier Inc. All rights reserved. (Am J Cardiol 2006;97:
1391–1398)

For several decades, intra-aortic balloon counterpulsation insertion, which is the predominant insertion technique used
(IABP) has been used to provide hemodynamic support to today.
critically ill patients with cardiac disease. Although the
exact prevalence of its use is unknown, the National Hos-
pital Discharge Survey estimated that IABP was used in Device Insertion and Operation
42,000 patients in the United States in 2002.1
The IABP device is composed of (1) a double-lumen 8Fr to
9.5Fr catheter with a 25- to 50-ml balloon at its distal end
and (2) a console with a pump to deliver gas to the balloon.
History
Before insertion, an appropriate balloon size is selected (on
the basis of the patient’s height). (Balloon recommendations
The beneficial effects of IABP are based on the principle of
from Datascope Corporation, Montvale, New Jersey, are as
“counterpulsation,” whereby blood is pumped or displaced
follows: for patients ⬍5 ft [152 cm] tall, 25 ml; for those 5
“out of phase” with the normal cardiac cycle (i.e., during
ft to 5 ft 4 in [152 to 163 cm] tall, 34 ml; for those 5 ft 4 in
left ventricular [LV] diastole). The application of this prin-
to 5 ft 6 in [163 to 183 cm] tall, 40 ml; and for those ⬎6 ft
ciple was first described (in experimental animals) by Ad-
[183 cm] tall, 50 ml.) The balloon diameter, when fully
rian and Arthur Kantrowitz2 in 1952. In 1958, Harken pro-
expanded, should not exceed 80% to 90% of the diameter of
posed an extracorporeal pump that would remove blood
the patient’s descending thoracic aorta. The IABP catheter
during LV systole, then return it during diastole, and in
is inserted percutaneously in the femoral artery through an
1962, he and his colleagues described the use of such a
introducer sheath using an over-the-wire technique; percu-
device in experimental animals.3,4 That same year, Moulo-
taneous insertion through the brachial artery also is possi-
poulos et al5 developed an intra-aortic device, with which a
ble.8 Alternatively, the catheter can be inserted surgically
balloon mounted on a catheter and positioned in the aorta
using a transthoracic or translumbar approach or through the
was inflated during LV diastole and deflated during systole.5
iliac, subclavian, or axillary artery.9 –11 In comparison with
In 1968, Kantrowitz et al6 reported that IABP in 2 sub-
percutaneous placement, surgical insertion is associated
jects with cardiogenic shock improved systemic arterial and
with increased periprocedural mortality.12,13 Once vascular
central venous pressures as well as urine output, although
access is obtained, the balloon catheter is inserted and ad-
only 1 survived to hospital discharge. These early intra-
vanced, usually under fluoroscopic guidance, to the de-
aortic balloons were inserted through a femoral arterial
scending thoracic aorta, where its tip is positioned 2 to 3 cm
cutdown. In 1980, Bregman et al7 described percutaneous
distal to the origin of the left subclavian artery (at the level
of the carina).
a
Department of Internal Medicine (Cardiology Division), Johns Hop- After the catheter is positioned in the descending tho-
kins University School of Medicine, Baltimore, Maryland; and bDepart- racic aorta, its inner lumen can be used to monitor systemic
ment of Internal Medicine (Cardiology Division), University of Texas arterial pressure, and the outer lumen is used for the delivery
Southwestern Medical School, Dallas, Texas. Manuscript received Sep- of gas from the console to the balloon. Helium is most often
tember 14, 2005; revised manuscript received and accepted November 8,
2005. used because of its low density, which facilitates rapid
* Corresponding author: Tel: 410-550-2463; fax: 410-550-1183. transmission from console to balloon. Once balloon infla-
E-mail address: jtrost2@jhmi.edu (J.C. Trost). tion is initiated, the complete expansion of the balloon

0002-9149/06/$ – see front matter © 2006 Elsevier Inc. All rights reserved. www.AJConline.org
doi:10.1016/j.amjcard.2005.11.070
1392 The American Journal of Cardiology (www.AJConline.org)
Review/Intra-Aortic Balloon Counterpulsation 1393

should be confirmed fluoroscopically. In addition, the pa- sure, cardiac output, and pulmonary arterial wedge pres-
tient’s peripheral pulses should be assessed to ensure that sure fail to improve, more frequent IABP device infla-
the balloon is not compromising perfusion of the aortic arch tions (1:1) may be used. Conversely, with hemodynamic
vessels or the affected limb. Urine output should be moni- improvement, the IABP device can be “weaned” to less
tored, and serum creatinine concentration should be mea- frequent cycling.
