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Gottfried Semper - Style in The Technical and Tectonic Arts, Or, Practical Aesthetics-Getty Institute (2004)
Gottfried Semper - Style in The Technical and Tectonic Arts, Or, Practical Aesthetics-Getty Institute (2004)
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Digitized by the Internet Archive
in 2022 with funding from
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https ://archive.org/details/styleintechnicaloO000semp
Published by the Getty Research Institute
Gottfried Semper
Sty
Style in the Technical and Tectonic Arts;
or, Practical Aesthetics
Introduction by Harry Francis Mallgrave
Translation by Harry Francis Mallgrave and Michael Robinson
Gottfried Semper, Der Stil in den technischen und tektonischen Ktinsten; oder, Praktische
Aesthetik: Ein Handbuch fur Techniker, Kunstler und Kunstfreunde, 2 vols. (Frankfurt am
Main: Verlag fur Kunst & Wissenschaft, 1860; Munich: F. Bruckmann, 1863), was trans-
lated by Harry Francis Mallgrave and Michael Robinson, with translations from Latin and
Greek by Amir Baghdadchi. All photographs of illustrations from Semper’s Der Sti/ are
courtesy the Research Library, Getty Research Institute, 86-B18560
Second printing
Cover: Gottfried Semper, Design for silver punchbowl (see p. 884); filigree glass (see p. 603)
Frontispiece: W. Unger, Portrait of Gottfried Semper, 1871. From Zeitschrift fur bildende Kunst
14 (1879): facing p. 293. Courtesy Research Library, Getty Research Institute, 86-S482
vil Preface
Introduction
Harry Francis Mallgrave
7 Prolegomena
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Preface
Vili
Introduction
Harry Francis Mallgrave
f a great book can be said to have defined an era, it can also be argued that
a monumental study can be informed with the particular aspirations of its
time. The latter assertion, though fraught with historiographic perils, is per-
haps not too immoderate a thesis to defend in reference to the period of high
intellectual activity framed by the publication of Charles Darwin’s On the
Origin of Species by Means of Natural Selection (1859) and the first volume
of Karl Marx’s Das Kapital (1867) —two studies that launched revolutions
on their respective fronts.! Both were infused with a comprehensive spirit of
investigation; both attempted to probe their subject genetically and thereby
discern underlying laws of human development; and both supplied their “sci-
entific” realms with radically new points of departure.
Although it may seem presumptuous, even indelicate, to speak of an inves-
tigation into the origin of art on the same page, similar epithets can be applied
to another ambitious study from this period, namely, Gottfried Semper’s Der
Stil in den technischen und tektonischen Kiinsten; oder, Praktische Aesthetik:
Ein Handbuch fiir Techniker, Kiinstler und Kunstfreunde (1860-63; trans-
lated here as Style in the Technical and Tectonic Arts; or, Practical Aesthetics:
A Handbook for Technicians, Artists, and Friends of the Arts).2 Granted, art
and the passion for it do not generally supply the ideological starch to march
armies across continents or to overturn long-held premises of biblical exe-
gesis, but their critical acumen can indeed be cut from the same intellectual
fabric. On occasion even their silken garments can be defined as “epoch mak-
ing,” as this particular study was.
Semper’s extended foray into the origin and unfolding of art-forms also
possesses kindred spirits within the arts. John Ruskin’s highly influential The
Stones of Venice (1851-53) did, admittedly, appear a few years earlier, but
the first volume of Semper’s study was published in the same year as Jacob
Burckhardt’s acclaimed Die Cultur der Renaissance in Italien.4 Not only was
Burckhardt’s history the first comprehensive survey of a period that, only a
few decades earlier, was deemed to possess small artistic merit, but Burck-
hardt’s emphasis on philological and archival study also set a new standard for
art historical investigation. Perhaps an even more apt comparison to Semper’s
book is Eugéne-Emmanuel Viollet-le-Duc’s Dictionnaire raisonné de larchi-
tecture francaise du XIe au XVIe siécle (10 vols., 1854-68).5 The aim of this
lengthy discourse on Gothic architecture was both to chronicle (in alphabetical
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order) the lineaments of its formal and technical evolution and to distill from
its particular building logic the spiritual vivacity then giving birth to the
French nation.
Semper’s study was no less grandly conceived, even if its intentions were
quite different. In his attempt to search out the “inner laws” of artistic forms,
Semper centered his investigation largely on the so-called minor arts. More-
over, the book proposed to resurrect from these artifacts the “organic life” of
their becoming, the process of their symbolic development, and their signifi-
cance for contemporary practice. And Semper’s study, with its aim to deduce
“the fundamentals of an empirical theory of art” (p. 71),6 both drew upon
and in turn influenced a number of other disciplines, among them ethnogra-
phy, linguistics, and archaeology. All contributed architecturally to his “com-
parative” fugue; in the end, his artistic theory was made to resonate with
unexpected timbres.
That such a rich euphony of themes could enchant a generation or two of
eager listeners struggling to define the meaning of art within an industrializ-
ing society, only to fall on deaf ears at the dawn of the twentieth century,
underscores the terrible fragility of historical knowledge. That this critique of
Semper’s leading ideas took place entirely within the conceptual framework
he helped to provide is also indicative of the normal course of intellectual
development. The sometimes fierce posturing toward Semper’s ideas in the
early years of the twentieth century, in any case, negates neither the magna-
nimity of his ambition nor the bravura of his time. It may even serve to our
advantage in evaluating his success and failure, for it allows us to review the
issues that he found to be so compelling but with a sense of freshness that
only historical distance allows. For now, after a multitude of failed attempts,
his full investigation has found its way into translation.” And with it, a mag-
nificent vista into the intricacies of nineteenth-century Germanic thought— its
highest dreams and aspirations — has been at least partially reopened.
the fall of 1830, he was a relatively well schooled though untested architect in
search of firsthand experience with the classical past. After a short period in
Rome he ventured to Pompeii to study the most recent excavations. With a
group of French students he chartered a vessel to sail to Sicily and explore its
sites. In Sicily, ancient Trinacria, Semper made the courageous decision to
pursue his classical interests to Greece, a land that had been in the throes of
civil war for nearly a decade.
The venture soon enough proved dangerous, as the provisional president
of Greece, Ioannis Kapodistrias, was assassinated on the day of Semper’s
arrival in the capital city, Nauplia. The murder shattered a tenuous political
calm and touched off a new round of fighting. Semper was soon, though
unofficially, pressed into the Bavarian diplomatic corps as the personal secre-
tary to the philologist Friedrich Wilhelm von Thiersch, a classicist who was
attempting to mediate a truce (through his friendship with King Ludwig of
Bavaria). In between the mediation efforts, and narrowly eluding at least one
assassination attempt, Semper found the time to advance his archaeological
studies, chiefly in Athens and on the island of Aegina. In all, he stayed in
Greece for nine months before sailing back to Italy in the summer of 1832.
The trip back included an armed showdown with pirates along the southern
coast of Greece.
Semper spent most of the next year in Rome working under the auspices of
the newly established Instituto di corrispondenza archeologica, directed by
Christian Carl Josias. Semper had in his possession his colored sketches of
Athenian buildings (fig. 2) as well as paint samples from Greek monuments,
from which he sought to prove the extent to which they were colored. Related
studies in Italy were largely focused on examples of Italic and Roman poly-
chromy. In the Bullettino dell’ Instituto di corrispondenza archeologica (1833),
he published his discovery of paint on Trajan’s Column, and he also visited
newly discovered Etruscan grave sites. During this time he was also at work
on a large colored folio devoted to antique polychromy.
Pressed by his family, Semper slowly made his way northward in the last
months of 1833. He studied Renaissance works in the principal Italian cities,
visited Munich and Berlin (where he met and conveyed his findings to
an enthused Karl Friedrich Schinkel), and arrived in Altona around the start
of 1834. Over the next three months he wrote and published a pamphlet
announcing the results of his studies: Vorlaufige Bemerkungen iiber bemalte
Architectur und Plastik bei den Alten (1834; translated as “Preliminary
Remarks on Polychrome Architecture and Sculpture in Antiquity”). It
appeared in the spring of 1834, at the time when the European debate on
polychromy had grown most intense—a debate sparked by Jacques-Ignace
Hittorff’s controversial presentation, in 1830, of a Sicilian heroon entirely
covered with paint. Semper, who privately was unconvinced of the accuracy
of Hittorff’s glittering restoration, nevertheless greatly expanded the claims
for classical polychromy by suggesting that the major works of high Greek
antiquity (such as the Parthenon), as well as Etruscan and Roman works, had
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been extensively painted, following color schemes that paralleled the codifica-
tion of the three column orders. Semper bolstered his ideas with arguments
(his essay was intended to announce his later folio) but little in the way of
documentation. Thus he appeared within this spirited international fray, how-
ever unwittingly, as an extremist in his defense of color.
Reaction was inevitable. The young Berlin historian Franz Kugler was
sufficiently provoked by Semper’s claims to publish a pamphlet specifically
to address the architect’s polychrome views. Kugler had never been to Greece,
and thus he based his contrary viewpoint entirely on the need for judicious
moderation. Semper, however, lacked the opportunity to respond immedi-
ately to these criticisms (later he would with a vengeance) or to publish the
projected volumes on classical polychromy. The publication of Semper’s
study of polychrome architecture seems to have been the deciding factor in his
selection, in the spring of 1834, for a chair at the Kunstakademie (Art acad-
emy) in Dresden.
Dresden launched Semper’s fame along another front. In addition to teach-
ing, he now began a brilliant career in architecture that burst forth with his
surprising commission for the Hoftheater (Court theater) in Dresden (fig. 3).
With the much touted opening of this opera and playhouse in 1841, Semper
was heralded as a major young talent in Germany —in some eyes the heir to
the architectural mantle of Schinkel, who had died that year. A dozen major
commissions followed in Dresden in the 1830s and 1840s, including the
synagogue, the Villa Rosa, the Oppenheim Palais, and the design for the
Gemialdegalerie (Dresden Gallery; fig. 4).
Semper also profited from Dresden intellectually. He became acquainted
with the porcelain collection at the Zwinger as well as with the nearby pro-
duction facility at Meissen. He studied both the ethnographic collections and
writings of Gustav Klemm, who was employed at the Zwinger as a royal
librarian. Above all, however, he partook in full of the vibrant artistic life of
the city, which then counted among its luminaries the painters Caspar David
Friedrich and Ludwig Richter, the writer Ludwig Tieck, the Devrient family of
actors and directors, the physician and art theorist Carl Gustav Carus, the
sculptor Ernst Rietschel, and the composers Carl Maria von Weber, Clara and
Robert Schumann, and the young Richard Wagner.
Semper’s sometimes tense friendship with Wagner contributed greatly to
the theoretical development of both individuals. The composer, ten years
younger than Semper, arrived in Dresden in 1842 intent on establishing his
artistic reputation. He did so on the stage of Semper’s newly designed theater,
where Wagner’s Rienzi, Der fliegender Hollander, and Tannhduser were first
performed. Wagner, whose use of medieval themes contrasted with Semper’s
preference for antiquity, also sharpened his views on art in his animated café
discussions with Semper — debates that on more than one occasion nearly
spilled over into fisticuffs. Each nevertheless respected the other’s talent, eru-
dition, and above all artistic ambition. In the last regard they never lost sight
of each other’s later successes.
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§
sieeionscaeeasoiios,
§
These happy and productive years came to an abrupt conclusion with the
political turmoil of 1848-49. The decision of the Prussian monarch to renounce
the national crown, constitution, and plan of unification put forth by the
elected Bundestag (National assembly) led to protests in the spring of 1849 in
various parts of Germany, chiefly in Saxony and Baden. When the Saxon
king, uneasy over the unrest, fled the city and asked for military assistance
from the Prussian monarch, he forced an armed conflict upon his capital city
and the protesting Landtag (State assembly) of Saxony. In early May a contin-
gent of Prussian and Saxon troops assaulted the insurgents’ defenses and
retook the city; hundreds of citizens who had supported the vision of a unified
and constitutional German state were killed, arrested, or forced to flee the
country. Wagner and Semper (the last now notorious for his construction of a
barricade that thwarted initial assaults) were both fortunate in eluding authori-
ties and making their way into political exile—the composer to Zurich and
Semper to Paris. It took Semper several weeks to come to the realization that
his most recent warrant of arrest (this time for treason) would cost him his
academic position, his architectural career, his means of support, his dignity,
and indeed for several years his wife and family.
Semper’s years in exile were for the most part exceedingly grim, but they
possessed the one redeeming value that the architect was able to turn his
attention to theory. His first year—living in Sevres — furthered his artistic edu-
cation as well, as he was able to examine regularly both the famed ceramic
collection there and the Assyrian bas-reliefs making their way to the Louvre.
Near the end of 1850, however, the still unemployed Semper made plans to
immigrate to the United States, where he hoped to join an established office as
well as start a school of architecture, but an offer of work diverted him to
London. He had booked passage on a steamship departing Liverpool for New
York on 19 August but delayed his departure for another vessel leaving from
Le Havre on 19 September. It was only after he had actually boarded this ship
on the eve of its departure that he was lured off by a letter from Emil Braun,
the secretary of the Instituto di corrispondenza archeologica in Rome, offer-
ing to help him resettle in London. The architectural commission promised by
Braun never materialized, and Semper would soon find himself more or less
stranded in London. There he foundered for another two years, that is, until
Henry Cole hired him to teach the “metal arts” at the recently reformed
School of Practical Art.
The British Museum’s collections and its library provided another invalu-
able base for his research, and Semper (daily sitting nearby Marx in the same
reading room) soon published two books that formed the direction of his later
thought: Die vier Elemente der Baukunst: Ein Beitrag zur vergleichenden
Baukunde (1851; translated as “The Four Elements of Architecture: A
Contribution to the Comparative Study of Architecture”) and Wissenschaft,
Industrie und Kunst: Vorschlage zur Anregung nationalen Kunstgefihles,
bei dem Schlusse der Londoner Industrie-Ausstellung (1852; translated as
“Science, Industry, and Art: Proposals for the Development of a National
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Taste in Art at the Closing of the London Industrial Exhibition”). In the first
he developed his model of four technical motives underlying architectural cre-
ation; in the second he began to consider the artistic and technological impli-
cations of the industrial age. In another unpublished manuscript on the
history of metallurgy, commissioned by Cole, Semper advanced his command
of this field and its ornamental techniques. And near the end of his stay in
England, Semper also completed a rather lengthy mathematical analysis of
Greek slingshot projectiles. All provided him with important insights that
came to fruition in the second half of the 1850s when, after moving to Zurich
in order to teach architecture at the Eidgenéssisches Polytechnikum (Federal
polytechnic school), Semper composed the two volumes of Style in the
Technical and Tectonic Arts. The long-awaited third volume, which was to
deal with architectural theory directly, never appeared.
A partial explanation for this lapse lay in the slow resurrection of his archi-
tectural career during the 1860s. The largest of his built works were the new
Stadthaus (Town hall) in Winterthur and the Polytechnikum building in Zurich,
but these projects paled next to what would have been one of the grandest
buildings of the century: Semper’s colossal design for the Festspielhaus in
Munich. The project was intended to house the first production of the full
cycle of Wagner’s Ring des Nibelungen, and it consumed three years of Semper’s
talent and energy. It never came to fruition, largely owing to Wagner’s insa-
tiable greed and adulterous relationship with Cosima von Bulow, the daugh-
ter of Franz Liszt. When the sullen composer fled the city with Hans von Biilow’s
wife late in 1865 for Switzerland, the project (the hallmark of the young reign
of the equally neurotic King Ludwig II) collapsed.
The last decade of Semper’s life, as fate would have it, was his most pro-
ductive architecturally. He built a new Hoftheater for Dresden (1869-78)
after his first theater had been consumed by flames in September 1869. Sum-
moned to Vienna by the young emperor Franz Josef, Semper also had his hand
in the design of a number of monumental works along the newly created
Ringstrafe. These included the buildings of the Hofburg Forum —consisting
of the Kunsthistorisches Museum (Art historical museum) and Naturhisto-
risches Museum (Natural history museum), and planned extensions of the
Hofburg Palace—and the adjacent Hofburg Theater. Squabbles in Vienna
with his partner Karl von Hasenauer eventually forced the aging and seriously
asthmatic architect into retirement. Still alienated from his recently unified
homeland, Semper chose to travel—for the most part in southern Europe,
especially Italy —to rekindle the artistic fire of his youth. On reading of Heinrich
Schliemann’s excavations at Mycenae in the late 1870s, the architect believed
that his earlier arguments on the vivid polychromy of Greece had at last found
their vindication. When he died in Rome on 15 May 1879, in the company of
the painter Franz Lenbach, Semper possessed a heroic stature and artistic rep-
utation unequaled at the time. His various writings and body of built forms
had established the framework of the German architectural debate for the
remainder of the century.
10
Introduction
at
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but by now he had developed misgivings about the scope and direction of the
work. In an anxious letter to his publisher written in February, the depressed
and highly agitated Semper complained that the most recent discoveries of
Assyrian, Persian, Babylonian, and Indian artifacts had greatly expanded the
range of subject matter and rendered his earlier observations obsolete. But the
events had allowed him, by opening up a broader context of artistic culture
and its development, “to win for architectural history a fundamentally new
perspective.” 4 Deflecting Vieweg’s possible objection to a more grandly con-
ceived project that would consider the origin of art, Semper noted: “Do not
think that my concern for the beginning of artistic development is superflu-
ous. On it is based the idea that I propose to carry through the entire work —
the red thread that binds it.”
Finally, in May 1850, Semper dispatched a 380-page manuscript to Vieweg,
consisting of a preface and twenty chapters. He gave it a new title, “Verglei-
chende Baulehre” (Comparative building theory). In his accompanying letter,
Semper stressed once again the novelty of his historical approach (especially
in the chapters devoted to Assyrian and Egyptian architecture), through which
he hoped to allow young architects “to grasp motives in their connections, and
to recognize the importance of space in architecture.” As he himself explained
it: “I could not be content with a mere description of monuments. I had to
show why they were so and could not have been otherwise.” !6
In the preface to the work, Semper’s remarks were mostly topical and related
to the confusion in present-day architecture, in particular the lack of a uni-
versal world idea—a general architectural theory —such as that posited in the
sciences by such thinkers as Isaac Newton, Pierre-Simon de Laplace, Cuvier, and
Alexander von Humboldt.!” If the architectural textbooks of Jean-Nicolas-
Louis Durand (“lifeless schematism”) and Jean-Baptiste Rondelet (“purely
practical”)!8 had failed architecture on the level of theory, creative architectural
practice was even more severely impeded by the trends of historicism (arbitrary
imitation), aestheticism (lack of clear concepts), and materialism (technologi-
cal biases). Semper concluded the preface by invoking passages from his letter
of 1843 to Vieweg, in which he proposed to seek out this art’s “original forma-
tions,” those few basic forms that, as in nature, can be varied a thousandfold.
The twenty chapters of the first installment surveyed the dwelling —the
first of eleven building types —but the historical survey extended only to the
domestic architecture of Mesopotamia, Assyria-Chaldea, Media and Persia,
China, India, and Egypt. Several themes crucial to Semper’s later theory were
introduced, however. In the introduction he articulated for the first time the
four elementary motives underlying the making of architectural form: the
hearth (the embryo of social institutions), mounding, roofing, and walling.9 In
his chapter on Assyria-Chaldea, he invoked the notion of the dressing (Beklei-
dung) and its importance to artistic development in antiquity.2°
Architectural motives, Semper argued more generally, develop in a quasi-
evolutionary manner. Assyrian art, for instance, was an evolutionary mean
between that of theocratic Egypt and democratic Greece (a view Semper
12
Introduction
would later reject), and it was here that the legendary tapestries or wall dress-
ings of antiquity (described in the Bible and by Greek historians) found their
translation into colored tiles and alabaster wall panels —emulating in charac-
ter the older textile style. In Semper’s eyes, this dressing motive was but a
prelude to the brilliantly painted temples of Greece.
With his partial manuscript mailed off in May 1850, Semper suspended
work on his project once again. The summer was largely consumed with his
efforts to borrow money and immigrate to the United States. After Emil Braun
persuaded him to move to London instead, Semper again turned to writing
but this time not to his projected treatise.
In the fall of 1850 he wrote Die vier Elemente der Baukunst (The four ele-
ments of architecture) —a short book, which was partly polemical and partly
theoretical. He hoped to direct it to an English audience in a translation, and
the first four chapters of the work were written as a refutation (in pungent
detail) of Kugler’s pamphlet of 1835. The issue of polychromy had recently
become a subject of debate in London, and Semper was seeking both to recap-
ture some measure of dignity and to make his presence felt in the city.
In the lengthy fifth chapter of the work, which shared the book’s title,
Semper sketched in a more elegant way his four-motive theory. One signifi-
cant advance he made in his thinking was his association of the four building
motives with four artistic techniques: hearth making with ceramics, mound-
ing with the development of masonry, roof making with scaffolding or car-
pentry, and walling with textiles (the original spatial dividers). This matrix
would remain the essential underpinning of his later theory.
When Semper completed Die vier Elemente, he was again in the midst of a
terrible fit of depression, as his search for work continued to fail on every
front. In December of 1850 he had the good fortune, at least, to have met
Henry Cole through the auspices of Edwin Chadwick, a friend assisting the
refugee at this time. Cole was favorably inclined toward the architect, although
he was very busy overseeing the erection of the Crystal Palace (fig. 5) and
planning the Great Exhibition, to be held in London in 1851. Sometime dur-
ing the winter, however, Cole put Semper’s name on a list of local designers
who could assist other nations in displaying their goods for the exhibition. In
the spring the embassies of Turkey, Canada, Sweden, and Denmark availed
themselves of Semper’s talent, and while the work and remuneration were
minimal, Semper took the opportunity to study the Great Exhibition in its
many facets, which proved an enormous boon to his theory. Coming from the
relatively backward industrial conditions of Germany, he was much impressed
with the machinery on display, but he was also enamored with the artistic
essays of the nonindustrialized countries. Textiles and carpets from Africa,
Turkey, and Persia attracted his attention in particular, as did the model of a
Caribbean hut from the island of Trinidad (fig. 6). Its pristine purity repre-
sented for him the confirmation of his four-motive thesis.
Toward the end of the exhibition, in the fall of 1851, Semper became
aware that Cole was in line to assume control of the Schools of Design. These
is}
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uv
er eee ETT
Fig. 5. The Transept of the Crystal Palace, from the South Fig. 6. Caribbean hut, model on display at the Great
Entrance, London, 1851 Exhibition, London, 1851
From The Illustrated Exhibitor: A Tribute to the World's From Gottfried Semper, Der Stil in den technischen und
Industrial Jubilee, no. 1 (1851): facing p. 1 tektonischen Kunsten..., 2:276
Courtesy Research Library, Getty Research Institute, Courtesy Research Library, Getty Research Institute,
87-S105 86-B18560
14
Introduction
15
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16
Introduction
NY
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18
Introduction
DER STIL ue
he of BLT ee ar
technischen und tektonischen Kiinsten,—
oder
ftir sich betrachtet und in Beziehung zur Baukunst
PRAKTISCHE AESTHETIK.
you
Gottfried Semper,
Professor der Baukuuet aa (lem alg. eldg. Polytechnikum zu Zorich,
Gottfried Semper,
Professor der Baukenst so dem alg. cidg. Polytechuikam zn Zarleh.
FRANKFURT a. M. | FRANKFURT a. M,
Verlog fiir Kunst und Wissensehaft. Verlag tir Kunst und Wissenschaft,
1860. 1860.
1)
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For most of the twentieth century Style was criticized by many for its “mate-
rialist” bent, but such a label is both inaccurate and misleading.3¢ Not only
was Semper on several occasions at pains to distinguish his approach from
what he himself regarded as “the coarsely materialist view” (p. 106),?” but
simply reading those parts of the text devoted to art and its meaning would
convince even the casual reader that the work remains fully within the idealist
bounds of late German romanticism.38
Semper’s essential idealism is also supported by his definition of style,
which (owing to Vieweg’s threat of a lawsuit) was not made explicit, although
it is certainly implicit in the structure of the work. In a manuscript of 1856
the architect defined style as “giving emphasis and artistic significance to
the basic theme and to all intrinsic and extrinsic coefficients that modify the
embodiment of the theme in a work ofart.” This is actually a tripartite def-
inition. The basic theme is the heart of his theory, the essential artistic idea
to be conveyed. This theme is subsequently modified in a work’s production,
by both intrinsic and extrinsic factors. The first category consists of those cir-
cumstances affecting a work from within, such as the purpose for which it is
made, the material out of which it is made, and the techniques employed. The
second category consists of those variables affecting the work from without,
such as local and personal influences, climate, topography, politics, religion,
and cultural traditions.
That the two published volumes of Style focus almost entirely on the
intrinsic variables thus lends the work a misleading materialist coloring. Yet
as the prospectus for his third volume makes clear, Semper intended to dwell
almost exclusively on style’s external variables in that section, that is, on the
personal, social, and cultural conditions giving rise to style. Hence his theory,
because of the missing third volume, never achieved the balance that he had
intended.
Even the choice of the term style for the title was a last-minute decision.
Friedrich E. Suchsland, the managing editor with whom Semper was in regu-
lar contact, had favored using the book’s initially projected title, “Kunst-
formenlehre,” but Semper vetoed this idea because he felt it would lead to
legal problems with Vieweg. The architect then suggested the simple title
“Praktische Asthetik” (Practical aesthetics), which the publisher rejected as
too bland. The compromise title proposed by Suchsland — “Die Lehre von den
Kunstformen; oder, Der Stil und seine praktische Anwendung in den techni-
schen und tektonischen Kinsten” (Theory of art-forms; or, Style and its prac-
tical application in the technical and tectonic arts) — was again scaled back by
Semper, who was still concerned about Vieweg’s threat. Thus we have a title
prominently featuring the word style and a stylistic investigation, but this
principal term is not explicitly defined by the author.4°
It is also important to note at the outset that in Semper’s approach the four
primary technical motives are relevant not only to a specific technical art or its
primary material but also to its underlying idea. The chapters on textiles, for
instance, are concerned with artistic productions composed of strong, tensile,
20
Introduction
and pliable materials woven into fabrics, and also with the allusion to such.
Ceramics considers soft, malleable substances that later harden in the open air
or over fire. Tectonics includes all structural frameworks, and stereotomy in
its conception considers small dense aggregates that are piled together and are
strong in compression. Artistic works, moreover, are often composite in their
underlying motives. For example, a Greek metal tripod might be tectonic in
its supporting apparatus, the profiling of its upper part might draw upon the
curvature of ceramic forms, and some of its ornamental motifs might derive
from textile designs. The principle of dressing, which for Semper originated
as a textile motive, can likewise be applied to the three other technical cate-
gories; for instance, a mosaic, which is stereotomic in its material, may be
designed as a textile dressing for a ceiling, floor, or wall. Semper seems to
have come to this realization quite late.
The guiding theme of the work is the interrelation of the various arts in
their shared development of a few primary technical and ornamental motives,
but here again the point is rarely made with clarity. The book (like its galleys)
sometimes takes on the character of a palimpsest with its layering of views and
interpretations, often appealing to different disciplines. For the purpose of this
introduction I would like to address three specific areas in which Style signifi-
cantly affected later developments: archaeology, aesthetics, and architecture.
21
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22
Introduction
23
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3
é
Fig. 9. W. L. Walton
Lowering the Great Winged Bull
From Austen Henry Layard, Nineveh and Its Remains...(London: J. Murray, 1849), vol. 1, frontispiece
Courtesy Research Library, Getty Research Institute, 86-B4271
24
Introduction
25
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26
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Ou,
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28
Introduction
Fig. 10. Top: Greek and Assyrian helmet decoration, Assyrian miter with feathers;
Bottom: Greek acroteria
From Gottfried Semper, Der Stil in den technischen und tektonischen Kunsten..., 1:26
Courtesy Research Library, Getty Research Institute, 86-B18560
29
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30
Introduction
accounts) were here emulated in style, which for Semper makes them crucial
for understanding the later wall paintings of their Greek successors.
In Style this explanation burgeons with additional nuances. For one thing,
the various cultures of the Euphrates valley (Sumerian, Babylonian, Assyrian)
are now less beholden to Egyptian influence and stand more independent as a
center of early civilization, probably emanating from somewhere in western
Asia. And although the “stone embroidery” (p. 276)® of Chaldean-Assyrian
wall panels represents an important junction in cultural history
—a vital “miss-
ing link” (p. 247)64 for understanding Hellenic culture—it is also of “late
stylistic birth” (p. 317)6° and relates more broadly to earlier stucco and
glazed-tile work. The Babylonians and Assyrians were simply the “most
faithful guardians of the dressing motive” (p. 273), for with the Assyrian
panels —in particular, their decorative motif—they passed beyond the simple
imitation of textile models and strove for description, much like (in Semper’s
far-flung analogy) the brocade patterns of medieval gowns.
And if Semper’s bold attempt to designate “the woven and embroidered
arazzi fabrics of the skillful Chaldeans” (p. 324)§7 as the prototype for all
later monumental wall dressings may seem too speculative for modern sensi-
bilities, it at least resonates with artistic gumption. Richly polychrome Assyr-
ian art, as Botta argued, still seemed “fettered” to Semper, but “it is not
embalmed like a mummy and as completely petrified as it was in Egypt, where
art no doubt obeyed specific and irrevocable hieratic statutes” (p. 324).68
Assyrian art is, by contrast, invisibly bound to the canvas of the embroidery
frame, a technical model that at the same time allows muscles to be clearly
drawn and figures to be “defined as if with strong thread” (pp. 324-25). On
a representational level, the Assyrians transcend the calligraphic signs of the
Egyptian painted chronicles by giving free rein to mystical-tendentious
meanings, many of which were only partially lost in Greek imitations. In
fact, mature Greek art branches off from the early Hellenic understanding of
ornamental wall symbols in a structural-functional sense on this very point
(and not its naturalism), such that every possible reference to the underlying
mystical impulse is now made as faint as possible. For Semper, Greek higher
art is assigned to neutral fields (metopes, pediments), where it is then able to
divest itself of precisely these structural values and thus pursue beauty for
its own sake. Clearly, Semper takes us to places well beyond the interests of
modern-day inquiry.
This can be seen in another imaginative leap of archaeological faith that
Semper ventures — deducing the monumental column order from hollow-
body Assyrian prototypes used in furnishings. Speaking in part to his method,
his principal evidence is the absence of column remnants from Assyrian ruins.
Actually, his reasoning follows logically from the larger theory of Antoine-
Chrysosth6me Quatremére de Quincy, which saw the empaestic (embossed)
bronze sheathing of early sculptural cores as a monumentalization of the
earlier wooden idol (ceremoniously dressed in real clothing) (pp. 250-51).7°
In a related process, the pictorial and physical evidence of Assyrian chairs and
31
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steles (wooden frames partially covered with metal sleeves and plates) con-
vinced Semper that Assyrian columns, too, defined a crucial transitional
stage: a columnar transition between decorative or religious furnishings and
the invention of the first (interior) monumental columns. Assyrian columns
had disappeared from the debris because the timber or brick cores that had
been sheathed in metal either had disintegrated over time or (with the evolu-
tion of this technique) had already been replaced by a tubular or hollow-body
construction, in which the metal itself assumed the structural load and the
now redundant timber or brick core was discarded!
In a later section Semper returned to this theme and followed his thesis
to its conclusion: the famed proto-Ionic column capitals found at the Persian
city of Persepolis (fig. 12) were nothing more than “the lapidary successors
to Babylonian-Assyrian bronze-dressed timber columns, which in themselves
are more or less monumental tent poles” (p. 760).7! The manner in which
Semper reasoned — his consideration of the empaestic seam, the derivation of
certain technical and ornamental motifs from the processes of folding (bend-
ing metal surfaces at their edges), riveting (skillful alteration of decorative nail
heads), and splicing (ringlike ornaments containing tubular bars or reeds)—
conveys an originality and wealth of insight that has not, I believe, been fully
appreciated in twentieth-century studies. An architect reading these sections
will also observe how these stone Persian capitals even bear a resemblance to
the nineteenth-century cast-iron style.
Still, this derivation of such structural-symbolic ornamental motifs from
the techniques of the industrial arts has at the same time led to much confu-
sion, at least in early-twentieth-century readings of his work. Indeed, some
archaeologists toward the end of the nineteenth century transposed Semper’s
occasional speculation in this regard into the general principle that all orna-
mental motifs had their origin in technical procedures. Yet such a thesis is
certainly not present in Semper’s work. If certain aspects of the Doric triglyph
related to the decorative edgings of textile fabrics, for instance, it was not
because the architect of the Doric entablature copied these details from cloth-
ing. Rather, it was because the ornamental principles contained in the logically
conceived textile edge or seam were, for Semper, universal principles that always
retained a certain stylistic necessity, even when transposed into the callous
junctures of Pentelic marble.
What will soon become apparent to the reader is that Semper’s technical and
stylistic investigation almost always turns on his solid aesthetic sensibilities. At
heart, Semper’s archaeological conclusions follow from the same proclivities.
SZ
Introduction
ied
cS ye
Fig. 12. Capital from the Hall of the Hundred Columns, Persepolis
From Gottfried Semper, Der Stil in den technischen und tektonischen Ktinsten..., 1:384
Courtesy Research Library, Getty Research Institute, 86-B18560
33
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to the recently published books of Adolf Zeising) make clear, what he really
sought was in some way to mediate idealism with the very compelling cur-
rents of realism—that is, to provide an “empirical theory of art” that would
also offer positive guidelines (p. 72).73 The reference to Carl Friedrich von
Rumohr made a few lines later points to Semper’s source for his understand-
ing of the term.
As early as his inaugural Dresden lecture of 1834 Semper had seized upon
the art history of Rumohr (the two men had met the previous year in Italy) as
the model for his own. In his address the architect denigrated the idealistic
and antiquarian predilections of Johann Joachim Winckelmann and Gotthold
Ephraim Lessing and applauded what Rumohr called his attempt to build “a
documentary foundation for a new art history.””4
This foundation, as it were, both expanded upon and criticized the idealist
naturalism of Friedrich Wilhelm von Schelling, in particular that version of
Schelling’s philosophy discussed in his Munich lecture of 1807.75 Schelling
had evoked naturalism (the imitation of nature) as a counterbalance to
Winckelmann’s overly idealized view of antique art, while at the same time
asserting that naturalism itself was but a means to transcend particularity
(details) and portray the species (the universal). Rumohr, in effect, sought to
carry Schelling’s naturalism one step further by excluding from the fine arts
both moral and religious sentiments and by ridding art of its romantic con-
cern for the profound depths of “being” (Dasein). To reorient art history in a
more practical direction, Rumohr stressed the notion of style, which he defined
qualitatively as “a successful accommodation of the artist to the inner demands
of the material, by which the sculptor actually creates his forms, the painter
makes visible his images.”” Semper obviously found this practical emphasis
quite appealing.
In the letter to Vieweg of 1843 in which he first outlined the methodology
of his proposed book Semper returned to this perspective, albeit in a slightly
different way. In rejecting the offer to revise the textbook of Gilly, the archi-
tect argued that the earlier text was simply too technically oriented. He also
denied the contrary possibility of approaching architecture “from above,”
that is, from a series of preordained aesthetic rules and precepts, because
architecture was too complex for such a schematic approach.”7 He then fell
back on the biological analogy of seeking to lay bare this art’s “normal forms,”
perhaps drawing upon Carl Gustav Carus’s contemporary evocation of Johann
Wolfgang von Goethe’s theories of evolutionary metamorphosis.78
Semper’s practical aesthetics subsided in the wake of his proposal for a
comparative typology of building forms in the early 1850s, but as the theme
of architecture itself became eclipsed by his broader aesthetic concerns of the
mid-1850s, his search for an alternative to the aesthetics of idealism resumed.
One basis for his new formulation of the book was the public lecture he gave
in Zurich in January 1856, “Uber die formelle Gesetzma&igkeit des Schmuckes
und dessen Bedeutung als Kunstsymbolik” (On the formal lawfulness of orna-
ment and its meaning as an artistic symbol).”? In it Semper dealt at length
34
Introduction
with Greek aesthetic notions, in particular with similarities between the prin-
ciples used in jewelry and dress and those used in decorating Greek temples.
He also devoted part of his talk to criticizing Zeising’s theories. Instead of
assigning the artist and the aesthetician separate tasks, Semper countered with
the argument that a more practical aesthetics was needed to further the cause
of art. It was Zeising’s terminology, incidentally, that provided much of the
structure for the second part of Semper’s prolegomena, as Heidrun Laudel has
noted.8° The philosopher had first grouped architecture with music and dance
as “cosmic arts” defined by universal eurythmic laws, and it was he who
coined the designations “macrocosmic unity” (symmetry) and “microcosmic
unity” (proportion), also employed by Semper.*!
As contractual difficulties with Vieweg forced Semper to rethink the prem-
ises of the projected work between 1856 and 1858, he continued with his
critique of idealist aesthetics. In “Theorie des Formell-Schonen” (Theory of
formal beauty), a manuscript from this period, he voiced his opposition to
speculative aesthetics directly, questioning both its pretensions and its lack of
intelligibility (even to “academic-minded artists”).82 Lessing, he said, could be
excused for his idealism, because he practiced poetry and was thus influential
in that field. The influence of Immanuel Kant, Schelling, and Georg Wilhelm
Friedrich Hegel on the fine arts, he noted further, was minimal, and certainly
less than that of Goethe, Friedrich Schiller, and the Romantic school. After
taking Zeising to task once again, Semper concluded the section with the
question of whether “philosophy does not also have the right and the liberty
to consider the idea as an object, as a coefficient of the work that is a function
of several variable quantities.”83 In a later version of this manuscript, Semper
repeated this question in a footnote, but then went on to say that idealist phi-
losophy had thus far produced only “schematic art criticism,” whereas the
art-form displayed both its underlying character and its beauty through its
deviations from the rule.84
Other manuscripts from these years echo similar themes. In a revised pro-
posal for a book entitled “Theorie und Geschichte des Stils in der Baukunst
und den ubrigen technischen und bildenden Kiinsten in ihren Beziehungen
zu der Baukunst” (Theory and history of style in architecture and in the other
technical and fine arts in relation to architecture), Semper promised to review
ancient and modern aesthetics (Goethe and Schiller) as well as the definitions
of style given by Hegel, Rumohr, Friedrich Theodor Vischer, and Arthur
Schopenhauer.®5 This suggestion, unfortunately, never advanced beyond the
stage of his outline.
Thus in the end, it is the art historical and stylistic conceptions of Rumohr
(with a Goethean or Schillerian tinge, broadened to include “content” under
the rubric of the material) that remain both the starting point and principal
theoretical base informing the pages of Semper’s aesthetic investigation. But
this does not by any means belittle the underlying idealist bent of Semper’s
lengthy study. The latter is fully transparent in Semper’s many denigrating
comments about a “coarsely materialist view” that sees art and architecture
Si)
Mallgrave
36
Introduction
s
a
b)
L
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— s*
=
ra
}
37
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38
Introduction
and especially by that of Semper —the last of whom Dilthey called “the real
successor to Goethe.”00 Semper was, Dilthey noted, the first to demonstrate
the “empirical historical method, which explores the inner structure of what
has been achieved historically within a particular art, while taking into account
its decisive constitutive moments.” !0! And though Semper made several errors
in his methodology, Dilthey noted, his practical aesthetics made a very signifi-
cant contribution to the human sciences: “The way he proceeded from the
laws of spatial imagination, traced their effects in simple artistic achieve-
ments, and then moved up to the great creations is an enlightening model for
how an important historical problem is to be solved in aesthetics.” 192
A second, not unrelated, impulse that Semper’s Style gave to the aesthetics
of the second half of the nineteenth century lay in his contribution to theories
of empathy (Einfiihlung). This term was first used by Robert Vischer in 1873
and in its simplest form can be defined as the unconscious projection of emo-
tions onto the objects of aesthetic contemplation.1%3 It was also the main
thrust of German aesthetics in the last three decades of the century.
The source for such a conception in artistic theory, at least, was not
Semper but Arthur Schopenhauer. In the first edition of Die Welt als Wille
und Vorstellung (1819; translated as The World as Will and Representation),
the philosopher ranked the various arts according to their idealistic premises.
Music, entirely freed of matter, was at the top (but also outside) of the artistic
structure; whereas architecture, with its very material dependence on matter
for its creations, represented the lowest grade of the mind’s objectification.
Such ranking systems were common in the German philosophy of this time,
but Schopenhauer brings something new to the process, particularly in his
second edition of 1844.1°4 In seeking to controvert the claim that the Hegelian
spirit was the content of form, he chose to view the manifestation of “will”
as the basis for his analyses. Thus each of the arts was considered in terms
of the will it displayed. For architecture these included such concepts as grav-
ity, cohesion, rigidity, and hardness. Gravity is, as it were, a natural will that
attempts to collapse building materials into a pile of rubble. Structural rigidity
in architecture was an ingenious human invention for subverting gravitational
will, that is, for making a useful and structurally sound building and thereby
depriving these unrelenting gravitational forces of the shortest path to their
goal. Architecture does this with its contrived lineaments of columns, vaults,
walls, roofs, and so on. In essence, architecture becomes the dynamic presen-
tation of the radical conflict between support and load: the willful spirit of the
human mind devising a construct to oppose these destructive natural forces.
For Schopenhauer a building literally trembles with these conflicts of forces.
It would not take long for such a view to find architectural appropriation.
The German architect and archaeologist Carl Botticher, in his major work of
architectural theory entitled Die Tektonik der Hellenen (1844-52; Greek tec-
tonics), drew heavily on Schopenhauer’s conceptions of architecture as
an animate system of load and support in conflict.!05 Botticher (with his
conceptual dialectic of a structurally functioning work-form and its symbolic
39
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art-form) strove to demonstrate that the decorative parts of the Greek temple
emanated from or were closely connected with construction; the purpose of
each member’s art-form was to express symbolically the mechanical functions
of this structural dynamic.
For instance, Botticher interpreted the Doric cyma, a molding applied at
transitional points in the fabric of an entablature, as a symbol for load and
support, as a decorative seam signifying the dual notions of standing upright
and freely finishing. The curvature of this molding, he also indicated, depended
on the amount of the load that was to be symbolically expressed. When
placed high in the entablature—as a crown, for example—the molding only
slightly inclined from a vertical profile. At a point of greater load, the curva-
ture became more severe and horizontal, compressed, as it were, by the weight
represented. This theme of conflict was always expressed ornamentally as a
folding or bending of leaves, eventually attaining canonic form in such orna-
ments as the egg-and-dart and its many variations (fig. 14).
Semper came across Botticher’s book in the reading room of the British
Museum in 1852, and soon incorporated it into his theory.!% In a lecture given
in London in 1854, entitled “On Architectural Symbols,” Semper took over
Botticher’s analysis of the Doric cyma almost entirely, although he also went on
to speak of such other architectural symbols as the hearth and gabled roof.107
The same animate reading of architectural forms is found in various pas-
sages of Style, where architecture veritably teems with life. A column is no
passive element in conflict with the gravitational forces of the load; rather, the
building in all its parts (organs) is an elastic organism energetically expressing
or articulating its spiritual resistance. The lines of a temple gable, for instance,
do not simply crown the main facade; they also hover above it as a composi-
tion of horizontal and vertical forces—represented or finished at the top by
acroteria or statuary. The lines or curves of a column capital are no idle deco-
rations, but symbols expressing elastic resistance to the superimposed load
and the resulting tension. They bend as living points of energy, or as Semper
says, their “supporting elements become organisms, and frame and roof sup-
ports are expressed collectively and purely mechanically: they are the load
needed to activate the life inherent in the column. At the same time, the frame
and its supports are in themselves variously articulated and seem to be striv-
ing and essentially alive in their individual parts” (p. 728).108
Nowhere is this animism more apparent than in Semper’s ideas on rusti-
cation, or what he refers to as “taming this coarse natural motif” (p. 732).199
In his buildings his facades evolve vertically from the rusticated ground floor
up to greater stages of refinement in the upper stories, culminating at the top
with the unstressed wall fabric now free to express high art. In the icono-
graphic scheme of the Kunsthistorisches Museum in Vienna, for example,
Semper aligned the three main stories into “material” (ground floor), “cultural-
historical” (main floor), and “ideal” (roof statuary) zones. The pictorial and
sculptural themes of the facade depict this evolutionary chronology. Art thus
emerges out of the material and formative influences of certain technical
40
Introduction
OT os
[STOR a
UMMM i
"
Fig. 14. Depiction of the formal development of the egg- Fig. 15. Ashlars on the Dresden Gallery
and-dart motif From Gottfried Semper, Der Stil in den technischen und
From Karl Botticher, Die Tektonik der Hellenen (Potsdam: tektonischen Kunsten..., 2:364
F. Riegel, 1844-52), atlas, pl. 2 Courtesy Research Library, Getty Research Institute,
Courtesy Harry Francis Mallgrave 86-B18560
41
Mallgrave
arts and achieves its cultural and historical unfolding in the main story, again
to be gloriously transfigured at the top by the free creations of individual
genius,!10
Even the bossage of the stone blocks of a lower story bespeaks a lithic lan-
guage of art’s geological (earthly) time. The two elements of the bossage are
its edge and face; the former frames the face and the latter is outwardly active
in expressing the vertical pressure and counterpressure. Projecting the face of
the block beyond the framing edge can greatly enhance this effect, Semper
notes, as can beveling the edges toward the plane of the mortar (preferably
only vertically, as horizontally the latent gravitational forces are inactive). The
treatment of the rough chisel work of the face should also incline (following
the diagonals of the corners) toward the center, thereby collecting the lithic
forces. The bands and the joints thus acquire a regular or eurythmic “beat”
that has a decorative effect by the rhythm produced from the tension-filled
network of forces. Semper’s woodcut (fig. 15) depicting the stonework of his
Dresden Gallery illustrates one of his many possible details in this regard. As
an architect of monumental buildings, Semper was especially known for the
expressiveness of his rustication.
This metaphoric conception of a building as a vital organism would come
to have a profound impact on the next generation of German architects, but
already Semper was not alone in such thinking.!"! When the architect moved
to Zurich in the mid-1850s, he met and befriended the philosopher Friedrich
Theodor Vischer, who was just completing the sixth volume of his Asthetik;
oder, Wissenschaft des Schénen (1846-57; Aesthetics; or, the science of the
beautiful). Semper, who always enjoyed lively conversations with close friends
(the two would meet daily for evening aperitifs at a tavern), was no doubt
vocal in his rejection of Vischer’s speculative approach, not to mention its
Hegelian structure. Still, the architect would have been attracted to Vischer’s
somewhat untypical discussion of architecture as a “symbolic art,” one born
in the task of rhythmically animating forms by infusing “buoyant life” into
inert matter through ornamentation and the linear and gravitational suspen-
sion of bodies. Architectural lines and masses, Vischer argued, move, rise, and
fall in space; the symbolism of these effects collectively defines “the whole
outer and inner life of nations.”!!2
In 1866, after the second volume of Semper’s work had appeared, Vischer
embarked on a lengthy response to his own theories, “Kritik meiner Asthetik”
(Critique of my aesthetics), which largely turned on the “higher” symbolic
process of these animate readings of architectural forms. Architectural sym-
bolism, Vischer now insisted, was no longer aligned with any specific cultural
stage (as it had been for Hegel) but sprang from a more general and instinc-
tive human aesthetic behavior, evolving at least in part from the symbolic
transposition or reading of emotions into worldly forms. Vischer referred to
this animation of the art-form in general as a “unifying and contractive feel-
ing” (Ineins- und Zusammenfthlung) —that is, as a pantheistic impulse to
merge with the sensuous outside world.13
42
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43
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44
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45
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Tafel 2.
46
Introduction
those found in other artistic cultures). Semper came to the rather extraordinary
conclusion that it “should not be maintained that the Greeks designed their
[art-]forms according to mathematical formulas (which in art would be
absurd) but rather that the law of nature followed by the Greeks in the limits
of their form-making — everywhere letting tension dominate — was not simply
vaguely intimated but clearly recognized.” 24 Who else but Semper, after sixty
pages of complex mathematical analyses on the dynamics of moving bodies,
could have drawn such a parallel?
Similar stylistic speculation (if this is the right word) can be found in many
other areas as well, and was particularly fruitful to nineteenth-century archi-
tects. Semper’s attitude toward the use of iron is a case in point. Already in
comments made in 1842 and 1849 he protested against the open display of
ironwork, for the visual reason that the slight dimensions of iron called into
question its own structural stability.!25 In 1852 he referred to Joseph Paxton’s
Crystal Palace at the Great Exhibition of London as a “glass covered vac-
uum.”26 These early criticisms seemingly fall in line with the frequently dis-
cussed passage in Style in which Semper calls iron an “infertile ground for
art,” because its “ideal is invisible architecture! For the thinner the metal tis-
sue, the more perfect it is” (p. 659).27 In later passages he also faults cast iron
for being very brittle, easily damaged by shear forces, and for its modest ten-
sile strength (steel columns or beams did not begin to be used structurally by
architects until the 1880s).
Yet other passages of Style also suggest a solution to this problem. Imme-
diately after the remarks on iron as a poor soil, Semper goes on to speak
positively about metal used in tubular construction and lattice construction
(trusses), because of their enhanced dimensions. In the next chapter he devel-
ops this theme and—in a passage added to the galleys—applauds the use of
tubular construction and trusswork in bridge building and civil architecture.
Here he goes so far as to admit that “it might be possible to pin our hopes for
the future of art on it” (p. 660).!28
The key to Semper’s evolving view of iron, interestingly enough, is not so
much the technological possibilities of this very old material, but rather his
deliberations on the hollow-body columns of Assyrian architecture (columns
that no longer survive). In earlier passages on Assyrian techniques and the
tapestries of antiquity, Semper had come to realize not only that hollow-body
(tubular) construction possessed a special structural applicability to present
techniques of iron production but also that it was a very ancient technique
deriving from the plating of cores with metallic dressings, sometimes corru-
gated to enhance surface stiffness. He deemed this a “far-reaching principle of
construction” (p. 329)2° than which there is “nothing more important in the
whole stylistic history of architecture” (p. 292).8° He also attunes it to “the
innermost laws of nature” !3! or to the tubular systems of “the simpler organ-
isms of the vegetable kingdom” (p. 329).!92
In the wake of such musings, one can follow with a certain fascination
how architect after architect in the last four decades of the nineteenth century
47
Mallgrave
not only responded to Semper’s formulation of the problem of iron but also
slowly began to adopt the same solution—almost unconsciously. For exam-
ple, the Gotha architect Ludwig Bohnstedt, in deliberating on the significance
of iron in 1867, insisted that the material could not in itself create a new style
because it lacked corporeality, even when shaped in a hollow-body form.'33
In two essays prepared in 1869 the Berlin architect Richard Lucae spoke at
length on iron and its diminished proportions when compared with tradi-
tional stone construction. He felt the answer to this problem would lie in the
future, when succeeding generations of architects became used to the more
slender proportions.4 In 1878 the Semper pupil and biographer Constantin
Lipsius addressed the Verband deutscher Architekten- und Ingenieur-Vereine
(Union of German architectural and engineering associations) and also lamented
iron’s slight dimensions (especially wrought iron) but insisted that when cast
iron is treated as a hollow body it gains “in this kind of presentation a corpo-
reality similar to that of stone, the monumental building material par excel-
lence.”35 German architects followed this line of reasoning into the 1880s.
But when Georg Heuser, toward the end of this decade, landed on a “web and
flange” (I-beam) solution to the problem of iron’s mass, he could do so only
in a way highly critical of Semper.86 The latter’s once brilliant aura, it seems,
was dimming by this date. It should also be pointed out that William Le Baron
Jenney used the first steel flange-beams and columns in the Home Insurance
Building built in Chicago from 1883 to 1885.
Similar paradoxes emerge in Semper’s comments on “space” (Raum) as a
medium for architectural exploitation. Spatiality had always been an aspect
of his theory, as the element of “walling” was from the beginning regarded by
Semper as the “spatial motive,” in that it delineated an interior world distinct
from the outer. But the architect never developed the notion architecturally
until the section on stereotomy in Style, where he describes the “architectural-
spatial idea” as rooted in stone construction (p. 753).37 A few pages later his
reasoning becomes transparent when he speaks of the “mighty spatial art” of
the ancient Romans as an outgrowth of their understanding of the “vaulted
cell system” (p. 756).88 Semper leaves this very fertile comment undeveloped,
but in a lecture six years later he returned to the same theme and concluded
with the stirring assessment that in the Roman “mighty art of space creation”
lay “the future of architecture in general.”89
Although it would take several decades for this comment to resonate fully,
some appreciated it immediately. Lucae in a lecture given in 1869, “Uber
die Bedeutung und Macht des Raumes in der Baukunst” (On the meaning
and power of space in architecture), rhapsodized on the “joy and airiness” of
large spatial creations, equating the spatial experiences of the cathedral in
Cologne and the Roman Pantheon with such modern creations as railway
halls and Alpine tunnels.'4° In an address prepared a few months later Lucae
ventured similar reflections but now joined his discussion of space with the
spanning possibilities of iron. Perhaps the most intriguing comment was his
designation of “soaring” (Schweben) as the “general symbol” for the new
48
Introduction
spatial possibilities of iron.141 It is the same word that the historian Sigfried
Giedion would use in a revolutionary way fifty-eight years later!142
Lucae’s comments—in many respects the first exposition of one of the
conceptual cornerstones of orthodox modernism— passed almost unnoticed.
Eight years later, however, the philosopher Conrad Fiedler wrote a lengthy
response to Semper’s Style. Among the many revelations he gleaned from the
work was that this “new idea of spatial enclosure,”!3 partially developed in
Romanesque architecture, presented an escape hatch, as it were, for architects
trapped in a practice of relying on historical models for their designs. He sug-
gested that this “simple and formally unelaborated notion of a vaulted enclo-
sure of space” might be exploited in a nonstylistic way in its own right.144
In the early 1880s, however, we find two other essays by the architect and
former Semper student Hans Auer considering the same theme.!*5 In the
earlier of the two, “Der Einfluss der Construction auf die Entwicklung der
Baustile” (1881; The influence of construction on the development of archi-
tectural style), Auer argues that though construction should take priority in
architectural theory, “the most important and most original task of architec-
ture is the creation of spaces.”146 Two years later Auer advanced his position
with the essay “Die Entwickelung des Raumes in der Baukunst” (1883; The
development of space in architecture), which brought the issue truly into
focus.'47 The “poetry of space” was no longer an ancillary concept to design
but the very “soul of building,” and architecture’s new task of spatial devel-
opment largely followed the sophistication of the interior structural system. !48
Auer then surveyed monumental architecture historically through its ever
more elaborate spatial development. And it did not take him long to arrive at
the audacious spans of the modern-day railway station, prompting the asser-
tion that “we live today in a period in which a new style is forming.” The new
material that is facilitating this new style is, of course, iron— “which shakes
its brazen fist at all past traditions.” 4?
Auer’s foray into the future was apparently unknown to the art historian
August Schmarsow, who in a lecture of 1893 once again defined architecture
as “the creatress of space” and space as the “essence of architectural crea-
tion.” 50 In this lecture he was responding only to his reading of Semper. A few
years later Schmarsow would expand the concept in a volume devoted to the
theme of spatiality, and it was perhaps he who popularized the notion for
early modernists such as Hendrik Berlage, who wrote just after the turn of the
century.'5! It was also in keeping with the tenor of his time that Schmarsow
opened his 1894 lecture not by praising Semper for his thoughtful suggestion
(which Schmarsow had now assimilated as his own), but rather by denigrat-
ing him for being “unhistorical and unphilosophical” 5? and for postulating
his thesis of dressing, which in Schmarsow’s opinion had reduced architecture
to “little more than superficial composition of a purely technical and decora-
tive kind.” 153
Schmarsow’s comments, however self-serving, are instructive with regard
to Semper’s “dressing” thesis, which was certainly the aspect of his theory
49
Mallgrave
most influential on the generations that followed. This also brings us to the
very heart of Semper’s architectural theory.
The idea of the dressing in Semperian theory, I think, has often been mis-
understood, particularly in its frequent English translation, “cladding.” The
root word of the concept is the German verb kleiden, which means “to clothe,
to dress,” and this sartorial association is critically important to Semper’s use
of the term, which he introduces—after all—as a textile concept.'4 In pre-
Hellenic or ancient architecture, admittedly, the term did sometimes have for
Semper the sense of cladding, as when the Assyrians clad their walls with
alabaster panels or glazed tiles. But Semper also used the term Bekleidung to
refer to the (nontextile) application of enamels and glazes to vases, the sheath-
ing of wooden doors and furniture with metal plates, and the delineation of
a masonry wall with a stucco dressing or ashlar pattern, such as when one
dresses stonework.
But something very important happened to the concept of the dressing in
classical Greek architecture. When the Greeks in their temples transposed the
solid wall dressings of the Orient into a thin veil of paint— “the subtlest and
most incorporeal dressing” (p. 379)'55—they at the same time raised the con-
cept of the dressing to a new artistic meaning— essentially, Semper argued, by
“transforming the forms of the Asiatic construction of the dressing that were
based on mechanical necessity into dynamic, even organic, forms, a matter of
endowing them with a soul” (p. 379).5¢ This new symbolism of the dressing
avoided all unnecessary references to weight: “It used the attributes of mass only
to emphasize precisely the activity and life of the organic members. In short, it
emancipated form from the material and from naked need” (p. 379).'57
The dressing, in fact, now became a veiling camouflage or artistic mask: a
physical masking of the material beneath the paint but also a symbolic or alle-
gorical masking of the work’s thematic content (p. 438 n. 85). This assertion of
Semper’s turned on his attempt to align the birth of the classical Greek temple
(which represented for him a monumental successor to the provisional stage,
literally draped with textiles, flowers, garlands, banners, and trophies) with the
development of high Greek drama. This attempt was not as overreaching as
it may first appear, even if drama was an art especially dear to Semper. If the
Greek theatrical mask endowed actors with typical personae for enacting
higher mystical rites, and also imposed on the actors a certain ambiguity with
respect to the contrapuntal choral chants, architecture—Semper reasoned—
became ideally ennobled through this dissimulating fabric first by ridding itself
of all references to morphological purpose or structural presence and second
by evoking a “certain carnival spirit” or festive “haze of carnival candles,”
which for Semper was the “true atmosphere of art” (p. 438 n. 85).458
I have elsewhere referred to Semper’s vision of monumental architecture
as essentially theatrical: theater in the positive sense of the Greek word the-
atron, meaning “a place to view, to behold.” 5? In unraveling the rich content
of his buildings, one also thinks of the related Greek word thedria, which con-
notes a “knowledge of the divine,” a sight or spectacle by which something
50
Introduction
Dal
Mallgrave
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;
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a2
Introduction
architecture; in his draft manuscript for the third volume he began by setting
out his four-motive theory. Both the lecture and the manuscript converge with
his definition of “style,” which of course was absent from his earlier study. In
both works he defined it as “the accord of an art object with its genesis, and
with all preconditions and circumstances of its becoming.”!7° The definition,
as we noted earlier, ultimately derives from Rumohr, but Semper was now at
pains to point out that by “material” he meant both the physical matter and
the theme or content of the work of art. From this perspective, Semper now
proposed to examine the issue of style through its social, political, religious,
and personal moments, and under the three rubrics of the individual, the col-
lective (the state), and human ideals (the highest task of art).
In both the lecture and the book manuscript the most notable passage was
that in which he responded to the issue of Darwin’s theory and its misapplica-
tion to art history. After ridiculing those historians (Jacob Grimm in his lec-
ture; Wilhelm Libke in a draft of the lecture) who imposed on their field a
deterministic model governed by laws of natural selection, heredity, and adap-
tation, Semper—in case one were to doubt his underlying idealism — sided
squarely with artistic freedom and the autonomy of the artist. He concluded
his lecture (not his book manuscript), however, in a most curious way. Parry-
ing the reproach that present-day architects lacked invention, Semper reiter-
ated an earlier remark of his essay of 1851—that no new idea of universal
historical importance has appeared to shake contemporary design loose from
the trammels of the past. “We are convinced,” he ended, “that whenever such
an idea would really take the lead, one or the other of our young colleagues
will prove himself capable of endowing it with a suitable architectural dress.
Until that time comes, however, we must reconcile ourselves to make do as
best we can with the old.” 171
I believe this sentence almost in itself explains what happened to Semper’s
projected third volume. The first two volumes composed a colossal investiga-
tive and theoretical undertaking, but one that in many ways emanated from
his personal, highly plastic, and content-laden approach to architectural prac-
tice. By 1869 Semper had become aware that architecture could not proceed
in such a way much longer. His whole understanding of this art—for him
effectively a lithic architecture of plastic or iconographic expression —had in a
fundamental way become antiquated in the face of new social and fiscal con-
straints as well as the pace of technological change.
None of this, of course, speaks against the momentous importance of Style
in its time; in a certain sense it even enhances it. The work’s essential insight
into artistic thought speaks volumes, and if Semper in his final years still pos-
sessed the temerity to view himself as the architect of monumental expres-
sion—even to define his artistic ambition as something in keeping with the
hallowed lineage of Michelangelo — he was perhaps the last major architect of
the nineteenth century to do so. The artistic attitude of his era, in fact, could
be no better delineated than by this very ambition.
53
Mallgrave
Notes
1. Charles Darwin, On the Origin of Species by Means of Natural Selection; or,
The Preservation of Favoured Races in the Struggle for Life (London: John Murray,
1859); Karl Marx, Das Kapital: Kritik der politischen Okonomie, vol. 1 (Hamburg: O.
Meissner, 1867).
2. Gottfried Semper, Der Stil in den technischen und tektonischen Kiinsten; oder,
Praktische Aesthetik: Ein Handbuch fiir Techniker, Ktinstler und Kunstfreunde (Frank-
furt am Main: Verlag fiir Kunst und Wissenschaft, 1860-63).
3. One of the first reviewers of Der Stil, Carl von Liitzow, described the work as
“epoch making” (epochmachend) in particular for its scientifically grounded theory of
style; see his review in Recensionen und Mittheilungen tiber bildende Kunst 2, no. 5
(May 1863): 85-86, esp. 85. (Unless otherwise indicated, all translations in the introduc-
tion are mine.) In 1878 the German philosopher and aesthetician Conrad Fiedler alluded
to the fact that “Semper’s book has often been described as epoch making, and it cannot
be denied that its contents are entirely fitted to effect a radical change, to advance the
artistic understanding of architectural forms, and as a result to intensify historical
research in the field of architecture”; see Conrad Fiedler, “Observations on the Nature
and History of Architecture,” in Harry Francis Mallgrave and Eleftherios Ikonomou,
eds. and trans., Empathy, Form, and Space: Problems in German Aesthetics, 1873-1893
(Santa Monica: Getty Center for the History of Art and the Humanities, 1994), 128; and
Conrad Fiedler, “Bemerkungen iiber Wesen und Geschichte der Baukunst,” Deutsche
Rundschau 15 (April-June 1878): 361-83, esp. 364. For more on Semper’s influence, see
J. Duncan Berry, “The Legacy of Gottfried Semper: Studies in Spathistorismus” (Ph.D.
diss., Brown University, 1989); and Harry Francis Mallgrave, Gottfried Semper:
Architect of the Nineteenth Century (New Haven: Yale Univ. Press, 1996), 355-81.
4. Jacob Burckhardt, Die Cultur der Renaissance in Italien (Basel: Schweighau-
ser’schen Verlagsbuchhandlung, 1860). Burckhardt joined Semper on the faculty of the
Eidgendssisches Polytechnikum (now Eidgendéssische Technische Hochschule Ziirich;
hereafter, ETH Ziirich) in spring 1855. After moving to Basel, Burckhardt wrote that
he was honored to have been called Semper’s colleague. See Jacob Burckhardt to
Gottfried Semper, 20 August 1862, in Jacob Burckhardt, Briefe (Basel: Benno Schwabe
& Co., 1961), 4:119.
5. Eugéne-Emmanuel Viollet-le-Duc, Dictionnaire raisonné de l’architecture fran-
caise du XIe au XVle siécle, 10 vols. (Paris: B. Bance & A. Morel, 1854-68).
6. Semper, Der Stil (note 2), vi: “die Grundztige einer empirischen Kunstlebre”
(Semper’s emphasis).
7. Several early attempts to translate Der Stil apparently failed. In 1884 the French
architect Paul Sédille reported in the Gazette des beaux-arts that the work had already
been translated into French, although no manuscript has since surfaced; see J. Duncan
Berry, “From Historicism to Architectural Realism,” in Harry Francis Mallgrave, ed.,
Otto Wagner: Reflections on the Raiment of Modernity (Santa Monica: Getty Center
for the History of Art and the Humanities, 1993), 274-75 n. 50. Also in 1884 the
Englishman Lawrence Harvey was asked by officials at the South Kensington Museum
(now the Victoria & Albert Museum) to prepare an English translation of the book: he
declined (Lawrence Harvey to Hans Semper, 16 December 1884, Semper-Archiv, ETH
54
Introduction
Ziirich). In 1891 the third issue of the San Francisco journal Architectural News
(January) announced that the American architect Bernard Maybeck was preparing a
translation of the work, but this effort, too, seems to have been short-lived. A transla-
tion of the prolegomena and a portion of the section on textiles appeared more recently
in Gottfried Semper, The Four Elements of Architecture and Other Writings, trans.
Harry Francis Mallgrave and Wolfgang Herrmann (Cambridge: Cambridge Univ. Press,
1989), 182-263. Even more recent is the only Italian translation, Lo stile nelle arti tec-
niche e tettoniche, o, Estetica pratica: Manuale per tecnici, artisti e amatori, ed. A. R.
Burelli et al. (Rome: Editori Laterza, 1992), which renders slightly less than half of
Semper’s original. Even in the German language Style has not fared well. The book was
known mainly through its second edition (Munich: Friedrich Bruckmann, 1878-79). In
anticipation of the centennial of Semper’s death, Maander Kunstverlag published a
reprint of the first edition in 1977. The work is presently out of print in German.
8. For additional detail on Semper’s life, see Mallgrave, Gottfried Semper (note 3).
9. See especially chapter 3 of Barry Bergdoll, Léon Vaudoyer: Historicism in the
Age of Industry (New York: Architectural History Foundation, 1994), 75-108.
10. Gottfried Semper to Eduard Vieweg, 26 September 1843, in Wolfgang Herr-
mann, “Semper und Eduard Vieweg,” in Adolf Max Vogt, Christina Reble, and Martin
Frohlich, eds., Gottfried Semper und die Mitte des 19. Jahrhunderts (Basel: Birkhauser,
1976), 202-37, esp. 216: “Man nennt die Gebilde der Baukunst organisch, wenn sie aus
einer wahren Grundidee hervorgehen, und bei ihren Formation die Gesetzlichkeit und
innere geistige Nothwendigkeit hervortritt, durch welche die Natur schafft, nur Gutes
und Sch6nes schafft, und das Hassliche selbst als nothwendiges Element zur Harmonie
des Ganzen verwendet.”
11. Gottfried Semper to Eduard Vieweg, 27 November 1845, in Herrmann, “Semper
und Eduard Vieweg” (note 10), 218.
12. Gottfried Semper to Eduard Vieweg, 21 January 1848, in Herrmann, “Semper
und Eduard Vieweg” (note 10), 219.
13. Gottfried Semper to Eduard Vieweg, 15 June 1849, in Herrmann, “Semper und
Eduard Vieweg” (note 10), 221-22.
14. Gottfried Semper to Eduard Vieweg, 24 February 1850, in Herrmann, “Semper
und Eduard Vieweg” (note 10), 223: “der Architecturegeschichte eine ganz neue Seite
abgewonnen.”
15. Gottfried Semper to Eduard Vieweg, 24 February 1850, in Herrmann, “Semper
und Eduard Vieweg” (note 10), 223: “Glauben Sie ja nicht, dass meine Sorgfalt fiir die
Entwicklung der Anfange der Kunst iiberfliissig ist. Auf ihnen basirt der Gedanke, den
ich durch das ganze Werk durchzufiihren gedenke, der rothe Faden kniipft sich an sie.”
16. Gottfried Semper to Eduard Vieweg, 13 May 1850, in Herrmann, “Semper und
Eduard Vieweg” (note 10), 226: “die Motifs in ihrem Zusammenhange aufzufassen
und das Raumliche in der Baukunst in seiner Wichtigkeit zu erkennen.... Es war mir
nicht méglich mich mit blosser Beschreibung der Monumente zu begniigen; ich musste
zeigen, warum sie so werden mussten und nicht anders werden konnten.”
17. Semper-Archiv, ETH Ziirich, MS 55, fols. 1-13; published as “Vorwort,” in
Wolfgang Herrmann, Gottfried Semper: Theoretischer Nachlass an der ETH Ziirich,
Katalog und Kommentare (Basel: Birkhauser, 1981), 180-84; translated by Herrmann
DS
Mallgrave
56
Introduction
57
Mallgrave
39. Semper, “The Attributes of Formal Beauty” (note 31), 243; Semper-Archiv,
ETH Zirich, MS 179, fol. 46; published as “Einleitung” (note 31), 236: “Es is daher
der Style das zu kiinstlerischer Bedeutung erhobene Hervortreten des Grundthema,
und aller inneren und Gusseren Coefficienten, die bei der VerkOrperung desselben in
einem Kunstwerke modificirend einwirkten” (Semper’s emphasis).
40. Wolfgang Herrmann has addressed this issue at length; see his “Zur Entstehung
des ‘Stil? 1840-1877,” in idem, Gottfried Semper im Exil: Paris, London, 1849-1855;
Zur Entstehung des “Stil,” 1840-1877 (Basel: Birkhaiiser, 1978), 95-124; translated by
Herrmann as “The Genesis of Der Stil, 1840-1877,” in Wolfgang Herrmann, Gottfried
Semper: In Search of Architecture (Cambridge: MIT Press, 1984), 88-117.
41. James Stuart and Nicholas Revett, The Antiquities of Athens, 2d ed., 4 vols.
(London: Priestly & Weale, 1825-30). The new edition contained annotations by
William Kinnard, many of which related to classical polychromy. For instance, in con-
sidering the Parthenon, Kinnard was one of the first to suggest that paint —still “dis-
tinctly perceptible” — may have been applied on other than the decorative parts: “The
polished columns of white marble with their architrave, triglyphs, and the chief part of
the cornice, may therefore have thus been relieved in a manner agreeable to the eye, in
so sunny an atmosphere, by the enrichment and combination with colours and gilding
judiciously applied” (1:44-45n).
42. Franz Christian Gau to Gottfried Semper, 18 February 1833, Semper-Archiv,
ETH Ziirich.
43. Gottfried Semper, Vorlaufige Bemerkungen tiber bemalte Architectur und Plastik
bei den Alten (Altona: Johann Friedrich Hammerich, 1834), was published that spring;
translated as “Preliminary Remarks on Polychrome Architecture and Sculpture in
Antiquity,” in Gottfried Semper, The Four Elements of Architecture and Other
Writings, trans. Harry Francis Mallgrave and Wolfgang Herrmann (Cambridge: Cam-
bridge Univ. Press, 1989), 45-73. The Victoria and Albert Museum has six plates that
were prepared for the larger book. They deal with various monuments in Athens and
Sicily, and fragments from Etruscan tomb sites. The Hamburg Museum fiir Kunst-
gewerbe also has copies of these plates.
44. Leopold Ettlinger, Gottfried Semper und die Antike: Beitrage zur Kunst-
anschauung des deutschen Klassizismus, inaugural diss. (Halle, Germany: Carl Nieft,
1937), 47. In 1937 Ettlinger counted 199 surviving drawings of Athens alone by Semper.
Many have since been lost or destroyed.
45. Gottfried Semper to Johanna Marie Semper, 10 July 1832, Semper-Archiv,
ETH Ziirich.
46. Gottfried Semper to Johanna Marie Semper, 9 January 1833, Semper-Archiv,
ETH Zirich. Semper identified this aide as “General Heidecker,” probably Karl
Wilhelm Heideck (1788-1861), an army officer and amateur painter who was sent from
Munich to Greece as a member of Prince Otto’s regency committee to assist in organiz-
ing the military there; see Carl Brun, ed., Schweizerisches Kiinstler-Lexikon (Frauen-
feld: Huber, 1908; reprint, Nendeln, Liechtenstein: Kraus, 1982), 2:35-36.
47. The results were published in Italian in Bullettino dell’Instituto di corrispon-
denza archeologica in July 1833. This was later translated into German as “Entdeckung
alter Farbenreste an der Trajanssaule in Rom” (Discovery of traces of ancient paint on
58
Introduction
Trajan’s column in Rome), in Hans Semper and Manfred Semper, eds., Gottfried
Semper: Kleine Schriften (Berlin: W. Spemann, 1884; reprint, Mittenwald, Germany:
Maander, 1979), 107-8.
48. Semper’s connection with the institute allowed him access to grave sites near
Viterbo and at Corneto. A colored sketch of one tomb at Corneto is preserved in the
Semper-Archiv, ETH Ziirich; it is reproduced in Mallgrave, Gottfried Semper (note 3),
51. For other sketches from Corneto, see Gottfried Semper, 1803-1879: Baumeister
zwischen Revolution und Historismus (Munich: Callwey, 1980), 104 (cat. nos. 235-37,
by Gudrun Stenke), with illustrations on pp. 103 (cat. no. 236), 106 (cat. no. 237).
49. Semper gained access to the private areas of the Louvre through his friendship
with Charles Blanc, which he recounted in a letter to Johann Andreas Romberg,
September 1849, Semper-Archiv, ETH Ziirich.
50. Undated draft of a letter from Gottfried Semper to “Herr Legationsrath,”
Semper-Archiv, ETH Ziirich.
51. Gottfried Semper to Bernhard August Lindenau, 10 April 1850, Semper-Archiv,
ETH Zirich: “meinem Vaterlande, das mich kennt und das ich liebe, ferner zu dienen.”
52. Semper-Archiv, ETH Ziirich, MS 122, fol. 3; published as “London Lecture of
November 11, 1853,” Res: Journal of Anthropology and Aesthetics, no. 6 (1983): 8.
53. See James Cowles Prichard, The Natural History of Man: Comprising Inquiries
into the Modifying Influence of Physical and Moral Agencies on the Different Tribes
of the Human Family (London: H. Bailliére, 1843), 136-37; Wolfgang Herrmann
identifies this source in his description of Semper-Archiv, ETH Ziirich, MS 40, in his
Gottfried Semper: Theoretischer Nachlass an der ETH Ziirich, Katalog und Kom-
mentare (Basel: Birkhauser, 1981), 83.
54. Charles Lyell, Principles of Geology: Being an Attempt to Explain the Former
Changes of the Earth’s Surface, by Reference to Causes Now in Operation, 3 vols.
(London: John Murray, 1830-33).
55. For a vivid account of Boucher de Perthes’s research, see Herbert Wendt, In
Search of Adam: The Story of Man’s Quest for the Truth about His Earliest Ancestors,
trans. James Cleugh (Boston: Houghton Mifflin, 1956), 202-7.
56. Jacques Boucher de Perthes, Antiquités celtiques et antédiluviennes: Mémoire
sur l’industrie primitive et les arts a leur origine, 3 vols. (Paris: Treuttel & Wurtz,
1847).
57. See Glyn Daniel, A Short History of Archaeology (London: Thames & Hud-
son, 1981), 53.
58. See Wendt, In Search of Adam (note 55), 215-22.
59. Semper, Der Stil (note 2), 1:5.
60. Semper, Der Stil (note 2), 2:546-47, esp. 547 n. S.
61. Semper, Der Stil (note 2), 2:129-30.
62. Paul-Emile Botta, Monument de Ninive (Paris: Imprimerie Nationale, 1849-50),
5:174-76.
63. Semper, Der Stil (note 2), 1:276: “steinerne Stickereien” (Semper’s emphasis).
64. Semper, Der Stil (note 2), 1:226.
65. Semper, Der Stil (note 2), 1:346.
66. Semper, Der Stil (note 2), 1:271.
59)
Mallgrave
67. Semper, Der Stil (note 2), 1:358: “die gewirkten und gestickten Arazzis der
kunstfertigen Chaldaer.”
68. Semper, Der Stil (note 2), 1:359: “gefesselt, aber nicht zur Mumie einbalsamirt
und so ganzlich versteinert wie in Aegypten, wo sie wohl berechneten und unabander-
lichen hieratischen Satzungen gehorchen musste” (Semper’s emphasis).
69. Semper, Der Stil (note 2), 1:358: “wie mit Zwirnfaden umzogene Kontouren.”
70. Semper, Der Stil (note 2), 1:220-21.
71. Semper, Der Stil (note 2), 2:399: “die lapidarischen Nachkommen der
babylonisch-assyrischen bronzebekleideten Holzsaulen, die ihrerseits nur mehr oder
weniger monumentalisirte Zeltstiitzen sind.”
72. The issue of Semper’s “practical aesthetics” is discussed at length in Mari
Hvattum, Gottfried Semper and the Problem of Historicism (Cambridge: Cambridge
Univ. Press, 2003).
73. Semper, Der Stil (note 2), 1:vi: “einer empirischen Kunstlehre” (Semper’s
emphasis).
74. Carl Friedrich von Rumohr, Italienische Forschungen (Berlin: Nicolai’sche
Buchhandlung, 1827-31), 2:iv: “einer urkundlichen Begriindung der neueren Kunst-
geschichte.”
75. Friedrich Wilhelm von Schelling, “Uber das Verhaltniss der bildenden Kiinsten
zur der Natur,” in idem, Sdmmtliche Werke, pt. 1, vol. 7, 1805-1810, ed. Karl Friedrich
Schelling (Stuttgart: J.G. Cotta, 1860), 292-329.
76. Rumohr, Italienische Forschungen (note 74), 1:87: “ein zur Gewohnheit
gediehenes sich Fiigen in die inneren Foderungen des Stoffes |...], in welchem der Bildner
seine Gestalten wirklich bildet, der Maler sie erscheinen macht” (Rumohr’s emphasis).
77. Gottfried Semper to Eduard Vieweg, 26 September 1843, in Herrmann,
“Semper und Edvard Vieweg” (note 10), 215-18.
78. For a discussion of Carus’s theories and his relation to Semper in Dresden, see
my Gottfried Semper (note 3), 70-71, 158-59.
79. See Semper, Uber die formelle Gesetzmafigkeit (note 35).
80. For Zeising’s influence on Semper, see Heidrun Laudel, Gottfried Semper:
Architektur und Stil (Dresden: Verlag der Kunst, 1991), 168-73.
81. Semper, Uber die formelle Gesetzmafigkeit (note 35).
82. Semper-Archiv, ETH Ziirich, MS 169, fol. 3. The phrase he used was “unver-
standliche und selbst den academischen Kunstlern unliebsam.”
83. Semper-Archiv, ETH Ziirich, MS 169, fol. 3: “Aber, frage ich, had d. Philosopie
nich auch d. Recht u. d. Freiheit die Idee als ein Objekt, als einen Coeffizienten des Werkes
zu betrachten, welches letztere eine Function von mehreren variablen Gréssen ist.”
84. Semper-Archiv, ETH Ziirich, MS 178, fol. 23; Semper, “Vorwort” (note 17),
247: “ein schematisches Kunsturteil.”
85. Semper-Archiv, ETH Zirich, MS 186, fol. 1.
86. Semper, Der Stil (note 2), 1:231-32 n. 2.
87. Semper, Der Stil (note 2), 2:3: “die altesten und beredtesten Dokumente der
Geschichte.”
88. Semper, Der Stil (note 2), 2:5: “das schwebende geistige und klare Wesen der
quellverehrenden Hellenen.”
60
Introduction
89. Semper, Der Stil (note 2), 2:6: “Beide Formen sind die Vorkiinderinnen dessen
was die Baukunst erfand, indem sie darnach rand das Weisen beider Volker monumen-
tal auszudriicken.”
90. Heinrich Wolfflin, “Prolegomena zu einer Psychologie der Architektur” (Ph.D.
diss., Universitat Miinchen, 1886); translated as “Prolegomena to a Psychology of
Architecture,” in Harry Francis Mallgrave and Eleftherios Ikonomou, eds. and trans.,
Empathy, Form, and Space: Problems in German Aesthetics, 1873-1893 (Santa
Monica: Getty Center for the History of Art and the Humanities, 1994), 149-87.
91. Heinrich Wolfflin, “Prolegomena zu einer Psychologie der Architektur”
(note 90), 50; Wolfflin, “Prolegomena to a Psychology of Architecture” (note 90), 185.
92. See Adolf Goller, “Was ist die Ursache der immerwahrenden Stilveranderung in
der Architektur?” in idem, Zur Asthetik der Architektur: Vortrage und Studien (Stutt-
gart: Konrad Wittwer, 1887); translated as “What Is the Cause of Perpetual Style
Change in Architecture?” in Harry Francis Mallgrave and Eleftherios Ikonomou, eds.
and trans., Empathy, Form, and Space: Problems in German Aesthetics, 1873-1893
(Santa Monica: Getty Center for the History of Art and the Humanities, 1994),
193-225. In their introduction, Mallgrave and Ikonomou describe the relation of
Géller and Wolfflin and their theories (pp. 51-56).
93. Heinrich Wolfflin, Renaissance und Barock: Eine Untersuchung tiber Wesen
und Entstehung des Barockstils in Italien (Munich: T. Ackermann, 1888), 64n. 1;
translated by Kathrin Simon as Renaissance and Baroque (Ithaca: Cornell Univ. Press,
1975), 167n. 5.
94. See Wolfflin, “Prolegomena to a Psychology of Architecture” (note 90), 184,
190. Wolfflin’s annotated copy of his printed dissertation is in Special Collections,
Research Library, Getty Research Institute, Los Angeles; the annotations are included,
in both English and German, in the English translation cited here.
95. The passage in question is in Wilhelm Dilthey, Einleitung in die Geisteswissen-
schaften (Leipzig: Duncker & Humblot, 1883), 118; Wilhelm Dilthey, Introduction to
the Human Sciences, vol. 1 of idem, Selected Works, ed. Rudolf A. Makkreel and
Frithjof Rodi (Princeton: Princeton Univ. Press, 1989), 143-44. For further discus-
sion of this passage, see the introduction to Harry Francis Mallgrave and Eleftherios
Ikonomou, eds. and trans., Empathy, Form, and Space: Problems in German Aes-
thetics, 1873-1893 (Santa Monica: Getty Center for the History of Art and the
Humanities, 1994).
96. Wilhelm Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige
Aufgabe,” Deutsche Rundschau 72 (July-September 1892): 200-236; translated by
Michael Neville as “The Three Epochs of Modern Aesthetics and Its Present Task,” in
Wilhelm Dilthey, Poetry and Experience, vol. 5 of idem, Selected Works, ed. Rudolf A.
Makkreel and Frithjof Rodi (Princeton: Princeton Univ, Press, 1989), 175-222.
97. Dilthey, “The Three Epochs of Modern Aesthetics and Its Present Task”
(note 96), 181; Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige
Aufgabe” (note 96), 205.
98. Dilthey, “The Three Epochs of Modern Aesthetics and Its Present Task”
(note 96), 188; Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige
Aufgabe” (note 96), 210.
61
Mallgrave
99. Dilthey, “The Three Epochs of Modern Aesthetics and Its Present Task”
(note 96), 200; Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige
Aufgabe” (note 96), 219.
100. Dilthey, “The Three Epochs of Modern Aesthetics and Its Present Task” (note
96), 204; Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige Aufgabe”
(note 96), 222.
101. Dilthey, “The Three Epochs of Modern Aesthetics and Its Present Task” (note
96), 204; Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige Aufgabe”
(note 96), 222.
102. Dilthey, “The Three Epochs of Modern Aesthetics and Its Present Task” (note
96), 204; Dilthey, “Die drei Epochen der modernen Asthetik und ihre heutige Aufgabe”
(note 96), 222.
103. See Robert Vischer, Ueber das optische Formgefiihl: Ein Beitrag zur Asthetik
(Leipzig: Hermann Credner, 1873); translated as “On the Optical Sense of Form: A
Contribution to Aesthetics,” in Harry Francis Mallgrave and Eleftherios Ikonomou,
eds. and trans., Empathy, Form, and Space: Problems in German Aesthetics,
1873-1893 (Santa Monica: Getty Center for the History of Art and the Humanities,
1994), 89-123.
104. Arthur Schopenhauer, Die Welt als Wille und Vorstellung, 2 vols. (Leipzig:
Brockhaus, 1844); translated by E. F. J. Payne as The World as Will and Representation,
2 vols. (Indian Hills, Colo.: Falcon’s Wing Press, 1958; reprint, New York: Dover,
1966); see especially chapter 35, “On the Aesthetics of Architecture,” 2:411-18.
105. Carl Botticher, Die Tektonik der Hellenen, 3 vols. (Potsdam: Ferdinand
Riegel, 1844-52).
106. A fact uncovered by Wolfgang Herrmann; see Wolfgang Herrmann, “Semper
und Botticher,” in idem, Gottfried Semper: Theoretischer Nachlass an der ETH Ziirich,
Katalog und Kommentare (Basel: Birkhauser, 1981), 26-40; translated by Herrmann as
“Semper and the Archaeologist Botticher,” in Wolfgang Herrmann, Gottfried Semper:
In Search of Architecture (Cambridge: MIT Press, 1984), 139-52.
107. See Gottfried Semper, “On Architectural Symbols,” Res: Journal of Anthro-
pology and Aesthetics, no. 9 (1983): 61-67.
108. Semper, Der Stil (note 2), 2:359: “deren stiitzende Elemente sich durch
die Kunst zu Organismen beleben konnten, deren Rahmenwerk und Dachgeschrank zwar
kollektive, nothwendige Last, sich rein mechanisch dussert, aber zugleich in sich selbst
vielgegliedert und in einzelnen Theilen als strebend und gleichsam lebendig erscheint.”
109. Semper, Der Stil (note 2), 2:365: “Zahmung des derben naturwiichsigen
Motivs.”
110. For the elaborate description of the iconographic symbolism of the Kunst-
historisches Museum, see “Entwurf eines Programmes fiir die bildernische Decoration
der Facaden des k. k. Museums fiir Kunst und Alterthum,” in Hans Semper and
Manfred Semper, eds., Die k. k. Hofmuseen in Wien und Gottfried Semper: Drei Denk-
schriften Gottfried Semper’s (Innsbruck: A. Edlinger, 1892).
111. For the best discussion of this influence, see J. Duncan Berry, “The Legacy of
Gottfried Semper” (note 3), especially the sections on Constantin Lipsius and Alfred
Friedrich Bluntschli.
62
Introduction
112. Friedrich Theodor Vischer, Asthetik; oder, Wissenschaft des Schénen, ed.
Robert Vischer, 2d ed. (Munich: Meyer & Jessen, 1922-23), 3:229 (sec. 559).
113. Friedrich Theodor Vischer, “Kritik meiner Asthetik,” in Robert Vischer, ed.,
Kritische Gange, 2d ed. (Munich: Meyer & Jessen, 1922), 4:316-22.
114. See Vischer, “On the Optical Sense of Form: A Contribution to Aesthetics”
(note 103), 92; Vischer, Ueber das optische Formgefiihl (note 103), vii.
115. Wolfflin, “Prolegomena to a Psychology of Architecture” (note 90), 149;
Wolfflin, “Prolegomena zu einer Psychologie der Architektur” (note 90), 1.
116. The phrase “visible pure form” (sichtbaren reinen Form) belongs to the
unheralded Adolf Géller, whose “Was ist die Ursache der immerwahrenden Stilver-
anderung in der Architektur?” (note 92) is an essential text of this period. It was the art
historian Cornelius Gurlitt who proposed transposing Gdller’s abstract definition of
form into painting and sculpture. See the discussion in Mallgrave and Ikonomou,
Empathy, Form, and Space (note 95), 54-56.
117. Nietzsche made this comment in his lecture “Das griechische Musikdrama,” in
Friedrich Nietzsche, Sdmtliche Werke: Kritische Studienausgabe, ed. Giorgio Colli and
Mazzino Montinari, rev. ed. (Munich: Deutscher Taschenbuch Verlag, 1988), 1:515-32,
esp22)
118. The plan and the first installment of the work that Semper sent to Vieweg in
June 1856 (held in pawn in the contractual dispute and subsequently lost) had started
with ceramics.
119. Jules Ziegler, Etudes céramiques: Recherche des principes du beau dans l’ar-
chitecture, l'art céramique et la forme en général; théorie de la coloration des reliefs
(Paris: Mathias & Paulin, 1850).
120. Brongniart’s classification of vessels in his Traité des arts céramiques ou des
poteries (1844) and Description méthodique du Musée céramique (1845) also greatly
influenced Semper. See my discussion in Gottfried Semper: Architect of the Nineteenth
Century (note 3), 279-82.
121. Ziegler, Etudes céramiques (note 119), 9.
122. Ziegler, Etudes céramiques (note 119), 16.
123. Semper, Der Stil (note 2), 2:81 n.
124. Gottfried Semper, Ueber die bleiernen Schleudergeschosse der Alten und
zweckmassige Gestaltung der Wurfkorper im Allgemeinen: Ein Versuch die dynamis-
che Entstehung gewisser Formen in der Natur und in der Kunst nachzuweisen (Frank-
furt am Main: Verlag fiir Kunst & Wissenschaft, 1859), 60: “soll nicht behauptet sein,
das die Griechen ihre Formen nach mathematischen Formeln constuirten, welches in
der Kunst anzunehmen absurd ware, sondern dass sie das Gesetz der Natur, wonach
diese bei ihren Formengebungen die extremen Grenzen beobachtet und iiberall Span-
nung herrschen lasst, nicht bloss dunkel ahnten, sondern klar erkannten.”
125. Semper first commented on iron in a report prepared in 1843 on the use of
iron in a church by Eduard Heuchler; see Semper-Archiv, ETH Ziirich, MS 7. In 1849
Semper critiqued Théodore Charpentier’s Jardins d’hiver in “Der Wintergarten zu
Paris,” Zeitschrift fiir praktisches Baukunst 9 (1849): 516-26, reprinted as “Uber
Wintergarten,” in Hans Semper and Manfred Semper, eds., Gottfried Semper: Kleine
Schriften (Berlin: W. Spemann, 1884; reprint, Mittenwald: Maander Kunstverlag,
63
Mallgrave
1977), 484-90. See also Wolfgang Herrmann, “Semper’s Position on Iron as a Building
Material,” in idem, Gottfried Semper: In Search of Architecture (Cambridge: MIT
Press, 1984), 174-83.
126. See “Science, Industry, and Art,” in Gottfried Semper, The Four Elements of
Architecture and Other Writings, trans. Harry Francis Mallgrave and Wolfgang
Herrmann (Cambridge: Cambridge Univ. Press, 1989), 164; Gottfried Semper, Wissen-
schaft, Industrie und Kunst: Vorschlage zur Anregung nationalen Kunstgefihles, bei
dem Schlusse der Londoner Industrie-Ausstellung (Brunswick: Vieweg, 1852), 71:
“glasbedeckte Vacuum.” In context Semper’s remark clearly means the building could
be used for any purpose.
127. Semper, Der Stil (note 2), 2:263: “mageren Boden fiir die Kunst”; 2:264: “das
Ideal desselben ist unsichtbare Architektur! Denn je diinner das Metallgespinnst, desto
vollkommener in seiner Art” (Semper’s emphasis).
128. Semper, Der Stil (note 2), 2:265: “lassen sich dennoch hieran vielleicht fiir die
Zukunft der Kunst einige Hoffnungen kniipfen.”
129. Semper, Der Stil (note 2), 1:366: “sehr folgewichtiges Prinzip der Konstruc-
tion” (Semper’s emphasis).
130. Semper, Der Stil (note 2), 1:304: “nichts Bedeutsameres in der ganzen Stilge-
schichte der Baukunst.”
131. Semper, Der Stil (note 2), 1:367.
132. Semper, Der Stil (note 2), 1:367: “den einfacheren Organismen des vege-
tabilischen Reiches.”
133. Ludwig Bohnstedt, “Uber die Bedeutung des Eisens fiir die Baukunst,” Deut-
sche Bauzeitung, 25 May 1867, 201-2; 1 June 1867, 209-10; 8 June 1867, 219-20.
134. Richard Lucae, “Uber die Bedeutung und Macht des Raumes in der Bau-
kunst,” Romberg’s Zeitschrift fiir praktische Baukunst 29 (1869): cols. 197-208;
Richard Lucae, “Uber die asthetische Ausbildung der Eisen-Konstruktionen, besonders
in ihrer Anwendung bei Raumen von bedeutender Spannweite,” Deutsche Bauzeitung,
13 January 1870, 9-12.
135. Constantin Lipsius, “Uber die asthetische Behandlung des Eisens im Hoch-
bau,” Deutsche Bauzeitung, 7 September 1878, 363.
136. Of Heuser’s many articles discussing iron, see especially “Das Werden von
Stylformen: Fortsetzung Darwinistischer Studien,” Allgemeine Bauzeitung 59 (1894):
53-54, 63-69. See also the excellent discussion of Heuser in Berry, “The Legacy of
Gottfried Semper” (note 3).
137. Semper, Der Stil (note 2), 2:389.
138. Semper, Der Stil (note 2), 2:394.
139. Semper, “On Architectural Styles” (note 38), 281; Semper, Ueber Baustyle
(note 38), 28.
140. Lucae, “Uber die Bedeutung und Macht des Raumes in der Baukunst” (note
134), 202.
141. Lucae, “Uber die asthetische Ausbildung der Eisen-Konstruktionen”
(note 134), 12.
142. Lucae, “Uber die asthetische Ausbildung der Eisen-Konstruktionen” (note
134), 12. On Giedion’s use of the word Schweben, see his Bauen in Frankreich,
64
Introduction
Bauen in Eisen, Bauen in Eisenbeton (Leipzig: Klinkhardt & Biermann, 1928), 18, 58;
translated by J. Duncan Berry as Building in France, Building in Iron, Building
in Ferroconcrete (Santa Monica: Getty Center for the History of Art and the
Humanities, 1994), 102, 142 (where the word is translated as “floating”).
143. Fiedler, “Observations on the Nature and History of Architecture” (note 3),
142; Fiedler, “Bemerkungen iiber Wesen und Geschichte der Baukunst” (note 3), 379.
144. Fiedler, “Observations on the Nature and History of Architecture” (note 3),
142; Fiedler, “Bemerkungen iiber Wesen und Geschichte der Baukunst” (note 3), 378.
145. Auer studied with Semper in his last years of teaching, between 1865 and
1868. Little has been written thus far on Auer, and the best discussion in English is in
Berry, “The Legacy of Gottfried Semper” (note 3), 222-40.
146. Hans Auer, “Der Einfluss der Construction auf die Entwicklung der Baustile,”
Zeitschrift des Osterreichischen Ingenieur- und Architekten-Vereins 33, no. 1 (1881):
8-18, esp. 9.
147. Hans Auer, “Die Entwickelung des Raumes in der Baukunst,” Allgemeine
Bauzeitung 48 (1883): 65-68, 73-74.
148. Auer, “Die Entwickelung des Raumes in der Baukunst” (note 147), 66.
149. Auer, “Die Entwickelung des Raumes in der Baukunst” (note 147), 74.
150. August Schmarsow, “The Essence of Architectural Creation,” in Harry
Francis Mallgrave and Eleftherios Ikonomou, eds. and trans., Empathy, Form, and
Space: Problems in German Aesthetics, 1873-1893 (Santa Monica: Getty Center for
the History of Art and the Humanities, 1994), 281-97, esp. 287; August Schmarsow,
Das Wesen der architektonischen Schopfung (Leipzig: Karl W. Hiersemann, 1894), 11.
Schmarsow later noted that the idea of architecture as the creatress of space came from
his reading of Style.
151. Schmarsow first developed the notion in “Uber den Werth der Dimensionen
im menschlichen Raumgebilde,” Berichte iiber die Verhandlungen der kOniglich
Sachsischen Gesellschaft der Wissenschaften zu Leipzig 48 (1896): 44-61. He did so
more extensively in Grundbegriffe der Kunstwissenschaft am Ubergang vom Altertum
zu Mittelalter, kritische erértert und in systematischem Zusammenhange dargestellt
(Leipzig: B. G. Teubner, 1905). For Berlage’s references to architecture as the art of spa-
tial enclosure, see his “Kunst der Raumumschliefung,” in Hedrick Petrus Berlage,
Gedanken iiber Stil in der Baukunst (Leipzig: Zeitler, 1905), 52; translated as
“Thoughts on Style in Architecture,” in Hendrik Petrus Berlage: Thoughts on Style,
1886-1909, trans. lain Boyd Whyte and Wim de Wit (Santa Monica: Getty Center for
the History of Art and the Humanities, 1996), 122-56, esp. 152.
152. Schmarsow, “The Essence of Architectural Creation” (note 150), 284;
Schmarsow, Das Wesen der architektonischen Schopfung (note 150), 7.
153. Schmarsow, “The Essence of Architectural Creation” (note 150), 282;
Schmarsow, Das Wesen der architektonischen Schopfung (note 150), 2.
154. Ina note in chapter 3, Semper himself remarks on his extension of the meaning
of the term Bekleidung: “As will become clear in what follows, I use the expression dress-
ing in a very broad sense, closely connected with my ideas about ancient art in general”
(this volume, p. 165 n. 14); Der Stil (note 2), 81n. 1: “Dem Ausdrucke Bekleidungswesen
lege ich, wie sich aus dem Folgenden ergeben wird, einen sehr ausgedehnten, mit meinen
65
Mallgrave
Ideen iiber antiken Kunst im Allgemeinen auf das Engste zusammenhangenden Sinn
bei.”
155. Semper, Der Stil (note 2), 1:445.
156. Semper, Der Stil (note 2), 1:444: “Es handelte sich nur, die mechanischen
Bediirfnissformen der asiatischen Bekleidungskonstruktion in dynamische, ja in organ-
ische Formen zu verwandeln, sie zu beseelen.”
157. Semper, Der Stil (note 2), 1:445: “Beniitzung dieser Masseneigenschaften nur
dazu um die Thatigkeit und das Leben der organischen Glieder pragnant hervorzu-
heben, kurz Emanzipation der Form von der Stofflichen und dem nackten Bediirfniss”
(Semper’s emphasis).
158. Semper, Der Stil (note 2), 1:231n: “Faschingslaune...Kanevalskerzendunst...
die wahre Atmosphare der Kunst.”
159. See Mallgrave, Gottfried Semper (note 3), 7; see also 59-60, 87-92, 116-17,
125-29, 237-40, 260-65, 299-302, 326-32, 339-52.
160. An excellent discussion of these two related concepts is found in David
Leatherbarrow, The Roots of Architectural Invention: Site, Enclosure, Materials (New
York: Cambridge Univ. Press, 1993), 218-20.
161. Friedrich Schiller, “On the Use of the Chorus in Tragedy,” in idem, Historical
Dramas: Mary Stuart, Maid of Orleans, The Bride of Messina, trans. Samuel Taylor
Coleridge, E. A. Aytoun, and A.J. W. Morrison (New York: Anthological Society,
1901), 243; Friedrich Schiller, “Uber den Gebrauch des Chors in der Tragédie,” in
idem, Samtliche Werke (Munich: Winkler, 1968), 2:249.
162. See especially Semper, Vorlaufige Bemerkungen tiber bemalte Architectur und
Plastik bei den Alten (note 43), 4-5; Semper, “Preliminary Remarks on Polychrome
Architecture” (note 43), 51-52.
163. See Mallgrave, Gottfried Semper (note 3), 125-29.
164. Nietzsche’s notes have been published in Friedrich Nietzsche, Samtliche Werke:
Kritische Studienausgabe, ed. Giorgio Colli and Mazzino Montinari, rev. ed. (Munich:
Deutscher Taschenbuch Verlag, 1980), 7:16, 9:123, 11:255-56. That Nietzsche also read
Semper’s Vorlaufige Bemerkungen iiber bemalte Architectur und Plastik bei den Alten
is apparent from Nietzsche’s comments on Greek polychromy in his “Das griechische
Musikdrama” (note 117), 1:518.
165. Nietzsche’s lecture “Das griechische Musikdrama,” which became the basis
for Die Geburt der Tragédie aus dem Geiste der Musik, was written in the fall of 1869,
just after he had read and taken notes on Style. For the relation of Semper and Nietzsche,
see Mallgrave, Gottfried Semper (note 3), 348-52.
166. Dionysus transcends the usual deity of the fine arts—Apollo—on both the
interior and exterior of the work. The leitmotif of the theater’s exterior is a quadriga,
containing Dionysus and Ariadne, pulled by four panthers, that sits atop the central
exedra. Apollo is relegated to a minor position: to a single side panel beneath the vault
of the exedra. Inside, the ceiling panels of the main foyer were all given over to the
theme “The Return of Dionysus.” For more details, see Mallgrave, Gottfried Semper
(note 3), 346-48.
167. See Hermann, “Zur Entstehung des ‘Stil? 1840-1877” (note 40), 110, 120-21;
Herrmann, “The Genesis of Der Stil, 1840-1877” (note 40), 104, 113-14.
66
Introduction
168. Semper-Archiv, ETH Ziirich, MS 283; published as “Anfang des III. Bandes
des ‘Stil”” in Wolfgang Herrmann, Gottfried Semper: Theoretischer Nachlass an der
ETH Ziirich, Katalog und Kommentare (Basel: Birkhauser, 1981), 250-60.
169. There are two versions of this prospectus in the Semper-Archiv, ETH Ziirich:
MS 195 and MS 205; MS 205 is translated by Harry Francis Mallgrave and Wolfgang
Herrmann as “Prospectus: Style in the Technical and Tectonic Arts; or, Practical Aes-
thetics,” in Gottfried Semper, The Four Elements of Architecture and Other Writings
(Cambridge: Cambridge Univ. Press, 1989), 174-80.
170. Semper, “On Architectural Styles” (note 38), 269; Semper, Ueber Baustyle
(note 38), 11: “Styl ist die Uebereinstimmung einer Kunsterscheinung mit ihrer Ent-
stehungsgeschichte, mit allen Vorbedingungen und Umstanden ihres Werdens.” Cf.
Semper-Archiv, ETH Ziirich, MS 283, fol. 9; published as “Anfang des III. Bandes des
‘Stil’” (note 168), 251: “Diese Ubereinstimmung der Kunst mit ihrer Entstehungs-
geschichte, wo sie hervortritt, nennt man Stil” (This harmony of art with the history of
its origins is called style).
171. Semper, “On Architectural Styles” (note 38), 284; Semper, Ueber Baustyle
(note 38), 31: “Wir sind tiberzeugt, dass sich schon dieser oder jener unter unseren jiin-
geren Collegen befahigt zeigen wiirde, einer solchen Idee, wo sie sich wirklich Bahn
brache, das geeignete architektonische Kleid zu verleihen. Bis es dahin kommt, muss
man sich, so gut es gehen will, in das Alte hineinschicken.” A sentence similar to the last
one in the quotation also appears at the end of Gottfried Semper, Die vier Elemente der
Baukunst: Ein Beitrag zur vergleichenden Baukunde (Braunschweig: Friedrich Vieweg,
1851), 103 n: “Bis dahin begniige man sich mit dem alten”; translated as “The Four
Elements of Architecture: A Contribution to the Comparative Study of Architecture,”
in Gottfried Semper, The Four Elements of Architecture and Other Writings, trans.
Harry Francis Mallgrave and Wolfgang Herrmann (Cambridge: Cambridge Univ. Press,
1989), 128 n: “Until then, one has to be content with the old.”
67
Ars infinita est, sed qui Symbola animadverterit,
omnia intelliget, licet non omnino
Ys!
Semper
not show how to create a particular art-form but rather how it comes into
being. The work of art will be seen as a result of all the factors involved in its
creation. Technique will therefore be a very important issue to consider, but
only insofar as it affects the principle of art’s creation. Nor will this approach
merely produce a history of art. In passing through the field of history, it will
not apprehend and explain the works of art of different periods and countries
as facts but rather it will expand upon them, as it were, by identifying in each
the necessarily different values of a function composed of many variables. It
will do this primarily with the intention of revealing the inner law governing
the world of the art-form, just as it governs the world of nature. For nature in
its infinite abundance is nevertheless very sparing with its motifs; it constantly
repeats its basic forms, modifying them a thousand times according to the
formative stage reached by living beings and the various conditions of their
existence. It shortens some elements and lengthens others, develops some ele-
ments fully, then merely alludes to them elsewhere. Nature has its own evolu-
tionary history, within which old motifs are discernible in every new form. In
just the same way, art is based on a few standard forms and types that derive
from the most ancient traditions; they reappear constantly yet offer infinite
variety, and like nature’s types they have their own history. Nothing is arbi-
trary; everything is conditioned by circumstances and relations.
An empirical theory of art (theory of style) is neither pure aesthetics nor an
abstract theory of beauty. The latter considers form as such; it sees beauty as
the combination of individual forms to achieve an overall effect that pleases
and satisfies our artistic sense.
All the aesthetic properties of formal beauty —harmony, eurythmy, pro-
portion, symmetry, and so on—are therefore of a collective nature.
Style theory, however, sees beauty as a unity, as a product or a result, not
as a sum or a series. It looks for the constituent parts of form that are not
form itself but rather the idea, the force, the material, and the means —in
other words, the basic preconditions of form.
This route through the world of art presents enormous difficulties. At best
it will produce results full of gaps, empty rubrics, and errors. But the ordering
and comparative method necessary for this effort to group related objects,
and to reduce what is derived to its simplest essence, at least helps provide an
overall view of a vast field that is still mostly fallow and waiting to be culti-
vated by others. For this reason alone it will not be totally in vain.
Our task also includes what [Carl Friedrich] von Rumohr appropriately
called the “Housekeeping of the Arts,” although he originally meant by this
only the ordering and at the same time subordinate role played by architecture
in the creation of works of high art: sculpture and painting. Architecture, in
its relation to the fine arts as well as in its own right, will be a major theme of
our considerations. Yet these higher realms of art represent only one of the
outer limits of the field to be investigated. In this field we also encounter those
simpler works to which the artistic instinct was first applied: adornment,
weapons, weaving, pottery, household utensils —in a word, the industrial arts
Te
Prolegomena
or what are also called technical arts.! Our task will embrace these, will
indeed treat them primarily: first, because the aesthetic necessity with which
we are dealing is most lucid and comprehensible in these oldest and simplest
inventions of the artistic instinct; second, because a certain codex of practical
aesthetics was established and formulated here prior to the invention of monu-
mental art, which (as will be shown) adopted from them a preexisting formal
language in addition to being directly influenced by them in other respects;
and third and most importantly, because those arts defined by critics as minor
are most severely affected by our present system of education and by the ten-
dencies of this century, and because nothing is more urgent for the intended
improvement of artistic taste in general (and with it art) than to resist these
forces, particularly in the field of the technical arts. For there can be no doubt
that art—adrift within the maelstrom of conditions —has lost its rudder, its
course, and, most seriously, its motive power. We will have ample opportunity
to return to these issues in the course of this book, and enough has been said
about the book’s general tendencies —its plan is outlined in the introduction.
Therefore, let me conclude this preface with some observations related to
what has just been said.
In times when people adopt the perspective of artistic culture (a perspective
our philosophers consider antiquated), a genuine public education is idealis-
tic. At present it is precisely the opposite: realistic. The pure sciences have
come to dominate education. Schools no longer systematically educate human
beings as such but are solely concerned with producing specialists. This sys-
tem in particular affects the working class and those people who devote them-
selves to the arts, and it starts at the earliest stages of schooling. It effectively
kills the very faculty that is actively responsible for the perception and, equally,
the creation of art. I mean the sense and the purely human impulse of being
creative as an end to itself and the gift—so indispensable to the artist as well
as to people receptive to art—of direct intuitive thinking.”
Fortunately, the secondary schools and their affiliates, the technical schools,
have not existed for very long and have yet to come to terms with their own
tenets. Hence the results of purely realistic education are emerging in a way
that promises another revision of the educational system soon. For example,
pupils entering technical schools from secondary schools have to devote a large
part of their already overly prescriptive course time to the basic sciences, which
are taught without regard for their relevance to the students’ specialization.
But because these students think and feel “practically” as a result of what
has been systematically instilled in them from their earliest years, they seek
that rapport of science and their specialty from their first introduction to its
elements. If they fail to find it, they lose interest in the course, and neither
pressure nor fear of examinations can put it back. In a sense, they are justified
in wanting it, since the educational system does not allow the pursuit of
knowledge for its own sake and thus excludes many disciplines (especially
those most suited to shaping and enriching the mind) because they supposedly
have no practical application.
73
Semper
When formerly the arts blossomed, when every artisan was in his own
way an artist or at least strove to be one, when the mind investigated every
conceivable aspect and approach at least as vigorously as today, schooling
(initially religious) had nothing to do with practice. When it did, it started
with practice and not with theory. The creative impulse was stimulated and
exercised earlier than was the student’s receptivity to extraneous exact knowl-
edge. He thereby discovered himself those things he had to know in order to
continue being creative. He thus acquired a thirst for knowledge that led him
to scientific studies that may often have been unsystematic but immediately
compensated for this by assuming the character of research and active, inde-
pendent creativity.
Knowledge and scientific explanations gathered in this way are self-
acquired property, immediately yielding high interest and profit. They are not
assets conferred then systematically deposited in the brain of the immature
student with uncertain prospects for later yield. The school of life, attended
by the majority of those who achieved fame with inventions or in the arts, was
of the former sort. And generally the public education of earlier days was very
similar, even if it was somewhat inadequate in other ways. Although the
formlessness of such conditions does not commend itself to direct emulation,
it is still the present author’s humble opinion that public technical schools, if
they are to accomplish even part of what is expected of them, should follow
this principle as much as possible — because it is a principle of nature. So let us
first have humanistic preparatory schools that aim only at cultivating the man
in man and developing his mental and physical abilities —that is, precisely the
antithesis of our present secondary and industrial schools.3 This should hold
for the preparatory schools of all classes of society, however much they might
differ, as necessarily they must, in the range and nature of their humanistic
education. Such teaching is not devoted exclusively to the ancient languages
and classical literature but is merely characterized by this tendency.
So the first priority is humanistic preparatory schools. The second should
be workshops in which skills are taught. And finally the third is ample oppor-
tunity for the student to satisfy his thirst for knowledge, stimulated by non-
compulsory creative work. There should be public lectures like those in Paris
given by outstanding experts in all fields, offered to all specialists without
exception and in particular to students of the various artistic ateliers of the
Ecole des beaux-arts.
France owes its greater fame and prosperity more to this extremely liberal
method of instruction than to those celebrated specialty schools that peda-
gogues in other nations are so keen to imitate —just when the French are start-
ing to think of reorganizing them. They have achieved fame and undisputed
preeminence in most branches of the industrial arts and their fine art is second
to none, whereas their lead is being contested in chemistry, engineering, and
mechanics— by England and America, where there are no polytechnic schools.
Such fields depend on a very comprehensive and exact knowledge and still
require special facilities, but it should be pointed out that a curriculum that
74
Prolegomena
appears suitable for them should not be taken as a model for all branches and
fields of technology, much less for the arts, including architecture and the
applied arts.
This is confirmed by the above-mentioned conflicts within the French edu-
cational system, which has been considered and imitated only one-sidedly in
the reorganization of the schools in Germany and other countries. Certainly
the old art academies in these countries have been allowed to continue along-
side the so-called polytechnic schools, and next to them many so-called trade
schools, Sunday schools, and art schools have been set up to teach craftsmen
and artisans. Yet this arrangement has proven far more detrimental than bene-
ficial to art, which cannot flourish under systematic classroom instruction
and the fracturing of its domain without a motive power acting from below.
To avoid repetition on these and closely related issues, the author refers
readers to his brochure Wissenschaft, Industrie und Kunst: Vorschlage zur
Anregung nationalen Kunstgeftihles (Brunswick: Vieweg, 1852).
These conditions would seem less grave, were it not for the unfortunate fact
that a certain higher necessity comes into play, in which they, in company with
contemporaneous observations in other fields, have their roots.
Pure science, for instance, impinges upon present conditions in other ways
far more effectual than those previously indicated: as the guiding force, or
rather as the spiritus familiaris [attending spirit] of the speculative century.
With its discoveries and inventions, science enriches everyday life and expands
the sphere of influence of a business world bent on profit. Such inventions
used to be daughters of necessity but now they help to create need artificially
in order to increase sales and acceptance. Products scarcely introduced are
removed from the market as obsolete before they can be developed techni-
cally, let alone artistically. Something new, but not necessarily better, always
takes their place.*
The present has neither the time nor the leisure to grow accustomed to
the benefits that are being almost forced upon it, but both are absolutely nec-
essary for the artistic mastery of these gifts. Consumption and invention
have been handed over to practitioners and industrial capitalists to mediate
as they please, but without a millennium of popular custom to cultivate a
suitable style. It requires far greater artistic sensitivity than is commonly
found among our industrialists to hit upon (without the benefit of time) the
right art-form for all the new things pressing themselves upon our attention.
Such a form would be one in which free human work appears as a necessity of
nature and becomes the generally understood and perceived formal expres-
sion of an idea.
Capitalism certainly makes every effort to have the fine arts serve its ends,
just as it borrows all its technical means from science. It has brought about
the division of labor (a practice understandably necessary for coping with the
vast scale of an enterprise) but in a way that is highly detrimental to the hoped-
for success. For example, it separates the so-called ornamental from the for-
mal and technical aspects of art in a purely mechanical way, immediately
75
Semper
betraying its lack of feeling for and misunderstanding of the true relationship
between the various means the artist uses to produce his work.
Many gifted artists are permanently employed by English and French indus-
try in a double servitude. On the one hand, they serve the employer, who sees
them not as equals but rather as troublesome advisers on taste and as embel-
lishers of form; he rarely pays them well. On the other hand, they serve the
fashion of the day, which is the only thing that ensures the sales upon which
the purpose and very existence of the industrial plant—indeed everything—
ultimately depends.
Thus artists take absolutely no initiative in industrial production; they are
just one more category of specialists employed by manufacturers —in the
same way that clay manufacture requires special kneaders or the furnace
needs a head stoker with his staff. The only difference is that manufacturers
are aware of the inadequacy of their own technical knowledge and allow
kneaders and stokers a relatively free hand, whereas every jackass thinks he
understands something about art. The instructions given by artists are unhesi-
tatingly criticized, altered, and distorted when they do not suit a manufacturer’s
taste, or if a foreman expresses misgivings about their technical feasibility,
doubtful profitability, outlay costs, or anything else.
To this must be added the low status of these industrial artists: first with
respect to the academic hierarchy of art that snubs them; second with respect to
the firm that claims the honors of success for itself alone, and out of jealousy
seldom or never credits the artist who really created the work or at least put
intellectual effort into it; and third with respect to the public, which shares the
prejudices of the academy and holds the so-called decorative arts in low esteem.
People involved in high art— painters, architects, and sculptors of repute—
have from time to time been called upon to work in craft industries, for
instance, when [Josiah] Wedgwood’s famous faience was partly modeled on
[John] Flaxman’s models and drawings. The porcelain factory at Sévres also
employs artists of stature, who to some extent keep themselves aloof from
fashion and a concern with sales. Yet even this influence from the heights
of academic art generally lacks a practical foundation, as skilled and highly
talented designers and model-makers are not metalworkers, potters, carpet
weavers, and goldsmiths—as was often the case before the academies sepa-
rated the arts. For this reason, products made under the guidance of these
men often contribute little to enhance the industrial arts because the results
come nowhere near the intention. Violence is done to the materials in order to
even partially fulfill the artistic intention, and thus the products do not com-
ply with the artists’ ambitious demands.
Architecture finds itself in a similar predicament, as speculation and the
machine have taken it over in the same way that they have subdued the technical
arts. The architect is often little more than an inconsequential adviser in mat-
ters of taste and can expect neither esteem nor profit from his commissions.°
The indirect influence of science helps shape our modern artistic condi-
tions in the ways indicated, but it also concerns itself with art as its actual
76
Prolegomena
object more now than it once did. The amount of material assembled by sci-
ence and research in the ever growing number of writings and illustrated
works on art, and everything related to it, is already more than we can man-
age. It is difficult to find one’s way through such abundance while maintain-
ing a sense of direction.
In order to facilitate this, we have divided the wealth of material into cate-
gories, around each of which has evolved a self-contained discipline.
There is an overwhelming mass of books on aesthetics and the history of
art, not to mention the many books in related fields; the number of books on
specific subjects in the arts, especially architecture, is enormous. We Germans
are tireless producers of studies of domestic, rural, and church construction,
manuals on timber, brick, ashlar, and so on. The English and the French, on
the other hand, have treated more successfully the actual technology of the
arts.
These works contain an indispensable wealth of knowledge and experi-
ence, yet the principle of splitting the material into a number of sciences or
disciplines that our artists are expected to master separates more than it con-
nects or compares. It only adds to the bewildering state of modern art, or
rather, this variety is one of the symptoms of that higher necessity imposed
upon us and our artistic efforts.
Applying what has been said to architecture, we can see these myriad
directions converging in three main schools, which correspond to the three
ways in which science is applied to art, namely,
a. the materialists, under the influence of natural science and mathematics;
b. the historians, under the influence of art history and antiquarian studies;
c. the schematists, purists, and so on, under the influence of speculative
philosophy.
The Materialists
Probably the most powerful influence on our present artistic attitude has
come from those textbooks that show how to utilize materials for architec-
tural and structural purposes.
Such textbooks are consistent with the broader practical tendency of our
time and are supported and sustained by the major building enterprises, espe-
cially railways. They can be criticized in general for fettering the idea to the
material too much by accepting the false premise that the world of architec-
tural forms arises solely from structural and material conditions and that
these alone supply the means for further development. The material is in fact
subservient to the idea and is by no means the only factor controlling the
idea’s physical manifestation in the phenomenal world. Although form—the
idea made visible —should not be in conflict with the material out of which it
is made, it is not absolutely necessary for the material as such to be a factor in
artistic appearance. The first part of the present work will further elaborate
upon this important point and demonstrate the historical origins and develop-
ment of materialist principles in architecture.
a.
Semper
Those who favor the so-called naturalistic styles of ornament must also be
counted materialists. They often disregard the basic stylistic and structural
principles of adornment.
The Historicists
The historical school, which is disintegrating into various embattled factions,
eagerly takes as its models certain works of art from times long past or from
other nations and imitates them with the greatest possible critical and stylistic
accuracy. They try to make the demands of the present fit this mold, instead
of (as would seem more natural) allowing solutions to develop freely from the
premises of the present, taking into consideration traditional forms that have
developed over the course of millennia and stood the test of time as irrefu-
tably true expressions and types of certain spatial and structural concepts.
In a certain sense the historicists and the materialists are opposites,
although both schools depreciate the present and tradition.
The many directions in which the historical school moves — so characteris-
tic of our time —have their starting point in the countless books that record the
discoveries and artistic studies of every country of antiquity, of medieval times,
and of the modern world. Its practitioners think that a historically accurate
conception and reproduction of the model guarantee success, and it must be
said that their achievements, considered as critical and rational imitations,
make a good impression in comparison with earlier attempts of this kind.
An exceptionally learned and thoroughly critical method, a highly diligent
and prudent classification, an utterly scrupulous examination of all research
sources (libraries, archives, monuments, and art collections) to document the
names of artists, dates of creation, stylistic criteria, structure, iconography,
liturgy, or any other information —all undertaken with little real artistic feeling
or imagination and therefore hardly stimulating the creative instinct —these
are characteristics of the most recent art historical and archaeological litera-
ture, and they are reflected in the artistic achievements of the historical school.
The neo-Gothic offshoot, now the dominant trend, first appeared only
some fifty years ago and was initially encouraged in Germany by [Johann
Wolfgang von] Goethe and the Romantic poets. Their first attempts were gar-
den pavilions and small country churches that turned out poorly enough. But
there are also more extensive projects dating from this time, such as the two
Gothic spires placed on top of the (Romanesque) towers of the cathedral in
Zurich. The movement did not really come alive, however, until an interest and
widespread support for preserving old Gothic monuments arose. The restora-
tion of buildings undertaken as a result of this romantic-antiquarian move-
ment provided training for a number of supervisors and craftsmen who have
since had the occasion to apply their virtuosity in this style to new buildings.
History reveals the neo-Gothic movement to be restorational in origin and
nature. It has a large number of technical and lay followers —the vast major-
ity of the former are the above-mentioned experts, for whom the compendi-
aria artis [technical shortcut] created by the Gothic style is a desirable vade
78
Prolegomena
ve
Semper
80
Prolegomena
its means is apparent as soon as it tries to deal with truly monumental art.
The modern mania for principle has deprived it of these means. They are to a
large extent erroneously described as inventions of decadent periods, abso-
lutely inimical to taste, or as anticonstructional. And judged by this false
accusation, they have been condemned. These means, in fact, include some of
the oldest traditions of architecture, which are fully consistent with the logic
of building and with artistic creation in general and which have symbolic val-
ues older than history —values that cannot possibly be expressed by some-
thing new. This book will provide ample opportunity to demonstrate this.
Another effect of speculative philosophy in the arts can be seen in the ico-
nography of art concerned with trends and the future, the hunt for new ideas,
the boastful displays of thoughts, profundity, richness of meaning, and so on.
Such moralistic appeals to nonartistic interests (to which the ecstasy of art
and the often ludicrous mania of connoisseurs and archaeologists for interpre-
tation respond with equal dignity) are typical either of barbarism or of decline.
Art at its most sublime hates exegesis; it therefore intentionally shuns it. It veils
it behind the most general, purely human motives and deliberately chooses the
simplest, most familiar themes. It considers these, like the material from which it
creates (be it clay or stone), solely as a means to an end that is sufficient in itself.
In this book, the author takes for granted some basic aesthetic concepts. Since
he interprets some of these concepts in a particular way, he owes his reader, as
an addendum to this preface, a short explanation of his terms.
On a more exalted plane, what we mean by terms like “sense of beauty,”
“delight in beauty,” “enjoyment of art,” and “artistic instinct” is analogous to
those instincts, pleasures, and gratifications that govern the way in which we
maintain our telluric existence. Strictly speaking, these can be traced back to
the momentary removal, numbing, or forgetting of pain. Just as pangs of
hunger make the purely physical individual want to try to alleviate them
purely for the sake of survival, just as frost and discomfort force him to seek
shelter, just as these and other needs lead him to various inventions, to work
hard to secure continued existence and prosperity for himself and his species,
so we are instilled with mental sufferings that govern the existence and enno-
blement of the human intellect and the human spirit in general.
81
Semper
82
Prolegomena
most diverse elements are simultaneously active within and without the object
we call beautiful.
These determinants, when they do not emanate from the beautiful object
itself, must still be reflected in it, must still condition its particular formation
[Gestaltung].
Moreover, these determinants must also derive from and be consistent
with the laws of nature. Although art is concerned only with form and appear-
ance and not with the essence of things, its forms must follow what the natu-
ral phenomenon teaches, even if only by complying with the general law that
prevails in every realm of nature—sometimes undeveloped, sometimes in a
more mature form.
This analogy between the general law of formation in nature and art
appears most clearly in what speculative aesthetics calls the formal elements
of pure beauty.
A phenomenon can manifest itself as such only by isolating itself from the
general as an individual.
This separation from the general is absolute only in the first stages of for-
mation. More developed plant and animal forms are distinctive because they
reflect, so to speak, two determinants of form: first, their relation to the gen-
eral in which they are rooted and based; and, second, their relation to the par-
ticular, which sets them up as objective or subjective opposites.
As the principle of individualization is symbolized clearly and distinctly by
the arrangement of the parts of every phenomenon that claims to be com-
plete, there are three determinants of form that can be active in the generation
of form. In lower forms they may act together or one determinant may lie dor-
mant. In cases where all three are active, these determinants of form corre-
spond to the three spatial dimensions of height, width, and depth.
With respect to the three determinants of form, the multiplicity of form
must be arranged threefold into a unity; the following three necessary condi-
tions of formal beauty then emerge:
1. symmetry,
2. proportionality,
3. direction.
It is just as impossible to add a fourth homogeneous property to these attrib-
utes of beauty as it is to imagine a fourth spatial dimension. This will become
more apparent in what follows.
83
Semper
These regular, closed forms have only one determinant of form, which
emanates from the center and extends out in all directions.
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Complete in themselves—symmetry, proportion, and direction are one
and the same. They are omnidirectional, therefore nondirectional.
The law of proportion applies to them only when parts of the whole are
84
Prolegomena
In the same way, the symmetrical principle is already present in latent form
in that remarkable miniature world of snowflakes, flowers, and so on. Here
symmetry evolves from peripheral regularity, from eurythmy, and from mole-
cules strung in an orderly way around the center of crystallization. It is similar
to how we traced proportion back to the radial regularity of the formation.
If we break off a piece from such a regular wreath and consider it in isola-
tion, we are comfortable with its appearance only on the condition that the
parts are equal in number and position or that there is a balance of unequal
parts to the right and left of the line ab, at right angles to a horizontal line rep-
resenting the plane of the earth’s horizon. If there is a complete identity of
elements right and left of the vertical line ab, this is called strong symmetry; if
there is only a balance of masses, it is called weak symmetry [Ebenmaf].
The symmetrical arrangement of atoms takes place along the horizontal
line cd. The last is, as it were, the invisible balancing pole that gives the form
stability. It can be called the symmetrical axis, in contrast to the line ab, which
can be called the proportional axis, because the proportional arrangement of
parts takes place along this line.
85
Semper
Eurythmy; Frames
Eurythmy is closed symmetry and stands in no direct relation to the observer
but only to a center around which the elements of the regular form are arranged
and strung peripherally.
To establish a rapport with the eurythmic figure, the observer has to imag-
ine himself at the center of relations. Verticality and horizontality are therefore
not basic demands of the eurythmic figure; its nature is enclosure. It expresses
the absolute concept of encirclement symbolically and therefore alludes to the
encircled as the actual object, as the center of the eurythmic order.
Door and window frames, for example, are eurythmic enclosures of this
kind, very similar to picture frames, except that the framed content is the per-
son who enters or looks out. These examples of frames show clearly the dif-
ference and separation between those parts that belong to the frames as such,
and in which the eurythmic law appears active, and those other parts of the
frame that are sometimes active symmetrically, sometimes proportionally,
whereby the frame and its content first appear as an object to the outside
viewer. The latter includes pediments, consoles, and similar accessories.
The frame is one of the most basic forms used in art: no enclosed image
without a frame, no scale without it. Eurythmy comes into play only when
the frame is used: a regular concentric articulation and order of formal ele-
ments that form an enclosed figure around the framed object.
86
Prolegomena
The series becomes alternating when we separate the elements with inter-
mediate elements. This is the case, for example, when the simple carved
wreath, in the manner of the leaf-and-dart decoration, changes into a series of
two leaves alternating with one another, or when reels are inserted between
beads. The egg-and-dart molding with its so-called arrowheads is another
very familiar example of an alternating series. The same principle of alterna-
tion is evident in the wreaths of metopes and triglyphs. Contrasts in form and
design, as well as color, are necessary to articulate the alternating series. The
principle of alternation is the recurrence of unlike parts in eurythmic cadence.
In addition to the simple and alternating series, there is a third, which is
the richest. It involves interrupting a simple or alternating series with periodic
caesuras.
This again was known to the Greeks, although they deliberately used it
sparingly and only on accessories.
Examples: pearl strings with two or more reels (an easily understood alter-
nation of unlike parts), lion heads and masks that punctuate garland deco-
rations in the cymatia of Greek entablatures, Renaissance balustrades, and
especially aspects of barbarian styles as found in Hindu, Arabian, and Gothic
architecture.!° This intercalation is conducive to the romantic mood and has a
more painterly-musical effect, while simple and alternating eurythmy corre-
sponds to plastic beauty.
Because intercalation is more painterly than plastic in its effects, it is espe-
cially recommended in polychrome representation and as surface decorations
for carpets, ceramic work, inlaid metal, woodwork, and so on.
More elaborate eurythmic members are appropriate only if a rich con-
fusion or confused richness should appear, such as in curtains, embroidery,
fabrics, shawls, and generally in cases where a strict architectural eurythmy
would look too dry and stiff.
The beginning of the chapter on textiles will provide details on these and
related points. See also the woodcuts in this section and the colored plates in
volume 1, which show instances of all the modifications to the eurythmic
series.
Symmetry
Eurythmy is closely related not to symmetry but to proportion, because sym-
metry in a strict sense is only a piece, a fragment of a eurythmic whole that
turns upon itself. If one imagines a cut through the earth, the section would be
a circular disk, with the objects on the earth’s surface arranged on the outer
edge in radial formation directed toward the globe’s center. A piece of the
earth’s meridian, which the architecturally disposed mind sees as eurythmi-
cally arranged, is a symmetrical series. It pleases only because we recognize its
relation to the general, which lends static support to the individual phenome-
non. Unlike regular crystal forms that completely isolate themselves from the
universe and are true microcosms, symmetrical forms are not sufficiently con-
sistent in themselves for their form to express the possibility of their existence
87
Semper
beyond the world. Thus they do not have the kind of lower-order perfection
that regular enclosed figures have, yet these are the forms in which organic
nature is clothed, thereby complying with a higher principle of working
together as a unit. Those gracefully rigid snow crystals that were so instruc-
tive for the rhythmic law and its relation to proportion are no longer suffi-
cient for understanding the principle of symmetry. The latter’s true meaning
and great diversity appear in combination with proportion for the first time in
plant forms.
In this respect it is remarkable that both the beginning and the end of a
plant’s life are represented by self-contained microcosms: globelike plant cells,
flowers, fruit. But a plant has a macrocosmic relation in its growth; accord-
ingly, a life evolves simultaneously that operates in conflict with this macro-
cosmic relation as a principle of formation, that is to say, as the principle of
proportionality.
The application of the law of symmetry to plants is best dealt with sepa-
rately.
The plant, considered as an individual and as a whole, grows vertically
from its seed along the earth’s radius. Maintaining this direction depends on
the distribution of the mass of branches, leaves, flowers, and fruit around the
stem or, where there is no stem, around a vertical line that defines the center
of gravity to achieve overall balance. This order is therefore eurythmic, and its
principle derives from the planimetric property of the ground plane, which
resembles a starlike crystal formation. Only in its vertical projection, that is,
on the retina of the observer’s eye, is the image of the plant symmetrical. The
vertical arrangement of the parts of the formation (the placement of branches
on a tree) is independent of the law of balance to the extent that equilibrium
is not affected by whether a ring of branches, balancing each other relative to
the stem, grows from the stem at a high or low point, over or under equally
balanced systems.
It follows that in all plants, and in all natural and artistic forms that obey
the same regular order, there is no symmetry in the form of vertical extension.
The plant as a whole is actually symmetrical only to the eye; in reality it is
eurythmic. Actual symmetry appears in the individual parts of the plant
according to an inherent order that is very instructive, even if its details are not
easily resolved.
A branch may grow out of the stem at right angles without bending
toward the horizon. It may branch out and its twigs terminate in leaves divided
like ferns, whose parts again consist of small leaves. Each part of the tree,
when taken individually, demonstrates a subordination to the whole in the
symmetrical arrangement of its lesser parts.
The stem, taken as a whole, is to the branch what the earth is to the stem:
namely, its closest macrocosmic relation, evident in the uniform distribution
of branchings and in the massing of leaves on the branch with regard to the
stem. At the same time, the branch directly relates to the center of the earth,
with which it should comply in the arrangement and distribution of its subor-
88
Prolegomena
dinate members. Horizontal branchings, because they fulfill this dual condi-
tion, are no longer distributed eurythmically around the branch (as was the
case with the main stem, which simply related to the center of the earth), but
symmetrically, with a horizontal symmetrical axis intersecting the branch at
right angles. For twigs, leaves, and leaf parts, each considered as an entity, the
same dynamic law always applies. Thus the determinants of symmetrical form
are twofold: specifically, the relation to the point from which the individual
part grows, and the general relation to the earth by virtue of the attraction
of masses and gravity.!! Each of these parts has only one symmetrical axis,
always horizontal and directed at right angles to the part from which it grows.
For instance, the symmetry of a leaf, when projected as a line on a sectional
plane, intersects the stalk at right angles and runs parallel with the main stem
(which is vertical). In the same way, the arrangement of leaves frequently dif-
fers according to the type of the plant, but it is always symmetrical around the
twig, and again according to the law of horizontal and linear equilibrium. It
follows from this that a twig and its leaves must form a plane, like the leaf.
Trees that branch out horizontally, like cedars, acacias, and beeches, exhi-
bit this symmetrical arrangement. But the natural law becomes more complex
when the plant shows a different radiation principle — for instance, when the
branches of poplars and cypresses grow out of the stem at acute angles.
Here the symmetry of the branches with their twigs and leaves again
approximates the planimetric eurythmy of the main stem, yet without being
present in a pure form. The attempt to produce an equilibrium of mass and
symmetry under such complex interrelated circumstances spurs nature, with
its inexhaustible forms, to the infinite variety that the plant world offers; here
we intuit rather than see the law of symmetry working with proportionality,
more or less spiraling its way through it. This is partially responsible for the
romantic charm that plants have for us.
Although the animal kingdom is infinitely freer and richer in its creations
than the botanical world, its formal properties are also more apparent and
more distinct in their elements.
The kind of symmetry considered so far is planimetric; with animals it is
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found only in polyps, radial animals, and so on. The symmetry of higher ani-
mal forms is never planimetric, as with plants, but linear. In highly developed
animals, sections taken through any of the three main axes of spatial exten-
sion, or projected onto them, are never completely regular. The linear sym-
metrical axis of vertebrates and humans is a horizontal line that meets the
directional axis (which will be discussed below) at right angles. Yet animal
forms are not subject to the laws of symmetry, either from below upward or
from front to rear—the former for the same reason as plants, the latter for a
very similar one.
It would be possible to pursue the law of symmetry even into outer space,
in relation to the different levels of macrocosmic dependence of celestial bodies
on one another — but this would take us too far from the point.
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Prolegomena
9.1
Semper
Eurythmic Authority
As I have shown, eurythmy is either stereometric or planimetric symmetry.
Stereometric regular forms include the sphere and all regular polyhedra down
V2
Prolegomena
The Memorial
Early humans, even with their dim artistic sense, already understood the iso-
lated unit (in contrast to the eurythmic series that surrounds it) as a symbol of
authority and of wholeness, which they applied in the right places with admir-
able instinct.
The crudest effort to adorn oneself arises in part from this darkly divined
principle of authority. The adorned is a memorial to adornment.45 Frequently
the ideas of holding and holding together attach themselves to such a memo-
rial, materially and at the same time symbolically, as with an agrafe.
The memorial was used very early as a monument, to designate a conse-
crated place. Originally it was a mound. Memorials of this kind, usually bur-
ial places of fallen warriors and leaders, are the oldest monuments to be found
almost anywhere on the earth. The architecture of the memorial appears
already well developed in the tombs of Gyges and of the Tantalids near
Sipylos in Phrygia and in similar works in Greece, Italy, and Sardinia; it is
more developed in the terraced pyramids of Central America and Assyria; pet-
rified in the Egyptian pyramids; refined in the tombs of Mausolus, Augustus,
and Hadrian. The memorial is also used in games as a sign and goal with suit-
able allusions.
An interesting phenomenon is the combination of two elements — the
multiple series and the unified memorial—into a monumental overall effect
by surrounding the unified element with rhythmically arranged circles of
stone, a tangible illustration of pluralities merging into a unity. Such a com-
bination presents the memorial as a unified idea opposing plurality, which
becomes a unity itself through the peripheral rhythmic sequence, and at the
same time contributes powerfully to strengthening the authority of the memo-
rial. Examples of stone circles with menhirs'® at their centers are found at
Carnac, Avebury, Stonehenge, and many other places.
Symmetrical Authority
Linear symmetry is prominent in leaves and branches considered in them-
selves, in animals and humans, and in most works of art, especially in monu-
ments. Governed by the law of equilibrium, it consists of a distribution of
elements of the whole in a horizontal arrangement around a vertical axis, at
S3
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right angles to the direction of movement. This axis is the seat of linear sym-
metrical authority. It is emphasized by mass, by relief, by elevation, by the
richness of ornamental decoration, by color contrasts, or by all of these
together, so that the remaining elements of symmetry that accompany the
emphasized part simply resonate in unison. It represents, so to speak, the
gravitational center of the earth around which these parts rotate. By careful
choice of symmetrical authority, art is often successful in disregarding the
strict symmetry of all parts, as its enforcement is in many cases incompatible
with demands of purposefulness and character.
Proportional Authority
This authority never appears independently, never on its own, but either in
combination with macrocosmic authority or jointly with it and directional
authority.
In combination with macrocosmic authority, it appears as a characteristic
of radially arranged phenomena that have either grown directly from the
womb of the earth at its base or have branched out from the main stem.
These radially arranged phenomena show the polarizing activity of two
counteracting forces along one and the same vertical (or more generally
radial) axis of configuration. Both activities or forces are in conflict, and this
conflict should be reflected in the phenomena in such a way that the resulting
dynamic equilibrium becomes evident at the same time (see above).
As a reflection and representative of macrocosmic activity, the base of the
proportional system is first brought to bear in such phenomena.
As a reflection and representative of individualistic growth (in plants, for
example), the dominant part of the system emerges in that same proportional
phenomenon, specifically at the top at first. Mediating between the base and
dominant part is a neutral and supporting intermediate part that shares the
attributes of both of the above-named authorities equally and resolves their
opposites.
The base corresponds to the telluric (generally macrocosmic) unified ele-
ment that it reflects, either through inert mass, simple articulation, and dark
colors or through columnlike multiplicity, load-bearing capacity, and virtual
resilience.
The dominant part corresponds to the opposite, microcosmic, unified ele-
ment that it represents by its rich articulation, adornment, concentration of
all the characteristics of its individuality, splendid and bright colors. In mass
and especially in height it is the smaller of the two and always has the charac-
ter of something borne and crowning —a head.
The intermediate part has the dual character of supporting and being sup-
ported. In its bearing and color it is a mixture, or rather a double reflection
and resolution of the formal particularities and colors of the base and domi-
nant part. It forms, virtually at least, the proportional mean between the two
extremes, so that the base is to the mediating part what the latter is to the
dominant part.
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Prolegomena
Naturally only deviations from the strict principle endow proportion with
character, which has as many solutions as nature itself.1”
Things become more complex where the proportional axis is not rooted
but moves freely within a medium along its own directional axis, a condition
that in the foregoing was noted as the second possible combination. This is
the case with most animals that move horizontally on the earth, in water, and
in the air. The fish is the simplest example of this combination. The goal the
swimming fish pursues, whether it is a prey or any other desired object, is a
point of attraction that exerts a force quite analogous to that which the center
of the earth exerts on the tree or on any other vertically directed form. But
gravity opposes a tree’s growth, whereas with the fish the direction of will and
direction of life (of the spinal column) are not opposites: both strive uniformly
forward. Therefore, no conflict of forces takes place in this instance, and the
law of tripartite division no longer applies (see above). The authority here is a
dual one: the head of the fish represents both the microcosmic principle of
unity for individual existence and its movement.
Thus far the proportion of the fish is indeterminately two-part: a head
with a tailpiece that becomes indeterminately spool-like toward the rear.
There are, however, other determinants of form that give the incomplete
phenomenon the character of self-containment and unity: the general law of
the inertia of masses and of the resistance of the medium in which movement
takes place. The fish’s shape must yield to and reflect these macrocosmic
influences. This is achieved by means of imaginary sectional planes that pass
through the axis of direction at right angles and increase in size from front
to back according to a law that cannot be elaborated here, continuing to
increase up to a point on the directional axis where they reach their maximum
size. According to another law, the sectional planes decrease in size beyond
this point. Unlike the head, the greatest diameter of the fish is a reflection of
these macrocosmic influences.
