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https://doi.org/10.1007/s12517-022-10226-y
ORIGINAL PAPER
Received: 8 February 2022 / Accepted: 27 April 2022 / Published online: 7 May 2022
© Saudi Society for Geosciences 2022
Abstract
The dam break peak discharge is one of the most critical parameters necessary for performing an accurate dam break flood
routing and the associated risk assessments. Many attempts have been made to obtain an accurate dam break peak discharge
prediction formula. The majority of the available formulas for predicting the peak discharge, on the other hand, are inac-
curate. The most influential factors that cause the inaccuracy of the formulas are low precision and inconsistency of some of
the compiled databases from which they were derived. This study aimed to eliminate the inconsistency in the peak discharge
database by identifying the low precision peak discharge data and then reestimating them using a physically based dam
break numerical model. Sixteen of the 41 available peak discharge data measurements are of low precisions, necessitating
numerical re-evaluation. In addition, a new relationship was developed based on the revised datasets. The new relationship’s
accuracy was then checked using three different error criteria. When compared to several other models, the new relationship
could accurately predict the peak discharges as it had the lowest RMSE and the highest NSE value.
Keywords Embankment dam failure · Dam break · Peak breach outflow · Breach peak discharge · Breach hydrograph
Introduction This can be attributed to (1) the aging of the existing dams,
(2) climate changes, and (3) the large number of dams
Peak discharge from dam failure is essential for anticipating constructed in recent years (Fluixá-Sanmartín et al. 2018;
inundation water levels for emergency preparation in areas Javadinejad et al. 2021; Toumi and Remini 2021; Fatahi
downstream of the dams. In recent years, the world’s interest Nafchi et al. 2021; Hassan et al. 2022).
in the safety of dams and reservoirs has significantly grown. Several academics gathered databases of well-docu-
The public’s protection from the consequences of dam fail- mented case studies to develop a formula for anticipating
ures has become increasingly critical due to the increase in peak breach discharges or breach parameters (Singh and
the number of dams constructed and the population density. Scarlatos 1988; Xu and Zhang 2009; Pierce et al. 2010;
The latter led to the formation of population groups down- Hooshyaripor et al. 2014; Azimi et al. 2015; Froehlich,
stream of the dams. 2016b). In the meantime, other researchers have investi-
According to Jansen (1983), the number of signifi- gated various approaches to improve the effectiveness of
cant dams that failed in 65 years (between 1900 and 1965) relationships. Non-traditional regression methodologies
was 154, while according to the (ASDSO 2021) database, such as machine learning have been used by many studies
around 250 dams failed in the USA alone in 10 years (Hooshyaripor et al. 2014; Eghbali et al. 2017).
(between 2010 and 2020), more than two dams per month. Despite the efforts described above, the obtained relation-
ships are associated with uncertainty, such as a confidence
limit. According to Wahl (2004), the uncertainties in peak
Responsible Editor: Broder J. Merkel outflow predictions obtained by several of the previously
derived equations were in the range of ± 0.5 to ± 1 order
* Kawa Z. Abdulrahman
kawa.abed@univsul.edu.iq of magnitude. Furthermore, according to several research
investigations, the generated database has a large number of
1
Department of Water Resources Engineering, College outliers (Xu and Zhang 2009; Duricic et al. 2013).
of Engineering, University of Sulaimani, Kurdistan Region,
Sulaymaniyah 46002, Iraq
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However, the most significant limitation of the previ- ing techniques are either undocumented or less accurate
ously developed relationships is that they directly rely on than others.
the inconsistent dam failure event data. This study aims to 2. The recalculated peak discharge values will be merged
obtain a more consistent database by reestimating the peak with the Froehlich (2016b) 41 field measurements to
discharge values of the low precision data using a physically obtain a more consistent dataset.
based dam break numerical model. In addition, a new for- 3. Finally, an empirical equation will be derived and com-
mula will be developed using the revised dataset. The accu- pared to the other previously developed equations to
racy of the developed formula will then be checked against ensure accuracy using the revised dataset.