sured periodically.
The console is programmed to identify a trigger for
balloon inflation and deflation. The most commonly used
Concomitant Medications
triggers are (1) the electrocardiographic (ECG) waveform
and (2) the systemic arterial pressure waveform. With the
use of the ECG waveform, the peak of the R wave corre- Intravenous unfractionated heparin sufficient in amount to
sponds to the beginning of LV systole; the balloon deflates prolong an activated partial thromboplastin time to 50 to 70
at this time. Balloon inflation begins with the onset of seconds is considered to be standard therapy during IABP.
diastole, which corresponds to the middle of the T wave. Although heparin may prevent catheter-related thrombotic
Poor ECG quality or electrical interference may cause in- events, no data exist to support this belief. In fact, 1 study
consistent ECG triggering. Cardiac dysrhythmias, such as that randomly assigned 153 patients to receive heparin (or
atrial fibrillation, may result in inconsistent balloon infla- no heparin) during IABP found no difference in the inci-
tion, thereby potentially diminishing the benefits of IABP. dence of limb ischemia.14
Although the ECG signal is often used as an IABP A nonfunctioning balloon should be removed promptly,
trigger, it is only an approximation of the onset and termi- or thrombosis may occur. In nonheparinized experimental
nation of LV systole and diastole, and adjustments in the animals, an immobile, deflated balloon is subject to throm-
precise timing of balloon inflation and deflation may be re- bosis within 20 minutes.15 The largest IABP device manu-
quired. For this purpose, the systemic arterial pressure wave- facturer recommends that an immobile IABP device be re-
form may be used: the IABP device is set to inflate after aortic moved within 30 minutes.16 Occasionally, a balloon may
valve closure (which corresponds to the waveform’s dicrotic rupture, leading to extensive thrombus formation; therefore,
notch) and to deflate immediately before aortic valve opening any evidence of balloon rupture necessitates the immediate
(which corresponds to the point just before the systolic arterial discontinuation of heparin and prompt IABP device removal.
upstroke). In preparation for the elective removal of a functioning bal-
The optimal arterial waveforms with IABP are displayed loon, we discontinue heparin ⱖ2 hours before removal. During
in Figure 1. When the timing of balloon inflation or defla- the time interval from heparin discontinuation to IABP device
tion is suboptimal, adverse hemodynamic consequences removal, the IABP device is inflated periodically (no less
may result (Figure 1). The pressure waveform should be frequently than 1:8) to prevent hemostasis and thrombosis.
examined at least daily by personnel trained to recognize Adequate patient sedation and analgesia are essential
these abnormal patterns, after which appropriate adjust- before and during IABP. Any movement of the involved leg
ments, if necessary, can be made. or change in patient position may lead to IABP device
Depending on the patient’s hemodynamic status, the migration, which may compromise aortic branch vessels or
IABP device may be programmed to cycle more (1:1, or produce aortic injury. If a patient with an IABP device
1 inflation for every cardiac cycle) or less (1:4, 1:8) often. requires extubation, the IABP device should first be re-
The IABP device is often initially set at a frequency of moved, at a time when the patient is still sedated. After
1:2, thereby enabling the operator to determine the he- IABP device removal, the patient should be immobile for
modynamic efficacy of IABP by comparing assisted and ⱖ6 hours, after which sedation can be discontinued in
unassisted beats. If the patient’s systemic arterial pres- preparation for attempted extubation.