But gravity also influences the proportional formation of the fish; its sec-
tional plane, wherever it passes through the longitudinal axis at right angles,
is symmetrical in width. In height, however, it conforms to the principle of
upright formation and is proportioned like a spindle or a flame. Macrocosmic
influences, we may conclude, operate less distinctly than they do in cases of
upright formation.8
Directional Authority
Like proportional authority, directional authority is never active on its own
but only in combination with the macrocosmic and symmetrical authority, or
with that authority and the proportional authority as well.
The latter case was discussed in the previous section; the former is most
evident in human beings.
Just as the head of the fish clearly and distinctly mirrors the convergence of
two principal axes (the living axis and the directional axis), so the human
head expresses intelligibly the normal position of these two axes at right
95
Semper
angles to each other. It is the high symbol of absolute free will, equally inde-
pendent of self-preservation and material constraints.
Content Authority
The three above-named authorities, as representatives of the three unifying
principles of the Jower order, form again three groups of a higher order
that should act together in a higher unity. This is the unity of purpose or unity
of content, which, depending on the level of perfection that nature and art
allow, is manifested as regularity, type, character, and—at its highest power —
expression.
To bring about this unity of a higher power, the principle of subordination
(of authority) is again active in the same way it is active in the lower regions
of creation.
Thus it happens that in art, as in nature—now through crystalline regu-
larity, now through the dominance of symmetry, now through exceptional
proportional development, and finally through special emphasis given to
direction—the idea becomes manifested in a clear and distinct way.
Thus we find again in certain architectural works the eurythmic isolation
of crystals and other perfectly regular forms of nature.
Examples include grave mounds (tumuli), Egyptian pyramids, and similar
monuments; they are developed uniformly on every side without true propor-
tional or directional organization. For just this reason they are very expressive
as perfect microcosms existing only for themselves, as symbols of a universe
that knows nothing outside itself, as memorials to world-renowned and
world-conquering leaders.
Symmetry prevails in some works of architecture that belong to the class
of memorials, although they have a front and rear. In other cases, the propor-
tional authority dominates, for example, with high domes or still more emphat-
ically with towers whose symmetry and direction are overmatched by the
proportionality of the ascending forms. They are therefore significant symbols
of heavenward striving. In a similar way, a directional organization is the
leading principle in many works of the technical arts and architecture. One
example is a ship, which because of this capacity for movement can be devel-
oped to a particularly high artistic level —a fact fully realized in antiquity, the
Middle Ages, and the Renaissance. The same is true of winged battle chariots.
Even in monumental architecture the directional principle now and then
prevails over the other requirements of beautiful, closed form. Examples
include Egyptian processional temples and the—similar to it in this regard—
Roman Catholic basilicas of the thirteenth century.
Yet in the Greek temple, in its most perfect splendor and great freedom,
unity of purpose stands out much as it does in humans—in its purest har-
mony! Athena’s crowning pediment embodies, like the visage of this goddess,
the dominance of proportion, the quintessence of symmetry, and the reflec-
tion of the approaching sacrificial procession.
96
Prolegomena
Notes
1. An expression that, through its pleonasm, indicates the folly of modern artistic
conditions so vividly that I am retaining it. It asserts that there is a broad gulf, unknown
to the Greeks, between the so-called minor arts and the so-called high arts.
2. [Carl Friedrich von] Rumohr’s expression to describe the independent mental
activity that makes possible the full conception and apprehension of beauty and crea-
tion in art without the mediation of the critical intellect.
3. Bavaria has an ordinance (I do not know whether it is enforced), passed by the
artistically learned King Ludwig, according to which no engineer or architect may enter
state service without having passed the gymnasium examination.
4. Did it take long for the masters of the great period toward the end of the Middle
Ages to learn to use linseed oil to bind paints, to replace older processes they found too
restrictive? Did it take long for the West to rediscover the secret of applying enamel to
faience, which the Persians and Saracens probably had long known from antiquity?
Not exactly exemplars of Western knowledge and science, [Jan] van Eyck, Luca Della
Robbia, and [Bernard] Palissy did know how to apply their own discoveries artistically.
By comparison, how few modern painters are masters of the means and refinements
in paint offered so profusely by chemistry. We see (completely ignoring actual artistic
matters) the deformation, whitening, and cracking of paintings after only a few years,
whereas those pictures by Italian and Flemish old masters are immortal in these purely
technical respects. Even though they may have darkened and become thickly covered
with the sediment of the centuries, they nevertheless maintain their condition and
indeed may even have improved with age.
5. The use of architectural competitions, which is catching on everywhere, greatly
encourages this unfortunate separation of architecture as an art from working practice and
it is (at least in its present arrangement) one of the leading causes of architecture’s decline.
6. The danger in continuing with Renaissance architecture, which along with the
painting and sculpture of the cinquecento is unsurpassed, is that it— unlike Gothic —is
incomplete and allows further refinement, and in fact can be practiced only by a truly
artistic hand. Yet when done hastily, as we nowadays demand, it degenerates into the
most trivial vulgarity of form. The so-called Gothic style, by contrast, insists on unifor-
mity in richness, which makes the difference between the noble and vulgar less striking.
Even the kind of taste that can perceive these differences is still fairly unreceptive to
them because of the novelty of taking up this style again.
7. A{dolf] F. Zeising, A[esthetische] Florschungen], introduction.
8. Words of a poet and connoisseur:
Speculative aesthetics, which is widely practiced, is almost as harmful for the artist
and builder as it is for the viewer of art. This aesthetics lacks a concrete understand-
ing of beauty. It may have generated much artistic rhetoric but little artistic sensitiv-
ity. It has not found the source of formal beauty; as a rule it has to be content with
distilling only the abstract spirit of the idea from the full grape.
Since art has been placed under this speculative control, the sense for creating a
beautiful space has not revived, nor have the nerves become more receptive to the
vis superba formae [sublime power of beauty]. Direct intuitive thinking is by no
OT,
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means encouraged by this aesthetics. Speculative aesthetics finds its support in the
inability of so many people to find pure enjoyment in beauty as such. It feeds this
inability by translating what is intended for the eye or the ear, in transforming art
into nonart, forms into concepts, the pleasure of beauty into God-knows-what kind
of pleasure, and artistic jest and humor into pedantic seriousness. But if form, color,
and quantity have to be reduced to categories before they can be correctly per-
ceived, if the sensual as such can no longer make sense, if the bodily, as in this aes-
thetic, has to be disembodied in order to reveal its wealth—doesn’t art lose its
reason for independent existence?
Much could also be said about art journals, which more or less echo speculative
and aesthetic handbooks. They also overemphasize material interests. The what
dominates the how; opinion, the appearance.
Thus speculative aesthetics in many respects recalls natural philosophy. Exact
science will succeed natural philosophy in the same way that empirical aesthetics
will succeed speculative aesthetics.
9. Art has the same goal as religion: namely, relief from imperfect existence, the
forgetting of earthly woes and struggles with an eye to perfection. But the two are
opposites in that faith, through the mystery of miracles, immerses itself in the inexplic-
able, in formlessness, whereas art gives form to the formless and lets the miracle in a
work of art seem natural, indeed necessary. In the same way, the instinct of knowledge
and the urge for truth are a third form of the same striving for perfection. But here the
goal is unattainable: the realm of the unknown stands in contrast with the circle of
what has been explored in that it yields no formal support and quantitative standard—
both of which are partially granted to the work of art in its external aspect. Thus sci-
ence will always remain imperfect and incomplete in terms of form. Knowledge does
not satisfy, only the striving for it does. Yet the highest in art, as long as it betrays inad-
equate skill and an unfulfilled wish, must be inferior to the most limited work of art —
when the latter is consistent with the fully attained goal of striving for perfection that
lies at the heart of every work of art. Both religion and philosophy leave their sphere,
indeed surrender their true nature, when they accept the art-form. Such a unity of the
three manifestations of spiritual striving, however, offers the most favorable conditions
for artistic creation, which was the case with the Greeks.
10. Christian architecture very early abandoned the simple column rhythm of
antique buildings in favor of the intercalation of alternating columns and piers, cer-
tainly as much for aesthetic as for structural and liturgical reasons.
11. This law is especially evident in the plants of the primeval world and their sur-
viving descendants: ferns, horsetails, palms, and so on. Later plant types more often
show a balance of masses instead of symmetry.
12. Only partially, because the plant’s organs and their mutual relations are first
conditioned by their purpose, as tools of nourishment and reproduction.
13. This proportion in the direction of movement or will is different in principle
from a proportion in the direction of vertical formation, for which reason it forms a
special category of formal beauty. But clearly there is a far closer relation between both
than between each of them and symmetry.
98
Prolegomena
Here an example from the heavenly dynamic might be permitted, in which the
author believes he recognizes the close link between proportional formation and
motion formation, as well as the relationship and the difference of the forms resulting
from both of them. It is generally accepted that a comet’s tail is an atmosphere that is
created by the partial evaporation or burning of the heavenly body when it is close to
the sun. This tail is thus affected in shape and direction by two conflicting forces, very
similar to or even the same as those mentioned in the text.
If the star were suddenly to stand still when close to the sun—that is, if its movement
around the sun ceased—the burning caused by the sun would produce a flame like that
of a burning candle. The lighter, heated, and glowing exhalations would penetrate the
noncombustible medium that surrounds the core and fills the universe, in the shape of a
flame. The direction of this emanation, both luminous and illuminated, would be a
straight line running from the sun through the star. But the movement of the comet is
added as a form-determining element, through which the axis and shape of the tail
undergo a change. It takes the form of a curved, widening bundle of light, with the
lower part nearest the core turned away from the sun radially, a form that can be con-
structed graphically. This direction is probably also modified by the resistance of the
ether in which the comet floats. In explanation, let me insert the graphic representation
of the path of the comet of 1680, from [Isaac] Newton’s third book of the Principia
philosoph{iae| nat\uralis| math{ematica|, according to which its tail, at various observed
points in its orbit, corresponds exactly with the hypothesis in form and direction.
Before coming close to the sun at point / the tail is short and bent in a very weak
concave curve against the axis of the orbit, because the curvature of the part of the
orbit that the comet had previously described was only slight and the emanations of
vapor proceeded very slowly. The part of the column between 7 and k emanated from
the core when it was passing through the section of orbit between k and i, while the
upper part of the tail consists of vapors that had previously been emitted by the star
beyond k. But at the other side of the perihelion at m the vapor column is very long and
the preceding section of orbit is sharply curved. Therefore the vapor column (whose
upper regions consist of parts that the comet emitted in the direction of the rays of the
sun when it found itself on parts of the orbit through which it had traveled long before)
is strongly curved, and indeed at the point dictated by the construction, with the con-
vex side against the axis of the orbit. If one divides the tail md into four sections, then
the lowest belongs to those points on the orbit between m and a’; the second section
radiates from the comet between a’ and b’; the third emanates from the region between
Sh)
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b’ and c’; the fourth, coming from the region closest beyond c’, is identical with the
central section of the tail during the comet’s period at n’, and so on.
14. On this complex theme, which cannot be expounded here, see my publication
Uber die [bleiernen| Schleudergeschosse der Alten (Frankfurt am Main: Suchsland,
1858).
15. See the author’s essay “Uber [die formelle Gesetzmassigkeit] des Schmuckes,”
published by Meyer & Zeller in Zurich in 1856, both as a brochure and in the Monats-
schrift des wissenschaftlichen Vereins in Ziirich, no. 3.
16. Both tombs and performance memorials. The surrounding stone circles are the
prototypes for circuses, stadia, amphitheaters, and other arenas.
17. See the essay on adornment cited above [note 15].
18. See the section on aquatic animals in the essay cited above: Uber die [bleiernen]
Schleudergeschosse der Alten.
100
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CHAPTER ONE
Introduction
§1 General
Art has a special language of its own, consisting of formal types and symbols
that have changed in a great variety of ways over the course of cultural his-
tory. They offer as many ways of making oneself understood as language
itself. The most recent linguistic research has tried to show how human
idioms are related; it has tried to trace the changes to individual words over
the centuries and to lead us back to one or more points where they meet in
common primeval forms. The success of this process has turned linguistics
into a genuine science; it has even facilitated the strictly practical study of
languages and has shed a surprising amount of light on the dark realm of the
earliest history of peoples. Analogous efforts can be justified in the field of
art, where it is certainly proper to draw attention to the evolution of art-forms
from their seeds and roots to their transformations and ramifications.
It would scarcely be necessary to state this at the outset were there not a
certain mistrust of investigations into the origin of architecture’s basic forms
and symbols resulting from the often fruitless brooding about a field that has
not infrequently led to pernicious errors and false theories. Suffice it to recall
here the attempt (repeated a hundred times since Vitruvius) to show how all
parts and members of the Doric temple derived and developed from the
wooden hut; or the mistake, which even someone like [Franz Christian] Gau
could make, of suggesting that the Egyptian temple had its roots in the cave.
The latter speculation led to the formulation of quite erroneous theories
about Egyptian cultural history and prompted the suggestion that the civiliza-
tion of the Nile valley descended from the source of this river. In fact, all his-
torical and monumental records, and indeed the very nature of things, make it
quite clear that it developed in the opposite direction. The cave was also said
to be the basic architectural type for India (which, if possible, sounds even
more far-fetched), and Mongol tents were held to have served as prototypes
for curved Chinese roofs.
These efforts rightly stressed the primeval relations among art-forms, but
they misled us in the same way that it is misleading to trace different lan-
guages back to the babbling of children, the inarticulate sounds of animals, or
the cries of savage tribes
— which has, I think, also been attempted.
Comparative linguistics has demonstrated that the languages to which all
or most of the dead and living idioms of the old world can with certainty be
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directly or indirectly traced are precisely those that have the largest vocabu-
lary and the most flexibility. The linguistic poverty that appears to stem from
the infancy of the human race turns out, on closer review, to be the result of
atrophy, degeneration, or violent mutilation of more original and richer lin-
guistic organisms. In some cases even an affected pseudo originality is evoked
in the linguistic forms of certain peoples, caused or at least encouraged by
sociopolitical systems. The Chinese language, for example, is devoid of word
inflections and consists of a sequence of uninflected and unconnected ele-
ments. Yet this artlessness is more a sign of bonze-inspired simplification than
of childlike originality.
The same is true of the language of art-forms. When we think we are hear-
ing its first babbling tones, we are frequently, if not always, dealing with
degraded forms of earlier and more richly developed artistic conditions, as is
often the case with the social conditions of those peoples whose ostensibly
original art-forms we are observing. At least this is true for the inhabitants of
the ancient world, to the extent that they have left behind traces of their exis-
tence. The most primitive tribes we know present us with an image not of the
primeval human condition but of its impoverishment and stultification. There
are many suggestions of a regression into savagery, or more correctly, of the
living social organism breaking down into its elements.
Thus the patriarchy of the early fathers in the Euphrates Plain is a frac-
tured piece of despotism that must have existed as a splendidly developed
state before Abraham. If patriarchy had been the basic condition of society,
then it would be evident in society’s beginnings everywhere. But this is defi-
nitely not the case. There were and are examples of tribes at the same level of
development — herdsmen, for example — who despise and kill their powerless
elders, who roast and eat their fathers. This was reported of the ancient
Heruli and is still common among some peoples of the South Seas.
The tribes that now graze their flocks among the desolate ruins of the
Mesopotamian hills are, like Abraham, no longer aware of the times when
their fathers united to form large and powerful social bands. It is more correct
to see the provisional tents and smalahs they use today as symbols of their
current lack of peace and homeland than it is to call them prototypes for
Oriental architecture.
The situation was no different in the case of the Asians who poured into
Europe on successive occasions. All brought reminiscences of earlier, more
civilized states with them. The least blurred are found in those Indo-Germanic
tribes that first populated southern Europe —the Iapygians, Etruscans, and
Greco-Italians. In the north and west the Finns stand at the outpost of history.
They belonged to a cultural stage that was in itself very harmoniously devel-
oped, even though it extended back beyond the invention of bronze weapons
and implements. Perhaps they had even forgotten how to work bronze, as is
asserted of the New Zealanders, whose skill in wood carving and whose
Asiatic manner in art certainly suggest the possibility that they were forced to
give up the use of metal in their new metal-less homeland. The rich idioms of
104
Introduction
the Finns and the surviving remnants of their very sophisticated poetic lore
show that their condition, though it may have reverted to being primitive, was
not originally so.
They were succeeded by the Celts, who pushed them to the outermost
borders of Europe, where they reverted from agriculture to an existence based
on hunting and fishing. The Celts knew how to work bronze and how to mine
ore. They too were the wandering outcasts of a social body whose original
social forms were retained only fragmentarily as they migrated. They were
succeeded in turn by the Germans, who were familiar with iron and enslaved
them. These Germanic hordes, not a nation though linked by a common lan-
guage, were also homeless and rejected by society, and their long years of
migration probably made them more savage than their predecessors.! Finns,
Celts, Germans, Scandinavians, and Slavs—all brought reminiscences of
earlier cultures and related architectural traditions with them to the West, and
these played a role in reshaping society after the fall of the Roman Empire.
These traditions were active elements in the new form of society and the new
art emerging from it—a fact whose full significance and meaning, in my view,
have never been properly recognized. We need only allude to the remarkable
Finnish pile dwellings on the shores of Swiss lakes, the mysterious stone con-
structions on the heaths of western Europe (perhaps erroneously ascribed to
the Celts), the atrial layout of Scandinavian banqueting halls, the Obodrite
temples at Rethra on Lake Tollense (decorated with tapestries and colored
reliefs), the no less wonderful temple in Uppsala, or those colorfully decorated
Rhaetic huts with lavish wood carvings. I would also point to that peculiar
ornamental style unique to Irish jewelry and Scandinavian wood carving,
whose serpentine windings seem primeval and darkly chaotic. This principle
came into conflict with antique works (Greco-Italic ornamental forms) at the
time of Charlemagne and blended with them to produce new combinations.
Thus the social forms that seem to be most original prove to be fragments
of earlier cultural stocks, a result of natural events or political catastrophes—
detours, as it were. Conversely, somewhere within the field of cultural history
visible to us, the phenomenon of the conjoining of new social forms becomes
evident: fragments of the kind described, fused together either by some natu-
ral event or most frequently by the need for defense or a shared greed for a
rich neighbor’s property. Each element of this synthesis, in turn, is a conglom-
erate or fusion of heterogeneous remnants of even older, long-destroyed social
formations.
Unless we assume that reminiscences of earlier political entities survive
within the consciousness of the most savage tribes, the sudden emergence of
these new social forms in history would be quite inexplicable.
If this is the case (and everything suggests it is), then it is pointless to try to
detect the first formative stages of society on the soil of the ancient world; it is
impossible to trace architecture, which is both an expression of and housing
for social organisms, back to its earliest beginnings. Egyptian art, for instance,
although apparently the oldest, turns out on closer examination to be at least
105
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106
Introduction
was not openly acknowledged until very recently. It was based, as will be
shown, on virtually forgetting those ancient and traditional types that owe
their origin to the interaction of the technical arts in a primitive architectural
setting.
Note
1. Rural settlers living by agriculture and herding reflect not primeval conditions
but a state of neglect, like that of North American settlers.
107
CHAPTER TWO
109
Semper
and metalware. Wooden artifacts can also be assigned to this genus as a spe-
cial stylistic family, for example, barrels, wooden pails, and so on. Even some
textile objects, like baskets, are stylistically related to ceramics in this respect.
Conversely, there are objects that certainly belong to ceramics from the
point of view of materials, inasmuch as they were formed from a soft mass
that was then hardened and fixed. But they should be seen as relating to
ceramics only secondarily, because formally they are in a different sphere.
Objects of this kind include bricks, roof tiles, terra-cotta, and glazed tiles—
used both for dressing walls and tiling floors. The glass cubes and colored clay
pegs used in inlay work, as well as other ceramic products, are similar. Stylis-
tically, they may be more properly assigned to stereotomy or to textiles, as
they can be used for inlay work related to stone construction and as a dressing
for wall surfaces, and so on.
Similarly, textiles encompasses more than actual fabrics, as will be shown
below.
Tectonics is also a broad field. In addition to timber trusses and the col-
umns that support them, a large number of domestic furnishings are assigned
to this realm, as are some elements of stone construction and certain types of
metal construction.
Stereotomy includes the art not only of masons and excavators but also of
mosaicists, wood and ivory carvers, and metalworkers. Even jewelers derive
some of their stylistic principles from this technique.
The interrelations inherent to these processes are very important; they rep-
resent the transitions between the four different kinds of artistic activities.
Thus textiles combine with ceramics in the above-mentioned wall and floor
coverings and with tectonics in wood paneling. Even more important stylistic
combinations of the dressing principle with tectonics will emerge below
(tubular construction, lattices). In tubular construction, textiles provide the
material and tectonics gives it shape; with lattices, tectonics provides the
material and textiles give it shape.
The work of the goldsmith is also a stylistic composite, as is (in addition to
the many other cases that will be considered below) antique stone construc-
tion, in which stereotomy appears in combination with tectonics and the prin-
ciple of dressing.
Metal is the one material that unites all the properties of the raw materials
listed above. It can be plastically softened and is capable of being hardened; it
is malleable, tough, and resists tearing to a great extent; it is very elastic and
has significant relative strength (this is its weakest property because of its
excessive elasticity and malleability), and therefore is very useful for stick con-
structions; finally it is hard, with a very homogeneous and dense aggregate
condition offering enormous resistance to crushing. These properties make it
more suited than any other material to processing into any desired shape by
removing parts of the mass or by combining it with fixed systems. This versa-
tility allows metal techniques to encompass all four classes of technology.
Metallurgy also is composed of a larger number of transitional technical
110
Classification of the Technical Arts
processes not used for any other material. Thus, for example, metal’s mal-
leability leads to the important process of embossing. The process of forging
is different; it is a transition between handling metal as a malleable tough mass
and treating it stereotomically as a dense body. Other processes include stamp-
ing, minting, soldering, welding, riveting —all with their particular stylistic
features. There are also composite processes, like enameling, niello, gilding,
and many others. All of these should be considered separately and are very
important in their influence on the fine arts and architecture in particular.
Because metal technology is so significant in the arts and because it is so
difficult to place the named (and other unnamed) metalworking processes
into the four general classes listed above, a separate chapter will be devoted to
metal technology.
CHAPTER THREE
Textiles
A. General-Formal
§6 The String
The string is an articulation of a simple and therefore aesthetically neutral
band and is probably the oldest artistic product. It is the first actual manifes-
tation of the sense of beauty striving to bring about the expression of unity
through multiplicity, to combine it in a eurythmic form. The unity to which
the string refers contrasts at the same time with the plurality through which
the authority and homogeneity of the subject are emphasized and enhanced.
LES
Semper
EER
“aa
B=
MCLNENEN
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Textiles: General-Formal
only in the sense of holding the units together; it does not actively relate to
what it surrounds. Thus, this symbol is not always used to characterize some-
thing as bound, but rather it enhances an object’s independence. This is the
symbolic meaning of a string of pearls adorning the neck of a beautiful
woman. But it also frequently conveys the hint of a loose connection.
A special association of ideas is evoked by a wreath of leaves or flowers
consisting of elements directed alternately upward and downward.? Unlike a
a WS
string of pearls, which does not involve the concept of upward and downward
at all, the wreath is not neutral but rather points expressly to both at the same
time and thus mediates the two. It often has functional meaning; that is, it is
used as a symbol of a simultaneous or alternating function in contrasting
directions or of forces working in opposition.
l
AAPA IPOIVEVIIVWNS
Examples: the neck of a pouring vessel that both issues and receives; the
trochilus at the base of the Ionic column, which expresses the conflict between
the column’s thrust and the resistance of the hard ground.
The same symbol often occurs as a simple wavy line or as a string of inor-
ganic or quite conventional units alternately directed upward and downward.
LNs)
The string of conventional units formally expressing the notion of above
or below is often applied in an analogous way to a wreath of leaves pointing
up and down. The so-called egg-and-dart molding is of this type. It differs
from a pearl fillet only in that the latter is entirely neutral to the concepts of
above and below, whereas the former recalls one of the two. It is not neces-
sary to follow [Carl Gottlieb Wilhelm] Botticher in seeing these conventional
units in every case as leaves folded over and half concealing themselves; at
least they fulfill the required end (symbolizing above and below) quite per-
fectly without this assumption. More about this in the section on Hellenic art.
The Band
2 _/
Textiles: General-Formal
the binding material. Both ways of expressing the band’s strength oppose each
other in a certain sense; that is, a band that makes a forceful effect by its pro-
portions does not need to be reinforced by a formal emphasis of textural
resistance. Conversely, in cases where the proportion of the binding to what is
bound is slight, the concept of binding must be forcefully emphasized by the
band’s ostensible resistance. A band very light in its proportions and osten-
sible resistance should appear effortless. Examples: the string of pearls (astra-
gal), the leaf garland (stephanos).
Every band presents itself as a textile product, as a product that uses raw
material characterized by its tenaciousness and absolute strength, that is, by
resistance to tearing.
The simplest band is the line, the thread with a flat or circular profile. A
reinforced band has several similar lines or threads placed in parallel or twisted
around one another.
| SSG AISA
COCO
The flat band (belt, zone) often appears in a more understated form as a
weave. It is usually used as a headband (epikranon), a hem (limbus), or an
edging (crepido, margo).
ee,
Semper
and transversely at the same time. A Joad placed on it can amplify the longitu-
dinal tension. This rich combination finds stylistic and symbolic application
in the fully articulated ceiling systems of Greek temples, which will be dis-
cussed in the chapters relating to tectonics in this chapter and in the section on
Hellenic art.
The concept of binding is associated with that of connecting. Something
that is connected must have once been separate. Thus a band is used when
something is to be connected and articulated. It serves to emphasize both the
unified nature of the parts and their relation to the whole and to mark the
articulation.
Hems and seams are bands that are tensed and supported not longitudi-
nally but diagonally. They and their general stylistic demands will be dis-
cussed after the following treatment of clothing and the cover.
118
Textiles: General-Formal
R)
(dss
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Wit Late
cil
ee
fon
POL
wt
Sa
assumed that those patterns that pass through the loom most easily are also
those that unfurl and unfold most attractively —but in our day everything
passes through the loom easily, and thus this test of style no longer holds true.
This touches on one of the most dangerous pitfalls of modern industrial art
and of art overall. The limits of the legitimate and beautiful can be found
amid this superfluity of resources only by clinging as a matter of principle to
the eternally valid laws of style, only by diligently studying those works that
stand near the origins of art and that still display stylistic laws in their full
naiveté, and only by observing what emerged from these motifs in periods of
the highest artistic development. On closer review, the lack of taste associated
with this wealth of means proves that we knew how to acquire such wealth
but have not yet learned to use it. We have not become the intellectual masters
of the material, and in this regard we allow ourselves to be put to shame by
the Hindus and Iroquois (see below and my publication Wissenschaft, Indus-
trie und Kunst [Brunswick: Vieweg, 1852]).
The style of the banding —its pattern, shape, and color, and especially the
way in which it is worn—should suit the character that this decoration is
intended to evoke. Loosely fluttering, bright, or multicolored bands and bows
suit youthful feminine forms and are appropriate for dancing and joyful occa-
sions, but the same decoration is also appropriate for serious or solemn occa-
sions, such as the gravity of a priest and ruler.
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Semper
Fad
y Wy
Wy) Wy}
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SS.
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Naturally the same principles apply when this kind of decoration directly or
indirectly relates to architecture. Here we may point to the above-mentioned
banners, flags, and pennants as festive architectural decorations from ancient
times.
A few remarks on the occurrence of these architectural-ovational decora-
tions during various periods of cultural and stylistic history will appear below,
in accordance with the plan described.
2a
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Greek acroteria
§9 The Cover
The need for protection, cover, and spatial enclosure supplied some of the
earliest inspiration for industrial invention. Human beings first learned to
recognize the essence and purpose of natural covers (shaggy animal skins,
protective tree bark) and began to use them for their own ends according to
their correctly perceived natural use. Later, they imitated them with synthetic
weaving. The use of these covers is thus older than language. The concepts of
covering, protecting, and enclosing are indissolubly connected with those nat-
ural and synthetic covers and dressings that have become the sensible sign for
those concepts. As such they form perhaps the most important element in the
symbolism of architecture.
The cover’s purpose is the opposite to that of the binding. Everything
closed, protected, enclosed, enveloped, and covered presents itself as uni-
fied, as a collective; whereas everything bound reveals itself as articulated, as
a plurality.
If the basic form of the binding is linear, the surface appears as the forma-
tive element in everything intended to cover, protect, and enclose. The most
important general factors affecting the style of covers are the attributes of the
surface: that is, its extension in breadth and length, the absence of the third
dimension as a visually active element, the boundary lines (straight, crooked,
or composite), together with the above-mentioned general purpose of the
cover, as something uniformly inclusive.
From this follows, first, that the envelope or cover should manifest itself as
a surface. Even that abstract sense of beauty unconcerned with use and func-
tion is violated by covers that do not have the property of being surfaces or
those in which this attribute is artificially or only apparently eliminated but
are, in keeping with their purpose, actually complete surfaces. Even more
absurd are disturbances to surface continuity when the material purpose of
the cover urgently requires that it form not simply a surface but a flat plane.
Here I will give only one example of this somewhat baldly stated principle,
reserving the right to prove its validity as a norm in the following technical-
historical treatment of the subject. I will also consider the possibility of limita-
tions and exceptions and even examples of the contrary.
There is probably no case in which this principle is so strikingly evident as
Zs
Semper
in floors that are dressed with carpets, tiled with marble, paneled with wood,
or inlaid with colorful mosaics. On a plane intended to be continually walked
upon, any architectural relief ornaments —any oddities like imitations of
fruit, shells, and other friable pieces or even bouquets of flowers strewn
about —are problematic. Strictly speaking, the more perfectly and realistically
they are reproduced in relief and color, the less appropriate they are. The
asarotos oecos [Historia naturalis 36.184: “unswept room”] of Sosos—the
famous Attalid mosaic floor on which, as Pliny tells us, table scraps were
deceptively depicted — was certainly an error in style, however great its merits
as a work of art. Yet this bit of humorous whimsy can be more easily excused
than another famous mosaic scene described by Pliny with a wonderful clar-
ity: namely, those well-known doves, shown drinking from a basin of water,
inlaid on that same floor, with the result that their heads were ceaselessly and
mercilessly trodden upon. The famous floor depicting Alexander’s battle is no
more stylistically correct, nor are the rough and jagged-looking combinations
of brightly colored stones often found in Roman and early Christian mosaic
floors. Such visual obstacles make those walking on the floor feel uncertain
and oblige them to turn their eyes downward. In defense of the architects of
ancient Rome, it should be added that they generally knew to restrict subjects
like Alexander’s battle to a place on the floor not intended to be walked on,
and on the whole followed this stylistic principle with instinctive correctness.
Imagining ourselves sophisticated, we neglect it almost universally, particu-
larly in our extravagant carpets.
§ 11 General-Formal
Among the general-formal factors, the first basic principle is that a vertical
surface, if one thinks of it as bisected down the center by a vertical line,
should be regular with respect to that center, that is, the left side should
strictly mirror the right.
In this way, justice is done to symmetry or to the correct relation of partic-
ular appearance to general, but it is also essential that the general design of
the surface clearly indicate that it is either standing upright or hanging. Both
cases —namely, the surface as a standing wall or as a curtain—are as a rule
seen as upright because each is taller than it is wide. A perfect square would in
this respect be completely neutral; the proportional development of a square
124
Textiles: General-Formal
is without expression unless subdivisions and patterns are added to give it the
required character and thus force it out of its passivity. The rule is that the
compartments and patterns should intersect the neutral square so that each
division created on its surface, as well as the system of divisions as a whole,
will meet the conditions of proportion and symmetry. If in the case of wall
dressings or something similar, one cannot avoid the square or something
approaching a square (a form insufficiently active in itself), good taste will
seek to divide the wall surface into panels or fields, which, taken individually,
are taller than they are wide. The design then ceases to be neutral, and this
ensures the necessary activity and resulting satisfaction to the eye in terms of
proportion and symmetry.
A surface can also present itself as standing upright or hanging vertically
by flaring toward the top or bottom, so that a contrast between the two is
expressed by the form. An isosceles triangle, for example, will always indicate
the top or bottom by its apex, depending on whether it is intended as a stand-
ing or hanging surface. This shows that although the ratio of height to base is
likely to emphasize the degree of proportionality, it does not in itself necessar-
ily determine top and bottom.
The effect of such triangles or other forms that absolutely appear as stand-
ing or hanging is neutralized if they form a series. The interstices produce
inverse forms and these work against the directional thrust of the series. In
certain cases discussed below, this attribute is suitable and desirable for these
forms, but it prevents their application to large fields where they are com-
bined with rectangular forms, which create highly expressive crownings at the
top and along their termination at the bottom.
More pleasing than such jagged and pointed elements, and even more
ancient, are edge decorations with toothed circular segments. They, too, have
analogies in architecture, especially in cornices used as battlements. They are
usually cut with shears to prevent the unraveling (Low German ausrebbeln) of
unhemmed textile edges. The Doric triglyph is a symbol that can with some
probability be traced back to this edging, which was derived from clothing
and textiles. In this case the triglyph forms a valance and alludes to the inner
cover or pteron (see under Doric style below).
N25
Semper
PaiN
126
Textiles: General-Formal
§ 12 On Surface Figuration
In preceding sections we have focused on general-formal aspects. It remains to
demonstrate how the principles of symmetry and proportion apply to vertical
wall surfaces and hanging curtains — surface dressings with figures or designs.
As already demonstrated, the principle of surface ornamentation arises
from the basic idea of the surface as such and accordingly reaffirms it. At the
same time, however, it follows from the uniformity of what the dressing
encloses as a unity and a whole. The cover cannot present itself as undisturbed
if the ornamentation on the enclosing surfaces seemingly prevents it from being
a continuous spatial enclosure.
The correct relation of the enclosure to the enclosed should, moreover, be
apparent in the fact that the former (in all its formal properties and colors)
forcefully emphasizes and supports the effect of the latter. The enclosed should
present itself unmistakably as the principal theme and be placed upon a suit-
ably chosen background. But, again, this goal will be achieved only by using
27)
Semper
precisely those properties of ornamentation that develop a priori from the for-
mal concept of the surface as such. These properties should at the same time
be easily depicted or produced and should derive from the techniques first
used in the production of such surface dressings (namely, textiles).
Let us cite a passage from Richard Redgrave’s excellent Report on Design,
prepared by that artist at the request of the Royal Commission for the Great
Exhibition of 1851. It may help to explain what has been said. In the section
of his report dealing with wallpaper and other wall dressings Redgrave writes
as follows:
If the use of such materials is borne in mind, the proper decoration for them will at
once be evident, since this ought to bear the same relation to the objects in the
room that a background does to a picture. In art, a background, if well designed,
has its own distinctive features, yet these are to be so far suppressed and subdued
as not to invite especial attention, while as a whole it ought to be entirely sub-
servient to supporting and enhancing the principal figures —the subject of the pic-
ture. The decoration of a wall, if designed on good principles, has a like office: it is
a background to the furniture, the objects of art, and the occupants of the apart-
ment. It may enrich the general effect, and add to magnificence, or be made to
lighten or deepen the character of the chamber: it may appear to temper the heat
of summer, or to give a sense of warmth and comfort to the winter: it may have the
effect of increasing the size of a saloon, or of closing-in the walls of a library or
study: all which, by a due adaptation of colour, can be easily accomplished. But,
like the background to which it has been compared, although its ornament may
have a distinctive character for any of these purposes, it must be subdued, and
uncontrasted in light and shade; strictly speaking, it should be flat and convention-
alized, and lines or forms harsh or cutting on the ground as far as possible
avoided, except where necessary to give expression to the ornamentation. Imita-
tive treatments are objectionable on principle, both as intruding on the sense of
flatness, and as being too attractive in their details and colour to be sufficiently
retiring and unobtrusive.
Some of the best examples, as well of paper as of silk, velvet, and other hang-
ings, are treatments of texture in a self-colour.... By these means the ornament is
necessarily flat, and does not disturb the general effect. With the slightest attention
to the choice of form it <such monochrome surface decoration in which the tech-
nique yields, so to speak, the pattern> can hardly be in bad taste, whilst great ele-
gance and beauty often arise from such treatments [p. 24].
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Textiles: General-Formal
also extends to those works of art that are stylistically related to the technique
in question.
In addition to these general principles, the ornamentation of dressing sur-
faces is restricted by some stylistic precepts relating to proportion and sym-
metry. These vary according to whether the dressing is viewed as an upward-
directed wall or as a hanging drapery.
In both kinds of wall dressings the pattern should develop—unfurl, as it
were —in the direction of proportion. For example, it would violate the prin-
ciple of proportion if stripes did not run with the direction of the proportional
development of the dressed object but cut across it at right angles or diago-
nally. Fashions of almost every era have violated this rule in the most ghastly
way, but the tastelessness of the present day far exceeds all that has gone
before. I need only draw attention to the false and clumsy use of Scottish tar-
tan patterns, which are not in themselves objectionable. As pleated plaids they
are tolerable. The colorful confusion of their patterns, which incidentally
clearly proclaims their purely technical origin, is made no worse by the fall of
the folds, even though the free development of that fall is disturbed by all
those colored squares. But now our dandies use this fabric for trousers, closely
fitting waistcoats, and cloaks without considering that the proportions of the
design are bound to be completely destroyed by the heavily accented stripes
of the Scottish pattern crisscrossing one another. The Greeks and Greek-
educated Romans were therefore in no way wrong to denounce bracae vir-
gatae [striped trousers] and any checkered materials as barbarian clothing
suitable for slaves (see [Carl August] Bottiger’s Kleine Schriften, vol. 3: “Uber
die herrschende Mode der gewiirfelten Stoffe,’ 8-22).
Persian and Indian veils and shawls are used in rich folds as a turban to
wrap the head or as a belt. Many of the stylistic attributes of these costly
materials are based on this use: the confused forms, the contrasts of the varie-
gated stripes, which seem to be motivated by and gain the necessary unity
only from the fall of the folds. These products are meant to be used in pat-
terns (calculated not for development but for its charming colors) that display
a rich confusion in the fall of the folds. Often twenty to thirty people work on
them for years, each completing a single section. In the end, the pieces are so
skillfully worked together that there is not a seam to be seen. Thus a genuine
mosaic style—in fact, the riskiest kind, really more of a patchwork —can be
seen at work here; it can be appropriately applied only in an Oriental manner.
But our European ladies spread out a brightly colored patchwork pattern
and wear it finely smoothed around their shoulders, so that the fantastic poly-
chrome hem often hangs smoothly and symmetrically in the wrong direction
down the back. Despite the desired symmetry, one shoulder appears yellow
and the other blue, red, or green. And the great genius of our European cash-
mere manufacturers lies in corrupting this essentially original and perfectly jus-
tifiable style— without considering or even knowing how it came into being.
Just as little attention is paid to the necessity (closely associated with the
above-mentioned law of proportion) that the motifs of the pattern always
129
Semper
appear upright if they are significant in terms of top and bottom. This law
also applies both to a carpet that is hung on a wall and to a hung drapery.
Arabesques and any vegetal ornament, as well as designs taken from the
animal kingdom, should unfold from the floor upward. The actual curtain
should rarely be the exception here, and only when its ornament clearly indi-
cates that the upper part of the upward-directed vegetal motif has been
forced down in the opposite direction by a loop or by the powerful influence
of gravity.
All dressings have a third proportional style law in common: the heavier
form and the darker or more somber color should always dominate the bot-
tom; the lighter form and the brighter and more glowing color, the top. The
middle, however, should form a transition between the two extremes in terms
of its form and color.
As far as proportionality is concerned, the two kinds of dressing that are
commonly used in architecture (the standing or stretched tapestry wall and
the drape) display a similar order. But they are different with regard to sym-
metry in that the stretched tapestry wall requires a well-articulated symmetry
of the ornamental arrangement, whereas this does not seem necessary (and
indeed may be disturbing) in the case of the hanging drape, with its many
folds. A curtain, like Indian cashmeres, can be rich and confused, as the sym-
metry of the pattern is not in any way disturbed by the folds. It is replaced by
the plastic symmetry of the system of folds, which by its nature is not regular
but asserts itself through the balance of its masses.
The second difference between the two vertical wall dressings lies in the
nature of their termination. The stretched tapestry dressing terminates at the
top and coincides with the dominant of the proportional triad; the hanging
drapery terminates at the bottom and connects with the base of the propor-
tional triad; from this connection rich and very special terminations often
result. Compare the earlier remarks on this subject in the preface and in the
sections on the seam and hem to come later.
130
Textiles: General-Formal
131
Semper
and straight lines, which are all intended to enliven the surface of the floor in
an orderly combination. Good taste rejects a composition for a floor decora-
tion that draws the eye too much to the floor, a direction that is not fitting for
God’s noble likeness on this earth. Good taste resists such a composition all
the more firmly if the effect of what is represented arises not from charm and
artistry but from a feeling of uncertainty, a fear of falling, the discomfort of
standing on a hard and knobby surface or on soft objects —in other words, by
means that are definitely less than artistic. Therefore, illusory holes in the
floor created by sharply defined compartments set off by vivid contrasts of
light and shade, architectural relief ornaments, elevated moldings, coats of
arms, plastic representations of fruit, shells, scraps of food, and similar motifs
are absolutely objectionable—wunless they are applied in places that are not
intended to be walked or lain upon.
The issue becomes more difficult when it comes to the use of vegetal and
other organically enlivened decorative elements or even objects of a more ten-
dentious representation.
The first thing to consider here is whether such decorative elements, and
historical representations in particular, can be stylistically employed at all,
and if so what conditions and limitations apply.
Obviously it would be taking purism too far to condemn every imitative
ornamental treatment of a floor as lacking style, as has been done from time
to time. Nature’s carpet, the lawn with flowers, presents the most gracious
analogy to ornamental treatment, one that is accessible to every unspoiled
faculty. In the art of embroidery, undoubtedly used very early for decorating
bedcovers, the imitation of vegetal forms, within certain conventional con-
fines predetermined by the technique, came just as easily as the repetition of
geometrical forms and intertwining parallel lines. More serious objections can
be raised against historical or realistic imitations of the kind that can be clas-
sified as genre work or still life. But even these should not be rigorously and
universally condemned. It is futile to attempt to improve taste and cultivate a
more refined sense of beauty in people by rigidly insisting on naked law and
constantly rejecting the incunabula of every art-form. The latter are indeed
noteworthy models absolutely indispensable for teaching the practical laws
of beauty and explaining their elementary propositions owing to the clarity
and sharpness with which the formal law stands out (almost independent of
human arbitrariness) and arising, as it were, from its own natural necessity.
We should not forget, however, that between them and us lies a great expanse
of cultural development; that our art has absorbed the traditions of this long
transitional period from the beginnings of culture to our day and cannot repu-
diate them, even if it strives to do so with the zeal of an antiquarian mandarin;
that the present has its right and there are, in the area of technology, almost
no limits to its fulfillment, which means that a large number of stylistic
demands, especially those emerging from the technical treatment of material,
are necessarily obviated; and, finally, that only a very liberal stylistic code,
one that limits itself to defining the outside limits of what is allowed and to
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Textiles: General-Formal
presenting a logic of free activity, can expect to have any influence on improv-
ing our taste and spreading tendencies of greater artistic appreciation among
the people.
The notorious “Chamber of Horrors” in London’s Marlborough House
showed how much care needs to be taken in this respect. Here all possible
industrial sins against the principles of style—interpreted somewhat too rig-
orously and one-sidedly — were brought together and pilloried, so that every
visitor to the Museum of Practical Art and Science saw them immediately
upon entering. The intended effect was not achieved, as even disinterested
observers not infrequently felt prompted to defend the pieces thus exposed
and criticize these principles and their somewhat high-handed application,
which had occurred before these principles were sanctioned by public opin-
ion. Those censored in this public reproof became embittered enemies of this
undoubtedly excellent institution. Thus the Museum of Practical Art and
Science somewhat compromised its influence on industrial England (which
had not been very profound in any case) right at the beginning of its active
life, as its insightful leaders very soon became aware. Consequently, the
Chamber of Horrors disappeared within a year after the museum opened.
In general, the same principle often mentioned above also applies to the
use of vegetal ornaments. They should not make the surface impracticable but
should blend in with it; furthermore, they should adhere to and therefore
strengthen the general spatial disposition of the cover, whose regularity has
been discussed above. Depending on the circumstances, the principle should
either stand out more clearly than it would without the ornaments or it should
be less severely rigid. Vegetal ornaments should, as a rule, be the connecting
members, the mechanically functioning parts of the composition, enclosing
and connecting the other parts that are passive in this respect. Therefore when
vegetal ornaments are used in this way, they have to be treated according to
a stylistic principle already discussed in the preface, that is, in a fancifully gro-
tesque and conventional interpretation, like arabesques. Furthermore, they
should occur naturally and suit the principles of the technique applied in
establishing the composition. With regard to the latter, the current stage of
technology should certainly be taken into account; in my opinion, it would be
going too far to attempt, for example, to apply Iroquois patterns, or those
produced by the artful hand of Arabian weavers with their conventional and
technically stylistic severity, to our tapestries or artistically woven fabrics.
Finally, they have to be restrained in their proportions and in the intensity of
their coloring. They should not violate natural laws (for example, pansies
should not be as big as peonies and cabbage roses should not shrink to the
size of forget-me-nots) and they should fit in with the proportions of the com-
position and the covered space.
Where flowers and other vegetal forms establish independent surface pat-
terns following the law of even distribution (the English call this diaper treat-
ment, as distinguished from powdered work, where a ground is decorated
with an even spread of unconnected units), the retention of conventional
SSS)
Semper
forms and especially the principle of flatness are again stylistic principles.
However, apparent obstacles of the kind produced by flowers should not
impede the step of anyone accustomed to ovations (in which even the tri-
umphal path is strewn with real flowers and palm branches); nor should they
unduly attract his attention. For this reason, the naturalistic treatment of such
surface patterns may fall within the limits of what is permitted in luxurious
rooms intended for solemn processions and audiences (but not for balls), pro-
vided that the previously mentioned law of proportion is taken into account.
We might also mention that the eye is readily satiated with frequently repeated
images when they demand artistic values in themselves or because of their
technical perfection. See below for the use of objects with tendentious content
in the decoration of floors.
Before we turn to this topic we should make some more general points
regarding what is permissible in colored floor dressings and the polychrome
treatment of images on them.
134
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SIS
Semper
monotony, in which the eye misses nothing, but neither does it find anything
special.
This repose that results from very rapid vibration, this uniformity of rich-
ness, is actually the Oriental principle of ornamentation in forms and colors.
To remain with hues for a moment, there are three basic colors: yellow, red,
and blue. They form a mean proportional relation through their activity or
ability to engage and stimulate the sense of sight: yellow relates to red in the
proportion of five to three; red to blue in the proportion of three to two; or,
more accurately, yellow to red as eight to five, and red to blue as five to three.
Thus if all three colors are to be juxtaposed so as to stimulate equally, the
mixture must be in the converse proportions. If the whole colored area con-
sists of sixteen parts, then eight parts should be allotted to the mildly irritant
blue, five parts to the moderately irritant red, and three parts to the highly
irritant yellow — provided that all three colors used are roughly equal to each
other in intensity, that is to say, tonal saturation. The same is true of mixed
colors. A mixture of eight parts blue, five parts red, and three parts yellow
produces a quite neutral gray. If yellow is juxtaposed with a secondary violet,
yellow occupies three parts and violet the other thirteen parts. But violet itself
consists of eight parts blue and five parts red. If, following the principle of
equal distribution, one combines red with a contrasting green, the red has to
occupy five parts of the surface, and green the remaining eleven parts as a
ground. If green, blue, and violet are juxtaposed, then (since blue occurs in all
three tones and overall is allotted only eight parts) the blue field should have
four parts, the green field two plus three, or five, the violet field two plus five,
or seven.
In their color distribution most Oriental patterns are arranged in similar
proportions; therefore each color is given its due, and the result is neutral. It
goes without saying that when one color gains in power and intensity and in
this respect is stronger than the other two juxtaposed colors, this color should
be reduced in quantity, so that a balance is maintained.
The two polar colors—black and white—have to be considered in two
ways in this context: first as basic tones, second as mediating tones. If only
one of the two color extremes (black or white) is the basic tone, the three pri-
mary colors should be distributed against this background in proportions of
eight, five, and three, and only that part of the (black or white) background
actually covered by the colors is to be counted as the sixteen-part unit. If both
basic tones are juxtaposed, this should happen in two ways. Either the black
or white should be dominant and the contrasting color should be used much
less, or they should follow the law of equal distribution, as in checkered
floors. The first of these two cases is almost the same as the one in which only
one of the two extremes forms the basic tone. The color ornament on the
dominant basic tone should be balanced against the ornament on the subordi-
nated basic tone with regard to lightness and darkness, so as to level the
opposition between the two extremes (that is, the black and white back-
ground) to a certain extent, depending on the circumstances. If black and
136
Textiles: General-Formal
white are equally distributed as a ground, they balance themselves out. But
when a colored ornament is combined with them, it can be resolved in accor-
dance with the principle of mean proportionality expounded earlier and at
the same time— by the contrast of light and dark and dark and light — moder-
ate the contrast of the equally distributed backgrounds, which may otherwise
appear too harsh. Also, in the case of black and white backgrounds, a neutral
gray basic tone may often appear. This will not be included within the color
distribution according to the law of mean proportionality, so that only that
part of the background covered with arabesques and patterns will form the
sixteen-part surface unit within which the three primary colors of the orna-
ment have to be distributed according to the law of mean proportion. In com-
binations like these, however, a special tuning of the colors is always necessary
because the neutral background is also active as a color and thus always affects
one or the other basic color.
Black and white often serve as a mediator in Oriental polychromy, prefer-
ably as an edging for the colored parts and their internal details. As a way to
grant individual parts of the surface decoration a stronger presence and to
enhance overall unity by stretching, as it were, a fine lattice over the whole, it
is very effective. The choice of black or white for edging is not always easy
to make, although it goes without saying that generally dark areas should
have a light edging and light areas a dark one. Here, however, one should
take into account (and this makes the choice of border more difficult) that a
black border makes light areas even lighter and a white one makes dark ones
even darker.
Black and white can be replaced by red (a rich neutral Indian red), which
can be used as a border. Even more frequent and richer is an edging made
up of gold or silver threads. Like black and white, gold can be neutral and can
be used just like black and white, in other words, as a background and as an
edging. The glow of this exquisite medium gives it the attributes of the two
extremes of black and white, making it suitable for all combinations. At the
same time, in cases where it contributes to harmony, gold functions as a color,
namely, as a variation of yellow.
Subordination as a principle of ornamentation is the opposite of media-
tion. Here the contrasting colors and tones are not balanced by effects but are
intensified to a certain culminating point, which so dominates the system that
the unity of the overall effect is achieved through its predominant authority.
This is possible simply because the very combination of the subordinated
contrasting elements sustains and powerfully supports the authority of the
dominant element. Where forces combine to achieve a common goal, we find
unity in diversity.
Let us postpone the exposition of the theory of polychromy that emerges
from this principle of subordination until it can be applied directly as a whole.
Then it will be shown that such a system allows its elements the greatest free-
dom to develop and the greatest degree of independence within the limits to
which they are subject.”
Si,
Semper
138
Textiles: General-Formal
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139
Semper
140
Textiles: General-Formal
141
Semper
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144
Textiles: General-Formal
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145
Semper
these stylistic details were actually intended by the architect, but they do exist
and there are few ancient patterns that would suit our modern parquet crafts-
men as well as this one.
The division of floors becomes more complex, but also clearer and more
understandable in certain situations, the more it moves away from quadratic
neutrality, the more distinctly the contrasts of front and rear, right and left
stand out spatially. The front usually aligns with the main entrance; the rear is
denoted by the main elements of the interior and the defining spatial termina-
tion. In a church it is the altar; in a Greek temple it was the statue of the deity;
in a Roman atrium it was the tablinum, to which everything in front of it was
spatially related. In every parlor it should be the fireplace —that domestic
altar of family life that in the north unfortunately finds a poor replacement in
the stove, at least in the way in which we design and place it. A comparison to
what our forefathers knew to do with a stove would suffice to characterize the
current state of taste and culture.
146
Textiles: General-Formal
ration is also typical here and only underwent a plastic modification in the
course of stylistic development without surrendering or renouncing its tradi-
tional, even hieratically sanctioned type. Another major distinction between
the styles of the two horizontal dressings —the ceiling and the floor —is opti-
cal. When looking upward the eye sees the opposite part of the ceiling most
comfortably and soonest, whereas in looking at the floor it views the closest
area first. Basically, it is fear or caution that compels the eye to examine the
closest area of the floor first.
Just as flower-covered meadows and the neutral tones of the ground repre-
sent a natural analogy for the carpet, so the starry canopy of the heavens with
its azure blue has since ancient times —as long as humanity has embroidered,
woven, painted, and built— been the model for those concerned with prepar-
ing upper horizontal terminations of a room. In this regard, too, ceilings and
carpets differ fundamentally. Good taste rejects a system of floor decoration
that attracts the eye too much to the ground, because this direction does not
enhance the sense of being human (to mention only one reason). It is equally
appropriate to good taste and human dignity that the eye should be drawn
upward by colors that are airy, light, and at the same time restful, and by light
ornamentation of the ceiling. The ceiling should overcome the oppressive feel-
ing evoked by any separation between us and the open sky, to the extent that
this is permissible without at the same time violating the principle that any
dressing (including ceilings) should always be subordinate and background—
never the most important thing. In any case, the ceiling should form the high-
est scale, the climax of the effect, and it should exceed the decoration of the
walls in its splendor; it is the dominant and concluding chord in the harmony
of the decorative system.
147
Semper
above. These are the stars in the heavenly vault, birds soaring in the air, and
perhaps the shading branches of trees with blossoms and fruit hanging down.
And it is these things only (besides things taken from the loom and associated
with the idea of a primeval canopy, such as plaitings, labyrinths, and similar
ornaments) that have been the typical emblems of coffered ceilings from time
immemorial. Here we need to recall only briefly the stone ceilings of Egyptian
temples painted with stars, winged suns, and broad-winged eagles hovering
against a general azure background; the starry ceiling of the Greek uraniskos
[vault]; the rosette dome of the Pantheon with its (now lost) bronze decora-
tions; or, finally, the wooden ceilings of ancient Christian basilicas, Roma-
nesque ceilings and vaults, the Gothic groin vaulting of the Sainte-Chapelle,
Assisi,? the cathedrals in Siena and Orvieto, and the Certosa in Pavia. This
last ceiling, which enlivens this ancient motif with a new freshness, is already
a part of the transition to the Renaissance; it handles the theme with great
freedom and joins it with less severe motifs (comfortably adapted from the
newly emancipated representational arts)—taken partly from the rich and
fanciful ceilings of the Roman baths being rediscovered during that period of
the sixteenth century. The small ceiling panels (kalymmatia) placed in the
opaea [openings] between the joists were painted with stars. Omnidirectional,
like the plastic acanthus tulips or so-called rosettes that later replaced them,
they presented no difficulties in this regard.!0 The eagles and winged suns on
Egyptian ceilings oriented their flight toward the people entering the halls.
They were replaced in Christian times by seraphim, either heads or full-length
angels, or by rings with four pairs of wings, crisscrossing through each other
in all four directions. Such themes were apparently designed for decorative
aa
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aan geet a
use, specifically for ceilings and vaults, to avoid problems that would result
from direction. They were followed, to be sure, by the other heavenly hosts
who surround God the Father, God the Son, or the complete Trinity with
Mary in a glory. The celestial hosts are arranged in a circle around the central
148
Textiles: General-Formal
group, which for its part is oriented like those Egyptian eagles, that is, with
their heads toward the main door and feet toward the sanctuary over which
they hover. (See color plate 8, a Byzantine painting on the interior dome of a
small church in Athens.)
From this period forward, pictorial works on historical themes, enclosed
in special frames, are increasingly used as the main feature in the decoration
of ceilings. The Romans (and surely the Greeks as well) had given them only
slight ornamental significance in private dwellings and secular buildings. The
rule concerning the direction of framed pictorial works is easy to grasp, pro-
vided the covered room is somewhat directional and not, as frequently occurs,
completely neutral. The same is true of all ornamental work composed of ele-
ments with a top and bottom. One need only think of the flat or vaulted ceil-
ing as a transparent glass panel behind which the walls, which may be of any
conceivable height, remain visible.1 Anything painted upright on this ideal
vertical wall surface beyond the ceiling should also appear upright even if it is
only a projection on the ceiling (originally thought of as transparent). This
simple rule is also the starting point for that intricate art, the so-called per-
spective curieuse, that is able to represent the most difficult architectural com-
binations together with lavish groups of figures on any ceiling surface in a
way that does justice to art and is true to nature. In the Renaissance it was
often used by [Donato] Bramante, Balthasar Peruzzi, and other masters, but it
was later misused by the Jesuits with utter lack of taste.
Thus any figurative object with a head and a foot should be rooted by its
feet on the cornice of the wall, and this goes for all four walls and for the full
extent of an enclosing (circular or oval) wall surface. The tips or heads of the
upright figures would collide in the middle of the ceiling if this were not pre-
vented by appropriate divisions. Usually the main ceiling motifs are placed
exactly in the middle of the ceiling or vault, in the neutral area equidistant
from all four walls. This can make it difficult to determine their direction in
certain cases, as it frequently depends on local and random circumstances. In
rooms with a specific orientation, like the naves of churches, the central motifs
are arranged so that they are upright from the point of view of worshipers
entering the church: they have their heads toward the door and their feet
toward the altar. More difficult, by and large, is the orientation of central
motifs in the aisles and square Janus-arched passages so common in the domed
churches of the Renaissance.
Central motifs in the vaults of side aisles should be oriented for someone
entering the aisle from the nave through the arch of the main walls to worship
in the chapel adjacent to this part of the aisle. Given this, the subject of the
central section of the aisle vault should have its head toward the nave and its
foot toward the chapel. But very often this arrangement will present optical
problems, as when it is necessary to place oneself against the light (and not
the reverse) to see the picture in its true elevation. In many cases this consider-
ation governs the orientation of pictures and other objects. The image should
be placed so that one views it with the best light at one’s back, unless concerns
149
Semper
about hierarchy, etiquette, or other conditions connected with the use of the
room militate against this.
On this score [Jean] Bérain’s masterpiece, the Galerie d’Apollon in the
Louvre with its magnificent vaulted ceiling designed and executed by [Charles]
Lebrun, provides an interesting case study. In truth, it is nothing but a dazzling
corridor. It is very long and no wider than forty feet, with the entrance on one
of the narrow sides and a large balcony window opposite it at a great distance.
The entire left side is perforated with windows, and its paneling is lavishly yet
moderately and tastefully decorated by Bérain with arabesques en camaieu on
a gilt ground. The opposite wall is also paneled and runs without interruption
from beginning to end, with the exception of some richly decorated doors.
Undoubtedly it was always intended to be hung with pictures, and it has no
central reference point. The bister-gray paneling is decorated to the height of
the dado with fine arabesques in the same style as the window panels. The
paneling concludes with a strongly projecting cornice that crowns the wall;
the segmental barrel vault of the ceiling begins above that. On the cornice sit
colossal stucco groups enclosing the round picture frames, also in white-gray
stucco. These contain medallions executed in a green tone and are surrounded
by the magnificent flowers painted by [Jean-]Baptiste [Monnoyer]. In the
spaces between these groups there are more pictures, by Lebrun and other
masters. The entire ceiling is divided into pictorial fields separated by frames
and friezes in bister-gray stucco. The main motifs are playfully linked by mod-
erate base grounds and ornaments tending to golden brown, acting as a tran-
sition between the white stucco and the large oil paintings and creating an
incomparably harmonious, splendid, and light overall effect: magnificence
moderated by taste. I know of no space comparable to this wonderful gallery
in terms of its general architectural harmony. The principal picture in the cen-
ter was completed by [Eugéne] Delacroix just a few years ago, when the
gallery was restored under the direction of [Félix-Louis-Jacques] Duban and
[Polycarpe-Charles] Séchan. Its orientation obliges the observer to step in
front of the window and turn his back to it to see the painting properly —cer-
tainly the most suitable disposition in this case. The shape of the gallery might
suggest turning the picture so that the visitor to the Louvre’s art collection
walking through the lavishly decorated corridor could see and enjoy it en pas-
sant. The orientation chosen by Delacroix for the ceiling painting makes the
middle field of the gallery’s wall side a central point in the space that, as has
already been noted, has no actual purpose except to be a corridor or passage.
The idea merely hinted at so far could be fully expressed only if some power-
fully protruding statue, equal to Delacroix’s magnificent painting, were to
break the monotony of the wall surface precisely in the painting’s center.
This presents us with an opportunity to defend lavish ceiling decoration,
especially ceiling paintings. Artistic puritans and neo-Gothics oppose them
with a special fury; almost all theorists, art critics, and knowledgeable laymen
have conspired against them. Yet the best painters have chosen to dedicate a
great deal of hard work to precisely those problems presented by localities of
150
Textiles: General-Formal
this sort. The Sistine Chapel ceiling was the divine Michelangelo’s favorite
work and his greatest achievement in painting. Raphael took great pleasure in
his ceiling paintings for the Farnesina and the Chigi Chapel. Almost all of
Italy’s best painters sought and achieved their greatest fame in ceiling paint-
ings and painted domes, among them Domenichino, Guido Reni, Correggio,
Titian, Tintoretto, and Paolo Veronese. [Anton] Raphael Mengs first achieved
fame with his ceiling in the Villa Albani, and our contemporary masters have
also produced their best and most celebrated work for the vaults and ceilings
of the Glyptothek and the Louvre. And the ceilings of great masters would not
have acquired and retained this reputation over and above their other work
if the majority of the art-loving public did not also prefer precisely these pic-
tures. This is clearly the case — notwithstanding the theories of aestheticians. I
think the preference of masters and the uninhibited public for ceiling paint-
ings can be better explained more by physiological and—if you wish —psy-
chological reasons, than by material ones. It is certainly true that for material
reasons floors are never and walls are very seldom suited for paintings in the
high style, and even more rarely do we fully enjoy them. When the so-called
Gothic style abolished the existence of the wall (the independent spatial limit,
not structurally or mechanically active), there were no fields left for painting
as such, except for the caps of groin vaults and the transparent glass walls of
windows. For paintings can and should develop only on independent spatial
limits with no mechanical function. Beginning with the Renaissance, the wall
has partly come back into its own but to a much lesser extent in public monu-
ments (churches for example) than in residential architecture. Churches are
still Gothicized in the sense that nave walls offer few smooth surfaces; they
are broken by airy arches below and by galleries above, or they are architec-
turally altered so as to resemble supporting elements of the building’s struc-
ture. Thus only the spandrels over the arches of the nave, ceilings, vaults, and
domes remain available for actual painting. In palaces and secular public
buildings, however, especially in our now so important monuments intended
to house collections, wall surfaces already have a projected purpose: they can-
not be a picture, as they are supposed to have pictures or other artistic, scien-
tific, or luxury objects hung from or leaning against them. Although there are
many exceptions and occasions favorable to wall painting, painting generally
seeks a quieter spot for undisturbed creativity and effect. Thus, for very mun-
dane and material reasons, art is placed up in the air; down here we cannot
think of anything special to do with it. It is only in our way.
Art may even enjoy its existence in peaceful exile. Up there, at least, it is
not so easily disturbed and endangered without expensive ladders and scaf-
folds. It is also reasonably safe from the shortsighted glance of the connois-
seur and the aesthetician’s magnifying glass: neither can find fault with every
brush stroke, and thus they are compelled to grasp it as a whole in its overall
intention (as they always should). Although this advantage proves to be illu-
sory in practice—thanks to opera glasses and [Georg Friedrich von] Reichen-
bach’s telescopes—it does to a certain extent reassure the artist, who works
ilfeyd
Semper
OZ
Textiles: General-Formal
by human physical limitations and by the organ of sight. This must be consid-
ered in relation to a viewing angle that permits at least part of the ceiling to be
seen without too much discomfort. In reversing the argument applied to ceil-
ing paintings, I therefore reject any excessively high and slender spatial pro-
portions, especially when a space is not sufficiently developed in length. Such
spaces arise from a false and one-sided architectural —or rather, construc-
tional—theory and are now being passed off with an even falser sentimental-
ity as the most sublime work, indeed as the only appropriate and permissible
expression of genuinely Christian-Germanic faith and grandeur.
The Seam
cos
Semper
analogy and symbol for any joining of originally discrete surfaces in a tight
connection. A most important and prime axiom for artistic practice is most
simply, most originally, and at the same time most cogently expressed in the
seam—the principle of making a virtue out of necessity.'3 It teaches us that
anything that is and must be patchwork, because the material and means at
our disposal are insufficient, should not be made to appear otherwise. If some-
thing is originally separate we should characterize it not as one and undivided
but, by deliberately stressing how the parts are connected and interlaced
toward a common end, all the more eloquently as coordinated and unified.
Astonishing is the subtlety with which half-civilized peoples who are
bound by telluric chains to the law of necessity and who create things more or
less arbitrarily nevertheless recognize the stylistic law at work here. Whether
this primitive state is original or a result of degeneration does not matter, for
the history of art shows that in this respect the beginning and the end of civi-
lization meet. The whole theory and practice of art is essentially based on this
motive, combined with a few other related motives. We admire the art and
taste with which the Iroquois and other North American tribes sewed their
badger pelts and deer skins using feathers, gut strings, animal sinews, even
spun threads. We admire how this patchwork produces a tasteful and colorful
embroidery, a principle of ornamentation that forms the basis of an authentic
artistic development unfortunately stifled in embryo.
Entangled snakes on the aegis of Athena, Dresden Museum (see p. 156, right)
154
Textiles: General-Formal
55)
Semper
WWE r77
UU Hh li
¥ D-H
7) Alam
SHINN
A 3
ure ' i IS
the universal symbol for the primeval chain of things —for necessity, which is
older than the world and the gods. It is that which joins and commands every-
thing. The sacred knot is chaos itself: a complex, elaborate, self-devouring
tangle of serpents from which arise all “structurally active” ornamental
forms, and into which they irrevocably return after the cycle of civilization
156
Textiles: General-Formal
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WNB\7
Semper
In the seam there is an interaction from left to right, which can be most
simply represented by a zigzag or a double zigzag, an image consistent with
the technical means used in sewing. I will pass over here many more devel-
oped forms and patterns that in part arise from this simplest of motifs and in
part embody the structural-formal concept under discussion in simpler or
more complex compositions quite independently of this motif—there will be
an opportunity to return to this subject in the next chapter.!5 But one remark
about the most general stylistic justification for these ornamental forms is
appropriate here, namely, that they should refer directly to the units to be
joined. The first impression they make must always be that they form a chain,
move back and forth, fasten, tie, tack, or do anything else related to this basic
concept. This function also implies that the accessory ornamental element
also corresponds to the nature and propensity of the elements tied and stitched
together, from which it then follows that the ornament also draws attention
to whatever has the stitched cover and thus reveals it as something unified and
as the final reference.
Apart from those types derived from techniques, which have already been
described in their simplest form, certain symbols borrowed from nature, which
it offers in relative abundance, are the best expression of this. Through the
most direct association of ideas, such symbols awaken in us the feeling or
awareness that these linking elements are entirely appropriate to their func-
tion in every respect.
When translated ornamentally and stylistically into the material, such nat-
ural symbols (tendrils of creepers, clinging organs of the vine or the helix, the
network of the melon, the talons and claws of animals, the jaws of beasts)
provide motifs for ornamental decoration, evoking any mood one could wish
for, based on the choice of motifs and their treatment in color and form,
whether simple or complex, serious or lighter.
At the same time, the structural dependence and function of these motifs
demands that they neither exceed the limits of eurythmically regulated orna-
ment nor offer any scope to higher tendentious symbolism, as the latter (as
has already been stated in the introduction) can and should develop only on a
neutral, not technically and structurally functioning ground. Although these
remarks have a quite specific application here, they also hold more universally
for the structurally functioning parts of an artistically treated form. This law
is a basic principle of style, and it appears in textiles only in its greatest origi-
nality and simplicity —that is why it is best discussed here.
In the next section we will show how these same ornamental forms derived
from the processes of sewing, tacking, and knotting are also transferred to
other artistic endeavors related either distantly or not at all to the art of dress-
158
Textiles: General-Formal
ing, and how in such cases naturalistic imitation and tendentious art are to be
avoided. The ornamental treatment of the theme should be conventional and
fanciful: in part because of the need to let the technical function appear as
clearly as possible, in part because of the opposition between an art-form that
is intended as structural (which tolerates no direct association of ideas that
could be derived from the purely technical significance of the chosen orna-
ment) and tendentious art (which has nothing in common with the structure
and technical assembly of the work). The strict Doric style, for instance,
strove to avoid any peripheral idea that might arise in the ornamental treat-
ment of certain natural forms that could be confused with what was denoted.
Just how much it strove can be seen in the painted series of leaves on the
Doric cyma. They are reminiscent of no particular leaf, are purely conven-
tional in color, and are treated as unrealistically as possible. They give only
what they should: the notion of the organic-elastic inner resistance of plant
life to lifeless gravity as such. More on this later.
The seam [Naht] is linguistically and conceptually very closely related to
the rivet [Niethe]. Consequently, the rivet is also self-evident as a symbol of
the concept under discussion here. Perhaps the nail head, which appears in
surface decoration as a rosette, became a decorative motif carried over from
secondary metallo-technical usage into the actual textile practice of dressing,
but it may have perhaps originated in the latter as a button or lace. Using but-
tons to fasten the connecting parts of garments was a Doric custom that dis-
placed the lavish use of embroidered seams in dressing — which had once been
a common practice among Greeks as well.
LS9
Semper
pulling the shirt out through the broad slits between the two upper garments,
a seventeenth-century fashion that originated in Holland—cannot withstand
the criticism of good taste. The same holds for the ruffle seams of our ladies,
which destroy the proportions of the lower body and legs.
The same aesthetic principle, according to which every piecing together of
a garment must follow, not cut across, its proportional development, also for-
bids dividing flags and banners into vertical patches of different colors, the
tastelessness of which has already been censured. In this example the stylistic
principle proves to be suited to its practical and material purpose, because the
wind can very easily weaken and break vertical seams.
As already noted, the situation with band and ring decorations, which are
by nature proportional rather than symmetrical, is very different: they are
arranged according to the laws of proportion. They are not parts of the dress-
ing, nor do they relate to such parts in any way as links, yet in some cases they
are intermediate elements between the garment as a whole and the thing
dressed. They function as the connecting elements of both—the belt, for
example, is an attractive ring ornament for the body that fastens the folds of
the garment as a whole to the body. In other cases they are completely inde-
pendent of the dressing and serve as pure symbols of proportional articula-
tion. (On this, see what was said in the preface about conditions of formal
beauty and decoration; see also the essay Uber die formelle Gesetzmassigkeit
des Schmuckes und dessen Bedeutung als Kunstsymbol [Zurich: Meyer &
Zeller, 1856].)
160
Textiles: General-Formal
rather it must express the tendencies of both. Several points have already been
made concerning the ornamental treatment of the hem that should be reiter-
ated here. The hem satisfies the second demand by framing the dress, garment,
cover, or any related item; as a frame, it satisfies the principle of planimetric
regularity in that its units or members arrange themselves eurythmically
around what is framed as the only center of reference. To avoid repetition,
readers are referred to what is said in the preface about the aesthetic concept
of regularity and its relation to proportion and symmetry. The concluding
forms of the cover have already been discussed; the upper crowning ruffles
and the lower zigzag or tasseled slits representing gravity are also types of a
frame (though only on two sides, those that denote top and bottom).
These latter frequently serve as a valance for the richer symbolism at the
upper termination of the covers and other dressings. But this can never be sty-
listically correct without a concluding upright ruffle or some other symbol
serving as a crown.
————<—_—_——_77
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Notes
1. Athenaeus (Deipnosoph|istae| 15.16) says that the wreath symbolizes a certain
completion (TO 6€ oTédetv TANpwWotv TLva OnLatvel). It is evident from the whole
passage that the Greeks devoted as much artistic training to the art of wreath making as
to their other, more serious and more important artistic efforts. Athenaeus lists a range
of wreaths with different characters and meanings and justifies his classification of
wreaths with citations from ancient poets. He returns to the theme on several occa-
sions. There were head wreaths (otédavor) and neck wreaths (UTo8uptadat), sometimes
(like the Egyptians) plaited with lotus, sometimes with other fragrant and refreshing
plants and flowers.
TAEKTAG 8’ UTOBULLAdac
TEpl oTTPEot AwTivac EGevTO.
[And plaited lotus wreaths
they placed around their breasts. |
161
Semper
How the Greeks followed the Egyptians in this too can be seen from wall images fre-
quently found in Egyptian tombs, where women and boys greeted guests with bouquets
of flowers. Others adorned their necks with lotus wreaths.
One recognizes in these Egyptian wall paintings, as in Greek sculptures and paint-
ings, the peculiarly architectural —that is, rhythmically regulated — character of ancient
wreaths. The naturalistic, more modern romanticism with regard to bouquets and
wreaths was used in antiquity only where suitable (at Bacchic pageants, etc.). Most
ancient combinations of flowers, fruit, and leaves consisted of simple or alternating
rows. The leaves were simply arranged in rows on a stem or a thread with the stylized
ends next to one another, or flowers were threaded like pearls, as the figure below
shows. Other wreaths represented wickerwork and twisted tori. There were double and
triple wreaths, and some probably twisted many times. Each type had its particular
symbolic meaning.
162
Textiles: General-Formal
2. See figure b of plate 2, and the same ornament in color in plate 1. On what has
been said see also plates 3, 5, 6, 8, and 9.
3. See color plates 1, 2, and 3.
4. See the preface.
5. Where nature, the enemy of all unresolved dissonances, has been deprived of its
rights, so to speak, by human delusions and lack of taste, it knows how to reclaim its
dominance over time by covering the harsh and barbarian human creations with dust,
soot, and rust, by knocking off arms, legs, and other incongruous extremities and by
bringing harmony to them as moss-covered ruins.
6. Other combinations of these three colors are, of course, permitted. If a blue-
green ground has eight parts (six parts blue, two parts yellow), then a pattern should
have eight parts. If this pattern is to have only one mixed color, it should be five parts
red, one yellow, two blue.
7. See Semper, “Observations on Some [of the] Specimens of Metal Work,” in the
catalog of the Museum of Ornamental Art, Marlborough House (Sth ed., London,
1853). See also [George] Field’s Chromatic Equivalents, and appendix D of the above-
cited catalog, which contains an essay on color by Owen Jones.
8. See color plates 5, 6.
9. See color plate 7.
10. These are the kdAyat, or rather yddkat [rosettes], that occur repeatedly in the
two famed building inscriptions on the Athenian Acropolis. The one discovered most
recently (as I pointed out in my essay in [Deutsches] Kunstblatt 1855, nos. 42 ff.) has
been wrongly ascribed to the Temple of Polias as well. They have been just as wrongly
connected with the ova or egg-and-dart moldings with which the cymatia of the Ionic
order are so richly decorated.
11. It is striking that the only sensible explanation we can give to certain descrip-
tions of vaulted ceilings belonging to the oldest written traditions is that people actually
thought the ceilings were made of sapphire, or rather of transparent sapphire glass,
through whose transparent dome paintings shimmered. More details are given in the
section of “Ceramics” that deals with glass. But let there be a passing reminder here of
the image of such a glass ceiling that appears in the Book of Job: Deus insistens nebula
dura ut speculum fusum [Cf£. Job 37.18: Hast thou with him spread out the sky, which
is strong, and as a molten looking glass?]. Ezekiel also sees a thundering God riding off
on a sonorous cloud above the shivery crystal sky. Moses thinks of the sky as vaulted
with sapphire bricks, the footstool of God. See also [Flavius] Philostratus, Vita
Apoll{onii| 1.33, where he alludes to a Babylonian room whose domed ceiling presents
an image of the sky vaulted with sapphires, above which appear images of the gods that
glow golden out of the ether, as it were.
12. We can distinguish between two kinds of color contrasts: instantaneous and
residual. The first makes two colors touching or adjacent to each other appear different
from the way in which the eye perceives them if it considers each alone. The change is
not just qualitative but also quantitative, that is, it makes something dark seem darker
against something light, and the latter seem lighter against the darker tone. Thus, for
example, if green is placed against violet, the former will seem more yellow and the lat-
ter more red than if each is considered alone. Yellow against green moves toward
163
Semper
orange, green toward blue, and so on. Residual contrast is a visual stimulus that is con-
veyed or expressed to the retina by a color, such that one believes oneself to be seeing
that color that is farthest removed from the one being seen and that forms a precise
contrast with it. Thus a red dot, if looked at for a long time, leaves behind a spectrum
of green of the same shape when the eye is turned away. An orange circle leaves the
same image in blue, and so on.
If a polychrome surface whose effect is geared to instantaneous contrast only is
looked at for a long time, the colors start to have the effect of a residual contrast on the
eye, which then sees the opposite of the colors that appear in the image and transfers
these impressions to other points on the image. The local color of the point then min-
gles in the eye with the impressions brought over from the colors previously seen. This
produces a mixed contrast, which at times can turn out very composed and in the end
appears as gray. For example, if one has been looking at red for a time and then glances
at blue, the green spectrum in the eye mixes with the blue and a deeper green-blue
appears. If the eye has seen orange and then falls upon yellow, the latter appears green,
whereas the red becomes violet because of the residual effect of the orange, and so on.
This explains the disadvantage that a long, uninterrupted viewing of an image must
have for the enjoyment and understanding of the same. It also explains the phenome-
non noted in the text, whereby an unusual way of looking at something makes the col-
ors and shades of an object seem sharper and purer. The reason is that the retina
receives the image of an object at points that are not yet fatigued, and thus sees pure
correct nuances instead of those dulled by a mixed contrast.
The wonderful orange shimmer that a lower horizon takes on at a distance when it
is viewed upside down through one’s legs is explained even more decisively by the law
of mixed contrast. The lower half of the retina, saturated with the blue of the upper sky,
becomes disposed toward orange, while the upper part of the retina takes in a blue
spectrum because of the hazy orange of the horizon. Now I suddenly place myself
upside down, so that the spectrum in the lower part of the retina, which is orange, sud-
denly coincides with the orange line of the horizon, and the blue spectrum of the upper
half of the same is at the same time congruent with the blue of the zenith. The result is
necessarily a deeper and more beautiful blue for the zenith, a purer orange for the hori-
zon, and a sharper distinction between the two extremes, which, precisely speaking, is
not true. But what is truth—especially in the world of color, where everything is based
on illusion and appearance?
13. The play on words I have permitted myself here may well seem facile and
meaningless, and indeed I do not dare to claim that the words Naht (seam) and Noth
(necessity) are related etymologically and conceptually. Yet a similar association of
ideas between Naht and Knoten (Latin nodus [knot], nexus [bond]; French noeud;
English knot), between the tied-up avayxy [necessity] and the inextricable entwinement
through which again only Noth can cut, can be pursued in many ways, and it would be
difficult for this to be merely the result of a chance similarity between the two words.
It was not until after I had written these words that I found in Dr. Albert Hofer’s
Sprachwissenschaftliche Untersuchungen (p. 223) the following passage confirming my
assumptions about the link between these concepts and words:
164
Textiles: General-Formal
Here at first glance and irrefutably a number of words can easily be associated with
the root form noc: Lat. neo=nec-o? [sew], nexus [binding], necessitatis [necessity],
(cf. Aayxos [fate], capesso, cap), connection, consequence, compulsion; nectere [to
twine], véw [to spin], v49w [to spin], German ndhen [to sew], Old High German
nahen (suere), Modern German neigen [incline], Sanskrit nah, to which natha must
be linked. The concepts of Vereinigung [combination], Fiigung [joint], Nahe [near-
ness] are clearly present in these and the above-mentioned words. Nanc-isci and
nahe [near], nach [after] are also too close formally for one not to assume a large
and deeply rooted link.
According to [Jacob] Grimm véw and dvayx? [necessity] are related. See Grimm,
Deutsche Grammatik, and [Lorenz] Diefenbach, Wérterbuch der gothischen Sprache.
14. As will become clear in what follows, I use the expression dressing in a very
broad sense, closely connected with my ideas about ancient art in general.
15. The decorative development of the seam led quite late—namely, in the Middle
Ages—to the invention of a fine textile art industry, from which emerged delicate laces
and openwork blonds, an adornment that seems to have been unknown to the ancients.
See the paragraphs below on technical aspects.
165
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Pa RS FOUR:
Textiles
B. Technical-Historical
§ 23 Introduction
Tracing the technological and historical development of the textile arts is cer-
tainly a most difficult task, even if we limit our review to their closer and
more distant relations to architecture.
In the first place, no material is more ephemeral than woven fabrics —and
yet we would still have quite a selection of old materials, especially antique
carpets, if the collecting spirit that chose to preserve and unearth so many
ancient objects from other branches of technology had not come so late to
textiles. For a long time we have had beautifully arranged and fairly com-
plete collections of ceramic products, making it possible to form a technical
and historical overview of this art. Here credit is due principally to the two
curators of the Musée céramique in Sévres, Messrs. [Alexandre] Brongniart
and [Denis Désiré] Riocreux. There are also instructive collections of metal-
work, gold and silver, furniture, and other items in almost every European
capital, but the remnants of textile products, which despite the ephemerality
of their material are still to be found scattered almost everywhere, have only
very recently started to attract attention. The author believes himself to be
one of the first to have indicated the value of textile museums arranged
according to technical and historical principles and to have noted their use-
fulness for the study of art and for this industry in particular.! Several such
institutions have since come into being or are being planned. Much other
material is scattered among other art objects in mixed collections, and much
is still buried in the inventories of churches and monasteries. An excellent col-
lection of this kind, distinguished more by its exquisite Oriental fabrics than
by examples of ancient art, forms part of the Museum of Practical Art in
London. The importance of textiles is also becoming apparent in Prussia, but
it would seem that Catholic clerics and their associated medieval-romantic
artistic party have taken the initiative and have pursued it more for propagan-
distic purposes than for impartial research on art or popular instruction. The
same can be observed in France. As a result of these efforts, a number of writ-
ings have appeared that are very instructive about certain aspects of this
extremely broad subject. A few are included in the list of books appended to
this section.
The complex material and technical aspects of this branch of industrial art
represent a second obstacle to a technological and historical survey of textiles—
167
Semper
168
Textiles: Technical-Historical
169
Semper
1. General
170
Textiles: Technical-Historical
171
Semper
people, and indeed among some living in temperate and even cold countries)
represent the earliest of all the decorative arts. It may be that here too, as
often happens with things that are believed to be primitive, we are dealing
with a reminiscence of a past, more advanced culture.
In view of this doubt, tattooing should have a paragraph of its own in the
section on clothing under the cultural-historical rubric of this chapter. Here
we need only indicate that most of the so-called savage peoples manage to
find colors for painting their skins that are most appropriate to their skin
color. Many even display accurate knowledge of the location and functioning
of the muscles under the skin, so that the muscles and their actions are repre-
sented on the surface of the skin pictorially or rather graphically using sys-
tems of lines—a very remarkable phenomenon that demonstrates they have
grasped and correctly understood ornament in its structural and symbolic
sense. Does this justify the conclusion that this conception of ornament is the
most original? Or should it rather appear to be a sign of a secondary cultural
condition of the people among whom it occurs? (See [Gustav] Klemm’s Kul-
turgeschichte der Menschheit —South Sea Islanders and passim.)
The ornaments on the skin of these peoples consist of painted or tattooed
threads, mingling with each other in all sorts of scrolls and coils, and alternat-
ing with straight lines.
Thus these lines bring us immediately back to the thread as the linear ele-
ment of textile surfaces.
WH
Textiles: Technical-Historical
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could restore honor to this splendid natural material, which we now treat in a
most crude and purely utilitarian fashion (in this respect we are much more
barbarian than the Laplanders, Tungus, and Iroquois), by producing a well-
illustrated, technical, stylistic, and at the same time culturally informed
monograph on furriery. Only in this way —when every profession within the
technical arts is treated by someone who is entirely at home with its practical
aspects, and not (as before) merely with technical matters, paying special atten-
tion to artistic, formal, and stylistic questions
— will the taste of the lower eche-
lons of artistic creation be improved. And only such a popular basis could
support a practical theory of beauty that extended to the higher arts.
Early on, humans learned to prepare animal skins to resist decay and to
achieve a suppleness sufficient for them to be used for coverings and clothing.
In preparing skins, especially when the slain animals were of the larger and
nobler species, care was taken to preserve the character of these animals as
much as possible. In early times men liked to allude to their own strength,
skill, and fighting courage by using the skins of beasts, which they wore on
their shoulders and pulled over their heads. The myths of ancient peoples liv-
ing around the Mediterranean have heroes and heroines clad in lion and pan-
ther skins, bear and wolf pelts, and even in the scaly skins of fish and lizards.
Egyptian and Assyrian priests wore them, a sure sign of a historically based
and ancient tradition, for the priesthood always had to maintain this image
and knew how to surround itself with the venerable aura of primeval begin-
nings. We see the same thing among the old Teutons and Scythian peoples.
When they fashioned their martial body dressings and probably their priestly
vestments as well, they knew how to retain as much as possible the form and
character of the animal that had provided the skin, even though they were
skillful enough to prepare and shape furs and leather in other very sophis-
ticated ways. This was probably done to make the animal look even more
terrifying and to enhance its frightening effect. Popular symbols among
these Nordic peoples included the skin of the aurochs (whose lengthy horns
extended above their heads like a martial headdress), the fur of the eland and
the bear, also the exuviae of the golden eagle, whose pinions made a terrify-
ingly beautiful headpiece decoration. According to Plutarch (Marius 25), the
Cimberi wore headpieces that resembled the jaws of frightening animals or
had other strange shapes; they crowned them with tall feathers in the form of
wings, which made them look considerably bigger.
In the same way, the prairie Indians in their savage war dances still hide
their heads behind frightening animal masks made from bison or bears. We
find a similar use of mask adornment among the savages of the South Sea
Islands. These terrifying animal masks appear among Egyptian priests in a
more refined form as hieratic headpieces for priests representing gods. The
animal mask became the early symbol of disguise, of the mysterious or the
terrible. Often nothing remained but the characteristic mark of the animal—
for example, the bullhorns used decoratively on the miters of Assyrian rulers
or the ram horns used as headpieces by Egyptian kings and also adopted and
174
Textiles: Technical-Historical
worn by Alexander as ruler of Egypt and son of Ammon. The frightful Gorgon
on the aegis that Pallas Athena brandishes is a mask. This had long been used
as a highly important symbol in both life and art before drama adopted it.
Here again we see the seemingly most refined aspect of ancient art oriented
directly around primeval nature.
§ 29 Tree Bark
The skin of trees (their bark and bast) and the skin of animals display a
remarkable rapport that is doubly relevant to the question under discussion.
Like a pelt, bark naturally suggests the idea of peeling the tree’s natural cover
and using it for purposes related to its original function. Even apart from the
famous “full dress of an Indian lady” paraded at the Great Exhibitions in
London and Paris (a triangular piece of bark that Guyanese women tie in
front of themselves like an animal skin), bark is an important dressing mate-
rial for many peoples who already have significantly advanced cultures. The
natives of North America are perhaps the most advanced in this field: they
have developed a unique artistic style for their bark-and-leather canoes, highly
original in both form and color. It could be called the tanner’s style, since the
reddish brown color of the bark provides the basic shade for the polychromy.
This color is naturally related to the color of leather and moreover is identi-
fied with it through the tanning process. For the elegantly treated joints and
seams, they use the four contrasting colors of blue, red, black, and white (no
yellow). Similar tendencies can also be seen in the familiar birch-bark prod-
ucts that represent a major part of the Norwegian peasant industry.
A more refined —or rather, transitional —industry uses bast for dressings
of all kinds by pressing it into a fabric with the aid of a lye. Clothes and covers
are made from it by tribes of the South Seas and America. It represents a tran-
sition to the weaving of bast and has been developed with correct style and
faultless taste (see Klemm, Kulturwissenschaft, passim).
In India, too, tree bark and bast were made into clothing fabrics from ear-
liest times. Herodotus (3.98) called them é€o€r¢ bddtvn [clothes of reeds]; in
Ctesias (Indic[a frag. 45, |. 390, Jacoby]) they were called ipdtia EvAtva
[wooden garments]. They clothed the poor and penitent. Sacontala wore such
a cloak before she was given her costly clothes by the Devanis. Dushmanta
put them on when he became a penitent. We do not know whether they were
woven like gingham or assembled from naturally occurring pieces. Part of the
manufacturing process involved drying them in the sun.
Bark is related to animal skin in yet another way: it provides the material
for tawing or tanning it. The Chinese were masters of tanning at least three
and a half millennia before our calendar begins. From the earliest times
Egyptian tanners and leather manufacturers were an important branch of the
third class, the traders. Leather strips have been found on mummies, beauti-
fully and tastefully decorated with embossed figures and hieroglyphs. Some
such objects date from a period before the exodus of the Jews from Egypt.
Many representations on tomb walls refer to leather manufacture and its use
ARES)
Semper
176
Textiles: Technical-Historical
est stone with machines, as if it were cheese or bread. But we would do well to
use stone only where a hard and durable material is needed and from these
two attributes only deduce the logical principles of style that should govern
the work of machines. In leather manufacture the same is true of the stylistic
principles, though with different premises (because here suppleness, flatness,
and durability are the material conditions), which should curb the machine’s
omnipotence.
Ads
Semper
embroidery and inserted strips of fur), as well as other accessories like tassels
and bobbles, enliven the warm, brownish red base tone of the leather.
This style led to the use of smaller fur-bearing animals, whose pelts had
earlier attracted little attention. As these animals produce good fur only in
cold countries, it may well be that the fur-coat style first became widespread
there and then passed, fully developed, to the civilized lands of the Medi-
terranean basin, always retaining a foreign and barbarian flavor. The small
and costly pelts were used to trim the hides, even later when the hides were no
longer visible but were covered with costly materials (cloth and silk).
The luxury of fine furs was known to classical antiquity from very early
times. Some scholars suggest that even the voyage of the Argonauts was a
speculative venture in search of furs (Is[aac] Voss[ius] on Catullus, p. 190), as
were the Norman trips to the North American coast. Pliny mentions Chinese
pelts (Pliny, [Historia naturalis 37.78]: serum pelles); later furs came from
Parthia, hence the Roman legal term parthi[clarii for fur dealers. Trade was
conducted overland and then across the Black Sea. Seneca praises the high
quality and density of Scythian fox and sable furs (murium). These pelts were
sewn together and called caftans (kavautdavec). Tacitus and [Marcus Junianus]
Justinus mention terga murina. Muskrat skins were also sought after because
of their musky scent. On the ancients’ treatment of fur, see the interesting note
in Bottiger’s Griechische Vasengemadlde ([vol. 1, pt.] 3:187), where the relevant
literature is listed.
At the time of Charlemagne both men and women wore decorated fur-
lined garments, some even trimmed with the skins and feathers of birds; this
was an old Frankish custom favored by the emperor. A waistcoat (thorax)
made of otterskin protected shoulders and chest. Princesses at the court
of Charlemagne wore jewel-studded ermine collars on their cloaks. The
Scythians and Huns also wore furs made of mouse and cat hides.
The fur trade was the principal source of national wealth in the Scandi-
navian countries. The Finns, a primeval people reduced to hunting and fish-
ing, paid their ground rents in furs. Moreover, when ground rents were paid, a
great fair was held at the payment site where furs were the main item traded.
The fur trade led the Scandinavians to discover America, where they made
lucrative trades with the Skraelings, exchanging trinkets for furs. Their every-
day dress was lambskin and goatskin; reindeer skins counted for little but
more noble furs were provided by the fox, cat, marten, and sable.
This trade flourished until the late Middle Ages, a period that spent lav-
ishly for furs. Hunting for furs moved farther and farther north, where the
noble animals were soon exterminated. At present Canada and Nova Scotia
supply the market with scarcely lesser furs, from which our furriers make
boas, muffs, fur boots, and heavy fur wraps.
Art has also disappeared from this branch of the clothing industry.
Nowhere is this lack of taste more apparent than in England, although it is the
only country in which fur is still used to denote the rank of the nobility,
judges, and local officials. Here this heraldic adornment has retained the full
178
Textiles: Technical-Historical
significance it held in the Middle Ages. The ermine tails on the crowns and
collars of duchesses, marchionesses, and baronesses are nowadays a some-
what impoverished and abbreviated symbol of ancient splendor.
Since ancient times the Asians have been and remain the most skillful pre-
parers of leather. Wherever the Moors and Saracens planted their industry—
in Spain, Sicily, and elsewhere — we likewise find these Asian products, of
which cordovan, saffian, shagreen, and Russian leather are the most famous.
Cordovan gets its name from the Moorish town of Cordova in Spain.
French shoemakers derive their name cordonnier from it; in the Middle Ages,
particularly in the eleventh and twelfth centuries, this leather was used almost
exclusively for finer footwear. A finer and slightly different variety is saffian
leather, also called Moroccan. The best of this beautifully dyed and shiny
leather with its shagreenlike grain is still manufactured in the Levant. Our
sophisticated machine industry cannot approach it. Only in Russia, Poland,
Hungary, and Spain—that is, in countries where such techniques are not yet
taught at the universities —do they still know how to make these exquisite
leathers and how to use them in a stylistically correct way. The Tiroleans are
the only Germans who still understand this style. They embroider and hem
their black cordovan belts and braces very skillfully and tastefully with pea-
cock and black grouse feathers.
Shagreen, or sagre in Persian, is an interesting product. It is strong and
hard and appears to be entirely covered with globelike granules on the grain
side. It is nowadays best made in Persia, Constantinople, Algiers, and Tripoli.
Pallas tells us how to enhance the grain of shagreen. This is done by spreading
the skins on the floor and sprinkling seeds of Chenopodium album on them;
these are trodden into the soft hide and beaten out again. The leather is then
shaved on the pitted side and placed in water for a few days. The areas com-
pressed by the seeds then swell out into the seed’s spherical shape; the point
that was pressed down hardest in the middle will swell the most. A similar
process would certainly be a very practical starting point for making leather
relief tapestries; they would be embossed not with concave but with relief
molds, then shaved and softened. This would yield a greater softness of pro-
file, combined with finer modeling and a certain naturalness of form, as it
would have been produced less mechanically. This process could be applied to
other materials as well, for example, wood, ivory, papier-maché, and so on.
This has, in fact, already been done in the Eastern lands.
Russia leather — with its penetrating perfume, very pleasant and refreshing
in the more refined specimens —is a remarkable product. Its aroma comes
from the birch oils that are applied to make the leather supple. This invention,
too, comes from Asia. The best such leather is made in various provinces of
Russia and in Lithuania. These countries are also the home of the genuine
boot style. The Russian boot (dress boot) is a true mosaic in leather; it is sewn
together very tastefully and solidly from many layers of green, red, and yellow
leather. Apparently this is a Bulgarian-Byzantine tradition.
Our lacquered European leather with its monotone waxed surface can
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hardly be called artistic. It lacks style because its manufacture follows a prin-
ciple of surface decoration that is useful and applicable only to stiff surfaces—
that is, a principle that provides no guarantee of durability and suitability on
supple surfaces always subject to bending and movement. As a result even
the most supple lacquers immediately crack at the points where the bends are
permanent. Oriental peoples recognize the nature of the task much better, so
they either first spread a lattice of fine, synthetically produced cracks over the
shiny surface of the supple leather or cover it with scars and a fine unevenness
following a principle of formal order. This prevents the appearance of natural
cracks caused by bending surfaces. At the same time, the luster is concen-
trated on many small points of light on the surface and thus appears richer
and more effective yet soothing and moderate.
We know another Oriental industry in which this same principle of surface
decoration seems less justified. I am thinking of Chinese crackle glaze porce-
lain, which was invented because it is difficult to match the thickness of the
glaze to the porcelain in such a way that both shrink at the same rate when
exposed to intense heat.
These instructive examples also show us that style in the arts derives in
part from skillfully adapting to the unavoidable deficiencies and imperfec-
tions of the materials and methods used to a particular end; often the whole
secret lies in making a virtue of necessity rather than flying in its face.
For European footwear at present, boot polish remains the most stylisti-
cally correct lacquer; it can be applied extremely thinly and lightly. Tawing, in
which vegetable tanning agents are replaced by alum, was apparently invented
by the Hungarians in the twelfth century; it produces supple white glove
leather. Chamois leather is related to it; it is prepared by milling and other
such drastic treatments using bran and animal fat. Chamois is rough on both
sides because the grain is rubbed off. Special varieties of leather include the
long-renowned Hungarian, the delicately lustrous Erlangen, the French, and
especially the Danish. Some can be washed, others not; not all are waterproof:
some absorb water like sponges. Styles for leather trousers and patent leather
gloves derive from these materials and have their own rules, which we will not
pursue here.
More important for our purpose are red-tanned horse hides. Their consid-
erable size, their pronounced and regular natural grain on one side, their
equally pleasant and velvety texture on the flesh side, and finally their light
chamois color make them particularly suited for wall dressings and furniture
coverings. When using horse leather these properties should be emphasized,
not concealed. The Canadian tanning style mentioned above may serve as a
model for the relevant principles. This is especially true for the seams and
joints, which are not to be hidden but frankly acknowledged.
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with which it adapts and lends itself to every purpose. I mean gum elastic, or
caoutchouc, as the Indians call it. It has the broadest stylistic range imagin-
able, as its natural sphere —imitation — has almost unlimited application. It is,
so to speak, the ape of useful materials. It is made from the milky sap of trop-
ical plants: in the East Indies from Ficus elastica, in Java from varieties of the
fig tree, in Brazil and Central America from Siphonia elastica, in the Indian
archipelago from Urceolaria elastica, a giant creeper. Its remarkable proper-
ties were first discovered in Europe by [Charles-Marie de La] Condamine,
who in 1735 published a paper on it that had little success at the time. Only
in the last fifteen years has this material started to attract the attention of
industrialists, having previously been used more for gewgaws and for erasers.
Its chemical properties, which are no less important than its mechanical ones,
are only just being investigated; the most important among them are its insol-
ubility and chemical stability. It is not affected by any acid, with the exception
of concentrated nitric acid; it is soluble only in naphtha and some volatile oils
such as lavender, sassafras, and so on. It is also soluble in nonvolatile oils—
linseed oil, for example — but loses its ability to dry. Note also the material’s
mechanical properties: its elasticity, tenacity, ductility, impenetrability to
water and gas, lightness, suppleness, ability to harden, smoothness, and so on.
It also cannot be compressed beyond its natural limits; it yields to strong pres-
sure but always springs back to its normal density. On the other hand, it is
more easily stretched and is more inclined to stay in this condition. Finally, it
can be alloyed and dyed.
From these specific properties it is clear how rubber should be used and
the style appropriate to such use. It can be employed in three ways:
1. as a solid mass that is used in thin or thick slabs or even in compact
forms;
2. as pliable threads for bands and fabrics;
3. asa varnish that dries and forms a solid covering, whose properties can
be varied indeterminately.
We will deal here only with the use of rubber as a leatherlike dressing. The
second application falls into the category of spinning and weaving, which will
be dealt with later. The third application is closely related to the lacquering
industry, to which a section immediately following the present one will be
devoted.
Imported raw rubber contains a number of impurities that are frequently
added with fraudulent intent. Various means have been devised to purify the
mass, of which the most useful is that developed by Sievier, the former direc-
tor of the Joint Stock Caoutchouc Company in Tottenham. Raw rubber is cut
up into small pieces that are kneaded and masticated in a mill to produce a
compact ball. In the process an intense heat is produced by the internal work-
ing of the parts; thus water must constantly be poured over the rubber, which
also serves to clean the mass. The reddish ovoid lump produced by this first
manipulation is then kneaded again once dry, after adding some unslaked
lime. The heat thus developed drives the water particles out of the mass and
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makes it thick and black. A third and a fourth operation then take place fol-
lowing a similar mastication principle, during which very considerable forces
are developed. It is only then that the mass is homogeneous enough to be
pressed into parallelepipedal and cylindrical cast-iron molds. The cakes, usu-
ally rectangular, are about eighteen inches long, nine inches wide, and five
inches thick. They are cut into slices of the desired thickness by cutting
machines. These slices are used to make tubes for chemistry and other pur-
poses by soldering the two edges at an angle. They are used in many other
ways besides, but rubber’s natural properties are significantly impaired by
these manipulations. For example, so-called purified Indian rubber is almost
useless as a drawing eraser, as it quickly softens and crumbles. Nor does it
remedy rubber’s tendency to become stiff when it is cold and the ease with
which it sticks together when warm.
The American [Charles] Goodyear performed the great service of solving
both these problems, but his invention of what is known as vulcanization was
snapped up by the Englishman [Thomas] Hancock. This process makes the
material all but indifferent to heat and cold. The rubber is saturated with sul-
fur and then subjected to a temperature of 120° Reaumur, rather like trial by
volcano. Rubber did not attain its full importance for industry until this
process was invented; it has become a material that is almost immutable and
at the same time absolutely flexible, a factotum of industry. Another com-
pletely new process devised by the same inventive American gives rubber the
solidity of stone, the one property that it lacked. Thus it can be used as a sub-
stitute for ebony, horn, and lava in buttons, knife handles, combs, machine
parts, boxes, and furniture of every kind. It involves procedures foreign to the
materials being imitated, but it makes the articles infinitely easier to manufac-
ture and lowers the price. Still another remarkable property of the material
prepared in this way is that it can be hammered, which makes it even more
like a metal; additionally, it can be polished and can take on every possible
color. In this last respect, however, a fortunate limitation is that the mass itself
has a deep natural tone that combines in a most pleasant way with various
dyestuffs, which in a granular or powdered state are kneaded into the some-
what translucent mass. To some extent this alleviates grave violations of color
harmony, which our modern Western industry simply does not recognize or
understand (in this context see § 14). Another important attribute of prepared
rubber is that it readily accepts the galvanoplastic process as well as any other
form of gilding.
The following list of objects exhibited by Goodyear, [Charles] Morey, and
others at the last World Exposition in Paris is taken from Dr. [Lothar]
Bucher’s interesting report on rubber, which I also utilized in part for the fore-
going remarks.’ This will show how broad a range of uses this remarkable
material already covers, and the extent to which it must continue to claim the
attention of technicians and even artisans. There were shoes with fine vents
that were impervious to water but allowed perspiration to evaporate; clothing
of every kind; waterproof coverings, including a type coated with colored
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other luxury objects) and then adorning them with restrained silver and gold
fittings. Thus it was only by adding extraneous accessories that the material
acquired its adornment; on its own, it asserted itself by means of its extraordi-
nary uniformity of mass, its mild black color, the smoothness of its flawless
polished surface, and finally a solidity and immutability that are made mani-
fest externally —and thus symbolized, as it were — by simplicity of form.
It cannot be denied that progress had been made, yet at the same time one
can see how the very novelty of the properties that Goodyear’s inventive spirit
managed to coax out of this material —in particular its solid texture, like that
of horn—has brought about a sudden change in the aesthetic treatment of the
material. Designers focused entirely on this most recently discovered attri-
bute, making it the criterion for the entire domain of technology, in which,
however, rubber was actually used in a wide variety of ways.
It is my impression that many objects made of hardened rubber are pressed
or cast in molds. Yet no molding procedure is so perfect that certain flaws,
seams, and other such imperfections in the product can be altogether avoided;
on the other hand, molding permits great richness of decoration for only the
initial cost of the mold. This richness of surface decoration can be used to
conceal and disguise the molding flaws so evident on a completely smooth
surface. A patterned surface—more or less on the principle of the beautiful
molded Henry II vases, which derived from very similar technical considera-
tions (see the rubric “Faience” in “Ceramics”)—is therefore by no means sty-
listically inappropriate for some of these objects. Thus the recherché simplicity
in the use of rubber discussed above may well in some cases be an error of
taste caused by reversing an earlier and opposite tendency.
I am, therefore, totally opposed to American rubber shoes, whose surface
is kept far too smooth. The most genuine property of rubber — indeed, the
most important one apart from its impermeability —is not supported but hin-
dered —completely nullified, in fact. Synthetic rubber intended to cover living
and moving organisms must have a certain rugosity. Feet in rubber shoes
would thus be relieved of some of the wooden clumsiness that makes such
shoes so awkward to wear.
I find rubber imitations of silk and velvet even more objectionable. Here
the ease with which pressing and other processes can create reliefs on the
material ought to be exploited to enliven a dead surface that has no natural
grain or other inherent decoration. Because soldering parts and pressing are
such important design aids in the rubber industry, both processes should work
together in surface decoration and define the style of similar rubber coverings.
Textile products like velvet should not be imitated, as they result from pro-
cesses quite different from the above.
I have already mentioned the quite special charm of dyed rubber, which
resembles in this regard colored straw, wax, wood, leather, and other tinted
materials with a natural color of their own. The natural color establishes a
common band for the added colors and unifies their dissonances. This advan-
tage, which rubber offers to a greater extent than any other material, should
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Lacquering
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The lacquering operation is divided into many processes, and each requires
specially trained workers who concern themselves with just one phase. First,
the piece of furniture or whatever is carefully made by the carpenter; it is
planed smooth with an iron scraper, and all the cracks and joints are carefully
filled with a fine resin (ma). These joints then have strips of paper made from
the Brussonetia plant pasted over them and the surface is given a grain by
covering it with silk canvas or a fine-grained paper.
This grainy surface is set up with ox gall and a very finely powdered red
earthenware; these materials are very slowly stirred together with an ebony
spatula on a rimmed board. This operation lasts a full day.
The grounding is done with a broad flat brush (about 15 cm wide), and the
layer has to be fairly thick. When dried, it has a grainy surface and brownish
red color.
Now this coating is smoothed with a red earthenware polishing stone.
Various means are used to prevent the lacquer from penetrating. In Japan wax
is used for this purpose; in China the red undercoat is covered with a second,
very thin coat of gum and fine chalk.
The lacquer is said to be the reddish sap or resin of a tree that grows in the
Chinese provinces of Sichuan, Jiangxi, Henan, and Zhejiang, and in various
areas of Japan. The Chinese call it gi, the Japanese shitsu or urushi no ki. This
tree is identified with Linnaeus’s Augia sinensis. Others say that lacquer is
prepared from the resin of melanorrhoea, Rhus succedaneum or Rhus vernix.
Less refined varieties are also made from the fruit of Dryandra cordata and
Rhus semialatum.
The varieties of lacquer differ greatly, and this affects the price. The finest
lacquer looks dark coffee brown with a hint of red, costs about four hundred
to five hundred francs a hundredweight, and comes mostly from Sichuan.
There are also lesser varieties that are not so dark; the lighter and whiter
they are, the lower the quality.
Father [Pierre] d’Incarville identifies fourteen different kinds of lacquer
and describes their properties (see Chine moderne; ou, Description historique,
géographique et littéraire de ce vaste empire, premiére partie par M. [Jean-
Pierre-]G[uillaume] Pauthier, seconde partie par M. [Antoine-Pierre-Louis]
Bazin, 630 ff.).
Lacquers are purified and prepared in various ways by adding pig’s gall,
deer-horn charcoal, and water. About 605 grams of top-quality lacquer are
added to 1 kilogram of water, and for the same quantity of lacquer 37 to 40
grams of oil of the Camellia sesanqua, pig’s gall,° and about 19 grams of rice
vinegar can also be added. After these materials have been well mixed, they
form a fine viscous shiny-black varnish.
A very fine flat brush (qi guan) is used to apply it. Any trace of dust must
be avoided in the process, so the operation takes place in carefully sealed and
well-swept rooms.
The Chinese avoid heated rooms for drying. Rather, they prefer rather
damp and cool places; they also sprinkle the floor in summer to prevent the
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lacquer from drying too quickly, which may cause its surface to crack.
From the drying room the piece comes into the hands of a worker who
sprinkles it with water and carefully smooths it with a polishing stone made
of fine-grained schist (lao hang shi). It is then given a second coat of varnish,
and after this has dried it is polished for a second time; these operations are
alternated until the surface is completely even and shiny. The minimum num-
ber of such coats of lacquer is three, the maximum eighteen.
To complete the polishing process one also uses white argillaceous earth
from the province of Guangdong. Finally, the object is lacquered again, and
when this process is finished it is handed over to the artist.
The drawings are done freehand on the surface with cinnabar and brush,
then traced with a fine steel stylus. With the same tool all details of the out-
lines still missing are scratched into the lacquer. The artist always holds his
brush and stylus vertically with his hand free and unsupported; the steadiness
of hand and sureness in doing this are admirable. Sometimes the design is
completed beforehand on paper and then traced onto the ground.
Next the outlines of the drawing are gone over with Guangxi lacquer or
with another kind called hua jin qi, which serves as a mordant for the gilding.
A little camphor is added to this mixture.
When dry, these outlines are gilded with ormolu with the aid of a fine
swab. This ormolu is specially prepared and has a dull finish. A solution of
potash in water is used for this; it costs about five francs per gram. For pale-
green gold effects one employs a variety mixed with silver.
If reliefs are sought, a second layer of the above-mentioned mordant is
applied but without camphor. More gilt is also added until the relief reaches
its required height. As in porcelain painting, the relief is gradually built up
by the paintbrush, creating something of a mean between painting and
sculpture. Fujian lacquer is used on the gold ground to draw black outlines,
details of eye, mouth, hair, clothing, landscape, and so on. Finally, various
details are applied in pure or porphyritic, alloyed gold suspended in a gum
solution.
There is also white lacquerware with many kinds of ornamentation. Made
from hua jin qi, this lacquer is mixed with silver leaf and kept liquid with
camphor.
The red variety is Chinese cinnabar (zhu sha); pink is obtained from the
carthamus flower, green from orpiment and indigo, violet from zi qi, or cal-
cined colcothar, and yellow from orpiment. All these colors do not fade but
combine with the lacquer even more effectively over time. The paintbrushes
used are extraordinarily fine, and they too are very expensive (five francs or
more).
From the studio of the painter and gilder the furniture goes back to the
cabinetmaker, who assembles it, provides it with locks, fittings, and handles,
and furnishes it tastefully.
The workers work for a small salary the whole year without stopping, as
the Chinese know neither Sunday nor holiday. The workshop is closed only
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twice a year: on New Year’s Day and the Lantern Festival. Occasionally an
individual worker is granted a leave.
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§ 37 Fibers
Our consideration of simple materials used in their natural state or after a
technical processing that does not fundamentally change the material’s struc-
tural and formal properties has expanded almost excessively. It is therefore
time, in this section of the book devoted to textiles, to turn to those materials
that have to undergo a basic formal change before they are applied to certain
ends.
For the purposes of the present book, we will limit ourselves to the most
important among them, because most other similarly used materials follow
their essential characteristics. As such we will present here flax, cotton, wool,
and silk.
The first two belong to the plant kingdom, the last two to the animal king-
dom. But they could also be grouped otherwise, especially since silk, although
the product of a worm, is not truly organic but is much more comparable to
extremely finely spun and hardened tubes of plant gum, so that it is also
related to rubber. Flax could be grouped with silk, and cotton with wool,
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since both pairs are obviously the most closely related to each other in terms
of style.
At this point, we will speak only of the style of materials produced from
the four raw materials mentioned, that is, those that arise from the specific
properties of these raw materials (without giving special consideration to the
procedures necessary to process them, which will be discussed in subsequent
sections). For this reason, the specific properties of these raw materials will be
considered first.
The microscopic and chemical attributes of these materials have been the
object of much scientific research, apparently without wholly satisfactory
results. The investigations and observations of various specialists in this field
have, at least, varied considerably. The wave refraction of the media used in
microscopic research has so great an effect on the appearance of microscopic
substances that the most favorable medium must be chosen for each material
separately in order to obtain the most accurate image possible. Ignoring these
influences has led to the uncertainty described above in the results of different
observations.
Taken overall, however, the observations do agree to the extent that flax
fibers have a shiny outer surface and a cylindrical cross section with a glassy
breakage (according to Thomson they have tubular joints; according to Ure
they do not).
Cotton, observed in a dry condition, can take a variety of forms. Thus Sea
Island cotton looks quite different from Smyrna cotton. The former is band-
like and fairly regularly wound (like a twisted, hollow half-cylinder), whereas
the latter is gnarled and irregular, although on the whole it approaches a band
shape (with a flat cross section), and in this regard is characteristically differ-
ent from flax. When soaked in oil or balsam, there is scarcely any visual dif-
ference between the two kinds of cotton.
According to Ure, wool and cotton are best observed in Canadian balsam,
thinned with turpentine. Wool fibers look almost like snakes, with a scaly sur-
face and cylindrical form. Wool’s spiked outer rind gives it the ability to felt,
which distinguishes it from most other materials. An exception is the hair of
certain animals, which possesses this property to a high degree.
Silk threads are doubled and consist of twin tubes that the silkworm lays
in parallel when spinning and that are then bonded together more or less uni-
formly by the varnish that covers the surface. Each fiber of these threads has a
diameter of '/1800 to 1/2000 of an inch. In cross section the width of each tubular
pair comes to about '/1000 of an inch, although this varies for different types of
silk. Imported raw silks are already prepared and reeled, which causes the
twin threads to undergo changes in thickness and parallelism.
The diameter of flax thread is about '/2000 of an inch, the same as silk.
Cotton fibers are actually cylindrical tubes, but as they dry they collapse
and appear half-cylindrical. Their diameter on the side that has been pressed
flat is '/500 to 3000 of an inch, depending on the quality.
Under a microscope, in natural light, wool seems to have a diameter of
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Textiles: Technical-Historical
'/1000 to 1/1600 of an inch; even the finest Spanish and Saxon wool rarely or
never exceeds this degree of fineness.
The toughness or strength of the different fibers is 1,000 for flax, 1,390 for
hemp, 1,996 for New Zealand flax, and 2,890 for silk. The strength of cotton
and wool has not yet been established, but it is well below these other fibers.
Cotton and flax consist of carbon, oxygen, and a small quantity of hydro-
gen; silk and wool have eleven to twelve parts nitrogen among their con-
stituents. The specific weights of the raw materials have not been established
with certainty. According to Ure, the specific weight of wool, using water as
a unit, is 1.26; that of cotton, 1.47 to 1.5; that of flax, 1.5; and that of silk,
1.3. For mummy cloth he established a weight of 1.5, that is, equal to cotton
and flax.
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Textiles: Technical-Historical
be deduced from the fact that Herodotus refers to fine cotton as sindon
of byssus, to distinguish it from similar, probably more ancient linen mate-
rials, the cultivation of which spread rapidly from India to the lands of the
Euphrates and Nile valleys and throughout western Asia. Herodotus also says
that Egyptian priests were permitted to wear only a single linen garment and
sandals from Byblos, but this does not accord with other known information
about Egyptian priestly dress. Thus it can be assumed that Herodotus also
used the word linen for cotton. It is very difficult to ascertain the particular
features of these materials from the numerous passages in which fabrics and
clothing are described by ancient writers, as their reports are not technically
precise. The ancients had an excellent fine linen called carbasus, which Virgil
describes with the adjective rustling (Virgil, Aen[eid] 9.775-76: sinus crepan-
tis carbaseos [rustling folds of linen]).
However much a supple cotton may adapt to all the technical demands
made on it (making it one of the universal materials that, like rubber, reduce
stylists to despair), it cannot equal three properties of flax. These are fresh-
ness, smoothness, and durability.
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dark tones approaching black are not generally suited to linen, at least not for
large areas, but they may be used ornamentally, for instance, as narrow con-
trasting threads. In my opinion, however, such strong contrasts are inappro-
priate to linen. For mourning dress one should select fabrics other than linen
that are better suited to black. The possible exceptions here are, at most, fab-
rics for veils, mourning lace, and other transparent products made of linen
threads, whose gentle luster seems spun like a net and contrasts pleasantly
with flesh tones. Even so, twisted silk and cotton thread should be preferred
whenever black and any other dark-colored net weave is called for.
The peculiar matte shimmer of flax is best brought out when the surface of
the fabric made from it is either completely smooth (unie) or “damasked,” a
most appropriate weaving procedure for linen that will be discussed below.
This is about all that can be deduced from a strict consideration of raw
flax and the specific stylistic properties of the products made from it. Every-
thing else relating to it is associated with the technical processes applied in
manufacture and the intended use of the fabric.
Most similar to linen is cotton, which, as already noted, ancient authors
very often confused with linen.
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It has already been noted that cotton fiber is related to both flax and wool,
and to a certain extent it apes the properties of both. It therefore admits the
broadest range of treatments and is often mixed with flax, wool, or silk, and
not infrequently it is used to counterfeit the last of these.
The attribute that distinguishes cotton from flax—it curls like wool,
whereas flax remains smooth and flush—stands out characteristically in
muslinlike, fine cotton fabrics. These have something of a mossy, combed sur-
face, and it is from this property that many people believe the [French] word
mousseline derives (from mousse [moss]). Others believe that the name comes
from the province of Mussoli or Mosul in Mesopotamia. Certainly this place,
the seat of the Assyrian Empire, was famed in early times for its manufacture
of fine cotton fabrics. The finely curled, crepelike fabric that we call muslin is
very probably the same as the one known to the ancients by the name of sin-
dones byssinae. The Indians still know how to use the simplest methods and
tools (probably unchanged since ancient times) to weave such fine muslin that
a piece measuring twenty-five ells and more can be packed into an ordinary
snuffbox. Preparation of such fine cotton fabrics does not have a long history
in Europe, but since the technique became available, English, French, and
Swiss muslins, jaconets, zephyrs, vapeurs, and tulles have partly replaced sim-
ilar Indian fabrics. They lack, however, the genuine style and ancient tradition
that distinguishes their predecessors.
Another Oriental material deriving from the genuine cotton style is nan-
keen, a linenlike fabric very similar to Egyptian mummy cloth. The yellowish
color of this material was originally simply the natural color of the yellow
cotton used in its manufacture. Nowadays, however, most nankeens, even
Chinese ones, are dyed in the thread.4
But the most typical cotton product is calico. This linenlike fabric is princi-
pally suited to take printed patterns of all colors, an ancient technical proce-
dure about which more will be said below under dyeing.
On the whole, cotton is not much used for artistic fabrics —those materials
whose surface has been patterned and decorated by an artful and regular
alternation and interweaving of threads. Because it lacks the damask luster of
flax, such woven patterns would not stand out. The virtue of cotton is pre-
cisely the opposite: the matteness of its surface, which is exploited quite felici-
tously in muslins.
Even so, there is no shortage of patterned cotton fabrics: ribbed dimities,
quilted and checkered piqués, pillows, thicksets, and so on. Their style is
based on the principle that they should appear quilted like a mattress, with
surface depressions that give the material a significantly thick, stout, and
warm appearance. Overlarge patterns, very broad stripes, or wide checks do
not suit them and lack style. By contrast, small interwoven patches, broadly
spaced on the smooth ground of a fine cotton fabric so that a light but regular
pattern is created, are quite appropriate to the style of this industry. The
ancient veils that are still found from time to time in reliquaries provide the
oldest models for these kinds of fabrics. A very elegant example of this given
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by Willemin is the veil ascribed to the Sacred Virgin of Chartres (see “Silk”).
Other cotton fabrics imitate the hairy surface of wool or the artificial
fleece of silk-velvet, partly smooth, partly patterned; these include velveteens
and velverets. They have a character of their own that distinguishes them
from the genuine wool and silk they are intended to imitate. Formerly, this
difference was emphasized candidly, and the need to make these cheap materi-
als derived solely from their warmth and durability (the old Manchester mate-
rials, still so beloved by English workmen, are a distinctive and appealing type
in their sturdiness and peculiar, indeterminate brown color). But now the lack
of style has crept in here as well, as we now see cotton-velvets emulating silk-
velvet, posing as the more expensive material.
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tries and coverings of the Tabernacle were probably made of hair, decorated
with embroidery in colored wool thread or gold wire. There is no doubt that
many of the brightly colored outer garments and carpets in Egyptian paint-
ings and sculptures were intended to represent wool, although to my knowl-
edge no fragments of such materials have survived. It is known that these
were worn principally by the poorer classes and that it was strictly forbidden
for priests to wear animal fabrics next to their skin. Priests were permitted
to use woolen garments only as outer wraps.!6 The magnificent patterns and
colors of depicted hangings and carpets indicate without doubt that woolen,
embroidered, and woven fabrics were represented here. According to Strabo
(17[.1.41], p. 559), Chemmis was the capital of Egyptian wool manufacture,
and it retained its reputation until Rome conquered Egypt.
Wool’s characteristic property of felting was also exploited very early by
these peoples for industrial purposes, especially for headgear (the red oriental
fez is ancient; it is modeled on the likewise purple-red Assyrian miter), car-
pets, and footwear. The Tomb of Cyrus was draped with purple sheets or felt
carpets from Babylon.!”7 Demetrius Poliorcetes wore purple felt soles with rich
gold embroidery at the front and back.'8
The land of marvels, India, was already manufacturing and exporting its
cashmere shawls from the very earliest times; this exquisite wool product has
probably undergone no fundamental change in manufacture or style for thou-
sands of years. The Ramayana mentions the wedding gifts King Videha gave
to his daughter Sita. These included wool cloths, furs, precious stones, soft
silk, polychrome dresses, and jewelry, in addition to coarse wool fabrics or
carpets stretched over carriages. The phrase wool cloths can only refer to
those finest of Indian wool fabrics, in which the raw material under consider-
ation appears in the most refined stage of its technical-stylistic development.
Wool was the most popular material for clothing at the high point of
Hellenic culture. The full fall of wool folds replaced creased and undulating
linen stuffs and spun cotton fabrics (vestes undulatae). The Ionian, old
Hellenic chiton (the undergarment) was of linen, the Dorian of wool. This
choice of the Hellenes, as they grew toward self-knowledge, is of the greatest
possible interest for the question of style to the extent that it pertains to the
raw fiber material. Greek wool was simple, uncheckered, unpatterned, and —
unlike the Assyrian xAavidvov [mantle] — without a hairy fringe. It was simply
and solely calculated to give the most beautiful, finest, and fullest fall of folds,
undisturbed by any pattern or broad fringe work. The strength of the weave,
the fineness of the material, and its color were chosen to suit the sex, size, and
character of the wearer. The domestic manufacture of fabrics and clothing
was always held in esteem by the Greeks, and numerous authors can be cited
to this effect. Not until after the reign of Alexander did Asiatic luxury and a
principle of fashion less favorable to wool reappear —a principle that had pre-
dominated earlier among the Ionian tribes, before the time of the highest
development of Hellenism. The heroic pageantry worn in the tragedies proba-
bly made its own contribution to this radical change in dress even earlier.
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The Romans, who in early periods sometimes still wore sheepskins like
those of shepherds in the Roman campagna today, were introduced to Greek
tastes in clothing at an early stage. Yet a barbarian element remained that can
be seen in their drape, which was conspicuous and heavy. In keeping with this
heavy style, a kind of felt was used for cloaks, instead of the light wool fabrics
worn by the Greeks. Wool was fulled and acquired a feltlike density. Here too
everything later became Asiatic, and silk partly replaced wool.
It is clear from Pliny’s well-known exposition of sheep breeding and wool
manufacture in the Roman period [Historia naturalis 8.72-75] that the
ancients correctly judged the attributes of the different kinds of wool and
applied them judiciously. They seem to have kept more to naturally colored
wool than is now the case. This Roman polymath found Apulian wool supe-
rior even to Milesian. Spain was famed for its black wool. Alpine wool was
distinguished by its whiteness. Erythaean and Batavian wool were reddish
brown, Canusian yellow, Tarentian blackish, Istrian and Libernian more like
hair than wool and not suited for soft-haired, sheared cloths. It was processed
to make synthetically checkered Lusitanian materials (similar to Scottish, so-
called plaid fabrics). Narbonensian and Egyptian wool were said to be similar,
and made clothes so durable that they could be dyed when they became worn
out and still have a generation of use in them. Another kind of wool resem-
bling goat hair was said to have been used for carpets from earliest times and
was mentioned as early as Homer. The Gauls had their own method for dyeing
these coarse carpets, the Parthians another. Felted wool was resistant to the
sword and even to fire. This industry seems to have flourished chiefly under the
Gauls, who created the shaggy camp blankets that bear Gallic names.
We know that the ancients knew to treat combed wool and short, fine
carded or woven wool differently and were familiar with the two methods of
wool preparation—combing and carding. The former was used, as it is by
us, for passementerie and embroidery; the latter for the manufacture of fine
scarves and other such things. It is clear from various passages, as well as
from the numerous technical terms for materials that occur in the works of
ancient writers, that the wool industry at this time produced at least as wide a
range of products as we do. Most likely this broad range of manufacture was
driven much less by the manufacturer’s whim than it is now but was instead
based on a thorough study of the materials, the particular ways to treat them,
and the special purposes for which they were best suited. It is clear from
Pliny’s chapter that the famed embroidered Babylonian materials and the no
less famed many-threaded, woven Alexandrine fabrics, as well as the Phrygian
carpets and clothing called Attalic (embroidered through with gold), were
wool, not silk.
Among the exquisite properties of wool is its receptivity to dyestuffs and
its capacity for deep color saturation. Owing to the velour and yet naturally
lustrous surface of wool (which always retains an organically translucent
property, something foreign to flax, cotton, or silk), even the darkest tincture
with which it is dyed always appears as a color and not as an indeterminate
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black. It takes on bright and shiny colors no less agreeably. These never
appear opaque or applied (as is the case with cotton) but seem transparent
and united with the material that they fully penetrate. We should exploit these
marvelous properties of wool as much as possible yet in doing so observe that
style still practiced by the Orientals, Indians, Persians, Arabs, and Turks,
although it is at best only a faint reminiscence of the infinitely superior tech-
niques of the ancients. It seems permissible to formulate a positive principle of
style with respect to dyeing wool. Examples of the best Oriental wool fabrics
show that wool should be dyed according to a principle opposite to that suit-
able for dyeing linen (and for dyeing cotton as well, although less decidedly).
This principle derives from wool’s warm character and full fall of folds. The
polychrome system selected for a pattern using this material must as a rule be
positive and warm and limited to saturated, full, and sustained tones. The
material of Egyptian fabrics portrayed in wall paintings is easily identified
by knowing that wool fabrics unfailingly appear dyed in deeper, fuller, and
warmer colors, whereas linen and cotton are characterized by a light color
and colder tone in which blue, green, and violet predominate.
More on this and other aspects of ancient and modern Oriental poly-
chromy will follow below.
Already in classical antiquity, northern and western Europe produced
many woolen textiles that came to southern markets as highly valued articles
in trade. The Celts and Iberians provided smooth, bombazine-like, checkered
plaids; the northern Gauls, Germans, and Scandinavians produced shaggy
velvet and other wool stuffs that imitated fur or were felted (gausape [cloth of
woolen frieze], villosa ventralia [shaggy abdominal belts], amphimalla [cloaks
wooly inside and out]), frieze (togae crebrae papaveratae {closely woven togas
bleached with poppy]), and camlet. Each year Charlemagne presented his
people with frieze cloaks, which were so widely esteemed abroad that they
were even valued as costly gifts in Oriental courts.
Among the Saxons and Scandinavians wadmal, a coarse homemade wool
fabric, was used for barter in place of money. Several kinds were distin-
guished, coarser and finer, including some striped fabrics. Loden was very
strong and thick, similar to the fabric that Pliny said would resist iron and
even fire. It was even used as a kind of armor, and if in a wrestling match a
man fell into a fire in the hall, his loden coat protected him from burns. Flock
or felt was even sturdier. Knitting wool was used in the Baltic and North Sea
countries from the earliest times for knitting large stockings or trousers
(Hasen), usually blue, which were commonly worn by both men and women.
(See Weinhold, Altnordisches Leben.)
German wool manufacturers were famed for their fashionable materials
from the tenth century onward. From Germany finer wool weaving spread
toward Flanders and was particularly favored by the protection offered by
Baldwin III. He summoned to his states German weavers and spinners who
understood how to prepare the finest cloth, especially scarlet, which was
almost as highly esteemed as purple silk.!? From Flanders and Belgium fine
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cloth manufacture moved first to England and France then to Florence and
other industrial cities of Italy such as Milan, Genoa, and Naples. This took
place after Florence had become a grand duchy, but wool weaving (arte della
lana) had flourished there even in the early fourteenth century. According to
Giovanni Villani, there were already 200 stalls for the sale of wool in Florence
at this time, 70,000 to 80,000 pieces of cloth were manufactured each year,
and 30,000 people lived off the industry. In those early times most of the trade
in fabric, which was usually coarse, went to the Levant. Later (in 1460) the
number of stalls had risen to 275, after which the industry dwindled in size
from century to century.
During the civil and, subsequently, religious disturbances in Flanders and
Brabant, many of the most skillful weavers emigrated to foreign states: most
of them to England, some to Germany.
To them England owes the blossoming of its wool industry. In the mid-
sixteenth century over 100,000 weavers fled Flanders, most of them to
England. Incidentally, English dyers, especially woad dyers, were already
famed in classical times. The Scandinavians also held English and Irish prod-
ucts in high esteem in the eleventh, twelfth, and thirteenth centuries.
[Jean-Baptiste] Colbert made French cloth manufacturing fashionable.
Very old factories existed in Switzerland as well, especially in Zurich.
German wool products too were famous in antiquity and competed with
English and French fabrics with varying success. Certain products — for
example, the long worsted yarn so necessary for embroidery, passementerie,
and knitted fabric— are nowhere as beautifully prepared and dyed as in north-
ern Germany, particularly in Hamburg and Holstein. The long-haired angora-
like sheep of the North Sea coast and its heaths supply virtually the only
suitable raw material for this. A few historical notes on carpet mills and
embroidery plants will follow later.
Someone with a thorough knowledge of raw wool should investigate and
compare it, not just for its chemical and microscopic properties but especially
for those aspects that elude scientific experiment and rest upon indefinable
material properties. Recognizing, evaluating, and judging the true importance
of these properties requires artistic as well as scientific understanding. In this
way he could produce a monograph for technicians and manufacturers, prac-
tically and instructively developing matters that I—because I am unfamiliar
with wares and have also limited myself to the program I set—can only hint at
here. The same is true of the last fiber that remains to be discussed, namely, silk.
Silk?
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It was from the Chinese that the Indians learned to cultivate silk, presum-
ably after a long period of trading for the exquisite Seric silk of China. In the
Ramayana, silk clothes are described as festive clothes for the daughters of
princes and kings, not as everyday wear, from which we can conclude that
they were rare foreign fabrics. In Arrian’s Periplus silk fabrics as well as spun
silk are mentioned as items imported from abroad. It appears that silk cultiva-
tion was not introduced to Egypt. Nor is there any evidence that Egyptians
used silk (a fabric they could have imported from India) for festive or religious
garments or as carpets and curtains. If the word translated in the Bible as silk
really referred to silk, we would have to assume that this rich material was
used on a large scale early on for decoration and clothing by Egyptians, Jews,
and Phoenicians. But several interpreters now suggest that the Tabernacle’s
ropes and curtains of silk (according to Luther’s translation) are not silk.
Moreover, the entire description of the Tabernacle in Exodus is considered a
late insertion, so that even if silk is a correct translation here, it would not be
conclusive evidence as far as the present question is concerned.
It is equally uncertain when silk fabrics were introduced to the peoples of
the Euphrates valley in western Asia, and whether we should imagine silk
embroidery among the lavishly embroidered Babylonian and Assyrian gar-
ments and carpets. [Arnold Hermann Ludwig] Heeren favors the latter view,
because Roman poets always refer to silk clothes as Assyrian clothes and
because Procopius states explicitly that the garments the Greeks used to call
Median and that are now called silk were made of spun silk.21 But this con-
tradicts other passages in ancient writings in which Babylonian fabrics are
explicitly included under wool materials, as for example the passage from
Pliny cited above. We can assume that the use of silk came to the Assyrians
late and that the Greeks and Romans referred to silk clothes as Babylonian or
Assyrian garments only in the imperial period, as the silk trade was then con-
ducted via Assyria and Phoenicia.
Aristotle was the first Greek to mention the silkworm. His description of
silk cultivation, however, refers to a particular silk industry established on the
island of Kos, and probably involved separating the cotton out of heavy half-
silk Oriental fabrics and reweaving the silk warp or silk weft into a new, very
light and transparent fabric. At least this is how Pliny interprets Aristotle’s
obscure passage.?4
Pliny’s interpretation of Aristotle’s note on this product of Kos, though
disputed by [Claudius] Salmasius and Heeren, sounds quite plausible to me,
because it must have been entirely in the nature of Greek women to see this
barbarian fabric and its characteristic properties from a quite different point
of view than that of the Orientals, who loved rich splendor and veiling. The
colorful, glistening, heavy, and dense fabric, whose stiff and angular drapery
ran counter to the Greek principle of dressing, did not appeal directly to their
taste, so they created something new from it. They used the strength of silk
thread, combined with its sheen, to create a delicate, metallically shimmering,
canvaslike fabric.
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The Greeks did the same with many other imports; indeed, one is tempted
to see in this example the quintessence of all Hellenic art and custom: it too
was a secondary creation. The material was not new, but the idea that brought
the old material to life was.
Only slowly, and never completely until the Byzantine period, did antiq-
uity grow accustomed to the style of silk and assimilate it fully. The Greek had
to become a barbarian, become Chinese (which occurred at the time of Justin-
ian and succeeding emperors), before silk would receive its due on European
soil, before the silkworm could be fully naturalized. At the same time, that
is, around the time of the Sassanids, the silk style seems also to have taken
deeper root in the Orient, in the lands that were once the seat of ancient west-
ern Asian civilization: Persia, Mesopotamia, and Asia Minor. This change can
be seen in the well-known baroque equestrian figures of Sassanid rulers at
Persepolis, and elsewhere in Persian rock carvings, whose creased and flutter-
ing costumes were obviously made of silk, whereas the folds in the robes of
ancient Persian carved stone figures not far away show that their fabric was
undoubtedly wool.
The robes of those remarkable royal figures prove that the fabric the sculp-
tor reproduced so painstakingly in all its details must have been a thin taffeta
or satin or something similar. The silk undoubtedly portrayed here is reminis-
cent of light Indian fabrics of the kind that are still produced chiefly in that
country (as opposed to the heavy silk fabrics of China, Japan, and other parts
of the Orient). It was in all probability obtained from India.
The lightness of the material also betrays a certain general stylistic relation
with India’s delicate fabrics, but it is quite different from those silk products
with their satin sheen, in that the actual silk style is not yet clearly apparent.
There are a few very remarkable remnants of fabrics for which silk was used.
To judge from the character and appearance of the ornamental and historical
objects portrayed, they are Greek or Roman and date from the early Christian
centuries. Very little has been published on them because Christian archaeolo-
gists prefer to study other artistic movements than the one whose last reminis-
cence is expressed here, although certainly many valuable pieces of this sort
have survived in church reliquaries.
An interesting, very old piece of fabric, the so-called veil of the Virgin at
Chartres, was published by Willemin in his well-known work, and I recall
having seen similar examples here and there on my travels.
This relic was presented to Chartres Cathedral by Charlemagne and must
therefore already have been considered to be of venerable age. It is a fine linen
or cotton fabric of a yellowish color (probably the color of the raw material),
and it forms a sash six feet long by approximately eighteen inches wide. At
each end (terminated by a violet fringe) is a wide border, consisting of many
narrow and broad stripes cross-woven at regular intervals, and colored violet,
black-blue, and green.?3 The light ground has similarly colored patches woven
in the spaces between the stripes that depict birds and rosettes; they are
embroidered with brightly colored silk. The broadest stripe forms a frieze of
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lions alternating with palmette vegetal decorations. The style of these embroi-
dered and woven decorations tends toward the Oriental but is at the same
time strongly reminiscent of antique art. This is especially true of the varie-
gated, almost geometrical motifs of the narrower stripes, which keep com-
pletely to the embroidered style. Quite similar motifs occur on the borders of
murals at Pompeii. I have no objection to attributing this material, in which
silk is used only for decorative enrichment, to ancient times— perhaps an echo
of the famous industry on Kos.
Among the remnants of actual silk products a curious piece kept in Chur,
Switzerland (of which, I believe, a part was presented to the archbishop of
Cologne), seems to me to be of great interest for its antiquity and its place in
the history of style. A color print of it was published by Bock in his Geschichte
der liturgischen Gewdander des Mittelalters (p|. 2), albeit in somewhat inaccu-
rate color. In this fragment we recognize a work of artistic weaving that
undoubtedly dates back to antiquity —and not even a work of the period of
deepest decline but one in the highly characteristic and distinctive style of the
middle imperial period. The design and polychrome principles evident from
this material —the curiously arbitrary but tasteful way in which vegetal orna-
mental motifs are used to fill up fields, the frequent repetition of circle seg-
ments as a field border, the general spirit of the composition —all are well-
known motifs from the wall and ceiling paintings in imperial baths and at
Pompeii. The repeating animal fights in the band strips— when compared
with the miniatures on the oldest manuscripts and other late examples of
ancient art from the sixth, seventh, and eighth centuries—are true master-
pieces of accurate rendering and lively grouping, especially when one consid-
ers the increased difficulties of depicting them by means of the loom. For
these stylistic reasons, I agree with those who ascribe great antiquity to this
relic of ancient textile art. I find that it confirms my assertion that the actual
characteristics of silk (satin sheen, velvet down, and so on) did not appeal to
ancient taste and could not achieve full stylistic recognition until the last stir-
rings of the antique outlook had subsided.
Although this material is silk in both the warp and the weft, in a striking
way it has the character of cashmere. One sees clearly that the colors and pat-
terns derive from a style that is foreign to silk.*4
As far as the pattern is concerned, Bock has in my opinion wrongly associ-
ated this fabric with the Scottish or Gallic fabrics so often mentioned by the
ancients. The latter were checkered —scutalis divisae —according to Pliny. The
stripes intersected one another in a variety of colors; both their weft and warp
were made up of threads that formed alternating broad stripes. This gave rise
to the scutulae [checks]?5 (mivOt0L), Livy’s vestes versicolores [multicolored
garments], Virgil’s virgata sagula [striped military cloak], and Propertius’s
braccae virgatae. Admittedly, other writers have indicated that the principal
color of the Gallic garments was red but one should not imagine them with a
general crimson ground like that found in our fabric remnant. At most, red
stripes may have dominated among other colors, as in contemporaneous
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Semper
Scottish patterns. Our remnant was probably never intended to be worn, but
most likely served to decorate and bedeck a special area at the public games.
For I see in these woven groups no Samsons but only Roman animal fighters,
who could, if necessary, be duplicated indefinitely without ineptitude, as
would not have been the case with the lone figure of Samson. What is certain,
however, is that by the fourth century bad taste had made sufficient progress
for all kinds of figurative representations to be duplicated on the loom. They
must have made it very difficult for the tailor to orient them such that they did
not appear standing on their heads or at an angle when used for clothing.
Thus Asterius, bishop of Amasea, complains about the folly of his age in set-
ting far too high a value on such vain and useless excesses as weavings that
wanted to imitate painting with a tissue of thread; people who dressed in this
fashion were mistaken for painted screens, and little children pointed fingers
at the pictures on their clothes. There were lions, panthers, and bears; there
were rocks, woods, and hunters; the pious wore Christ and the apostles and
all his miracles on their backs. Here one could view the wedding in Galilee
and flagons of wine; there the man stricken with palsy was carrying his mat-
tress; elsewhere the penitent appeared at the feet of the Savior or Lazarus
awakened from the dead! To judge from such reports, our own fabrics would
be perfectly suited to the clothing fashions of those times. After taste had
turned in that direction at such an early date, cheap silk merchandise pro-
duced in the Orient for the market —like roba della fiera [goods for the fair],
without purpose or content— was fallen upon with delight. The chimeric
beasts woven into and strewn all over these fabrics were nothing but stunted
and stereotyped descendants of those fantastic mythological beasts of Assyria,
which incidentally were all products of embroidery, to which I will return
later. Except that now they adorned and decorated liturgical priestly vest-
ments, church paraments, curtains, canopies, and carpets.
