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DentalUpdate

May 2022. Volume 49. Number 5

„ Restorative dentistry: Revisiting the functionally generated path technique: is this an


aid to predictable digital occlusal design? Part 1
„ TMD: Temporomandibular disorders. Part 2: non-surgical management
„ Restorative dentistry: An update on radiation caries
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Inside this issue

367 Comment the signs, symptoms and management of


EDITORIAL DIRECTOR Runny or not? non-neoplastic salivary gland diseases, when
FJ Trevor Burke FJT Burke to refer patients to secondary care and the
Emeritus Professor, University of Birmingham clinical features suggestive of malignancy.
EXECUTIVE EDITOR
371 Restorative Dentistry Enhanced CPD DO C
Fiona Creagh Revisiting the functionally generated path
technique: is this an aid to predictable 409 Restorative Dentistry
EDITORIAL BOARD digital occlusal design? Part 1: introduction An update on radiation caries
Avijit Banerjee and background H Bradley, K Cowan, B Owen, S Rahman and
Professor of Cariology and Operative Dentistry, Faculty
T Bereznicki, R Patel and M Clark W Keys
of Dentistry, Oral and Craniofacial Sciences,
King's College London CPD Aims, Objectives and Learning CPD Aims, Objectives and Learning
Subir Banerji
Outcomes: Readers should understand Outcomes: The reader should understand
Programme Director MSc in Aesthetic Dentistry, Faculty the occlusal schemes that would benefit the aetiology, prevention, presentation and
of Dentistry, Oral and Craniofacial Sciences, from using the functionally generated path management of radiation caries.
King's College London technique, particularly when providing Enhanced CPD DO C
Steve Bonsor milled restorations using a digital workflow.
The Dental Practice, 21 Rubislaw Terrace, Aberdeen Enhanced CPD DO C 416 Endodontics
Daniel Brierley
Senior Clinical Teacher and Honorary Consultant in Oral
Surgical endodontics under the microscope:
and Maxillofacial Pathology, Sheffield University
380 TMD and Physical Therapies principles and practice
Temporomandibular disorders. Part 2: non- F Javed, S Habib and R Ghafoor
Andrew Chandrapal
GDP, Bourne End Dental, Bourne End, Bucks surgical management CPD Aims, Objectives and Learning
Len D'Cruz
E Foster-Thomas, M James, C Outcomes: The reader should understand
GDP, Woodford Dental Care, Woodford Green, Essex Crawford, P Clarke, F Oluwajana and the basic principles and techniques
Chris Deery C Lancelott-Redfern of direct operating microscopes for
Professor of Paediatric Dentistry, School of Clinical CPD Aims, Objectives and Learning endodontic microsurgeries.
Dentistry, Sheffield Outcomes: To present the relevant self- Enhanced CPD DO C
Ian Dunn management, psychological and physical
Specialist Periodontist, Rose Lane Dental management strategies employed and
Practice, Liverpool 424 Caries Management
clarify the role of physiotherapists in the
Pynadath George Minimum intervention oral care delivery for
management of TMD.
General dental surgeon with practice limited to implant children: developing the oral healthcare team
dentistry and prosthodontics, Liverpool Enhanced CPD DO C
S Young, B Dawett, A Gallie, A Banerjee and
Ken Hemmings C Deery
Consultant, Eastman Dental Hospital, London 388 Special Care Dentistry
CPD Aims, Objectives and Learning
Edwina Kidd Cannulation: an update for dentists
Outcomes: To describe the implications of
Emerita Board Member, c/o MA Dentistry Media Ltd, Unit B Zaidman, S Spence, C Boynton and D Lewis
2, Riverview Business Park, Walnut Tree Close, Guildford
using the oral healthcare workforce scope of
CPD Aims, Objectives and Learning
practice in the delivery of MIOC in general
Mike Lewis Outcomes: The reader should be able
Professor of Oral Medicine, School of Dentistry, practice to children.
to describe the anatomy of common
Cardiff University, Cardiff Enhanced CPD DO C
cannulation sites and understand the
Louis Mackenzie
equipment available for cannulation as
GDP and Clinical Lecturer, University of Birmingham
well as be able to evaluate its risks and
432 COVID-19 Commentary
School of Dentistry and King's College London
SARS-CoV-2 Omicron variant and the future
Tara Renton relative contraindications, and demonstrate
of the pandemic
Professor of Oral Surgery, King's College London an awareness of how to deal with any
L Samaranayake
Dental Institute complications that may arise.
Enhanced CPD DO C CPD Aims, Objectives and Learning
David Ricketts
Professor of Cariology and Conservative Dentistry, Outcomes: The reader should understand
Dundee Dental Hospital
395 Paediatric Dentistry the reasons for the high global prevalence of
Jonathan Sandler Common dental anomalies affecting the SARS-CoV-2 Omicron variant, particularly
Professor and Consultant Orthodontist, Chesterfield and its BA.2 subvariant, and the implications for
North Derbyshire Royal Hospital
patients with cleft lip and palate
R Sanghvi and N Bhujel the dental practice.
Damien Walmsley
CPD Aims, Objectives and Learning Enhanced CPD DO C
Professor of Restorative Dentistry, University of
Birmingham School of Dentistry Outcomes: The reader should demonstrate
knowledge of the common dental anomalies 437 Technique Tips
and understand the role of GDPs in the Lateral thinking: the laterally closed tunnel
CPD IN DENTAL UPDATE management of patients with CLP. technique for root coverage. A case series
IN PARTNERSHIP WITH Enhanced CPD DO C DS Raindi and H Halai
CPD Aims, Objectives and Learning
403 Oral Medicine Outcomes: The reader should understand
An overview of the diagnosis and the evolution of tunnelling techniques in
Cover Picture: Courtesy of Dr Zana Hussein
management of non-neoplastic salivary periodontal plastic surgery and describe an
Aziz, Orthodontist Specialist, Iraq.
A dentist is a doctor, engineer and artist gland pathologies aesthetic alternative to the free gingival graft.
in order to bring out beautiful smiles and N Sethi, AJ Booth, N Patel and G Merrick Enhanced CPD DO C
make the world brighter. CPD Aims, Objectives and Learning
Outcomes: The reader should understand 442 CPD questions
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Comment

Author’s Information
Dental Update invites submission of articles
pertinent to general dental practice. Articles should
be well-written, authoritative and fully illustrated.
Manuscripts should be prepared following the
Guidelines for Authors published in the April
2015 issue (additional copies are available from FJ Trevor Burke
the Editor on request). Authors are advised to
submit a synopsis before writing an article. The
opinions expressed in this publication are those
of the authors and are not necessarily those of the
Runny or not?
editorial staff or the members of the Editorial Board.
The journal is listed in Index to Dental Literature, When designing resin composite materials, manufacturers have to balance, among
Current Opinion in Dentistry & other databases. other things, the degree of filler loading, filler particle size and resin viscosity, given that
these are factors in the viscosity/runniness of the material, although viscosity-modifying
resins can also be added. Given that a more and more frequently asked question
Subscription Information
(FAQ) at my presentations on posterior composite is – ‘is it sinful to heat composite
Full UK £175
before placement of a restoration, and/or, should I be buying a composite heater’, it is
Digital Subscription £125
my feeling that the practice of heating composite is increasing. Here I must make full
Retired GDP £89
disclosure and acquaint readers with my personal view on viscosity of resin composites
Student UK Full (2 years only) £50
– I like them to maintain their shape, ie be sculptable, and by this I mean that I like
Foundation Year (1 year only) £70
them to stay exactly where they are placed after shaping. Why? For posterior composite
11 issues per year
restorations, if at all possible, I look at the shape of the (sound) tooth or the previous
Single copies £24
restoration and, if that has been functioning well from an occlusion viewpoint, I then
Single copies non UK £35
try to remember its shape and replicate that in my final restoration. This is important,
Subscriptions cannot be refunded
because if the restoration initially is overcontoured/too high/too bulbous, then it will
take (patient’s and clinician’s) time shaping the restoration to a correct shape with a
For all changes of address and subscription turbine and/or discs. Not good for either the patient or the clinician. For treatment of
enquiries please contact: tooth wear with additive composite at an increased occlusal vertical dimension, use of
Dental Update Subscriptions a sculptable composite, which stays where it is placed, facilitates freehand placement of
Mark Allen Group. Unit A 1–5, Dinton Business Park, the restorations, without the need for a putty matrix. Martin Kelleher is obviously also in
Catherine Ford Road, Dinton, Salisbury SP3 5HZ this camp, given that a technique tip that he provided in the second of his two excellent
Freephone: 0800 137201 McNamara’s Fallacies papers on the restoration of worn teeth1 was to keep the resin
Telephone: 01722 716997 composite material in the fridge until the clinician is ready to use it, in order to make it
Email: subscriptions@markallengroup.com more sculptable!
Managing Director: Stuart Thompson The follow up question to the FAQ on heating composites often is – does
Editor: Fiona Creagh heating influence the properties of the material? The literature is replete with in vitro
Senior Graphic Designer/Production: Lisa Dunbar experiments that demonstrate that increasing temperature of the resin composite
does lead to a decrease in the viscosity of the material, and, in the work of Loumprinis
and co-workers,2 the decrease varied from 30% to 82% in different materials (and
between 40% and 90% in a different study3), although there was no difference in
Part of viscosity for the flowable composites that they heated. I assume that clinicians
who heat their composites do that to achieve runniness, but, for sure, they cannot
MARK ALLEN DENTISTRY MEDIA (LTD) be pleased by a related finding in this paper, namely, that the stickiness of the
Unit 2, Riverview Business Park, Walnut Tree Close,
materials generally increased after heating. This is surely one of the biggest bugbears
Guildford, Surrey GU1 4UX
for clinicians who may then end up purchasing non-stick coated instruments in
Telephone: 01483 304944 | Fax: 01483 303191
order to overcome the problem, or dip the placement instrument in resin to stop
Email: fiona.creagh@markallengroup.com
Website: www.dental-update.co.uk it sticking – not a good idea – because by doing so, the surface of the composite is
diluted with the resin and this may adversely affect its physical properties. My view
Facebook: @dentalupdateuk
Twitter: @dentalupdateuk is that, if the composite material sticks to your instruments, one should change one’s
Instagram: @dentalupdatemag composite, there being plenty of resin composite materials around that do not stick
to instruments. But, on the other hand, the clinician who heats the composite to make
Please read our privacy policy, by visiting
it less viscous will have to accept the stickiness as a necessary evil! In that regard, for
http://privacypolicy.markallengroup.com. This will composites at room temperature, there is a delicate balance, given that, while the
explain how we process, use & safeguard your data. resin composite material should not stick to the packing instrument, conversely, the
material should be sticky enough to adhere to the bonding agent in the prepared
DU ISSN 0305-5000 cavity. On the subject of stickiness, Ertl and co-workers4 determined that materials

May 2022 DentalUpdate 367


Comment

with reduced filler loading, which correspondingly results in a make the material less easy to use in my hands. And, as ease of use
greater fraction of resin matrix, showed higher stickiness. has been considered to lead to better clinical results,8 the price, for
Another problem in clinical dentistry when using dental me, seems too high. On the other hand, there appear to be clinical
composites (but possibly any material?) are porosities and voids benefits, and da Costa et al considered the learning curve to be
in restorations. Opdam et al5 considered that the risk of voids and ‘shallow and the propensity for adverse events low’.
porosities increased when the material sticks to filling instruments This brief review has indicated that there are benefits and
because air will be entrapped. Indeed, these authors stated that downsides to heating composite before use. So, why the apparent
‘restoring minimal preparations in the absence of porosities and trend towards runniness? I am obviously missing something!
voids was very difficult to achieve’. They also found that placing a Hopefully, readers in the runny camp will write and tell me!
layer of flowable composite that was left uncured, directly followed
by injecting a medium-viscous composite, was the technique References
that resulted in the most homogeneous restoration, something 1. Kelleher MGD. McNamara’s fallacies in dentistry. 2: Tooth surface loss
that they subsequently termed that the ‘snowplough technique’. fallacies. Dent Update 2021: 48: 343–356.
Furthermore, Tyas et al6 pointed out that a marginal opening 2. Loumprinis N, Maier E, Belli R et al. Viscosity and stickiness of dental
appears when the material sticks to the condenser, ie stickiness of resin composites at elevated temperatures. Dent Mater 2021; 37: 413–
dental materials is not a good idea. 422. https://doi.org/10.1016/j.dental.2020.11.024
A further advantage of pre-heating composites became 3. Al-Ahdal K, Silikas N, Watts DC. Rheological properties of resin
apparent in the results of in vitro work by Wagner and colleagues.7 composites according to variations in composition and temperature.
In extracted third molars prepared for 10 Class II cavities Dent Mater 2014; 30: 517–524. https://doi.org/10.1016/j.
(with the cervical margins on cementum) per group and resin dental.2014.02.005
composite restorations placed using four different materials/ 4. Ertl K, Graf A, Watts D, Schedle A. Stickiness of dental resin composite
techniques, their results indicated that pre-heating the composite materials to steel, dentin and bonded dentin. Dent Mater 2010; 26:
resulted in significantly less microleakage at the cervical margin, 59–66. https://doi.org/10.1016/j.dental.2009.08.006
although delaying light curing by 15 seconds was considered 5. Opdam NJ, Roeters JJ, de Boer T et al. Voids and porosities in class I
‘counterproductive’ as this led to increased microleakage. To micropreparations filled with various resin composites. Oper Dent 2003;
me, that seems to indicate that the composite heating scenario, 28: 9–14.
therefore, is not as simple as it might have seemed – the clinician 6. Tyas MJ, Jones DW, Rizkalla AS. The evaluation of resin composite
needs to work fast to avoid this problem! consistency. Dent Mater 1998; 14: 424–428. https://doi.org/10.1016/
For a complete appraisal of the runniness/stickiness issue, s0300-5712(99)00017-2
I consulted the paper by da Silva et al.8 In their appraisal, they 7. Wagner WC, Aksu MN, Neme AM et al. Effect of pre-heating resin
reviewed four papers on the heating composite subject. They composite on restoration microleakage. Oper Dent 2008; 33: 72–78.
concluded that reducing the viscosity of the composite by https://doi.org/10.2341/07-41
warming it, allows the material to be injected into the preparation, 8. da Costa JB, Hilton TJ, Swift EJ Jr. Critical appraisal: preheating
rather than having to use hand instruments. These workers7 also composites. J Esthet Restor Dent 2011; 23: 269–275. https://doi.
considered that the warm composite technique allowed handling org/10.1111/j.1708-8240.2011.00461.x
characteristics similar to those of flowable composite, while 9. Burke FJ, Liebler M, Eliades G, Randall RC. Ease of use versus clinical
achieving the benefits of the superior mechanical properties effectiveness of restorative materials. Quintessence Int 2001; 32: 239–
associated with the use of heavily filled restorative composite. 242.
The reduced viscosity also facilitated improved adaptation to
cavity walls and decreased gap formation, compared with room
temperature. In addition, the physical properties of the resin
composite were found to not be affected by pre-heating. Indeed, Call for Technique Tips
one study found that mechanical properties following cure
Do you have an interesting and handy tip, which describes a
were improved.
technique, with plenty of illustrations and a minimum of text,
Another expressed worry has been that the higher temperature to share in Dental Update?
of the warmed composite might adversely affect pulpal health. Then please send it to Fiona Creagh –
However, this may not be perceived as a problem, given that fiona.creagh@markallengroup.com for review.
composite cools quickly on placement, and the tooth acts as a Technique
Tips

Technique Tips

heat sink, resulting in composite temperatures equivalent to


Technique Tips

Technique Tip
Technique Tips s s
Techniqued Tip y Splinting traum
patient safet atized teeth
Using clinical photos and simple digital analysis to aid in keeping and
recor
porcelain resto
rations
that are resto
red with
Improving

body temperature. complete denture aesthetics Dent Update


2022; 49: 177–181
Dent Update 2022; 49: 354–356 2022; 49: 273
Dent Update
The manageme
for nt of luxated
continual care teeth involves
repositioning
Oral health in the UK has improved over „ The upper lip support and incisal length part of our on-going
instrument.5 Modification of the wax record , we are splinting them and teams, particularly
As when there
the past 30 years, as such, there has been a rims is a simple way of creating the overall
relative to the resting lip is adjusted within the profession well- for
weeks depending a period of 2–4 associated mandibula is an
our patients, and accurate
shapes that define the dentures’ optimum as usual. have complete on the type should be avoided, r fracture. These
marked increase in the number of people
required to technique tip displaceme of
records. This if at all possible,
1–5
„ The centreline and canine lines are
forms. In complete denture construction, it is nt injury. 1 The the manageme
retaining teeth and a steady decline in documented splinting the aim of in
teeth is to stabilize nt of dental
such records. trauma alone,

In summary, it’s a matter of personal preference! It is necessary


the prevalence of edentulous patients.1 generally accepted that the maxillary incisal
marked as normal. because they
complements to facilitate
healing of the them splint teeth
The impact of this is that the routine „ The incisal plane is assessed by
plane should be parallel to the interpupillary ligament. 2 There periodonta damage the
gingival tissues
rigidly, can
fabrication of de novo complete dentures line. The occlusal plane should be set parallel
observing the patient from directly in are many designs l even act to and may
has reduced, thus, making it more difficult to the ala-tragal line (Camper’s line),4,5 as is
front with the nurse holding the Fox’s Case report with a mobile
and materials
used to splint extrude teeth. 3
The composite
man presented including the teeth,
and orthodonti
for general dental practitioners to gain commonly seen in the dentate patient. The occlusal plane guide in situ. The wax A 68-year-old quadrant (URQ). popular composite wire splint can c
upper right of wire splint, and be regarded
the necessary experience to acquire this exception to this would be if the patient had
is adjusted incrementally until the tooth in the swelling or
discharge.
peri-apical
radiograph the titanium
trauma splint standard due as the
was no soreness, with 1. Long cone
and the fibre
splint. 2,3 to being predictable gold Figure 1. Labial
skill set. This problem is not confined to a cant in their previous natural dentition and
clinician feels the incisal plane is parallel There fit and healthy, Figure cost-efficient and view of the
Historically, with
existing qualified dentists but is apparent wished for this to be incorporated into their
to the interpupillary line on the Fox’s He was medically known allergies. I/O: the URQ.
for extended
teeth were
splinted between compositethe bond strength
teeth at presentation
.
s or
maxillary complete denture.5 occlusal plane guide. no medication lly involved. periods with
rigid approximately and enamel
being
in the undergraduate cohort. A reduction – Class 2, periodonta fracture into
immobilization,
but 29 MPa. 6
The Fox’s occlusal plane guide or„ The occlusal plane is assessed by mobility
showed a horizontal located several

to purchase additional equipment, but the cost is fairly low.


in the availability of edentulous cases have shown studies However, it
The radiograph but there was
no fragment were ted that cannot be used
any device giving a horizontal plane observing the patient from the side and
to apical third, and the root complimen to an increased this approach leads the teeth that when
for undergraduate teaching has been
in the mid photographs are to be splinted
reported in the literature, which may be as reference, such as a wooden spatula, can adjusted incrementally until the clinician position. The ation of Andersson et
risk of ankylosis. 2,4 porcelain restoration have
history of trauma. shown the radiograph sive document al demonstra s on the labial
low as two cases per student in some UK be used to assess whether the occlusal feels that it is parallel to the ala-tragal was the comprehen and also teeth subjected ted that surface (crowns
The patient had fully extracted, taking or veneers).
schools.2,3 While all of the stages involved rims are parallel to the interpupillary line
line on the Fox’s occlusal plane guide. that the tooth the tooth being need for stimulation
to masticatory
This Technique
and the ala-tragal line. In the authors’ and it was explained ultimately, would eliminated
the potential goes ‘A tooth and
of the extracted thus heralding
resulted in less
simple alternative Tip describes a
in complete denture fabrication are equally
poor prognosis,
and
also explained . As the saying can help 2. Photograph the
ankylosis,
approach
experience, judging whether the lines It was another radiograph word,’ thus Figure way forward with traumatized to
important and can be read about in more Step 2: image capture
require an extraction. of the horizontal a thousand the root.
the flexible
splint for shorter teeth that have splinting
detail in relevant textbooks, we focus on are parallel can be challenging for the
Any device with digital photograph to the nature picture speaks and accurate, of time. 5 periods been restored previously
inexperienced operator, or in situations that, owing require removal to have complete with porcelain
providing a method for practitioners who are capturing capabilities can be used to take tooth might s with the in our duty The Internation restorations. Figure 2. Occlusal
where the patient cannot remain upright fracture, the discussion ented records. al Association view of the teeth
inexperienced, or who infrequently fabricate a clinical photograph of the patient. The There were ons. The well-docum of Dental Traumatolo
regulations. at presentation

For clinicians like myself, who prefer a stiffer, more sculptable


in sections. meeting the Case 1 .
complete dentures, to verify the aesthetic
and still, owing to a movement disorder (eg
authors’ preference is that clinical images possible complicati sinus providers on and Social
recommen Care gy (IADT)
patient about tooth to the maxillary Standards 20 of the Health ds flexible splinting
Huntington’s disease, Parkinson’s syndrome,
are taken using a digital SLR camera with the an with Ethical that Regulation Activities) Regulations
traumatized of A medically
prescription of their maxillary occlusal rim proximity of possibility of Compliance authors declare teeth for 2 or fit and healthy
cerebral palsy). either a ring or twin flash. While it is not there was the occurred and Interest: The Act 2008 (Regulated at: www.cqc.org seen .uk/ 4 weeks as female was 45-year-old „UR3 distal
before delivery to the technician. meant that Conflict of in Table 1. The seen in a specialist caries;
The technique described below can which, if it conflict of interest. 2014. 2015.
Available _for_ only exception clinic 3 weeks „ UR1 and
The ‘jaw registration stage’ is often within the remit of this article to discuss
oro-antral fistula, by the they have no Informed consent s
was
/files/201502
for cervical
10_guidance
ons_ 1/3 root fractures,
is after
trauma UL1 displaced
alleviate the guesswork from this aspect of would be managed sites/default should when she collided a bicycle accident in position; and locked
erroneously considered to be solely detailed clinical photography, the following
was minimal, if more severe,
then Informed Consent:individual participant n_meeting_
the_regulati be splinted
for 4 months. 1
which
with a car, resulting restored with
the jaw registration procedure and allow
standard settings can be used to produce review, but all providers_o 2022). in displaceme bonded-to-metal porcelain-
about recording the static intermaxillary clinician on care or to a
specialist obtained from (accessed February There are a number nt of three of
the occlusal rim to be modified before
high quality, reproducible, portrait images: the article. final_01.pdf (UK).
and types
Practice of materials incisor teeth. her upper clinical crowns crowns with the
relationship in centric relation. However,
progressing to the denture construction’s referral to secondary Local measures should included in of General Dental of
and record splints used by clinicians appearing short
„ Shutter speed: 1/200 seconds 4. Faculty involved of their normal and out
McCord and Grant4 highlighted the would be necessary. of excessive clinical examination in the manageme
„ UL2 displaced positions;
wax-trial stage.
„ Aperture: F11(portrait) as the avoidance Guidelines: trauma,2016.
practice guidelines.
nt of dental
be taken, such sneezing or coughing.
the
importance of creating and outlining the Standards for with
ntent/the most commonly Clinical presentatio and locked

composite, the learning curve to a new placement technique,


References keeping. Good
as Dental Council. used design
nt.uk/wp-co n (Figures 1 restored with in position;
form of the upper denture during this visit to „ ISO: 400 (portrait) exertion, such a possibility.
Other 1. General 2013. Available https://cgde being the composite At presentatio and 2) composite and
Technique the area was Guidance 4.1. Available at: n-and- n, 3
achieve an optimal aesthetic result. In clinical „ White balance flash setting: ETTL Suturing of the possibility of
pain, dental team. org/Assets/p
df/ 1/08/Clinica
and orthodonti
l-examinatio
c wire splint. traumatic incident,weeks after the normal position. out of its
such as ards.gdc-uk. uploads/202 (accessed
splinting teeth
text.pdf When the following
practice, dentists receive upper and lower „Magnification: Infinity complications, and at: https://stand 20Team. ing-3e-final- noted: were
Step 1: adjustment of the upper occlusal rim trismus, bleeding 20for%20the
%20Dental% record-keep the titanium
in the mixed
dentition, Radiograph
„ The upper occlusal rim is inserted into
wax rims, usually either on shellac or acrylic „ File type: LARGE JPG swelling, bruising, mentioned. The patient Standards% „ Florid gingival
also February 2022). February 2022). useful
Practice (UK).trauma splint is very s
The peri-apical
bases that are duly shaped into the desired the mouth and the clinician should Once the clinician feels that the aesthetic infection were pdf (accessed keeping standards: of General Dental because. 2018. the malleability around the
inflammation (Figure 3) and
to treatment. Dental record www. 5. Faculty criteria for dental makes radiography
it easier traumatized standard occlusal upper
form of the upper denture at the chairside. assess the rim’s stability and retention. prescription of the upper occlusal rim is fully consented the tooth, as expected, 2. NHS England. Available at: to negotiate
ntent/ teeth
On extracting of the tooth approach. 2019. Selection misaligned
nt.uk/wp-co gaps and with subgingiva
l calculus deposits (Figure 4) revealed:radiographs
Wax is a suitable material for making record „ The patient is sitting upright, and the complete, a clinical photograph (Figure 1) is a consensus ecord-
Available at:
https://cgde teeth.
b.pdf3
and distal aspect was .uk/publicat
ion/dental-r CDR-ALL-We
1/08/FGDP-SArch bars and wire
localized to
the lingual „Good bone
rims as it can be added to, subtracted headrest is adjusted so that their head is taken while standing directly in front of the the coronal mesial root england.nhs oach/ gingival
removed. The tooth dards-a-con
sensus-appr uploads/202 sometimes
2022). ligatures
used by maxillofaci are
margins;
„UR1 deficient
levels;
from, and smoothed with a flame or hot well supported. patient with the Fox’s bite plane and upper were easily The whole keeping-stan (accessed February „ Multiple
elevated out.

added to the stickiness of the warmed composite, makes me feel


2022). al missing teeth crown margins,
then gently with no other (accessed February . Guidance
for
UL4,6,7,8, LL6,8 UR4,6,7,8, margin below crown
y extracted to Commission the level of
was successfull photograph was taken 3. Care Quality d), Cert and LR6,7,8; bone, patent the crestal
A Kajal
FFGDP(Lon root canal, loss
Kasim Butt, BDS, MJDF RCS Eng, PgCert Dent Ed, Specialty Registrar in Restorative Dentistry, Sheffield Teaching Hospitals NHS complications. tooth. The extracted tooth , ILM(Lond), B Patel, MChd/BChd periodontal
ligament space;
of
Foundation Trust. Kalpesh Prajapat, BDS, MFDS, RCS Ed, General Dental Practitioner, Abbey House Dental Practice, Stone. show the whole (Ireland), MSc(Lond) Serpil Djemal
BDS,
, BSc Oral Science,
MFDS RCSEd,
), MGDS,RCS .co.uk email: serpil.djem MSc, MRD, RCS, FDS Former DCT2,
Abdulrahman Elmougy, BDS, MFDS RCS, MSc, FDS RCS Ed, Consultant and Honorary Senior Clinical Lecturer in Restorative Dentistry, nd), MJDF(Lond sukimurbay@hotmail ate 273
al@nhs.net (Rest dent), Restorative
, MFGDP(Lo email: DentalUpd RCS Dip Dentistry;
Sheffield Teaching Hospitals NHS Foundation Trust. ), FDS(Lond) Islands. Ed, Consultant King’s College
Murbay, BDS(Manc Bay, Cayman February 2022 in Restorative Hospital NHS
email: kasim.butt1@nhs.net Sukhdeep Practice, Camana Dentistry, King’s Trust.
FICD, Private College Hospital
Ment RCS Eng, 07/03/2022
11:04 NHS Trust.
354 DentalUpdate April 2022 pg177-181

that going to the runny side and changing my technique would


Tech Tips_Patel.indd
March 2022 177
DentalUpdate
177
pg354-356 Technique Tips.indd 354 07/04/2022 09:25
273
Tips.indd
pg273 Technique
07/02/2022
12:53

368 DentalUpdate May 2022


Restorative Dentistry
Enhanced CPD DO C

Tom Bereznicki

Rohit Patel and Megan Clark

Revisiting the Functionally


Generated Path Technique:
Is this an Aid to Predictable
Digital Occlusal Design? Part 1:
Introduction and Background
Abstract: Registering a pre-existing occlusal scheme is paramount to the long-term success of a fixed restoration(s) and a requirement
when working conformatively, whether in analogue or digital format. Part 1 of this two-part series highlights those occlusal schemes that
provide difficulties using established techniques in arriving at a predictable restoration requiring minimal occlusal adjustments chairside.
Part 2 introduces the theory of the functionally generated path (FGP) technique, and two cases involving implant-retained restorations will
be used to highlight the benefit of adopting this technique into the digital workflow in the provision of occlusally precise restorations.
CPD/Clinical Relevance: This article provides an overview of difficult occlusal schemes and identifies those that would benefit from using
the functionally generated path technique in the provision of occlusally correct restorations.
Dent Update 2022; 49: 371–378