Figure 1. (A) Systemic arterial pressure waveform from a patient with a normally functioning IABP device in whom the IABP device is programmed to inflate
during every other cardiac cycle (commonly referred to as “1:2,” or 1 inflation for every 2 cardiac cycles). With the first beat, aortic systolic and end-diastolic
pressures are shown without IABP support and are therefore unassisted. With the second beat, the balloon inflates with the appearance of the dicrotic notch,
and peak-augmented diastolic pressure is inscribed. With balloon deflation, assisted end-diastolic pressure and assisted systolic pressure are observed. To
confirm that IABP is producing maximal hemodynamic benefit, the peak diastolic augmentation should be greater than the unassisted systolic pressure, and
the 2 assisted pressures should be less than the unassisted values. (B) Systemic arterial pressure waveform from a subject in whom balloon inflation occurs
too early, before aortic valve closure. Consequently, the left ventricle is forced to empty against an inflated balloon; the corresponding increase in afterload
may increase myocardial oxygen demands and worsen systolic function. (C) Systemic arterial pressure waveform from a patient in whom balloon inflation occurs
too late, well after the beginning of diastole, thereby minimizing diastolic pressure augmentation. (D) Systemic arterial pressure waveform from a patient in whom
balloon deflation occurs too early, before the end of diastole. This may shorten the period of diastolic pressure augmentation. A corresponding transient decrease
in aortic pressure may promote retrograde arterial flow from the carotid or coronary arteries, possibly inducing cerebral or myocardial ischemia. (E) Systemic arterial
pressure waveform from a subject in whom balloon deflation occurs too late, after the end of diastole, thereby producing the same deleterious consequences as early
balloon inflation (increased LV afterload, with a resultant increase in myocardial oxygen demands and a worsening of systolic function).
1394 The American Journal of Cardiology (www.AJConline.org)

Hematologic Effects and (3) the methods used to quantify coronary blood flow.
These differences may explain the heterogeneity of results.
With IABP, hemoglobin and hematocrit often decrease Several studies in critically ill patients suggest that IABP
modestly because of hemolysis from mechanical damage to may be beneficial in those with impaired coronary arterial
erythrocytes as well as bleeding at the vascular access site. autoregulation.21,23 Across a wide range of perfusion pres-
In 1 nonrandomized analysis of patients with myocardial sures (from 45 to 125 mm Hg), coronary blood flow remains
infarctions (MIs), the 37 subjects in whom IABP was used constant by autoregulation; within this range of perfusion
had average decreases in hemoglobin and hematocrit of 2.3 pressures, coronary blood flow is relatively pressure inde-
g/dl and 5.7%, respectively, whereas the 13 patients without pendent. At extremely large or small perfusion pressures,
IABP device placement manifested decreases of 1.5 g/dl however, autoregulation is insufficient to preserve coronary
and 3.9%, respectively (p ⬍0.05).17 Thrombocytopenia may arterial blood flow. For example, in a subject with profound
occur with IABP because of (1) the mechanical destruction hypotension, the effect of autoregulation is lost; in such a
of platelets and/or (2) heparin administration.18 Serum he- situation, IABP may augment coronary arterial flow by
moglobin and hematocrit and the platelet count should be increasing aortic diastolic pressure. However, in the setting
measured daily during IABP. of a fixed, severe coronary arterial stenosis (⬎90% luminal
diameter narrowing), the IABP-induced increase in aortic
diastolic pressure is not transmitted to the vessel’s postste-
Hemodynamic Effects notic segment; as a result, poststenotic coronary blood flow
Effects on systemic arterial pressure and LV perfor- is unchanged.34
mance: By increasing diastolic arterial pressure and de-
creasing systolic pressure, IABP reduces LV afterload. The
magnitude of these effects varies among subjects and is Indications for Use
dependent on (1) balloon volume, (2) heart rate, and (3) Cardiogenic shock: Registry data suggest that cardio-
aortic compliance. The balloon volume is proportional to genic shock is 1 of the most common conditions for which
the volume of blood displaced: as balloon volume increases, IABP is used, accounting for about 20% of all insertions in
the displaced blood volume increases commensurately. As the United States.35,36 In 15 subjects with cardiogenic shock,
heart rate increases, LV and aortic diastolic filling times Weiss et al37 showed that IABP was associated with (1)
decrease, producing less balloon augmentation per unit of decreases in LV end-diastolic and end-systolic volumes and
time. Finally, as aortic compliance increases (or systemic pulmonary arterial wedge pressure and (2) increases in
vascular resistance decreases), the magnitude of diastolic cardiac output, stroke volume, and the LV ejection fraction.