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Textiles: Technical-Historical
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205
Semper
This would explain why they had such an important influence on the whole
direction taken by art at the time, especially architecture. But it would be dif-
ficult for us to adopt such beliefs again.
Until the end of the ninth century, it seems, these neo-Babylonian fabrics
were little used by the church, as the older reports of gifts to churches and
monasteries speak mostly of silk fabrics decorated with embroidery, depicting
Bible stories and holy objects. These followed even earlier draperies made of
simple unpatterned silk fabrics or linen and cotton. This is known from the
reports of Anastasius Biblioth[ecarius] on gifts from the early popes. Sergius
(687) presented tetravelia octo, quatuor ex albis, quatuor ex coccino [eight
tapestries, four white, four scarlet]. Gregory III (731) gave altar cloths and
hangings of white silk decorated with purple (ornata blatto, which probably
means edged with purple borders). Saint Zacharias (742) donated intercolum-
nar hangings for the ciborium ex palliis Sericis [canopy of Chinese cloths]. In
short, no mention is made of embroidery or patterns in these older reports of
gifts. The same seems to be true of the other silk fabrics intended for liturgical
vestments. They, too, probably had a completely plain ground with simple
gold or damask patterns, and their only real adornment was embroidery.
Thus for the Church of Saint Peter, Stephen IV had a marvelous chasuble
made of gold and gems; it depicted the story of Saint Peter being freed from
his dungeon by an angel. For the great silver gates of this temple the same
pope (elected in 768) presented hangings as high as the walls and made of fab-
rics with crosses or squares (de palliis stauracinis seu quadrapolis). For the
arcades of the basilica separating the aisles from the nave, he donated sixty-
five large Syrian hangings with gold grounds. Pope Saint Celestine had images
of Saints Peter and Paul embroidered on his pluvial with a silk inscription, “a
work of Cypriot or English artistry.”
All the fabrics mentioned here were either plain, woven with linear pat-
terns, or embroidered; there is no longer any mention of marvelous woven
animal scenes. It was only at this point that the bestiary of the Orient was
introduced, and from this time forward reports teemed with strange and bar-
barian technical terms that derived in part from the animals and other woven
decorations on the fabrics they adorned.
Let us again emphasize that the historical representations on ecclesiastical
fabrics so often referred to by Anastasius and others were almost certainly not
woven but embroidered. For, as can be seen from the objects described, they
were made neither in the Muslim Orient nor in Constantinople but sometimes
in far western Europe and indeed often in Italy or Rome, under the eyes of the
pope who commissioned them. For at that time neither Italy nor England had
silk factories, or so it is generally assumed; even less did they have carpet mills
like the arras manufacturers, which did not appear until the late Middle Ages.
They worked with wool and were in fact nothing but huge embroidery stu-
dios, whose technique was a cross between weaving and embroidery. From
this it becomes clear how much one must qualify the accuracy of the assump-
tion that there were silk factories only in Greece but not in Italy until the
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Textiles: Technical-Historical
207
Semper
From this detour let us return to actual neo-Babylonian silk fabrics, whose
most characteristic features are those rough depictions of animals used as iso-
lated motifs in the centers of regular mathematical figures (polygons or circles);
set adjacent to one another to form a series in bands; or, finally, placed freely
floating in groups on a dark ground without an edging. They are made of a
dense and heavy silk material of a simple cross-weave or of strong twilled lev-
antine. The oldest such fabrics have only two colors, with designs formed by
the weft in a different color; the later ones are almost always worked with
gold threads, so that either the ground or the pattern appears in gold. The
dominant colors are purple-red, violet, green, and yellow, the last of which is
often replaced with gold.
These materials relate to the ancient, heavy, image-laden Asiatic fabrics
and wool embroidery just as the previously mentioned late Roman silk fabrics
related to the lighter and less decorated fabrics of classical antiquity. The silk
in both has not yet been properly addressed in terms of style; it was simply
regarded as a fabric that shows to a greater extent some of the attributes of
earlier traditional materials. The idea of making its particular attributes the
basis of a new style and founding a new principle for silk weaving — perhaps
sacrificing some of the advantages allowed by wool, linen, or cotton—has not
occurred. Signs of a different and more correct understanding of silk’s charac-
teristics can be seen in pictures of costumes from the earlier Sassanid period,
but this shows only that finished silk fabrics were then still acquired either
directly from China or, more probably, from eastern India. As a foreign fash-
ion, they affected garments for a time but pushed them in a direction more or
less opposite to the developments around the seventh and eighth centuries,
when silk manufacture had had time to establish itself in Persia.
§ 44 Gold Brocade
The first important signs of progress in the development of a silk style (which,
I repeat, had as great and widespread an influence on the art of the Middle
Ages as textiles had on the development of ancient art) are seen in the systems
of assimilation that became dominant. The sheen of silk formed the basis for
the even greater sheen of gold thread, so that either a gold pattern stood out
against a silk ground or a silk pattern was grounded with gold. Such a system
of coordinating and harmonizing a colorful sheen with something even more
radiant could not fail to produce a splendidly solemn effect.28
Fabrics of this kind are called auric textiles, vestes ex auro textae [cloth
woven from gold], and so on. They became the predecessors of the gold
brocades that the Middle Ages held in such high esteem, and whose heavy
falling folds and Asiatic ornamental splendor reached the limits of the attain-
able. The medieval name for this magnificent material was baldachinus, from
Baldach —that is, Baghdad or Babylon. Sometimes gold was not used and the
contrast between the brilliant and duller parts of the silk fabric was achieved
by combining different degrees of sheen in the silk threads—of the same or
different colors—that made up the fabric. This product, less magnificent and
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Textiles: Technical-Historical
rich but related to brocade, was called damask, after another major site for
the manufacture of Oriental fabrics.29
The origin of gold brocade is all the more interesting as it is closely related
to an ancient method of counterfeiting silk. The intrinsic, that is, the material
value of the fabric diminishes the more lavishly these old fabrics are woven
with gold. On closer examination, the supposedly gold threads are seen to be
nothing more than cotton threads with very thin strips of gold paper spun
over them. There is no doubt that this invention came from China. I have
examined very ancient Japanese gold brocades kept in the garde-meuble [fur-
niture storehouse] of the king of Saxony and found that they were completely
woven with such gold-papered cotton threads.
Probably this invention remained a secret of the Chinese and Japanese, and
the gold threads were obtained ready-made from China, either directly or
through India. Much effort has gone into trying to discover the secret of its
manufacture but so far unsuccessfully. My impression has always been that
the paperlike gilded material was a kind of rubber that initially formed a
fairly thick strip. The upper side was then gilded and stretched until extremely
thin (gold is sufficiently ductile to make this process feasible provided it is
thick enough at the start). Spinning such fine gold surfaces over the threads
would then not be difficult. Thousands of louis d’or are melted down each
year in experiments to find an equivalent to the Chinese gold-paper thread to
replace our present, very cumbersome, and costly method of spinning gilded
silver wire around silk thread. Perhaps some application of the wonderful
material I am talking about will provide a solution to this problem; it would
certainly bring rich rewards to the inventor. It is by no means just a question
of finding a cheaper gold thread. The problem is much more to discover a
method of avoiding the excessive boardlike stiffness of our modern brocades
and at the same time achieving the mild golden sheen of ancient and even
modern Oriental gold fabrics, in contrast with the common, brassy, and
tawdry luster of our own.
Our present method for preparing gold thread dates only from the mid-
sixteenth century. Yet Muratori (2:374) passes on an old method for making
gold thread that is said to date from the ninth century: “De fila aurea facere”
(sic!) [On making gold thread].
The brocade-and-damask style was actually first developed by the Moors
and Saracens of Spain and Sicily in the third period of the history of silk weav-
ing. It then became in a sense the leading principle of Arabian surface decora-
tion, and as such had a powerful impact on the architecture and art of the
Orient as well as the West. Since that time it has not undergone any fundamen-
tal changes or improvements, except during the finest period when ancient
artistic sensibilities were reawakened, at which time the bright colors of the
Oriental dressing style gave way to more serious and cultivated ones. Adhering
to the same principle as vegetal arabesques, soft, mostly dark colors (dark red,
dark green or dark blue, brown, or black) now alternated with gold. Follow-
ing the same principle of keeping the surface rich but not interrupting it
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unnecessarily, they loved to combine naturally yellow silk with gold. White
and gold were also frequently combined. It was not until later, under Louis
XIV and XV, that brocade was again woven with colorful flowers and a natu-
ralistic conception of the arabesque emerged that encumbered surface decora-
tion (along with bordering and other offenses against style).
To conclude this section, I feel I must append the following passage from
Redgrave’s often-cited report, as it very accurately portrays contemporaneous
taste in brocade weaving:
Graceful and elegant foldings are very important in all goods intended for personal
wear, and many of the most beautiful qualities of materials are brought out by the
interchange of light and reflection playing over their surface on the motion of the
wearer; it is important, therefore, that no mode of decoration should be adopted to
destroy this quality, even irrespective of the sacrifice of proper utility which takes
place in all works so overcharged with decoration or stiff from embroidery as to
impede ease of movement and freedom of action in the wearer: the full lustre of silk
more especially is dependent upon the folding, and every fabric is more or less influ-
enced by the same cause. When gold or silver threads are introduced in the weaving,
stiffness must result from it, and the skill of the designer should be so exercised as
to give the greatest effect from the least possible use of such materials. This has
been particularly understood in the Indian tissues, which exhibit the best effects
under folding in a remarkable degree, while the opposite error was noticeable in
many costly priests’ robes exhibited in the North-East Gallery, so stiffened with
gold and covered with raised embroidery that the wearer must be encased in them
as in a suit of armour; the whole were not only vulgarized by excess, but were
perfectly unsuited for use, and for the best display of those ornamental qualities
sought for.30
The natural treatment of flowers as the ornament of textile fabrics is nowhere seen
to greater disadvantage than in the rich altar-cloths in gold brocade exhibited by
French, Austrian, and Russian manufacturers. The coloured and shaded flowers
instantly vulgarise and give a commonness to this essentially rich material; while
diapers of colour, or a different texture produced by weaving, or silver threads
woven with the gold, as in some of the Russian fabrics, have a rich and true effect.3!
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niously blending with the ground that the surface remains undisturbed
—as
should indeed be the case with any good image.
§ 45 Satin
As splendid as they may be, damask and even brocade are still materials that
can be woven almost as magnificently using wool, even though this alterna-
tion of dull and shiny fabrics produces a slightly different effect than does silk.
By contrast, the fabric that we are now going to discuss is so much the natural
terrain of silk that only gold and silver thread, woven in a similar way, can
produce a corresponding effect. I am referring to satin or atlas.
Satin is an opus plumarium continuum [continuous embroidery], a kind of
ground embroidery produced on a loom. To a certain extent this material has
no texture but consists of interlocking flat stitches continuously laid next to
each other, so that the silk thread remains unbent and uncreased as much as
possible and combines its sheen with the sheen of the neighboring threads laid
parallel to form the smoothest possible surface and a very brilliant effect of
light and shadow. The wonderful attributes of this material were recognized
early and used sometimes alone but more often in combination with matte
sections, to which it formed a shiny contrast and ground.
Unfortunately, some of the most important books about the history of silk
manufacture are inaccessible to me here, so I am unaware whether anything
definite is known about the origin and first introduction of this beautiful
fabric into Europe. My efforts to gain a firm view of this matter have been
unsuccessful. Yet this product, more than any other silk fabric, has something
genuinely Chinese or Indian about it, depending on its particular treatment.
Flat-stitch embroidery, opus plumarium, has been perfected in those coun-
tries into a special art, holding the middle ground between sculpture and
painting —or rather, it is both at the same time (a matter that will be dealt
with elsewhere). This highly sophisticated technique, which could be attained
only through a thousand years of practice and experience, is evidence of its
age and probable origin in those Eastern lands. I am convinced that satin is an
attempt to imitate flat stitching in silk using a loom, and this remains true
even when it forms a ground or is placed in relief over certain patterns, either
in the same way as satin or in another texture. This is the basis for my view
that the kind of weaving under discussion originated in China or India. The
sculptures of robed figures in the Murgab valley (see above) lead me to believe
that this material found its way to Persia and the Euphrates valley at an early
date. It is difficult to say when it came to Europe. I have already mentioned
that, as far as can be deduced from surviving remnants, the oldest silk fabrics
imported to or made in Europe in the Christian era were simple cross-weaves
or levantine twill with a very thick texture. Yet very old embroidered chasub-
les with a satin ground, several of which Bock mentions in his book, indicate
that this material was probably introduced to Europe as early as the seventh
or eighth century, at the same time as neo-Babylonian animal fabrics. It may
also have been imitated at eastern Roman production sites.
Pas\ih
Semper
Among the various terms for silk fabrics, so numerous in Anastasius and
elsewhere, for which the correct interpretation is usually in doubt, I have tried
to find one that seems to best characterize the material under discussion. I
think that the right term is the frequently occurring expression blattin. To be
sure, blatta originally referred to the insect —the kermes — used as a red dye in
lieu of cochineal when dyeing a deep red. But it has been shown that when
applied to fabric this name has little connection with the color from which it
derives. This is also true of scarlet and purple, both of which are also names
for fabrics whose shared feature is not their color but some as yet unknown
technical peculiarity. I am even inclined to doubt that blatta originally meant
the insect producing the red dye. The word makes me think unwittingly of
Blatt [leaf], that is, a smooth surface with shiny and saturated coloring. Fire-
red coclico, made from the juice of the kermes or from the gallnuts that this
insect produces on leaves, is the color par excellence for satin. It is entirely
appropriate to the sense of style, which is also confirmed by the wonderful
legends that abound in German lore about the preparation and origin of
Pfellel, which seems to be the old German name for satin. The Wigalois
relates a tale of how in Asia there is a cave of eternal fire, in which a salaman-
der weaves an incombustible and costly Pfellel.32 A particular kind of Pfellel
was called salamander.33 Wolfram von Eschenbach mentions a Pfellel (called
Pofuss) with so fiery a glow that an ostrich could hatch its eggs on it. More-
over, both blatta and Pfellel (which I consider to be synonymous with satin
and atlas) are found in the most varied colors: red, yellow, green, black — later
white, purple, and opalescent. Equally varied was its use in sacred and pro-
fane dressings, coverings, horse and tent blankets, edges and hems of other
fabrics, and so on. This costly fabric, “which lends infinite magnificence to he
who wears it” and retained (alongside and in combination with velvet) the
highest respect in the Middle Ages, came from Africa and Asia. This is indi-
cated by the place-names (usually in part invented and wonderfully sonorous)
found in the bombastic and notoriously boring descriptions in ancient poetry
of splendid garments developed for processions and knightly feasts. But there
are also Greek and Spanish towns, including Almeria, the principal seat of
Spanish-Arabian satin manufacture, that have lent their names to certain
kinds of Pfellel. Finally, Pfellel from Arras was also famed at a very early date.
The French name for this fabric, satin (perhaps identical to blattin), appar-
ently first occurs in the sixteenth century. When Francois I entered Lyon in
1515, all the citizens were dressed in silk. The councilors wore damask and
crimson satin robes. At the head of the procession were the men of Lucca in
black damask, followed by the Florentines in red velvet, then finally the citi-
zens of Lyon in white cloth, velvet, and white satin.34
Famous above all others was the satin de Bruges, which is very frequently
mentioned, much praised, and often named in inventories of church treasures
and state records from this period.35
More than any other silk fabric, satin permits the most lustrous and lively
coloring and the starkest contrast when juxtaposed with other hues. For the
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Textiles: Technical-Historical
reflected light from the metallic surface of this fabric appears white, whereas
the depths of the sharply outlined angular folds are always dark, almost
black, as with metal. A soothing triad results, because the local color always
seems to be placed, so to speak, halfway between black and white. At the
same time, satin reflects juxtaposed colors in a more lively and distinct way
than any other material, so that the reflection builds, as it were, a bridge that
mediates the starkest color contrasts. From this it follows logically that satin
should not be juxtaposed with colors that produce unpleasant tones when
mixed and mingled in reflection. Thus, for example, a fire-colored satin
undergarment would not go well with a purple outer garment, because the
reflected color would be a dirty shade of mixed red, yellow, and blue. A pat-
terned, damasklike floral ground can take richer and more highly colored
designs than any other. In this respect it surpasses even a gold ground, unless
the latter has the same texture as satin.
The influence that satin had on painting and sculpture is evident from late-
fifteenth- and early-sixteenth-century work by German and Netherlandish
masters. It is seen most clearly in Albrecht Diirer, whose folded drapery was
such a conscious choice based on a penchant for this material. It is very
instructive to compare this German conception of this material with what
Italian masters (particularly Titian and Veronese) made of it, and then to look
at what became of it in the hands of the seventeenth-century Dutch masters.
This is of interest not just to painters and art historians but also to silk manu-
facturers, wardrobe masters, and those ladies who in the important question
of their toilet do not think it superfluous to support their innate taste with a
study of style.
Obviously Durer had different fabrics before him than did Titian, Veronese,
or even [Hans] Holbein. The satin painted by these masters was different from
that which gleams for us in works by [Caspar] Netscher and [Gerard] ter Borch.
Silk drapery, and especially satin drapery, is better suited to painting than
to sculpture, and in the late Middle Ages it had a deleterious effect on the lat-
ter field in some respects. Sculpture had to throw off the fetters of silk (some-
thing already happening in the work of the Pisan masters) before it could feel
free again.
Still, it cannot be denied that silk advanced a certain ceremonial and ten-
dentious direction in the representational arts (one that, though technically
perfect, always seems constrained in comparison to a freer style) and that
in this respect sculpture, too, produced great and beautiful works in the
Middle Ages.
An example of a noble conception of silk drapery (already more in the
spirit of the Renaissance) is the fine bronze statue of Emperor Ludwig of
Bavaria, created by the hand of an unknown master in the fifteenth century
and published by von Hefner in a tasteful presentation. The drapery seems
even grander in the engraved bronze memorial slab for the Copmans, illus-
trated here. It was executed with wonderful artistry in 1387 and now deco-
rates a wall of a side chapel in Bruges Cathedral.
23
Semper
It would be possible to add many other technical and aesthetic remarks about
this fabric, were we not obliged to consider the minor arts only in their nearer
and more distant relationships to the high arts and especially to architecture.
§ 46 Velvet
Velvet contrasts with satin, and yet it too is the fortunate result of a well-
understood technical exploitation of the attributes of silk fibers.
Silk threads, considered longitudinally, are the shiniest thread (apart from
metallic threads). Nevertheless, a surface formed from infinitely many trans-
versely cut silk threads— for example, close-shorn velvet —is absolutely with-
out luster; it absorbs light or rather obstructs the division of the rays of light
into received and reflected light.
When velvet products were first introduced, people do not seem to have
recognized and exploited this property of the cut surfaces of the silk threads
to absorb light and made it part of a distinct style for silk fabrics. Instead,
they aimed at something similar to satin, and by laying long pieces of silk
thread together horizontally, so that light was refracted and reflected by their
cylindrical surfaces, they produced a silk fabric that was as substantial and
shiny as possible. These oldest fabrics, similar to plush, were in fact a satin
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Textiles: Technical-Historical
with a multithread weft, whose threads were wholly or partially cut through,
so that their loose ends formed a soft, long-haired fleece. Similar fabrics made
of wool were already known to the ancient Romans and are often mentioned
by Pliny and other ancient authors as a specialty of the Gallic wool industry.
The oldest surviving velvets, of which Bock describes several in his much
cited work, are mostly long-haired fabrics similar to plush. Nevertheless, what
is said to be the oldest appearance of velvet—namely, a piece of silk fabric
bound with fifty-three other very interesting pieces of fabric in the parchment
codex of Theodulf (twelfth century) in Le Puy in the south of France —seems to
be a short-shorn genuine velvet, which would prove that the transitional step
to a new, genuine velvet had already been made before the thirteenth century.
The word velours, allegedly a combination of the words velum and ursus,
first appeared in the thirteenth century. If this etymology is correct (which I
doubt, preferring to connect the word velours with the English velvet and the
German Felbel and thus with the word Welf, the smooth pelt of a young dog
or lion), it confirms the difference noted between the oldest velvet and later
kinds. The Orient, the ancient seat of silk cultivation, was also the seat of vel-
vet manufacture, and all poets and chroniclers have insisted that it came from
there and have given it Oriental names. It is said that there were velvets
among the gifts from Hariin ar-Rashid to Charlemagne. By that date velvets
were being used for turbans in the Orient. Many ancient velvet fabrics have
Kufic sayings printed on or running through them.
It is clear from the above-mentioned description by Falcandus that a spe-
cial studio was devoted to velvet manufacture in the magnificent manufacture
royale de Palerme. The expression hexamita in his text can in fact refer only
to velvet, just as there can be no doubt about the derivation of this name from
the Greek word €€duttoc, “six-threaded,” to which I will return.3¢
It may well be that short-shorn velvet was fully accepted for the first time
when chivalry was in its finest flowering toward the end of the Crusades—
after the treasures of the Orient had become known and sumptuous clothing
and other such extravagances were at their peak. Tight secular clothing no
longer permitted the use of the heavy fabrics that lent such dignity to the litur-
gical garments of the priesthood. Perhaps the invention of velvet shearing came
as part of a transition, when the patterning of older plushlike fabrics from the
long-haired fleece cut for ornaments led to shearing them completely.
Green seems to have been the favorite color for all this. Indeed, it is the
color that nature most frequently imparts to its velvety creations, such as
grass, leaves, and the fruits of certain plants (admittedly, green is but one of
many colors nature favors, such as brownish red, quince yellow, purple, and
plum blue). One can perceive a characteristic mixture of colors in all these
natural velours, a fact to be studied carefully and heeded by thoughtful manu-
facturers no less than by painters. It is particularly important to observe how
nature juxtaposes her velvety surfaces with other satin-sheen phenomena
colored according to a quite opposite principle. Just as the satin flowers of
spring stand out against the velvet carpet of a lush lawn, so green can be the
25
Semper
main color of velvet that will usually serve as a ground for rich embroidery or
an even shinier piece of silk.
What lends velvet its characteristic splendor, apart from the fullness and
sweep of its rounded drapery, is the satiny sheen that emanates from those
parts of the folds that are seen sideways, together with the deeply saturated
but matte luster of color produced by those parts when viewed from above.3”
This fuller and rounder drapery should and must correspond to a principle
of ornamentation absolutely different from those that hold for other materi-
als, and this principle must at the same time take into account the already
noted nature of the surface. Gold brocades and damasks require different pat-
terns than velvet does, even though they are equal in weight. Like the former,
velvet should be covered with large flowers but with lighter tendril shapes, so
as to let the ground develop its characteristic property. Delicate satin, taffeta,
and mourning fabrics are to be treated quite differently. The general rule is
that the pattern has to follow the fullness of the drapery and its modality—
leaving aside other considerations like the purpose, surroundings, and so on.
The Orient has always been our teacher in the stylistic refinements of these
materials; medieval whims were quite baroque, though occasionally surpris-
ing or even beautiful, but self-confidence in even these subordinate areas of
art theory was not attained until the mid-fifteenth century (see above).
The great improvement in velvet manufacture already noted did not hap-
pen until the mid-fourteenth century. Velvets had been very uniform until
then: light and still plushlike. Then the Italians introduced a thick, low-shorn
velvet and over the course of subsequent centuries the aforementioned rich-
figured fabrics (a kind of half-shorn) appeared. Our embossed velvets are a
poor substitute.
In addition, heavy velvets were embroidered and sewn with gold and silver
ornaments, inset with satin panels. They formed the most desirable and beau-
tiful grounds for all the marvels of the needle.
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Textiles: Technical-Historical
This antique sense of the word does not correspond, at least not always, with
the meaning it acquired in the Middle Ages. This is especially clear from
Falcandus’s already cited description of the famous silk factory in Palermo.
He tours the individual studios and begins with the preparation of the sim-
plest fabrics: “There you see how the simple and cheap fabrics —the amita,
dimita, and trimita—are made.” These must be the light taffetas, crosswoven
like linen, and then the heavy taffetas (gros de Naples) — dimita and trimita—
in which the weft has two or three times the thickness of the warp without
any brocading of the wefting threads, for the latter, finer work would have
been carried out in another studio. Undoubtedly different colored threads
were occasionally used as weft and warp, which produced iridescent fabrics or
regularly patterned and striped taffetas, according to the system of color alter-
nation adopted. These were all “simple and cheap fabrics.”
Then Falcandus enters the workshop of the velvet and satin weavers:
“Here you see how in the hexamita a greater fullness of silk is concentrated;
here satin is refulgent with a fiery gleam.” (“Diarhodon igneo fulgore visum
reverberat”; this is obviously the Salamanderpfellel of the old German poets.)
Only now that we come to the third studio does he show us the looms for
floral fabrics and so on. Thus hexamita is not a floral fabric. Besides, velvet
is usually made with six weft threads, of which three are cut, while the other
three make up the fabric. Therefore Falcandus probably meant velvet here.
If hexamita were only taffetas or levantines with a very thick sixfold weft
(which could still be assumed), they would in all likelihood not have been
allotted a special studio with satin.
I must add a few stylistic remarks on those light and pleasing taffetas
called rensa, after the town of Reims. They were much worn in the most dis-
tinct colors as early as the ninth century in Germany and were called Zindel.
They were used principally as linings or for lighter clothes and were, when
they were shot (in other words, when they shimmered in various colors), the
favorite material of the Florentine and Roman schools of painting, which fre-
quently clad their noble female figures, sacred and secular, in tunics of apple
green, shimmering, or pinkish red taffeta silk. This beautiful, shimmering,
peacocklike fabric has gone completely out of fashion and is now worn only
in England, where it has been made since the early Middle Ages and called
Pfawin or fown.3?
Similar points could be added about many other things, including the
strong levantines, what is now called gros de Naples, and especially the beau-
tiful moiré fabrics. The last of these permit an especially full, rich, and at the
same time sharp drapery and allow their masses to appear varied without
being interrupted by unduly striking patterns, however meaningful they
might be. We must, however, set certain limits for these historical remarks on
style.
Semper
§ 48 Preliminary Remarks
This opens up a broad field that offers many rewards to the manufacturer
who combines a thorough factual knowledge with a scientific and artistic
education, for whom the nation’s (and even the producer’s) growing sensitiv-
ity to beauty is inextricably bound up with true progress and the flourishing
of industry in general, even in material respects.
For my part I have already noted my incompetence to take on such a difficult
task, and I only wish to prompt discussion by making some suggestions about
what in my view should be considered in any future treatment of so rich a field.
This task, moreover, leads me to questions affecting my own art more
directly and for which I believe myself to be better prepared.
All textile processes contribute to the transformation of raw materials and
their unique attributes into products of great suppleness and considerable
absolute strength. In threaded and banded forms they are used for binding
and fastening; as supple surfaces they have the purpose of covering, contain-
ing, dressing, enveloping, and so on.
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Textiles: Technical-Historical
§ 50 Spun Yarn
Spun yarn is a synthetic thread consisting of many natural threads. After the
natural threads have been suitably prepared, the yarn is produced by comb-
ing, plucking, squeezing, sticking, and twisting. Combing arranges the threads
as parallel as possible, and in the case of tangled and short raw materials it is
often replaced by carding, which gives the threads a feltlike property.
The processes of plucking, squeezing, sticking, and twisting have been per-
formed since ancient times with the assistance of a damp hand and a rotating
spindle. The new spinning machines have not changed the principle at all but
simply multiplied and simplified production by substitute for the hand, and
by using machines to set in motion a large number of spindles and related
substitutes for the hand. The finest and strongest threads are still produced in
India where the old method of spinning has been retained.
Each material requires its own particular method of preparation, which
influences the style of the spun yarn. Naturally this is also conditioned by the
use to which it will be put.
Much could still be said on this important subject, but only a better
informed specialist should do so.
§ 51 Twisted Yarn
Twisted yarn is a product related to spun yarn, a stronger synthetic thread
made from two or more synthetic threads. The necessary operations are sim-
pler than those of spinning. Plucking, pressing, and stitching are unnecessary;
all that is needed is twisting, facilitated by a flywheel or similar device. The
individual threads to be twisted are wound on cylindrical spindles or rollers
and then passed through a ring, behind which the twining occurs. Through the
same operation, several twined threads can be combined into a thicker rope.
Thus threads made from various materials with different diameters and colors
can be twined, and this process too can be varied according to the intended
use. For example, one can make loosely or tightly twisted yarn or contrive
double turns running with or against each another. Thus this simple technique
offers rich material for stylistic reflections that prefer to see the useful in the
beautiful, but we can safely leave its further elaboration to art-philosophical
haberdashers. We also have illustrations of this process that are older than
our written history.4°
§ 52 The Knot
The knot is perhaps the oldest technical symbol and, as I have shown, the
expression for the earliest cosmogonic ideas that sprang up among nations.
Knots serve first of all to join the ends of two threads; their strength
depends principally on friction. The system that maximizes friction by lateral
pressure when the two threads are drawn in opposite directions produces the
strongest knot. Other conditions ensue when threads are pulled not along
their length but perpendicular to their extension, although here too the
resultant tension running along the length of the threads is usually what is
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Semper
considered. The weaver’s knot is the strongest and most useful of all, perhaps
also the oldest, or at least the first to figure in the technical arts. Rope makers
and boatmen are familiar with a number of knots about which I can unfortu-
nately speak only as a layman. They could provide many details that would be
of interest to us, but this too will be left to more qualified hands.
A very ingenious and ancient use of the knot led to the invention of net-
ting, which even the most savage tribes knew how to make and use for fishing
and hunting. The mesh of the net, whose knot is shown here, has the advan-
tage that damage to one mesh does not affect the whole system and is easily
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Textiles: Technical-Historical
which several very attractive specimens have survived. This ornament was
also worn by Greek women as well as by Etruscan and Roman ladies. Netting
is used in India as a rich motif for headpieces and necklaces; the alternation
in the meshes and the distribution of the decorations and pendants display
admirable taste. The Middle Ages loved decorative netting, and the Spaniards
have long valued it for the lightest wraps and as an adornment for hair.
In architecture and ceramics—in fact, in all the arts—netting is used for
surface decoration and is often applied structurally and symbolically as an
ornament for projecting or bulging parts, such as for the belly of vases.
On the archaeology of netting, see Bottiger’s various writings and essays
on ancient adornment.*4
(APAM|
Semper
strands placed alternately over one another (see figures). The number of
strands can be increased at will, but in the preparation of a plait only three
single or multiple strands are active at any given moment, so that active
strands are continually dropped, and others taken up, according to fixed prin-
ciples. Round plaiting produces a torus and is much used in saddlery. Round
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Textiles: Technical-Historical
As a seam, the plait forms a wonderfully rich motif for ornamental use in
the handicrafts and even in architecture, as has already been shown above.
The seam gave rise to lace, that splendid and luxurious fabric. This open
work in yarn or silk, the glory of the modern toilet, was not known to or used
by the ancients or, if so, only at a rudimentary level. Lace (point, dentelle,
pizzi, merletti) may be divided into two distinct classes: needlepoint (guipure)
and bobbin lace.4’ The former is made freehand with a needle, the latter on a
pillow using bobbins.
1. Guipure is the most ancient lace. Many varieties are distinguished:
Rose point, Portuguese point, Maltese point, Alengon point, and Brussels
point. The ground for the last is prepared on a pillow; the motif is executed
freehand with a needle. All these other laces are made entirely freehand.
Each of these varieties has its characteristic differences, but all are easily
distinguishable from bobbin lace in that they consist of variations on the two
stitches represented in figures 1 and 2.
There are also variations on these procedures, but essentially they form the
characteristic starting point for pillow lace.
The oldest known lace was worked on coarse linen. Threads were drawn
out and the gaps were filled with stitches as in figure 1. Linen threads were
ZeS
Semper
then spun over with the stitch as in figure 2. This method always produces
geometric patterns. One finds it applied to seams and trimmings on the oldest
altar cloths and other ecclesiastical paraments.
These oldest points were executed on a sheet of parchment, upon which
the pattern was drawn and the leading threads sewn; the sheet of parchment
was separated when the work was finished.
These oldest varieties were mainly Italian and Portuguese work. Venice
was the most famed place of manufacture. It was not until the time of Colbert
(ca. 1660) that lace making was introduced to France.
French points (points d’Alengon) are identical in principle with old Portu-
guese and modern Brussels laces. Figure 6 shows the ground stitch, figure 7
the stitch for the pattern or filling.
Brussels points (points a l’aiguille) exhibit a variety of basic stitches
(fig. 8). Later the ground or net was bobbined and still later made on a
machine.
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Textiles: Technical-Historical
function and ideals, seems to be the simplest in the world and can be com-
pletely defined by stating that these products should be ornamentally treated
hems and seams. Thus their style is guided first of all by the fabrics they hem
or decorate, next by the person who wears them, by the occasion for which
they have been chosen as decoration, and so on. Any theory of their style is
made that much more difficult and complicated if it attempts to take into
account the processes that have already been invented and those that could
still be invented for their manufacture.
In the products just mentioned, plaiting appears as the means to prepare a
surface; it fulfills this purpose all the more decisively in the actual mat (the
braided cover).
The sole advantage braided covers have over woven ones is that their
thread elements do not necessarily have to cross one another at right angles as
required by weaving. Threads running diagonally and in every direction can
be woven into the texture. This advantage should be maintained in every way,
made evident, and elevated to the status of a characteristic feature of plaiting.
The art of preparing coverings from plaited cane is very ancient and has
made no significant technical progress since the Old Kingdom of the Pharaohs.
Nevertheless, the Egyptians of that time and now the North American Iroquois
(and many other savage or half-savage peoples) handle the motif with less
aesthetic inhibition—more happily and ingeniously —than do we Europeans
with all our admired technical omnipotence.
wes
a
HS
A Ns
Egyptian latticework
225
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§ 55 Felt
All natural integuments are felts, as for instance animal pelts and tree bast.
Early on, humans hit upon the idea of imitating them and making a tangled
mass of hair that has exceptional suppleness and density; affords excellent
protection against cold, damp, and even wounds; and yet is very light. Great
luxury was lavished on felts in the post-Alexandrian period, when they were
made of purple wool. Roman wool togas and even the light Greek chlamys
were woven wool fabrics made feltlike by the fullers’ hands and feet. They were
used early on for hats, sandals, and socks. I must leave further technical and
stylistic treatment of this interesting item to more expert hands and will merely
remark in general that stiff felts, as used in our men’s hats, for example, are
entirely contrary to all style.
§ 56 Weaving
If Iwere to do full justice to this section, it alone would fill a book! There is so
much to be done! Every salon, every novelty show, every industrial exhibition
gives evidence of the confusion of our artistic weavers, abandoned by the
graces and practically drowning in the excess of their resources. Their taste
and inventiveness lags far behind work produced with much simpler and
more limited means in less industrially advanced but more artistically sensi-
tive eras or the material made even today on the standing looms of Hindus
or Kurds. We have plenty of academic chairs from which the application of
science to industrial art may be taught, but we still have no practical aesthetic
whatsoever for industrialists and especially for artistic weavers, who, unpre-
pared for the artistic aspect of their industry, are therefore compelled to turn
to artists and designers. These artists in turn are weak in technical matters and
have not received the best artistic and general education. The person capable
of assuming such a position is an industrialist who is thoroughly familiar with
226
Textiles: Technical-Historical
every aspect of weaving, with machines, with dyeing, with the commercial
aspects of the trade, one who is likewise a humanist, scholar, philosopher, and
artist in the true sense, and who has at his disposal, as a teaching aid, a well-
furnished collection of textiles arranged according to the history of style. Even
with these resources he will have a difficult time coping with the spirit of the
age and with his industrial colleagues. For my part, I would rather say noth-
ing on the subject than address it in a partial or incoherent way, which would
only betray my lack of thorough technical knowledge! The best treatment of
this theme is perhaps found in Redgrave’s already much cited “Supplementary
Report on Design,” but it is not sufficiently coherent, too incomplete, and too
rigidly schematic on individual points. Style, to the extent that it derives from
the purpose of a thing, can certainly be formulated more easily in principles
than a theory of forms can be deduced in those areas where form must be
viewed as a function of the technical means in question.
One would have to review systematically all fabrics from the simplest
cross-weave to the most elaborate polymites, brocades, and high-harp weaves;
give their history; show the materials and purposes for which they are suited;
define their means and limitations in a formal artistic sense; indicate the direc-
tions in which they can be improved; show the influence of machine manufac-
ture on the style of products; criticize period taste; and decide where this taste
influences the artistic technique or where technique influences taste. One
would have to emphasize that something better could, but does not, exist and
make every effort to prepare for its arrival rather than holding up as an
absolute model an excellence that has vanished into history and thereby over-
looking the present and its inventions. One must instead use such excellence
227
Semper
228
Textiles: Technical-Historical
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By placing threads close together and doubling them, and by using under-
lays over which the threads are spun, one attains designs that are raised more
or less in relief—a practice introduced quite early. I will return later to its
influence on relief art in general. The style of this practice is essentially linear,
in contrast with the pointillistic style of the yet-to-be-discussed second proce-
dure. This style is at the same time free, because the texture of the ground
does not directly constrain the style observed, as is the case of the cross-stitch.
After the bare essentials of cross-stitching have been discussed, I will return to
this distinction and the attention that still must be paid to the ground in flat
stitching. Probably because feathers were originally used for flat embroidery,
it was called opus plumarium in Latin and rekhameh in Arabic, from which
the Italian word ricami derives.5!
The cross-stitch fills in little squares marked out on a surface (usually by
means of the texture of a fabric), forming what is called the net or canvas.
Thus it surely appeared after or together with the invention of the simplest
woven fabrics; it could not have been used with hides, tree bark, and other
natural integuments because they lacked the network, or rather because they
had very irregular and dense networks.
Compared to flat stitching, cross-stitching is more limited and has from
the beginning been dependent on geometric forms, specifically those that
can be produced entirely from square elements and thus all share a contra-
puntal key that requires one to observe a certain canon of composition.
Cross-stitching is not suited to a relieflike treatment of its subject.
This results in an inherent contrast in style between the ornamental char-
acter of cross-stitching and the fact that flat stitching is inseparable from the
execution of illustrative subjects. Of course, such subjects can to some extent
be produced on the canvas using cross-stitches but always in a strictly con-
ventional way and under certain constraints prescribed by the squareness of
the net.52
229
Semper
230
Textiles: Technical-Historical
to be guided by the material with and upon which the embroidery is sewn.
For example, embroidery on a pair of red buckskin trousers or a tobacco
pouch made of yellow maple bark will be different from embroidery on cash-
mere or transparent white muslin— although modern articles of the latter
kind, of which the Swiss are especially proud (among countless other examples
of unspeakably tasteless modern acupiction), absolutely fail to recognize the
limits of these distinctions. The principles in force here relate more to style as
it derives from materials and purposes, and these have been partially surveyed
from this viewpoint earlier in the book. With regard to these differences,
which are always to a certain extent determined by the procedures in ques-
tion, I would only like to note that stiff, coarse fabrics should be embroidered
with relatively coarse stitches made with threads whose thickness is appropri-
ate to the ground, giving them a dense, full embroidery, whereas fine, veil-like
spun fabrics should be given a loose tendril work, fine stripes (viae), sprigs,
and so on.5¢ If only we had a few fabrics from Kos, so that we could study a
genuine veil style!
But let us leave this and concern ourselves rather with other composite ele-
ments of style that are almost as numerous within the wide field of embroi-
dery as the individual fabrics and existing applications, which multiply daily.
Let us focus on free treatment, which is common to all flat-stitch hand
embroidery and almost raises it to the rank of fine art. Because of this style
factor, hand embroidery is not subject to strict symmetry and geometric pat-
terns —indeed it should express its style by disregarding both within certain
limits, in a free painterly arrangement, to the extent that this is compatible
with other stylistic conditions.
The freer the arrangement of ornamental motifs, the more necessary it is
to regulate the distribution of masses and the balance of form and color
according to certain higher principles of taste. Here the material, spatial, and
functional needs that always underlie the task decide the how of the concep-
tion. Freedom within these stylistic limits is the secret of higher art, which,
though still very constrained, first set its wings in motion in embroidery. It
can be argued that fine art in the Orient never developed beyond this point,
that it still remains within the constraints of the embroidery style. But if this
is so, it is also true that the spirit of this style was never grasped so completely
as there, and that the free ornamentation of Oriental art, especially Indian
and Chinese embroidery, provides in its principles of both form and color a
model for us and our industrial art that will enable us to refine our taste and
sense of style.
Tendrils, and vegetal motifs generally, which are so diverse that they can
be constantly repeated without becoming wearisome, are generally the best
for purposes of free ornamental embroidery —an unexhausted and inex-
haustible source of the freshest and most elegant inventions. But where art
goes beyond these and produces figurative, symbolic, or even tendentious
themes, it should carefully guard against provoking disgust by the unfailing
emetic of monotonous significance, by a symmetrical and periodic repetition
(ei
Semper
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Textiles: Technical-Historical
Dyeing was quickly joined by the practice of tanning, for striving after
lasting pleasure is as old as pleasure itself.
Our chemists can readily explain, or at least demonstrate experimentally,
how certain salts and lyes react with dyestuffs by changing their colors and
also improving their absorption and colorfastness. Modern dyers have bene-
fited greatly from this scientific progress, but it remains uncertain whether
even here (I mean in the purely technical aspects of dyeing) dyers of earliest
antiquity —in the Old Kingdom of Egypt and ancient Chaldea — did not know
far more about the mysteries of tinting and the fastness of dyestuffs than our
most distinguished manufacturers and steam-vat dyers. They may also have
known and put to good use all the secrets of nature that we have discovered,
even if they gave the most ridiculous explanations (from our point of view) of
the effects they produced. Pliny tells us very explicitly that the Egyptians were
masters of the art of applying certain stains to woven fabrics so that they
formed an invisible pattern. Fabrics thus prepared, and plunged into the
dyeing vat for only a moment, emerged with variegated colored patterns:
mirumque, cum sit unus in cortina colos, ex illo alius atque alius fit in veste
accipientis medicamenti qualitati mutatus, nec postea ablui potest. Ita cortina,
non dubie confusura colores, si pictos acciperet. [And the marvelous thing is
that although there is only one color in the pot, from it one color after
another is produced on the cloth, the color changing with the kind of dye it
takes, and afterward one cannot wash it out. Thus the pot would doubtless
mix up the colors, if it were to take in already dyed fabrics].58
Nothing similar, no combination of printing and dyeing using the most
diverse and at the same time the most natural and closely related colors, has
ever been achieved by our dyers.
Still, I feel that something other than the refinement of ancient practices
for decorating garments and other fabrics with color most deserves our admi-
ration: namely, the consistency with which they pursued certain simple princi-
ples of style, on which they based a music of colors entirely in tune with their
music of forms. Its harmonies blended with the latter, complementing them in
the most wonderful way.
The greatest achievement of our modern art of dyeing is the preparation of
colored yarns of wool, linen, cotton, or silk. The dyers sell the fibers thus pre-
pared to weavers and other manufacturers to select and use at will. They try
to get as close as possible to the absolute purity of abstract colors and to
achieve all levels of intensity and run the gamut of shades and nuances. The
absolutism of this system does not acknowledge effects that the material,
much less the nature of the goods themselves, could have on the process. At
most, it is recognized that one fabric, such as cotton or linen, is less suited to
producing a certain color than is another fabric, such as wool or silk. Then all
the subtleties and tricks of chemistry are used to make sure that, despite these
difficulties in production, dyed cotton or linen reproduces the scarlet or
orange almost as purely and brightly as does wool or silk. In short, style and
its dependence on the raw materials and the purpose of the goods are not
PAS};
Semper
taken into account. But style, insofar as it relates to the processes applied and
to the extravagant richness of means and materials that chemistry and physics
have bestowed on us, is unlimited, boundless, and thus no style at all.
Despite this, certain colors produced by housewives of India, China, and
Kurdistan by the simplest means and without any knowledge of chemistry
delight and embarrass us with their depth, splendor, and indefinably natural
tone, which we cannot reproduce by any effort of our knowledge or will. This
is because they are truly natural shades that do not fit into our abstract color
scales, and the color of the raw material has as much impact on them as the
dyeing agent used. Most important, however, is the dyer’s natural sense of
style and lack of inhibition.
Those deep and harmonious natural colors share a common airy tone;
none is or strives to be a pure color abstraction. Such colors — now produced
only in the Orient, with its ancient traditions —are an echo of what we must
imagine the ars tingendi [art of dyeing] of antiquity to have been. Their entire
color system was united by an otherwise indefinable breath of nature that can
be described only by using natural metaphors; it disappears immediately if too
much violence is done to nature and we try to substitute it with chemistry.
Perhaps a time will come when we will succeed in this, but science has not yet
delved deep enough into nature’s workshops to be able to supplant them with
its own products.
The ancients dyed their raw materials before they were spun or otherwise
processed. When this was not done, the finished product —for example, a
ready-to-wear item, such as a peplos or chiton— went into the dyer’s vat.
The Egyptians even dyed the wool of living sheep with a costly purple,
although we are not sure whether they did this with external dyes only or
whether the sheep’s fodder had an effect as well. In any case it is clear from
this that they dyed raw unbleached wool; this must have imparted a special
hue, an otherwise inimitable breath of nature. They thought it necessary to
tone down even the richest and purest pigments in this truly subtle way. The
same thing was done with cotton and silk; even white was seen as a particular
shade and was probably never pure but, like black, always contained a hint of
color. White was seen as the unattainable extreme of all colors in the direction
of dilution; black was the same in the direction of density and concentration.
All shades blended in both, but they did not wish to reach that state. Thus
white, like black, was classified with the purple tones.
Pliny lists several breeds of sheep famed for the natural color of their wool.
Spanish sheep were black, Alpine sheep white, Erythraean and Baetican sheep
red, Canusian yellow, and Tarentian yellowish. Their wool was used for
splendid garments, and only the black wools were left undyed.
The dyestuffs too retained their characteristics. No effort was made to dis-
till a pure coloring agent from them; they were used with their own tinge, the
gout de pierre a fusil that nature gave them. Thus the dyeing methods were
the simplest possible, although, as the above example shows, the chemical
effects of acids, salts, and potash were known and used.
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Two major shades or color keys had dominated ancient chromatics from
prehistoric times. Of these two groups of dyes, one was probably based on
iodine, that splendid dyestuff, shaded in the most varied but natural way by
means of different marine organisms. In some cases these organisms trans-
formed it into contrasting colors, like red, yellow, and blue, but all were united
by one and the same wonderfully mild yet profound and austere family char-
acteristic. Passing through a conchylia room one finds hundreds of shades—
from pure red through violet to blue, from blue through sea green to sea grass
yellow, from yellow through all shades to white (which is also reached from
blue and from red). White always retains its sea white hue and celebrates its
glory in the pearl, which contains and reflects all three primary colors and
everything that lies between. When one examines the wonderful harmony
among all these marine products or has seen that harmony in the even greater
splendor of the eternally changing color of the sea bed that created all these
things, it is suddenly quite clear what the ancients understood by purple, and
how black, violet, red, blue-green, yellow, and even white under certain condi-
tions and in certain shades could be counted as purple. The ancients used three
principal materials to prepare these colors: seaweeds of various kinds and two
types of mussels.5? One, buccinum, or keryx in Greek, was found on cliffs and
rocks; the other, purpura or pelagia, was caught in the sea using bait. They
both thrived throughout the Mediterranean and even in the Atlantic Ocean
and Persian Gulf. They varied in quality as dyes and in the color itself accord-
ing to locality. Mussels from the Atlantic produced the darkest shade; those
from the Italian and Sicilian coasts, a violet one; and the Phoenician varieties
and those from the southern seas, a deep reddish purple.
The Phoenicians are credited with the invention of this dye, and it was
through them that a taste and preference for purple spread through Europe,
Africa, and Asia. They were certainly not the sole practitioners of this indus-
try, but favorable circumstances enabled them to bring it to a high level of per-
fection and to maintain their preeminence. Wool was the most suitable fabric
for such dyeing, but linen, cotton, and silk were also successfully dyed with
purple. Wool was first treated with buccinum juice and then dipped into pur-
pura juice, producing the celebrated amethyst purple; the procedure was
reversed to produce a magnificent blood-red color, the fame and pride of
Tyrian dyers! Fabrics thus dyed were called purpurae dibaphae |double-dyed
purples]. The general term was conchylium, which included all the lighter
blue and yellow shades and contrasted with the regal and sanctified purples as
well as with false buccinum (used unmixed almost exclusively in counterfeit
wares). The dyeing process was fairly simple, as far as can be inferred from
Pliny’s principal passage on the subject.®° But there were a number of tricks
of the trade, particularly for determining the temperature at which the dye
would take.
For the yellow, blue, and green conchylium colors, various kinds of sea
grass and other marine products were used in conjunction with purpura juice,
as is confirmed by Pliny’s remark quoted above.
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The most beautiful spring under the gentle Lusitanian sky could not clothe the
meadows with more numerous or more beautiful colors than those that now adorn
the fields along the Tiber, where spring entices our ladies out to stroll. We lack the
words to describe these myriad colors. Paphian myrtle or the darker leaves of oak,
the almond tree, and wax must lend their names and colors to wool. The white rose
must see itself outdone. Here the color of the air stands out when no cloud darkens
it; then the eye scans from this tone to the color of water. There a lighter red erupts,
sure to darken everything like the goddess of the dewy morn, and in its train is the
color of golden fleece and the deeply saturated amethyst. The dancing nymphs in
their manifold robes could not shimmer with such variety, even if they were joined
by all the goddesses and colors that they and nature could summon from the sea,
springs, woods, and hills.62
Much could be said about modern Oriental dyers, who have generally not
strayed far from ancient tradition; even more could be said, in contrast, about
the principles of modern European color harmonies in the technical arts —if
they can be called principles. Yet for reasons already cited, I leave this to those
better qualified and note only that the influence of dyeing on the polychromy
of the fine arts and monuments of antiquity will not go unconsidered in what
follows.63
Redgrave’s “Supplementary Report,” Div. 4, Garment Fabrics, contains
very useful remarks on the ornamental and color decoration of various fabrics
and on the aberrations of taste that prevail there.
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Textiles: Technical-Historical
a. Clothing
The Ionians have undergarments with violet-blue, purple, and saffron yellow
patterns, their trimmings uniformly decorated with numerous arabesques. Their
sarapeis are apple green, purple, and white, at times deep violet like the sea
<ahoupyeic>. The kalasireis [robes] are a Corinthian product: some purple, others
violet, others again hyacinth. Some are also flame-colored or sea green. Persian
kalasireis are common, and they are the most beautiful of all. One sees the so-called
aktaiai <shawls>, which are the most costly of all Persian wraps. The fabric is very
dense, outstanding in both durability and lightness, and covered with gold sequins.
Each sequin is fastened to the inside of the garment by a purple thread drawn
through its central eye.o4
This very remarkable fragment is perhaps the only one to have come down to
us intact of all the Greek writings on architecture that date from the height of
Greek culture. One may infer from it that Democritus related the luxurious
clothing of the Ephesians and its principles of color ornamentation to general
observations on the rules and decorative richness of the magnificent building
he describes. If only a few more lines preceding or immediately following this
passage had survived, we would very likely have had for centuries a quite dif-
ferent view of Hellenic architecture, and we would not have been saddled
with antiquated aesthetic prejudices, still widely held, about the coloring of
Greek monuments.
What strikes one first about this passage is the Ionian love of color, and
particularly of saturated shades of purple, in their clothing. We know this
from other sources as well, but it is important to keep it in mind in the follow-
ing chapters and note the close link between costume and the fine arts, espe-
cially architecture, which is evident in so many ways.®> This link arises in part
from direct, concrete, and material factors and in part by way of analogy to
all the phenomena that characterize the general cultural condition— one
could say, an indirect and generally ethnological condition.
A direct and material connection between costume and sculpture is evi-
dent, for example, in the fact that the ancient tradition of dressing wooden
statues with actual garments led to the invention of clothed sculptural figures.
Another connection is clearly evident in the shape of the Egyptian capitals
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illustrated here: they are decorated with lotus blossoms inserted in the same
way that the ladies of that country ornamented their heads by fastening stalks
of these flowers in their hair or behind their ears. In the most material transla-
tion of this analogy, the complete mask of the priestess Isis with her wig deco-
ration serves as a capital on other columns, Almost all structural symbols— by
which I mean the moulures or so-called moldings used in architecture, with
their painted or sculptural decoration—are, like those ornaments on Egyptian
capitals, motifs borrowed from the world of costume and from its finery in
particular!
P
i |
TE
i
If the clothing, the related decorative use of color, and other kinds of orna-
ment have had great direct influence on the fine arts (which I have only hinted
at with these two examples) for the history of style and, conversely, for the
study of costume, then it becomes even more interesting to compare costume
and the fine arts when we do so from a general cultural-historical perspective.
Like all other achievements and peculiarities of peoples, these things are
always emanations of a particular cultural idea, which is mirrored and
expressed with equal clarity in all areas.
Descriptions of costume, or rather the brief hints about it in the written
records of various peoples, would provide us with only vague information
about their characteristic clothing, weapons, physical grooming, and decora-
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Textiles: Technical-Historical
tion if representations of these objects relating to the cult of the body had not
also survived in statues, monuments, implements, vessels, and so on.®* Thus
the study of these objects is in this respect as well very closely connected with
the study of the fine and technical arts of different peoples and especially of
their architecture. In view of the manifold and very close links between cos-
tume and the history of monuments, and to avoid unnecessary repetition, I
will defer until the second part of this study the drawing of parallels between
the different architectural styles and the different social conditions dominat-
ing among different peoples. Moreover, some indications of this have already
been given in my preface.®”
On the history of costume in antiquity our old rhopographer Bottiger has
achieved more than any other writer; his writings, apart from the erudition
with which they abound, are remarkable for their acumen and correct feeling
for antiquity. The fact that they were written before more was known about
Egyptian monuments and before Nineveh’s discovery increases their merit
and only slightly lessens the weight of their content.
Since then specialized research has significantly extended this field, partic-
ularly that of medieval costume. We have recently gained a more exact knowl-
edge of Egyptian monuments and cultural history, even more so of Assyrian
and Babylonian antiquities, and together with comprehensive studies of Persia
this has greatly expanded the scope of costume studies. Utilizing these new
sources of research, Weiss of Berlin has published the first volume of a history
of costume, architecture, and utensils from the earliest times to the present.
Its organization shows a skillful use of well-researched material, though I con-
sider his plan to be too inclusive. I think that architecture, considered as an
expression of national life that has more to do with the fine arts than with tai-
loring, could have safely been left out. In view of the difficulty of adequately
addressing all the topics of such a comprehensive book, I will do the opposite
and restrict myself to the artistic activities of peoples mainly with regard to
architecture and then only in consideration of certain stylistic principles that
can be explained by them. For this important topic I have thus selected the
approach noted above, namely, to link my ideas about the costume of the
artistic peoples of antiquity and of the Christian period with general observa-
tions on their architectural style. In light of Weiss’s book, whose great merit is
to have provided source material on this theme, I will restrict myself to some
general remarks concerning clothing styles, occasioned in part by what he has
published thus far.
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Kabylian water bearer, and so on. But all of the wide-pleated, free-flowing
garments now so prevalent in the Orient—such as the picturesque costumes
of Kabylian women (Weiss, [Kostiimkunde,| p. 152, fig. 102), the abas and
burnooses of the Bedouins, and even the togalike wraps of the Ashanti— were
introduced much later and are an echo of the Greco-Italian civilization that
made deep inroads into Asia and Africa only after Alexander and through the
Romans. This is evident from what is found on monuments and above all
from the fact that even in Greece free drapery —the garment as a decoration
that gave equal weight and attention to the three elements of beauty, namely,
proportion, symmetry, and direction —did not develop until after the Persian
wars.®8 In this field too it was drama and the theater that first made the
Greeks artistically aware. We know from Athenaeus that Aeschylus invented
the delicate and graceful stola and that the first to follow him in this practice
were sacrificial priests and torchbearers. Previously the Greeks had tended
toward barbarism in their clothing and had known nothing of free drapery, as
we see from archaic sculptures and vase paintings. We also know this from
ancient reports of luxurious clothing in earlier centuries, which was by no
means inferior to that of Asia. In paintings by Vernet, [Frédéric] Schopin,
and others we do not miss the accurate depiction of barbarian costume, the
symmetrical and ringlike Assyrian fringed shawl as we know them now; in
historical representations we would prefer to see drapery conceived in keeping
with the principle of freely falling folds and the balance of masses, a principle
the ancient Asians did not know. But we find it repellent when this principle is
not treated freely, after the fashion of a tailor of masquerade costumes, with a
portraitlike adherence to something that, far from being historically accurate,
puts self-imposed fetters on the independent handling of drapery according to
some absolute law of beauty. What would Michelangelo be if he had turned
his patriarchs and prophets into bedouin sheikhs or his sybils into modern
Jewesses from Damascus or fisherwomen from Nettuno!
Leaving aside head and foot coverings, the clothing of all peoples and all
times can be traced back to three basic forms or elements: the oldest is the
loincloth, second is the shirt, third is the wrap.
The loincloth was the least flexible of all clothing motives. It was aban-
doned early on by the Greco-Italians, but it remained a sacred garment in
Egypt, where it reached the highest possible level of formal development, fol-
lowing the symmetrical principles of order. The original scanty covering for
the genitalia was not adequate for a sense of decency, so it was extended
above and below and made fuller. When extended downward, it was fastened
with a belt at the hip; when extended upward, it was fastened with a strap
over one shoulder or double straps over both shoulders. These straps were
then replaced by shawls, whose ends were tied between the breasts in a knot,
from which the loincloth was also supported. In its ennobled form, we see the
loincloth in statues of Isis. It was even adopted and imitated by the Greeks
and Romans in their sculptural art.7° “There can be no doubt that the skirts
of European women tied with a belt at the hips—a garment that sharply con-
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Textiles: Technical-Historical
trasts with that worn by Greek and Roman women — originated in Egypt. The
outer gown of Isis is the prototype for women’s skirts.”7!
The garment of the modern European man—namely, trousers — also
evolved from the loincloth, which already in Egyptian times occurs in a sack-
like shape with holes for legs—resembling pantaloons but with a peculiar
stiffening of the symmetrical folds.72
In Egypt shirts were made of an elastic, crepelike material that clung
closely to the body like a leotard. A shirtlike garment made of very fine linen
or muslin was used as an upper garment by important persons. In both cases,
however, free drapery was avoided.
The Egyptians appear not to have developed this motive, but it did emerge
in all its glory with the Assyrians, whose clothing evolved mainly from this
basic form. They wore several shirts or tunics over one another in different
fabrics and colors; the innermost was linen, the outermost wool.73
The Assyrian chiton was likewise close-fitting and without free drapery; it
was sometimes short, sometimes reached to the ankles, and sometimes even
trailed along the ground. The Ionian Greeks of Asia Minor enlarged it,”4 and
in Attica it became a true work of art, especially in women’s clothing. The
Doric chiton was different and even more primitive; it was open at both sides
or fully or partially closed on one side only. The Italian tunic was little differ-
ent from the chiton. The Asian double chiton has survived intact in the dress
of Catholic priests.
The third principal motive, the wrap, was virtually excluded from the
Egyptian wardrobe, but when it did occur it formed a kind of loincloth worn
over the chiton and thus fell into that category. Herodotus calls it a lining for
the Egyptian kalasiris.
In Asia, too, the wrap was only imperfectly developed. For all intents and
purposes it remained a shawl—that is, a long, narrow shawl made of the
finest colorfully knitted and embroidered wool, wrapped tightly around the
body in several spirals. The shawl’s decoration was not its drapery but its
embroidery and especially its rich (often golden) fringe. In fact the best way to
imagine this type of clothing is to picture the cashmere shawls and wraps of
our ladies, which (like those Assyrian shawls and probably related in terms of
material) form an obvious contrast to the Greek himation and chlamys as far
as their form, mode of decoration, and how they are worn.
The Assyrian habit of wrapping the body with a kalasiris, in combination
with double chitons, and their preference for rich belts and rings, are charac-
teristic traits that, as I will show, perfectly express the spirit of the nation and
manifest themselves in a similar way in their architecture.
It was only with the Greco-Italians that the wrap found its full freedom.
Presumably the way was prepared by a very ancient national tradition, but, as
I have remarked, it was late in appearing. This transition to free drapery was
the result of a sudden understanding and recognition of what was artistically
beautiful —as sudden as the whole upsurge made by Greece after long lagging
behind its civilized neighbors.
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§ 61 General
In chapter 3 it was pointed out on several occasions that most of the decora-
tive symbols used in architecture originated in or were derived from the textile
arts. This prepares us for what follows—the profound and general influence
that textiles and their original covering and binding elements had on style
and on the formal nature of the arts and of architecture in particular. It is sur-
prising that there has been no serious attempt within the literature of art to
deal with this question in all its extremely important aspects, as it contains the
key to many riddles in art theory and is at the heart of most of the formal and
stylistic contradictions and contrasts we encounter in the field of art history.
Yet it was impossible to resolve this question before the most recent discover-
ies and investigations. These include the recent polychrome conception of
ancient architecture and sculpture first proposed by [Antoine-Chrysosthéme]
Quatremére de Quincy, which has touched off many years of almost uninter-
rupted controversy among scholars and artists, according to which ancient
works are no longer bare (simply displaying the color of the material) but
dressed with a coating of color. These include the important excavations and
discoveries in those desolate fields where once the ancient empires of the
Assyrians, Medes, and Babylonians flourished. These include the more accu-
rate representations and descriptions of artistic events already known and
important new discoveries in the reaches of Persia, Asia Minor, Egypt,
Cyrenaica, and Africa. Finally, these include the no less important investiga-
tions of the last twenty years into medieval art, both Christian and Islamic.
The most significant result of these recent conquests in art history is the
collapse of an antiquated scholarly theory that had always impeded our
understanding of the ancient world of forms. This theory saw Hellenic art as
an indigenous growth on Greek soil — when in fact it was only the magnificent
blossoming, the culmination, the end result of an ancient formative principle
whose roots, so to speak, were deeply and widely planted in the soil of all the
lands that had been the seats of social organisms since ancient times.
Isolating and detaching Greece from that splendid backdrop of the ancient
world—in which classical antiquity stands out only as the main center, as it
were, dependent on its surroundings to support and clarify its true sense — very
much hindered the correct view of classical antiquity. Lacking a context, these
framing and preparatory parts of the dismembered picture— its parerga — alto-
gether lost their connections. This explains why many admirers of classicism,
those who possess no innate sense for the grandeur and multiplicity of beauty
but merely study themselves into a state of enthusiasm about beauty, fall into
a sovereign contempt for so-called barbarian art out of prejudice and a lack of
independent taste. They forget the admiration that the Greeks themselves,
such as Herodotus, Xenophon, Ctesias, Polybius, Diodorus, and Strabo, had
for the greatness and harmony of these barbarian works. The unanimity with
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which Hellenic writers of the best period judged the monuments of Asia and
Egypt should teach us their value, and—since we lack a basis for our own judg-
ment —this Hellenic tribunal should logically serve as a standard for assessing
these works. Yet we are more Hellenic than the Hellenes and overbarbarize
the “barbarians,” imagining them as living in a state of modified cannibalism.
In truth, the word simply describes a contrast between Greek and non-Greek
nature that was not original but introduced only after that long-prepared
blossoming of ancient culture had first unfolded on the shores of Hellas. The
word barbarian does not occur in Homer because the very concept did not
then exist; the conflict between Hellenic and barbarian natures arose much
later out of a contrast. Even Greek art was barbarian in its elements, and we
must prepare the ground for studying it by examining the barbarian elements
from which it unfolded. We must once again conjure up Helen—the incar-
nate, the living, the true—from the “mothers.”
Another contrast no less meaningful for us is that between the Middle Ages
and antiquity. Now that we know the Middle Ages better, we can trace its gen-
erally romantic architecture and art back through Rome to the ancient forma-
tive principle. At the same time, however, this period proves to be profoundly
in conflict with that principle. In both respects the Middle Ages is essential for
a correct view and estimation of antiquity, while the later period cannot be
adequately explained in itself but only by comparing it with antiquity.
The creative genius of the Greeks had a nobler task, a higher goal than
inventing new artistic types and motives to replace those handed down from
ancient times, which still remained sacred to them. Their mission was differ-
ent, namely, to apprehend these types and motives, given that they were
already materially fixed, in their next, telluric expression and idea; to conceive
them in a higher sense as a symbolism of form, combining the oppositions
and principles that excluded or fought one another in barbarian works in the
freest association and the most beautiful, richest harmony. How can we grasp
this higher sense? How can Hellenic form, which is secondary and composite,
be understood in its original telluric sense without prior knowledge of those
traditional and, in a certain sense, natural components? This question must
be treated first, before we turn to the higher but derived meaning that the
Hellenes attributed to form.
Among these ancient and traditional formal elements of Hellenic art, none
is of such profound importance as the principle of dressing and incrustation.
It dominated pre-Hellenic art and by no means lessened or languished as part
of the Greek style but survived in highly spiritualized fashion, serving beauty
and form alone, in a sense more structural-symbolic than structural-technical.
This distinction will be further explained in this chapter, which is intended
to deal with precisely this important principle of dressing and incrustation as
an element of the fine arts.
In Quatremére de Quincy’s Le Jupiter olympien, the greatest French art
historian and connoisseur of antiquity came close to resolving a question of
vital importance to an understanding of ancient art as a whole. He did, in
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fact, provide a partial solution but not one general or fundamental enough for
his particular subject, Hellenic sculpture.
Had this book’s celebrated author proven the intimate link between the
fondness for polychrome, chryselephantine, colossal sculpture during the
height of Greek culture and the ancient, universal principle (widespread in
Greece as well) of incrustation, which dominated not only sculpture but also
architecture, conditioning not just its decoration but its innermost essence;
had he shown how, among the other materials used for incrustation (wood,
metal, terra-cotta, stone, stucco, and so on), colored ivory had been put to
this same purpose since ancient times, and further, how chryselephantine stat-
ues derived from the use of this material on large-scale sculpture —he would
have been led to even more important and more general results than those set
forth in his excellent treatise. Instead, he did the reverse, proving that the wish
to create colossal statues from ivory or similar materials not available in large
pieces necessarily led to the technique whose description and revival he con-
sidered the main purpose of his work.75
Even though this makes the book inadequate for our purposes, it is never-
theless very important for its practical orientation. It does not treat form as
something complete, paraded about by a school of aesthetic idealists. Rather,
it reveals to us the art-form and the high idea inherent in it; it considers both
inseparable from the material and technical execution, and it shows how the
Hellenic spirit manifested itself precisely in the freest mastery of these factors
and of the old sacred tradition.
Around the same time as Le Jupiter olympien, or perhaps somewhat ear-
lier, there appeared the lengthy study on Egypt that resulted from the labor of
the scholars and artists who had joined Bonaparte’s expedition to that coun-
try. Although it contained many illustrations of polychrome and encrusted
monuments, these were mostly unreliable and stylistically inaccurate, and so
several of the textual descriptions that accompanied them are more instruc-
tive for our purposes. Still, this work did not alter the general understanding
of ancient artistic techniques because —in keeping with prevailing contempo-
raneous prejudices—no one acknowledged the link between Egyptian and
Greek art. Important later publications dealing with the monuments of that
ancient and mysterious land met with a similar fate, and for our purposes
they are almost completely useless. One had become accustomed to seeing
that country as an ancient China, quite unconnected with the rest of the civi-
lized ancient world. This was doubly wrong because both Egypt and China
form very important links in the general chain of cultural history and of art
history in particular.
After this it would have seemed reasonable to assume that the beautiful
work on Pompeii, the first volumes of which were published a little later by
[Charles Francois] Mazois and completed by Gau after Mazois’s premature
death, would be all the more influential in establishing a new view of classical
art as a whole, but this too was hardly the case. For though the wall paintings
and other peculiarities of ancient artistic production were presented complete
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and in their context, and though the links between ancient Greek art and the
newly emerging provincial cities of Magna Graecia were undeniable, the wall
paintings were seen as nothing more than a manifestation of a specifically
Roman technique, produced during a period already capricious, one that had
no more in common with ancient classical art than did the wall paintings and
other peculiarities of Egyptian monuments.
Egypt was said to belong to the infancy of art and Pompeii to its decline,
when it became childlike again, so to speak. And no inferences about the true
nature of Greek art could legitimately be drawn from either.
Around 1830 [Jacques-Ignace] Hittorff published for the first time a poly-
chrome restoration of a genuine Greek monument, throwing the antiquarian
world into an uproar and unleashing a memorable battle of pens, in which
both artists and scholars participated. This debate is of great importance for
the theme we are dealing with here, because the central issue is specifically
touched upon on several occasions, if seemingly only by chance.
The historical details of these discussions, in which the present author had
some part, is most extensively described in Hittorff’s most recent work,
L’architecture polychréme, and though we merely mention it now, we will
have ample opportunity to return to it later.76
The most important episode in this war of words, however, must not go
unmentioned here. This is the quarrel surrounding the claim made earlier by
Bottiger— based mainly on comments in Pliny —that the Greeks at the height
of their art painted only on wooden panels;”’ true wall painting did not enjoy
high esteem and was not frequently employed to decorate monuments. Rather,
it contributed to the decline of painting and was at the same time a symptom
of that decline; it was a practice that only in imperial Rome achieved the wide-
spread use that it was falsely claimed to have enjoyed among the ancient Greeks
of the best period.
The most zealous defender of this view was [Désiré] Raoul-Rochette, who
in individual essays and in greater detail in a scholarly but tasteless book,
Peintures antiques inédites, went to the barricades for it and spared no
weapons.’8 He was opposed by [Antoine-Jean] Letronne, whose most impor-
tant work in this connection was Lettres d’un antiquaire a un artiste.’”?
Writing with as much erudition as his opponent, Letronne displayed greater
spirit and none of the other’s tomfoolery. He took the contrary view that the
majority of the most famous paintings that decorated the walls of Greek archi-
tectural monuments —namely, those of the severe school of painting shortly
before and during the time of Pericles—were true wall paintings and not pan-
els. Had both antagonists considered the subject under dispute from the van-
tage point of ancient art history in general, and had they been willing to
recognize the manner in which walls were painted by the Greeks and Romans
as an ancient architectural principle of all the peoples of the ancient world—
a principle that was only uniquely transformed and spiritualized on classical
soil in an architectural context but without in the least betraying its prearchi-
tectural origins —they would have been able to reconcile the literary passages
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Semper
from ancient times, the traces of former Greek wall paintings, and the surviv-
ing remnants of Roman art with what the history of ancient art has taught us.
They would have shaken hands in reconciliation on neutral territory before
the monumental works of Polygnotos and Mikon, Panainos and Onatas,
Timagoras and Agatharchos. For these were not panel paintings but wall
paintings, though in a certain larger sense and in terms of style they were
related to panel painting. In fact, these works date from the period when
Hellenic architecture, too, retained the ancient, traditional principle of dress-
ing—no longer materially but still symbolically and spiritually. Before and
after this period, especially after Alexander, the same principle asserted itself
with more barbarous realism; in Rome it even came into conflict with a new
architectural principle according to which stone construction appears as a
form-giving element. Instead, both writers stuck to their positions. Raoul-
Rochette saw nothing but panel paintings on wood hung on walls or else-
where; for him the greatest paintings of the historical school were no different.
He only hesitantly conceded that in certain exceptional cases they were
inserted into the wall artificially. He should have shown that, both in terms of
character and of their spatial arrangement on wall surfaces, true wall paint-
ings were, in effect, panel paintings (albeit not intrinsically and factually so).
More correctly, they were painted wall dressings.
Only in a single passage of his book did Raoul-Rochette acknowledge that
the paneling principle of the Greeks is linked with ancient Oriental artistic
traditions, but I doubt that he recognized the significance of this fact, which
he simply called a “point curieux de l’archéologie.”8° On this occasion he
referred to his Histoire générale de l’art des anciens, which as far as I know
has never appeared. Letronne, however, had shown no greater a grasp of the
problem; in fact, he was probably even further away from it than his oppo-
nent. For instead of linking the frequent use of actual panel paintings (whether
painted on wood, stone, terra-cotta, slate, glass, ivory, or metal) to wall paint-
ings, he saw them as exceptional cases. He should have stressed the continuity
of this phenomenon, which was typical of the early and late period of Hellenic
art, with the nature of the ancient principle of wall decoration and with the
true essence of classical art. He should have linked this widespread method of
encrusting walls with panels to the even more striking fact that all sculptures
that decorated the monuments of antiquity (without being part of the actual
ornamentation) were in principle—and usually in reality —inserted panels
and then drawn his conclusions on this basis.
This tradition of incrustation in fact extends to all of Hellenic art and above
all governs the actual essence of architecture. It is by no means limited to the
tendentiously decorative manner of adorning surfaces with sculpture and
painting but essentially conditions the art-form in general. In Greek architec-
ture the art form and decoration were so profoundly and intimately bound and
influenced by this principle of surface dressing that it is impossible to consider
them separately. Here too Greek architecture contrasted with barbarian archi-
tecture, in which the same elements—structure and decoration— proclaimed
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Next came the invention of weaving: first with grass stalks or natural
plant fibers, later with spun threads made from vegetable or animal stuffs.
The diversity of natural color in the stalks soon led to their use in alternating
arrangements, resulting in the pattern. These natural art materials were soon
improved with synthetic preparations; dyeing and weaving were invented to
create colorful carpets for wall dressings, floor coverings, and canopies.
Whether the gradual development of these inventions occurred in this
order or not matters little to us here, for it is certain that a kind of crude
weaving began with the pen, as a means of dividing the “home,” the inner life
from the outer life, as a formal construct of the spatial idea. It preceded the
simple wall made from stone or another material.
Scaffolds that served to hold, secure, or support this spatial enclosure had
nothing directly to do with space or the division of space. They were foreign
to the original architectural idea and were never form-determining elements
to start with.
The same is true of walls built of unfired brick, stone, or any other build-
ing material that in its nature and use has no relation to the spatial concept.
They were used for fortification and defense, for ensuring a durable enclosure,
or for supporting the spatial enclosure above them, as well as for supplies or
other loads —in short, for reasons foreign to the original idea, namely, that of
enclosing space.
In all of this, it is extremely important to observe that wherever these sec-
ondary motives do not occur, woven materials almost everywhere (especially
in warm, southern countries) fulfill their old original purpose as ostensible
spatial dividers. Even where solid walls are necessary, they remain only the
inner and unseen support for the true and legitimate representation of the
spatial idea —which is the more or less artfully woven and knitted textile wall.
Here again we have a remarkable case in which the spoken language assists
the early history of the arts by clarifying the symbols of the formal language
in their primitive manifestation, thereby confirming the validity of our inter-
pretation. In all Germanic languages the word Wand [wall], which has the
same root and basic meaning as Gewand [garment], directly alludes to the
ancient origin and type of the visible spatial enclosure.
Likewise, Decke [cover, ceiling], Bekleidung |clothing, dressing], Schranke
[barrier, gate], Zaun [hedge, fence] (similar to Saum [hem, fillet]), and many
other technical expressions are not linguistic symbols applied to building at a
later stage but clear indications of the textile origin of these building elements.
All of the above refers only to prearchitectural conditions, whose practical
interest for the history of art may be doubtful. The question now is what
became of our principle of dressing after the mystery of transfiguration was
complete: as the essentially material, structural, and technical notion pre-
sented by the dwelling assumed monumental form, from which true architec-
ture arose. This is not yet the place to delve into the important question of
how monumental architecture originated, but many events in the earliest his-
tory of monumental art to which I will turn momentarily may make it more
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readily understandable. For now I will merely point out that the outward rea-
son for monumental undertakings has always been, and still is, the wish to
commemorate and immortalize some religious or solemn act, an event in
world history, or an act of state. There is nothing to keep us from assuming,
from casting aside all doubt, that the first beginnings of a monumental art,
which everywhere requires an existing, relatively high culture and even lux-
ury, was in an analogous way suggested to its founders by similar festive cele-
brations. The festival apparatus —the improvised scaffold with all its splendor
and frills that specifically marks the occasion for celebrating, enhances, deco-
rates, and adorns the glorification of the feast, and is hung with tapestries,
dressed with festoons and garlands, and decorated with fluttering bands and
trophies—is the motive for the permanent monument, which is intended to
proclaim to future generations the solemn act or event celebrated. Thus
Egyptian temples arose from the motive of the improvised pilgrim’s market,
which even in later times was often knocked together from poles and tent cov-
erings — whenever some local god for whom no fixed temple had yet been
built acquired the aura of having miraculous powers and began attracting
Egyptian fellahin to his feast in unexpectedly large numbers (see “Egypt” in
the second half of this study). Those well-known Lycian tombs, two of which
are now exhibited in the British Museum, also illustrate this. These strange
wooden scaffolds executed in stone, decorated with painted relief panels
between the joists, and bearing as an upper floor or top a sarcophagus-like
monument, equally richly sculpted, with projecting knobs, a roof with
pointed arch, and a crowning crest—these alleged imitations of a particularly
Lycian timber style are in my view nothing more than funeral pyres, artfully
assembled in wood and hung with rich carpets—a practice common among
the Romans as well. At the top, covered and concealed by a lavishly gilded
capsule (kadutT1p), was the bier (pépetpov)—a funeral pyre monumentally
reconceived.83
Another striking example is the monumental celebration of the old
covenant in Solomon’s Temple, executed in unheard-of splendor from the
imagined or real motives of the Tabernacle, to which I will later return.
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Semper
Similarly, the highly characteristic style of the theater arose from the per-
formance stage, which was made of boards but richly decorated and dressed.*4
I cite these examples mainly to draw attention to the principle of the exte-
rior decoration and dressing of the structural framework —a principle that is
necessary for improvised festive buildings and always and everywhere carries
within itself the nature of the thing. From this I conclude that the same princi-
ple of veiling structural parts, combined with the monumental treatment of
the tent covers and carpets that were stretched between the structural parts of
the scaffold that is the source of the motif, must appear equally natural when
seen in early architectural monuments.®5
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251
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the iron core with one that could be removed in small pieces when the casting
was done; this method related to the older one just as sphyrelaton related to
empaestics. The oldest Greek hollow castings are still in very thick metal. The
British Museum also has a splendid example of a hero’s head in the most beau-
tiful archaic style, with a bronze skin at least an inch thick. The Egyptians were
far more advanced in the art of casting, even at a very early date.
Marble sculpture and chryselephantine colossal sculpture appeared along-
side metal casting even before the highest flowering of Hellenic art. Chrys-
elephantine sculpture was clearly a revival and refinement of the most
primitive technique —inlaid woodwork and empaestics. Hellenic marble
sculpture and Egyptian stone sculpture still bear traits of the old hollow-body
and dressing technique, and this stylistic relationship explains a great deal
about the peculiarities of antique stone sculpture. We can really understand it
only when we trace its descent all the way back to the primeval type. Only
then are we convinced that white stone was never displayed bare but had to
appear as polychrome according to some system. The same is true of bronze
statues.
Lo
i
]
vithy,
ih Hitt
SS
i
:
But what about sculpture proper, that is, the art of modeling in clay? Did
this have no influence on the style of Hellenic statuary? If so, this would con-
tradict the view of Pasiteles, who called modeling [Plastik] the mother of stat-
Zoe
Textiles: Technical-Historical
uary art, sculpture, and chasing. In his own day (in the Roman year 662) he—
the leading artist in all these arts—never undertook any of these processes
without a clay model.
In fact, statuary sculpture was a very ancient Greco-Italic tradition in
which the Etruscans excelled. Their works adorned ancient Rome and in ear-
liest times this art flourished in Athens and Corinth. It is certain, however,
that statuary sculpture took more from toreutics than did the whole of high
statuary art. This was because, following ancient Asiatic processes of incrus-
tation, all sculptural works of antiquity were coated with stucco and paint,
beneath which the statue formed the core, just as in the oldest empaestic
works the metal coat surrounded a core of wood or unfired clay.93 By con-
trast, as far as we know, modeling influenced high statuary art in other mate-
rials only indirectly, that is, by providing the model on which the work was
based. Indeed, this custom did not flourish until after the highest development
of Hellenic sculpture, if we can trust Pliny’s often uncritical reports. He names
Lysistratus, Lysippus’s brother-in-law, as the first to have introduced clay mod-
els. In earlier times wax was used in small-scale models for statues in wood
and stone, which were then executed at the larger scale. Similarly, the core of
ivory statues may have been made from a small model and then covered with
a thin wax crust for the modeling; when the crust was taken off in pieces, it
served as a model for working the ivory.?* When casting metal, this shell of
wax must have been melted out after the form covering it was complete.
More particulars about the history of sculptural style will be given in an
appropriate place. This brief departure, as I have said, was meant only to pro-
vide an example of how an artistic motive is carried through successive mate-
rials and methods of treatment; it also shows the difficulties that arise when
trying to identify the influence of one technique on another and to place them
in their correct order. As we have seen, the relation of clay sculpture to the
other branches of ancient statuary art is highly problematic and its position
among them in terms of the history of style is by no means certain.
Similar investigations in architecture are even more difficult than those
touched upon here, as architecture went through a significantly greater num-
ber of material metamorphoses than sculpture. Yet the technical development
of architecture is generally similar to that of sculpture—not surprisingly, as
the two are profoundly linked and mutually condition each other.
Let us now turn to individual phenomena relevant to our theme in the his-
tory of architecture, or rather, in the general history of human culture, to see
what they have to say about many unanswered questions in the general his-
tory of ancient art. The sequence in which I present them is determined not by
the actual historical age of the reports and monuments through which we
know them but rather by the primitiveness of the conditions from which they
arose. Thus ancient Egypt, whose monuments are without doubt the oldest
surviving human works, does not come first but takes a relatively late place in
the middle.
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ings, are the most artistic of all. The main ornaments are the roof joints inter-
secting at the gable line, which, like the farmhouses of Lower Saxony, protrude
beyond the ridge and terminate in tattooed bogeys. In addition, carvings and
polychromy, which again follow the principle of tattooing, articulate the main
elements of the house, such as doorposts, and provide more richly or sparsely
distributed inner and outer adornment as the situation demands.
The sculpture is itself occasionally a product of the textile arts. In Hawaii
it takes the form of half-length portraits that “are plaited from a kind of thin,
pliable wood, complete with neck, head, nose, mouth, and ears.”95
Plaiting, and even weaving, progressed further among those remarkable,
cultured, white inhabitants of the South Sea Islands, a conquering tribe. But
these arts had no effect on their architecture, which apparently had been fully
arrested and formally regulated at a previous stage.
The development and diverse application of wood carving among these
peoples is all the more remarkable, as they did not know how to use metals
before European settlement. The taste they show in such work — provided
they hold to pure ornaments and do not represent calligraphic and conven-
tional imagines hominum et animalium [images of men and animals] —is
unusual and rich, often tasteful, but more reminiscent of a rococo style than
of the origin of art. I have discussed earlier the hypotheses to which these phe-
nomena give rise.
The morais—likewise tombs, sacrificial sites, and temples—are similarly
adorned with decorated piles and fences.
Pottery, on the other hand, is very little advanced among these peoples;
they hardly know or practice the firing of ceramics.
Models of New Zealand pas, some carvings, a lithograph of such a pa or
New Zealand village, and some original drawings showing these conditions
were exhibited at the London Exhibition of 1851. They were of no small
interest to architects.?°
The soil of the New World, especially that of the American continent,
might contribute much more of interest to the subject at hand, were it not that
what the Old World offers (bearing more directly on our conditions) is already
far too rich to do it full justice.
§ 65 China
No country other than China can claim to have a recorded history going back
to before the Great Flood. Its written history begins in the year 2698 B.C. At
that distant time the shape of the earth (round, flattened at the poles), the
Copernican planetary system, and the properties of the magnetic needle were
all known; metal casting had reached a high degree of perfection; silk was
woven with all the refinements of the loom; and the finest products of pottery
were produced. In a word, most of the inventions that belong to high civiliza-
tion had already been made. We are told of the most impressive waterworks,
designed to reclaim and protect flooded lands, built at an early date by the
emperor Shun and by his minister and successor, Yu.
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The emperors Yao, Shun, and Yu are China’s great lawgivers and role
models. Chinese philosophers ceaselessly refer to this golden age and to the
virtues of these monarchs. Every revival of Chinese popular life attempts to
re-create the golden age of the Xia dynasty. Indeed history has nothing greater
to show than what these three founders of the Chinese state perfected over
three generations.
But nature does not allow herself to be coerced with impunity! The
extraordinary circumstances and the genius of these great founders of the
state relegated the organism of the Chinese people to a hothouse upbringing
from its earliest youth. Some aspects of civilization matured early while others
stood still. An early decline gave rise to an antiquarian political party that
ruled China, with the exception of a few short intervals, for forty-five cen-
turies up to the present day. This party sought to fix the golden age of Xia
forever but only deprived the people of its power of spiritual growth and
expression. Thus the features of eunuchs, staring through their wrinkles with
haunting youth, remained an inherited trait of Chinese physiognomy.
It will be reserved for another section of the book to analyze the general
character of Chinese architecture on the basis of these and other national cir-
cumstances. Like these other factors, Chinese architecture is a mixture of
refinement and primitive naiveté, which is why it is discussed so early here.
Even though much has been muddied and falsified by later work, an ancient
building principle has been kept alive in China down to the present day (if it
is permissible to endow something inorganic with metaphoric life). This prin-
ciple provides information and explains the material origin of many pecu-
liarities, even of Greek architecture. Thus, for example, a technique of wall
preparation is in active use in China, though it is found in the ruins of west
Asian, Egyptian, and Greco-Italian monumental art only as something that
has long since died out, only as a fragment, and, moreover, in a way that is
not primitive at all but has been transformed and joined with other elements
into something new. The elements of Chinese architecture are not linked
organically, nor even quasi-chemically, but are held together mechanically
without a leading idea. Or rather, the idea dominating the whole is expressed
precisely in the separation and independent activity of these elements.?”
The outer surface of the wall is here wholly separate materially from the
wall itself; in fact, it is usually movable. The wall as such—that is, the wall as
stone construction and as a load-bearing, vertically supporting, statically
functioning element — appears only in the terraces and foundations that often
form massive and essential components of Chinese architecture. Staircases
and balustrades belong to them as well, although they are, so to speak, tran-
sitional forms between the stone construction of the terraces and the tec-
tonic and textile-inspired components of the upper structure supported by the
terraces.
In its upper sections the wall supports only its own load and serves as an
infill screen between the wooden supports; the latter serve the technical pur-
pose of supporting both the roof and the room’s horizontal ceiling.
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Strictly speaking, the wall itself is a Spanish wall executed in tile, a support
for wallpaper. It is scarcely a load-bearing or supporting member. For this rea-
son it is everywhere most carefully marked with the symbolism of something
that has been attached at the sides and secured from tipping over, as some-
thing movable and completely independent of the roof load.
The framework supporting the vertical and horizontal terminations of the
room is a mixture of forms relating as much to wooden construction (tecton-
ics) as to plaiting (textile arts). In the last respect it is highly reminiscent of the
architectural fence weaves of the New Zealanders.
The principle of dressing is evident in the structural parts of the building in
still another way, namely, in the panels covering the wooden core.
The interior domestic furnishings are movable, usually actual carpets hung
on the walls, or wholly latticework or wooden panels fastened together with
hinges, which can be set up as desired. Sometimes they are fixed screens that
allude to the character of these carpets and Spanish walls.
The painted and sculpted elements derive throughout from the same struc-
tural elements so clearly distinct on the building as a whole: imitations of fab-
rics, lacquered paneling, plaited bamboo, gnarled posts and branches shaped
in fantastic forms.
This is the general character of Chinese architecture insofar as it arises
from construction and technical execution. But the insights it offers for our
purpose are so important that it seems necessary to go into greater detail, at
least about individual features.
We want, therefore, to separate the issues and consider first the spatial
enclosure, then the tectonic framework that supports it, and finally the thing
that is farthest from our present subject, the substructure of the building. The
following details were taken mainly from a beautiful manuscript in the manu-
scripts and engravings department of the Imperial Library in Paris. The work,
compiled by a learned Jesuit and missionary to China during the reign of
Louis XIV, is entitled “Essai sur l’architecture des Chinois.” French Jesuits in
the eighteenth century had free access to and enjoyed great privileges in
China, and we are indebted to them for their most valuable and detailed
accounts of that country, which was better known in Europe at that time than
it is now. In addition to the work mentioned, the library in Paris also contains
other splendid collections of architectural drawings, most of them beautifully
executed in the liveliest of color and gilding. They include ancient Chinese
works and others that the missionaries commissioned from Chinese artists. I
took other notes from an interesting work by Sir William Chambers, the only
architect that I know to have traveled in China and described it from the
point of view of his art.%8
1. Spatial Enclosure
The original motive for spatial enclosure, the hedge or the plaiting of branches,
evolved in China to the point of most refined perfection. Extravagant orna-
ment of the most unnatural kind is found already on most ancient Chinese
Zo:
Semper
memorials, the famous bronze vases of the Second Dynasty (1766 to 1122
B.C.). It is grafted, as it were, directly onto this raw natural stock, so much
so that we can discern through the absurd baroque willfulness a kind of fine
canvas netting giving support to the whole. Clearly latticework forms the
basis of Chinese ornamentation; here it was originally applied directly. We
will encounter the model for this ornamental form in many other places but
generally not in ways that so specifically reflect its origin. We see it today just
as it was five thousand years ago. We see it in the bamboo lattices found on
every Chinese building in such a variety of patterns, some narrowly and some
more widely spaced. They are used as gratings to enclose spaces, as low para-
pet walls to surround terraces, as handrails, and as wainscoting between the
columns of pavilions or along their walls.
As noted, the character of this latticework varies widely, but it can rightly
be divided into three classes. First, there are the fine bamboo lattices, linked
more to textiles than to tectonics. Second, there are the barriers skillfully con-
structed from thicker laths. This technique is at the other end of the scale and
effectively forms a transition to carpentry. It is even fashioned very much in
accordance with the rules of the carpenter’s art. It strictly observes the basic
motive and takes the construction into account in the ornamentation. In
between these extremes, roughly equidistant, we find a linking element. Finer
latticework is chiefly used as a dressing for the lower parts of interior walls. It
usually consists of actual plaited bamboo, which either retains its natural
golden color or is brilliantly lacquered and gilded. It also serves as a substitute
for doors and window frames. In the latter case, it is not unusual for the
openings to be filled with transparent shells, colored glass (used as window
panes as early as the third millennium B.C.), or even paper. In many cases the
friezelike free space between the ceiling and the top of the wall, which will be
discussed further below, was enclosed across its entire breadth with lattice-
work, thus becoming an essential part of the interior decorative outfitting of
houses. When used for more monumental and solid buildings, this screen is
not infrequently executed in gilded metal, noble inlaid woods, or alabaster.
The last-named variety, of medium thickness, is used especially for garden
pavilions and other airy buildings. It is mounted between columns and sup-
ported on parapet walls. Its elegantly varied patterns display a charming arbi-
trariness that stays within the basic geometry, thus alleviating any excessive
monotony or severity. Its matte gilding forms an uncommonly rich polychrome
whole with the purple supporting columns, the glittering green-glazed roof
tiles, and the shimmering white marble foundation, and finally, the azure of
the sky that peeps through and in which the light pavilion appears to float.%
This type is no longer true plaiting because the wood pieces are carefully
fitted together with a system of tenon and table joints, which we will see again
in certain Greek ornamental forms.
The thickest kind is constructed entirely of wood, wedded to the substruc-
ture by the railing, a connection that we will also meet again.
The transition to actual fabrics is by way of the delicately patterned mats
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% ie,
gy &
= SEZ la
used to cover floors or used as curtains for doors and windows to partition
off the interior of the house and keep it cool.
After this we come to actual drapery, which has been an essential part of
spatial furnishings in China and all of Asia since ancient times as a freely
hanging room divider or as a curtain for doors and windows.
The excellence of Chinese silk and gold-thread fabrics, the richness of their
patterns and colors, has been known since antiquity. The invention of silk is
an age-old high achievement of the Chinese.
If Babylonian carpets were famed and much sought after by ancient peo-
ples, Chinese and Japanese fabrics have been used for regal pomp in more
recent times. Our forefathers showed better taste than we do, with our exces-
sive use of wallpaper, another material for which we have to thank these same
inventive Chinese.
Stylistically more original than those knitted and richly patterned damasks
and brocades, and of the greatest interest to our topic, are the embroidered
fabrics used for dressing walls or sections of wall in ostentatious rooms. The
oldest annals of China and the world date from the Xia dynasty; their early
origin (2205 B.C.) and authenticity have been confirmed.!° These annals list
products of the individual imperial provinces: gold, silver, copper, tin, steel,
iron, ivory, precious stones, pearls, mother-of-pearl, costly woods, varnish,
five kinds of mineral dyes, hides, pelts, raw silk, flax and cotton, fabrics
woven from these materials, the work of goldsmiths and jewelers, and feath-
ers of rock partridges and other birds.
The fabrics listed are all monochrome: red, black, and white silk fabrics
from Seres; black and red fabrics from King province. Colored knitting was
thus not known at the time, although the frequent references to feathers indi-
cate that they were used for embroidery. Flat embroidery, still a favorite of
contemporary Chinese women, was at the time still opus plumarium in the
strict sense of the word. Embroidery took the place of painting and was older
than it, if painting is understood to mean more than a simple coating, a kind
of color composition executed on surfaces. This is as certain as the fact that
wood panels and wallpaper are of a later origin than drapery and woven wall
dressing.
ZOO)
Semper
The oldest Chinese colored embroidery was thus flat stitch, executed on a
ground of colored fabric with feathers. The characteristic feature of this
feather embroidery is the flat grandeur of the design over the surface of the
material, amounting to a sort of polychrome bas-relief.
Not only was this style retained in China when colored threads began to be
used for embroidery instead of feathers, but it was developed even further—
indeed, to the extent that the embroidered objects became a genuinely noble
work featuring rather advanced modeling and calculated effects of light and
shade. Life-size figures in a definite relief style—and even whole friezes and
continuous compositions —continue to be executed in this way, with a needle
and beautifully colored silk threads. In 1851 I saw examples of this art at the
Great Exhibition in London. They reminded me so much of the well-known
bas-reliefs of Nineveh in their style and treatment that I have since been
unable to see the latter as anything other than ancient Assyrian carpet embroi-
dery translated into alabaster. Indeed, similar relief embroideries of a more
recent date closely resemble antediluvian Chinese tapestries in their style.1
At the same time, it should be stressed that this style, which was undoubt-
edly rooted in embroidery, was also applied to other branches of the industrial
arts in China. In fact it became a defining factor in all Oriental art techniques,
manifesting itself in a great variety of ways. Japanese and Chinese lacquer
painting, even more so porcelain painting, and also enameling are all based
on the same method, a kind of painting in relief. This will be dealt with in
more detail in the section on ceramics, under the heading “Porcelain.”
It is curious that, apart from this style, true relief never occurs in larger
monumental use. Relief plays a role only in smaller carvings, in pottery, and
in metalwork, where it seems to have quite different roots.
In India, as we will see, stucco appears as a key transitional element to
monumental stone sculpture. But it does not seem to be much used in China,
which can be explained by the former laws mandating light construction.
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ent from ours. The color for the stucco covering, which is always present
except on the massive foundations, is mixed in with the fresh mortar and not
applied later as a wash. At least this is true of the grounds of colored walls.
The materials, size, and decorations of the enclosing walls of the court-
yards are legally prescribed according to the owner’s rank.
The lowest type of wall is made of clay mixed with lime, which is not very
durable.
Then come walls of air-dried brick, which are plastered with gray lime.
Wisps of rice straw are added to the joints and these project to hold the plas-
ter in place. This method is still used, and we will come across it again in the
oldest works of the Babylonians and Assyrians.
Royal courtyards are built of fired bricks and an ashlar plinth. Sometimes
the lower parts are formed in very delicate opus incertum [irregular stone-
work], of basalt or a similar dark stone. These courtyard walls are crowned
with battlements made of stepped bricks.
The peripheral walls of the imperial palace are made of brick. Their
middle parts are covered with a red, matte-polished plaster. The walls are
topped with richly decorated glazed roof tiles in yellow or green with a simple
cornice molding underneath to provide protection against the weather.
The shape of the roof tiles is very similar to that of Greek tiles, but the sys-
tem of roofing is more primitive; the tiles are simply nailed to the framework.
Metal and stone roofing are not rare, the latter particularly in the southern
provinces. They do not use slate, as we do, but limestone, which breaks when
used in large slabs.
Freestanding screen walls, called zhaopings, are articulated in the same
way. They have strongly projecting plinths and are like colossal fire screens in
solid construction.
They are built in front of and behind palace entrances to avoid subjecting
passersby to useless ceremonies of prescribed etiquette. Because these screen
walls indicate the rank of the homeowner, their form and decoration are sub-
ject to the strictest etiquette. The simplest are made of unplastered brick.
Those that stand outside the gates of mandarins are more richly crowned and
plastered in white. The dwellings of the various classes of dignitaries and
imperial officials are distinguished by more or less lavish painting on the
white ground.
In front of princely or imperial palaces the zhaopings are red with greater
or lesser quantities of gold. They have green-glazed roof tiles with gold ridges
and acroteria.
The screen walls in front of miaos, or temples, are always gold.
Terrace walls are often made of ashlar, and in imperial palaces they are
dressed with white marble panels. Marble is applied here but only here and
on balustrades, handrails, and those things considered part of such terraces. It
retains its natural white color.
Walls connected with roofed spaces are everywhere built of brick; they are
unplastered to the height of the parapet.!°2 Above the wainscot begins the
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stucco painting, which varies according to the owner’s rank. Most walls are
white, divided into panels, and have encrusted scenes of landscapes or other
trappings.
Imperial houses have red walls richly decorated with gold. At the top, as
with the walls of Pompeii, they have a friezelike section on which are painted
openwork parapets or latticework, as if this section were void and the wall
had no connection with the roof.
The interior walls are dressed with tapestries of damask or lesser fabrics;
for the middle class, with paper. The wall openings are large and are shaped
as ovals, circles, polygons. Often an entire wall is open. Doors, when they are
used, are made of costly wood with decorative panels and openings, but like
all other woodwork they are painted with brilliant colors without regard for
the costliness of the material.
Everything about the treatment of solid walls, to the extent that they are
directly employed in dwellings or covered spaces, shows their variable and
secondary purpose. Their motive derives from those light mobile screens
made of lacquered papier-maché, fabric, or paper —something the Chinese
have taught us to use but which we still do not use enough. They give a room
an elasticity, an adaptability to changing needs, which we often find so
painfully lacking in our own interior arrangements.
The walls connect with the roof columns in one of three ways.
In the first the wall stands outside the outer row of columns. This arrange-
ment occurs in larger dwellings with more than one room. The visibly pro-
truding columns always serve as the actual roof supports; the wall, though
solid, merely encloses space and is often open along the top.
In the second the wall stands between the outer or inner columns in a kind
of pilaster architecture. We will see this again in the Greek pseudoperipteral.
In the third the wall is behind the columns; this arrangement is most fre-
quently used for kiosks and small pavilions.
Naturally there are many possible combinations: for example, if some of the
columns are freestanding while others are set within walls. Despite the poverty
of their motives and the rigorous restrictions imposed on gifted designers by
the building code, it must be granted that the Chinese constantly prove their
inventive spirit in varied and new combinations of this sort.
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Semper
Only a few imperial pavilions have columns made of marble. Such columns
are never used for official buildings because the law calls for timber columns.
§ 66 India
The view of those who see India as the cradle of humanity and the earliest
seat of culture from which all inventions have emanated is only seemingly at
odds with the fact that this country’s architecture has the unmistakable char-
acter of a highly composite style, one assembled from the most heterogeneous
components. Even the earliest reports contained in the Ramayana and the
Mahabharata reveal Indian architecture to be a composite style, and although
the real age of these reports appears to be just as uncertain as everything else
referring to the archaeology of this mysterious land, they can confidently be
counted among the oldest documents of human society.!°7 Already by that
time Indian art had gone through every possible material metamorphosis and
bore the clearest reminiscences of its earlier stages — for a feminine receptivity
to new motives may then, as now, have been one of this country’s chief char-
acteristics. Perhaps four or five millennia have since left their impression on
the same soft, formative material. As a result, we have the style seen in con-
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265
Semper
The Greeks, or those who preceded them, took over the motives of timber
construction for the hut (oknv%)), fresh from nature so to speak; their art com-
menced only with the stone temple. In the Greek temple style the basic motive
is important only for the overall idea, that is, only insofar as the raw work
scheme (the simplest expression of the construction principle to be followed)
lay within it. But the art-form did not appear until the advent of stone con-
struction. It was different with the Hindus. Here art was complete long before
the practice of cliff construction, indeed even before the practice of ashlar
construction. The latter was not subsequent to monolithic building but rather
prepared the way for it. The finished art-form had already been through vari-
ous material changes before it was expressed monolithically. This can be
demonstrated even for multistory monolithic pagodas, for pilaster systems,
for the formal articulations of stunted Chinese roofs, and for much else.
This is even more evident from many ashlar monuments, for example, the
stone temple at Deo in Bihar, executed entirely in the spirit of fully developed
timber construction.
Going much further, I refuse even to grant sculptors the honor of having
directly transformed the timber style into a monolithic style, which is already
evident in these pagodas, or of having originated the characteristic excess of
artistic decoration that distinguishes them.
It would run counter to the analogy of the beginnings of other styles for this
richness to have derived from stone; it must have existed much earlier, before
being imitated in the difficult medium of solid stone. The material that favored
this figured and bombastic richness and encouraged its emergence must have
been quite different and had properties entirely opposed to those of stone.
Ordinary common sense alone tells us this, and observation confirms its
self-evidence.
The medium that I have in mind has since time immemorial been one of the
most important aspects of architecture and sculpture in India—and indeed
throughout the Orient —namely, stucco. And this brings us right back to the
principle of dressing, which in my view dominates the whole of ancient art.
Sanskrit writings reveal a great deal about the age and scope of the custom
of dressing building parts with stucco.
In the passage from the Ramayana referred to above— in the description of
the city of Agodhya built by Manu, the father of humanity —it says that
palaces as tall as mountains were decorated with excellent work and that
there were beautiful multistory houses in large numbers. The whole shone like
Indra’s heaven. The sight was enchanting: the city was enlivened by changing
colors and the eye feasted upon regular arbors of fragrant trees. It was full of
precious stones. Its walls had colored panels like a chessboard."
The following passage from an old Indian drama, apparently dating from
the second century B.C., points in even clearer terms to the frequent use of
plaster on major buildings. A palace of magical splendor is described: “Above
the gates rises an ivory arch and above it fly flags dyed with wild saffron,
whose fringes flutter in the wind as though beckoning —enter, enter!... The
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door panels are of gold and stucco and they glitter like the diamond breast of
a god.... Behold! Here is a row of palaces gleaming like the moon, like shells,
like the stem of a water lily—there the stucco has been applied hand high.
Golden steps, inlaid with various stones, lead to the upper rooms, from which
peer down crystal windows framed in pearl and shining like the eyes of a full-
cheeked maiden.” 12
It says further that the entrance to the sixth courtyard is shaped like a bow
on a sapphire ground, inlaid with gold and multicolored stone, and resembles
Indra’s bow in the azure air.
The sentence “there the stucco has been applied hand high” is probably a
mistranslation. The reference can only be to raised stucco work, or it would
mean nothing at all. This would confirm that there was a plastic stucco decora-
tion before the appearance of rock monuments. There is no mention of stone
sculpture, only of the most lavish polychromy and mosaic wall dressings.
And thus it is true that Indian wall sculpture first evolved from stucco
work, although even the latter was a metamorphosed technique that was the
basis for dressing in its truest sense (namely, textiles).
There is in India and throughout the Orient—and this can be stated with
confidence —not a single ancient stone sculpture that would not have been
covered with stucco or paint. Where neither is any longer in evidence, it has
dropped off or faded.
One may choose not to believe these poems, but even if some of them were
composed later, it is certain that they were assembled from elements of
ancient texts or interpretations thereof. There are also monuments from an
early period, the period of Asoka, which demonstrate this custom of stucco
dressing in its full original extent. These are the remains of the earliest docu-
mented brick monuments in India, the viharas and chaityas of Bihar, near
Gaya.'83 Still more interesting for our purposes are those well-known build-
ings by the Sinhalese king Dutthagamani (and his successor) found on the
island of Ceylon: the Mahastipa, a colossal brick vault, and that great and
wonderful work, the Lohapasada, a Buddhist monastery built in the second
century B.C. The latter was originally a nine-story brick building, 225 feet
tall, supported by stone columns twelve feet high and covered with iron roof-
ing tiles. In the middle of a courtyard was a hall supported by columns, in
which stood the empty, ivory-plated throne of Buddha. The sides of the
throne were encrusted with metal plates; on one side gleamed the sun in gold,
on the other the moon in silver. The third side was decorated with a starry
sky in pearls. Above the throne was stretched a white sunshade. This hall
inside the courtyard was the main room of the monastery: “All parts of the
building were made of the most costly materials and decorated with lavish
ornaments. The columns depicted rich sculptures of lions, tigers, other ani-
mals, and the gods.”
So run the reports on this building, the ruins of which still survive.!!4 What
do they look like? The majority of the sixteen hundred pillars are still stand-
ing; they are gneiss blocks, only roughly squared off, some left almost as
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rough as when they came from the quarry. They rise ten to eleven feet above
the ground, are twelve inches wide and eight inches deep, and stand eight feet
apart. Only the corner columns and the two columns nearest the center are
different from the others; they are blue granite, and the ones nearest the center
are more carefully executed. One can see that all the columns were covered
with a thick layer of stucco, giving them their regular shape and the rich deco-
ration mentioned in the old description.!!5
Thus these most ancient of Indian monuments were stucco work richly
outfitted with sculpture, mosaics, and paint.
Who could view this stone forest of raw pillars, the remains of a most lay-
ish and departed splendor, without being involuntarily reminded of the quite
similar — ostensibly druidic— forests of pillars at Stonehenge and at Carnac
in Brittany? Are they, too, not perhaps skeletons of the most ancient stucco
monuments?
Thus it is proven, for India at least, that stucco was used for decorative
sculptural purposes before the introduction of stone carving, and this material
continued to have an impact even long after stone sculpture had replaced it.
The stone structure was coated with a fine stucco and painted in colors that
corresponded more or less with the natural colors of the objects depicted,
or in line with quite conventional polychrome systems. The thin surface of
painted stucco that appears to be a secondary feature was in fact primary: the
original material of the motive, now historical and represented only symboli-
cally. Sculpture in solid stone was merely its last incarnation.
To insist upon material and structural reasons for the unbridled abun-
dance of plastic adornments found in the Hindu style —its baroque arbitrari-
ness and softness of forms —is not helpful, as they can only be fully explained
by deeper causes that will be indicated later. Nevertheless, it is more justified
to attribute them to the stucco’s pliable mass than to see them as a laborious,
belatedly zealous monstrosity of the chisel.
The same architect whose views on the sculptural element of Hindu archi-
tecture are refuted here describes the construction of pagodas as unique to the
Indians because the rough mass was first piled up before the sculptors shaped
the exterior art-forms. In pursuing these ideas he gave in to the temptation to
prove too much, and therefore proved nothing at all. For the same techniques
are found among the Egyptians, the Greeks, the Romans — in fact among every
people who built massive monuments in stone. It is the only correct system for
stone construction and it is still valid today. Only Gothic architects departed
from it, an issue that will be discussed in the appropriate place. We Germans
have remained faithful to this late technique, whereas the French have once
more abandoned it. It certainly does not benefit our technology or the harmo-
nious relation of the building’s various parts, as the effect can never be pre-
cisely calculated in advance. Whenever individual parts are made to a pattern
in the workshop and then moved or fitted together piecemeal, the result is
always unsatisfactory —to say nothing of other, related disadvantages.
The theory proposed here about the influence of stucco on the further
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Z69
Semper
Let us conclude this section with some important notes on the continuing
use of these most ancient technical traditions on contemporaneous Hindu
architecture, still polychrome and rich in images. The notes are taken from
Bishop [Reginald] Heber’s travel diaries.
In a description of the house of a rich citizen of Benares, Heber writes as
follows:
The facade had a number of small windows, all different in form, with some pro-
jecting considerably, supported by consoles richly decorated with sculpture. A large
area of the wall itself was covered with sculpture, representing branches, leaves, and
flowers. As they were also (according to the Indian tradition) painted dark red, they
gave the impression of being covered with a carpet of the old style. The general
impression was like that of the old Venetian palaces....
In Benares, private houses are made of good hewn stone, as are the public build-
ings. But the Hindus of Benares seem to be passionately fond of polychromy; they
cover their houses built of ashlar with a dark red stucco.
Temples are numerous, but they are small and fitted into street corners or along
the facades of large buildings, like cupboards. Yet they are decorative and many of
them are covered with splendid sculptures most excellently executed in stucco, rep-
resenting flowers, animals, palm branches, and so on. They compete in elegance
and richness with the finest examples of Gothic and Greek <?> art.
In the upper chambers of the palace, where the women of his seraglio lived before
the death of the former rajah, the floors were still carefully covered with quilted
blankets of white cotton or with costly Persian carpets.... In various parts of the
building I noticed thick wooden doors, whose bolts and locks were as crude as
those on prison doors, but in the chambers themselves the various rooms were
divided only by rich striped curtains hanging from the arcades....
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The walls and ceilings were lavishly adorned with paintings and sculpture and
some of them were lined from top to bottom with small mirrors in the most bizarre
shapes.
We will also come across this custom again in the refined orientalized Rome
of the imperial period.
Before we permit ourselves to draw further conclusions from what we
already have before us, let us see now what the western slope of the great
Asiatic plateau, closer to us in every respect, can tell us about our question.
§ 67 Mesopotamia
Even science has its fads, and they reach their peak of crassness when a real
turning point is on its way. Scarcely had we seen that our entirely justified
enthusiasm for Hellas was on the wrong track—to the extent that we had
been trying to construct it entirely out of itself, as something complete and
absolute— when Assyria suddenly became our model, and people have in all
seriousness begun to prepare an Assyrian-European vassal empire centered on
Vienna. Then there are those who see a future in the abstract idea of kingship
and Zoroaster’s moral law, in that dry and unpleasantly infertile product of
the salt desert of upper Media, and find a captivating analogy for it in another
region. Pre-Zoroastrian beliefs, they argue, were joined on the soil of Chaldea
and Mesopotamia with a foreign — specifically Egyptian— principle of forma-
tion. This principle is said to have pushed to the sea, moving from the Persian
Gulf up along the two rivers, and cultivated the land traversed by nomadic
tribes. States were founded and with them an art was created, essentially out
of Egyptian elements.
Certainly the Egyptian monumental style shares some striking traits with
what we know of Mesopotamian buildings, and these become especially clear
if we keep in mind the very ancient pyramid style of the lower Nile valley. It is
also true that this concurrence of two artistic directions cannot be adequately
explained by the natural law of human evolution that asserts that under simi-
lar circumstances similar things will be produced. This concurrence is here, as
elsewhere, obviously determined by phenomena that are entirely random—
that is, that are not conditioned by circumstances, that in fact often seem to
mock them, and that could just as easily have turned out quite differently.
Consequently, there can be no doubt that they either share a common origin
or are the result of interaction between the peoples among whom they are
observed. These similarities in the arts of different peoples are also closely
connected to corresponding phenomena in the fields of religion, politics, and
customs.
Even if it could be shown with a relatively high degree of certainty, or
at least with a degree of probability, that the earliest works of Chaldean-
Assyrian art that have survived in the ruins of the individual mounds are rela-
tively recent and therefore modern when compared with Egyptian works from
the age of the pyramids, it still does not follow that the Assyrian civilization
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borrowed its most important forms from the Egyptians. The fish god Oannes,
who also appears in the Noah legend as the most authentic local and aquatic
hero, does not adequately support this hypothesis. Nor does the figure in the
winged circle, presumably the primeval god Zaruana, or whoever else he may
be. He has been judged to be a weaker copy of the winged Egyptian sun, even
though he could just as well have been its model, before being shrunk into an
abbreviated hieroglyphic form.
Still less do Egyptian and quasi-Egyptian utensils and ornamental building
parts found among the ruins of Assyrian monuments prove an original and
persistent Egyptian influence on Assyrian art. The most important find of this
kind was made in a little hall in the oldest, northwestern palace at Nimrud,
and consists of some very interesting beaten bronze vessels, fragments of uten-
sils in beaten and cast metal, and a quantity of ivory carvings that may have
served to decorate a valuable piece of furniture, a timber wall dressing, a door,
or some similar object. Layard and [Samuel] Birch consider these objects to
be Assyrian work in the Egyptian style, but others view them as genuine
Egyptian works and indeed at least in part from Egypt’s Old Kingdom.!2!
Evidence for this is the hieroglyphic inscription on the cartouches of two ivory
tablets, which refers to King Ra Ubn, who reigned long before the Eighteenth
Dynasty. Even stronger evidence is the style of these carvings, which is obvi-
ously archaic Egyptian. No Assyrian ivory carver or Egyptian artist from a
later dynasty would have been able to reproduce this inimitable style, the
feline quality of the archaic figures. On the other hand, there are items that
seem to be neither Egyptian nor Assyrian; they may have been taken to
Nineveh as booty from Phoenicia or somewhere else. All of the objects bear
the mark of very ancient art; some even have prehistorical traits. Between that
period and the first beginnings of recorded time, we may assume a long period
of decline and barbarism.
This would not be enough to suggest any far-reaching Egyptian influence
on Assyria, but merely speaks of the great age of the oldest palace at Nimrud
and a custom, followed by Alexander and the Romans, of decorating the halls
of royal castles with the spoils of conquered nations. It would square much
more closely with the traditions of all ancient peoples, including the Egyptians
(who conceded to the Phrygians the claim of greater antiquity), if we were to
view western Asia as the origin of everything in religion, politics, civilization,
and art whose recurrence in all peoples we find so very striking. Perhaps every
civilization that inhabited the Mediterranean basin was once modeled on the
same social form; perhaps this unity (starting from the same basis) splintered
and developed in its own way into isolated and unique entities; perhaps the
matter is better explained by the hypothesis of migrations and colonizations;
or perhaps both processes worked haphazardly. But one is always forced to
assume that some of the most ancient types in art (as in religion, politics, and
so on) were not acquired traditions but the common heritage of all peoples
from the time before their branching from the primeval stem. Some nations
clung to one form for a long period, while others held to the originality of
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peplos seems to have consisted of three sections: gods and goddesses in the
middle, battles and hunting scenes above, and the men of Susa and Persia in
their national costume and attributes below.!22 According to Polemon, the
Carthaginians later bought this shawl for 120 talents.
According to Pliny, Alexandrian manufacturers were the inventors of true
carpet and tapestry weaving.!23 Did he therefore believe that the older Asian
carpets and tapestries were all embroidered? We can never be certain whether
the ancient writers who mention these works meant embroidered or woven
carpets, but I have already expressed my belief that the oldest works of this
kind were embroidery, from which the transition to actual colored weaving
can be traced in the clothing patterns of Assyrian kings depicted in the bas-
reliefs of Nimrud, Khorsabad, and so on. They vary greatly according to
whether they belong to the earlier or later periods of the Assyrian empire.
A remarkable and certainly ancient motive found in embroidered (later
often merely painted) wall hangings of unusual height and extent originated in
the custom of having them carried by servants for the full duration of a solemn
event, in order to enclose, consecrate, and adorn the site of the event. !24
In certain cases, when the fabric was not long enough for the wall it was to
dress, scaffolds were built and the men holding the fabrics formed two, three,
and even more levels one above another. Later this motive was taken up and
imitated in embroidery. We find it on aulaea and siparia, those colossal tapes-
try screens rising out of the ground to hide the skene of the Roman theater
before the action began. They were decorated in the manner described with
giants, telamones, and satyrs, also with captured Teutons, Parthians, and
Britons who, in several rows, seemed to be holding the cloth with their raised
arms.!25 Similarly, nymphs and female servants!26 (caryatids) are depicted as
carrying and stretching garments, and they were later thus imitated and used
on relief panels,!27 on vases, and as architectural replacements for columns.
These motifs in the late art of the Greeks and Romans were, like many
others, of ancient Asian origin. When European art (where later it would bear
the most beautiful fruit) was still in the deepest slumber, the arts of the loom,
copperwork, and pottery had reached a level of development in Asia beyond
which European art would never actually dare to go. Asian products were car-
ried by trade and theft to neighboring lands that remained uncivilized.
This early Chaldean embroidery with its incomprehensible symbols, fabu-
lous beasts and animal fights, and the related images found on clay and cop-
per vessels and utensils, had to have a lively effect on the imagination of the
receptive Hellenes. It is possible that in some cases local legends and religious
elements that were vaguely similar or even distantly related to such imagery
were forced into employ when interpreting it, but more often new legends
and religious images were created from it. At the same time, this imagery
awakened an instinct for imitation, and the fine arts flourished just as cre-
atively and freely as the poetry that had fertilized them, conjuring up from
this luxuriant soil an Asian world of form whose evident meaning had long
since faded away.
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Thus, for example, the edges, borders, seams, hems, buttons, knots, bands,
bows, valances, and other necessary structural elements of textiles became
general types within art, and through all the changes that later took place they
retained many of their specifically Asiatic features. Vegetal and animal plait-
ings and cosmogonic crisscross patterns that still had a mystical meaning on
the industrial products of ancient Asia were now applied in a purely ornamen-
tal way. Sometimes such patterns led to certain important architectural types,
such as the Ionic capital or other architectural scrolls, and at other times to
those rich grotesque forms of the so-called arabesque that evolved in so many
ways as ornaments for the structurally functioning parts of an artistic whole.
The same cosmogonic and primeval plaiting also produced the fabulous
animal allegories that the Asians embroidered on their tapestries, giving the
Greeks a taste for these arbitrary animal compositions: lions, bulls, stags,
goats, ostriches, eagles, lizards, fish, and humans locked in combat, some-
times overtly, sometimes in the form of crossing heterogeneous organisms. !28
Thus arose basilisks and chimeras, tragelaphs and hippocampi, griffins and
echidnas, sirens and nereids, sphinxes and centaurs. One can reasonably
maintain that the whole population of the Brocken of the classical world was
released from the tapestries of the Babylonians, where they had been bound
by a spell, by the words of Hellenic poetry. Pursuing this idea, it leads beyond
the rabble on Olympus and allows us to see the heroes fighting them as
embroidered heroes who have also been released from a spell. In the end,
Zeus and Hera and the whole of high Olympus must admit to similar origins.
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what Bottiger would have been able to tell us from these if he had lived to
experience their discovery!29
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that the patriarchal marital bed was to stand in the atrium of the house, and
that the wife was to perform her domestic tasks of spinning and weaving in
the same place, surrounded by her female servants.
The spacious room was open at the top and to the street, when the front
door was open; it served as an entrance hall and was thus the public part of
the dwelling. The atrium had to be equipped with special devices and tempo-
rary mobile screens flexible enough to make it suitable for such a variety of
purposes without destroying the unified effect of the whole grand concept. To
strengthen the effect, the concealing screens did not extend to the full height
of the room, thereby leaving the upper ensemble visible. It is quite impossible
to think of the atrium except as unified and articulated by movable installa-
tions. These installations appear in a later development —or rather in a later
ossification of the idea—as true masonry walls built in stone, but we must
think of them, in the manner of Spanish walls, as a screen that leaves the
space they enclose open at the top, covered only by the atrium ceiling.
Most atria in Pompeii and even those built to the Roman Capitoline plan
are of this later type. Only in the so-called wings or alae (a term of art used
by Vitruvius that we have interpreted, perhaps falsely, as referring to these
recessed parts of an atrial design) do we see the original breadth of the
hypaethral layout, originally constrained by any accessory. If we ignore this
later ossification of the idea, the tall structure of the atrium appears to be
articulated by low movable walls. These walls were sometimes suspended
draperies (catapetasmata) that hung down in a mass of folds, and sometimes
tapestries (peristromata, aulaea, also peploses) suspended like hunting nets
and supported by posts and movable scaffolds. In earlier times the bare or
simply colored walls of the atrium—that is, the actual masonry walls that
enclosed it—were similarly hung or covered for reasons of comfort. There
were also portieres, or door curtains, which must have been used extensively
in classical antiquity, as there are very few signs of true doors of wood or
metal in early domestic interiors. Rooms very often remained entirely open
on one or even two sides; entire walls were left out. Take, for example, the
tablinum of a Roman house, which was usually entirely open—both to the
atrium at the front and to the peristyle at the back. This arrangement suggests
that they must have been closed on both sides by draperies. The same was
generally true for the oeci and triclinia, which were accessible from the peri-
style. We find precisely the same arrangement in Chinese houses, up to the
present day (see § 65).
Antique sculpture and painting afford an interesting point of comparison
for the low and more or less movable enclosures discussed above, on which
the action unfurls in a scenic way, generally in front of the walls. They serve in
the fine arts as a purely symbolic allusion to enclosed space. Many of these
backgrounds consist of draperies hung with lavish folds between pillars, for
example, the well-known relief depicting Jason’s wedding with Glauce and
later images of Roman weddings.! Others suggest permanent walls resem-
bling Chinese screens, as in the famous Aldobrandinian wedding.!32
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The scaffolds for hanging such drapery screens were called scabella (from
which derive escabeaux, échafaudages). They came creaking up from the floor
of the proscenium when the play was over, hung with the theater curtains men-
tioned above. I consider Cicero’s “scabilla concrepant, aulaeum tollitur” [the
scabilla rattle, the curtain is raised] to refer to this.¥3 The catapetasmata,
peristromata, and aulaea were used with particular splendor and effect when
they were hung or stretched between the columns of peristyles and stoas. This
served as protection against rain and cold on the side facing the prevailing
wind, as shade on the sunny side, but primarily as enclosure and decoration,
as a necessary ornatus of the galleries. In fact one should never imagine a
single hall without this necessary adornment, now appearing as a natural,
rich, colorfully embroidered or woven fabric, now via monumental meta-
morphosis as a constructed shear wall or diaphragma between or in front
of the columns. We have a well-known report of how the spaces between
the columns of the palace in Susa were hung with tapestries at the time of
Artaxerxes. The king is entertaining the people in his garden pavilion, “where
were white, green, and blue hangings, fastened with cords of fine linen and
purple to silver rings and pillars of marble: the beds (or rather, socles) were of
gold and silver, upon a pavement of red, blue, and white, and black marble”
(Esther 1:6). Older still are the Hebrew reports of splendid tapestries in the
Tabernacle and the Temple of Solomon, which will be discussed later.
Philostratus — who lived late, to be sure, but who was drawing upon
ancient sources—also related wonderful things about the magnificent dress-
ings of Babylonian royal palaces: “They are dressed in bronze so that they
shine. Rooms, men’s halls, and stoas are in part adorned with gold and silver
fabrics, in part even with embossed work in real gold. The curtain embroi-
deries were taken from the fables of Greece.... Others show Datis tearing the
island of Naxos from the sea and Artaphernes besieging Eretria....” We can
see that the Greek writer is giving the Asian heroes names familiar to him, but
one recognizes in his descriptions the same representations we see on the
alabaster slabs of Nimrud, Khorsabad, and Kuyunjik.
We know similar things about the Egyptians. Clement of Alexandria,
Paedog|ogus] 3.2, p. 216, [ed. Friedrich] Sylb[urg], speaks of Egyptian temple
veils and tapestries, behind which stood a grotesque idol. We will see that the
monuments of Egypt presuppose an extensive use of drapery in order to be
complete and that they are closely related to it in style.
Covering and hanging rooms with fabrics was an ancient and traditional
custom among the Greeks that retained a special religious significance in
sacred places, as can be seen from many passages in the works of ancient
tragedians who were at pains to explain very similar devices onstage before
the audience.%4 Of primary importance in this respect is Euripides’ Ion,
which borrows a good part of its decoration from the paraments of the
Temple of Apollo at Delphi, which were probably still in the treasury in the
poet’s day, to be exhibited at religious feasts. The whole play reads like an
exegesis of a temple, and we will cite it frequently in what follows.
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It is not overstating the case to assert that in ancient times it was unusual for
the space between the columns to remain free. One of the column’s purposes
was to support just such draperies and shear walls—a perspective that will
please modern aesthetics just as little as does my view of ancient polychromy.
The spaces between columns offered a very suitable field for tendentious
decoration in embroidery, sculpture, and painting. Unless this is borne in
mind, it is impossible to account for the richness of such adornments found in
descriptions of monuments and occasionally elsewhere. !42
This is not the place to treat this important question, but it should be
noted that well into the Middle Ages it was not at all customary in eastern
and western Europe to leave the intercolumniation open. [Anastasius] Biblio-
thecarius’s biographies of the popes teem with passages that demonstrate this.
For example, Sergius [I] had four white and four scarlet curtains (tetravelia)
made for the altar ambulatory of Saint Peter’s in A.D. 687. In 701 John VI
hung white curtains to the left and right of the altar columns. Saint Zacharias
hung carpets between the columns of the nave in the Church of Saints Peter
and Paul in 742. Stephen IV hung magnificent curtains woven from silver
thread beside the main entrance to Saint Peter’s. In 768 the same pope com-
missioned for this church sixty-five curtains “in Tyrian and patterned fabrics”
(de palliis Tyriis atque fundatis).
The same custom was common to France, England, and Germany, and it
continued into the twelfth and thirteenth centuries, that is, until the introduc-
tion of the new Gothic style.'43
The reformed monastic orders, especially that of Cluny, railed against
these luxurious church paraments, which were later permitted only on festive
occasions.
This ancient practice held to its original form even more completely in the
East, where it has never been abolished. !44
The foregoing remarks apply to the custom of hanging and enclosing spaces
with vertical tapestry fittings that combine with and complete the more prop-
erly architectural elements of the building. Yet ancient drapery was not
restricted to this. It was frequently used subdiale, that is, to protect courtyards
that were wholly or partly roofless from the sun and weather and to make
them habitable. Canopies and baldachins of all kinds are frequently men-
tioned, and wall paintings also provide important information about them.
The Greek words pteryx and uraniskos were the more precise expressions
for such coverings in the form of a free-hanging canopy, whereas words like
parapetasma, peplos, and later aulaeum were used indiscriminately for verti-
cal and horizontal fabric coverings.
The use of open-air canopies is probably as old as the spaces themselves.
Reliable observations of Egyptian monuments suggest that they were intended
to have canopies and, what is more, that the latter formed an integral part of
the Egyptian style. The same can be asserted for the architecture of western
Asia, although here we lack conclusive evidence. For the Greeks as well,
woven canopies possessed the greatest significance in terms of materials and
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architecture of the walls to make the hall more festive and at the same time
more habitable.'54 Similar devices were also continued outside the house to
draw the open air into its realm. A double cordon indicated the sacred dro-
mos [course] that the pageant would follow. Assyrian and Babylonian tapes-
tries, covers of Tyrian purple, and magnificent Alexandrian fabrics were
exhibited on such occasions. When there were not enough of them, painted
fabrics were used. These paths too were covered, and purple and white
peploses fluttered between the high columns adorned with pennants.!55
These are very ancient folk traditions, which are, as I have said, even older
than architecture itself. In many ways they profoundly influenced— both for-
matively and reformatively —the monumental style of this art. This is shown
by the aforementioned colossal supports for the baldachin at Karnak, which
marked the sacred dromos of the pageant of the imperial Egyptian god as it
ran the length of the temple forecourt. Those mystic avenues of sphinxes by
which the continuation of the dromos was defined from station to station,
down to the banks of the sacred river Nile, also served to support a baldachin.
According to the same folk traditions, the great temple feasts of Greece at
its height were surely enhanced by improvised decorations and dressings
placed on monuments in public squares and streets. If only we had more
detailed descriptions of those paired Panathenaic festivals of Athens —the
greater and lesser Dionysia (the Thesmophoria and Eleusinia) —like those we
have of the pageants and feasts of the luxurious post-Alexandrian period.'6
Unfortunately, neither Callixeinus’s otherwise prolix narrative about the pag-
eant of Ptolemy Philopator [recte: Philadelphus] nor Polybius’s description of
the pageant of Antiochus Epiphanes provides any information pertaining to
our present theme, that is, the temporary decoration of monuments and pub-
lic squares during festivals.157
The frenzied pageants of Antiochus were themselves copied from Roman
triumphal processions and public games, at which the principle of improvised
dressing and outfitting of public monuments, streets, and squares was applied
on the grandest scale.
Given our lack of information on the more ancient customs of decorating
public monuments, squares, and private residences during festivals, the
detailed reports on the magnificence of Roman triumphs are of great interest
to us, even though they too provide very little information on this point in
particular and hardly ever give us a clear, concrete idea of how things were
arranged. Were that not the case, they would be all the more meaningful for
us, for the luxurious pageants and feasts of late Roman times (as with so
many other innovations of post-Alexandrian and Roman life, particularly
those affecting architecture) show a clear and unmistakable return to the most
ancient motives, through the mediation of Asiatic influences.
At pageants, triumphs, the circensian games usually associated with them,
and at all kinds of folk festivals in general, an important part of the official
duties of the aediles was to decorate the Forum, the comitia, the porticoes, the
basilicas, and the temples with improvised adornments. Through the magnifi-
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cent and surprisingly new ways in which they performed these tasks they
strove to instill in the people the memory of the state dignities that they them-
selves invested. Consequently, it was largely these festive arrangements that
made the public aware of the activities of the aediles. Their arrangements for
these feasts were to a certain extent judged by the public. Decorations for
public monuments were initially planned to last only as long as the festivals,
and in material terms they were no different from our own festive arrange-
ments—namely, decorative painting on canvas with a light lath frame. Even
when the arts were in deepest decline, people always clung to the idea that lay
behind the festive decoration of squares and monuments, whereas our archi-
tects and decorators, the so-called practitioners usually favored with such
profitable commissions, know nothing of this and, for good reason, want to
know nothing.
Squares and monuments were ancient and sacred bearers of a people’s dig-
nity. As such they were not to be veiled or made unrecognizable but were to be
enhanced in a surprisingly festive and new way appropriate to the occasion.
Through this added decoration, as it were, they could address the people in an
improvised manner about the event that occasioned the festivity. To preserve
as much as possible the individuality of old world-historical monuments was
therefore the first rule and task of the aediles in charge of decoration, as it was
for the architects and decorators working under them. Only through their
ornatus [ornamentation] and the themes applied to them did these monu-
ments become festively animated, were they endowed with an organ to con-
verse — as with an old acquaintance — with the people about their times.
The earliest example of the decoration of a Roman monument about
which we have some details is the pageant for Manius Valerius Maximus
Messala in the Roman year 490 (262 B.C.). Pliny relates that on a side wall of
the Curia Hostilia this commander “exhibited” a picture of the battle in
which he defeated the Carthaginians in Sicily.'58 It was not until forty-seven
years later, in the Roman year 443, that L[ucius] Papirius Cursor triumphed
over the Samnites— which Livy wrongly identifies as the first occasion on
which the Forum was decorated by aediles (Livy 9.40: “Inde natum initium
dicitur fori ornandi ab aedilibus quum thensae ducerentur” [This, it is said,
was the beginning of the practice whereby the aediles decorated the Forum
when the parade floats were to be led through]). Later L[ucius] Scipio exhib-
ited on the Capitol a painting of his Asian victory. L[ucius] Hostilius Manci-
nus had paintings made of his heroic assault on the walls of Carthage, of the
situation of the town, and of all the circumstances of the siege. These he
“exhibited” in the Forum and he personally served as the exegete, explaining
to the people the scenes represented. True decoration, in the form of painted
architecture, also played a role in this context; this was a distinctive feature
of Claudius Pulcher’s term as an aedile. During the circensian games he
brought out large theater sets with painted temple facades and the like, which
greatly confused the ravens who wanted to perch on the painted roof tiles.
The emergence of a pictorial principle in painting can be discerned in this
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embroidered patterns and fabric prints, even on items of clothing.163 This cus-
tom seems to have originated in Egypt and, like so much else characteristic of
late Greek and Roman art, found its way to Greece and Rome via Alexandria
thanks to the glorious Ptolemaic period, which hellenized Egyptian elements
in a most peculiar way.!¢+ We will come across this Alexandrian influence
again when our investigations take us to Rome’s monumental buildings of the
imperial period.
I am thinking of those gigantic machines on wheels, called thensae or ten-
sae (from tendere, “to stretch out”) and fercula (or, in Greek, myyyaTa), sur-
rounded with layers of tapestry and painted canvas, richly adorned with
statues in ivory, gold, and silver, coats of arms, festoons, and crowned with
trophies, spoils, and plundered valuables of all kinds. They resembled the dec-
orated funeral pyres (busta, rogi, tupal) to be discussed later. Often they were
built in the shape of fortresses — models of the towns conquered. !65
The influence of these ponderous wagon scaffolds, with their descriptive
decoration, on Roman monumental architecture is seen most clearly in tri-
umphal columns, of which those of Trajan and Antoninus Pius still survive.16
These columns are indeed somewhat similar to those display scaffolds, stand-
ing thensae, as it were, executed in marble, just as the rogi supplied the motive
for a whole class of funeral monuments discussed earlier. The figurative frieze
winding its way up the shaft of these columns is nothing other than a monu-
mental evolution of the motive seen in the painted canvas wrappings of those
pegmata, and thus it was now free run in a continuous strip around the cylin-
drical column. The Romans did not see any stylistic infelicity in this, simply
because they were reminded of those supple originals, that is, those canvas
paintings used as dressings on display scaffolds. Our artistic puritans who
loathe spiral columns simply lack the correct point of view for judging them. I
will return to this on another occasion and show that the traces of color on
the sculptures of Trajan’s Column prove that they were actually paintings.
In analogy to these triumphal cars there must have been very similar deco-
rations placed in front of and fastened to the monuments along the route
through which the cars were pulled, principally along the Circus and Forum.
We know from admittedly inadequate indications by authors, some of which
have already been cited above, that the objects displayed on these monuments
were similar to those on the painted placards that were driven around. Some
were allegorical, like captured towns, conquered provinces, river gods, or
local nymphs.'6” Others were colossal portrait figures of victors and the van-
quished.!68 Still others, it would seem, were topographical plans or bird’s-eye
views of entire countries with battles and martial achievements commemo-
rated on them.'6? There were also actual battle scenes, massacres, dreadful
catastrophes, and the whole course of the campaign presented in a sequence
of pictures.!”9 There were peaceful genre pictures, scenes of sutlers, and cari-
catures (like the reception banquet described by Livy, which the people of
Beneventum commissioned for the triumphal return of Tiberius [Sempronius]
Gracchus’s legions) and, finally, some scenic decorations. The expressions the
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authors used to describe what was shown were characteristic of the way the
themes were applied. Livy and Pliny generally use the words proponere and
ponere (to exhibit, to display).!7! Then the expression dressing appears, when
the outfitting of monuments with occasional adornments is discussed. For
example, Pliny (35.[33]) mentions that for the gladiatorial games in Antium
the public portico was dressed with paintings, in which the gladiators and all
the assistants were depicted with portrait likeness.
Where such expressions occur I believe one is always justified in assuming a
loose, provisional connection (or at least a connection that was not original to
the building’s design) between what was displayed and where it was displayed.
For example, Juvenal (Sat(urae], 12.100) discussed bulletin boards that dressed
the portico;!72 and Cicero (Verr[es], 4.[1.22]) spoke of the paintings that
dressed the interior walls of the Temple of Minerva at Syracuse.!73 When, on
the other hand, the principle of dressing entered into a closer monumental con-
nection with architecture, both the Greeks and the Romans used special words
to characterize the particular situation. One of these is appdCetv, EvappoCev
(to fit, join), a word that is also used for vaulting;!”4 thus the keystone was
called harmonia. There is also €yxpotetv, a word used by Philostratus to
describe the insertion of bronze (enameled or inlaid) pictorial panels, which in
the art of vaulting is used in the same sense as appocetv.!75
Latin authors use the words imprimere, includere, inserere |impress,
insert, inlay].!76 Several ancient passages make their meaning clear — above
all, book 7 of Vitruvius, which I will have to discuss later in connection with
these other passages. But the wall decorations on ancient Roman buildings
make their meaning clearer still. Here we find the process of inlaying and pan-
eling walls: sometimes in fact, as when we see recessed and inserted panels
aligned with the openings in the walls into which they are placed; sometimes
only in principle, but in this sense it is the case wherever such remains are still
to be found.!77
Such provisional, nonmonumental decoration of squares and monuments
may occasionally have been left in place for a while—in addition to other
abuse, like the proliferation of inscription tablets and anathemas on public
buildings — until a decree from the Senate or the edict of an emperor made a
clean sweep and tidied things up again.
We have various examples of such settling of accounts with the past.!78 It
also seems that some of these decorative paintings, having completed their
public service, were used to decorate the entrances and atria of the houses of
aediles, feast givers, and triumphators.!7? Inscribed with titulis [inscriptions]
and prooemiis [introductions], they proclaimed the family’s fame and nobility.
In other cases they may have led to a later and more permanent commis-
sion for the motive they presented. Triumphal arches should be mentioned in
this context. They were, so to speak, counterparts or antistrophes to the
above-cited triumphal columns, representative of a festively decorated thor-
oughfare. Here too we see a style of sculpture and a use made of it that can be
fully and correctly explained only by the circumstances mentioned above.
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Who could fail to sense here the intimate connection of this principle with the
whole of ancient architecture or its uncommon importance for the theory of
architectural style—even from these brief hints!
The old Roman principle (probably an ancient tradition) of festively deco-
rating monuments for pageants and solemn days took a particular turn when
the Roman people became familiar with art treasures stolen from the Greeks.
The older, less pretentious, decorative painting and lacing of monuments with
canvas hangings and decorative images now had to make way for—or at least
combine with—a far more solid and expensive method of decoration. The
passion to rob conquered provinces of their best treasures and use them for
the aedile’s glory grew apace, and no triumphator could return to Rome with-
out a magnificent show of spoils from shamelessly plundered shrines and
cities.
The example of desecrating temples and plundering art treasures was not,
however, first set by the Romans but by the Greeks themselves. In the wake of
superior Macedonian power, both practices took root, along with a corrupt-
ing, dilettantish interest in art and a passion for collecting, for which the new
dynastic courts set the example.
Carthaginians and Romans followed suit, and the passion for collecting
and the concomitant plundering of monuments soon became universal, so
that already in his day Polybius was able to predict that Greece would soon be
completely stripped of her glorious art treasures. He reproached the Romans
for dishonoring their victory by removing paintings and sculptures that should
have been left in their original and sacred places, for attempting to decorate
the victory at the expense of the vanquished. !8°
[Marcus Claudius] Marcellus was the first Roman to engage in this kind of
plundering, namely, at the capture of Syracuse. He adorned his triumph with
plundered paintings and statues; later he placed them in the Temple of Honor
and Virtue and in other shrines in allied cities.18!
His example was followed by T[itus] Quinctius Flaminius, who robbed
Eretria in Euboea of its ancient sculptures.!82 It seems that in this case he was
merely indulging his private hobby, as they are not mentioned on the occasion
of his triumph in 198 B.c. Nine years later M[arcus] Fulvius Nobilior plun-
dered Ambracia, home to Pyrrhus, the wealth of whose paintings and artistic
treasures of all kinds was, according to Livy, enormous. !83
Plutarch describes the triumph of [Lucius] Aemilius Paulus (168 B.C.),
which lasted for three days and was glorified by Greek art treasures. Two
hundred and fifty chariots were filled with sculptures.
This was followed by the destruction of Corinth by [Lucius] Mummius.
Not an art lover, Mummius stole for the honor of the people and did not
reclaim his art treasures after they had been borrowed by [Lucius Licinius]
Lucullus for decorating the hall of the Temple of Bona Fortuna at its dedica-
tion. The latter refused to hand them back at the conclusion of the ceremony
and left it to Mummius to collect them, if he wished. Thus they remained the
sacred property of the temple.
