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DOI 10.1007/s11224-009-9435-y
ORIGINAL RESEARCH
Received: 28 January 2009 / Accepted: 3 February 2009 / Published online: 4 March 2009
Ó Springer Science+Business Media, LLC 2009
Abstract Hyaluronan used today as a therapeutic agent in The properties of hyaluronan that make
human and animal medicine must be in a highly purified it suitable for therapeutic use
form, free of immunologically active protein molecules,
from endotoxin and from inflammatory molecules origi- Chemical purity
nating from the tissues or bacterial cultures—the source of
hyaluronan. All hyaluronans, whether in liquid or in cova- Hyaluronan is a well-known linear unbranched polysac-
lently crosslinked gel form, must have certain elastoviscous charide, the only one present in the biological matrix. It fills
properties to be usable for current therapeutic applications. the space between the cells of all tissues as one of the
Elastoviscous properties are especially important in the structural components of the biomatrix in the vertebrate
ophthalmic viscosurgical use. The metabolism of hyaluro- body. As far as we know, its average molecular weight (MW)
nan is very fast in most tissues, except in the vitreus. The in the biomatrix is in the range of 6 to 12 million, and it is
ability of injected hyaluronan with a short half-life time in extremely polydisperse. In biological liquids, like the lymph
the joint to accomplish long-lasting analgesia represents a and blood, its MW is considerably less. Most of the hyalu-
challenge for the design of the various products. The history ronan molecules do not contain protein covalently bound to
of the therapeutic use of hyaluronan and its present status is the polysaccharide chain. It is conceivable that a small
described, with emphasis on its use in ophthalmic surgery percentage of this molecule is attached to the proteinous
and for a long-lasting analgesia in arthritic joints in humans structures in the biomatrix. It is known that in some solid
and animals. The use of hyaluronan gels is described in biomatrices, like cartilage, there is a non-covalent associa-
viscoaugmentation as injected into the dermal layer of the tion between hyaluronan and certain proteoglycans. In
skin. Hyaluronan gels were also used as viscosupplements liquid biomatrices, such as liquid vitreus and synovial fluid,
injected into sphincter muscles to improve their function in such associations have not been observed. In the vitreus and
aging or disease. The use of hyaluronan and its gel for drug aqueous of fish eyes such associations have been found.
delivery was suggested several decades ago, and is also
mentioned. Biological purity
Keywords Non-inflammatory fraction of hyaluronan Hyaluronan molecules used for therapeutic purposes must
Drug delivery Hyaluronan gel Osteoarthritis be purified. This purification process must remove all
Analgesic effect Elastoviscosity Hyaluronan proteins, nucleic acids, and other molecules that may pro-
Viscosupplementation Viscosurgery Viscoaugmentation duce irritation, inflammation, or an antigenic reaction.
Hyaluronan for therapeutic purposes has been prepared
from human umbilical cord, rooster comb, and from the
capsules of some bacteria such as streptococcus, and the
E. A. Balazs (&)
purification process is not always a simple task. In the late
Matrix Biology Institute, 725 River Road, Edgewater,
NJ 07020, USA 1960s, the biggest challenge of this purification process
e-mail: eabalazs@matrixbio.org; jdenlinger@matrixbio.org was to remove the unidentified, inflammation-causing
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342 Struct Chem (2009) 20:341–349
Elastoviscous properties
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Struct Chem (2009) 20:341–349 343
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344 Struct Chem (2009) 20:341–349
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Struct Chem (2009) 20:341–349 345
soft gel, hylan B (generic names). The final product con- the synovial tissue or ligaments. The cartilage has no
sisted of 80% fluid and 20% gel. nociceptors; therefore, the pain cannot originate in the
Today, there are three types of viscosupplementation cartilage itself. It can be caused by chemicals released from
products available worldwide. The major difference a cartilage wound.
between them is in their average molecular weight and in Hyaluronan solutions with very low Mw (\500,000)
the broad distribution of the molecular weight. Figure 6 even in 30 mg/mL concentration were not effective.
shows the molecular weight distribution and the polydis- Neurophysiological studies in the 1990s confirmed these
persity of the products. behavioral studies. These studies concluded that several
The primary and often the only reason why regulatory mechanisms can explain the analgesic effect of viscous
agencies approved intra-articular injections of hyaluronan hyaluronan solutions: one, elastoviscous mechanoprotec-
for the treatment of osteoarthritis was because of its long- tion—that is, elastic stabilization of nociceptors against
lasting analgesic effect. Painful osteoarthritis occurs mostly stimuli for mechanical dislocation; two, the molecular
in the knee joint, because this is the most complicated joint sieve effect, that is, ionic interaction of hyaluronan with
under the load of the entire body weight. This and the other positively charged Ca?? channel activators; and three, a
joints of the leg are subjected to various frequencies of detoxicating effect—that is, the interaction of hyaluronan
loading conditions, that is, from the low frequency of with the nociceptors or with pain-producing molecules,
standing up to the highest frequency of running and resulting in protection of the receptors by inactivation of
jumping. Pain in a healthy joint can be experienced under these agents.