augmentation diminishes. Unfortunately, although hemodynamic and clinical im-
In most patients with systemic arterial hypotension, provement was noted in all patients, only 4 survived to
IABP increases arterial pressure, because the magnitude of hospital discharge.
diastolic pressure augmentation exceeds the decrease in sys- In the era of pharmacologic or mechanical reperfusion in
tolic pressure. In contrast, in normotensive patients, IABP patients with acute MIs, the efficacy of IABP in subjects
usually produces little or no change in mean arterial pressure, with cardiogenic shock has not been evaluated in a ran-
because these subjects maintain stable arterial pressure through domized, controlled trial. The evidence in support of
circulatory autoregulation. In patients with severe heart failure IABP in conjunction with reperfusion comes from (1)
and/or cardiogenic shock, IABP reduces systolic arterial pres- canine data, which suggest that IABP facilitates pharma-
sure, thereby “unloading” the failing heart. By reducing LV cologic reperfusion by improving the speed and com-
afterload, IABP reduces LV wall tension and oxygen demands. pleteness of clot lysis38; (2) observational data from pa-
Subsequently, preload, as reflected by left atrial and/or LV tients with cardiogenic shock treated with pharmacologic
end-diastolic pressures, decreases. These favorable effects or mechanical reperfusion; and (3) retrospective analyses
cause increases in stroke volume and cardiac output. of randomized trials examining reperfusion strategies in
Effects on coronary arterial blood flow: The augmen- patients with acute MIs.
tation of diastolic aortic pressure during balloon inflation, in In the Should We Emergently Revascularize Occluded
theory, should increase coronary arterial blood flow, partic- Coronaries for Cardiogenic Shock registry, an observational
ularly in subjects with coronary arterial hypoperfusion, be- analysis of patients with acute MIs and cardiogenic shock,
cause most coronary arterial flow occurs during LV diastole. patients who received IABP and thrombolytic therapy had
However, studies in experimental animals and humans have lower in-hospital mortality (47%) than those receiving
yielded conflicting results: several have reported increases in IABP alone (52%), thrombolytic therapy alone (63%), or
coronary blood flow with IABP,19 –27 whereas others have neither (77%) (p ⬍0.0001). In this series, however, those
reported no change28 –31 or even decreases.32,33 These studies who received IABP were more likely to undergo percuta-
vary with respect to (1) the subjects studied (animals or hu- neous or surgical revascularization, which may have con-
mans), (2) their hemodynamic conditions at the time of study, tributed to their improved outcomes.39
Review/Intra-Aortic Balloon Counterpulsation 1395

A retrospective analysis of the data from the Global rhythmic agent and 17 of whom failed to respond to mul-
Utilization of Streptokinase and Tissue Plasminogen Acti- tiple drugs. During IABP support, 18 manifested reductions
vator for Occluded Coronary Arteries study, which random- in or completed the abolition of arrhythmias.