several previously developed formulas using three different
error criteria. Inconsistency in peak discharge measurements
Table 1 Some examples of the No Dam name and location Froehlich, Xu and Zhang Pierce et al. Wahl
difference in the reported breach (2016b) (2009) (2010) (1998)
peak outflow in the literature m3/s m3/s m3/s m3/s
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Table 2 Re-calculation of the peak flow discharges from the breached embankment dams using HydroCAD modeling
No Dam name and location Mode of failurea Vw (Mm3) Hw (m) Hb (m) T f (Hrs) Measured Qp estima- Numerical estimation of Qp (m3/s) [QpN] QpN/QpM
b
Qp (m3/s) tion method
[QpM]
1 Baldwin Hills, California I.E 0.95 12.2 21.3 0.33 420 TA 858 2.04
2 Banqiao, Henan Province, China O.F 701 31.9 29.5 5.5 56,300 TA 46,188 0.82
3 Bass Haven Lake, Texas O.X 0.641 4.9 9.2 NA 240 TA Tf is not available NA
4 Belci, Bacău County, Romania O.F 12.7 15.5 15 1.25 4,700 TA 3872 0.82
5 Bila Desna, Czech Republic I.E 0.29 10.7 14.6 0.20 320 TA 591 1.85
6 Bilberry, England O.S 0.327 23.6 23 0.167 725 TA 649 0.90
7 Bradfield (Dale Dyke), England I.E 3.2 28 29 0.75 2,370 TA Breach side slope is not available NA
8 Hatchtown, Utah O.S 16 16.8 18.3 1.0 4,440 TA 4,700 1.06
9 Hell Hole, California I.E 30.6 35.1 56.4 0.75 17,000 TA 13,506 0.79
10 Lake Avalon, New Mexico I.E 31.5 13.7 14.6 2.0 2,320 Unknown 3,227 1.39
11 Lower Latham, Colorado I.E 7.08 5.79 7.01 1.5 340 SA 1231 3.62
12 Lower Otay, California O.F 56.9 39.6 39.6 1.0 15,800 TA 19,643 1.24
13 Prospect, Colorado I.E 3.54 1.68 4.42 2.5 116 RR 264 2.28
14 Puddingstone, California O.F 0.617 14.3 13.7 0.25 960 TA 983 1.02
15 Schaeffer, Colorado O.F 4.44 31.9 30.5 0.5 4,930 TA 4070 0.83
16 Zhugou, Henan O.F 18.5 23.8 23.5 0.43 11,200 Unknown 12,839 1.15
a
I.E. internal erosion, O.F. overtopping due to floodwaters, OG overtopping due to outlet works failure, O.S. overtopping due to embankment sliding, OW overtopping due to wave action, O.X.
intentional breaching due to excavation.
b
TA twice the average flow rate required to empty the reservoir in a certain time interval, SA slope-area measurement at an unknown distance, RR rate of reservoir volume change in a in a certain
time interval.
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peak discharges were not calculated due to a lack of data result demonstrates that Eq. 2 is more accurate when used
required (i.e., breach formation times, reservoir volumes, to estimate breach outflow for dams with parameters within
and breach geometries) to develop a numerical model. It is the range of the data utilized in its derivation; otherwise,
worth mentioning that the Or´os dam peak discharge is not as with other previously developed equations, it should be
included in Table 2 because its new value was re-evaluated used with caution.
by Wahl (2014) using a more accurate method. However,
using the HydroCAD dam break model produces a Qp value Comparison of peak discharge prediction equations
of 28,500 m 3/s instead of 58,000 m
3/s (i.e., the new value).