intense compression, produced, for example, by jumping
from a great height or stretching the joint beyond its normal How viscosupplementation works
range of motion against the resistance of the synovium,
joint capsule, and ligaments. If the pain is only momentary What is the hypothesis that explains how viscosupple-
and disappears as the mechanical stimulus is released, the mentation works? First of all, in the majority, but by no
pain is not caused by a chemical agent, but by a mechanical means all the cases of osteoarthritis with inflammation, the
stimulus. In an arthritic joint, on the other hand, pain at rest total amount of hyaluronan increases. This increase is
is caused by the stimulation of the nociceptors by pressure, caused by an increase of the volume of the synovial fluid
caused by a volume increase in the intercellular matrix due to an influx of water triggered by inflammation or by
(swelling) or by the stimulation of specific pain-producing the blockage of the outflow of the fluid from the joint
molecules. Pain on movement in a patient with inflam- (Fig. 7). This causes a decrease in the concentration of
mation in the synovium can be caused by sensitization of hyaluronan in the joint, but does not necessarily result in
high threshold nociceptors for movement within the normal pain in the joint. The concentration of hyaluronan can
range of motion of the joint. Intra-articular pain in trau- decrease to 0.1 mg/mL or below, which is a substantial
matic arthritis, on the other hand, is caused by the decrease compared to normal levels of 2–3 mg/mL. At the
chemicals released from the acute intra-articular wounds in
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346 Struct Chem (2009) 20:341–349
same time, the amount of low-molecular weight hyaluro- words, the broad polydispersity of the hyaluronan in the
nan, that is, molecules below MW 2 million, increases synovial fluid cannot be explained with an HA-degrading
significantly, while the amount of hyaluronan with high Mw system in the fluid. It is possible that there are two different
may increase significantly in quantity as well. This fact is cell types producing the two distinctly different hyaluronan
often overlooked. We have not found one human arthritic molecular populations.
fluid among the several hundreds studied that did not have We suggested some time ago that the long-lasting
significant amounts of hyaluronan with the same high Mw analgesic effect of hyaluronan injections could be
as that found in the healthy joint. A good example is shown explained only if the analgesia triggered other important
in Fig. 8. This was an elderly patient with chronic osteo- events. The injection itself causes a significant increase in
arthritis of both knees. For years, this patient repeatedly concentration of hyaluronan, and when certain viscosup-
produced large amounts of hyaluronan in large volumes of plementation products are used, the viscoelasticity of the
fluid (exudates). This figure shows the gel electrophoretic hyaluronan will also be restored to healthy levels. These
analyses of three exudates taken from the same knee at the factors result in analgesia, and it lasts as long these changes
first visit and at two follow-up visits 28 days and 7 months are maintained. We know that in the human knee joints this
later. The volumes of the synovial exudates were 60, 65, period is about 1 week. By repeated weekly injections, this
and 45 mL. The patient had no osteoarthritic pain, but analgesia can be extended for several weeks. This extended
came to the doctor because of the discomfort caused by the analgesia depends on the level of pain before injection and
extraordinary swelling of the joint. The healthy joint con- the sensitivity of the patient to pain, as well as the activity
tains 2 mL fluid. Note how similar the curves are, which of the joint. The painless joint movement restores the
means that the joint regularly produced and maintained a normal synovial fluid flow that depends on the full use of
similar hyaluronan content during the 7 months. About the joint.
4 months earlier, the first arthrocentesis produced a similar
volume of exudate (data not shown). Notice also that the Regulatory issues
polydispersity clearly indicates that about half of all the
hyaluronan present in this exudate is in MW range of 2 to There is much of misinformation in the literature about the
6 million, the latter being in the healthy range. The other drug versus medical device status of hyaluronan as an in
half of the molecular population is in the pathological intra-articular injection for the treatment of arthritic pain,
range, that is, between 2 million and 200,000. and for its use as a viscoelastic fluid for ophthalmic vi-
In summary, the osteoarthritic synovial fluid has lower scosurgery. When the first hyaluronan was introduced for
hyaluronan concentration, mostly because of the influx of the above therapeutic uses in Europe and Japan, there were
water or because the hyaluronan production is impaired. no regulatory laws for medical devices in these parts of the
The polydispersity is always greater because of the pres- world. Consequently, hyaluronan was introduced as a drug
ence of lower than normal molecular weight hyaluronan. for all therapeutic purposes. In the USA, the first hyalu-
The healthy or osteoarthritic synovial fluid has no hyalu- ronan preparation for viscosupplementation in veterinary
ronic acid degrading agents in it (enzymatic, oxidative, or medicine was also introduced as a drug (1976) and still has
free radicals). Consequently, the lower molecular weight this classification in the USA. In Japan, hyaluronan for
hyaluronan population must be released from the cell sur- most therapeutic purposes is still classified as a drug. Only
face, and not degraded later in the synovial fluid. In other in the USA was a highly viscoelastic hyaluronan solution
approved as a device for ophthalmic viscosurgery and later
for all other currently used therapeutic applications. This
includes the use of gels of hyaluronan for various thera-
peutic purposes. It is obvious that the regulatory definition
of hyaluronan as a drug or device is not based on scientific
considerations.