ized patients with acute MIs to 1 of 4 thrombolytic regi-
Post-MI angina or unstable angina refractory to med-
mens, identified 310 patients with cardiogenic shock. IABP
ical therapy: About 12% of IABP is performed in subjects
was used in 68 and not used in the other 242; the decision
with post-MI angina or unstable angina refractory to med-
regarding IABP use was made by each patient’s personal
ical therapy.36 The data in support of IABP in these patients
physician (i.e., the assignment to IABP use was not ran-
are observational. In 1 report, IABP use was accompanied by
dom). One-year mortality was lower in those receiving early
symptomatic reduction and electrocardiographic improvement
IABP support (57% vs 67%, p ⫽ 0.04). Again, however,
in 15 of 16 patients with severe unstable angina,51 and another
those in whom IABP was used ⬍24 hours after hospital-
series reported similar improvement with IABP in 21 patients
ization were more likely to receive other therapies, includ-
with postinfarction angina.52
ing inotropic agents, pacemakers, assisted ventilation, and
surgical and/or percutaneous revascularization. Those in Heart failure refractory to medical therapy: In sub-
whom IABP was used had higher rates of major bleeding jects with refractory LV failure, IABP is used only as a
(47% vs 12%, p ⫽ 0.0001).40 temporary supportive measure in those awaiting cardiac
Recently, the National Registry of Myocardial Infarc- transplantation.36
tion-2 investigators reported outcomes of patients with
Hemodynamic support for “high-risk” catheteriza-
acute MI and cardiogenic shock stratified according to (1)
tion and angioplasty: IABP is often used in patients who
IABP use and (2) reperfusion therapy (pharmacologic or
undergo so-called high-risk catheterization and angio-
mechanical). Among 23,180 subjects with cardiogenic
plasty.36 Because patients with (1) age ⱖ70 years, (2) left
shock, IABP was used in 7,268. Again, the decision regard-
main coronary artery disease (CAD), and/or (3) poor LV
ing IABP use was made by the subject’s personal physician
systolic function are at increased risk during these proce-
(i.e., the assignment was not random). In those who re-
dures, it has been hypothesized that IABP may reduce the
ceived thrombolytic therapy and IABP, in-hospital mortal-
probability or magnitude of hemodynamic deterioration or
ity was 49%, whereas it was 67% in patients who did not
collapse that is sometimes caused by procedure-induced
receive IABP (p ⬍0.001). In contrast, among patients who
myocardial ischemia. No randomized data exist to support
received primary percutaneous revascularization, no sur-
this practice before diagnostic catheterization or percutane-
vival benefit was observed with IABP (in-hospital mortality
ous coronary intervention (PCI).
45% vs 47%, p ⫽ NS).41
The efficacy of routine postprocedural IABP in high-risk
In summary, patients with cardiogenic shock often man-
patients who undergo primary PCI for acute MIs was eval-
ifest hemodynamic improvement with IABP, but it is un-
uated in a randomized trial. In this study, 437 patients with
clear if this translates into reduced morbidity or mortality in
acute MIs who were considered to be at high risk (age ⬎70
the absence of concomitant revascularization.
years, 3-vessel CAD, LV ejection fractions ⬍0.45, saphe-
Cardiogenic shock due to ventricular septal rupture nous vein graft occlusions, persistent ventricular tachyar-
(VSR) or papillary muscle rupture, with resultant mitral rhythmias, or suboptimal PCI results) were randomly as-
regurgitation (MR): In 1% to 2% of patients with acute signed to (1) 36 to 48 hours of postprocedural IABP or (2)
MIs, VSR or papillary muscle rupture with resultant severe traditional postprocedural care. The 2 groups had similar
MR may occur; either may produce cardiogenic shock. rates of death, reinfarction, and infarct-related artery reoc-
About 5% of subjects in whom IABP is used have VSR or clusion.53 Thus, routine IABP after primary PCI appears not
acute MR.36 The evidence to support IABP in these patients to be indicated.
comes from several small observational studies. In 1 report
Hemodynamic support for high-risk coronary artery
of 5 patients with VSR and 1 with acute MR, IABP was
bypass grafting (CABG): Many of the aforementioned
associated with substantial clinical and hemodynamic im-
variables that predispose patients to periprocedural compli-
provement.42 Similarly, other studies demonstrated short-
cations during angiography and percutaneous revasculariza-
term (24-hour) clinical and hemodynamic improvement
tion may increase the risk for perioperative complications in
with IABP in patients with VSR,43,44 and 1 reported an
patients who undergo CABG. Surgical revascularization
improvement in the magnitudes of intracardiac shunting,
may be complicated by worsening ischemia and/or LV
systemic arterial pressure, and pulmonary arterial wedge
systolic dysfunction, with resultant hemodynamic instabil-
pressure with IABP therapy.45
ity, inability to wean off cardiopulmonary bypass, and
Intractable ventricular arrhythmias: IABP is used on death. In patients at risk for these complications, IABP
occasion in subjects with ventricular tachyarrhythmias re- support may have beneficial hemodynamic and anti-isch-
fractory to pharmacologic therapy.36,46 – 49 Fotopoulos et al50 emic effects.