Occlusion is of key importance in the occlusal relationship is fundamental to of adjustment before having to be remade.
provision of a long-lasting and functional being able to provide a restoration that Part 1 of this two-part series highlights
restoration. Particularly when working is predictable and accurate, with minimal those difficult occlusal cases that would
conformatively, it is imperative that the occlusal adjustments required chairside at benefit from the use of the functionally
correct information is provided to the the fit appointment. This information is just as generated path (FGP) technique to help
laboratory to fabricate the appropriate important if working with a digital format as avoid some of these errors by providing an
restoration. Therefore, understanding errors can be amplified and may go unnoticed accurate and predictable occlusal scheme
occlusion and the challenges faced when until the final fit. Milled zirconia restorations for the final restoration. Part 2 explains the
patients do not conform to the ideal Class I can generally only undergo a limited degree FGP technique and its adaptation from
its analogue background to the digital
workflow. Two cases of implant-retained
Tom Bereznicki, BDS(Edin), MFDTEd, MFDSEng, MCGDent, Visiting Clinical Specialist restorations are used to demonstrate the
Teacher, Department of Primary Dental Care, King’s College London; Private Practice, technique step by step.
Dawood & Tanner, Wimpole Street, London. Rohit Patel, BDS, MFDS RCS Ed, Clinical Jose-Luis Ruiz and Gordon Christensen
Tutor, Department of Restorative Dentistry, Queen Mary, University of London; General have ‘three golden rules’ in their approach
Practice, Brickfields Dental, Chelmsford. Megan Clark, BDS(Hons), BSc(Hons) AKC, Oral to occlusion.1,2 These ‘rules,’ outlined
Surgery, Speciality Trainee, Newcastle. below, represent an occlusion in the
email: tom.bereznicki@kcl.ac.uk ideal world, and an occlusion to aim for

May 2022 DentalUpdate 371


Restorative Dentistry

when working in reorganized fashion, but a b


it must be understood that when working
conformatively, it may not be possible to
achieve all these ideals:
„ Bilateral and even occlusal contacts
around the arch.
„ Posterior tooth disclusion through
anterior and canine guidance – namely
in mandibular excursions, the anterior
teeth remain in contact, with the
posterior teeth being out of occlusion.
This is also known as a mutually Figure 1. (a) Right lateral view of a skull. (b) The principle of a nutcracker and leverage.
protective occlusion.
„ An unobstructed ‘envelope of function’.
Mehta and Banerji stated that:
‘The occlusal scheme is considered guidance, without introducing any (CAD-CAM) where the digital articulators
to be stable (‘mutually protective’), interferences posteriorly on the available within the software, although in
new restoration. the stage of rapid development, are still in
when the patient displays a protrusive
mandibular movement, the anterior In the provision of indirect restorations, their formative years. Furthermore, in those
guidance coupled with the inclination of there is a choice between working cases involved with complicated occlusions,
the condylar path should collectively aim conformatively or in a reorganized fashion. forming restorations with occlusally correct
to separate (or disclude) the posterior Working conformatively is generally the morphology is difficult to provide with
teeth from each other, thereby avoiding easiest and most predictable, but largely any degree of predictable accuracy. As this
any harmful occlusal contacts which may restricted to the provision of one or two article deals with a technique applicable only
otherwise culminate in cuspal fractures, restorations at a time.4 when working conformatively, there is little
repeated restoration fracture, recurrent When working conformatively, the merit in describing the many steps involved
decementation of indirect restorations, technician locates the opposing models in reorganizing an occlusion, whether in
pathological tooth wear or fremitus. together and can easily build the new analogue or digital format.
This culminates from the fact that the occlusion into this static intercuspal position.
posterior teeth are closest to the fulcrum, However, unless the models are mounted on
a semi- or fully adjustable articulator with
Articulators
ie, the temporomandibular joint (TMJ) Analogue
where the forces are the highest in a facebow recordings, the dynamic occlusion,
Hinge and free plane articulators: the
third order lever situation. In the position namely lateral and protrusive mandibular
main disadvantage of these articulators
of maximum intercuspation, only light excursions, can only be provided through
is that they cannot reproduce any
occlusal contacts should exist between educated guesswork and appreciating that
mandibular excursions.
the anterior segments, with occlusal final occlusal refinements will have to be
Regarding semi-adjustable articulators:
loading primarily taking place between carried out at the fit appointment.
When working conformatively with a although condylar and Bennet angles can
the posterior teeth’.3 be set on many semi-adjustable articulators,
digital workflow, occlusal planning with
This leverage is clearly demonstrated as the name implies, they can only go some
or without a digital articulator will result
in Figure 1b, namely the closer the tooth is way to reproducing mandibular excursions.
in a similarly predictable occlusion to
to the nutcracker hinge joint, the greater For more predictable accuracy these
that produced working conventionally
the pressures that are applied for any given in analogue format. Comparing digital articulators are not sophisticated enough,
applied force. Intra-orally, the closer a single methods versus conventional methods, Iwaki particularly for the more complex occlusal
tooth contact is to the TMJ (Figure1a), the et al showed significant discrepancies when schemes encountered. Simpler semi-
greater the leverage and pressures exerted, one quadrant is scanned and more than one adjustable articulators that only allow the
and therefore the higher the chance of tooth tooth is prepared.5 use of average settings are, correspondingly,
or restoration fracture. Working in reorganized format usually less accurate.
implies that multiple units around the mouth Regarding fully adjustable articulators:
Conformative versus are being provided, often accompanied by these come closest to accurately reproducing
changes in the vertical dimension. This type the full range of mandibular excursions as
reorganized treatment well as factoring in any side-shift the patient
of complex treatment must be carried out
Providing the correct occlusal shape for the on a semi- or fully adjustable articulator and may have. The costs of these articulators and
final restoration(s) should ensure that: even then, it is challenging for the dental associated orthopantographs (circa £50,000)
„ The restoration fits harmoniously into technician to reproduce the full range of are too high for most practitioners to
the static occlusion in the intercuspal mandibular excursions. purchase, and it can take up to half a day to
position (ICP). In such difficult reorganized occlusal carry out all the registrations required as the
„ The occlusal scheme in the dynamic cases, errors can potentially be highlighted process is extremely complex. When working
excursive mandibular excursions is further when using computer-aided design conformatively to provide a single crown,
harmonious with the patient’s current and computer-aided manufacturing this articulator is not a viable option.6

372 DentalUpdate May 2022


Restorative Dentistry

Digital a b
A digital articulator is a computer software
tool that can simulate the movements of the
mouth as per traditional articulators within
the computer system being used.7
However, when comparing digital
methods versus conventional methods, Iwaki
et al showed if only one quadrant is scanned,
significant discrepancies occur if more than
one tooth is prepared.5 Figure 2. (a, b) Simulation photographs showing a common discrepancy in full-arch scanning.
In difficult occlusal cases, for example, Photographs courtesy of Andrew Keeling (Leeds).
lacking anterior guidance, errors can
a
potentially be highlighted further when
using CAD-CAM where the digital
articulators available within the software
are, as mentioned previously, still in their
development phase, making occlusally
correct restorations difficult to provide
with any degree of predictable accuracy.
Research has also shown that cross-arch
scanning can result in distortion of the
occlusion when using digital models unless
Figure 3. A typical custom acrylic incisal b
multiple scans are taken (Figure 2).5,8 guidance table.
Ahlholm et al confirmed these findings,
indicating that conventional impression
methods show improved accuracy in
comparison to digital techniques when
not possible. Needless to say, the success of
completing full-arch impressions.9,10
the final occlusal scheme achieved is also
In addition to this, Park et al found,
based on the level of experience of working
from a study of five intra-oral scanners
with the software.
(Cerec Omnicam, CS3500, iTero, Trios, True
However, in certain clinical situations
Definition), that each scanner had a different where, in theory, only one restoration c
acquisition method of buccal interocclusal is being planned and a conformative
record scans, interpretations of occlusal approach seems the simplest way forward,
surface and error correction algorithms, thus the occlusal schemes and mandibular
they all yielded different discrepancies.11 excursions encountered are so complex
It was also shown that each scanner and wide that current articulators, whether
has different accuracy in reproducing analogue or digital, cannot necessarily
interocclusal relationship deviations ranging reproduce the wide and unusual intra-oral
from 165 to 395 microns (CS 3500 intra- mandibular excursions with any degree of
oral scanner), with Planmeca specifically accuracy to help with occlusal planning.
showing some intra-arch variability. That is Such situations are outlined below.
not to say that the latest scanners are not
more accurate with precision to less than Figure 4. (a) Frontal view in maximum
200 microns.11 Certain severe Class II intercuspation. (b) Left buccal view including the
division 1 occlusions gold crown, which was placed when the patient
was still a teenager as a result of a cusp fracture.
Limitations of articulators In these cases, initial guidance is on the (c) Occlusal view. The patient fractured the
When working in analogue format, facebow posterior teeth before finally providing second molar while asleep. It was split vertically
recordings and the use of a high-quality anterior guidance and posterior disclusion and required extraction.
semi- or fully adjustable articulator allows (Figure 4a, b). The forces and pressures
the fabrication of a custom acrylic incisal generated by the muscles of mastication
guidance table to help refine difficult are such on the last standing teeth that
occlusal schemes in the laboratory (Figure 3). tooth chipping can occur, or, as in this case and not create interferences that were not
However, this guidance table, if using (Figure 4c), complete vertical fracture of there previously.
average settings, cannot be relied on to the last standing molar while the patient
entirely refine the occlusal morphology of was asleep and presumably bruxing. The
the planned new restoration.12 provision of an indirect restoration, such as
Class III incisal relationship
Digital occlusal planning is much more the gold crown seen in the same patient, is Jensen stated that:
difficult in complex cases because the problematic as the restoration must maintain ‘with Class III jaw relations, patients
formation of a guidance table is currently the harmony of the initial posterior guidance possess challenging changes in occlusal

May 2022 DentalUpdate 373


Restorative Dentistry

a a

b
b
Figure 5. Left buccal view. Frequently in Class III
cases, many posterior teeth do not meet in ICP:
guidance is provided by the posterior teeth.

Figure 7. (a) Right buccal view showing c


an anterior open bite case with no anterior
guidance. (b) Occlusal view of the upper
left molars shows the unusual wear patterns
created on the palatal cusps by excursive
Figure 6. Frontal view shows a typical Class III mandibular movements.
malocclusion with only the posterior molars in
contact in ICP.

Anterior open bites


patterns. The interocclusal distance, In severe cases, it is not unusual to find that d
envelope of motion, chewing stroke, the only contacts in ICP are either on the
tooth-to-tooth relations, and the last or the last two upper and lower molars
determinants of occlusion vary from on each side. Consequently, guidance in
the criteria established for the Class lateral and protrusive mandibular excursions
I or Class II occlusions. The lack of can only be provided by the posterior teeth
anterior guidance and the added (Figure 6).
width and length of the mandible As with the Class III incisal relationship Figure 8. (a) Frontal view showing the teeth
have a significant effect on occlusal cases mentioned previously, the guidance in ICP. (b) Right buccal view showing the
morphology. Several stable forms of offered by the posterior teeth is extremely NWS interference in the right molar region
occlusal relationships can be found difficult to accurately reproduce using an on mandibular excursion to the patient’s left.
at one time in the same dentition. anterior guidance table unless sophisticated Guidance is transferred from the anterior teeth
The occlusal morphology is dictated articulators are used. As mentioned earlier on the left to the posterior teeth on the right.
by the condylar movements and these articulators are extremely expensive (c) Right buccal view of the mounted models
mandibular size’.13 and time consuming. showing the large NWS interference on left
working side excursion. (d) Right buccal view
The guidance created by the The occlusal morphology is dictated by
of the patient in left WS with anterior guidance
occlusion in these cases is impossible to the condylar movements and mandibular
on the lateral incisor and canine re-introduced
predict, particularly as in many cases, a size. Figure 7a shows an anterior open bite following extraction of the last standing molar
considerable number of posterior teeth case mounted in ICP on a semi-adjustable on the lower right and elimination of the
are often not in occlusion (Figure 5). articulator with inter arch contact only on NWS interference.
Working in analogue fashion is unlikely to the molars. Figure 7b shows the unusual
allow the creation of the correct occlusal wear facets created by mandibular
morphology, which is in harmony with excursions over time. When working
the dentition, even if an incisal guidance with a digital workflow, these unusual in a natural dentition could well result in
table is used. If a digital workflow is morphologies that maintain occlusal fractured porcelain if the same contours are
used, digitally generated occlusions are harmony cannot be accurately predicted. not reproduced.15
based on, or at least make reference to, The FGP technique, described in Part 2 of
average tooth dimensions and typical this series, will provide a simple, quick and
morphologies. Unfortunately, there inexpensive option to capture the required
Non-working side interference
are large standard deviations in these occlusal scheme, whether working in digital Davies et al describe this as ‘anterior
parameters, in part due to differences or analogue fashion – that is to say the final guidance on the back teeth of the non-
between males and females and among restoration will be conformative. working side during lateral excursions’.16
different ethnic groups within which, The correct occlusal morphology is In the case shown in Figure 8a the patient
concepts such as ‘the golden proportion,’ mandatory in the restorations provided, appears to have normal ICP. However, on a
have not been found to apply.14 because forces that produce wear facets left mandibular working side (WS) excursion,

374 DentalUpdate May 2022


Restorative Dentistry

guidance on that side is rapidly lost as the a a


over-erupted lower right standing molar
starts to contact the opposing last standing
upper molar creating the non-working side
interference (NWS) (Figure 8b). Although
this is far from an ideal clinical scenario, if
the patient is symptomless, treatment is not
necessarily required.
However, in this case, the patient had
grade two mobility of the last standing b b
molar on the lower right, and persistent
mild-to-moderate pain over a prolonged
period in both opposing molars. In Figure
8c, the mounted models clearly show the
interference created by the mesial drifting
and inclination of the two remaining molars
following extraction of the first molar on
the lower right many years ago. The patient
wanted a resolution to this chronic pain, so c c
the decision was taken to extract the last
standing lower unopposed molar – occlusal
reshaping was not an option as the degree
of tooth reduction required would not leave
sufficient viable tooth substance to support
a restoration. Figure 8d shows the return to
anterior guidance 2 weeks post extraction.
However, when providing posterior
restorations, particularly in cases with
Figure 9. (a) Right buccal view with the teeth Figure 10. (a) Right buccal view: the patient
a shallow overbite, care must be taken
in ICP. (b) Right buccal view showing the large in ICP. (b) Right buccal view showing initial
to ensure NWS interferences are not NWS interference on the last standing restored protrusive contact in the edge-to-edge position.
introduced with the new restoration. In the molars as well as the loss of anterior guidance as (c) Right buccal view showing further mandibular
case shown in Figure 9, the patient, new to the mandible moves into LWS. (c) Right buccal excursion in protrusive with crossover and
the practice, presented with pain in relation view of the patient in LWS following adjustment guidance now passing onto the posterior teeth.
to the upper right second premolar. As of the height of the over-contoured buccal
part of her history, the patient claimed that cusps on the crown on the opposing first molar,
the right side had never felt comfortable in turn eliminating the NWS interference and
following provision of two porcelain-fused- re-introducing anterior guidance. of the crown involved, or if unbreakable
to-metal crowns on the lower right first materials such as gold or zirconia were
and second molars – a return appointment to be provided, fracture of the opposing
to her dentist merely reassuring her that adjustments were carried out without tooth. Either way, this case highlights the
the teeth needed time to ‘settle’. Instead of mishap, and the patient immediately importance of providing restorations that
settling, the patient’s symptoms became remarked that her teeth seemed to meet conform to the occlusal harmony present,
worse. Occlusal analysis showed that, as better and she was unable to reproduce and the consequences if this principle
the mandible moved into left working side the pain. The patient called a few days is ignored.
(LWS), anterior guidance was lost as a result later to report that all her symptoms
of the painful upper premolar occluding had disappeared. Without removing the Protrusive crossover
with the over-contoured buccal cusps, crown, it is impossible to say whether
which were in a cross-bite with the crown This is described by Shillingburg et al as ‘a
insufficient buccal cusp height reduction
provided on the first molar (Figure 9b). was carried out during preparation forcing protrusive interference that occurs when
The NWS interference created elicited the the technician to over-contour, or whether distal-facing inclines of maxillary posterior
patient’s symptoms. the technician inadvertently allowed teeth contact the mesial-facing inclines
A diagnosis of occlusal trauma was their artistic licence to create this shape of mandibular posterior teeth during a
made, and the patient allowed reshaping – or indeed a combination of both. The protrusive movement’.12 In situations where
of the buccal cusps to be carried out – disappearance of the patient’s symptoms excursions go beyond the incisal edge, the
medico-legally the patient was warned that implies that the diagnosis of occlusal guidance passes from the anterior to the
there was the possibility of the porcelain trauma was correct. posterior teeth as seen in Figure 10. Provision
fracturing or perforation of the underlying This case shows how the introduction of crowns in the molar area, which can
framework during the adjustments and of such an interference could well lead, at become involved with guidance in these
that there was no guarantee that the best, to pain. In other cases, the outcome cases, can lead to discomfort, pain or failure
patient’s symptoms would disappear. The might have involved porcelain fracture of the restoration or the underlying tooth.12

May 2022 DentalUpdate 375


Restorative Dentistry

Occlusal anomalies a b
Cross bites with shallow anterior guidance
can lead to the presence of heavy working-
side posterior guidance, as seen in this
case. The very heavy posterior guidance is
more than likely a potential cause of tooth
fracture, as seen by the presence of severe
cracking of the enamel. Should a crown be
required on the last standing molar, it would
Figure 11. (a) Right buccal view showing the teeth in ICP. (b) Right buccal view showing the NWS
be preferable not to replicate, or at least interferences present as the patient moves into LWS.
minimize, the existing occlusal scheme in
Figure 11.

well be repeated. The restorations could have shown that sandblasting and sharp
Observations
be altered by the addition of feldspathic indentations, even at very low loads, are
It is clear from the complicated occlusal porcelain – however, as the milled zirconia very harmful to the longevity of zirconia.24–26
schemes outlined, that working restoration was not designed as a coping Kuraray recommend the following for their
conformatively in order to maintain the to provide the recommended support product, Katana zirconia block:
occlusal scheme is extremely difficult and, if for the addition of porcelain, it risks the ‘corrections should be made carefully, by
incorrect, could well result in the provision chance of delamination in function under using a diamond bur or silicone points
of an indirect restoration that may not be loading. The bond of feldspathic porcelain containing diamond particles. Use a
in harmony with the patient’s mandibular to zirconia is weaker than that achieved copious spray of water or work on the
excursions – and these are the very cases with the more conventional porcelain- prosthesis while it is wet. Be careful not to
where occlusal harmony is paramount. If fused-to-metal restorations, and is generally apply undue force, since this may cause
working with traditional materials, such as not recommended as a combination of a fracture, breakage or micro-cracks from
gold or porcelain fused to metal, numerous materials. This weakness is mainly due to local spot heating’.19
time-consuming adjustments can be made an absence of an oxide bond between the
to the restorations without necessarily It would, therefore, appear prudent to
feldspathic porcelain and zirconia.17 Minor
compromising their structural integrity. The redesign and remake such restorations rather
corrections to all zirconia restorations, if
time taken to make these adjustments can than attempting major reshaping with the
made, should be carefully carried out using
be considerable, and the restoration may resultant risk of failure at some point in
diamond burs or silicone points containing
also require to be returned to the laboratory the future.
diamond particles as undue force can result
for reshaping and repolishing/re-glazing in fractures, breakages or micro-cracks from
prior to the final fit. areas of occlusal adjustment.18,19 Conclusion
However, if working with a digital If feldspathic porcelain is to be used over To fabricate a functionally accurate restoration
workflow, the final restoration is, almost a zirconia core, there should be adequate when working conformatively, a clinician
certainly, likely to be milled, for example framework design incorporating proper needs to be aware of multiple factors when
in zirconia. Final adjustments to materials veneering ceramic support and thickness, as designing restorations for different occlusal
such as milled 3, 4 or 5Y zirconia can these are factors implicated in the ceramic schemes. Although the correct occlusal
then be extremely time consuming, or, survival.8 One should remember that the scheme could well be achieved with complex
worse still, impossible, resulting in an literature is full of half-truths about the analogue articulators, the additional time
expensive re-make. alleged success of veneered zirconia, where involved in making the necessary recordings,
The errors often seen are either the serious ceramic delamination from zirconia, as well as the cost involved in the purchase
restoration being in infra-occlusion or which will obviously ruin any ‘cosmetic of these articulators, would preclude the use
supra-occlusion (that is to say, high in the benefits’, frequently gets described as a of these techniques in everyday practice.
bite). In addition, the occlusal morphology complication rather than as a frank failure.20 Working digitally, there are limitations as
created can also result in either WS, NWS Any adjustments to the original design outlined previously, even with the recent
and/or protrusive interferences. In turn, this carried out as an afterthought are likely to advent of newer digital articulators. The cost
highlights the importance of recording and be extensive and unlikely to have the ideal and complexity of the latest newcomers,
reproducing a bite registration accurately in shape for supporting these additions. such as Modjaw (Villeurbanne, France), are so
these extremely difficult cases. high and rely on such a high level of operator
skill, that anything other than very regular
Milled zirconia restorations in
clinical usage would preclude their use in
Restorations milled in zirconia in supra-occlusion
general practice.
severe infra-occlusion As stated previously, major adjustments Part 2 of this series will describe a method,
Milled zirconia restorations in severe infra- can be extremely time consuming, even the analogue FGP technique, and how it can
occlusion inevitably must be redesigned impossible, on occasion. Furthermore, be easily adapted to help generate occlusally
and remade. However, there is no guarantee fractography analysis has revealed that the accurate restorations digitally, avoiding the
of success the second time around as crack propagation seen originates from wear use of digital articulators and subsequent
similar problems with occlusal design could areas and occlusal adjustments.21–23 Studies possible errors being introduced.

376 DentalUpdate May 2022


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Restorative Dentistry

Compliance with Ethical Standards 8. Solaberrieta E, Garmendia A, Brizuela A et al. questions KatanaZirconia block. Version
Intraoral digital impressions for virtual occlusal 07-18. 2018. Available at: https://tinyurl.com/
Conflict of Interest: The authors declare that records: section quantity and dimensions. mryd2cpt (accessed April 2022).
they have no conflict of interest. Biomed Res Int 2016; 2016: 7173824. 19. Daou EE. The zirconia ceramic: strengths
Informed Consent: Informed consent was 9. Ahlholm P, Sipilä K, Vallittu P et al. Digital and weaknesses. Open Dent J 2014; 8: 33–42.
obtained from all individual participants versus conventional impressions in fixed https://doi.org/10.2174/1874210601408010033
prosthodontics: a review. J Prosthodont 2018; 20. Koutayas SO, Vagkopoulou T, Pelekanos S et al.
included in the article. 27: 35–41. https://doi.org/10.1111/jopr.12527 Zirconia in dentistry: part 2. Evidence-based
10. Gintaute A, Keeling AJ, Osnes CA et al. Precision clinical breakthrough. Eur J Esthet Dent 2009; 4:
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Today 2010; 29: 92–93. 2020; 64: 114–119. https://doi.org/10.1016/j. dangerous for teeth? problems associated
2. DuPont G. 5 Requirements for Occlusal jpor.2019.05.006 with zirconia and CAD/CAM restorations.
Stability. Dawson Academy White Paper. 2013. 11. Park J, Jeon J, Heo S. Accuracy comparison of Prim Dent J 2019; 8: 52–60. https://doi.
Available at: https://dental.thedawsonacademy. buccal bite scans by five intra-oral scanners. J org/10.1308/205016819826439475
com/requirements-for-occlusal-stability Dent Rehabil Appl Sci 2018; 34: 17–31. 22. Schmitter M, Mueller D, Rues S. Chipping
(accessed April 2022). 12. Shillingborg HT, Hobo S, Whitsett LD et al. The behaviour of all-ceramic crowns with zirconia
3. Mehta S, Banerji S. The application of occlusion Fundamentals of Fixed Prosthodontics. 2nd edn. framework and CAD/CAM manufactured
in clinical practice part 1: Essential concepts Chicago, IL, USA: Quintessence, 1997; 278–282 veneer. J Dent 2012; 40: 154–162.
in clinical occlusion. Dent Update 2018; 45: 13. Jensen WO. Occlusion for the Class III jaw 23. Sailer I, Gottnerb J, Kanelb S, Hammerle CH.
1003–1015. relations patient. J Prosthet Dent 1990; 64: Randomized controlled clinical trial of zirconia-
4. Wise MD. Occlusion and restorative dentistry 566–558. https://doi.org/10.1016/0022- ceramic and metal-ceramic posterior fixed
for the general practitioner. Br Dent J 1982; 152: 3913(90)90129-z dental prostheses: a 3-year follow-up. Int J
316–322. 14. Shetty TB, Beyuo F, Wilson NHF. Upper anterior Prosthodont 2009; 22: 553–560.
5. Iwaki Y, Wakabayashi N, Igarashi Y. Dimensional tooth dimensions in a young-adult Indian 24. Zhang Y, Lawn BR. Fatigue sensitivity of Y-TZP
accuracy of optical bite registration in single population in the UK: implications for aesthetic to microscale sharp-contact flaws. J Biomed
and multiple unit restorations. Oper Dent 2013; dentistry. Br Dent J 2017; 223: 781–786. https:// Mater Res B Appl Biomater 2005; 72: 388–392.
38: 309–315. https://doi.org/10.2341/12-233-L doi.org/10.1038/sj.bdj.2017.986 25. Zhang Y, Pajares A, Lawn BR. Fatigue and
6. Taylor P. Diagnosis, the relevance of articulation 15. Cranham J. Why porcelain chips and breaks. damage tolerance of Y-TZP ceramics in layered
and modern occlusal practice for the busy Inside Dentistry 2013; 9(7). biomechanical systems. J Biomed Mater Res B
dental practitioner. BDA Webinar. 2020. 16. Davies S, Gray RM. What is occlusion? Br Dent Appl Biomater 2004; 71: 166–171. https://doi.
Available at: https://tinyurl.com/y26wv5tp J 2001; 191: 235–245. https://doi.org/10.1038/ org/10.1002/jbm.b.30083
(accessed April 2022). sj.bdj.4801151a 26. Zhang Y, Lawn BR, Rekow ED, Thompson
7. Lepidi L, Galli M, Mastrangelo F et al. Virtual 17. Christensen GJ. Zirconia crowns: what dentists VP. Effect of sandblasting on the long-term
articulators and virtual mounting procedures: and labs need to know in 2020! Clinicians performance of dental ceramics. J Biomed
where do we stand? J Prosthodont 2021; 30: Report 2020; 13: 1–4. Mater Res B Appl Biomater 2004; 71: 381–386.
24–35. https://doi.org/10.1111/jopr.13240 18. Kuraray Europe GmbH. Frequently asked https://doi.org/10.1002/jbm.b.30097

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TMD and Physical Therapies
Enhanced CPD DO C

Emma Foster-Thomas

Martin James, Charles Crawford, Pete Clarke, Funmi Oluwajana and Cathleen Lancelott-Redfern

Temporomandibular Disorders.
Part 2: Non-surgical Management
Abstract: For optimal success, a multidisciplinary team approach that uses a combination of non-surgical treatment modalities is
recommended in the care of TMD patients. In this article, the second in a series of six focusing on the diagnosis and management of
temporomandibular disorders (TMD), the importance of self-management, psychological interventions and physical therapies is discussed.
Intra-oral appliances will be covered in a dedicated article later in this series.
CPD/Clinical Relevance: Clinicians should have both an understanding and appreciation for the non-surgical management options
available to patients diagnosed with TMD.
Dent Update 2022; 49: 380–386

In Part 1 of this series, the aetiology and with TMD, to present the evidence base patient depending on the outcome of a
diagnosis of temporomandibular disorders to support their use and to provide some comprehensive biopsychosocial assessment.5
(TMD) were discussed.1 Owing to the practical suggestions for primary care These programmes involve a combination of
complexity of TMD, its management can dental practitioners to adopt. the strategies outlined in this article.
present challenges. Although general The interdisciplinary relationship
evidence-based non-surgical guidelines Physiotherapy between dentistry and physiotherapy
exist for TMD, it is important to highlight Physiotherapy is frequently chosen for the is important in TMD management. It is
that there is not one approach for all, management of TMD due to its reversibility recommended that referring clinicians
and specific patient factors need to be and relative low cost compared to other communicate clearly and refer only to
considered.2 Therapeutic interventions treatment modalities. The therapeutic physiotherapists who have postgraduate
should be patient-centred and monitored goals are to decrease pain, aid muscle training in the management of
over time for change.3 The aims of this relaxation, reduce muscular hyperactivity, musculoskeletal disorders of the head and
article are to discuss the non-surgical improve function and to improve quality neck.6 A thorough referral letter detailing
management options that are available, of life.4 Physiotherapists provide bespoke clinical findings, diagnosis and discussions
other than appliance therapy, for patients rehabilitation programmes for each to date, can help to improve a patient’s
onward journey by enabling a cohesive and
consistent therapeutic dialogue.
Emma Foster-Thomas, BDS (Hons), MFDS RCS (Glasg), Academic Clinical Fellow
in Restorative Dentistry, University Dental Hospital of Manchester. Martin James, Self-management
BDS(Hons), MJDF RCSEng, Specialty Registrar in Restorative Dentistry, University Dental There can be significant crossover between
Hospital of Manchester. Charles Crawford, BDS, MSc, MFGDP(UK), PGCT&L, Lead acute and chronic TMD signs and symptoms,
Clinician TMD Clinic, University Dental Hospital of Manchester. Pete Clarke, BDS(Hons), therefore, even though it is important to try
MFDS, MPerio, Specialty Registrar in Restorative Dentistry, University Dental Hospital and differentiate between them clinically,
of Manchester. Funmi Oluwajana, BDS (Hons), MFDS RCSEd, Specialty Registrar in many of the non-surgical treatment options
Restorative Dentistry, University Dental Hospital of Manchester; Clinical Fellow, Health
are still applicable to both situations. The
Education England Northwest. Cathleen Lancelott-Redfern, BSc(Hons), HCPC, MCSP,
signs and symptoms of TMD can be transient
TMD and Chronic Pain Specialist Physiotherapist, Royal Manchester Children’s Hospital
and self-limiting, and early adoption of
email: emma.foster3@mft.nhs.uk
invasive treatments, such as occlusal