This result may indicate that the T f value is inaccurate, pro- Many empirical equations have been developed to predict
viding that the 58,000 m3/s is correct. the peak discharge from embankment dam failures, as shown
The results show that some numerical model results in Table 3. As mentioned earlier, the previously developed
are close to the field measurement values, while others are peak discharge formulas have some limitations. They were
significantly different. The highest difference between the developed using regression analysis of data concerning
measured and numerically estimated peak discharges is at embankment dam failure events that are sometimes very
the Lower Latham Dam, where the numerical value is nearly different or inconsistent. The performances of several peak
four times higher than the measured value. discharge equations in Table 3 were compared to the pro-
However, when the inflow hydrographs were included in posed equation driven based on the revised 41 measurements
the dam breach models, the breach outflow rate changed in mentioned previously.
different ratios. Depending on the inflow hydrograph, breach Three statistical measures, Nash–Sutcliffe Efficiency
formation time, and the reservoir size, the increased ratios (NSE), Root Mean Square Error (RMSE), and box and
ranged from 4 to 43%, with an average value of 18%. whiskers plot, were used to assess the accuracy of the devel-
oped equation to that of others. Table 4 shows the RMSE
Developing a prediction equation and NSE obtained from combining the predicted results
by Eq. 2 with those predicted by other prediction models.
A multiparameter nonlinear regression analysis was per- Ratios of predicted to measured peak discharges obtained
formed to obtain an empirical equation to predict the peak from all the previously developed methods and those from
discharges of failing embankment dams. The sum of the Eq. 2 are compared graphically in the box and whiskers plot
squared errors of Qp is minimized as an objective function shown in Fig. 2. The style of Fig. 2 is widely used to com-
using the Generalized Reduced Gradient (GRG) nonlinear pare two or more datasets since it displays how the data
method to get the constants of the suggested equation pre- are scattered around a median. The graph clearly shows the
sented below. The GRG algorithm is used to solve optimiza- distribution’s center, dispersion, and data range. Half of the
tion problems with nonlinear goals or constraints. It is the data is contained within the box (i.e., interquartile range),
most commonly used program of its kind, with a lengthy while each whisker contains 25% of the data. The narrower
track record of successful applications in a wide range of the box, the more the data values are consistent with the data
fields (Dalal et al. 2018). median (Montgomery and Runger 2010).
Table 4 shows that Eq. (2) has the lowest RMSE and the
Qp = A × MF × HwC × VwD (1) highest NSE value, indicating that the predicted and meas-
ured datasets are well aligned. The performance of Eq. 2 is
Qp = 55.36 × MF × Hw0.413 × Vw1.081 (2) better than the others, with Froehlich (2016b) and Azimi
et al. (2015) following closely behind. In addition. Figure 2
where MF is the mode of failure; it is equal to 1 for non- indicates that there is one outlier when applying Eq. 2 and
overtopping mode and 1.414 for overtopping mode. that 50% of the predicted results are in the range of 0.9 to
It should be noted that the derived equation is valid for 1.4 times the measured data, and approximately 100% of the
the range of the data analyzed in this study. By removing predictions are in the range of 0.62 to 1.89 times the meas-
the data of the Teton dam (the largest dam in the database), ured data, with both the median and average values close to
another equation was generated to test the validity of the one, and the skew is insignificant. This level of prediction is
regression models in predicting the peak discharge of dams higher than the others.
larger than those considered in their derivation. Even though The results of all other models are less accurate compared
the new equation performed very well in predicting the peak to the ones recently mentioned above. Notably, the SCS
outflow for the range of the used data, it could not reproduce (1985) and the Kirkpatrick (1977) equations provide poor
an accurate peak outflow for the Teton dam. It underpre- predictions. The models developed by SCS (1985) overesti-
dicted the peak outflow by 1/3 of what was measured. This mate Qp and have a comparatively large interquartile range.