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Struct Chem (2009) 20:341–349 347
accomplish this, they are experimenting with hyaluronan 7. Use of hyaluronan as a moisturizing eye drop in
gel particles that have longer residence time in the joint as healthy eyes to prevent discomfort and fatigue after
well as increasing the concentration and volume of hya- extended use of the television or computer screen was
luronan injected into the joint. proposed in the 1970s and is now used worldwide.
I believe it would be useful to develop a diagnostic
In the beginning of 1980, viscosurgery in ophthalmol-
method that permits selection of patients who respond well
ogy was in generally used worldwide, and the only product
to viscosupplementation. For this purpose one would have
available was a highly purified (NIF-NaHA) product with
to identify the pain-causing agents. It would also be helpful
Mw of 2–3 million and a concentration of 1%, resulting in a
to prove that viscosupplementation not only produces a
fluid with a very high elastoviscosity. During the following
long-lasting analgesia, but is also a disease-modifying
decades, similar products with lower elastoviscosity were
therapy. Of course, there are those of us who argue that
also used. Some were made from plastic materials with
analgesia itself is a disease-modifying process because the
very low viscosity and no elastic properties at all. These
patient’s only complaint is the pain that led him or her to
products are much less expensive, but their usefulness is
the doctor. It would be also useful to prove that visco-
limited.
supplementation provides protection of the cartilage by
The name ophthalmic viscoelastic device (OVD) became
maintaining a healthy lamina splendens and restoring its
the general description of the dozens of products that
integrity after injury. Similar anti-inflammatory and wound
became available. Depending on their use in ophthalmic
healing effects on the synovial tissue would provide new
surgery, the various preparations were described as visco-
dimensions for viscosupplementation as a therapeutic
adhesive, viscodispersive, and viscoadaptive products. This
modality.
was based on their usefulness as surgical tools and how
easily they could be removed from the eye after surgery.
Today four major products lead the market. The first three
Ophthalmic viscosurgery with hyaluronan
are the original product, marketed first in the 1980s, and its
two subsequent improvements. The improvements were an
Ophthalmic viscosurgery is probably the most established
increase of the Mw and/or concentration, both of which
successful clinical application of highly elastoviscous
increased the elastoviscous properties of the OVD. One
solutions of purified hyaluronan. The applications in vari-
very different product was also introduced that contained
ous parts of the eye can be summarized as follows:
chondroitin sulfate as well as hyaluronan. The advantage of
1. Use during vitreoretinal surgery as replacement of the this product in certain surgical situations is that it has some
vitreus or as a tool to manipulate the detached retina to stickiness due to its chondroitin sulfate content.
hold it in place at the back of the eye.
2. Use during trauma surgery as a surgical tool.
3. In transplantation of the cornea, its use to protect the Therapeutic use of hyaluronan gels
endothelium from damage during handling of the
tissue. The transplantation of the cornea was the first Gels are made of hyaluronan by a crosslinking process,
organ transplantation in medicine. The endothelium, a leaving these gels insoluble in water or physiological salt
single-cell layer covering the inner surface of the solution. The first hyaluronan gel developed for therapeutic
cornea, does not regenerate after injury. When these use in the early 1980s was made by vinyl sulfone cross-
cells are damaged, the cornea becomes opaque and linking and called by the generic name hylan B. All such
non-transparent, rendering the transplant useless. chemically modified hyaluronans may be called hylans,
4. In implantation of plastic lens after cataract surgery. provided the crosslinking process does not involve or in
During implantation of a plastic lens after removal of any way affect the carboxylic acid, the N-acetyl glucosa-
the cataractous lens, the surgery will fail if the corneal mine and the end groups of the molecule. The vinyl sulfone
endothelium is damaged. The use of elastoviscous crosslinking did not affect the basic structure of the
hyaluronan in intraocular lens implantation revolu- molecular chain, because only the hydroxyl group was
tionized and assured fast progress in this field. involved with a bis (ethyl) sulfone crosslink. This highly
5. Hyaluronan in both fluid and gel form has been tested, hydrated, soft gel has an exceptional biocompatibility. This
but not yet generally used, in glaucoma surgery. hylan B gel was the first used for tissue augmentation, drug
6. On the surface of the eye hyaluronan solutions have delivery, and viscoseparation, to prevent postsurgical
been used since the late 1980s to hydrate and protect adhesions and excessive scar formation. One decade later
the surface of the eye in dry eye syndrome and during hyaluronan was also developed with epoxy crosslinking
extended surgical procedures. and was used for tissue augmentation.
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348 Struct Chem (2009) 20:341–349
Hyaluronan as filler of the biomatrix of connective 8. Balazs EA (1983) In: Miller D, Stegmann R (eds) Healon: a
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