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The oldest and most famous ceremonial tent is the Tabernacle of Moses;
the architectural descriptions of it that have survived are the most detailed of
any building of antiquity.!85 I assume that these descriptions, as found in
Exodus and Flavius Josephus’s Jewish Antiquities, are familiar to my readers,
and I would like to emphasize a point that puts us on the track of a new and
very important application of the principle of dressing in the most ancient
architecture — namely, the veiling of the structural parts of a building. To be
sure, we have already come across this tendency to veil the columns and
epistyles of architectural monuments for lustrations and festive occasions. It
can still be seen today at church festivals, coronation ceremonies, and other
places. Yet this would scarcely suffice to convince us that the architectural
adornment that disappears behind these rampant epigonal proliferations of the
principle in question, for its part likewise emerged from an ancient petrified
veiling. At this point those early, quasi-prehistoric traditions of metal-dressed
wooden walls, posts, and ceilings are of the utmost importance to us. All the
more so since on the oldest monuments of the world, despite all the depreda-
tions that make them almost unrecognizable in their context, it is precisely the
traces of long since vanished metal dressings that have most clearly survived.18¢
Indeed, not the slightest doubt about their former presence remains.
The woodwork of the Tabernacle, though of the best quality,!8”7 was com-
pletely covered with metal: gold on the Tabernacle itself,!88 sheets of silver on
the framework of the peribolos, whose columns had bronze bases. !89
It may sound improbable that the Jews in the desert had the means and
the artists at their disposal to develop such technical richness, yet it remains
certain that empaestics, that is to say, the art of covering wood and stone
with metal, was practiced by both the Phoenicians and the Egyptians long
before the time of Moses. The earliest technical use of metal (namely, gold,
which is the only metal found naturally in its pure state and which distin-
guishes itself by its ductility) could be no other than the noted process of coat-
ing and strengthening certain tools with gold plating —tools that needed to be
resistant to a strong force and yet shiny. Such sheets may have served simply
as ornament long before this, and their resistance was perhaps first tested in
offensive and defensive weapons. The oldest breastplates of gold sheets,
ostensibly of Celtic origin and found in tombs, are perhaps proof of the most
primitive use of metal as a decoration that occasionally functioned as protec-
tion as well.!9°
Because of these properties of luster, malleability, and a high degree of
resistance, which were recognized early on, sheet metal became the usual
dressing for the fixed, structural-functioning parts of a pegma—an assem-
blage—no matter whether it was used for an instrument or a building. These
observations thus lead us sometimes into the field of tectonics, sometimes into
metal technology. In fact they circle a point where the three procedures of
dressing, carpentry, and metalworking (the last is actually a derived technique
and not independent in principle) meet and work together. We will leave them
for now, but we will return to them frequently later on, as their importance
Axe)II
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of style in another respect: the occurrence of columns that here too stand mid-
way, so to speak, between furniture and architectural members. As hybrids of
this sort, such columns are characterized by a base that is a transitional form
between a candelabra base and the Doric plinth common to all column
orders. This phenomenon, however, belongs to the realm of tectonics, where
its connection with other phenomena will be discussed in greater detail.
The walls of the actual Tabernacle were in all probability inclined, in the
manner of Egyptian temple walls. This can be deduced from the mention of
“special corner posts cut (into wedge shapes) out of wood an ell wide and set
into the corners in such a way that they fitted precisely with the broader posts
of the side and rear walls.” 13
The front porch of the Tabernacle was completely open, so that here this
device was not needed. The roof was made of tent covers.
The first cover, made of wool, consisted of ten pieces fastened together
with hooks and eyes. Each field of the cover was four ells wide and twenty-
eight ells long. These hung so far down the outer tabernacle walls on the back
and both sides that the walls remained visible for only a foot above the earth.
The second cover, made of hair, consisted of eleven pieces of the same
width as the lower ones (four ells). These pieces were, however, significantly
longer (thirty ells) and were drawn tentlike toward the ground. At the front
they formed an aetoma, a freely floating baldachin, with the eleventh strip
serving as a ceiling. This aetoma was four ells deep. The third and last cover,
made of animal skins, served to protect the second and was the same width
and arranged in the same way. Thus the whole thing was a tent, whose inte-
rior, gold-encrusted, wooden walls (also decorated with hung, lavishly
embroidered wool covers) were hidden from the outside with tentlike fabrics
stretched in front of them, probably fastened to the ground with bronze pegs,
similar to the posts of the peribolos. It was only from the front that one had
an open view of the magnificent tapestries of the porch, which in turn were
protected by white canvas curtains that could be pulled to the side (for this
purpose they were hung from rings running on a metal pole).
This is certainly a remarkably detailed description of very early drapery
work, and it would still be of interest even if it was a later invention unrelated
to Moses.
Among the oldest and most remarkable documents on ancient tents are the
representations of such provisional works in Egyptian and Assyrian wall
paintings, most of which appear to have been set up within a fortified
masonry peribolos.
Layard illustrates a very costly tent for an Assyrian king in plate 30 of
his first series on the monuments of Nineveh. According to the illustration
drawn from two sides [p. 294], it seems to form a long, rectangular protective
roof in the shape of a dome, supported by four lavishly decorated steles or
tent posts. Those nearest the front, at the entrance, are somewhat lower than
those at the rear, and each is tastefully topped with an ibex perched in a deli-
cate position on the narrow capital. These steles are square posts with a
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chevron design on the sides and trimmings along the edges. Each of the higher
steles, at the rear, terminates in an Assyrian lily and has surfaces decorated
like those of the front steles. Bells and other trinkets hang as decorations from
the beams connecting the four posts.
I accompany the drawing of this interesting baldachin with an illustration
of a similar protective roof from Egypt of a light, provisional structure as
well as with section and side views of a traditional Assyrian field tent, the kind
so often depicted in reliefs. Some have recognized in the latter a domelike
vaulted building and attributed to it Assyrian systems of dome architecture.
This might be proven from other illustrations but not from the one shown here.
Greek literature contains many interesting accounts of tents and festive
scaffoldings of all kinds, which were equally significant in the religions and
history of customs of all ancient peoples. The remarkable description in
Euripides’ Ion of a festival tent set up in the shrine to Apollo at Delphi has
already been noted.
The descriptions of magnificent tents and pageantry scaffolds from the
time of Alexander, which imitated the luxury of the Persians in this regard, are
in a more realistic style. Alexander’s tent contained one hundred couches
and was supported by fifty gold columns. Stretched over them were canopies
woven through with gold, which formed an artfully embroidered protective
roof, shimmering with color. This tent was probably circular, like the tent of
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the subject under discussion will be more appropriately dealt with later.
For now, let us consider the charming report by Socrates of Rhodes, found
in Athenaeus, on how [Mark] Antony festively decorated the Theater of Bacchus
on his visit to Athens. This story also sheds interesting light on certain decora-
tive motives often found in ancient wall paintings. Antony erected a tempo-
rary structure (ay¢eSia) over the whole theater, visible from afar on all sides,
and covered it with green foliage, as with Bacchic grottoes (or arbors). To this
foliage cover he then attached tambourines, deerskins, and every other pos-
sible attribute of Dionysus. Under this he caroused with his friends from the
early morning on. The buffoons and mimes who had accompanied him from
Italy waited on him and served as the subordinate retinue of Bacchus, while
all the people of Athens participated as spectators. I believe that for the Roman
Bacchus only the skene proper underwent this transformation into an arbor.
On several occasions I have referred to the decorated funeral pyres that are
of such great interest to art historians. I must once more return to them. This
custom of demonstrating final respects to the deceased by means of the archi-
tectural decor of the funeral pyre seems once again, like so many motives of
ancient customs and art, to be of Asiatic origin. The grand scale on which the
Assyrians followed this custom is, of the many possible examples, perhaps
most evident from the report of the downfall of the last of their kings.
According to Ctesias, he commissioned a funeral pyre four hundred feet high,
on which he placed one hundred gold couches and the same number of tables.
On one level of the rogus [funeral pyre] was a wooden chamber measuring
one hundred feet in either direction, in which were placed beds for him, his
consort, and all his concubines. The chamber’s ceiling was made of thick,
long beams, around which were piled enormous masses of wood, with no
room left for an exit. In this room he had his boundless treasures assembled,
which he consigned to the flames with himself and his entourage. Then he had
the structure set afire, and the blaze lasted for fifteen days. The people saw it
as a great sacrifice that Sardanapalus was making to the gods.2° Mithradates
[VI Eupator] did something similar after an ancient royal custom,2°2 com-
monplace since the self-immolation of Hercules,2°3 in whose memory a beau-
tifully decorated funeral pyre was burned each year in Tarsus. The medallions
of Tarsus depict this monument. These and the consecration medallions of the
Consecration medallion
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Roman emperors are of great interest to art history, since they provide
detailed information about this extremely important phenomenon, from
which, as has already been mentioned above with reference to Lycian tombs, a
whole class of ancient architectural monuments must derive.
Like those medals, reports of these wooden scaffolds (which should be
envisioned as well crafted—certainly not as rough funeral pyres) describe
them as multistory, pyramidal structures. Herodian compares the funeral pyre
of [Lucius] Septimius Severus with a lighthouse. The decoration proper was
again formed by the same dressing materials and incrustations that we have
so often encountered previously.
We have a detailed description of the funeral pyre that, according to
ancient custom, Alexander dedicated to Hephaestion.2°* The commanders
and friends of the king had to supply sculptures in ivory and gold and other
costly materials.
A large number of architects and artists were brought in to complete the
work, which apparently was not made entirely of wood but had a brick base.
The square base was a stadium (600 feet) and was divided into thirty (thirty-
six?) chambers. The top was covered with palm trunks. Five stories rose from
this platform, and on the final one stood colossal hollow Sirens, which ampli-
fied the sound of the dirge sung by the singers hidden within. The total height
was 150 ells or about 225 feet. Each level was dressed with sculptures and
drapery. At the lowest level were 240 colossal golden ships’ prows; on the
oarsmen’s benches were two kneeling archers and an armored warrior, five
ells tall. The spaces in between were hung with shaggy purple draperies, ten
feet wide.
The second level was decorated with torches, fifteen ells tall. On their han-
dles gold wreaths were hung, and an eagle descended from the point of the
flame. At their bases, however, dragons rose up against the eagles. These
emblems were probably attached to a background of rich fabric.
The third level was hung with draperies, which formed a frieze of hunts
and animals. The fourth level had a centauromachia wrought in gold, and the
fifth a repeating group consisting of a lion with a bull. The sixth and last level
was covered with Macedonian and barbarian weapons. The cost was about
twelve thousand talents, about twelve million talers.
For this structure, the decoration of which shows few Greek elements, the
Macedonian benefactor of the dead may have taken the Chaldean-Assyrian
Belus pyramids as his model. (See below and under “Assyria” in volume 2.)
A companion piece to this magnificent burial is the consecration of the
emperor Septimius Severus, the details of which are better known to us than
those of most others, thanks to Herodian’s report.?9
For seven days the funeral rites were observed in the vestibule of the impe-
rial palace, where the emperor’s wax image dressed in gold was displayed on
an ivory couch; he was portrayed as a dying man. On the right sat the mem-
bers of the senate in black mourning vestments; on the left sat matrons in
white. After the seventh day the bier was carried along the Via Sacra to the
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Old Forum, the place where, according to ancient tradition, the magistrates
stepped down from office. Here it was set on a dais that had steps leading up
to it from the left and right. On the right stood a choir of pages, on the left
one of maidens; they alternated in singing hymns of mourning. The proces-
sion next proceeded to the Campus Martius, where the rogus was erected: a
scaffold, square in plan, that was completely filled with brushwood inside but
decorated outside with gold embroidered covers, ivory sculptures, and several
kinds of paintings. On the scaffold stood a second structure, quite similar to
the lower one in form and decoration, but smaller. It had doors with open
wings to receive the bier. Subsequent stories, four in all, decreased in size. On
the fourth and last level was a tabernacle, from whose pedimental roof an
eagle soared into the air at the moment the funeral pyre was glowing most
fiercely.
The septa and septizonia were monumental versions of the motive found
in the rogus rendered in a Roman style; they will be discussed elsewhere.
I should like to mention another famous temporary structure before con-
cluding this excursus on ancient drapery and decoration: the carriage that car-
ried the corpse of the Macedonian conqueror to Alexandria.
The body was hermetically sealed in a coffin of beaten gold. The coffin, in
turn, was enclosed in a gold capsule (kakutTi)p). Over that was spread a pur-
ple cover sumptuously embroidered in gold, and the weapons of the deceased
rested at the side, as a reminder of his deeds.
The carriage was vaulted with a gold cover that was lined with precious
stones and decorated with scales. The barrel vault was eight ells wide, twelve
ells long. Under this baldachin was a gold throne or catafalque, square in
shape, taking up its whole extent. Heads of stags on the catafalque held gold
rings in their mouths, two spans wide, from which hung a magnificent wreath
of multicolored artificial flowers.
Along the topmost edge of the catafalque ran a netlike hanging, with bells
that were of an appropriate size for the carriage to be heard from a consider-
able distance.
A gold Nike holding a trophy was placed at each corner of the vaulted bal-
dachin, which was supported by gold columns with Ionic capitals. Between
the columns was stretched a gold net with threads as thick as fingers, and at
the bottom, friezelike, were four sculptures that formed a stylobate, so to
speak.20 A description of these sculptures will follow.
The entrance to the enclosed tabernacle was guarded by two gold lions
that gazed at those who entered. Each pair of columns was connected by a
gold garland of acanthus leaves that hung down from the capitals. Over the
canopy was yet another purple cover that extended from a large olive wreath
in the middle and sparkled in the sunshine. The axles, spokes, and rims of the
four Persian wheels were gilded, the tires made of iron. The projecting parts
of the axles formed lions’ heads that held hunting spears in their mouths. A
mechanical device kept the canopy horizontal, even on bad roads.?97
I picture the kaydpa, or vault, like those pointed-arch pediments at the top
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of the above-mentioned Lycian tombs. Above the crista [crest] of this vaulted
canopy was a metal scaffold, from which the uppermost purple cover hung,
falling lengthwise on either side. The olive wreath—or rather, the running
ornament of olive leaves—continued over the cover along the sharply sloped
roof that it formed, reminiscent of and alluding to the coronas of temple
roofs. The scales of the curved roof were covered with precious stones,
perhaps enameled, attached not on the outside but on the inside, that is, to
the underside of the cover. Otherwise they would have been covered by the
upper mantle.
We can get a clear idea of the coffin capsule from the painted wooden
coffins of Egypt that came into use during the Ptolemaic period. Several of
these are on display in the British Museum in London. A similar calyptra,
which surrounded a coffin and was decorated with paintings, was found in a
tomb at Panticapaeum.2°8 We see the same custom predominant throughout
the Middle Ages and find an exact repetition of this ancient form of burial in
the monumental catafalques in which sepulchers were placed. Often medieval
calyptras or coffin capsules are of beaten silver, for example, the famous
Sebaldus monument in Nuremberg. On a smaller scale, the same form is used
and becomes typical for reliquaries, lavishly set with precious stones and
enameled. I remember seeing a very beautiful large reliquary with a coffin
container, carved from wood in the Gothic style, in a chapel of the Marien-
kirche in Zwickau. Similar ones can be found in the medieval museum in the
Grofer Garten in Dresden.
The four paintings that served as screens (icouc totic totxote [the length
of the wall]) must have encircled the entire catafalque. I imagine them as a
peribolos, surrounding the columned building proper in such a way that the
latter, with its transparent latticework and lion-guarded doorway, towered
above it.
It would certainly be of great interest to the history of style to trace, from
medieval times until the present, the custom of the festive dressing of monu-
ments for ecclesiastical and secular pageants and celebrations as well as the
associated erection of temporary buildings, in order to show their connection
with the ancient tradition. This would, however, lead us too far afield.
I had an opportunity in Rome to witness a papal coronation and thus
could see all the ancient arazzi and splendid tapestries that have been stored
for centuries in Vatican vestiaries. Like those in the treasury of the shrine to
Apollo at Delphi, they are displayed only at major church celebrations. Like
the walls of the temple courtyard at Delphi, the route to be taken by the coro-
nation procession — inside the nave of the apostolic prince’s basilica as well as
outside the sanctuary —is surrounded by these tapestries. They alone impart
the correct scale on the grand order of columns and piers of the temple and
give the curved colonnade of the courtyard its true significance, as the pro-
portions of the permanent architecture tower majestically over the splendor
of the darkly saturated colors of the tapestry wall and vanish in a haze of
incense. Magnificent draperies, family heirlooms kept by each patrician
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household for this purpose, hang down from the balconies of every palace
facade. The images rendered on them often relate to the history of the house.
Paintings, all in the ancient manner, are also carried around. The greatest
masters did not hesitate to contribute their art to the glorification of these
ecclesiastical festivals by painting such processional images.!°
It is characteristic of the Gothic that, far less so than the ancient architec-
ture of basilicas or even the renewed classical architecture of the Renaissance,
it is conducive to the adornment of sacred places by means of such additions,
and yet its own effect is by no means enhanced by them. This is in part
because the horizontally confining walls formed by the drapery are absolutely
incompatible with the upward thrust and pointed nature of this style. Addi-
tionally, the style eschews all dressing, as its essence lies in the bare appear-
ance of its functioning parts. Like the armored crab, it must parade its
scaffolding of bones while at the same time making their function conspicu-
ous. Also, this style needs no third scale between itself and man, because scale
of a Gothic work, in each part and as a whole, is derived from human propor-
tions, and thus the scale is already extrinsic to the work. The scale of the
ancient architectural style, by contrast, is intrinsic to the work, related not to
man but to itself and the idea contained in and individualized by it. Its scale is
not the foot but the module or some other unit belonging to it. To mediate the
monuments of the ancient style and man, who cannot directly apply his foot
here, a third normative standard is needed, to define as relatively large or small
the harmonious, the absolute, which in itself is neither large nor small.2!!
This explains why church feasts and the other traditional events in Gothic
churches always produce an artistically unsatisfactory effect, are often posi-
tively annoying, and not infrequently are even ridiculous. I have attended fes-
tivals in Milan Cathedral, in Notre Dame de Paris, and also in the
Frauenkirche in Munich and I have only fragmentary and chaotic memories
of cloth-wrapped bundled piers, of long draperies hanging down as though
the house of God were a dyer’s drying loft to which balconies, baldachins,
screens in the pointed-arch style, and similar absurdities had been added. To
judge from illustrations, the sacres [consecrations] in Reims Cathedral must
have overstepped all limits of bad taste in this respect. That such arrange-
ments so frequently fail proves the difficulty of the task. If one has to attempt
them, I think the best way is not to pander to pointed arches but to follow
antiquity by dressing monuments in an ancient and, at the same time, natural
fashion. Anything temporary, anything belonging to a particular moment,
should be arranged not according to the style of the monument but to the
style of the moment. In doing so, however, the specific and heterogeneous
should be excluded as much as possible in favor of universal principles. I
think that old pictures from the Gothic period — miniatures as well as oil
paintings and frescoes, which frequently depict draped rooms — ought to
prove that this was the preferred method for dealing with festivities. In living
rooms and in secular buildings generally the Gothic style loses its brittleness.
Indeed, outside of the church it does not actually exist as a principle but only
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in a decorative sense. Drapery therefore suits the walls and other elements of
Gothic residences (which in principle are still completely Romanesque) much
better and more easily than it does high-vaulted pillared halls and churches in
this style. The dressing of bare and essentially undecorated walls with tapes-
tries that have their own frames set out from the wall remained a custom from
the earliest Middle Ages until the seventeenth and eighteenth centuries. They
were an important device in dramas and in novels of the period: from behind
them one overhears secrets; many a traitor with blood-hungry steel lurks
behind colorful tapestries; many a furtive visitor finds refuge or escape in the
space between them and the wall. From the earliest times the fabrics for these
wall arrangements were an important item of Oriental trade; their patterns
and splendid colors had an important effect on the style of early medieval art.
As a result, the evolution of architecture was pushed back to exactly the same
starting point from which it had begun in antiquity.
With the rise of the Gothic style and the reform of monastic rules, the wall
dressing steadily changed. Wood paneling and openwork tracery (carpentry)
replaced tapestry walls and draperies, without quite driving them out of civil
architecture. More about this under “Carpentry” and in volume 2 under
>
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What is buried beneath this rubble may, however, be of great interest. The
fired-brick building is set on a platform of air-dried bricks, which itself rises
forty to fifty feet above the floor of the plain. Around it smaller mounds of
ruins and raised alignments suggest complexes of courtyards and ancillary
buildings that surrounded this main building; an encircling wall (independent
of that which encloses the whole city) encloses all of these related structures.
They are buried under deep rubble that can only have come from the main
building, which must have towered like a pyramid over the whole palace com-
plex. The facade of this main building faces southwest and is about 175 feet
long. The entrance is not located here but on the opposite, northeast side. The
walls, as mentioned, are of fired brick and vary in thickness from twelve to
twenty-two feet. The interior rooms are long and narrow (as in Nineveh, see
below) and the walls on the longer sides are always the thickest, apparently to
resist the thrust of the vaults that covered the rooms and whose rubble now
fills them completely. The rubble even covers the slopes of the terrace on
which the building stands.2!4
The southwest facade was dressed in plaster, two and one-half inches thick
at some places. This stucco coating, where it has survived, is as hard as ever —
after 2,500 years at least. Besides this, the most remarkable fact is the peculiar
architectural arrangement of this facade. The following illustration from
Loftus’s Travels and Researches in Chaldaea and Susiana shows the elevation
and horizontal section.2!5
It would appear that a memory of timber construction or log-cabin archi-
tecture is at the root of things here, something similar to those Egyptian
tomb facades from the first dynasties of the Old Kingdom. In both cases we
are certainly justified in recognizing it as a very ancient motive of decorative
architecture.
Seven half-columns or, more correctly, half-cylinders (pressed closely
together like organ pipes or posts in a log cabin) are set within a kind of
frame. Centered above this is a stepped wall niche. Next to it, to the right and
left, the walls are pierced with half-cylindrical channels, as though they were
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no free wall space for paintings. Similarly decorated walls were later discov-
ered by [Victor] Place in Khorsabad and by Loftus in Nimrud. Thus there can
be no doubt about the antiquity of this motif, which is at least contemporane-
ous with others that will be mentioned later.
No less interesting for our special purposes, and especially for the history
of style, is the peculiar way in which the (unfired) brick construction is
encrusted to give it both durability and decoration. On one of the small build-
ings enclosed within the circumvallation, Loftus found that the wails made of
air-dried bricks were encrusted with a mosaic of small fired-clay cones or pegs
set in asphalt and glazed with color at the thick visible end. The pegs, about
six inches long and three-quarters of an inch thick at front, are circular and
arranged in such a way that they make geometric patterns in bright colors;
they protect the clay brick from humidity to a depth of several inches. We will
see below that this method of encrusting clay walls also occurs in the oldest
Egyptian buildings, although not in the same primitive way as here. This
method will be shown to form a contrast in principle, as it were, with another
method of covering clay walls with a glazed crust that also occurs in Baby-
lonian and Assyrian buildings. Glazed clay wedges of this kind are often
otf, Wy
y / YY Li YYW) y
\ Mi; tie “ Yi
NOM
Anya \\\ Yj YY YYYj
Yyf Y
Ui fh MYWII
WOM
found under the rubble of ancient Assyrian pyramids, which shows that this
dressing method was often used in an early period of the architecture peculiar
to these countries. Warka, where whole walls are still dressed in this way, is
thus not an isolated example, nor does it belong to a later period.
In a small ruin opposite that of Wuswas, Loftus discovered a low wall con-
sisting entirely of jars placed horizontally in layers with their openings facing
out, giving the wall the appearance of a honeycomb. If only we could date
these remarkable constructions precisely!
The lack of an answer to this question is felt even more keenly with the
discovery made by Loftus in another ruin within the same Warka precinct. In
an inner chamber he found a confused heap of stucco ornaments consisting of
capitals, bases, friezes, and other members, some belonging to the Ionic, some
even to the Corinthian column order, and painted with polychrome orna-
ments. They are only vaguely reminiscent of the well-known Greek forms.
Though it is, admittedly, imprecisely depicted, even the Corinthian capital,
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with its corner leaves framing a half-human figure in the Babylonian style,
leaves some doubt as to the origin of these stucco decorations. It is unclear
whether they actually belong to the Seleucid period or even later, or if they
were instead of Babylonian origin. The ruins are believed to be those of a tab-
ernacle or sacellum built above a coffin that lay under the floor of this cham-
ber. Not far from the building in which these stucco remains were discovered,
tablets inscribed with cuneiform were found that bore Greek zodiacal depic-
tions and the names Antiochus and Seleucus. This suggested to the explorers
that the stucco ornaments dated from the same period. Even so, some doubt
may still be permitted, as the character of these architectural members is
simply not in keeping with the architecture of the post-Alexandrian period, to
the extent that this can be judged from the very imperfect illustrations of the
objects that have been published.
Be that as it may, I do not doubt that the technique of forming plastic
architectural objects from stucco was an ancient tradition among the Baby-
lonians as well as in India, and that this process arose from the custom of
dressing clay walls with stucco. Of no less interest are the above-mentioned
coffins in fired and green-glazed clay, which are to be found in and among the
ruins of Warka by the thousands. One whole area of the precinct is filled with
them to a depth of twenty feet. Because they were also found in quantity
above the ruins in the rubble that covers them, some have concluded, surely
prematurely, that they all belong to a later period. Certainly the places in
which they were found had been very ancient sacred burial places; their repu-
tation lasted long past the time of their decline. Whole caravans of coffins
were regularly taken there from neighboring and distant areas, even after the
high pyramids had already collapsed—either from natural decay or owing to
the destructive zeal of those who professed a different and temporarily victo-
rious principle of civilization. This is why the same coffins are found in the
upper layers of rubble, which fill the monuments’ interiors and the surround-
ing land. Old Chaldean necropolises, probably the burial grounds of the most
ancient kings, remained sacred perhaps as late as the introduction of Islam,
which incidentally did not in any way alter the custom but simply led the
adherents to the new faith to look for new burial sites.
And so today caravans of Persian pilgrims constantly drive their innu-
merable camels through the Babylonian steppes and the desert west of the
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They were investigated by Layard but only fleetingly and more with the aim of
finding treasures for the British Museum than of furthering architectural
knowledge.?!8 They lay at the edge of marshes and here too hundreds of terra-
cotta coffins were found, with the green lead glaze colored with copper oxide
that makes them so remarkable for the history of ceramics (see “Ceramics”).
Aside from these, there are other objects in this peculiar style, which I wish to
call Chaldean.?!
The ruin consists of irregular masonry masses divided into four separate
groups by streetlike furrows. A rectangular tower built of air-dried bricks
rises at the northeast corner of the ruin. Near the tower are other masonry
structures, some of air-dried brick, some of fired brick. The latter are not
square but elongated, like modern ones. Some bear as yet undeciphered Baby-
lonian inscriptions that presumably contain a royal name.
This chain of ruin mounds continues north of Babylon; most of these ruins
probably belong to the more ancient Chaldean-Babylonian cultural period.
West of Baghdad is the curious Aqar Quf, a colossal, now formless mass of clay
bricks with straw mats set between them, still in good condition. The straw
served not only to strengthen the wall but also to hold the chalk mortar to
the outside walls, a practice that is still commonly used in China. The top of
the terrace building is over 150 feet high despite its decay. Parts of the build-
ing, probably more recent ones, were dressed with fired brick, now reduced to
rubble lying around at the foot of the mound. Inscriptions are here still wholly
absent, as with the bricks of Chaldea itself on the lower Euphrates (for the
processes used for encrusting the walls with fired bricks, see pp. 321 ff.).
Another of the most ancient monuments of Mesopotamia is Qal’at ash-
Sherqat, the most extensive of all the mounds of ruins in that country. It is
partly natural but extended with brick terraces from the south to the north. It
has an ashlar substructure, of which one section has survived with its battle-
ment crown. The bricks bear Babylonian inscriptions with the monograms of
ancient Chaldean kings.?2°
The ashlar substructure was an innovation that the Chaldean style adopted
in the rocky area of the northern Tigris.
This gigantic fortress may have been the last outpost of Chaldean civiliza-
tion before Nineveh. There, as a result of both political circumstances and local
conditions —especially the proximity to limestone and alabaster quarries —it
matured into a wonderful metamorphosis on the banks of the Tigris and the
upper Zab, at the foot of the mountains of Kurdistan.
The chain of ancient Chaldean monuments also extends to the north and
west of Nineveh —evidence of the course taken by a civilizing principle that
emanated from Chaldea and the limits of its influence. The monuments are
scattered over the broad plains and only a few, at the foot of the Sinjar
Mountains and along the banks of the Khabar, have been explored —or
rather, ransacked — by Layard.
Here, on the bank of the Khabir, rises the artificial hill of Arban with its
remarkable sculptures that neither reflect the Assyrian style nor show much
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likeness to what we know from older Babylonian sites. “The outline and
treatment was bold and angular, with an archaic feeling conveying the impres-
sion of great antiquity. They bore the same relation to the more delicately fin-
ished and highly ornamented sculptures of Nimrud, as the earliest remains of
Greek art do to the exquisite monuments of Phidias and Praxiteles.” Such is
Layard’s judgment, though I would not always swear by it in matters of art.
Nevertheless these sculptures are of great interest because of their undoubt-
edly archaic type, and especially because of features that are related to what a
European interpretation made out of Asiatic artistic traditions in its earliest
attempts. Even though they are more exaggerated and rawer in certain details
(for example, the sinews and muscles of the body look as though they have
been applied like a rope), they in no way relate to the sculptures of Nimrud
and Kuyunjik in the manner described by Layard. To all appearances they are
older than the style we wish to call Assyrian; in other words, they antedate the
time at which the old Chaldean-Babylonian civilizing principle changed into
the Assyrian—even though a system of dressing clay and brick walls with
stone tablets, not found in ancient Babylonian masonry, does appear here for
the first time. Its use, however, was still limited to dressing doorways with this
durable local material.
The same traces of ancient Asiatic culture and art, which probably extend
back historically far beyond the Babylonian and Assyrian empires, are found
spread all over Asia Minor, Syria, and Phoenicia, down to the Mediterranean,
and over into Egypt. They take the form of moundlike brick terraces with
traces of an earlier dressing of the building masses by incrustation of the most
varied kinds. They are like artificially raised and extended natural mounds.
Fortified slopes to render them inaccessible and secure have survived in good
condition here and there. For example, at Bir on the Upper Euphrates a
fortress stands on an artificially raised natural rock. The interior contains
vaulted passages (syringes); the exterior consists of inclined walls built with
colossal stones. At the time of [Richard] Pococke’s journey this fortress still
had a Roman defensive system with ancient artillery, catapults, slings, and so
on. Similarly, the castle of Aleppo is an artificial cone with an oval ground
plan, but it may originally have been a stepped pyramid in the Babylonian
style. Yet the ashlar blocks on the inclined walls date from the time of the
Crusades. Incidentally, the Aleppo plain is strewn with such Babylonian pyra-
mids: some are almost two hundred feet high and still have traces of temples
at their peaks.22! These indestructible boundary posts of human memory
extend to the sandy Arabian deserts—to Hama and Edessa—where an oval
citadel with recognizable terraces of stone-paneled clay brickwork once bore
the notorious sun temple of Heliogabalus. At Damascus there is still a suburb
built on the terraces of a Babylonian castle. But we will leave the ruins of this
most ancient civilization for now, though they could be pursued still further.
Let us return to the place from which it all started —the alluvial valley of the
lower Euphrates.2?2
Our ideas about the nature of this lost architecture are naturally almost as
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formless as those brick hills themselves, worn down by the millennia that
have passed over them. We are least informed about the architectural orders
that must once have enlivened and adorned them, and we can speculate only
by analogies with later works in the Assyrian, Babylonian, and Persian styles.
For what has been found (for example, the cylinder decorations on wall niches
and recesses) cannot be integrated into a whole that would obtain form. We
cannot even demonstrate that it originated in the ancient Babylonian period,
just as we could not for those remarkable stucco fragments of a Corinthian
order found inside the tomb chamber at Warka. All we can do therefore is
establish the principle of the incrustation of wall masses constructed out of
raw or fired brick, in an extension of the principle that permits no exceptions.
In doing so, it would be good to start by showing which of the various incrus-
tation methods was the earliest (besides the primeval tapestry, whose priority
I am permitted to assume, given our remarks above) and thus which one
determined the style of those that followed.
We know from biblical and secular writings that the Babylonians used
bitumen as a binder and as a dressing medium for their walls and even for
their timber constructions. But we also read of contemporaneous or even ear-
lier works that were built and dressed with gypsum and lime. This material
was used in building the Tower of Babel. The fingers of God wrote the damna-
tion on the gypsum of the wall of the king’s palace. Asphalt was not actually
indigenous to Chaldea, the motherland of this custom. This material was
adopted later, when civilization had already moved upstream. The reed mats
with braids that protruded between the courses of brick (we know this prac-
tice from China) served primarily to permit a stucco coating on the clay that
would be durable and remain firmly attached. In short, the first architectural
coating in this country, as in China, was probably plaster. It was on such sur-
faces that wall painting and sculpture developed — although it is still debated
whether the latter evolved later, simultaneously, or even earlier than the for-
mer. The two could be said to be simultaneous in the sense that smooth walls
were decorated with painted reliefs, a process I believe to be older than
abstract painting. Next we encounter incrustation by means of glazed bricks,
executed like a mosaic. This remarkable appearance of mosaics and glass
painting on the horizon of architecture will concern us later. It is no less inter-
esting than those glazed coffins whose ornamentation distinctly resembles a
wrapped corpse as executed in clay. For this one does not necessarily have to
think of Egyptian influence. These coffins do not imitate mummies but simply
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wrapped corpses. The transition from a burial shroud to a clay covering for
the body is no more abrupt than the transition from a tapestry wall to a wall
encrusted with gypsum and clay. Each phenomenon helps to explain the other,
and the former amply confirms my view of tapestry as the basic motive of all
decorative wall dressings. The transition to fired clay, a more solid material, is
very direct. If there had in fact been Egyptian influence, it would have medi-
ated this transition very differentl y means of the wood and stone style.
—by
The incrustation of walls with stone is not yet customary at this point, but
its beginnings can be seen as soon as Chaldean culture extends to the more
northerly region, rich in stone. Of course, this is a tertiary, or even a more dis-
tantly derived stylistic metamorphosis.
As far as I am aware, no traces have survived of wood and metal incrusta-
tions, with the exception of some small gold plates that could hardly have had
any other purpose than to dress some other material, probably wood. But we
do know that these plates were used at a very early stage and can assume that
this was also the case here.
Of the tectonic elements of the ancient Chaldean style, by which I mean
columns and the roof that they supported, we have no direct evidence. There-
fore we must base all our assumptions on later, and also very uncertain, data
offered by the Assyrian, neo-Babylonian, and Persian styles. Still, the discov-
ery in the midst of an ancient Chaldean ruin of a Corinthian entablature with
corresponding stucco columns is a striking one.
§ 70 Assyria
The Chaldean cultural idea was reformed and acquired a new power center
on the banks of the upper Tigris at its confluence with the upper Zab, which
flows down from the Arrapachitis Mountains, the range that divides Media
from Assyria. The foundation of the new empire is linked with the mythical
names Ashur and Ninus. According to a report or legend that comes down to
us from Diodorus, Ninus, probably a vassal of the ancient Chaldean empire, is
said to have formed an alliance with nomadic Semitic tribes and, with the
help of these warlike Arabs, subjugated the southern cities and the whole of
western Asia, apart from India and Bactria. After securing his dominion he
founded the city of Nineveh and divided the surrounding territories among
the city’s new inhabitants. After his death a tomb of enormous size was built.
According to Ctesias it was nine stadia tall and ten stadia in its lower diameter.
The ruins of the works established by the city’s founder and his successors,
only recently brought to light, provide us with detailed information about the
form of society and the state of the fine arts, which, with only minor changes,
remained the same for millennia in this cradle of human culture (according to
Rawlinson the empire lasted from the thirteenth to the seventh century B.C.).
Although they are relatively recent by comparison to the rubble mounds in the
southern regions of the Euphrates Plain, they might have remained silent for
us: even less of their original form had survived than in the case of the
Euphrates mounds, because fired bricks were used less in their execution than
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Both at Nimrud and Khorsabad the rampart walls have in places been exca-
vated to the point where they meet the natural floor. They were dressed with
stone masonry to a varying height. In the oldest monuments of Nineveh this
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consists of a regular limestone ashlar, whereas Botta found on the outer ram-
parts of the later examples a kind of cyclopean wall structure in addition to
regular ashlar. In its solidity and execution, however, it was significantly infe-
rior to Hellenic and Italic construction of this kind, more like a kind of
undressed stone masonry. Yet this opus incertum was found only at the base
of the outer walls surrounding the larger enclosed precinct. The walls lining
the artificial plateau were more carefully built. Their outer dressing consisted
of hewn ashlar, bound to the air-dried brick masonry of the core by deeply
penetrating ties. The most important investigation of them was carried out by
Layard at the foot of the square stepped pyramid that protrudes like a bastion
at the northwest corner of the Nimrud platform. The pyramid’s base is made
up of massive limestone blocks that, at least on the sides unprotected by other
masonry, are as tall as twenty feet in ten layers, each two feet high. Above this
ashlar masonry rises a large-scale dressing carefully executed in large-scale
fired brick. Like the ashlar construction, this may also have been plastered
with stucco or, more probably, bitumen.225 This discovery confirms
Xenophon’s report, in which he gives the ramparts of the city of Larissa
(Nimrud) a base twenty feet high of plastered shelly stone.26
A piece of wall, similar to the base of the terrace at Nimrud, is still to be
found on one side of the great mound of Qal’at ash-Shergat. “It consists of
well-hewn stone or slabs, carefully fitted together, and beveled at the edges.
The battlements still existing on the top of this wall, are cut into gradines,
resembling in this respect the battlements of castles and towers, as frequently
represented in the Nimrud sculptures.”227
I will return later to these Assyrian foundations encrusted with stone. Here
I merely wish to note that they were not set in lime mortar but were tied with
iron anchors, and that it appears the joints and gaps were filled with clay.
The great terraces that formed the principal mass of these artificial
mounds were thought by Layard and Botta to be massive embankments, in
which only the outer dressing was constructed of masonry. Later investiga-
tions have revealed, however, that they too consist of a cellular system of par-
allel walls intersecting one another at right angles.228 The intervening spaces
formed long passages, some of which were filled in while others were used as
living spaces, corridors, storerooms, prisons, or for other purposes. They were
therefore dressed internally with stucco or in some other way. Likewise, the
terrace upon which tall Persepolis stands is hollow and is pierced with long
passages. Hephaestion’s funeral pyre, as we saw, had a similarly constructed
base. These are what the Romans called favissae, which existed underneath
the Temple of Capitoline Jupiter even in the pre-Roman period. The Greeks
called them syringes (pipes), and we could point to similar ones in their cyclo-
pean works in Tiryns and Nauplia. From them the fable-making Epigoni cre-
ated the infamous labyrinths, which are mentioned in the myths of all the
Mediterranean lands and provide one more piece of evidence of the univer-
sal dominance of a homogeneous principle of civilization and architecture
that was disseminated throughout the Mediterranean region in prehistoric
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times. One of the most remarkable prehistoric complexes of this kind, built
of colossal ashlar and skillfully vaulted, is the terrace of the temple at Baalbek.
An artificially created mountain of this kind dominated the plain. At the
top it leveled off in a plateau crowned with battlements, upon which the mag-
nificent royal palaces, temples, and tomb pyramids towered up in irregular
groups, arranged according to principles no longer easy for us to identify, per-
haps even in an arbitrary manner, according to the whims of the successive
generations who were active in its construction over a period of centuries.
Let us dwell first on the floor paneling of these artificial platforms, for it is
not without interest to our theme. Inside rooms and in places that presumably
remained uncovered it was as a rule executed in fired tiles of various degrees of
hardness and color.229 The individual tiles were perfectly square, measuring (in
Khorsabad) forty centimeters long by ten centimeters thick. The paving con-
sisted of a base of unfired clay brick, then a layer of fired tile laid in bitumen.
Small recesses concealed by slabs and containing clay images of idols have
often been found under the floor near the entrances.
Large limestone slabs set into the floors of interior rooms may mark the
places where thrones, statues, or other room furnishings were placed.
Other rooms were completely floored with alabaster slabs, each of which
bore an inscription in which the titles, genealogy, and deeds of the king were
recorded. The same inscriptions can be found on the backs of the same slabs
and on the backs of fired tiles, so their presence by no means proves they
formed the final decoration and visible surface of the floor. In fact, this would
not have corresponded with the other splendors we still find in those rooms,
or with reports from ancient authors, who never miss an opportunity to stress
the exceptional luxury practiced by Assyrians, Babylonians, and Persians in
their carpets and gold-inlaid floors (in contrast to the composition floors of
the Greeks). Either the chambers covered with slabs were only minor rooms
of lower rank, or their floors must formerly have been dressed with carpets,
perhaps even with gilded metal plates, with encrusted cedar panels, or in
some other way. It was only at the threshold that this kind of thing could not
be done, and for this reason it is precisely here that we find stone panels mod-
eled on lavish carpets, decorated with engraved patterns (probably in niello)
and inscriptions (see Layard, 2d ser., pl. 56, and the woodcut above on
p. 139, § 16).230
A complete system of water pipes and drains continued under the floor
panels and was connected with sinks placed in the corners of the rooms.
This raised platform, with its tile facings and battlements that were more
ornamental than protective, had magnificent open staircases and ramps lead-
ing up to its palaces and temples. All that has survived of the latter are the
lower parts of the walls buried under mountains of rubble and earth. That
alone proves that a major multistory building must have arisen above them,
as also follows from the enormously thick walls and the narrow spaces
between them. These passages can be seen quite clearly; they are thirty to
forty meters long but sometimes only six to seven meters wide. They are not
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dictated by the need to divide the space; like the favissae in the substructure
on which they stand, they developed from a structural idea —namely, that of
supporting a multistructured terrace that surrounded a very spacious court-
yard, nearly square in shape. Everywhere this courtyard is at the center of a
multiple belt of encircling walls up to five meters or more in thickness. Oppo-
site this courtyard the greatest splendors of the surviving architectural out-
fittings unfold. All walls are now encrusted inside and out, and the most
significant such ruins reveal the more composite application of the principle
of wall dressing that I described above—in my excursus on the ancient art of
drapery —as a rampant proliferation of such a principle. Following ancient
Chaldean fashion and tradition, one has to think of these spaces as having
been originally dressed with stucco, glazed brick, wood paneling, or in some
other way. Typically this dressing corresponded to the figures and color deco-
ration borrowed from weaving and tapestry embroidery. In ceremonial pro-
cessions, that is, on the occasion of the victorious return of the monarch after
a war of conquest, the paternal halls through which the procession led were
transformed according to a very ancient fashion, though one that is still prac-
ticed (see § 68 above), with tapestries and sometimes with paintings (surro-
gate tapestries) recalling the hero’s most recent deeds. The holy dromos of the
procession was defined by these boundaries. Religious themes were depicted
as well: the devotion of the victor, human sacrifice, and the torture of the
weak and defeated always so pleasing to the gods.
To immortalize this memorable victory celebration, the provisional deco-
rations were imitated in stone—or rather, refashioned in the stone style—a
custom that persisted in imperial Rome. Thus arose the style of Assyrian
stone dressing that became typical for new buildings. Other factors involved
in the manifold development of this style were of a structural—or rather, pro-
tective —kind and favored by the locally available stone. Probably the ancient
Chaldean kings already had a less durable substitute in their empires so lack-
ing in cut stone.?3!
From this it follows—and the point is incidentally confirmed by the quite
analogous position that stone holds relative to other materials in the stylistic
history of sculpture—that, architecturally speaking, these Assyrian alabaster
panels had a late stylistic birth. Order therefore requires that we consider
what existed before those stone wall panels, what they conceal, as it were, in
the lower parts of the walls. We must indeed think of all these rich dressings
on the lower part of Assyrian walls —including those wonderful bucentaurs,
sphinxes, griffins, lions, and the colossal custodians at the entrance to the
royal castle—as structurally speaking completely unrelated to the work. In
fact, even the spatial concept is not first expressed by them; rather, it was
already expressed by the dressing proper of the walls, which were transformed
and adorned at the socles.
Definite traces of this dressing proper have survived in Assyrian ruins, and
much that can no longer be demonstrated has been clearly reported or can be
reconstructed by analogy with other related works. Many rooms— indeed,
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reverse was the case and the later invention did not have sufficient time to
forge a path for itself alongside the earlier one.
In rooms trimmed with stone panels, and especially between the entrance
gates, a number of fired bricks were found with paintings that differ much
from those noted stucco wall dressings — both in terms of the themes depicted
and still more in terms of the technique of execution.
To my knowledge none of these decorated walls has ever been found
upright but only in scattered debris, completely stripped of context, amid the
rubble that filled the rooms and sloped down over the terrace walls.735 Yet
this view seems to be confirmed, and it corresponds to ancient reports on the
polychrome tile decorations of similar Babylonian fortresses and palaces—
that a part of the interior and probably all of the exterior walls of Nineveh in
their upper parts were protected and at the same time decorated with this
more solid incrustation.
Diodorus has preserved a report, probably by Ctesias:
The inner circular wall of the royal palace at Babylon (on the west bank of the
Euphrates) was decorated with reliefs of different animals formed and fired in the
soft clay of the tile; they approach nature in their color and skillful design. Within
this second enclosing wall a third peribolos surrounds the actual acropolis; on its
doors and walls several animals are very skillfully imitated in color and form. The
whole, most of which still survives, represents a hunt of several animals. The figures
are more than four ells tall. Semiramis is depicted shooting a panther from a horse.
Next to her is her husband, Ninus, who is stabbing a lion with a lance.
The Greek mistook for Semiramis the beardless eunuch who accompanied
the king on his hunts and military expeditions and from that built his hypoth-
esis that the citadel was founded by this mythical princess. In fact, he saw
nothing other than what we can still see today on the Assyrian alabaster
reliefs as well as what must have been presented on those Assyrian terra-cotta
walls (apart from scenes of the public and private life of kings), which can be
surmised clearly enough from the broken pieces found.
Thus we have a principle of decoration that already goes beyond the orna-
mentation and imitation of textile models and strives to present and describe
events and localities. Still, it has not completely freed itself from ornament
and embroidered pattern; it represents a transition similar to that made by the
historicized gowns of the Middle Ages, between the earlier broché fabrics to
the later, perfectly developed arazzi fabrics. The framing and separating orna-
ment runs through the scene and bands of cuneiform writing are more decora-
tive than explanatory of the simple intention. In the alabaster reliefs these
bands are applied without any regard for symmetry and beauty, and in most
cases the forms and lines crisscross mercilessly.
So much for the representational content and arrangement of these terra-
cotta images as far as I am able to judge them from the isolated and very muti-
lated pieces that I examined in the Louvre and the British Museum.236
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am convinced that the unfired bricks must first have been laid out and num-
bered on a flat piece of ground and then painted as a single surface.?3” They
were then taken apart and assembled in the same order vertically, as a dress-
ing for the clay walls. When this wall (that is, the entire inner or outer dress-
ing of a spatial enclosure) was complete, it must have been heated sufficiently
to transform the highly fusible paint into a glaze, and at the same time to pro-
vide the clay tile with a thin terra-cotta crust. This was encaustics in the most
genuine and perhaps oldest technical sense of this word, and the highly fusible
siliceous compound with which they painted, similar to water glass, was in
fact closely related in its chemical properties to the wax used for later encaus-
tics.238 Wax enamel was probably first discovered and used for materials that
could not take high levels of heat, such as ivory or marble. For highly com-
bustible wood the wax was first melted, or even dissolved in volatile oils, then
applied with a brush as a coating and binding agent for the colors. Perhaps
the most ancient encaustics used bitumen, and the enameling on tile was later
derived from this.
Already several years ago—in my small book Die vier Elemente der Bau-
kunst, as well as in various essays published in English—I first proposed my
hypothesis about glazing entire air-dried tile walls that had already been
painted and the shallow hardening of the clay mass that resulted from the
firing. Later I was not surprised to find it confirmed by Babylonian docu-
ments discovered and publicized by Colonel Rawlinson, that most esteemed
scholar of Oriental antiquities and decipherer of cuneiform script. In a lecture
given in Bombay for the Asiatic Society, that distinguished scientist reported
on the content of cuneiform inscriptions on clay cylinders that he had found
immured at a carefully chosen site in the ruins of Birs Nimrud, near Babylon.
According to these inscriptions, Marduk-nadin-ahhe, the conqueror of Tiglath-
pileser I, built a temple of the seven spheres there in 1120 B.C., which was ren-
ovated by Nebuchadrezzar in 580. The temple had seven stories, each with a
planetary color: black, orange, red, gold, white, blue, and greenish silver, cor-
responding to the heavenly bodies of Saturn, Jupiter, Mars, the Sun, Venus,
Mercury, and the Moon. “The color was fired into each individual tile, but
the floor of Mercury, through an intense and sustained firing, had preserved
the slag blue emblematic of this planet.”23°
The sides of the fired tile cones that remain in place on this most ancient
monument (which Nebuchadrezzar merely restored) are still covered with
remnants of this remarkable glass incrustation, confirming the accuracy of
Rawlinson’s interpretation of the cuneiform inscriptions. Some have fanta-
sized that the tiles were glazed later by a great fire set by poor inhabitants of
the area who wanted to burst open the tiled masses with heat to make it easier
to carry them away —as if Birs Nimrud were in the middle of a jungle and the
poor brick-grubbing inhabitants of Hillah could have easily collected wood
in the quantities necessary to achieve this end. Equally inadmissible is the
hypothesis that a fire from heaven or a lightning bolt might have vitrified or
split open the whole mound.
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323
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324
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329
Semper
But although earthy and metallic substances were used by the Assyrians, it is not
improbable that vegetable colors were also known to them; they may even have
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been employed in painting their sculptures.... Dyes of the finest quality, particu-
larly reds and greens, which even European ingenuity has been unable to equal, are
obtained by the inhabitants of Kurdistan from flowers and herbs, growing abun-
dantly in their mountains. The art of extracting them is not a recent discovery, but
has been known for ages to people living in the same country; as we learn from the
frequent mention of Babylonian and Parthian dyes by ancient authors. The carpets
of Kurdistan and Persia are sill unrivaled, not only for the beauty of their texture,
but for the brilliance of their hues. From the ornaments on the dresses of the figures
in the Assyrian sculptures, we may conclude that similar colors were extensively
used, either in dying the garments themselves, or the threads with which the mate-
rial was wove.24¢
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stoas were decorated with silver and gold fabrics; that other rooms were
dressed with solid gold as well as with paintings; and that the images on the
peploses of the walls appeared to have been taken from the Greek legends of
Orpheus, Amymone, and Andromeda. Another room had a sapphire dome
shaped like the heavens with gold images of the gods above it, as if shining
down from the ether.
It would be more original and interesting for us to learn something about
Assyrian and Babylonian paneling. All we know is that despite the lack of cer-
tain kinds of wood (the country produced only poplars and palms) it was still
a very important architectural material, so much so that the Greeks appar-
ently considered wooden dressing to be characteristic of the Babylonian archi-
tectural style.
Xenophon has his fictional hero Cyrus encourage the storming Persians by
saying that Hephaestus would fight with them, for the cedar gates and colum-
nar halls would provide a choice dish for their torches.
The cedars of Lebanon that were supplied for the palace buildings of
Nimrud are mentioned in a cuneiform inscription quoted by Layard, and his
workers made a watch fire from cedar beams felled for the temple three thou-
sand years earlier.
Apart from the authentically Asiatic gold dressing of the panels, these
beams may also have been covered and ornamented with costly woods,
mother-of-pearl, glass, and stones as well as with paint.247
Carved ivory accessories gave them a special richness. Layard has found
interesting fragments of this sort at Nimrud. Considered in themselves they
are remarkable specimens of a type of sculpture we do not know how to clas-
sify properly, but in the context of the rest of the room decoration they offer
extremely interesting material for our theme.
It is unlikely we will ever discern and know all the stylistic peculiarities of
the famed wood paneling of Assyrian, Phoenician, Jewish, Chaldean, and
Persian architecture, or know how familiar they were at the time with tongue-
and-groove or framing planks—in other words, with carpentry proper.?48
The latter was an art from which many architectural and ornamental forms
emerged that then became established in other materials and altered the style
of their technique. I will illustrate this with an example from metal technol-
ogy: the bronze doors made in earliest antiquity to secure and glorify the tall
royal halls and temples. Two quite different principles were applied in their
construction, one of which is obviously the older and more original, whereas
the other belongs to a relatively late artistic period. The older principle simply
involves reinforcing the wing of a gate (artlessly assembled from boards) by
covering it with sheet metal fastened to the wood with rivets and nails. It is
perhaps one of the oldest applications of empaestics for building purposes.
The other principle is certainly derived from the art of fashioning a more or
less complicated system of timber construction by skillfully fitting together
smaller boards. This system resisted the material’s tendency to warp, become
crooked, and dry out, and it mitigated other adverse affects. Following an
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ancient tradition, they liked to dress these examples of carpentry (no longer
flat but assembled from filler and framework) with sheet metal. The inner
construction naturally constrained the lineaments and reliefs of its visible,
external garment. The basic features of the metal dressing’s ornamentation
were given and fixed in this way as a new and fertile decorative motive, but
they also continued to develop in other directions.
At the same time, this combination of raised and recessed areas on the sur-
face improved the strength and rigidity of the metal. Once this was recog-
nized, a very far-reaching principle of construction was based on it, which we
will now consider in detail.
The discovery was that the metal sheathing, rather than the dressed
wooden core, could give the system the rigidity it needed. This happened well
before the earliest documents of the history of art— both monuments and lit-
erature —and, probably by a purely empirical route, it led to the application
of the enormously important principle of hollow-body construction and cor-
rugation to architecture. Using this technique, curved and pleated metal can
enclose a room of suitable stereometric shape as an envelope and achieve the
greatest firmness and stability with the least material expense.
Or had those ingenious successors of old Tubal-cain, “the masters of every
kind of bronze and ironwork,”24? already gazed deep into the innermost laws
of nature, which produces all its organic forms according to the tubular sys-
tem, as is clear from the architecture of the simpler organisms of the vegetable
kingdom? It is conceivable that the unbiased mind of primitive man, whose
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creative instinct had not yet been blunted by theory, intuitively came to realize
something that our abstract science has established only with difficulty—
without, however, touching upon the aesthetic issue. Be that as it may, it
remains certain that this tubular system, combined with the basic principle of
welding and pleating metallic and other laminated bodies, was a factor in
architecture very early on. It proved to be especially fruitful in tectonics and in
a purely structural sense but also in a stylistic-theoretical one. We will pay
particular attention to the last of these in what follows.
Examples have survived from antiquity of both the older method, which
involved simply covering the surface of wooden boards with sheet metal to
dress walls and seal rooms, and the later method that imitated carpentry and
framing by using hollow metal shapes. Because of the ephemerality of wood,
329
Semper
the former has survived only as thin individual bronze plates, many of which
have been found in Etruscan tombs, where their context is no longer clear.
Excellent examples of the latter have survived, among them the door of Santi
Cosma e Damiano, which represents the oldest style and still takes the form of
a simple imitation of a wooden paneled door. It is said to have belonged to
the ancient Temple of Remus. The famous doors of the Pantheon, with their
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bronze posts and lintels, combine the panel system with the tubular system.
The gate wings, in fact, consist of two panels of cast bronze separated by a
space and connected only on the four panel edges. The same monument still
had many other examples of ancient bronze tubular construction at the time of
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Serlio, but they were shortly thereafter removed by Bernini—both to recast his
Baroque baldachin in Saint Peter’s and to make cannons. The inner dome of
the Pantheon was completely covered with metal and the ceiling of the portico
consisted of a bronze barrel vault suspended from rectangular metal beams.
It seems that this later style came into prominence only after the art of
casting had been perfected. Although the Greeks used metal for dressing their
buildings and above all for door mountings and frames, it remains uncertain
whether these mountings always had a wooden core or whether some were
made in the second style as well.259 A passage in Cicero on metal decoration,
in which he accuses [Gaius] Verres of having taken the doors of an Athenian
temple to Syracuse, seems to confirm that the magnificent doors were only
partly lined with metal.
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Ancient roof truss in the porch of the Pantheon, after [Sebastiano] Serlio
Rome also had many doors that were not cast but simply mounted with
sheet metal in the old style. [Flavius] Stilicho was ordered by the emperor to
remove the gold plates from the doors of the Capitol to fund his preparations
for war. Some of the doors of Hagia Sophia in Constantinople, including their
Soil
Door of Hagia Sophia in Constantinople
cladding and topping, are still completely covered with sheet metal entirely
in the antique-Asian manner. They give the clearest idea of construction
methods that were dominant in Assyria and probably across the Orient in
antiquity, for which reason I enclose an illustration of such a door, after
[Wilhelm] Salzenberg.
Later, in our discussion of Roman wall decoration, we will see how car-
pentry and the framework, in a purely decorative sense, influenced the archi-
tecture of antiquity. Like so much late Roman art, it shows the influence of
Asiatic customs, or rather, the direct imitation of Oriental motives. We see
and recognize the latter in part in their reflection thrown back by the late
Roman period, which is more familiar to us.
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During the Middle Ages this branch of art had to undergo this process of
development again in almost the same way, and we will discuss that in the
appropriate place.
This leads us to another very important question concerning the roofing
system and column orders associated with the Assyrian style.
It has been established that the horizontal ceiling combined with columns
and gable roof yielded the fundamental organic motive of Assyrian architec-
ture and its related styles, as it does in the arts generally. It has also been
established that the vault, although much used for purely structural purposes,
was not properly an architectural element, or at least did not fundamentally
influence the higher style used for temples, palaces, tombs, and the like. We
know this from sculptural images and also from information passed down by
the ancients —indeed, from contemporaneous documents — insofar as they
have been reliably deciphered. And yet no trace of columns has survived, with
the exception of some stone pedestals or bases, which probably once bore
columns or columnlike steles, and also of some very interesting bronze details
that are thought likely to be dressings and decorations for timber columns.
The reason no trace of columns can be found among the extensive and much
plundered ruins of Nineveh and Babylon is that they were executed partly in
wood and metal and partly in brick, and have long since broken down into
their component parts.
In the architectural style with which we are presently concerned, the col-
umn was much nearer to its origins, much less transformed by a monumental
conception and translation of its basic form into foreign materials, than in
any other antique style known to us. In this regard it is to some extent compa-
rable with the form that has survived in India and China, that is, a compromise
between furniture and a fixed architectural member—but as a transitional
form it was far more sharply defined and more nobly shaped than is the case
with the styles of eastern Asia.
As a domestic item, the column and its beam were still in principle neces-
sarily detached from the house and not structurally linked to it, at least not
conceptually; they were therefore also exclusively interior and developed in
hypostylar but not in peristylar arrangements. There are no signs anywhere
that columns served any purpose other than to support a protective ceiling in
the interior of an enclosed courtyard space or as an intermediate support
between a pair of orthostats (antae). In both cases the column functioned and
was characterized (both in itself and in combination with what it supported)
in a way different than, for example, its use in the Greek peripteral temple.
We will return to this distinction, which is related to the difference between
the Doric and Jonic order, in the appropriate place.
As a transitional form between furniture and the monumental column,
we may rightly consider the Assyrian column in connection with household
furnishings, about which we have more precise information. In this context its
nature and its parts will become clearer and afford us some not unimportant
general stylistic remarks.
333
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Tables, thrones, chairs, stools, baldachins, and other furnishings are car-
pentry work (pegmata), consisting of the same elements used in the larger
pegma of the columns and beams supporting the ceiling of a room. The two
functions of supporting and bearing are represented in the simplest way by ver-
tical posts and horizontal joists or beams. The ceiling framework is, so to
speak, furniture set up in the courtyard, which forms the center of each corps
de batiment of an Assyrian palace complex and to which all other parts relate.
Often this pegma is an actual piece of furniture, or close to it, and has to sup-
port only a light tent roof of woven fabric, as we know from certain accounts
in the Old Testament and even from cuneiform inscriptions, if Rawlinson’s
interpretation can be trusted. But even the solid ceiling with its columns, con-
sisting of jointed panels with beams below, retains a certain independence. It
stands in the hall as a self-supporting pegma, without being connected at all
with the masonry that encloses the hall. The stylistic idea behind the latter is
that of a prop, of which the ceiling is completely independent.
As the luxury of furniture certainly predates the architectural extravagance
of timber ceilings, I detect the prototype of the latter in household furnish-
ings, or rather in furniture made by carpentry. This hypothesis, or rather this
fact, is of enormous importance: first in terms of the expression and form of
the general structural idea inherent in the antique ceiling system, and second
in terms of the architectural expressivity the ancients invested in the masonry
wall, which was independent of the ceiling system. I will not pursue this
hypothesis any further here, because it is far more relevant to the section on
tectonics. It suggests, however, that we should look to the decorative details
and proportions of Assyrian furniture for the models and starting points of
those art-forms and proportions that the Assyrians transposed to their col-
umn orders, which had not yet been translated into a stone style but stood
materially on the same level as furniture. With regard to column orders, this
hypothesis will lead us back to that same remarkable principle of tubular con-
struction already encountered in striking form on several occasions in the
construction of massive terraces with pipelike passageways and vaulted tun-
nels. It is, as it were, the basic structural idea of Assyrian-Chaldean architec-
ture —or rather, all Asian architecture.
The household furnishings that we know from images and from actual
finds represent furniture proper: chairs, thrones, stools, tables, candelabras,
baldachins, altars, steles, chariots, couches, and so on. Then there are vessels
and other furnishings, including tripods, fonts, and fountains. Finally there
are jewelry, weapons, and other objects that have to do with the dressing,
care, and protection of the body.
All are extremely interesting technically and formally. They have some-
thing original to them, and wherever we encounter long-familiar forms in
them, these appear without a doubt to be stylistically older types and expres-
sions of the idea. In many ways they differ fundamentally from other known
antique furnishings, but even their differences prove they are more original
and the latter are derivative. Thus, for example, all furnishings that can be
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rapidly and surely drawn by fleet horses and easily carried by a single man. It
is obvious that they were hollow and that their linear, square, and full forms
conformed to the principle of tubular construction. In this respect they con-
trast so vividly with the Egyptian chariot that one has to assume there must
have been a number of transitional styles between the two.
SSIS)
Semper
Inlaid work in wood, the use of ivory, metal, amber, rare kinds of wood,
tortoiseshell, mother-of-pearl, and costly fabrics were, incidentally, no less
familiar to the Assyrians than to the Egyptians, Phoenicians, Jews, Greeks,
Etruscans, or any other ancient people skilled in the arts.*5! In the style of
these works, the Assyrians again show that they were probably its first origi-
nators. That ivory was previously used for these purposes in the regions of the
Euphrates seems to be proven by the fact that this costly material was princi-
pally acquired from India, with Assyrians as intermediaries.
Nevertheless, one may still doubt that the technique of dressing wood with
metal is—as I suggested above — older and more primitive than both carpen-
try proper, based on the principle of stick construction, and the inlaid work
associated with it. Perhaps they were twins and became united in cast metal
with inlaid work, a technique that is in any case secondary. Likewise, the
question arises whether inlaid work, or intarsia, already practiced by savages
on their weapons and equipment (one is almost tempted to trace it back to the
custom of tattooing), should be seen as a more durable kind of painting, or
whether the painted ornament is a cheap and easily executed substitute for
intarsia, which was older or at least was earlier elevated to an art. And how
does relief relate to the two methods of surface decoration just mentioned? All
of these are important questions for a theory of style, which we will encounter
wherever we find traces of early artistic activity.
Whatever the answer may be, it remains certain that for architecture the
first process mentioned — of dressing wood with metal—must also claim our
attention first because of its early application in this art and because of the
important consequences that resulted from that. In fact, it was from this
process that the canon, the organon of classical architecture, emerged.
The decorative details on Assyrian furniture, which carry the stamp of
great originality in this respect, arose in three ways. First, they had a purely
technical origin, that is, they emerged from processes applied during their
manufacture. Second, they were utilitarian in origin; they related to the use of
the whole or to the way in which every part worked with other, differently
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functioning parts of the same system. Third, some of them were of tenden-
tious and symbolic significance.
These tendentious-symbolic forms almost never appear purely as such and
for themselves alone but usually with a secondary technical or utilitarian
meaning, which often becomes the main idea. The Assyrian style is extremely
important and interesting for the theory of art-forms because here the sym-
bols fully retained their tendentious meaning even as they were consciously
and skillfully used by the Assyrian masters in a structural-symbolic way or
with utilitarian implications.
As for the aforementioned technical elements of form, they must have
derived almost exclusively from that metal art I have called empaestics.
Initially, the forms were full, inelastic, and completely rigid. The support and
bearing pieces were either square in section and uniformly parallelepiped or
circular in section and grooved, scaled, or corrugated in some way. Finally,
their peculiar form reminds us of sheet metal pressed onto wooden dies using
a lathe or some similar mechanical device. This process is still frequently used
by tinsmiths in hardware fabrication because it easily produces cheap yet lux-
urious goods. Its peculiar style is, however, no longer acknowledged or con-
sidered in the least. Only the Hindus and other Asians who practice industry
have retained it as a tradition and even now achieve wonderful things in it.252
The results of the incrustation method just mentioned find their natural place
only on the rising, vertical, supporting parts of the pegma, especially at the
bottom, as in the example shown here from the earlier Assyrian period. It was
roeeeneae
A
Assyrian chair
used extravagantly by the Persians, as may be seen in the thrones and high
pedestals upon which such thrones were erected or upon which the great king
made his offering. Depictions have survived in Persepolis and on royal tombs.
Conversely, the motive seems to have been used less frequently in the period
between the early days of Assyrian power and Persian rule.
BS)//
Semper
Rais
ae sai So
SOLIDLADLES SHDN
TTT AT
SANT
Btsasetuasassastta
Dra
uy
ilta =
Etruscan furnishing
The Etruscans, the most skillful metal technicians in the ancient West,
developed it further, but it acquired new life and its most delicate structure in
Greece. It appears with exquisite grace on hand altars and candelabras of the
older style, couches, chairs, tripods, and other tectonic products of these two
peoples.
A second, specifically technical motive is the seam, which was used extrav-
agantly for Assyrian furniture and utensils.
Sheet metal can be assembled into rigid tubular and hollow shapes only by
means of this type of joint.
The seams were formed by folding and riveting; soldering came later.
Soldering was unknown to the most ancient metal technology, but the pre-
tension of the Greeks in giving their countryman Glaucus of Chios the honor
of inventing this process is—as in most such cases —absurd.?53 It had been
known and applied in numerous ways by Asians and Egyptians much earlier.
Folding, that is, bending metal surfaces at the edges, both reinforces and
stiffens the hollow system. T-sections are produced in this way, and their mer-
its have been recognized and emphasized by the latest theory (see the figure
on p. 329):
Riveting is a type of ligature that in metal structures produces a particu-
larly fertile decorative element when applied on its own or in combination
with folding. The surface is enlivened by a skillful arrangement and by euryth-
mic alternation of decoratively shaped nail heads that shimmer with metal in
a contrasting color. Riveting and folding clearly shine as a material motive in
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339
Semper
on the broadest static base and its feet all terminate in points, which mini-
mizes their contact with the floor. The idea of mobility inherent in furniture is
expressed in these Assyrian furnishings in yet another symbolic way that is
related to tendentious symbolism. Thus I prefer to discuss it first in connec-
tion with the latter. The same applies for other very interesting symbols that
convey the structural and functional purpose of the parts, which occur on
these objects with remarkable naiveté. Therefore the tendentious-symbolic
components of Assyrian furnishings should now be discussed.
Everything of this kind that is evident in furniture is also found on wall
decorations and is obviously part of the iconography of the Assyrian-
Chaldean religious system, but it would be entirely unsuitable, as well as
superfluous, for me to go into that subject here. They are partly symbols in
the proper sense of the word, partly figurative representations of gods, protec-
tive genii, rulers, and their slaves. They are woven into the compositions in
various ways and more or less blend into the structure of the objects. This is
particularly true of symbols proper, among which the most frequent and most
important is the sacred tree —that entanglement of plants so often mentioned,
whose components have been conventionally and ornamentally prepared
through long use as religious symbols to function as analogues from nature.
As such, they generally serve to symbolize a structural or functional idea,
which invests them with a double symbolic meaning. For example, struts and
even the supports of thrones, altars, tables, and other furnishings, together
with their splices and sleeves (tepdvat), are often shaped like the trunk of a
sacred tree, with its breaks characterized by leaf volutes (see the woodcut on
p. 153).
Evidence of the origin of this very pervasive tectonic ornament may be
seen on the oldest furnishings, such as the chair depicted on page 337. Here
the origin functions as a symbol in a dual sense: it organically enlivens, as
it were, the sleeve of the spliced member and at the same time marks the chair
as a sacred object. The idea grows weaker and later degenerates into the
excessive use of leaf volutes (see the woodcut on p. 274). Finally, the memory
of the origin of this ornament disappears completely with the Persians. The
series of volutes is applied thoughtlessly and in garbled fashion in all the
wrong places. Thus we find, for example, the fourfold double volutes stand-
ing upright, awkwardly joining the shaft of the Persian column to the capital
proper (see the facing woodcut).
Similarly, this volute break, combined with a palmette growing out of it,
serves as the crown of an upright construction member (as in the second fig-
ure on p. 342).
The structural idea reinforced and symbolized here is the same, except that
an upright organism is terminated at the top. I have already presented on page
252 a drawing of such a metal crown in the British Museum that functions
materially and formally as a terminating sleeve on a spliced hollow rod.
The Ionic volute capital seen in well-known depictions of Assyrian archi-
tecture—perfectly exemplified by an ivory fragment found among the Assyrian
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341
Semper
342
Textiles: Technical-Historical
yet detached itself from ornament; the latter therefore retains a higher signifi-
cance than that of mere adornment.
Greek art, by contrast, splits this double meaning and assigns to each
its rightful place. It conceives ornamental symbols above all in a structural-
functional sense, with any reference to the tendentious meaning they still
retain made as mild and faint as possible. It allocates to higher art its neutral
fields, where it can develop freely, independent of the structure and the imme-
diate material function of the system.
The powerful but unfree and lower expression of the will displayed by
those fabulous Assyrian beasts makes them, as I have said, particularly suited
to express certain ideas of purpose that an artist includes in his work. The use
of these animal forms elevates the dead piece of furniture to the status of a
person and individualizes it. Just as vegetal ornament re-creates a structure as
an organism, animal ornament raises dead household furnishings to the status
of a voluntary or involuntary domestic animal! When I give a piece of furni-
ture feet in the shape of lion’s paws or deer’s hooves, I define it as an object
that moves according to my will, or at least as one that can be moved. I have
the ability to adjust symbolically the degree of mobility that I wish to give it!
A post’s capacity for support and verticality is given living expression when I
invest it with those forms that carry out a similar function in the animal
world. The leg supports, the head is held erect, thus I need only these two
symbols to define the matter fittingly and succinctly. The backs of many
domestic animals are used for carrying, thus one gives bearing elements — the
horizontal rod above the vertical supports of an armchair, for example—a
faint resemblance to an animal’s back.
There are certain limits imposed by good taste to be observed, and it is
easy to go too far, as is demonstrated by the animal-shaped chairs and
couches of the Egyptians, which were naturalistically conceived and yet stiff.
Even the Assyrians were too far from the Greek level of taste in this regard.
Their baroque and inorganic combinations of heterogeneous animal forms,
avoided by the more sober Egyptians, were a sin against the rules of formal
beauty; their forms and models were ponderous, more frightening than beau-
tiful, and display little progress in higher art. And yet it was from such fantas-
tic growths that Greek art flowered, not from the rationalistic and desiccated
stem of Egyptian art.
Good taste and common sense require above all that one select from the
analogy or model only those properties and characteristics that illustrate the
idea in question. Anything indifferent and especially anything unduly striking—
that which is unique to the model but should not be given voice—should be
omitted. To do otherwise would be to say too much and thereby cloud the
intended meaning. Thus, for example, a vessel or other utensil that stands on
naturalistic animal feet captured in the act of running or jumping would no
longer be symbolically identified as something movable but as something
actually running. In general this cannot be the intention, although sometimes
there is sufficient reason for it. Peter Vischer had this in mind when he placed
343
Semper
his sepulcher for the Sebalduskirche, whose basic motive is a funeral bier, on
snails. The French sculptor Jean Cousin, following older medieval models,
expressed the same thought much more nobly when he had the arc of Saint
Geneviéve borne by angels.
A very original use of mystical animal symbols in a functional sense is seen
in the remarkable bracket capitals of the Persian column order, consisting of
two powerfully curved animal necks that grow into a single back, upon which
epistyles are mounted. This motive must have been very popular with the
Persians, as it also occurs on the sculpted facades of royal tombs, first below
as a column capital, and then above on the elevated scaffold, the solium, upon
which the king made offerings.255 The platform of this scaffold was borne on
joists, each end of which terminated in the forepart of a horned monster.
No trace of this motive, which was later imitated by the Greeks, is found
on Assyrian reliefs or on the other objects that have been discovered. Perhaps
their proper sense of monumental style led them to prefer vegetal symbols;
perhaps chance has decreed that we will never get to know their interior ceil-
ing joists, which as quasi furniture were probably suitably shaped in a similar
way. But we do see a similar motive on some utensils, on weapons and stan-
dards, like the one illustrated here: a monstrous double head with a single jaw
that forms the attachment by biting firmly into the bearing member. Here, as
in many other motives, the animal element is expressed in a symbolism that is
not functional but structural. As the jaws do here, the claws of beasts, and the
beasts themselves, often serve to express the joining of parts that were origi-
nally separate (see accompanying figure).
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I would not have lingered so long over Assyrian art and especially its fur-
nishings if the most intimate connection between Assyrian art and the column
order developed by this nation had not already been demonstrated, and if I
had not been convinced of the importance of the insights afforded by the
recently discovered Mesopotamian antiquities to a general theory of style.
The existence of columns in Assyrian architecture — indeed, of fully evolved
column orders —has been demonstrated, even though only isolated fragments
have survived. But these fragments are sufficient to confirm my assertion that—
following the model of Assyrian furnishings —their development evolved
from a solid-core wood style to a tubular metal style. In the end it is not essen-
tial to know what point was reached in this evolution or to what extent this
metamorphosis was realized.
The column fragments that have been discovered, all in bronze, are identi-
cal with the components of the columns at Persepolis.25”7 Only the striking
motive of the bracket capital, which is so characteristic of the transition from
the movable tent support to the monumental column, has not been found,
except at the royal palace and tomb of the Achaemenids.?5% Vertically placed
volutes and column bases completely appropriate to the stylistic transition
described above have, however, been found.
I have pursued these architectural forms to a point where they no longer
belong to this section, and so I will have to return to them in the sections on
tectonics and stereotomy.
Finally I must mention Assyrian bronze vessels, for they too belong here in
terms of style. All are beaten works and are for the most part emblemata or
symbola in the most specific sense of these synonymous terms, that is to say,
they are the inner metal lining of larger vessels made of other materials.259
They are of considerable interest in many respects: both because of the tech-
niques applied in their manufacture and ornamentation— specifically, because
they are beaten work (sphyrelaton) of a rather peculiar kind and because they
probably functioned as a ground for enamel painting that has disappeared—
and because the manner and choice of themes represented and the foreignness
of their style do not point to Assyrian manufacture. I will, however, defer
closer consideration to a later section of this work.26° This also applies to
other cast metal objects, about which all that need be said here is that stylisti-
cally they are beaten works. They are usually cast over iron cores or, like the
beautiful Khorsabad lion, completely full and solid. The Assyrians’ preference
for solid casting is confirmed by other examples as well.26! It disproves noth-
ing discussed above but merely demonstrates that the Assyrians were inexpe-
rienced in casting metal. There are also examples of hollow metal casting used
for furniture legs and other purposes.
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translation than the one now available and that they will successfully explain
these and other ancient documents on the oldest customs and art.
The richness and splendor of its buildings far exceed anything one sees in other
cities. It is set in a hilly region on the slope of Mount Orontes and is without walls,
though it has an artificial castle mound of astonishing solidity. Below this is the
royal palace, of which I do not know whether it is better to speak or to remain
silent.... The palace has a circumference of seven stadia and the magnificent way in
which it is built is evidence of the power and understanding of those who built it.
Although all woodwork is in cedar and cypress, nothing is left bare. The beams,
panels, and columns in the halls are dressed with sheets of gold and silver. All bricks
are of silver. In the temple itself are columns covered with gold. There are silver
roof tiles and even gold and silver wall bricks,2®4 the value of which is estimated at
four thousand talents <six million talers>.
This is indeed the most remarkable of the passages from antiquity that dis-
cuss the columns of Median and Assyrian architecture, and it completely con-
firms the preceding points!
Information on the gold-covered roof tiles suggests decorated, and there-
fore visible, high roofs. Their use is confirmed by individual images of such
buildings with frontons and raised roofs that appear on Assyrian reliefs.
The Englishman [William] Ouseley found a column in the environs of the
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mound on which the castle stood, corresponding precisely with those of Djil
Minar (Persepolis). Perhaps in Media the material change to the column order
and the transition from the old tubular steel to marble had already begun.
This question will be considered more closely in another section of this book.
§ 73 Susa; Persia
The city of Susa is said to have been built by Cambyses using Egyptian
architects, but it existed as a city before his time. What remains are great
mounds of brick and colored tile, which are certainly no smaller than those at
Babylon. Remnants of columns quite similar to those of Persepolis have also
been found.
These important Persian monuments, which reveal so clearly the transi-
tions and stylistic metamorphoses brought about by changes of materials, do
not offer anything particularly new with respect to the subject at hand. They
will therefore be considered separately in the discussions of tectonics and
stereotomy.
It should also be noted here, however, that more recent travelers to Persia,
especially [Charles] Texier, have found everywhere on the remnants of these
white marble monuments traces of a truly rich and distinctive polychromy
that once covered them completely. Consequently, the reconstructions of parts
of these royal palaces (inadequate in other respects as well) in the large book
by Flandin and [Pascal] Coste give a quite false and impoverished impression
of their former glory.
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actual evidence of its early influence as late as the third century, and by dis-
missing it with curt remarks, as art historical hors d’oeuvres or curiosities, so
to speak. But eventually our system of art history —once based mainly on
meager reports from Pliny, Pausanias, and Philostratus — will have to yield to
the facts.265
Very few real traces of Judaic and Phoenician antiquities have survived
and most (among them the most remarkable) are of very dubious origin.
Take, for example, the stone coffers found in the vicinity of ancient Carthage,
similar to the allegedly Celtic monuments of western Europe.?¢ There are
also the similarly constructed crude temple precincts that have survived on
Malta and the neighboring island of Gozo. They display, in its rawest appli-
cation, the system of stone-slab construction practiced and perfected in
Nineveh. I have not seen any of these remarkable buildings myself, and it is
hard to form an impression from published accounts. But I would almost like
to relate them to certain stone monuments I have already mentioned, found
on the island of Ceylon and in other places in India, which we know to be
crude cores for a very refined stucco architecture that has long since disap-
peared. Imagine that a model for a colossus made by a famous sculptor of our
time had been buried and then brought back to the light of day after thou-
sands of years. The iron skeleton of this figure would give precisely the same
idea of our sculptural art as those clumsy stone structures give us of the archi-
tectural style of their creators.
Another type of monument—the nuraghi of Sardinia and the talayots on
the Balearic Islands—is also ascribed to the Phoenicians. If this is correct,
then the style of Phoenician architecture must have undergone a massive
change, as those tholoi do not bear the slightest resemblance to the works
mentioned above, either in their spatial concept or in their execution.
These are circular or oval buildings, rising conically with a platform at the
top. Their construction consists of a very thick ashlar assembled without mor-
tar, enclosing an interior space in ring-shaped layers, with each outer layer
always projecting slightly over the one below it toward the inside. Within the
thick walls there are spiral staircases leading to the platform and upper cham-
bers; several of these conical buildings have two or more stories inside.
Identical or very similar monuments are found on the classical soil of
Hellas. They play an important part in the oldest myths and sagas of the
Greeks, and are thus certainly of pre-Hellenic origin. In Italy as well there are
traces of similar buildings, especially in the area around the Etruscan city of
Volterra. The oldest histories concerning the mystical origin of the name of
the Roman acropolis—called capitolium after a tholos found there with a
human head for a keystone —confirm the great antiquity of this form.
Whatever the case, these monuments from the remotest days of prehistory,
effectively the fossil remains of a civilization that lived before human memory,
have a definite bearing on the subject at hand. They show clear traces and
remnants of the dressing with which their stone walls were once clad inside
and out. This confirms why legend describes them as bronze (bronze-dressed)
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barrels, that is, barrel vaults. As I will return to them on other occasions, I
will touch upon them only lightly here and instead turn to works attributed
with greater certainty to the Phoenicians. These are the enormous stone struc-
tures that served either as foundations for the temples and palaces built on
them or as embankments; they consist of regularly hewn bossed ashlar blocks
of colossal dimensions. Remains have been found in the vicinity of ancient
Byblos, in Cyprus, on the island of Aradus, where the partial remnants of
gigantic quay walls are built of fifteen-foot bossed ashlar, and elsewhere. In
addition, there are the remarkable and partially surviving substructures of
the peribolos of the Temple of Solomon on the east side of Mount Moriah. In
his account of the Temple of Herod, Josephus gives us a description of this
peculiar construction that is very interesting, if somewhat obscure in its
details. We can understand this construction by comparison to a similar and
more easily accessible substructure intended for the same purpose under the
great Temple of the Sun at Baalbek, which, like the former, is obviously of
Phoenician-Israelite origin. The constructional features that strike us as espe-
cially remarkable in both are their massive square walls, which actually fall
into a different area of our stylistic considerations and will be discussed later.
Both works, however, are executed according to the same principle we per-
ceive in the Assyrian substructures; they are, so to speak, an interweaving of
ashlar walls that in the interstices sometimes run parallel to one another and
sometimes intersect. The intervals are filled with rubble to increase the mass,
with the exception of a few that remain open as vaulted underground pas-
sages or to serve other purposes. We can read about this in ancient descrip-
tions, and we can also see it in the substructure at Baalbek, which has been
carefully examined by travelers. The whole forms a so-called castle wall. The
masonry proper serves only as a dressing and distributes the thrust of
the earth masses that form the main part of the “moles.” It is a traditional
construction method of ancient Asian origin, which the Romans, as the true
keepers and emulators of Asian techniques, always followed in their ashlar
work. Vitruvius describes the technique in chapter 5 of book 1 and empha-
sizes its advantages. We recognize it again in those Roman wall masses seem-
ingly built of the most solid ashlar but consisting only of the filler that
remains now that their former ashlar dressings have been largely stripped
away. An easily accessible, well-preserved, and instructive example of this is
those pipelike substructures of the Athenian Temple of Olympian Zeus, dating
perhaps from the time of Peisistratus but later rebuilt by Hadrian. I have pene-
trated deeply into its vaulted favissae (syringes, pipelike passages) without
reaching their end. Quite similar substructures are seen in the large temple in
Aizanoi in Asia Minor (described by Texier), and also in Mesopotamia and
Persia. Some date from the Persian and Sassanid periods and are still largely in
good condition, although everything they were intended to support has long
since ceased to exist.267
In fact no people in antiquity were the equal of the Phoenicians in the
building of massive bulwarks and hydraulic structures. They were equally
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famed in all branches of the arts applied to practical life and luxury, espe-
cially in the manufacture of fabrics and dyes, and of objects made of wood,
ivory, and metal. But we would have only a very general idea of Phoenician
activity in these technical arts (even though in the well-known biblical
accounts there are detailed descriptions of the buildings of King Solomon
and the luxury of Israelite furnishings, which they borrowed from their opu-
lent neighbors), were it not for certain highly significant and artfully beaten
metal vessels and other utensils (some in metal and some in ivory) recently
excavated from the basement of the oldest palace at Nineveh. They are
almost definitely Phoenician in origin. These specimens, already mentioned
and partially described above, have a very peculiar artistic style, forming, as it
were, a link between Assyrian and Egyptian art. It is a style that, incidentally,
appears strikingly similar, if not identical, to ancient Etruscan sculptures done
in metal and other materials.2©8 Through these and other, more general investi-
gations of the palace ruins in central Asia, we have come somewhat closer to
an understanding of the famous temple building in Moriah and of the architec-
ture of Solomon. Still, it would be presumptuous, even with this help, to pres-
ent the reader with a portrait thrown together — however intelligently — from
fragments corrupted by transcribers and later interpretation, one assembled
from biblical reports and later writers, and to claim that it is the only reliable
one, after so many unsuccessful attempts of this kind.
Moreover, that is not the subject of this chapter. It can, however, be stated
here with the greatest confidence that the description of the Tabernacle (albeit
probably based on a Davidian tabernacle and then projected onto the ancient
Tabernacle of Moses), together with the description of the Temple of Solomon,
forms the heart of this important section in our theory of style. The inferences
on this matter to be drawn from reports so discordant in other respects can-
not be doubted. In these reports we can trace with great certainty the progres-
sive development of the elementary architectural principle of the cover
[Umkleidung], its intimate connection to and merging with ashlar building. It
is precisely here that these written documents of the history of style are so
important, because when the dressing was not made of stone—as it was in
some parts of Assyrian palaces—it was the most ephemeral element. There-
fore, where the dressing is missing and nothing in particular is written down
about it, its former existence is everywhere denied—a comfortable, genteel,
but mindless way of thinking that in our day is still considered acceptable.
The Jewish temple, a monumental copy of the motive contained in the
Tabernacle, was built of massive blocks of white stone (€k \euKod A{Gou
TeTroLnyevov [made of white stone]),26? which the Syrian workers fitted
together so smoothly and precisely that no traces of hammers or chisels can be
discerned anywhere.?”° Yet these beautifully crafted walls of white stone
(marble) were encrusted inside and out with gilded carved cedar and precious
stones. The same carvings and the same gold splendor were displayed on ceil-
ing panels. The floors, like everything else, were dressed with cedar and gold
foil. All doorposts and doors were golden, and rich gold fittings in the form
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redness of the material. The color of these materials is the last thing that
occurs to us when we are talking about their technical use. Exactly the same
holds for the white stone of the ancients.
I will not linger over the famed three-inch cast-metal columns of the por-
tico: whether they were free-standing or supported architraves and a tower,
the form of their capitals, or other questions that almost everyone answers
differently. Such questions are not appropriate to this chapter and lead to
points that have already been discussed on earlier occasions for which more
reliable documentation exists.
The same is true of the sacrificial vessels, the sacred utensils in the temple’s
interior,2”75 and Solomon’s throne. The imagination has free rein in their
restoration, even if the Assyrian and Phoenician vessels for display and sacred
rites that we now know from representations and to some extent from actual
examples oblige us to conceive them rather more concretely than was neces-
sary earlier.
Allusions in the Song of Songs to ivory-clad towers looking toward Damas-
cus and to Ahab’s ivory house indicate a luxury in the outfitting of buildings
that took hold after the dazzling reign of Solomon. The incrustation of wall
surfaces with the most noble materials remained the characteristic idea.
The Tyrians were also considered to have invented colored ashlar and
introduced it to the list of art-forms, a momentous innovation whose true sig-
nificance was first grasped by the Romans. We must therefore return to this
topic when dealing with the architecture of that world-conquering nation.?76
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palaces do, a language from which the more recent one borrowed only a few
of its types, where they did not contradict the new principle. We recognize
this clearly, although in the monuments of the pyramid kings that older lan-
guage is already in a state of metamorphosis, and these monuments, like the
Tower of Babel, belong to the time of the confusion of tongues, as it were.
The real lives of Egyptian people, when not overly restricted by priestly-
bureaucratic patronage, remained, even in later periods, more favorable to
free art. This is demonstrated by the tomb grottoes, with their sometimes
charming, uninhibitedly narrative depiction of folk and family life. To be sure,
with the progressive growth of the new regime this was bound to disappear as
well and submit to the hieratic style.
At the same time, these tombs — with their inexhaustible treasury of imple-
ments, jewelry, and other well-preserved products of artistic industry —are the
most important source for the study of the people’s true inner character. Its
fresh and natural countenance stands in starkest contrast to the outer mask of
official royal Egypt.
Egyptian works are especially noteworthy for their excellent state of pres-
ervation. All other remnants of antiquity are mere skeletons or, as it often
turns out, fossilized colorless receptacles of the extinct social organizations
that once inhabited them. Still, throughout its numerous metamorphoses
ancient Egypt was preserved by its monuments like a mummy, so to speak.
Everything — flesh, color, even the dressing accessories — remains; only life is
missing. This can be explained in part by the climate, but more by the fact
that no other people nurtured the idea of keeping fleeting existence alive in
human memory for as long as possible by preserving the shell that was its
condition. Thus solidity and monumentality became the theme of architec-
ture, to which beauty and even functionality were subordinated.
Thus with regard to other peoples (especially the Greeks) whose material
evidence seems doubtful or has disappeared without a trace, Egypt’s well-
preserved dust yields much supplementary or more detailed information—
depending on the analogies with what is still preserved or on the contrasts
that exist between that and what has disappeared.
Analogies are found principally in the works of ancient prehistoric Egypt.
Contrasts emerge more clearly under the New Kingdom.
Pyramids
The pyramids of Giza and Saqqara are full ashlar masses, the most solid
and indestructible stone monuments ever to have been conceived and built,
but they merely imitate earlier works of similar form in unfired clay brick
encrusted with a harder material. The incrustation principle therefore most
decidedly applies here: first in the way in which the stone core itself was con-
structed. Although it consisted of rectilinear ashlar blocks, it was not exe-
cuted with a horizontal banding in parallel layers. Rather, it consisted of a
series of sheathings or shells surrounding a core, rather like the annual rings
of a tree trunk. This core was usually small and was either constructed or
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composed of natural rock. In a way quite appropriate to this system (at least
in the half-derelict great pyramid at Saqqara, the inner construction of which
is exposed) the stone layers were not quite horizontal but were set to incline
toward the core.278
According to [Richard] Lepsius’s subtle hypothesis, these stone sheathings
correspond to the years of the king’s reign, since he had the core of his pyra-
mid built on his accession to the throne. But they also relate to a most natural
construction process used in the banking of earth mounds. In fact this process
still recommends itself for similar structures because it makes the work easier
and holds the mass together so as to press down on the foundations almost
like a single stone block.
Even more interesting for our question is the way in which these powerful
ashlar tumuli were finished. Starting at the top—probably after a sanctuary
or enthroned colossus of the king had been erected on the flattened apex in
the west Asian manner—the ledges of the terraces were filled in with ashlar,
forming a pyramid composed of four triangular surfaces at the same angle.
Only the small ledges corresponding to the tops of the individual ashlar
blocks broke the continuity of the four surfaces. These in turn were covered
with a layer of harder and more valuable stone, in accordance with the princi-
ple of ancient roof coverings — namely, such that each upper stone covered the
lower one and effectively held it fast. Then the stepped dressing was chiseled
smooth from the top downward, leaving a significant thickness of stone on
the edges of the construction blocks. The flat chiseled surfaces were then pol-
ished like a mirror and covered with carved hieroglyphic inscriptions. On the
second great pyramid at Giza, that of Khafre, part of this dressing has sur-
vived at the top. Similar fragments were found at the bases of the others.
From Herodotus and other ancient writers we learn that all pyramids were
dressed in the same way, some with polished granite, and were covered with
inscriptions. Their statements are confirmed by Arab writers of the Middle
Ages who report that after the conquest of Egypt by the Arabs the burial
chambers hidden under the covering were broken into and plundered and the
dressing stone carried off for other purposes.
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In the face of all this firm evidence, some people, such as [Jacques-Joseph]
Champollion-Figeac, prefer to doubt, or resolutely deny, that the stone core
was encrusted. I, on the other hand, hold this incrustation to be the most
essential element, the motive for the entire stone structure, and I consider the
use of syenite and pink granite for dressing the (oldest) pyramids of unfired
Nile brick as the beginning of stone construction in the Nile Delta, the first
cultivated land. I hold this technique to be older than ashlar, which because of
its solidity came to replace the brick filling, though not until later. The brick,
as well as the later ashlar work, was merely the support for the four colossal
tablets of hard stone with inscriptions intended to proclaim the deeds of the
founder to all points of the compass and for all centuries. That the pyramidal
form is indeed the best and most stable for this purpose can be mathemati-
cally demonstrated.
This explains why the oldest Egyptian stone monuments, those of the
stoneless delta, were built of Ethiopian granite or syenite and not of local
limestone or sandstone. In royal Thebes, the oldest part of the imperial temple
of Karnak —endowed by the founder of the first Theban dynasty Sesostris I
but destroyed, probably first by the Hyksos and then by Cambyses —is a gran-
ite building. In fact it is the only coherent temple ruin from the period of the
Old Kingdom (about 2700 B.c.), although its granite dressing was partially
renovated or completed under Macedonian rule by Arrhidaeus.
Similarly, the burial chambers of the Pyramids of Giza are lined with gran-
ite, though without hieroglyphic decoration. Likewise, the oldest parts of the
labyrinth, belonging to the Old Kingdom and to the Twelfth Dynasty, were
built of granite-dressed brick walls and columns of the same material.?7?
The circular molding that frames the edges of all Egyptian wall masses is a
reminiscence of timber construction that retained its practical value in the
context of paneling with stone slabs. Its origin can be seen in the accompany-
ing illustration of a very ancient sacellum or sekos, consisting of a light frame
Egyptian sacellum
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on which the image of the deity was stretched. When used with the incrusta-
tion of masses, this hieratic-symbolic representation of a scaffold or wooden
frame served to conceal the panel joints at the corners of the monument,
which would be hard to achieve without this technical device, one still well
known to carpenters.
On the subject of these most ancient granite constructions, it is important
not to overlook the interesting fact that they all show the clearest traces of a
color coating that once covered them completely. Magnificent rose-colored
Ethiopian stone, highly polished and carved, was covered over and over with
a colored glaze! Who would believe it, and yet it is true! ‘Abd al-Latif, an Arab
writer of the mid-thirteenth century who described the ruins of Memphis,
mentions a monolithic sekos (tabernacle) nine ells high, seven ells wide, and
eight ells deep. It was called the green chamber, no doubt because of its green
surface. Similarly he speaks of a red granite colossus thirty ells high covered
with a red varnish, the freshness of which seems only to have been enhanced
by age. More recent travelers confirm this with regard to other monuments.78°
But we hardly need to cite these reports, as anyone who more closely exam-
ines those splendid polished syenite and granite sarcophagi that adorn our
larger museums will easily discover traces of the colored enamel with which
they were once covered.28! The procedure used for encrusting granite surfaces
with color was probably similar to enameling and would presumably have
been called encausis by the Greeks, a word that referred to painting a ground
with the aid of greater or lesser heat. The polished surfaces would appear to
have generally been covered with transparent enamel colors, but the ground
for hieroglyphs and images was matte and covered with opaque colors.
Probably they were applied first and then the whole surface, including the
colored hieroglyphs, was coated with the same varnish. To the best of my
knowledge no study of these partially transparent stone glazes has yet been
undertaken. I suspect that these Egyptian stone coatings, like Assyrian protec-
tive coverings on rock inscriptions, are fusible glass, water glass, or some simi-
lar siliceous compound.
In the interior of the large pyramid at Saqqara, opened up by [Johann]
Minutoli, the remains of a remarkable wall incrustation were found, similar
to the ancient Chaldean faience dressing discussed earlier. One tomb chamber
is encrusted with a faience pumice (or infusible clay sagger) in convex cylin-
drical sections. The pieces are linked so that the room appears to be enclosed
with shallow pilasters in a packed series. The glaze is greenish blue and hard
as glass (probably opaque and therefore containing tin). Strips in a different
color run horizontally between the ribs of the blue glazed walls. The slabs are
set in lime and attached to one another and to the stucco by a metal wire run-
ning through an eye at the rear surface of each panel.
Other rooms are dressed similarly but with pieces of colored Egyptian
porcelain (a misnomer) less than an inch long, something over an inch wide,
and not convex but flat. The pieces are green, black, red, and purple.282
This is the oldest example of the use of mosaic to dress wall surfaces and
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As for the painting and sculpture on these tombs — whose style, as I have
already briefly described, is generally not symbolic-mystical but simply repre-
sentational—I would note further that in the early periods from which those
oldest tomb grottoes date, relief en creux was probably already known but
used only for specific purposes. Most of the pictures proper are in slight relief
or merely painted. There are also statues from this period that display more
movement, truth to nature, and a finer artistic spirit than those of the New
Kingdom. The forms in general are compact. Faces are by no means rendered
as types but have an almost inspired portrait likeness with inserted eyes of
rock crystal and onyx that are astonishing for their naturalness and life. The
most beautiful example of statuary from this period, a seated scribe found
not far from the so-called Serapeion or Apis tombs near Memphis, is in the
Egyptian section of the Louvre with other excellent sculpture from the Old
Kingdom. This figure, done in a reddish brown polychrome limestone similar
to Egyptian skin tones, is scarcely inferior to the plastic perfection of form
found in Aegina and is even vastly superior in its lively facial expression.
The Egyptian custom of using stucco to dress walls and all objects made of
stone and terra-cotta—and the polychrome decoration inseparably related to
it— was never entirely abandoned but continued to be used in a determined
fashion until the beginning of the New Kingdom. An example is the famous
royal family tree of Thutmose III, made of stucco and found in the addition he
made to the complex at Karnak.284
Well into the pharaonic period all tombs had wall decoration reminiscent
of the primeval motive on which they were based: the dressing of walls with
embroidered tapestry. Individual images were framed and provided with bor-
ders, as if they were fastened to the walls and not, as later, identified with
them. The lapidary temple style, in which the old motive was rendered in
stone and pictorial representation metamorphosed into wall writing, was
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slow to find its way into the tomb grottoes, and it appears that this influence
of the theocratic hieroglyphic style dominant at the time remained confined,
even later, to the tombs of kings and members of the royal household. The
representations on these tombs, roughly from the time of Ramses V (fifteenth
century B.C.), dealt only with a death cult, the judgment of the dead, and life
after death, whereas private individuals and even high officials continued to
have their earthly treasures, joys, and relationships depicted on the walls of
their tombs according to ancient custom. But the way in which things were
portrayed could no longer escape the influence of the dominant artistic style.
Moreover, the old-style tomb ceilings were covered not with figures and sym-
bolic images but with motifs of a purely decorative nature that clearly derived
from embroidery and weaving. The same ornamental motifs also formed the
borders of the wall images discussed above. Here hieroglyphics could control
ornament no more than it could representational art. Instead, ornament
retained its primitive and simple structural meaning as a pattern, seam, hem,
and so on. These wall decorations in the old style are immaculate in composi-
tion and color, and they could be taken as models for Greek art, were they not
the common property of all peoples, who were effectively directed and led to
them by Nature herself (see plate 11).285
The hieratic pharaonic style replaced these wall decorations with symbolic
ornament, composed so to speak of a series of hieroglyphs that only rarely
make sense in a structural-symbolic way, and even then as if by chance or
instinct. Hathor masks are among these symbolic ornaments, as are rows of
uraeus snakes above the slab of a cavetto crown, nameplates of kings framed
with the sacred symbol of the snake, scarabs, and the like to the left and right.
Only a few of the original ornamental symbols are retained by the hieratic
hieroglyph style and these are seldom unchanged. For example, there is the
feather ornament on the cavetto, interspersed with nameplates, winged globes,
beheaded prisoners, and so on, designed in the manner of a triglyph. Then
there is the braided band of astragals that frames the walls, the lotus orna-
ment on the dark ground of the plinths of the building (which incidentally has
itself become hieroglyphic), and a few others.
There is a widespread misconception that the rigid hieratic Egyptian style
is something original, the swaddling clothes of art, the chains from which
Egypt was never able to free herself, from which an impulse toward free art
was nonetheless possible, a step first ventured by the Greeks. In fact, the
reverse is true.
This work of transforming things into stone was shaped by influences that
worked slowly over millennia. It was already well advanced by the time of the
Pyramids, and even on the most ancient monuments all that remains are
traces of a fresher art in the process of ossification— seemingly forever and
irretrievably the victim, even at this early developmental stage, of Typhon, the
petrifying demon of the desert. At this early stage it had features related to the
art that survived into later times in west Asia, which was also native to prehis-
toric Hellas, where it found a climate and soil favorable to full development.
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Greek art was not without Egyptian influence, or at least not without an
admixture of a hierarchic-Egyptian element that emerged upon Hellenic soil,
perhaps quite independently of Egypt, but threatening Greek art throughout
a period that was by no means its earliest. Fortunately, the Ionian spirit was
able to tame the petrifying aristocratic demon, enabling him to acquire a sense
of moderation and regularity that was not innate but was necessary for his
formal activity.
§ 76 Column Orders
The contrasting principles of early Egyptian and pharaonic art are even more
sharply evident in the columns and their loads, although, as noted, the earliest
surviving works of Egyptian art had already made the transition to the later
style.
Here I must refer back to previous remarks. It was shown earlier how the
so-called column order (the art-form of the supporting and supported parts of
the building) of west Asian art was mainly technical in origin. We derived the
column order from the principle of hollow construction, in which the static
function was gradually transferred from the original wooden core to its sur-
rounding sheathing. The core became superfluous as the metal sheathing itself
acquired sufficient strength to support and span. The order even retained this
hollow-body type after it had metamorphosed into the stone style. Its art-
form thus emerged simultaneously from the sheathing and the structure; the
two opposites are reconciled within it. The contrary is true of the pharaonic
Egyptian order. It came about through an intentional, fundamental separa-
tion of the sheathing art-form from the structure. The structure, the original
wooden core, is carefully kept separate from the sheathing. The latter has
nothing to support but need only dress and decorate — or rather, speak a sym-
bolic language whose meaning refers not to the work itself but to its purpose
and dedication. This motive is original and natural but in a stilted way, like all
the motives of the pharaonic style. Examples include the square wooden poles
of baldachins decorated with cane stems and papyrus rushes, like those some-
times seen beribboned and garlanded in the oldest representations of religious
festivals and celebrations.28¢ They were still used in the Ptolemaic period, as
we know from the descriptions of Alexander’s festival tent and the great Nile
barge cited earlier. The stone core of the structure towers above the chalice-
shaped crowning tuft of the cane tied together at the neck of the column; it
supports the smooth lintel, decorated only with rows of hieroglyphs. Because
the cane stems, as rods moving upward, permit a kind of structural activity,
they were later covered with a painted tapestry. Thus in structural terms they
were completely neutral and passive with respect to the sheathing, so that no
dynamic-symbolic ancillary concept at all could force its way into the tenden-
tiously hieratic meaning of this decorative sheathing and mar its intelligibility.
To my knowledge the first example of this is the magnificent double row of
triumphal columns leading into the second inner forecourt of the Temple of
Luxor, a work by Amenhotep III.287
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In ancient Egypt this form was not used for monumental purposes, or at
least no traces from the Old Kingdom have survived. But we do find two
other columnar forms from this period. One contrasts absolutely with the
pharaonic calyx column. The second is, so to speak, the bud, the germ of the
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In view of the contrast between the nakedness of these supports and the rela-
tive richness of the tripartite articulation of the entablature they support, we
are almost compelled to accept in this case that the formal impoverishment
was unintentional. Certainly the entablature of some proto-Doric tombs still
seems very primitive, as is the case at Giza, where it takes the form of a joist
projection. And yet other images in these tombs suggest an architrave with
cornice, drips, and a frieze. The corona seems to be missing; perhaps it
already took the form of the later cavetto.
Proto-Doric capital
Similar causes could yield very similar results in other places. A principle
of statehood that was related to the pharaonic one in some of its tenets arose
in Hellas and, with the proper political tact, immediately gave expression to
its institutions through monumental architecture on a grand scale. From
richer forms (the common property of all civilized peoples in antiquity in the
earliest times, as it were, and thus found to a similar degree in ancient Hellas
as in Old Kingdom Egypt or in Asia) there was a movement to simpler ones,
which established the basics of the Doric style without borrowing them from
models in Memphis. Even if they were borrowed, however, that does not
detract from the originality of what the Doric Greeks were able to do with
this allegedly borrowed motive.
The mean between the so-called proto-Doric shaft (whose fluted decora-
tion is visually appealing because it seems to express the dynamic function of
columns by illustrating their tautness and concentrated power of resistance)
and the column with the calyx capital (whose structural schema has nothing
in common with the decorative dressing) is the column with the lotus calyx
capital. There the invisible structural core supporting the abacus is, as with
the calyx column, sheathed with cane stems that grow into a natural entasis
around the base of the structural core, as though from a single leaf, and tied at
the top, under the crown of buds, by straps around the lotus blossoms. This is
an ornamental motive borrowed from the traditional headdress of Egyptian
women: lotus flowers that seem to be tied by straps and placed in between the
lotus calyxes of the capital, in order to enliven it and characterize it as a
head.?8? The same intention— purely decorative, not yet mystical-symbolic—
is betrayed by the polychrome decoration of the columns, which, at least in
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some of the oldest examples, consists of alternating blue, yellow, and green
rings of equal width around the shaft, as though it were made of differently
colored ashlar blocks. In its earliest appearance the cane bundle had only four
shafts (Beni Hasan); later the number rises to eight and then twelve (Soleb in
Nubia, Luxor). Finally, as in the later calyx column, the rings disappear alto-
gether behind a hieroglyphic covering that encloses the shaft along with the
capital. Only at the base does a light, painted reed decoration remain as the
last reminiscence of the veiled organism that has been transformed by pupa-
tion into a compact resisting mass (Hypostyle of Ramses II at Karnak; Temple
of Khons on the same site).
The characteristic feature of this column, whose stylistic history has been
very briefly presented here, is that its original cane sheathing does not remain
neutral and indifferent to the function of the column as a supporting member,
as happens with the calyx column, but rather all the vegetal lines and curves
that enliven it clearly express an elastic resistance to the weight and resulting
tension of the cube that rests on the flattened lotus buds. But the resistance of
the fragile lotus calyxes is not sufficient, and the aesthetic sense is only partly
satisfied by the presumption that there is a more solid core that the calyxes
surround only as extra support, as it were. Thus this form is not organically
independent since it cannot exist without the imagined inner pier. Nor is it
independent in the sense of being free of all mechanical activity, as in the case
of the column with a calyx capital, which unambiguously hands this function
over to the inanimate core.
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correct with regard to the Egyptian style; it is the converse of other ancient
styles —in the sense that elsewhere the construction increasingly abandons the
core, becomes external, and visibly identifies with decoration, whereas in
Egypt the construction is pushed back to the core and has no direct relation to
the decoration, that is, to the art-form. This corresponds in a remarkable way
to a tendency visible in other works of art and in those applied arts that are
more independent of architecture. Beaten metalworks are rare, if anything of
significance can be found; instead we find solid wood and cast metal with a
fixed core. All utensils made of these materials, in contrast to those early
works of other peoples, are in the cast-metal style and of solid stick construc-
tion. Much that is pertinent about this has been noted in the chapters on the
Chaldean-Assyrian style of furniture.
Certain peculiarities of Egyptian polychromy — of the only examples to
have survived complete — will be discussed in later sections. There is, how-
ever, a particular technique whose influence on Hellenic encaustics seems to
me to be beyond doubt, and I must discuss it briefly to conclude this chapter.
This is enamel used on metal, the knowledge of which, for no apparent rea-
son, recent scholars have denied to the Egyptians. Pliny had in mind some-
times a transparent, sometimes an opaque enameled silverware when he says:
“The people of Egypt stain <tingit> their silver, so as to see their god Anubis
in their vessels; they do not engrave but paint the surface <pingitque, non cae-
lat, argentum>.”
292
In the 1820s a gold plate covered with a transparent purple enamel was
found near ancient Canopus.??3 Small gold figures with colorfully feathered
wings and other objects of gold and other metals whose surface has been
engraved and the hollows filled with liquid glass in a variety of colors to form
a polychrome gold-rimmed pattern or design—all these were nothing other
than enamels, in the so-called champlevé style. I have also seen decorative
objects that belong to so-called émaux cloisonnés, that is, thin gold threads
soldered to a metal surface with enamel filling the gaps. Thus Egypt produced
every kind of enamel work known to us and was famed and preeminent in
antiquity for this art, as for every other kind of glass manufacture. The
ancients called this form of fired painting encaustum. The wax encaustic on
Greek temples was merely a branch of this technique, and it inherited many of
its stylistic properties from metal encaustics and from terra-cotta encaustics,
both of which were older. More about this will follow later.
Finally, it is appropriate here to comment on the remarkable stone screens
found everywhere in Egypt where there are columns in antis [at the corners].
Enclosures for sacred animals were the first motive for these columnar
buildings, which were somewhat related to the Greek peripteros. Only later
were they associated with temple facades, the so-called propylaea, all of
which date from a later time.
In these layouts the screens, with their strange openwork door frames,
often surround the columns to three-quarters of their height, providing us
with a model for similar dispositions on Greek and Roman columnar facades.
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with paint and gilding. Nowhere is the original type of dressing as facade dec-
oration expressed in a style more naive or more realistically direct than in
these Lydian rock tombs. The most famous of them, the so-called Tomb of
Midas, is shown here as an example.
|
io)
mm
Tomb of Midas
In other such tomb facades only the frames and crowns were decorated
with sculpture. The enclosed field is smooth but certainly once had painted
decorations. Still other examples have a more composite form and are there-
fore probably later.
The people of Lycia must have been quite different from the Phrygian,
Carian, and Lydian tribes. In their tomb monuments, at least, the Lycians
clung to a decorative principle that was certainly extremely ancient and
derived from timber construction. Yet the very people who constructed their
tombs in this style lived in stone houses of polygonal masonry. We know this
because many of these buildings were so solidly built that they are still stand-
ing —from who knows what earlier time. The highly remarkable relief panels
that decorate some of the rock tombs, moreover, give perspective views of
whole towns and their suburbs. The houses and monuments shown are quite
definitely in a stone style; some even have domes. And on the same relief pan-
els, alongside these stone buildings, one can discern representations of the
aforementioned memorials done in a timber style. Thus they are not copies of
a timber architecture peculiar to the Lycians but, as I have already stated in
my excursus on ancient tapestry, most probably monumental funeral pyres
translated into stone. The oldest monuments of this kind were the freestand-
ing sarcophagus supports. Later this traditional decoration, sanctioned as a
type, was used on rock tomb facades, though by then it had lost its meaning
because a different method of interment had come into use. So another motive
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was substituted for it, one more or less clearly modeled on a frame wall with a
protruding rafter cover. On these monuments, that is, on the sarcophagus
supports as well as on the rock facades, the tapestry dressing, as has been
shown earlier, is clearly a curtain for the spaces within the timber framework.
The original polychromy has survived with a rare freshness otherwise found
only in Egypt. The entire surface of these sculptures appears to have been
painted. The bare parts of the figures have a conventional flesh tone, and the
color of the hair and eyes and the redness of the cheeks are indicated in a nat-
ural way.2%6
Above these monuments are other rock facades that reproduce the same
motive in fully developed columnar architecture. Here Hellenic influence
is said to have been at work again, although the so-called Ionic style seen
here quite definitely hails from western Asia.297 Anyone who examines and
compares the two styles on the same facade side by side—the so-called log-
cabin style and the column style — will see clearly that a transition from timber
construction to column architecture proper would not have been possible
without an intermediate stage. The timber style must have been modified by a
prior change in material and could have evolved from this change to the stone
style only through the mediation of a second change in material.
The intermediate stage to which I refer here can be easily surmised from
what was said earlier, but for the moment nothing should be emphasized
other than the evidence visible on Lycian monuments — the impossibility of an
unmediated transition from utilitarian construction to lapidary columnar
architecture. No more do I share the view that the column, this organic
growth, was gradually chiseled out of the rigid and lifeless rock pier: first into
a square, then an eight-, a sixteen-, and finally a thirty-two-cornered column
to open up the space. This opinion, espoused by [Ludwig] Ross??8 and the
Egypto-Dorians, contradicts the physis, the principle of creation and growth
expressed in the column and what it supports. This fantasy about the genesis
of the Doric fluted column is shown to be untenable by its earliest (alleged)
occurrence in the tombs of Beni Hasan, where it is associated with an archi-
trave constructed in wood (that is, with an imitation of the same hewn out
of the rock).
But let us turn next to some other more or less fossilized remains of human
work found in Asia Minor, no less characteristic yet totally different.
The Doric style, too, has more or less prehistoric representatives here. Like
those of the Ionic, they show unmistakable signs of being older than the earli-
est specimens of the same style on Hellenic soil proper. At least one such
example has already been discovered, which undoubtedly has this privilege of
supreme originality of style. It could be used in an architectural museum to
open the rubric “Doric Style,” to be emphasized and illuminated in the best
possible way. Instead, the most recent and most widely distributed German
textbook on architectural history dispenses with this fragment in twenty-three
lines. The author of this work justifies this cursory treatment by alluding to
the restoration by Texier, its discoverer, which the author considers arbitrary.
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But even if this conclusion were fully warranted, such things could only be
assigned their place within the established system of our art physiologists as a
curiosity, a monstrosity —and this was the way he chose. Anyone who is not
concerned with this system, however, is entitled to take the matter more seri-
ously and to choose this remarkable Doric architrave of the temple on the
acropolis of Assos on the Aeolian coast of Asia Minor, with its ancient sculp-
tures, as a lever or fulcrum that will facilitate a major leap toward the ulti-
mate goal.
These sculptures are highly unusual both in terms of their placement and
in terms of their character and what they represent. First, let us address the
remarkable friezelike treatment of a building member that clearly presents
itself as a Doric epistyle— because of its taenia and the slabs below (without
guttae, to be sure) the divided triglyphs. Kugler, probably thinking of the
sculptures placed in front of Egyptian epistyles, hears it as “an echoed remi-
niscence of Egyptian treatment.”2%? But here especially Egyptian epistyles
adhere in dimension and character most strictly to the limits of writing and
never stray into the realm of representation, except in the walls and column
bellies of the middle pharaonic style. It is far more relevant to compare this
Doric architrave with its caelaturae [relief] decorations to the architraves on
the royal tombs at Persepolis and Naksh-i-Rustam, which also have sculptures
running around them whose motifs correspond in part with those on the
Assos architrave — namely, animal fights and animal symbols. The architrave
beams? of Assyrian monuments were probably decorated in the same way —
an assumption based equally on ancient reports and on what is seen today,
especially on the remnants of stucco painting and on the embroidered gar-
ments of relief figures found on beamlike terminations and crowning edges.
Several other items demand attention in this context. First, the famed, very
ancient, so-called Harpy Tomb that stands on the acropolis of Xanthus next
to the theater. The friezelike crown, which certainly doubled as a sarcopha-
gus, directly supports the hanging panel of the cornice. Next is the so-called
Harpagus Monument, which is no less remarkable and is lavishly decorated
with friezes, though to the best of my knowledge no trace of an architrave has
been found. Here again both frieze and architrave may have formed a single
unit around the cella both externally and internally. Finally, there are a num-
ber of friezelike relief panels, some provided with an epikranon [capital] (with
a continuous taenia), that Sir C[harles] Fellows cut out of the walls of
Xanthus and brought to London along with all these other objects. These too
I believe to be epistyles, at least in part, and I recognize in their pictorial
themes the greatest similarity, on the one hand, with the already much dis-
cussed animal friezes of inner Asia and, on the other hand, with the reliefs of
Assos, except that the latter are executed much more coarsely in black lava
and are in the older style. One such frieze represents satyrs, a lion tearing a
doe to pieces, panthers, dogs, bulls, and boars. A smaller one in the same style
shows cocks and hens in the most faithful and yet stylistically correct imita-
tion of nature. Still other such fragments are in a similar Asiatic style.
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a_i
eal
LO RED miNG VX cs
All these analogies and examples convince us of the Asiatic derivation and
the wide distribution in Asia Minor of the motive under discussion, but they
alone do not yet address its actual stylistic meaning and origin. These I believe
can be understood by comparing the Assos sculptures with certain Etruscan
reliefs in beaten metal, clay, and stone, with which they show a remarkable
similarity, both in what is depicted and in the way it is done. Here I will first
mention the remnants of battle chariots and other luxury objects found in
Perugia and other places, consisting of sheets of beaten metalwork on a
wooden ground. They are distributed among various museums; the best
known of them, on which I focus here, are in Perugia, Munich, and the British
Museum. Their style is very ancient; the compartments of the metal covering
are separated by decorated seams and filled with winged creatures with
human faces, fighting animals, youths with swans, gorgons, and often the fish
god Oannes or Melicertes. Not only do these images in very low relief have
the qualities typical of ancient Asiatic art, but also the objects— for example,
the fish people and the sphinxes —are identical in every detail with those
of the epistyle at Assos. The only difference is that the Hellenic sculptor did
not know the fish god Oannes should be inactive and thus gave him something
to do, made up a story for him, and turned him into a polymorphic Proteus.
Other bronze pieces and friezes depict banquets and centaurs just as is done on
the temple, and exactly the same forms are to be found on the panels of certain
stone doors that sealed Etruscan tombs. When I was in Corneto | saw several
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Etruscan door
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The orders, then, are nothing more than the organizational work of the
spirit, which introduced an ordering division into this chaos.
The same ornamental principle can be seen in all early beaten metalwork by
the whole European and Asian human family, wherever metalwork is found:
from Celts and Germans to Assyrians and Phoenicians. It was also the most
authentic legacy and family trait of all Indo-Germanic pottery until the inven-
tion of the potter’s wheel, which caused both a formal and an ornamental rev-
olution everywhere it was introduced.3°2 Ornament was now no longer plastic
and this affected architecture. The Romans, as I will show, remained true to
the old plastic ornaments, even after the introduction of the potter’s wheel,
transforming them according to the means at hand. This tradition is also
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here, in a confused mixture that follows no laws, they are handled with weaker
artistic skills and at times with poor understanding. A richer being —the “art-
work of the future” —is revealed only in a figurative decoration that is moti-
vated more from without than enlivened from within; it starts getting bored
with its subordinate role as objective representation (which in any case no
longer has meaning, because it is no longer understood), and for its amuse-
ment begins to fidget and run about in a highly subjective way.
We recognize this sign of an awakened life most easily in figurative work.
The attentive observer, however, will not have missed the traces of simultane-
ous and analogous stirrings in the components of the work that were actually
architectural and ornamental! Where did this newly stimulated life lead? We
cannot pursue its more general tendency here. Let us therefore ask what hap-
pened to our principle of dressing, which retained such an important and
thoroughly realistic significance in the barbarian styles we discussed? What
became of this principle after the completion of the great metamorphosis
from which a new Hellenic art emerged?
Two antitheses were found: the west Asian architectural style (Chaldeo-
Assyrian) and the architectural style of pharaonic Egypt. These contrasts
manifested themselves (as will be shown in part 2 of this work) in the most
general conditions of emergence and growth of architectural works of these
two countries, and therefore also in the way their masses appeared. They
appear no less distinctively in our present topic.
In the later, fully developed Chaldeo-Assyrian architecture the dressing
was both a constructional and an ornamental principle. The only fixed thing
on the building was its crust (and purely technical procedures connected with
dressing and encrusting, like weaving, hemming, sewing, embroidery, inlay-
ing, riveting, creasing, soldering, jointing, and folding crusts), which together
with a few structural elements (such as those that appear on the head and
base of the gable columns and on furniture, as discussed above) generated the
architectural artistic scheme and even the ornament, which only becomes or
can become symbolic along with it. The dressing appears here in a purely
technical and realistic way as form-giving; the result is hollow-body construc-
tion in the true material sense of the word.
The Egyptian style, by contrast, did not want the dressing to be linked in
any way with the structural idea, and yet the latter came to absorb the dress-
ing. The structure became massive stone. The dressing was carved into it but
retained its own, one might say, antistructural essence, as a result of its osten-
sible conceptual detachment from a structure with which it is in fact one.
Without a doubt, both conceptions not only were justified but also had a
profound symbolic significance that resulted from the contrasting cultural
ideas of these countries and that helped to articulate them. But we cannot dis-
cuss this further here.
The Hellenic temple was built in accordance with the Egyptian principle
but in a more developed way: as perfect isodomic masonry outfitted (4okntov)
according to the Asiatic principle of incrustation, understood in the higher
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Pompeii and Sicily, although to the best of my knowledge these were Corin-
thian and not Doric. Stone Corinthian capitals have also been found from
republican times with reminiscences of the old style. These are definitely in
the ceramic style and betray their stylistic origin in this technique, which, as is
well known, flourished in Corinth from the earliest times.3°8 I should like to
call the Corinthian order the most typically ceramic one. By saying this I am
also denying the Jate origin of the Corinthian order, which I hold to be as old
as the oldest order—the Doric. Further support for this view will be given
shortly. Beforehand I would like to give my observations and interpretations
of the ancient reports on wooden column orders. First there is Pausanias’s
account of the timber column of the Heraeum in the temple precinct at
Olympia, placed among other stone columns of this temple that were cer-
tainly dressed with stucco. Then he mentions the column surrounded by a
protective building that was considered to be the reliquary of the palace of the
hero Oinomaos, the monument of Oxylus at Elis (whose roof was supported
on oak columns), and the shrine of Poseidon Hippias near Mantinea.3°9
Finally, there are the vinewood columns of the temple at Metapontum men-
tioned by Pliny ([Historia naturalis| 14.2). At the time of Pausanias and Pliny
these remnants had survived for over a thousand years; in the open air they
could have done so only with the protection of a dressing. The latter was not
mentioned because the ancients, when describing monuments, always empha-
sized the inner material, the core, as the most noteworthy feature (a singular-
ity that is only apparently in contradiction with the negation of the material
as such in art). It was not mentioned because it was, as it were, self-evident.
The material was negated only in a particular sense —namely, in its material
appearance as such, in its specific naturalness and color, which were not used
as decoration. At the same time, in order to cause the material to be forgotten,
one had, in giving it form, to take its properties completely into account. Thus
the material became, as it were, the key to understanding form, and when
explaining an art-form it was quite rightly noted before anything else pre-
cisely because it was hidden.
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When it was not a heroic metal incrustation, such dressing was sometimes
stucco and sometimes fired clay (terra-cotta) with a stucco coating! The last
addition, the stucco, was never omitted, and it covered the clay panels or
terra-cotta whenever they were used. This permits us to emphasize the remark-
able reciprocity between the developmental history of ceramics among the
Greco-Italic peoples and the stylistic history of their architecture. This point is
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materials were porous stones, tufa, brick, terra-cotta—in short, the materials
best suited to retain stucco in the most durable way.?!!
For the ancients beautiful white stucco was the prime requisite for fine
execution. The success of the all-important color decoration depended entirely
on it; color was conceived and mentioned always and everywhere as insepara-
ble from the koniasis [plastering]. Thus [Raffaele] Maffei’s Fasti has “expolien-
dum et pingendum” [polishing and painting].3!2 Thus Swidas explains the
word kovidtat — plasterers — with the remark “those who color walls” (ot Tove
Tolxous Trapaxpiovtec). In an Antian inscription the stucco worker is listed
next to the painter. In another inscription the architect of a museion (a sump-
tuous room decorated with mosaic) is named alongside the stucco worker.3¥
The evangelist’s “whitewashed” sepulchers are to be understood as nothing
other than painted. The seventh book of Vitruvius makes so many unambig-
uous references to the inseparability of expolitio and dealbatio from poly-
chromy that I should have to quote it here almost from beginning to end.3!4
Raoul-Rochette, [Heinrich Nicolaus] Ulrichs, Kugler, and other opponents
of polychromy ignore these passages and insist on interpreting tectorium opus
and dealbatio literally as whitewashing and politio as polishing in the modern
sense of this word.34 Based on the occasional use of the term dealbatio, these
scholars impute to the Greeks and Romans something only the latter could
have done, and only in a late period at that—namely, that they really white-
washed their temples and monuments from time to time. Thus these same
masters of classical taste must also concede the palm of white classicism to
our fathers, who with their wall brushes and pails of whitewash waged a cruel
and unfortunately most effective war against medieval polychromy.
Only a more correct understanding of ancient works and their artistic
expressions protects them from the opprobrium that this comparison would
bring to them —if it were true.
I repeat my assertion: ancient stucco is inconceivable apart from painting.
Stucco was the base, the actual body, not only for wall decorations and mon-
umental polychromy but also for wooden panels, terra-cotta, and many other
materials that were to be painted. These materials too had to be prepared with
a koniasis (a leakoma [plastering]). Only metals, ivory, and marble did not
need this artificial ground, which was why these precious materials were so
highly sought during the period when the artistic technique was perfected.
But stucco was by no means used only as a smooth ground for painting.
Among the ancients the plastic treatment of stucco surfaces, stucco work
proper (caelatura tectorii)—that is, the process of raising painted ornaments
and paintings on wall surfaces through stucco caelaturae —was a highly devel-
oped technique.
Art historians have not failed to date the adoption of this art later.
Certainly this style was readopted (like so much else that belonged to the old-
est art traditions) as society fell into decline. But it is nevertheless ancient.
And even though its early existence on Hellenic soil proper can now no longer
be proven by surviving remnants, certain ancient Greek tomb chambers at
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Cumae, Naples, Paestum, and other spots in southern Italy are decorated with
stucco cornices and slightly raised, relief, wall paintings. They therefore speak
for the early spread of this art among Hellenic and related Greco-Italic tribes.316
Unfortunately these antiquities, which are highly interesting for the history
of style, have always been described and drawn one-sidedly —in terms of the
objects depicted and their meaning—and badly as well. Above all, descrip-
tions of the architectural elements and decorations are lacking. Yet even an
imperfect knowledge of these works makes it clear that they are representa-
tives of a very old principle of decoration, one older than smooth painting,
which can already be considered abstraction in representation. We know it to
be a guiding principle in the Orient from earliest times.
There is no doubt that the kinds of wall decorations executed for the
Temple of Ceres in Rome by the Greek artists Damophilos and Gorgasos,
who were both sculptors and painters, were paintings in stucco relief. Pliny
reports (after [Marcus Terentius] Varro) that they were cut out of the wall
when the temple was being restored and mounted on framed panels presum-
ably so that they could be put back into the restored wall. The Temple of Juno
was built in the Roman year 258 by the dictator A[ulus] Postumius, in other
words three years before the Battle of Marathon, 493 B.C.
§ 80 Perfected Style
This luxuriant plastic principle, mixed with other reminiscences of Asia, by
and by had to give way (along with the plastic treatment of architectural
details) to a new artistic trend —its transformation into monumental wall
painting and the surface ornament associated with it.
Most of the older temples that have survived in Sicily and in the Hellenic
world are in this second style. Only the very oldest (and some that are perhaps
not so old but nevertheless archaic) recall the early, plastic style of decoration.
They correspond to the genuine Hellenic style of the second and third vase
styles. Similarly, those soft plastic and sometimes overly ornate architectural
forms of the early period run parallel to the Greco-Italic vase style, which was
still plastic in its first appearance (see “Ceramics”).
At the conclusion of this stylistic period, wall painting —that is, historical-
monumental wall painting proper —now achieves its most sublime direction
in the work of Polygnotus and his famous contemporaries.
The learned polemics of the 1830s regarding Greek wall and panel paint-
ing established beyond any doubt that the great monumental paintings of the
fifth century were wall paintings.3”
There are isolated cases where it has not been established whether paint-
ings from this period of art were inserted into the wall or painted directly on it
(for example, the paintings on the Stoa Poecile in Athens, which according to
a report by Synesius were removed from the wall at the time of [Flavius]
Honorius and Arcadius in about A.D. 400). Yet there is no doubt about their
monumental style and the technique that produced them, which was com-
pletely different from the later technique of easel painting proper. A picture
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frame set into the stucco wall was too confining for the monumental tendency
of these works. Their drama needed the length of the entire wall to develop,
the entire neutral area between the dark plinth around the wall and the corre-
sponding frieze below the coffered ceiling.3!8 The main image seems to have
been hung like a tapestry in sections across this field and was surrounded by
borders —just like the images on the bellies, between the bases and necks of
Corinthian and Athenian amphorae and kraters that were created at the same
time as these wall paintings. The bases reflect but a shadow of their greatness
and beauty.
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Textiles: Technical-Historical
paintings on the other two walls were surely separated in a similar way.3!
The compositions by Polygnotus on the walls of the Lesche at Delphi must
be imagined as even richer, even closer to tapestries, and even more like the
vase paintings of the perfected later style. On one side was the storming of
Troy and next to it the departure of the Greeks; on the other was the descent
of Odysseus into Hades. The separate actions are grouped alongside and above
one another—a rich and sumptuous tapestry with an abundance of figures.32°
These painted wall tapestries covered open stoas, temple cellas, and the
interiors and porches of temples. As the exterior walls of peripteral temples
were similar to stoas, such paintings were undoubtedly there as well.
Whenever a wall functioned as a facade and contributed to an architec-
tural effect, it was polychrome and decorated in part with historical or scenic
paintings.32! If an artist who imagines all of the parts of the temple now gen-
erally agreed to have been colored (those even the most zealous advocates of
white temples have conceded) in relation to the remaining parts in order to
form a harmonious idea of the whole, it becomes clear that polychromy is
necessary and requires no proof. But art history professors do not accept that
existing data and the laws of harmony prove that polychromy was wide-
spread. When such data fly in the face of their own antiquated theories, they
deny them or raise doubts about the observer’s accuracy and respect for the
truth— an exceedingly convenient system that spares them the trouble of con-
ducting their own research and investigations on classical soil.
As they have a significant influence on contemporary art education today
and seek to present a corrupt and bastardized system of their own invention
as the conclusive result of all previous research on a matter “that can now be
considered closed,” it is the duty of an architect who recognizes the great
importance of this issue to resist this imposed arbitration. The question has to
be taken up again on the basis of “matters of fact” and the evidence of ancient
writers.
So far this subject has been recognized only for its decorative significance,
but it also pertains to the innermost essence of ancient art and is a prerequisite
to understanding it. Without its proper complement of color, a work of archi-
tecture cannot be imagined or understood in its true sense. The nature of form
is conditioned by color. For example, the fluting and profile of a dark column
must differ from that of a light or white one. The latter demands deep shad-
ows on its surface, whereas other columns, for instance porphyry ones, should
not be fluted at all. Conversely, it is possible to draw conclusions about the
original color of forms that have since been deprived of their former hue.
Thus it is a priori probable that the deeply fluted Ionic column was lighter in
color than the shallowly fluted Doric, as the remnants of color confirm.
Yet it is almost unnecessary to deal with specific cases here, as this whole
chapter, which is devoted to dressing as applied to architecture, has no other
purpose than to trace this interrelation of form and color.
Let us first discuss those ancient Greek walls made not of white marble but
of other materials and covered with stucco. Let us look at examples from the
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early period of Hellenic art to which I assign most of the temples built of
porous stone, a considerable number of which have survived. None of these
porous stone walls from the relatively early Hellenic period—regardless of
where they are found—lacks traces of a previous stucco covering. Although
colors are only faintly visible and cannot always be made out, signs of their
earlier presence are not rare. Examples include stucco and traces of color on
the cella walls of the temple at Selinus.322 A fine sanded stucco stained with
vermilion covers the internal and external walls of the temple on Aegina,
attested by [Martin von] Wagner’s report on the Aeginetan pediment and my
own inspection. The outer cella wall of the archaic temple at Metapontum
was, according to the duke of Luynes, smoothed over with yellow stucco of the
same hue as the terra-cotta with which the temple’s beams and other parts
were decorated.
There are also red stucco tomb facades in Lycia that have survived intact,
some of which are exhibited in the British Museum. Often there are traces of
color on the Etruscan tombs hewn out of tufa and covered with mortar.
The coloring of walls and ashlar is also frequently mentioned by ancient
authors. I will pass over the frequent mentions of green and red tribunals in
Athens and other well-known passages about ancient painting and the col-
ored decoration of walls that have been discussed in detail in the writings
noted above. I will mention only a passage in Lucian that has not to my
knowledge previously been considered; it points to the antiquity and appar-
ently widespread occurrence of polychromy on stone walls. “The human
race,” he writes in the Amores, “built houses and learned with little fanfare
the associated arts. Instead of simple colorless garments they most colorfully
embroidered them; instead of poor dwellings they invented great palaces and
magnificent stone buildings and covered the bare, formless walls with beauti-
fully patterned color washes.”323
The striking report of Vitruvius on the palace of King Mausolus in Hali-
carnassus deserves mention here. Its ornatus was executed in Proconnesian
marble but its walls were of (unfired) brick, plastered so as to seem as trans-
parent as glass. One can only assume that this plaster was a glaze. Pliny’s
well-known report on the temple at Cyzicus, which he mentions among other
architectural wonders, also suggests a transparent plaster. Inside this building,
which was designed to contain a wreathed ivory Zeus and a marble Apollo,
the artist reportedly placed gold threads between the joints of the plastered
(stucco-covered) ashlar wall.32+ Thus the fine gold threads shone through the
wall paintings and enveloped the statues with a faint aura. Apart from the
artist’s ingenious idea, this work is chiefly admired for the richness of the mate-
rials, even though they were concealed.325
Aspects of this report that were incomprehensible before the Assyrian dis-
coveries can be easily explained today, thanks to our familiarity with the
glazed-brick walls of Nineveh’s palaces and temples.
Such rich and widespread wall polychromy must have been accompanied
by the polychromy of the structural parts, and this is confirmed by the most
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Les anciens separérent beaucoup moins qu’on ne le se figure dans leurs travaux les
plaisirs des yeux de celui de l’esprit; c’est a dire que la richesse, la variété et la
beauté des matiéres qui sont la parure des ouvrages de |’art furent chez eux bien
plus intimement réunis qu’on ne le pense au beau intrinséque ou a la perfection imi-
tative qui sans aucun doute en sont le principal mérite.
[In their works the ancients distinguished to a far lesser extent than we might think
between the pleasures of the eyes and those of the spirit, which is to say that for
them the richness, the variety, and the beauty of the materials that form the orna-
ment of works of art were more intimately connected than one might think to the
intrinsic beauty or imitative perfection which are without doubt the principal merit
of those works. ]
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heh
Semper
Another example is the temple at Aegina, which is still standing. The walls
and columns were covered in stucco, except for the crowning cornice and roof
of white marble.
The temple at Bassae also falls into this category; its columns and walls
were not built of a porous stone but of a gray unassuming limestone, covered
with stucco. Only the frieze, gable decorations, and roof tiles were marble.
The palace of Mausolus, probably of glazed brickwork with cornices and
other ornatus in Proconnesian marble, has already been mentioned above.
How was the ultimate harmonic perfection achieved in these and other
works that used so many different materials? It is obvious that color varia-
tions and contrasts were not sufficient to harmonize architecturally or orna-
mentally these heterogeneous materials, which did not even come together in
a rhythmic order. No one would accuse the Hellenes of having the bad taste
to tack colored stucco columns and painted walls onto a white front, much
less to place a white hat on them.
Thus only two possibilities remain. Either all the materials disappeared
under a common polychrome sheathing or the white marble was imitated by
means of stucco marble on the other parts such that the entire building
appeared white. Kugler, Ulrichs, and others follow the latter assumption; they
argue that any other premise is absurd, and with that high-handedly declare
the contentious matter closed. First of all, we now know that the columns and
walls were red, at least in the case of the temple at Aegina, which is the best
preserved of those mentioned. Second, we know that precisely that part built
in marble even now shows unmistakable traces of paint, especially on the
gable figures, the background of the gable, and the other decorations on the
marble cornices. Thus in the case of the temple at Aegina the opponents of the
polychrome thesis would have to restrict their assertion of whiteness to the
front of the cornice mutules, to the rising crown of the gables, and to the roof
tiles; at the temple at Delphi only six columns and some parts of the main
entablature would have been white. Yet these opponents claim that the whole
building followed the example of these few parts, even though the colors had
been established by a thousand-year-old tradition before the use of white
stone had even been imagined. In one of the examples cited it seems to have
occurred accidentally, as it were, an idea that came to the builder as he
worked on a few small parts. How would white stucco columns and white
stucco architraves have looked arrayed with other parts in Parian marble?
What person with any knowledge of the Greeks, what architect could think
such a thing possible even for a moment! And would we not have heard some-
thing about so profound a revolution in Greek architecture? The whole of
antiquity is silent about it; we do, however, have numerous passages referring
to the painting and coloring of white marble buildings and sculptures or
depicting them thus colored. Most important of all, remnants of this paint
have survived to a greater or lesser extent.337
The only possibility that I can accept is the second one—namely, that in
fact the addition of marble did not change the old principle of decoration at
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all. This material was chosen partly for its hardness, then especially for the
fine, firm, and soft grain that made it suitable for particularly precise and
sharp preparation, and thirdly for its dazzling white underglow. Only this last
property dissuaded the Greeks from using the ancient koniasis, that stucco
skin made with marble dust (an application of marble that is far older than
the use of marble stairs and marble blocks for building). Instead, they applied
the paint directly to stone inseparable from koniasis. This is the only thesis I
can accept after many years of research on monuments and as a result of the
view that I have formed about the art of antiquity in general. At the same
time, let me reiterate that this view is fully confirmed by the statements of
ancient writers, provided they are not taken out of context but cited appropri-
ately in the general context of the passages where they occur.338
Acrolithic marble temples (to stick to the analogy used, even if improper)
were the precursors to monuments built solidly and entirely in marble, in
which Hellenic architecture first achieved its emancipation from the material.
Along with this marble style a major revolution in color decoration also
emerged, and ancient reports and allusions on the subject are not lacking.
This was the introduction and spread of encaustic painting: more commonly
in places where this art provided the actual decorative adornment in associa-
tion with architecture and less commonly within its own sphere of influence.
There was also a transition from the oligochromy of Polygnotos to the poly-
chromy of Pamphilos and Pausias, from the solemn terra-cotta style of wall
decoration (most of the surviving remnants of which are in Sicily and Italy) to
the richly colored decoration of the encaustically decorated temples of Athens!
Sculpture also followed this polychrome direction, as the refined painted fin-
ish (circumlitio), ennobled by the highest art—a task that the sculptors left to
master painters—came to replace the conventional coloring of statues and
bas-reliefs of an earlier period.33? The extent of this trend is demonstrated by,
among other sources, the report that Scopas enhanced the contrasts in the
glowing color scheme of his famous Bacchante by adding a leaden tinge to the
dead flesh of the doe.34°
Even today we can discern on the most beautiful statues in the perfected
style adorning our museums faint traces of the rapidly fading paint that was
still clearly visible immediately after they were discovered.3*! The delicate
glaze on the bare flesh disappears first; the opaque colors of the robes and the
gilding on the hair and other parts survive longer.342 On the frieze figures of
the Temple of Theseus I found a very fresh pink and green in the folds of the
garments, thickly applied and opaque. Traces of these colors, their body, can
still be seen clearly today on the Elgin marbles in the British Museum, as can
the blue in the folds of the Erectheum caryatids in the same place.
At the same time, ceramics pursued an analogous direction. “Pottery painted
with wax in all sorts of colors” displaced the monochrome urns of the earlier
style.343 Wax painting has been perfectly preserved on them, and they provide
a reliable analogy to the type of polychromy prevalent at the time, as well as
allowing us to recognize with assurance the general style of the preceding art.