380 DentalUpdate May 2022


TMD and Physical Therapies

adjustment or surgery, ought to be avoided.2 symptoms. More masticatory effort is reminders throughout the day can be
There is now consensus in the literature required to eat hard and chewy foods. beneficial to symptomatic patients. Regular
that the initial management strategy Therefore, patients should be advised to reminders to return to a resting jaw position
for patients with TMD should involve tailor their diet to one which is pain-free, at predetermined intervals in the day via
reversible self-management protocols.7 but not necessarily completely restricted to phone alarms, use of apps (eg ‘No clenching’)
The importance of patient engagement soft foods.3 There is no consensus on diet or sticky notes around the house/at work can
with self-management strategies should modification duration; however, it is sensible be recommended.
be emphasized. Verbal advice should be to conduct a 2-week review to determine
supported with written information and its success and whether firmer/chewier Thermal therapy
reinforced at subsequent visits.7 Despite foods can be gradually reintroduced.7 Localized thermal therapy can be effective
self-management being widely discussed Those patients with temporomandibular in relieving pain and relaxing muscles
in TMD literature, the supporting evidence hypermobility (subluxation) should be in myalgia patients, by encouraging
remains unclear due to heterogeneity advised to avoid ‘end of range’ mouth- vasodilation, which increases blood flow
and the limited number of well-designed opening positions, for example during to the area.19 A variety of protocols has
experimental studies.8 yawning. Placing the tongue on the palate been presented in the literature; however,
during yawning will limit movement during there is no evidence for the use of one over
Patient education this action. another. Anecdotally, when symptomatic,
Individualized patient education is considered In the acute phase, for example when the application of hot compresses to the
to be a key aspect of TMD management; the there is short-term restricted movement painful muscle for at least 5 minutes, three
aims being to allow the patients to have some due to a displaced disc or inflamed muscle, times a day is useful. It is often beneficial
control over their diagnosis, prevent further vigorous exercise should be avoided to for hot compresses to be applied prior
3,9
injury and to alleviate symptoms. It is prevent further irritation.15 Resting the to performing any prescribed exercises,
important to explain to patients that despite mandible and avoiding aggravation of massage or before eating, particularly during
self-management strategies, some symptoms awake parafunctional activity, while offering acute exacerbations.
may persist, such as clicking. reassurance that it is safe to use
It is thought that psychosocial factors the mandible as normally as possible within
Massage
and parafunctional activity can play a role their own tolerance, is also beneficial.
Self-massage, in the form of kneading,
in the pathogenesis and/or persistence of In these situations, giving reassurance
friction and stretching should be
4
musculoskeletal pain. Therefore, dental and using positive language throughout
limited to the area of discomfort or the
practitioners should be able to provide discussions is important.14
tense masticatory muscle.7,16 Following
reassurance, a clear explanation of the demonstration, patients are mainly
diagnosis, tailored advice to raise awareness Awareness of parafunctional behaviour advised to self-massage the masseter and
of parafunctional activity and sensitively Successful management is more likely to temporalis muscles, as these are the most
identify any potential psychological factors.10 be achieved when contributing factors, easily accessible. Self-massage can improve
Patient education should be delivered such as stress and oral parafunctional blood circulation and reduce tension in the
using simple and understandable language habits, are addressed, particularly when masticatory muscles.20
and should include the following: the nature a suspected causative factor for the
of the condition; predisposing, precipitating TMD is overactivity through clenching or
Relaxation techniques
and prolonging factors; anatomy of the grinding.10 Patients should be informed of
Chronic pain can affect emotional wellbeing
TMJ; management strategies and goals any potential parafunctional behaviours, and
and, conversely, emotional wellbeing can
of therapy.11 There is good evidence that recommended to monitor and avoid any
influence pain.21 Increased understanding of
educating patients about their condition can behaviours that exacerbate their symptoms.7
ascending and descending neural pathways
in itself be effective in reducing pain.12 Avoiding habits, such as unilateral chewing
has legitimized the use of more holistic
TMD can significantly affect quality of (where possible), chewing pens, nails
strategies.22 Positive emotional states, self-
life, therefore it is very important to reassure and gum, can minimize stresses on the
confidence, relaxation and beliefs that pain
patients of the condition’s benign nature.13 masticatory system.16
is manageable, may improve a patient’s pain
Evidence suggests that the language selected The Oral Behaviour Checklist was
experience. The following strategies may
by clinicians can influence musculoskeletal designed to identify and quantify the
therefore be helpful: mindfulness techniques,
rehabilitation.14 For example, the words frequencies of oral behaviours during
diaphragmatic breathing to aid relaxation and
‘degenerative’ and ‘damage’ can be alarming both sleep and during waking hours.17
lifestyle changes to reduce stress.23
for patients and have the potential to This self-reporting instrument consists of
exacerbate symptoms, particularly for 21 questions, which are graded from 0 to
those patients who are anxious about their 4 according to frequency. This tool can Psychological interventions
condition.14 Using less evocative words like highlight the frequency of oral behaviours It is widely acknowledged that oral health
‘irritation’ can be helpful. The overall aim of and can help to raise a patient’s awareness of can impact upon an individual’s physical and
education is to provide patients with the their parafunctional activity.18 It is important psychological health.24 Furthermore, those
knowledge and confidence to self-manage that patients learn to keep their masticatory with chronic pain associated with other
their condition during exacerbations.2 muscles relaxed by keeping their teeth comorbidities are more at risk of developing
For many, normal daily functions such apart, rather than in occlusion.4 Therefore, to chronic TMD pain. There is no expectation
as mastication and yawning can exacerbate help break parafunctional habits, frequent for a dental practitioner to diagnose, discuss

May 2022 DentalUpdate 381


TMD and Physical Therapies

Psychosocial screening
Does the pain affect your state of mind or mood? Yes/No If yes, ask the patient to complete PHQ-4
PHQ-4
Over the last 2 weeks, how often have you been Not at all Several days More than half Nearly every day
bothered by the following problems? the days
Little interest or pleasure in doing things 0 1 2 3
Feeling down, depressed or hopeless 0 1 2 3
Feeling nervous, anxious or on the edge 0 1 2 3
Not being able to stop or control worrying 0 1 2 3
A score of 3 or above is considered positive for screening purposes and a referral should be offered.
Figure 1. An outline of the PHQ-4 screening tool. Adapted from Kroenke et al.25

psychological and social factors. Individuals


will experience unique pain variations
depending on the interplay between these
factors. This can explain why individuals can
have very different pain experiences despite
the same level of nociception.26 Reluctance
to address psychosocial issues has been
related to inadequate training, time,
insufficient monetary incentive and cultural
ethos favouring a ‘quick fix’.31 It is important
that a patient’s feelings are not dismissed
because they play an integral part in the
pain experience and simple reassurance
can be helpful in influencing some of the
mechanisms that can inhibit pain.

Cognitive behavioural therapy


Cognitive behavioural therapy (CBT) aims
to challenge and break down negative
thoughts, and provide management
Figure 2. Diagram demonstrating an example of an active exercise (with resistance). strategies to improve state of mind.27 The
literature shows that patients with chronic
pain related to TMD may benefit from
or manage a psychological comorbidity, CBT.28 CBT alone is not better than other
yet recognizing when a patient may be non-surgical interventions; however, it can
having particular difficulty with coping complement management of TMD.29 To
is appropriate. Furthermore, if a patient make a referral to a CBT practitioner for pain,
discloses any underlying or associated a dentist will need to collaborate with the
mental health problems, it is important patient’s general medical practitioner.
to ensure that they are already receiving
appropriate support or that a referral to their Physical therapies
general medical practitioner is made. As It is suggested that physical therapies
mentioned in the first article in the series,1 provide short-term symptomatic relief for
many screening tools are available to help TMD patients; however, due to limited
initiate communication, for example the evidence, there is uncertainty as to whether
Patient Health Questionnaire-4 (PHQ-4). This these benefits are sustained long term.2
is an ultra-brief, reliable and valid screening The use of physical therapies as part of a
instrument that can be used by clinicians for multimodal approach, may reduce the need
identifying potential cases of anxiety and for further treatment and, potentially, other
depression (Figure 1).25 more invasive therapies, as patients are
Figure 3. Diagram demonstrating an example of
The biopsychosocial model proposes more likely to be able to self-manage their
a stretching exercise.
that pain arises as a result of biological, condition should it return.

382 DentalUpdate May 2022


TMD and Physical Therapies

Exercise group Rationale Example/s


Active (with effort from To relax masticatory muscles and to promote Without resistance: in front of the mirror, slowly open and
the patient) the co-ordination of elevation and depression close the mouth along a straight line with the tip of the
jaw movements. Often used when there is tongue touching the palate over a five-six second period
pain, muscle spasm, poor co-ordination and/or
With resistance: open the mouth with the back of a hand/a
a strength deficit
finger under the chin resisting movement (Figure 2)

Passive (without effort To increase range of movement and prevent A passive jaw mobilization system such as TheraBite (Atos
from the patient) stiffness Medical, Nottingham) can be used. The instructions for use
of such a device need to be personalized to patients. The
manufacturers support the 5–5–30 protocol: five sessions
per day, five opening/closing movements, maintained for
30 seconds a stretch. Alternatively, clinicians can guide
their instructions after assessing a patient’s tolerance
Stretching To decrease tension and stretch shortened Carefully open the mouth wide with the aid of a thumb
muscle fibres. Often used when there is limited and index fingers. This stretch should be held for 30
range of opening and pain in myofascial and seconds if possible (Figure 3)
arthrogenic TMD
Proprioceptive To improve co-ordination and reduce impaired Draw/apply a temporary vertical line on a mirror. In front
muscle contraction patterns. Often used when of this mirror, open and close the jaw while concentrating
there is difficulty initiating a movement on on keeping the dental midline parallel to this vertical line
command, ie lateral deviation
Table 1. Examples of exercises. Adapted from references 2, 16, 30, 31, 41.

Therapeutic exercises been proposed that these techniques supporting evidence is limited. The two main
Therapeutic exercises are widely prescribed to trigger neurophysiological mechanisms modalities are transcutaneous electrical
patients with TMD who present with limited that are responsible for reducing muscle nerve stimulation (TENS) and low-level laser
and abnormal TMJ movement patterns. These activity and relieving pain.29 The use of MT therapy (LLLT).
exercises aim to restore function by reducing alone, or in combination with exercise, has
inflammation, pain and muscular activity, shown promising treatment results for all
Transcutaneous electrical nerve stimulation
and promoting repair and regeneration.30 In TMD; however, there is a lack of substantial
(TENS)
order for patients to accurately and safely high-quality evidence to support its
perform any home physiotherapy regimen, a effectiveness.31 Ultimately, the choice of TENS, which is considered to be safe and
physiotherapist or dentist competent to do so MT techniques used will depend on clinical non-invasive, is now regularly used due to
needs to provide thorough instructions and findings, the irritability of the tissues and the its analgesic and muscle relaxing effects.33
motivation.30 There appears to be a distinct patient’s preferences. Surface electrodes attached to a battery-
lack of consensus on the optimal exercise There are an array of mobilization and operated device are placed on the skin
prescription, in particular the recommended manipulation interventions, graded from I surface to deliver small electrical pulses
frequencies, durations and intensities. Table to V, which can be performed on the upper to painful areas. This action is thought
1 illustrates some examples of frequently cervical spine and TMJs by appropriately to block the transmission of pain signals
recommended (but not exhaustive) exercises. trained clinicians (such as physiotherapists). and potentially stimulate the production
The exercises selected for a patient will Evidence has shown that mobilization of of endorphins.34 The results from studies
depend upon the presenting symptoms. It is the cervical spine can reduce pain in those evaluating the effectiveness of TENS as an
the responsibility of an experienced clinician with myofascial pain.31 Examples of TMJ adjunctive therapy for pain management in
to know how to progress or regress each mobilization include mandibular distraction, masticatory muscles are positive; however,
exercise to align with the patient’s stage of anterior–posterior translation and recapture due to the low number of studies, small
recovery and capability. techniques for displaced discs. Although sample sizes and the lack of follow up, TENS
these techniques are beyond the remit of cannot yet be considered as a standard
Manual therapy this article, it is important to stress that grade treatment for patients with TMD.33,34
Manual therapy (MT) incorporates V manipulation techniques, which involve a
professionally applied joint mobilization, thrusting movement, are contraindicated in Low-level laser therapy
manipulation and soft tissue techniques. the management of TMD.32 LLLT is thought to provide both localized
Trained physiotherapists use MT techniques analgesic and anti-inflammatory effects
in conjunction with therapeutic exercises to Electrotherapy through direct light irradiation, without
improve strength, co-ordination, mobility Electrotherapy has been advocated for causing a thermal response.35 Despite there
and importantly, to reduce pain.31 It has the management of TMD, although the being no universally accepted consensus

May 2022 DentalUpdate 383


TMD and Physical Therapies

on the mechanism of action of LLLT, it therapy, active and passive stretching and 43: 929–936. https://doi.org/10.1111/joor.12448
8. de Freitas RF, Ferreira MA, Barbosa GA, Calderon
has been proposed that this therapy has proprioceptive exercises are suggested for
PS. Counselling and self-management therapies
multiple actions, including improvement those patients with myogenic pain and/ for temporomandibular disorders: a systematic
of local blood circulation and reduction of or restricted mouth opening.7,30,41 The review. J Oral Rehabil 2013; 40: 864–874. https://
oedema.36 It is not possible to determine close interrelationship between muscle doi.org/10.1111/joor.12098
the efficacy of LLLT in the management of activity and pathogenesis of degenerative 9. Pimentel G, Bonotto D, Hilgenberg-Sydney
TMD due to the variation of its use across the or displacement disorders theoretically PB. Self-care, education, and awareness of the
patient with temporomandibular disorder: a
literature. Specifically, the site of application, allows the extrapolation of the conservative
systematic review. Braz J Pain 2018; 1: 263–269.
the frequency of applications and the measures to be beneficial for pain not 10. Dimitroulis G. Management of
beam characteristics studied.36 For the classically defined as myogenic. temporomandibular joint disorders: A surgeon’s
aforementioned reasons, it would be wise to When the reversible interventions perspective. Aust Dent J 2018; 63 Suppl 1: S79–
consider this therapy as an adjunct, rather detailed in this paper are adopted at S90. https://doi.org/10.1111/adj.12593
than an isolated intervention. an appropriate time, success rates of 11. Scrivani SJ, Khawaja SN, Bavia PF. Nonsurgical
management of pediatric temporomandibular
68-95% across the subtypes of TMD (see
joint dysfunction. Oral Maxillofac Surg Clin North
Acupuncture ‘classifications’ in the first article of the Am 2018; 30: 35–45. https://doi.org/10.1016/j.
Acupuncture comes under the umbrella of series1) have been reported.42 Success is coms.2017.08.001
complementary or alternative medicines. It is more likely to be achieved with a team 12. Moseley GL, Butler DS. Fifteen years of
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involves the insertion of small gauge needles jpain.2015.05.005
into defined anatomical points along a activities are addressed. Furthermore, an
13. Conville RM, Moriarty F, Atkins S. The
meridian – a pathway along which vital optimal result is more likely to be achieved management of temporomandibular disorders:
energy (Qi) is said to flow.37 Acupuncture if appropriately trained health professionals a headache in general practice. Br J Gen Pract
and dry needling are often confused. are involved in a patient’s care. 2019; 69: 523–524. https://doi.org/10.3399/
Although these practices both aim to bjgp19X705977
Compliance with Ethical Standards 14. Stewart M, Loftus S. Sticks and stones: the impact
provide relief from pain, dry needling differs of language in musculoskeletal rehabilitation.
in that it involves the insertion of needles Conflict of Interest: The authors declare that
J Orthop Sports Phys Ther 2018; 48: 519–522.
into trigger points. they have no conflict of interest. https://doi.org/10.2519/jospt.2018.0610
Although limited, there is evidence Informed Consent: Informed consent was 15. Gray RJ, Al-Ani Z. Conservative
to support that acupuncture provides obtained from all individual participants temporomandibular disorder management:
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384 DentalUpdate May 2022


Kin Dental
The Professionals
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TMD and Physical Therapies

with orofacial pains. Dent Clin North Am Uralde-Villanueva I, La Touche R. Management therapy for the treatment of temporomandibular
2007; 51: 145–160. https://doi.org/10.1016/j. of pain in patients with temporomandibular disorders: a systematic review of the literature.
cden.2006.09.001 disorder (TMD): challenges and solutions. J Pain Cranio 2012; 30: 304–312. https://doi.
23. Lee C, Crawford C, Hickey A, Active Self-Care Res 2018; 11: 571–587. https://doi.org/10.2147/
org/10.1179/crn.2012.045
Therapies for Pain Working G. Mind-body JPR.S127950
therapies for the self-management of chronic 30. de las Peñas CF, Jiménez JM. Temporomandibular 37. Longhurst JC. Defining meridians: a modern
pain symptoms. Pain Med 2014; 15 Suppl 1: Disorders: Manual Therapy, Exercise, and Needling. basis of understanding. J Acupunct Meridian Stud
S21–39. https://doi.org/10.1111/pme.12383 Handspring, 2018. 2010; 3: 67–74. https://doi.org/10.1016/S2005-
24. Haggman-Henrikson B, Ekberg E, Ettlin DA 31. Armijo-Olivo S, Pitance L, Singh V et al. 2901(10)60014-3
et al. Mind the gap: a systematic review of Effectiveness of manual therapy and therapeutic 38. La Touche R, Goddard G, De-la-Hoz JL et
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org/10.1111/j.1365-2842.2010.02089.x
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29. Gil-Martinez A, Paris-Alemany A, Lopez-de- 36. Melis M, Di Giosia M, Zawawi KH. Low level laser https://doi.org/10.1038/sj.bdj.2015.194

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Special Care Dentistry
Enhanced CPD DO C

Brooke Zaidman Sarah Spence

Camilla Boynton and Debbie Lewis

Cannulation:
An Update for Dentists
Abstract: Peripheral venous cannulation is a skill dentists may require in hospital jobs and sedation practice. This article provides a
comprehensive overview of the technique, equipment, relative contraindications and potential complications.
CPD/Clinical Relevance: To act as an update and refresher for the dental team on peripheral venous cannulation.
Dent Update 2022; 49: 388–392

Intravenous (IV) cannulation establishes a to alert medical professional of axillary be cannulated or used for venepuncture.
stable and reusable site of IV access for the lymph node clearance so a thorough Additionally, the arm with the fistula should
short-term administration of medication medical history is vital. In affected patients, be avoided when measuring blood pressure
and fluids. It is a skill frequently used by the contralateral arm should be used for to avoid any potential damage.3
Dentists in hospital practice and is essential cannulation in the dental setting.
for all conscious sedation techniques other
Risks of the procedure
than inhalation sedation.1 Dermatological infections
In order to obtain valid consent for the
Sites of cannulation that are severely broken
procedure, clinicians should be able to
or inflamed should be avoided in order to
Relative contraindications prevent further damage and symptoms.
describe the associated risks. Recognized
risks include the following.
Breast cancer-related lymphoedema
Breast cancer-related lymphoedema can be Arteriovenous fistulas
provoked by venepuncture of the ipsilateral Haematoma or bruise formation
An arteriovenous fistula is a surgically
arm and most commonly occurs in patients created connection between an artery and Haematoma or bruise formation is a
who have undergone axillary lymph node vein. They represent the preferred choice common risk of venepuncture and is
clearance. It may also affect patients who of vascular access for patients requiring caused by the leakage of blood from
have undergone sentinel node biopsy or haemodialysis for renal replacement a punctured vessel. A haematoma can
radiotherapy to the axilla.2 Patients may therapy. Arteriovenous fistulas are a appear as a swelling.4 This can occur
or may not carry warning cards or bands lifeline for these patients and should not during or after the procedure and can be
minimized by applying firm pressure to the
cannulation site following removal of the
cannula. Bruising may occur more in failed
Brooke Zaidman,* BDS, MFDS RCPS(Glas), MSc, M Spec Care Dent, Specialist in Special cannulation sites, in friable older skin or
Care Dentistry and Senior Dental Officer, Somerset NHS Foundation Trust. Sarah in those patients with certain connective
Spence,* BDS, MJDF RCS Eng, PGDipSed, MSc, M Spec Care Dent, Specialist in Special tissue diseases, vitamin deficiencies or
Care Dentistry, Somerset NHS Foundation Trust. Camilla Boynton, MA (Hons), BDS, bleeding disorders.5
MJDF RCS Eng, MSc, M Spec Care Dent, Specialist in Special Care Dentistry and Senior
Dental Officer, Somerset NHS Foundation Trust. Debbie Lewis, BDS, MCCD RCS, FDS, Dip
Extravasation/infiltration
Con Sed, M Phil, Consultant in Special Care Dentistry, Somerset NHS Foundation Trust.
This refers to the leakage of fluids into the
*Joint first authors.
surrounding tissues. It is commonly referred
email: sarah.spence8@nhs.net
to as ‘tissuing’ and can result in swelling

388 DentalUpdate May 2022


Special Care Dentistry

around the cannula site and pain on after needle removal.9 The median nerve
administration of fluid through the cannula. and radial nerve both pass through the
The term infiltration refers to the leakage antecubital fossa and are at risk of damage
of non-vesicant fluids or medications, during cannulation in this region.
and extravasation refers to the leakage
of vesicant (can cause blistering or tissue Accidental arterial cannulation
injury) fluids or medications. With a pH of Unintended arterial cannulation is a serious
around 3.0, midazolam has the potential to complication as arterial injection of drugs has
cause tissue damage, but no side-effects the potential to cause peripheral ischaemia
have been reported in the literature.6 and tissue necrosis. Clinical signs may include
severe pain, bright red pulsatile blood visible
within the chamber of the cannula and Figure 1. The basic equipment required
Thrombophlebitis
for cannulation.
Thrombophlebitis is inflammation of the blanching distal to the cannula.10 Most cases
tunica intima lining of a vein. This may be of accidental arterial cannulation involve a
recognized as pain, swelling, erythema and/ radial artery branches of the forearm and
or hardening around of the surrounding hand, or are due to vascular abnormalities.
tissue. Causes may be mechanical, for The antecubital fossa is also a potential site
example physical/mechanical trauma to for error owing to the close proximity to
the vein due to movement, perhaps due arteries in this region.6 If recognized, the
to cannulation over an area of flexion, or cannula should be removed immediately,
thrombophlebitis may have a chemical or and pressure applied. The patient should
bacterial cause. Other risk factors include be advised to expect bruising and post-
older age, obesity, pregnancy, synthetic operative instruction from the NHS Blood
hormones, autoimmune disease (especially and Transplant Donor service recommend
Behcet’s and Buerger’s disease) and certain the RICE method (Rest, Ice, Compression and
coagulopathies (factor V Leiden mutation, Elevation above the heart).11 If drugs have
deficiencies in antithrombin III, protein C been administered, then this represents an
and protein S).7 emergency situation. The cannula should be
left in situ and medical treatment should be
sought urgently. b
Infection
Catheter-related bloodstream infection
(CRBI) is a rare, but serious, complication. Equipment
It occurs when micro-organisms enter the The basic equipment needed for
blood stream via the indwelling cannula. cannulation is shown in Figure 1 and
Bacteria may be introduced during the discussed in more detail below.
cannulation procedure, and thus an aseptic
1. Tourniquets are used to produce venous
technique is used. In inpatient settings,
distention. For some patients, they may
where patients may require intravenous
also act as good distraction to offering
access for the duration of their stay, a recent
up a hand for cannulation. They are
Cochrane review found no clear difference
latex free and can be sourced as single
in rates of infection between routine
use to prevent cross infection.
replacement (every 72–96 hours) and when
2. Skin cleansing swabs should be
clinically indicated if thrombophlebitis was
used to clean the cannulation site.
observed.8 However, dentists working in
These are either 2% chlorhexidine
inpatient settings should refer to local policy.
gluconate in 70% isopropyl alcohol,
or povidone iodine in alcohol is
Pain an alternative for patients with a Figure 2. (a, b) The prominent metacarpal veins
While the patient may report pain during chlorhexidine sensitivity.12 on the dorsum of the hand.
cannulation, they should not feel any 3. Cannulas are colour coded according
discomfort once the cannula is in place, and to their gauge (G). The gauge refers to
when flushing the cannula with saline. the internal diameter of the needle.
Cannulas are individually packed
Since the introduction of the Health and
Nerve damage Safety (Sharp Instruments in Healthcare) and sterile.
Venepuncture and peripheral cannulation Regulations 2013, employers have 4. Transparent film dressing, to secure the
have been associated with nerve injuries. been required to substitute traditional, cannula in place. These are sterile and
These are mostly mild and temporary, unprotected medical sharps for ‘safer single use. They are designed to be an
but there are case reports in the literature sharps’ wherever reasonably practical impermeable and waterproof barrier
of patients having sustained permanent to do so.13 For intravenous sedation, a to prevent bacterial colonization of the
and severe neuropathic pain that persists 22G cannula provides sufficient access. cannula site.

May 2022 DentalUpdate 389


Special Care Dentistry

mesial to the biceps tendon; the tendon


can be palpated by asking the patient to
flex and extend the lower arm. The pulse
of the brachial artery should be palpable
Cephalic vein medial to the biceps tendon.

Technique
Basilic vein
Patient positioning is important for
Median cubital vein venepuncture. The patient should be
semi-supine, preferably with their feet up
in the dental chair.
The limb to be cannulated should
be positioned below the level of the
heart and, if possible, the patient can
use muscle action to force blood into the
veins by opening and closing their fist.
Light tapping of the vein can be helpful
as resultant histamine release results
in vasodilation.14 The dental team can
Figure 3. The prominent veins of the antecubital fossa. also provide invaluable support during
venepuncture via distraction techniques
(eg engaging in conversation with the
patient) or assisting with clinical holding
if required. Gauging individual patient
Radial nerve needs and preferences beforehand is
extremely beneficial, for example some
Brachial artery patients like to be informed at every stage
of venepuncture while others do not.