used IABP in 21 patients with medically refractory ventric- Two nonrandomized series (describing data from 251
ular arrhythmias, 4 of whom failed to respond to 1 antiar- patients) compared the outcomes of high-risk patients who
1396 The American Journal of Cardiology (www.AJConline.org)

underwent CABG (defined as those who underwent repeat tion to percutaneous femoral IABP device insertion, but
or nonelective CABG as well as those with left main CAD, patients with aortobifemoral bypass grafts are generally
severe LV systolic dysfunction, symptomatic heart failure, considered reasonable candidates for percutaneous femoral
recent MIs, or unstable angina refractory to medical ther- IABP device placement. Finally, IABP is contraindicated in
apy) who received preoperative IABP with those who re- patients with uncontrolled septicemia or a bleeding diathesis.
ceived IABP only intra- or postoperatively.54 In the 2 studies,
the in-hospital mortality rates were lower in those receiving
preoperative IABP. In another series of 163 patients with
preoperative LV ejection fractions ⬍0.25 who underwent Complications of Intra-Aortic Balloon Counterpulsation
CABG, those with preoperative IABP had lower in-hospital
mortality compared with those not receiving preoperative IABP may be associated with vascular complications, in-
IABP (2.7% vs 11.9%, respectively, p ⬍0.005).55 cluding bleeding, systemic embolization, limb ischemia,
One small randomized trial examined the role of preop- and amputation. In addition, as with any indwelling cathe-
erative IABP support in patients who underwent CABG. In ter, IABP may result in infection. We believe that the
this study, 52 patients with ⱖ2 high-risk features (LV ejec- presence of a fever in a patient who undergoes IABP, in the
tion fraction ⬍0.40, left main CAD, reoperation, or medi- absence of another clear source, requires balloon removal.
cally refractory angina) were randomly assigned to (1) pre- IABP may be accompanied by mechanical complications,
operative IABP for 24 hours, (2) preoperative IABP for 1 to including balloon rupture, inadequate inflation, and inade-
2 hours, or (3) no preoperative IABP. Those who underwent quate diastolic augmentation. Rarely does a patient die as a
preoperative IABP, regardless of its duration, had shorter result of IABP device insertion, usually from aortic dissec-
durations on cardiopulmonary bypass, shorter durations of tion and/or rupture.
postoperative IABP support, greater cardiac indexes, shorter In the largest multinational registry to date, 7% of 16,909
intensive care unit stays, and reduced mortality (6% vs 25%, IABP recipients experienced ⱖ1 IABP-related complica-
p ⬍0.05).56 tion. Of these, 2.6% had major complications, including
In summary, patients with ongoing ischemia, decompen- major bleeding in 0.8%, limb-threatening ischemia in 0.9%,
sated heart failure, and/or hemodynamic instability who limb amputation in 0.1%, and IABP-related death in
require urgent CABG may benefit from preoperative IABP. 0.05%.59 Several variables were identified as predictors for
In contrast, routine IABP is not recommended in those with major IABP-related complications: (1) age ⱖ75 years, (2)
left main CAD but without ongoing ischemia as well as in peripheral vascular disease, (3) diabetes mellitus, (4) female
those with poor LV systolic function but without overt heart gender, and (5) small body surface area (⬍1.65 m2).60,61
failure.
1. National Center for Health Statistics. National Hospital Discharge Survey:
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cur in subjects with septic shock, prompting some physi- able at: http://www.cdc.gov/nchs/data/series/sr_13/sr13_158.pdf. Ac-
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