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Because of these remarkable and close links between pottery and poly-
chrome architecture, and because many products of this artistic technique
have survived intact from all the periods through which it passed, I will pro-
vide further details in the next chapter, on ceramics, particularly with regard
to the technical aspect of the important question. Here I will merely briefly
outline general historical aspects of polychromy in its subsequent phases.
une malheureuse illusion de notre age.” Nor do we share his view when he
sees nothing but wooden panels everywhere when the ancients refer to paint-
ings with expressions like tabula, odvic, or tivaé. These terms can be used for
pictures or representations in general, and hence they can refer to panels other
than wooden ones. At the very least we know that panels were frequently
made of slate, metal, terra-cotta, marble, and stucco, and they were often so
large and heavy that the easels that supported them during painting were
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called machines and often really were machines. This is clear from the famous
competition between Apelles and Protogenes, which was judged on the basis
of a large panel that was fixed or hung up in the machine to be painted.347
Paintings on large slate panels were found in Etruscan tombs and similar ones
on terra-cotta in Sicily. The four famous marble panels from Herculaneum,
covered with delicate drawings edged in red, were in all probability the ground
for encaustic paintings that were later destroyed by the heat of the lava.348
Four paintings on prepared stucco panels were found in Stabiae or (according
to others) in Portici.34? They were leaning in pairs against a wall with reces-
sions in the stucco of identical size that could accommodate them. Many of
the pictures in Pompeii were inset in this way. There can be no doubt that pre-
cisely these stucco panels (a medium selected recently by the excellent land-
scape painter [Carl] Rottmann for his encaustic paintings) were the usual
ground for paintings intended to decorate a particular place, such as a temple,
a stoa, or the like.
These stone and stucco pictures are closely analogous to metopes and
friezes, which are of course nothing but panel pictures set into the construc-
tion. Also, this custom of painting pictures in the studio and then inserting
them into walls, instead of painting them in place, may have affected only the
genre of painting and not so much the style of the overall decoration. Never-
theless, it would soon make its influence felt on the latter, which reverted by
stages to Asiatic paneling, transforming into the painted wall tapestries of
Polygnotos’s time. The Hellenic spiritualization of the wall-dressing principle
yielded to a more naturalistic and materialistic conception. A simultaneous
inclination toward the plastic outfitting of architectural forms proper corre-
sponded to this change. The Corthinian style, which was more Doricizing yet
plastically richer, appeared alongside the Ionic. The Doric order proper atro-
phied and stiffened into an inorganic structural scheme.
Greek art had gone a long way down this road and had absorbed many ele-
ments of barbarian art through its extensive trade with Asia when Alexander
toppled the Persian empire. As a result, the countries of west and central Asia,
from India to Egypt, came under the rule of Hellenic kings, and Hellenic edu-
cation took hold among the ancient seats of Eastern culture. Although there
was never a more intimate, so to speak, chemical union of the heterogeneous
elements of Asian and Greek culture, this mixture was bound to have impor-
tant effects on both cultures. Alexander’s bold architectural undertakings,
and the even grander projects that remained unexecuted because of his early
death, already bear a decidedly Asiatic stamp, evident both in their concep-
tion and in their means and manner of execution.
With regard to this last point, we should emphasize four factors through
which the Asiatic artistic techniques used at the time of Alexander affected
the artistic practices of the Greeks.
First, there was the much discussed ancient luxury lavished on the dress-
ing. As I have already shown, this practice extended to the constructional
parts of the building and even appeared in the stone constructions of the
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this meticulous art. He is in fact the only one of his contemporaries to be men-
tioned by ancient authors. But the application of this art remained limited to
the manufacture of signet rings.
During this period in Asia the application of glyptics to the arts proper had
come to a standstill or even declined. But its effects were felt across a wide
domain as it was used to decorate costly utensils and vessels in precious met-
als. These objects had been Asia’s most fashionable luxury goods from the
earliest times; it would seem, however, that they were not yet the work of jew-
elers during the older Chaldean and Assyrian empires. This extravagance was
exceeded by a practice that was also native to the Orient but was especially
prized in the Persian era, namely, the fashioning of chalices and bowls entirely
from precious stones of extraordinary size.
Glyptics had even extended to architecture, where, by analogy with its use
on vessels, it lent its color and splendor to the metal dressing of monuments.
Colorful and costly stones of the greatest possible size were also applied to
panels (crustae). They replaced the less luxurious wooden paneling or the
carved alabaster slabs of the ancient period.
There are definite signs that this luxury was predominant in Asia at the
time of Alexander’s conquest; it is clearly recognizable in the fantastic reports
of Babylonian splendor recorded by Philostratus and other later writers (but
taken from earlier authors).
Alexander, who enjoyed the Oriental way of life and accepted it for politi-
cal reasons, also enthusiastically adopted this kind of luxury (foreign to the
Greeks) for domestic furnishings and even for domestic architecture. His ear-
liest building projects demonstrate this. The great marriage tent at Susa had
gold columns set with precious stones, and Hephaestion’s funeral pyre was
decorated with carved ivory panels with gems.
His successors followed their hero in this as in other things and trans-
planted this new Asiatic luxury to Greece. It was refined by Seleucid and
Ptolemaic artists in particular. The cameos—relief carvings in multicolored
onyx —and the drinking vessels and bowls of this period carved from precious
stones (some valuable examples of which have survived) are true miracles of
beauty and technical perfection.
Enamel was closely connected with the luxury of gems. This is both a kind
of incrustation in which precious stones are imitated with paste and also a
kind of encaustic painting, probably the true and original kind. Its relation to
wax encaustics will be shown in the next chapter —on ceramics — where some
technical questions not yet discussed will be taken up.
Enamel was used on the roof of Alexander’s ceremonial chariot and would
certainly have been present wherever gold or another metal was used in archi-
tecture or on tools. It replaced Phidias’s simple painting on a gold ground,
although this was itself a daughter of Oriental enameling.
It has been shown above (under “Egypt”) that all the procedures for this
enameling technique were known to the Egyptians at a very early date. And
yet it has been asserted that it was the secret property of barbarians of the
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constructed of the most solid stone and finished with the greatest regularity
and care. Yet the Greek isodomon, stonecutting’s highest achievement with
respect to these properties, always remained independent of the ashlar work
in its form and outward appearance. The ashlar was worked and jointed to the
highest possible state of perfection precisely so as not to appear to be a formal
element, and it was covered with stucco and paint for that very reason. Where
was ornamentation of trimmed and natural-colored ashlar —something that
contradicted the attempt within Hellenic tectonics to emancipate the art-form
from the construction and the material —first used to decorate temple walls?
Whence came this innovation that, together with the raising of the arch to an
art-form, would call forth the most lasting revolution in architecture?
Once again the first hints and examples of this are Asiatic, probably dating
only from the time of Alexander or the Diadochi. First there is the Temple of
Zeus at Cyzicus, whose transparent ashlar plaster353 allowed the gold-
trimmed joints of the construction to shimmer through—a refinement that
seems to be a compromise between the old constructional principle of decora-
tion and the new one.
Then there are the city walls of Chios, mentioned by Pliny as the earliest
example of colored marble. Cicero said that he would have admired them
more had they been built of Tiburtine stone. Pliny adds that the authority of
marble should not lead us to admire a decoration that can be matched by the
commonest wall painting; indeed, the latter is still to be preferred.354
If we understand this anecdote and its postscripts correctly, it follows at
once that the Romans of Cicero’s time coated their Tiburtine ashlar with
multicolored stuccos. In the same chapter Pliny adds that Menander, who was
wont to describe luxury in great detail, was the first to mention colored mar-
bles or, for that matter, marble decoration in any form, and then only briefly.
Menander wrote his comedies around 300 B.C., or shortly after the time of
Alexander.
Without a doubt this idea, at first purely decorative, was anticipated by
the polylithic use of colored marble slabs and inlays of rare stone. The inten-
tion was to make the extravagance all the more evident by building the wall
itself in these precious materials, and this produced the colorfully checkered
ashlar work so frequently imitated in paint at Pompeii.3°° Nero showed more
originality in his Golden House by having an entire temple built of Oriental
alabaster, and the translucent walls seemed to hold the light of the cella cap-
tive. But this belongs to the next article, on Roman art, to which the period of
the Diadochi provides an important transition.
Finally, the acceptance of the vault and arch as art-forms must have lent an
even more powerful impetus to advance architecture in the constructional
direction that was so appropriate to the genius of world-dominating Rome,
where it achieved its fullest development.
The vault and the arch (especially the segmental arch, a transitional form)
were perhaps first conceived as decorative elements by the Greeks during the
construction of Alexandria in Egypt. There the roofs were also vaulted with
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segmental arches and covered with a topping or stepped and paved with an
artfully laid-out flooring.25¢ A mysterious propylaeum leading to the castle
was topped with a domelike construction. Some Egyptian elements (the seg-
mental arch as a roof form is ancient Egyptian) may have been mixed with
Asian and Greek elements here. Unfortunately, with the exception of the
famous mosaic floor at Praeneste, nothing has survived that would enable us
to get a clear idea of this remarkable style.
The overall effect of these glittering devices that art had at its disposal
thanks to the whim of art-loving and immensely wealthy rulers is evident
from the descriptions of ceremonial tents, chariots, and giant ships that have
been set down for us by the polyhistor Athenaeus. Like all descriptions of
works of art, however, they leave too much scope for arbitrary interpretation
and do not always assume plastic form.
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mediated by Greek princes who, when founding their cities in Asia and
Egypt, had assimilated these same barbarian architectural elements along
Greco-Italic lines even before the Romans had. But the kind of spatial poetry
expressed by the juxtaposition of many architecturally ordered and decorated
spatial entities to create a single overall effect, working from a predetermined
plan, always remained the weaker side and was the last element to develop in
Greek architecture, which by its very nature was microcosmic, that is, striving
toward individual being. It was the Asiatic-Hellenic urban planners who first
showed a sense for large-scale urban complexes and in this they were defi-
nitely influenced by the Orient. Thus Pergamum, Sardis, and Halicarnassus
were built on Assyrian models. Hippodamus, the architect of Piraeus, Thurii,
and Rhodes, was an Asian Greek (from Miletus). Meton, another town plan-
ner, was satirized by Aristophanes. Yet the name of Dinocrates, court archi-
tect to Alexander, eclipses all the other known masters of town planning.
Cleomenes, Olynthios, Ereteus, Heron, and Epithermus were architects work-
ing under Dinocrates on the city of Alexandria, designated by the Mace-
donian as a metropolis. Here architecture first assimilated the great spatial
layouts of Egyptian temple-palaces, and above all the basilican form and arch,
of which Greek art, by no means inclined toward colossal architecture, did
not grasp the true significance. They built serapeums (temples with broad out-
works, symbols, so to speak, of hellenized Egypt), museums, gymnasia, and
baths —all following the grand models of Egyptian monuments.
The scale of the buildings in Antioch and in many of the seats and cities
that appeared as if by magic in that enterprising period was not much smaller
and more Asiatic. They became the legacy of Rome, which was destined — and
possessed the means—to make Alexander’s world idea come true and at the
same time to invest it with a genuine architectural expression. The Romans,
whose faithful preservation of Indo-Germanic art traditions meant they were
still half Asiatic, found themselves more at home in those eastern provinces
than did the Greeks, and they solved the problem of fusing Asiatic-Egyptian
and European motives into a world architecture that dominated everywhere!
They carried from Asia to Europe a structural sense directed at the purpose-
ful, a view of art inseparable from that sense, a predilection for the appear-
ance of materials, for colossal scale, and for the effects of mass, all of which
contributed to the solution of this task. They developed these things in them-
selves over many centuries. Thus inherited and acquired Hellenism, inherited
and acquired Orientalism — or rather barbarism — fused into one!
The result of this amalgamation is so homogeneous that it is difficult to
identify the origin of the individual features that constitute it. This is most dif-
ficult of all in the case of the question that concerns us here: what happened
to the tradition of wall dressing under the Romans?
In order to provide perspective, here too a strict distinction must be made
between the different periods of Roman history.
First, the customs prevailing in Italy provide a few clues about the pre-
Republican period in Rome. The age of triumphs over conquered lands
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superior in culture, wealth, and art (southern Italy, Sicily, Greece, Egypt, and
Asia) represents a second period of wall decoration, and there is no lack of
information about that. Third, stable world domination under Augustus and
his immediate successors introduced new motives into the decorative arts,
which had a powerful effect on architectural style in general. Finally, the
period of greatest extravagance and general moral decline offers a confusion
of wealth in which it is difficult to recognize a principle, although here too
there is no lack of information about this luxury and its vestiges to be gleaned
from ancient authors.
As early as the old period of the kings and during the Republic the
Romans exhibited the tough practical energy and cooperation in working
toward a lofty, long-pursued goal that would make them masters of the
world. This is evident from those grand functional buildings of ashlar in
which the arch appears completely developed and most excellently executed.
Nothing seems farther from our theme than the arch, the architectural
form in which the core schema is least open to being separated from the art
schema —a form that is absolutely corelike and constructional. But it is rele-
vant here in that it is a breached wall, or rather a breaching of the wall.
Architecturally it was conceived as such only by the Italians, since wherever
vaults appear in ancient Italy they are merely running arches, as it were, open-
ings in walls of exceptional thickness. The true vault was not invented until
the imperial period, and even after its introduction by the Romans it lacked
the properties of an independent art-form. It lacks structural symbolism and
is no more than an arched ceiling spanning space.
We therefore speak of the arch here only in connection with the wall
through which it passes. In this context, wherever it appears architecturally
and not merely as a structural or technical device, it has nothing to do with the
roof support or floor joists. It is simply a breaching of the spatial element—a
wall—which, as we know, remained conceptually independent of the roof in
all architectural styles, with nothing to support but only to enclose. Archi-
tecturally it works only in this sense and its entire ornamental symbolism
relates exclusively to this purpose.
Further, in accordance with the building traditions shared by the Italians
and the Greeks, the column with its epistyle was the supporting element that
fulfilled the function of supporting the roof. To them, a roofed or multistory
building with arched openings but lacking those supporting and supported
members would have been an architectural absurdity.
From this it follows that the union of these two elements in an arcaded
work must be as old as the introduction of the arch into Italic architecture,
that is, into truly monumental building. To assume the reverse and see this
union as a late, random, and purely decorative invention is to misunderstand
completely the spirit of ancient Indo-Germanic architecture. For someone
who is ignorant of or neglects to consider these architectural principles and
traditions but nevertheless has a feeling for architecture and follows that
alone will always find that an arcuated facade without columns or pilasters,
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such as the Pitti Palace, looks like a breached wall, a kind of bridge, like the
Pont du Gard, behind which, for all I care, a giant might have made his home.
This combination is not only traditional, it is also completely rational and
even natural. We need to revise our aesthetics and art history, especially relat-
ing to Roman art.%58 It is typical to view the Italic combination of columns
with arched walls as “a decoration for which Hellenic architecture had to
provide the forms,” or as irrational, “a marriage of convenience entered into
for reasons of extreme functionality.” Others have equally flattering views of
the ancient republic and see the columns as Greek maidens whom the Romans
carried away as slaves, “high-born, but with their original grace and lightness
dulled by being compelled to serve in foreign houses where the laws are not
their own.” All of this— however elegantly devised —cannot stop me from
arguing that combining the arch with the engaged column mediates the
masonry’s incorporation of the ceiling and roof in a more natural and also
more rational way than the cella wall of a Greek temple did. For the aestheti-
cally educated eye, the cella wall leaves the architrave that rests on it unsup-
ported from one anta to the next, as Greek architects were all too aware. It led
them to all sorts of faltering alternatives, none of which satisfactorily solved
the problem or the contradiction from all sides.
This is a good opportunity to counter another generally held view, namely,
that engaged columns were, architecturally speaking, late births or degenerate
forms; in fact, they are archaic or at least correspond to the ancient period
(archaistic). Several times I have noted the antiquity of the custom of filling
in intercolumniations, or at least of placing grilles between them. Roman
arcades should be viewed in the same way; they are nothing more than
breached diaphragms (dwarf walls or cross walls) between columns, at least
ideally. In accordance with the same idea they do not rise above impost
height. This led to the Roman impost termination and also to filling in the
spandrel, which was originally intended to be empty, to the right and left of
the arch with sculptures (usually winged or hovering figures). At the Choragic
Monument of Lysicrates in Athens an astragal runs around the walls between
the columns, and there too the (ideally) empty space over it is occupied by
sculpture (tripods). There is no doubt that here, as in Roman arcade spandrels,
this idea was made even more evident by using a lighter background, usually
blue, for the polychrome or gilded sculptures to distinguish them from the
darker color of the lower walls.
Conceived in this way, there is nothing idle, strange, or forced in this pow-
erful yet manageably elastic Roman combination so rich in character. In fact it
shows the greatest possible logic in the detail and as a whole: each part is nec-
essary and explains its purpose by the service it renders to the whole, with a
clarity unmatched even by a Doric temple.
Following ancient Indo-Germanic architectural traditions, the arch itself
when used as an architectural member in combination with columns, as an
arcade, is given its own dressing, an antepagment of wood, terra-cotta, or
metal. Later this would be translated into the stone style and reproduced
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enhance the effect of the work. The same is also true of an old, probably
Republican, arcaded building covered with red stucco that was discovered at
the foot of the Palatine Hill near the Via Sacra, not far from the Arch of Titus,
during my stay (in 1832). I would cite several more examples, if I did not
know how easy it is for aestheticians to argue them away. Even brick walls,
opus reticulatum (reticulated) and opus incertum (rubble), a reduced version
of cyclopean walls that the Romans employed for their civil buildings, did not
remain free of this covering, as is shown by the Sullan terrace work in Praeneste
and in countless other examples, especially in Pompeii and Herculaneum. At
the latter sites the oldest works are built in the most beautiful opus reticula-
tum with small square tufa stones, and the entire wall area has retained the
original colored stucco coating, the expolitio. The genuine red brick color
used as a polylithic wall decoration was not introduced until a later period,
which will be discussed shortly. This color must have appeared at least on the
cornices of the two little brick temples above the Egeria valley near Rome, as
they are nielloed, as it were, with dark blue stucco ornaments pressed into the
brick indentations.
Thus the Italians, devoted as they were to the ancient building tradition of
covering walls with stucco, developed early on their own art of wall painting.
They may have used it earlier than the Greeks for mythological and historical
scenes and for other depictions that went beyond the bounds of pure decora-
tion. Pliny the Elder provides sufficient evidence of this.
Above all, this author admires the paintings in the temples in Ardea, which
he considers to be older than the city of Rome. Although Pliny may have over-
estimated their age,3¢3 it can still be assumed, given the early destruction of
Ardea and the ruinous condition of the buildings in which the paintings
were found, that they were very old and probably the work of a native artist.
According to Pliny the same artist painted equally magnificent pictures at
Lanuvium that Caligula found so beautiful that he would have removed them
from the wall if the consistency of the stucco had allowed. According to the
same author, certain equally fine wall paintings at Caere were of the same age.
Some pictures from this early period may have survived. At least it is
impossible to determine the age of certain Tuscan and ancient Italic tomb
paintings discovered only in our day. The oldest have very little Greek about
them but are instead Asiatic: both in terms of the representation, which is
always descriptive and concerns experiences, usually ceremonies for the dead,
and in terms of the technique, which consists of the simplest coloring of out-
lines, mostly concerned with external life but sometimes expressing an almost
modern sentiment. The colors are those found in the oldest painting tech-
niques, for the so-called florid colors (for example, vermilion) are completely
absent.364
The principle of these wall decorations, from an architectural perspective,
is similar to that of the Greeks at the time of Polygnotus: a sort of tapestry of
uninterrupted images distributed in one or more friezelike zones set above one
another over the whole wall, which is usually provided with a painted wain-
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scot in a darker color. The panels, fields, pilaster strips (abaci, orbes, cunei,
etc.), and other motives that Vitruvius indicates correspond to the ancient
manner of colored wall dressing are not found in the older tombs, nor even in
Etruscan tombs from a later period when the Romans already ruled the whole
of Italy. This shows that the plaster imitations of incrustation said to belong to
the ancients (veteribus) are probably no older than the Alexandrian period.
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Now, however, it has been totally pushed aside by marbles—what’s more by gold —
and not only to cover entire walls but even to decorate them with engraved marbles
and marble slabs covered in wavy lines to look like animals and objects. It isn’t even
enough to have panels or wide wall spaces in a bedroom depicting mountains. We
have begun even to paint stone.>74 This practice was invented in the principate of
Claudius, while under Nero the technique was invented whereby markings were
inserted in marble slabs which were immaculate, to break up the monotony. Thus,
Numidian stone could have oval-shaped markings, and Synnadic marble could be
embellished with purple, the way luxurious tastes would have wished them to be
naturally.375
Here one can see the contrast with ancient Greek polychromy, which does not
want stone to look like a piece of wall and therefore covers it up with paint.
Here the opposite approach demands that painting and other means be used
deliberately to emphasize stone’s material and structural capacity as a panel
and even as ashlar and make it stand out.
Even without these very interesting but always misunderstood reports, the
monuments dating from the period in which the Roman way of building
achieved worldwide dominance leave no doubt about the important changes
in decoration described in these reports that are closely related to the principle
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of building in general. In all temples and other monuments from the Roman
imperial period we find cut ashlar and sharply marked, rectangular recessed
stone joints as the most important decorative elements (albeit initially only
by chance in buildings left incomplete —for example, the amphitheater in
Verona). It even extended to the actual column supports and entablature,
whereas in early Italic and Greek work from the finest period the masonry or
ashlar joints on columns and entablatures were never visible and had no
architectural effect. At the same time, we notice that in Pompeii all walls
adorned with quadratura [squared stone], used decoratively both outside and
inside, have an especially lively polychromy, imitating colorfully alternating
marble ashlar and using color to accentuate the joints. We can be certain that
temples now colorless in their ruined state were just as colorfully decorated at
the points in question, and this includes temples and monuments built of
white marble.376
According to the new polylithic architecture of Rome, white marble could
retain its natural color as a white element in the new polylithic system. But it
was already modified by the circumlitio, which was retained by the Romans
for every kind of marble. Moreover, white marble as such was no longer highly
esteemed, as can be seen from Pliny’s remarks on luxurious Roman columns.
One can be certain that it was permitted only when it was compatible with
the predominant taste for colored stone. Here the columns of Luna stone
inside the Pantheon, transformed into colored marble by ancient encaustic
techniques, deserve to be mentioned. (On this remarkable fact, which to my
knowledge no one has disputed, see Quatremére de Quincy’s Jupiter and
[Aloys Ludwig] Hirt on the Pantheon.)
Moreover, the Asiatic preference for gilding, which the Romans inherited,
led to massive use of this richest of all dressing materials, chiefly on roofs and
thus also on columns, as supports for and components of the roofing system.
Although most Roman temples and other white marble monuments are
now ruins, and those in the best condition have been altered to serve other
purposes, especially ecclesiastical ones, unquestioned remains of the antique
circumlitio have survived in part, and this covering still frequently shows
signs of its former color and gilding. Generally, the paint that served as the
external decorative element was removed, as it too clearly betrayed the pagan
origin and profane purpose of the building. The most suitable and convenient
way of doing this was to scrape the walls or, even more frequently, to repaint
and whitewash the work. Such is the case with the three columns in the
Forum Romanum, apparently a remnant of the Curia Julia, of which the
lower sections lay buried deep in rubble for many centuries, probably from
the time of the downfall of Roman rule. It is upon just these lower parts,
extending precisely to the level the rubble once reached, that a red tint can be
seen (not even the opponents of polychromy deny this),377 as if it were fused
with or bled onto the surface of the stone.
Equally clear are remnants of color and gilding I discovered on Trajan’s
Column, the presence of which was confirmed by other architects, of various
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nationalities, whom I asked to reexamine the column with me. I hoped to use
this testimony to confound certain doubts or contradictions that I antici-
pated — easily asserted and just as easily believed. One by one, nine architects
lowered themselves down the column on a rope to examine its full height.
Without exception they confirmed my observations. A few years later, in
1836, one of them—[Mathieu-Prosper] Morey —retracted his testimony and
claimed that both the blue and the green were copper oxide that had bled
from the bronze statue, while the red he had found was only red crayon. This
tardy recantation and incredible attribution of the presence of color to ran-
dom causes (perhaps even intending to suggest that I had smeared crayon on
the column to deceive my colleagues), based on unconfirmed observations,
are dealt with in Hittorff’s great work ([Restitution du temple d’Empédocle a
Sélinonte,| 142), where all the details on this subject have been collected.
Among them is a memorandum by Constant Dufeu that confirms my obser-
vations.378 Dufeu examined all parts of Trajan’s Column very closely in 1834
and, “d’une maniére évidente et incontestable pour lui,’ found the same rem-
nants of the ancient circumlitio that I first noted. I considered then and still
consider today that the presence of this circumlitio is the most important fact
for our question, more so than its actual colors. This circumlitio was found
under the abacus and on the parts of the capital protected by it, a thick
resinous crust still intact, with shiny cracks similar to old tar on ships; it could
still be seen on other parts of the monument as well. The remnants, in any
case, are not sufficient to reconstruct the whole system of polychromy that
was used on this monument. But wherever we closely examine an ancient
work of sculpture or architecture of white marble that has to some extent
retained its exterior integrity we find traces of this same resinous coating, the
presence of which cannot possibly be explained by random events. In some
places, especially on the nude parts of statues and on the main surfaces of the
constructional members (like the shafts of columns, architraves, and friezes),
this coating is transparent and not of measurable thickness. On the garments
of the figures, on certain ornamental parts, and on wall surfaces, it is opaque —
an opacity achieved by adding in some cases plaster or lime, in others frit or
some other opaque dyestuff, to the wax. There it is applied fairly thickly,
almost in the manner of enamel. For bare skin, or where the whiteness of the
marble was the effect desired, this whiteness was nonetheless first mitigated
by a stain (Bad) and in some cases painted; this was followed by a colorless
Wax coating, in accordance with the process described by Vitruvius (7.9). This
author makes it clear that only the nude parts of the marble statues (in other
words not the clothing) were treated in this way. This causis, this transparent
wax coating, should not be confused with the thick, encaustic, mosaic-like
painting in which circumlitio became an ornamental device (according to my
observations of the Temple of Theseus and the Parthenon statuary, the fully
opaque paint containing lime that is found on the garments of the latter is
something else again). The gilding was laid on a red bolus mordant or on gold
ocher and then fixed again and protected from the weather with the help of
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§ 84 Rome in Decline
We will now deal very briefly with the conclusion and final stirrings of this
imperial idea before its demise, inasmuch as these death throes are revealed in
the decline of architecture —all this, of course, from the point of view that
particularly concerns us here.
One characteristic of this period is that the structural-lithotomic element,
which is apparently married to and intimately bound with the Hellenic formal-
tectonic element during the empire’s golden age, begins to separate itself.
Over the course of this breakdown the structural element develops uni-
laterally and increasingly as a building mass, a trend within which even late
Roman architecture still produced magnificent work. The formal-tectonic ele-
ment, by contrast, noticeably withers and returns ever more decidedly to
Asiatic materialism in its dressing. The same shining, brightly embroidered
covers that could be said to have been the swaddling clothes of antique art
were also to be the shroud in which its mummy was wrapped. All this richness
of tapestries; this extravagant use of precious metals with which walls and
buildings of every kind were paneled; this jewel work and skillful enameling
squandered on walls, ceilings, and floors; these rooms paneled in jasper and
ivory, with glass and amber; these mosaics and other such decorative dress-
ings for which an Asiatic, aging Rome sacrificed its stolen treasures —how
similar this is to the barbarian splendor of the rough and refined Chaldean-
Assyrian encrusted earth walls!
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Much of the luxury of the late imperial period would not have been new to
the Diadochi, as it was introduced to Rome by Nero, or even by Augustus. Yet
this luxury managed to move, at least to some extent, within the bounds of a
general architectural law. The skill with which the materials were processed
was appropriate to their costliness, although the step backward that these
techniques had already made under the Ptolemies is expressly mentioned with
regret in the description of the Ptolemaic Nile barge (the Talamegos), famous
for its incredible splendor.
[Flavius] Rufinus’s description of the Ptolemaic Serapeum in Alexandria,
which indicates the inner shrine was lined three times—first with gold, then
with silver, then with bronze —is evidence of how a profound and religious
tradition, which Phidias, too, honored but then put to artistic use, can become
the most arrant nonsense in eccentric times.
Scaurus had already rivaled this Asiatic splendor with his wooden theater
in Rome, which had a three-story skene paneled with marble, gold, and
mosaics. In his Golden House the mad Nero dared eccentricities in this vein
that had been unheard of previously and would never be achieved again. He
mimicked the Alexandrian masking of material, hiding something costly
behind something less costly. Pliny reports that it was during Nero’s reign that
it became the practice to paint the tortoiseshell with which furniture was
veneered to resemble wood.
The unfortunate use of glass for decorative purposes was taken to extremes
shortly after the age of Augustus (the manufacture of glass was already popu-
lar in Rome in Cicero’s time), as was emblematic decoration using semi-
precious stones of significant size, chased silver, carved ivory, and so on. In
addition to descriptions in ancient writers, who tended to treat this luxury
expansively, there is no lack of artifacts to confirm it. The soil of Rome is
more or less strewn with pieces of glass, the remains of such wall and floor
dressings of artificially patterned and carved glass. In Veii a floor of compact
glass the size of the room was found. Objects of two-toned glass, carved like
cameos (in the manner of a Portland vase), have been found with stucco rem-
nants from the wall into which they were fitted. Nor is there any lack of frag-
ments of genuine painted glass. On the Palatine was found, among other
remnants of Roman splendor, a room completely encrusted with silver and set
with precious stones ([{Pietro Santi] Bartoli, [in] Memorie [di varie antichita,
nos.] 101, 102, 118). It may date from the time of Nero, whose house was
dressed entirely with gold and inlaid with gems and mother-of-pearl (Sue-
tonius). In the seventeenth century a room was found on the Aventine whose
walls disappeared behind gilded bronze plates encrusted with medals.
These and other remains of ancient wall dressings consist in part of non-
degradable materials, which is why the taste for polychrome architecture and
sculpture in the centuries of the late Roman Empire can be seen so clearly and
undeniably. Even the ivory panels from this period that have been discovered
are polychrome. The mosaic reliefs discovered in Hadrian’s villa are poly-
chrome, and they are analogous to the other, much older Greek mosaics
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After [Titus Flavius] Domitian[us] there was a return to simpler or more regu-
lar habits, and the lofty artistic ambitions that went along with it lasted for
only eighty years (from the end of the second to the late third century), where-
upon Orientalism burst its banks and flooded the seat of the Roman Empire
to even more devastating effect.
Syrian luxury now increasingly freed itself from the constraints of antipa-
thetic Hellenic rules of beauty that had until now maintained their shaky rule
over materiality. Thus the bond that held together the technical aspects of
architecture to produce a general artistic effect was increasingly loosened. The
interior wall detached itself from the masonry exterior, and the latter became
the ceiling support. At the same time, sculpture and painting ceased to be art;
as a result the enjoyment of materially beautiful and sensually attractive things
was sought out ever more greedily as a substitute for artistic enjoyment.
All the material relevant to this is assembled in Raoul-Rochette’s book
Peintures antiques, where one will find, in addition to citations from ancient
writers and the objects found, the titles of all ancient and modern writings on
this subject. Rather than make a great show of quotations borrowed from
that scholarly work, I would prefer simply to direct the reader to it.
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flying buttresses supporting the exterior walls. It neglected the aesthetic half
of the problem, however. It is not simply that it leaves the eye unsatisfied at
the point where the lateral thrust of the vault ribs becomes apparent—namely,
in the interior of the vaulted space where the exterior counterweights cannot
be seen—and that the unprejudiced eye is bound to be anxious about their
absence and the one-sided effect of the vault ribs thrusting outward against a
pier whose strength cannot be seen from the interior and appears to be too
weak. It also disturbs our aesthetic sensibilities on the exterior as well, where
overpowering and merely technical piers counteract something that is invisible
and therefore does not exist in a formal sense. Certainly the aesthetic eye can
easily transfer spatial impressions from something seen earlier to something
seen later, but it is not permissible to make static additions to the overall
impression by counteracting masses that cannot yet or can no longer be seen.
This is because half a static system cannot produce something complete in
itself and in fact cannot exist. By contrast, a space such as a vestibule that
forms a harmonious overall unit with the peristyle of the courtyard, the
ascending steps, the upper loggia, and the antechamber into which the loggia
leads is a complete whole in itself.
The problem had been solved far more beautifully, for example, in the
magnificent groin-vaulted halls of Roman baths, where the abutment and the
vertical supports of the vault combine in a way that is both mechanically and
aesthetically pleasing. Columns placed in front of the interior walls and their
entablatures engage the wall and receive the lateral thrust. The placement of
the column supports for the ceiling inside the room satisfies the old Indo-
Germanic principle that the wall should not support but enclose, and in this
respect the wall is emancipated from service to the vault. Moreover, the
Roman unbroken semicircular groin vault with its lacuna decoration scarcely
conveys a sense of lateral thrust, because the symbolism of this decoration
merely makes the vault look like modified ceiling compartments.
Splitting up the ceiling into dynamic wall arches and vault ribs inevitably
led to what the modern Goths call organic articulation,3*! or enlivening the
wall. In fact, it is nothing other than the annihilation of its existence, a visible
demonstration that it has lost all significance as a wall. It has now gone over
to the service of the vault and is split into a double row of tall piers that rotate
their fronts a quarter turn so that their axes are directed vertically at the axes
of the now dissolved walls. Another consequence of this system (the rigorous
logic of which certainly leaves all the rest behind) is the complete disappear-
ance of any visible vertical spatial enclosure—that architectural element or
natural field that architecture’s two noble sister arts, painting and sculpture,
had at their disposal from time immemorial, in a way that was not directly
dependent on architecture. Some compensation for this loss was at least pro-
vided by staining the glass that was set in networks of iron and lead in the
wide openings between the piers to provide the necessary protection against
weather. But however admirable medieval stained glass may have been, it is
undeniable that it always retained a certain barbarian quality, and it was not
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the branch of painting in which this divine art could excel. For by serving as a
transparent pictorial panel—a means of protection —it did not simply dress the
wall but was itself a protective wall. Moreover, as a window in this location it
was subject to the rigorously structural architectural laws of the Gothic style.
In addition, the technical difficulties of this variety of mosaic, and especially
the peculiar use of light intended for it, forced it to work within the strictest
constraints when developing its means. These limits could not be exceeded with
impunity, and they had been reached as early as the early thirteenth century.
Yet another location enabled this style of painting and sculpture to move
more independently of the general structure: the low walls found between the
piers surrounding the choir (following an ancient tradition) and in other suit-
able places. But stained glass, with its colorful lighting effects, was bound to
come into conflict with representational works here, and the ever expanding
web of architectural tracery soon took over these few fields still available to
autonomous art. Only in older cathedrals do we still find these areas used for
historical representations — one successful example is the choir of Amiens
Cathedral, which is surrounded by a series of very lively images in poly-
chrome relief.
Sculpture proper was left even less scope as an independent art than paint-
ing. The Gothic style allowed the former to develop more splendidly only dur-
ing its initial stages, which really still belonged to the late Romanesque period.
Sculpture soon declined, however, because the logic of the new architectural
system did not tolerate statues larger than the human form, and there was room
for them only on the structural parts of the building for lack of walls and thus
wall niches. Crammed between pier bundles and channels or leaning on piers
and functioning as a crown, the statues lacked independence and yet did not
form an active part of the architecture either. Sculpture seldom rose above an
iconographic existence and in this respect is almost Egyptian.
There are, incidentally, several links between the hierarchic architectural
system of Egypt and that of the thirteenth-century Catholic Church, and I will
have another opportunity to discuss them later. Here I would simply like to
emphasize that Gothic ornament also abandoned its structural-symbolic
meaning and was only loosely connected with the constructional core, partly
as pure decoration, partly with tendentious-symbolic significance.
One might think that a general polychromy would be incompatible with
the principles of the Gothic style, and yet it was never applied more completely
and decidedly than in the architectural and sculptural works of the thirteenth
and fourteenth centuries. Only on the exterior (apart from portals and some
other areas meant to stand out, such as the roof) was the natural color of the
stone retained. Perhaps in the interior it seemed necessary to address the unfor-
tunate state described above in which the eye, being unable to perceive the
abutments and buttresses from the interior, cannot find the reassurance it
needs in a dynamic rib system of wide-span vaults and a light system of pillars
without intermediate walls. A partial solution can be achieved by using profil-
ing and painting to keep the vault’s reinforcing arches and ribs from looking
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§ 86 The East
The same is true of the East proper, where ancient phenomena constantly
reemerge in a renewed form, and the tradition of wall and structural dressings
found in old Chaldea persisted.
And yet in the various branches of the Arabic style (as well as in Byzan-
tium) there are remarkable connections as well as conflicts between the prin-
ciple of the polychrome and polylithic masking of structure and its opposite—
the use (indeed, the always barbarian misuse) of constructional forms for
merely decorative purposes, peculiarities of style modified in different ways
according to the times and individual trends within Oriental peoples related
by tribe and religion.
Later sections will provide opportunities to return to this in more detail.
§ 87 The Renaissance
I also refer the reader to these later sections for the architecture that we clas-
sify under the name Renaissance style, which was in fact (like all other styles
since antiquity, not excluding the Gothic) a restoration of ancient art in the
minds of architects. In fact, they borrowed only individual features from
antiquity, and uncritically at that, but, inspired by a wonderful creative spirit
of their own, they did create something new and hitherto unattained —all the
while believing they were merely copying. The Renaissance digested and
processed the erroneous view that ancient sculpture and architecture were
colorless in a way that produced a kind of art that was largely self-justified.
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Concluding Remarks>*3
In the final sections of this chapter on polychromy and its relation to Greek
and Roman art, the reader may have missed a consideration of opposing
views — views that in most textbooks on art history, and certainly in the most
widely read, are presented categorically as the only permissible approach to
the Hellenic-classical idea of beauty. On the one hand, it was not my intention
to be polemical; on the other, we really cannot see how the opposing party
has deserved this consideration since its most effective tactic lies in denying or
completely ignoring inconvenient facts. Or, when neither of these tactics is
possible, it haughtily winds its way along with stilted and vague phrases, tem-
pered with a “might,” a “may,” or a “could.”384
Compared with that way of treating our controversial theme, the positive
language of the late Professor Ulrichs in Athens was at least honest: he simply
wanted to consider only those texts that seemed to confirm his view, and he
was as little concerned about what previous archaeologists had written about
the same texts as he was about anything else that can be found in ancient
and modern writers on the question, which to him did not seem in the least
controversial.
And I can also find praise for Mr. [Hermann] Hettner, who after his return
from a journey to Greece lasting several weeks expresses his youthful and
fresh opinion about the controversial question in twenty printed octavo pages,
“truly bringing the whole controversial question to a conclusion, by judging
the case of Kugler versus Hittorff-Semper and attributing right and wrong to
both parties.”385 This proves quite fatal to Kugler, who, although himself on
trial, wishes to be the sole judge of the case he has so naively declared closed.
“Truly charming thrones are often built from finished building stone,” says
Kugler at the end of his review of Hettner’s text.38¢ Certainly Kugler had no
need to build the throne upon which he sits in judgment over this affair, as it
was already finished before he came on the scene, or at least its model was—
its white-speckled archetype. I am alluding to the Aeginetan temple that [Leo
von] Klenze restored for the Glyptothek in Munich, about which the catalog
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says: “This painted relief has been approached so conscientiously that nothing
was added that could not be conclusively proven from the ruins, even in cases
where it would have added to the harmony of the whole.” Paint was applied
only where there were clear traces of it; the rest was left white. Thus the white
on the model of this temple is, in the clearly expressed view of the architect
Klenze, a dash —a space that has not been filled in!
And Kugler has been enthroned upon this unfinished Munich temple for
over twenty years and speaks in judgment from it as if he were Solomon! But
what gives him more right to it than Hettner? And how does his judgment dif-
fer from Hettner’s? Had Kugler, as Hettner may certainly claim, even set foot
on classical soil before he delivered it? Is Kugler’s polychrome system any-
thing other than “an attribution of right and wrong to both parties,” a com-
promise between the color-shy aesthetics of the past and my polychrome
restoration of Greek temples from the Periclean age, which is based upon long
study of the monuments of Attica?
Artists cannot comprehend a Kugleresque monument: masses of dark
and bright colors above, dazzlingly white below, with entirely white marble
figures, set off against a blue or red ground, with painted hair, lips, eyes, eye-
lashes, eyebrows, and nipples and an abundance of colored and gilded deco-
ration. They say that too much or too little has been conceded. A white
temple with the powerful masses of color applied above, and only above, is
unthinkable, whereas the old academic idea of a completely white columnar
building, possibly edged and bordered with light gold straps and bands, has a
certain viability as an artistic creation. With marble statues it is very much the
same. Thus speaks the artist, but I know how little consideration aesthetic
necessities can claim in our time, which wants “matters of fact.”387
For that reason I will let the matter rest, but that gives me all the more rea-
son to take issue with the opposing party for its categorical judgment of the
unanimous views based on the actual observations of all the architects who —
subject to exertions, privations, and even danger of every kind—have been
concerned with the study of Attic monuments since the 1820s, and for doing
this without having seriously participated in such work at all. What author-
izes them to ignore genteelly or cast doubt upon the results of others’ work?
As if all of us—first [Thomas Leverton] Donaldson, then [Jules] Goury and
myself (who spent two months together in the Temple of Theseus alone,
which has certainly not been examined more thoroughly or under more favor-
able circumstances before or since, as no one directed our activities at the
time), then [Alexis] Paccard, the pensionnaire of the Académie Francaise (who
studied for two full years in Athens and exhibited the result of his studies, a
polychrome restoration of the Parthenon, in Paris in 1847), then H[ermann]
Hermann (whose observations agree fairly precisely with my own) —and
other unnamed architects who have found the same thing were all merely
dreamers and sometimes even braggarts for the sake of an idea! And yet the
only difference in all our observations on this question was that some of us
saw the principal shade of the columns, architraves, and so on, as rather more
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yellow and others as rather more red. As for me, working on a suspended
scaffold I found reddish remnants of a transparent resin (dragon’s blood?) on
isolated parts of the columns and architrave and examined them individually
using a penknife. Even the difficult [Francis Cranmer] Penrose confirms the
presence of a fine shimmering color coating in a warm shade. And if Herr
Geheimrat von Klenze is of a different opinion on this matter, it seems proba-
ble that he, having much more important labors during his stay in Athens, was
not able to clamber around for weeks on the Temple of Theseus and scratch
away at the walls and columns as I did, an obscure worker in a linen jacket.
Quite without prejudice (before I went to Athens I had little idea what I
would find), I came to see something that would be reinforced by long years
of study, by a more mature general understanding of art, and by artistic prac-
tice until it became an unshakable conviction about the marble temples of
Athens. I have since had several occasions to profess this publicly.
The principle that I am defending is often skillfully parried using para-
leipsis, in which texts by ancient writers, reports of discoveries that have been
made, and chemical analyses that support my view are made to seem as if they
mean nothing at all or even contradict my view. Thus, for example, of [Michael]
Faraday’s analysis of various remnants of paint on the exterior of ancient
Athenian buildings only those parts are quoted that leave the question uncer-
tain, whereas other parts that reach a definite conclusion are either ignored or
the vagueness of an expression is used to undermine its value as evidence.
The blue color on the walls of the north wing of the Propylaea, definitely
confirmed by Faraday, was taken not from the interior but from the exterior of
this building, which Hettner could have known had he not hurried so quickly
through the Pinakothek to the left of the Propylaea (Reiseskizzen, 79). This
would have convinced him that the condition of the interior walls of this room
was incompatible with the assumption that they could ever have been painted.
Moreover, I know from verbal communications with Donaldson and from his
publications on the subject in the Transactions of the Institute of British
Architects that the colors in question came from the exterior of the Propylaea.
Thus, according to Faraday’s analysis, the exterior walls of this white
marble building had blue paint on them. The same chemist also confirms the
existence of fragrant resins and iron in the crusts that were taken from the
columns of the Temple of Theseus. Thus my findings are confirmed point by
point by these experiments, despite the dismissive phrase with which Kugler
rejects them, “as if it were no longer worth the effort of serious discussion.”
I have in fact repeatedly explained that several distinct principles of color
appear on Greek marble temples. Everything structural, analogous with the
bare parts of statues, was thinly coated—or rather stained —with a Badn, a
transparent resinous vegetable paint. The ornaments of the members and sur-
faces were then applied over this glaze in thick crusts of encaustic paint—a
process that is not really painting but must have been closer to enameling
with wax pastes. The walls, or at least parts of the walls, were treated in the
same way, and blue was probably used most often. I found the same blue
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(a light greenish one) in the ground of the frieze, on one opisthodome anta of
the Temple of Theseus. In fact, it was found in such good condition and in
such quantities that any mistake is impossible. I am convinced that if Hettner
had acquired a ladder to examine the area I described he would still have
found the patch, twenty years after my stay in Athens. Donaldson found the
same blue on the outer cella wall of the Propylaea. But it cannot be assumed
from this that the walls were uniformly blue, which to my knowledge no one
has claimed. Rather, it is likely that certain parts— principally the large slabs
at the base of the walls—were different and in fact darker. In addition, the
walls may have had fields in different colors and a special frieze, and not
infrequently the exterior would have been decorated with painted images. As
far as the structural parts are concerned, they may sometimes have been
lighter and sometimes darker, but never completely white. As I have said, I
found a warm yellow-red there, translucent like mastic; here my assessment
agrees with that of the famous chemist who found a fragrant resin and
organic substances. We also know from the ancients that saffron, dragon’s
blood, and other plant essences were used for similar purposes. Exactly the
same Badr using plant dyes was applied to marble statues, and in certain
places (just as with temples) it was supplemented with encaustic painting.
Without this glaze, which is applied in association with the circumlitio, it
would have been impossible to bring the cold marble into harmony with the
colors that my opponents concede, namely, on the accessories and even on
certain parts of the bare flesh. Accepting the foregoing and assuming a
Hellenic naturalism are two positions that are worlds apart, and Kugler had
no need to contest me on that matter.
It has been noted that the columns may have had the same color on frac-
ture surfaces as elsewhere, and this was used as evidence against the existence
of color remnants. This uniformity, if indeed it occurs to the extent that we
are assured, is only apparent, only a matter of color (a fragrant resin could
never be distilled from those fracture surfaces). It does not speak against the
painting of columns at all; rather, it speaks rather well of the good taste of the
Hellenes if they took great pains to tint white marble with the same brilliant
shade that it assumes naturally over time. It is as if they were securing eternal
youth for their work in this way.388
The proponents of partial polychromy have found much support for their
belief in the above-mentioned quotations that Ulrichs compiled.3%? But they
have not been particularly fortunate in applying this method of proof. Thus
Kugler attaches great importance to a passage from Pliny that Ulrichs put into
his hand,39° which again, as with the story of Pythia,??! proves the opposite of
what he wants to demonstrate. It proves, first, that naturally colored white
marble statues were a rarity and, second, that the opisthodome
— that is, the
outer wall of the Temple of Diana in Ephesus—was not white, because the
marble statue could only have shone so strikingly if set off against a dark
ground. If, as Ulrichs and Kugler would have it, the temple servant was refer-
ring to the whiteness of the temple and not that of the sculpture, then he
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could justifiably have expressed his warning earlier and need not have con-
nected it with the sight of the opisthodome. Moreover, the relevant chapter of
Pliny refers to marble statues and not to the Temple of Diana. Kugler’s haugh-
tily dismissive approach to a view opposed to his own—on the meaning of a
passage open to at least two interpretations —is very much his style.
Now let me say a few words about the Siphnians and their white market. It
is claimed that Hittorff and I failed to notice the relevant issue, although it
had been expressly pointed out by Kugler. We certainly did notice it, but we
do not concede that “where Parian stone (noble white marble) was used to
outfit a building, its appearance, at least in the main, must be white.” For this
passage from Pliny proves just the opposite, and Kugler can wriggle like an eel
but he will not get out of the trap that he has set for himself.
Incidentally, in my previous encounter with Kugler over this passage from
Herodotus I did not make this assertion categorically: “Just as one must see
that it is a red herald, and not a white one, that fits the facts, so it is a red
building, not a white one.” Rather, I apologized to my readers for the boldness
of its logic. I point this out only to show that when quoting an author’s text it
is not genteel to omit his qualifications and explanations of motives.
Kugler finds my objections to his interpretation of the much discussed
passage from Herodotus charming — except that I am proceeding from a com-
pletely arbitrary premise and thus my “felicitous conjecture” collapses. Dressing
heralds in white was never a tradition among the ancients, he says, and I need
only to recall the “famous” passage in Aristophanes’s Lysistrata, also cited by
Plutarch in the Cimon.3%2 He then presents me with this “famous” passage in
a translation by [Johann Gustav] Droysen that is imprecise and arbitrary pre-
cisely on the issue in question. For in the original Greek passage Aristophanes
speaks not of a herald’s mantle but of a warrior’s red robe and its polychrome
contrast with the pallor of the commander Pericleidas, who is sitting on the
altar praying for protection. This passage is a travesty, so to speak, of the pas-
sage from Herodotus, with similar but comic contrasts, and by quoting it
Kugler has therefore very astutely explained and confirmed my view. Famous
as it is, without Kugler this valuable passage and its importance to our ques-
tion would have remained unknown to me—unlearned as I am! Here again
there are two contrasts: commander and seeker of protection, warlike purple
and the pallor of fear. What better confirms the double contrast I saw in the
oracle’s pronouncement to the Siphnians? I am even confident in the belief that
Aristophanes’s verses allude directly to the oracular pronouncement, or at least
that he had it in mind as a formal model for his figure.
Kugler will once more reproach me for reading everything possible into the
author and contend he simply took the words as they are. But why then did he
refer to an inaccurate translation of this text instead of the original Greek ?393
I am also surprised, by the way, that this white ceryx mantle did not cause
this learned Christian writer to recall the white-clad angels of the Apocalypse
and those at the tomb of Our Lord. And many other parallels may be drawn
with these white heralds (messengers, angels) from what is found in apoc-
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ryphal writings and in the iconography of the early Christian centuries. It may
be they can also be pursued in the wall paintings of Pompeii or in other
ancient paintings, though I am unable to do this myself given Zurich’s limited
resources for the study of art.
In addition, I should like to draw attention to a passage from [Julius]
Pollux that indicates that when leading the goddess’s procession the nomo-
phylakes were crowned with white taeniae (otpodiw; Pollux, [Onomasticon]
8.94). Yet the nomophylakes were a type of usher or guardian of the
law among the Spartans and, like English constables, were also heralds.
Constables, too, perhaps following an ancient Indo-Germanic tradition, still
wear a white band on their sleeves during ceremonial occasions.
Hardly more fortunate are the uses to which opponents of polychromy in
sculpture and painting put certain passages from Lucian, as has been demon-
strated in part by Ch[ristian] Walz in his above-mentioned review of the writ-
ings on polychromy for the Heidelberger Jahrbiicher. Either Ulrichs has not
read this or he did not consider it worthy of consideration, because in his
Reisen und Forschungen he puts forward the same passages in their old inter-
pretation, as though he was the first to discuss them in this context. This led
me to review these often-cited passages once more for their broader contex-
tual similarities, and in doing so I became engrossed with the highly interest-
ing writings of the entertaining sophist of Samosata, who likes to borrow his
images and metaphors from the techniques of the fine arts, and who refers to
the painting of sculpture and architecture so frequently and unambiguously
that it would be inadvisable for opponents of polychromy to appeal to him.
The two dialogues Imagines and De imaginibus seem to turn on this point. In
fact, they are nothing more than paraphrases of a charming Greek work of
polychrome sculpture. All the arts, including poetry, prose, and philosophy,
have contributed to the decoration of this work, not “just superficially but
with a deeply penetrating stain of splendid saturated color!”3%
Philosophy is described as the lawgiver of the arts; it corrects the image of
sculptural or painted works according to the rules of both arts and it shows
how one can execute them according to the principles of ancient sculpture
(Imag|ines 12.11-13]). This passage makes it almost certain that Lucian’s
archetype was a renovated sculpture by an old master, whom he mentions
previously, whose works had by that time lost their charming colors as a
result of age. Or possibly it was a new sculpture, completed according to the
principles of ancient art and even far more richly decorated.
In the dialogue Iuppiter tragoed[us| Lucian says that ivory statues were
painted and polished only on the outside, but inside they were nothing but
wood. Where the whiteness of the ivory was to be emphasized, it was freshly
cut (Imag|ines 9.21]: TO €€havTt TPLOTH Spovot).
We have already cited a passage alluding to polychrome architecture above
(Amores 34).
As for the natural and accidental patches on the Aphrodite of Praxiteles,
about which Lucian has much to say, these could and must appear under a
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(necessarily transparent) Badr, which over a layer of paint would be all the
more difficult to remove. But enough of passages from Lucian, several more
of which could be cited as relevant to our subject.
Apart from the passages about the dealbationes of Roman temples, which
have already been sufficiently discussed, the only passages adduced by the
above-mentioned Athenian scholar in support of his view are from poets, and
as such they are less important.
When, for example, Pindar sings, “We will erect for you a monument
whiter than Parian marble,” this proves that an architectural work in Parian
marble or (as opponents of polychromy assume for stuccoed work not made
of marble) in imitation thereof was not usual or commonplace.?” For if all
the temples, public and private works, and statues of the poet’s time (about
500 B.c.) had been white, the cold metaphor would have been completely
lacking in Pindaric verve. A stele, a sign from the distance (ofa), would per-
haps— following an ancient tradition—have been made of white stone and
left white. Perhaps the whiteness of steles was linked with the cult of Hecate,
whose statue was, according to Pliny, also white. But it is all the more striking
in relation to this Pindaric phrase that of all the Greek monuments steles are
known to be the only ones on which undisputed traces survive, not just of
paintings but also of the red with which the main surfaces of the stone were
covered.3%6 Rose-colored steles also occur on polychrome vases.397
I could justifiably overlook entirely the passages from Roman poets cited
by Ulrichs, as it has already been shown that the polylithic style admits white
marble as such. Still, it would be difficult to prove this from the eighth book
of Virgil, where the poet describes in detail the shield of Aeneas in beaten
silver and gold and presents us with, among the other engravings found there
(the gold portico of the Capitol, the silver goose, and the Gauls made of this
same metal but with gold hair and gold-striped robes), the snowy threshold of
radiant Palatine Apollo. This threshold probably refers, pars pro toto, simply
and solely to the famous ivory doors Augustus bestowed on the Temple of
Palatine Apollo. Incidentally, properties like candor, splendor, and nitor that
poets and prose writers attributed to white marble and stucco by no means
disappeared along with the white color of these materials, as is irrefutably
demonstrated by the following passages from Vitruvius, among others:
Vitruvius 7.7 sub fine: quibus inductis et diligenti tectorum fricatione levigatis colo-
rum ratio habeatur ut in his perlucentes exprimant splendores... {after these have
been laid on and the plasterers have polished them with extensive sanding, the order
of colors must be observed in order that they might radiate a translucent glow].
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Finally, I should like to point out a brilliant image from Ovid’s Metamor-
phoses. I do not know whether it has yet been mentioned in connection with
our subject. In his Metamorphoses (10.591) he writes of Atalanta, who has
grown hot in a fast race:
Thus the Romans even dyed things that they intended to leave white with
transparent purple light. In this case they saw white, as with the dyed politio
[dressing], as the necessary base for the color scheme, and it by no means lost
its candor with the addition of color. This image from Ovid is again, like that
from Lucian cited earlier, dipped, as it were, in antique polychromy. Form is
saturated with deeply penetrating transparent colors; form and color are one.
Only the decoration, the ornatus (here the hair of the head, the talaria
[pinions], and the genualia [knee ribbons] with the painted or embroidered
limbus [border]), still stand out from the local color and are enameled and
painted encaustically. They are Seneca’s “operosa et picturae in modum vari-
ata circumlitio” [elaborate coating which colors the stone as on a painting].
Doubtless the poet had in mind some polychrome Atalanta, a work by a
famous sculptor that was known to everyone at the time.378
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been walled up in a Christian niche in the temple and, thus, having been pro-
tected for centuries, retained some of its colors in very fresh condition. Also
analyzed was a piece of the coating of Trajan’s Column that the author
removed and brought back to Germany. It makes an interesting contribution
to chemical investigations of antique color that have already been published.
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Notes
1. See my Wissenschaft, Industrie und Kunst (Brunswick: Vieweg, 1852).
2. If indeed the report about them is genuine and does not in fact refer to the
Tabernacle of David.
3. It was principally the tribes living far from the western seaboard who showed
particular skill as furriers (Tacitus, Germ[ania] 17): “They select those animals that
have the finest pelts and make a pattern of the stripped-off hides by applying patches
<maculis> from the hides of other animals <or, according to another version, from the
hides of sea creatures> that come from the northern ocean and its unknown seas.” See
the section “The Seam” above.
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The second stylistic period extends to the time of the Hohenstaufen. Its boundary
with the first period is ill defined.
The fabrics of this period were very heavy, densely woven, and usually without pat-
tern in the early stages; then they were dominated by Persian animal designs woven in
two colors or, later, in gold, combined with square, polygonal, circular, crossed, and
other geometric patterns. The usual colors were yellow, red, purple, and every shade of
gray. Embroidery during this period, particularly in the eighth and ninth centuries, was
applied on a grand scale. The damask and brocade style began to develop out of the
Babylonian excess of ornament that had spread over Europe during this time. The style
of liturgical garments also followed Asiatic traditions in their cut. Oriental cities, espe-
cially those of Persia, Alexandria, and later Constantinople, were the main manufactur-
ing sites for these fabrics. But we know that by the tenth century silk was being woven
in French monasteries and in the cities shortly thereafter.
The third period, the Saracen-Romantic, began with the introduction of the silk-
worm to Sicily and the establishment of a royal and privileged silk manufacturer in
Palermo (circa 1152). It continued down to the time of Emperor Charles IV (1347).
High point of Arabic-Moorish fabric manufacture. Silk manufacture in Persia, Asia
Minor, Egypt, and North Africa reaches its greatest expansion. Blossoming of the silk
industry on the Iberian peninsula under Sultan Ibn al-Ahmar. Manufacturing towns:
Almeria, Granada, and Lisbon. Designs were lighter; animal pattern was no longer iso-
lated and dominant but combined with foliage and purely decorative. Arabesques, ban-
ners, multicolored fabrics, gold fabrics, light and delicate fabrics; highest technical
perfection. Satin and velvet.
Factories in Lucca, Florence, Milan, Genoa, and Venice arose as rivals to Palermo
and even to the Orient. They imitated Oriental fabrics, technically and in their patterns.
The fourth period is the Gothic, which extends roughly to the mid-sixteenth cen-
tury. Two directions in figured fabrics. The first is a return to the false principle of mak-
ing patterns by duplicating historical and figurative subjects on materials and curtains
with the assistance of the loom: fabrics with images of saints and groups of angels
worked into a gold ground, often very beautiful but lacking in style. This style was par-
ticularly influential in Italy, and the architecturally decorated fabrics of the north were
in another respect part of the same trend. Second tendency: purely decorative plant ten-
drils, originally, it seems, a Moorish or Saracen surface decoration that became typical
and repeated itself in countless variations throughout the Middle Ages. It went under
the name of pommes d’amour. In general, the heraldic nonsense and tastelessness of
the late period of knighthood began to assert itself, especially in secular fabrics. By
contrast, in embroidered tapestry (arazzi) the principle of the Renaissance, the influ-
ence of higher art (painting), can already be recognized in the art of the loom.
During this period fabrics “from beyond the sea,” such as those from Moorish
Spain, retained their status alongside European products, even though they were
already in steady decline. Pure geometric patterns, similar to the plaited bands worked
through with flowers on the panels of the Alhambra, as well as damask patterns, are
typical of these late Moorish products.
At the end of this period Italian manufacturing found formidable competitors in the
factory towns that were starting to flourish to the west under the skillful influence of
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Italian emigrants: Lyons, Tours, Vitré in Britanny. Later (in the sixteenth century) came
Montpellier, Orléans, and Paris. Early establishments in Bruges, Ghent, Mechlin, and
Ieper, founded as early as the thirteenth century, were particularly famous for their
satin and velvet fabrics.
The fifth period begins to develop in the early fifteenth century. The principle of orna-
mentation of the so-called minor arts, including textiles, follows the prevailing trends and
freely revives the abandoned traditions of Indo-Germanic (Greco-lItalic) art, rejecting a
thousand years of barbarian influence from the east. Even more consequential is the
newly awakened sense of harmony and better taste in clothing and drapery, because they
are subordinated to the things they serve, colors are less noisy, and garishness is avoided.
Monochrome fabrics (white, brown, violet, black, particularly dark colors with golden
decorations) dominated, and the relationship of the pattern’s forms and colors to what
was dressed was well calculated. There was also a deliberate avoidance of the meaningful
(symbolism) in patterns. In the late Renaissance, as the free, bold, and imaginative spirit
of the fifteenth and sixteenth centuries waned and was replaced by a cold, classical
schematism, this resulted, to be sure, in a certain emptiness of form. A true damask style
is seen in the pictures of Veronese—a true embroidery style in those of Raphael—a true
velvet style in those of Titian. There was a well-understood silk style even in the age of
Louis XIV. The atrophy in liturgical garments during this period was an unconscious but
healthy protest against earlier Assyrianism. The great historical tapestries, the highest
possible achievement of the loom, belong to the first part of this period and are products
of the most noble development of art. So why are they valued less than earlier oddities?
21. [Arnold Hermann Ludwig] Heeren, Ideen [tiber die Politik], pt. 1, sec. 1, 113.
See also [Johann Reinhold] Forster, De bysso antiquorum, 16.
22. Aristotle, H[istoria animalium] 5.19. Pliny, [Historia naturalis| 11[.25-27].
With regard to these transparent classical silk fabrics, see also Pliny, H[istoria]
nat{uralis| 6[.20]:
The Chinese are, as far as we know, the inventors of silk manufacture.... Hence our
women have the double labor of unraveling the threads and weaving them together
again <reordiendi fila rursusque textendi>. Such complicated work, from such far-
flung parts of the earth, gives our women the privilege of appearing naked in public
<tam multiplici opere, tam longinquo orbe petitur ut in publico matrona traluceat>.
Arrian mentions via onptKov, that is, silk thread in his Periplus. I leave it open as to
whether Pliny was trying to say in this cited passage that Chinese silk already woven
into fabric had to be disentangled, or whether he was thinking only of raw silk threads,
which were imported from China and had to be unraveled in the West to make the fine
transparent fabrics. The most improbable assumption is that the Chinese exported the
raw cocoons of the silkworm as trade articles, and that Pliny took these cocoons to be
the products of a particular Chinese industry. The author’s rursumque texendi [weaving
together again] contradicts the last two assumptions. [Marcus Terentius] Varro and
Publius Syrus had earlier joked about the toga vitrea [glass toga], the ventus textilis
[woven breeze], and the nebula linea [thread of clouds] long before Pliny. See various
places in Salmasius’s Script[ores| bist[oriae| Aug|ustae]. He collected all the passages
referring to ancient textiles and commented upon them in a very learned fashion.
432
Textiles: Technical-Historical
The following passage from [Marcus Annaeus] Lucan also refers to the way of
reworking Chinese silk stuffs that is indicated in the text:
23. The Greeks called these stripes orata, the Romans viae or trabes. Together
with patches or sequins (Kéyxpot, clavi), they formed the decoration of garments from
Kos: “Illa gerat vestes tenues quas femina Coa Texuit auratas disposuitque vias” [She
wore thin garments which a woman of Cos had woven and striped with gold] ([Albius]
Tibullus 2.3.54). See also Democritus, in Athenaeus.
24. A very rare piece of ancient silk fabric, which is a companion piece to the one
published by Bock and likewise dates from a period of quality, is in the possession of
Dr. [Ferdinand] Keller, president of the Antiquarische Gesellschaft in Zurich, who has
most kindly given me permission to publish the same. It was discovered in an ivory
chest decorated with pictures of Asclepius and Hygieia that was found in the archives
of the cathedral chapter of the Church of Valeria in Sion. The fabric is entirely silk and
twilled. The decorations are raised in yellowish brown on a dark green ground (an
illustration follows in the section on weaving).
25. The authors of the bas empire used the word scutulae to mean something quite
different from what Pliny and ancient writers in general intended by it.
26. The motif on the Sassanid fabric illustrated here is, by the way, strikingly remi-
niscent of the well-known sculpture over the gate of Mycenae and similar representa-
tions on ancient vases. See Raoul-Rochette, “Mémoires d’archéologie comparé[e],” in
the Mémoires de l'Institut royal de France 17 [(1848)]: pt. 2.
27. See “Embroidery” for this distinction.
28. We know that the ancients were familiar with gold fabric, loved it, and even
sometimes used it to the point of excess. The oldest reports on gold fabrics are contained
in Old Testament songs and in Homer. Pliny the Elder reports from an earlier writer,
[Marcus] Verrius [Flaccus], that [Lucius] Tarquinius Priscus celebrated his triumph
dressed in a golden tunic, and as an eyewitness he reports that the wife of Claudius
Agrippa attended a naumachia wearing a cloak (paludamentum) of spun-woven gold
without accessories (Pliny 33.63). Josephus tells a similar story about the Jewish king
Agrippa who, when he arranged glittering plays and festivals in honor of the emperor,
showed himself to the assembly in a festively flowing robe woven completely of silver
thread, which produced a most wonderful effect as the sun rose. Various museunns still
show remnants of fabrics spun in the finest gold thread, originating from the classical
period of ancient Rome. Most of them form friezes (viae) of fine wool and linen, as fre-
quently noted by ancient writers.
But if one compares this Roman luxury, preceded by that of the Greeks of the era of
the Diadochi, with the resplendent gold brocades of Asians as they are known to us
433
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from contemporary reports, the contrast between the two principles of dressing (ignor-
ing all the excesses of the late imperial period) still emerges clearly. The flowing drapery
of the gold cloak, undisturbed by any floral decorations, subordinates itself to the
shape of the body in just the same way as the simple wool toga. It is created only to
emphasize the shape all the more brilliantly. By contrast, the floral patterns of a gold
brocade (even of mediocre quality) attract the eye to individual points of the fabric and
destroy the overall effect of the garment’s form.
29. This is not, however, the ancient name for the fabric in question, and it is diffi-
cult to sort out among the confusing names used by medieval writers for materials.
Perhaps the corrupt expression in the passage of Falcandus cited above, exarentas-
mata (which should probably be replaced by exanthemata), refers to floral damask.
According to [Julius Caesar] Bulengerius’s “De re vestiaria,” the adjective fundatus
(vela de fundato [of golden material]) corresponds to the French étoffe a fond d’or. See
{Charles Du Fresne] Du Cange, s.v. “fundatus.”
30. [Redgrave, 745. TRANS.]
31. [Ibid., 730. TRANS.]
32. Wigalois 14462.
33. Willebalm 366.5-11; Lohengrin 164; and others.
34. I have taken this passage from the book by Bock, which cites a Rélation des
entrées solennelles dans la ville de Lyon, quarto (1752), 6. See Bock, 76.
35. See the cited passage of Bock.
36. This name has led some to think of Siam, the Indian empire.
37. Precisely these properties allow the darkest colors for velvet; there will always
be parts of the surface that far exceed the darkness of the local color and make it seem
relatively light or colorful. This deepness that velvet permits should be exploited. Light
colored or even white velvet has always had a morbid effect on me, as though I were
seeing a white Negro or an albino. Yet in this case much depends on the overall effect.
A dissonance can be a masterstroke in the right place and can be properly resolved.
38. Aeschylus, Suppl [ices] [432]: métot ToAVpLTOL. Pliny 8[.74.196]: Plurimis vero
liciis texere quae polymita appellant Alexandria instituit [Weaving with many threads,
which they call polymita (damask), began at Alexandria].
39. Parzival, passim. See Weinhold, Die deutschen Frauen, 424, where all the pas-
sages are cited. See also Du Cange, s.v. “pavonatilis pannus.”
40. See Wilkinson’s often-cited work on Egypt, 3:144.
41. Closer examination shows it to be identical with the weaver’s knot.
42. See Pliny 19[.2.12], and Herodotus.
43. Some charming medieval nets appear in Hefner’s Trachten and in the article on
costume in [Lacroix,] Moyen Age et Renaissance. The Museum for Practical Art and
Science in Kensington contains Indian nets and ornaments in net form.
44. [C.A. Bottiger, Die] Aldobrand|inische) Hochzeit, 150.
45. It is curious that the technical terms for this branch of textiles are of Nordic
origin in all languages: stricken, Low German kniitten, English “to knit,’ French tri-
coter; Masche, from which come maglia, “mail,” far lavori di maglia, and so on.
46. The relation of the seam to the hem has already been discussed above. In this
regard the hem is also a basic motive of lace manufacture.
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Textiles: Technical-Historical
47. See the report by Octavius Hudson, professor of woven fabrics in the Depart-
ment of Science and Art in London, in First Report of the Department of Science and
Art (1854). In this context I must not fail to draw attention once more to this depart-
ment’s fine textile collection in Kensington, London, which also contains a series of
lace specimens systematically arranged.
48. See Jones’s Alhambra, which carefully treats the different principles used in the
composition of this pattern. They were constructed from either a square or a regular
hexagon. The system of colors used on them contrasted with that of the walls above
this paneling. The former was cold and moved in secondary and tertiary color tones;
the latter was warm and consisted of primary colors.
49. This piece of ancient fabric is referred to in note 24. The outlines give a hypo-
thetical reconstruction of the group of figures, which has survived only in part. This
piece also serves as an early example of the stylistically incorrect repetition of figurative
motifs on woven fabrics and canvas embroideries that was criticized on page 232.
50. The oldest mosaics are perhaps the wall decorations found in Warka, which
also form relieflike projections. Among Greco-Roman mosaics, it is precisely relief
mosaics that reveal the unmistakably older Greek style. With the exception of the
mosaic floor in the pronaos of the Temple of Olympian Zeus and some fragments of
uncertain date, all true mosaic pictures date from the late Roman period.
See [Raoul-]Rochette, Peintures antiques inéd|ites, précédées de recherches sur
lemploi de la peinture dans la décoration des édifices sacrés et publics (Paris:
Imprimerie Royale, 1836)], 393 ff.
51. Seneca, Ep[istulae morales] [14.90.16]: Avium plumae in usum vestis conserun-
tur [Birds’ feathers are woven to make fabric].
52. The tapestries executed entirely au petit point dating from the age of Louis XV
reveal a glimmer of a certain style appropriate to the process despite the free and licen-
tious taste of the times.
53. As the opus Phrygionium (or opus Phrygium) of antiquity was surely cross-
stich embroidery, we can conclude that this technique (in contrast to opus plumarium)
was the one generally used for embroidery in Asia Minor. [Gaius] Petronius [Arbiter]
mentions a plumatum Babylonicum [Babylonian embroidery]. The woodcut repro-
duced here (one of many no less artful patterns of the same kind) shows a linen embroi-
dery sewn on a tunic found inside a tomb at Saqqara in Egypt. The tomb dates from the
435
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Old Kingdom, and this delicate needlework is perhaps over six thousand years old.
There are several references to the type of ancient embroidery used in antiquity in
Salmasius’s notes on Flavius Vopiscus, passim.
54. Béttiger, [Griechische] Vasengem|dlde, vol. 1, pt.] 3:39; [Anton Theodor]
Hartmann, Die Hebréerin am Putztische, 3:141; cf. [Antoine-Yves] Goguet, De l’orig-
ine des loix, 2:108; Salmas[ius], H[istoriae|] A|ugustae scriptores| 511, 126, 127, 224,
311, 394, 894, 858; Schneider, index to Ser[iptorum] r[ei] rust[icae veterum Latinorum],
360-61.
55. [Marcus Valerius] Martial, Epig|rammata] 14.150:
56. It may be appropriate to give here a short extract from Redgrave’s often-
quoted report in which he says the following about muslin curtains:
These fabrics should, of course, have a perfectly flat treatment, whether purely
ornamental forms or flowers are used for their decoration. The best effect for bor-
ders is obtained by a symmetrical arrangement of flowing lines, which may be large
in pattern, from the lightness of the material; while a diaper treatment, or small
sprigs arranged with large and regular spaces over the central field, are the simple
rules for their decoration. It would seem hardly possible to err much in designing
for a fabric which admits of such small variation, the contrast of the thick work
with the more filmy ground being the source of the ornamental form, and colour
being rarely used; yet, perhaps, in the whole Exhibition, there are not more glaring
mistakes than are made in the decoration of these goods. In the Swiss muslins, the
effort seems to have been directed rather to curious skill in workmanship than to
taste in design, and some of the most costly goods are in the worst conceivable
taste —immense cornucopias, pouring out fruits and flowers, palm-trees, and even
buildings and landscapes being used as ornament. Even when this only consists of
flowers, they are used imitatively and perspectively, foldings of the leaves, and in
some cases the actual relief of fruits, being attempted. Although the same faults
occur in the English manufactures, these, on the whole, slightly incline to better
taste,... but there is a sad want of good design in this class. [“Supplementary
Report on Design,” Reports by the Juries, 730.]
Worse than the English —that’s strong! I certainly agree in general with this final judg-
ment about the achievements of modern embroidery, but I do not always share all of
the author’s opinions about the simplicity of the principles of style to be considered
here. I find, for example, that the size of the curtains and their purpose as hangings
influence the character of the patterns, which should answer both to this condition and
at the same time to the seemingly opposite condition prescribed by the delicate trans-
parent fabric. Fine sprigs, therefore, would scarcely be stylistically justified here, nor
would an unduly regular diaper decoration be desirable, as it is not characteristic of
freehand embroidery in the flat-stitch manner. Such decoration is more appropriate to
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Textiles: Technical-Historical
woven and printed materials and also to embroidery in the cross-stitch style. But more
on this later in the text.
57. [Johann] Sibmacher’s compositions are included in part in Reynard’s reproduc-
tions of the minor masters. They should be used or, better, copied by a fashion journal-
ist and presented to his lady subscribers, instead of the bad things currently offered to
them.
58. Pliny, H[istoria] n[aturalis] 35[.42.150].
59. Pliny, H[istoria] n{aturalis| 9[.60.127]: Sed unde conchyliis pretia, quis virus
gravis in fuco, color austerus in glauco, et irascenti similis mari? [But what reason is
there for the price of purple shells, which have a foul, poisonous emanation in a dye,
and a somber color like that of a murky and angry sea?]. [Wilhelm] A[dolf] Schmidt
has assumed that Pliny is referring here to the stench of these dyes—I leave it to the
reader to decide whether this is correct.
60. On the purple of the ancients, see [Pasquale] Amati, De restitutione purpu-
rarum, 3d ed. (Cesena, 1784) with an appended treatise by Capello, “De antiqua et
nupera purpura,” and [Michele] Rosa, Delle porpore e delle materie vestiarie presso gli
antichi (1786). Heeren’s Ideen, pt. 1, sec. 2, 88. [Anton] Hartmann, Die Hebraerin am
Putztisch, pt. 1, 367. Schmidt, Die griechischen Papyrusurkunden der Kénig|lichen]
Bibliothek zu Berlin (Berlin, 1842). With regard to the reading and interpretation of an
unfortunately corrupt passage of Pliny’s on types of purple dyes and their preparation, I
do not agree with Schmidt in all details. But these questions have no further bearing on
the aesthetic principle set forth by me in the text, which is my sole concern. Therefore, I
will not touch upon them here but will return to them in the conclusion of this section.
61. Turkish red or something similar.
62. [Johann Heinrich Ludwig] Meierotto, Ueber Sitten und Lebensart der Romer,
2:213. [Joannes Georgius] Graev[ius], Thes[aurus] a[ntiquitatum] R[omanarum], 3:1310 ff.
Ovid, De arte am|andi] 3.169.
63. The literature on dyeing and everything related to it is very copious but always
deals with technical matters. It is mentioned, quoted, and even published in extract
in the relevant articles of the best-known polytechnical journals. See also E[ugéne]
Chevreuil’s Farbenharmonie in ihrer Anwendung, German trans. by an engineer (Stutt-
gart, 1840). A very good essay on dyeing is contained in Dr. Sheridan Muspratt,
Theoretisch-praktischer und analytischer Chemie in Anwendung auf Kiinste und
Gewerbe, freely adapted by F[riedrich] Stohmann (Brunswick: Schwetschke & Sohn).
64. [Athenaeus 12.525. TRANS.]
65. Without anticipating what will be shown in the following paragraphs I ask
here: Would a white marble temple be conceivable in a city like Ephesus, whose popu-
lation exhibited this taste in clothing?
66. This is true not only of antiquity but also of the costume of the Middle Ages
and all the centuries of which we would have only a very cloudy and confused idea if
not for surviving representations in works of art.
67. See the essay “Ueber die formelle Gesetzmassigkeit des Schmuckes und dessen
Bedeutung als Kunstsymbol,” by G. Semper (Zurich, 1856). Published in the Monats-
schrift des wissensch{aftlichen| Vereins in Zurich and available separately from Meyer
& Zeller in Zurich.
437
Semper
438
Textiles: Technical-Historical
modern way, the haze of carnival candles is the true atmosphere of art. The destruction
of reality, of the material, is necessary if form is to emerge as a meaningful symbol, as
an autonomous human creation. Let us forget the means that must be used to achieve a
desired artistic effect, and not blurt them out and thus woefully forget ourselves. The
unspoiled feeling led primitive man in this direction in all early artistic endeavors. The
truly great masters of art in every field returned to it, except that in times of high artis-
tic achievement these individuals also masked the material of the mask. This instinct
led Phidias to his conception of the subject matter for the two tympana of the Parthe-
non. Evidently he considered his task, the representation of the double myth and its
actors (the deities), as the material to be treated (just like the stone in which he formed
them), which he veiled as much as possible, thus freeing it of all material and outward
expression of its nonpictorial and religious-symbolic nature. Therefore his gods con-
front and inspire us, individually and collectively, first and foremost as expressions of
true human beauty and grandeur. What was Hecuba to him?
For similar reasons drama could have meaning only in the beginning and at the
height of the progressive education of a people. The oldest vase paintings give us an
idea of the early material masks of the Hellenes. In a spiritual way, like those stone
dramas by Phidias, the ancient mask is taken up again by Aeschylus, Sophocles, and
Euripides and at the same time by Aristophanes and the other comic dramatists. Thus
the proscenium frames an image of a noble piece of human history that did not simply
occur somewhere once but happens everywhere as long as human hearts beat. What
was Hecuba to them? The spirit of the mask breathes in Shakespeare’s dramas. We
meet the humor of masks and the haze of candles, the carnival spirit (which, in truth, is
not always joyous), in Mozart’s Don Giovanni. For even music needs a means to
destroy reality. Hecuba means nothing to the musician, either, or should mean nothing.
But masking does not help when the thing behind the mask is not right or when the
mask is no good. If the material, the indispensable, is to be completely destroyed in the
artistic creation in the sense meant here, then the material must first be completely mas-
tered. Only complete technical perfection, only the judicious and proper treatment of
the material according to its properties, and above all only the consideration of these
properties in the act of shaping form can cause the material to be forgotten, can liberate
the artistic creation from it, can elevate even a simple landscape painting to become a
high work of art. These are, to some degree, points that will lead the artist to disregard
the aesthetics of both the symbolists and idealists, against whose dangerous doctrines
Rumohr—that same Rumohr who is now no longer discussed by our aestheticians and
art scholars — rightly campaigned in his writings.
How Greek architecture too supports what has been said, how it was dominated by
the principle that I have sought to convey, according to which the appearance of a work
of art should make us forget the means and the materials by which and through which
it appears and works and be sufficient to itself as form —to demonstrate this is the most
difficult task of a theory of style. See [Gotthold Ephraim] Lessing, Hamburgische
Dramaturgie, pt. 21 and passim.
86. See the article on Hellenic architecture in part 2 of this book and passim.
87. Also here the same basic motive forms the starting point: the dressing in the
true sense of the word.
439
Semper
440
Textiles: Technical-Historical
105. For details on what has just been touched upon here, see the chapter on
tectonics.
106. See § 19 and the introduction.
107. The final version of the Mahabharata, to be sure, is placed by [Albrecht]
Weber several centuries after Christ.
108. See Journal of the Asiatic Society of Bengal 16:275.
109. See [Johannes] Andreas Romberg and F[riedrich] Steger, Geschichte der
Baukunst ... (Leipzig, 1844).
110. [Thomas Daniell and William] Daniell, [Oriental Scenery, vol. 2, pls. 6, 16. It
is striking that in the Silpasastra, the carpenter assumes the most important position
next to the architect, but no mention is made anywhere of the mason.
111. Even more fantastic and magical is the description in the Mahabharata of the
miraculous city of Dvaraka, built by Visvakarman, the celestial architect, on Krishna’s
orders. The poet must have had knowledge of metal incrustation, mosaics, and poly-
chrome stucco dressing.
112. [Horace Hayman] Wilson, Select Specimens of the Theater of the Hindus
(London, 1835), 1:82 ff.
113. See [Markham] Kittoe, “Notes on the Viharas and Chaityas of Behar,” Jour-
nal of the Asiatic Society of Bengal 16:275.
114. George Turnour, Esq., The Mahawanso in Roman Characters, with the
Translation Subjoined and an Introductory Essay on Pali Buddbhistical Literature,
2 vols. (Ceylon, 1837).
115. See [Transactions of the Royal] Asiatic Society |of Great Britain and Ireland]
3:463 ff.
116. Here, of course, we are not talking about works in clay from periods in which
every artistic tradition was largely forgotten.
117. Philostr[atus], Vit{a] Ap[ollonii] 2.2[0).
118. Ibid.
119. Ibid., 2.24: 1d S€ ES0c¢ auTd papyapitLBoc EVyKertat EvpBortKov TPdTIOV, @ Bap-
Bapot Tavtec €¢ TA Lepa xpavTat [And the statue itself is composed of pearls in the sym-
bolic manner, which all barbarians use for their sacred offerings].
120. Quintus] Curtius [Rufus], 8.9.
121. See Layard, Niniveh und seine Ueberreste, trans. [Nicolaus Napoleon
Wilhelm] Meissner, 200, 297, and his Monuments of Nineveh, 2d ser., pls. 57-69.
122. Aristotle, [De mirabilibus auscultationibus| [96]. Athenaeus 12.541.
123. Pliny, [Historia] nat{uralis| 8[.74.196]: Plurimis liciis texere quae polymita
appellant Alexandria instituit [Weaving with many threads, which they call polymita
(damask), began at Alexandria].
124. A scene that took place at Southampton Station on the occasion of a visit to
England by the Queen of Oudh, in September 1856, serves as an example of how the
oldest artistic motives are alive and well in the Orient in all their original freshness. To
protect the queen and her female court from the curious and defiling glances of the
English infidels, eunuchs carrying magnificent extended shawls and carpets formed a
double rank along the route leading from the closed coaches to the coupé of the rail-
way carriage and stood as motionless as statues until the train had departed. See the
441
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illustration and description of this scene in the Illustrated London News, 6 September
1856.
125. Ovid, Metam[orphoses] [3].111. Cicero, [Pro] Cael[io] 27. Virgil, Georgics
3.25: Purpurea intexti tollant aulaea Britanni [The Britons, interwoven, raise the purple
curtains]. See [Johann Heinrich] Voss on Virgil’s pastoral poems and the learned note
in Bottiger, Kleine Schriften, 1:402.
126. Claudian, De raptu Proserp|[inae] 2.320.
127. Very interesting in this regard is that famous relief in the museum in Naples
that is obviously meant to imitate a carpet.
128. Euripides, Jon [1160], describes the barbarian tapestries that decorate the
walls of the temple court: “[There were] well-oared ships facing those of the Greeks,
and half-beast men, and the horsemen chasing hinds, and hunts of savage lions.”
129. The main passages on this subject in Bottiger’s writings are [Griechische]
Vasenbilder, |vol. 1, pt.] 1:76, 115; [vol. 1, pt.] 2:105, and Kleine Schriften, 1:402,
3:448, 455.
130. See his essay “Die Teppiche nach Rafael’s Cartons,” in K/[eine] Schrliften],
3:448 n. 2.
131. [Giuseppe Antonio] Guattani, Notizie sulle antichita e belle arti di Roma.
132. Since the overpainting has been removed, the whole background of the pic-
ture now shows a single continuous wall surface.
133. Cicero, Pro Caelio 27. One should not think of these curtains, or rather
screens, in the Roman theater as being higher than necessary to conceal the action even
from the spectators in the uppermost row of seats. The upper stories of the richly deco-
rated prosecenium towered above this, and their effect was only reinforced by conceal-
ing the base. This effect was very familiar to the ancients, and they used it everywhere;
we, on the other hand, do not understand the meaning of such an arrangement and
believe we have to present the monument quite bare, concealing nothing if we are to
make it work.
In a stage set for the Antigone of Sophocles, for which I was commissioned many
years ago in Dresden, I followed a Roman model and had a siparium rise out of the
floor, on which was the scene setting, executed in a polychrome fashion. It made such
an effect that the audience did not ask whether ancient temples had been painted in
such a way. People completely forgot that they had before them a quite striking devia-
tion from the traditional view of antiquity. No skeptical critic said anything about it.
134. Ammianus reports in book 24[.63] that the Assyrians were accustomed to
portraying hunts and scenes of war on their aulaea.
135. Diod[orus Siculus] 17.10; Ovid, Fasti 2.563; Aelian, [Varia historia] 12.57;
Paus[anias] 9.6.2.
136. Lucian, Amores 14.
137. [Lucius] Apuleius, Met{amorphoses| 9.20.
138. The distinction established by Bottiger between a parapetasma (canopy) and
a catapetasma (drapery screen) is not borne out everywhere. Thus, for example,
Pausanias uses the word parapetasma where he clearly refers only to the tapestry wall.
Similar examples are found in other ancient writers.
139. See [Alois] Hirt, Gesch[ichte] der Baukunst; Bottiger, Kleine Schriften, 2:51,
442
Textiles: Technical-Historical
3:455. See [Johann Ludwig] Volkel on the statue of Jupiter, pp. 50 and 235.
140. Aristophanes, Wasps 1215. Athen[aeus], 5.6 in fine.
141. Propertius 2.2[2], 46: Scilicet umbrosis sordet Pompeia columnis Porticus
aulaeis nobilis Attalicis [The portico of Pompeii, I suppose, is shabby, with its shady
columns and magnificent Attalid tapestries].
142. In my view [Raoul-]Rochette is quite wrong to believe that so-called column
paintings (stylopinakia) are paintings attached to the columns. [Karl Otfried] Miller
does not dare to describe their application ([Handbuch der] Archdol[ogie der Kunst],
157.2). Might they not refer to painted relief panels, or under certain circumstances
merely to paintings that, like drapery or curtains, filled the space between stoa columns
to a certain height? If one did not wish to cling obdurately to the material concept of
the word pinakion [tablet], those bas-reliefs on the columns of Trajan and Antoninus
could also be called column paintings (stylopinakia).
143. In the Miraculis S[anc]ti Benedicti we read that in 1095 the Church of Fleury-
sur-Loire was decorated with many tapestries ({Luc] d’Achery, Spicileg[ium]). See also
Gregory of Tours, passim.
144. [Peter Erasmus] Miller, Commentatio historica de genio, moribus et luxu
aevi Theodosiani, 122 f.
145. Kleine Schriften, 3:455, and Euripides, Ion 1143: tpdtov pév opddw TTEpvya
TeptBdAdeL TéTAWVY [First on top he put a covering of robes].
146. Artaxerxes presented Timagoras with, among other things, “a colorfully
embroidered canopy” (okjnvnv ovpavdpodov avOtvnv). See Heraclides, in Athenaeus
2
147. [In the errata to this volume Semper remarked on this passage, “This interpre-
tation of Vitruvius’s use of interpensiva is modified in “Tectonics.” TRANS.]
148. Timaeus, in Athenaeus 12.17 (vol. 3, 519, ed. [Isaac] Cas[aubon]). [Pascal]
Coste and [Eugéne] Flandin, Voyage en Perse.
149. Wilkinson, The Manners and Customs.
150. Heraclides, in Athenaeus 12.8.
151. Athen{aeus] 12.55.
152. Athen[aeus] 5.26.
153. Terence, Phorm[io], prol. 27: Tegiculum dicunt Graeci quod insternitur pavi-
mentum [The Greeks spread on the floor what they call a tegiculum (a little mat)].
154. At the wedding feast of Caranos of Macedon an oikos [house] was hung on
all sides with white batiste draperies that opened and behind which torchbearers
appeared; see Hippolochos, in Athenaeus 4.5. At a feast given for Antony by Cleopatra,
the walls of the ceremonial chamber were covered with purple tapestries embroidered
in gold, specially made for this feast; see Socrates of Rhodes, in Athenaeus 4.29.
155. Ovid, Amores 3.13: It per velatas annua pompa vias [The annual process
moves along the carpeted paths].
156. We know only of the peplos of Athena, woven and embroidered by embroi-
derers (Epydotivat) under the supervision of two arrhephoroe selected from noble fam-
ilies, and with the participation of several priestesses. It was unfurled like a sail on a
machine on wheels that looked like a ship, and displayed in this way it was drawn
through the streets and squares as part of the sacred procession. It was embroidered
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with gold on a scarlet or saffron ground. The very artful embroidery represented the
combat of the giants and other themes taken from local myths and the history of
Athens. Athenaeus (4.64) informs us that during these feasts the streets and squares
through which the procession moved were adorned with decorative structures. Accord-
ing to this passage, the hipparch of the Panathenians, Demetrius, the grandson of
Demetrius of Phalerum, built near the herms a scaffold to honor Aristagoras that was
taller than the herms themselves.
157. Athen[aeus] 5.21.
158. Pliny 35[.7.22]: Dignatio <picturae> praecipu Romae increvit <existimo> a
M. Valerio Max Messala, qui princeps tabulam picturae prelii quo Carthaginienses et
Hieronem in Sicilia divicerat, proposuit in latere Curiae Hostiliae anno ab urbe c. 490
[Appreciation of the art of painting actually began I believe with Marcus Valerius
Messala. It was he who, 490 years after the founding of the city, was the first to display
on the side of the Curia Hostilia a painting, which depicted the battle in which he had
defeated the Carthaginians and Hiero in Sicily].
159. See below.
160. See below.
161. [Flavius] Joseph[us], [De] b[ello] J[udaico] 7.5. See also the description of the
triumph of [Lucius] Aemilius Paulus, in Plutarch, Aem|[ilius| Paulus 32, and Livy
45[.40]. More on the triumph of Pompey, in Plutarch, Pompey 45, and Appian,
Mithridat{ica] 117. See also Pliny 33.12 and 33.54; [Julius Caesar] Bulenger[ius], “De
triumphis”; and Raoul-Rochette, 298 ff.
162. Unless it is a question of stolen works of art, which at a later period were
displayed and carried around on occasions like the one mentioned in the text, the word
m{vaé is never found at all—a fact that strongly supports the assumption that the deco-
rative paintings used to adorn triumphs, which were actually older, were painted on
canvas.
163. For example, Apuleius, Metamorphoses, bk. 11[.24]: Tribunae jussus super-
stiti, byssina quidem sed floride depicta veste conspicuus.... Quaque viseres colore vario
circumnotatis insignibar animalibus. Hinc dracones Indici, inde gryphes hyperborei
quos in speciem pinnatae alitis generat mundus alter. [On orders I stood on a platform,
and because of my garment (which, though linen, was lavishly embroidered), I was con-
spicuous.... All over you could see me marked with animals of various colors: on one
side Indian dragons, on the other Hyperborean griffins, which looked like winged birds
but are created by another world].
164. The extent to which the imperial Romans transgressed the boundaries that art
generally respects in the best of times may be seen from the 120-foot-tall colossal por-
trait of Nero (Pliny 35.51) and by the above-mentioned siparia in the theater. We might
also cite the curtains painted with crime scenes, which, when the court was in session,
were hung between the tribunal and the basilica to separate the two and put the judges
in the correct frame of mind. Quintillian], Imst[itutiones| orat{oriae] 6.1.3.
165. Appian, Punica [9].66: TUpyotTe TapadépovTat, LLWHWaTa THY ElLAnLWEVwWV
TOAEWY, KaL ypadal, Kal oxNLATAa TOV yeywvoTwv (sic!) (Towers, reproductions of con-
quered cities, pictures, and models of the martial achievements proclaimed by criers
were carried around and displayed).
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Textiles: Technical-Historical
166. For the eightieth birthday of King Anton of Saxony, I erected a wooden
cochlear column in the marketplace of Dresden, topped by a splendid winged figure by
the sculptor [Ernst Friedrich August] Rietschel. The people later wanted it to be exe-
cuted again in stone, and they collected forty thousand talers to that end. But the idea
was defeated through the opposition of art philistines and fanatics of utility, and the
money was given to the poor.
167. Pliny 5.5. Tacitus, Annals 2.41: vecta spolia, simulacra montium, fluminum,
praeliorum [carried spoils, captives, and representations of mountains, rivers, and bat-
tles].
168. Cass[ius] Dio [Cocceianus], [Romanae historiae] 56.34.
169. Livy 41.28: Sardiniae insulae forma erat et in ea simulacra pugnarum picta [It
was in the shape of the island of Sardinia with the battles depicted on it].
170. Such as the above-mentioned forum decorations displayed by L. Hostilius
Mancinus himself (Pliny 35.[7.22]). The touching scenes of the downfall of
Mithradates and those of the Judaean war should also be mentioned here. Plutarch,
Pompey, 45; Josephus, [De] b[ello] ][udaico] in fine; Tacitus, Annals, 2.41.
171. Pliny 35[.7.23]: Tabulam picturam praelii... proposuit in latere Curiae
Hostiliae. Situm Carthaginis ejusque expugnationes depictas proponendo in foro [He
placed a painting of the battle on the side of the Curia Hostilia... displaying in the
forum the position of Carthage and his assaults]. Similarly, Livy 41.28.
172. Fixis vestitur tota tabellis porticus [The entire portico is clad in hanging
tablets].
173. His autem tabulis interiores templi parietes vestiebantur [The interior walls of
the temple are clad with these tablets].
174. Philostr[atus] Sen[ior], prol., Imaglines], ed. [Friedrich] Jacobs, 4. See Raoul-
Roch[ette], Peintures antiques inédites, 161, where many passages are cited.
175. Philostr[atus], Apoll[onius| 2.20, p. 71. Letronne, Lettres d’un antiquaire a
un artiste, 435.
176. Letronne, [Lettres,] 87, where the relevant passages are to be found. Also
Raoul-Roch[ette], Peintures antiques, 162.
177. Winckelmann, Geschichte der Kunst, 2:126-27; letter to Graf Brihl, p. 31;
Letronne, [Lettres,| 74; [Raoul-|]Rochette, Peintures antiques, 378, 29 ff., and 351 n. 2.
178. Livy 40.51: M. Aemilius Lepidus censor—aedem Jovis in capitolio colum-
nasque circa poliendas albo locavit; et ab his columnis, quae incommode apposita vide-
bantur, signa amovit [Marcus Aemilius Lepidus the censor contracted for the Temple of
Jupiter on the Capitoline and the surrounding columns to be whitewashed, and from
the columns he removed the statues which appeared inconveniently placed in front].
This happened in the year 179 B.C. Two centuries later Augustus, with the consent of
the senate, ordered a second cleanup.
179. The author of the “Carm[en] ad Pison[em].” See [Johann Christian] Werns-
dorf’s Poet{ae| Lat[ini] minores, 4:238: Nam quid imaginibus quid avitis fulta trium-
phis Atria [For what good are halls supported on images and pictures of ancestral
triumphs?]. Pliny 35[.2.7]: Altae foris et circa limina alienarum gentium imagines erant
affixis hostium spoliis [Around the doors and thresholds were images of foreign peo-
ples and spoils of the enemy were attached]. Livy 38.43: Ambraciam captam signaque
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quae ablata criminantur et caetera spolia ejus urbis ante currum laturus et fixurus in
postibus suis [Captured Ambracia and the statues which they charge were stolen and all
the other spoils of the city (he is) going to carry before his chariot and fix on his door-
posts]. See R[aoul-]Rochette, Peintures antiques, 344 ff.
180. Polybfius] 9.10.12.
181. Plut[arch], Marcellus], 21 and 30. Livy], 25.40. Ciclero], Verr[es] 4.54.
182. Livy 32.16. Pausan[ius] 7.8.1.
183. Livy 38.9. Polyb[ius] 22.13.9.
184. Both these authors—as well as Seneca, Petronius, and their contemporaries
who complained about the decline of painting in their day—have yet to be correctly
understood, at least as far as the actual target of their complaint is concerned.
185. Though we may doubt their authenticity —that is, whether they were part of
the original texts of the Books of Moses and not simply later inventions
—even as fic-
tions they would have been based on similar things that the writers had seen and are
thus still of great interest for the history of style.
186. The oldest folk legends deal in part with works of architecture that should be
envisioned as dressed with metal. The Book of Genesis contains remarkable reports on
a metallurgy that was very advanced before the Great Flood. The thalamos [chamber]
of Danaé was a bronze tholos. Like the one that Homer describes at the palace of the
king of Phaeacia and at other royal fortresses, it was not a figment of one’s imagina-
tion, as can still be seen, for example, inside the Tomb of Atreus at Mycenae, from the
remnants and traces of the nails used to fasten the metal dressings. The underground
temple at Delphi was similar (Paus[anius] 10.5.5), as was the treasury of the Minyans,
the ruins of which still stand. The Temple of Athena Chalkioikos is known from
Pausanias (3.17.3). The tombs of Etruria were dressed with bronze. Such a grave was
found in Chiusi in the sixteenth century ([Luigi Antonio] Lanzi, Saggio [di lingua
etrusca], 3:211). In the late eighteenth century a similar one was found at Corneto
({Giovanni Battista] Vermiglioli, Opuscoli, 4:7). [Melchiade] Fossati excavated another
grave in the same place, whose ceiling was decorated with bronze coffering (Anmnali
dell’Instit{uto di corrispondenza archeologica] 1 [1829]: 120). [Thomas Leverton]
Donaldson and [Graf Anton] Prokesch [von Osten] found traces of metal dressing on
Asiatic tombs. A tomb in Panticapaeum is described in the Journal des savants (1835):
338-39. An ancient poet calls such a grave “well beaten in metal” (TUWpBoc evyhiTTOLO
yeTddAou); see [Richard-Frangois-Philippe] Brunck, Anal[ecta veterum poetarum
Graecorum,] 3:296. Under Alexander, taste again moved in this direction. The Romans
retained a sense of it. Alexander wanted to erect a bronze proscenium in Pella (Plutarch,
Moral[ia] 2.1096). The Temple of Olympian Zeus in Antioch, dressed completely in
gold, is mentioned by Livy with amazement. The Temple of Derketa in Hierapolis,
which was clad inside with gold and precious stones, is described by Lucian (De dea
Syria, 32). Until the papacy of Urban VIII (1626), the Pantheon retained its bronze
dressing and bronze roof trusses. The Forum of Trajan was similarly outfitted and
partly covered with gold sheets. Suetonius reports that Nero’s Golden House was coy-
ered with gold in most places: in ceteris partibus cuncto auro lita, distincta gemmis
unionumque conchis erant [The rest of the parts were covered all with gold, picked out
with gems and pearls]. The prosceniums of Roman theaters were dressed partly with
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Textiles: Technical-Historical
gold, partly with glass mosaic, and partly with marble. In the seventeenth century a
room was discovered on the Aventine, with a floor of agate and carnelian and walls
dressed with plates of gilded bronze with inlaid medallions (Fl[aminio] Vacca, Memorie
|di varie antichita|, nos. 101, 102, 118). Excavations on the Palatine revealed a room
lined with silver plates and covered with precious stones ([Pietro Santi] Bartoli, [in]
Memorie |di varie antichita|). One also recognizes here the return to the ancient Asiatic
barbarian principle that in Greek and Roman times was still in the bud, so to speak,
and it would only yield a higher style of art after a few centuries. We will give further
evidence below that the most ancient monuments of Assyria and Chaldea bear rem-
nants of the same custom of metal dressing of structural parts and walls.
187. Josephus], A[ntiquitates| ](udaicae] 3.7: Edda The KahAlaoTne VANE [timber of
the finest wood].
188. Exodus 26:29-30: “Plate the boards with gold, and make gold rings on them
as holders for the bars, which are also to be plated with gold. You shall erect the
dwelling according to the pattern shown you on the mountain.”
189. Joseph[us] [3.102.3]. Exodus 27:10.
190. There is such a breastplate in the British Museum, though its dating is very
problematic. Compare this with the well-known passages in Homer about the shields
and weapons of the heroes. Gold and tin plates of remarkable thinness, stamped with
indented figures and hieroglyphs from a very early period of Egyptian civilization, are
also found in the British Museum, namely, on mummies.
191. Wilkinson, Manners and Customs of the Ancient Egyptians, 3:253.
192. We have misgivings about describing this step as the second one, that is, sug-
gesting that embossed work in metal (gold) developed gradually from the original cus-
tom of coating base materials with smooth gold surfaces. This is because the embossing
of metal surfaces follows so naturally from the principle of hollow-body construction
that it must, in a crude way, have been evident in the first human efforts in this direc-
tion. Perhaps it would be better to think of the smooth painted metal field as a second-
ary abstraction and to think of the embossed work with its indentations filled with
color as the more original. It should not be forgotten that the principle of dressing
scarcely originated in this metallic material and that embroidery on leather, tree bark,
and even fabrics preceded the time when people first learned how to beat metal. The
smooth surfaces of the Tabernacle —in contrast with the embossed developments of the
same technique on the walls of the Temple of Solomon—cannot be adduced here, and
not simply because of the dubious dating of the reports about them. The former was a
temporary structure, and the artists who worked on it must have already known the
embossed metal dressings of the Egyptians and Phoenicians.
193. Fl{avius] Josephus, A[mtiquitates| Jud{aicae] 3.6.3.
194. Phylarchus, in Athen[aeus] 12.55. In describing this tent Phylarchus also men-
tions the gold plane tree and the grapevine, in the shade of which the kings of Persia
held audience. The grapes and leaves were made of emeralds, Indian rubies, and every
possible kind of precious stone. A depiction of such a magnificent example of the gold-
smith’s art—similar ones have been mentioned by Athenaeus and Flavius Josephus—
has survived on an Assyrian alabaster slab that shows us King Ashurbanipal lying on a
couch under the arbor, with the queen sitting in front of him and attending to him.
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movement, and burlesque (the plank manner, which differs strikingly from the baroque
styles of periods of decline) always precede a rigid, hieratic art, which is never charac-
teristic of a primitive stage in a nation’s artistic culture. I shall have an opportunity
later —in the articles on Egypt and Greece and in other places —to return to this point
that I have touched upon fleetingly here.
217. In Mesopotamian constructions there are two kinds of brick masonry: one con-
sists of red, raw-fired bricks bound with clay or asphalt, the other of yellowish white
clinkers composed of almost pure argillaceous earth and carefully set in lime in a way
that makes it difficult to distinguish them from the lime or from each other. This kind
of clinker was customary during the neo-Babylonian empire under Nebuchadrezzar;
consequently, it has been thought that it was a later invention, a relatively recent step
forward in brick construction. Now, however, the true ancient Tower of Babel is said to
have been discovered, and its square base (194 meters wide) is made of bricks of the
finest pipe clay, which is yellow-shimmering, almost white. They are excellently fired,
after being marked freehand with the most delicate script. Two of the tower’s eight
stories have survived intact. The mound can be seen from a distance of twenty leagues.
See the report on M. [Victor] Place’s discovery in the Moniteur universel (1856) and in
[Francois-Napoléon-Marie] Moigno’s Cosmos, 20 February 1857.
218. In this he was not fundamentally different from the Negro Wuswas (see
p. 304).
219. Layard, [Discoveries in the Ruins of |Nineveh and Babylon, 562.
220. [Henry] Rawlinson, Athenaeum (18 March 1854): 342.
221. [Francis] Chesney, The Expedition for the Survey of the Rivers Euphrates and
Tigris, 1:411. [William] Ainsworth, Travels and Researches in Asia Minor, 2:101.
222. The history and origin of these ancient castles strewn over Asia was unknown
even to the magi of the Persian period. They are generally called works of Semiramis,
that mysterious figure who plays the role for Asia that Hercules, the mythical founder
of all cyclopean castles and walls in Hellas, does for us.
223. It is known that among the Hindus, whose earliest building complexes have a
great deal in common with those of Assyria, building practices avoided symmetry in
many cases, for example, in the arrangement of entrances.
224. Qua sunt flabra Noti Babylon subducitur arce
Procera in nubes: hanc prisca Semiramis urbem
Vallavit muris, quos non absumere flammae
Non aries penetrare queat; stat maxima Beli
Aula quoque argento, domus Indo dente nitescit,
Aurum tecta operit; sola late contegit aurum.
[From the blasts of the south wind the citadel
of Babylon rides high into the clouds.
Long ago Semiramis girt the city with walls
which neither flames can consume nor a
battering ram penetrate; the palace of Belus stands massive,
gleaming in ivory and silver; gold covers the roofs,
the floors everywhere are gold.|
—Rufus Festus Avienus, Mundi descriptio ll. 1196-1201
449
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foundations of a ruin outside of the great terrace at Nimrud, which had apparently
belonged to a much older building before they were used for the newer one, had histor-
ical depictions. They were covered with scenes similar to those found in the alabaster
sculptures but were intersected with ornamental motifs. The same combination of
ornaments with historical representations is seen on bricks from Khorsabad and
Kuyunjik.
237. The enameled bricks found in Nimrud were all marked and numbered on the
back, something that Layard was unable to explain. The hypothesis stated in our text
explains it completely.
238. See |Johann Wolfgang] Dobereiner’s essays on water glass in various journals,
including Die Gartenlaube.
239. The principal points of Rawlinson’s lecture were published in supplement 164
of the Augsburger allgem|eine| Zeitung of 1856.
240. This is darker than the blue of the Egyptians, at least in the case of some
glazes that may perhaps be older. By contrast, the glazes with an apple green ground
contain a light blue similar to Egyptian ceruleum, which is a smalt. Assyrian copper
oxide seems to have been a much sought-after trade item and was listed as a tribute
item. Layard visited the old copper mines in the Tijari Mountains, from which this pig-
ment was probably obtained.
241. This is another of those instances in which something that initially seems sub-
servient and accessory proves on closer examination to contain the principle of an idea
that is growing and developing in a quite different direction.
242. I think it perfectly legitimate to forgo a more detailed description of these
famed wall dressings here, as we will have to consider their general architectural signif-
icance in combination with other components of the building in part 2 of this work.
243. Layard could discern color only on the hair, beard, and eyes, on sandals and
bows, on the tongues of the eagle-headed figures, very faintly on a wreath, and on a
flame. The British Museum reliefs are so stained and distempered that we can no longer
observe anything on them. Greater care has been taken to preserve the original surface
of the Assyrian monuments in the Louvre, however, which enables us to recognize and
study the remnants of paint on them.
244. See his “Voyage Archéologique a Ninive” in the Revue des deux mondes and
the text to the collection of etchings on Khorsabad.
245. Illustrated London News, 15 November 1856.
246. [Layard, Nineveh and Its Remains (New York: George P. Putnam, 1852),
2:242; Semper made minor changes to the text. TRANS.]
247. Jeremiah 22:14 mentions a room paneled with cedar and painted red. Zepha-
niah 2:14 cites the cedar planks of the roof (ceiling). See also 1 Kings 6:15 and 7:3.
248. English: “framing.”
249. Genesis 4:22.
250. The art of the Greeks in metallic decoration grows richer the closer one
approaches the heroic age. But traces found on the monuments of the golden age of
Greek art also point to even earlier use of metallic parts for finish work in architecture.
Examples include the doorframes of the Propylaea and the Parthenon. Many demon-
strations and examples of metal detailing were cited earlier.
451
Semper
251. The Greeks were familiar with inlaid woodwork from earliest times. Examples
include the bed of Odysseus (Odyssey 23.200), Penelope’s chair made by the TéxTwv
[craftsman] Icmalius (Odyssey 19.56), and the chest of Cypselus (Pausanias 5.17[.5]
and Dio Chrysostomos, ed. Reiske, bk. 9, 325).
252. The Indian section of the London Exhibition of World Industry had excellent
works of the kind described in the text, outstanding among which was a bedstead in
beaten and enameled silver. It was in fact a perfect illustration of this chapter’s discus-
sion of hollow metalwork.
253. Herod[otus] 1.25: [havKou tod Xtov Totnpa, 6¢ Lobvoc Sy TavTwv avOpuTov
oLdypou KOAAnow €Eevpe [the work of Glaucus the Chian, who alone of all men knows
how to solder iron]. We are speaking here only of the soldering of iron. But one can see
from this and similar passages in ancient writings the great importance placed upon
individual technical processes and the accuracy of their assessments of the influence of
these processes on artistic design.
254. For that reason the Greeks gave them different names according to the motifs
with which they were decorated, for example, Séoj101 [chains] (Iliad 18.379), Tepdvat
[pins] (Pausanias [10.16.1]), kévtpa [stakes], and so on.
255. Fergusson sees this sacrificial scaffold—which really should be pictured on
the top of the mountain above Persepolis
—as the upper story or the attic of a palace.
This notion led him to a very unfortunate reconstruction of Persepolis. His ideas are
generally more original than true or beautiful.
256. This also expresses the difference between my view of Greek tectonics and
that which Prof. Bétticher expresses in his Hellenicis. I will have an opportunity later to
give my reasons for what is suggested here.
257. The throne of the Persian king is described in Athenaeus (12.8). The throne
upon which he sat in judgment was gold; surrounding it were four columns encrusted
with precious stones, above which was stretched a colorfully embroidered baldachin. The
detail of a capital shown on page 252 belonged in all probability to such a baldachin col-
umn. It was found in the room at Nineveh that contained such a rich yield of bronze
objects. Such thrones with baldachins are represented on the bas-reliefs of Persepolis.
258. A forked capital with coupled bulls’ necks is depicted on a rock relief at
Bavian, over the head of King Sennacherib. The column to which it belongs is not sup-
porting, though, but more like a staff. Another column without a capital and a third
with pinecone capitals stand beside it. See Layard, N[ineveh]| and Bab{ylon], 211.
259. The indentations on the tripods, altars, and stone vessels that have been
found seem to be intended to accept these emblems that are reversed on the outside and
decorated only from the inside. See Layard, N[ineveh| and Bab[ylon], 595. The locus
classicus for emblems of this kind is Cic[ero], Accusl[atio] in Verrem 4.23 and [4.24].
260. Illustrations of these vessels in Layard, Nlineveh| and Bab[ylon], 183, 199,
and the last plates of the second series. I will return to them in the section on metal
technology.
261. King Nebuchadrezzar set up his statue in the Plain of Dura, forty-five ells
high, six ells wide, and entirely of solid-cast (?) gold; all the nobles and officials of the
kingdom paid homage to it. See Daniel 3. Presumably the statue actually had a substan-
tial core of clay or some other material.
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262. See Layard, Nineveh and Babylon, vignette from chap. 23, 527.
263. Ibid., 530.
264. This always means tiles that were covered with gold and silver plate. Layard
also found gilded tiles.
265. These monuments include the so-called Harpagus monument, which evi-
dently commemorated a victory by the barbarians over a Hellenic city. The perfection
and style of sculpture make it very important, though not the most important of the
works touched upon in the text. Even more masterly and lively are the reliefs on the
two Lycian tomb monuments exhibited in the British Museum, together with the rem-
nants of the mentioned victory monument, the famous Harpy Tomb, and various other
excellent sculptures from Lycia. Particularly striking among the latter are the two half-
squatting lionesses, which were found under the debris of the fortress of ancient
Xanthus, and which recur on the battlements of the city threatened by the Persian com-
mander, depicted clearly and indubitably on one of the frieze panels of the victory mon-
ument. Thus these lionesses are works from a much earlier period than that in which
Xanthus was taken by the Persians.
266. See [Heinrich] Barth, Wanderungen durch die Kiistenldnder des Mittelmeeres,
1:8, 230 ff., and Revue archéologique 1 [(1844)]: 566.
267. [Charles] Texier, [Description de I’|Asie Mineure, Coste and Flandin, Voyage
en Perse, pl. 230.
268. Compare Museum Gregorianum Etruscum, vol. 1, with Layard’s Nineveh
[and Its Remains].
269. Josephus 8.[64.1].
270. Here I am following the reports in Josephus. He had access to sources other
than the well-known biblical ones. They must have sounded more plausible on this sub-
ject than the material in the First Book of Kings. There the stones are said to have been
prepared before setting such that no hammer, ax, or any other iron tool could be heard
hewing. Strictly speaking, however, this is impossible, and even in a figurative sense it
contradicts the whole of ancient building practice.
271. See [Heinrich] Ewald, Geschichte des Volkes Israel, 3:304 n. 6.
272. If rows were translated as friezes in all the relevant passages of the Bible and
Josephus, they would be easier to understand.
273. See [Franz] Kugler, Geschichte der Baukunst, 1:125 ff., where no considera-
tion is given to Flavian reports about the temple building at all.
274. How much the material of execution meant to the ancients and what value
the artwork obtained from the excellence of the material, even when neither its form
nor its color was respected—on these questions, please refer to the important passage
in Quatremére de Quincy’s Jupiter olympien, 31. I will return to this theme on another
occasion.
275. The depiction, probably accurate, of the seven-armed candelabra in the Arch
of Titus in Rome has since the first centuries of Christianity served as a model for litur-
gical candelabras that goldsmiths have treated freely. This piece is clearly an example of
those empaestic or sphyrelaton works that preceded all other works in metal. In com-
parison, works in metal using other techniques always remained derivative and more or
less stylistically dependent on these earlier works (see above).
453
= ct oS =
Kan AAW Ha
{Sa 2) i
JPUUVCLETTT CCU TUUG TTSCOCATTTCCCCCCeCcC
Seven-armed candelabra
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Textiles: Technical-Historical
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use of the illustrations of Mycenaean pottery shards appended to that essay for the
woodcuts included here.
303. Donaldson’s reconstruction in [James Stuart and Nicholas Revett,] The
Antig|uities| of Athens (supplement, p. 5) leaves these door frames undressed, although
a double indentation running around them shows clearly enough the purpose for which
it was cut, namely, to receive the marble frieze.
304. Pausanias saw the treasury at Olympia endowed by the tyrant Myron. It had
two chambers: one in the Doric and the other in the Ionic style, both in bronze (mid-
seventh century B.C.). Also done in bronze was the Temple of Athena Chalkioikos on
the acropolis of Sparta (from the heroic period). The throne of Apollo Amyclaian, built
by Bathycles the Magnesian (seventh century) was also probably in beaten metal (see
Pausanias 6.19.2; 3.17.2; 3.18-19). Ancient bronze columns (cast) are now found in the
basilica of the Lateran.
305. Everything suggested thus far is given surprising and welcome support by
comparisons with similar phenomena in other fields of formal creation. Sculpture has
already been discussed in the text, but Greek utensils went through the same stages of
material change as the temple, but in a much clearer fashion. For instance, it attracts
less attention to assert that the beautiful marble candelabras and tripods that adorn the
Vatican and the Louvre are not art-forms determined entirely by the material (stone) —
that is, not forms that had to be adopted by the basic constructional idea in order to
satisfy the aesthetic sense —but rather that their formal appearance is determined by
the style they still retain from the time when they were made of beaten metal or fired
clay, not stone. In my view, this is considered less surprising than when the same point
is made about marble temples — and yet things were very much the same with the latter.
To illustrate what I have said I give here a candelabra from the best period, which I
drew in one of the Sicilian collections of antiquities, in Palermo, I believe. The metal
style is still unmistakably present in this delicate white marble piece.
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Textiles: Technical-Historical
The style of Greek clothing also presents interesting analogies with architecture.
The heroic age had its deeply dyed, brightly colored, richly embroidered, and veiling
Oriental gowns: the saraps, kalasireis, and Assyrian aktaias. After this, during the
period of the tyrants, came the delicate folds of the sindon and peplos, corresponding
to the conventional curling of hair with elegant cicada adornments. Finally, freely
falling folds emerged—the himation and the chiton. These transitions absolutely paral-
lel those the temple went through before it was completely emancipated from the mate-
rial, as I will demonstrate.
306. It is clear from various poetic passages that hollow-body construction was for
the later Greeks particularly characteristic of heroic architecture, and that the memory
of it remained alive even among the people. It seems to me that these passages can be
explained only by reference to this principle of building in its true and complete sense.
Thus Theocritus (Idylls 24) has the dragon sent by Hera slip through the hollow door-
posts in the oikos of Amphitryon to attack the infant Hercules: Qpcev <dpdKovtac>
ETL TAATUV OVS6V, OPL OTABLA KOLAa BuUPdw oiKw, aTELAOaGa dayeiv Boédboc ‘HpakAha
[She sent the serpents up to the broad threshold, where stood the hollow doorposts of
the house, to eat the baby Hercules]. Oedipus, too, pulls the hollow posts of the inte-
rior bolted door out of their sockets in order to get into the thalamos in which Jocasta
has strangled herself (Sophocles, Oed[ipus Tyrannus] 12[6]1 ff.: €k € TuOnévuw / Exdtve
Koika KAHPpa, KauTittTet oTéyq [He pulled the hollow doorposts from their sockets and
threw himself into the chamber]). Even the oikot Koihkootd8pou [houses with coffered
ceilings] and the verb ko.koota8péw [provide with a coffered ceiling] can be explained
by the same, originally Asiatic building method as the one under discussion (Septuagint,
Agg[aeus] 1.4; 1 Kings 6:9). But see [Jacob] H[einrich Samuel] Rumpf, De interioribus
aedium Homericarum partibus, Dissertatio sec. (Giessen, 1858), 83, who interprets all
these passages as referring only to carving (caelaturae).
307. Marchese Venuti, “Sopra un’anticha pittura trovata nel territorio cortonese,”
Atti di Cortona 9 (1791), quarto. Because slate is, as it were, naturally baked clay, a
mention of the remarkable slate paneling of an ancient Etruscan tomb may be permit-
ted here.
308. Such capitals are not rare in Pompeii, yet they all point to the older, better
style that flourished there before Pompeii was nearly flattened by an earthquake that
occurred before the city’s complete destruction. The columns of the Temple of Vesta in
Tivoli, as well as those of the monopteron in Rome of the same name, display the same
ceramic style. A beautiful capital in baked clay can be found with other terra-cottas in
the Biscari Museum in Catania. See the woodcut after my sketch.
309. According to legend it was built by the old Pelasgian architects Agamedes and
Trophonius, by shaping (Epyaodpevor) oak trunks and joining them together.
310. On ancient painted terra-cotta, see also Marco Carloni, Bassirilievi volsci in
terracotta dipinti a vari colori trovati nella citta di Velletri (Rome, 1785). The two brick
temples in the Egeria valley near Rome are also in the ancient terra-cotta style, if not in
terms of age then of principle.
311. It struck me during my travels that Greek colonies can always be found where
that much-mentioned shelly limestone (a porous stone) is found on the surface and is
easily quarried. I should like to extend this remark to all Greco-Italic settlements, and I
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do not doubt that the presence of this important building material was important to
settlers in choosing their site.
312. [Christophorus] Saxius and Jac[obus] van Vaassen, Animadversa ad fast[os]
Rom|anorum sacros| fragmenta, quarto (1785).
313. MeSv\d\0Gg Kateokevdteto Movoetov Mdvikoe kexoviaxe [Medullus designed
the museion; Manicus did the plasterwork]. See [Raoul-|Rochette, Peintures antiques
inéd [ites], 240 ff., where many relevant passages are cited.
314. Utinam dii immortales fecissent, uti Lycinus revivesceret et corrigeret hanc
amentiam tectoriorumque errantia instituta! [If only the gods would bring Licymnius
back to life, so he could fix the insane, deviant practices of the fresco painters!], says
Vitruvius, when mentioning the excesses of wall decoration painters (7.5.7). In chapter
[9] of this book he mentions an expolitio miniacia [vermilion wall dressing].
315. It is incorrect to assert, as do some learned nontechnicians, that the white
marble of Athenian temples was polished. Their surfaces rather show a careful final
preparation, and the smoothness of polishing was intentionally avoided by the choice
of material.
316. Scheletri Cumani dilucidati dal Canonico Andrea di Jorio (Naples, 1810), 8.
F.C.L. Sickler, De monumentis aliquot Graecis e Sepulcro Cumaeo recenter effosso
erutis (Weimar). [Andrea de] Jorio, [Metodo per rinvenire e frugare 1| sepolcri [degli]
antichi, 26. The tomb of Armento had four sides decorated with ornaments and figures
in colored and gilded stucco. [Giuseppe] Bamonte, Antichita pestane del Canon. D{on}
Nicola, Memorie sui monumenti di antichita (plate 6). On the tomb at Ruvo, see
R[aoul]-Rochette, Peintures antiques, 454.
317. See Raoul-Rochette, “Mémoire sur la peinture sur mur,” Journal des savants
(June-August 1833). Letronne, Lettres d’un antiquaire a un artiste (Paris, 1836).
Raoul-Rochette, Peintures antiques. Gottf{ried] Hermann, De veterum Graecorum pic-
tura parietum conjecturae (Leipzig, 1835). Ch[ristian] Walz, “Schriften uber die
Malerei der Alten,’ Heidelberger Jahrb|ticher| d\er| Lit{eratur| 14-17 (1837).
318. In the Temple of Theseus the space prepared for painting begins directly above
the base of the walls and consists of upright panels. It extends to the height of six ashlar
courses. I repeat this last fact as something I can vouch for because Letronne’s Lettres
d’un antiquaire [101-2] contains a note by [Friedrich Wilhelm von] Thiersch about this
much discussed stucco dressing of the temple’s inner cella that does not agree with my
observations. To illustrate my view, I provide here a partial section of the Temple of
Theseus, which I made on site.
319. Paus[anias] 1.15.
320. Paus[anias] 10.25.
321. Ancient architectural designs often permitted a kind of scenic handling of
architecture in that the sides and rear walls of a monument remained hidden from view
by the surrounding walls, trees, or other objects. There was also a desire to decorate the
koniasis only very simply, but this hardly meant leaving it white everywhere.
322. J.-I. Hittorff, Temple d’Empédocle and Monuments de la Sicile. [Domenico]
Serradifalco on Sicily.
323. Lucian, Amores 34[.11-12]: kat yupnvnv Totxwv apopdiav evavO€eot Badaic xpw-
LaTwv KaTeypaxsav [And they paint over the bare ugliness of the walls with bright tinctures].
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Textiles: Technical-Historical
324. “Politi lapidis.” In technical language lapis always means cut stone, as
opposed to marble.
325. The passage is in Pliny, [Historia naturalis,| ed. [Jacques] Dalechamps, 36.15:
Durat et Cyzici delubrum in quo filum aureum commissuris omnibus politi lapidis
subjecit artifex eburneum Jovem dicaturus intus, coronante eum Apolline. Tralucent
ergo picturae <this word appears in place of juncturae in some manuscripts> tenuis-
simis capillamentis, lenique afflatu simulacra refovente praeter ingenium artificis ipsa
materia quamvis occulta in pretio operis habetur [There still exists at Cyzicus a temple
in which the artist set a gold thread into all the joints of the embellished stone, intend-
ing to dedicate within an ivory Jupiter with Apollo crowning him. As a result, through
the painting shine very fine filaments of light, and a gentle breeze cools the statues. And
besides the cleverness of the artist, the material itself is considered a part of its value].
See below for my translation of this passage and my justification of it.
326. Vitruvius 7.7: Itaque antiqui egregia copia silis ad politionem sunt usi [And so
the ancients used a great deal of yellow ocher for their fresco work].
327. It seems to me, however, that the red paint that has survived on the above-
mentioned ancient Greek stucco work is red ocher (rubrica). Dragon’s blood (a trans-
parent vegetable paint) was used only on marble surfaces.
328. Pliny, [Historia naturalis,| ed. Dalechamps, 33.7, [Pedanius] Dioscorid|[es]
5.109.
329. Miltos was not lead oxide but cinnabar. Lead oxide was called sandaracha, or
sandyx, and was partly mined and partly manufactured. Vitruvius 7.7 and 7.1[2]. Pliny
34.[176-78], 35.[39-40].
330. Dionysius of Halicarnassus, in a fragment perserved by Angelo Mai, says:
“The wall paintings were absolutely perfect in drawing and pleasing in color combina-
tions, and in every way far removed from the decorated style of so-called accessories!”
Dion[ysius] Halficarnassus], [Opera omnia quibus etiam accedunt| frag|menta], ed.
Mai, 16.6. I am surprised that no one has actually ever seriously challenged the author-
ity of this statement by juxtaposing it with Pliny’s well-known remark: Nulla gloria
artificum est nisi eaorum qui tabulas pinxere [There’s no fame for an artist unless he is
one of those who has painted pictures].
331. The white was frequently added to the tectorium, and later to the marble sur-
face, especially by means of white chalk. The best chalk, called paraetonion, came from
Egypt, and it was said by Pliny to be best at adhering to stucco: tectoriis tenacissimum
propter laevorem [sticking best to stucco because of its smoothness] (35.6). This is also
attested by the walls and ceilings of Greek and Etruscan tombs, and by the white work
in Pompeii.
332. Thus, for example, the green columns, apparently antique, whose remains
were found in the interior of Athena Polias make me uneasy about this question.
333. People really should stop adducing the \euKdc A{8o0c [white stone] as evidence
against polychromy on marble buildings.
334. Pliny, H[istoria] n{aturalis,| ed. Dalechamps, 36.6.
335. Vitruvius, bk. 7, preface.
336. It appears that the temple was never completed in all its parts.
337. There can be no more doubt about remnants of paint on sculptures from the
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best period. Only the blindly obstinate are unprepared to recognize it. On this subject,
see Quatremére [de Quincy], Jupiter olympien, passim.
338. On this, see the conclusion of this section.
339. Praxiteles was asked which of his marble works he considered to be the most
successful: the ones on which Nicias had set his hand was his answer, “so highly did he
value his coloring” (Pliny [35.40.133] ff.: tantum circumlitioni eius tribuebat). On circum-
litio, causis, and so on, see [Johann Ludwig] Volkel, Arch|dologischer| Nachlass, 79-96.
340. Callistratus, Stat[wae,] ed. Jacobs, 2:147. [Friedrich Gottlieb] Welcker,
Syllogle epigrammatum Graecorum], 687.
341. In Jupiter olympien Quatremére de Quincy provides a detailed summary of
these traces of paint on statues. Since then, nearly every day has brought new indica-
tions of the universal distribution of polychrome sculpture among the ancients.
342. Some remarks on the technique of painting statues and buildings follow in the
section on ceramics.
343. Athenaeus: kepdpita —Keknpoypadnyéva ypupact tavtototc. Raoul-Rochette
(Peintures antiques) gives precise information on this.
344. The color plates relating to Attic marble temples belong to this and the previ-
ous chapter.
345. Letronne, Lettres, 395.
346. [Justinian,] Digest[orum] 19.1.17.3: Tabulae pictae pro tectorio includuntur
[Painted panels are inserted in the stucco].
347. Pliny 35.10: tabulam magnae amplitudinis in machina aptatam picturae anus
una custodiebat [a large tablet on an easel ready for painting that one old woman took
care of].
348. Bottiger, [Ideen zur] Arch[dologie] der Malerei, 143 ff. See the chapter on
ceramics.
349. Pitture |antiche| d’Ercolano, vol. 4, pls. 41, 42, 45, and 46. Paintings in
wooden frames were found in Civita, fastened with iron hooks into indentations in the
wall. Pitt{ure antiche| d’Ercolano, vol. 2, pl. 28. Jorio, Peintures anciennes (Naples,
1830), 12.
350. Plutarch, Oplerum] moral [lium], 2.1096, ed. Reiske, 10:509.
351. Philostratus, [Imagines] 1.28. But the same author also speaks of colored
metal reliefs in India in Vita Apollonit.
352. See [Raoul-]Rochette, Peintures antiques inédites. The Isis mentioned in this
work is reliably from the Ptolemaic period, but I believe that the two pieces called Spes
and Mercury are still half-archaic art and from the same flourishing period of this
Greek free state as the Metapontine temples.
353. In the technical language of the Roman builder /apis, short for lapis quadra-
tus, is contrasted with marble and refers to normal cut stone, which was always dressed
with stucco and paint in artful buildings. Examples can be found in the following and
in many other sources:
Pliny, H[istoria naturalis] 36[.5.45]: Fuit tamen inter lapidem et marmor differentia
iam apud Homerum [Already in Homer there was a difference between stone
and marble].
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354. Icannot vouch for the correctness of my interpretation of this difficult passage.
355. Nonnus, a fifth-century Christian writer, ascribes the invention of colored ash-
lar to the Tyrians. Dionys|iaca], 5.55, p. 134. Incidentally, this conforms entirely with
the view of the Asiatic manner of decoration that we developed earlier, namely, that
multicolored ashlar was initially mentioned only in the context of city walls and founda-
tions.
356. [Aulus] Hirtius, Blellum] Alex[andrinum] 1.3.
357. This remark will be pursued in the second part of this work, which will treat
the more general issues in terms of architectural style.
358. In all new German handbooks on art history and architectural history the
Cloaca Maxima is followed immediately by the architecture of Augustus, as if there
were nothing in between! Republican Rome is left almost completely out of considera-
tion, despite the fact that its noble ruins, though rare, are still sufficient for us to see in
them a style with its own high level of justification, one that is much more independent
of Greece than generally accepted, and one that in many respects, particularly in unity
of profile and individual execution, is far superior to the style of Augustus. None of
these handbooks discusses the Tabularium (built by Q[{uintus] Lutatius Catulus in the
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Roman year 676), the oldest surviving example of arcade architecture with half
columns, which is so important for the developmental history of this architectural
form. Nor do they speak of the temples at Cori or other important ruins dating from
the Republican period.
359. Kugler, Handbuch der Kunstgeschichte, 3d ed., 192.
360. The role of clay decoration was sometimes filled by technically related bronze
work,
361. Ostrich eggs and other small objects in Luna marble, probably very ancient,
have been found in Etruscan tombs.
362. Cicero’s witty remark (cited above) about the colored walls of the Chians
remains a key passage. In Livy and Cicero there is repeated mention of a new dealbatio,
which Ulrichs, Kugler, and others take to be whitewash —although, as I have shown,
it was always inseparable from painting. According to [Lucius Annaeus] Sen|[eca],
Epist{ulae], Scipio Africanus’s baths had ashlar walls dressed with stucco (tectorium).
Pliny speaks of tinting the ashlar (lapidem tingere).
363. Pliny 35[.6.17].
364. As I write this, a vivid memory takes me back to the Cornetan tomb cham-
bers; my impression of them will retain the full freshness of their colors for as long as I
live. The figures in the wall paintings of these Tarquinian tombs at times really breathe
a kind of modern weltschmerz that was always incomprehensible to the Greeks.
365. Accurately described in the outstanding book by R[udolf] Wiegmann, Die
Malerei der Alten in ihrer Anwendung und Technik (Hannover, 1836).
366. Throughout his text Vitruvius appears as a decided Grecomaniac.
367. Unfortunately it is not known when this happened, but it must have been in
the late Alexandrian period, perhaps even in Roman times. For the Latin name
Licinius, by the way, Letronne suggests a reading of Lycinus, and [Karl Julius] Sillig
proposes Licymnius.
368. There was a purple in every color; the ancients used the term to describe
a quality, a certain depth and richness of color peculiar to products of the sea and to
the sea itself. An overall purple coloration is predominantly Asiatic. See the article on
dyeing.
369. Pictura quoque non alium exitum fecit, postquam Aegyptorum audacia tam
magnae artis compendarium invenit. The parallel between the poetry and the fine arts
of the Romans is interesting and instructive. The former was also based on Alexandrian
models but managed to breathe new life into them. See K[arl] F[riedrich] Hermann,
Culturgeschichte der Griechen und Romer, 2:137.
370. See Letronne, Lettres d’un antiquaire, 211 ff.
371. Seneca, Epistulae 86[.6]: nisi alexandrina marmora Numidicis crustis dis-
tincta sunt [if Alexandrian marble does not contrast with Numidian panels]. I do not
think that Seneca was thinking of the artificial marbling of slabs mentioned by Pliny.
372. Operosa et in modum picturae variata circumlitio [elaborate coating which
colors the stone in the fashion of a painting].
373. Horace says: musco circumlita saxa [stones decorated with moss].
374. This is not about painting stone but about imitating stone with painting. I even
think that /apis here is short for lapis quadratus, and the sentence should be translated:
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“We have even begun to decorate the walls with painted ashlar work”; at that time this
would have been an important innovation in wall decoration that would have deserved
comment. But it is also quite possible that Pliny may have been referring only to the sim-
ple painting of the faux veins and druses on marble for which, under Nero, the expen-
sive device of inlaying hard stone into the marble was invented. Neither translation of
the passage argues against polychromy on marble, just as the previously cited passage
from Seneca’s letters did not. Rather, both cases clearly favor my view of polychromy.
375. [Pliny, Historia naturalis 35.2-3. TRANS.] It is incomprehensible that oppo-
nents of polychromy, like Kugler and others, could quote this and the earlier passage
from Seneca in support of their opinion!
376. See color plate 15, representing the decoration of a Pompeian atrium.
377. Kugler, to be sure, refuses to let it pass for antique, because apparently it
extends over some parts of the columns that were chipped or damaged in antiquity. But
can these not be very ancient, that is, older than the last antique expolitio of the build-
ing? If not, who then was responsible for this red tint, which has survived best on the
lowest parts of the column and reaches exactly to the height of the rubble that sur-
rounded the columns until a few decades ago?
378. See my letter of 10 July 1833 to my late friend Dr. [Olaus] Kellermann, the
secretary of the Archaeological Institute in Rome, in the Bullettino dell’Inst{ituto] di
corr[ispondenza| arch{eologica 4] (1833): 92.
379. Attributing the dominant preference for incrustation of architectural elements
to Byzantine influence is a questionable conjecture, since the ancient Byzantine monu-
ments—such as Hagia Sophia and the remains of the old imperial palace—reveal no
such features on the exterior but are rather structurally conceived.
380. The tireless zeal medieval propagandists showed in publishing and distribut-
ing etchings and colored reproductions of ancient paintings and other examples of
Romanesque and Gothic styles makes illustrations superfluous in the discussion that
follows.
381. It seems to me that this word has been much abused recently as an attribute of
an art-form. In many cases no particular concept seems to be attached to it. Not every
system for giving form that is rigorous is consequently an organism. That would
require the emergence of certain formal phenomena that proclaim themselves expres-
sions of life and are homogeneous with the distinguishing features of living organic
creatures — namely, plants and animals —in their microcosmic activity and conflict with
the external world. The Greek column, in conflict with a load applied only in a vertical
direction, is an organism; the Gothic pier with its vault ribs
— however consistently exe-
cuted, and despite the loose foliage decoration of its capital that inadequately and
superficially suggests an organism —is and always will remain a structure. The vain
intent to enliven it led in the fifteenth century to a tree-branch architecture, which was
the last attempt to breathe some life into this stone scholasticism.
382. See the article “Chapelle” in Viollet-le-Duc’s Dictionnaire de l’architecture.
383. These concluding remarks are intended primarily for those readers who have
closely followed the controversy on polychromy in antique art between scholars and
artists. It will soon become clear that they were drafted during the lifetime of the
famous art historian who is frequently mentioned. When the printer sent me the proofs,
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the question was raised as to whether these remarks should be allowed to stand or be
suppressed. The former course was taken because of the widespread influence that
Kugler’s views on this question—and his way of presenting them as though there could
be no further doubt
—have had and still have upon his readers. Both had to be confonted,
and it was impossible to leave Kugler, now deceased, completely untouched as a writer.
Moreover, Kugler represented for the author the requisite personification of the
Hofrat type so widespread and persistent in Germany, and it is actually just this type
that he has in mind when he speaks out against Kugler.
Besides, what is there to prevent the author too from being counted among the
dead? Artifex periit [the author perishes]. And who will guarantee that this work will
not appear posthumously, given the present organization of the bookselling trade!
384. To give an example: “The ostensible remains of red paint on large architec-
tural surfaces cannot in general be taken into account, and consequently the former
presence of reddish color, where it does not at the same time appear surrounded by the
outlines of an ornament, must be approached with some caution. In particular I think I
may be permitted to ignore the reddish or even dark red coloring, for which there is
little authentication, on the architrave of the Temple of Theseus.”
385. Hermann Hettner, Griechische Reiseskizzen (Brunswick, 1853), 187.
386. Kugler, Kleine Schriften, 361.
387. The French aesthetician [Charles-Ernest] Beulé proclaims outright that argu-
ments based on taste are inadmissible in addressing this question.
388. Thus the temple of the Virgin Goddess, after five and one-half centuries, still
retained the fresh appearance that Plutarch underscored with such amazement in his
De gloria Athen|iensium]! Some Athenian monuments survived down to the Middle
Ages with the same degree of freshness, as is clear from an anonymous fourteenth-
century report about their condition at that time. Comte [Léon-Emmanuel-Simon-
Joseph] de Laborde arranged for its publication in his interesting book Athénes aux
XVe, XVIe et XVII¢ siécles. There mention is made of a Totkidn S6En, a polychrome
style of architecture, in which Cecrops is said to have built these works. The interior of
the Propylaea was brightly colored and the exterior gilded (gold-colored?). The colored
decoration of the Parthenon is also mentioned.
389. See [Heinrich Nicolaus] Ulrichs, Reisen und Forschungen in Griechenland
(Bremen, 1840), 86.
390. Pliny 36.[4].2: In magna admiratione est et Hercules Menestrati et Hecate
Ephesi in templo Dianae post aedem, in cujus contemplatione admonent aeditui
parcere oculis, tanta marmoris radiatio est [Greatly admired are the Hercules of
Menestratus, and the Hecate which is in the sacred enclosure behind the Temple of
Diana at Ephesus. The temple attendants warn those who would examine it to spare
their eyes, so great is the brilliance of the marble].
391. I cannot bring myself to repeat this frequently mentioned story yet again.
Therefore I must ask those readers who would like to learn more about the debates
over Herodotus’s story of the white market and the prytaneum of the Siphnians, and
about how the story relates to the subject under discussion, to consult Kugler’s writings
on the polychromy of the ancients and my brochure Die vier Elemente der Baukunst.
See also Hittorff’s work.
464
Textiles: Technical-Historical
393. [must take this opportunity to complain about a certain way of quoting texts,
namely, the orthodox manner in which theological candidates adduce their biblical
verses. Often, indeed in most cases, the true meaning of a sentence becomes clear only
in combination with what precedes and follows it, even distant passages. It is therefore
not advisable
—or, even when it is, not honest —to present it out of this context.
As for the reproach that I have read things into the work of ancient authors, I think
it is always a good thing to have something to read into something else. Moreover,
every good interpreter has always skillfully read something into the text at the appro-
priate moment.
394. Our ignorance of the lost encaustic technique makes it impossible to translate
this passage: TGot ToUTOLS 1 ELKAV KEKOOLLAPO GUK AxpPL TOU ETILKEXPWOON [LOVOV, GAN’ ES
Bd8os SevooTratdts TLol dappdKots Es Kdpov KaTaBadetoa [With all of these the picture is
embellished, and not merely tinted on the surface but stained down deep to the full
with permanent dyes]. Imag|[ines] [16.13-16].
395. Pindar, Nem[ean Odes] [4.81].
396. Fauvel has described things like this, and Ross confirms their occurrence.
Kunstblatt 1838, no. 59.
397. Raoul-Rochette, Peintures antiques, sub fine.
398. Kugler will again accuse me of reading things into the words of the text—so
be it! I reply with the same reproach against him.
465
Volume Two
OCT olan] Cok-yam(-1e
(ola (o- Shackotonty
Metallurgy: Considered in
Themselves and in Relation
om AUcoal(rel (l=
GEAR TERS Bil WE
Ceramics
A. Aesthetic-Formal
§ 88 Introduction
Our language lacks a general and comprehensive expression for all the arts
whose common material basis or primeval material (if I may use this expres-
sion) is potter’s clay—that is, those arts whose common primeval technique
consists of giving form and shape to a plastic soft paste and then fixing it by
hardening.