Median nerve
Steps for cannulation using a ‘Venflon Pro
Safety’ cannula
Before starting, the clinician must
ensure that informed consent (or a best
Radial artery interest decision) has been obtained, all
Ulnar artery
equipment is available, hand hygiene and
donning of gloves is complete.
„ Wipe away numbing cream, if used;
Figure 4. Schematic diagram of arteries and nerves in the antecubital fossa, these lie deep to the
superficial veins.
„ Apply tourniquet 5–10 cm above the
cannulation site;
„Identify suitable vein – palpate
and look;
5. Sodium chloride ‘flush’ 0.9% prior to Anatomy of cannulation site „ Apply warming source if needed;
giving a drug to confirm position of The most common veins used for „ Clean cannulation site with skin
cannula. To administer, draw up with venepuncture are the metacarpal veins, cleansing swab;
drawing up needle into a syringe. located in the dorsum of hand, (Figure 2). „ Allow skin to dry.
A sharps bin should be close to They take blood to two larger veins in „‘Fix’ the vein by applying pressure to
the antecubital fossa (ACF). The ACF is skin over the vein, approximately 2 cm
hand, and it may be useful to have a
H-shaped and includes the cephalic vein, below the venepuncture site. The tip
sterile container in which to keep the
which lies laterally, and the basilic vein, of the needle in the plastic cannula
equipment until needed.
which lies medially. The median cubital vein will be visible and the bevel should be
often unites the two main veins (Figure 3). pointing upwards;
Choosing a cannulation site Anatomy will vary between individuals, „ Insert the cannula into the vein at
The appearance of a ‘good vein’ will but usually, these are quite superficial. The approximately 30 degrees;
be if it is straight, visible and easily operator must have a good knowledge of „ Advance the needle slowly until
palpable. The vein will feel bouncy the related anatomy to maximize successful flashback is seen in the hub at the
and soft, indicating a large lumen cannulation and avoid any complications base of the cannula;
and will refill when depressed. If the such as unintentional puncture of an artery. „ Once flashback is seen, level off the
vein is well supported by surrounding The antecubital fossa contains the cannula and advance a further 2 mm;
soft tissue, it is less likely to move brachial artery and radial and ulnar nerves „ Stabilize the needle and advance the
during cannulation. (Figure 4). The brachial artery typically lies cannula forward fully into the vein;

390 DentalUpdate May 2022


Special Care Dentistry

visible, non-palpable veins, can increase operators. However, a recent randomized


the complexity of the procedure. In some control trial showed no benefit over the use
cases, modified techniques or the use of an of a disposable elastic tourniquet.19
adjunctive method may be necessary.
Infrared vein finder
Adjunctive methods Vein finders such as Accuvein (AccuVein
Inc, USA), Vasculuminator, (Pontes Medical,
to cannulation
USA), VeinViewer (B Braun Medical Inc,
Heat packs Germany) and Veinsite (Vascular Solutions
Application of heat results in vasodilation Inc, USA) are devices that emit an infrared
and can improve visibility of the vein for laser light to detect superficial veins. An
cannulation. Heat packs such as the single- image of the veins is projected back onto
use ‘DMI Sol-R Instant Heat Compresses’ the skin surface in real time improving the
(USA) can be purchased for use (Figure visualization of already visible/noticeable
5). This particular product should not veins and allowing the identification of
be applied directly to the skin and so deeper veins. Evidence has shown that
single-use paper towels can be used to infrared vein finder technology improved
wrap the compress or the patient may general visibility of veins including in
Figure 5. Instant Heat Compress with bring their own clean and thin towel to patients with obesity and those of African
instructions for use on packet. surgery. The heat from this product lasts for and Asian ethnicities.20
approximately 15 minutes.
If heat packs are not available, Ultrasound-guided cannulation
insulated gloves may be worn prior to the
„ Occlude the vein, remove the needle Ultrasound can be used to visualize vessels
appointment. Alternatively, the patients’ and can increase the likelihood of successful
and remove the tourniquet;
hand may be placed in a bowl of warm
„Dispose of the needle into a sharps bin; cannulation in patients with difficult
water to produce vasodilation. venous access.21 The use of ultrasound for
„ Place the bung on the end of
the cannula; this purpose has grown in use in central
Topical anaesthetic creams venous cannulation, and may be an option
„ Secure the cannula with the transparent
film dressing; Pre-procedural application of topical that is accessible to clinicians working in
anaesthetic creams, such as EMLA (Eutectic hospital environments.
„Flush the cannula with 0.9% saline to
Mixture of Local Anaesthetics, AstraZeneca,
ensure correct positioning – note any
UK), has been proven to be effective at
resistance, pain or swelling around the Summary
reducing discomfort associated with
site which may indicate extravasation.
cannulation in both children and adults16 This article provides an update in
and may be particularly useful for highly peripheral venous cannulation for
Cannula removal anxious patients. Occlusive film dressings dentistry. The authors have outlined
„ Remove the transparent film; keep the cream over the site for sufficient the indications, relevant anatomy of
„ Remove the cannula and place straight time and should be provided by the dental common cannulation sites, recommended
into a sharps bin; team. Various formulations are available equipment and additional aids to improve
„ Provide pressure with a cotton wool roll and need to be applied 30–60 minutes technique. Cannulation risks and relative
simultaneously; prior to cannulation for optimum effect (as contraindications have also been discussed.
„ Check that the bleeding has stopped; per manufacturer instructions). However,
„ Place sticky tape over cotton wool roll creams can cause vasoconstriction, Compliance with Ethical Standards
(eg Transpore, 3M, USA) or replace with blanching and erythema, which may make Conflict of Interest: The authors declare that
a sterile plaster. cannulation more difficult.17 they have no conflict of interest.
Another consideration is that some Informed Consent: Informed consent was
patients with cognitive disabilities may obtained from all individual participants
Aids to cannulation not tolerate the cream or dressings. It can included in the article.
Although the insertion of an intravenous therefore be helpful to explain the cream
cannula is usually straightforward, and dressings with imagery (eg alternative References
there are instances when it can prove augmentive communication techniques) 1. Intercollegiate Advisory Committee for Sedation
a challenge. Multiple attempts at and/or to place gloves/bandages over the in Dentistry. Standards for conscious sedation in
cannulation can heighten anxiety and cream and dressings after application to dentistry. 2020. Available at: www.rcseng.ac.uk/
perception of pain, create stress for both prevent patients removing them. dental-faculties/fds/publications-guidelines/
the patient and dentist, and delay or standards-for-conscious-sedation-in-the-
prevent sedation or treatment.15 Factors, Manual blood pressure cuff provision-of-dental-care-and-accreditation/
such as extremes of age, obesity, history A manual blood pressure cuff inflated to (accessed February 2022).
of IV drug abuse, patients who have 60–80mmHg may be used as an alternative 2. Jakes AD, Twelves C. Breast cancer-related
experienced repeated IV access due to to a tourniquet18 and, anecdotally, may lymphoedema and venepuncture: a review
their medical conditions or small, non- be more successful for some patients or and evidence-based recommendations. Breast

May 2022 DentalUpdate 391


Special Care Dentistry

Cancer Res Treat 2015 Dec; 154(3): 455–461. https://doi.org/10.1007/s10549-


015-3639-1
3. Siddiky A, Sarwar K, Ahmad N, Gilbert J. Management of arteriovenous
fistulas. BMJ 2014; 30: 349 g6262. https://doi.org/10.1136/bmj.g6262
4. Buowari YO. Complications of venepuncture. Adv Biosci Biotechnol 2013; 4:
126–128.
5. Scully C, Dios PD, Kumar N. Special Care in Dentistry. Handbook of Oral
Healthcare. Philadelphia: Churchill Livingstone Elsevier 2007.
6. Lake C, Beecroft CL. Extravasation injuries and accidental intra-arterial
injection. Cont Educ Anaesthes Crit Care Pain 2010; 10: 109–113.
7. National Institute for Health and Care Excellence. Superficial vein
thrombosis (superficial thrombophlebitis) 2020. Available at: https://tinyurl.
com/2p89v5w5 (accessed February 2022).
8. Webster J, Osborne S, Rickard CM, Marsh N. Clinically-indicated replacement
versus routine replacement of peripheral venous catheters. Cochrane
Database Syst Rev 2019; 1: CD007798. https://doi.org/10.1002/14651858.
CD007798.pub5
9. Stevens RJ, Mahadevan V, Moss AL. Injury to the lateral cutaneous nerve of
forearm after venous cannulation: a case report and literature review. Clin
Anat 2012; 25: 659–662. https://doi.org/10.1002/ca.21285
10. Lim WY, Raghavan KC. Identification and confirmation of suspected
unintended peripheral arterial cannulation during anaesthesia. Proc
Singapore Healthcare 2017; 26: 203–205.
11. NHS Blood and Transplant Donor Information. Arterial Puncture 2012.
Available at: https://nhsbtdbe.blob.core.windows.net/umbraco-assets-
corp/17900/inf809.pdf (accessed February 2022).
12. Loveday HP, Wilson JA, Pratt RJ et al; UK Department of Health. epic3:
national evidence-based guidelines for preventing healthcare-associated
infections in NHS hospitals in England. J Hosp Infect 2014; 86 Suppl 1: S1–70.
https://doi.org/10.1016/S0195-6701(13)60012-2
13. Health and Safety Executive. Health and Safety (Sharp Instruments in
Healthcare) Regulations; guidance for employers and employees 2013.
Available at: https://www.hse.gov.uk/pubns/hsis7.htm (accessed February
2022).
14. Bowden T. Peripheral cannulation: a practical guide. Br J Cardiac Nurs 2010;
5: 124–131.
15. Rodriguez-Calero MA, Fernandez-Fernandez I et al. Risk factors for difficult
peripheral venous cannulation in hospitalised patients. Protocol for a
multicentre case-control study in 48 units of eight public hospitals in Spain.
BMJ Open 2018; 8: e020420. https://doi.org/10.1136/bmjopen-2017-020420
16. Bond M, Crathorne L, Peters J et al. First do no harm: pain relief for the
peripheral venous cannulation of adults, a systematic review and network
meta-analysis. BMC Anesthesiol 2016; 16: 81. https://doi.org/10.1186/s12871-
016-0252-8
17. Bjerring P, Andersen PH, Arendt-Nielsen L. Vascular response of human skin
after analgesia with EMLA cream. Br J Anaesth 1989; 63: 655–660. https://doi.
org/10.1093/bja/63.6.655.
Trycare drapes and gowns offer the perfect 18. Tran T, Lund SB, Nichols MD, Kummer T. Effect of two tourniquet techniques
on peripheral intravenous cannulation success: a randomized controlled
combination of protection, comfort and trial. Am J Emerg Med 2019; 37: 2209–2214. https://doi.org/10.1016/j.
performance with no compromise in quality ajem.2019.03.034
19. World Health Organization. WHO guidelines on drawing blood: best
at an incredibly competitive price! practices in phlebotomy 2010. Available at: https://tinyurl.com/565a5hz7
(accessed February 2022).
20. Chiao FB, Resta-Flarer F, Lesser J et al. Vein visualization: patient characteristic
factors and efficacy of a new infrared vein finder technology. Br J Anaesth
Discover the magic of Trycare! 2013; 110: 966–671. https://doi.org/10.1093/bja/aet003
21. Egan G, Healy D, O’Neill H et al. Ultrasound guidance for difficult peripheral
Since 1996
01274 88 55 44 www.trycare.co.uk venous access: systematic review and meta-analysis. Emerg Med J 2013; 30:
521–526. https://doi.org/10.1136/emermed-2012-201652

392 DentalUpdate May 2022


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Paediatric Dentistry
Enhanced CPD DO C

Risha Sanghvi

Nabina Bhujel

Common Dental Anomalies


affecting Patients with
Cleft Lip and Palate
Abstract: Patients with cleft lip and/or palate (CLP) have increased experience of dental anomalies compared to unaffected individuals. This
article describes the common dental anomalies, namely, enamel defects, hypodontia, anomalies in tooth shape or form, supernumerary
teeth, ectopic and impacted teeth, and tooth transposition. The respective prevalence and potential implications on dental health are also
discussed alongside the role of the general dental practitioner.
CPD/Clinical Relevance: This article highlights the common dental anomalies for those with cleft lip and/or palate, and identifies clinical
presentations that require GDPs’ contribution to patients’ dental care.
Dent Update 2022; 49: 395–401

Cleft lip and/or palate (CLP) is the most The timeline for cleft lip and primary These timelines are essential to reduce
common congenital abnormality, with palate repair is generally between 3 and the burden and impact of compromised
a reported incidence of between 1:600 6 months, and that for cleft palate at dental health on the patient’s
and 1:700 live births.1 Patients with CLP 6–9 months. At this stage, preventive overall wellbeing.
commonly have impaired facial growth, advice should be reinforced, including It has been proposed that dental
difficulties with speech, feeding and advice on breastfeeding, bottle-feeding anomalies form part of an extended
hearing, psychological problems, dental and toothbrushing. Four- to six-monthly cleft phenotype.4,5 With this in mind,
disease and anomalies.1 dental reviews should then continue and the importance of identification
The NHS standard contract for CLP with the primary care dentist to reinforce and management of dental anomalies
services states that children born with preventive advice and to monitor primary specified in the NHS standard contract,
CLP must have early dental intervention.1 tooth eruption, noting any dental the aim of this review is to summarize
This involves a combination of primary caries or dental anomalies.3 A specialist the common dental anomalies
and secondary/tertiary care. By 6 months paediatric dentist should conduct a associated with CLP. In doing so,
of age, the cleft team should provide formal dental review at least at the age primary dental care practitioners will
oral health advice. Patients should of 5 years. Before the age of 10 years, it have increased awareness of these
subsequently have a dental review by 1 is essential that the paediatric dentist anomalies, thereby facilitating improved
year of age by their primary care dentist.2 reviews any child with dental anomalies.1 communication with paediatric cleft
dentists to ensure that patients are
reviewed in a timely manner in line
with recommendations.
Risha Sanghvi, BDS (Lond), MFDS RCS (Ed) PGCert (Dent Ed), MSc, Specialty Registrar in The most common dental
Paediatric Dentistry; Nabina Bhujel, BDS (Aus), MFDS RCPS (Glasg), M(Paed Dent) RCPS
anomalies affecting patients with CLP
(Glasg), D Clin Dent (Paed Dent), FDS (Paed Dent) RCS (Eng), Consultant in Paediatric
are hypodontia, supernumerary teeth,
Dentistry; Guy’s and St Thomas’ NHS Foundation Trust, London
developmental defects of enamel,
email: risha.sanghvi@nhs.net
anomalies in tooth shape and size,

May 2022 DentalUpdate 395


Paediatric Dentistry

Figure 1. An upper occlusal photographic view


showing hypodontia in the form of missing URB
and ULB, and hypoplastic enamel affecting the
ULA and URA.

Figure 3. A dental panoramic tomograph (DPT) showing hypodontia in the form of missing UR5 and
UL5 and an ectopic UL6 with distal root resorption of the ULE evident. Delayed eruption of the UL1 and
UL2 and rotation of the is also evident.

be vigilant to identify teeth that have not


Figure 2. An upper occlusal radiograph
erupted as expected within ‘normal’ dental
demonstrating a megadont tooth UR1 and
development timelines because these may
microdont tooth UL1. Hypodontia is also
apparent in the form of missing upper lateral
be congenitally missing. If missing teeth
incisors in both the primary and permanent are suspected, appropriate radiographic
dentition in the cleft site. examination should be undertaken.
If delayed loss of a primary molar has
Figure 4. An upper occlusal photographic view occurred in one or two quadrants, an
showing hypoplastic enamel affecting ULA
intra-oral peri-apical radiograph should
and URB. An erupted supernumerary tooth is
including double teeth, ectopic, impacted be taken. If delayed loss is present in three
apparent distal to the ULA.
teeth and transposed teeth, natal or or four quadrants, a dental panoramic
neonatal teeth and root anomalies. These tomograph (DPT) is indicated. If infra-
will be discussed in further detail. occluded primary teeth are evident in a
of the structural abnormality.12 Shapira patient over 10 years of age, a peri-apical
Developmental absence et al, in their multicentre study, found radiograph or DPT should be taken if infra-
of teeth an overall prevalence of 77% in the occlusion is evident in one quadrant, or
permanent dentition of CLP patients. two or more quadrants, respectively.14
Hypodontia refers to the developmental The authors found that the upper lateral Advice should be sought from
absence of any teeth excluding third incisors on the cleft side were the most paediatric, orthodontic and restorative
molars. The overall prevalence in the frequently missing teeth. On the non-cleft colleagues for medium- and long-term
general population has been reported side, the most commonly missing teeth treatment planning. In cases where
as 1% in the primary dentition6 and 6% were maxillary second premolars.11 Other premolars are missing, the aim should
in the permanent dentition,7 with the studies have reported a lower prevalence be to retain primary molars until a
lower second premolar being the most of 53% and 46%.9,13 Suzuki et al reported definitive orthodontic plan is made.
commonly missing tooth. The aetiology a prevalence of 16% in the primary Healthy retained primary molars should
is thought to be genetically determined, dentition.13 The evidence suggests that the be protected with the use of fissure
either as isolated gene mutations such as overall reported prevalence of hypodontia sealants.15 If primary molars are carious,
MSX1, or as part of a syndrome, such as in patients with CLP is significantly higher but restorable, restoration should be
ectodermal dysplasia, Down syndrome or than unaffected individuals in both the considered in the form of stainless steel
Van der Woude syndrome.8 Environmental primary and permanent dentition. The crowns for occlusal or proximal caries,16
aetiological factors have also been primary and permanent upper lateral or composite restoration for occlusal
considered, including trauma, irradiation incisors are the most commonly missing caries.17 If unrestorable caries or severe
and infections, such as osteomyelitis. teeth (Figures 1 and 2); however, other infra-occlusion is evident, extraction will be
Hypodontia has been widely reported teeth, including premolars, may be missing required and multidisciplinary input should
as having a higher prevalence in CLP (Figure 3). Hypodontia is more likely to be sought for replacement options and the
children.9–11 This may be as a consequence occur in the cleft region. Dentists must requirement of space maintenance.

396 DentalUpdate May 2022


Paediatric Dentistry

Figure 7. A photograph in occlusion showing a


microdont UR1 and UR2 and hypomineralized
enamel affecting the UR2 and UR1 incisal edges.

Figure 6. A lower occlusal photographic view


showing molar incisal hypomineralization
affecting the LL6, LR6 and incisal edges of LR1
and LR2.

anomaly affecting the cleft area19,20 in both


the primary (Figure 4) and permanent
(Figure 5) dentition, with a reported
Figure 8. A photograph in occlusion showing a
prevalence of 22% in the permanent double tooth LRB and LRC and hypodontia with a
dentition.21 Supernumerary teeth can missing URB.
result in failure of eruption of adjacent
Figure 5. A long cone peri-apical (LCPA) teeth, particularly upper central incisors.
radiograph showing anomalous crown The incidence of this will be increased for
morphology of the ULB. An unerupted the odontome and tuberculate types.22 during palate repair, resulting in altered
supernumerary tooth is also evident. Crowding, rotations and displacement of blood supply to developing tooth germs.25
adjacent teeth may also occur, as well as Hypoplastic enamel (Figure 4) and
root resorption, dilaceration or arrested hypomineralized enamel (Figure 6) are
root development of adjacent teeth. the most frequent enamel defects seen
Supernumerary teeth Removal of supernumerary teeth would in patients with CLP. Hypoplastic enamel
Supernumerary teeth refer to teeth or be readily considered when failure of represents a quantitative defect due to
teeth-like structures, which occur in eruption or damage to adjacent teeth deficient enamel matrix secondary to
addition to the normal complement of 20 has occurred.23 disturbance during the secretory stage
teeth in the primary dentition, or 32 teeth of amelogenesis. Hypoplastic enamel will
in the permanent dentition. They can typically appear hard and translucent
be classified according to their location
Developmental defects with a reduced thickness, and may exhibit
(mesiodens, paramolar, distomolar)
of enamel pitting or grooves. Hypomineralized
or morphology (conical, odontome, Developmental enamel defects (DDE) enamel represents a qualitative enamel
supplemental, tuberculate). The overall are frequently observed in patients with defect occurring due to disturbances
prevalence in individuals without CLP is CLP.24 The aetiology of these defects in in enamel matrix mineralization. Teeth
thought to be 1% in the primary dentition patients with CLP is unclear, but it has will demonstrate white, yellow or brown
and 2% in the permanent dentition.18 been hypothesized that they may occur opacities, and will be prone to wear and
Supernumerary teeth have been reported secondary to metabolic or nutritional post-eruptive breakdown. Patients with
as the second most common dental deficiencies, or surgical interventions enamel defects may experience sensitivity,

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May 2022 DentalUpdate 397


Paediatric Dentistry

Figure 9. A left oblique lateral radiograph


showing a germinated ULB. The UL2 is present in
this case. Hypodontia of the UL5 and LL5 is also Figure 10. A DPT showing an ectopic UL5 that is mesially angled. Hypodontia is also present with a
apparent. missing UR5 and the UR2, UL1 and UL2 are microdont.

pain and aesthetic concerns. Furthermore,


it has been well reported that it can be
difficult to achieve local anaesthesia in
hypomineralized teeth.26 In light of this,
consideration should be given to the use of
inhalation sedation, anaesthetic adjuncts,
such as intraligamental infiltrations
and pre-operative treatment with
fluoride varnish.27–29
Early identification and protection of
teeth with DDE is essential. Prevention
should be provided to patients in the form
of oral hygiene instruction, diet advice
and fluoride varnish application as per
the Delivering Better Oral Health Toolkit.3
Children should be treated as at high risk
Figure 11. A DPT showing transposition of the UL3 with the UL4. Hypodontia is also present in the
of dental caries, and fissure sealants should
form of a missing UR5 and the LL3 is vertically impacted. A supplemental, rotated UR2 is also present.
be placed on teeth with enamel defects.
Agents such as casein phosphopeptide
amorphous calcium phosphate can be
used to encourage remineralization and
desensitization. In posterior teeth with due to spacing and irregular crown shape.
This can have psychological effects on
post-eruptive breakdown or dental caries,
self-esteem and confidence. Furthermore,
restorations or extractions may need to
diminutive permanent lateral incisors
be considered.30
can be associated with centreline shifts,
reduced overjets and impacted maxillary
Anomalies in shape and size canines, which can increase orthodontic
Developmentally missing teeth are often and surgical burdens.32 Figure 12. An extra-oral photograph showing a
associated with an overall reduction in Double teeth have also been natal tooth in the cleft region.
tooth size.31 Patients with CLP may have frequently found in patients with CLP
teeth with anomalous size or shape, (Figure 8). They are thought to occur
commonly permanent lateral incisors.19 more commonly in the primary dentition
Microdont teeth, teeth smaller than normal and in the mandibular arch.13 Double primary dentition, a double tooth may be
for the individual tooth type (Figure 7), teeth can be more prone to dental caries indicative of subsequent hypodontia of the
macrodont teeth, teeth larger than normal or periodontal disease due to poor plaque permanent tooth, mainly affecting upper
for the particular tooth type (Figure 2), or control and subgingival fissure extent. lateral incisors. However, the permanent
teeth with abnormal crown morphology Anterior crowding and compromised tooth may still be present as normal
(Figure 5) can cause aesthetic concerns aesthetics may also occur. If in the (Figure 9).33

398 DentalUpdate May 2022


Paediatric Dentistry

Figure 13. A DPT showing taurodont first permanent molars, characterized by enlarged pulp
chambers. A supplemental UR2, rotated UL2 and ectopic UL3 can also be seen.

Ectopic and impacted teeth dental development in patients with CLP is


monitored. Asymmetrical eruption of teeth Figure 14. An LCPA radiograph showing dens
Ectopic teeth are those that have erupted invaginatus affecting both the UR1 and UL1 and a
should be investigated and upper canine
into an atypical position. In the general microdont UL2.
teeth should be palpated from the age of
population, the most common teeth
8 years.37
to erupt in an atypical position are first
Ectopic teeth have also been
permanent molars and permanent
associated with other anomalies, including
canines, with a prevalence of 4% and 1.5%, transposed.39 The upper permanent canine
hypodontia and microdontia,38 and a
respectively.34,35 Although there is limited is the most frequently transposed tooth
holistic approach to examination and
literature on the reported prevalence in and reported prevalence is low at 0.6%.40
diagnosis must be considered, alongside
patients with CLP, it may be up to 31–45% Prevalence in CLP patients has been
referral to secondary care.
(Figures 3 and 10).36 reported as 14% (Figure 11).41
Ectopic or impacted teeth can result in Management of transposed teeth can
root resorption of adjacent teeth, crowding Transposition be challenging, and early identification
or displacement of adjacent teeth and Transposition of teeth refers to the of abnormal eruption paths is beneficial
pathology, such as cystic formation.35,37 interchange in position of two adjacent to enable early orthodontic intervention
Furthermore, management of these permanent teeth. It is classified as either to correct tooth position.39 If transposed
teeth can be complex with patients complete, whereby the entire crown and teeth have erupted, composite masking in
often requiring surgical and orthodontic root of the teeth have exchanged places combination with bleaching in those over
intervention for exposure and bonding or incomplete when the roots remain in the age of 18 years can be considered to
of impacted teeth. It is important that their normal position but the crown is improve the aesthetic appearance.

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May 2022 DentalUpdate 399


Paediatric Dentistry

Natal and neonatal teeth respectively. Upper permanent lateral present with multiple anomalies.55
Natal teeth are teeth that are present in incisors are most frequently affected.49 Based on the robust evidence that
the oral cavity at birth, while neonatal Despite being rarely found, these CLP patients are at higher risk of dental
teeth are those that erupt in the first anomalies have been reported to be more anomalies, NHS England, in their published
30 days of life. These teeth may be prevalent in CLP cohorts.50 It is essential service specification for patients with
part of the normal complement of 20 that these teeth are identified early. If CLP, has highlighted the importance
deciduous teeth. They are usually conical palatal pits are present in dens invaginatus of patients with dental anomalies
in shape with a yellow/brown colour. The cases, they should be sealed to reduce having a dental review by a specialist
prevalence in the general population is the risk of loss of vitality. If loss of vitality paediatric dentist before the age of 5
varied, but is considered to be between does occur, endodontic treatment can years.1 Through revision of the common
1:800 and 1:30,000.42 A higher prevalence be challenging. In dens evaginatus case, anomalies, and associated problems, it is
of natal (Figure 12) and neonatal teeth tubercles should be sealed. If occlusal clear to see why this is the case. Patients
has been found in patients with CLP. A interferences are present, the opposing with dental anomalies require early
study reported the incidence to be 2% in occluding surface can be minimally identification and intervention to prevent
patients with unilateral CLP and up to 10% reduced and fluoride varnish applied. deterioration and avoid potentially severe
in patients with bilateral CLP.43 problems. A multidisciplinary approach is
Identification of these teeth and Discussion important, with GDPs, paediatric dentists,
referral to secondary care is essential orthodontists and restorative dentists
Analyses of the above dental anomalies
to prevent associated complications, to enable holistic treatment planning,
in patients with CLP suggest that the
including difficulties with feeding, promote patient wellbeing, minimize
prevalence of dental anomalies is higher
traumatic injury to the ventral tongue and dentally related negative psychosocial
in this cohort compared to unaffected
mobility, with subsequent aspiration risk. effects and reduce the long-term burden
individuals. This is demonstrated in
If an aspiration risk is suspected, removal of dental care that this cohort of patients
published literature. Tannure et al
should be considered, either by GDPs will require. GDPs have an essential role
conducted a systematic review and meta-
or specialists. If teeth are mobile with in the provision of preventive advice in
analysis of six studies and concluded
no aspiration risk, appropriate follow up line with Delivering Better Oral Health
that there was a higher number of dental
should be arranged to ensure there is no guidelines. Enhanced measures should be
anomalies in the permanent dentition
increase in mobility. followed as per this toolkit for CLP patients
in patients with CLP than unaffected
with anomalies predisposing them to
individuals. This included hypodontia,
dental caries.3
Root and pulp microdontia, supernumerary teeth, tooth
morphological anomalies malposition, abnormalities in tooth
Taurodontism, and dens invaginatus and morphology and tooth impaction.24 Conclusion
dens evaginatus have been associated Furthermore, a retrospective study Patients with CLP will require significant
with CLP patients. Taurodontism refers analysing the records of 162 patients with medical intervention throughout their
to teeth with enlarged pulp chambers, CLP found that 94% of patients had at lifetime. Awareness of the increased
root shortening and apical positioning least one dental anomaly, and 34% had prevalence of certain dental anomalies and
of the pulpal floor with lack of a cervical two or more anomalies.51 A recent service facilitating early intervention is paramount
constriction at the cemento-enamel evaluation of 62 18-month-old babies with in reducing the dental burden on these
junction (Figure 13). Teeth can be CLP found that 57% of patients presented patients. A shared-care approach is
classified as hypotaurodont (slightly with a dental anomaly – hypodontia, required by primary and secondary/tertiary
enlarged pulp chamber), mesotaurodont hypomineralization or hypoplasia, and dental services to enable optimal care
(moderately enlarged pulp chamber) emphasized the importance of early and support to be provided to this cohort
and hypertaurodont (very enlarged pulp dental review and intervention in this of patients.
chamber).44 The reported prevalence in group of patients.52
a general population is considered to be Alongside this predilection for certain Compliance with Ethical Standards
0.25–11.3%.45,46 Permanent molar teeth are anomalies, there also appears to be a Conflict of Interest: The authors declare that
most affected.47 relationship between cleft formation and they have no conflict of interest.
Patients with CLP have been found tooth formation with dental anomalies Informed Consent: Informed consent was
to be significantly more likely to have more commonly appearing in the cleft obtained from all individual participants
taurodontism.48 Taurodontism can increase site.24 This has been evidenced through included in the article.
the difficulty of endodontic treatment the identification of common genetic
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dental anomalies in children with cleft lip and palate: a abnormalities and ectopic eruption in patients with 54. Rullo R, Festa VM, Rullo R et al. Prevalence of dental
controlled study. Int J Paediatr Dent 2010; 20: 442–450. isolated cleft palate. Scand J Plast Reconstr Surg hand anomalies in children with cleft lip and unilateral and
20. Fishman LS. Factors related to tooth number, eruption Surg 1998 Jun; 32(2): 203–12. bilateral cleft lip and palate. Eur J Paediatr Dent 2015;
time, and tooth position in cleft palate individuals. 37. Husain J, Burden D, McSherry P. Management of the 16: 229–232.
ASDC J Dent Child 1970; 37: 303–306. palatally ectopic maxillary canine. 2016; {AQ: Please 55. Ranta R. A review of tooth formation in children with
21. Vichi M, Franchi L. Abnormalities of the maxillary check details - is this the same at ref 34?} cleft lip/palate. Am J Orthod Dentofac Orthop 1986; 90:
incisors in children with cleft lip and palate. ASDC J 38. Bjerklin K, Kurol J, Valentin J. Ectopic eruption of 11–18.