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� �𝛽
Qp = QPmax × √
1
g
1+𝛼tf Hb
) [(
]2∕3
𝛼 = 0.000045and𝛽 = 500 × Wavg × Hb2 ∕Vw
1
√
V
Bavg = 0.27 × kM × Vw3 , tf = 63.2 × gHw2
b
{
1;fornon − overtoppingfailuremodes
kM =
1.3;forovertoppingfailuremodes
{
0.7;fornon − overtoppingfailuremodes
m=
1.0;forovertoppingfailuremodes
The models of Kirkpatrick (1977), Froehlich (1995), and the techniques used have less accuracy than others. In
(Pierce et al. 2010) underestimate Qp and have a compara- addition, many of the compiled databases of the peak
tively large RMSE. breach discharges are inconsistent; many of the peak
discharge values available in the literature are different
from one another, and some may even not be physically
Summary and conclusions possible. A more accurate method is, therefore, required
to obtain more consistency in determining dam failure
Peak discharges of breached embankment dams at various peak outflow. In this study, the HydroCAD software
time intervals and locations are typically determined was used as a physically based dam break model to
using several indirect techniques. However, some of calculate the peak discharge of the dams that their values
13
Arab J Geosci (2022) 15: 947 Page 7 of 10 947
Table 4 The RMSE and NSE obtained from using the predicted results by Eq. 2 and that predicted by other prediction models
Kirkpatrick (1977) SCS (1985) Froehlich (1995) Pierce et al. Azimi et al. Froehlich Froehlich Equation (2)
(2010) (2015) 2016b (1) 2016b (2)
had been measured using low accurate techniques or models proposed in the literature, three criteria are
even the techniques used in their determination were used. The results showed that the new proposed
undocumented. The HydroCAD models were developed equation has the lowest RMSE and the highest NSE
using the physical parameters of the failed dams, such value compared to several other previously developed
as the breach formation time, reservoir volume, breach models, indicating that the predicted and measured
geometry, and inflow hydrograph. The results showed datasets are well aligned.
that some of the peak discharge values obtained from the Several basic flood-routing models that need peak
numerical models correspond with those measured in the breach discharge to estimate flood discharge in areas
field. At the same time, the difference in the vast majority downstream from a breached embankment dam have
of the data is considerable. recently been used to produce approximate inundation
However, a new equation was developed using maps. The findings of this research will help in esti-
the composite database obtained by merging the mating peak breach discharge and delineating areas that
numerically computed data with the 41 measurements are probably to be affected by embankment dam failure
of Froehlich (2016b). To assess t he developed floods.
equation’s performance and compare it to the other
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Appendix
No Dam name and Dam typea Failure Wavg (m) Vw (Mm3) Hw (m) Hb (m) Qp (m3/s) Peak discharge
location mode estimation
method
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Arab J Geosci (2022) 15: 947 Page 9 of 10 947
No Dam name and Dam typea Failure Wavg (m) Vw (Mm3) Hw (m) Hb (m) Qp (m3/s) Peak discharge
location mode estimation
method
29 Lower Two Medicine, EH I.E 33.3 29.6 11.3 11.3 1,800 SA
Montana
30 Or´os, Brazil ERZ O.F 110 660 35.8 35.5 58,000 RR
31 Porter Hill, Oregon EH O.S 12 0.015 5 5.8 30 SA
32 Prospect, Colorado EH I.E 13.1 3.54 1.68 4.42 116 RR
33 Puddingstone, Cali- EH O.F 43 0.432 13.7 13.7 960 TA
fornia
34 Quail Creek, Utah EZ I.E 56.6 30.8 16.7 21.3 3,110 RR
35 Rito Manzanares, New EH I.E 13.4 0.12 4.57 7.32 83 SA
Mexico
36 Schaeffer, Colorado EH O.F 80.8 4.44 31.9 30.5 4,930 TA
37 Shimantan, Henan EH O.F 58 167 27.4 25.8 25,300 RR
Province, China
38 South Fork, Pennsyl- EH O.F 64 18.9 24.6 24.4 8,500 RR
vania
39 Taum Sauk Reservoir, EZ O.F 46.8 5.39 36.5 36.3 8,180 RR
Missouri
40 Teton, Idaho EZ I.E 250 310 77.4 86.9 65,120 SA
41 Zhuguo, Henan EZ O.F 99 18.5 23.8 23.5 11,200 Unknown
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