We have adopted the Greek word plastic only for those cases in which this
primeval technique is used for figurative representation. It therefore excludes
pottery proper in our sense of that word.
Still more limited is the related notion of pottery, by which we understand
only the purely functional and industrial making of pots.
The expression chosen for the heading of this fifth chapter has, like the
word plastic, the disadvantage of being a foreign word — even worse, one that
is not in general use and therefore sounds affected. And yet, strictly consid-
ered, it is no less specific than the aforementioned terms. Plastic refers to the
process of forming and pottery to the practical material purpose that first
called it forth. Ceramics alludes in the first instance only to the material to be
treated
—namely, clay (képayoc) — which was the first material to be used for
this technique and which in its many guises has continually asserted its claim
to being the plastic material par excellence throughout all stages of this
art’s development. Because clay has been of general importance for all branches
of the technique in question (forming, so to speak, its material basis), and
because clay, as the first plastic material, to some extent established the style
to be followed for other materials later, we are perhaps justified here in
assigning to the word a more general meaning than it had for the Greeks. For
us it will encompass the whole art of making vessels, including vessels made
of such other materials as metal, wood, ivory, glass, and stone. This section
will deal with all of these together and consider them and pottery proper as
stylistically dependent on one another. Second, our definition of the word
ceramics will include objects stylistically related to the art of vessel making
thanks to their material and treatment but not to the purpose for which they
were formed — examples are roof tiles and terra-cotta panels, and in a certain
sense also sculpture from among the fine arts.
The products of ceramics have been held in extraordinarily high esteem by
all peoples in all ages. They acquired religious and symbolic meanings long
467
Semper
Situla Hydria
468
Ceramics: Aesthetic-Formal
same original purpose of collecting water. The first is a scooping vessel for
drawing water from the Nile, and is thus characteristic of Egypt —recipient
of the gift of the Nile— which has no water sources trickling from rocks. Two
such pails were carried on a yoke by Egyptian water bearers, one in front and
the other behind. The heaviest part of the vessel is lowest, and it tapers
toward the top to prevent spilling. It is shaped like a water drop, and both its
overall look and its ornamentation recall the original leather tube that was
customarily used for drawing water in the earliest period of Egyptian civi-
lization, as it is once again for the Turks today. Notice the strips of hiero-
glyphics below the rim that forms the edge of the vessel — these are motivated
by a recollection of the folds in the leather tube, pera in Latin, which are also
found in similar metal or earthenware vessels and must have resulted from
drawing the mouth in.
We feel vividly the complete functionality of this form; it contrasts markedly
with the Greek hydria, which is intended not to draw water but to catch it as
it flows from a fountain. This is the reason for the funnel-shaped neck and the
kettlelike belly, which places the center of gravity as close to the mouth as
possible. Etruscan and Greek women carried the hydria on their heads —
=|
eS oe
==
=
a :, |
upright when full, horizontal when empty, as shown in the picture on the
hydria illustrated here. Anyone who tries to balance a stick on his fingertip will
find this trick easier if he keeps the heaviest end of the stick at the top. This
experiment explains the basic shape of the Greek hydria, which when complete
has two horizontal handles at the center of gravity to lift the vessel when full,
and a third vertical one for carrying and suspending the empty vessel. The
third handle was perhaps also a grip with which a second person helping the
woman carrying the water could lift the full vessel onto the other’s head.
How significantly the soaring, spiritual, and lucid essence of the spring-
worshiping Hellenes emerges symbolically from this subordinated artistic
form, in contrast to the situla, which expresses the physical law of gravity and
balance in a way quite opposite but no less appropriate to the spirit of the
Egyptian people!
These significant forms were recognized as such and therefore raised to the
status of religious and national emblems. Just as the Nile pail was the Egyptians’
469
Semper
§ 90 Every ceramic product is conditioned first of all by the purpose for which it is
intended, by its use, which may be actual or only assumed, that is, conceived
in a less real or more ideal sense. Take the most beautiful and splendid vase of
marble or porphyry, intended to stand in the entrance hall of a palace, to dec-
orate a niche, or to adorn the center of a room. Even if it is not intended for
use it must be motivated in a formal sense by some real practical vessel that
provides the necessary realistic basis for the ideal treatment of the artwork.
Without it, any such composition is left effectively hovering in the air, mean-
ingless and incomprehensible, even deprived of a formal existence.
The variety of uses occasions the production of vessels in either simple or
mixed forms, depending on whether one intention or several simultaneous
intentions were being pursued in its invention.
The first and most general purpose is containing. One strives for a means
of enclosing and keeping together a liquid or a number of dry objects.
A second and different purpose pursued by the pottery industry is to pro-
duce an instrument for scooping liquids. We need an implement suitable for
collecting part of a larger quantity of liquid and isolating it for some broader
purpose.
Then there is a third purpose that frequently occurs in association with the
second, namely, filling. We want to place a liquid that has been scooped and
contained into a reservoir. And a fourth purpose is the converse of the third—
pouring.
Thus the actual container (reservoir), the scooping vessel, the filling vessel
(funnel), and the pouring vessel are the four basic forms of ceramics.
§ 91 Nature offers certain forms that are the purest expression of these four con-
cepts of the potter’s art.
Cucurbits and eggs are containers or reservoirs in the strictest and purest
form. The egg is therefore a profound symbol of the absolute, of the all-
embracing, of the “world as will.” In Etruscan tombs one often finds (among
470
Ceramics: Aesthetic-Formal
other vessels) ostrich eggs (sometimes real, sometimes made of clay or marble)
with richly decorated surfaces. The mothers of death on the so-called Harpy
Tomb are shaped like eggs.
A primeval type for the scooping vessel is the hollow hand. Undoubtedly
the horns of certain animals were also one of the earliest motives for the shape
of such vessels. The same horn, cut off or pierced at the bottom, is the sim-
plest funnel, the most ancient filling vessel. It was also particularly revered as
a drinking horn and was even copied later, with all of high art’s decorations
and embellishments, in clay, stone, precious metals, and other materials.
In the same way seashells and mollusks make natural pouring vessels.
Such natural motives were sometimes used materially and sometimes
served as early models for related utensils. The human race scarcely needed
such models, however, since even at an early artistic stage instinct was a sure
guide to selecting what was most suitable for one’s purpose.
On closer consideration it is clear that no single vessel created by the
human hand is ever pure and unmixed; all combine several motives, usually all
four of those mentioned, in fact. Even the natural egg that one prepares to eat
becomes a vessel that satisfies at least the three functions of reservoir, funnel,
and pouring vessel. Creating an opening and then flattening the lower end by
gentle pressure on a table suffices to wrest an egg from absolute neutrality and
make it relate to a person as a vessel.
Although there are therefore no pure and unmixed shapes for vessels, in
most cases one of the cited motives is dominant. In cases where two are pres-
ent with equal intensity, the others retreat to the same extent. For example,
every spoon is a small reservoir, but at the same time the functions of scoop-
ing and pouring are dominant and determine its form.
These fundamental design motives are joined by three accessory motives,
namely,
1. the base support (stand),
2. the grip (handle),
3. the lid, or in some cases the plug.
It is only when these three accessory parts of a vessel are combined with the
four basic forms that they are raised to the status of articulated organisms
whose varied nature can achieve unity of purpose and form through artistic
beauty.
However important these extremities may be to questions of style in the
art of vases, we cannot allow them to be considered a means for distinguish-
ing genres when classifying vessels. We intend to group vessels solely accord-
ing to the four fundamental design differences named above.
471
Semper
range of variations depending on the specific conditions of its use. For example,
containers are given a concentrated form when hot liquids are to be kept
warm or cold liquids are to be kept cool as long as possible in warm sur-
roundings without evaporating. A contrary shape is chosen if the goal is to
cool a liquid or the surroundings by evaporation. In that case one naturally
tries to increase the surface where evaporation takes place. This has led to the
otherwise inexplicable baroque forms of the Spanish alcarrazas and bucaros,
whose companion pieces may perhaps be those antique vases in southern Italy
with equally baroque sculptural extremities but less surface area. A reservoir
intended as a kettle for heating a liquid over a fire should have a surface that
is spheroid at the top but flattened or, even better, concave at the bottom.
The oldest pots are largely of this kind. Most Assyrian and Egyptian clay
vessels are in a more or less pronounced dolium form. Ancient Greek and
Roman dolia, some of which are colossal, are also a pure expression of this
type. Large ones are found in various museums. There is, for instance, a fired-
clay dolium of exceptional size in the Musée céramique in Sévres and another
huge one in the British Museum. The dolium of Diogenes is famous, and the
illustration here is taken from an antique wall painting.
Cask of Diogenes
As with almost all other kinds of vessels, here too a gradual transition can
be seen from the oldest, spheroid, highly bulbous shapes to the ovoid and
more slender ones.
Forms derived from this type are:
§ 93 1. The Amphora?
This is a tall dolium with a wide opening and a short neck, usually with two
(sometimes three or four) handles but without a base. It often ends in the
shape of a top or in a point because it was placed on a support or buried in
the earth. The need to keep the wine or oil fresh explains its not very concen-
472
Ceramics: Aesthetic-Formal
trated, spindlelike shape and its high proportion of surface area to volume. Its
usually short neck already marks it as a hybrid form. It lies at one extreme of
the reservoirs extended along their length; the shallow dish or platera lies at
the other extreme and will be discussed below.
Amphorae, incidentally, are related to one another in their overall shape
and type but differ greatly in their details. Two groups can be distinguished:
(1) the so-called canopic amphorae, which are widest at the top immediately
under the neck and are reminiscent of the singular form of the Egyptian canopic
vase; (2) the amphorae in the shape of a pouch, which taper toward the top
and have their largest diameter nearest the point in which they terminate.
473
Semper
Vs
/4)
atHa
. NUYS \\ DWl
N
oe SS me
Panathenaic prize amphorae
§ 94 2. Urns
This is the name for dolium-like vessels that are flattened at the bottom and
sometimes also have a low torus or molding as a base. In their simpler form
they have neither neck nor handles but usually do have a lid—and probably
originally almost always did.
The Egyptian canopic vases mentioned above are urns; similar ones are
also found in Etruria.
474
Ceramics: Aesthetic-Formal
Although these vessels often served as containers for ashes, their form was
by no means either dependent on this function or irrevocably associated with
it. The canopic vase, which might be called the archetype of all urns, was orig-
inally a vessel to hold Nile water, and it was used as such in the service of the
dead. It resembles other water containers, such as the hydria, amphora, or
lecythus. The sarcophagus, before it became a coffin, served as the reservoir
for a fountain, as a winepress, and as a bathtub. Even as a sarcophagus it
continued to be decorated with symbols taken from water containers or wine-
presses, such as lion heads, wavy fluting, aquatic plants, vine leaves, and sim-
ilar motifs. This association between burial rites and the cult of springs and
water appears again in the old Attic custom of burying someone between
fired-clay roof tiles and pieces of guttering.
In the Elgin Room of the British Museum there is an enormous embossed
bronze Attic vessel in the purest canopic urn form that is distinguished by its
very simple decoration. It is half-hidden in a chest and visible only from above.
Not infrequently one also finds metal urns on a separate low tripod with
figurative lids. They were probably competition prizes or testimonials pre-
sented for exceptional luck in hunting or similar events. In the Bronze Room
of the British Museum there are several of this kind, including one with a bear
in the middle of the lid and four riders circling it on the edge of the lid.
475
Semper
The echinus-shaped urns with a low base, two horizontal handles, and a
short neck are the product of an evolved classical art. They form a very broad
family to which belong the majority of the most beautiful painted vessels of
fine terra-cotta.
later development the tripod became an integral part of the vessel, but the orig-
inal separation of the parts is still clearly articulated in form and ornament.
Herodotus distinguishes between Lesbian and Argolic kraters,5 but he
describes only the latter in detail. It was decorated all round with projecting
griffin heads and supported on three kneeling bronze colossi, seven ells high.
Laconian and Corinthian kraters are also named as particular types.®
Similar tripods supported by colossi, like the one Herodotus places in the
476
Ceramics: Aesthetic-Formal
Assyrian krater
Finally there are those kraters with only a central column, but even here
there are often allusions to the support’s original tripod form.
Such a support is called a hypokraterion.
Assyrian krater
477
Semper
It is not unusual for kraters to have handles, as has already been noted,
although in most monumental showpiece vessels they are merely decorative or
symbolic of transportability. They start at the lower edge of the belly above
the foot, at least when the latter is no longer a tripod but forms a full base.
A special, composite form of the krater is found in the famous chalice-
shaped display vessels that widen at the top. They include most of the Lucan-
ian terra-cotta vases in the late style, some of which are extraordinarily large
and magnificently decorated. This chalice form is also predominant in the
colossal stone vases that later typify this kind of showpiece vessel in the art of
late antiquity. There are beautiful examples of such vases in [Giambattista]
Piranesi’s Vasi, candelabri.... The famous Medici and Borghese vases, those
in Warwick and Woburn Castle, as well as other display vessels are well-
known examples of this subcategory of the krater (see [Henry] Moses, [A
Collection of Antique] Vases..., pls. 36, 37, 40, and 41; Piranesi’s work cited
above; and the monograph by Count [Lucantonio] Floridi, “Sopra il vaso
appellato cratere[m]”)
Not many large krater-shaped vases have survived from the Middle Ages
or the Renaissance, if one excludes the baptismal fonts better placed in the
category of basins. The accompanying sketch shows one of the two beautiful
bronze kraters, attributed to Benvenuto Cellini, in the antiquities collection in
Dresden.
478
Ceramics: Aesthetic-Formal
Deep kraters with a flattened base and no feet form a special group; as
actual mixing vessels, they serve a practical purpose. This group includes the
archaic vessel shown here, which specialists have identified with the oxy-
baphon of antiquity. Other kraters with supporting handles (column handles)
but no feet are also archaic and have been identified with the celebe.
Oxybaphon Celebe
A remarkable example is the mixing vessel said to have been used at the
Wedding at Cana (see mixing vessel below).7
Another vessel whose style is said to be of Tyrian or Jewish origin can be
found in Quedlinburg. Similar Greco-Italic vessels are not rare.
This family also includes the beautiful Arab vessels in damascene bronze.
The most famous specimen, called the vase of the chateau de Vincennes, is in
the Louvre. It is said to have been brought back from the Orient by Saint
Louis. Other such chased and damascene vessels are described by [Joseph
Toussaint] Reinaud in his work on the collection of the duke of Blacas. They
are still used in the Orient today.
TT RR
ih
1
Mixing vessel
479
Semper
For further material on the reservoir subtype under the heading “krater,”
see the essay by Count Floridi mentioned above, and [Karl] O[tfried] Miller’s
treatise, De tripode delphico.
Assyrian bowls
480
Ceramics: Aesthetic-Formal
only the interior of the vessel is visible. Thus they do not usually have handles
and are decorated only on the inside, while on the outside one sees the rough
reverse side of the embossed and stamped ornamental forms that decorate the
inside. This peculiarity of Assyrian metal bowls is found even on those that
have handles. All are obviously emblems in the figurative sense, alluding to
the technical origins of this expression (see Layard’s and Botta’s well-known
etchings and the woodcuts shown here).8 Decorated clay vessels with aspira-
tions to being high art have not been found in Assyria, nor, to my knowledge,
in Egypt. In these southeastern seats of the earliest civilizations high art in
vase making must have passed from the potters to toreutic artists and metal-
workers at a very early stage.? On the other hand, it was in keeping with the
genius of the Greeks that they were able to endow potter’s clay — irreplaceable
in its plastic qualities though worthless in itself —with the highest nobility,
simply by the form and artistry of the objects made from it.1°
Still, the oldest clay utensils made by the Greeks are vividly reminiscent of
those Assyrian metal vessels in their form, in the themes represented on them,
and in the general nature of their ornamentation. This does not imply that we
should consider Greek works to be imitations of the latter, but we should at
least accept that both emerged from a single, even older original form of pot-
tery that was in fact Asiatic.
This is particularly true of the vessels under discussion here. Most Greek
clay bowls of the oldest style are deep and squat in the Assyrian manner, with
no feet; in fact they are not equipped to stand at all and their form strongly
suggests an Asiatic type. They usually differ from Assyrian metal bowls only
on the important point that they are ornamented outside as well as inside,
although similar principles guide both. The entire (outer) surface is divided
into zones and almost completely covered with animal friezes and similar,
quasi-Assyrian Asiatic motifs. This type of deep bowl was later used by the
Etruscans and Romans as well, among whom the oldest pottery traditions
survived longer, as will be shown.
In the age of beautiful Athenian pottery the bowl acquired that finely curv-
ing, shallow line whose extreme simplicity makes it one of the most elegant
forms of antique ceramics. Bowls from this period have no lip and are indented
underneath in such a way that the indented section on the inside of the vessel
forms a navel (6u.ahdc),"! often with a very low ringlike edge serving as the foot
of the vessel. They are partly decorated with the most typical vase images on
the exterior as on the interior, where the middle part rises. Though the inner
image, executed in an austere or delicate style, formed the chief decoration,
481
Semper
the everyday decorations on the outside were executed more casually. This
was because the vessels were inverted and stacked, together with other display
pieces, on the buffet (kuAtketov), as can be seen from images of Etruscan
étageéres in Tarquinian tombs.
After the time of Alexander the Asiatic the luxury of metal utensils was
adopted and the manufacture of fired-clay vases fell into decline. Athenaeus’s
well-known list of antique vases (as well as most of this polymath’s other com-
ments on our topic) refers only to vessels made of (precious) metals. It contains
some very interesting details, particularly about the sumptuous Greco-Asiatic
vase art of Alexander’s day, but it does not shed the desired light on the mor-
phology of these artifacts.
Here it is interesting to note how, along with identical phenomena in all
fields of antique (Greek) art, the later period again more or less returned to
archaic artistic techniques that had been abandoned in the finest period.
Before the development of Greek art pottery metal utensils and implements
already exhibited a significant degree of luxury, which must have resulted from
a trained native crafts industry (even if it is assumed that this emerged only
through contact with foreign lands and that it developed slowly). Etruscan
metal implements, which have been preserved in significant numbers in
tombs, also give unmistakable indications of the style of early Greek metal
techniques —if one distinguishes the general related traits from the specific
things unique to Etruscan art.
It is necessary to distinguish between bowls, or paterae, and patinae or
patellae (paropsides, lances), that is, eating bowls intended especially for fish
dishes. According to Pliny, clay dishes of enormous size were made in the
imperial Roman period. They were often decorated on the inside with fish (a
reference to their purpose) or with sailing ships—a quite excellent example of
which, I remember, is in the British Museum.
There are some very fine pans of considerable size in the Etruscan Room of
the British Museum, some of which are of embossed metal and set on special
low tripods. One has handles of intertwining snakes and is particularly large
and beautiful.
A rare vessel from the magnificent late flowering of Hellenism, combining
richness with high art, is the famous, six-inch-wide, Farnese onyx bowl in
Farnese bowl
482
Ceramics: Aesthetic-Formal
(b) Standing bowls with flat bottoms, that is, free-standing (needing no
supports), of every material and from every period, are abundantly repre-
sented in museums. Most of the surviving antique vessels in precious metals
are in this form—for example, the famous Aquileja bowl in Vienna,!* the
Bacchic silver vase in Bologna,!” the bowl in the Stroganov collection,!* and
others. Large silver pans intended for use were appropriately given only flat
vegetal ornaments, between which masks, haut-relief heads, and the like often
break the surface at the edge.!9 The so-called disci were the inner piéces de
rapport, the emblems, of other bowls into which they were fitted to form their
rich interior decoration. Silver disci were found in Pompeii2° and Geneva,?!
and a very beautiful bronze example was found in Epirus.22
Cicero (Verrine Orations 4.23) distinguishes these emblems from crustae—
and rightly so, because the latter pieces are applied externally, whereas the
former are fillings for the interior parts of the vessel.
Emblems are sometimes applied to Sassanian and Gallo-Roman bowls. The
Sassanian patera in the library in Paris, formerly in Saint-Denis, has transparent
glass fillings in its pierced rim and the emblematic image of Khosrow in its cen-
ter.23 The large Sassanian bowls in Saint Petersburg are similar. Still others are
described by [Henri-Adrien-Prévost de] Longpérier in Annali dell’Inst[ituto]
15.24 The metal coupe aux léopards, inlaid with gold and silver and found in
Pesaro in the Duchy of Urbino in 1838, dates from later (Arabic) times.?5
Here I should mention a long rectangular dish from the sixth century,
found near Gourdon in the department of the Haute-Sadne and deposited in
the library in Paris. It is made of embossed gold plate with enamel shields in
the shape of trefoils and lozenges.
As has already been noted, the patera was used in pagan sacrifices together
with the sacrificial pitcher (prochus). The libation was poured into the bowl
from a pitcher held high before the contents were poured onto the flame.
These sacrificial vessels are not infrequently depicted on Roman reliefs. The
sacrificial patera shown below is borrowed from such a relief.
With the advent of Christianity both implements became sacred vessels,
but their use changed slightly. Gallo-Roman sacrificial vessels of both pagan
and Christian origin have been found in England and France. Example: the
bronze patera with busts en ronde bosse around its edge, together with its
Roman patera
483
Semper
pouring vessel.26 A similar bowl of British origin was found in Suffolk and has
been described by John Gage.27 I recall seeing in the precious metals room of
the British Museum a splendid silver dish from Agrigentum with six bulls en
ronde bosse around the border and a motif in the omphalos.
The catinus of the cathedral treasury in Genoa, probably antique, should
also be included among the remarkable examples from this family of utensils;
it is a hexagonal smaragdine glass bowl of considerable size. The same goes
for a paten of blood red jasper, which is probably also antique but set in a rich
mount from the time of Abbé Suger. It was previously in Saint-Denis and is
illustrated by [Alexandre] Lenoir.
Artistic Chinese and Indian bowls in all sorts of materials, some of great
splendor and beauty, are by no means rare in collections of Oriental art.28
Among them, Moorish majolica dishes —as well as early Spanish imitations—
are of particular interest for art and the history of style, in part because of
their intrinsic artistic value, and in part because they are the starting point for
the splendid faience industry that flourished in Italy beginning in the fifteenth
century. This initiated a new era of pottery —the only one that can bear com-
parison with that of ancient Greece. The most important pieces to emerge
from the Umbrian faience industry will also be classified as dish-shaped ves-
sels. There will be more about these and other such works in the article on
faience in the next section.
During the Gothic Middle Ages, too, this vase motive was a favorite and
yielded felicitous results. The patens of the Limousin factory, in which all the
styles of the enameler’s fascinating art can be seen one after the other, have
become widely known thanks to numerous publications and examples in
collections.
The accompanying sketch of a thirteenth-century enamel dish found near
Soissons may serve as an example.
DI IIT TP
IIIS BLO SLADE
TR Pe VO. a GIN @. CE:
IER SL? LEE
484
Ceramics: Aesthetic-Formal
ture was perhaps Augsburg. These examples in lead, however, are only pale
imitations or models of others in silver or gold. Thus we find in Paris a silver
dish with elaborate allegorical images; a lead duplicate is in Innsbruck. Other
examples are the duke of Mantua’s bowl in Bologna and a splendid baptismal
font in Gotha. In this context we should refer to the museum catalogs of
Berlin, Munich, and Vienna, which have numerous such vessels.
Finally I will mention, admittedly somewhat out of sequence, the beautiful
antique basins and fountain bowls in granite, porphyry, and other hard and
costly materials, some of colossal size, that adorn the museums and palaces of
Italy. Some are paterae with low feet, flattened underneath. As an example I
insert here a sketch of the large bowl found in the Middle Ages in Paestum.
For a long time it adorned the courtyard of Salerno Cathedral and now it
serves as a fountain in the Villa Reale near Naples. Other antique basins are
to be found in Piranesi, in the Mus[eo] borbonico, in [Lorenzo] Roccheg-
giani’s Raccolta,*? and in other etchings of antiquarian works.
(c) Bowls with tall integrated supports. These are not different in principle
from the bowls with a convex lower surface that were discussed first, as the
base may always be considered an appendage (like the incitega in the earlier
case). Nevertheless, art has bestowed on this bowl with a high base a realm of
its own, where it is known under the name chalice (kv\E, tazza, coupe).3°
It was one of the most popular forms during the Renaissance, but in fact it
dates from earliest antiquity, as is shown by numerous depictions of such cups
in Assyrian reliefs.31
The Greeks also used this form for drinking vessels, for fonts of holy water
in temple vestibules, and for fountains.
As a drinking vessel the Hellenic chalice has two handles and a curved
base (sometimes high and sometimes low) that terminates below in a plate.
The older kylix is deeper and has a tall support; the same type of vessel becomes
shallower and has a lower base in the finest period. It loses its character as a
kylix in the late period (see accompanying figures).
485
Semper
Roman bathtub
486
Ceramics: Aesthetic-Formal
with their general type and use, they are broader at the top, basket-shaped,
and in some cases do not have a foot. Some stand on a low hypokraterion.
The Greeks called the wine cooler a psykter, which Hesychius identifies with
the kalathos (basket).33
This form, rare in antiquity, is beautifully represented by the famous Sapphic
vase from Agrigentum, now in the Munich Glyptothek (no. 753 in [Otto]
Jahn’s catalog), described and illustrated by [Anton von] Steinbiichel, [Fried-
rich Gottlieb] Welcker, [A.] Dubois Maisonneuve, and others.34
Cylindrical vessels have always been very popular in the Orient, and even
now they account for the majority of Chinese display vases. Their shape also
makes them excellent flowerpots.
(c) This vessel in its diminutive form as a beaker (gobblin) also serves as a
drinking vessel. It has been used everywhere in all ages and especially as a
motive for goldsmiths. A later section will be devoted to drinking vessels,
however, and we refer the reader to that.
487
Semper
Situla
>=
=
a
ZSSS
488
Ceramics: Aesthetic-Formal
I\
489
Egyptian basket column capital (Minutoli)
490
Ceramics: Aesthetic-Formal
Saltcellar (Stackelb[erg])
ancients (Stackelberg, pls. 26, 36; see the adjacent woodcut). Baskets used in
working wool and other objects connected with female occupations are fre-
quently depicted on vases.
The quiver, as has already been noted, is a related form. It achieved partic-
ular solemnity in the Middle Ages when its cylindrical form was imitated for
pyxes and reliquaries, a practice that dates chiefly from the thirteenth century
and later.
Some antique quivers have survived, though only in fragments —like the
quiver of Delos, described in the Annali dell’Instituto [di corrispondenza
archeologica]. This shape is otherwise known from antique memorials. There
is a quiverlike cylindrical lead vessel of Greek origin in the museum in Naples
(Real mus[eo] b[orbonico] 12:46).
491
Semper
With a high base of embossed and soldered metal, it forms a very charm-
ing whole and is often encountered as a small sacrificial altar on reliefs and
vase paintings (fig. a).
A bronze turibulum, formerly in the Museo de’ Gualtieri, is illustrated in
Roccheggiani, plate 39 (see woodcut, fig. b).
Chinese and Indian censers are delicate and vary in shape and decoration.
The former, called ding, are usually bronze, highly naturalistic imitations of
plant forms.?8 The latter are made of precious metals and are set with pre-
cious stones or enameled; another Indian type is made of black cast iron, with
silver niello work. If one wishes, it is also possible to include in this category
the delicate and highly stylized narghiles, the well-known Oriental water
pipes. Indian ones, in particular, have been raised to the level of fine art-forms.
There were many highly interesting examples at the London Exhibition of
1851, some in precious metals, some in black cast iron with niello, and they
stood out in particular for their felicitous combination of rich and shining
tube work (fig. c).
492
Ceramics: Aesthetic-Formal
Indian pipe
493
Semper
Because the value of their metal made them subject to theft and destruc-
tion, such containers are rare. The Vatican Library has on display a mag-
nificent incensorium in the form of a round, two-story chapel, a thirteenth-
century work. Another example, owned by the architect Beuvignat of Lille
Incensorium
and published and described by Didron in his Annales, dates from a time
when the architectural element had not yet gained dominance over the minor
arts as described above. Although it is only made of bronze, it is nevertheless
rightly praised as one of the most beautiful works of the Middle Ages.
Gothic incense pans can be found more readily, both in museums and
occasionally in the treasuries of churches and monasteries.4°
They are described as follows in the inventories of the duke of Anjou and
of Charles V of France: “A large gold encencier, made for the royal chapel, in
the form of a building with eight capitals <ouvré a huit chapiteaulx en facon
de maconnerie>,*"' with eight doors <osteaulx> fitted on the lid <le pinacle> of
the vessel, and a perforated base.”
“A gold <encencier> with eight gables and eight turrets.”
This form of the vessel in imitation of a building also remained in fashion
during the Renaissance, as is demonstrated by the beautiful etching Martin
Schongauer made of one. It is not rare to find the most charming examples in
early German and, in particular, early Flemish oil paintings.
A second type of container to be discussed is sandglasses, a kind of double
vessel with a tripodlike support. They were not known in ancient times and
are an invention of the Christian period. They reached the height of their
artistic development (as did every other household object) at the end of the
Middle Ages and during the Renaissance.
The same is true for such other motives as etuis, inkwells, powder horns,
and especially saltcellars, which offer a rich field for symbolic decoration.
Old saltcellars, sumptuous works by goldsmiths, are on display at New
College and Corpus Christi College at Oxford.
494
Ceramics: Aesthetic-Formal
1. The Spoon
In this class it is the spoon, the most original and most characteristic form, that
illustrates the motive in the purest way.
The spoon is a vessel form that has received the most careful and studied elab-
oration, even among savage and half savage peoples. In the British Museum’s
ethnographic collection I have made sketches of such tests of the industry of
Eskimos and primitive Alaskans, as well as of those civilized Indians who
retained the primitive motive, and I include a few of them here.
Primitive spoons
495
Semper
One can see that this vessel is the least developed of all, since —if one dis-
regards more superficial decoration as well as the elegance with which every
lesser object that has passed through Greek hands is enlivened —the spoon
has always remained essentially the same.
A spoon shaped like a hand was used to heap incense onto the smoke pan
or altar.
Although designed according to a similar principle, Assyrian spoons are
less elegant; several examples are found in the British Museum.
The form of the Egyptian sacrificial spoon is also found, somewhat miti-
gated, in Greek utensils intended for the same purpose (arystichos, arytaina,
aryster, kyathos, Latin simpulum and trulla).
496
Ceramics: Aesthetic-Formal
Trulla
Cyathus
497
Semper
498
Ceramics: Aesthetic-Formal
Some of the most beautiful and best-known Greek pails are those lined
with silver niello and displayed in the museum in Naples. These pails have a
pair of rich and exquisitely decorated handles and three low feet in animal
shapes. Their form is more kraterlike than tubelike, and they are far less
suited to carrying water than the situla, with its low center of gravity and nar-
rower mouth to reduce spillage. Less well known is the pail from Vulci in the
Hetruscum, shown on page 498, right. It is only two decimeters high and its
shape is that of a krater with a handle. The other bronze pails from Pompeii
shown here are also very charmingly formed.
The Etrusco-Roman well pail said to have been found in a tomb at Veii is
also functionally styled, although it is somewhat ponderous and complex (see
fig. aon p. 500).44
a
LEELA LIDIA
499
Semper
===A SWE BS
Similar Renaissance vessels of great beauty are found, among other places,
in the sacristy of the Carthusian church in Pavia and in the splendid forecourt
built by Bramante for Santa Maria di San Celso in Milan.
500
Ceramics: Aesthetic-Formal
roe
The drinking horn with pierced tip, called the rhyton, shows a peculiar
simplicity (more likely a refined archaism than natural and original) in its
application of the original funnel shape. It will be discussed below in the sec-
tion on drinking vessels.
This form actually acquires its first artistic significance in combination
with the portable reservoir.
This combination of funnel and container led to the much praised hydria
(see § 88). The most beautiful Greek and Greco-Italic decorative vessels all
follow this form, which is why we characterized it in the section just cited as
the Hellenistic vase par excellence. It surpasses all other forms in the richness
of its parts and in their organic integration.
Probably no collection of these glorious creations is more comprehensive
or has a better selection of the finest examples than the British Museum’s.
Among them is found that vessel that [Eduard] Gerhard and others have iden-
tified as the kalpis, which belongs to the advanced vase style owing to its par-
ticular elegance (see woodcut).
ond
Semper
In addition to the most beautiful Greek clay vases of this type, the museum
also holds large quantities of bronze hydria, although the museums of Naples
and the Vatican may contain a greater number of the latter. The majority of
these vessels are pitchers in a great variety of forms, but they all follow the
same basic idea. They are intended to be carried not on the head but in the
hand, and so they have only a single vertical side handle (see woodcut below).
Hand hydria
502
Ceramics: Aesthetic-Formal
1. Sauciéres
So-called sauciéres (sauceboats) are the simplest pouring vessels; most are
shell-shaped, some are fish-shaped. See the sketch below of a vessel of the lat-
ter type carved in rock crystal and exhibited in the British Museum.
Sauceboat (cinquecento)
2. Lamps
A particularly important subdivision of this type is the lamp (lychnos,
lucerna), which, as is well known, has always had great religious and sym-
bolic meaning.
The lamp is already a mixed form, pouring vessel and reservoir in one,
even though pouring is the dominant characteristic.
The antique lamp consists of a container for the oil, a spout (often several
spouts that the Greeks called stome), an opening for adding the oil (ompha-
los?),48 and a small opening between this and the spout through which the
wick can be stroked with a needle. Additionally, there is a lid and, in most
cases, a vertical handle for holding or hanging the lamp.
The type that the Greeks so frequently treated artistically in clay, metal,
and stone appears to have been retained by the Egyptians and Assyrians in
extremely elementary form (see woodcut below).
Egyptian lamp
503
Semper
Very complex, capriciously shaped lamps have, however, also been found
in Egypt — for example, one in the shape of a duck (Minutoli).
The ornamentation on antique lamps leads us through a broad cycle of
symbolic references to human life and its fates. Therefore the richness and
diversity of variations on this important vessel are incalculable. No other
utensil has been open to more license in design and ornamentation, which
makes its subtypes as difficult to classify as the drinking vessels to be described
later. It is also represented in every collection in such numbers that it would
take too long to mention even the most outstanding examples.
The accompanying woodcuts give examples of a few lamps from the
museum in Naples, as drawn by the author. Etchings and other literature
about antique lamps can be found in [K.] O. Miller, Arch[dologie der Kunst],
§ 302.
The Museo gregoriano etrusco (not cited in Miller) should also be men-
tioned because of the richness of the Etruscan lamps in terra-cotta and metal
found in this collection and reproduced in the eponymous book.
Antique lamps are scarcely to be considered as isolated entities, since they
form a whole only when considered along with candelabras (lychnuci). There-
fore we will deal with them later in relation to other utensils in the chapter on
tectonics, where we will return to objects that are carried (lamps).
504
Ceramics: Aesthetic-Formal
> SSF
505
Semper
506
Ceramics: Aesthetic-Formal
ee a IN
Assyr[ian] cymbium
They compose the most important part of the Gregorian collection of Etrus-
can antiquities and demonstrate that the most ancient Greco-Italic style is
almost identical with the Assyrian style. They combine the most naive sim-
plicity with a delicate elegance of form—particularly in the fitting of the six
Kall
507
Semper
hooks that project from the rim and bend inward to receive the chains; if their
ornamental themes were altered, they could still fulfill their old purpose today
without appearing strange. Unfortunately our taste has been poisoned by
those abominable pieces of crinoline-styled metalwork that the highest circles
of modern society feel compelled to demand at every royal wedding, every
coronation, and every other occasion calling for pomp and circumstance.
Illustrated newspapers perpetually parade such things in their ever increasing
hideousness.
The ampulla, however, was not very common among the Greeks and later
Italian peoples, as is clear both from its infrequent appearance and from a
statement by Apuleius, who, in contrasting ampullae to Greek festive lamps,
describes them as utensils peculiar to the cult of Isis.4?
We may conclude from this that the ampulla was a sacred utensil for the
Egyptians and probably also for the Asians. Philostratus tells us in his life of
Apollonius (apparently based on earlier, Babylonian reports) that in the Baby-
lonian palace gold jynxes (probably ampullae in the form of harpies or birds)
were hung from the vaults.
Christianity made this vase, along with many other Asian and Egyptian
motives, one of its ecclesiastical implements and thus in medieval times it too
received the sanctification of art. For this reason very old ampullae, simple or
exquisitely shaped but always Oriental in style, can often be found in the
crypts and chapels of old churches, even in synagogues. The Gothic style was
able to reshape them skillfully to its own ends.
The appended sketch shows a silver ampulla that the author had made for
the synagogue in Dresden, according to an original design that took into
account early medieval types.
Thousands of ampullae hung as votive offerings from the ceilings of
mosques in the Muhammadan Orient offer rich material for the study of this
interesting vessel shape. The familiar hanging flowerpots are based on the
same principle.
Different again from these are the so-called coronas or chandeliers that
antiquity seems to have treated simply as large pendent lamps with radially
attached wick spouts (see woodcut on p. 505).
But the Middle Ages and the Renaissance developed this motive differently,
making it more of a utensil. Therefore we will assign it a place in the chapters
on tectonics.
508
Ceramics: Aesthetic-Formal
Lamp (modern)
509
Semper
and force from the movement of the feeling hand pressing upon it. One can
see that a soft plastic material acquired its shape under the artist’s hand. The
form in no way denies its origin—the wheel—but it has emancipated itself
and become individual. Thus this vessel too was sanctified in a particular way
by being raised to the status of sacrificial vessel. From the prochus a hand
held high pours the gift of wine to the patera, with which the libation is exe-
cuted; for this reason both vessels are almost always found together on tombs
and on reliefs.
510
Ceramics: Aesthetic-Formal
At its side is the slender hand hydria (see above) with spout, what one
might call the Ionic order of this vessel.
In between these forms and beyond them the quantity of varieties could be
expanded at will, even leaving aside the subgenres (heads with openings for
pouring, flattened vessels, and so on). Thus with the exception of lamps and
drinking vessels, no ceramic form has greater diversity or freedom.
Roman clay pitchers intended for pouring are rare but usually have a com-
pact, round spindle form. The Roman metal vessels that have been found, and
those represented on reliefs, have wide mouths and are seldom attractive.
They follow Roman ceramic principles and are richly decorated with plastic
ornaments. Enameled Gallo-Roman sacrificial pitchers, some of which are
actually pouring vessels with spouts, have already been discussed above.
In Assyria and Egypt apparently only what might be called a subspecies
of this vessel enjoyed popularity, although now it is virtually the only vessel
used in the Orient. The Middle Ages considered it an art-form as well; it
was treated artistically for both secular and ecclesiastical purposes. The
inventories of monasteries and kings (in France) list such ceremonial vessels
(aiguiéres) in large numbers, although few have survived. A fairly colorful
taste informed these vessels at the time of these inventories (under Saint
Louis). One was in the shape of a hen with its body and tail in pearls, its neck,
head, and wings in enameled silver with yellow, green, and azure feathers:
“On its back it is carrying a fox that is holding it by the comb.” The ecclesias-
tical utensils that have survived here and there are nobler in form; generally,
however, they are pitchers with cast spouts (buires). Various facts about them
are contained in the well-known and often-cited works on medieval art to
which I have referred.
With the Renaissance the purer and simpler beauty of the antique pouring
vessel was acknowledged and then adopted again with enthusiasm. Because
ona
Semper
Renaissance pitcher
of its inherent wealth of motives, no other vessel lends itself as well to com-
bining richly imaginative, romantically medieval, and Oriental taste with
antique formal purity. This is why, in that golden age of modern art, it entered
the first rank of display vases.
From this point forward the basic form of the antique archetype is found
everywhere, but now modified thanks to a free and ingenious yet highly
knowledgeable understanding of style. It takes into account the new and infi-
nitely rich methods of technical execution that the ancients were unaware of
or that at least had to be rediscovered in a modified form on the basis of
vague references in ancient texts or occasional surviving fragments of antique
art. At the same time, they became artworks of greater significance, attracting
artists of the first rank because of the plastic and painterly accessories with
which they were so extravagantly endowed.
These artifacts in faience, enamel, gold, bronze, crystal, and other materi-
als bear too heavily the mark of those responsible for their design and orna-
mentation. Also, since they were pure display vessels and art objects their
form was not sufficiently determined by their actual purpose and use. For that
reason these vessels no longer fall within our plan, and we will consider them
more closely (along with other products of cinquecento vase art) in the pas-
sages discussing related technical procedures. A sketch of an enameled vase
from this period is included here to illustrate the basic features of this vessel
that began to prevail during the Renaissance.
§ 105 [4.] Pouring Vessel with Spout (Prochoos, Epichysis, Guttus, Buire)
In the tombs of Caere and Vulci, as well as in other antique graves, vases of a
remarkable shape have been found. They are, so to speak, transitional shapes
between the previously described pitchers and that type of pouring vessel
whose characteristic is the spout. They are handheld hydriae with mouths
that are strongly tapered and yet extended, resulting in a spoutlike form (see
adjacent illustration).
Sa
Ceramics: Aesthetic-Formal
Prochoos (Gr[eek])
Greek and even Italic vases with a genuine spout are rare, which proves
that this motive did not appeal to classical taste. Apuleius explicitly describes
it as foreign, as a symbol of Isis representing her divine honor and mystical
splendor: “A very artfully crafted small urn with a rounded bottom, splen-
didly decorated on the outside with images of Egyptian gods; its mouth is not
directed upward but stretched forward like a long groove for pouring. Oppo-
site the spout is a sharply curved handle, and above it a scaly asp with a
puffed-up neck rearing up over its coiled body.”5°
We think we recognize the essential features of the form described in the
outlines of a small Egyptian beaked vessel found among other beaten copper
vessels in the British Museum, even though it lacks a handle or any other
decoration.
Thus this vessel, like the ampulla, may have been used mainly in barbarian
rites and may have found its way into the Christian church via Asia or Egypt.5!
Certainly it is still a common pouring vessel in the Orient, and our museums
have very rich and beautiful specimens, including a few from the Sassanian
period.52
Its type seems to have changed very little in west Asia since that time.
By contrast, both the form and decoration of Indian pouring vessels reveal
Suks
Arabian pitcher (B[ritish] M[useum])
a tremendous variety and freedom. Various Indian vessels were among the
most interesting objects at the London Exhibition in 1851. The best of them
were acquired for several London collections so that they might serve as
models, accessible to everyone, and thus reform the taste of industrialists. Yet
this praiseworthy aim has so far been entirely unsuccessful as a result of a
widespread lack of taste.
The Chinese treat this vessel in their naturalistic and baroque way but
with the happiest regard for its function. From them we have the famous tea-
pots, and for that purpose we can do no better than buy finished vessels from
them —at least until all the arts have experienced the promised upswing in the
manner of the thirteenth century, when we will be able to refresh ourselves
with Chinese nectar poured from Gothic pots and bowls.
Indeed, the vessel with spout is one of those motives that artisans of the
European Middle Ages knew how to handle well in their own way, for both
profane and sacred purposes.
The published works I cited earlier contain various illustrations of such
medieval vases, many of which have survived. As the material element is the
decisive factor in their creation (as in the creation of all medieval forms), they
are better discussed in later chapters. The same could be said of the Renais-
sance, which was most original precisely where this form was involved,
because it was not encumbered by any positive models from antiquity. Both
periods produced items in this genre in metal, earthenware, faience, glass,
crystal, and other materials, and these will be discussed in one of the sections
to come.
514
Ceramics: Aesthetic-Formal
Egypt’s most ancient ceramic works. It is not unusual for them to assume the
tubular form that, as has been shown, was especially characteristic of Egypt.
One finds very similar flasks hanging from tent poles in Assyrian reliefs.
Though it was not actually Hellenic, on the classical soil this vessel was
put to a higher purpose and given a nobler design.
The Etruscan flasks made of beaten bronze and fitted with rings and
chains for fastening or hanging were probably very early works and are still
entirely Oriental in their form and decoration.
Such forms are also common among the oldest in Greco-Italic pottery.%3
Later this form was used only on a small scale, especially for ointment ves-
sels, which in their most exquisite development as Attic lecythi are more rem-
iniscent of tubes than flasks. Other ointment flasks already discussed, especially
Lecythi
5S
Semper
those made of precious stones and glass, are also reminiscent of tubes or of
spindle-shaped amphorae.
Teardrop flasks have already been discussed above.
The field flask, a special type, must have been held in high esteem by a mar-
tial people like the Greeks; indeed, metal and earthenware field flasks dating
from classical antiquity are not rare. A metal flask of very ancient design and
still decorated in the Greco-Italic style (below, right) was found in the great
Field flasks
516
Ceramics: Aesthetic-Formal
Both the Middle Ages and the Renaissance naturally adopted this form for
artistic purposes. It is particularly suited to glass manufacture and is, as it
were, the glass form par excellence. The flask is the blown vessel proper; the
bulla, a hardened glass bubble. We will therefore return to it in the discussion
of glass manufacture.
518
Ceramics: Aesthetic-Formal
from time to time called for highly inconvenient vessels that necessitate a par-
ticular drinking style. For example, there have been pouch-shaped mugs that
were narrower at the top (aryballoi); the Rothon was a vessel with a broad
mouth turned inward,” and only by bending one’s neck way back could one
Kothon (Brongniart)
drink from it, but it was convenient for scooping water from streams, since
its turned-back mouth caught impurities in the water and held them during
scooping and drinking, which is why it was used on marches and in the
field.S8 The related gold bowls found in Hungary with handles at the top for
hanging on saddle pommels served the same military purpose; they have a
peculiarly Asiatic chasing. Parthian riders used similar vessels on their migra-
tions and crusades, and they are still found among Arabs. Examples can be
seen in J[oseph] Arneth, [Die antiken] Gold- und Silberornamente des k. k.
Miinz- und Antikenkabinetts in Wien (1850).
The art of drinking a great deal or drinking very quickly led to the inven-
tion of the deinos and the skyphos—the great tankard of Hercules in the
SWS,
ee aiaaaaeeae
PTI TEI ATTA A6 SRE BS SSMS S ARUN
SAAN
Deinos (Cumae)
shape of a deep bowl; while it was made both with and without handles it
never had a base and thus could not be set down.
The cantharus was a krater-shaped vessel with a base and broad side han-
dles; it is called the chalice of Dionysus, in whose hand it is frequently seen
(see figure).
Cantharus (Stackelb[erg])
520
Ceramics: Aesthetic-Formal
When used as a drinking vessel, the bow! (kylix) takes the same forms that
have already been described above in all their nuances and varieties.
When used as a chalice, the deep bowl in the Middle Ages came to be
shaped like half an egg; it lacked a handle but had a high base. This vessel also
passed through the same transitions of taste from the Gothic style to the
Renaissance that will be considered in detail elsewhere. The chalice was origi-
nally fairly shallow, then became more cuplike, and finally lost its old charac-
ter altogether.
Saint Rémi’s chalice from the abbey of Saint-Rémi in Reims (now in the
library in Paris), the chalice from the abbey of Weingarten bearing the name
of the goldsmith Magister Conrad de Huse (no longer extant), and finally the
chalice (shown here) of Hervée, bishop of Troyes (died 1223), distinguished by
its simple elegance, are specimens of that noble early medieval style in sculp-
ture and the other fine arts (with the exception of architecture) that into the
thirteenth century managed to remain free of the Gothic influences that just a
few decades later would send ceramics and goldsmithery in a completely false
direction.®°
There is a famous gilded silver chalice dating from 1290 in Assisi. Others
are exhibited in the cathedral treasury in Regensburg and at Christ Church
and Trinity College in Oxford.
Gothic chalices are illustrated in [Augustus] Pugin, Designs for Gold and
Silversmiths and in [Matthew] Digby Wyatt’s book on metalwork.
The peculiarities of the early Renaissance style are already evident in the
chalice reproduced in the Magasin pittoresque of [October] 1851, engraved by
[Wenceslaus] Hollar. Another well-known example is the calix of Schweinfurt
(1519) in the chapel treasury of Schloss Marienberg near Wurzburg. The
works of the so-called minor masters of the sixteenth and seventeenth cen-
turies, reproduced by [Ovide] Reynard, include various items in this style (see
“Metallurgy”).
The chalice was also a popular form for profane use and luxury items,
but very few medieval specimens have survived. Unlike the sacred utensils,
they were not protected by reverence for antiquity and were more subject to
OZ
Semper
changing fashion, which never shrank from destroying the old forms to use
their precious materials for new ones. A countless number of works of art
also fell victim to need or robbery and were turned into money.
In this regard the transition to the Gothic style in the thirteenth century
was especially ruthless, and the Renaissance treated Gothic domestic treasures
in precisely the same way during the sixteenth century. Attitudes were no
more conservative in later times, and yet a fairly large number of secular fif-
teenth-, sixteenth-, and seventeenth-century display chalices in silver, gold,
glass, crystal, ivory, onyx, and faience have survived.
An interesting example of the way in which the Renaissance used this form
for secular purposes is the famous design by Hans Holbein in the print room
of the British Museum. A so-called poison chalice in a rich Renaissance style
is kept at Oxford.®! The same is true of the famous silver chalice in the British
Museum, attributed to Benvenuto Cellini.
In § 97 (under c) we mentioned the chalice as a form that corresponds to
the Greek psykter or cooling vessel. In fact, the chalice is a general type,
which has features in common with a large group of similar drinking vessels;
and for all the differences among the individuals, families, and species that
belong to it, it nonetheless belongs in the same lineage.
The common feature of chalices is that all are more or less cylindrical, con-
ical, or claviform (that is, inverted conical form, wedge-shaped), yet the rigid-
ity of this form is often alleviated by a gentle inward or outward curvature, or
both (like an ogee). As a rule, they lack handles and are flattened below for
support, sometimes with a low, wide base.
Beautiful silver chalices have survived from antiquity; most were unearthed
at Pompeii and Herculaneum.® See the accompanying sketch of a silver chal-
ice preserved in Naples.
The famous Bacchic onyx vessel (with handles that were added later) that
is known as the vase de Saint-Denis and is now in the library in Paris is
another such chalice. It is described by [Charles Othon Frédéric Jean Baptiste]
Clarac (vol. 2, pl. 125), and by [K.] O. Miller ([Denkmdler der alten Kunst]
2:50). The glass chalice illustrated on the following page, top, was found in
Augsburg and is probably still there.
322
Ceramics: Aesthetic-Formal
Glass goblet
) AS
Kiseeseseseot Ry
rs]
ANY. \\
IN
SSSSSSSSSSSSSSSSE xy
p23
Semper
§ 108 The Integration of Vessel Parts and the Art-Forms Arising from Them
All of the vessels described above are examples of how something made up of
a multiplicity of parts acquires an integrated appearance. The parts may truly
be separate, or they may be independent only in idea, whereas in reality the
work is a whole.
Both the separation of the elements and their combination into a unified
purpose should be clearly apparent in the work. As much as possible one should
emphasize and symbolize the functionally unified appearance through the rela-
tion of the parts to one another, the form of the parts, and their decoration.
524
Ceramics: Aesthetic-Formal
Form
The container (the belly of the vessel) must be expressed either as standing
upright or as hanging down like a tube. This must occur quite independently
of the mouth (which is clearly defined in terms of top and bottom), the neck,
the base, or any other of the accessories that harmonize with the main body
only if the latter in itself prepares the way for those parts in advance, as it
were, and makes the parts aesthetically necessary. All of this is self-evident,
although transgressions nevertheless occur not infrequently.
D20
Semper
526
Ceramics: Aesthetic-Formal
Note on the figure on page 526: This plate is from J[ules] Ziegler’s Etudes céramiques,
which contains much that is good and instructive, as well as many strange remarks. The
present author has included Ziegler’s classification and nomenclature, with the remark
that in the so-called mixed forms that Ziegler proposes some important ones are missing—
for instance, the hyperboloid, and in this classification scheme in general no attention is
paid to it.
Generative Forms
A. Straight line and cube
Z. Curved line and circle
Primitive Forms
Mixed Forms
Krateroids
Two to five times wider than high
G.1 Krateroid in a spherical segment
G.2 Krateroid with width five times the height (canopic)
G.3 Krateroid three to four times the height (bell form)
Diskoid
These have a width at least five times their height
H.1 Diskoid in a spherical segment
H.2 Diskoid in echinus form (canopic)
Stems
These have a height greater than three times their diameter
J.1 Stem with flaring on the upper third
J.2 Stem with flaring on the lower third
J.3 Bell stem with double curvature
527,
Semper
It follows that the sphere as an absolutely neutral form does not fulfill the
stated conditions in itself, although it is very practical as a vessel form because
of its great capacity and hydrodynamic utility. One finds that in its earliest
stages the art of vessel making adhered to this scheme, then gradually moved
away from it by selecting more distinct proportions for its vessels. This is
shown by the history of almost every vessel type. Compare, for example, the
archaic bulging hydria with the bold curves of the later kalpis, or the ancient
amphora with the slender vase of the same type (pp. 474, bottom; 501, bot-
tom). Likewise, the cylinder with a quadratic section, which looks the same
right side up and upside down, is unaesthetic as a vessel form for the reasons
stated above. The cambered cylinder (p. 526, B.3) seems better defined.
In this regard the ovoid, which has changed countless times during its evo-
lution, has the required formal attributes that the sphere lacks. And, like the
ovoid to the sphere, the conoid and even more the hyperboloid (the chalice,
the surface of a basket) relate to the cylinder in the same way in terms of their
comparative resoluteness.
All of these forms—the ovoid, conoid, and related hyperboloid — permit a
dual use depending on the location of their centers of gravity relative to their
peripheral surface.
In addition, these forms lend themselves to endless variations (even apart
from mixed forms), placing no limits upon the inventive spirit.65 These few
types—the ovoid, conoid, and hyperboloid—are adequate to express every
nuance of character in the vessel form. They also confirm the law that gener-
ally predominates in nature as well as art: the greatest economy of basic
motives with an unlimited diversity of development.
Yet freedom moves only within certain limits and may not exceed them
with impunity. Here the aesthetic laws coincide with the limits of stability,
and also in part with the possibility of executing ceramic forms. Stability, for
instance, requires that tall, sticklike chalices that broaden toward the top
528
Ceramics: Aesthetic-Formal
Decorative Attributes
First, the decorative attributes must express simultaneously the notion of
enclosure and that of uprightness. They must never run contrary to either or
both of these notions.
Second, they must correspond to the vessel’s particular purpose and form.
Third, they must correspond to the material and technical processes used
in manufacture.
The limits of free composition are thus staked out. Far from confining the
spirit, they are safe guides in the realm of invention, for lawlessness in art is
synonymous with helplessness.
The principle cited first is valid for all vessels, whether they are made of
earthenware, metal, or glass, and whether the decoration is plastic or painted.
Here too nature is an inexhaustible source of design for us. For example, the
general form of a melon is not just a result of the hydrostatic conditions men-
tioned above; it is also decorated with furrows and bulges running out from
the stem, which eurythmically divide up the surface and provide a very pow-
erful expression of its purpose.
The rinds of other fruits, though they may be quite different, can never-
theless be equally revealing in this sense. Some are woven with networks;
others have scales; others are surrounded with rings. All powerfully convey
the nature of the fruit rind—self-contained and excluding the outside world.
When such decorative motifs are borrowed from nature, it is easy to give
them the sure expression of the uprightness of the vessel that they usually
lack. Generally speaking, what was said in § 12 about vertical covers and cur-
tains is also valid here.
The same distinction that was made between the vertical wall and curtains
also exists between kettles that stand upright and those that hang down like
tubes. In both cases the decorative attributes should be oriented upward—
whether they are purely ornamental, made up of vegetal motifs, or figurative
representations. Such ornaments as latticework, netting, hoops, bosses, and
other regularly distributed patterns are neutral in this respect and make fitting
decorations, but they are better suited to tubular kettles than to those that have
a base. For clarification of these remarks, see the figures on pages 475; 488, top;
489; 490; 510; 514; 515, top; 516, bottom; 523, top; and the example on page
530 of an earthenware urn from Toscanella with a braided net decoration.
B29
Semper
The more a form is aesthetically satisfying in itself, the less it will need the
aid of ornamental attributes for the completion and fulfillment of its expres-
sion. Ornaments, however, are often needed to correct a certain indetermi-
nateness or even transgressions of the limits of pure form, or to bring into
sonorous accord those dissonances that are unavoidable, even inevitable, in
high artistic endeavors. Just as the luxuriant abundance of a youthful head
of hair becomes even more attractive when restrained and confined with a
golden net, a bulging vessel will seem even larger but also more secure when
ornamented with a braided pattern.
Yet it is frequently advisable to follow the example of eggs** and smooth
fruit by leaving the surface of the belly of the vase smooth, contrasting it with
the enclosing and facilitating parts.6” This is in keeping with a stylistic prin-
ciple that has often been touched upon: the belly is the enclosing element, the
resting point of the structure, the neutral ground on which higher things indi-
cating the vessel’s purpose, content, and dedication can be represented.
This is how the decoration of the vessel’s belly was understood in periods of
high development in the ceramic arts: the painted images on Greek clay vases
from the finest period were contrasted with the ornamentation on vessels of
the old style—some with spun decorations, some with rising grooves, some
encircled with bands and girded with hoops as barrels are, some decorated in
other ways;°8 Alexandrian metal vessels decorated with emblems were con-
trasted with the old embossed sheet-metal vessels; the free principle of vessel
ornamentation of the Renaissance was contrasted with the technical orna-
ments found on vessels of the Middle Ages.
It should also be pointed out here that the old principle of dressing returns
to the fore in the painted and plastic tendentious decorations applied to the
bellies of these vessels. The images are treated as true image panels, literally
fastened to the vessel with seams and bands. The structural meaning of these
bands as borders for the image cannot go unappreciated here; they retain this
meaning in all their applications, regardless of the field of art in which they
occur. It is wrong to use them where they do not have this meaning. Their
symbolism is linked with the simplest processes of making rows, lacing, pin-
530
Ceramics: Aesthetic-Formal
53a
Semper
a2
Ceramics: Aesthetic-Formal
nets, and similar ornamental motifs are an intermediate stage between ring
work and decorative fluting; consequently, they have less influence on the
form’s proportions but instead add strength, because they call up similarly
arranged natural and technical reinforcements or protective elements.
Finally, vegetal tendril work is an adornment that merges well with and
helps to enhance almost every expressive nuance of a vessel’s form. When
used correctly, this ornament allows an inexhaustible wealth of motifs.
Finally, the vessel’s decoration should correspond to the material used in its
manufacture and the way in which it has been made.
The truth and importance of this rule cannot be disputed, yet it raises
doubts not easily resolved about the technical origin of many decorative
forms that have become typical and also about the material in which they first
appeared, given that early interactions and influences of materials in this field
modified the style of every corresponding form. Zones of zigzag ornaments,
waves, and scrolls, some painted and some in relief, regularly appear almost
everywhere on the surfaces of the most ancient clay vessels, but we still do
not know whether they were models for or copies of the same decorations in
shallow relief found on the oldest bronze utensils and metal weapons — or
SIS!
Semper
whether they were originally associated with both materials. The same uncer-
tainty exists about some richly plastic Etruscan pottery decorations and their
stylistic relation to contemporary bronze vases made by the same people.”
It is only with advanced art that conscious distinctions and artistic evalua-
tions are made about the limits and advantages of the different materials
available for formal creation.
Yet the important style questions associated with these things are so
closely connected with technical matters that it seems advisable to take them
up later.
534
Ceramics: Aesthetic-Formal
This latter method (simplicity itself) cannot further concern us here, but it
should be noted that the more refined artistic sense was not content with this
solution. The flattened part was encircled with a torus or at least with a hem
to suggest more fully a base or an apophyge, as shown by the examples included
here (see also pp. 515, top; 523, top).
The footless vessel that is unable to stand unaided has far more significant
implications. Reports of how the naivest crafts provided supports in their
early stages are as numerous as the motifs found on the higher pottery that
remained true to them; the latter merely conceived and expressed the idea
lying within them more ideally.
Certainly a very original solution was the circular torus woven from straw
or from some other material, like the supports chemists still use for their
retorts. Once the craft of making pots from clay had been learned, the idea of
making the torus from the same fireproof material followed. It is surprising
that this level of progress is seen in pottery made by the earliest inhabitants of
Germany, Switzerland, and the whole of northwestern Europe. Almost every-
where in Celtic and Teutonic tombs we find rings of fired clay intended to
support footless pots.
Greek pottery retained this natural motive through all of its developmental
stages. Clearly the creators of those splendid hydriae and amphorae with
simple ring bases were aware that they had originally been separate. They kept
the original torus shape for the base (now made together with the vessel as a
single piece) but gave it the noble outline of an inverted echinus; they attached
the torus symbolically, using a painted or plastic band, to show that it was
originally separate. They took this ideal separation further by painting or
sculpting a leaf calyx above the circular foot, as though it were to receive the
latter. In its final development the ring base appears connected to a more or
less developed mediating member in the form of a channel or inverted foliage,
through which the vessel transfers its load to the base.
This leads to the forms and ornaments shown here. See also the hydria on
page 468, the prize amphorae on page 474, and others. The low ring base is a
characteristic of a very extensive family of pots.
Ring bases
5385
Semper
Let us consider first their opposite, then the intermediate and the com-
bined forms.
The tall stand (incitega, éyyv0i\Kn) is an appendage to the vessel body no
less ancient than the aforementioned ring. It too arose from the need to give
the basin the stability it lacked, although under different conditions. It is a
stand or seat, something upright, with a fixture to receive the basin. Stands
assembled from four or more wooden rods have frequently been found, along
with their kettles, in Egyptian tombs. Similar devices are still in use there to
support containers for Nile water. The Egyptians, it seems, did not care for
the noble tripod, the safest stand, which can be used on uneven ground. It was
in this form that Hellenic art — following Asiatic tradition — brought the stand
motive to its greatest height.
The essence of the tripod is once again the ring (stephane), which receives
the basin (pelvis) and which is supported by a framework of rods. The frame-
work belongs more properly to the realm of carpentry, and it is of great interest
for the development of those art-forms that sprang from this technique.
Hence its fine features and artistic development will be considered in the sec-
tions on carpentry.
As above, the ring receives the basin, but in a different way; it is not the
lower termination of the vessel but the upper one, and therefore it is like an
upward-directed leaf calyx (corona, stephane), which more or less folds over
(as a supercilium), thus allowing the finest nuances of expression between the
light supports and heavy load. Either it is directly connected with the upper
edge of the basin and identified with it (see example below), or it supports the
basin lower down, closer to the floor (see figures on pp. 475, bottom; 476;
477, top and center). Tripods are conceptually divided in these two ways—
though several intermediate forms also show the richness of the artistic lan-
guage, conveying through slight inflections every nuance of a formal concept
in the root expression. Often the actual basin, movable and autonomous, has
a representational stand, which, in receiving it, forms a hollow together with
the rim of the tripod; in this way it becomes an emblem. Assyrian tripods are
536
Ceramics: Aesthetic-Formal
like this—for example, the stone tripod in the Louvre that resembles those
depicted in reliefs (see figure on p. 480, bottom). In fine art no less than in
music, suggestions of a theme before it is fully developed —like that described
here —serve to combine the formal parts into an overall effect; they also help
properly assess and emphasize the motive.
The basin’s frame either dominates the basin by being higher and of greater
formal significance, or the basin itself dominates.”4 Decisiveness is the rule
here, but exceptions occasionally permit a balance between the two elements
of the tripod.
Often the tripod is combined with a central column stand (omphalos) that
supports the (heavy) vessel in the center of its underside. With the Delphic
tripod this had a mystical significance. This combination is usually found
on stone tripods and is at its most magnificent on the roof of the Choragic
Monument of Lysicrates in Athens, although admittedly the surrounding
omphalos of the bronze tripod, characterized as a luxuriant plant stem, has
long since been stolen. This feature leads us to the second, simpler, no less sig-
nificant form of the high vessel stand. This motive, like the multifooted stand,
can still be found in the Orient in the greatest natural simplicity: a stalk or
stem, broadening both below and upward and ending at the top in a chalice
form, receives the vessel. Once again—as above—it is a vessel for a vessel,
like our eggcup for an egg. (The cortina [cauldron].)75
Let us look first at the lower stem, independent of the basin (which merely
represents the thing being supported, gives the stand its formal termination,
and indicates its purpose). As was shown, it is present as a support only for
the thing it bears; it is active for the latter and is also independent of the
ground to which it has to transfer its load. Thus on top it receives and below
it conveys. This double function is expressed in both its form and its decora-
tion. The hyperboloidal form with a stronger lower curve is the traditional
one, and certainly the most eloquent: flutes, leaves, or other rising and falling
decorative forms, reminiscent of and expressing tautness and elasticity, develop
upward and downward from a common point of support near the center of
the hyperboloid. The point of support is a place of rest; it is often in the shape
Byshd
Semper
53S
Ceramics: Aesthetic-Formal
539
Semper
The combination of the tripod with the column base has already been dis-
cussed for cases in which the tripod forms the main motive. Sometimes the tri-
pod is just a secondary motive—a reminder, so to speak, of the mobility of
the object.
As the base and support of the most solid part (see the prolegomena, p. 94),
the tripod should correspond to it not only formally but also in terms of color.
Thus this part of antique clay vessels is usually black. If metal and other mate-
rials (glass, crystal, porcelain, and so on) are combined in a vessel, the tripod
should be metal. It would be ridiculous to give a silver chalice a crystal base.
;
C=
If metals with different colors and lusters are used, the darkest and dullest
should be used for the base. A silver basin with a dull gold base is stylistically
correct, but I would not dare to mount a gold vessel on a silver base— unless
oxidation had turned the silver a dark, matte black color.
540
Ceramics: Aesthetic-Formal
made the neck a double funnel working both upward and downward — first by
its form (by broadening the neck at the top and the bottom and narrowing it
in the middle), then in its ornatus (embellishment), which encircled the neck
with a ring of decoration that pointed alternately upward and downward, ina
simple or rich unfolding of the motif (see pp. 115-16).
At the same time, it seems quite clear that in this case the Greeks were also
consciously striving to express every fine nuance of the basic thought through
the form.
Thus, for example, short necks atop very wide vessels appear to be only
for pouring, because the neck narrows not in the middle but where it meets
the belly. The mouth of the neck widens abruptly, and its decoration consists
only of elements pointing upward.
Ointment vessels, which are intended to dispense their contents economi-
cally, have longer necks that are narrowest at the top and broaden gently
toward the belly. On such vessels the ring ornament is very often directed only
downward and consists of a neck band (monile) that horizontally encircles it
like a wreath, without invoking the concepts of top and bottom, in or out (pp.
516, top right; 543, bottom).
Another characteristic of this vessel part to be considered, one that was
already emphasized in the discussion of the basin or belly, is the proportional
development of an upright vessel on which the neck with its mouth is also the
conclusion, the upper termination. This concept is expressed best and most
intelligibly by following the general tradition of art and using an upright
crown of leaves that inclines outward in a slightly projecting lip.
Following this conception, the neck is therefore either single or divided in
two. In the latter case it is articulated at the point at which it narrows, which
is the appropriate place for a connection (astragal, taenia, and so on). See the
kalpis on page 501, bottom, and the one on page 543, top. Potters and painters
seem to have had a woman’s necklace in mind when adorning the vessel’s
neck —another illustration of the many links between artistic symbolism and
early efforts to adorn the human body.
The place where the neck meets the belly of the vessel is, of course, another
point of articulation that speaks more or less decisively in a manner similar to
the one discussed earlier. Only rarely is there no ring decoration at all, even if
it is only faintly suggested by a painted hoop or a band. Here, as in the case of
the base, the origin of the decoration also has a technical reason.
This connecting part should be designed as an apophyge (a curving out),
because here the neck ends and rests on the belly. Often two symbols are
placed next to one another, one for the connection and one for the apophyge.
The latter is logically decorated only with forms that suggest downward move-
ment, like egg-and-dart patterns, leaves, and so on.
The close connection between the neck and base can also be seen when the
former comes down as low as the broadest point of the belly so as to conceal
its upper part, almost like a capsule or an inverted basin; it corresponds to the
upright basin of the base, which does the receiving (see above).
541
Semper
This shoulder piece (épaule), fastened to the belly by a seam, is not actu-
ally part of the neck; it has its own ornamental principles, consisting of down-
ward-bending elements such as scales, leaves, fluting, and so on. As it exists in
its own right, it is also bound to the neck by one or more of the familiar con-
necting elements.
Because of the many similarities between the neck and the base, and because
both contrast with the belly, it is customary to give the neck a color similar to
that of the base and to use the same material for both in cases where the piece
is made of different materials. Examples include Attic lecythi, garnished cinque-
cento crystal glasses, and so on.
This close link between the vase’s neck and base is also seen in the fairly
constant proportions of the two: the height of the base may increase in pro-
portion to the vessel’s opening, but the latter contracts in inverse proportion
to the length of the neck —that is, the smaller the mouth is in relation to the
vessel’s belly the more the neck may stretch. It thus follows that long-necked
vessels, as a rule, should have low bases, and vases with short, broad necks
should have high bases. Still, it in no way follows that one absolutely cannot
have vases with short broad necks without high bases, or long-necked vases
with high bases.
The bowl (kylix) and the flask are extremes in the application of this prin-
ciple, with hundreds of modified forms in between.
542
Ceramics: Aesthetic-Formal
forms the end of the upward-striving plant calyx of the upper neck. In such
cases the mouth usually has a ledge that suggests and defines the inner vessel’s
surface as separate from the outer and also serves to receive the lid. This con-
trast between the inner and outer vessel walls is also often emphasized with
color or with appropriate natural analogies. Thus faience or porcelain vases
with colored decorations frequently have lips of pale red, in imitation of a
mouth, or of the delicate pink interior of shellfish (see “Glass”).
Independent mouthpieces
543
Semper
In the case of figure a, the mouth sits on the neck like an echinus-shaped
dish, and is separated from it by a sharply and finely marked tapered profile.
In the case of figure b, the mouth is also separated from the neck: not dish-
shaped but raised in the form of a (bell-shaped) krater. Notice that the dish-
shaped mouth sits atop an expanded neck, while the bell-shaped funnel rises
directly from the narrowest part of the neck.’” The latter is therefore charac-
teristic of vessels that approach the flask type, are provided with long necks,
and can be closed with stoppers. The still more marked parabolic mouth fun-
nel of figure c makes it a true flask—the lecythus, and other forms merely
approach the flask. Ordinarily, funnel-shaped openings are undecorated and
merely heightened by a black coloring, like Attic ointment flasks. But if deco-
ration is to be used, the enclosing part that receives the stopper and termi-
nates the vessel at the top must be taken into account. One may also
surround the conical mouthpiece with rings to make the stopper fit snugly or
to indicate this idea, at least. A motive that arises purely from the modern
technique of making glass bottles is to surround the mouth with a torus of
melted glass; the application of this to artistic flasks as well would distin-
guish the thoughtful artist. This motive is more practical and at the same
time more stylistically correct than the fragile collars now customary for
crystal carafes, which are neither convenient for pouring nor beautiful. The
mouth (even more than the vessel parts considered previously) is formally
dependent on functional and technical conditions, to which purely decorative
considerations have to defer.
Greek potters were well aware of this principle, as is clear from the bold
curves and reckless deviations from austere regularity they permitted them-
selves in making mouths for their vessels, in particular true pouring vessels,
some of which had lips; those with spouts will be discussed below.
Spouts endow simple upright and proportional vases, so to speak, with
their own will-to-live and direction. The true genius of the potter, here with-
out the support of the wheel, is evident from their free curves, their function-
ality, and their well-considered proportions in relation to the other parts,
especially the handle.
Because of the higher forms of life expressed by these parts, they are often
very effectively decorated with animal motifs. The concepts of flowing, pour-
ing, and stretching forward should guide the choice of such motifs. Yet the use
of such symbols in a functional or utilitarian sense is found more in barbarian
vessels, such as certain Netherlandish pitchers whose spouts resemble portly
persons, or in Indian and Chinese vessels, which often have spouts in the
shape of an ostrich neck or a dragon. The Greeks also used masks and other
animal symbols, but only in a structural rather than functional context.78 We
will return to such symbols in considering the handle. Here the intention of
indicating the direction of the vessel (its front and rear) through figurative
ornament comes to the fore in the best examples of Greek vase art, as for
example in the beautiful oenochoe shown here, the work of the potter Nikos-
thenes—see Mon[umenti] ined|iti] (1854): 47. As noted, however, the beauty
544
Ceramics: Aesthetic-Formal
and adornment of the spout lie mostly in its bold and noble curves, in the
way in which it is attached to the vessel, and in the expression of the purpose
for which it is intended (see the numerous examples given above and below).
545
Semper
with it and the other components), which can always be harmonized with
function and structural appropriateness. These factors usually guide the artist
to do the right thing in every respect, even though he may be unaware of them.
The handle’s shape, size, and the way it is attached are infinitely varied
according to the nature of the vase, but here too the economy generally found
in nature and art is confirmed: all variations can be traced back to a very few
basic motives.
546
Ceramics: Aesthetic-Formal
So-called strut handles or column handles are one subcategory and are, strictly
speaking, simply vertical handles that have merged with the edge of the vessel
and support it to a certain extent — hence the name.®?
Composite handles
547
Semper
or several times, or whether the same vessel has different kinds of handles.
Thus there are bowls with only one handle, which is horizontal, and there are
pouring vessels with only one handle, but it is vertical. In both cases, and in
all related ones, the addition of a handle (often in combination with a spout)
endows them with a definite direction, which decisively influences the prin-
ciple of their decoration. Vessels such as the bowl (with two horizontal han-
dles) and the arnphora (with two vertical handles) are symmetrical and should
be treated as such. Then there are four-handled amphorae, and hydriae with
two horizontal handles and one vertical one. Here symmetry and direction are
represented equally; for this reason the hydria is ideally suited to the richest
formal development.
Even if we consider only Greek vase art at its zenith and completely disre-
gard the works of other periods (often no less elegant but less ennobled by
taste), we are amazed by the richness of invention and the changes of expres-
sion that the Hellenic masters summoned from the simplest combinations of
the placement, number, shape, and fit of the handles. One despairs of finding
the thread of a principle within this variety, as one would in the richness of
natural creation. And yet one does recognize this principle in the fact that the
work, when it is worthy of its master, appears as though it could not have
been made in any other way—even though the same task is handled differ-
ently in another work in an equally masterly fashion. One recognizes it in the
quality of the typical that, within this variety, impresses itself upon forms that
are otherwise very different.
Here too function is the first governing element of design. The handle
must be comfortable — itmust invite the grasp, so to speak, entice it. First the
human hand and then the size of the vessel are defining criteria; manageability,
suitable strength, and the correct placement and fastening of the handles are
formal criteria. Thus excessive thickness or thinness are to be avoided (even
when strong materials like metal or stone permit minimal thickness), as are
too much or too little projection, stiffness, straightness, and sharp corners
that hurt the hand or the eye (but also roundness or smoothness). In addition,
for the positioning and placement of horizontal handles we should consider
the center of gravity, which should be below the point of attachment, not
above it—or better still, at the point where the handle is gripped. In this con-
text the size of the vessel is also a factor. On the large Lucanian kraters, which
incidentally do not lend themselves well to patterns, the horizontal handles
represent an exception and are below, at the base. They are merely vestigial
and definitely not intended for picking up the heavy vessel (see p. 478, top
right). In the case of vertical handles, the grip should be attached at a high
point if the vessel is short, lower if it is tall. With pouring vessels the handle
should be directed and placed in relation to the spout to make pouring as easy
as possible.
The relations between the vertical handle and the vessel’s belly, mouth,
and base yield the most readily comprehensible set of rules —despite the great
variety of uses for such handles.
548
Ceramics: Aesthetic-Formal
Amphora handle
Usually the part of the handle that tends toward the horizontal, and is thus
best suited to carrying the vessel, is on top, as it is on the two amphorae on
page 473, where the articulation of the handle is very thoughtfully and decid-
edly expressed.8! The part of the handle intended for carrying can, however,
also form its lower end, at the point where it joins the belly.
Its other part, used when pouring, should by its shape and position make
this act equally comfortable whether the vessel is full or almost empty.
To best achieve this, pouring should be at its most comfortable moment
when the vessel is half full. The position of the hand should be such that the
axis of the tube formed by the fingers holding the handle lies at approximately
forty-five degrees to the horizon or to the surface of the liquid being poured.
Once the basic shape of the pot has been fixed, one should determine
empirically the height of the liquid when the container is half full. The apex of
a right-angled triangle should be placed at the midpoint of the horizontal
plane corresponding to this level, and one of the triangle’s legs should touch
the vessel’s edge, or even cut through it if there is a spout or pouring lip. The
angle of this leg then gives the direction for the edge, spout, or lip and for the
flowing stream of liquid. Then the right angle should be halved and the part
of the handle to be used when pouring should be given a direction parallel to
this dividing line.82 Instinct will decide the best application of the principle to
each individual case.
The examples on page 550, taken only from existing designs, will clarify
these remarks.83 Archaic and late Lucanian vases are not worthy of consider-
ation here — least of all the latter, as the handle is usually composite, no longer
has a purpose, and is merely an ornament. On the other hand, most Oriental
(Chinese) vessels with spouts conform to these rules for the disposition of
their parts. The same is true of Renaissance vessels.
549
Aside from functionality, the material and the way in which it is to be
treated are significant factors in the design of this part of the vessel —as is the
case with all artistic creations. The handle is more clearly added on than are
the other facilitating parts of the vessel; it does not need to be made of the
same material as the belly, and originally it was not. Primitive Celtic, Teu-
tonic, Slavic, and Indian pottery had no handles—or very undeveloped ones.
Here again there is cause to return to the assumption that the pottery so richly
developed by Greco-Italic peoples was, in the beginning, metallurgy metamor-
phosed by a material change. This is clearest in the design and attachment of
handles (though, to be sure, in the latter case its archetype will have to be
sought in textiles, namely, in cords and bands). This is the most natural expla-
nation for most of the valid vessel types under discussion that have remained
550
Ceramics: Aesthetic-Formal
traditional to the present day, as well as for their more general form, their
ornamentation, and above all for their method of attachment and the way this
is indicated and exploited for decoration.
For example, most vertical handles on clay vessels are certainly not prod-
ucts of the potter’s art but rather elastic, spirally curving metal bows. Simi-
larly, horizontal, more or less upwardly curving handles have bow shapes
comparable to the handles on bronze shields. They are also similarly attached —
or at least this is suggested — by rivets, clasps, circlets, buttons (small wheels),
caps, lugs, rings, and other fasteners used in metallurgy. Even the often recur-
ring but only vaguely expressive anthemion at the base of the handle corre-
sponds to similar things in bronze that point far more clearly to a technical
origin. Once again we admire the Hellenic spirit—the tact with which they
understood how to do justice to the material requirements of potter’s clay by
translating traditional types into a true potter’s style. Thus the overly plastic
handle found on the most ancient vessels came to be simplified as the ceramic
art evolved. The attachment disappeared completely or was merely alluded to
with paint. Often it consisted of tapered forms of the kind that naturally
occur when the thumb is trying to press a soft paste onto something solid to
fasten it. In this way the creative spirit unconsciously grasped the higher prin-
ciple of curved surfaces.
The naive idea of symbolically veiling the difficulties or flaws of practice
may have led to the use of the mask, the ancient symbol of concealment and
the one most frequently found at precisely such places. At the same time, the
mask made a tendentious reference to the purpose of the vessel (the rite of
Bacchus, see figure, p. 502).
What has been said about the influence of metallurgy on pottery by no
means contradicts the fact that handles borrowed their decorative motifs
from bands and knitted works. Examples such as twisted or even knotted
bows, braided wickerwork, taenia ornaments, and similar patterns are very
common. As was repeatedly shown in volume 1, these are the most primitive
techniques, which received artistic treatment earlier than any others, and it
was therefore from them that metallurgy borrowed its analogies (see p. 546,
top right; and passim).
The predominance of technical considerations in the design and decora-
tion of handles explains the rarity of a felicitous use of natural analogies. For
example, some have tried to see the human ear in the tall upright handle of
the cyathus as an allusion to the Greek word for the upright ear handle (ovc
[ear]). This allegory is neither felicitous nor clever. Intertwined twigs and ten-
drils, perhaps even knotted snakes, are more suitable for handles. The natural
formal symbolism of the individual parts of handles, harmonizing with the
technical symbolism and with their fastening elements in particular, is largely
prescribed by the plastic-metallic vase art.84
As a separate part, the handle is generally colored differently, usually
darker than the belly. Its color should also clearly relate to the beak or spout.
In the case of decorated vessels (with metal extremities), it is linked with the
Sion
Semper
spout and the neck by a ring, and together with these parts carries the richest
plastic and painted ornamentation. See the magnificent crystal vases in the
Louvre, in Dresden, Berlin, Vienna, and in many other museums.
552
Ceramics: Aesthetic-Formal
The lower termination of the lid is the rim, which can be characterized as a
hem; its ornamental motifs must either be neutral with regard to top and bot-
tom or they must emphasize the top. Thus, for example, animals, animal
heads, inscriptions, coats of arms, and so on, are always placed with their
tops against the knob. Everything that was said about hems and borders in
volume 1 (§ 16) applies here.
The connection with the vessel’s rim is made with an astragal, which can
be associated with such forms as those found on ring bases, namely, sloping
concluding parts (see p. 535).
The rim of the lid can protrude beyond the edge of the vessel; it can also
coincide with it; or it can recede behind it. This is governed by the vessel’s
Lid
shape. Krater-shaped vessels whose edges curve outward and end in a lip
should not have broad-rimmed, projecting lids. They must therefore have a
shoulder above the projection to receive the lid. Dolium-shaped (ovoid) ves-
sels and urns with convex bellies may have projecting lids. Frequently the lids
follow the curve of the vessel, whose ovoid shape they are completing (see the
urns on p. 475, top).
The stopper is a reduction of the lid to nothing but the knob. Thus what
has been said about the knob applies to it as well; it is well suited to a bold
and free treatment, but practicality and, above all, appropriateness to the task
must always prevail. Thus the stopper is not infrequently reduced to a flat
disk, either vertical or (as in modern glass flagons) horizontal.
In flasklike vessels the stopper should fit into a deep, thick-lipped mouth-
piece (see pp. 515, bottom; 516; 543, bottom).
553
Semper
Notes
1. [Alexandre] Brongniart, [Traité des arts céramiques, x:| “Two materials that are
highly instructive for the history of civilization and the history of the earth can survive
for millennia and teach us the first elements of the earliest history of humanity and of
the earth. They are terra-cotta and the solid parts of animals and plants in a fossilized
state. Apart from these two artifacts of the past, everything is formless and silent.”
2. The name indicates a vessel carried between two people, so that there is a sup-
port on either side.
3. Arab ceremonial vases of this kind are illustrated in Owen Jones, [The] Alham-
bra [Court], [Joseph-Philibert] Girault de Prangey’s [Essai sur I’|arch[itecture des]
Arabe|s et des Mores] en Espagne [en Sicile et en Barbarie|, and elsewhere.
4. Greek Utokpatnptov, ettotatov, EyyvoyKn, Tpel{touc. Athen[aeus] 5.209. [Imman-
uel] Bekk[er], Anecd[ota Graeca}, 245, |. 29. Latin incitega.
5. Herod[otus] 4.61, 4.152.
6. Athenaeus 5.199.
7. Published in Didron’s Annales [archéologiques] 11 [(1851)]: 252.
8. In the Louvre there is a stone altar Botta found at the base of a terrace in
Khorsabad. Its triangular shape and attached lion’s paws allude to the tripod. Its
rounded surface has a recess to receive a sacrificial basin. This function of accommo-
dating a basin can be seen even more clearly on another tripod illustrated on page 480,
bottom, taken from a bas-relief. j
9. For the relation between this phenomenon and the early use of the potter’s wheel
in those areas, see the technical procedures for ceramics discussed later.
554
Ceramics: Aesthetic-Formal
11. This navel, too, is already present on Assyrian (Phoenician?) bowls, as can be
seen from the elegant sections of two such vessels shown on page 481.
12. Illustrations of the largest and most beautiful bowls from the best period may
be found in the 1834 and 1835 volumes of Mon[umenti] ined[iti] or in compendiums
on vases. For the kylikeion, see “Tectonics.”
13. See the bowl’s profile on page 482.
14. [James] Millingen, [Ancient] Unedited] Mon[uments], ser. 2, pl. 17; Monu-
mlenti] ined|iti] dell T. A. [= Instituto di corrispondenza archeologica?|; Mus{eo}
borb{ornico}.
15. Many of the objects that used to be stored in the library are now in the Louvre.
16. Published and described by K. O. Miiller in Annali dell’Instituto 11 [(1839)]:
78-84.
17. Described by [Girolamo] Bianconi in Annali dell’ Instituto [4] (1832): 304-11.
18. Koehler, Mag[asin] encyclop[édique] 5 [no. 19] (1803): 372.
19. Trebell[ius Pollio], [Divus] Claudius] 17: disci corymbiati, lances pampinatae,
patinae hederatae [emblems of berry clusters, platters with tendrils, dishes with designs
of ivy].
20. Antich{ita di] Ercol{ano] 5:267.
21. [Bernard de] Montfaucon, Suppl[ément au livre de L’antiquité,] vol. 4, pl. 28.
22. [Johann Heinrich Wilhelm] Tischbein, Homer, 7:3. Millingen, Un[edited]
Mon{uments], 2:12. Gétting|ische] glelehrte| A|[nzeigen] (1800): 1801[-7].
23. This Sassanian prince reigned from 531 to 579.
24. See also Revue archéologique (1844): 264, and Jean de Witte, “Le musée Gré-
gorien a Rome,” 312.
25. See [Joseph Toussaint] Reinaud, Monumens arabes du cabinet de M. le duc de
Blacas, and Jules Labarte, Description des objets d’art qui composent la collection
Debruge Duménil, 404. Both publications are highly recommended for specialists.
26. Archaeologial; or, Miscellaneous Tracts Relating to Antiquity,] 29.
27. Archaeologia|; or, Miscellaneous Tracts Relating to Antiquity,] 28.
28. Labarte, [Description des objets d’art,| 793.
29. This useful work is called Raccolta di cento tavole rappresentanti i costumi
religiosi, civili e militari degli antichi... tratti degli antichi monumenti da Lorenzo
Roccheggiani, n.d., n.p.
Semper
30. The word chalice is used here as an equivalent for kUALE and should not suggest
the outward-curving shape of the calyx of certain flowers. In fact the oldest antique and
Christian chalices are bowl-shaped and do not curve outward.
31. See the woodcuts on pages 477 and 478.
32. Isaw ancient Greek bathtubs in Sicily with ring bases and a step to sit on, made
of a single piece of fired clay. They were also provided with backrests.
33. Others suggest that the psykter had the form of the deinos, that is, like a krater
rounded off below or running to a point and thus needing a special stand. Thus [Theo-
dor] Panofka refers to the form of the Sapphic vase just described as a Laconic krater.
For the uncertainty surrounding the names of Greek vases, see [Antoine-Jean] Letronne,
Journ{al] des sav[ants] (1833): 612. Otto Jahn, Beschreibung, |xxxix.
34. [Anton] Steinbiichel [von Rheinwall], Sappho und Alkaios (Vienna, 1822), fol.
[Friedrich Gottlieb] Welcker, Alte Denkm[dler, vol. 2,] pls. 12, 21, 22. [A.] Dub[ois]
Maisonneuve, Intro[duction a l'étude des vases antiques], 81. See the accompanying
sketch of this vessel, height 19.7, diameter 14.2.
35. Paus[anius] 5.17; Quatremére [de Quincy], Jup[iter] ol[ympien], 124. [K.] O. Miller,
Arch|dologie der Kunst], 8, 37.
36. On the famed Ficoronic cista, see Miiller, Denkm|dler der alten Kunst], 1:309;
[Kircher,] Mus[ei] Kircher[iani], 1:6-8; [Aubin Louis] Millin, Gallerie mythologique},
pl. 106, [cat. no.] 422; [Eduard] Gerhard, Etr[uskische] Spiegel, vol. 1, pl. 2.
37. [Ennio Quirino] Visconti, Lettera su di una anticha argenteria, quarto (Rome,
1793).
38. The accompanying sketch of one such metal Chinese vessel is from a private
collection in London. See also [Jules] Labarte, Collect[ion] Debruge [Dumeénil], “Intro-
duction,” 408, and cat. nos. 832-33 (see fig. d on p. 492).
39. Although this example is less striking than others, here at least the idea of win-
dows and doors is suggested by the requisite perforations.
40. Didron’s Annalles archéologiques| 3 [(1845)]: 206. This journal shows a vari-
ety of twelfth-, thirteenth-, and fourteenth-century vessels used for incense.
41. Labarte, Coll[ection Debruge| Duménil, 233 and cat. no. 956.
42. See also Matthew Digby Wyatt, Ornamental Art in Metal.
43. The relevant texts and sources are quoted in Miller, Archdologie der Kunst,
394 (1835 edition).
44. Rocchleggianil], 7, pl. 23.
45. This shape is said to have been modeled on the female breast, which, as we
know from Homer, was used as a model for certain vessels.
46. Described and engraved by John Gage in Archaeologia|; or, Miscellaneous
Tracts Relating to Antiquity] 26:300.
47. [Caylus,] Recueil d’antiquités, vol. 2, pl. 91; vol. 5, pl. 104; vol. 6, pl. 85.
48. More probably the term refers to the somewhat raised lid over the opening.
49, Apuleius, Metamorphoses 11[.10]: lucernam claro permicantem lumine, non
adeo nostris illis consimilem, quae vespertinas illuminant epulas; sed aureum cymbium
medio sui patore flammulam suscitans largiorem [a lamp gleaming with a bright light,
not at all like our kind, which glow at evening banquets, but a golden cup emitting a
wider flame from its middle opening].
556
Ceramics: Aesthetic-Formal
Soy
Semper
particular part of the vase. Yet if only technical reasons had prevailed, then people
would also have stopped marking the active (functioning) parts of the vessel with struc-
tural symbols. The opposite is, in fact, the case.
68. In this respect vase paintings are entirely comparable with Polygnotos’s ancient
wall paintings or even Egypt’s painted column cladding. Trajan’s Column. Columns
with painted images from the Christian period. See the illustrations on pages 468; 469;
474; 475, bottom; 479, top; 487; 490; 513, top; 515, bottom; 520, bottom.
69. See the rich vessels of this type in the works of Piranesi and [Henry] Moses.
70. Our sculptors could also take note of this in their works of monumental art.
71. They are therefore also a feature of the elegant and slender vessels of the per-
fected style.
72. See below for the technical origin and significance of these motifs.
73. See figures on pages 485, bottom left; 507, bottom; 510; 515, top; 516, top. See
also Brongniart’s atlas in his Traité d[es] a[rts] c[éramiques] for Celtic, Germanic, and
ancient Tyrrhenian pottery, pls. 20, 21, 29; Birch, History of Ancient Pottery, 2:202.
74. See figures on pages 475, bottom; 476; 477; 480, bottom; 490, bottom; 492,
top right.
75. See accompanying illustration of such a stand in terra-cotta (Berlin Museum).
See also the amphora with tall separate stand on page 474, top. A similar specimen from
an earlier period, with its associated vase, is described by Cav[aliere Giovanni Ghe-
rardo] de Rossi, Mon[umenti] ined{iti] (1851): 36 (fig. on p. 538, bottom right).
76. See Piranesi, Moses, and (for the southern Italic vessels) Gerhard’s Apulian
vase images in Berlin.
77. The figures on pages 474; 501, bottom; 515, bottom; 516, top; as well as other
examples, show how these simplest types can be developed.
78. Certainly spouts with a symbolic quality —for example, lion heads spouting
water
— are seen on gutters and are thus functional.
79. On this difference, see the prolegomena, pages 90 ff.
80. See the figure on page 479, top right, and the one on page 547, top.
81. The two parts of an ear-shaped handle are even more clearly separated on the
illustrated amphora handle, found along with many similar ones in Alexandria, Egypt.
On the refined metal hand hydriae of the Alexandrian period this articulation of the
handle is usually emphasized at the transitional point dividing the two parts of the
handle by a thumb support in the shape of a leaf, a finger, and so on (see pp. 509; 546 a).
82. It is scarcely necessary to point out that the angle but not the position of the
handle is fixed by this line. It is clear that if the horizontal surface of the liquid and the
direction of the spout coincide in pouring, then according to the given rule the angle of
the handle to the horizon will be forty-five degrees.
83. See also the figures on pages 473, 474, 496, 497, 500, and so on.
84. For this and the nature of this symbolism, see chapter 4 of volume 1, pages 333 ff.
85. The most famous and splendid example of a very richly developed knob form
is the crown of the Choragic Monument of Lysicrates in Athens.
CEUAPR AER SS Ix
Ceramics
B. Technical-Historical'
559
Semper
be used for the final execution and thus translated the forms too literally into
a stone or metal style. In this regard the ancients, and indeed — despite their
stylistic boldness —the masters of the Renaissance, were far superior to us.
Our potters and ceramic artists are guilty of a similar disregard for style in
that they find it convenient to copy certain models from antiquity, the Middle
Ages, or the Renaissance in an unsuitable material, one with properties com-
pletely foreign to those of the paste from which they were originally made and
to some extent emerged.
Every paste demands its particular style. Highly plastic infusible sculptor’s
clay (argile plastique), which needs a hot firing, must be treated differently
from potter’s clay (argile figuline), which is less plastic but hardens at a more
moderate heat, or from marl (marne), which has a quick and fluid paste.
Finally, all of these differ from porcelain clay, which is less plastic but can be
treated and cut in a semidry state as a solid body. The latter acquires its shin-
ing properties only through intense heat and the use of additives, and it gener-
ally presents very significant technical difficulties.
Style, however, does not depend solely on the correct treatment of a paste
and the exploitation of its properties; a fine sense of style is also at work in
appropriately and correctly selecting and preparing a plastic material for spe-
cific, predetermined purposes. A material’s properties can be modified by
additives and by special treatment. For example, one can degrease if the mate-
rial is too plastic or, conversely, prepare the paste with melts (fondants), so
that it acquires the ability to sinter down to a completely watertight paste at a
certain moderate heat level—or by any other method desired.
Along with plasticity, the fundamental property of all ceramic materials is
homogeneity. Here a distinction has to be made between the homogeneity of
the components and the homogeneity of the paste. The former is not always
necessary — indeed, it is usually harmful —so it is deliberately avoided by adding
degreasing agents and caementa (chamotte) to the paste. These coarse-grained,
fire-resistant additives, often of foreign materials, neutralize the homogeneity
of the paste in a consistent and even way. Quiet points are created in the paste,
and these reduce both its fragility after it is fired and the danger of cracking
(whether through temperature variations or shock), because the coarser ele-
ments distributed through the paste interrupt the regular oscillations that
transmit incipient cracks by shooting them radially through the body. These
coarser components perform the same service as the holes one bores in mirrors
at the end of a crack to prevent it from advancing.
Here, as in most cases, aesthetic considerations go hand in hand with prac-
tical ones. The coarse-grained material requires more robust treatment and
leaves no room for fastidious, painstakingly precise work. It favors a broader
style and therefore has been despised from time immemorial by minor artists
in all branches of art (and by those who recognize nothing but a certain mate-
rial technical perfection in the execution of a work). Yet one should also
know where it is inappropriate. To illustrate what has been said, let us take
the imitations of Arabic glazed tiles produced in the famed Minton factory
560
Ceramics: Technical-Historical
and used by English architect Owen Jones for his Alhambra courtyard in the
[Crystal] Palace in Sydenham. In his description of this work, this architect
rightly bemoaned the excessive mechanical perfection of the tiles, and the
excessively even and fine-grained faience paste of which they were made. This
encourages the glaze to flake off and achieves for the artist and the true con-
noisseur of art little more than mechanically lifeless regularity. It lacks the
magic produced in the original work — which emerges true and fresh precisely
because of its roughness, technical accidents, and aberrations.
Modern imitators of old majolica meet with the same reproach (namely,
choosing a paste that is too fine and too homogeneous), quite apart from the
lack of style shown by our excessively colorful palette of glazes. It was the
coarser paste of old faience, which required far lower heat levels to be fully
fired, that helped to create and individualize the style we admire in it.
The generalization for all branches of art emerges so naturally from these
observations on the ceramic style that it is left to the reader to make.3 In addi-
tion, it scarcely needs to be stated explicitly that the heterogeneity of the parts
of a plastic mass need not be visible everywhere and absolutely, neither for
technical nor for aesthetic reasons. It is possible to achieve the properties of
heterogeneous pastes emphasized above, at least to a large extent, by other
means (hard porcelain is heat-resistant; soft porcelain is shockproof; both are
very homogeneous). Similarly, certain ceramic products require a fine mate-
rial that is as homogeneous as possible for aesthetic reasons as well.
The second kind of homogeneity, that of the pastes, is necessary in all
cases; the success of almost all works of pottery is dependent upon it. It con-
sists in maximum uniformity of density and composition of the pastes, which
means that products shrink (that is, decrease in volume) as evenly as possible
when drying and firing.*
In terms of the effects just mentioned this homogeneity corresponds to the
greatest possible uniformity of depth, and this is one of the most important
stylistic factors to consider in the ceramic and plastic arts. This factor has
been transferred from ceramics to sculpture, into metal and stone, and indeed
even into architecture. Let us take the example of a large porcelain vase with
handles that are excessively thick. The massive size of such handles> causes
them to shrink at a different rate when fired than the thin body of the belly to
which they belong, and thus they break off, contort the belly to which they are
attached, or even smash it to pieces.®
The glorious balance —the calm—of antique sculptural forms may not be
explained solely by this technical element of style, but at least it is fully in
keeping with it. Here too, because of the abundance of the material that offers
itself for consideration, I have to content myself with suggestions, leaving the
reader to pursue the thoughts they provoke.
In addition to the two noted properties of plasticity and homogeneity in
sculptural bodies, a third important common property that needs to be con-
sidered is their ability to harden. This is necessary first of all for works to
acquire strength and durability. It also makes them impermeable to liquids,
561
Semper
and for a variety of reasons their utility depends on that. Finally, hardening is
necessary for other reasons that are partly aesthetic—for example, to give the
vessel or work the properties and appearance of marble or other, more pre-
cious stones, such as rock crystal, onyx, and opal (porcelain, glass).
The first purpose (strength and durability) is the most important and most
essential; it was thus the earliest objective to be addressed. To some extent, it
can be achieved simply by drying the ware in the sun, which eliminates the
need for certain properties of plastic materials that are required if the object is
to be hardened by firing. It precludes, however, other properties and advan-
tages of materials that are not resistant to fire. The southern peoples of antiq-
uity and today (Egyptians, Indians, South Sea Islanders) have clung to the use
of sun-baked vessels, or they give their pots made of easily fused marl only an
imperfect degree of strength by using a very low heat.
Firing at a higher temperature is necessary only if the vessel must be made
impermeable to water and fat. Yet this end can also be achieved with the aid
of varnishes and glazes, a means that is probably older than firing, which may
originally have only served the purpose of hardening this varnish. The inven-
tion of lead glaze allowed our potters to make their work completely imper-
meable without using an intense heat and without giving up their soft and
highly fluid marl pastes.
The Greeks were not aware of or did not use these means; at the same
time, however, their plastic pastes were too fluid to be rendered impermeable
by high temperatures. As a result, almost all antique pots are not fully imper-
meable to water, fat, and other fluids. This material disadvantage was the
cost paid for certain formal advantages contingent on materials unsuited to
other processes. In addition to these aesthetic-formal advantages, there is the
practical one that a porous object fired at low heat is more resistant to rapid
temperature change and does not crack as easily. A high temperature requires
above all a mixture capable of withstanding it; the properties that enable a
paste to do this are not entirely favorable to shaping form and thus impose a
limit. In addition, objects made from such pastes shrink and distort more
under high heat than clayware fired at low heat does. If this kind of plastic
work is to be entirely successful, a number of precautions have to be taken to
solve the countless problems presented. Finally, these objects, when they suc-
ceed, are fragile and not heat-resistant —and in precise proportion to the
greater or lesser functionality of the forms they were given. It follows from
this that the form selected should be the one best suited to these problems
and that this form must differ from that which a more convenient material
would permit.
For that reason alone, it is a questionable practice to imitate antique vases
in faience or porcelain, even though those vases offer the fewest problems for
copying in any material because (as has already been shown) the Greek style is
less dependent on materials than any other.
But lightweight enameled metal pitchers, silver goblets, or cast bronze can-
562
Ceramics: Technical-Historical
§ 117 The Interrelation between the Sediments of the Earth’s Crust and the
History of Pottery
In general, the ceramic style is dependent on the three properties of all plastic
pastes: plasticity, homogeneity, and the ability to harden. Following the order
adhered to thus far, it remains to demonstrate which modifications to the
style are conditioned by the special properties of the various plastic materials
used in ceramics. Only by means of an examination of the details will these
generally stated principles of style acquire practical value and prove them-
selves correct. A remarkable (although explicable) interrelation between the
history of ceramics and that of geology makes it possible to arrange geologi-
cally the ceramic works that interest us. For indeed we find that the oldest
pottery works, in a certain sense also the most imperfect, are made of materi-
als that came into being as a result of the most recent earth formations. These
types of soils may be close to the surface and easy to acquire, but clays of
the oldest formations were often more accessible and yet were never used in
ancient times, except by the Chinese.
In contrast, modern pottery —not yet three centuries old—has been made
of materials that, although often accessible, belong to the earth’s earliest for-
mations and strata. And the most remarkable thing is that pottery of the
middle period, like faience and earthenware, is made of clays from the middle
ages of the earth’s crust! Therefore if we relate those of our stylistic observa-
tions that are more specific to the material first to the earliest clay formations
and then proceed progressively to the oldest, the history of ceramics will offer
us a series of explanatory examples running in parallel.
As this history is at the same time the history of the inventions made for
processing materials for ceramics, the question of the dependence of ceramic
style on the procedures and tools of the potter’s art can be combined with
these same observations on the history of style.”
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same style. They have in common an earthy, fairly soft, porous, dull, and only
lightly fired paste made from alluvial soil, and their trochoidal or undevel-
oped forms often approach the shape of a top at their upper and lower
extremities. They lack any glazed coating but show the first stirrings of a plas-
tic tendency whose motifs are very well suited to mitigating and covering the
imperfections of freehand form. The motifs are probably calculated in part to
strengthen the fragile hollow body by means of undulations. The same prin-
ciple is valid in toreutics, for which reason quite similar decorations (straps,
fluting, indentations, and bosses) also occur on the most ancient weapons,
utensils, and jewelry made of metal.
The pottery of the Indo-Germanic tribes was at this stage when they over-
ran Europe, but probably the older tribes who occupied Italy and Greece had
already advanced the plasticity of this art. Still, as I have said, most ancient
Etruscan clay vessels are similar to Celtic-Teutonic ones or are, at least, very
close to those of more advanced techniques with respect to the principles of
their formal and decorative style. They were neither made on the wheel nor
glazed (lustrous); they were carelessly modeled, thick walled, and uneven in the
thickness of their walls; they belong to pottery’s infancy. They were made of a
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Ceramics: Technical-Historical
coarse brown-gray terra-cotta, incompletely fired, and like Teutonic urns they
were decorated with rows of dots and engraved lines in spirals and zigzags,
bosses, and depressions. Other vessels already show significant progress in
plasticity, that is, the art of sculpting clay.8 They were all painted, either simply
with paint, or, like Egyptian and Assyrian ones, over a coat of white pipe clay.?
From these crude beginnings a unique and highly developed plastic pottery
arose on the classical soil of Greece and Italy that forms a vivid contrast with
pottery made on the wheel in terms of style and manner of execution. This
contrast deserves all the more consideration since the very same phenomenon
is to be found in works of antique architecture, as will be shown later.
The next step in this plastic tendency is represented by so-called Tyr-
rhenian vases, made of lightly fired blackish terra-cotta, which lacked a glaze
but were probably quite often painted on the surface. They were still, like the
oldest pots, made entirely by hand; their raised and depressed decorations
recall somewhat the old linear motifs (principally in transitional areas, as
in fig. a). Later the plastic principle displays itself in more sculptural ways
(fig. b). It is probable that metallurgy —a skill that the Italic peoples possessed
OS,<Gon
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§ 119 The Upheaval in Pottery Caused by the Introduction of the Potter’s Wheel
But let us turn our glance back to those oldest Eastern seats of culture, where
since time immemorial pottery had taken a quite different path, thanks to the
invention of the potter’s wheel.” There this ancient invention had the nega-
tive effect of impoverishing and devaluing pottery without inspiring new
artistic ideas. Pottery was disdained in Egypt, and probably Asia as well, and
practiced only by slaves; it served no function other than necessity, or it pro-
duced cheap substitutes for costly display vessels in metal and precious stones.
Here it adopted a thoroughly industrial tendency and in this regard achieved
more than it ever had, or had even aspired to, among the Greeks.
Yet it was left to the Greeks to revive this fallen art using the same tool
that had brought about its downfall when used by barbarian slaves (probably
skilled but lacking any true artistry). Unlike the barbarians, the Greeks con-
sidered pottery high art and held it in such esteem that medals were struck for
and monuments erected to excellent potters.!4
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Ceramics: Technical-Historical
the so-called Tyrrhenian ones, namely freehand. They are plastically deco-
rated vessels covered with a layer of clay. Still, they suffice to convince us of
the common origin of ancient Greek and Italic plastic pottery.
a. Archaic style !¢
1. Material-Technical
The introduction of the potter’s wheel and glazing (the latter as a substitute
for the original pipe-clay ground) required first a completely new paste. The
glaze was completely unusable with the old terra-cotta paste, and the wheel
could be used for coarser products only.
What was needed was a denser paste that would withstand greater heat,
with a fine grain and plasticity suited to producing the most delicate forms on
the potter’s wheel. The hardness that the paste acquired in firing and the
smoothness and purity of its surface would have made it more appropriate to
the new technique.
Pottery arrived at this material change in stages and only by experimenta-
tion. The paste used for the oldest glazed pots was still coarse-grained and did
not have the beautiful orange-yellow tone for which it was striving. It was at
times almost as hard as earthenware (grés): a dirty gray-yellow paste, less
homogeneous and less fine than that used in later times when the technique
had been perfected.!” The customary leukoma (clay ground) of the oldest
terra-cotta was still mixed with a black glaze, a technical process that was in
fact never completely abandoned and, as we will see, later came back into use.
The glaze (luster) is matte and brownish black. Its unevenness and stains
reveal a lack of certainty in the practice of firing. In addition to the black
glaze, there were purple, reddish brown, and white tints. They were applied as
a slip or covering tint and fixed (imperfectly) on the ground by firing.
The outlines of the decorations and figures were done by scratching the
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black ground to reveal the clay ground below. This work shows the greatest
neatness and assurance with the needle.!8
3. Decoration
Some (the oldest?) are completely coated with black glaze (luster); some have
a clay base with linear decoration, in the spirit of the most ancient Indo-
Germanic pots, though better executed. The oldest are completely covered
with lines, dots, and the like; later the lattice of lines is simplified and covers
only the belly, while other parts are marked with rings.
Painted animal friezes, either simply applied or surrounding the pot in sev-
eral parallel zones, represent a further development of this style. This decora-
tive principle is almost identical with that of the plastic decorations of the
second group of Tyrrhenian vases, and their probable origin in the art of
metal vessels has already been suggested. Though the beginnings of both
styles (plastic and painted) were identical, what emerged from them demon-
strated the higher artistic gifts of the Greek tribe in comparison to Italic
peoples, whose spirits had not yet broken with tradition. A peculiar feature of
the decoration of the oldest oligochrome vases is the flowers, balls, crosses,
meshes, and so on, scattered irregularly over the surface. Perhaps they are
technical in origin and, like the so-called flies in porcelain manufacture, origi-
nally intended to hide certain technical problems.
The last group of these oldest Hellenic vases already shows human figures
alongside the Asiatic zones of animals and monsters: first, it seems, as mean-
ingless copies of well-known Oriental types. They include winged genies,
gods, symbols, half in profile, half full face, who are taming or slaughtering
lions, panthers, ostriches, swans, or similar beasts.
Next we have the first attempts to impose a new native fable on these for-
eign and mythical monsters. For example, the game of charades between the
previously inactive Oriental sphinx (who meant nothing to the Greeks) and
Hermes or Pan was probably one of the earliest comical and humorous transi-
tions in representational treatment. It was a reference, not an action, but
enough to motivate the group. Perhaps an even more obvious way to make
this desired reference in the most sensual way possible was to use animal
hunts, human combat, or erotic wresting. Thus it became possible to connect
whole figure friezes around a center; and this method was soon exploited to
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Ceramics: Technical-Historical
the full. Finally this striving for artistic combinations developed into the first
pre-Homeric circle of myths that—being both Oriental and Greek —is still
largely incomprehensible or obscure, thanks to all its monstrous combina-
tions of human and animal forms.
b. Hellenic style
I understand by this term the whole of oligochrome pottery from the periods
of the growth, blossoming, and decline of Greek culture down to the Romans,
who also expressed their power through the arts. Wherever Rome’s absolute
power extended, the Roman pottery style, together with Roman architecture,
quickly became dominant. Still, I exclude Greek polychrome ceramics from
this heading, although it also falls into this period, which was indeed the true
golden age of the arts.
Just as the general character of Greek architecture remained the same from
the beginning of temple building down to the Romans, so it was with the vase
style, although there are enormous differences between the early stages, the
great periods, and the times of decline.
1. Material-Technical
The first works of the Hellenic style proper were, in essence, little different
from archaic ceramics, although technical progress paralleling the progress in
the formal and decorative elements is already evident. The paste became finer
and harder, and its color was especially beautiful: its mild and yet saturated,
fiery orange tone was achieved through an admixture of red earth (rubra,
creta, bolus).2°
To enliven the visible clay ground the vessel was polished on a wheel
before firing, or the vessel was coated in whole or part with a very fine trans-
parent glaze. As techniques improved, this glaze acquired a very high degree
of thinness, evenness, and mildness of sheen; the black became even, flawless,
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and dark, and at times an attempt seems to have been made to achieve a
greenish shade. The painting method remained the same at first, namely,
black figures and decorations set on the vessel’s red ground. The vessel, how-
ever, was essentially black, as red zones were set aside only to make room for
the black figures.
Techniques changed about the time the style became fully developed. The
redness of the paste became less fiery and more gentle and harmonious; fig-
ures and decorations were avoided on this pale ground, and the rest of the pot
was filled out with black. The internal outline and details of the figures were
no longer incised but drawn freehand on the light ground using a paintbrush
(black) with incredible precision and refinement. Yet for a time the earlier
technique survived alongside the later one, both being used at the same time;
indeed, they were frequently combined on one and the same object.
It was now no longer necessary to frame the image
— an important stylistic
innovation and an advantage that offered the hand room for a grander artistic
conception but also favored laxer principles of style.
In the first period of Hellenic pottery, when the figures were still set off in
black, other colors were used as well. They were fixed with the aid of a pipe-
clay underlay (engobe) or used as a color coating without this underlay. Apart
from white, only brown, purple, yellow, and red were generally used.2! Green
and blue were very rare.
This oligochromy, characteristic of the oldest vases, is lost in the middle
period and it becomes almost monochrome. Later, toward the end of the
fourth century, the potter’s art returns to polychromy. A quite new and dis-
tinct polychrome pottery arises, marking a third period of this art.
2. General-Formal
The greatest glory of Greek ceramics was not the much lauded art it bestowed
on its works; in the best period this was subordinated appropriately to the
whole. It was rather the work as a whole: its form, its general character as an
artistic unity, and the fact that it was the result of the freest, most conscious,
and most perfect mastery of all functional (or ethical), material, and technical
conditions of form. The struggle with these zonformal elements was no longer
betrayed in the form at all, which emancipated the form completely from those
elements: as the beautiful in itself, it had no purpose outside of itself. The eman-
cipation from the nonformal elements of form in this sense was the constant
aim of Hellenic art on a large and small scale. It also describes the history of
Hellenic pottery, which struggled toward the same goal in this field of art that
was essentially subordinate—and going beyond it, after it had been achieved.
In the early period of Hellenic pottery the forms were still half archaic: the
paste, the potter’s wheel, and the procedures of painting and glazing still ham-
pered the potter’s will. The metallurgic style is still being directly imitated and
barbarian traditions are still making their presence felt. Yet in comparison
with archaic work there is more variety, and above all the forms have a more
homogeneous sweep, a result of a better handling and understanding of the
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Ceramics: Technical-Historical
kick wheel. The first steps along this new road were not necessarily more
beautiful. The bold trochoidal forms of the better archaic vessels, with their
direct transitions from convex to concave, became rounded, ornate, and volu-
minous. There are two-handled amphorae, three-handled hydriae, dishes,
oenochoes, lecythi, and chalices— most of considerable size. The vessels illus-
trated on pages 474, bottom; 510; and 538 are in this style.
Nevertheless, progress toward something more powerful and skillful can
still be seen in the wealth of expression and also in the tautness of vigorous
and elastic curves, which increasingly approached the profile of the Attic-
Doric echinus. Some of the hardness of the archaic style remained (for example,
in the transition from the neck to the belly, and in the first section of the base,
and elsewhere); the continuity of curves was repeatedly broken, and the struc-
tural significance of certain symbols still does not seem to have been clearly
recognized and handled in this way. A certain monotony in the brightness of
the decoration, which had still not quite shaken off the Oriental principle, is
in keeping with the luxuriant forms, although a tendency toward the opposite
system of harmony (subordinating contrasting styles around a central con-
necting point) was already awakening.?2
A radical change of direction ensued, namely, toward an artificial austerity
of decorative forms. If this style had remained dominant and ossified into a
canon, it would have resisted the highest development of the arts and true
Hellenism in general. It held sway during the time of the tyrants, in the era of
Peisistratus, and up to the Persian Wars. Its vase forms are correct, of flawless
technical perfection, but confined. Linear continuity (for example, from the
base of the neck to the belly, the base of the dish, handle transitions) has
already been raised to a principle.
The less conventional, more absolute-formalistic, Doric-Ionic Atticism
mediated the contrasts and led to the highest perfection of art. It achieved the
most lively formal development in this field by liberating ceramics from rules
that hindered individual understanding of the artistic theme. The amphorae,
ceremonial hydriae, and bowls dating from the height of the most perfect artis-
tic pottery in Greece, with their simple and decorative but at the same time vig-
orously free and powerful curves and transitions, are among the most beautiful
of human creations. See the illustrations on pages 474, top; 475, bottom
right; 478, top; 485, bottom right; 486, top right; 501, right; 502; 515, bot-
tom; 520, bottom; and so on.
When we move beyond this apex of the perfection in Greek ceramics, we
arrive at a field in which another technique became dominant.
3. Decoration
Decoration follows the course of development and describes its stations more
definitely than the general form does, especially for those who read the work
of art, that is, the majority of art lovers.
In the beginning the traditional Asian types were sorted; some were incor-
porated into the national cycle of myths and endowed with a Hellenic point
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Ceramics: Technical-Historical
Things were different at the time of the highest development of art, which
in architecture and sculpture coincides with the use of white marble and ivory
for works in the high style.
At the same time these material changes were taking place, which were
bound to bring about significant changes of style, we see the rise of a kind of
vase painting that is no longer dependent on the potter’s kiln. This was a
florid polychrome painting on a white clay ground, prepared by the tradi-
tional method using encaustic glaze colors that could be fixed at a very low
heat, which colors other than earth colors and metal oxides could withstand.
This encaustic painting —a kind of mosaic—consisted of a multicolored,
amberlike, more or less opaque paste, containing silica as well as wax; I do
not dare guess whether it was used simply as a finely pounded frit and tinge-
ing agent or as an essential component of a waterglass-like composition.
It is well preserved in part on the well-known Attic lecythi (oil flasks), and it
has left behind clear traces on the architectural parts of Attic marble temples.?5
Here again there is a question of whether the pipe-clay ground of this
encaustic painting remained entirely white or was bound with the lively paste
colors of the actual subject by a varnish that has since disappeared. This can
be considered a certainty in the majority of cases, at least according to the
laws of analogy and taste.6
According to Brongniart, even the hard glaze of Greek vases has changed
completely as a result of the dampness to which they have been exposed for
millennia. We can only be amazed that any trace of paint or gilding has remained
on these more fragile vessels. Another kind of polychrome vessel— black with
red figures and covered with a brightly colored, pipe-clay impasto — differs
from the polychrome vases with white leakoma produced during the finest
period that frequently (presumably always) had a rose ground. The former are
found mostly in the Crimea, near Panticapaeum (Kerch), and some were pro-
duced during the fine period. Paint and impasto have survived only in a few
places, even on male figures. Where both have disappeared the red figures are
not particularly different from the usual unpainted ones.?’
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the conquered and conqueror met, which would serve to secure the con-
queror’s rule and help each culture to understand the other. The glorious pot-
tery of the Greeks was a revolutionary achievement. It broke with tradition in
that the free Hellenic spirit recognized all the formal consequences of the new
procedure and adopted it. The Romans did the opposite: they used the wheel
for their own purposes without according it any rights but instead making it
serve their traditional system of forms. The wheel assisted only in creating the
more general form that was already supplied by tradition; it prepared a form
perfected by the sculptor, a form privileged from time immemorial. To be
sure, practical progress was made. The machine facilitated the stamping,
rolling, casting, and pressing of forms, as it did the soldering (borrowed from
metalwork) and stitching of decorative emblems onto the naked turned form.
Here the potter found the secret to the fastest and cheapest way to reproduce
his work.
The Romans knew how to use glaze as well as the wheel. No Greek “lus-
ter” is as gleamingly clear and pure as the transparent rose glaze on the red
Roman ware called Samian. Yet they never hit upon the idea of exploiting
glaze artistically, that is, applying the painterly decorative principle to hard-
fired ware as well. Coloring and painting ceased as soon as pottery had to
be fired.?8
In terms of the outlines and general character of these Roman pots, a slight
distinction can be discerned between the most ancient Italic, Celtic, and even
Teutonic pots. It became all the more striking as the Roman works separated
themselves from those rough works of barbarian potters through their tech-
nical perfection and the plastic decorations that accompanied the decline in
the arts.
These characteristic features of Roman ceramics will have to suffice here,
as attention to their details yields far less of stylistic interest than is the case
with Greek pottery. Roman potters improved and facilitated only the material
presentation,2? following known principles from the Greco-Italic legacy. These
features will also suffice as context for our views, to be presented later, on the
rapport between the architecture and pottery of this conquering race.
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Ceramics: Technical-Historical
mean the plastic treatment of their extremities, which is more beautiful and
much more decisive on certain Campanian vases with plastic and painted dec-
orations (from Cumae, Nola, Capua), but the recurrence of the oldest formal
and decorative motifs. For instance, a number of archaic animal friezes that
had long been abandoned now reappear in the somewhat modernized form of
hunts, battles of Amazons or centaurs, and so on. Additionally we have myste-
rious and incomprehensible Asiatic burial rites performed by draped and cos-
tumed actors—everything on these vases breathes sensuality and gloom
simultaneously. This plastic and painted southern Italic style also has analo-
gies to architecture.
There is one other important branch of ancient pottery to be considered—
terra-cotta applied to architecture and sculpture. We do not think it belongs
to this section, however, but in part to the realm of dressing techniques and
especially to the next part, which will treat architecture.
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Still, the Middle Ages were not lacking in truly artistic pottery. It had sur-
vived as a respected force and had even gained new impetus, chiefly in the
Orient among the Arabs and Moors, and also in Byzantium, even though
architecture also extended its dominant influence to this field as well.
Soft-glaze lead pottery was known to the Egyptians, to the Chaldeans, and
even to the Romans. Among the Romans, however, it seems never to have
acquired the status of fine pottery and was probably not really accepted until
Rome was already in decline (see Brongniart, 2:96). The Chinese and Japanese
also knew of common lead glazing at a very early period, but according to
Brongniart they made little use of it.
In Asia it seems to have remained in traditional use, for it can be found on
the glazed bricks and tiles of the most ancient Arabian monuments in Syria
and Egypt (ninth century). Theophilus was unaware of it, but, according to
[Giovanni Battista] Passeri, lead-glazed terra-cotta rosettes (perhaps of Orien-
tal manufacture) were used in Italy as early as the eleventh century. Baron
[Isidore-Justin-Séverin] Taylor found the north’s oldest known lead-glazed
pottery in France (twelfth century) in tombs at the ancient abbey of Jumiéges.
This would seem to refute the usual assumption that a potter from Schlett-
stadt in Alsace invented the process as late as the thirteenth century.
The use of this procedure in artistic pottery seems to have been very lim-
ited in the Middle Ages; or, at least, remnants of it are rare. I believe it was not
practiced beyond the early fifteenth century. It played a dazzling role in the
service of architecture, as has already been said.
Its characteristics are a porous, opaque, colored, and somewhat brittle
paste, covered with a thick, transparent, fairly soft, shiny, and colored glaze.
It does not need to be fired or glazed at intense heat, a fact that facilitated its
manufacture and was also of stylistic importance. The means of formal deco-
ration were thereby increased but the thick glaze also imposed certain limits.
The difficulty of using polychrome glazes led to the plastic decoration of
this kind of pottery. In fact most ancient glazed pottery is plastically deco-
rated and covered with a dark (usually green) glaze. Yet alternating glazes
of different colors were also used with skill and success (Brongniart, 2:14).
Plastically decorated stove tiles were customary as early as the thirteenth cen-
tury (chateau de Saléve near Geneva).32
Ceramics: Technical-Historical
The main centers of this kind of pottery from the fourteenth to the seven-
teenth century were south and central Germany, especially Bavaria and
Franconia (where it still flourishes).33 Another process involved applying
decorative forms to depressions and borders, then wholly or partially filling
the low areas with monochrome or polychrome glazes. The imposed patterns
gave the floor tiles the roughness they needed to compensate for the excessive
smoothness of the lead glaze. There are examples in the older palaces of Genoa
and in the loggia of the Vatican.
A related process is pressed sunken surface ornamentation with transpar-
ent lead glaze; popular in the early Middle Ages, this has recently been taken
up again.*4
The process of applying a shallow colored relief to a ground of a different
color is just as old. Either a slip is used or the relief is formed in silhouette and
glued on; the whole thing is then coated with the same glaze.>5 This too has
been imitated, in Munich for example.
Finally we have true enamel painting on a glazed ground. Neither the
genre of this earthenware nor its intended use permits unduly refined enamel
painting, especially where a classically conceived theme or a simple mono-
chrome or oligochrome ornamental treatment is appropriate. In this regard
Oriental and medieval glazed tiles provide excellent models— without com-
pelling one to imitate some meaningless fourteenth-century heraldry or a line
of Arabian latticework interwoven with flowers.36
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Ceramics: Technical-Historical
Material-Technical
Faience paste consists of purified pottery clay (argile figuline), clay marl, and
sand.
The calcium content limits the plasticity of the paste, makes it fusible at a
certain temperature, and reduces its resistance to temperature changes, but it
also gives it more whiteness, greater affinity with the glaze, more sonority,
and hardness.*2
It can be shaped by hand both on the potter’s wheel and on the turner’s
wheel. It can also be conveniently molded.
The porousness and unassuming gray color of the paste are hidden behind
a thick opaque enamel coating, which cracks slightly. Applying and fixing this
coating present the greatest difficulties in manufacturing this ware.
This glaze is always opaque and contains lead and tin.#
It is applied by immersion or by sprinkling and is always quite thick, thus
the fineness and sharpness of a form are blunted by the milky paste.
Faience is fired twice with the kiln at a heat between cherry red and pale
red. The final firing (to fix the enamel) is the most intense.
The enamel is colored as a paste, or the (glassy) colors can be added later
to the finished ware by firing at a low heat. For the first procedure the choice
of colors for tinting the enamel paste is limited: antimonium oxide (Naples
yellow), cobalt oxide, copper protoxide, manganese peroxide (violet). The
greatest difficulty in this technique is thus the enameling process and the
intense heat that it requires.
Formal
The most difficult aspect of this technique is the production of large, perfectly
smooth enamel surfaces without blemishes, flaws, or cracks. Therefore this
difficulty should be avoided and large surfaces should not be forcibly imposed
where they are not necessary. Luca Della Robbia was following this principle
in treating his work plastically, specifically with a robust plasticity, owing to
the enamel’s thick skin, which makes the forms sticky if it is not taken into
account.
The same technique was followed by Bernard Palissy, the German masters,
and in the related pottery by the unknown masters of Henry II ware.
The Umbrian masters dealt with this difficulty indirectly by covering flaws
in the glaze with paint. Contemporary faience manufacturers make much of
producing stove tiles that are as large, white, pure, even, and crack-free as pos-
sible. They succeed astonishingly well, but it is not art. All good faience ovens
from earlier periods (there are many in and around Zurich and Winterthur,
incidentally) take the opposite approach —namely, they avoid large surfaces,
undue extravagance, moldings, and parts. They have a plastic treatment — not
defiance but a well-considered approach to the technical difficulties.
Conceived in a different way and produced under different formal circum-
stances, the famed Alhambra vases are examples of a genuine faience style.
They follow the Asiatic principle of surface decoration and are covered with
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slightly raised bandwork, with the sunken spaces filled with enamel of another
color—a niello process, as it were. The imperfections associated with faience
glaze became a welcome pretext for the master to make something rich, beau-
tiful, and characteristic. At the same time, they are true models of style for
molded vessels, which should not be treated in the same way as turned vessels.
Because it is difficult to take them out of the mold and avoid faults in the form
if they are perfectly round, it is better that molded ware should not be circular
but oval or polygonal. The surface should not be left flat but should be ribbed
and provided with every kind of richness that the molding process itself
can provide. It should be convenient for the molding process —in other
words, flat, not sunken. This facilitates removal from the mold and confines
the cost difference between rich objects and simple ones to the single expense
of the model. All these principles are met perfectly by the Alhambra vase and
the exquisite Henry II vessels, executed on the same principle but much more
elegantly.44
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Ceramics: Technical-Historical
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procedure of plastic and colored decoration was used for fine faience. In this
regard it proved a far more durable material than genuine porcelain and the
many other inventions that drove fine faience from the realm of artistic pot-
tery, to which it properly belonged.
As confirmation of these remarks, I should like to append here a short
review of the decorative means that have been considered for fine faience and
pottery in general.
1. Colored Paste
According to Brongniart, only brownish red, black, and yellow are used for
fine faience. He does not explain why other shades cannot be used, such as the
excellent prasinum or the light apple green that has such an agreeable effect in
Chinese porcelain vessels.5°
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products can certainly not be counted among these benefits. Even less can it
be seen as a gain for art or for instilling a true sense of art into the people.
This is true in general, and enamel painting has only incidentally brought it
to mind.
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Ceramics: Technical-Historical
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Ceramics: Technical-Historical
among them the famed Chinese tiles. Very frequently the inside of earthen-
ware (unglazed on the outside) is very shiny and evenly coated with a trans-
parent crystal glaze.
In Europe earthenware appears as an artistic ware only in the late Middle
Ages. The justly praised German-Flemish earthenware drinking vessels, which
still exist in quantity, although they have not been made for two centuries,
amply demonstrate the unusual productivity of the potteries in which they
were produced.°8
These potteries were active chiefly in the Rhine valley, where the best pipe
clay can be found (Vallendar, Grenzhausen, and other places not far from
Koblenz), but also in Augsburg, Nuremberg, Regensburg, Mansfeld, and other
areas of Germany.
The oldest of them date from the first quarter of the fifteenth century, and
their manufacture ceased in the first quarter of the seventeenth century.
They are very different both in their technique and in their stylistic-formal
treatment, the latter being primarily plastic.
Italian pitcher
They are usually simply compact, cylindrical, conical, and ovoid basic
forms but finely profiled on the outside on a solid base. They are appropriate
to the plastic but intensely fired paste, impressed with surface decoration con-
sisting of shallow raised patterns— motifs reminiscent of metal predecessors.
The reliefs are usually shallow, pressed on, and suitable for molding, but fre-
quently they are also applied (attached to the paste while soft) to the sculp-
tural work en ronde bosse. Some are very baroque, especially the Flemish
products, which are distinguished by their plastic fullness.
Nor do they lack colored decoration, which is particularly effective against
the naturally colored clay ground, a principle that gives these products a sty-
listic significance of their own. Another characteristic feature of this earthen-
ware style is moderate use of gold and tin incrustation, which is usually integral
or entirely necessary to complete the work of art.
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(translucent glass) and in its technical execution (an onyx vessel). It has a
milky white glass coating on a dark, likewise translucent base, carved like a
cameo so that only the subjects in white remain on the ground and blend into
it in the finest tints. The freedom of the glass artist shows in the treatment of
these subjects, where there are no restraints like those caused by the random-
ness of stone. Artistic treatment is subject to very different rules and accidents
in true cameos.
Wedgwood uses opaque earthenware instead of glass and he glues his fig-
ures to the ground with steel molds. Here too there is a related yet different
technique! It should have modified the imitation but it did not. It is the same
but also not the same, yet not different enough!
Nevertheless, this seeming return to antique technical traditions performs
a great service. Let us consider next his imitation of Chinese earthenware, of
which —next to the above-noted Chinese vessel—I have a fine specimen before
me. The jasper ground is almost as fine and fiery as that of the Chinese pot;
the enamel glaze is in fact not as rich and fresh but nevertheless approaches
the Chinese. The form is Greek (an amphora flattened below) with freely scat-
tered (somewhat too Chinese) flowers. The mixing of a Greek form with
Chinese decoration is daring but not absolutely reprehensible, as the (Chinese)
material has something of a mediating effect. I consider this kind of Wedg-
wood earthenware to be the most felicitous, but it is “caviar for the masses.”
So-called Parian ware (Parian marble) —and similar ware —is not an inven-
tion but a modification of biscuit porcelain, using a transitional material
between earthenware and artificial porcelain (porcelaine tendre). It is used for
bas-reliefs and even for statuettes and groups, but at the expense of good
taste. For this material shrinks more than usual and unevenly when fired,
which thwarts the sculptor’s calculations; also any plastic sharpness and
refinement softens under intense heat. A colossus whose legs give out at least
suggests its own weight, but a shrunken, cockeyed manikin is eerie, almost
horrifying. Yet people love these little sugar men! This ware turns out better
when used for vessels but the form must be good, that is, appropriate to the
difficulties of preserving it.
That is all! No, actually, some mention must be made of the most recent
earthenware in the plastic style: mismatches of Gustav Adolph’s wretched
jerkin with crinoline, drunken beer-hall humor on a large scale. In better cases
this is the academic condescension of an idle sculptor who indulges in Val-
halla forms that might be permissible cast in plaster but not in fired earthen-
ware; in the best cases they are defective copies of good medieval models.
The last-named monstrosities of taste are more the responsibility of Conti-
nental earthenware manufacturers than the English. The Germans are the
worst, but France too produces nothing but mannered stuff.¢!
When I reflect upon the best the Continent has produced since Bottger in
this genre of earthenware, my eye alights on those brown Bunzlau coffeepots,
a happy memory of my early youth.
They were a true and genuine earthenware — grainy, solid, shockproof,
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fireproof, and yet light, with a very simple basic form that was by no means
unbeautiful since it suited its function. They had a very pleasing rust-colored
glazing and a grayish white, cracked lining —in short, excellent in every respect
and yet in no way an imitation of anything earlier. And I should also mention
the large-scale and meritorious return to polished earthenware attempted by
[Paul] Utzschneider, the owner of the factory in Sarreguemines. It consists of a
very hard, red and dark green, so-called porphyry and jasper paste, from which
large vases, candelabras, chimneypieces, and even column shafts are made and
polished by grinding. This ware, however, has no market, and is in fact dispro-
portionately expensive. It was a good idea but too ambitious.
Thus the reply to the second question posed above concerning present-day
inventions in this field would have to be somewhat apologetic. One would
have to respond immediately that the present has shown itself to be neither
especially clever nor active in the use of the ancients, whose usefulness has by
no means been exhausted. I need only refer back to the beautiful mosaic
enamels of the most ancient Egyptian-Etruscan earthenware, to which a remark
and illustration were devoted above.
§ 128 Porcelain
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But what gives this utilitarian porcelain, particularly the older vessels, its
special charm—in addition to the excellence of the paste and its technical
treatment, in addition to its functionality and material suitability to the applied
forms and decorations —is the above-noted quality that identifies vessels as
being made of artificial precious stones without in the least betraying the real
intention that the stones should deceive. They simply bear the mark of their
origin: as an artificial substitute for those Indian and Chinese vessels in pale
green, hard and translucent “jade” (not to be confused with common soap-
stone), decorated with valuable precious stones and gold threads, which are
the treasures of our Oriental collections.®
Their form (more turned, ground, and carved than modeled) suits this
gemlike character, but the latter is even more clearly visible in the inimitable
celadon color of their paste, sometimes tinged more with olive green, some-
times more with a clear sea green. The same is true of the decoration, which is
identical with the paste, in the form of a slightly raised or slightly sunken
pattern, or is identical with the stone glazing of this paste, in the form of a
shimmering enamel relief with either opaque or transparent colors. Whatever
other decorative means may be used, they always have this same character of
being intimately bound with and arising from the material.
Completely separate, then, are their fittings, that is, their external, usually
metal parts and settings, which again gives them the character of gem vessel
work, which requires the same fittings.®°
The early history of porcelain is obscure. According to [John Francis]
Davis, this invention came as late as the seventh century A.D.; according to
other sources it is as old as the history of China itself.¢7
The material and its treatment have remained essentially the same. It is
known to be kaolin (weathered gneiss or granite, consisting of silica, clay, and
water) mixed with feldspar (petuntse)¢’ as a vitrifying agent (fondant). At a
high temperature this mixture sinters into a flinty, fine, translucent paste.
When fired at that temperature, it acquires a very hard, transparent, and bril-
liant coating that contains quartz and feldspar but not metal.
The style of the objects produced, however, underwent very significant
changes over the centuries, even in China.
Baroque plastic taste—overornamentation; polygonal, angular, and natural-
istic forms instead of rotational surfaces; stilted new decorative motifs
— took
the place of the old gemlike style. Common soft soapstones and the baroque
carvings they made possible displaced the hard and noble yw and determined
the form and decoration that would alter the porcelain style, even though they
did not suit at all the flintlike paste produced by firing. The superior principle,
however, survived in China in simple domestic products, in tableware, tea
services, and the like, because their purpose protected them to some extent
from the degeneration of forms.
Since Béttger produced genuine porcelain paste around 1709 or 1711 in
Saxony, our porcelain manufacture has followed a very similar path. We must
acknowledge that the earliest European porcelain was best in terms of style
59
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and more generally; at least the early history of European porcelain style is the
most interesting and instructive for us, and porcelain of the previous century
generally had more poise than now, despite the improvements occasionally
produced by the admirable but vain efforts to direct and ennoble taste from
the top downward.”
Bottger’s first efforts seem to have been directed at making perfect copies
of genuine Chinese porcelain. He was so successful in this that it is difficult to
distinguish his wares from the real thing.
Later, under [Johann Gregorius] Horolt’s and [Johann Joachim] Kandler’s
direction, came the dawning of the plastic era of porcelain manufacture,
which abhorred everything regular and turned.
One has to admit that this original tendency fully met certain stylistic
demands imposed by porcelain, if one wishes to place these demands in the
foreground. One also has to concede that the countless flower calyxes glued
together with porcelain sludge to form a rich upper garment for an irregularly
shaped vase are appropriate both to the peculiar conditions imposed by the
plastic nature of porcelain paste and to the difficulties the intense heat required
from the kiln presents for the production of completely flawless simple forms.
In the meticulous and sweetly supple manner of the famous Meissen porcelain
groups one can sense the well-calculated influence of the uniquely plastic
kaolin paste, of the feldspar glaze covering the forms, and of the fierce heat of
the kiln twisting and blunting them!
These soft and charming little rococo dolls have nothing in common with
the wretched “Parians” of contemporary England. They justify themselves in
a quite different sense, but almost as effectively, by the sharp and succinct
forms appropriate to hard stone and, by extension, to hard-paste porcelain.
They and the things associated with them — painting with a filmy, bodiless
cassette enamel, careless treatment of forms, lax and blurred vegetal orna-
ment —confront, to a certain extent, the difficulties of material and technique
in a polite and supple fashion.
The history of porcelain is closely bound with the architectural history of
the eighteenth century, a fact to which far too little attention has been paid.
True rococo was born not in Paris or Versailles but in Dresden, the original
seat of the late baroque.
There it was developed and nurtured under the general influence of the
period’s lax manners but also under the particular influence of the porcelain
factory that was enormously popular at the luxurious court of Augustus the
Strong and his successors. From there rococo was transplanted by a Saxon
princess and her porcelain utensils to Versailles, where it matured into its
highest culture. The Zwinger, the richest and most perfect specimen of a still
naive rococo style (started in 1711 by the talented [Matthaus Daniel] Poppel-
mann); the (unfinished) Japanese Palace, which was to be encrusted with
Chinese and Saxon porcelain (started in 1715 and brought to its present form
by Poppelmann, [Gottfried] Kn6ffler, and [Jean de] Bodt around 1729); and
the palace at Pillnitz, a less imaginative direct imitation of Chinese baroque—
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Ceramics: Technical-Historical
these are the most outstanding of the many monuments of the age that gave
the Saxon court its present countenance, just some of the many types from the
various phases of rococo and the late baroque.
Kandler even essayed a colossus, though fortunately he had no luck. The
thirty-six-inch-high statue of Saint Peter and the head of the colossal eques-
trian statue of King Augustus (on whose model, still extant, Kandler labored
four years) are—apart from a few large beasts —all that remains of these bold
experiments.7!
The Seven Years’ War, which lasted until 1763, interrupted the work at
Meissen. At this point the age of [Johann Joachim] Winckelmann and Mengs
began. The painter [Johann Christian] Dietrich became director of a drawing
school in Meissen and skillful painters, modelers, and sculptors were appointed.
All humor associated with porcelain ceased. Apollo, the Muses, and the
Graces drove out the lovely shepherds and shepherdesses dressed in the lace-
trimmed court costumes of Versailles and Pillnitz and [Count Heinrich]
Bruhl’s tailors, monkey concerts, and ducks. Antique reliefs, medallions, and
cameos served as models for biscuit work, for the decoration of colored ves-
sels, or as incrustation for furniture and walls. At the same time, forms in gen-
eral assumed a somewhat austere antique style.
The influence of painting on the porcelain style was rather happier.72
Nothing can even begin to approach the eggshell, lightweight services of that
period, with their delicate and beautifully executed enamel paintings (mainly
landscapes, birds, butterflies). The simpler ware was also handled with skill;
many motifs and patterns from that period—for example the well-known
blue flower — have become ceramic types and have survived unchanged.
The secret of porcelain manufacture was divulged rather early —almost
every small court had its own porcelain factory. Even private studios were built.
Although none of these subsidiary factories ever quite achieved the charac-
teristic material-technical excellence of Dresden porcelain, the initiative in
invention and taste no longer radiated from Meissen. For some time Meissen
has continued to vegetate, merely reproducing old, famed rococo ware or at
best claiming isolated inventions unworthy of its old fame.73
BS)
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budget of 100,000 francs. It survived in its distinctive form until 1804, the
year in which Brongniart completely stopped the manufacture of beautiful
porcelaine tendre, and in its place Empire taste found sufficient occasion to
occupy itself with porcelaine dure.
The synthetic paste of porcelaine tendre, which contains no kaolin and
generally very little plastic earth (alum), is heated until it softens and then
undergoes a kind of vitrification. This type of paste complicates and limits the
making of forms; the means available are essentially restricted to molding,
turning when dry (which has health risks), and application by welding. After
the shaped paste has been fired to the point of vitrification —at which point it
is called biscuit —a crystal glaze resembling flint glass is applied. Its celebrated
luster and the unsurpassed splendor of its color results from a very laborious
and careful technical treatment and from the firing, which is repeated as many
as five times.74
To this is added enamel painting, which cannot achieve the same perfec-
tion, the same splendor of color, on any ceramic product other than porce-
laine tendre, with its flint-glass glaze.