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May 2022 DentalUpdate 401


Oral Medicine
Enhanced CPD DO C

Neel Sethi

Alessandra Joelle Booth, Nikul Patel and Graham Merrick

An Overview of the Diagnosis and


Management of Non-neoplastic
Salivary Gland Pathologies
Abstract: Salivary gland pathologies can be caused by obstruction, inflammation, bacterial or viral infections and neoplasia. Patients
can present with acute or chronic presentations of salivary gland disease. Salivary gland disorders can have a significant impact on a
patient’s systemic health, oral health and quality of life. This article aims to increase awareness of salivary gland pathologies and how they
may present in practice. It aims to offer general dental practitioners an understanding of how salivary gland disease can be managed in
primary care and which conditions may warrant referral to secondary care, including suspected malignancy. The dental profession has a
duty of care to recognize pathologies and treat or refer patients. This article provides an overview of non-neoplastic salivary gland disease,
including diagnoses, management and when to refer to secondary care.
CPD/Clinical Relevance: It is important to understand the signs, symptoms and management of non-neoplastic salivary gland diseases,
and when to refer patients to secondary care.
Dent Update 2022; 49: 403–406

Salivary glands are vital to the maintenance tumours. This article focuses on non- as an acute swelling at meal times. This is
of good oral health. They are exocrine glands neoplastic salivary gland pathologies, their typically intermittent and generally resolves
that produce saliva, which is essential to diagnosis, management and the role of the over a 30-minute period after eating, as
ensure lubrication of the oral cavity, aid in general dental practitioner (GDP) in managing saliva gently oozes past the stone. The
the digestion of food and act as a buffer patients with salivary gland disease. second is obstruction by a mucous plug,
to protect the teeth. Anatomically, there which tends to happen at breakfast or after
are three pairs of major salivary glands, the Obstructive salivary disease a patient has become dehydrated, that
parotid, submandibular and sublingual glands. Obstructive salivary gland disease is the can lead to sluggish saliva flow and plug
Minor salivary glands are numerous and can most common salivary gland pathology formation. Commonly known as ‘mealtime
be found throughout the mucosa lining the to present to general dental practitioners.1 syndrome,’ saliva production stimulated by
oral cavity with the exception of the gingiva. Patients suffering from obstructive salivary the process or thought of eating causes a
Salivary gland disease can present as a range disease may complain of intermittent pain build-up of saliva in the affected gland and
of pathologies from stones, obstructions and and swelling. There are two patterns. The first consequential postprandial swelling. In
infections through to benign or malignant is related to a stone that presents classically addition to this, after a period, patients with
stones may experience repeated episodes
of bacterial infections causing suppuration
Neel Sethi, BDS(Dis), MFDS RCS Ed, PgCert Dental Core Trainee, Musgrove Park Hospital. from the gland duct opening and possible
Alessandra Joelle Booth, BDS (Hons), BSc, AKC, Dental Core Trainee, Musgrove Park systemic symptoms of fever and malaise.
Hospital. Nikul Patel, BDS, MFDS RCS Ed, Specialty Doctor Oral and Maxillofacial Surgery, Mucous plugs seldom cause infection.
Musgrove Park Hospital. Graham Merrick, FRCS, FRCS (OMFS), FDSRCS, BDS, MB
The most common cause for obstruction
ChB(Hons), Consultant in Oral and Maxillofacial Surgery, Musgrove Park Hospital.
is sialolithiasis. These are saliva stones
email: neel.sethi@nhs.net
consisting of calcium, magnesium, potassium

May 2022 DentalUpdate 403


Oral Medicine

can be used to locate and retrieve stones present as a cystic swelling in the floor of the
within a duct. mouth. They have the potential to become
In some cases, a sialadenectomy (surgical plunging ranulas in instances where the
excision of the affected salivary gland) may saliva passes through the mylohyoid muscles
be required, but this is not without the risk of and extend down into the neck.
paralysis of the marginal mandibular nerve in Diagnosis of mucoceles is usually based
the case of the submandibular gland or the on clinical presentation and excisional
facial nerve when treating the parotid gland. biopsy. Fine needle aspiration can be used.
Cases that may warrant a sialadenectomy Aspirate of amylase and high-protein content
include multiple stones within the duct, would confirm the presence of saliva, and
stones that have adhered to the duct wall, the diagnosis of a mucocele, but observing
recurrent sialoliths, large stones within the a thick sticky liquid is pathognomonic of
this condition.
gland itself or previous failed attempts at
Mucoceles are occasionally self-limiting
retrieval of a stone.7
Figure 1. Radiograph of submandibular sialolith. and may go through periods of relapse and
recurrence, but normally persist and have
Sialadenitis to be removed. Correcting the aetiology
Infections within the salivary glands if trauma is a contributing factor through
most commonly occur in the parotid. removing sharp restorations or addressing lip
Acute bacterial ascending sialadenitis is biting habits will aid this process.
predominantly caused by Staphylococcus Simple incision of the mucocele often
aureus.8 Traditionally, it was related to leads to recurrence because the excess
patients with a decreased salivary flow mucous is drained, but the affected salivary
rate, such as in older persons or those with gland remains. Surgical excision, along with
Figure 2. Lower lip mucocele.
chronic dehydration, but this is uncommon the affected saliva gland, is the conventional
now, and it is normally associated with treatment of choice. However, patients need
obstruction by a stone. Usually, sialadenitis to be warned of the risk of recurrence, or
and ammonium deposits. The majority presents as diffuse pain and swelling around numbness from injury to small branches of
of these cases occur unilaterally in one of the gland. Massaging of the gland may the mental nerve.
the submandibular glands. Sialolithiasis expel suppuration from the duct opening.
is most commonly seen in males2 and is Occasionally, the infections can be severe Mumps
thought to affect 12 in 1000 adults,3 rarely and patients may present with systemic Mumps is an infectious viral disease that
affecting children. signs of infection, such as pyrexia or malaise. causes swelling of the parotid glands caused
Around 94.2% of sialoliths in the Management of the condition involves by a virus from the paramyxovirus family.
submandibular gland, and 43.3% in the antibiotics, surgical release of pus if present, Symptoms usually present as bilateral
parotid gland, are radiopaque,4 therefore and removal of the obstructing stone. Patient swelling of the parotids accompanied by
standard radiographs (Figure 1) and education to encourage hydration, self- systemic signs such as pyrexia, fatigue and
computer tomography can be of diagnostic massage of the gland and consumption of malaise. Although the mumps, measles
value. Ultrasound sonography has been saliva-stimulating foods, such as citric acid, and rubella vaccine (MMR) has decreased
shown to be beneficial in locating stones in can be beneficial. the incidence of the virus,9 those who are
the hands of experienced radiographers.5
vaccinated can still develop the disease and
Sialoendoscopy is being increasingly used
both to diagnose and treat sialoliths.6
Mucoceles the UK has seen local outbreaks.10 While rare,
Mucoceles present as rounded, localized complications include orchitis, encephalitis,
Management techniques for sialoliths
blue-transparent swellings on the oral pancreatitis and myocarditis.11
vary depending on the size and location
mucosa caused by an alteration in a minor Diagnosis is usually determined
of the stone. In the past, there were very
salivary gland leading to the accumulation clinically, however. Laboratory diagnosis
few treatment options available for the
of mucous. While they can occur on any oral can be made from a saliva sample using
management of obstructive salivary gland
mucosa containing minor salivary glands, immunofluorescence staining or PCR to test
disease, and the main surgical treatment
they are most commonly seen on the lower for the presence of the virus, or serological
involved the removal of the associated
lip and can be linked to trauma, lip biting testing to look for virus-specific antibodies.11
gland. However, using modern techniques,
habits or iatrogenic causes (Figure 2). These The management for mumps is
it has now been shown that over 70% of
are predominantly mucous extravasation predominantly supportive therapy through
stones can be retrieved, and only a minority
regular analgesics, promoting hydration and
of glands require removal.4 Minimally cysts induced by trauma to a minor salivary
bed rest. Further medical intervention should
invasive techniques include extra-corporeal duct, and the subsequent pumping of saliva
be sought to confirm diagnosis and monitor
shockwave lithotripsy, radiologically guided into the loose surrounding connective tissue
for complications.
basket retrieval, balloon dilation and intra- (hence why they do not occur on the hard
oral stone removal.1 Surgical removal is a palate). Minor salivary glands have the
well-documented technique for removing unique capacity to secrete against pressure. Systemic disease
larger stones. Interventional radiography Ranulas describe extravasation cysts of Salivary gland pathology can present as a
such as fluoroscopy-guided basket removal the sublingual gland that predominantly manifestation of systemic disease. Usually

404 DentalUpdate May 2022


Oral Medicine

Sjogren’s Syndrome
IgG4
Thyroid disease
Scleroderma
Sarcoidosis
Tuberculosis
Ectodermal dysplasia
Parkinson disease
Primary biliary cirrhosis
Graft vs host disease
Medication
Head and neck radiotherapy
Diabetes mellitus
Figure 3. Frothy saliva resulting from xerostomia.
HIV Figure 4. A parotid swelling, which in this
instance was diagnosed as pleomorphic
Hepatitis C adenoma.
these present as diffuse, non-inflammatory Renal disease
swellings of the major salivary glands. The Dehydration
most common cause of sialosis is diabetes also be informed of common habits that
mellitus and alcoholism.12 Other possible Alcohol intake may further exacerbate symptoms of a dry
causes to investigate include HIV, hepatis C Tobacco use mouth, including alcohol, smoking and
and sarcoidosis. caffeinated beverages.17 Patients are also at a
Table 1. A list of some of the causes of
higher risk of developing oral candidiasis and
xerostomia. Based on a figure by Millsop et al.25
Xerostomia sialadenitis, so should be educated about the
symptoms of these and treated accordingly
Xerostomia is the sensation of a dry mouth
by the GDP.
due to either a reduction in the quantity of
saliva produced, or the composition of saliva may require more frequent monitoring
(Figure 3). Dry mouth can impact a patient’s Sialorrhea
and regular recall intervals.14 However,
speech, ability to chew, eat, swallow and secondary SS is more common and While true hypersalivation is uncommon,
wear dentures. Drugs are the most common linked to other autoimmune diseases, sialorrhea can impact the quality of life of
cause of a reduction in salivary flow.13 This is such as rheumatoid arthritis or systemic patients with neurodegenerative disorders
becoming a growing problem among those such as Parkinson’s disease. If left untreated,
lupus erythematosus. Diagnosis involves
who are older due to the high prevalence of it can lead to reduced social functioning,
saliva flow rate, blood tests (specifically
polypharmacy. Some of the other causes of skin breakdown, infection or aspiration. True
antinuclear antibodies Ro and La,
xerostomia are outlined in Table 1. sialorrhea is due to hypersalivation, usually
rheumatoid factor and erythrocyte
Several questionnaires have been linked to medication such as clozapine.
sedimentation rate), Schirmer test (a
developed that can indicate whether a Pseudo causes of sialorrhea result from the
measure of tear production), ultrasound
patient is suffering from a dry mouth. This, inability to clear saliva from the oral cavity,
scans and labial salivary gland biopsy.15
alongside a thorough medical history such as in conditions that impair a patient’s
assessing which medications a patient is The management for xerostomia ability to swallow, for example motor
taking, whether they have any systemic involves advising patients to take frequent neurone disease. Management includes oral-
diseases and if they have had a history of sips of water, sugar-free chewing gum, motor exercises, anticholinergic medication,
radiation to the head and neck can diabetic sweets, cholinergic drugs (eg botulinum toxin injections or, in more severe
determine potential causes for xerostomia. pilocarpine), avoid dry, sharp, acidic cases, surgical intervention through gland
Additionally, a clinical examination, such as or citrus foods and prescribing saliva excision, denervation of glands or redirection
sialometry, can determine the severity of a replacements, which come in a range of saliva duct openings.18
patient’s xerostomia. of modalities, such as sprays, gels and
Sjogren’s syndrome (SS) is an lozenges. Reduced saliva flow predisposes
autoimmune condition, which, when it patients to an increased risk of dental decay. Neoplasia
develops in isolation of any rheumatic Due to this, GDPs should consider shorter While infrequent, salivary gland tumours can
disease, is known as primary SS. Patients recall intervals, fluoride varnish applications, occur in the minor or major salivary glands
with primary SS are at a higher risk of high-fluoride toothpaste, diet education and be either benign or malignant. Malignant
developing non-Hodgkin’s lymphoma and and oral hygiene advice.16 Patients should major salivary gland disease accounts for

May 2022 DentalUpdate 405


Oral Medicine

6% of all head and neck cancers in the UK, and Dr Phillip Atkin from the University Dental Sjogren’s syndrome. Arthritis Rheum 1999; 42:
and the incidence of major salivary gland Hospital, Cardiff for the use of their clinical 1765–1772.
15. Felix D, Luker J, Scully C. Oral medicine: 4. Dry
malignancy is increasing.19 Most commonly, photographs.
mouth and disorders of salivation. Dent Update
salivary gland tumours are found within
2012; 39: 738–743.
the parotid gland, the majority of which are Compliance with Ethical Standards 16. Public Health England. Delivering better
benign. In contrast to this, while less common, Conflict of Interest: The authors declare that oral health: an evidence-based toolkit for
tumours in the minor salivary glands carry a they have no conflict of interest. prevention. Summary guidance tables. 2014.
much higher risk of malignancy. Informed Consent: Informed consent was Available at: https://www.gov.uk/government/
While the aetiology remains unclear, obtained from all individual participants publications/delivering-better-oral-health-
although rare, certain factors have been included in the article. an-evidence-based-toolkit-for-prevention
shown to increase the risk of developing (accessed March 2022).
a salivary gland neoplasm, for example, References 17. Scully C. Drug effects on salivary glands: dry
previous head and neck radiation, 1. McGurk M, Escudier MP, Thomas BL, Brown JE. mouth. Oral Dis 2003; 9: 165–176.
Epstein–Barr virus,20 Hodgkin lymphoma,21 A revolution in the management of obstructive 18. Lakraj A, Moghimi N, Jabbari B. Sialorrhea:
salivary gland disease. Dent Update 2006; 33: anatomy, pathophysiology and treatment with
and immunosuppression (acquired
28–36. emphasis on the role of botulinum toxins.
immunodeficiency disease).22 Some
2. Cawson R, Odell EW. Cawson’s Essential of Oral Toxins 2013; 5: 1010–1031.
benign salivary gland tumours, such as 19. Office for National Statistics. Cancer registration
a pleomorphic adenoma (Figure 4), have Pathology and Oral Medicine. 9th edn. Elsevier,
2017. statistics, England. Available at: https://www.
a small malignant transformation risk.23 ons.gov.uk/peoplepopulationandcommunity/
3. Leung A, Choi M, Wagner G. Multiple
Carcinoma ex pleomorphic adenoma occurs healthandsocialcareconditionsand
sialoliths and a sialolith of unusual size in the
from either a primary or recurrent benign diseasesbulletinscancerregistration
submandibular duct. Oral Surg Oral Med Oral
pleomorphic adenoma.23 Pathol Oral Radiol Endod 1999; 87: 331–333.
statisticsengland/2017 (accessed March 2022).
Features that should alert the clinician 20. Mozaffari H, Ramezani M, Janbakhsh A, Sadeghi
4. McGurk M, Escudier M, Brown J. Modern
to suspected malignancy include: a M. Malignant salivary gland tumors and
management of salivary calculi. Br J Surg 2005;
rapid growing mass, any unexplained Epstein–Barr virus (EBV) infection: a systematic
91: 107–112.
lump or swelling, fixation of the tumour review and meta-analysis. Asian Pac J Cancer
5. Goncalves M, Schapher M, Iro H et al. Value of
Prev 2017; 18: 1201–1206.
to underlying tissues, increasing pain, sonography in the diagnosis of sialolithiasis:
21. Dong C, Hemminki K. Second
unexplained ulceration and cervical comparison with the reference standard of direct
primary neoplasms among 53,159
lymphadenopathy. Salivary gland neoplasms stone identification. J Ultrasound Med 2017; 36:
haematolymphoproliferative malignancy
affecting the parotid or submandibular 2227–2235.
patients in Sweden, 1958–1996: a search for
glands may impinge on the facial nerve 6. Cordesmeyer R, Winterhoff J, Kauffmann P,
common mechanisms. Br J Cancer 2001; 85:
and cause ipsilateral facial nerve weakness Laskawi R. Sialoendoscopy as a diagnostic and
997–1005.
therapeutic option for obstructive diseases of the
or paralysis. If a patient presents with any 22. Shebl F, Bhatia K, Engels E. Salivary gland and
large salivary glands—a retrospective analysis.
of the above symptoms, it is imperative nasopharyngeal cancers in individuals with
Clin Oral Invest 2016; 20: 1065–1070.
that they are referred appropriately via a acquired immunodeficiency syndrome in
7. Dulguerov P, Marchai F, Lehmann W.
suspected cancer 2-week wait pathway. United States. Int J Cancer 2010; 126: 2503–
Postparotidectomy facial nerve paralysis: possible
The main treatment of choice for salivary 2508.
etiologic factors and results with routine facial
gland tumours is excision with or without 23. Sood S, McGurk M, Vaz F. Management of
nerve monitoring. Laryngoscope 1999; 109:
salivary gland tumours: United Kingdom
adjunctive radiotherapy.24,25 754–762.
national multidisciplinary guidelines. J Laryngol
8. Raad I, Sabbagh M, Caranasos G. Acute bacterial
Otol 2016; 130(S2): S142–S149.
Summary sialadenitis: a study of 29 cases and review. Clin 24. To V, Chan J, Tsang R, Wei W. Review of salivary
Infect Dis 1990; 12: 591–601. gland neoplasms. ISRN Otolaryngol 2012; 2012:
Salivary gland pathology is a common 9. Su S, Chang H, Chen K. Current status of mumps
presentation to the GDP. In order for these 1–6.
virus infection: epidemiology, pathogenesis, and 25. Millsop JW, Wang EA, Fazel N. Etiology,
patients to be appropriately managed, vaccine. Int J Environ Res Public Health 2020; 17: evaluation, and management of xerostomia.
clinicians must have a good understanding 1686. Clin Dermatol 2017; 35: 468–476.
of their presentation and treatment. It is 10. Aasheim ET, Inns T, Trindall A et al. Outbreak of
imperative that thorough extra- and intra-oral mumps in a school setting, United Kingdom,
clinical examinations are undertaken for all 2013. Hum Vaccin Immunother 2014; 10: 2446–
patients. If required, further investigations 2449. CPD ANSWERS
and management should be undertaken 11. Hviid A, Rubin S, Mühlemann K. Mumps. Lancet
in primary care. Although the majority 2008; 371: 932–944. MARCH 2022
of salivary gland conditions are benign, 12. Scully C, Bagán J, Eveson J, et al. Sialosis: 35 cases
it is essential that patients are referred of persistent parotid swelling from two countries. 1. B 6. B
Br J Oral Maxillofac Surg 2008; 46: 468–472.
to a secondary care or specialist service
13. Scully C, Porter S. Orofacial disease: update for 2. B 7. C
on a 2-week wait referral pathway when
the clinical team: 9. Orofacial pain. Dent Update
malignancy is suspected. 1999; 26: 410–417. 3. D 8. C
14. Voulgarelis M, Dafni U, Isenberg D, Moutsopoulos
Acknowledgements H. Malignant lymphoma in primary Sjogren’s
4. D 9. B
The authors would like to acknowledge syndrome: a multicenter, retrospective, clinical 5. B 10. D
Professor Mike Lewis, Mr Andrew Cronin study by the European concerted action on

406 DentalUpdate May 2022


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Restorative Dentistry
Enhanced CPD DO C

Hannah Bradley

Kirsty Cowan, Brandon Owen, Shahab Rahman and William Keys

An Update on Radiation Caries


Abstract: Radiation caries describes the rapid onset and progression of dental caries in patients who have received radiotherapy to
the head and neck. The combination of salivary gland damage resulting in hyposalivation and a cariogenic diet can have catastrophic
consequences with a considerable impact on the quality of life of individuals. Caries risk must be managed at all stages of the patient’s
head and neck cancer journey from the pre-assessment to their lifelong maintenance. This paper provides an overview of the aetiology,
presentation and management of radiation caries demonstrated with clinical cases.
CPD/Clinical Relevance: With the increasing incidence of head and neck cancer, clinicians should be aware of the significance of radiation
caries, understand its specialist management and be able to contribute to the patient’s long-term management.
Dent Update 2022; 49: 409–414

Around 12,400 new head and neck cancer treatment, rehabilitation and maintenance post retrospective analysis of 95 patients who had
(HANC) cases are diagnosed annually in the treatment.6 With patients retaining their teeth received radiotherapy for HANC demonstrating
UK, and the incidence is on the rise.1 HANC for longer, the role of the team is becoming an average of 6.63 carious teeth over a mean
patients are managed in secondary care by a increasingly complex and, considering follow-up of 3.75 years.10
multidisciplinary team of specialists.2 The three HANC patients often present with poor oral Radiation-induced damage to the enamel,
main management strategies are surgery, health, the subsequent undesirable effects of dentine and the amelo-dentinal junction may
radiotherapy and chemotherapy, which may be radiotherapy on the oral cavity result in a high predispose individuals to caries.11 However,
used as a single modality or in combination.3 It risk of dental caries.7,8 Primary care dentists radiation caries is thought to develop primarily
is reported that 43–85% of HANC cases receive are increasingly likely to encounter patients as an indirect effect of radiotherapy on the
radiotherapy.1 Radiotherapy to the head and following cancer therapy presenting with salivary glands resulting in reduced quantity
neck region can have a number of adverse radiation caries and will play a key role in long- and quality of saliva in combination with a
short- and long-term complications on the term monitoring and maintenance. cariogenic diet.12,13 A reduced flow of viscous
oral cavity, with a significant impact upon the saliva with reduced buffering capacity, reduced
quality of life of patients during and post cancer clearance and a reduced pH creates a shift
therapy.4 Complications include mucositis,
What is radiation caries? in the oral microflora, favouring cariogenic
candidiasis, altered taste, osteoradionecrosis, Radiation caries describes the rapid onset bacteria, such as Streptococcus mutans and
trismus, xerostomia and radiation caries.5 and progression of dental caries in individuals Lactobacillus and the development of dental
The designated oral healthcare team, who have been exposed to head and neck caries.12–14 Table 1 summarizes the factors that
led by a restorative consultant, plays a ionizing radiation. Overt caries may be seen may contribute to radiation caries.
role throughout the journey including the within 3 months of completing treatment.9 An individual’s risk of salivary dysfunction
patients pre-assessment, oral care during Radiation caries is very common with a recent depends on their initial salivary function,
radiation dose and radiation field with
particular emphasis on volume of salivary
Hannah Bradley, BDS(Hons), MFDS RCPS(Glasg), PGCert(MedEd), former Dental Core
gland irradiation.15 Consequently, when
Trainee; Kirsty Cowan, BDS(Hons), MFDS RCPS(Glasg), Dental Core Trainee; Brandon
compared to conventional radiotherapy,
Owen, BDS(Hons), MFDS RCPS(Glasg), PGCert(MedEd), former Dental Core Trainee;
sparing of the parotid glands with use of
Shahab Rahman, BDS, MSc, MFDS RCS(Edin), Speciality Dentist in Restorative Dentistry,
intensity-modulated radiation therapy
Aberdeen Dental Hospital. William Keys, BDS, MDSc, MFDS RCPS(Glasg), FDS(Rest Dent.)
(IMRT) has been associated with a reduced
RCPS(Glasg), Consultant in Restorative Dentistry, Department of Restorative Dentistry,
incidence of xerostomia, better recovery of
Edinburgh Dental Institute.
saliva production and improved quality of
email: hbradley75@gmail.com
life.16 Adjuvant chemotherapy increases the

May 2022 DentalUpdate 409


Restorative Dentistry

biological equivalent dose of radiotherapy


„ Reduction in quantity and quality of saliva
and so these patients may be at greater risk of
„ Increased nutritional requirements resulting in frequent consumption of
radiation caries.17
refined carbohydrates
„ Poor oral hygiene due to mucositis, trismus and lower prioritization of dental health
Pre-treatment dental assessment „ Altered taste resulting in a preference for cariogenic foods
Patients whose treatment will affect the mouth „ Direct effects of radiation on the dental hard tissues
or jaw should have a dental assessment prior to Table 1. A summary of the risk factors for radiation caries.
their cancer therapy.2 Restorative consultants
working within a multidisciplinary team are in
the best position to conduct these assessments
owing to their expertise in prevention and teeth that may be carious or have the of caries prevention strategies in HANC
management of complications, and the need potential to traumatize the soft tissues. patients. Therefore, a range of prevention
for complex oral rehabilitation.2,7,18 Patients „ Avoid unscheduled interruptions to cancer methods are recommended based on the
requiring a dental assessment are identified therapy attributable to dental problems. wider evidence-base for caries prevention.
at the multidisciplinary team meeting, and „ Prepare the patient for the anticipated Fluoride remains the cornerstone of
assessed as soon as possible to allow sufficient short- and long-term oral complications of prevention, and routine caries prevention
time for the required dental treatment to cancer therapy. advice is detailed in Table 2.
be completed.6,7,13 The aims of the dental „ Develop a plan for prevention, oral
assessment are as follows:6,7,13 rehabilitation and follow-up.
Dental care during
„ Planning for the extraction of teeth Once dental treatment is complete, the
cancer therapy
that are unrestorable, have a doubtful patient should be dentally fit and have
prognosis or are at risk of future dental a dentition that can be maintained and Involving the restorative consultant during
disease in an area that would be at risk rehabilitated post therapy.7 The key to cancer therapy may help to improve the
of osteoradionecrosis. Extractions should maintaining oral health and reducing the patient’s oral comfort and reduce the risk of
be completed at least 10 days prior to risk of radiation caries is daily self-care with complications.18 The importance of prevention
commencing cancer therapy. an individualized preventive regimen. There cannot be underestimated and the patient’s
„ Planning for the restoration of the remaining is limited evidence regarding effectiveness pre-planned preventive regimen should

Caries prevention advice Comments


Maintain good oral hygiene through Tooth brushing should be undertaken at least twice daily, last thing at night and on one
effective tooth brushing and other occasion19
interdental cleaning
Daily use of 5000ppm fluoride toothpaste Toothpastes containing higher fluoride concentrations are more effective at
caries prevention19
In addition, application of fluoride in custom trays worn for 5–10 minutes daily has been
recommended, although the evidence shows compliance is low in HANC patients20
Daily 0.05% sodium fluoride mouth rinse A daily fluoride rinse used at a different time to brushing may significantly reduce the risk
of caries19,21
Daily use of remineralizing toothpaste (eg Although the evidence suggests no significant benefit from using remineralizing
Tooth Mousse, GC, Japan) toothpastes containing casein phosphopeptide-amorphous calcium phosphate (CPP-ACP)
(eg Tooth Mousse) over the use of fluoride, the free calcium and phosphate, often lacking
in patients with hyposalivation, has been shown to be beneficial for the prevention and
remineralization of root caries in HANC patients who have undergone radiotherapy22,23
Twice yearly application of fluoride The topical application of fluoride varnish has a caries-inhibiting effect and is recommended
varnish (2.2% NaF) in patients with high risk of caries19,24
Provide dietary advice under close liaison An energy-dense diet may be recommended by the dietitian and should be balanced
with the dietitian against the patient’s risk of caries. Close liaison with the dietitian with the aim of reducing
the frequency of sugars between meals may be beneficial
A healthy balanced diet should be encouraged during the post therapy period and the
frequency and amount of sugary food and drink reduced19,25
Sugar-free medicines should be used The use of sugar free medicines should be coordinated with the oncologist.6 Where
where possible there are no suitable alternatives, the patient should be advised to rinse their mouth
following consumption
Table 2. Routine caries prevention advice for HANC patients.

410 DentalUpdate May 2022


Restorative Dentistry

Figure 1. ORN presenting in the posterior


mandible following tooth extractions in a patient
previously irradiated for the management
of HANC.
b

be reinforced (Table 2). It is recognized that


the short-term side effects of radiotherapy
or chemotherapy, such as mucositis, may
indirectly increase caries risk by reducing
tolerance to oral hygiene measures.13
Consequently, management of these effects
may indirectly contribute to caries prevention.
Where effective tooth brushing is hindered due
to mucositis, a soft toothbrush may be used
in the short term. Some patients find mint-
flavoured high-fluoride toothpaste too strong Figure 2. Radiographic progression of radiation caries in Case 1. (a) OPG pre-radiotherapy. (b) Peri-
to tolerate, and alternative products should apical images taken 18 months after the initial OPG demonstrating the classical presentation of
be recommended.26 Sodium lauryl sulphate- radiation caries at the CEJ.
(SLS) free and unflavoured toothpastes (eg
OraNurse, UK) are preferred by some patients.
Taste changes during radiotherapy often result
in patients choosing cariogenic foods.6 This is up within a specialist environment. However, posterior teeth as these are more commonly
compounded by the need for an energy-dense where the patient has been rehabilitated and extracted pre-radiotherapy.
diet, including nutritional supplements (eg demonstrates stable oral health, they may be
Ensure, Abbott Laboratories, UK), resulting in discharged to primary care for maintenance.6,7 Management of radiation caries
a frequent intake of refined carbohydrates.13,25 The initial interval for radiographic monitoring Management of radiation caries should aim
While it is recognized that this significantly for the purpose of caries detection is 6 months, to reduce the risk of osteoradionecrosis
increases the risk of dental caries, this should which may be increased to 12 months if long- (ORN) by avoiding extractions in irradiated
be balanced against the patient’s weight term stability is evident.29 sites. ORN is commonly defined as an area
and nutritional status. Close liaison with of exposed devitalized bone, in a previously
the dietitian is recommended to reduce the Presentation of radiation caries irradiated field, in the absence of neoplastic
frequency of sugars between meals, in addition The presentation of caries tends to differ disease (Figure 1).31 Teeth should be retained
to sticky foodstuffs with a low oral clearance.27 in those who have received radiotherapy. wherever possible, which may include the
Modifications, such as consuming sugar- It presents as atypical lesions affecting need for root canal treatment, retention of
containing drinks through straws, may also surfaces normally resistant to caries including roots or decoronation. Primary care dentists
be beneficial.6 incisal edges, cusp tips, lingual and smooth may provide routine restorative treatment,
surfaces, likely due to the lack of mechanical but where there is no suitable alternative, it
Dental care post cancer therapy cleansing from salivary flow as a result of has been recommended for extractions to be
Maintenance care hyposalivation. The most common type of referred to secondary care.6,32
All HANC patients require close follow-up radiation caries affects the cervical surface and The restoration of teeth in those with
with a focus on prevention owing to the progresses circumferentially at the cemento- radiation caries is not without its challenges,
life-long increased risk of dental disease.6,18 enamel junction (CEJ) eventually resulting in particularly as patients may present with
The initial recall interval based on NICE decoronation.30 Breslin and Taylor10 identified extensive atypical lesions and trismus.
guidance is 3 months, although this may that mandibular incisors and canines were Composite resin, resin-modified glass ionomer
later be altered based on the patient's risk most commonly affected by radiation caries, and amalgam restorations perform more
assessment.28 Patients experiencing late followed by the maxillary incisors and canines. favourably than glass ionomer cements.
complications may require longer-term follow- However, this was likely to be a result of fewer However, in those with poor adherence to

May 2022 DentalUpdate 411


Restorative Dentistry

a a

Figure 3. Clinical presentation of radiation caries


in Case 1. (a) Decoronated LR4 demonstrating
circumferential caries at the CEJ. (b) Anterior view
demonstrating radiation caries affecting cervical
and incisal aspect of the mandibular teeth. (c)
Occlusal view demonstrating radiation caries
affecting incisal surfaces of the mandibular teeth.

Figure 4. Radiographic progression of radiation caries in Case 2. (a) OPG pre-radiotherapy. (b)
OPG following delayed presentation post-therapy demonstrating retained roots and widespread
fluoride regimens, glass ionomer cements radiation caries.
may be preferred owing to a reduced rate
of recurrent caries at the expense of regular
maintenance and replacement.33 Caries should
be managed conservatively initially with direct a salivary replacement spray was prescribed. The patient failed to attend his scheduled
restorations. Indirect restorations may be Despite regular reviews, reinforcement of oral review. He attended 12-months post
considered in patients who are stable with a hygiene advice and high-fluoride toothpaste, radiotherapy reporting multiple broken
good level of oral hygiene.6 the patient attended with a decoronated LR4 14 teeth. Clinical and radiographic evaluation
months later (Figure 3a). Clinical examination revealed grossly carious teeth (Figure 4b). A
revealed poor oral hygiene, viscous frothy saliva full clearance was arranged and complete
Case reports
and caries affecting the remaining dentition dentures constructed.
Case 1
(Figure 3b, c). Peri-apical radiographs confirmed
A 67-year-old male diagnosed with a T4N3M0
extensive caries (Figure 2b). A dental clearance Case 3
basaloid squamous cell carcinoma (BSCC)
that affected the skin posterior to the right was performed, followed by provision of a A 66-year-old male diagnosed with a T1N1M0
ear was referred, following surgery, to the new complete upper denture and immediate BSCC of the left tonsil was seen for a dental
restorative team for a dental assessment prior lower denture. assessment prior to chemoradiotherapy.
to chemoradiotherapy. The patient had fair oral hygiene and a
The patient presented with a minimally Case 2 heavily restored dentition. Multiple extractions,
restored, periodontally stable lower arch and A 63-year-old male patient diagnosed with including the LR7, were performed. The
an upper complete denture. A pre-operative a right tongue base T4N2M0 squamous patient lived a considerable distance from the
orthopantomogram (OPG) was taken cell carcinoma (SCC) was seen for a dental secondary care service and the general dental
(Figure 2a). Extraction of the heavily restored assessment prior to chemoradiotherapy. practitioner (GDP) was asked to complete full-
LL7 was promptly arranged. Oral hygiene The patient was an infrequent dental mouth ultrasonic debridement, prescribe high-
advice was given and 5000ppm fluoride attender. An OPG was taken to assess the fluoride toothpaste and replace the LR6 crown
toothpaste prescribed. dentition (Figure 4a). The UR8, UL6, LL8, LR7 and due to marginal deficiencies (Figure 5a).
The patient was reviewed 2 months post- LR8 were extracted. High-fluoride toothpaste The patient failed to attend his post-
radiotherapy, presenting with a dry mouth, and and 0.05% fluoride mouthwash were prescribed. therapy review and presented 17 months later

412 DentalUpdate May 2022


Restorative Dentistry

a a

b
c

Figure 5. Periapical radiographs demonstrating


the progression and management of radiation
caries in the LR5 and LR6 of Case 3. (a) Pre-
chemoradiotherapy; (b) 17 months following the
initial image; (c) post root canal treatment and
prior to final coronal restoration.

with pain in lower right quadrant. Peri-apical


radiographs demonstrated caries affecting
multiple teeth (Figure 5b). A gingivectomy
followed by root canal treatment of the LR5
and LR6 was performed to avoid extraction and Figure 6. Radiographic presentation and management of radiation caries in Case 4. (a) OPG
the risk of osteoradionecrosis (Figure 5c). demonstrating failing restorations. (b) Clinical photograph demonstrating failed restorations prior
to further treatment. (c) OPG 17 months after image (a) showing healed extraction sockets and
Case 4 restoration of teeth in upper arch.
A 58-year-old male patient with a T3N1M0
right tongue base SCC was managed with
surgery and adjuvant chemoradiotherapy. He (Figure 6a, b). A lower partial acrylic denture Conclusion
was referred 17 months later to the restorative with stainless steel clasps was constructed. Head and neck radiotherapy can have adverse
dentistry department by the ear, nose and Porcelain metal crowns were provided
effects on the oral cavity that can affect an
throat (ENT) team due to extensive dental caries. for the UR7, UR3, UR2, UR1, UL1, UL2, UL3
individual’s quality of life. Radiation caries
The patient had a dry mouth with poor oral and UL7 with guide planes and rest seats
is a frequent complication that is due to a
hygiene and caries affecting multiple teeth. allowing the provision of a cobalt–chrome
Oral hygiene advice, high-fluoride toothpaste denture (Figure 6c). This functioned well for combination of factors, namely oral discomfort,
and fluoride mouthwash were given, followed several years until the remaining lower teeth hyposalivation and a cariogenic diet. It has a
by direct restoration of carious teeth. Over developed caries and required extraction. A rapid onset and progression, with an atypical
the course of several years, secondary caries complete denture was constructed, and the presentation on surfaces usually resistant to
compromised the restorability of the teeth and patient was functioning satisfactorily with caries. An individualized preventive regimen,
those of hopeless prognosis were extracted the dentures. which is reinforced pre, during and post

May 2022 DentalUpdate 413


Restorative Dentistry

radiotherapy is essential in reducing the risk complications of cancer radiotherapy. Postgrad Med T. Fluoride mouthrinses for preventing dental
of caries. When radiation caries presents, the 1977; 61: 85–92. https://doi.org/10.1080/00325481. caries in children and adolescents. Cochrane
aim should be to restore and retain teeth to 1977.11712115 Database Syst Rev 2016; 7: CD002284. https://doi.
avoid the risk of ORN following extractions. 10. Breslin M, Taylor C. Incidence of new carious lesions org/10.1002/14651858.CD002284.pub2
Primary care dentists have an important role and tooth loss in head and neck cancer patients: 22. Raphael S, Blinkhorn A. Is there a place for Tooth
in the long-term maintenance and monitoring a retrospective case series from a single unit. Br Mousse in the prevention and treatment of early
of the HANC population and are increasingly Dent J 2020; 229: 539–543. https://doi.org/10.1038/ dental caries? A systematic review. BMC Oral Health
s41415-020-2222-2
likely to encounter such complications in 2015; 15: 113. https://doi.org/10.1186/s12903-015-
11. Lieshout HF, Bots CP. The effect of radiotherapy on
practice. Further research is required to assess 0095-6
dental hard tissue – a systematic review. Clin Oral
the effectiveness of preventive measures in 23. Papas A, Russell D, Singh M et al. Caries clinical
Investig 2014; 18: 17–24. https://doi.org/10.1007/
the HANC population to reduce morbidity and trial of a remineralising toothpaste in radiation
s00784-013-1034-z
improve quality of life. patients. Gerodontology 2008; 25: 76–88. https://
12. Dobroś K, Hajto-Bryk J, Wróblewska M, Zarzecka
doi.org/10.1111/j.1741-2358.2007.00199.x
J. Radiation-induced caries as the late effect of
Compliance with Ethical Standards 24. Marinho VC, Worthington HV, Walsh T, Clarkson
radiation therapy in the head and neck region.
Conflict of Interest: The authors declare that JE. Fluoride varnishes for preventing dental
Contemp Oncol (Pozn) 2016; 20: 287–290. https://
they have no conflict of interest. caries in children and adolescents. Cochrane
doi.org/10.5114/wo.2015.54081
Informed Consent: Informed consent was Database Syst Rev 2013; (7): CD002279. https://doi.
13. RD-UK. Predicting and managing oral and dental
obtained from all individual participants
complications of surgical and non-surgical org/10.1002/14651858.CD002279.pub2
included in the article.
treatment for head and neck cancer. A clinical 25. Talwar B, Donnelly R, Skelly R, Donaldson M.
guideline. 2016. Available at: https://www.restdent. Nutritional management in head and neck cancer:
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cancerresearchuk.org/health-professional/cancer-
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414 DentalUpdate May 2022


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Endodontics
Enhanced CPD DO C

Faizan Javed Saqib Habib

Robia Ghafoor

Surgical Endodontics under


the Microscope:
Principles and Practice
Abstract: The direct operating microscope has completely revolutionized the field of endodontics, leading to increased success in both
non-surgical and surgical cases. In low- and middle-income countries, microsurgical endodontics is still a developing field and procedures
that fall within this category employ higher magnification. Currently, less than 25% of dentists in developing countries employ any sort
of magnification in their practice. Basic concepts, such as microscope positioning and operator’s ergonomics, are still confusing to many
dentists, novice or experienced alike. This article introduces the benefits and general principles of direct operating microscope use in
endodontic microsurgeries.
CPD/Clinical Relevance: A better understanding of the use of dental operating microscopes in endodontic microsurgical techniques may
facilitate a more efficient workflow.
Dent Update 2022; 49: 416–422

Endodontic practice has always been an of magnifying device/magnification was met given to non-surgical endodontic treatment
art of precision and attention to detail, with reservation.5 Clinicians had to weigh the when a patient presents with persistent peri-
thereby making every millimetre count. With benefits of a new technique against the cost apical disease, endodontic microsurgery may
minute inconsistencies in root-canal filling and time involved in making it an effective be more appropriate, if not the only option
resulting in failures, it was only natural that investment. In a 2017 review of endodontic available in certain cases. A list of indications
endodontists would employ magnification re-treatment practices, Nagi et al6 reported for endodontic microsurgery are given below:
for their day-to-day cases. Dental operating that less than 25% of dentists in a developing „ Endodontically treated teeth with clinical
microscopes (DOM) were introduced in country employed any sort of magnification.
and/or radiographic signs of failure, where
endodontics in the early 1990s,1,2 but In contrast, the use of microscopes by
orthograde re-treatment is unlikely to
saw routine use after being mandated in endodontists in the US was 90% in 2008.7
improve upon previous results.
postgraduate endodontic programmes by In low- and middle-income countries,
„ Iatrogenic or developmental anomalies
the American Association of Endodontics in the introduction of microsurgery in
that prevent access and, by extension,
1998. This use led to a significant increase endodontics is still in a nascent state. The
disinfection of the apical third. Such
in successful clinical outcomes in both non- procedures that fall within the category
cases include irretrievable separated
surgical and surgical endodontics.3,4 employ higher magnification by virtue of the
instruments, non-negotiable ledges, and
For dentists who were trained without operating microscope, or less commonly the
pulp canal obliteration.
magnification, the introduction of any sort endoscope.8,9 While foremost consideration is
„ Extrusion of obturation material or
instruments beyond the apex not
amenable to orthograde retrieval
Faizan Javed, BDS, Instructor; Saqib Habib, BDS, Resident; Robia Ghafoor, BDS,
„ Heavily restored teeth where disassembly
FCPS, Assistant Professor; Operative Dentistry and Endodontics, Aga Khan University,
of the coronal structure would risk
Karachi, Pakistan.
rendering the tooth unrestorable.
email: robia.ghafoor@aku.edu
„ Disassembly and orthograde re-treatment

416 DentalUpdate May 2022


Endodontics

a b c

d e f

Figure 1. Clinical use of DOM in surgical endodontics. (a) Flap reflection and initial osteotomy preparation. (b) Root-end resection. (c) Root-end preparation. (d)
Retrograde ultrasonic preparation. (e) Inspection of prepared root end following application of methylene blue dye. Note the crack (arrow)on the palatal root
surface. (f) Root-end filling. Photo courtesy of Dr Fahad Umer.

would incur excessive cost and longer by the use of dental loupes. However, by the lenses and prisms. These include
re-treatment time. far the most important benefit offered, is a the eyepieces, binoculars, magnification
„ Unclear diagnosis of peri-apical lesion shadow-free, illuminated field of view that change factor and the objective lens.
where specimen needs to be obtained for helps achieve the highest standards of clinical „ Light source: current microscopes are
histopathological analysis. operation and documentation.12 usually fitted with either xenon or LED
„ As a diagnostic adjunct for suspected In surgical endodontics, the use of DOM light sources.
root fracture or perforation. has led to changes in all aspects of surgery
A landmark systematic review and meta- (Figure 1). It has substantially decreased the Eyepieces, binoculars and magnification
analysis by Setzer et al10 showed that modern risk of severance of nerve bundles and vessels. Eyepieces
microsurgical methods resulted in 95% It allows for smaller osteotomies (3–4 mm) Eyepieces are available in various
success, compared to a 59% success compared to traditional access (8–10 mm),
magnifications, with x10 and x12.5 being
achieved with traditional endodontic thereby preserving cortical bone. A smaller
the most common.15 These eyepieces
surgery. In this review, the benefits and resection at a minimal angle can now be made,
have modifiable dioptre settings. Correct
general principles of DOM use in endodontic offering two-fold benefits: preservation of
dioptre settings are important because
microsurgery are discussed. root structure; and visualization of additional
they allow the clinician to maintain
anatomical variations and defects.13 The root
focus while switching between different
surface is inspected in detail for presence
Advantages of the of additional canals, isthmus, cracks, frosted
magnification settings.
operating microscope dentine and gaps at the tooth restoration
The DOM offers a range of magnification, interface, the detection and management of Binoculars
usually an increase in the order of 8–40 which leads to better surgical outcomes.14 The binoculars allow adjustment of the
times.11 Compared to magnifying loupes, inter-pupillary distance. These need to be
where any magnification over x4 requires manipulated until two different circles of
the practitioner to remain in a narrow range
Basic anatomy of DOMs light merge to form a single circle. They
to stay in focus, the DOM remains stable There are three principal components to employ a focal length of 125 or 160 mm. The
and allows the operator to continue the the DOM. dioptre settings and inter-pupillary distance
procedure in an ergonomically non-stressful „ Supporting structure: allows a together, are the foremost considerations in
position. In loupes, the monocles are angled microscope to be either free-standing, customizing a microscope for personal use.
inwards in order to focus on the object. This wall- or ceiling- mounted. Its purpose For surgical endodontics, a DOM should be
process requires constant short distance is to keep the microscope stable, while equipped with 180-degree tiltable binoculars
accommodation from the eyes and results still keeping it manoeuvrable with ease to address the angulation requirements.
in fatigue and soreness of the eye muscles. and precision. Similarly, the attached tubes should also
Conversely, the DOM uses distance vision, „ Body of the microscope: includes be inclinable to achieve a comfortable
thereby negating the stress encountered components (Figure 2) that make use of working position.

May 2022 DentalUpdate 417


Endodontics

parfocalled objectives, it is possible to switch


from one magnification to another with no
disruption to the focus as the magnification
is changed. Failure to parfocal microscope
objectives can be inconvenient for the
operator and can increase eye strain.
The clinician should follow the following
steps for parfocal adjustment:
„ For operators who wear glasses, the
rubber cups on the eyepiece should
be completely screwed in, and the
process carried out with the corrective
glasses worn.
„ The operator should then determine
the dominant eye. Different techniques
exist for this process; however, the
authors recommend the ‘superimposition
Figure 2. DOM components: (A) body of the microscope; (B) six-step magnification changer; (C)
brightness adjustment scale; and (D) DSLR camera attached to the digital adapter. technique’ because of its simplicity. The
clinician chooses a distant object to
focus on, while simultaneously holding
a finger or pencil with extended arms,
Magnification change factor in components that result in an increase superimposing the near object over
A series of magnifications is available with in total magnification will simultaneously the distant object. After this, one eye is
the DOM. These may be available as a three-, decrease the field of view. This is also the closed while the other remains open.
five- or six-step manual or power-zoom reason why the highest magnification If the near object stays centred on the
changers. The manual changers (Figure 2) settings are used for documentation distant object, then the eye that was
can be manipulated by rotating a dial located purposes only. open is the dominant eye.
at the side of the microscope. Manipulation „ Set the dioptre settings to
of the power-zoom changer is carried out Light source extreme positive.
with a foot control or a manual override Current microscopes usually employ „ Set the microscope at the
control knob usually placed at the head of either xenon or LED light sources and lowest magnification.
the microscope. The manual changers have light intensity can be varied using an „ Looking through the eyepiece with
the disadvantage of momentary disruption adjustment scale (Figure 2). Xenon lights the dominant eye, adjust the dioptre
in image visualization when jumping from appear very close to natural daylight and setting where the reticle, appearing
one magnification to another. However, offer high light intensity, which allows for as lines or concentric rings, becomes
the change in magnification is faster in crisp documentation. These lights, however, completely focused.
comparison to power-zoom changers. generate heat and have short lifespans. „ Place a flat, non-reflecting object such
LED light sources have comparable colour as a currency note, business card, or an
Objective lens temperature to that of xenon lights and ‘X’ marked on a piece of paper under
The distance between the microscope and therefore appear similar to daylight. the microscope. Without changing the
the surgical field is determined by the focal Heat is vented from the back of the light dioptre settings, adjust the microscope
length of the objective lens. For surgical source, resulting in increased surrounding at the correct vertical distance until a
endodontics, an average focal length of 200– temperatures. LEDs, on average, have focused image is seen.
300 mm usually suffices. This is basically the long lifespans. „ Switch to the highest magnification. Use
working distance from the operating field. Most light sources have an orange fine focus to account for minor changes
The decision is usually based on the height of filter that is designed for working with due to focal distance. The dominant eye
the practitioner and their most comfortable light-sensitive material, such as resin is now calibrated throughout the entire
working position. Most microscopes come composite. This prevents premature setting range of magnifications.
with charts explaining the impact of each of the materials. A green filter allows for „ Look through the non-dominant eye
component on the total magnification. A better contrast between blood and tissues and change the dioptre settings slowly
formula to calculate the total magnification is during surgeries. Some microscopes also until the object under the microscope
as follows: come equipped with fluorescence for becomes focused. This calibrates the non-
caries detection. dominant eye to the dominant eye.
TM = (BFL/OLFL) x EM x MF „ Adjust the inter-pupillary distance, until
two different circles of light merge to
Where TM: total magnification; BFL: binocular
Individual microscope form a single circle
focal length; OLFL: objective lens focal adjustment (parfocaling) „ For ideal results, video output should
length EM: eyepiece magnification; MF: Parfocaling refers to objective lenses be from the same side as the dominant
magnification factor. that can be adjusted with minimal or eyepiece. This will result in an exact
It is important to note that any change no refocusing. When a microscope has match in what is seen.

418 DentalUpdate May 2022


Endodontics

cameras are able to work with low levels


Magnification Range Procedures
of light and use the 80:20 or 95:5 ratio. This
Orientation allows more light to be diverted to the
Assessment of the surgical site eyepiece, which retains a bright field for
Low <5x Incision the observer. Some newer cameras, with
Determining location of the root apex more pixels, require more light for adequate
Suture placement documentation, and hence work better
with the 50:50 beam splitting ratio. The
Flap elevation
Osteotomy adapter simply connects the beam splitter
Medium 5–8x Initial inspection to the documentation device. Customized
Suture removal camera adapters may be needed because
Haemostasis the diameter of the connection varies with
different manufacturers, that is to say a
Root surface inspection Nikon Digital single lens reflex (SLR) camera
Root tip identification will not fit the adapter made for a Canon
High 8–16x Retro-preparation and root-end filling Digital SLR camera. Dedicated SLR cameras
Root-end resection/root amputation can take high-quality photos, but may fail to
Tissue removal document videos with similar finesse. Some
Inspection of resected root end users therefore prefer having a second port
Inspection of root-end preparation for a dedicated video camera. These cameras
Very high 16–32x can be attached to an LCD monitor that can
Inspection of root-end filling
Documentation display live feed and allow the clinician to
Table 1. Recommended magnifications for different stages of surgical endodontic treatment.
review images as soon as they are taken.

Ergonomics
Ergonomics is the science that deals with
Focal plane The treatment field that can be viewed
principles and methods employed in order
under the microscope is termed the field of
When focusing an object using to optimize human well-being and to
view (FOV). It is most convenient to work
stereomicroscopes, we observe a particular increase the efficiency of working system.
with a large FOV. Parameters governing the
focal plane. We can also see an area above In microsurgical endodontics, one of the
FOV are as follows:
and below the focal plane with similar most time-consuming tasks is to correctly
clarity. This distance between the nearest „ Magnification: the lower the position the dental operating microscope
and farthest object that appear acceptably magnification, the greater the FOV;
in relation to the patient and surgical field.
focused under the microscope is called the „ Working distance: the greater the
The objective of doing so is two-fold: to
depth of field (DOF). It is always preferable working distance, the greater the FOV;
enhance the visualization of the region of
to work with microscopes that offer a „ Lens system: FOV varies with lens design.
surgical interest; and to reduce the incidence
high DOF as this allows for better spatial of musculoskeletal disorders in dentists.
orientation. However, DOF is governed by Cycling through magnification Microscope-based clinical practices carry
several parameters: the inherent risk of prolonged strained
Magnification can range significantly
„ Magnification: the lower the between different microscopes, but and extended neck positions, which will
magnification, the greater the DOF; is usually in the range of x3–30. For eventually result in discomfort and pain
„ Working distance: the greater the surgical endodontics, the recommended for the users. A web-based survey by
working distance, the greater the DOF; magnification factors are listed in Table 1 for Creasy et al reported that 77% of dentists
„ Aperture of objective lens: the smaller different procedures. had difficulty in proper positioning of
the aperture of the objective lens, the operating microscopes.16 Proper positioning
greater the DOF; of the dentist and patient is of paramount
„ Accommodation of the eye: the better
Documentation importance in performing microsurgical
the adaptability of the eye, the greater In order to document cases, the microscope endodontics. Positioning of the patient
the DOF. This decreases with age. needs three primary components: in the dental chair varies according to
At higher magnifications, the depth of „ Beam splitter; site of surgical interest and the patient’s
field narrows significantly. For patients who „ Adapter (mount); medical condition.
move often during the course of treatment, „ Recording device (Figure 2).
maintaining focus can become difficult, The beam splitter, aptly named, splits the Operator position
and the operator has either to reset the light into two portions so that one goes The operator usually sits between the 10
microscope assembly or encourage the to the eyepiece (observer) and the other and 2 o’clock positions around the patient’s
patient back to their original position. In such portion goes to the documentation device head depending on the quadrant being
cases, a microscope with a variable objective (eg camera). The beam splitter’s eyepiece treated. The operating chair is adjusted so
lens can be used as a fine focus knob to allow to documentation port ratio varies, but that the operator’s thighs are parallel to
for minor adjustments, and to save time. is usually 50:50, 80:20 or 95:5. Some the floor. The back of the operator must be

May 2022 DentalUpdate 419


Endodontics

kept upright and be well supported by the a b


backrest of chair (Figure 3). Similarly, the
operator’s elbows are positioned close to the
body. Once positioned, the surgeon’s elbows
should not deviate from this centric position
throughout the procedure. This position
allows maximum fine control for mechanical
instrumentation during the procedure. Some
manufacturers have introduced chair designs
having the provision of both back support
and elbow support.

Patient position
For endodontic surgery, the patient
position in the dental chair is generally
supine (Figure 3). However, some clinicians
recommend a reverse Trendelenburg position
to position the surgical site in an elevated
working position. The patient is instructed
to lie on their side as if sleeping, this allows c d
the operator to look directly into the area of
surgical interest (Figure 3). The tilted position
of the patient head is stabilized using the
rolled surgical towels, head rest or memory
foam pillows. A useful tip while working
with high magnification is to have the dental
chair’s headrest gently touching the operator
knee so that by slightly elevating the knee, a
minor change in the focal length is obtained,
which is enough to produce fine focus. This
keeps both of operator’s hands free to work
during the procedure.17
Generally, endodontic microsurgery is
easier to perform in the maxilla as opposed
to the mandible. For procedures in the
mandibular molars, instructing the patient
to slightly move the lower jaw outward
(buccally), as in a crossbite relationship, to
better visualize the surgical area. This position
Figure 3. Operator and patient position. (a) Correct operator position. (b) Incorrect operator position.
helps the operator to directly visualize the This will result in strain at the neck and back (c) Patient position for surgery of the anterior teeth.
mesial roots of mandibular molars.17 In order (d) Patient position for surgery of the posterior teeth
to view the soft tissue of jaws under direct
vision, tilting back the headrest of the patient
with chin raised is helpful.18
start of a procedure, the microsurgical Clear and effective communication is
Lastly, when the patient and operator
positions are set, the operating microscope instruments, biomaterials, ultrasonic devices, required between the operator and dental
is adjusted. The line of sight through the computers, digital radiographs and scanners, assistant during the instrument transfer
microscope should be perpendicular to etc should be placed in a manner for easy process. This can be achieved through
the soft tissue of the surgical site. Similarly, access by the dental assistant during the verbal or non-verbal communication
the eyepieces are adjusted to the height of procedure. For this purpose, a moving cart depending upon the experience of the
the operator. or surgical trolley is recommended. There team. The instrument must be handed
should also be ample unrestricted space to over to the operator in an accurate way to
Four-handed dentistry allow passing of instruments to the operator. ensure proper grip, as the operator eyes
To enable efficient and smooth working Ideally, the dental assistant should be able are fixed on the microscope, there is risk of
processes while using the operating to see what the operator sees so that they personal injury from the sharp instruments
microscope, a close understanding between know what the operator needs during if not properly handled. Any disruption in
the dentist and the dental nurse/assistant the procedure. Some manufacturers offer the communication process may affect the
is necessary. The operational layout should co-observation tubes directly attached to quality of the procedure.
provide sufficient room for accommodating the microscope for the dental assistant to Ergonomically designed microscope
the operating microscope.15 Before the visualize the surgical site. workstations and a sound understanding of

420 DentalUpdate May 2022


Endodontics

positioning helps the clinician to perform the procedure with minimal


stress and discomfort for the patients.

Conclusion

Discover The DOM is an integral part of surgical endodontic practice and


elevates the standard of care provided to patients. In low- and
middle-income countries, universal adoption of the DOM is not a
function of time, but requires a systematic inclusion into curriculum

the magic of at the specialty level. While the present review has focused on DOM
in endodontic microsurgery, the principles of use can be applied
to many aspects of restorative dentistry, non-surgical endodontics,
periodontal and oral surgery.

Acknowledgements
We thank Dr Fahad Umer (Consultant, Operative Dentistry and
Endodontics) for the clinical cases illustrated in Figure 1.

Compliance with Ethical Standards


Conflict of Interest: The authors declare that they have no conflict
of interest.
Informed Consent: Informed consent was obtained from all individual
participants included in the article.

References
1. Carr GB. Microscopes in endodontics. J Calif Dent Assoc 1992; 20: 55–61.
2. Pecora G, Andreana S. Use of dental operating microscope in endodontic
surgery. Oral Surg Oral Med Oral Pathol 1993; 75: 751–758. https://doi.
org/10.1016/0030-4220(93)90435-7.
3. Monea M, Hantoiu T, Stoica A et al. The impact of operating microscope on
the outcome of endodontic treatment performed by postgraduate students.
Eur Sci J 2015; 11: 305–311.
4. Setzer FC, Kohli MR, Shah SB et al. Outcome of endodontic surgery: a meta-
analysis of the literature – part 2: Comparison of endodontic microsurgical
techniques with and without the use of higher magnification. J Endod 2012;
38: 1–10. https://doi.org/10.1016/j.joen.2011.09.021.
5. Selden HS. The dental-operating microscope and its slow acceptance. J Endod
2002; 28: 206–207. https://doi.org/10.1097/00004770-200203000-00015.
6. Nagi SE, Khan FR, Rahman M. Practice of endodontic re-treatment in four
cities of Pakistan. J Ayub Med Coll Abbottabad 2017; 29: 445–449.
7. Kersten DD, Mines P, Sweet M. Use of the microscope in endodontics: results
of a questionnaire. J Endod 2008; 34: 804–807.
8. von Arx T, Frei C, Bornstein MM. Periradicular surgery with and without
endoscopy: a prospective clinical comparative study. Schweiz Monatsschr
Zahnmed 2003; 113: 860–865.
9. Taschieri S, Del Fabbro M, Testori T, Weinstein R. Microscope versus endoscope
in root-end management: a randomized controlled study. Int J Oral Maxillofac
Surg 2008; 37: 1022–1026. https://doi.org/10.1016/j.ijom.2008.07.001.
10. Setzer FC, Shah SB, Kohli MR et al. Outcome of endodontic surgery: a meta-

Be part of
analysis of the literature – part 1: comparison of traditional root-end surgery
and endodontic microsurgery. J Endod 2010; 36: 1757–1765. https://doi.
org/10.1016/j.joen.2010.08.007.
11. Setzer F. The dental operating microscope. In: Kim S, Kratchman S (eds)

something
Microsurgery in Endodontics. Hoboken, NJ: John Wiley & Sons, 2018; 1–17.
12. AAE Special Committee to Develop a Microscope Position Paper. AAE Position
Statement. Use of microscopes and other magnification techniques. J Endod
2012; 38: 1153–1155.

special 13. Kim S, Kratchman S. Modern endodontic surgery concepts and practice: a
review. J Endod 2006; 32: 601–623. https://doi.org/10.1016/j.joen.2005.12.010.
14. von Arx T, Steiner RG, Tay F. Apical surgery: endoscopic findings at the
resection level of 168 consecutively treated roots. Int Endod J 2011; 44: 290–
302.
15. Carr GB, Murgel CA. The use of the operating microscope in endodontics. Dent
Call 01274 885544 Clin North Am 2010; 54: 191–214. https://doi.org/10.1016/j.cden.2010.01.002.
16. Creasy JE, Mines P, Sweet M. Surgical trends among endodontists: the results

Visit www.trycare.co.uk
of a web-based survey. J Endod 2009; 35: 30–34.
17. Kratchman S. Endodontic microsurgery. Compend Contin Educ Dent 2007; 28:
399–405.
18. García Calderón M, Torres Lagares D, Calles Vázquez C et al. The application
of microscopic surgery in dentistry. Med Oral Patol Oral Cir Bucal 2007; 12:
311–316.