The advantages and disadvantages of its manufacture described here explain
both the faults and the brilliant properties of the product. It is stylistically
lacking when the unplastic mass produced by firing is treated too plastically.
The most brilliant and beautiful colorfully painted decoration cannot com-
pletely come to terms with unlovely baroque forms (true, graceful rococo is
rare). This artistic technique improves toward the end of its short existence,’5
that is, when it was used as an incrustation for the graceful furniture of the
age of Louis XVI (see “Tectonics”).
Although its paste differs, the so-called natural soft-paste porcelain still
made in England is very close to old Sévres in style. It was invented somewhat
earlier than the latter: as early as 1745 there was a factory in Chelsea making
a kind of porcelain frit.
The discovery of kaolin and feldspar deposits in Cornwall and the intro-
duction of these materials into the paste brought it significantly closer to gen-
uine porcelain paste. Since then the Staffordshire factories have become the
most distinguished; it was there, at the beginning of the present century, that
Charles [recte: Josiah] Spode first added calcium phosphate (burned bones) to
the paste. The resulting improvement was consolidated by [John] Ridgway,
[Henry] Shelton, and others.
This paste is softer (less viscous) than that of genuine porcelain but some-
what more viscous than that of Sévres porcelain. Additionally, it is more
translucent than both and significantly more plastic than the latter. The glaze
is usually flinty, somewhat harder than that of old Sévres ware but less bril-
liant and more prone to small cracks. Incidentally, the composition and treat-
ment of the paste, like that of the glaze, differ for almost every factory owner.
Manufacture is much easier and cheaper than with old Sévres or even gen-
uine porcelain. The steam engine and many other mechanical and technical
benefits have boosted production; they have extended almost indefinitely the
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strictures of the formal and decorative treatment of even the most difficult
materials. This partially explains the recent taste exhibited in these and most
other products of the latest artistic techniques: they have no strictures but are
weak in invention. All that has come of this is blind copying and, at most,
improvements to specific features of earlier examples.
This was meant to cast a shadow on the good reputation of old Sévres.
Naturally the first goal was to imitate and surpass even the bad forms of old
Sévres, then assure victory by using absolutely pure colors —chemistry’s latest
achievement. Yet can we compare this abstract blue Minton ware with its glit-
tering gilding with the subdued, though splendid, blue green, amaranth, or
matte gold of the Pompadours and du Barrys? This is just one example.
We have already remarked that in 1804 the Empire influence began to domi-
nate Sévres and approach the porcelain style from a heroic direction, in con-
trast with the soft, playful Indian approach of the Regency period and later.
Evidence of this is found in the giant Roman, Egyptian, and “Olympian”
kraters, centerpieces, and tables with their painted victories, colossal portrait
medallions, landscapes, giant flower bouquets, and exuberant golden laurel
wreaths— gifts for emperors and kings.
What followed under Charles X and Louis Philippe was the beginning of
modern stylistic confusion and a simultaneous literal imitation of all styles.
For a short time it appeared as though this eclectic tendency —led by art
historical criticism, with the influence and participation of some artists of
intelligence, taste, and broad education—was going to improve the applied
arts, especially ceramics, cabinetmaking, and goldsmithery. The Sévres work-
shop led the way with the best examples. There, under the (artistic) direction
of [Jules-Pierre-Michel] Diéterle, with [Jean-Baptiste-Jules] Klagmann as mod-
eler and other equally talented artists at his side, the resources of hard-paste
porcelain manufacture underwent, so to speak, a true stylistic revision. They
were enriched by new procedures and old ones that had been forgotten and in
other cases returned to their former strictures.Ӣ
Although these efforts depended on works from earlier successful periods
of art (including some made in other materials), the results were by no means
copies; rather, motives underwent a transformation that resulted from an
artistically appropriate grasp of the new materials, purposes, and means avail-
able and from a response to them —an artistic necessity, as it were.”7
What has happened recently since Diéterle stepped down in Sévres, I do
not know. Perhaps the neo-Gothic has planted its victorious banner there as
well; perhaps other trends are being followed.
Unfortunately these achievements in fine pottery today are only idealized
creations, for they do not come from the people and do not influence them—
at least no such influence can be found anywhere in contemporary pottery
fashions.
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§ 129 Glass78
The versatility of glass was praised as early as Pliny (nec est materia sequacior
[there isn’t a more pliant material]), and in this respect it bears comparison
with metal and rubber. It also has remarkable properties of its own that it
shares with no other material, however, and thus it also has its own exclusive
domain of style.
Glass as a material is found in three states:
1. a very hard, brittle, and solid body that can be given any desired shape
by removing parts with the aid of cutting instruments;
2. a fluid substance that can be poured into molds like metal to change,
after cooling, into a solid, brittle, crystalline mass that retains its shape
and color;
3. a soft, very workable, tough, and ductile substance that, after cooling,
retains unchanged the forms and colors it acquired when soft.
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Ceramics: Technical-Historical
people could have deceived themselves for so long about the material of cer-
tain antique glass vessels, including the Portland vase, for there was in this
case never any hint of a desire to lead people astray by artificially imitating
the contingent features of sardonyx. Moreover, there was a desire to prepare
on the largest possible scale the costly, transparent, magnificently colored pre-
cious stones that nature provides only sparingly and in small pieces, as well as
an aim to surpass nature and not simply imitate it. This explains the reports
of colossal emerald columns and sapphire statues told in the legends of the
oldest temples of Phoenicia and Egypt; the reports may sound like fairy tales,
but they are not groundless.
Large and small glass spheres used for decoration, for cooling the hands,
and for ball games, as well as glass flux in gemlike settings, were found in the
oldest tombs of Etruria and among the temple ruins of ancient Veii, which
was destroyed long before the luxury of glass vessels was introduced to Italy.82
The art of cutting and grinding glass is even older than the invention of
glass itself, since it was used on natural glass flux and on hard obsidians to
make them into weapons, tools, and decorative items.
I do not know whether vessels have been found anywhere carved from a
hard, solid body of glass.83 Most cut-glass vases take advantage of sculptural
elements or the use of the wheel to perfect the decoration of a form acquired
in a softened or liquid state. Because stereotomy is the means used to achieve
this final perfection, however, such vessels belong in the sphere of our present
concerns.
The faults and flaws lie, in a certain sense, in its hardness and brittleness,
both of which hamper the shaping process and make it more difficult. The lat-
ter property is also responsible for its proverbial fragility.
Art has addressed this in two ways: first, a clever compromise between the
stubborn material and the hand armed with a tool; second, maximum exploita-
tion of the properties of the hard material, the boldest and easiest shaping of
form. It is the enhancement of illusionary value through the difficult treat-
ment and fragility of the costly work of art.84
The first of these principles of style (which may be called the Egyptian
principle, as it effectively forms the technological basis for the style of all
Egyptian sculpture) retains its validity to a certain extent for any hard mate-
rial, including opaque and colored glass, like gems. But it is clear why art
would incline to the opposing principle for transparent, airy, almost bodiless
glass.
The decorative glasses (diatreta) of the Alexandrian and Roman periods,
spun around with a light glass lattice, correspond to the latter to a certain
extent —those calices audaces [bold goblets] that so often shattered when an
artist was attempting to apply the wheel for the last time or when a young ser-
vant held them too tightly for fear of dropping them.®5
Yet these antique vessels belong to the second, bold style only because of
their spun glass; in their overall form they, like all antique vases made of hard
stone and glass, are compact, simple, and resistant.
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Ceramics: Technical-Historical
possible shape, and are enriched with intaglios and other decorations. These
are true models of elegance and style, in contrast to clumsy modern glass
grinding in cumbersome leaded glass.%!
The fatherland of modern ground glassware is Bohemia, where it has been
made since the early seventeenth century. Skilled stone carvers were brought
in from Italy and Germany who imitated thin and delicate rock crystal vases
using local glass.92 Many of these older crystal glasses decorated with rich
intaglio are masterfully composed, drawn, and executed. They all belong to
the brash, bold glass style, which has only recently been compelled to make
way for the compact forms from England.%3 The latter style may be more
practical (though this has yet to be proven), but in its formal development it is
far behind anything carved out of glass or hard stone. Faceting and polygonal
forms are the main decorative devices of the English glass style.
The best sources of information on how elegance and richness of decora-
tion can be combined with compact and genuinely lapidary forms are pro-
vided by Egypt’s ground earthenware and —still more clearly — by its massive
granite colossi and even its monuments.
2. Molded Glass
The Egyptians had already begun to mold scarabs, glass spheres, amulets, and
figurines in transparent colored glass. Minutoli had an amulet in blue trans-
parent glass in his collection, among other such objects.%4 Since time imme-
morial this process was also exploited for the countless glass pastes that were
used either raw or after additional wheel and tool work for body jewelry and
for decorations on metal and glass vessels and utensils. Glass pastes in imita-
tion of cut gems also fall into this category.
Numerous surviving fragments prove that the Greeks and Romans used
this process (molding) for their splendid glass wall panels and especially for
windowpanes.
The molding of glass was equally known to the barbarians (especially the
Celts and Iberians).
It may be that this one industry was indigenous to these peoples rather
than acquired from the Romans, as the former were particularly successful
and skillful in enameling metal, which though known to the Greeks and
Romans was little cultivated by them.5
In a Celtic grave near Affoltern, Switzerland, two pairs of molded glass
armbands were found alongside other ornaments and weapons. One pair was
dark blue and merely translucent; the other was made of clear, colorless crys-
tal glass with an inner lining of Naples yellow, opaque paste ground to a
matte finish, which gave the jewelry a delicate, light yellow coloring.*¢
In this barbarian jewelry we first encounter a process common to all antique
glass preparation: the artful muting and moderating of that attribute of glass
that we moderns see as an absolute advantage, namely, its transparency.
To be sure, we find in Pliny a passage stating that white transparent crystal
was the most highly esteemed glass in his time,” but this is contradicted by
Shy
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Ceramics: Technical-Historical
sources of assistance. Glass blowing, as we said, was a Jate invention and cer-
tainly Seneca was right when he identified it as such in his ninetieth letter. The
previously mentioned properties of glass had been recognized and exploited
in the greatest variety of ways long before the invention finally served as rich
material for new exploitation. We will therefore return to it after dealing with
other matters.
Let us first discuss spinning the soft glass mass, a procedure every boy dis-
covers when he softens over a flame the strips of glass left behind by the glazier
who has replaced a pane: when he turns them, stretches them, and draws them
out into long threads. Next to the spherical glass bead, glass thread is probably
the oldest form in which this substance appears.
It forms the element of a very particular and very ancient glass style.
The ancients observed that several threads of different colored glasses
when melted would retain their form, color, and relative position, and that a
bundle of such rods, softened in the fire, could be not only spun but also
shaped into spiral forms, often with double and multiple twisting, and would
still retain their form when hardened.!®!
This led to the invention of the celebrated glass mosaic of antiquity. Coarse
glass rods of different colors were combined in the manner of a mosaic to
form an image; this image was then surrounded with monochrome glass as a
ground, fused by heating, and stretched. The image could thus be reduced to
any size, as stretching the thread permitted a limitless reduction of its diame-
ter. Any cross section of the thin thread would reveal the mosaic image reduced
to the desired scale.
The simplest, most easily produced motif for this purpose was of regularly
arranged petal crowns. Yet whole compositions were also executed in this
way, or at least whole figures. 102
The cross sections were sometimes used as gems in rings and other jewelry,
and sometimes they were used in turn as components of a variegated florid
glass paste by molding them together with a binding putty of transparent or
translucent glass, either quite irregularly or set in a particular arrangement.
Finally the body was coated with a thin, colorless, translucent layer of glass.
Such pastes were then used either directly as ornaments (glass balls, pearls,
trinkets, and so on) or as a plastic mass for vessels or other luxury wares. This
is the famous millefiori to which gold leaf and other elements were sometimes
added.103
The Venetians, who probably learned filigree glass work only in the fifteenth
century from Greek artisans, also tried to imitate antique mosaic pastes. But
they fell far short of their models, whose never garish but softly shimmering
color and graceful alternation of transparent and opaque glass has yet to be
equaled in our modern age. Perhaps the calices allassontes [multicolored gob-
lets] so prized by the ancients were made by this millefiori technique, but they
may also have been opal glass.1%
This use of cross sections of glass mosaic threads as elements in a glass
paste shimmering with shapes and colors differs in principle from a second
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Ceramics: Technical-Historical
i SSS
by the alternation of colors, inlaid crusts, and designs, partly by the interac-
tion of various translucent colored glasses that create a highly nuanced play of
color through contrasts of opacity, translucency, and transparency and of the
matte and shiny parts. The process is also meant to increase the resistance and
toughness of the glass (see above, pp. 559-60).
It is difficult to classify all the ways in which this process was applied in
ancient glass, but we would like to try to define its nature a little more closely
by reference to the most outstanding examples available.
First, there is damascened band glass, usually monochrome (colorless and
transparent, blackish blue, translucent, or with a milky shimmer) but some-
times polychrome.'5 The surface is undulating and matte with moiré patterns
that continue through the thickness of the glass wall. These wonderful glasses
were produced by precisely the same process as metal damascening — that
is to say, very fine glass threads or bands were welded together in a rhyth-
mic order to make a glass surface. This surface was then used to mold or blow
the vessel.
Second, there is double glass. Antique glasses very often consist of two,
three, or more glass walls. Often the outer layer is colored, transparent, and
shiny, and the inner layer is opaque, milky, and matte.!!6 The converse proce-
dure was used for the diatreta and gem glasses mentioned above.
Ancient glass painting, an application of this doubling method, is almost
identical to transparent enamel painting on cinquecento gold or silver reliefs. !!7
On a gold or silver plate with medallion-like borders, the subject is exe-
cuted in very low relief, then prepared with transparent enamel paint, enclosed
between two layers of glass (the outer one must be transparent), and fused
with the others to form a single mass. By doubling or tripling the glass walls,
603
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Ceramics: Technical-Historical
their form, because the types likewise correspond to the properties of softened
glass, which typically condition the character distinctions within the general
types. The most general type is, as has been said, the spheroid glass bubble.
The form-giving force, internal air pressure on a soft and tough mass,
needs only a very small opening to work. Consequently, narrow mouths as
well as, on occasion —as a result of the ease with which glass can be stretched,
a property in which it surpasses all other materials — narrow necks, long
necks, and indeed any stretched forms are characteristic of vessels by nature
more suited than others to production in glass. The vase’s diameter can be
tapered without disturbing the internal pressure that gives the glass its form,
whereas the potter, for obvious reasons, cannot achieve this narrowing of
form. Therefore grooved vessel forms of the kind nature occasionally pro-
duces (in pumpkins for example) fall into the realm of glassware —all the
more so because the external pressure and simple turns in the glass that pro-
duce these grooves are very easy to execute.
The rotational process in pottery favors circular decoration and the divi-
sion of the vessel’s surface into parallel horizontal zones. By contrast, the
blowing process (which always directs the air pressure principally along the
axis of the pipe and extends the glass bubble in this direction) and the stretch-
ing process (which is such a major factor in glassmaking) work against this
partitioning. They favor the division of the vessel walls into compartments,
strips, grooves, and the like, developing from top to bottom and converging
concentrically at the base. Another very useful aid to the glassmaker is the spi-
ral twisting of these motifs as a way to enrich the decoration.2!
As centrifugal force is a necessary form-giving factor in pottery, every
nobly shaped pot should express this force. In the art of glass blowing it is not
necessary, but in cases where it is used it becomes a much more powerful
factor in shaping form, for reasons I need only allude to here. The use of cen-
trifugal force brings even flat dish-shaped vessels within the realm of glass
605
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The Venetians brought the arts of blowing and shaping glass to stylistic
perfection in the fifteenth and sixteenth centuries. Their glass objects
— some
very noble and simple, some fantastic and even grotesque —serve to confirm
the remark made earlier that the Venetians deserve the credit for being the
first to have recognized the genuine glass style.
Venetian glass
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Ceramics: Technical-Historical
Notes
1. Most works on pottery either ignore the artistic element or touch upon it in
passing, marginalizing it in favor either of pure technique or of archaeology and art his-
tory. By contrast, we shall not deal with technique as such, nor with the history of pot-
tery, except to the extent that both form the necessary background for our stylistic
observations.
The most important work on the techniques and history of pottery is Alexandre
Brongniart, Traité des arts céramiques, ou des poteries, considérées dans leur histoire,
leur pratique et leur théorie... (Paris, 1844), to which the author refers frequently
below. It remains the premier authority, despite a few errors and omissions.
Of the older authors, Passeri dealt with technique from an artistic point of view,
which put him in a class above everyone else who has written on this subject. See
G[iovanni] B[attista] Passeri, Picturae Etruscorum in vasculis nunc primum in unum
collectae explicationibus et dissertationibus illustratae, 3 vols. in fol. (Rome, 1766-75).
Histoire des peintures sur majoliques faites a Pesaro et dans les lieux circonvoisins,
décrite par Giambattista Passeri, avec appendice par Henry Dulange (Paris, 1853).
Jloseph] Marryat, Collections towards a History of Pottery and Porcelain, in the
Fifteenth, Sixteenth, Seventeenth, and Eighteenth Centuries; with a Description of
the Manufacture, a Glossary, and a List of Monograms. Illustrated with colored
plates and woodcuts, octavo (London, 1850). It is noteworthy in particular for the
illustrations.
The most recent book, Samuel Birch, History of Ancient Pottery, 2 vols., octavo
(London: Murray, 1858), is full of interesting facts but lacks a true guiding idea.
Jlules Claude] Ziegler, Etudes céramiques: Recherche des principes du beau dans
architecture, l'art céramique et la forme en général; théorie de la coloration des reliefs
(Paris, 1850), is an attempt at a formal aesthetics of ceramics. The author was a painter
and also a practicing potter. His book is full of paradoxes but also contains some good
ideas and useful hints.
The learned “Introduction historique” to Jules Labarte, Description des objets d’art
qui composent la collection Debruge Duménil (Paris, 1847), is important here because
it deals with medieval and Renaissance art, including pottery, from the required techni-
cal and aesthetic standpoint.
[F.] Bastenaire-Daudenart’s writings on the various branches of ceramics take a
merely practical-industrial line.
The Description méthodique du Musée céramique de la manufacture [royale de
porcelaine] de Sévres (1845), compiled by Brongniart and Riocreux, is an ideal compan-
ion to the above-mentioned work by Brongniart, and he refers to it a great deal himself.
Also to be recommended, among many similar works, is C[arl] Hartmann’s Hand-
buch der Thon- und Glas-Waaren-Fabrikation (Berlin, 1842).
2. Another process for neutralizing the homogeneity of pastes for similar reasons is
lamination. See below, in the discussion of glass preparation.
3. A comparison of the various masters shows how much the choice of ground
influences the style of painting. Each has a particular material (canvas) whose grain and
texture are appropriate to him and his genius. But the best masters hated a ground that
was too smooth.
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4. It can be said that the principal goal of all operations in the mechanical prepara-
tion of pastes is a homogeneity of paste.
5. Making such parts hollow does remove the technical problem mentioned in the
text, but our stylistic-aesthetic sense will take things to be solid unless their form also
shows them to be hollow bodies and thus will remain unsatisfied.
6. All such accumulations of plastic paste at a given point in the work are called
centers of contraction (“centres de contraction”) in the language of this art. They can
never be avoided completely: every ceramic product, even if it is faultless in this respect,
has its centres de contraction that one must know.
7. The procedures for ceramics are as follows: (1) mixing the plastic paste; (2)
shaping the form; (3) covering the form with a glaze or clay crust, in combination with
decoration by painting and coloring; (4) fixing the form, that is, firing.
1. Mixing has the dual purpose of creating a homogeneous paste and giving it phys-
ical and chemical properties that it originally possessed not at all or insufficiently.
2. Shaping the form:
a. Freehand modeling.
b. Molding (moulage) — this can be done by pressing the softened or powdered
(dry) paste into the mold or pouring the liquid paste into it (coulage).
c. Milling and stamping (moletage et estampage).
Shaping form with turning machines, including: (1) rough-forming (ébau-
chage) using the treadle wheel; (2) finishing with the vertical turner’s wheel;
(3) calibrating with a template.
e. Combining the parts. Soldering.
(The whole should consist of no more parts than elements; when a large
work has to be put together from pieces for technical reasons, its articula-
tion must conform to the number of its parts and their combination. Where
this is not possible, the joints should be so perfect as to be imperceptible.
Example: Greek isodomon masonry.)
3. Covering ceramic products with a glaze or clay crust
— first, this is done to
make the porous clay paste impermeable to water and fat; second, it is decora-
tive. It remains to be seen which purpose is older.
a. Simple painting, earthy substances, ocher, bolus, rice lead without encaustic.
Resinous paints (vegetable or bituminous) with slight encaustic.
c. Antique lustrum. An infinitely thin silico-alkaline shiny encaustic, very
strong, impermeable, acid-resistant, not yet precisely known, let alone imi-
tated, by us. It was probably first produced by chance by firing resinous
vegetable coatings, in that the alkaline content of the ashes of the burned
vegetable material combined with the silicium content of the paste of the
pottery to produce a silicate.
d. Egyptian glaze (usually blue), a combination of siliceous earth and soda,
colored by the addition of copper. Prone to weathering and not acid resis-
tant (vernis).
e. Engobe. An opaque covering consisting of an earthy base containing clay; it
is white, colored with ocher in the paste, or artificially colored with metal
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Ceramics: Technical-Historical
oxides. Is also used on other materials, such as stone and wood. Used to
achieve white, red, violet, and yellow shades on the luster of the oldest ves-
sels (Arkesilaos vase) and as ground for encaustic painting on late Hellenic
ceramics (Brongniart, 2:628). It is also used in modern ceramics as an inter-
mediate layer between the clay-colored paste, often porous and rough, and
the translucent glaze, which appears unclouded on this ground (which can
be treated beforehand with inlaid work, incised ornament, relief, or even
painting).
f, Antique encaustic wax painting, which is characteristic only of the golden
age of Hellenic art and the late Alexandrian period.
g. The common pottery glaze (vernis). A glassy, translucent, lead-based coat-
ing, shiny, easily fusible and not insensitive to acids. Known to Asian peo-
ples from the earliest times, and apparently not rediscovered in Europe until
the twelfth or thirteenth century. (The most recent analyses of Assyrian
glazes, done by Dr. [John] Percy at the London Museum of Practical Geology,
show that the opaque white of these glazes is a soda glass with stannic
oxide, and the yellow is the same soda silicate with lead antimony <Naples
yellow>: the blue contains copper, but also lead, so that probably the lead
oxide was used as a fuser as well as a coloring agent. This contradicts
Brongniart, who thought lead glaze was not known to the ancients.)
h. Enamel, glassy, opaque, and usually containing tin (Assyrians, Chinese,
Persians, Moors, Luca Della Robbia, ancient faience).
i. The cover (couverte) in the narrower sense, an earthy, glassy, hard coating
(feldspar, pumice stone, lava), very shiny, colorless, translucent, fusible
only at high temperatures, brittle, resistant to most acids (hard porcelain,
earthenware).
4. Fixing and firing. All operations aimed at making products strong and imper-
meable, though they may provide certain decorative advantages (gloss, translu-
cency), are necessary evils, since they involve a certain alteration and partial
destruction of form and color in the firing. We therefore have to know, first,
what forms and procedures are the most advantageous for given materials at
certain heats; second, how this advantage can be best exploited by the choice of
glaze and painting; third, in what way the shapes and glazes can be altered so
that the changes taking place during firing produce a harmonious result; fourth,
how and with what resources the ceramic purpose is fulfilled while keeping the
necessary evil of firing to a minimum. The Greeks were fully aware of what they
were doing when they made their splendid pottery from pastes that did not
require much heat. The Athenians of the fourth century found the old glaze
encaustic too clumsy and thus used so-called wax encaustic for their display ves-
sels, as it could be fixed at the lowest possible temperature.
8. Remarkable small clay models of huts were found deep under the volcanic tufa
near Albano. They contain the ashes of the dead, which were inserted through little
doors. Similar models of huts were also found in Teutonic tombs near Halberstadt,
Aschersleben, and elsewhere. See [Alessandro] Visconti, Sopra alcuni vasi sepolcrali
609
Semper
rinvenuti nelle vicinanze della antica Alba-Longa (Rome, 1817). [Georg Christian
Friedrich] Lisch, “Ueber die Hausurnen” (Schwerin, 1856).
9. [Giuseppe] Micali, Mon[umenti| ined{iti], pls. 4, 5.
10. See Samian vase “c” on the woodcut above [p. 565, bottom].
11. To the extent, that is, that the potter’s wheel was actually used, though it had
no fundamental influence on style.
12. There are many Egyptian and Asiatic vessels and implements that are in the
plastic style, but these are essentially reminiscences of a primal period that observed
religion piously and maintained it. Examples are the canopic jars in the shape of Isis, or
at least with the head of Isis on the lid.
13. See below on Egyptian earthenware.
14. Famous names included Butades of Sicyon, the alleged inventor of clay sculp-
ture; Coroebas of Athens, the mythical inventor of pottery (that is, of one particular
kind); Talos, nephew of Daedalus, credited with the invention of the potter’s wheel;
Thericles of Corinth; Cherestrates, famed for the speed with which he worked. Phidias,
Polyclitus, Myron, Mentor, and other famous artists were quite happy to make models
for potters, or to apply their artistic skills to their own vessels.
15. Some other old pieces that undoubtedly belong to this category
— like the item
illustrated (taken from Birch’s History of Ancient Pottery), a flowerpot in archaic style
found on the island of Melos—are not plastically decorated, even though they were
formed freehand; they are painted with old Indo-Germanic patterns (chevrons) on
white slip (engobe). They thus seem to show the Greek preference for smooth pottery
even before the use of the wheel. Not to be confused with old plastic pottery are works
of a school of potters based primarily in Magna Graecia (Capri, Capua, Cumae), who
do not belong in this category for that reason alone; they follow the Italic direction.
They belong to the Macedonian period and their motives are seen as imitations of
Asian-style emblematic metal ceramics, which was dominant at the time (emblems, set
pieces, soldered and riveted piéces de rapport, Greek encrossoi). See Birch, 1:204.
16. Nothing could be further from the mark than to call these most ancient of
glazed vases Egyptian or Egyptianizing in style, as there is not even a superficial simi-
larity to Egyptian ware. To assign them to the Doric style, because the earliest inscrip-
tions found on them are in the Doric dialect, would not be sufficient to distinguish this
group from the latter.
17. Brongniart refers to a particular kind of early Hellenic pottery that he considers
to be the most ancient. These wares are not glazed but simply painted with a few black
and red lines and rings. Their paste is a very hard, fired terra-cotta, fairly impenetrable,
like earthenware. Their forms, although produced on the wheel, are extremely arbi-
trary, almost willful, but have a certain grace, despite this originality. See Brongniart,
1:460; and our woodcut, page 513, bottom right.
18. This new technique seems to have moved from Asia via Asia Minor, the
Cyclades, and the Argive plains to Athens and Corinth. In any case, the most ancient
specimens are to be found on Mount Sipylus, the seat of the Tantalids, at Thera, Melos,
Cyprus, Aegina, Mycenae, and Corinth. They are rare in Apulia and on Sicily but occur
frequently in Nola and especially in Etruria.
19. The figurative and purely conventional decorative motifs on the oldest Italian
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611
Semper
23. The illustrations in chapter 5 include examples of works from all of the periods
of the history of antique vase art just mentioned.
24. The most famous and remarkable of these
— because of its technique
—is the
so-called Arkesilaos vase. ({Ludwig] Ross dates it in the forty-fifth Olympiad; Jahn,
improbably, places it in the period of Phidias.) It was glazed first entirely in black, then
covered with a slip into which figures and linear ornaments were engraved in the man-
ner of Italian sgraffiti. They look black because the ground shows through; the usual
coating colors have been applied: yellow, violet, and red.
25. In the East they sell fragrant, so-called amber pearls made of an opaque mate-
rial scattered with shining points that pick up all colors and give them a particularly
pleasant local tone. This material is very similar to antique encaustic paste.
26. There can no longer be any doubt that all such vessels had polychromy, even
though most of them no longer bear any traces of it. It is equally certain that paint was
added to the very delicate contour drawings on their white surfaces, just as it was to
very similar outlines finished with equal artistry found on vases that have lost some but
not all of their color. In addition to these Attic lecythi, there are also some large bowls
in the perfected style that are painted on the outside with red figures on a black ground
and inside with more than one color on a white ground. The chief finds are from Vulci
(O[tto] Jahn, p. Ixxxviii). Some are illustrated in Thiersch, “Ueber [die hellenischen]
bemalten Vasen,” pls. 3, 4. A vase from the Cabinet Durand, of considerable size and
formally rich, was painted encaustically in polychrome with four draped standing fig-
ures on a white clay ground. The ground itself was a shade of pink ({[Raoul-]Rochette,
Peintures |antiques]| inédites, 431). A similar vessel with the three Fates painted encaus-
tically on a pink ground was found in tomb near Kerch (ibid., 431).
27. Antiquités du Bosphore Cimmérien conservées au Musée impérial de l’Ermi-
tage (Petersburg, 1854). Plate 50 shows an amphora with black ground and red figures.
Traces of paint are visible on the figures to the right and left, even though they are sub-
sidiary figures, while the others are white and red in the usual way. The same is true
of plates 51 and 56. In plate 62 traces of the Jeukoma can be seen on the male figures
as well. There is no longer any doubt that the encaustic applied to a white clay ground
on later vases is identical to Attic white-marble encaustic. Even Rollin saw this encaustic
as a kind of mosaic produced with colored wax crayons (or pieces of wax). [Félix de
Juvenel de] Carlengas, in his Essais sur l’histoire des belles lettres[, des sciences] et
des arts (3:186), describes Pausias’s encaustic technique quite correctly as follows:
“La caustique consistait 4 plaquer sur le bois, ou sur l’ivoire, des cires de différentes
couleurs” [Encaustic consisted of laying down on wood, or on ivory, waxes of differ-
ent colors]. Du Cange says: Cerae diversis coloribus imbitae absque pinicello invicem
committebantur, quod encaustum proprie vocabant [The technique whereby layers
of colored wax are applied one after another without a brush is what is properly
called encaustic] (Gloss[arium ad scriptores| med{iae] et inf[imae] Graecitlatis], 648).
Later, however, scholars and ever more frequent experiments with wax painting of all
kinds have spread only confusion about this archaeological and artistic-technical
question.
28. Exceptions merely prove the correctness of this assertion. The rarity with
which enameled vessels of Roman origin are found proves this technical approach
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Ceramics: Technical-Historical
failed. The decoration of vessels using the barbotine method described above belongs
more to sculpture than to painting; among the Romans it was always monochrome
(white on black or red).
29. Pottery was subject to modifications as a result, and it would be interesting to
follow them. Because of the abundance of material, however, we must keep to our prin-
ciple of considering the ceramic style mainly in terms of its relation to architecture. The
formation, reproduction, and decoration of plastic works and the resulting stylistic
modifications are better discussed elsewhere.
30. We emphasize the echinus only because it epitomizes the whole: the entire col-
umn is conceived ceramically.
31. See the related comments in “Tectonics.”
32. The stove tiles (fourteenth century) shown here were found recently in the
foundations of the old salt house near the main cathedral in Zurich. A beautiful stove
made of glazed tiles with plastic decoration that I sketched in the old Tirolean ancestral
castle in Merano also dates from the same period. It is also illustrated here, though it
belongs more properly to masonry.
33. The German pots in this style are imaginative and plastically rich with strong,
soldered relief decoration that avoids unduly shallow detail. In many ways they resem-
ble Henry II faience. See Brongniart, [Traité des arts céramiques,| atlas, [pl.] 37. A
richly sculptured bowl (forty-eight centimeters in diameter) dating from 1411, in the
reign of Charles VIII of France, is in the Imperial Library in Paris.
34. Namely, in a process that causes impressed (indented) decorations, fruit, leaves,
and figures to look like reliefs, because the green glaze is darker where the indentations
are deeper, which brings out the difference between light and shade.
35. The glaze on such ware is also occasionally polychrome (Brongniart, 2:14).
36. On medieval glazed ware, see also Albert Way on encaustic tiles; also [John
Gough] Nichols, Examples of Encaustic Tiles, and [Thomas] Oldham, Ancient Irish
Pavement Tiles.
37. Riocreux distinguishes Moorish-Spanish from Spanish-Moorish pottery, saying
that the latter is not actually faience but a translucent glaze on a white clay base (see his
essay in [Lacroix, Le] Moyen Age...).
38. 1388-1430.
39. The history of this interesting genre of clay ware is easily told thanks to Passeri,
and hence many like to tell it, but I will not repeat it here, referring instead only to well-
known works. See Brongniart; Marryat; Labarte, “Introduction [historique],” 282 ff.;
Riocreux, “Arts céramiques,” in [Lacroix,] Le Moyen Age et la Renaissance.
40. Originality was never this school’s strong suit.
41. It took almost fifty years, to the end of the fifteenth century, for Umbrian pot-
ters to produce a true tin enamel. Previously, white chalk coverings (engobes) had been
used under a transparent lead glaze. This was the so-called mezza majolica, to which
according to Riocreux the majolica of Moorish Spain also belongs.
42. Palissy ware has the lowest lime content, only 1.52. Luca Della Robbia ware
has the highest, at 22.4.
43. Glazes with the highest tin content are the hardest.
44. The latter, incidentally, really belong to the fine faiences described below.
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Semper
45. Brongniart does admit, however, that a few vessels from China seem to fall into
this category (see 1:30).
46. Ocher zones and bands in the Arabian manner, entwined and edged with dark
brown lines and entwined with flowers and tendril work.
47. According to other descriptions, silex had been used since 1697. See [Richard]
Watson, Chemical Essays (London, 1787), 2:255.
48. The supposed improvement made to paste and glaze by adding an unnatural
blue white and by removing any trace of the materials’ natural shade has already been
discussed (pp. 233 ff. and elsewhere). More on this under “Porcelain.”
49. See Brongniart, 1:137.
50. Colored pastes from the Sarreguemines factory are of excellent quality. Bron-
gniart describes this ware (2:140).
51. Brongniart, 2:635.
52. Brongniart, 2:640.
53. See Birch, History of Ancient Pottery, 1:98 ff.
54. The Samian pots whose shards were used for the notorious surgical operations
performed by the priests of Cybele (because they were so sharp and made such clean
incisions) were definitely true earthenware.
55. See the section on dyeing in volume 1.
56. It is never pitch black like Wedgwood ware but more subdued, tending toward
brown or green, greenish white, greenish Naples yellow, gray, reddish gray, and dark
jasper red. The last-named in particular is of incomparable splendor. I have such a
Chinese piece, with colored enamels on a deep red ground. For years now, when my
eyes are tired, I have feasted on it to restore their strength.
57. See, for instance, Brongniart, 2:442, bottom.
58. Although there is no doubt that this artistic technique originated in Germany,
and although most objects of this kind are absolutely Germanic in type, France and
Italy also achieved a great deal in this genre, though with their own characteristics. See
the Italian pot illustrated (after Brongniart).
59. Only [Paul] Utzschneider in Sarreguemines has attempted something similar.
60. According to Brongniart, earthenware is characterized by a dense, very hard,
sonorous, and opaque paste with a more or less fine grain. Coarse earthenware consists
almost entirely of pipe clay; fine examples add kaolin, feldspar, and other materials
that modify the properties of the paste either as fusers, dyes, or in some other way. The
glaze, if used, is either a very thin glassy coat of almost no thickness, of sea salt, potash,
and lead oxide (with very little of the last). Or it is a more or less viscous glass that has
a high lead content and is applied in liquid form. The enamel decoration itself, applied
thickly like a relief, presents fewer difficulties than with other materials. See Bron-
gniart, 2:192.
61. Even those produced by the painter Ziegler
—which Brongniart placed along-
side medieval stone jugs—did not please me when I saw them at the Great Exhibition
in London (1852).
62. Some say that the basis of murra was fluorspar, which is also a very perishable
material.
63. In fact it is said that a very valuable fossil called yw was used in China for
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Ceramics: Technical-Historical
bowls and vessels of inestimable worth, but others doubt its existence. See “Die mur-
rhinischen Gefasse,” in C. A. Bottiger, Kleine Schriften, 2:152, and [Wilhelm Adolph]
Becker, Gallus, 144. Both writers, who cite the relevant literature, incline to the view
that murrhines were Chinese porcelain.
64. The large Chinese and Japanese display vases are already themselves stylistic
aberrations. They are completely lacking in the gemlike quality that colossality excludes.
They are difficult to execute but they retain their character as utility vessels. They are
incomplete in themselves, since they are completed only by metallic fittings and a bou-
quet of flowers, as decoration in a garden or a luxurious room. Where Chinese porce-
lain leaves its realistic and decorative terrain and becomes figurative-sculptural and
statuelike it immediately loses all stylistic interest.
65. The Kensington Museum has several very valuable vases and decorative items
in this stone (called jade in English). Their rich gold decoration, with rubies, emeralds,
and sapphires, is evidence of the great value of the fossil material of which these objects
were made. Perhaps the mysterious yu (see above) is only a particularly excellent form
of this fossil.
66. The older Chinese vessels are usually bowl-shaped, dish-shaped, egg-shaped,
cylindrical, or flask-shaped. They are always unarticulated, as the decoration always
provides the articulation. With the exception of celadon (produced both by the color of
the ground and by a particular shade in the glaze), turquoise (the caeruleum of antiq-
uity) is the most frequently occurring ground, but this is a glaze color, even though the
paste, which is always green, affects it. In addition there is purple, light indigo, dark
violet, and blue (bleu du roi). White is never quite absolute but always inclines toward
the mentioned clear green shade, which gives this ware its particular charm.
First of all, the decorations are chased, effectively cut out of the mass, then covered
with a translucent crystal glaze whose mirror surface is gracefully interrupted and miti-
gated by the translucent spaces in between. (Because shallow patterns and guilloches
can easily be produced in the paste by the moulage a la croiite process, they are used
a great deal in factories, but what abuses are committed in their name! The heavy
baroque curlicues of certain modern products are tasteless, the absolute opposite of
fine chased Chinese porcelain.) Often this decoration devolves entirely into an open fil-
igree network. Second, the decorations are made plastic, under and not infrequently
over the glaze, with a slightly raised porcelain mass. True sculptures on handles, lids,
and feet are rare on the oldest porcelain, as they were in wood or metal. Third, they
were painted with colored enamel but applied pastose, relieflike, not in the quite differ-
ent style of modern cassette enameling. The gemlike sheen of this hard Chinese porce-
lain enamel made with quartz has to be seen to be understood. It cannot be described.
A remarkably instructive decoration of the glaze, stylistically speaking, is the network
found on old so-called cracked porcelain — originally a mistake resulting from the paste
not being homogeneous with the glaze, but this was then exploited decoratively. The
naturalism of this decorative method corresponds to free tendril work with the irregu-
larly distributed floral decorations, medallions, landscapes, and other decorative motifs
that are characteristic of ancient Chinese porcelain.
As was already noted for Chinese earthenware, Chinese gilding did not accord with
our ideas of perfection, that is, it was matte. It was used very sparingly on the vase
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Semper
itself. A rich gold decoration (also matte) was also used; in some types of large Chinese
and Japanese porcelain vessels it consisted of a rice paste covered with gold.
67. Stanislas Julien, L’histoire de la fabrication de la porcelaine chinoise (Paris).
[Antoine-Pierre-Louis] Bazin, Chine moderne, pt. 2, 638. Hoffmann’s monograph on
the history of Japanese porcelain (reproduced in the first-mentioned work).
68. The Chinese fossil called petuntse is somewhat green, hence the inimitable
celadon shimmer of Chinese white porcelain.
69. Old porcelain items, usually small ones, are almost rarer in China (at least
commercially) than in Europe. They are extremely expensive and are searched for in
rivers, fished for in wells, and forged.
70. By and large, this desire to refine taste from above is never found in the luxury
items of our manufacturers. Here we have a particular state manufacturer in mind,
whose achievements we shall return to later.
71. They were intended to decorate the staircase in the Japanese Palace.
72. Old Saxon porcelain painting has something of a Chinese quality. The outlines
and shades are underpainted and covered with translucent enamel crystals.
73. This includes so-called light gilding, which leads to excessive abuse of this rich-
est of all modes of decoration and to total tastelessness. It is so impermanent that you
can lick it off with your tongue.
74. The turquoise and rose grounds—a la Dubarry of old Sévres porcelain —are
particularly famed. No manufacturer produces them with the same grace and freshness.
75. A rare exception in the history of art.
76. Many achievements in modern porcelain manufacture had to be combated, for
instance, pure white paste and glaze, shiny gilding, an excessively rich palette of colors
unnatural to this difficult material, and a fastidious appearance. Sometimes so-called
perfection had to be achieved artificially: for instance, an excessively white paste had to
be dyed to produce the natural green tinge of Chinese porcelain.
77. Thus they produced white biscuit vases conceived in the Greek style of exqui-
site form and decorated with matte polychrome paint. Other vases, with more plastic
decoration, followed the style of Campanian vases.
The beautiful Limoges enamel vessels, painted on a black ground or en camaieu,
also provided a basis for a series of new compositions that made varied use of enamel-
ing and gilding. The oligochromy of the noncombustible colors —the very few to which
one is reduced when paste for porcelain has to be dyed, or painted under the glaze—
provided the key to the appropriate treatment of form. This method was used for gar-
den urns and the like with felicity and originality.
Then sixteenth-century faiences spurred new invention.
But the very best produced by this brief golden age of the Sévres factory was that
made in the true porcelain style. These were Chinese technical motives applied with
European invention. Large bottle-shaped vases with free vegetal arabesques and refined
but unpretentious painting, with a relieflike, pastose treatment of the enamel, chasing
under the glaze, and so forth. The finest products of this kind that I have seen were four
great flowerpots with vegetal ornament and depictions of the four seasons that were
displayed at the Paris Industrial Exhibition of 1854. See Lothar Bucher’s report in the
National-Zeitung (1854).
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Ceramics: Technical-Historical
617
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80. Minutoli, 20. Others suggest they are Egyptian or even Venetian conterie [bead]
ware.
81. Pliny [37.198]: Neque est ulla fraus vitae lucrosior! [And there isn’t a more
lucrative fraud in life!] This passage and one in Seneca (Ep[istulae] 90[.33]) are, with-
out a doubt, referring to the coloring of genuine crystals, not glass. Such branches of
the art industry are not within the scope of our reflections.
82. See Bottiger’s Kleine Schriften, 3:351, and Minutoli, 10.
83. We do have other old glass sculptures or reports about them. An old obsidian
glass sculpture was restored by Tiberius the Heliopolitan. The Egyptian love of sculp-
tures in hard materials spread to Rome during the early imperial years. Elephants
carved in obsidian, a statue of Augustus, and so on are mentioned by Pliny.
84. Tiberius’s fear that the invention of a malleable and cold-hammered glass could
lead to a social revolution, by reducing the value of gold, was certainly very foolish.
85. Martial, 14.9[4], 14.111, and 14.115. Winckelmann describes a dish of shim-
mering color, covered with a blue net and an inscription, found in 1725 in the Novarese
area. The net was fastened to the core with fine, small, blue bars: “Neither the letters
nor the net was at all reliably soldered to this dish, but the whole thing was produced
from a solid glass mass using a wheel, just as a cameo is. Traces of the wheel can still be
clearly seen.” A similar vessel, white with a purple net, was found near Strasbourg
(Minutoli, 6). There is a fragment of such an item in Vienna (see [Joseph] Arneth).
Perhaps the fragment numbered 14 in color plate 16 was part of such a diatreton.
86. Valerio Vicentino, the true crystal artist of the Renaissance, made a number of
richly sculpted vases for Clement VII; many of them have been dispersed but several are
now in Florence. The Griine Gew6lbe in Dresden, the Louvre, the imperial treasury
in Vienna, the Kunstkammer in Berlin, and the Schatzkammer in Munich have many
such works.
87. I used cut-glass colored window panes for the Dresden theater and for private
houses, and in trying to make the ornament as easy as possible for the cutter, early
Renaissance tendril work immediately suggested itself. Irregularities of execution,
which are always unavoidable, are not concealed by the free treatment of the ornament
but rather justified by it and even make it a virtue.
88. They no longer produced their own, however, but instead used colored glass
from old mosaic floors.
89. In his Peintures antiques inéd[ites| R[aoul-]Rochette published a piece of
antique glass with enamel painting. [Conyers] Middleton (Antiquitat[is], pl. 5, pp.
85-93) gives an example depicting Cupid and Psyche. A third was found in Cumae.
Rochette, Pleintures| a[ntiques], 387.
90. Carlo Marin, Storia civile e politica del commercio de’ Veneziani (Venice,
1788), 1:1; 2:147, 2:213, and 5:1.
91. It has been doubted that the ancients were familiar with glass mirrors using tin
foil, but examples have been found on very old Egyptian statues (Turin Museum). The
so-called mirror of Virgil, made of flint glass, with half its weight in lead oxide, was
part of the treasury of Saint-Denis and indeed from the time of its founding, when mir-
ror manufacture had long been abandoned.
92. Bohemian glass is extremely pure and remarkable for its very low specific
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Ceramics: Technical-Historical
weight. It consists of 100 parts quartz, 10 parts lime, and 30 parts calcium carbonate,
with no lead content.
93. The dark tradition of the old style has survived to an extent, ensuring the
charm of Bohemian glassware; it should be kept pure and fostered, rather than mixing
foreign principles with it.
94. Minutoli, 8.
95. Small metal objects found in Greek and Etruscan tombs are indeed decorated
with a kind of champlevé enamel (Br[itish] M[useum]), but the well-known magnifi-
cent enamel vessels are found only in France and England. Philostr[atus], Imag[ines]
1.28.
96. See color plate 16, figures 1, 2.
97. Pliny, 36.[67]: Maximus tamen honos in candido translucentibus, quam prox-
ima crystalli similitudine [However, the greatest esteem belongs to clear, transparent
glass, the kind as similar to crystal as possible].
98. See color plate 16, nos. 3, 4, and 5, which illustrate fragments from the collec-
tion of the Antiq[uarischer] Verein in Zurich.
99. Likewise, a transparent ground is found only in common glassware.
100. In addition to the Portland vase (in brown translucent glass with an opaque
white coating engraved with the fable of Theseus and Thetis), which has perhaps been
praised excessively, other works in this category include the glass pot with foliage of
white paste set on a blue ground (found in 1834 in the House of the Faun in Pompeii)
and countless fragments of similar glasses and wall panels. The largest (ten square
inches) and finest such fragment is in the Vatican.
101. In this respect spun glass is more perfect and richer than materials woven from
soft fibers, whose threads, for instance, do not permit twisting around a free axis with a
double rotation movement.
102. For Winckelmann’s famous duck, see his Geschichte der K|unst], 1.2 §22. A
ring with an oval glass jewel with a bird on it was found in Cortona in 1790. See
R[aoul-]Rochette, P[eintures| a[ntiques] i|nédites], 384, and Minutoli, 9.
103. See figures 6 and 11 of color plate 16.
104. Hadrian sent his brother-in-law calices allassontes that an Egyptian priest had
given him, with the instruction that they should be shown only on festive occasions.
[Flavius] Vopiscus, Vita] Saturnini, chap. 8.
105. See the chapters on velvet and satin, canvas embroidery, and satin-stitch
embroidery in chapter 4 of volume 1.
106. A thoughtful pattern designer for silk manufacturers could learn a great deal
from ancient millefiori glass fragments and could derive many hints for his own work.
The same is true of other silk stuffs, especially satin, which could benefit from the fili-
gree designs of antique and Venetian glass. Conversely, the glass artist could draw
inspiration from artistic fabrics.
107. The bundles are dipped into colorless glass before being spun, which gives
them a thin, invisible coating.
108. A diagonal direction would produce another range of combinations.
109. By glass bubble I mean here a rounded lump of glass that is hollow inside.
This forms something like an embryo on the mouth of the pipe, from which the glass
Gil)
Semper
artist produces a vessel or some other shape by blowing and other manipulations. The
French technical term for this is paraison.
110. As figure 11 of plate 16 demonstrates.
111. See figure 7 of plate 16.
112. Often twenty-five to forty rods are used to produce a single combination.
113. Here I must note that a glass factory on Murano made for me in my presence
filigree vessels that were rather large and based on a complicated design, but the proce-
dure used was much simpler and did not require a hollow metal mold. The glass rods
were arranged in a row alongside each other on a hot metal base, and the hot end of the
pipe was rolled slowly over this layer of rods, so that they stuck to the tube, close
together and in parallel to its longitudinal axis. The rods were then welded together in
the kiln. The resulting glass cylinder was pinched together at the bottom, and the vessel
was blown from that.
114. See figure 2 on the woodcut on page 603 (a filigree vase from the former
Debruge collection).
115. The latter is fairly rare. Some fine fragments, unfortunately quite small, are
found in the antiquities museums in Zurich and K6nigsfelden (Vindonissa Museum).
116. As in figure 5 of color plate 16.
117. See Benvenuto Cellini, Trattato dell’oreficeria (Milan, 1811), 45; Labarte,
“Introduction ...,” [Description des objets d’art qui composent la collection Debruge
Dumeénil,] 156. See also “Enamel” under “Metallurgy.”
118. If the fake murrhine glasses of antiquity were opal ware and made by the mod-
ern process, it is not surprising that none of them has survived: the metal decorations
(purple of Cassius and silver chloride) cannot stand high temperatures, and the soft glass
quickly draws humidity and melts. An ancient Assyrian glass in the British Museum gave
me the idea that the ancients might have known how to fix the irisation of glass surfaces
caused by weathering. That glass object seemed to have been irised internally, by expos-
ing the surface of a prepared paraison (glass bubble) to weathering, which may have been
artificially accelerated so that the surface became irised. Then it may have been given a
transparent lining. Thus the internally irised glass bubble could have been made into a
vessel whose entire surface was irised but with the finest, hardest glaze. The effect could
be modified in many ways according to the colors and properties of the glass bubble and
the coating. Perhaps this is the process that Ziegler withholds from the reader in his essay
(Etudes céramiques, 262). I hereby claim the patent, should the process turn out to work.
119. The great diversity of these antique onyx glasses makes it impossible to
describe them in detail. Two examples from the Zurich antiquarian collection are
appended here as examples (figs. 9 and 10 of plate 16). Others are found in Minutoli
and in C[ésar] Daly’s Revue de l’archlitecture| 15 [(1857)]: 238, presented by the
painter [Pierre] J[ules] Jollivet. [Otto Magnus] Stackelberg’s Graeber der Hellenen also
contains various colored illustrations of glass onyx vessels.
120. This also confirms the universal experience that naive popular instincts are
least likely to be led astray in matters of legitimate design.
121. The small, squat, fluted bottle (fig. 16) is, like all the objects in plate 16, from
the collection of the Antiquarischer Verein in Zurich and serves as an explanatory
example here.
620
Ceramics: Technical-Historical
122. See the woodcuts on pages 603; 605; 606, top; and the vignette at the conclu-
sion of this chapter. If some ancient or modern inventions in glassmaking have not been
dealt with here, this requires no apology: they have no stylistic significance of their
own, and our task is by no means to write a general technological study. The famous
Kunkel ruby glass, for example (magnificently translucent crimson glass, colored by
gold and tin) was matched by ancient products almost as beautiful that used copper for
coloring. Ancient haematinum, a process recently rediscovered by Pettenkofer, falls—
like the imitation of a semiprecious stones beloved by the ancients —into our category
of imitation of stone by glass. Likewise, aventurine glass, closely related to haematinum
in material and preparation and known from time immemorial, is (if its exponents have
interpreted it correctly) a paste that imitates stone. Thus it too is implicitly covered in
terms of style without being specially identified in the text. For ruby glass and the like,
see the relevant article in Beckmann. For haematinum, aventurine glass, and other
inventions of modern glass manufacture, see the essay “Das Glas,” Aus der Natur,
vol. 12, published by [Ambrose] Abel.
621
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CHAPTER SEVEN
Tectonics (Carpentry)
A. General-Formal
§ 130 The Formal Language of Tectonics Was Fixed before Its Use
in Monumental Architecture
The art of assembling stiff, planklike elements into a rigid system is indis-
putably the most important art for the theory of monumental style, if only
because the gable roof with its supports has been the traditional symbol of the
sanctuary, the consecrated house of God, since the most ancient times and
among all peoples.! The framework embodies the highest and most universal
theme of architecture —the type that, having been established as an art-form
in the temple, became appropriate for other architectural works. Yet carpen-
try continued to influence architecture actively in the most direct and material
way, as the primary codeterminant in the different phases of the stylistic his-
tory of this art.
The true significance of this continuing direct influence of carpentry on
architectural style can be grasped only if we proceed from the oldest architec-
tural types that emerged from carpentry and trace the new motives and trans-
formations of these types as they occurred throughout the history of technology
and art. Ultimately, all of them point back again and again to those oldest root
forms and find there the key to their artistic value.
These tectonic root forms are much older than architecture and had already
in premonumental times —even before the sacred hut, the house of God,
acquired the monumental framework of its art-form—achieved their fullest
and most marked development in movable domestic furnishings. From this it
follows, according to the general laws of human creation, that the monumen-
tal framework as art-form was necessarily a modification of what tectonics
had developed on its own in its earlier objective.
This important fact, often pointed out in my earlier chapters, settles once
and for all the vain quarrel about the Vitruvian wooden hut as the ostensible
model and crudest motive for the temple, in terms of its overall form and
architectural members. It also explodes other, more recent theories according
to which the perfect Doric temple sprang —like Pallas Athena fully armed and
ready — without model and precedents solely from the requirements of the
material used, namely, stone.? The temple has always remained a pegma, a
framework in the sense described, whether it was built of wood or stone. Yet
the wooden temple and stone temple as art-forms “developed” neither on
their own nor one from the other, but rather together with pegmas that, as
623
Semper
624
Tectonics: General-Formal
The energetic contrast in the framed filling between its two components —
the frame and the filling —soon led artistic sensibility to utilize it and make it
clear in an ideal way by expressing it symbolically. The inactive (and thus in
this sense empty) field was adorned with symbols that primarily suited the
nonparticipation of the filler in the structure but also endowed the struc-
turally active frame with a higher, extrastructural purpose and gave a focus
and ultimate purpose to its effect.
This contrast can be seen much more clearly and probably closer to its
original form in mounted gems (in jewelry). We also came across it in our aes-
thetic-formal analysis of vessels whose bodies, in contrast to their outwardly
active parts, provide a quiet background for higher representation. This is
already clear enough in barbarian art, although its still unfree tendentious-
symbolic products almost always have a technical or utilitarian secondary
purpose or vice versa. It was left to the Hellenes, as free artists, to recognize
the spirit of this principle, that is, to make a clear distinction in allowing
ornamental symbols to speak out in a purely structural sense and only at the
right time and to assign higher art exclusively to the structure’s neutral fields.
In this context we refer to the whole passage from pages 328 to 331 of vol-
ume 1 and to the images accompanying it.4 For the moment it suffices to pre-
sent an illustration of an extremely interesting fragment of timber construction
oiAF
625
Semper
from a Greek tomb near Kerch (ancient Panticapaeum) that dates from the
best period.5
626
Tectonics: General-Formal
627
Semper
is not even present. The frame should seem to the eye to be completely rigid in
itself, and the filling should be recessed, either actually, apparently (by means
of color), or ideally by both means at once. In general, bright and positive
shades should be chosen for the structure, and airy and neutral (bluish) ones
for the filling. Stylistically, filling themes independent of the structure stand
out best on a neutral ground. Even so, depending on the mood of the whole,
other colors can be justified as a ground for the filling, even an appropriately
modified yellow and red —for example, if the framework is white, hard wood,
or metallic and shiny, suggesting a solid material. Here, as everywhere, there
is complete freedom within the general principle.
Whatever means one chooses to elevate an upright triangular framework
to an art-form, three guiding motives should be followed:
First, its function as a frame, which has been sufficiently discussed. The
ornamental symbolism must allude to what is framed.
Second, the structural activity of the framing parts. Ornament should rep-
resent the sustaining forces that give the pegma its rigidity.
The frame’s horizontal band is the collar beam that holds the sides of the
triangle together.
Thus every ornamental motive should at the very least be neutral with
respect to that activity of the intended member. For example, vertical fluting
of the kind found on the coronas of certain Roman temples with the richest
Corinthian order is incorrect, as are the straight joint cuts on some late
Renaissance window gables, because visually they destroy this member’s ten-
sile strength. The disks (menisci) or rosettes frequently found on coronas —in
the central zone of the epistyle of the Caryatid Porch in Athens, for instance —
are permissible, but they convey nothing in the sense described here.
Guilloches, labyrinths, and other textile symbols are more suitable. Mean-
ders and running waves (spirals) are appropriate decorations too, provided
that they begin at the two extremes and meet at the middle. These same run-
ning ornaments moving in one direction, from right to left or vice versa, are
unsuitable.!° Ornaments that start in the middle and run outward would
express not the tensile strength of the beam but rather the pull created by the
sides, which would be unsatisfying.
Similar considerations apply to the form and ornamentation of ascending
sections of the frame. Running ornaments must ascend from both corners and
peak at the tip of the fastigium.
Even more suitable are taut climbing motives, if they can be successfully
harmonized with everything else. Examples are the moldings in Gothic gables
and the chevrons in the ascending parts of painted roof trusses (the Messina
Cathedral, Church of San Miniato near Florence, and others; see plates 17
and 18).
If interior structural reinforcement of the triangle is needed, the parts of
the system should be treated according to the same principles that apply when
they are visible and artistically significant. These principles are universally
valid and identical for every conceivable architectural style.
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Tectonics: General-Formal
It would violate taste, for example, to treat a truss post and a pillar in the
same way, as the former pulls and the latter supports. That both are upright
makes no difference, for in a certain sense everything must be presented to the
viewer as upright (see § 11 and what follows here).
The truss post is, so to speak, the personification of absolute rigidity and
elastic resistance, and the standing post personifies compression and tension.
We are inclined to regard the former as a passive force, the latter as active.
Thus the structural activity should be symbolically transposed to anything
hung from it, and the latter should be characterized as something hung. This
will also draw attention to the less conspicuous structural parts that are kept
suspended. A striking example is the woodcut on page 507.
Likewise, a sensitive eye will perceive that all the other components of a
roof system have a particular dynamic principle of formation, which can be
further articulated using appropriate symbolism.
The third guiding motive in the artistic development of the tectonic form
that we are dealing with here is uprightness, which both the whole and the
parts should follow.
The upward-pointing triangle in itself is, as it were, a symbol of upright-
ness; turned upside down it is often seen as an expression and symbol of
something hanging—in covers and clothing as well as in architecture."
Pendent triangle
Each of its parts, however, must also convey to the viewer (for whom it is
intended to appear upright) the objective behavior of the tectonic form. Both
what constitutes the form and what appears on it should in a certain sense be
placed upright, or if not, it should be complemented by other motifs that dis-
tinctly emphasize “uprightness.” For example, if I roll waves along a gable’s
ascending cornice, then each wave must be treated vertically. If not, the eye
629
Pendent triangle
needs another equivalent to the diagonal movement of the wave. The dentils
and modillions on the cornices of Greco-Roman architecture follow this law:
they are not placed vertically on the cornice but perpendicular in relation to
the viewer. 2
The same law— along with the principle that each part contributing to the
whole should be as individually developed as possible within its own area,
provided that this does not vitiate the combined effect of these parts as a
whole—also requires that every part of the pegma have its own upper and
lower terminations. Symbols invented by art, based partly on natural and
partly on technical analogies, to crown individual items as uprights and to
join them with others to form a whole, are eternally valid —they can be trans-
formed, but they cannot be replaced by something fundamentally new. Such
symbols were discussed in chapter 3 [recte: 6], in the discussion of ceramics,
and we will return to them frequently.
The crown that effectively integrates the parts of the work should accentu-
ate the sense of verticality, in the form of a cyma (gutter), anthemion, or
ascending wave; should be only on the diagonal sides of the frame; and should
be terminated at the ends of the sides with acroteria.¥
The three leading motives cited are not necessarily always congruent. For
example, the principle of ornamentation derived from framing has nothing in
common with upright verticality. Likewise, dynamic motifs —for instance,
those used on the ascending sides of the frame—are not always eloquent in
the sense intended here. But it suffices that they do not contradict that sense,
provided that it is adequately expressed elsewhere. Good and sure taste will
sometimes violate the principle to make its effect all the more valid by means
of contrast.
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Tectonics: General-Formal
framed is one part. Or they may accord with gauging a contrasting effect, that
is, toning down the expression of upright support or even seeking the oppo-
site effect of compression and reclining.
Thus square or even compressed window panels that are small in relation
to the frame are appropriate for fortifications and prisons. A series of com-
pressed panels in a triglyph frieze provides a pleasing contrast with the inter-
columniation. A similar effect is often achieved through square or round half
windows in mezzanines and attics, which contrast with the windows on the
principal floors; they make the latter appear more slender. Compressed cellar
windows also give expression to the heavy base.
For the same reasons, the panels in a wooden wainscoting are wide and
essentially horizontal. Together they form a band, which may correspond to
the horizontal panels of another band above the wall’s main paneling. In
keeping with the nature of bands, both make a longitudinal rather than a ver-
tical effect; they are thus upright only as perceived by the viewer, not in terms
of their own direction. Ornamental symbolism should take this duplicity into
account and consider the difference between the main paneling, which is
upright in every sense, and the frieze paneling articulated as a band. A mind-
ful artist will easily find ways to stress this difference; for him the font of
invention will never dry up. The richest imagination, by contrast, will soon
run aground or be swept away by the whirlpools of nonsense if it neglects the
logic of invention. Therefore abstractions such as these represent the only true
practice (although I anticipate that many so-called practitioners, expecting set
patterns and recipes, will find them disappointing).
The principle of determination also holds for compressed panels, since
pure squares, circles, and polygons inscribed in circles must alternate with
horizontally extended forms. Generally speaking, such neutral panels consti-
tute center points for other, more highly developed forms. The isolated Gothic
rosette in its late, immoderate development needed the correction of the rich
internal tracery, but it remained an encroachment on that style.
For optical reasons that are easily understood, it often seems advisable to
give frames more real height than they seem to have. A rectangle appears
compressed if viewed from a greater height, and a circle seems to be flattened
into an oval. Therefore a rectangle should be made a little higher and an
upright oval should be selected instead of a circle."
A virtual (apparent) proportion of width to height of 1:2 is normal for
window and door panels. Following the antique tradition, the width of the
frame should be at least one-seventh and at most one-sixth of the breadth of
the panel. But clearly these proportions can be modified in every way accord-
ing to circumstances.
631
Semper
treatment is used as their principal design feature. We mean, first, the pegma’s
function as a frame and its relation to what is framed; second, its structural
function; and third, its upright relation to the viewer. The simple eurythmic
frame is fully represented by the antepagment, which extends evenly around
the panel. According to the earliest tradition, which has been shown to be
closely related to the old principle of encrusting the constructional parts, this
antepagment consists of a border (crepido) and various zones (fasciae, corsae)
that run in parallel strips around the frame. Any symbolism placed on this
antepagment encircles or radiates from what is framed, that is, it should stand
upright only in relation to this and structural motives should be permitted
only if they do not detract from what is framed — for example, nailheads, cor-
ner reinforcements, and the like.’ The most perfect frame of this kind is
round, but the principle is the same for linear forms and mixed regular forms.
It is agreed that a frame collects better, the more exclusively it relates to
what is framed. If the framed image, moreover, is placed inside a standing tab-
ernacle, it becomes a destination (altarpiece). Such an approach may be neces-
sary in churches where art inclines toward tendentiousness, but it is wrong for
galleries.
In architecture too the simple, most abstract frame is frequently used. The
more one understands its true meaning, the more it will be applied correctly.
As examples have already shown, the expression of a frame’s structural
purpose can coincide with the expression of its functional purpose. The for-
mer will always more or less distract from the image in that it recalls the
dynamic properties of the framing material and thus its materiality. This
effect can be mitigated if the structural expression is symbolic, that is, if it
makes analogies to nature or other things. The predominance of structural
motives here and in general is a characteristic of medieval architecture.
The frame with the greatest architectural significance is objective; it
expresses its relation to the outside world by formal means. Adjusting the
proportion of height is the easiest way to deprive the frame of its absolute
neutrality.
A framed panel may also step decisively out of its isolation when the bot-
tom piece of the frame is missing and the panel rests on a sill. The Greeks and
the Renaissance masters used to indicate the cut frame in the most naive way
by reintroducing the surround and the fascia at the bases of the ascending
jambs.'6
The frame acquires an even more emphatically outward appearance through
the use of “ears” (projecturae), that is, shoulder pieces on the lintel (super-
cilium). In its origin it is a structural motive that is as old as architecture itself.
Then comes the crowning cornice, with or without a frieze. Its decoration
is enriched by consoles (ancone, protyrides) to its right and left. The addition
of a roof makes it even more complete.
If this roof has a complete entablature (no longer resting on consoles but
supported by columns), the frame has reached the pinnacle of its monumental
development. A tabernacle has been created around it, but, like a frame, it
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Tectonics: General-Formal
retains its ancient, traditional jamb. Medieval architecture still retains this tra-
ditional doorjamb or antepagment in details (in church doors proper, for
example), but in general the frame increasingly lost its functional symbolism
and came to appear to be something constructed. In the end, the carpenter
will borrow the decorative forms of his cupboards from vault construction, as
will the goldsmith for the framing of gems!
633
Semper
Etruscan couch
634
Tectonics: General-Formal
Arabian architecture returned the lattice to its status as the principal motive
of wall decoration and also used it in other ways, for example, as an open-
work terminal wall or even for structural purposes. See the magnificent build-
ing by Owen Jones and his description of the Alhambra Court on Sydenham
Hill, an essay that contains some very interesting observations on the methods
the Moors observed in neutralizing the principal lines of their grid divisions.
This corresponds with the principle of Oriental art that strives for harmony
through the balance and counterbalance of forms and colors. It is not, how-
ever, the only valid and uniquely true principle of harmony, as Owen Jones
would have it, nor even the highest such principle.
635
Semper
636
Tectonics: General-Formal
6Si7
Semper
638
Tectonics: General-Formal
they functioned as horizontal supports for the coronas in the Greek entabla-
ture they were called cornice bearers or cornice feet (geisiphores, geisipodes).
Vertical terminations that are meant to serve some purpose (namely, sup-
ports and bases) react in part to something above (the load) and in part to
something below (the base, the ground). This fact, as well as the attributes of
standing upright and supporting a vertical load, are all considerations in their
formal treatment. They constitute the principal topic of the next section. See
also § 110 in “Ceramics,” which concerns vase bases.
The Support
Consistently following a system sometimes leads to apparent contradictions
that justify rather than condemn the process being used.
Etruscan candelabras
This seems to be the case here, in that, following § 131, we are discussing
the tectonic support in its own right and only later in combination with what
is supported. For it turns out that every support already in itself contains and
expresses such an interaction of supporting and supported parts and that this
internal integrity rests on structural-formal grounds, which are grasped aes-
thetically and further developed.
Artistic sensibility makes the supported components both representatives
and, so to speak, harbingers of the actual load; it imparts to the stand a cer-
tain inner integrity and makes it into an art-form that is complete in itself. Its
integration with the actual load external to it is borne and stabilized by those
mediating representatives of that load within the support.
Art follows this principle partly in a downward direction by articulating
639
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the stand’s actual supports in the same way, partly in an upward direction by
extending and completing as much as possible that to which the whole stand
refers.
Connected with the contradiction described is the important and generally
valid synthetic rule of repeating the whole in its parts, and combining the lat-
ter to form a whole that is homogeneous with them and is already contained
within them in embryo.*5
We have already seen that the movable pegma developed into an art-form
earlier than the monumental version, and we have already emphasized that
the two are opposites.2° We can thus refer to what is already known.
Of all the movable supports, the crossed (fastened according to the prin-
ciple of a triangular lattice) tripod is certainly the most perfect, as it conforms
in every respect to the static and formal demands of a movable system that is
very stable and light yet fixed in its parts. It is, as it were, the ideal of a stable
and yet very movable structure; it is characterized by the trinity of its supports
and especially the artistically formal value of its gridlike bar-construction.
Yet this support would be neither internally stable nor outwardly func-
tional without the upper crown2’ that binds the three legs and serves as a
receptacle for the load (the basin). At the same time, it addresses the concerns
expressed above by representing the basin,?8 which, though independent of
the self-contained tripod form, nevertheless combines with the latter to pro-
640
Tectonics: General-Formal
641
Semper
Finally, all that remained was the pure stele; only then was the functional
and structural idea contained within it expressed on its own as an art-form.
But even this most simple of vertical supports has shades of expression
ranging from mobility to monumentality, depending on how its formal motives
are developed.
These motives, and especially the way in which they are used to intensify
monumental expression, are so important for the general theory of architec-
tural form that more detail is needed here. We will keep to the assumption,
and indeed take it as axiomatic, that the formal language of architecture is
derivative, and that its types already existed in finished form before there was
any monumental art.
The support is determined by its function of accommodating a vessel. Or
formulated more generally for all furnishings, the central vertical base or stele
is characterized above all by its roundness, that is, the circular form of its hor-
izontal section. This form corresponds to the purpose of directly accommo-
dating (grasping) the thing supported, especially when the latter is itself a
rounded body, for instance, a basin or any other kind of vessel. It also corre-
sponds to the purpose of transferring the load to the ground uniformly and
supporting it equally on all sides.
It is thus far more correct to explain the preference for this (cylindrical)
form of vertical support by reference to its familiarity from the beginnings of
art than by other reasons, such as the use of rough trunks for columns, the
ease with which stone column drums could be rolled from the quarry to the
building site, or the opening up of space, as others insist.3! The sensibility
developed early in the manufacture of implements consistently rejects using a
circular form for supports that do not assume the load vertically but are built
like trestles. One example is the (usually rectangular) legs of the tripod.
The cylindrical stele is intended to receive, carry, and distribute a load.
This is expressed in a clearer and more specialized way in the later develop-
ment of this art-form in which special organs are assigned to each of its activ-
ities; being thus articulated gives the art-form greater individuality.
In addition there are connecting parts that in the form of rings, bands, and
toruses are sometimes literal and symbolic, sometimes entirely symbolic con-
nections among the elements of the stand, as well as between these elements
and the object being supported, on one hand, and the floor, on the other. It
has already been shown in the section on ceramics, in the discussion of vessel
bases, how art mastered this richest of formal elements, so we refer the reader
to that.
Yet just as the tripod’s lack of external attributes is a negative symbol of a
massive vertical support stable in its own self-sufficiency, so the disappearance
of certain art-forms on the stele is an equally eloquent negative symbol of
greater monumentality.
Thus all the vertical supports, otherwise so different, that art has dressed
in its formal garb are derived from the same beginnings and morphological
ideas. This is the origin of the base that fits snugly under its load, whose most
642
Tectonics: General-Formal
genuine basic form is the trochilus, the circular disk or drum that flares out at
the top and bottom and recedes in the middle.32 It conveys the three activities
of receiving, carrying, and distributing a load in a way that lends it an elo-
quent expression of subordination, one that it retains even with the richest
formal decoration.33 Its character is, by they way, modified variously by the
addition of moderate or more substantial connecting elements, by the relation
of its height to diameter, and by the selection and expression of decorations.
Second, the stele is a very important and interesting transitional form, a
kind of tall base intended more to accommodate and raise an object than to
actually carry a load. Depending on how they are decorated, steles can be
treated more like furniture or monuments.
643
Semper
Light candelabras made of cast metal are movable steles and as such char-
acteristically have wide tripods that they need for stability.
The same device made of beaten metal or marble may still have a tripod
base, but it also needs a center support.
The stele proper (altar or memorial) is more monumental. It was perhaps
here that the Doric and Ionic styles of Hellenic architecture first went their
separate ways. It would seem so, at least, as we have steles, some real and
some painted on vases, in which appear the most ancient and original Doric
and Ionic elements of the Greek style.
These transitional forms of monumental art are characterized by a hyper-
boloidal shaft that flares downward, though it no longer has a corresponding
protrusion at its top as a trochilus does. It has a Doric or Ionic capital intended
to accommodate a sacrificial vessel or other sacred object. As the fluting on
the shaft becomes narrower and the flaring toward the bottom less pro-
nounced, it becomes less like a base and more like a column. If it is also pro-
vided with a separate base, this is obviously meant to separate the stele from
the ground, making it less fixed, more independent, and mobile. Conversely,
omitting this base is a negative symbol with the opposite meaning. The pro-
portions of the shaft must necessarily conform to the presence or absence of
these symbols. Thus, for example, a stele that flares outward at the bottom is
allowed to have taller proportions than a cylindrical shaft. An example of the
latter without a base must be inherently stronger than one that has a base
(even if only apparently to the eye) to give it additional stability.34
Third, the column is, as it were, anticipated by and contained in the iso-
lated stele, but together with other similarly constructed supports it forms a
system based on the shared epistyle and the solid ground on which it rests. In
this context, however, we should see it as dependent on a whole of a higher
order and thus part of it, so it should be treated later.
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Tectonics: General-Formal
645
Semper
646
Tectonics: General-Formal
Notes
1. Egyptian architecture rejects the roof everywhere, with the exception of the
pyramidal tabernacle of the deity in the innermost part of the temple. The tip of the
Pyramid of Baal was crowned with a pedimented temple. The Temple of Solomon was
roofed like a Greek temple; likewise the Muslim Kaaba is a hut with a roof. The
Christian church adopted this type.
2. The architect Viollet-le-Duc goes furthest, claiming that columns derived their
cylindrical form from the advantage to quarry workers of being able to roll them down
from the quarry!
3. These terms were not merely hieratic-mythical metaphors but were deeply
rooted in the popular mind and language.
4. See also pages 534 ff.
5. Taken from the magnificent work Antiquités du Bosphore Cimmérien con-
servées au Musée impérial de l’Ermitage (Saint Petersburg, 1854).
6. See the gate of Mycenae, the second woodcut in “Stereotomy” [p. 747, bottom].
7. See § 154.
8. The tabulatum and opus intestinum, which Vitruvius, too, discusses under atria
(see the technical-historical chapter below).
9. Following an interpretation of a passage of Vitruvius on the basilica at Fano
(bk. 5, chap. 2) that is at the very least uncertain, an attempt has been made to recon-
struct it using exposed ceiling joists and a roof truss. Vitruvius spoke only of the exter-
nal appearance of the actual roofing system that he used for this building, which was
expressed on the exterior by two fastigia, one above the other.
10. Continuous, unidirectional ornament is permitted in these and similar cases
only if several zones arranged in parallel above one another have ornament running in
opposite directions, which then cancel one another out, symbolizing a dynamic equilib-
rium. This is the dominant ornamental system on most ancient bronze work, pots, and
utensils, as well as in pre-Hellenic (heroic) architecture (the Treasury of Atreus) and in
India today.
11. The pendent vertical triangular assemblage occurs only as an accessory, thus it
is sufficient to mention it in a note. It is usually combined with freely suspended frames
(windows, inscription tablets, relief fields, etc.), where it functions as a support and as a
lower termination. It was most popular and most finely developed during the Renais-
sance. The oblique sides must be supported vertically; their function is not the same as
in a gable and therefore their shape and symbolism are different. They are also the reverse
of oblique gable sides in that their head is where the feet of the latter are. Their elastic
tendency rests on a support that is a kind of acroterion in a negative sense, in that it ter-
minates below but also stands upright. The horizontal result of the upward but oblique
effect of the sides is conveyed by the base of the triangle, which in this case averts its
top from the tip of the triangle. See the example in the text, a design by the author.
12. In various temples in Greece and Asia Minor the anthemion garlands on the
cymatium of the pediment are placed neither quite vertically nor at right angles to the
oblique line of the cornice but on a line midway between the two, clearly following a
correct sense of style.
13. Strictly, the acroterion at the center and the angularia at the corners.
647
Semper
14. For the same visual reasons, the ancients used to taper their door and window
frames slightly toward the top.
15. For example, cotyledons, egg-and-dart, or similar ornaments with a top and a
bottom must always have the top directed outward and the bottom inward. A runner
and transition (dissolution, /ysis) to the outside world, comparable to the tassels of tex-
tile coverings, is permissible for such frames (in an aesthetic sense)
—indeed is often
necessary. Clasps, hooks, and corner reinforcements (that is to say, actual construc-
tional means) must follow the same rules in their ornamental treatment. Plants, ani-
mals, or human forms need to be handled with particular care in this case, as they have
to unfold not just relative to what is framed but vertically as well.
16. The doors of ancient Lycian rock tombs are still completely framed, so that the
jamb or antepagment continues below as a threshold. See [Charles Félix Marie] Texier,
[Description de Il’|Asie Min{eure], “Lycie.”
17. For ancient grate structures, see also §§ 142, 147.
18. As, for example, on the Parthenon. These diaphragmata between the columns
of the Parthenon were still there when Father [Jacques-Paul] Babin wrote about them
in his Relation de l’état présent de la ville d’Athénes (Lyon, 1674). Carl Botticher
(Tektonik, 2:83) misunderstood his note, as the little walls to which Babin refers did
not run from the temple wall to the columns but (as is perfectly clear from the text)
from column to column. They are also mentioned in a much older topographical note
on Athens, a fifteenth-century passage in Greek that is explained, though somewhat
inaccurately, by [Léon] marquis de Laborde in his Athénes au XVe, XVle et XVIle
siécles.
19. See § 15 of volume 1.
20. See color plates 1 and 6.
21. An unimaginative and inartistic mind wants to see such symbols applied with a
strict structural logic or wants to explain their traditional applications (for example, on
ancient entablatures) rigorously down to the last detail by reference to a real (earlier or
current) structural system for temple roofs and ceilings. In his Tektonik der Hellenen,
Botticher attacks this homebred approach without ever quite emancipating himself
from it completely. He attempts to disprove Vitruvius’s theory of the origin of rafter
heads, for example, merely by its lack of logic (Tektonik, 2:83).
22. Herodotus 4.152.
23. For the sake of simplicity we will not discuss diagonal lattices here, though
they too are certainly found on ceilings and the (exposed) interiors of roofs, and they
often present the aesthetic sense with difficult problems (see p. 636 and color plates 19
and 20). Given other characteristic features of Greek architecture, I think we can
assume that the Greeks chose not to use diagonal lattices at all, or at least not for tem-
ple building (architecture’s highest task), because of the aesthetic difficulty of creating
diagonal or curved frames.
24. “Il lampadario di Cortona publicato da E. Braun ed illustrato da G. Abeken,”
Mon{[umenti] ined{iti], 1839; Annali [dell’Instituto di corrispondenza archeological],
12:41. See also the figure on page 490.
25. An interesting example of conscious application in the sense described can be
seen in the candelabra illustrated here. The load (the lamp) is repeated as a vase shape:
648
Tectonics: General-Formal
first at the top (in the receiving part of the stele), then at point b, then again at c and d,
thus the basic note resounds four times.
26. See page 333. The entire passage to the end of § 70 should be consulted for
what follows. See also the woodcut at the beginning of this section.
27. Greek stephane; Latin corona.
28. Greek lebes; Latin pelvis, ahenum.
29. Omphalos?
30. Most marble tripods described in the text are transitional forms (see the figures
on pp. 477, 536, 537, and elsewhere).
31. It is impossible to be too cautious when deriving certain artistic forms from
models in nature. Early phenomena in the field of art history that seem to support such
a derivation often result from these same naturalistic theories and demonstrate nothing
more primeval than the Jate results of this false aesthetics
— for example, the tree-
branch architecture of the late Gothic period. Even when culture was in its earliest
stages, it was purely aesthetic motives
— based, for instance, on an intuited law of
higher morphology— that led to the invention of those types that have survived contin-
uously in the arts. Only later were they interpreted in the manner described.
32. All the other elements added to the base to complete it formally and artistically—
such as the rings, bosses, and plinths
—are accessories.
33. As the most beautiful example of a monumental base, the crown of the Choragic
Monument of Lysicrates in Athens is illustrated here. The tripod it was intended to sup-
port, which left behind unambiguous traces of its former existence, has been restored.
In this context it is the best illustration of the content of this section.
34. This stability, demanded by the eye, is independent of material conditions. At
least this is true of the isolated stele. We will return to this important subject later.
35. Even mobile stands—cupboards, chests, and so on—are frequently architec-
tonically complete in themselves. They follow similar rules. The relation between them
and the architectural stand proper is remarkable enough. Thus the temple was at times
a treasure chest, and a treasure chest at times a temple.
36. Here this word refers to the paragon of all the supporting parts of the architec-
tural frame. Elsewhere it is also used synonymously with architrave.
649
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Tectonics
B. Technical-Historical
6139 Materials
The previous chapter did not consider materials at all, although it contained
the principal features of the laws of carpentry and also touched on the pro-
portions of the various elements of a framework in relation to one another
and to the whole. In fact, these matters depend much less on the material than
is generally assumed. Material only serves the idea; it is either better or less
suited to this or that artistic purpose than another and is chosen accordingly
without affecting the basic principles of art. Thus nothing is more suited to
the light candelabra or lamp holder than metal bars, which also suit the most
decorative and movable kinds of tripod. Wood, as a carpentry material, like-
wise has its particular field related to that of metal bars. Through the dressing
of wooden scaffolds, however, it is capable of broadening and extending to
the monumental field proper, where it prepares the way for stone carpentry,
which more than any other field adheres strictly to the laws of stability that
state that each part, even when not joined with other parts, must have static
stability on its own, though it is immobile.
Thus a certain subordination of the material question is appropriate both
to the true principles of practical aesthetics and to the general tenor of this
book (whose author is fundamentally opposed to modern materialism in art).
Yet it remains an extremely important factor in dealing with the more general
question of the emergence of art-forms, many of which are directly or indi-
rectly material and technical in origin. We will therefore now take up this
question in the following order:
a. plank construction in wood and metal;
b. hollow and lattice construction in wood and metal;
c. stone carpentry.
In these three areas we will not discuss the material and its treatment sepa-
rately, which is somewhat of a departure from the procedure followed for tex-
tiles and ceramics. As in those two areas, an overview of the stylistic history
of carpentry will thereby present itself, as it were, of its own accord.
651
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and greater uncertainty than ever before. The explanation is obvious: the kind
of architecture that deals with the decorative treatment of timber construction
and has the opportunity to develop itself in the spacious and light buildings of
industry and railways is at heart fundamentally unmonumental.
Timber construction —that is, plank joinery — was never the precursor or
model for monumental art, for which stone remains the true material. The
principle of this monumental art is the converse of the constructional, that is,
it strives to show or even to suggest the material construction as little as pos-
sible (see above).
Nevertheless, a reminiscence or hint of timber architecture can be seen in
almost all of the oldest monumental styles, including the tomb facades of Old
Kingdom Egypt, the encrusted walls of Chaldean and Assyrian palaces, the
temple grottoes and pagodas of India, and even the orders of Greek art. Don’t
these examples contradict what was said above? By no means, for all these hints
are of a merely symbolic nature, partly related to priestly legends about the age of
the country’s culture, and partly as symbolic expressions of certain more general
formal-aesthetic ideas borrowed from timber construction (see § 136 on pro-
ceres, on lattices and their projections as supports for cornices and other things).
The proper sphere for timber carpentry is domestic furnishings. Where it
occurs in architecture in its true nature it creates transitions between movable
domestic furnishings and monumental construction.
The well-known properties of wood, which all but forces itself on human-
kind, invite us to see it as the “primeval material” of plank construction, just
as clay was the primeval material of ceramics.
In terms of this technical purpose, wood is much more specific than the
plastic mass of clay. Its advantages and disadvantages suggest that a definite
material statement has to be made when it is used.
Wood’s great compressive strength vis-a-vis pressure applied perpendicu-
larly to its cross section permits — when trunks are used as vertical supports—
height-to-width ratios that far exceed the stability ratios in absolute terms
(namely, the same for all upright bodies) of these two dimensions.
To compensate for this lack of stability and to counter the bowing of a
support under a load, wood requires appropriate connections using rails,
struts, corner bands, ties, and so on.
Without these means, timber supports must adhere to the normal propor-
tions contained in the three orders of Greek architecture, which correspond
not to the variable compressive strength of the support but to the constant
requirements of absolute stability.
As a result, we find in wood tectonics either short columns alone (because
wood in general offers a narrow cross section) or columns of slender propor-
tions with intermediate ties (latticework).
Furthermore, wood’s significant relative strength and toughness when pres-
sure is applied vertically to its fibers make it possible to place the supports
resisting this pressure farther apart than they can with any other material
(with the exception of metal). Wood’s elasticity and flexibility also impose
652
Tectonics: Technical-Historical
certain restrictions in this regard, but these far exceed the limits of what the
aesthetic eye permits or tolerates.
This explains the wide spans found in timber construction and the corre-
sponding lightness of the framing pieces necessary to prevent the framework
from bending under its own weight and external loading.
Third, wood has very significant absolute strength. This attribute —com-
bined with the tough consistency and stereotomic plasticity of its mass (prop-
erties that facilitate the joining of structural parts) and the lightness of the
material — favors the suspension of the horizontal components of a frame-
work. This is a constructional principle particularly characteristic of timber
construction; its implications (at least from an aesthetic-formal perspective)
have yet to be grasped or exploited fully by contemporary practitioners.!
Fourth, it facilitates timber architecture greatly that wood can be cut into
thin planks and laths of any dimension, which in themselves are a kind of
natural textile material and accordingly are used for dressing timber con-
struction. This type of dressing, applied generally and in a principled man-
ner, leads to a new style of timber architecture—one that contrasts with
plank construction — by preparing the way for monumental architecture (see
p. 371 and farther below).
A middle way between solid columns and beams and the boards used for
dressing consists of posts and planks that, when applied as the dominant ele-
ment, likewise define a special style (see Norman timber architecture below).
Although wood’s properties as a sculptural material have frequently been
mentioned in passing, they will be emphasized here as the fifth very important
factor in the development of its specific style. Its most characteristic orna-
ments are carved work produced by notching, cutting, grooving, perforating,
fluting, mortising, and so on.
It is not necessary to point out the richness of these decorative means to
our artists in wood, for they use them far too much. What is needed is a seri-
ous warning against their abuse. Yet all seriousness and all humor are but
blunt weapons against the threefold armory of bad taste displayed by our fur-
niture manufacturers and sculpteurs en bois.
The rule requires only brief explanation as it has been referred to frequently
above: separating ornament from tendentious art. Ornament should be used
for the parts that are active in terms of purpose and structure and that always
serve both functions. It should emphasize and not distract from them — either
materially, by weakening the parts through bulbous protuberances on which
one will get caught? or bruise oneself, or ideally, through the incorrect and
thoughtless choice of decoration. Tendentious motives or so-called arguments
in the quiet parts of the structure should also be selected and handled without
any abuse of the material or the idea. They should follow that same spirit of
moderation that always keeps an eye on overall appearance, particularly on the
purpose and character of the object, and remains master of its means.
653
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654
Tectonics: Technical-Historical
Art should confront these disadvantages, exploit them, and make a virtue
of necessity. Nothing should be affected or feigned, which would contradict
the nature of wood. For example, boards should not be artificially glued
together to appear to be cut from a single large trunk; rather, the units should
The first protection against warping wood is so-called arris fillets. The grooves
cut vertically through the wood fibers receive the arris of these fillets. Less
effective are the so-called crosscut fillets, which provide the crosscut ends
with a tongue, while the fillet contains the groove.
Better protection against the noted disadvantages of wood is afforded by
framing, where it is applicable. Its purpose is in fact threefold:
655
Semper
The disadvantages of shrinking are also partly alleviated if free play is allowed
within the plane of the properly designed panel, one set with its edges loose in
the grooves of the frame.
Yet surface continuity will be disturbed, at least on the outside, if the panel
is of the same thickness as the frame. Recessing the panel or, better still, rein-
forcing the frame, which has already been recommended for structural rea-
sons, also helps to conceal the shrinkage of the panel. This can be achieved
even more effectively if the angle formed by the projection of the frame is fit-
ted with a profiled bead.
This was the antique practice, and it produced a rich system of surface
decoration, which monumental art later transferred to other materials.?
In modern joinery the panel is sometimes tongue-and-groove, so that the
framing timbers project beyond both surfaces of the panel, and sometimes lap
jointed, so that the panel is recessed on one side and projects beyond the
framing timbers on the other. It is easy to make the latter construction water-
proof, and thus it does not require such strong framing timbers. The recessed
side of the panel is then used for decoration. Instead of using mounted beads
or fillet joints, the beads of smaller frames are generally eased, that is, notched
out of the framing wood. This is particularly justified when panels are subject
to weathering, but the frame is then weakened at the very point where a cor-
rective to warping is most needed.
A third process employs a double application of the framing principle, as is
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Tectonics: Technical-Historical
seen very clearly on the ancient door of the church of Santi Cosimo e Damiano
(see p. 330). Here a profiled framing strip mediates between the actual outer
frame and the panel. This avoids weakening the main frame so a very strong
profile can be used. It is not just applied but one with the construction.
In these and every other combination using wood, the raw material’s natu-
ral dimensions and those customarily found in practice must be taken into
account as much as possible.
One should never allow the unusual proportions of a large work to lead
one to use dimensions that may be appropriate to the latter but not to the
nature of the material. Nor should one try to make things small or thin,
because here too solidity prescribes certain limits. This is true for the work as
a whole and for its details. Timbers that are too thick are not just costly, they
also crack, warp, shrink, and pull lighter parts away with them.!° Moreover,
they contradict the character of a true wood style. This at once rules out the
use of proportions that belong not to the timber style but to the stone style.
But when an architect is forced to follow tradition or considerations of econ-
omy, he should at least construct his false stone ledge on the principles of
equal distribution of masses and in a manner appropriate to the above-
mentioned properties and the customary dimensions of wood.
The inconveniences and disadvantages resulting from wood’s inclination
to warp, dry out, and then swell again are reduced and can almost be elimi-
nated if a diverse and balanced interaction of forces is attained in all direc-
tions —not just within one plane but also perpendicular to it. This led the
ancients to frequent use of the lattice and to a very methodical development
and use of the process of gluing thin sheets of wood over each other so that
their annual growth rings crossed. The arts of inlaid work, intarsia, and
veneers are closely related to this.
Pliny dedicates an entire chapter to this industry and to his age’s degener-
ate luxury in glued and veneered marquetry work.!! Some thin wooden leaves
from the Crimea provide proof of the highly refined taste with which the
Greeks conceived and executed this luxury.”
Sie)7/
Semper
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and the ligatures found in the joints. But on the whole this is infertile ground
for art. It is not possible to speak of a monumental metal-bar style or cast-
iron style; their ideal is invisible architecture! For the thinner the metal tissue,
the more perfect it is.
Things are different when metal is used either for tubular construction (a
form with which we are familiar from the first volume) or for lattice construc-
tion (which in principle is close to the former). Both are equally important to
our theory of style (see “Metallurgy”).
If metal bars are less suitable as an architectural material, this makes them
all the more suited to the tectonic tasks that we have recognized as contrary to
the monumental—namely, the most delicate and light utensils and domestic
furnishings, where they find their own niche.
In volume 1 it was shown that metal bars were, along with wood, the
material the ancient Egyptians preferred for domestic furnishings, war chari-
ots, shipbuilding, and without doubt for outfitting the massive stone pal-
aces —in short, for every kind of transitional form between furniture and solid
construction.
The unprejudiced Greeks, who were receptive to the beautiful and the
appropriate in equal measure, and their kindred race in Italy could not fail to
recognize the real meaning of and province for metal-bar construction. They
brought its true style to a conclusion. Even if none of these costly utensils
had survived, we would know the extent to which all technical means were
consciously and artistically exploited, if only from reports that have been
passed down to us,!4 such as Pausanias’s account of the iron base of a krater
in Delphi, the work of Glaucos of Samos.
Metal-bar construction was congenial to so-called Gothic architecture,
which explains why medieval smiths also offer highly instructive examples of
the genuine style of this branch of the tectonic arts.
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terms (that is, for the eye). In recent times the principle of hollow construction
has been taken up in bridge building and even in civil architecture.'6 Thus far
it has been taken up only in a technical sense and spirit, but it might be pos-
sible to pin our hopes for the future of art on it. Our building style will once
again meet the standards of monumental forms; the latter will no longer be
mere lies, and the old Indo-Germanic traditions in art will once again be
understood.
Yet this will hardly affect our tubular and truss railway bridges in the near
future, although much could be done if all their elements were used correctly
to develop the form. So far all they offer are naked constructional schemes
that draw rigid, none-too-fortuitous lines across the landscape. The netted
walls, which in themselves have great aesthetic potential, lack articulation and
alternation. The piers that support them are nothing but raw, unfinished
masses. They need to be imbued with life as organisms following the antique
idea once again, made to function eurythmically, and their profiles should be
regulated to the load (see “Metallurgy” below).
Archaic Style
On first looking at Assyrian war chariots made of sheets of embossed metal
riveted together or the (closely related) earliest metal utensils, found in the
grotto tombs of Etruria (in Perugia, Caere, Vulci, and elsewhere), we see pre-
Hellenic or Pelasgian art. Those strangely decorated embossed bronze sheets
are the models for the remarkable marble strips that dressed the entrance to
the tomb of Atreus.'8
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661
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Hh |
SS eSSaill
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Tectonics: Technical-Historical
only for thrones and other consecrated furnishings, raising them to the hier-
atic and official style.
This same spirit still spoke in the bronze implements of Magna Graecia
(coming mainly from Pompeii and Herculaneum) that adorn the Bourbon
Museum in Naples —even though these did not belong to the perfect style but
to a later period. It is more or less possible to recognize an architectural com-
position in them, but the architectural motives are in a highly spirited way
demonumentalized for their less elevated purpose. Suitability to purpose is the
first principle guiding their form, to which material, construction, and use
had to conform.
Pompeian houseware
Alexandrian-Roman Style
The period of the Diadochi, with its Asiatic leanings and its addiction to sump-
tuousness and extravagant effects, inevitably brought about major changes of
taste in domestic furnishings as well. Indeed we read about the most magnifi-
cent purple-covered couches of embossed silver and gold or fitted with very
costly incrustations, about thrones and baldachins, about golden gazebos in
place of baldachins —all following Assyrian and Persian models (see woodcut
on p. 664).
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Assyrian couch
Yet once again the Hellenic principle held its own against barbarism.
Perhaps the Egyptianizing tendency of Ptolemaic art brought about a
benign reaction against Oriental formal bombast and luxury, to the benefit
of the lighter furnishings tending more to bar construction. At least some
of the above-mentioned household objects from Magna Graecia were exe-
cuted in the lightest and most delicate style. Those in wall and vase paintings
are similar. The remarkable relics of joinery from Panticapaeum also belong
to this period. They still breathe an entirely Hellenic spirit, even though
some elements (for example, the division of the surfaces into figurative
friezes one above the other) are an Asiatic return to the most ancient artistic
traditions.
Even from the first centuries of the Republic, under the influence of Greek
culture (which was, incidentally, simply rediscovering its own traditional
bases), the Romans were the true guardians of ancient motives for domestic
furnishings until the period of the migration of the peoples and beyond, and
their style changed only in keeping with the naturalism and earthiness charac-
teristic of Roman art.
Many works of Roman art in this genre have survived, largely in white
marble; they are admirable for the splendor of their style and the richness of
their ornament. The influence of metallurgy can be seen here, particularly in
the treatment of vegetal ornament. A very instructive example, one of many
objects in a similar style, is a white marble biga [two-horse chariot], appar-
ently a copy of a bronze version.24 Roman acanthus fronds on such objects
were taken as models by Renaissance masters, whose peculiar conception of
the acanthus also recalls the metal style. The Renaissance was naturally thus
inclined as a result of the influence of the goldsmith’s art and the craft of forg-
ing weapons (see “Metallurgy”).
A remarkable artwork from the last period of the declining West Roman
Empire, the so-called throne of Dagobert in cast metal (a clay base was added
later), shows the final ossification of the antique art of implements.25
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all its elements —not a figment of the imagination but a highly realistic example
of a wooden structure taken from ethnology.
This is an illustration of a model of a Caribbean bamboo hut displayed at
the Great Exhibition of 1851 in London. It shows all the elements of antique
architecture in their pure and most original form: the hearth as the center-
point, raised earth as a terrace surrounded by posts, the column-supported
roof, and the mat enclosure as a spatial termination or wall.
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Caribbean hut
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Tectonics: Technical-Historical
ceiling were covered with antepagments on their front surfaces (in eorum
frontibus). In other words, they no longer appeared materially as beam ends
but formed a continuous cornice.
This passage in Vitruvius about the beam ends has been interpreted to sug-
gest that they projected excessively beyond the epistyle, namely, by a quarter of
the height of the columns. That would represent a second important demon-
stration of the material dependency of the form of the temple roof on wood,
except that this interpretation of the Roman author’s unclear words is dubious
to say the least. This interpretation corresponds as little to the antique way of
feeling in general as it does in specifics to the surviving examples of Roman
and southern Italic temples, which —though otherwise faithful to the Etruscan
canon— have very high friezes rather than entablatures without friezes.29
Nevertheless, a highly projecting entablature may have been characteristic
of dwellings in the old Italic period, just as it was popular in Greece. The bod-
ies of small children were buried under the projecting roof (subter subgrundas
[under the gutters]). Such a protective roof over a doorway is precisely described
in an ancient inscription from Puteoli, dating from the Roman year 647.3°
Proof that the Etruscans treated their roof beams decoratively is also found
in stone imitations and in simple paintings in the hypogeum.:!
This old-Italic preference for decorative timber construction in dwellings
has led to the assumption that the Etruscans were related as a tribe to the
inhabitants of ancient Rhaetia. It has even been suggested that Rhaetian tim-
ber dwellings of the kind still found today were the model for the Etruscan
temple and that the Etruscans brought their style to Italy from their earlier
dwellings in the Rhaetian Alps. I have no doubt that the two peoples were
originally related (which is indicated by shared elements in their oldest build-
ing traditions), but I also share Miiller’s belief that the rural construction style
of southern Germany may owe several of its characteristics to the influence of
late Italic colonization.%?
Another interesting passage in Vitruvius tells us that timber architecture
combined with stone construction was used for monumental purposes as late
as the imperial period. The basilica at Fano, built by Vitruvius and described
in the fifth book of his work, the main roof of which was supported by
Corinthian stone columns, had an epistyle assembled from several beams that
was quite similar to that of Tuscan temples. On this epistyle were placed
square masonry piers (pilae, a kind of triglyph) above each column. Only
three feet high and four feet wide, they supported a timber framework of dou-
ble two-foot beams lying side by side, which in turn supported the ceiling
joists with their paneled roof truss.33 Around it ran a two-story gallery, the
joists and roof of which were also supported by wooden frames set on projec-
tions (parastades) rising from the columns and walls. This arrangement, in
which the columns were intersected by a mezzanine, was very similar to that
of the mesodmai and hyperoai of the hero’s megaron and to that of the
ancient Italic atrium. The clerestories (opae) above the roofs of the side aisles,
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between the capitals of the columns in the main aisle, were a traditional
Greco-Italic motive as well.
One contemporary use for this antique combination of stone columns
with timber beams and trusswork is shown by the (in this regard at least) clas-
sical lunatic asylum in Charenton (published in C[ésar] Daly’s Revue
[générale de l’architecture] 10). It is a true model for the monumental treat-
ment of a simple functional building. It is indeed executed in a truly antique
spirit, that is, with simple grandeur. Is there anything in these antique motives
that we would be less justified in calling our own than the Gothicizing deco-
rative treatment of timber architecture now favored?
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throw off rain] with its garland, terra-cotta cornices attached with nails, water
spouts, mutule heads, and rich polychromy. The roof beams were also part
of it, dressed with beautifully articulated tabulatum galleries. The whole was
completed by rich purple draperies below the skylight opening and by the
flowing curtains of the doors, galleries, and hallways.37
It is a wonderful, richly articulated, and yet unified work, whose overall
effect we are able to conjure up in our imagination but with the details
blurred.38 Such echoes, indeterminate in their details, of a beauty that no
longer exists are what most stimulates free creativity and inspires us toward
new inventions. If the Renaissance masters had studied and attempted to
reproduce antique models with the same critical spirit shown by the neo-
Gothic school as it pursues its own direction, we should have had no Bra-
mante, no Michelangelo, not even a Palladio—although the last-named, by
the way, best understood and exploited the antique atrium.3?
Architectural joinery proper—that is, in place of windows, doors, and so
on— was sometimes replaced by curtains. In general, their principles were the
same as ours, as can be seen from Vitruvius’s well-known passage on doors.?°
We can see this as well from ancient doors and windows that were painted,
sculpted in stone or stucco, or made of bronze —all of their parts are modeled
on timber construction.*!
The door with its frame and crown, the whole thyroma, was always
treated as opus intestinum, as part of the interior dressing, even on public
monuments and temples. Even when it was executed in a monumental way,
the motive was provided by the ancient bronze cover.
The absence of stone door jambs on all Doric temples and the traces of fas-
tenings for no longer extant dressings (as on the five gates of the Propylaea)
lead us to conclude that the strict Doric style retained the ancient bronze door
dressing.
Ionic and Corinthian temples, by contrast, often still have well-preserved
stone doorframes.*?
Even if the door jambs, lintel (supercilium), and crown (hyperthyron) were
made to stand out through the choice of materials and through art, they
merely formed the frame for even more richly furnished door wings with their
intricate latticework transoms.
The most ancient examples were not yet in the joinery style proper but
simply boards nailed together, reinforced with metal coverings and overlaid
moldings, very simple motifs executed with decorative richness.
Very old representations of doors in stone, which must have been chiseled
according to all the rules of joinery —their frame sides (scapis), tops (impa-
gibus), and panels (tympanis) — point to the early development of this build-
ing craft in its most characteristic technique.
As with everything else, the Italic peoples long remained faithful to the old
tradition. [Marcus Furius] Camillus decorated his house with the booty he
had stolen from Tyrrhenian door dressings. Tufa imitations of these were used
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Semper
to seal tomb chambers (pp. 373-74). The gates of Jupiter Capitoline were still
covered with ancient empaestics and gold foil in Stilicho’s time.
Residential buildings as well had wooden thyromata and prothyra that
were the decorative focus of their otherwise simple exteriors. Effectively they
were the rebords — that is, the cuffs— of the interior.*3
Consequently, the encaustic paint on them is frequently mentioned. They
were also decorated with trophies and family coats of arms, and on feast days
they were hung with garlands and festoons, motifs that were in turn incorpo-
rated into the permanent decoration.
Pictorial and plastic decoration, too, responded to the transitions that
architectural styles in general passed through. Previous to and at the time of
Polygnotos the principal decoration for doors was painted. An epigram attrib-
uted to Simonides names Cimon of Cleonae and Dionysius of Colophon as
painters of a temple door (the former was a founder of the historical school
of painting, the second a contemporary of Polygnotus).44 The liberation of
Melanippe was painted on the exterior of the doors of the Temple of Apollo
in Cyzicus.
Town gates also received painted adornment: a full figure of Athena as
Polias, ruler of the city.45 The same was true of private houses.*¢
In the golden age of art, very ancient metal dressings and the painting
that marked the middle period of Greek art were replaced by chryselephan-
tine art and other costly ornate dressings for wood construction. The doors
of the Temple of Athena in Syracuse, so highly praised by Cicero, were of
this kind. They had rich metal fittings, on which the range of ancient litera-
ture is extensive.
This new luxury of dressing reached its apogee under the Ptolemies, when
the most valuable materials again disappeared under a decorative crust.47
The veneer work from Kerch mentioned above illustrates the degree of
overrefinement that the art of gluing and veneering had reached by this period
and would later among the Romans. Book 16 of Pliny, which is crucial to our
subject, provides further evidence. This author, moreover, presents us with a
striking report about three different joinery styles (“fabricae artis genera”):
Greek, Campanian, and Sicilian.48 Unfortunately he provides no details about
the differences.
Metal doors in the cast-metal style, which were imitations of chiseled car-
pentry work, seem not to have found acceptance until the imperial period.
They replaced the oldest metal-covered doors.
Also noteworthy are the reappearance of the old contrast between the
sheet-metal covered carpentry of the oldest Christian church doors and chis-
eled carpentry work, which starts to be imitated again, and the return of cast
metal. As early as the eleventh century an excellent school of metal casting
appeared in Germany under the Saxon emperors, and it competed with the
widespread Byzantine sheet-metal style. But the new genus was not to become
dominant until three or four centuries later, with the famed casters of the
Renaissance.
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The conquests of the Germanic tribes in the territories of the Roman empire
were accompanied in the provinces by a revolution in social forms and in
building methods, which can be explained only by assuming that there was a
conscious and active resistance to extant political and architectural principles
in the aging Roman civilization.
Gregory of Tours, the historian of the Merovingian kings, frequently alludes
to a building method peculiar to the Franks, with art-forms borrowed from
timber construction. The royal residence was an open farm, surrounded by
porticoes in carefully smoothed, finely carved woodwork, executed in an orig-
inal but by no means inelegant style.55
Although classical art retained its validity even when it declined to its
lowest point and while its principal elements accepted by the barbarians were
susceptible to the effects of luxury and good living, these elements were com-
pletely transformed — partly under the influence of the different social forms
of the north, and partly thanks to the more particular influences of Nordic
craft, which retained its traditions to some extent.
This is true of both secular and ecclesiastical architecture in the early
Nordic Middle Ages. Old Nordic building traditions, closely linked with the
old Nordic way of life, were by no means insignificant.
If it is certain that most of the earliest Christian churches built in the bar-
barian and barbarized transalpine countries immediately after the conversion
of the pagans were timber structures, and were the work of missionaries from
the north (mostly Scots and Irish) who brought their traditions with them,
then there can be no doubt that these buildings should belong to a certain
type that held its own against the perennially dominant influence of general
ecclesiastical tradition. There is equally little doubt that this type must, to
some extent, have carried over to the stone churches that replaced their tim-
ber models a few centuries later.
We want to try to describe these influences in more detail, but first we must
turn to the scant information available about the old Nordic building tech-
niques used in the centuries immediately before and during the introduction of
Christianity, and to the remains of earlier timber architecture in the north.
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Like the dynastic house described by Homer, the Nordic version stood in
a fenced or, often, walled courtyard. Its ring wall was strong enough to serve
as a defense against raids.
The courtyard had two parts: the outer courtyard and the residential
courtyard proper. The former was for barns and stables, the latter for living
accommodations.
The principal dwelling resembled the Homeric megaron, a rectangular hall
divided into three aisles by a double row of timber columns (setstokkar). In
the middle of the southern or eastern row of piers was the patriarch’s seat, the
seat of honor (ondvegi).5° Opposite this, on a slightly lower dais, was the sec-
ond seat of honor. There were benches on both sides of these raised seats, and
they were placed higher on the side of the first seat of honor and lower on the
other side. The intervening space was wide enough for a fire to be built with-
out obstructing the men from going about their business.
The four columns set around the raised seat were taller than the others;
they towered above the roof and each was decorated at the top with a carved
head of Thor. Between them a window frame (briindss) was placed at the
roof’s highest point, admitting light and allowing smoke to escape. It could be
closed with a shutter. The rafters were supported on this frame (the arca [sky-
light] of the Roman cavaedium [inner court]) and the roof was not pointed
but flattened at the top. Thus the hall filled the building to its full height,
including the roof space, and had no side windows.57
At the end of the hall a raised panel, called a cross bench, ran across the
width of the building, creating seats for women (Homer’s mychos). This wide
stage was enclosed by a lattice, behind which the women did their work. At the
same time, they overlooked the men’s hall and were involved in conversations.
The hall’s side aisles were usually given over to sleeping enclosures; some-
times these were omitted and replaced by seats (handridar) to allow for more
intimate conversation. The space between the women’s tribune and the last
piers formed a kind of transept with storage areas (afhus, klofan) that pro-
truded beyond the main walls of the hall.
In front of the hall, opposite the women’s tribune, was the [staf ]golf, the
vestibule with a low stone hearth (skorstein). The [staf|golf was open to the
hall and somewhat higher, so that one descended into the hall.
Two outside entrances that led into the [staf]go6lf were placed opposite
each other on the two long sides. In front of each door was a porch, again
with a door (the outer door). There were also side doors.
The porches were large enough to be used as storage spaces for firewood
and beverages.
The plan of the main building was much articulated and made up of many
juxtaposed units. In its elevation it presented itself as such, as we will see.
First, we must discuss the principle of separation that characterizes Scan-
dinavian architecture, both for this central building and for those others that
surrounded it.
First, the residential buildings. These include the skali (chalet), originally a
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wooden hut that later assumed huge dimensions. One skdli is described as
twenty-five fathoms long, thirteen ells wide, and thirteen ells high. Another
known example is forty ells long and nineteen ells wide, and paneled through-
out. It was heated, had side rooms and a loft (/opt), and served various
domestic purposes. Primarily it may have served as accommodations for the
numerous commoners who were members of the retinue. There were, then,
separate rooms, parlors, rooms for the retinue, bathrooms, living rooms, and
female housing. These included the skemma (kemenate in German), the work-
room for the women.
Some buildings had an upper story —accessible from outside via an open
staircase — which led to an open gallery (a later structure) running along the
wall. A trapdoor (/#ka) on the inside provided access to a lower level.
The sleeping hall contained nothing but bedchambers. An especially beau-
tifully arranged sleeping hall is described in the saga of Saint Olaf. Four outer
doors were set in the four walls of the square building; a double row of
bronze-covered wooden pillars led from each to the center. This produced
four squares within the hall, which low board dividers turned into separate
rooms. At the intersection of the four passages was the host’s bed on a plat-
form surrounded by benches.
There were also earth houses (cellars), some under the halls, others in the
open air. The latter were connected to the halls by underground passages for
rescue from fire or enemy activities.
The distance between the rooms needed for the household proves the
kitchen too was a separate building; and separate, in turn, were the bake-
house and the larder (stokkabur), which was placed on piles and isolated.
Then there were arsenals and exterior houses for the storage of weapons and
equipment. The toilets were also separate buildings, often of a large size.°8
So much for the residential buildings. The same isolating system is found
in work buildings. The drying house, malt house, barns (grain barns, storage,
straw barns), cattle stalls: each was separate and had its own roof.
In elevation the Nordic style follows the same principle of isolation: each
element of the plan is articulated in elevation with its own roof. Thus the
whole building forms a group of spaces arranged around a main roof, unified
according to the rule of subordination in multiplicity.
This residential system was by no means governed by climate; in fact it is
clear that in the far north—in Iceland and Norway— it must have caused much
discomfort. It demonstrates, rather, an architectural tradition imported from
elsewhere, reminiscent partly of northern Asia and China, partly of the oldest
Greco-Italic building practices. It contrasts sharply with the ancient Saxon
approach, in which everything — people, cattle, and crops — was protected by
a single massive roof. The latter system could evolve from the social condi-
tions originally found in the north; the former must have been imported fully
formed. This proves the later immigration of the Scandinavian tribes, which
lingered longer in Asia than kindred tribes in the south. Perhaps they also trav-
eled along a different route that brought them into contact with northern Asia.
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A\
N j
not connected to the walls, so that it can be taken down with a certain amount
of force. It is covered with shingles or birch bark and hung very low. The
gables are covered with carved boards and decorated.
Nordic wood carving, not the least remarkable feature of these timber
structures, also goes back to East Asian motives but curiously has not been
further developed. “Wood is the true Germanic building material.” In wood-
works we meet old Nordic art on its own turf. This tradition, like others
already alluded to, was pursued before the medieval stone style.°°
Carving (always polychrome) is especially common on projections (beam
ends, rafter heads), which conclude in every kind of eccentric animal shape
and band loop. But door frames, columns, and wall panels as well were often
covered with shallow carving, as if with tapestry.°! Sagas extol the fame of
such work. Most famous were the wall and ceiling panels in the house of Olaf
the Peacock, “whose carving was more beautiful than an embroidery,” as the
skald Ulfr Uggason sang in a special poem about the carvings. The name of a
famous carver has come down to us, that of Thord Hraeda, who decorated
his own house on Iceland most wonderfully with his art; some fragments sur-
vived until the sixteenth century.®2
Figurative representations in these oldest of carvings probably had scarcely
detached themselves from ornament. They may have resembled the oldest sur-
viving carvings from Norwegian timber churches, which have already been
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transferred from the girder heads through the wooden consoles (e) to the ver-
tical posts. When the cantilever was large, the consoles were replaced with
genuine braces. The space between the girder heads, the vertical column, and
the sill was filled with diagonal screening boards (later by an intermediate
sill). Above the beam heads were the upper vertical columns with their lattice-
work and fillings.
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These are the supports and beams to which the upper floor and its repre-
sentative, the upper sill, correspond as something borne. Once again, the
Gothic period treated them more materially and technically, often with very
tasteful and free use of the carpentry processes of beveling, grooving, and the
like for plastic-decorative purposes. A steeply sloping crocket often served as
a crown, and inscriptions or a Gothic arched frieze ran along the sill. Some-
times the sill was cut into a pointed arch or a zigzag from beam to beam.
Often it looks as though it had simply been replaced and the upper column set
directly on the girder head.
The Renaissance returned to the form of the antique architrave and treated
the sill appropriately as a continuous frame and supporting girth.
Above the sill came the upper story’s supporting posts with their lattice.
In the Gothic period those posts, in accordance with their tendency, were
often in the shape of a prototypical flying buttress, or at least they echoed it:
crockets, recesses, statue niches with consoles, and baldachins to receive
wooden statues, hatches, gargoyles, coats of arms, and so on. The lattice
spanning between them either was simply constructional (such as a diaper lat-
tice, more or less varied with dentils, cutouts, and replacements) or followed
the principle of subordination found in Gothic tracery (richly profiled inter-
mediate posts and intermediate sills, diaper lattices within the subdivisions of
the articulated main field). In the later period the diagonal lattice was hidden
behind wooden panels; these were covered with pleated parchment rolls, per-
forations borrowed from stone balustrades, and other late Gothic motifs.
This trend of partly concealing the diagonal spars of the lattice and partly
dissolving them into decorative motifs (so that their antimonumental effect no
longer makes itself felt) gained the upper hand during the Renaissance.
The roof was the last and most expressive movement in this rich fugue. It
appeared as either a hip roof or gable roof. The (older) hip beams projected
in just the same way as those of the various stories; the roof surface was
enlivened by oriels built according to the same system. The gable, floating on
plates and consoles and projecting considerably, was the hegemon or procer
[leader] of the interior roof construction. Its field was a continuation of the
lower story.
The intermediate fields contrasted with the structural frame.72 As noted,
this contrast should be emphasized. Since these intermediate fields were not
dynamically active, they formed restful areas and were effectively panels for
the development of a freely decorative and tendentious art that had no rela-
tion to structural activity. This contrasted with the supporting, bearing, and
borne parts of the timber structure, mentioned first, whose decoration could
and should have emphasized and plastically represented their activity and
purpose.
The Gothic style seldom took this into account. It preferred tendentious
motifs for enlivening the structural parts; its pure ornament derived more from
craft concerns than from the plastic representation of functional-dynamic
effects. In contrast, the filling was usually either empty or filled with pointless
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Yani
im,
— |=
lr
i
Hi
\\i Ei
plankwork. But this reproach applies less to the early Gothic style (which was
still half Romanesque) than to the later style, to which almost all the timber
buildings in this style belong.”3
The Renaissance reawakened an artistic awareness of antiquity and, remark-
ably, it is in this popular timber architecture that it appeared first and with the
least inhibitions.
From that point on, the free art of the sculptor and painter returned to
the filler surfaces. The decoration of framing parts returned to the old tradi-
tion (never completely forgotten by the people) of plastically representing the
dynamic activities of these parts.”4
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Tectonics: Technical-Historical
685
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AHHH
tH
Bavarian-Tirolean house
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Tectonics: Technical-Historical
ead =
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Le on o a
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mu
AHN TE 4 mie
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should be particularly noted: in Styria, Upper Bavaria, and Tirol they are usu-
ally set individually at regular intervals, as a consequence of the timber-frame
system. In Switzerland they are clustered in a few groups so as not to weaken
the log construction.
The antique, low, cantilevered purlin roof with its stone-weighted wood
shingles, likewise the galleries underneath them, are common to both, as are
the projecting beams supporting them, but the type of support differs for
structural reasons.
In the case of the Swiss house, the wooden dressing is restricted to individ-
ual parts: window and door frames, the parapet walls of the galleries, and the
gable edge, because log walls form their own surfaces. Moldings are executed
in accordance with the same antique profiling principle discussed above; here
too there is no trace of a Gothic reminiscence.
The lattice construction of the Tirolean house cannot be applied to the
Swiss house. This is just as well since the latter is richly endowed with carved
and painted ornament, the character of which is more Romanesque than late
Italian; again, nothing in it suggests even the slightest reminiscence of the
architectural style of the thirteenth, fourteenth, or fifteenth century.”8
The occurrence of very rough so-called Staffeln or stables built from round
logs should not fool us into seeing them as the origin of this style. In its prin-
cipal features it certainly had already been established abroad and may have
suffered no fundamental changes for thousands of years. Then, as now, stables
were built more roughly than dwellings.”
Having already highlighted its similarities with other timber buildings, in
what follows we will restrict ourselves to a short description of the identifying
characteristics of the stylistically perfected Swiss house and to what distin-
guishes it from other timber buildings.
Logs cut into square trunks about seven inches thick are set on rubble-
stone foundations. The trunks are laid transversely one on top of the other
and jointed very carefully at the ends with an abbreviated flattened area, so
that they fit very snugly. The beam heads project from the wall.
These beam heads are used to support the galleries and projecting roof
purlins.8° The upper beam projects beyond the lower one and supports the one
above it, which projects even farther, until the required cantilever for the last
supporting beam is achieved. Through carving, the gradual increase in the pro-
jection of the beams becomes an articulated console system. The most com-
monly used patterns correspond to antique precedents.®! Because the partition
walls of the house’s interior are constructed in the same way as the outer walls,
their beam ends form just as many pilasterlike projections on the outer wall
and they determine the number of supports. These pilaster strips, arising from
the construction, and from which the supports for the suspended parts boldly
develop, are articulated by the thicker and somewhat more projecting girders,
which have a running groove intended to support the floorboards. On their
faces these girders have their own steeply rising console profiles. Thus, unlike
timber-frame construction, the wall timbers are the supporting elements for
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nature effectively, is impossible. And yet here too contrasting effects can be
discerned: the low squat proportions, the shallow roof, the warm color, the
comfortably cramped family quarters, all serving as a foreground for the
noble but somewhat cold natural scene climbing toward the heavens.
Gothic pinnacles are as out of place at the foot of the Alps as are domes,
nor will they flourish there.
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coffered ceiling by carving stars into the lower layer of boards at regular inter-
vals. Even more clearly, the narrow ceiling strip suspended under the ridge of
the rafters presents itself and its rich Arabic coffering as, so to speak, a rem-
nant and truncated representative of the missing cased ceiling of old, upon
which the ceiling remained stylistically dependent.8¢
Far less dependent on this antique tradition is the well-known roof truss of
San Miniato in Florence, which an inscription records as having been built in
13577:
It provides an excellent illustration of what was said in chapter 7 on the
decorative treatment of tectonic connections, for which reason my own draw-
ing of it is appended here.8” The lively color of the pure ornament without
tendentious accessories stands out against the somberly dark ground of the
wood, playfully alluding to its dynamic effect.
Color plates 21 and 22 show two examples of a type of decorative treat-
ment frequently applied to rafters in the early Gothic period, which in only a
few cases has survived in its original form and polychrome completeness.%8
They are the rafters of the churches of San Zeno and Santi Fermo e Rustica in
Verona. The former is perhaps not much later than the church itself (eleventh
century); it crumbled into dust and was removed shortly after the drawing
presented here was made, in the summer of 1835. The second is probably not
much older than the fourteenth century, but was doubtlessly intended, like the
first, to be decorated with stars on blue fields.
The motive is a kind of barrel vault, produced by coffered panels sus-
pended from the roof’s rafters and collar beams. It also retains the old tradi-
tion of the ceiling with fields.
Are what we find here really only wooden surrogates of the vaulted
church nave ceilings that could not be made for structural reasons or because
of inadequate resources? Or are these forms uninfluenced by such imitative
intentions, occurring for quite different reasons? I believe that the latter is the
case, since we know that the ancients liked to have curved ceilings with fields
(testudines) in their tabernacles, tablina, halls, and so on. According to
Vitruvius, the roof truss of his basilica in Fano was covered with an arch in
the same way. This system corresponded to the antique principle of con-
cealing the artificial elements of a structure in monumental building and
exploiting them decoratively only in light movable supports and in the design
of furniture.
Still, the Gothic style may have taken up the traditional motive on its own
terms. In the northern countries, where it came to predominate in the middle
of the twelfth century, this style abandoned the simple antique system of roof
construction, in part because strong timbers became rare and expensive, in
part for reasons of weight.
This resulted in new and more artful combinations and also led to steeper
roofs. For churches the principle of boarding up to the collar beam was
retained, though in the form of vaults.8? Only the main beams and suspended
posts (decorated with beveling and every kind of carving) remained visible.
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The forces acting on short lever arms here, intended to overcome forces thrust-
ing against them on very long levers, are very large and can be handled only
by using very large dimensions for the individual parts and by most careful
joining.7!
Otherwise, these Nordic roofs, because of their purlin construction, are
more closely related to southern roofs than to those of central Europe, which
generally abandoned this technique in the twelfth century. The purlins, how-
ever, are not laid on the rafters (an antique southern system inappropriate to
shipbuilding); they are pushed through like crossbars and combined with the
rafters to form a lattice.
The undecorated, purely functional construction of old Norwegian church
roofs, the carvings of parts in arched forms that cannot have any aesthetic sig-
nificance in themselves, and other characteristics, all prove that the later
wooden casing that now conceals them was always part of the design.
By adopting the Gothic system, Norman carpentry freed itself from this,
experiencing its heyday in those countries that had become Norman (Nor-
mandy, Sicily, England).%2
The beautiful roof construction of Ely Cathedral (late fourteenth century)
shows this style at its peak of perfection and in its most magnificent application.
Another outstanding example is the roof of Westminster Hall in London,
which Viollet-le-Duc describes in detail in the “charpente” article in his Dic-
tionnaire. In this magnificent example of decorative tectonics, perforated
tracery became a new decorative element. At the same time, it served to con-
solidate, replacing the earlier use of planks to bridge the structural parts. The
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overuse of tracery, along with the extravagant use of such late-Gothic devices
as notches, circular rods, and crockets—all of which weaken the wood —are
merely external symptoms of the decline of these splendid decorative tecton-
ics. Gothic increasingly alienated itself from its own principle and ended up
by sacrificing itself entirely to mere surface ornament.”
As a result of the Norman conquest, the Scandinavian roof found its way
into France as well. Witnesses to this are the timber-frame houses of Norman
towns, where the gables show the Norman frame system even on the exterior.”
But more significant buldings, like those found in England, are very rare and
never seem to occur without the admixture of heterogeneous elements.>
Examples are even rarer in Germany, if they occur at all. Perhaps their
introduction was prevented by the need to consider climate, perhaps also by a
preference for the classical tradition, which in Germany expressed itself from
the time of the Saxon emperors and never quite expired.
All the basilicas from that period in Lower Saxony, all the halls of princes
and aristocrats (for instance, the hall of the Wartburg) are or were outfitted
with beamed ceilings harking back to the antique style.
In civil building this principle was generally adhered to throughout the
Middle Ages, but the less active the principle of Gothic style became here, the
more important became the introduction of Gothic details (like tracery, con-
structional ornament, coats of arms) —a trend that escalated ever more ques-
tionably up to the sixteenth century. Thus in this area and in German civil
architecture the Renaissance had no principle to conquer; it only needed to
purify the ancient system.Ӣ
Whereas Germany strove for classicism under its first great imperial houses,
Italy was simultaneously barbarized by pressure from the north.
As the level of artistic activity in Italy slipped into nearly complete dor-
mancy, Nordic ways and traditions found their way into the arts. Yet here too
the northern influence, or at least the late medieval kind, was mainly external.
It was in civil building that a nondecorative Gothic principle operated least of
all; on the other side of the Alps it had never and nowhere been anything
other than decorative. Still, this happened even more superficially in the south
than in the north. At the same time, the technical origin of Gothic decorative
forms was forgotten, and Gothic ornament was once more applied and dis-
tributed in the antique way.
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end of the thirteenth century, and more decisively in the fourteenth century,
recognized in parchment images (manuscript illustrations) both the material
and the occasion for independent effects, which it seized with the most rapid
success.°8 Lively descriptions by medieval poets were an excellent stimulus to
illustrators, encouraging a freer way of presenting images. Already by the end
of the fourteenth century we find among miniature artists a fresh striving for
painterly effects, naturalism, a genuine expression of feelings, and even for
composition and action, combined with a real taste and sense for the absolute
beauty of lines and forms.
Similarly, sculpture found a way of operating more independently in the
decorative arts: in goldsmithery, book covers, artistic vessels, furniture, and
domestic furnishings. During the heyday of the Gothic system both arts—
painting and sculpture — had to obey the strict rules of the dominant architec-
ture and levy its structural forms for decorative purposes. This was also true
for these decorative arts, which now offered art a field for freer activity.
Having become more independent, however, artists learned how to remodel
and put to imaginative use these same forms, working purposefully in a
painterly and sculptural way to create a mood, even if monumental practical-
ity was understandably not taken into account.
At about the same time, altarpieces (retables) were introduced that had not
been part of the previous tradition, to a certain extent as compensation for
divorcing wall surfaces from the arts. A richly framed proscenium was meant
to reproduce plastically on its panels the sacred drama of the mass. It was a
splendid idea, which the now somewhat freer arts of painting and sculpture
seized with enthusiasm, all the more so since they felt cramped and confined
by the architectural network of tracery and window leading.
Pulpits, tabernacles, portals, organs, choir screens, fonts, even church towers
fell more and more into the hands of painters and sculptors. At the same time,
their painterly and plastic treatment of the old structural elements — entirely
arbitrarily and without any regard for monumental practicability—was now
actually accepted into the architecture and fully realized. The principle itself,
interpreted with the utmost sophistry, encouraged the greatest arbitrariness;
in its dotage the system became comical and played humorous games with its
own nature!
And as it denied its own nature, the principle of order—architecture itself —
seized the choral leadership of this fantastic dance, and even as the Gothic sys-
tem was facing a sudden end of its reign it once more experienced a brilliant
upturn.
Where this self-destruction did not lead art to a magnificent and genuinely
artistic end worthy of its former greatness and wonderful for all times, a less
glorious end meant ossification into schematism and tediousness!
Requiescat in pace!
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Mr. Didron selected this motto for his wonderful reports about the Gothic
Italy that he had discovered.?
Not a discovered Italy, but an annexed Italy! At the same time, an assault
on the whole great Sturm und Drang period of the twelfth and thirteenth
centuries. A surprise assault vindicating for the Gothic system everything
connected with the powerful social upheavals that moved this period to and
fro and which erupted from Italian soil with unusually productive force—
even though it was precisely in Italy that this system foundered on a power
stronger there than any system, namely, the power of the individual who will
never, for the sake of rules, neglect the legitimacy of his own existence but as
an independent power will enter the arena to join the debate over principles
and fight for what is dear to it: individual and civil freedoms. It is in this sense
that we should understand the always changing support for a pope or an
emperor, understand the related tendencies of expanding cities which alter-
nately incline toward antiquity and the Gothic but always remain indepen-
dent, understand Italy’s poets and artists during the struggles between
spiritual and secular dominance.
Santa Maria Maggiore in Rome, the cathedral in Pisa, San Miniato in
Florence —all Gothic! Giotto a Goth, Dante a Goth!!0° The author of the
Divine Comedy, which was from beginning to end a protest against the sys-
tem by the poet, the patriot, and the individual!
Opposed to the system whose leader may have been enthroned in Italy, but
whose true champions were foreigners: chiefly the Gauls who, accustomed to
hierarchy from Druidic times, showed themselves more suited to monastic
and military ecstasy and discipline than any other people. Among the Gauls
organizational talent!®! is innate in almost every individual, and everyone
finds the greatest satisfaction to his self-esteem in being part of a great com-
munity and seeing himself powerfully and gloriously represented.
In Norman Gaul, and occasionally elsewhere, the system had almost
unconsciously expressed itself architecturally as early as the eleventh cen-
tury!02— before it emerged more self-consciously as the perfected Gothic style,
at the same time as the bloody crusades against heretics.
By contrast, in Germany it made a hesitant entrance only after the down-
fall of the last representatives of the Roman imperial idea. It appeared first in
the Rhineland. Simultaneously, the Romanesque style produced its most beau-
tiful flowering wherever the old imperial idea was still rooted, chiefly in the
Saxon lands.?° In Italy, as I have said, it was in principle never recognized nor
even understood.
Thus two principles confronted each other for a long time, and the medi-
eval world was divided into two camps, each with its own architectural sym-
bol. Yet there was conflict even within those camps: a revolt by the high arts
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soon made itself felt, especially within the victorious Gothic system.
On the west portal of Chartres Cathedral rise up stiffly hieratic, finely
draped statues, bound and stretched like columns. They blend perfectly into
their surroundings —the bundles of Gothic columns.!°4 Their majestic rigidity
makes them the well-considered product of a system that strove through strict
schematism to break the (earlier and contemporary) Romanesque upswing in
sculpture and to incorporate sculptural form into the architectural organism.
True Gothic sculpture was a deliberate, tendentious, backward step. But soon
afterward sculpture revolted against the principle. The noble, reemancipated
sculpture on the main portal of the same Chartres Cathedral, those of Senlis,
Paris, Reims, and elsewhere rebelled against the Gothic system and are
Romanesque through and through. They are free of the influences of the sys-
tem that tried to repress the Romanesque artistic tradition. They are almost as
free of that system as are those masterly sculptures on the late Romanesque
golden door in Freiberg, just as free as works by the masters Nicola and
Giovanni Pisano, and Orcagna.!05
Nevertheless, sculpture could not flourish for long under that system. It
was subjugated a second time: those warped and ugly figures of the period
(the fourteenth century) when Gothic architecture ruled almost everywhere.
At the same time, painting was trapped within the mesh of leaded windows
and was completely fettered to architecture, finding no decorative arts where
it might move more freely. In the decorative arts, however, a reaction to the
system appeared around the late twelfth and early thirteenth centuries, to a
system that, although still active in individual Romanesque forms, had been
powerful and ruled ecclesiastical and secular utensils and domestic furnish-
ings with these forms much earlier. This resistance is readily apparent in the
best art objects and furniture produced in this period. Examples: some beauti-
ful thirteenth-century censers;!°¢ the bronze candelabra of the Blessed Virgin
in Milan Cathedral;!°” others in the same organic plant style in Brunswick,
Prague, and other places; and many other utensils and pieces of furniture that
have survived from this early Gothic period or are depicted on contemporary
miniatures. Here a spirit of freedom and resistance to the dominance of archi-
tecture moves by deliberately avoiding structural forms. It is an independent
trajectory that goes almost as far in rejecting architecture’s basic principles. If
one compares these works with earlier ones from the Romanesque period that
served the same or a similar function, in which, however, the system was
already being prepared, one cannot doubt that this spirit exerted its influence,
that there is a conscious struggle for emancipation from the predominant
influence of architecture (whose pressure on the decorative arts and the closely
related independent arts of sculpture and painting is already apparent).
Although these works date from the twelfth or thirteenth century, they are
nevertheless anti-Gothic, because they contradict the principle of the period
that was beginning its reign over architecture. In fact they are already a kind
of pre-Renaissance, in that one can see in them a readoption of old traditions,
an antique sense of art, and antique techniques.
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This is also true of the form, material, and applied techniques of a few
pieces of contemporaneous secular domestic furniture, which were produced
in greater quantities than at any other time. Whereas some light tectonic
objects already show a strict architectural form, others lack it completely.
Turned-wood pieces, richly enameled and embossed hollow metal construc-
tion, and to a large extent the stick construction used for chairs, thrones, bed-
steads, lecterns, and other utensils —all are partially treated according to
antique principles that do not contradict the more Oriental tendencies assert-
ing themselves at the same time. The two are very compatible because the
Orient remained forever faithful to antique tradition, at least in terms of its
superficial artistic techniques.198
It serves to confirm what has been said above about resistance toward the
(so-called Gothic) system in Germany and Italy —that remnants and traces of
this independent striving in the decorative arts usually take us back to these
two countries. Thus the unfavorable judgment about medieval furniture tech-
nique expressed at the end of § 157 does not apply to objects that bear this
stamp.
The Renaissance was, so to speak, latent in these late Romanesque, Ghibel-
line works of the decorative arts, sculpture, and painting, which have been
erroneously assigned to the Gothic style. The Renaissance very quickly became
aware of this striving, in a country where traditions had partly preserved
antique art types and the procedures belonging to antique techniques through-
out the period of deepest barbarism. Apart from numerous examples of
extant antique art, the land’s classical style and its lineaments protested every-
where and forever against the Gallic system. Progress in the old Romanesque
direction happened of its own accord once the intruding foreign fashion — the
play with construction — had been overcome. !°
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Italian cabinet
but also by metal techniques, which provide the sharpness and refinement
which were a characteristic of the early Renaissance and so natural and appro-
priate to its style. The use of metal for utensils was an established tradition,
but was given a particular boost by the culture of defensive weapons, which
reached a peak at that time. As a result, the achievements of Italian armorers
(principally Lombards) were even greater than those of Oriental armorers,
even greater than antique metallurgy. Richness of invention, the freedom to
exploit all the decorative and formal means available to metal, the mastery of
those means, and perfection in technical execution combined in their work
with the most exquisite taste and the most rigid stylistic correctness.
I will have more to say about them and their work in the section on metal-
lurgy. Here let it be noted that they are the true inventors of the Renaissance
arabesque, in which Oriental foliage patterns are so gracefully combined with
the Greek acanthus. Thus the antique principle of dressing suddenly and of its
own accord (through the mediation of iron dressing) won back its ancient
influence. This is a very remarkable event in the history of art.
The sixteenth century was so monumental in character that the decorative
arts, which flowered in the fifteenth century, inevitably felt the deleterious
effect of a newly independent painting and sculpture. Monumental architec-
ture, however, suffered most of all, as has been true for all periods in which
art has reached a high level of development. Yet this dependence was a matter
of naturally drawing from the masterworks of high art and not from the
obsession with hierarchy found when Gothic dominated the decorative arts.
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Soon this dependence provoked a striving for greater freedom and originality,
a trend that led many decorative artists to treat architectural forms in the
most arbitrary way. All the means available to wood carving, metal casting,
and all other refined techniques were completely exhausted, and formal limits
were almost completely abandoned. This ushered in the Baroque style with its
projections, moldings, niches, cartouches, hanging fruit, masks, satyrs,
volutes, shells, and so on. This led to a second reaction in the decorative arts,
and especially in artistic joinery, against the excessive weight monumental
structure applied. In short, at this stage the latter was again under the influ-
ence of the decorative arts, as it became corrupted by all that it had acquired
during its purely decorative application in joinery. Even that which belonged
exclusively to the field of the decorative arts was now transferred to monu-
mental architecture in the most arbitrary manner.
This influence affected the charmingly arbitrary late Renaissance architec-
ture of the north in a particularly characteristic way. Perhaps the older parts
of Heidelberg castle provide the most beautiful and richest example of this: a
kind of furniture architecture, and to be sure a mixed one, with late-Gothic
joinery style peering through the Renaissance, its antique forms fantastically
transformed by carving and inlaid work. While Gothic forms were adopted at
an earlier stage in Italy (even though antique motives always dominated), the
reverse now happened in France, Germany, and Belgium. Here the motives
remained Gothic for a long time; they were simply dressed with antique forms.
In Italy the Renaissance ended even less happily. Around the turn of the
seventeenth century tall architectural altarpieces were taken up — gigantic
picture frames outfitted with column orders that had already been reduced
schematically to fixed canons, heavy monumental entablatures combined
with incrustations of hard stone (jasper, agate, and lapis lazuli), Florentine
mosaic paintings, embossed metal panels, thick gilded fluting —in short, with
every conceivable decorative device. The motive, so impoverished in and of
itself, permits no simple columnar rhythm, which is absolutely necessary if the
column order is to appear as a decorative element. Therefore one fell into cou-
pling and grouping columns in the most arbitrary way to force this rhythm.
This soon led to curved surfaces and to curved entablatures and pediments.14
In the seventeenth century this wretched dresser style was transferred to
palatial facades and Jesuit monasteries and churches and began to dominate
all architecture. But the cold columnar scheme was not enlivened by the arbi-
trariness of their arrangement. Nor did the projections and moldings, the
panel architecture, and the massive baroque sculptures still suffice to animate
proportions and surfaces with their ever increasing material mass. The Renais-
sance was once again suppressed by a system, this time by a profoundly super-
ficial and empty one.
But this is too early a turn to architecture, as more agreeable things are yet
to come in the field that is the real subject of this section, namely, movable
domestic furnishings such as tables, benches, armchairs, candelabras, etc.15
Because of its architectonic rigidity, Gothic furniture (in the narrower
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sense of the word: chairs, tables, etc.) was not actually furniture. It stood fixed
by the wall and, when used, was covered with movable cushions and drapery.
A revolution in domestic furnishings must have happened as soon as they
became movable again. The cushions and draperies had to be securely nailed
to the furniture so as not to fall off when it was moved. This led to the devel-
opment of the upholstered chair, which—as is known from all the master-
pieces of the period’s great painters — retained its simple, noble, but somewhat
stiff character into the seventeenth century." It has vertical legs in delicate
turned work, a slightly bent back, a simple velvet covering with gold tacks,
gold trim, and tassels.
Two trends followed in the subsequent period: the baroque carved style
and, by contrast, the complete dressing of a simple wooden frame with splen-
did silk fabrics (see figures below). A combination of the two is shown in the
figure, bottom right.
Sy
OS
SV SN
SSN
=
SSSSSS
SoS
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Venice seems to have set the standard for luxurious furniture in the late
seventeenth century. This was the time of the splendid but overly decorative
tables, mirrors, and gueridons completely covered with embossed silver. They
are remarkable examples of the influence that the technical processes of an
increasingly dominant industry can have on the taste of the period. Although
the ronde-bosse and the art of stamping metal brought about quite different
and much more beautiful results in the work of fifteenth- and sixteenth-cen-
tury armorers, they are both results of this technique and each possesses an
individual style. This extravagant use of precious metals for furniture and
utensils reached its peak during the first great period of Louis XIV. Facing
impecuniousness he later had all of his silver furniture melted down to show
his courtiers and aristocrats how ready he was to make sacrifices. In fact, rela-
tively few pieces in this fine baroque style have survived.
The second Louis XIV period shows an affected classical taste, in which,
as Viollet-le-Duc correctly says, breadth is confused with size. The style of this
period, however, does possess truly grand features, which will not be over-
looked by anyone who impartially considers the arts and sciences of this most
glorious period of French history.
For a time the dominant furniture style involved metalwork cut out and
then inlaid on a tortoiseshell ground and vice versa (a readoption of principles
described already by Pliny). It is fairly well known by the name of its inventor
[André-Charles] Boulle. Closely examined, it reveals a large number of
nuances and substyles, from heavy metal coverings and high relief (mixed
with surface ornaments) to the willful dalliance of the rococo period proper.
The sense of formal appropriateness was much cultivated at this time
through the example of the court of Versailles, where French spirit sur-
rounded itself with Spanish grandeza. One knew how to exploit everything:
what it was suited for and where it belonged. Thus Boulle’s invention was
applied to tables, dressers, clock cases, coffers, and so on. The bed, the sofa,
and the armchair were left to the upholsterer, who either reigned supreme in
his domain or called upon wood carvers and gilders. In the end, the uphol-
sterer managed to dominate his field of endeavor to such an extent that there
was nothing left for others to do. In the case of bed canopies, for example, not
only did the frame disappear, but even the headboards (vases and the like)
were made of velvet and passementerie.