422 DentalUpdate May 2022


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Caries Management
Enhanced CPD DO C

Sarah Young

Bhupinder Dawett, Amanda Gallie, Avijit Banerjee and Chris Deery

Minimum Intervention Oral Care


Delivery for Children: Developing
the Oral Healthcare Team
Abstract: This article discusses the potential use of the oral healthcare team in the delivery of minimum intervention oral care (MIOC) for
caries management in children. It summarizes opportunities and difficulties, both evidenced and anticipated, in the context of general
dental practice in the UK. Given the push to provide safe and effective care using wider members of the oral healthcare team, this article
offers insight into potential barriers and facilitators that may present in general dental practice.
CPD/Clinical Relevance: There is a belief that the wider team within general dental practice will have an increasingly important role to
play in the provision of oral and dental care.
Dent Update 2022; 49: 424–430

Teamworking enables organizations, large provided, not just solely by the dentist, but MIOC in paediatric dentistry
or small, to take advantage of the variety by other dental care professionals (DCPs). In
In England, Wales and Northern Ireland at a
of skills, knowledge, experience available general dental practice, workforce skill-mix
population level, the prevalence of dental
and the potential to make the most efficient has been encouraged for several years with
caries in children is assessed by a national
use of available resources. There has been a many advocating greater use of DCPs.1–3
shift in medicine from the solitary general Using members of an oral healthcare team survey performed every 10 years. This Child
practitioner working alone, to a team- to work collaboratively is not without its Dental Health Survey (CDHS) started in 1973
based approach, with specialists, doctors challenges, however.4 Effective evidence- and was last carried out in 2013.6 Dental
with special interests, practice nurses with based healthcare can be expressed as the caries is still a public health problem in the
extended duties, all working collaboratively. ‘right care being delivered by the right United Kingdom with nearly a half of 15
Several papers have espoused the potential people to the right people in the right year olds and a third of 12 year olds having
benefits of such an integrated team-based place at the right time’.5 This article focuses caries in their permanent teeth. The pattern
approach to the delivery of oral and dental primarily on primary care dental practice in follows social gradients, with the most
care where clinical interventions are the United Kingdom. deprived being more affected.6 It should be
noted that such epidemiological surveys do
not use radiographs in detection of caries,
Sarah Young, BSc (Hons), BDS, MJDF RCS (Eng), GDP, Hafren House Dental Practice, as exposing subjects to potentially harmful
Alfreton Derbyshire. Bhupinder Dawett, BDS MDPH, Doctoral Research Fellow, School radiation without clinical benefit is not
of Clinical Dentistry, University of Sheffield. Amanda Gallie, RDT, RDH, FAETC, MSc AMID, justified. In other countries where surveys
Dental Hygienist and Dental Therapist, Bupa Dental Care, Stamford. Avijit Banerjee, have used radiographs, the caries prevalence
BDS, MSc, PhD(Lond), LDS FDS (Rest Dent), FDS RCS (Eng), FHEA, Professor of Cariology increased markedly, as the threshold for
and Operative Dentistry/Honorary Consultant, Restorative Dentistry, Faculty of Dentistry, caries detection intensifies.7
Oral and Craniofacial Sciences, King’s College London. Chris Deery, BDS, MSc, FDS
First permanent molars and their
RCSEd, PhD, FDS(Paed Dent) RCSEd, FDS RCSEng, FHEA, Dean, Professor/Honorary
occlusal surfaces are the most susceptible to
Consultant in Paediatric Dentistry, School of Clinical Dentistry, University of Sheffield.
the caries process.8 Even current treatments
email: sarah.young55@nhs.net
provided for compromised first molars

424 DentalUpdate May 2022


Caries Management

z Practice-based research projects/audits Community-based prevention,


{ Audits related to MIOC delivery eg school visits
{ Service evaluations
{ Research projects (local/national)

Dietary history
Social history
Radiography
Dental photography

Identify
Dentist, therapist, hygienist,
extended-duties dental nurse
Motivational interviewing
Motivation (COM-B), – behaviour management
Figure 1. Oral health advice delivered to parent Maintenance, Oral health promotion
and child by an extended duties dental nurse. Review periodicity Preventive sealants
Topical fluoride application

1 Is there a clear job description? Recall Prevent


Dentist, therapist, hygienist,
2 Is the position full-time or part-time? Dentist, dental therapist,
extended-duties dental nurse,
dental nurse
dental hygienist
Should the applicant be employed or Minimally invasive
3 treatments, eg therapeutic
self-employed? sealants, hall crowns

4 How will performance be monitored?


Does the applicant have the
Restore
Dentist, dental therapist,
knowledge and understanding to dental hygienist
5
follow the minimum intervention oral
Patient/public involvement (PPI)
care delivery framework? Writing practice educational { Gaining feedback on services
Table 1. Basic factors to consider when material, eg newsletters, patient { Identifying research priorities
information leaflets { Arranging and chairing PPI meetings
determining functional team roles.

Figure 2. Examples of MIOC domain-specific tasks that could be undertaken by suitably trained
and indemnified dental care professionals, as well as implementation supporting roles. Adapted
varies9 and the minimum intervention from Banerjee.17
oral healthcare (MIOC) framework may
provide an alternative pathway for avoiding
extractions.10 Children with caries in their
permanent teeth will carry any disease level of treatment, all operative interventions care-focused primary care practice,
burden into adulthood. Its impact on are biological, respecting and preserving the by employing the appropriate
individuals, and society, is significant dental/oral hard and soft tissues and being as people with the required strengths
both in terms of quality of life and socio- minimally tissue-destructive as possible. into the right roles. This can reduce
economic implications. Although the underlying domains unnecessary conflict when developing
The traditional mechanistic surgical of MIOC remain the same for patients the team and enabling integrated
treatment of carious lesions does not cure throughout their life course, the actual practice. Before interviewing
the disease process.11,12 This traditional components and their delivery will differ candidates, it is important that there
approach, with an emphasis on ‘drilling and as ‘children are fundamentally different to is clarity with regards to the role(s)
filling’ teeth, which placed the dentist as the adults’.18 A joint ORCA (European Organisation that need to be filled. The questions in
most suitable clinician to treat the lesion, for Caries Research) and EFCD (European Table 1 may help.
should now be replaced with the patient- Federation of Conservative Dentistry) expert
level MIOC framework with a primary focus Delphi consensus statement provides
Who are the practice team members?
on detection, diagnosis, personalized care recommendations as to how to intervene in
children with early childhood caries, and caries In the UK an oral healthcare team may
planning, prevention of lesions and control
affecting the occlusal surfaces of permanent include some or all of the following
of the disease process.13,14 These principles
molars. This consensus also highlighted areas GDC-registered clinical team members:
of MIOC can apply to all oral healthcare, not
only to dental caries. This offers possibilities where the agreement was weak and the „ General dental practitioners;
for dental (or perhaps better termed, oral associated research gaps.19 „ Specialists;
healthcare) practices to use DCPs to deliver „ Dental therapists;
aspects of oral healthcare (Figure 1).15–17 „ Orthodontic therapists;
Creating an oral
Benefits would include better long- „ Dental hygienists;
term clinical care, and an improved patient
healthcare team „ Extended duties dental nurses
acceptability. Minimally invasive dentistry Recruitment (EDDNs);
(MID) represents one of the four domains Effective recruitment can help ease the „ Dental nurses;
of the MIOC framework where, at a tooth transition to a minimum intervention oral „ Clinical dental technicians.

May 2022 DentalUpdate 425


Caries Management

a b
Detection/diagnosis
Prevention
Recording
carious lesions
– International Oral hygiene
Caries Detection Dental hygienist Dental therapist
Dental hygienist Dental therapist education
and Assessment
System (ICDAS)
Topical fluoride
Radiographs application
Extended-duties
Extended-duties dental nurse
dental nurse Fissure sealants
Plaque scores

Advice on use
Dental nurse Saliva testing Dental nurse of products
Reception staff

Caries risk Reception staff


assessment d
(geneal risk factor Recall
information)

c Dental hygienist Helping Dental therapist


(evaluating determine (evaluating
MI restorations
compliance) risk-based compliance)
recall. Helping
to provide
Dental hygienist Dental therapist decision
Resin infiltration makers with
information
Extended-duties relevant to
dental nurse recall interval
Hall technique
(providing determination Reception staff
feedback (listening to
Sealing defective on patient child/parent
restorations compliance, requests)
requests and
Repair and attitude)
refurbishment of
restorations
Minimally Figure 3. (a) Tasks in ‘identify’ (detection/diagnosis) domain of MIOC
invasive direct showing DCP involvement. (b) Tasks in the ‘prevent’ domain of MIOC
restorations,
including use of showing DCP involvement. (c) Tasks in ‘restore’ domain of MIOC showing
silver diamine DCP involvement. (d) Tasks in the ‘recall’ domain of MIOC showing
fluoride DCP involvement.

In addition, other non-clinical roles to (GDC) ‘Scope of practice’.20 Provided the aspiration of this change was to enable more
consider include: individual is suitably trained, indemnified access to dental care for the population,
„ Treatment co-ordinators; and working under their GDC scope of including children.
„ Reception staff; practice, some examples of how dental The diagnostic permissions for certain
„ Practice managers; care professionals can be used in the MIOC DCP registrant groups originate from this
framework can be seen in Figure 2. document and the term ‘diagnosis within
„ Business managers.
The clinical parameters for each competence and scope’ is used. This
member of the oral healthcare team diagnostic list covers caries, periodontal
What can they do? are outlined and itemized by the GDC disease, gingival conditions, oral pathology
When designing a practice that focuses on the ‘Scope of practice’, describing the and oral cancer screening. Hygienists and
MIOC delivery, it is important to understand items and areas that a registrant has the therapists are also taught to recognize
fully the scope of practice of each member knowledge, expertise and skills to practice endodontic pathology, and would refer this
of the oral healthcare workforce enabling safely in the best interest of a patient.20 In onto their dentist colleagues for treatment.
effective integration whether it is in a single 2013, the GDC enabled direct access for Patients can also access tooth whitening
surgery practice, a large multi- surgery DCPs. Under direct access (excluding NHS with a prescription from a dentist. At present,
practice, or an organization which has care in general dental practice at present), hygienists and therapists are applying
several practices operating. The roles for DCPs can now see patients directly for to hold prescribing rights for certain
each member of the oral healthcare team certain treatments without the need for prescription-only drugs through the medical
are detailed in the General Dental Council’s this to be prescribed by a dentist. One exemptions framework.

426 DentalUpdate May 2022


Caries Management

Role Characteristic Example in the MIOC oral healthcare team

Planter Creative and problem solver Can help with developing practice promotional materials

Monitor/evaluator Can provide independent / logical Can help to identify any potential regulatory
views breaches, eg training needs
Co-ordinator Chairperson / effective delegator Can allocate the tasks to appropriate practice staff such as sending out
recalls, practice audits, etc

Resource investigator Can look at outside openings Helps in identifying outside organisations/stakeholders to help bring
MIOC interventions to the practice

Team worker Fosters collaboration and Someone who brings the team together with meetings and an outlet
cooperation that members scan speak freely to about concerns on how the practice
is progressing with its goals

Implementer Can put action into a workable A member who will organise MIOC activities, such as setting up a price
strategy list for MIOC interventions, arranging dates and times for MIOC practice
events
Shaper Challenges team to progress Drives the team to change and address issues such as access to care,
need for further training, and to keep up to date with research

Specialist Can provide unique insight Helps the team to keep updated on MIOC,
standard operating procedures and guidelines
Completer/finisher Helps to analyse and refine end Helps to ensure team is delivering on MIOC practice objectives, eg
result searches out staff outliers in MIOC delivery and helps address these
Table 2. Team member roles. Adapted from Belbin.21

Forming Storming Norming Performing


Team development
y
Acknowledging y
Settling into y
Improved Use of a structured, conscious approach
y
Developing
disputes a rhythm collaboration may help to aid the development of a
a common
y
Refining y
Improved y
Increased
vision (including team from a fledgling group of individuals
roles and delegation, efficiency
mission
responsibilities systems and y
Targets to a high-performing team proficient
statement)
y
Identifying pathways achieved
y
Identifying roles in the delivery of MIOC. In 1965, Bruce
resistance y
Less conflict y
Re-evaluation
Tuckman identified stages for effective
Figure 4. Stages of team development. Adapted from Tuckman.22 team development (Figure 4).22
Forming: the stage where a group comes
together, but tries to avoid conflict.
All oral healthcare team members These have been defined as ‘a tendency Members try to get to know each other,
will have a duty to keep full, accurate and to behave, contribute and interrelate but are cautious. Here the overall vision of
contemporaneous patient records when with others in a particular way’. In a team, MIOC and MID is communicated, a plan is
they are carrying out their duties with by understanding each members’ roles, drawn up and an acknowledgement of the
a patient. Figure 3 shows tasks for the one can assess how best each individual resources needed is agreed.
domains of MIOC that appropriately trained member can contribute, but also recognize Storming: here conflict is present.
and indemnified DCPs can undertake, or be allowable weaknesses. This can aid with Issues such as authority, responsibilities,
involved in. team cohesion by helping team members regulations, remuneration and appraisal
understand that there are different systems need to be addressed.
approaches, and no one is the best.
Team member characteristics Norming: at this stage the team starts
Ultimately this can help to create a
What kind of people are necessary to to become an organized unit. Working
more balanced team by understanding and
deliver MIOC goals? Dr Meredith Belbin together with a sense of purpose and
appreciating each member’s contributions.
suggested that a team must have a balance Belbin’s team roles can be used in conflict shared vision. A feeling of togetherness
in its members’ characteristics for it to management, change management, and trust is established and morale is
function efficiently.21 The member roles recruitment, coaching and leadership good.
and characteristics are outlined in Table 2. development. It must also be remembered Performing: the team is now showing
It has been observed that members that each team member can have more good productivity with goals and
assumed different roles within a team. than one role. performance indicators, such as access to

May 2022 DentalUpdate 427


Caries Management

Registrant type Total number duties roles of the registrants, and the diseases, such as caries, periodontal disease
practices that each undertakes. There is an and oral cancer.28,29 However, further research
acknowledgement that DCPs are not being is warranted to support improved clinical
Orthodontic therapist 705
used to their full scope of practice. This and cost effectiveness of MIOC in NHS
represents, potentially, a waste of useful primary care.
Dental therapist 3862 resources, as well as a waste of expenditure
on training and development.
Dental hygienist 7685 In delivering oral health education, for
Knowledge, skills
example, team members must try to offer and attitudes
Dental nurse 57597 the same advice/message/encouragement, The delivery of MIOC requires all oral
but differing perspectives and delivery healthcare professionals to have an
modes may prove helpful to the receiver understanding, knowledge and familiarity
Clinical dental 365
(Figure 5). When managing children and of the subject. Research has shown
technician
their parents, all members of the oral wide variation in knowledge and in the
healthcare team have a responsibility to decision-making process by dentists.30–32
build rapport. This is crucial because oral Questionnaire-based studies of dentists
Dental technician 5477 hygiene instruction, dietary advice and have concluded that UK general dental
encouragement for regular attendance practitioners’ knowledge of MIOC is relatively
Table 3. The numbers of dental care professionals will be more effective when the parents/ poor.33 Schwendicke et al, in their paper on
on the UK dental register. carers are engaged and fully supportive closing the gap between evidence base and
of the value of the care messaging that practice, also state that getting dentists who
they are receiving. The role of the team have been trained according to a traditional
is to help children and parents to value, approach to change attitudes and move
modify and improve their own behaviour. to a MIOC care pathway is challenging. 34
The didactic provision of information by However, the proportion of traditionally
itself is not sufficient to accomplish this. trained professionals who make up the oral
The child and parent need to have the healthcare workforce will decrease with time,
capability, opportunity and motivation to and this may become less of an issue.
help behaviour change and subsequent Proponents argue that using the wider
adherence to change. oral healthcare team, especially more
recently qualified members, may well
Access to care help to support the delivery of a modern
MIOC approach.35 Given that in the UK,
The use of the wider oral healthcare team
current mandatory CPD requirements
to deliver MIOC may help to improve
do not expressly state that professionals
access to care for populations. Where
need to undertake training in developing
resources are scarce, and access to care is
interventions, such as selective carious tissue
suboptimal, the delegation of tasks to DCPs
removal, the use of newly qualified DCPs
may help deliver more interventions, by
may help steer practices to a more minimally
either substituting or freeing up dentists
invasive approach. Using the wider skillsets
to concentrate on more complex operative
of team members can give individuals a
cases. This can result in more preventive
sense of ownership and recognition of the
services being provided while maintaining
Figure 5. A DCP providing information to patient acceptance of the service.24 In value of their work. A variety of tasks and
patients is just one step in effective oral health theory this sounds plausible, but in general role development can improve overall work
education practice resources. dental practice there may be several other satisfaction and performance.36 Having
factors that affect such implementation.25 a wide team composition will also mean
greater interdependence. This can bring into
play factors both easily identifiable (such
care, being met, members are supportive Clinical/cost-effectiveness as training, age), but also more intangible
towards each other, which allows a degree of There is a lack of definitive evidence deeper-level constructs, such as personality.37
autonomy and creativity. to demonstrate that use of the wider
oral healthcare team to deliver care in
Child and parent/carer-focused
general dental practice in the UK is more
Current use of DCPs clinically effective in tackling disease.26 oral healthcare
Currently there are approximately 69,300 Some studies show that the use of DCPs in Patients who are used to seeing a dentist
DCPs on the dental register in the UK, with specific contexts can improve completion only, may well feel that their care is
the majority consisting of dental nurses of courses of treatment. However, these being compromised by having a dental
(Table 3).23 were not in the context of GDP in the UK.27 professional with less scope of practice, such
Limitations of the data collected mean Studies have shown that DCPs may be just as a DCP, delivering interventions. However,
that it is not possible to assess the extended as efficacious in diagnosing common oral studies have shown that most patients

428 DentalUpdate May 2022


Caries Management

tend to accept care by a DCP without any a b


38
major concerns. A review by Dyer and
Robinson in 2016 on the acceptability of
care provided by DCPs concluded that while
most adults would accept such care, ‘care
for children was seen as less acceptable’.39
MIOC and MID may require more visits than
the traditional approach, which may affect
the acceptance by carers of children. A
systematic review showed that the majority
of research on children has included them c
as objects only.40 Further research looking
into the acceptability of MIOC should involve
them as much as possible and gather their
perspectives using qualitative methods.

Delegation
To delegate effectively requires team Figure 6. (a–c) Clinical photography undertaken by a DCP to help show plaque disclosing, who then
explains its meaning and value to the patient.
understanding and a knowledge of the
scope of practice of each team member.
The introduction of dental therapists into
the workforce is a relatively recent concept
carers in attending appointments, and (Figure 6) reducing the risk of litigation. The
in the UK. Research has also shown that
may be especially poignant in the context keeping of contemporaneous and accurate
dental professionals are not very confident
of a pandemic when contacts may be dental records is vital for maintaining
in knowing the scope of practice of other
encouraged to be minimized. Further, good practice and may reduce risks of
dental professionals.41 As such, effective future litigation.
increased appointments places additional
delegation may not be straightforward
draw on practice resources. However, in the
or readily accepted. A qualitative study
long run, as the MIOC approach controls Regulation and remuneration
by Nilchian et al concluded that a variety
disease and reduces disease risk, fewer
of factors influenced the delegation of Although there is an acknowledgement
appointments will be required from the
paediatric patients for fissure sealants to and an upstream drive to integrate DCPs,
patient. A full cost-efficiency analysis is
dental hygienists and therapists, including regulation and remuneration may continue
required to answer this question fully.
payment mechanisms, remuneration factors, to be obstacles to be overcome in the UK
One potential avenue to reduce this
child and parent attitudes, and the perceived to enable effective implementation of DCPs
role of the DCP.25 initial physical load may be the use of
into NHS primary care. As described earlier,
The referring dentist needs to have teledentistry for oral health promotion and
although direct access was approved by
confidence in the ability of the team screening.42 Teledentistry may have value for
the GDC in 2013, this is still not currently
member to whom they are referring a remote consultations for those with reduced
available in NHS general dental practice.
patient. Dentists may find the ‘loss of control’ access to care and diagnosis in high-risk,
Hence NHS dentists are still responsible for
in delegating is a factor that hinders their preschool children. The use of digital
the overall course of treatment, and patients
willingness to use a team-based approach resources including social media may also still must be seen by a GDP before care can
for MIOC. Ongoing sustainability will widen access to resources and information. be delivered by the DCP in an NHS dental
require good leadership, staff training and practice. This may consume extra practice
development, access to and undertaking Medico-legal liability resources, and the authors recognize that
continuing professional development, as due to limited scope of practice of DCPs,
Dentists may potentially have concerns
well as effective business management. to entirely remove this contact will need
about delegating interventions to DCPs
Extended duties dental nurses could be further discussion and acceptance. Also,
as part of a personalized care plan. Where
used as part of the detection stage of the given that remuneration for treatment
a clinician is employed, then the practice
MIOC care pathway taking radiographs generally favours surgical interventions,44,45
owner will undoubtedly have liability for
and clinical photographs (Figure 6). Non- practice owners and associate dentists
any oversights or negligent performance.43
clinical attributes of a team may also play may hesitate to employ DCPs if satisfactory
a significant role in achieving objectives in This vicarious liability may well deter
remuneration mechanisms for prevention
MIOC care for children. practices from using the wider skills of DCPs, are not in place.25
especially if the practice owners indemnity
does not extend to cover this. Of course, this
Environmental factors could be addressed by legislation, which Conclusions
MIOC delivery and a team-based approach aims to promote effective and efficient Dental caries in children still remains a
implies more patient contacts with healthcare. The use of clinical photography, significant public health problem, with
different team members. This may initially which can be carried out by a DCP, can help high prevalence, morbidity and associated
place extra burden on a patient and their with clinician and child/carer communication costs. Access to dental care can still be

May 2022 DentalUpdate 429


Caries Management

invasive judgement calls: managing compromised first 29. Macey R, Glenny A, Walsh T et al. The efficacy of
problematic. The use of DCPs, and effective
permanent molars in children. Br Dent J 2020; 229: screening for common dental diseases by hygiene-
use of their full scope of practice, has 459–465. https://doi.org/10.1038/s41415-020-2154-x therapists: a diagnostic test accuracy study. J
potential to increase the access to, and 11. Elderton RJ. The prevalence of failure of restorations: a Dent Res 2015; 94(3 Suppl): 70S–78S. https://doi.
efficiency of, MIOC framework delivery, literature review. J Dent 1976; 4: 207–210. https://doi. org/10.1177/0022034514567335
org/10.1016/0300-5712(76)90049-x 30. Chana P, Orlans MC, O’Toole S et al. Restorative
and help meet the needs of untreated oral
12. Elderton RJ. Clinical studies concerning re-restoration of intervention thresholds and treatment decisions
diseases in a modern, biological, evidence- teeth. Adv Dent Res 1990; 4: 4–9. https://doi.org/10.1177 of general dental practitioners in London. Br Dent J
based approach. The factors discussed in /08959374900040010701 2019; 227: 727–732. https://doi.org/10.1038/s41415-
this article may also apply to the use of 13. Featherstone JD, Doméjean S. Minimal intervention 019-0849-7
dentistry: part 1. From ‘compulsive’ restorative dentistry 31. Doméjean S, Léger S, Simon A et al. Knowledge,
the skill mix in general oral care, and is not
to rational therapeutic strategies. Br Dent J 2012; 213: opinions and practices of French general practitioners
limited to MIOC. In order for practices to 441–445. https://doi.org/10.1038/sj.bdj.2012.1007 in the assessment of caries risk: results of a national
implement the wider skill mix effectively in 14. FDI World Dental Federation. FDI policy statement on survey. Clin Oral Investig 2017; 21: 653–663. https://
MIOC for children, present and anticipated minimal intervention dentistry (MID) for managing doi.org/10.1007/s00784-016-1932-y
dental caries: adopted by the General Assembly: 32. Doméjean-Orliaguet S, Léger S, Auclair C et al. Caries
challenges will need to be overcome, both
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at the local and the national level. This will 6–7. https://doi.org/10.1111/idj.12308 patient factors in the provision of dental services. J
require acknowledgment of the barriers, and 15. Walsh LJ, Brostek AM. Minimum intervention dentistry Dent 2009; 37: 827–834. https://doi.org/10.1016/j.
a pragmatic discussion to overcome them. principles and objectives. Aust Dent J 2013; 58 Suppl 1: jdent.2009.06.012
3–16. https://doi.org/10.1111/adj.12045 33. Mirsiaghi F, Leung A, Fine P et al. An investigation
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Conflict of Interest: The authors declare that Prim Dent J 2017; 6(3 Suppl): 28–33. https://doi. J 2018; 225: 420–424. https://doi.org/10.1038/
they have no conflict of interest. org/10.1308/205016817821930944 sj.bdj.2018.744
17. Banerjee A. Minimum intervention oral healthcare
Informed Consent: Informed consent was 34. Schwendicke F, Doméjean S, Ricketts D, Peters M.
delivery - is there consensus? Br Dent J 2020; 229: 393– Managing caries: the need to close the gap between
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430 DentalUpdate May 2022


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COVID-19 Commentary
Enhanced CPD DO C

Lakshman Samaranayake

SARS-CoV-2 Omicron Variant and


the Future of the Pandemic
Abstract: Global infections with the Omicron variant of SARS-CoV-2 have now superseded all other similar variant infections we have
witnessed thus far. The current global wave mainly caused by a descendant of the SARS-CoV-2 Omicron variant, called BA.2, is the most
prevalent in UK, and has a natural history somewhat different from its predecessors. It also appears, that the so-called COVID-19 variant
infections, in varying guises, are the harbingers of the post-COVID-19, ‘new normal’ world of the future, we have to live in. Here, we look
at key features of SARS-CoV-2 variants, particularly BA.1 and BA.2, and the reasons for their phenomenal spread, vaccine efficacy against
them, as well as the unfolding short-term outlook for the pandemic.
CPD/Clinical Relevance: To describe the reasons for the high global prevalence of SARS-CoV-2 Omicron variant, particularly its BA.2
subvariant, and discuss the attendant implications for the dental profession.
Dent Update 2022; 49: 432–435

Variants of viruses emerge incessantly, and Lancet, Murray from the International Health who had anticipated that the next major
it is the nature’s way of preserving a species, Metrics and Evaluation Foundation in US, variant would descend incrementally from
and in our context, the SARS-CoV-2 viral opined that: ‘The unprecedented level of the Delta variant, which was the most widely
progeny. As Charles Darwin explained in his infection suggests that more than 50% of the circulating variant worldwide at that time.
postulate of ‘survival of the fittest’, in order to world will have been infected with Omicron Immediately thereafter, the BA.1 sub
survive, a living being must be ‘endowed with variant between the end of November 2021 lineage of Omicron quickly overtook Delta
phenotypic characteristics which improve and the end of March 2022’. Although the as the dominant strain. Subsequently, as we
chances of survival and reproduction’. We see number of global daily SARS-CoV-2 infections have witnessed, the BA.2 variant has stolen
this explicitly in the case of SARS-CoV-2. The has increased over 30 times in such a short a march over BA.1, and has spread faster in
original strain of SARS-CoV-2, over a short time, the reported number of overt COVID-19 many communities the world over, implying
period of 2.5 years has undergone many cases has only increased only by six times. that it has a significant selective advantage
genetic reincarnations ranging from Alpha, to This is mainly due to the proportion of over its sibling. The former currently accounts
Lambda and the latest, the Omicron variant, asymptomatic or mild Omicron infections, for over three-quarters of all new SARS-CoV-2
which in turn has evolved into the intractable, compared with previous variant infections.1 infections in the UK and USA.
sublineages BA.1 and BA.2 (Table 1). Murray also opined that, due to such a Incidentally, scientists are continuing to
The ravenous spread of the current global widespread global infection, the end of the discover Omicron subvariants/sublineages
wave of Omicron has been phenomenal pandemic may be near. BA.3, BA.4 and BA.5, but these have not
and breathtaking. For instance, there were Historically, the Omicron subvariants taken off as rapidly as BA.2. To add to the
125 million Omicron infections per day of SARS-CoV-2 were detected almost confusion, a BA.1/BA.2 recombinant strain
worldwide in January 2022 alone, which is simultaneously in November 2021 in South has now arisen and this is termed XE (a
more than ten times the peak of the Delta Africa. These new and profoundly different major proportion of its genome, including
wave of April 2021.1 In a recent article in lineages2 were a surprise to many virologists the Spike gene, belonging to BA.2). As of
April 2022 there is some evidence of XE
community transmission within England,
but less than 1% of total sequenced cases.
Lakshman Samaranayake, DDS, DSc (hc), FRCPath, FRACDS, FDS RCS(Edin), Professor
Emerging data indicate that the growth rate
Emeritus, and Immediate-past Dean, Faculty of Dentistry, University of Hong Kong.
of XE strain is similar to BA.2, although not
email: lakshman@hku.hk
its transmissibility.

432 DentalUpdate May 2022


COVID-19 Commentary

WHO Earliest documented Vaccine effectiveness


Pangolin lineage Transmissibility
nomenclature samples (after three doses)

Alpha B.1.1.7 UK +++ 3


Beta B.1.351 South Africa + 3
Gamma P.1 Brazil ++ 3
Delta B.1.617.2 India ++++ 3
Lambda C.37 Peru ++++ 3
Omicron B.1.1.529 South Africa +++++ *
Omicron
BA.1 (B.1.1.529.1) South Africa +++++ *
(sublineage)
Omicron
BA.2 (B.1.1.529.2) South Africa +++++++ *
(sublineage)
Table 1. SARS-CoV-2 viral variants, their lineage, the degree of transmissibility and the vaccine effectiveness in mitigating infection. 3: Vaccine effectiveness,
after three doses of almost all current vaccines range from 85% to 90%; *: initial data are promising, but more research is required. Data from various sources.

What is the societal impact routine dental practice is a matter that needs reason for this? In general, the infectivity of
urgent consideration. SARS-CoV-2 variants is dependent on three
of the currently circulating major reasons. The first, is the increased
„ Effective vaccine-induced immunity
viral variants? Either natural infection with SARS-CoV-2, or transmissibility, second, the evasion of
Before we discuss the various viral variants, full vaccination with the currently available vaccine-induced or post-infection immunity,
it is instructive to evaluate their societal major vaccines appear to provide over 90% so called ‘immunological escape’, leading to
impact. Not the least because we may effective protection against severe COVID- breakthrough illness, and finally the temporal
have to confront various, yet to emerge 19 infection. However, a small proportion waning of vaccine-induced or natural
SARS-CoV-2 variants or subvariants or their of cases, up to 2–5% (depending on the immunity in the community.
siblings in the immediate future: age) may exhibit so-called ‘breakthrough It is now known that the increased
„ Ability to spread more quickly infections’, which may either be symptomatic infectivity of the BA.2 variant is due to
As mentioned, there is ample data now or asymptomatic. Recent data indicate unique mutations in the spike proteins. For
to indicate that the new variants spread that full vaccination with all three doses, or instance, it is known that BA.1 possesses 60
extremely rapidly within the community indeed a fourth dose, of the mRNA or other mutations that are not found in the ancestral
compared to the ancestral parental strains. vaccines, leads to virtually full protection.3 SARS-CoV-2, first detected in Wuhan, China.
This property was first noted in laboratory Some jurisdictions, such as UAE, are currently Of these, 32 genetic changes are located
studies where the BA.2 strain spreads almost administering a fifth dose, 4–6 months after specifically in the spike or the S-protein of the
three to four times faster in cultured cell lines the fourth does, despite the fact that there is virus. In comparison, BA.2 shares many similar
(within flasks), in comparison to the parental no consensus on its need. mutations, but 28 are unique to the variant
strains. Simply, the virus is becoming smarter The frequency of COVID-19 booster itself, four of which are in the spike protein.4
and more efficient in evolutionary terms. vaccines for healthcare professionals is yet As the spike proteins are the major targets
unclear. It is likely that in the short term, for immune cells and vaccines, the high
„ Causing mainly milder and/or infectivity of BA.1 and BA.2 are not surprising.
6-monthly vaccinations may be required,
asymptomatic disease In terms of transmissibility, researchers
although in the longer term, if there is
The current BA.2 variant causes milder in the UK have noted that it took less time
established regional endemicity with herd
infection in most people infected. Most on average for someone with BA.2 to infect
immunity in the community, a longer period
who are affected are asymptomatic, and are another person, accelerating its spread
between booster vaccines is likely. This
‘virtual super spreaders ‘ of infection. This has through communities.5 This was reinforced
may take the form of annual vaccinations
implications for the practice of dentistry as by a study in Hong Kong, where researchers
similar to the seasonal flu vaccine prescribed
the disease is likely to become endemic in estimated that during an outbreak of BA.2 in
for healthcare workers, including dental
many regions of the world, including UK. a public housing complex, infections with the
professionals. Indeed, COVID–influenza-
„ Detection by viral diagnostic tests combination (CIC) vaccines, now in Phase 2 virus doubled every 1.28 days.6
According to authorities, most commercial trial stages, have shown much promise. These data on the BA.2 variant indicate
reverse-transcription polymerase chain that it is probably the fastest-spreading virus
reaction (RT-PCR)-based rapid tests should in human history. Prior to the emergence of
detect the variants as these tests have, built BA.1 and BA.2 compared SARS-CoV-2, the measles virus was known
in, multiple targets to detect the virus. Again, The BA.2 variant is known to be 30–50% to be one of the fastest, if not the fastest,
the logistics of incorporating such tests into more infectious than BA.1. What is the spreading respiratory viruses. However,

May 2022 DentalUpdate 433


COVID-19 Commentary

compared to a person with the measles


virus who might infect 15 others in 12 SARS-CoV-2 older variants Older variant
days, a single case of the Omicron BA.2 (eg Delta)
variant infection may lead to 216 cases in Older variants of SARS-COV-2, such as
a similar period. Hence, the reason for the the Delta variant, require two different
cellular receptors, TMPRSS2 and ACE2, to
exponential case surge worldwide.
gain access to human cells. Hence, the
infectivity is limited, and selective to cells
Why the Omicron variants with both these receptors
spread faster
It appears that Omicron and its variants
exhibit significant immune-evasion
strategies compared with their predecessors.
One of the major strategies appears to be
the method by which they gain entry into
BA.2 variant
host cells. Whereas other variants rely on
two major proteins on the surface of human
cells, TMPRSS2 and ACE2, to cross the cell
membrane, Omicron seems to require only
ACE2 to inject its genome into a cell, to Omicron and sublineage
BA.1 and BA.2
be enclosed within an endosome that is
then carried to the innards of the cell for
The Omicron variant and its sublineage
subsequent viral replication (Figure 1).7 require only ACE receptors to gain access
This means that the TMPRSS2-independent to human cells. As all cells have ACE
endosomal pathway provides Omicron with receptors, this variant is more infective than
a larger array of cells (up to10 times more) previous variants
that are conducive to infection (as many
cells do not have TMPRSS2 on their exterior).
Figure 1. One reason for the high transmissibility of the Omicron sublineage, BA.2, is its selective
This certainly provides a selective survival
requirement for only ACE2 receptors on host cells for viral entry (lower panel) as compared with
advantage for the variant compared to previous variants, such as the Delta variants, which required two different receptors (TMPRSS2 as
its sibling/s. well as ACE2) for cellular entry and multiplication (upper panel). (Figure created using
Another major reason for its fast Biorender.com software.)
spread appears to be the predilection of
BA.2 to the upper, rather than the lower
respiratory tract, as in the case of the
original Wuhan strain or its derivatives, such
as the Delta strain (Figure 2). Clearly, the Omicron and its sub-variants BA.1 and BA.2
ability to replicate and profusely colonize predominantly infects the upper respiratory
system and the airway above the lungs
the upper respiratory tract implies that Omicron, BA.1, BA.2
BA.2 dissemination may occur through
routine daily activities such as talking, rapid
breathing, sneezing and coughing.
It is also known that BA.2 replication in Pre-Omicron
lung tissue is nearly 10 times less than the variants (eg Delta)
original strain, which may be the reason for
its lower disease severity. This is thought Other variants, such as Delta,
infect mainly the lower
to be due to the fact that the lungs have a
respiratory tract
more pronounced interferon response than
the upper respiratory tract and BA.2 being
more susceptible to interferon, lingers and
multiplies in the upper respiratory tract.8
(Interferon is a common antiviral chemical
that interferes with cell-to-cell spread of
viruses, hence its name.)
Figure 2. Another major reason for the extraordinary spread of Omicron subvariant BA.2 is considered
to be its greater affinity for the cellular receptors in the upper, rather than the lower respiratory tract,
Disease severity after BA.1 and in comparison to its ancestral lineage such as the Delta variant (illustrated above). Colonization of the
BA.2, and reinfections upper respiratory tract facilitates viral spread through routine daily activities such as talking, sneezing
and coughing. This also has profound implications for clinical dental practice. (Figure created using
Current evidence indicates that the classic
Biorender.com software).
COVID-19 symptoms due to the BA.2 variant

434 DentalUpdate May 2022


COVID-19 Commentary

Viral variants, endemicity and end of the pandemic is near. Lancet 2022;
399: 417–419. https://doi.org/10.1016/
future prospects S0140-6736(22)00100-3
The full capacity of SARS-CoV-2 to evolve, 2. Hagen A. How ominous is the omicron
through both antigenic shifts and drifts, and variant (B.1.1.529)? 2021. Available at: https://
to produce radically new variants is unclear. asm.org/Articles/2021/December/How-
However, the consensus is that it has a fair Ominous-is-the-Omicron-Variant-B-1-1-529
degree of genetic flexibility, as it were, to (accessed April 2022).
produce variants that could skirt the human 3. McMenamin ME, Nealon J, Lin Y et al. Vaccine
immune assault and infect human cells. The effectiveness of two and three doses of
current view of the scientific community is BNT162b2 and CoronaVac against COVID-19
in Hong Kong. Preprint. 2022. Available at:
that Omicron BA.1- and BA.2-like variants
https://www.medrxiv.org/content/10.1101/2
will continue to emerge, driven primarily by
022.03.22.22272769v2 (accessed April 2022).
immune selectivity, as more and more people
Figure 3. The antivirals nirmatrelvir and 4. Chen J, Wei GW. Omicron BA.2 (B.1.1.529.2):
ritonavir (sold as a combination drug Paxlovid, receive effective vaccines, thereby reaching high potential to becoming the next
shown above), molnupiravir and remdesivir are herd immunity in many regions of the world. dominating variant. ArXiv [Preprint]. 2022
extremely effective against both BA.1 and BA.2 There is much speculation that SARS- Feb 10:arXiv:2202.05031v1. https://doi.
subvariant infections (in all age groups), provided CoV-2 will turn into a virus similar to the org/10.21203/rs.3.rs-1362445/v1
they are taken in the early stage of the infection, influenza and the common cold virus 5. UK Health Security Agency. Investigation
soon after a positive test. and hit a plateau owing to vaccines and of SARS-CoV-2 variants: technical briefings.
infection-associated immunity, akin to the 2022. Available at: www.gov.uk/government/
coronaviruses that cause the common cold. publications/investigation-of-sars-cov-2-
However, because of the many unknowns variants-technical-briefings (accessed April
are not more severe than those due to about SARS-CoV-2 behaviour, this remains 2022).
BA.1, either in vaccinated people or those speculative, as yet. New vaccines against the 6. Cheng VC, Ip JD, Chu AW et al. Rapid spread
who were previously infected with SARS- Omicron variants are currently in large-scale of SARS-CoV-2 Omicron subvariant BA.2
CoV-2. For instance, British4 and Danish9 Phase 1 and 2 human vaccine trials, and it is in a single-source community outbreak.
researchers have found that BA.2 infection Clin Infect Dis 2022: ciac203. https://doi.
hoped that they will provide longer-lasting
org/10.1093/cid/ciac203
does not carry a higher risk of hospitalization immunity than the initial crop of vaccines.
7. Meng B, Abdullahi A, Ferreira IATM et al.
than BA.1. A notable silver lining in this dark cloud
Altered TMPRSS2 usage by SARS-CoV-2
According to early data, there is only a is the technological advances in vaccine Omicron impacts infectivity and fusogenicity.
rare possibility of reinfection with BA.2 after production, including predictive tools linked to Nature 2022; 603: 706–714. https://doi.
BA.1 infection. 10 For instance, in South Africa, artificial intelligence. For instance, predicting org/10.1038/s41586-022-04474-x
where BA.1 was the earlier infection in a how various pathogens evolve, and change 8. Bojkova D, Widera M, Ciesek S et al. Reduced
vast proportion, BA.2 reinfection has been their surface antigenic structure, and priming interferon antagonism but similar drug
relatively uncommon. the human immune system for the next sensitivity in Omicron variant compared to
On the other hand, spread of BA.2 is wave of combatants is a possible pro-active Delta variant of SARS-CoV-2 isolates. Cell Res
common among those in unvaccinated path for success. One such approach, called 2022; 32: 319–321. https://doi.org/10.1038/
groups, as was recently shown in the fifth ‘deep mutational scanning’, entails observing s41422-022-00619-9
wave of the pandemic in Hong Kong, where evolutionary changes in the pathogens’ surface 9. Fonager J, Bennedbæk M, Bager P et al.
a dramatic surge in BA.2 infection occurred antigen ‘drifts and shifts’ in silico using artificial Molecular epidemiology of the SARS-
with a record number of deaths in the elderly. intelligence and machine learning.12 This CoV-2 variant Omicron BA.2 sub-lineage in
Conversely, the current BA.2 spike in UK is means that vaccines for the next viral variant, Denmark, 29 November 2021 to 2 January
thought to be due to the result of easing 2022. Euro Surveill 2022; 27: 2200181.
or indeed a new pathogen, could be predicted
COVID restrictions, such as lifting mask https://doi.org/10.2807/1560-7917.
far in advance and the infection nipped
mandates and social distancing restrictions. ES.2022.27.10.2200181
in the bud, prior to becoming a full blown
10. Stegger M, Edslev SM, Sieber RN et al
pandemic. If such ambitious, technologically
Occurrence and significance of Omicron
A note on drugs against BA.1 driven programs bear fruit, then the COVID-19 BA.1 infection followed by BA.2 reinfection.
pandemic could be relegated to history as
and BA.2 variants Preprint. 2022. Available at: https://www.
the last great pandemic which humankind medrxiv.org/content/10.1101/2022.02.19.222
As far as the currently available major has endured. 71112v1 (accessed April 2022).
drugs for COVID-19 are concerned, the
11. Takashita E, Kinoshita N, Yamayoshi S et
antiviral Paxlovid (a combination antiviral Compliance with Ethical Standards al. Efficacy of antiviral agents against the
of nirmatrelvir and ritonavir), molnupiravir
Conflict of Interest: The authors declare that SARS-CoV-2 Omicron subvariant BA.2. N Engl
and remdesivir all remain effective against
they have no conflict of interest. J Med 2022; 386: 1475–1477. https://doi.
both BA.1 and BA.2, provided they are taken org/10.1056/NEJMc2201933
Informed Consent: Informed consent was
in the early stage of the disease, soon after 12. Samaranayake L, Fakhruddin KS. Pandemics
obtained from all individual participants
a positive test (Figure 3). However, most past, present, and future: their impact on
included in the article.
monoclonal antibody treatments authorized oral health care. J Am Dent Assoc 2021;
by the Food and Drug Administration seem to References 152: 972–980. https://doi.org/10.1016/j.
be ineffective against the variants.11 1. Murray CJL. COVID-19 will continue but the adaj.2021.09.008

May 2022 DentalUpdate 435


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Technique Tips

Technique Tips
Lateral Thinking: The Laterally Closed Tunnel Technique for
Root Coverage. A Case Series
Dent Update 2022; 49: 437–440

The laterally closed tunnel is a novel Here we present a series of cases, „Laterally closed tunnel with autogenous
technique to achieve root coverage over performed by two different clinicians in connective tissue graft.
narrow recession defects. This article private practice settings, to highlight the
presents three clinical cases completed in use of the novel laterally closed tunnel
Procedure
private practice settings demonstrating with connective tissue graft as a viable
Local anaesthetic was given as buccal
positive outcomes using the technique for and effective alternative root coverage
infiltrations in the anterior mandible
both single and multiple recession defects technique over isolated mandibular incisor
and palate using lidocaine 2% with
in the anterior mandible. The techniques recession defects.
1:80,000 adrenaline.
are described in detail, including
The procedure was split into
appropriate case selection. Case 1 three stages:
The use of tunnelling techniques for A 22-year-old female patient was referred „ Preparation of tunnel;
root coverage has gained popularity within in private practice by her general dental „ Harvest of connective tissue graft
the field of periodontal mucogingival practitioner (GDP) regarding a localized from palate;
surgery. Historically, the tunnelling recession defect affecting the lower right „ Closure with sutures.
approach was first proposed by Raetzke central incisor. The patient’s main complaint
in 1985 where the preparation of a was of tenderness on cleaning around
supra-periosteal envelope that allowed Preparation of tunnel
the LR1, and concern over the extent of
for insertion of a connective tissue graft, Using a microsurgical blade (SN69, Swann
the recession defect. She was medically fit
which was left partially exposed was Morton), an inverse bevel incision was
and well, taking no medication and was
described.1 The technique evolved to treat made around the recession defect of
a non-smoker.
multiple gingival recessions, as described LR1. Intra-crevicular incisions were also
On examination there was evidence
by Allen in 1994, and was finally coined made around the buccal aspects of the
of an RT1 defect (2017 World Workshop
the ‘tunnel’ approach by Zabalegui et al LR2 and LL1 to allow preparation of a
Classification)/Miller Class 2 defect
in 1999.2,3 supra-periosteal tunnel with sufficient
(1999 classification) affecting the LR1.
Zuhr et al and Aroca et al described a ability to obtain primary closure with
The dimensions of the defect were
modified microsurgical tunnel technique lateral movement.
approximately 11 x 3 mm. There were two
whereby the entire gingiva-papillary Tunnel preparation involved the use of
frenal attachments into the mesial and
unit was coronally advanced with the specific tunnelling knives (TKN1X/TKN2X,
distal aspect of the LR1, impeding the
use of either anchoring sutures into the Hu-Friedy) and a modified Orban knife
ability of the patient to adequately clean
palatal mucosa, or suspensory sutures (Hu-Friedy) to ensure release of muscle
the full extent of the recession defect, with
with composite stops to allow coverage no keratinized tissue apical to the defect. attachment from the overlying soft tissue,
of the connective tissue graft.4–6 More There was also an approximately 4–5-mm including the frenula evident in Figure 1.
recently, Sculean and Allen described a width of apico-coronal attached gingivae This involved adequate mesio-distal and
laterally closed tunnel (LCT), whereby on both mesial and distal aspects of the apico-coronal tunnel preparation to allow
tension-free lateral closure of the tunnel recession defect (Figure 1). for tension-free closure.
over isolated mandibular recession defects The options presented to the
is obtained following the principles of patient were as follows: Harvest of connective tissue graft
tunnel preparation described in previous „ Free gingival graft with The connective tissue graft was harvested
techniques.7 A similar technique (if not simultaneous frenectomy; via a free gingival graft that was
identical) has also been termed the „ Laterally positioned, coronally advanced subsequently de-epithelialized outside
laterally stretched flap (LAST) by Carranza.8 flap with pedicle from distal LR1; the mouth. The graft dimensions were

Devan S Raindi, BDS Hons (Birm) MJDF RCS (Eng) MClinDent Hons (KCL) MPerio RCS (Edin) AFHEA, Specialist in Periodontics, Private
Practice, Scott Arms Dental Practice. Hiten Halai, BDS, MFDS, RCSEd, PG Dip MPerio, RCSEd DClinDent Perio, Specialist and Clinical
Teacher in Periodontics, Private Practice, Dental Specialists, Windsor. email: devan.raindi@nhs.net

May 2022 DentalUpdate 437


Technique Tips

Figure 5. Tunnel preparation extending to the


Figure 1. Pre-operative photograph LR1. adjacent teeth and apically beyond the muco- b
gingival junction.

Figure 8. (a) Pre-operative situation and (b)


8 weeks post-operatively.

Figure 6. Connective tissue graft inserted into


the tunnel and secured laterally.
Figure 2. Photograph taken immediately after
the operation. defect affecting the lower left central
incisor. The patient’s main complaint
a was of sensitivity and concern over the
rapid deterioration of the defect over
the previous 2 years. He was medically fit
and well, taking no medication and had
recently stopped smoking.
Clinical examination revealed an
Figure 7. Gingival tissues approximated laterally RT1 defect (2017 World Workshop
and sutured using a single interrupted technique. Classification)/Miller Class 2 defect
(1999 classification) affecting the LL1.
b The dimensions of the defect were
approximately 7 x 3 mm. High frenal
Suturing of graft and tunnel attachments into the mesial and distal
The graft was introduced into the tunnel aspect of the LL1 were noted, with a
at the LR1 and sutured to secure it against McCall’s festoon at the most coronal
the inner aspect of the mucosa (Figure aspect of the gingival margin. There was
2). A separate sling suture (6-0 Vicryl also an approximately 5-mm width of
Rapide, Ethicon) was placed to adapt the apico-coronal attached gingivae on both
connective tissue graft to root surface. mesial and distal aspects of the recession
Figure 3. (a) Pre-operative situation; and (b) Finally, single interrupted sutures (6-0 defect (Figure 4). The tooth was positioned
4 weeks post-operatively. lingually to the adjacent teeth.
Prolene, Ethicon) were placed to close the
tunnel by approximating the lateral borders The same treatment options as in
of the recession. Case 1 were presented to the patient,
and a laterally closed tunnel with an
autogenous palatal connective tissue graft
The 4-week review
was deemed most appropriate. A similar
The patient reported significant
surgical protocol was used as described in
improvements in root coverage around the
Case 1 (Figures 5–7). The graft was sutured
LR1 and was very satisfied at this point. It
with vertical mattress sutures lateral to the
was noted that there was a residual 1-mm
recession defect using a resorbable 6-0
recession associated with the LR1. Figure 3
Figure 4. Pre-operative situation. suture (6-0 Resorba Glycolon). The defect
shows the surgical site after 4 weeks
edges were then approximated using
compared with the pre-operative situation.
single interrupted suturing with non-
Further follow up was anticipated.
resorbable 6-0 sutures (Mopylen 6-0). The
approximately 10 mm in length to allow the sutures remained in situ for 2 weeks.
graft to sit on a vascularized bed at least Case 2 The site was reviewed at 2 and
3 mm either side of the recession defect A 32-year-old male patient was referred 8 weeks post-operatively (Figure 8).
and 6 mm in height. by his GDP regarding a localized recession There was significant improvement in

438 DentalUpdate May 2022


Technique Tips

the patient’s presenting complaints.


Clinically, substantial root coverage was
achieved with a residual 1-mm defect. The
gingival tissues around the LL1 now had
a thicker phenotype, with greater than
2-mm of keratinized tissue apical to the
gingival margin.

Case 3 Figure 12. Autogenous connective tissue graft in


A 34-year-old male patient was referred situ prior to insertion into the tunnel.
Figure 9. Pre-operative situation demonstrating
by his GDP regarding persistent gum
extensive multiple recessions and associated
inflammation and soreness around his gingival inflammation.
lower anterior teeth. His medical and
social history was unremarkable.
Clinical examination revealed
RT1 defects (2017 World Workshop
Classification)/Miller Class 2 defect
(1999 classification) affecting the LR1
and LL2. The dimensions of the defects
were approximately 6 x 3 mm (LR1) and
Figure 13. Gingival tissues approximated laterally
12 x 2 mm (LL2). There was moderate
at recession sites and a coronally advancing sling
crowding of the lower anterior teeth
suture around the LL1 to compensate for post-
with the LR1 and LL2 slightly rotated and operative relapse.
buccally displaced. A high midline frenal Figure 10. Improved gingival health post
attachment was noted mesial to the LR1. hygienic phase.
Both recession defects extended to the
mucogingival junction. The oral hygiene
around these sites was suboptimal,
with supra- and subgingival plaque and
calculus deposits. Localized gingival
inflammation was also present (Figure 9).
The same treatment options as in
Cases 1 and 2 were presented to the
patient, and simultaneous laterally closed Figure 14. Post-operative healing at 8 weeks
tunnels with an autogenous palatal Figure 11. Preparation of the mucoperiosteal showing improved gingival tissue thickness and
connective tissue graft were selected tunnel and demonstration of tissue mobility. width of keratinized tissue.
(Figures 10–12). After an initial hygienic
phase, the surgical and suturing protocol
was as described in Case 2. An additional
coronally advancing sling suture was placed gingival graft. Harvesting techniques contraindicate coronal advancement of
around the LL1 to keep the tissues in an for a connective tissue graft can also tissues (either via a coronally advanced
over-corrected coronal position by 1 mm include single incision techniques, which flap or coronally advanced tunnel).
to compensate for some relapse during the result in all surgical sites having the The original technique described by
healing phase (Figure 13). possibility of primary closure, limiting Allen and Sculean included the addition
The site was reviewed at 2 and 8 weeks secondary intention healing, and the of amelogenin (Emdogain, Straumann,
post-operatively (Figure 14), and there was increased morbidity that accompanies it. Switzerland). Our cases demonstrate
substantial improvement in the clinical Furthermore, secondary intention healing significant improvements in recession
appearance and the patient’s symptoms. associated with laterally positioned flaps reduction without additional biological
The gingival tissues around both sites is avoided, which can sometimes lead to agents, which provides potential benefit
had a thicker phenotype, with a band of cosmetically unsatisfactory scar formation. for those individuals who do not wish to
attached keratinized tissue re-instated. The technique does not require have xenogeneic biomaterials for ethical/
the significant apico-coronal height of religious reasons, as well as reducing
Residual recessions of 2–3 mm were noted
keratinized tissue required for a laterally the obvious financial implications of
at both sites. The patient was now able to
positioned flap, although adjacent additional materials.
perform oral hygiene more comfortably.
keratinized tissue is still required for It must be noted that there is
adequate soft tissue handling and incomplete root coverage at 4–8 weeks,
Discussion aesthetic outcomes. The lateral closed with a residual 1–3-mm recession. While
The advantages of using a laterally closed tunnel also seems to be an appropriate this was acceptable to the patients, there
tunnel include providing improved technique where there is a shallow are modifications that could be considered
aesthetic outcome compared with a free vestibule and inserting frenula, which may to improve this. First, we cannot rule

May 2022 DentalUpdate 439


Technique Tips

out that the use of amelogenin may obtained from all individual participants Treatment of class III multiple gingival
have provided improved root coverage. included in the article. recessions: a randomized-clinical trial. J
Furthermore, we could have coronally Clin Periodontol 2010; 37: 88–97. https://
positioned the connective tissue graft and References doi.org/10.1111/j.1600-051X.2009.01492.x
left a small exposure coronally, which is an 1. Raetzke PB. Covering localized areas of 6. Aroca S, Molnár B, Windisch P, Gera I,
accepted technique, providing most of the root exposure employing the ‘envelope’ Salvi GE, Nikolidakis D, Sculean A et al.
graft is covered. Finally, a supplemental technique. J Periodontol 1985; 56: Treatment of multiple adjacent Miller
sling suture coronally advancing the entire 397–402. https://doi.org/10.1902/ class I and II gingival recessions with
gingival unit and stabilizing the tissues at jop.1985.56.7.397 a modified coronally advanced tunnel
a more coronal level could have optimized 2. Allen AL. Use of the supraperiosteal (MCAT) technique and a collagen matrix
outcomes further. envelope in soft tissue grafting for root or palatal connective tissue graft: a
coverage. I. Rationale and technique. Int randomized, controlled clinical trial. J Clin
J Periodontics Restorative Dent 1994; 14: Periodontol 2013; 40: 713–720. https://doi.
Conclusion 216–227. org/10.1111/jcpe.12112
These cases demonstrate that, with 3. Zabalegui I, Sicilia A, Cambra J et al. 7. Sculean A, Allen EP. The laterally closed
appropriate case selection, the laterally Treatment of multiple adjacent gingival tunnel for the treatment of deep isolated
closed tunnel provides an effective and recessions with the tunnel subepithelial mandibular recessions: surgical technique
aesthetic alternative to the free gingival connective tissue graft: a clinical report. and a report of 24 cases. Int J Periodontics
graft or laterally positioned flap in the lower Int J Periodontics Restorative Dent 1999; Restorative Dent 2018; 38: 479–487.
anterior mandible for single and alternate 19: 199–206. https://doi.org/10.11607/prd.3680
recession defects. 4. Zuhr O, Fickl S, Wachtel H et al. Covering 8. Carranza N, Pontarolo C, Rojas MA.
of gingival recessions with a modified Laterally stretched flap with connective
Compliance with Ethical Standards microsurgical tunnel technique: case tissue graft to treat single narrow deep
Conflict of Interest: The authors declare that report. Int J Periodontics Restorative Dent recession defects on lower incisors. Clin
they have no conflict of interest. 2007; 27: 457–463. Adv Periodontics 2019; 9: 29–33. https://
Informed Consent: Informed consent was 5. Aroca S, Keglevich T, Nikolidakis D et al. doi.org/10.1002/cap.10046

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440 DentalUpdate May 2022


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24 -25 March 2023 • ExCeL London

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CPD
continuing education

Test your knowledge on the content of the articles published.


The following 10 questions relate to some of the articles carried this month. Only one answer is correct.
To receive CPD credit, please answer the questions online at www.dental-update.co.uk

Q1 BEREZNICKI ET AL 49: 371–378 Q6 SETHI ET AL 49: 403–406


Regarding working conformatively from an Regarding sialolithiasis:
occlusal viewpoint: A. This is most commonly seen in females.
A. The technician should never locate the opposing B. Sialoliths are saliva stones consisting of calcium, magnesium,
models together. potassium and ammonium deposits.
B. A semi- or fully adjustable articulator is not needed. C. This often affects children.
C. This is largely restricted to the provision of one or two D. All sialoliths are radiopaque.
restorations at a time.
D. This is always more difficult than working in a
reorganized format.

Q7 SETHI ET AL 49: 403–406


Q2 FOSTER-THOMAS ET AL 49: 380–386 Regarding mucoceles:
Regarding management of TMD: A. These are caused by an accumulation of saline.
A. Individualized patient education is of no value. B. Simple excision of the mucocele alone is always a
B. The words ‘degenerative’ and ‘damage’ should always be successful treatment.
used when describing the condition to patients. C. These are usually induced by trauma to a minor salivary duct.
C. Patients do not need to tailor their diet. D. These are always self limiting.
D. Successful management is more likely when contributing
factors, such as stress and oral parafunctional habits,
are addressed.
Q8 BRADLEY ET AL 49: 409–414

Q3 ZAIDMAN ET AL 49: 388–392 Regarding radiation caries:


A. Presentation of caries in affected patients is the same as in non-
Regarding cannulation: irradiated patients.
A. Dermatological infection at the cannulation site is not B. In affected patients, overt caries may be seen within 3 months of
a contraindication. completing treatment.
B. Catheter-related bloodstream infection is a C. Radiation does not damage enamel.
common complication. D. Osteoradionecrosis is not a problem in irradiated patients.
C. A patient should not feel any discomfort once the cannula is
in place.
D. Skin cleansing swabs should never be used.
Q9 YOUNG ET AL 49: 424–430
Regarding dental caries as a public health problem:
Q4 SANGHVI AND BHUJEL 49: 395–401 A. One-tenth of 12 year-olds have caries in their permanent teeth.
B. The more affluent are more affected.
Regarding hypodontia: C. First premolars are most frequently affected.
A. This is lower in patients with CLP than in D. Its impact on individuals, and society, is significant.
unaffected individuals.
B. Overall prevalence in the general population has been
reported as 16% in the permanent dentition.
C. Aetiology is not thought to be genetically determined.
D. This is more likely to occur in region of a cleft.

Q10 SAMARANAYAKE 49: 432–435


Q5 SANGHVI AND BHUJEL 49: 395–401 Regarding the Omicron virus:
A. There were 1.25 million infections per day in January 2022, worldwide.
Reported prevalence of supernumerary teeth in the permanent B. This was first identified in South America.
dentition in CLP patients is: C. There are no new subvariants of this being discovered.
A. 22% D. A single case of the Omicron BA.2 variant infection may infect 216 cases
B. 12% in a 12-day period.
C. 2%
D. Zero

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442 DentalUpdate May 2022


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o.uk

Complete solutions
for the digital workflow
At DMG, we know that the key to success is efficient
working practices for the whole dental team.

With perfectly intertwined software, hardware and


materials, stepping into the digital world just became
a whole lot easier with DentaMile!

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