After Louis XIV comes the spirited and exuberant period of the Regency
and Louis XV. Furniture now fully emancipated itself from the laws of the
architectural tradition. Only through absolute appropriateness to purposes
which, to be sure, were often frivolous and capricious, and by the properties
of materials did it remain bound to form. In this respect it is unique in the his-
tory of art. This style developed first in the most essential furniture, that is,
tables and chairs, but when subsequently applied to cupboards and paneling
it also gained a foothold in architecture,!!”? where the ancient tradition of
column orders was nearly ousted by the curved frame of the joiner, which
increased its dominance and was transposed into a stone style. The organic
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Rococo commode
enlivening of the frame as a substitute for the now rare cornices, pilasters, and
columns can be seen as an ingenious innovation hitherto unknown to the
antique building tradition. Possibly it still stands a chance of redemption
without being so specifically bound to the period of its invention. It is possible
that it will be rediscovered when architecture again finds its sense of humor.
Another return to the antique tradition ensued; its initial appearance was
only a timid one, and this moderation and a mixture of rococo with antiquity
are very charming.!'8 This time the new impulse came from architecture. The
Petit Trianon at Versailles is just such a work, extremely graceful and a transi-
tion from rococo to the style of the last years of the monarchy. The latter style
is perhaps most purely expressed in the Garde Meuble, Place de la Concorde,
which no longer shows any trace of rococo forms. Gradually the rococo dis-
appeared from furniture. It was followed by every kind of cornice, straight
form, caryatid, acanthus, appliqué, and profiles in ormolu, in addition to
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porcelain panels with painted pastoral scenes and bouquets of flowers, porce-
lain cameos, glass, and so on, and so on.
The most famous furniture maker of that period, Gauthier, entirely elimi-
nated curved rococo forms in the 1780s, but used purely architectural arrange-
ments with rather too much dryness and consistency. His decorative forms, while
they are also too architectural and marked by a certain coquettish austerity of
style, are peculiarly elegant and marked by impeccable technical perfection.
This taste is uncommonly appealing because of its relative chastity of form,
contrasting with the superannuated coquetry that it replaced. The sharpness
and thinness from which it suffers are partly consequences of the process of
cast-metal appliqué, which had almost completely replaced wood carving. It
is also a sign of the time that embraced it, the simple appeal of whose clothing
likewise contained something of bridal death and sacrificial decoration. The
Louis XVI style will retain this tragic solemnity forever.
It was followed almost without transition by the most repugnant of all
tastes: the antique formalism of the imperial period, about which nothing
need be added (see the section on porcelaine dure, in “Ceramics”).
The nineteenth century is still trying too hard to reconcile its trends and
claims for it to be possible, or at least advisable, to make any statements
about the direction of our time in matters of taste.1!9
708
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709
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southern Italy, in Siena and in Palermo, this form of ceiling decoration seems
to have predominated for several centuries. The Renaissance did away with it
and returned to the antique ceiling, using all the means provided by a very
rich composite technique (stucco, painting, gilding) with the freedom and
confidence that can come only as a result of emancipation from the fetters of
strictly structural architectural principles, so that the structural law is no
longer materially but symbolically fulfilled. It was only by dressing ceilings
and walls with stucco that the Renaissance reached perfection, for this tech-
nique, as has been shown in other places, is eminently antique. Already the
interior of the old palace in Mantua and other works of the first early Renais-
sance testify to the mastery of truly antique principles in handling stucco
work, principles that Michelangelo, Giulio Romano, Pirro Ligorio, and other
later masters did not always take into account.
Cast gypsum was used very rarely, if at all; it has not been found in
Pompeii either. The known processes were freehand stucco modeling; the hol-
low mold, in which the ornaments were impressed on the fresh lime stucco;
and the use of a rotating template to draw profiles in straight lines or regular
curves. These processes determined the division of ceilings and walls, the
ornamentation with regard to projections, the underwork, sequence, and
composition. As a rule, what was most easily executed was best. Today com-
mon cast gypsum and the equally flat carton-pierre lead to all sorts of mon-
strosities which, already repugnant in themselves, thanks to their multiplication
and market forces are accelerating the vulgarization of decorative art and
preparing the way for its certain ruin.
The stucco worker was still a free artist in the final years of the last century
and ceilings have survived from the late rococo period that can be considered
artistic masterpieces of their kind. At least we have no right to pull them
down.
In addition, there are places where authentic wood paneling continues to
be used for ceilings and walls. It remained popular in northern Italy, particu-
larly in the Venice area, which is related to the northern Italian school of
painting’s predilection for panel work. Fancy painting on oak paneling seems
to have spread via Venice to Augsburg and Nuremberg, and at the same time
or even earlier to France (Fontainebleau, Louvre, palais du Luxembourg).!2!
The magnificent period of wall paneling is that of rococo taste, in which
the frame becomes an organism and starts to replace all other traditional
forms of architecture.!22 The frame embraces the panel like a plant, so to
speak, wrapping its tendrils around it as though imbued with organic life and
so losing the crystalline and eurythmic qualities it had before.
The pegma dissolves into vegetal elements that are fluid, as it were, con-
flicting with strict regularity.
This is the true idea of rococo, for which we found a word, or so we flatter
ourselves. Out of it one could essentially construct this style, but it by no
means follows that everything that may yet be developed out of it and advanced
into the phenomenal world must belong unconditionally to the rococo style.
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Tectonics: Technical-Historical
Notes
1. Although in its essentials antique architecture entirely emancipated itself from
timber construction, it still made use of it to resolve tasks related to domestic furnish-
ings, that is, for interior design. The principle just described of suspending timber struc-
tures was much applied, in particular for those passages (galleries, corridors) that,
following an age-old tradition going back to the heroic period, ran all around the walls
inside the atria and peristyles of dwellings. Such structures were also suspended from
the beams of the roof trusses to divide the intercolumniation into several zones, corre-
sponding to floors and mezzanines (Hesych{ius], [Lexicon 1414]: tévtnkov Td péo05-
Lov TohVoTHYyov). These walkways or galleries (Greek: mesodmai, rhogai, anterides;
Latin: pergulae, maeniana, tabernae, coenacula, deversoria) were protected by a high
latticework parapet (kavd80poc peaod5un), which also lent rigidity to the suspended pan-
eling (tabulatum, climax, stegae). Similarly, the staircase that led to them was enclosed
in a lattice cage that lent additional rigidity and made it possible to use the staircase
without being seen. Climax refers both to this staircase and to latticework in general,
the structural importance of which the Greeks knew perfectly well. This is especially
clear from the passage in Arrian in which he says that a pontoon bridge was enclosed
on either side by a lattice structure, to ensure the safety of horses and draft animals but
also to connect the bays of the bridge (Arrian, Alex[androu Anabasis, emendatam et}
exp|licatam], ed. [Karl Wilhelm] Krfiger], [5.7]: Wo otvSeon0c tod Cevypatoc).
Galleries and their latticework had been the object of rich architectural decoration
as early as the heroic period, as is clear from various indications in Homer. All of the
relevant references to ancient authors are found in [Jacob] Rumpf, De interioribus
aedium Homericarum partibus, “Dissert[atio] se[con|da.” The clearest traces of such
galleries were found in the peristyle of the so-called barracks in Pompeii (see the recon-
struction in [Charles] Mazois). Galleries were also attached to facade exteriors, at least
in Rome (Pliny, H[istoria] n[aturalis| 21.[6]: Fulvius e pergula sua in forum prospexisse
dictus [Fulvius is said to have looked out onto the forum from his gallery]). Such struc-
tures were called maeniana (corner galleries) or chalcidica. They were even more suitable
for shipbuilding: a double gallery ran round three sides of Philopater’s Thalamegos, the
lower part of which was mostly an open hall (tepiotudoc) [peristyle], while the upper
part was closed (kpvmTn) with grilles and doors (Athen[aeus] 1.38.204). Roman crypto-
portica were latticed in a similar way.
In the Middle Ages they were called pensiles, camerae pendentes, from which the
old German Pysel ([French:] poéle) derives—though this may perhaps be more cor-
rectly associated with the hollow walls of the ancient heating chamber. In some parts of
Italy, Tirol, and Switzerland, low galleries with high parapets suspended from the roof
beams are still very common. The same is true of Chinese and Indian civil architecture
and of shipbuilding. What a wealth of motives this latticework, now highly esteemed
again, can provide in these and similar cases for the future development of timber
architecture!
2. Nor should the eye be caught up anywhere, but it should be allowed to rest
where and when it wishes.
3. In every age painting in color (polychromy) was inseparable from timber archi-
tecture. Only the most recent age has failed to appreciate here again this means, which
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almost naturally suggests itself for the fullest artistic effect. Now wood is painted the
color of wood, so that it looks unpainted and therefore frail and bare, exposed to the
elements. A mistaken principle! It would be better to paint it with translucent tar (or
lacquer), so that the gloss relieves the eye of any doubt about the protective material
used, and the charm of natural wood is retained, indeed enhanced. The natural color of
wood, enhanced by varnish in this way and taken into the realm of art, is unsurpassable
as the basic shade for an ornamental color scheme. American Indians are masters of the
art of colorfully decorating their leather, bark, and wood products while retaining the
natural reddish brown shade of these materials. They use unmixed colors: white, black,
blue, and red, omitting yellow, as it is contained in the basic shade. Yet all the peoples
of the ancient world used the opposite system, completely hiding even the noblest
species of wood under coatings of a contrasting color. This includes the Egyptians,
whose well-preserved timber structures (household implements, musical instruments,
coffins, and sarcophagi) almost always carry traces of having been completely painted.
Likewise, the remarkable fragments of Greek joinery from Panticapaeum, dating from
the finest period, were completely painted, even though they were made of the finest
cypress wood. Admittedly, the painting was superb. So were Roman and Tuscan timber
works and, according to Tacitus, old Teutonic huts. So were Byzantine and old Nordic
timber structures. So were the Slavic works on Lake Tollense, for which we have sur-
viving evidence of brightly colored painting and gilding. Indian, Moorish, Tartar, and
Chinese woodworks are also completely covered with paint. The Middle Ages, and
even the early Renaissance, followed the same system. Oak ceilings did not become
more general until the height of the Renaissance, though the panels were predominately
colored. See the color prints for this chapter; [Johan Christian Clausen] Dahl, Denk-
male einer ausgebildeten Holzbaukunst aus den friihesten Jahrhunderten in Norwegens,
bk. 3, pl. 8, and accompanying text; [Ludwig Rudolf] Stiirler and [Carl Adolf de]
Graffenried, Architecture suisse; [Jules] Gailhabaud; and many other works.
4. In an age such as ours, almost all-powerful thanks to progress in the exact sci-
ences and in mechanics, the nature of nearly every material can be subjected to arbitrary
needs or to the whims of fashion. We have been successful in bending straight timber
into shapes at will, eliminating the disadvantages mentioned in the text that arise when
curved forms are cut from straight planks (the Thonet brothers in Gumpendorf, near
Vienna, make furniture from bent wood). But is it not more intelligent and just as pow-
erful to dominate the material while respecting its intractability, that is, if one makes it
serviceable in a way in keeping with its own nature, without coercion? So thought the
joiners in the old pharaonic industrial state! They separated the necessarium [necessary]
from the commodum [convenient], allowing this dualism to express itself most lucidly
in the furniture’s shape. In a way quite analogous to Egyptian architecture, the core
scheme is clearly visible behind and alongside the artistic appearance (“Egypt,” § 75,
pp. 345 ff.).
Isn’t this harmony, which runs through the whole of Egyptian cultural life in objects
large and small, amazing? Consider the chairs illustrated here. The legs are angular and
vertical, following the principle of plank construction. They end in lion’s paws, but
these allow the actual structural core to show at the bottom. The extension of the back
legs, the framework of the back, is also vertical; consequently the wood is not put
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Tectonics: Technical-Historical
Egyptian chairs
under any stress and it remains unweakened. Against this framework leans the back
proper: an obliquely placed board gently curved to follow the line of the human back.
To this, which is not part of the structure, the decorations have been assigned: smooth
inlaid work without reliefs, because the uneven spots would chafe the sitter. The other
decorations (spurs and chevrons on the vertical and horizontal parts of the structure,
panels decorated with reliefs, etc.) are entirely appropriate to the principles expressed
in the previous part and elsewhere. The upholstery simply completes the idea already
expressed in the pegma.
5. Moreover, it does so unevenly, depending on the length of the fibers and the
diameter of the trunk; it does so unevenly in all three dimensions if cut into sheets.
6. This expression is explained below.
7. Dahl, passim.
8. It is not fully secured against this, however, because the parts of the frame are
themselves prone to warping. To achieve this end completely, it is necessary to balance
against each other the tendencies of the material elements to change shape. See below
under gluing and opus intersectile [joining work].
As not every aspect of joinery can be detailed here, I recommend for the layman in
carpentry and building construction a small, useful handbook: Der Bautischler, vol. 3
of [Franz] Fink’s Schule der Baukunst (Leipzig: Spamer).
9. The Greeks, like the Egyptians, were familiar only with flush and recessed panel-
ing. Their joinery work was very simple, almost rough; panels were only mortised in
the recessed edges and framed with a riveted molding. Thus all the moldings on the oft-
cited sarcophagus of Panticapaeum are riveted. Generally, the oldest principle of con-
structional dressing is preserved on all parts of this piece of joinery, which probably
dates from Alexandrian times.
By contrast, the two cast-metal Roman doors discussed in volume 1 (pp. 329-31)
show a more advanced joinery exactly like our own.
10. The same care must be taken here that the potter takes to prevent uneven
shrinkage in the kiln.
11. Pliny, H[istoria] n[aturalis| 16.[83}.
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12. See the veneers illustrated here from the oft-cited Antiquités du Bosphore, pls.
79 and 80.
13. In addition to other deficiencies of metal as a building material that are not
directly of a constructional nature.
14. Including the inscriptions concerning the Parthenon treasure.
15. See the sections on toreutics and forging in “Metallurgy.”
16. In England the massive bearing walls of residential buildings that are com-
pletely pierced on the ground floor are without exception supported on tubular archi-
traves constructed of sheet iron. The tubular system and the lattice were also used in
antiquity for purely structural works and for magnificent waterworks, as indicated in
the passage from Arrian cited above. Old Gothic churches sometimes have roof trusses
built on a lattice system.
17. For tectonics as practiced by the most ancient civilized peoples—the Assyrians,
Egyptians, and eastern Asians —see volume 1 and “Stereotomy,” which shows how the
stone orders of architecture relate to the oldest motives of timber tectonics.
18. Examples of Assyrian tectonics have already been mentioned. We insert here a
few examples of Etruscan furniture in the most ancient style. Because so much material
has to be dealt with in a limited space, we will refer mainly to museums and existing
illustrated works. See in particular Layard and Botta on Assyria; Museum gregoriano;
Micali, pl. 16, nos. 1, 2; Vermiglioli, Saggio di bronzi Etruschi trovati nell’agro Peru-
gino; [Francesco] Inghirami, ser. 3, pls. 23 ff.
19. Column drums, Doric capitals, even bases were turned, following antique artis-
tic practice.
20. See the woodcuts on pages 338 and 456, as well as the candelabra on page 639,
right. We have illustrated our text indiscriminately with Etruscan and Greek domestic
objects, as they are both part of the same Greco-Italic art, which reached a high level of
development under the Etruscans in particular. Critias, the finest Attic art connoisseur,
acknowledged that Etruscan bronze housewares were superior even to Greek. The
Greeks judged their Italian cousins rather less harshly than our connoisseurs are prone
to do and admired them for their superior artistic skills.
21. The invention (or introduction) of cast metal is attributed to the old Samian
master Rhoecus, son of Philes, who is said to have worked between the thirty-fifth and
the fortieth olympiad. He was followed by his son Theodoros, who cast statues in
bronze (forty-fifth olympiad), and his brother Telekles. A son of Telekles, the second
Theodoros, made a silver krater for Croesus (fifty-fifth to fifty-eighth olympiad), and a
gold one for the palace of the Persian kings. The latter was only a metalworker; the oth-
ers were also architects and worked on the Temple of Hera on Samos.
Glaucus of Chios is mentioned as the inventor of soldering and iron construction.
His masterpiece was reportedly a richly chased iron stand for a krater offered at Delphi
(Pausanias 10.16.1). He was a contemporary of Alyattes (olym. 40, 4—olym. 55, 1). More
about this way of working in metal and its allegedly Greek inventors in “Metallurgy.”
22. See volume 1, “Hellenic Style” and passim.
23. Descriptions of these works, though detailed, are not sufficient to permit their
reconstruction, and so all such attempts have proven unsatisfactory. See Quatremére de
Quincy, Jupiter olympien, 196, 384, and passim; [Karl Otfried] Muller, Commentatio
714
Tectonics: Technical-Historical
HAG
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the mesodmai of the hall of heroes, used by the heroines of tragedy to hang themselves.
36. Varro, in Non{ius Marcellus] 2: Ad focum hieme ac frigoribus coenitabant;
aestivo tempore in propatulo, rure in corte, in urbe in tablino, quod moenianum pos-
sumus intelligere tabulis fabricatum [During the winter and in cold weather they would
dine near the hearth; in summer, in the open part of the house; in the country, in the
courtyard; in the city, in the tablinum, which we can understand as a veranda made
from platforms].
37. Let me take this occasion to elaborate upon the remark on page 286, where I
said that the Vitruvian interpensiva were not substitute beams but the parapetasma
[draperies] of the skylight. In fact, the entire load suspended from the beams beyond
the transfer point, principally the galleries (tabulata) and draperies hung from the
beams, was part of the interpensiva. This load was transferred to the columns, where
present, as in the Corinthian atria of the basilica at Fano. Vitruvius 6.3, 5.1.
38. There is not even agreement about the nature of the whole. Even in its major
points, antique art still remains a riddle to be solved. See [Berardo] Galiani, [José
Francisco] Ortiz [y Sanz], [August] Rode, Stieglitz, Mazois, [Johann Gottlob] Schneider,
Hirt, [K.] O. Miller, and [Luigi] Marini, on the one hand, and [William] Newton,
[Claude] Perrault, [Simone] Stratico, and [Wilhelm] Becker, on the other. The latter
assume a separate atrium as well as the cavum aedium [inner court]. This question, and
the atrium as a whole, will be discussed further in part 2.
39. If the present book stimulates now and again as intended and provides the
artistically minded youth with some hints for his own work, its most important pur-
pose will have been fulfilled.
40. Vitruvius 4.6. See Donaldson on doorways.
41. See pages 329 ff.
42. These represent the last phase of the stone metamorphosis and a historical con-
firmation of the view proposed on pages 329 ff. about the emergence of the lapidary
art-forms. See also the relevant sections in “Stereotomy.”
43. Cratinus, in [Julius] Poll[ux], Onom|[asticon] 7.122: tapaotddac Kal mpd8upd
Bovdet troktha [(He) wishes the vestibules and portals painted]. Corpus T. 22.97:
Eykavols TOV Bupav [encaustic painting of the doors]. Beautifully painted portals at
Tanagra. [August] Buttmann, Ouaestiones de Dicaercho, 25. Letronne, Lettres d’un
antiq(uaire], 345. Raoul-Rochette, Peintures a[ntiques] inédites, 125.
44. [Brunck,] Analecta 1:142; Pliny, [Historia naturalis| 35.34; Aelian, [Varia his-
toria] 8.8.
45. Aeschylus, Septem adviersus| Th{ebas] 150.
46. Lycophron, on Aeschylus, Septem a[dversus| Th{ebas| [386].
47. Athenaeus, [Deipnosophistai] 5.205b, chap. 38, p. 290 ([ed.] Schw[eighauser]);
Diodorus Siculus, 5.46.
48. Pliny, [Historia naturalis| 16.[82] (ed. Dalechamps).
49. Willemin, Monuments francais inédits; [Nicolas-Marie-Joseph] Chapuy, Le
Moyen-Age pittoresque...; [Alexandre] du Sommerard, Les arts au Moyen Age; [Paul]
Lacroix and [Ferdinand] Seré, Le Moyen Age et la Renaissance; Heideloff, Sammlung
arch. Ornamente des Mittelalters; and among many other works, principally: Viollet-
le-Duc, Dictionnaire raisonné du mobilier frangais de l’époque carlovingienne a la
716
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Semper
atrial arrangement of the roof is still expressed in the lantern in the middle of the main
roof, which should be seen as a later modification of the original motive
—a skylight. All
oriel windows are said to be later additions, so in all likelihood the light originally
came in from the roof.
65. More faithful expressions of these models than the Aachen Cathedral and
other works like it from the time of the Frankish emperors, who inclined toward
ancient and Byzantine styles, although essentially those works follow the same idea.
66. In India and on the most ancient Egyptian and pre-Hellenic monuments.
67. Striking in this respect is the example of stone tracery on the Saxon tower at
Earls Barton in Northamptonshire ({Karl Julius Ferdinand] Schnaase, Geschlichte]
dler] b[ildenden] K{tinste], vol. 4, pt. 2, p. 383).
68. See A. W. Pugin, Details of Antient Timber Houses of the 15th and 16th Cen-
turies: Selected from Those Existing at Rouen, Caen, [Beauvais, Gisors,| Abbeville,
Strasbourg, quarto (London, 1836).
69. Here perhaps a Celtic legacy.
70. The sagas of Old French and Old German poetry have come down to us in a
form that originated in a period when castles and churches were already built of stone.
The hall or palace in the Nibelungenlied was in stone; only the ceiling was made of
wood. The same is true for other sagas. Nowhere does one find the original condition
of the old Nordic peoples.
71. From [A. Essenwein, “Die Entwickelung der mittelalterlichen Baukunst mit
Riicksicht auf den Einfluss der verschiedenen Baumaterialien,”] Mittheilungen der k.k.
[Central-]|Commission zur Erforschung und Erhaltung der Baudenkmale 3 (February,
1858).
72. In addition to the panels, this includes the diagonal boards used to dress the
gaps between the purlins and the upper threshold.
73. Viollet-le-Duc gives a rare thirteenth-century example in his Dictionnaire, s.v.
jcharpentewsS:oo:
74. See various works on German and French medieval timber architecture, partic-
ularly the work by Pugin mentioned above and Architecture civile [et domestique au
Moyen Age et a la Renaissance] by [Aymar] Verdier and [Francois] Cattois. The classic
French cities for such panel-work architecture are Orléans and Rouen, more or less like
Brunswick in Germany. :
75. Examples: the temple at Kori; the Bibulus monument in Rome; the Doric
temple in Pompeii with its surrounding portico; the gates of Perugia.
76. Graffenried and Stiirler (architects), Architecture suisse; ou, Choix de maisons
rustiques des Alpes du canton de Berne (Paris & Bern: Eisenlohr, 1844).
77. As even today the sons of overcivilized Europe build in the log-cabin style when
they end up in America’s forests.
78. Although most Swiss houses date from the early years of the previous century,
some have survived from the mid-sixteenth century. Gothic reminiscences might be
expected here, but their ornament is exactly the same as that found on later ones. There
is an old barn in Interlaken that still has Romanesque iron fittings.
79. Houses of more recent vintage, from the 1830s or 1840s, are structurally and
decoratively exactly the same as those two hundred years old, with the exception of
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Tectonics: Technical-Historical
isolated disfigurements, such as cladding gables with timberwork carved into arches,
broken or hipped gables, and other modern nonsense (Graffenried and Stiirler, pls.
30-32). This observation confirms our view that the origin of these building traditions
antedated the cinquecento.
80. The galleries are primitive, as are, of course, the roofs; the structure lent a dif-
ferent support to the former than would have been offered otherwise.
81. The better, older way always selected the profiles of the cuts so that they
crossed the joints at right angles and were concealed above. This also avoided exces-
sively deep channels and stilted forms. Sometimes metal girders appeared as the last
spurs and supports for the lowest console projection.
82. As I am obliged to be thrifty with my illustrations, I will not reproduce the
familiar Swiss houses considered here. They are excellently illustrated in the works
cited; the reader is referred to those works.
83. Euripides, Orestes 1371. “I fled across the cedar ceiling of the porch and through
the Doric triglyphs.” Pausan[ias] 5.20, where the decorated ceiling of the Temple of
Hera makes a clear contrast with the tiled roof: | és etmpétera atéyn A dvexovoa
TOV Képajov K.T.A. [(between) the decorated roof and the tiled portion]. See also Tacitus,
Annales 4.69.
84. A gift from Alexander VI, executed by Giuliano da Sangallo, probably from a
model of the old ceiling.
85. See the polychrome presentation by [Matthieu-Prosper] Morey, La charpente
de la cath{édrale] de Messine. The author was in Sicily with Morey and [Jules] Goury,
and participated in the labors of these artists.
86. The roof systems in the twelfth-century Arab-Norman style found in Palermo
and Monreale are similar, but decorated even more richly.
87. Color plates 17 and 18.
88. Viollet-le-Duc mentions some such “charpentes apparentes” in the entry for
“charpente” in his Dictionnaire, but they have been robbed of their original decoration
and only their structures remain.
89. Civil architecture also practiced the same system of paneling in vault form, in
France at least.
90. The age of the church in Borgund has not been precisely established, but the
style of its timber sculpture suggests that, while older than the church at Urnes, it is
more recent than that in Tind, which was, according to an inscription, built in the late
twelfth century.
91. In its simplest form, the problem is to make the two triangles A and B, which
are connected by their shortest sides, completely and inseparably rigid, thereby counter-
acting the horizontal forces working at C and E.
92. Conceived along ancient lines, Sicily’s open truss roofs are, to be sure, quite
different but the way in which they are exposed is Norman.
93. Examples are the ceiling of the chapter house at Exeter Cathedral ({John]
Britton), and many excessively decorated hall roofs in Oxford, Cambridge, and else-
where ([Augustus Welby Northmore] Pugin).
94. See vignette on page 684.
95. Viollet-le-Duc mentions the roof of the little church in Hargnies (north), but it
TBS.
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needed intermediate ties shortly after completion because it was thrusting outward. It
too is clad. The same is true of a similar roof, that of the Saint-Quentin town hall.
96. The first architectural works of the northern Renaissance were ceilings and
other interior features. Patrician houses in Nuremberg, also in Brunswick, Augsburg,
Liibeck, and Danzig.
97. As confirmation, see the cupboard in Bayeux Cathedral, dating from the early
thirteenth century and both reproduced and described in Daly, [“Armoire peinte du
Xllle siécle,”’] Revue [générale] de l’architecture [et des travaux publics] 10 [(1852)):
130. Likewise, the piece in the treasury of Noyon Cathedral, dating from the late
thirteenth century (Didron’s Annales [archéologiques| 4 [1846]: 369; Viollet-le-Duc,
Dictionnaire raisonné du mobilier francais, vol. 1, s.v. “armoire”).
98. Previously Gothic calligraphy had been influenced by glass painting and had
been practiced mainly by monks.
99. Didron’s Ann[ales archéologiques] 14 [1854]: 341; 15 [1855]: 51, 171 bottom,
and following.
100. Didron’s [Annales archéologiques| 17 [1857]: 243.
101. What the French mean by organization is well known. This word is to be
understood in the same way as preeminently organic, the definition of the Gothic style
offered by its proponents.
102. The Normans, whose nature was militantly systematic, were more sympa-
thetic to the Gauls than were the Franks and melded more quickly with them. They
were everywhere the pope’s best soldiers.
103. The art and poetry created under Hohenstaufen colors contrasted with the
Gothic. Das Nibelungenlied protests against the victorious tendencies of the Middle
Ages even more decidedly than does Dante’s Divine Comedy.
104. Similar ones at Corbie, Saint-Loup, and Rampillon.
105. There is a rebellious idea as well in colossal sculpture, as is still occasionally
seen in early works of Gothic architecture, for example, on the portals of Amiens. Strict
Gothic precluded colossal statues.
106. An example is shown on page 494.
107. Didron’s Annales] arch{éologiques}, vols. 13, 14, 15, and so on.
108. See, in the Dictionnaire raisonné du mobilier francais, pt. 1 (“Meubles”), the
beautiful woodcuts in the following articles: chaise (43-44 ff.), forme (115), lit (172-73,
175), réchaud (206), reliquaire (218, 221), retable (234), table (256, 260), tréne (285).
Most of these illustrations are taken from a twelfth-century German manuscript in the
Strasbourg library. Many of the other objects cited here are likewise of German or
Italian origin.
109. How would world history have run if the Athenians had lost the Battle of
Salamis? Which way would it have gone if Hannibal had conquered Rome, and not
Scipio Carthage? What would have happened to western Europe if the medieval
struggle between pope and emperor had ended with the victory of the latter? Science
views such questions as idle. But is it not more in the spirit of science to see a necessity
in every historical fait accompli and to see in those earlier things that are defeated and
destroyed the previous existence and, as it were, the embryonic stage of the victorious
thing growing on the ruins of the old? This is what the archaeology of medieval times is
720
Tectonics: Technical-Historical
doing when it treats the Romanesque style as a transition to Gothic, when in fact it was
rather the architectural expression of those two mighty opposites that in the Middle
Ages fought each other on all fronts and in all circumstances. The pursuit of this great
drama in the field of art through all its turns and complications would be a worthy task
for a nontendentious art history.
110. Perhaps just as much in Germany. The German monk Theophilus tells us that
in his time people did not restrict themselves to decorating the panels of carved furni-
ture with paint, that the structural parts were also painted with figures, animals, leaves,
and all manner of ornaments, and that this painting was often on a gold ground.
111. Vasari, Lives, q.v. Dello.
112. Didron derides the vanity of Italian craftsmen and artists, who were always
concerned to preserve their names for posterity. Yet such vanity is just as typical of an
art that ceases to serve and becomes an end in itself as the disappearance of personali-
ties in the Egyptian, Assyrian, even Roman and medieval periods is typical of the oppo-
site attitude.
113. We do not have a comprehensive history of the decorative arts in Italy, despite
their importance and their powerful influence on the course of higher art history. We
are therefore all the more impatiently awaiting the history of the Italian Renaissance by
Professor Jacob Burckhardt of Basel. The author’s Cicerone—a travel guide that con-
tains many important hints and valuable facts about the decorative arts—has already
suggested the importance of the work. Unfortunately, Burckhardt’s writings are caviar
to the multitude, as he is not fluent in the so-called popular style, that is, the butter-
and-bread style [Butterbemmenstil] for those too idle to think. [Ludwig] Gruner’s
[Specimens of |Ornamental Art gives some Italian woodcuts and intarsias. Excellent
illustrations of Italian and Belgian wood paneling, as well as other relevant material,
are in Jules Gailhabaud’s L’architecture du Vme au XVIIme siécle et les arts qui en
dépendent. Stefano da Bergamo’s wood carvings in the choir of San Pietro in Perugia
were published in Rome in 1845.
Of the early Gothic period, the choir stalls in Orvieto Cathedral are certainly not
the oldest, but they are the most remarkable because of their inlaid work and half-
figures (see Gailhabaud).
During the Renaissance, monasteries and guilds competed with each other in the
fields of secular and ecclesiastical joinery. Pews, pulpits, candelabras, lecterns, organ
screens, wall cupboards, doors, ceilings, and paneling were produced on which carving
was usually confined to the structural parts and intarsia to the panels. Giuliano da
Maiano (died 1450), his journeymen Giusto and Minore, his nephew Benedetto da
Maiano, Baccio Cellini, and Girolamo delle Cecca are cited by Vasari as the most skill-
ful marquetry workers. Even Brunelleschi and Donatello were perfectly happy to apply
their art to joinery. (Paneling in the sacristy of Santa Croce, of which Burckhardt
remarks that nowhere else was intarsia handled with such a refined awareness, from
the finest, almost calligraphic band to the richly moving main frieze. Relief is restricted
to pilasters and to the main elements of the cornice.) Baccio d’Agnolo concludes the
century. He was responsible for the choir stalls in Santa Maria Novella.
Cabinetmaking in northern Italy was perhaps even more brilliant than that in
Florence: in Venice ({Santa Maria Gloriosa] dei Frari church, half-Gothic, by Marco da
721
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Vicenza, 1468; San Zacharia; choir of San Stefano; ceilings in Doges’ Palace; academy;
picture frames), in Padua (choir stalls in Santa Giustina; chapel of San Prosdocimo), in
Verona (choir of Santa Anastasia; fine work by Fra Giovanni da Verona in the church
of his monastery of Santa Maria in Organo, where there are also wooden candelabras,
rood screens, and other ecclesiastical furniture by him, all published by Gailhabaud), in
Parma (half-Gothic stalls dating from 1473 by Master Cristoforo; picture frames on the
altar panel in the baptistery and in the chapels of San Giovanni; cathedral door), in
Brescia (choir of San Francesco, half-Gothic; also magnificent picture frames). In Siena
Baldassare Peruzzi lent his architectural genius to artistic joinery. His pupils were
the two Barili (1500). In Perugia are the famous paneling and stalls of the Cambio,
the work of Stefano da Bergamo (1535; seat backs inlaid, the rest strongly carved). In
Rome Giuliano da Maiano was responsible for the wooden ceiling of San Marco,
Giuliano da Sangallo for that of Santa Maria Maggiore with its simple division and
gold decoration on white. In Florence Michelangelo did the ceilings of the Bibliotheca
Laurenziana and of the Benedictines. But most famed of all are the delightful intarsias
by Fra Damiano da Bergamo (1530) and Fra Raffaele da Brescia: the former in the
choir of San Domenico in Bologna, the latter in San Petronio, eighth chapel on the
right. Also by Fra Damiano are the beautiful rear stalls in the choir of Santa Maria
Maggiore. By the middle of the sixteenth century Italian joinery had already begun to
indulge in excesses, which will be detailed in the text.
In France, Germany, and especially in Belgium this period produced excellent
wood-carvers. The Belgian Alberto di Brule decorated the choir of San Giorgio Mag-
giore in Venice with richly carved histories and lavish ornament. Master Johan van
Oudenaarde worked for his native city and elsewhere in Belgium. See the altar decora-
tion in the choir of the church of Notre Dame in Halle and another decorated with
caryatids in the parish church of Braine-le-Comte in Belgium (Gailhabaud).
114. The curving of wall surfaces in timber structures is certainly not reprehensible
in principle, as furniture definitely calls for curved forms. Disaster strikes only in the
monumental treatment of this motive suited to wood, which, when applied to cup-
boards, commodes, tables, and chairs during the Baroque and rococo periods, fur-
thered and developed that supple and movable independence of furniture.
115. Viollet-le-Duc shares this preference for the furniture from the Renaissance to
the eighteenth century, compared with Gothic, at least late Gothic. This architect, with
whom I agree on many points, will forgive me if I quote the relevant part of his book
here (part 1 of Mobilier francais, 287):
The luxury of the court of the duke of Burgundy during the fifteenth century is well
known. The splendor of the French court came to surpass anything previously wit-
nessed once Charles VIII returned from his Italian expedition. From the tramontane
it borrowed notions of grandeur that influenced architecture, furniture, clothing,
and ceremony. During the fifteenth century the excessively refined taste that came
to dominate made everything from earlier periods appear emaciated and poor, no
matter how rich those paintings, sculptures, and fabrics were. That changed quickly
under Charles VIII. In particular, furniture and its upholstery assumed more gener-
ous proportions. The technical proficiency of French artisans was applied to the
722
Tectonics: Technical-Historical
new styles. Changes in scale were subordinate to perfect execution: this change in
taste first became apparent in furniture for the court. Such pieces acquired a certain
grandeur that was not immediately adopted in architecture. Preserved in the paint-
ings, vignettes, and engravings of the end of the fifteenth century and the sixteenth
century, these stately furnishings certainly outstrip the Gothic furniture made under
Charles VII and Louis XI in terms of their general arrangement, their generous
proportions, and their understanding of effect. The picturesque arrangement of
draperies and their abundance indicate an understanding of true luxury. From this
perspective, we have much to learn from the works of this period, and even those of
the seventeenth century are instructive models in this respect. Stately furnishings
today are so foreign to our habits that we tend to view them as either stingy or the-
atrical; they complement neither our tight-fitting clothing nor our bourgeois habits;
they are covered with ornaments whose purpose and symbolism we do not under-
stand; their upholstery rarely attests to a creative idea but all too often to the avari-
cious hand of the mercer chary of his valuable goods. For luxury furniture to seem
truly rich and grand, its construction must be clear and simple; its richness results
not from recherché combinations but from generous proportions and judicious
arrangement of its decorated elements. There must be no mistaking of the large for
the grand; the exaggeration of those things suitable for details must not be mistaken
for magnificence or majesty. A shortcoming of the large when applied to ceremonial
furnishings is that it diminishes the principal object, namely, the person.
The furniture of the early Renaissance admirably did away with the insipid dec-
oration of the late Gothic as well as the exaggerations and heaviness of the time of
Louis XIV. Just so, the hideous clothing of the mid-fifteenth century yielded to the
elegant and capacious clothing of the early Renaissance, which left the body a great
liberty of movement. The same was true of furnishings. Their construction had
been simplified and had submitted to need, indicating it clearly; their readily appre-
ciated decoration and their generously arranged upholstery harmonized with the
comfort and the generous proportions of clothing.
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CHAPTER NINE
§ 161 Introduction
In keeping with the discussion of the four categories of the technical arts
presented in chapter 2 of volume 1, the field of stereotomy comprises those
arts whose technical challenge is the exploitation of those raw materials that
strongly resist crushing and cracking because of their hard, thick, and homo-
geneous aggregate composition, and thus have significant compressive strength.
When parts of the mass are removed, what remains can be worked into any
required shape and then reassembled — they come to serve as regular pieces in
strong systems relying on compressive strength as the most critical construc-
tional principle.
According to this definition, the field of stereotomy is a very broad and
general one, and its techniques may be applied to almost all conceivable spa-
tial-formal purposes. Stone masonry and mosaic ceiling work, both examples
of stereotomy, also fall within the domain of that extensive and important
technique examined in volume 1 of this work. Glyptics (the art of cutting
stone) takes stereotomy into the additional realm of ceramics. The Hellenic
marble temple is an example of stereotomy following the principles of tecton-
ics. Marble and ivory sculpture, toreutics (metalwork), scalpture (the art of
cutting gems), and all other techniques are stylistically related to sculpture,
empaestics, and the arts of embossing and casting metal.! In all these cases
stereotomy is —strictly considered —a secondary technique, that is, its materi-
als are not those in which the pure functional-formal theme was originally
and primarily embodied. In this respect, then, stereotomy is linked to con-
straints on style that owe their origin to other materials and to the entirely
different technical procedures that derive from them.
The ideas expressed by stereotomy in these applications had to some
extent already found formal expression earlier in other materials and in
accordance with the stylistic requirements of those materials. It accepts them,
so to speak, secondhand. Stereotomy is a monumental technique proper
because its materials give the greatest possible guarantee of durability and
because it offers a means for the creation of large works, especially large and
spacious buildings. This field is almost limitless, as ultimately these materials
(principally the softer kinds of stone used in stone masonry, including marble)
preserve the dimensions of their structural parts to ensure proper statics and
mass resistance. These dimensions also correspond to the laws of absolute
TS
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stability, which affect the monumentality of a work, as was shown earlier for
tectonics (§ 137, p. 645).
Thus the technique with which we are concerned would seem to lack its
own distinct domain for its most frequent and most important applications. If
this were true it would be difficult to keep to the sequence observed up to
now, according to which questions about absolute functional-formal matters
are dealt with first, and technical-historical matters follow. But did stereotomy
in fact have no domain original to it? If one could be identified, or attributed
to it with some justification, that would provide a starting point that would
justify abandoning the sequence of ideas we have followed until now.
726
Stereotomy: Aesthetic-Formal
and other works were erected. These massive buildings disappeared behind
wall dressings or did not present themselves as ashlar work. The same is true
of the Persian palaces at Parsagadae and Persepolis, with their mighty founda-
tions of regular stone blocks, some of them rusticated.
Even the Parthenon is set on a solium [seat] of rusticated, regularly jointed
stone, but the consecrated parts of the shrine itself —although or rather
because it was solidly built of the most perfect isodomic masonry— deny their
structural origin as something put together stereotomically from many pieces.
The same is true of other surviving Greek monuments with substructures,
such as the Temple of Olympian Zeus and the Choragic Monument of Lysi-
crates in Athens. The same holds for early Roman works.
We assume that artistic sensitivity led the ancients to see cut stone as the
characteristic decoration for this type of construction and that they raised it
to an artistic type; as substantiation let us cite the monolithic altars and deco-
rative substructures whose sides are frequently decorated with regular ashlar
joints—that is to say, in a purely decorative way.3 Altars appearing in vase
paintings are usually decorated with ashlar as well (see examples below).
Ul
Semper
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Stereotomy: Aesthetic-Formal
both be crystalline and regular. The way in which this principle manifests
itself is governed by the properties of the building materials used and the pur-
pose and scale of the foundation; especially important are customs and building
traditions, as well as many other factors. Compact forms that are nearly regu-
lar on all sides (like the cube and the polyhedron) are best in terms of absolute
resistance, but extended forms offer greater advantages in bonding.
With these two things in mind, the two principal canons of antique foun-
dation construction that will be considered in aesthetic-formal terms can be
viewed as opposites: (1) foundations built of polygonal or so-called cyclopean
blocks, and (2) foundations built of regular rectangular ashlar work. The for-
mer responds to the first concern: the regularity of its elements, although
imperfect, is present at least in principle in the most perfect works from this
canon. In this canon, which uses the load’s lateral pressure and its coun-
terthrust as a means of assembly, rather than exploiting the relative resistance
of the materials to vertical pressure as a means of bonding, the form and mass
of the elements used are determined by: the pursuit of polygonal regularity;
avoidance of sharp, even rectangular edges, which tend to give way under
pressure; a desire for the broadest possible planes of contact; the exclusion of
horizontal and vertical joints; and a lack of tension.
Regular longitudinal ashlar, with its abutting and bearing surfaces
enclosed at right angles both vertically and horizontally, accords, as a struc-
tural element, less well with the functional need than with the aesthetic. The
relation to the ground upon which the monument stands is expressed most
clearly in the foundation by the horizontal disposition of its layers, by the per-
pendicular lines of its abutting joints, and by the bonding of rectangular struc-
tural units into a hard and indissoluble stone pattern.
The front face of the ashlar is rectangular—a regular frame—and is for-
mally treated as such. If it is to be partly decorated according to a structural-
symbolic scheme, the scheme should follow the oft-cited eurythmic principle:
edging, concentration of the expression of force and resistance toward the
center, without forgetting the special condition that ashlar’s dynamic activi-
ties — pressure and counterpressure — function only vertically and exert no
force in a horizontal direction.
The oldest, simplest, and most expressive ashlar decorations are an edging
consisting of a smoothly chiseled hem along edges of sufficient width to reveal
the sharpness of the joint and the rough broken surfaces preserved in the
middle of this edging. The most powerful examples of this treatment have
already been mentioned: they are the colossal foundations of Syria-Phoenicia,
which make even Roman works look small, approaching the limits of what is
permissible and possible in terms of modern building conditions, and proba-
bly in terms of reason as well. The great early Renaissance masters, especially
Brunelleschi and his school, modeled their massive palace facades on Roman
examples and revived in splendid fashion the principle of exposing the ashlar
structure, a practice that had almost disappeared during the Middle Ages.
Certainly they often strayed beyond its natural domain and even crossed over
129
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into tectonics, here too following (late) Roman precedents. As with column
orders, they recognized that the motive could be endowed with multiple mean-
ings, making it a malleable symbol of every nuance of architectural character
and expression. Under these builders, ashlar work assumed Tuscan, Doric,
Ionic, Corinthian, and composite forms more or less consciously and accord-
ing to the more or less correctly perceived analogies offered by the symbolism
of the five column orders.
The transition from fortresslike strength and rustic roughness to graceful
lightness and princely pomp is achieved first in the dimensions and propor-
tions of the ashlar elements in themselves, as well as in their relations to one
another, in the rhythm of their arrangement, in the type of technical execu-
tion, in the absence or presence of architectural articulation, and even in
sculptural decoration.
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In accordance with our plan, the first of these methods will be considered
later, as here we are concerned merely with the elements themselves and not
with the effect they make collectively. Nonetheless, one remark is still appro-
priate here. It is true that in absolute terms an ashlar block with a square face
looks more powerful than a rectangular one with the same surface area, but
the attributes of the material, the size of the units, and other factors also
determine the formal character. Ashlar made up of small units approaching a
square looks more powerful, but nothing exceeds the magnificence of Phoe-
nician, Italian, and (modern) Tuscan works, which consist of extremely oblong
but massive ashlar.”
The visible part of ashlar consists of two formal elements: the edge and the
face. The latter is framed; the former is the frame. Both the face and the frame
are structurally active in their own way —namely, outwardly, unlike the pan-
els of tectonic frames, which are active only inwardly and reflect back on
themselves. This external activity is at its most powerful in the face, the sup-
port point, so to speak, for the two vertical forces, pressure and counterpres-
sure. Therefore the (very ancient) invention of so-called rusticated ashlar
resulted not only from concerns with economy and solidity, but also from aes-
thetic considerations that more or less clearly became conscious. An ashlar
block with a sunken face —an ashlar filling — would be stylistic nonsense. On
the other hand, an ashlar block with a raised face expresses resistance more
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clearly than a smooth one, and this expression intensifies, at least within cer-
tain limits, as the projection is increased.’ An ashlar block expresses the rus-
ticity and strength of a fortress if the roughly broken surface is left as it is, or
if, after being roughly split with a punch, it is bordered by a deep, rectangular,
Vil
Semper
recessed seam or edge. A similar effect can be achieved by giving the stone’s
edges a so-called diagonal beveling, which produces triangular joints. Here
the bossage blends more with the seam to form a unit. A third way of edging
the bulge involves combining the rectangular seam with the beveling. This
produces the coarsest ashlar, which can be varied in a number of ways. For
example, the face can be given four sharp edges along the diagonals of its four
right angles by sloping it toward the center from all sides. An even more elo-
quent approach, probably, would involve beveling from only the two horizontal
joints, because the swelling of the face, characteristic of pressure and counter-
pressure, has no motivation whatsoever in a horizontal direction.’ Inciden-
tally, this treatment of the rough face is one of the refinements in the handling
and technical presentation of the two formal components of ashlar, giving its
natural coarseness a certain degree of elegance and art. In principle none can
object to taming this coarse natural motive, which, as has been shown, is so
typical of the substructure as a representative of the macrocosmic element of
overall form— because art transforms everything at some point. Indeed it
almost becomes a matter of necessity when ashlar as such is also used for for-
mal or decorative purposes on other, nonfoundational parts of the building.
The rough bulge of the face is transformed (with the aid of a tool finer
than the splintering pick) into a surface that while still rough is regularly
grained. In the same way the bands of joints between the bulges acquire a reg-
ular “beat,” whose rhythm has a decorative effect and which emphasizes the
surface of the face, with its contrasting treatment. The same effect is achieved
by the careful smoothing of the joint surfaces. Thus rustic coarseness can be
clad in a certain manly elegance, lending it an expression similar to the sym-
bolism of the Doric order.
One should, however, guard against confusing bombast with power,
breadth with scale, and should keep to antique models or to those of Brunel-
leschi, [Michele] Sanmicheli, or Palladio. One should also avoid the fake and
stuffy bombast of modern cushion ashlar. Among the more artful forms, dia-
mond ashlar is worth mentioning because it expresses the crystalline-mineral
law active in the masonry in a way that is artful yet conforms to natural laws.
To my knowledge it was not known to the ancients. The early Renaissance
knew how best to exploit it.
In the case of the so-called cushion faces that slope on all sides in accor-
dance with a specific pattern, the profiles extend too far and seem to swell too
softly. Instead of symbolizing tension, as they should, they suggest that the
stone is yielding like a cushion, squashed as it were between the load and the
foundation. The same is true of the Doric echinus, whose principles and his-
tory are worthy of consideration here (see below, in the discussion of Ionic
capitals).
Flat, completely smooth faces with beveled side surfaces meeting at the
joints are related to diamond ashlar, but are less expressive.
Smooth faces are more effective if they are zot beveled and their projecting
surfaces meet the wall surface straight on, because of the strong shadow that
TSZ
Stereotomy: Aesthetic-Formal
they throw. The Greeks and Romans generally used them for works of higher
architecture—for temples and houses—and High Renaissance masters also
showed a preference for this simple scheme.
Ashlar is made even richer and more decorative by profiling, that is, by
integrating decorative types already known from weaving, pottery, and tec-
tonics. Such types have been employed in architecture from time immemorial
and have acquired structural-symbolic importance. The most common is the
quarter round (echinus swell), used as an enclosing part of the face and contin-
ued to the joint surface as a molding. The face is completely framed by this dec-
oration, which at the same time serves as the medium through which pressure
and counterpressure from above and below are transferred to the face, and the
face’s profile and its sculptural or painted finish must take their direction from
this decoration as well. Yet the matter can be viewed conversely, as well, for
which reason decorative forms that express a simultaneous upward and down-
ward effect are perhaps the most suitable here (see § 6, p. 115).
A cavetto can also be used as a frame instead of the quarter round. The
same is true of the wave molding, which can be used in two ways already
mentioned above —as a rising or a falling wave (kornies). Nor should it lack a
small connecting molding, which may be given the profile and decoration of a
bead molding. This molding is attached at the point where the main cavetto
rests, either on the face or along the wall surface. If the main cavetto is active
both inward and outward, it should be framed with two small connecting
moldings.
It is the decoration of ashlar’s face that lends it the greatest richness it can
acquire. This means was already known to the ancients and we know that at
the least they used it on interior ashlar, as can be seen from numerous examples
decorated with ornaments and sometimes with painting. So far was this prac-
tice taken that it borrowed from gem working: ivory, metal, glass, and cut
stones were used. But such luxuries belong to the period of the decline of
antique art.!! The decoratively inclined Lombard artists of the Renaissance, as
well as the French masters from the same school, permitted themselves great
liberties in the decorative treatment of parts naturally uncongenial to adorn-
ment. The Tuileries, the chateau at Fontainebleau, and many other luxurious
buildings of the French Renaissance period still standing or preserved in
engravings illustrate, in their fondness for ornament, these sorts of excesses.
Art that is daring and capable of anything can justify itself even here if it
proceeds with spirit, taste, and in accordance with the laws of stylistic logic,
all of which it did during its finest periods. Still, ashlar surfaces riddled with
worm holes or strewn with drill holes, as well as icicle ashlar and other simi-
larly fraudulent natural motives, are dangerous models, although I would not
absolutely reject them in all cases. Icicle and stalactite ashlar, for example,
lend a grotto a certain character.
The late Renaissance produced a kind of damascened face using shallow
relief patterns combined with gem ornaments, enriched by painting and gild-
ing. Perhaps this motive of ashlar decoration, which employs sculpture and
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color, is one of the most felicitous. Painted and carved face decoration is with-
out question justified when the two forces active within it (pressure and coun-
terpressure) are either nonexistent or barely significant, as in floor or wall
paneling, or on tiled stoves. Further details will be provided below.
Joint Decoration
The ancients often used color to distinguish joints from faces, and the former
were sometimes even gilded. Pliny’s description of gold-framed ashlar in a
cella wall in Cyzicus is well known, although unclear. The joint may be deco-
ratively treated as a band, a hem, or a seam—as a meander or running guil-
loche, for example (see vol. 1, § 6 and §§ 19-22).
If a binding agent (lime mortar) is used to cement blocks, this too can take
a decorative form. Thus, for example, the Dutch and the Low Germans use
trowels to produce, rather artfully, a white-lime molding in the joints of their
carefully laid brickwork.
Ashlar Anchoring
This too can be given a decorative treatment, as evidenced by many fine medi-
eval examples. The relevant principle is easily grasped. As I have shown, the
ancients avoided this kind of wall decoration, which suggests that it was not
entirely imperishable.
§ 165 2. Relation of Parts to One Another and to the Whole: The Principle of
Their Bonding
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Stereotomy: Aesthetic-Formal
735
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736
Stereotomy: Aesthetic-Formal
US
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738
Stereotomy: Aesthetic-Formal
1. The Circle
The most primitive monuments, though not the oldest, confirm what seems
true a priori—that the circular plan was the earliest. The oldest foundation
was certainly the heap of earth, which assumes a circular form of its own
accord; this form also survives best and longest. Indeed, over time nature
turns all building forms into a rubble cone with a circular or oval base, as is
splendidly shown by the countless ruins of Chaldean and Assyrian citadel ter-
races, which were originally rectangular.
The ancient royal tombs on Sifnos associated with the earliest Pelasgian-
Hellenic tradition were originally circular in shape. The same is true of the
tombs of Ajax, of Achilles, and of the rulers of Sardis. The surviving sacrificial
altars built of polygonal masonry on Mount Athos on Aegina and Mount
Lycaeus in Arcadia are circular. The same form is found in simple northern
tomb tumuli and in the artfully done conical tombs at Corneto, Chiusi, Vol-
terra, on the island of Sardinia, as well as many other places—to say nothing
of the famous tholoi from Greece’s heroic period and other prehistoric circu-
lar buildings.
2. The Polygon
The polygonal plan is a transitional form that would seem to belong within
the canon of cyclopean masonry, as its basic form generally contains the
obtuse angles that correspond to that canon.
Although there is no evidence, to my knowledge, that any regular polygo-
nal buildings belong to this canon, the irregularities seem to result largely
from functional concerns, whereas the dominance of obtuse angles is due to
considerations of solidity and the principle inherent in the canon of polygonal
building. Examples are the citadels at Tiryns, Mycenae, and Argos. Similar
ones are found in Tavium in Asia Minor, and elsewhere.
3. The Rectangle
The close relation between a building’s plan and the way its structure is exe-
cuted is even more strikingly evident in the case of parallelepiped units and
the rectangular plan.
It began with the invention of the clay brick but only really came into its
own with ashlar. It is strikingly visible in works whose uses are not bound to
any particular plan and those traditionally associated with the circle. Tomb
mounds are definitely part of this group: they abandon the round shape only
in countries where brick and ashlar construction are practiced, such as in
Chaldea and Egypt, where they adopted a square plan and in elevation substi-
tuted the pyramid for the cone.
Moving forward, we must return once more to a very remarkable and often
739
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740
Stereotomy: Aesthetic-Formal
In structures with a rectangular plan and extended front walls, the radial
cellular system is transformed into a parallel one, creating the remarkable
syringes (pipes, that is, passages)? characteristic of all ancient substructures,
such as the similar substructures in the citadels and tomb pyramids of Assyria,
the temple at Jerusalem, the Temple of the Sun at Baalbek, and the Peisistratid
Temple of Olympian Zeus at Athens. They also form the foundation of the
Capitoline Temple, dating perhaps from the most ancient pre-Roman times.
They strike a keynote in the Tabularium, in the cavea foundations of Roman
theaters, in praetoriums, and even in the design of baths and of vaulted
(Romanized) basilicas, where they give structural-formal expression to the
spatial idea. One might even say that the essence of the magnificent Roman
style—with which architecture set off down a completely new path, whose
end it has yet to reach, the Middle Ages and even the Renaissance being
merely byways —lies in an architectonic and spatial application of the hollow
structure of the foundation to the aboveground parts of the building. This
principle, which developed in response to pressures exerted by the earth, man-
ifests itself overall in the same way it does in individual features. For example,
the rubble wall, the so-called emplecton (a type of genuine Roman masonry
work that remained the same throughout the Middle Ages), is a result of this
principle and should be judged and treated accordingly.*!
A type of construction as unusual as cellular masonry was bound to express
itself on the exterior. This is true of the temple terraces of the Hellenes, who
knew how to give the fullest possible formal expression to the construction
principle they embody.22 One example is the Peisistratid substructure of the
Temple of Olympian Zeus (see above), which consists of a series of vaulted
741
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passages and is built of rubble-stone but dressed with ashlar. Each of the lat-
ter’s projections gives external expression to an inner partition of the tunnel
vault —they are definitely not buttresses (no more than the half-columns of
the Colosseum and other Roman works are, though Viollet-le-Duc erroneously
thinks otherwise and offers criticism on the basis of this assumption). They are
much more like offsets (prokrossoi, parastates), comparable to the beam ends
of shear walls in Swiss chalets, and were so conceived by the ancients.
For reasons that have already been discussed, ancient aesthetics could not
accept the representation of horizontal thrust, and when it was unavoidable
(owing to soil pressure or to vaulting) the ancients knew how to eliminate it in
the work itself and in formal and actual terms by means of spatial dispositions.
The basic principle of this aesthetic is to make absolute stability evident.
The principle is therefore sometimes found in the masonry as such, where it is
sometimes achieved through the effects of mass (in the overall impression as
well as in the shape and size of the blocks) and sometimes through a pyrami-
dal tapering of the rising mass. We find this tapering in the cyclopean walls of
Phoenicia, whose layers gradually recede in relation to one another. The same
phenomenon can be observed in Assyrian ashlar foundations (Nimrud). In
Egypt the terracing is transformed into a batter and asserts itself in a tangible
and realistic way well above the substructure, even in the aboveground parts
of the building. The Greeks followed the Phoenician-Syrian tradition in their
terrace walls; the substructures of the Olympic shrines in Agrigentum and
Athens are authentically ancient and magnificent examples of this. The Hel-
lenic temple wall inclines toward the Egyptian principle, yet its batter is so
slight that the wall appears to be vertical—and this imperceptible device only
adds to its autonomy in the viewer’s eye. The use of terracing and of pyrami-
dally tapering the substructure and walls, partly to increase the actual solidity
of a building, partly to make that solidity more evident, was retained even in
the Roman period and in the Middle Ages, but these periods did not exploit
them with the same level of refinement the Greeks did. The Renaissance also
adopted this ancient building tradition by using tapering walls for visual ends
more than structural, although this style is also capable of emphasizing the
power and character of a wall with strong slopes and batters.3
But this touches upon the more general field of architectural theory, and
that need not concern us here.
At the beginning of this chapter we described masonry walls as mineral
(namely, inorganic) and lifeless, therefore unarticulated. Neither ashlar as a
part of the wall nor quoins and parastades (whether ribs or projecting ends)
that break up its unity are articulations proper. Even less are they organisms
existing in their own right, like columns. They contain and express only the
mineral law of the plan and in this regard are comparable with certain periph-
eral and radial formations in crystals (see the prolegomena, p. 84).
As something upright, the masonry wall is, however, subject to the general
law of proportional development in that it consists of three parts: the base,
the torso (or trunk), and the crown.
742
Stereotomy: Aesthetic-Formal
yyy]
a, mT
Etruscan tomb cones are surrounded below with a stone wreath, whose
profile is taken from the chalice-shaped movement of a leaf turned outward.
The coronas of some ancient Hellenic temple bases are similarly formed: one
example is the raised platform of the Temple of Olympian Zeus at Agri-
gentum. In these cases there is no articulation of the socle corresponding to
the crowning element, which consists of a simple quadra. In the perfected
Hellenic style the components of the stereobate or podium and their propor-
tions follow the analogy and canon of the column orders. The cornice of a
stone temple (the corona with its crowning and supporting elements) is a
model masonry wall crown, more or less simplified and modified to allow for
743
Semper
Etruscan examples
Campanian examples
744
Stereotomy: Aesthetic-Formal
S
Roman examples
745
Semper
letter. Thus only general statements can be made about the relation of the sub-
structure to the upper part of the building.
First of all, the two integral parts of the form that we have been discussing
should not be uniform. In the case of a simple columnar work, the podium
forms the base, and it corresponds to the entablature as to a lighter dominant
juxtaposed with it. Thus the podium should exceed the entablature, if not in
height then in expressive force and mass. Its mass and height, however, should
not detract from the role played by the supporting columns as the upward-
striving element of the total form. A similar point can be made about multi-
story buildings, without neglecting to consider whether they should soar
upward like a tower or develop in breadth.
In any style, whether it is Egyptian, Greek, Roman, Gothic, or something
else, the cardinal rule for multistory buildings is that the substructure and
(uppermost) crowning section must depend above all on the building as a
whole for their proportions, as if the whole building were tripartite, consist-
ing (1) of the substructure; (2) of the crown appropriate to the substructure
and to the building as a whole; and (3) of what lies between the two, what is
supported and crowned, respectively, by them. At the same time, harmony
should prevail among the subunits (the stories and their articulations), both in
relation to one another and in relation to this main tripartite division. This is
one of the architect’s hardest tasks, but we will not consider it here in further
detail as it is a general architectural problem.
Notes
1. For the relation of carved images with sculpture and the art of embossing (which
is perhaps more independent than assumed here), see the article on toreutics in
“Metallurgy.”
2. We need not say any more about the need for this contrast and will simply refer
the reader to what was said earlier, in particular the explanation of certain aesthetic-
formal concepts in the prolegomena (p. 75).
3. A famous votive gift, the golden lion offered to Delphi by Croesus, had a base
built of golden plinths (ashlar). Herodotus 1.46-50. Aelian, V[aria] h[istoria] 12.62.
Essay by Botticher in Arch|dologische] Zeitung 136 (April [recte: May/June] 1860).
4. The so-called cyclopean walls seem to have been restricted to some areas of
746
Stereotomy: Aesthetic-Formal
Asia Minor, Greece, and Italy, although ancient cyclopean work has recently been
found in the Nile Delta as well. Similar works in Mesopotamia are more like rubble-
stone masonry than polygonal construction. Obviously the principle of the vault is
latent in developed cyclopean masonry; one can break through it at any point, and if
one does so an arch forms above the breach, resisting the collapse of the masonry above
it. This drawing of a polygonal wall at Argos is a perfect example of this technique: if
the stone with hatching is removed from the structure, the rest would remain standing.
A similar gap in ashlar work would inevitably cause its collapse. There is no doubt that
the Leleges and Pelasgians, or whichever peoples first used this cutting process, were led
to this invention through concerns about fortification and structure, and not through
ignorance of the spirit level or the plumb line. Still, the ancient Phoenicians were no less
correct in building their bulwarks of enormous limestone ashlar blocks laid length-
ways, rather than polygonal walls, for the slopes of Lebanon offered them a stratified
material in an ashlarlike form, which could not be cut into cubic or polygonal blocks of
equal size. Again, as with any prehistoric human achievement, it would be foolish to
ascribe the invention of ashlar masonry exclusively to this or that ancient race, just as it
would be to make any assumptions about such inventions. But the Syrians and Phoe-
nicians certainly deserve credit for having achieved the greatest perfection in ashlar
building.
Mycenae
747
Semper
The unbelievably large cut-stone walls (each stone bossed in the middle of the face
and edged) of the Syrian-Phoenician substructures at Baalbek, Jerusalem, Tyre, Byblos,
Arwad, Marathus, and at other ancient Phoenician settlements, surpass anything else in
their grandiose rhythm and the technical perfection of their workmanship. According
to [Louis-Félicien Joseph Caignart de] Saulcy, the oldest part of the temple terrace at
Baalbek consists of three layers of ashlar blocks. Each is fourteen feet high and from
sixty-two to sixty-eight feet in length; both their size and the ratio of their height to
their length (one to six) are astonishing (Saulcy, Voyage autour de la mer Morte,
2:626):
Ancient writers attribute the invention of cyclopean masonry to the Phoenicians,
who perhaps took it up in areas they colonized in lieu of their own gigantic ashlar
blocks, adapting to the properties of the local building materials. There is only one
trace of this in Syria and Phoenicia themselves, not far from Acre, at a place called Om
el-Amid (Mother of the Columns). If Phoenician influence on the construction of Tiryns,
Argos, and Mycenae could be proven, it would follow that polygonal building was
invented J/ater and ashlar building earlier. Examples of the concurrent use of both styles
can be found in Caria: there, a wall’s lower part tended to be built of ashlar, while the
upper part was made of polygonal blocks. The part of the foundation walls of the
Temple of Jerusalem illustrated here is taken from the Entretiens of Viollet-le-Duc, after
a photograph by Saulcy.
5. Upright substructures possess a certain articulation (see below), but they do not
display the contrasts between living and mechanical activity employed by upright artic-
ulation to express inner life, like something that has grown.
6. To give an example of a concept opposite to what the author understands by
organic in att.
748
Stereotomy: Aesthetic-Formal
749
Semper
16. If the constraints imposed by column orders are rejected, another canon has to
be created or architecture will be denied its character and its subjective expression and
will be allowed only general-typical content. Unfettered art disintegrates into formless
and meaningless willfulness.
In the end, the presumed inventor of a new canon will, at best, have deceived only
himself —the nature of the old canon will not have changed. But if he has succeeded in
doing this, his reward will be sole possession of his art, for no one but he will be as
quick to understand it. In this way architecture is as inflexibly conservative as music.
17. More on this subject below.
18. Following the formula
ne
mf
44
in which h and | are the dimensions of the lower ashlar and h’ and I’ those of the upper.
For example, if I’ = 2(1), the ratio of the heights is not 1 to 2, but 1 to 2.
19. The plan of the Ajax mound on the plain of the Scamander is similar.
20. Latin: favissae.
21. A passage in Vitruvius (2.8), unfortunately very corrupt, sheds some light on
this. He was apparently familiar with the two canons of stone building, since he dis-
cusses first the two types of structures common in his day that conform to the cyclopean
or (according to Euripides) Phoenician canon, namely the so-called opus reticulatum
and the opus antiquum, also called incertum. Both are reductions or contractions of
polygonal building style. Only after that does he go on to opus quadratum. Network
masonry (opus reticulatum: small cubic tufa stones, set along a diagonal to dress a cast
core) was customary under the first emperors and was wrongly faulted by Vitruvius and
Pliny for being unsolid, since it is precisely these Roman structures, which are never found
without the necessary frame of horizontally layered masonry, that are best preserved. Like
rubble-stone construction, which Vitruvius calls opus incertum or antiquum, these
buildings follow the cyclopean canon and in principle offer the same advantages it does
(see above, p. 728), in that the binding force of excellent pozzolana replaces gravity, the
only binding force in massive ancient polygonal buildings. The hollow spaces within the
walls built in this way are usually untidily crammed full of stones and chalk (calcata),
but it is better to fill them with bricks or alternating layers of stones (silicibus ordinariis)
and bind them with anchors. Next Vitruvius turns to the Greek canon. He says that
rubble-stone walls built of soft stone and stucco were not customary among the Greeks,
but unadulterated work was—courses laid in rectilinear patterns, of either ashlar or
small hard stones. This means that walls tend to be either massive (made only of cut
blocks) or filled. The former is called isodomon (courses of equal thickness) and there
are two different kinds: a distinction is drawn between isodomon masonry and that in
which high and low courses alternated; the latter was called pseudisodomon.
But this name would be more suitable for so-called emplecton or filled masonry,
which is only apparently isodomon. It was used by both the Greeks and the Romans,
but the Greeks constructed it more carefully, binding the three masonry slices very
tightly, partly by very carefully filling in the layers and partly by using binders. In Greek
emplecton these binders not only penetrate deep into the filler in certain gaps, they also
750
Stereotomy: Aesthetic-Formal
periodically run through the whole wall, presenting ashlar faces on both sides (diatoni,
or tie ashlars). Isodomon is obviously the /ater, perfected method, and dressing the filler
with ashlar is the original, traditional method. The latter was not introduced into
Rome until the time of Augustus.
Yet another passage from Vitruvius is noteworthy here, namely his description of
the construction of ramparts (aggeres) in chapter 5 of book 1:
Once the trench has been dug to the greatest possible width and depth, the founda-
tion of the wall is to be carried down into the hollow of the trench, of sufficient
thickness to withstand the pressure of the earth. In addition, one should lay the
foundation of an inner wall at such a distance from the outer as needed for the
deployment of troops along the crest of the wall. Next one should connect the two
foundation walls with other stone walls, arranged in a comb or sawtooth fashion.
In this way the mass of earth is dispersed into small parts and is resisted by the total
load pressing against or pushing out the substructure of the wall.
Everywhere the same principle, clearly expressed here, dominates the whole antique
constructional system. This sense underlies even the words struere and instruere. They
were used first to refer to filling the hollow spaces in the walls, only secondly to refer to
constructing or raising the walls. Thus in Vitruvius (2.8): Medio cavo servato...ex
rubro, saxo quadrato, aut ex testa, aut ex silicibus ordinariis struat bipedales parietes...
ita enim non acervatim sed ordine structum opus [Reserving a middle cavity, fill (struat)
it with red stone, squared stone, or brick, or ordinary rocks to make two-foot walls...
not in heaps, but filled in (structum) systematically]. Shortly before, he says that both
retaining walls and rubble-stone walls should be filled with small stones (instruenda).
See [Luigi] Marini on Vitr[uvius] 2.8.5, p. 93 n.
22. The sense of style that moved them to make the wall’s internal structure visible
on the terraces also led them to remove even the slightest reminiscence of it when it
could not be represented, especially in actual temple construction; this was done by dis-
guising the filled wall of the cella with solid ashlar or with isodomon.
23. The fortifications of Verona and Venice (by [Michele] Sanmicheli), the citadel
of Civitavecchia, and many other Renaissance creations are unsurpassable models for a
manly warrior style.
24. See Vitruvius 3.4 and Marini’s annotations. Botticher calls the substructure the
stereobate, on which the stylobate becomes the seat for the columns. Both compose the
crepidoma, the sole of the building.
25. See §§ 6-7 on weaving, § 110 on pottery, and § 137 on carpentry.
26. Given how many readily available illustrated works there are on medieval and
Renaissance architecture, column orders, and so on, we do not feel compelled to pro-
vide more examples of medieval and Renaissance podiums than already given.
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Stereotomy
B. Technical-Historical
§ 167 Introduction
As has already been shown, the formal area of stereotomy to be considered next
is narrowly delimited and strictly speaking should be restricted to masonry
substructures. But the broader sphere of its function and stylistic influence as
a monumental technique is more comprehensive because, even if the concrete
form of the spatial idea did not derive from stereotomy, it was the means by
which the spatial idea achieved the expressiveness of an art-form of the high
style. We will now consider it from this angle, limiting ourselves, in accor-
dance with the plan of this book, to architectural stereotomy or to the art of
the mason and stone carver as a monumental technique.!
Because this technique, unlike those branches of technology already dis-
cussed, achieved its position only very slowly and after several transitions, and
because it always changed with time and prevailing circumstances, it is per-
fectly legitimate to place what now follows in stereotomy’s technical-historical
section and comfortably follow the plan thus far observed.
Pos:
Semper
after a protracted period during which these things failed to be taken into
consideration for the expression of the spatial idea or, rather, were excluded
from it in principle.
The new architectural principle this step created was to a certain extent in
conflict with tradition and with the older types shared by monumental archi-
tecture and the other arts —although these types had so powerful an inner
truth and were so deeply rooted in general architectural consciousness that
they could never quite lose their validity. As these older types entered into new
combinations thanks to the new principle, their continuity suffered somewhat
and their original meaning became obscured. In compensation for this and
the loss of ancient melodic clarity and plasticity, however, it was only by
means of these combinations that architecture obtained the true means for
developing that most magnificent symphony of mass and space toward which
it had probably been striving since the earliest times (consider, for example,
the Egyptians and probably also the Assyrians). Architecture had been denied
this achievement because the material limits of stone tectonics were too con-
fining before the adoption of the vault.
754
Stereotomy: Technical-Historical
EGYPT
Egyptian stone walls in temples, pyramids, and so on represent a third step
toward completely regular ashlar construction, evidence for which can be
found in existing architectural monuments. Egyptian stone structures are for
the most part completely solid, that is, built of ashlar without masonry filler
or stone dressing. Although they are squared and leveled with great precision,
the stones are not laid in layers of the same thickness but vary in accordance
with the stone masses used. Given the otherwise careful and pedantic nature
of the priestly builder caste, this can be explained and justified only once one
understands that Egyptian walls were never without a dressing. Often this
was a true stone dressing, as on the pyramids and certain older temple ruins,
but usually it was a stucco or paint coating that was always used to conceal
the joints.
Here too, then, stone construction did not yet function directly as an artis-
tic element, any more than it did in Assyria and Persia, though it had made
very significant progress. It did, however, indirectly influence the formal
appearance of Egyptian building. Though the masonry is massive and resem-
bles original Nile mud construction (still the vernacular practice today)—
a resemblance due more to willfully archaic inclinations than to tradition, in
all probability —it led to slenderer and lighter masses than clay structures
did. Hence one of the most important distinctions between the Assyrian and
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Egyptian styles: the appearance of the latter is chiefly lapidary and light-
hearted, whereas the earthen walls of the former suggest a gloomy mood and
are evocative of the underworld.4
Because their mass is loose and not very strong, earthen walls require heav-
ier proportions than those needed for absolute stability; stone walls, by con-
trast, in accordance with the greater strength and weight of the material, may
be built to proportions that are very close to those required for absolute stabil-
ity. In the case of a material of even greater compressive strength, such as metal,
only a hollow structure could guarantee stability and ensure the reduction of
the sectional surface area to the minimum required by the resistance of metal.
For this reason stone construction is especially monumental, although this
was not the field where architecture first assumed an independent existence.
THE GREEKS
Only with Hellenic isodomic ashlar did monumental form finally liberate
itself from its material through complete technical mastery, that infallible
tool. As has been shown elsewhere, even as the constructional (stereometric)
principle passed through this purest phase in its development—the Hellenic
temple wall, which was assembled entirely from identical elements — the
ancient wall dressing asserted itself not just in its colored decoration but also
in the technical treatment of its ashlar blocks. These were, so to speak, hollow
bodies touching each other only at the edges and not in the middle; at the
same time, panels were also used in certain parts of the construction. Because
this, and everything related to it, is already familiar (see §§ 79 ff.), we need
only allude to it here.
THE ROMANS
In contrast to the revolutionary Hellenes, the Romans were in customs, reli-
gion, and art the conservative supporters and preservers of everything ori-
ginally Greco-Italic. They were late in borrowing the system of full ashlar
construction, and so the magnificent development of the singularly Roman
way of building proceeded undisturbed. Isodomon had been the hieratic priv-
ilege of the Hellenized temple, but Roman work proper, the idea of world
domination expressed in stone, found a more suitable concrete form (indeed
the only permissible one) in a kind of hollow construction—the poured wall
with an ashlar crust and related masonry processes. It was necessary to trans-
fer the concameration—the vaulted cell system that had been known since
ancient times but had been used only for substructures —to aboveground con-
struction. This was a new use for hollow construction and represented a solu-
tion to the problem of how to create from the surrounding rooms themselves
the supports and abutments necessary to vault even massive central halls
while expending a minimum on material and in labor and obtaining the largest
possible space.
The Romans were in no way the inventors of this mighty spatial art, which
would have related to Greek architecture as a symphony concert does to a
756
Stereotomy: Technical-Historical
hymn accompanied on the lyre, had it been developed to the same level of per-
fection as was Greek architecture. It had been in preparation for a long time
and had its own priests and prophets before the Alexandrian period, among
them Hippodamos and other founders of Asian cities, active as early as
Athens’s golden age. One can discern its dark seeds in tholoi, crypts, nuraghi,
and other mysterious works of those early mystic inhabitants of the Medi-
terranean lands who worshiped the cult of the earth spirit. One can only spec-
ulate about the way in which Chaldean-Assyrian architecture related to
Alexandrian-Roman buildings in this regard —that is, to what extent earlier
tectonics was displaced from its old areas of application by the vault and
dome. Any such speculations call to mind the semimythical accounts left by
later writers, as well as the authentic representations of extensive domed
structures that appear on Assyrian and Lycian relief panels, and above all
Day
Semper
758
Stereotomy: Technical-Historical
dressings and some from the decorative elements of this sort of column,
dressed with embossed bronze. We also know from contemporary representa-
tions that the columnar framework was a prominent part of the Chaldean-
Assyrian style in both temples and civil structures: its disappearance without a
trace can be explained only through the hypothesis articulated above. In addi-
tion, the use of sheathed wooden columns is explicitly mentioned by Strabo
and other ancient authors as a characteristic of Babylonian architecture. If we
consider the most remarkable columnar system of Persia it may shed a bit
more light on conjectures about Chaldean-Assyrian tectonics considered in
isolation (addressing the principle and the arrangement of the system), as the
former is obviously a further development of the same principle applied to the
stone style. We also know from the previously cited description of the palace
of Deioces in Ecbatana that those who next inherited Chaldean-Assyrian cul-
ture —the Medes—continued to use wood dressed with embossed gold for
their tectonic supports.”
The move to a stone style seems to have been made very late, probably by
Cyrus (the founder of the Persian empire) under Hellenic influence.’ However
late it may have come in a chronological sense, this transition loses none of its
importance in the history of style, as the conditions must have been similar in
other places where the same transition occurred earlier.
On the site of his victory over the Medes at Murgab, Cyrus built a royal
palace on the Babylonian model but with the addition of completely new
motives.
While the gigantic seven-tiered tower that epitomized the defiant Baby-
lonian citadel received only the most modest acknowledgment under Cyrus—
a purely symbolic allusion in his tomb—a triumphant counterpart is found
at the summit of Kih-i Rahmet in the natural, proud, yet modest rulers’
tombs built for the dynasty of Darius, who set his new castle at the foot of the
mountain.
The bold Assyrian terrace system has been scaled down, but the construc-
tion in precise marble ashlar is faithful to the Greek manner.
The use of marble for the palace walls and the column supports may have
been inspired by Asia Minor and Greece, as the catastrophic subjugation of
the Greek cities of Asia Minor by Cyrus [the Great] and his generals coincided
with a spiritual upsurge (especially in the fine arts) in the same cities. Traces
of the influence of a Greek architecture, already free from the influence of
barbarism, on the Asian style can be found only in works commissioned by
the founder of the Persian empire.? Perhaps the contrast between Hellenism
and barbarism was equally recognized by both sides and consciously retained.
Perhaps Egyptian influence was also at work; for example, one might be
tempted to trace back to Egypt the magnificent stone door frames and niches,
noted earlier, with their studded posts, lintels, and cavetto cornices, were not
such forms also present in ancient Assyria, ancient Phoenicia, and the Greece
of the ancient Pelasgians.
The stone columns of the Persian style’s second period are more important
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than these door frames and niches, as they are the lapidary successors to
Babylonian-Assyrian bronze-dressed timber columns, which in themselves are
more or less monumental tent poles. Yet the metamorphosis does not go
beyond the columns, for the entablature is still the old dressed timber. The
broad spacing of the supports proves this, as do the famous royal tombs,
which exhibit their order in its fully developed form. In principle this order is
Asian-Ionic: the tripartite antepagment of the epistyle that directly supports
the framework of the ceiling, indicated externally with mutules and cornices,
and the column itself, which is two-sided (front and side) and originally intended
not for peripteral but only for hypostyle and diastyle use. These elements are
also based on the Ionic style, but wherever we encounter the Ionic order on
monuments it has graduated completely to the stone style. Here it is only semi-
lapidary, because of its wide intercolumniation, the candelabra-like or utensil-
like unmonumentality of the stone columns, and especially its realistic repro-
duction of the metal style.1°
The Persian solution exhibited a genuinely Zoroastrian spirit of function-
ality. It was a step backward when compared to the (probably far more ideal-
ized) Assyrian approach to the monumental framework, even though the
Assyrians had not yet proceeded to the stone style. Whether because of pri-
mordial relations between the peoples or because of later exchanges, the
Assyrians came very close to the Greco-Italic formal tradition, evidenced by
the variably developed Ionic and Corinthian orders we find on Assyrian reliefs.
We might also consider the Doric-Assyrian gabled temple, with its heavy
baseless columns (which also occurs), were it not possible that this was a
reproduction of a foreign shrine. On the other hand, there is no trace in
Assyria of a forked capital, that item closer to furniture than to the stone col-
umn, much like a tent pole, rendered utterly realistically and without a trace
of monumentality. Tectonic structures achieve monumentality only through
emancipation from structural-material realism, through a symbolic spiritual-
ization of their functional expression. It was, as we have said, quite Persian to
translate the Assyrian-Babylonian column into stone and at the same time to
relinquish the expression of high monumentality that it had already acquired,
uncongenial to the rationalism of the new political and religious regime. Is
not the same spirit found in Persian sculpture? There is significant artistic-
technical progress and a complete impoverishment of the motive; rather than
continuing to struggle they were content to have self-imposed limits.
So stone tectonics arrived at a dead end; among Zoroastrians it had no
more future than did the arts in general.
For the art of Egypt, which was made to serve in a different way, we refer
the reader to § 75 of volume 1. There the structure was certainly a sufficiently
monumental, genuinely pure stone tectonics; there all the technical properties
of stone were fully considered, at least from one perspective. Yet the ornatus
[decoration] was peeled off of the design and its pictorial language did not
enliven an impression of mass—at least this was not its most essential and
immediate purpose, although it served other purposes. The beginnings of a
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more organic development of stone tectonics were quickly pushed aside by the
ruling hierarchy. No historical connection between that older Egyptian style
and the Doric has been demonstrated (see §§ 75-76 and § 172).
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important parts of the building —such as the Doric echinus, the Ionic volute
capitals, the column bases, and the Doric folded leaves —all vary in their
forms and proportions. The large spaces between the fairly tall columns (some
highly tapered toward the top) are typical of all such architectural representa-
tions, which we rightly take to be the oldest. It is even possible that these are
not stone monuments but simply a mixed style like the Tuscan temple, or made
entirely of wood.
Because of this uncertainty, it is probably not permissible to use them to
disprove the law arbitrarily established by archaeologists that asserts that pre-
cisely the opposite qualities of Greek stone temples are considered proofs of
their antiquity — but they do point in this direction.
The prevailing thinking has it that the temple in Corinth, the Temple of
Artemis in Syracuse, and related Doric temples (characterized by narrow
intercolumniations, by short and massively stout columns, by heavy entabla-
tures, and by the absence of ostensibly foreign elements) are the oldest. We
hold, though, that the peculiar nature of the columnar buildings depicted on
the oldest vases (which turn out to resemble monuments) is the surest sign of
the greater age of buildings of that type.
It is appropriate at this point to inquire into the transition from mixed to
full stone construction, from ceilings and roofs made of wood to those made
of stone. In our view the change first took place monolithically on tomb
facades hewn out of cliffs,!4 and in places where geological properties required
it, such as in Egypt, Asia Minor, Arabia, India, and many parts of Italy. Many
of these rock monuments are without any doubt older than any built stone
framework, even those in Egypt. The question asked and the answer given are
by no means idle: if the answer is well founded, then the assertion we made
above seems entirely justified. The faithful imitation of the proportions of tim-
ber beams is easily discerned in those carved in natural rock. Initial attempts
had to follow these proportions, since in the old tradition transitional works
survived for a long time, that is, until there was a radical change—a change
from the extremes of heaviness and squatness, a reaction triggered by experi-
ence or by shifting tastes. Yet this is only the second period of stone tectonics
in general and of Hellenic tectonics in particular.
Only the advent of a third period brought clearly differentiated types and
true proportions and principles for stone tectonics as dictated by materials.
Finally, the fourth period was that of schematism, of the impoverishment of
art-forms through technical routine, their corruption by the quest for novelty,
following a trajectory that had already produced its greatest achievements.
This not only violates archaeological precepts but also opposes the specu-
lative art historian’s dream of an ideal Doric schema, not a historical forma-
tion, so it is said, but a mystical and miraculous birth, rendered vaguer and
less comprehensible by the passage of time. It is said that here too appears a
contrast between the Doric and the Ionic; the latter style became aware of
its true “essence” only through further development in the late summer of
Hellenism, and so on, and so on.5
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§ 172 Doric
It seems to me that it would not be difficult to prove a certain congruence
between the developmental principle of the Greek stone framework described
earlier and equivalents produced elsewhere, in Egypt for example. Let us
briefly consider the latter: in the Old Kingdom we have the affectation of the
light ceiling supports in the rock grottoes, while in the New Kingdom we have
something that approaches this in some of the dynasty’s oldest buildings.
Then we have the stocky columns placed close together and heavy ceiling
beams—new formal elements combined with reminiscences of old ones (the
style of the first half of the Eighteenth Dynasty; older parts of the temples in
Karnak and Luxor; Memnonium; the Temple of Madinat Habu; the pier peri-
style at Eileithyia, now gone; two others on the island of Elephantine with
even more slender proportions).
The second half of this period is the golden age of Egyptian architecture
under Amenhotep III (temples at Soleb and Sedeinga). The proportions reach
equilibrium at the midpoint between the oldest and the middle period. The
forms become purer.!6 There was no period of decline, since the golden age
came to a rapid and violent end during the interregnum of a series of rulers
who were averse to the old religious basis of Egyptian culture (Amenhotep IV,
his new residence near Tell el-Amarna in central Egypt).!”
This violent interruption was followed by the rule of the Sesostrises,
expressed in the grandest spatial monumental style: it has spoken to millennia
and will continue to speak to millennia to come. Their works belong to a
quite different cycle that will not be pursued here. They relate to earlier archi-
tecture as Roman architecture does to Greek. The principle first proclaimed
here is that of the most gigantic and imperishable lapidary tectonics.
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all it emphasized and increased its authority both spatially and symbolically.
It was a powerfully monumental canopy (baldachin), the most ancient symbol
of heavenly power and sovereignty.
Thus, contrary to the suggestions of Vitruvius and every art historian who
followed him, the origins of the Doric temple did not lie in the temple in antis,
the cella with open porch whose lintel was supported by the antas of the wall
projections and the columns between them. It lay, rather, in the fully
peripteral plan: the columnar roof open on all sides, the full expression of the
new Doric temple, a principled and positive contrast to the temple in antis,22
of which only a few late Doric specimens occur.23 These are Asiatic or pre-
Hellenic in origin, and like the modified forms —the Etrusco-Roman prostyle
and amphiprostyle (with portico and rear hall) cella—are more or less a com-
bination of pre-Hellenic and Doric motives.
The earliest form of the Doric principle is thus found in schemes basically
peripteral and marked by an emphatic separation of the cella from the column
supports; these illustrate very clearly the mutual spatial and structural inde-
pendence of the two parts. Examples include the Selinus temples, the oldest of
which proclaim their great antiquity through other features as well, especially
their plastic decoration, reinforcing earlier statements. Such temples, whose
cella walls are recessed so far behind the columns of the peristyle that there is
room for a second row of columns, are called pseudodipteral by Vitruvius and
his successors, and are described as inventions of a later and already refined
period —even though the oldest motives present in Selinus were readopted
only in the (Ionic) pseudodipteral.4
This would make the so-called pseudodipteral the oldest Doric scheme: a
peripteral with a subordinate cella, which enlarged itself over time and with
the increasing size of the cult image, combined with the columnar building,
from which the later peripteral emerged. The dipteral (with a facade of eight
columns and a double pteron around the cella) and the decastyle (with ten
columns) are apparently late extensions of the original Doric hexastyle plan,
usually executed in the Ionic or Corinthian manner.
The great Doric building idea, a sublime and light contrast to the gloomy
pre-Hellenic, Achaean, or Greco-Italic foundation, is thus entirely indepen-
dent of stone tectonics, even though it acquires its genuine formal expression
only through those practices. It is therefore possible to think of the Doric
principle embodied in the peripteral temple roof as a momentary inspiration,
immediately complete and without historical development, but unlike Pallas
Athena, born without a complete armament. We will never accept the idea
that it could acquire a completely clear artistic expression and a harmony of
parts without transitional stages. It is much more likely that it was conceived
amid a confusion of formal elements— which were separated only later, in
various ways— before the introduction of the stone framework into Greece.
Thus it also appeared before the Doric canon conditioned by the stone style
became entrenched.
This belief certainly opposes accepted views of art history and leads to
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results that again and again contradict traditional assumptions about the
development and respective ages of surviving remnants of Greek architecture.
We want to use it as a basis for our views about the development of Greek
stone tectonics, about its various manifestations, and about the respective
ages of the monuments. We encourage the reader who is so inclined to reread
§§ 77-82 of volume 1 and §$§ 118-24 of the present volume, paying particular
attention to their treatment of the influence of pottery on Greek architecture
and of the remarkable historical connection between the two.
A method used in what follows to summarize certain characteristic differ-
ences in the orders’ basic proportions is simply a means of comparison and
should definitely not be seen as a canon imposed upon the ancients —even
though in some cases a surprising number of basic proportions overlap with
what is found on existing monuments.
If we take three unit measurements, each the average distance from col-
umn axis to column axis, as the basis of a rectangle whose vertical sides are
equal to the height of the order (calculated from the edge of the last step of
the stylobate to the upper edge of the cymatium of the cornice, excluding any
drip stone), this forms what we call the normal rectangle or simply the norm.
The unit of measurement here is half the diameter of the lower part of the col-
umn, or the module.
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The four vertical lines running through the interior are the column axes;
the horizontal line shows the ratio of the height of the entablature to the
height of the columns. Thus the norm contains and shows the principal pro-
portions and measurements of the system. First there is the general ratio
between the height and width of the norm, which is longitudinal or square or
upright, depending on the differences in style and artistic period. Second there
is the ratio expressed in modules, of the thickness of the columns to the inter-
columniations, to the column height and to the height of the entablature. The
norm of a temple can thus be expressed in three ways, for example:
Next we want to examine the most important Doric temples that illustrate the
six principal moments of the history of the Doric style—noting that there
were a number of intervening transitional stages. They are
1. the pre-Doric style;
. the oldest, lax archaic-Doric style (seventh century);
. the second, severe Doric style (sixth century, age of tyrants);
. the third, developed Doric style (fifth century);
. the Attic-Doric style (fifth century, age of Pericles);
WN
kW
Nn. the late Doric or Macedonian style (fourth century and later).
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A. SURVIVING STELES
Certain remnants of Etruscan and Greek columns and steles whose style
reveals them to be the precursors of Doric columns are the first to be of signif-
icance here. Some taper toward the bottom, like a herm, have round plinths
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and a transitional member as a base, may or may not have a capital, and
sometimes have a fillet running round the shaft near the top.28 Others have an
entasis that curves sharply out toward the bottom, flutes, capitals that are
usually Ionic, and circular plinths as a base. Two unfluted and slightly tapered
memorial columns with very primitive, somewhat Doric capitals (round aba-
cus with steep, conically straight echinus), simple and roughly executed with
ancient inscriptions, were dug out of the rubble of the shrine of Artemis
Brauronia on the Athenian Acropolis. See also the depictions of such steles
frequently found on vases.??
B. ROCK FACADES
Those of Norcia in Etruria, their Doric forms —in combination with others—
decorated with great willfulness, columns broken off, very wide intercolumni-
ations, high tympana, cavetto molding runs with unrolled ceiling cornices.3°
In its overall proportions an Etruscan temple facade. The somewhat Doric
rock tomb near Nikoleia in Phrygia, with notably dry and strange detailing,
which by no means contradicts the extremely early date assigned it. Steep,
only slightly curved echinus with three fillets on the shaft. Cornice without
mutules, ogival, similar to the Doric work at Kardaki. Columns smooth.
Another tomb hewn out of the rock, with ancient sculptures, without
inscriptions (like the previous tomb), near Telmessus in Lycia. Entablature
Doric, supported at the corners (as in the earlier examples) by somewhat
Ionic parastades. The door is entirely framed by the antepagment.?!
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known] —if the proportions of their norm, which they share with later works,
did not cause me doubts. First the small (as it is called) Temple of Demeter in
Paestum, whose entablature certainly contains the Doric structural idea but
expressed in a most insecure fashion.38 It is blurred in part by many plastically
decorated mediating members (which the Doric style first had to reject). It has
a frieze with inserted triglyphs,?? and on the architrave, instead of taeniae
and Doric guttae it has a much articulated and sculpted Ionic epicranitis.
Above the entablature is an unusually high, almost Etruscan fastigium (the
height of the triangle is greater than one-seventh of the base). The supporting
columns are no less strange, with a curved, strongly projecting yet rising
echinus, a deep and plastically treated scotia with an egg-and-dart molding
on the necking, and a short shaft with strong entasis. The prostyle columns
of the cella have twenty-four flutes, a scotia, and a round plinth as a base.
The cella layout is still the oldest form, restricted and tripartite, without
opisthodomos.
As I have said, those doubts that arise about assigning this building and its
neighbor to the most ancient group are simply due to its short and thick
columnar norm, which would suggest a period when the Doric style had been
further developed.?°
In any case, the suggestion of a very late origin (around the birth of Christ,
according to Kugler) is untenable, but it could be an example of late barbar-
ian and Italic influence.*!
The so-called Basilica, a unique type simply because of its plan, has a
single row of columns running through the (wide) cella, perhaps as a roof
support instead of the (later?) double row in the so-called hypaethral temple.
Columns more significantly tapered than in the Temple of Ceres; capitals less
projecting but with very softly bulging echinus profile; heavy architrave, topped
with a strong torus rather than the Doric taenia; smooth frieze, without tri-
glyphs; cornices no longer extant but probably similar to those of the Temple
of Ceres. Echinus scotia was even more richly decorated with small ornaments.
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show that it is much older. Thus we can definitely place it in the seventh cen-
tury and the period of lax archaic-Doric art.*3
Frieze and cornice missing. Abacus is almost equal to the intercolumnia-
tions. Shaft tapers two-sevenths (thus upper diameter: 0.7143 of the lower).
SELINUS TEMPLE
Outer columns straight, abacus strongly projecting and high, one-sixth wider
than adjoining space. Echinus austere and shallow (low), finely curved, with
scotia under the fillets into which the flutes of the shaft run. Only one fine
sinkage. Columns in the pronaos with sixteen Ionic flutes. Echinus taller on
the outer columns, similar to the structure at Kardaki. Upper diameter of
exterior columns 0.685 of the lower; entasis definite but severe, with the same
feeling shown on severe-style vases. Interior columns taper much more than
outer ones.
The older part of the largest columnar building at Selinus, the massive
Temple of Zeus, is closest to this temple. Its norm no longer corresponds with
the archaic scheme.
Next came the temple at Metapontum known as the Chiesa di Sansone, in
the ruins of which were found strictly stylized terra-cottas as well as mosaic
reliefs in the same style. Its character is formally related to that of the great
Temple of Zeus at Selinus (see above).45 The old Hecatompedon in Athens,
destroyed by the Persians, belonged to this period, though its norm can no
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14
CAB a es
Thus the canon of the horizontal parallelogram with reduced distance between
column centers was achieved by the unusual approach of shortening the
columns.47
4. Developed Doricism
All the works of this period manifest the influence of an artistic objectivity
toward understanding the social principle that claimed to have derived from
the traditions of the Doric people and claimed that the monumental, lapidary
artistic expression of this idea (column roof in stone that protects the sanctu-
ary) had been discovered, or rather, decreed. The scheme now needed only to
develop and purify itself in terms of individual forms and the relation of the
various parts to each other. Although the goal and the means of achieving it
had been essentially recognized, many swings from one extreme to its oppo-
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site would be needed before a serious Doric Grace could extricate itself from
all this turmoil.48
One may describe the horizontal, more or less widely extended parallelogram
as the archaic norm, but the entire period of developed Doricism was dominated
by a tendency toward a squared normal form. The unsteady, heavy-headed
look of the archaic building was eliminated by placing the supports closer
together and by reducing the load. After much searching Doricism arrived at a
ratio that perfectly expressed it and the conditions of stone tectonics.
Doricism expressed itself in the restraint with which parts worked together
in the tectonic system. It sought to enhance this expression by minimizing the
use of the traditional forms of pottery and the art of utensils transposed into
architecture. Because these formal types make something whole —an individ-
ual—out of the past to which they belong, when they are absent they are sym-
bols of the reverse. Doricism tended toward absolute monumentality, which it
strove to achieve not merely through the size and massive strength of its stone
structures but also through indirect means: the monumental pegma lacked the
connections and connecting symbols that traditionally characterize something
movable (see “Tectonics,” § 137).
It follows from this that Doricism, having achieved self-awareness, needed
the contrast provided by Ionicism, that its nature was dependent on this con-
trast and could be grasped only through it.
This explains the almost complete disappearance of all of those architec-
tural elements with which pre-Doric and even archaic-Doric stone monu-
ments had been rather richly outfitted. No longer did columns have the pre-
Doric base that remained customary in Italy; it was replaced by a general
stepped plinth connecting the columns, which grow from the plinth like the
prongs of a rake. Apart from the abacus, the only indispensable mediating ele-
ment between the supporting columns and the supported framework of the
ceiling and roof beams was still the echinus, concluding and linking at the
same time. It made its appearance connected directly to the column’s tapered
collar by three or four sharply undercut fillets, without a mediating cavetto
molding and without a Pelasgian astragal, which had been abandoned earlier.
At the same time it became more powerful, first of all through an exaggerated
bulging and soft swelling (an unhappy attempt as it was too material an
expression of the conflict of forces in play here); with time, as a sense of form
matured, it displayed that noble muscularity, vigorous and masculine, that is
nowhere more beautifully demonstrated than in the late temples of this period.
By the time of the celebrated Attic-Doric monuments this feeling had already
begun to ossify.
The energy of the Doric echinus is further enhanced by the multiple repeti-
tion of circular sinkages that cut into the column a little below the point at
which the flutes conclude; they offer the eye a restful caesura without disturb-
ing the upward striving of the flutes. These two or three sinkages in the hypo-
trachelium are sure indicators of the group that concerns us here and are
unique to it alone.*?
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Apart from the echinus, the developed style features only the carved wreath,
which was permitted to dominate the cornice because it symbolized corona-
tion.5° The same wreath decorated the capital of the antas. This mediating
element was not used in the oldest Doric temples but was first taken up out of
a desire for a stronger architectural connection between the (originally iso-
lated) cella and the columnar peristyle. Together with the carved crowning
wreath below the abacus, it distinguished works of this period from earlier
ones. We also find the carved Doric wreath used elsewhere for the same pur-
pose, but only on parts of the interior: for instance, to crown the entablature
and the cella walls under the ceiling joists of the peristyle and similarly on the
joists as an upper termination.
Here too, as is almost always the case, abuse triumphed over wise modera-
tion. Carved wreaths that are inordinately heavy or large, or too frequently
employed, are signs that distinguish the oldest examples of this group from
later ones, on which the same leaf form is reduced to the light Doric cymatium.
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TEMPLE AT SEGESTA
Imperfect, but with the most noble proportions. Capitals powerful, striking
a happy medium between excessive ornateness and stiffness. Fillets rather
marked and too high up. Uncertain how many sinkages. Abacus moderate.
Tapering slight. Cella no longer known but was probably peripteral. Norm
square, midway between the archaic norm and the norm typically found in
the transition to the developed style (temples of Artemis and Athena in
Syracuse, Neptune in Paestum, and others).58
TEMPLE ON AEGINA
This building and the few other surviving examples of pure Doric temples on
the mainland of Greece (not Ionicizing Attic) share an archaic norm with
widely spaced columns, although the proportions of the lower parts of the
buildings relate to each other quite differently.°' The differences in their indi-
vidual detailing are equally marked, and this shows most clearly in the capi-
tals, the most characteristic feature of the buildings.
Thus the Aeginetan temple has archaic, widely spaced columns, but the
column heights are greater than anything we have encountered so far (with
the exception of the enigmatic structure on Corfu). Equally new is the rela-
tively diminutive entablature, compared to the columns. The high heavy echi-
nus with a moderately wide abacus is also new. The carved wreath, where it
occurs (on the anta capitals as a crowning for the cornice), has already shrunk
to a Doric cyma, although it is still heavy.°2
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modules) and high; echinus light, rising almost in a straight line, with four
Attic fillets and three Doric sinkages. Carved wreath similar to that of the
Temple of Zeus, with crowning cavetto. Interior predominantly Ionic.
5. Attic-Doric Style
In the developed Doric style, the norm oscillates around a square with a
twelve-module baseline, so to speak; in the case of the Attic-Doric style, vari-
ations around a fifteen-module square can be observed. Early on, when the
height of the developed Doric order is divided by the length of the lower line
of the architrave, the ratio of the sections is 2:1 (later it climbs higher). Just so,
the Attic norm gradually approaches a ratio of 3:1 for the parts mentioned;
indeed in early works the large part is somewhat smaller and the small part
larger than this ratio suggests. Without this distinction the Attic norm would
be archaic-Doric.
Similarly, there is also a partial return to the oldest traditions. For instance,
instead of the significant swelling of the markedly tapering Doric shafts and
of the cushion capitals, we find less significantly tapered columns, scarcely
deviating from a straight line; they are active only in that they enliven things.
We also find the readoption of many mediating elements abandoned by severe
Doricism, such as egg-and-dart moldings, rising and falling waves (ogees),
cavetti, circular moldings complemented by and ornamented with sculpture
and color, and other things.
The reconciliation of the two opposite extremes of the Greek national con-
sciousness — lending spirit to Doric power and the regularity of types to Ionic
grace and individual expression — required that the material serve as a media-
tor, and only white marble could do this.
This noblest of building materials, used earlier for Ionic temples in Asia
Minor, was probably first introduced by Peisistratus for the design of an
essentially Doric work, the Temple of Zeus in Athens. The properties of this
stone —its strength and fine grain, its homogeneity —did not merely permit
subtler and more precise detailing, they also allowed a return to a longer
architrave span and more open intercolumniation, corresponding to the Ionic
spirit. The properties of porous limestone —the primary Doric building mate-
rial—may not have necessitated the compactness and closely spaced columns
of the pure Doric temple, but they did motivate the change. Pure Doric tem-
ples are in the poros style, and Attic-Doric ones are in the marble style.
The poros style not only led to closer column spacing but also affected the
width of the abacus. This was not simply because the points of support for the
abacus were pushed closer together,’ but because the style gave the abacus
the required thickness (or rather, the thickness necessary for the eye, given the
height and length of the architrave), which in turn determined how far the
capital projected. At the outset the Ionic-Doric marble style required that its
spans be broader, then that the lintels’ visible underparts be narrower, and as
a result it demanded smaller capitals with steeper supporting profiles. In addi-
tion, stone coffered ceilings with their boldly spaced joists resulted from the
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material and therefore were chiefly Ionic. We know that the ceilings and roofs
in severe Doric temples were not made of stone but of terra-cotta with a tim-
ber frame. In the choice of marble as a building material I also see a return to
old abandoned traditions, since this material was used in Pelasgian times, at
least for decorative purposes (and even for columns). The art produced during
the Attic golden age, as has often been noted in this book, often involved the
revival of old and abandoned traditions because such traditions provided the
desired basis for a more idealized conception and helped to transcend the real-
ism of the present.®°
I will now simply list the most distinguished of the surviving Attic monu-
ments, without pursuing their characteristics in detail and without going into
unnecessary new ecstasies about their grandeur and beauty, as so much that is
sublime and profound (but also much that is long and shallow) has already
been written about them and can be read in our art books.
Temple of Theseus, built by Cimon shortly after the Persian wars.°7
So-called Temple of Themis, Rhamnus; the restoration by the Society of
Dilettanti shows a temple in antis, walls made of polygonal marble blocks,
probably older, pronaos added.°8
So-called Temple of Nemesis, Rhamnus. Building period unknown.°?
Athenian Parthenon, under Pericles.”°
Temple at Sunium, building period unknown. This remarkable building,
whose proportions are even lighter than those of the Parthenon, also shows
archaic features in some details, which persuaded Ross to treat it as very
ancient (even pre-Homeric!).”7! This would mean that its character has been
completely falsified by the restoration, which is quite possible.72
6. Alexandrian Doricism
The Doric style reached its limits in Atticism and could develop no further in
that direction. It also ceased to be a truly hieratic temple style even before
the Macedonians achieved hegemony and tended to serve only profane art.
As this meant that this system of stone tectonics developed for the temple
had to be adapted to secular building, the expression of sublimity associated
with typical monumentality had to be sacrificed to an extent. In return it
gained the suppleness architecture needs as it moved toward a more distinc-
tive multiplicity of expression. This opened a new path of architectural
development stressing light decoration and graceful charm, a path by which
architecture returned to its origins and became once more what it had been
for the Pelasgians and Etruscans, namely, a tectonics of mixed timber and
stone. In the Greco-Italic cities of Pompeii and Herculaneum, the Doric was
still the dominant style for secular buildings, but only one Doric temple
(which was already in ruins at the time of the destruction of Pompeii) has
been found so far.
With the exception of the ruins of a Doric temple at Pompeii that can no
longer be reconstructed, perhaps the only late specimens of the Doric temple
780
Stereotomy: Technical-Historical
style worth mentioning are the ruins of the Temple of Zeus at Nemea and
those of a small Temple of Nike near the stadium in the new capital of Messene,
founded by Epaminondas.73
The Corinthian order had already taken over from the Doric; in fact it can
be seen as a realistic and Asiatic modification and in a certain sense a further
development of the Doric (see under “Corinthian”).
15.5
9.11 + 4.57 = 13.68
A comparison of the Doric temples of Magna Graecia and Sicily shows that
despite all sorts of variations they increasingly approached a square norm
with sides of about 13.5—in other words, approximately the height of the
archaic norm. On the other hand, the Doric order in Greece proper aimed for
an equally square norm; while its sides did not correspond to the height of the
archaic norm, they did to its width, or nearly. With this not insignificant
observation of artistic statistics we conclude the section on the Doric stone
framework.
781
Semper
§ 173 Ionic
Introduction
As the most recent research has quite rightly sought to prove that a pre-Doric
column and the associated stylistic elements existed before they were estab-
lished among the Hellenes, and as the true standpoint from which a perfect
Doricism can be understood is possible only by returning to its material and
formal origins, to the incunabula of conditions (in contrast to the theories
disseminated about it by antique and modern formalists), we must logically
follow this approach for the Ionic style as well—to cope with those, for
example, who see the Ionic column only as a kind of coiffured and adorned
Doric column, a toilet item for the civilized tribes of Asia, invented to provide
a contrast between the feminine Ionic grace and the masculine Doric grace.
It is probably impossible to deny the early influence of speculative formal-
ism on the further development of the most ancient art types passed down by
tradition and suited to the Ionic order. All the magic of the universally victori-
ous Graces of Hellenic art would be required to transport the realistic para-
phrases of certain ideas contained in the oldest formal types—some of which
are quite matter-of-fact or even tasteless—out of prose and back into the
realm of idealism.”” Only because these fictions had so early and so large an
influence on the development of the Ionic order can we be certain that they
were inspired and created by older and more naive expressions of the same
idea. The importance of grasping this will not be doubted by any able to per-
ceive how the perfect art of the Greeks (in Attica) consciously turned back
from the symbolic braid to the oldest types of art, taking them up again
through a purified conception and in a more elevated way. This general ten-
dency of Attic art is expressed especially clearly in the Attic-Ionic column.
782
Stereotomy: Technical-Historical
UY
For all of their variety, none even remotely suggests a rolled and bound cushion.
And there are many capitals in the old Greek style that show no trace of it
either.78 Therefore some of our number (that is, scholars of art) have too
hastily declared them to be monstrosities, late instances of bad taste. Examples
include the volute capital whose appearance is the same on all four sides; it is
called Roman even though it appears on very old Greek works, such as the
so-called Monument of Theron at Agrigentum.”? Its motifs suggest that it was
probably among the very earliest variations on this art-form, an attempt to
shape the Ionic column for peripteral use, a scheme to which it is unquestion-
ably better suited than is the cushion capital more commonly found on Greek
buildings and originally devised only for hypostyle and metastyle use. We
will return to this matter shortly. Here it should just be noted that according
to that loftiest and noblest conception of this motif, namely, the Attic, the
tucked-up cushion disappears again and is replaced by the spiral, an abstract
expression of supple and elastic strength: it offers resistance without violence,
yields and returns, always bearing its burden, repeated many times, next to
and inside of one another.®°
783
Semper
784
Stereotomy: Technical-Historical
785
Semper
non esset symmetriarum ratio nota [as at that point the mathematical ratio of
symmetries was not yet known]). Yet in this case the Jonians had themselves
invented the lacking column proportions they needed to build this Doric tem-
ple, taking the proportions of a (six-foot-tall) man as the norm and giving the
column a height of six times its lower diameter. They named this order Doric.
Later, when building the Temple of Artemis in Ephesus, a new approach was
tried, analogous to its predecessor except that female proportions were used
and the column height was equal to eight times its diameter.85 The base was
dressed with a spira (as if with a shoe) and the capital was decorated with
volutes (like bound braids of hair) and adorned in a feminine way with deco-
rated cymatia (like cowlicks), but the shaft of the column was fluted to sug-
gest a matronly pleated garment.
Thus the orders (or modes) were conceived as contrasting male strength
and simplicity with female grace and delicacy. Later the proportions of both
orders were rendered lighter and more delicate. Among other changes, the
height of the Doric column was revised to equal seven diameters, the Ionic
nine, and so on.
As to the formal symbolism woven into this myth, let us acknowledge it
and let it pass (having conceded above its undeniable influence on the further
development of existing architectural forms). Let us instead emphasize the
following as the most important lessons:
Myth ascribes the invention of a certain genus of temple building to the
Dorians of the Peloponnese and, in the genus of the Doric temple, the estab-
lishment of columnar orders is ascribed to the Jonians of Asia.
What should we understand here by the genus doricum, that “chance”
Doric invention? It cannot be the Doric column with its triglyph entablature,
because the one thing the Ionians did not have for this was a model. Left to
their own devices in reproducing the Doric genus and choosing the columns
necessary for it, they used it in the Ionic manner, even later on. Furthermore,
the genus doricum could have referred only to a particular type of building, a
specific temple form. This turns out to have been the case, as the roof of the
genus doricum is that of the peripteral Hellenic-Doric temple, which we have
already described (§ 172) as the core and essence of Hellenic architecture.
At the same time, the legend contains a suggestion of an especially slender
Doric column used by the Ionians before the adoption of the Ionic volute col-
umn, and we may consider the regenerated Attic-Doric column as its succes-
sor. The famous Temple of Hera on Samos was presumably still faithful to
this early Ionic canon with Doricizing details. Vitruvius expressly describes it
as Doric, but modern scholars will not accept this and because a column with
an old-Ionic base has survived they impugn his ancient authority. But the cap-
ital of this column has a powerful Doric echinus (though with plastic egg-and-
dart decorations) that seems far too strong to take an Ionic cushion; it
probably carried a square Doric abacus, whose existence can unfortunately
no longer be proven. Otherwise we would surely see the ruins of this Samian
building as an example of the old Ionic-Doric temple style.86
786
Stereotomy: Technical-Historical
787
Semper
Ionic style in Sicily and Magna Graecia conform to this norm. It reappears in
the Attic-Ionic order.
In the second norm, four intercolumniations are equal to the average dis-
tance between the base and the uppermost edge of the cymatium. The temples
on Samos, at Priene, Teos, and Ephesus, and other works of the Ionic golden
age, approximate this canon.
In the late-Ionic canon, five intercolumniations serve as the average height
of the system. This is honored in Alexandrian and in most Roman works.
It is important to note here that if the intercolumniations of the Ionic order
are larger than the Doric (taking the module or lower radius of the column as
the unit), this relation is reversed if the height of the column is taken as the
unit of measurement.®5 This explains why, although the Ionic order does actu-
ally have columns farther apart than the Doric does, those dating from the
period in which they were fully developed appear to be closer together.
We will provide a number of the characteristics of the most important
Ionic works for which more or less complete data are available. The group of
Attic-Ionic monuments in which we recognize a revival and refinement of the
oldest forms, remains isolated.
788
Stereotomy: Technical-Historical
Special features: Columns strongly tapered with only fourteen (Ionic) flutes.
Plinthless base, low, strongly projecting. Capitals very ancient with curved
volute band lower in the middle, as well as palmette decoration (see figure).
Architrave unarticulated with simple ovolo molding as conclusion. Above a
cornice with dentils and cavetto cymatium.
789
Semper
Height of (Attic) base one module. Height of capital two modules. The spiral
dips in the center, in archaic fashion.
B. BUILT MONUMENTS
Special features: Columns very far apart and short. Heavy Ionic base
almost one diameter high; also clumsy capitals with double spiral bending
downward and strap cushion, in the manner of the (later) Attic columns of the
Erechtheum. Shafts strongly tapered with entasis running to one-sixth of an
inch (English). Entablature without frieze, very similar to the epistyles of the
Lycian rock facades, coffered ceiling with strangely naturalistic (painted)
ornamentation. Architrave covered with sculpture like that on the Doric temple
at Assos.
Norm: 17S)
(14.5 + 4.3) = 18.8
790
Stereotomy: Technical-Historical
Special features: Attic base one module high, without plinth. Columns very
strongly tapered, between one-fourth and one-fifth. Capital with sunken spi-
ral, without the motive of the bound cushion. Only indicated, as it would have
been painted. Doric entablature with triglyph frieze.
Norm: 15
(12 + 4) = 16
Special features: Columns strongly tapered. Attic base, capitals without cush-
ions, the same on all four sides, with sweeping spirals.
Norm: 16
(14.3 + 4.3) = 18.8
Norm: 20
(14+ 5)=21
Special features: Very ancient base with cushion and cavetto underneath as
trochilus. Round abacus beneath this.
eS
Capitals Ionic-Corinthian with busts between the corner volutes. Doric entab-
lature.
Semper
Tay OF SSS
= Teo ies rin “a
OTT LGA
NAIL TILIA OI MNT MW
ILSOI,
UT
DLEPERPLLDLG,
a ———
pagaragayngng
Norm: 20.984
(16 + 4.5)? = 20.5
Special features: Ancient high base with dominant richly fluted trochilus (see
figure). Shaft not fluted, strongly tapered. Capitals still Doric; echinus with
plastic egg-and-dart molding, still shallow and severe.9? Other ornamental
details likewise in severe style.
you | i
UD
Stereotomy: Technical-Historical
4x 4.825 = 19.30
(16 + 4?) = 20.5
PIE:
Semper
Special features: Base finest Ionic. Upper diameter: 0.754 of the lower column
thickness. Capitals very finely shaped, still with sunken volutes, but already
with bound cushions.
Special features: All parts fully developed. Ionic base with high plinth over
one module high. Column slightly tapered. Cushion capitals, without sunken
spiral, already follow new canon, lower than the old.
Special features: Attic base with plinth. The peculiar profiling of the torus
points to the Alexandrian period. Column tapered less than one-sixth. Capi-
tals richly decorated with peculiarly shaped egg-and-dart molding.
794
Stereotomy: Technical-Historical
4x 5.85 = 23.4
(DLS ds Sh) Deh”
Sees
(1955 397)12103.2
Special features: Base Ionic, with profile suggesting the late period.!!° Shaft
tapers very little. Capitals richly decorated with acanthus, over one module
high. Extraordinarily rich entablature, acanthus frieze, cornice with dentils,
and modillions above them.
The composite columns on the pronaos seem to indicate the Roman period,
but the treatment is still pure Greek.
US
Semper
4x5.5=22
(19 + 4) = 23
4x 4.5
= 18
(16 + 4) = 20
Temple of Saturn
F. ATTIC-IONIC ORDER
3 x 6.24 = 19.72
(16.5 + 4.5) = 21
Special features: High Attic base without plinth. The last step of the stylobate
serves as the base for all columns. The upper torus is horizontally fluted and
dominates the lower one.
Shaft slightly tapered, by not quite one-seventh. Capitals with sunken
spiral but with bound cushion, though not treated very realistically. Entab-
lature with frieze and high unarticulated architrave. Cornice without dentils,
796
Stereotomy: Technical-Historical
but with subsidiary features (circular molding and wave) carved upon it.
Cymatium gone.
3x 5.98 = 17.94
(164525 Vie 24:25
4x 5.98 = 23.92
(16 + 5.25) e015
Special features: High base, protruding little, without its own plinth, varying
between old-Ionic and Attic-Ionic shape, related to Samian base.
Shaft markedly tapered, around two-elevenths of the lower diameter.
Capitals similar to the previous example (the temple on the Ilissus). Entabla-
ture plain, without dentils, with dominant figured frieze. Ogee cymatium still
in existence.
So =
(16.8 + 3.6) = 20.4
Special features: Although it is the work of Ictinus and comes from the Peri-
clean period, it shows the ancient spirit of the order.
TW
WL \:
Base of the most ancient type, with the trochilus in cavetto form. Columns
short and markedly tapered, by about one-fifth of the diameter. Capitals
heavy, widely protruding, with a rising, outward-curving spiral. Above the
spiral, rather than an abacus to support the epistyle there is a scamillus."2 The
cushion motive is absent, or rather the capital is the same on all sides.18
UDI
Semper
a7 Sal
ise ak
Special features: Base Attic, slightly projecting, upper torus fluted. It is sup-
ported by a circular trochilus, in the manner of the Samian base. Column
shaft finely shaped, moderately tapered, with moderate entasis. Capital with a
marked spiral, following the Asiatic-Ionic order (with cushion motive). Over
each set of three columns was an isolated architrave that did not project from
the walls. Above it, in an admirably wide span, the ceiling supports and rich
stone paneling.
3 x 7.354 = 22.06
(19.5
+4.5) =24
4x 5.988 = 23.952
(GSS) chA BY) Aa?
4x 5.988 = 23.952
(18 + 4.7) = 22.17
Special features of the Erechtheum orders. Attic bases without their own
plinths, joined by a shared threshold of steps. Rich torus decoration, partly
sculptural, partly painted and inlaid. Tapering and entasis of columns differ,
strongest on the half-columns of the west front. Capitals have deeply carved
double spirals. The cushion motive is almost abandoned here,!"” but is felici-
tously replaced by a strong torus, like strapwork, layered between the volutes
and the egg-and-dart echinus. Rich anthemion band under the pearl molding
798
Stereotomy: Technical-Historical
This comparative survey should only be applied to the history of style cau-
tiously, since the proportions of stone tectonics in general, and those of mar-
ble tectonics in particular, are functions of absolute measures. For instance,
intercolumniations of less than three modules, which occur for the first time
on the magnificent temple in Priene, can no more be justified for small Ionic
monuments on technical grounds than they could for their function or beauty.
Thus the comparison of various norms shows us that the tight intercolumnia-
tion required by colossal dimensions was not initially recognized (Ephesus
and Samos); the norms were used in combination with the old height propor-
tions, which gave the system an almost Doric character (Priene). It was only at
a very late stage (Didyma, Aphrodisias, Aezani) that it was combined with
more slender column proportions and a lighter entablature (both as appropri-
ate to colossal marble construction as to close intercolumniation).
None of the Attic-Ionic works is colossal, and therefore the retention of
the ancient Ionic norm for their construction is proof of the high artistic spirit
of the Athenians, just as the closely placed columns of many fairly small
Roman monuments betray the misguided taste of those times.
Since we will return elsewhere (in volume 3) to the contrast between Dori-
cism and Ionicism, as expressed in the two main orders of ancient stone tec-
tonics, here we will restrict ourselves to summing up points made earlier. In
the Doric style the parts are absolutely dependent upon one another and on
the whole of the quite monumental stone pegma that the style demands; this
leads to the use, on the smallest details, of ancient linking and dividing sym-
bols borrowed from pottery and decorative wood tectonics. On the other
hand, other features are retained and modified in accordance with the spirit of
the style; they better express the uniformity and indissolubility of the system
(triglyphs with the guttae of the architrave that preceded them, and the joist-
heads that the triglyphs preceded in turn). The Ionic style also chose to use
and remodel some of these old traditional features in a monumental sense,
but taking into account the greater independence and right to individual exis-
tence of those parts that combine only willingly, as it were, to make a stone
pegma. They are not absolutely fixed but are characterized by their symbol-
ism as well. Thus the Ionic order is no less appropriate than the Doric to the
monumental concept, but its appropriateness is different; the Ionic is better
suited to a more refined material, such as marble, and above all to individual
development, a fundamental inclination of the Ionic.
UD
Semper
elastically and at the same time serves to crown the column as a whole. The
abacus also starts to introduce what is being supported by the column and, as
it were, represents it. This bell capital relates to the Doric kettle-shaped echi-
nus capital as the Doric cymatium (bent leaf) relates to the ovolo molding
with egg border; both express the same thing and both probably have their
origin in ceramics dating from the most ancient period of cultural history.
Only the former —the bell capital — adheres in a fairly realistic way to its most
ancient ceramic origin among decorative plastic forms. The Doric kettle capi-
tal, on the other hand, developed earlier into a strictly monumental structural
symbol set on the stone pegma (perhaps through the mediation of the potter’s
wheel).
In what is probably its most ancient form—the single or double carved
wreath without volutes —the Corinthian capital seems (like the Doric) to have
been created for peripteral use, although both were probably invented only to
crown an isolated stele or the base of a vessel.
The bell capital did not lose this peripteral character when the Corinthian
volute was invented. The latter proclaimed itself a somewhat Ionic hybrid
alongside the pure bell scheme, although it too may considerably antedate all
authenticated art history.2°
In this already composite form, the Corinthian capital probably found gen-
eral acceptance in Greece only in the time of Alexander or somewhat later, but
it remains to be seen whether we encounter more original, if not later examples
of this combination, in the well-known Italic terra-cotta capitals of this order,
or even in the stone capitals of various Roman temples of the republican
period. The great preference of the Romans for the Corinthian order appears
actually to depend in part on an older affinity for the tradition, to which they
invariably remained faithful in plastic decorative pottery. To be sure, it can also
be explained by the fact that it fully accorded with the practical-functional
and at the same time grandiose Roman manner, in the universalism of this
imperial nation— because of its realistic splendor, yet chiefly because it effort-
lessly transcended certain difficulties and stylistic limits associated with the
two older orders.
Indeed this is the actual Roman order, aithough generally only one variety
carries this name. It shows both Doric and Asiatic characteristics, like Rome
itself, for the latter is cosmopolitan Doric. It is a modification (carried out by
the refined taste of the late period of Hellenic culture) of the most ancient
building traditions still alive in the people’s consciousness; rapidly readopted
by the peoples that Rome subjugated, these traditions even survived, at least
in their formal elements, through the Middle Ages, albeit partly concealed
and alienated from their true meaning. This modification also permitted that
architectural sensibility — originally Indo-Germanic —still slumbering in the
people to rediscover itself for the first time: it was reawakened in the great
period of the Renaissance. By studying Roman antiquities, this new art grew
by handling antique models with a refreshing freedom, until it accumulated
its own wealth of ideas and acquired a brilliance that put even ancient art to
800
Stereotomy: Technical-Historical
shame. Perhaps this freedom, which determined the very existence of Renais-
sance art, would already have been endangered if it had received its first impe-
tus from the purer but more exclusive forms of the Greek temples in Paestum
and Sicily, or if it had developed from the ruins of Athens or Asia Minor. For
architecture has indeed lost its creative inhibition by parroting those classical
works of ancient art and the art criticism that clings to them.
Vitruvius, in chapter 3 of book 4, states that some ancient architects rejected
the Doric order as mistaken and inconvenient, among them Arcesius, the
architect of the Temple of Asclepius at Tralles; Pythius, the builder of the
Temple of Athena in Priene and the Mausoleum in Halicarnassus; and Her-
mogenes, the famed architect of the Magnesian Temple of Artemis Leuco-
phryene and the Temple of Bacchus in Teos. In fact he says that Hermogenes
went so far as to modify materials prepared for a Doric temple in Teos and
built in the Ionic style, “not because the Doric lacks beauty or dignity, but
because it creates many difficulties in the spacing of the triglyphs and metopes.”
Although this note refers only to temples in Asia, the remnants, admittedly
rare, of buildings on ancient Hellenic soil dating from shortly before and dur-
ing Macedonian rule (the period into which the activities of these architects
fall) prove that at this time the Doric order was being retained only superfi-
cially. Thus the structural restrictions that it imposed no longer seemed intrin-
sically justified, soon seemed pointless and tiresome, and had to be sacrificed
to the spirit of the time.
801
Semper
802
Stereotomy: Technical-Historical
as there is the greatest possible willfulness and insecurity in the treatment and
characteristics of the Corinthian entablature. Those who strove to transform
the Ionic into the Corinthian tried to achieve their goals through richer articu-
lation and sculptural abundance. They even thought of decorating the leaf
consoles, sometimes along with the Ionic dentils, sometimes without. Still,
everything was simply added arbitrarily to the old style and grew out of or
was conditioned by the new idea only indirectly.
Only one invention emerged entirely from the Doric-Corinthian idea, an
innovation (like so much that is quite justified) that again failed to find favor
in the eyes of our high judges of art, but has been condemned as a monstrosity
of late willfulness and appalling lack of taste. I mean the readoption of the
Doric idea of treating the frieze as a dynamically active element; in keeping
with the Corinthian spirit this means treating the frieze as a slightly project-
ing carved wreath striving elastically upward, as a slightly curved rising wave
that resiliently sustains the load of the roof framework and transfers it to the
epistyle. In this regard the recently discovered Temple of Zeus at Aezani, in
fact still Ionic but already tending markedly toward the Corinthian, is a valu-
able document for the history of style. As a columnar building it dates from
the good period, in which this motive was developed with the most decided
clarity and unparalleled splendor and beauty (see figure, p. 795, right).2° A
related example, which is probably still Alexandrian, is the remarkable colum-
nar building at Thessaloniki, whose frieze, in ogee form, consists of continu-
ous reedlike pipes.!27 If this treatment of the frieze, which appealed to the
Romans, can be called genuinely Corinthian, then so, conversely, can the
frieze this idea probably inspired, which takes the form of a continuous shal-
low torus. On it are depicted horizontal garlands of leaves, hanging fruit, and
the like, making it similar to the horizontal spiral of the Ionic cushion or the
braided torus of the Attic-Ionic capital, which is genuinely (if late) Ionic. Even
if mistakes and aberrations of taste in the use of these motives are all too fre-
quent, this cannot be blamed on the inventors, who were both ingenious and
directed by a correct sense of style. Certainly they were not surrendering to an
undefined desire for magnificence and innovation but clearly understood
their task.
Tall column proportions and a richly developed entablature are appropri-
ate to the magnificently sensual and grandiose Corinthian order, as is a cer-
tain functional breadth in the spacing of columns. These conditions explain
the order’s easily perceived return to the old-Ionic norm (appropriately modi-
fied in its internal articulation), which following the (ideal) scheme is:
4x 6.25 =25
(20
+ 5) =25
In keeping with the procedure established for the Doric and Ionic orders, we
provide the norms for some of the most important Corinthian systems and
their special features.
803
Semper
Greek Examples
4x 6.2 = 24.8
(20 + 4.69) = 24.69
Special features: Decastyle dipteral. Ionic base, shafts slightly tapered. Power-
fully modeled acanthus, sharp and broad-leaved. Abacus with pointed cor-
ners. Capital still low. Closeness of columns caused by colossal proportions.28
3x 8.8 = 26.4
(18.5 + 4.5) = 23
Special features: Base Attic, shaft unfluted, capitals Greek, architrave with
three zones growing from bottom to top, simply crowned. Frieze in fluted
ogee form (see above, p. 803). Cornice with light denticulations. In the
entablature a cube over every column with caryatid figures. The large interco-
lumniation is explained by the monument’s function as a stoa and also is in
keeping with its smallness.
804
Stereotomy: Technical-Historical
Roman Examples
REPUBLIC
AUGUSTAN PERIOD
SX L6i= 25.80
(21.73 + 4.07) = 25.80?
Special features: Marble. Base Ionic, shaft fluted. Capital copied from Greek
acanthus. Date uncertain. The closeness of its columns may indicate the post-
Augustan period.
Special features: Marble. Bases Attic, with plinth. Shafts not fluted. Leaf deco-
ration curled in the Augustan style.
805
Semper
Special features: Attic base, columns unfluted, leaf decoration already dis-
tinctly Roman.
Norm: ASCOrS =e
(20 + 4.875) = 24.875
Special features: Luna marble. Base Attic, unfluted columns, tapering one-
seventh. Capital with developed Roman acanthus. Entablature in the noblest
style, simple and powerful; acanthus meander in the frieze. Otherwise, only
the parts are decorated.'!
FLAVIAN PERIOD
5 x 5.166 = 25.830
(ORS 225) = 25.225
Special features: Stylobate under the columns. Richest acanthus plant ara-
besques, twining around each other, as on the Monument of Lysicrates.
Architrave with rich palmette band in the middle zone. Frieze vertical and
undecorated, cornice already overladen with dentils, modillions, fluted corona.
Cymatium smooth but with lions’ heads.
The new Ionic norm seems to dominate in Rome from this time on, espe-
cially in temples of a significant scale. Thus the Temple of Vespasian in the
Forum follows the norm:
5x 4.8 =24
(20 + 4) =24
806
Stereotomy: Technical-Historical
5x5 =25
G07 s'e 05
Under Hadrian a basic change took place. Because of the emperor’s eclectic
dilettantism, Roman architecture once more came under direct Greek influ-
ence. The widely spaced columns of the Temple of Venus and Rome, designed
by the emperor himself, can probably be attributed to this. Yet this influence
was not lasting and in the works built under Antoninus a return to the new-
Ionic norm may be discerned. The Temple of Antoninus and Faustina follows
the norm:
5 x 5.042 = 25.21
(9224S) = 2.7,
After this time the architectural forms purified by Hellenism and removed
from ancient traditions and tectonics began their irresistible degeneration and
decline, and there is little point in pursuing them here.
807
Semper
4x6=24
18+4=22
It was the large, full, and surging proportions and details of this splendid
order that Michelangelo’s mighty Roman spirit laid claim to, because they
offered him the traditional elements necessary for his wonderfully bold, indi-
vidual, and free efforts, as he strove for painterly effects of mass and decora-
tive-plastic abundance.
The triumphal columns are more manly, sturdier, and yet more sumptuous
than Corinthian columns. They taper slightly with only a slight bulge, and
while their entablature is among the richest it is not necessarily overloaded, in
principle no different from the Corinthian type.
808
Stereotomy: Technical-Historical
order had over the Doric. In truth it was probably because the Ionians felt an
affinity with it and were familiar with it.
Only after their historical and subjective-typical validity had been extin-
guished was it possible to view the three (or four) orders, to master them
objectively, to exploit them symbolically, to strive more clearly toward archi-
tectural character and individual expression. In this they were comparable
with the three modes in ancient music, whose distinctions originally arose
from and corresponded to local differences.
This most significant of all turning points in architectural history was
already latent in the Macedonian period but assumed a definite form with
the consolidation of Roman world domination. Only when ancient art awoke
from a long winter’s sleep did it achieve the most complete objectivity and
freedom in the symbolic exploitation of the most ancient types purified by
Hellenism. It seems to me that this contributes in a fundamental way to our
appreciation of why we find Renaissance art so magnificently superior to
everything that had gone before, including even the highest art of the Greeks.
And yet this art has not yet reached its goal. It was probably only halfway
along the path of its development when the disfavor of the modern zeitgeist
permitted it to be overtaken by music, its macrocosmic sister art, which left it
hopelessly behind.
Notes
1. Sculptures made of hard materials are also discussed in the chapter on metal-
lurgy (see under toreutics).
2. See §§ 69-70 of volume 1.
Substructures are not considered here since they were covered previously.
A contrast evident everywhere in both nations.
Layard, 2d series, pl. 17.
We have found remnants of brick columns and fragments of a pair of stone
columns in the rubble of a Babylonian pyramid. Found in a ruin at Warka, the presum-
ably Seleucid remnants of a column in a style resembling the Corinthian order have
been illustrated on page 307.
7. Polybius 10.[27].
8. History has proven through numerous examples that the originators of new
sociopolitical principles were always concerned about giving them a systematic archi-
tectural expression. One very often errs in assuming that a new form undergoes a slow,
so-called historical development. But it always turns out to be a restoration, assembled
from earlier traditions, a symbol that grasps what already exists in a new way.
9. Of Cyrus’s old royal palace only a few wall posts and a single column remain
upright. The column, Ionic in its proportions, is not fluted. Its base is the Ionic torus,
the spira, with circular moldings above. It seems that it was only under Darius that
slender columns fourteen times the height of their diameter began to be used. The tomb
of Cyrus is entirely Greek both in detail and in feeling. See Flandin and Coste, Voyage
en Perse.
809
Semper
10. This realism is strikingly demonstrated, for example, in the fluting of columns.
The number of grooves increases in exact proportion to the (material) surface area
of the shaft, because the fluting of a metal sheet depends only on the attributes and
strength of its surface area. This means that if the surface area changes, while the width
Persian columns
of the grooves remains the same, the number of grooves must either increase or
decrease. The columns with forked capitals at Istakhr are 64 centimeters in diameter
and 7.82 meters high, with 32 flutes. Similar columns at Persepolis are 1.585 meters
in diameter and 19.5 meters high, with 48 flutes. Others, in between, have 40 flutes.
Furthermore, that rich interior column looks as though it were made of sheet metal
assembled around an inner shaft and soldered, does it not? Is it not the work of a tin-
smith? We have already come across models for this (metal sheathings and struts) in
ancient Nimrud (vol. 1, § 70, esp. pp. 341 and 329 ff.). The base even has an element so
close to furniture that stone tectonics rejects it entirely, or retains it only as a slight hint,
namely, the vase base in the form of a richly decorated and downward-running cyma,
upon which rests the actual foot or base. If the rich interior order is reminiscent of an
embossed metal column, then the slender unarticulated shaft of the exterior order,
which probably replaced the wooden support sheathed in sheet metal because it was
more durable, is reminiscent of a cast column. The Jewish temple had embossed work
in the interior, but the pair of columns on the porch was cast.
11. Chapter 4 dealt extensively with this theme and spares us much repetition.
12. Thiersch, “Ueber das Erechtheum auf der Burg von Athen,” 149 ff.
13. These illustrations may be clumsy and their details may be inaccurate, but they
capture the general type of the subject represented, particularly in the case of the oldest
illustrations. They are distinguished by the great care taken in the treatment of acces-
sories, which are known to have overshadowed the perfected style.
14. This by no means contradicts what was said earlier (p. 265), namely, that ash-
810
Stereotomy: Technical-Historical
lar construction (Hindu) is older than both monolithic and grotto construction. This
is the case in the West as well, but it does not mean that ashlar facilitated the transition
to freestanding stone frames. The latter always began as a monolithic-sculptural struc-
ture in both India and Egypt, as well as elsewhere.
The rock facades mentioned in the text are equally significant to the birth of the
Doric and Ionic styles. The evident combination of both styles in the facades and the
addition of the quite foreign elements both styles had rejected attest (in the absence of
authentic reports about their origin) more to their high antiquity than to the contrary.
Without the lawlessness that opposes certain processes, nothing that can be described
as a modus [method] or an ordo [order] is conceivable.
The mixed orders found on tombs and monuments whose dates are doubtful or
unknown have already been discussed.
Among the rock facades that teach us about the origins of the Doric order, first
mention should go to the so-called proto-Doric grotto entrances at Beni Hasan, which
were in the style of Old Kingdom Egypt. And if its great age is confirmed by the unstyl-
ish drawings available or by other data, we should note a certain grotto entrance with
Doric columns in antis and a Doric entablature, but crowned with a cavetto—the so-
called Tomb of Jacob near Jerusalem. The same is true of other rock facades in the
Kidron valley.
Then there is a tomb in Phrygia among the remarkable tapestry-decorated rock mon-
uments of the old Midas dynasty. Four unfluted columns six and one-half diameters high
are arranged in antis, in such a way that the central space is the same width as the height
of the columns, although the two side spacings are narrower, as is true of the portal of
the Tuscan temple. The capitals are steep, with three squared fillets, and the base of the
anta has the ancient scotia as a drip under the spira, as on the portal of the Tomb of
Atreus. The capital of the anta has a Doric wave under a crowning cavetto and plate.
The triglyph frieze with a profiled cornice is almost the same as the one on the extremely
ancient temple at Kardaki.
Other mixed Doric and Ionic tombs are found in Lycia. Tombs at Cyrene. Etruscan
tomb facades, elements that the Doric took over (triglyphs, echinus capital) combined
with Ionic denticulation, Asiatic-Egyptian cavettos, volutes, and high pediments. We
glimpse the earlier version of the Ionic order on Lycian tombs: short, widely spaced,
and strongly tapering columns, heavy bases and capitals —still a wavering expression of
the late Ionic type in both—architrave with two or three zones and no frieze, cornice
with powerful mutules. Rock tombs at Cyaneae and Myra, with ancient carvings still
tending to the Asiatic, without inscriptions.
15. Botticher, Tektonik [der Hellenen], passim.
16. Lepsius, Briefe [aus Aegypten, Aethiopien und der Halbinsel des Sinai], 256-57.
17. Lepsius, Denkmdaler |aus Aegypten und Aethiopien], vol. 1, pl. 64, and vol. 3,
pl. 106.
18. Even in the case of the Temple of Theseus we do not know whether it really is
the Cimonian building it is generally held to be, or whether it is in the Attic-Doric style
of the period immediately after the Persian wars.
19. Thus, for example, Euripides, who was occasionally guilty of a little showiness,
liked to treat his stage sets with an antiquarian feeling that is almost modern and gave
811
Semper
his tragic heroes speeches about their scenographic subtleties. Are we therefore justified
in using his theatrical fiction of a Doric frieze with windows between the triglyphs
(instead of metopes) as the basis for reconstructing a primeval Doric temple? Can we
even assume that his text has been correctly interpreted? Besides, he perceived this
arrangement of triglyphs as barbarian-heroic, not Hellenic.
Through such an approach we are by no means denying the influence of such poetic
and mystagogic fantasy images on the transformation of certain traditional forms,
whose origin and original meaning were lost and in later use were given a new sense.
This may also have been the case for the metope and triglyph frieze, which until the
Doric canon achieved perfection was not conceived in a tectonic-structural sense, and
then probably on the basis of a fiction repeated by Euripides. Originally it had nothing
to do with construction, but probably was drawn from textile work and represented a
zigzag trimming, a hem. At the same time I conclude from this that where the triglyphs
are purely decorative rather than structural, this motive appears not simply in keeping
with its older but its most antiquated conception: consider, for example, the small
temple at Paestum, which archaeologists have reliably placed in the first century B.C.
Likewise, since triglyph decoration appears on buildings in combination with Ionic and
Corinthian elements, this decoration was definitely not a characteristic or symbol of
the Doric entablature at the time of construction.
20. Compare it with the old traditional type of torus depicted on the oldest pottery
in the early stages of Hellenic mythical-historical representation.
21. Which the idea of the temple itself already contained in its older embodiment —
an inner housing for the adytum.
22. For this reason the old Doric style rejects the anta and the column in antis even
in the cella of peristyle temples, though later it took them up again. The oldest temple
cellas in Selinus, Paestum, Kardaki, and Assos have no antas and no columns between.
They occur only as later additions.
23. I doubt that even one has been proven to be a temple.
24. The noted temple cellas in Selinus are unrelated to the lines and proportions of
the exterior architecture, both in plan and in elevation, and indeed the disassociation of
the two formal elements appears more clearly and abruptly in the oldest monuments.
This is obviously the calculated expression of a division that could not be accomplished
practically or structurally, as the cella walls are needed to support the roof. The interi-
ors of the oldest temple cellas (Kardaki, Selinus, Paestum) are still entirely Asiatic with
a porch, a sanctuary, or an adytum for the simple wooden cult image, the bretas. The
artistic enhancement of the latter, which ultimately led to the colossal chryselephantine
statue, made it necessary to remove the adytum and extend the cella. Thus arose the
peripteral temple with cella, developed from the form quite illogically called pseudo-
dipteral. The continued expansion of the cella finally led to the pseudodipteral form, as
in the Temple of Zeus in Agrigento.
25. The intercolumniations are not equal: the corner columns are closer to each
other for visual reasons and because of the distribution of the triglyphs. Often, above
all in older works, the intercolumniations shrink more the farther they are from the
middle, and the gap nearest the center is significantly larger than the others. Thus a cer-
tain average distance has to be determined.
812
Stereotomy: Technical-Historical
813
Semper
36. Upper column module of the oldest temple equals 0.60; that of the next oldest
equals 0.84 of the lower.
37. Dating columns by the number of their flutes is now a favorite activity among
archaeologists. We do not grant it that degree of significance. Perhaps before the Doric
canon was established the flutes were calculated according to the Persian principle, in
terms of the circumference of the column. This meant that small columns had only
eight to sixteen flutes, average ones twenty, and large ones twenty-four or more. The
large temple at Paestum has twenty-four flutes on exterior columns, only twenty inside,
and only sixteen on the upper interior order.
38. The cornice with a weakly projecting corona, below incised panels instead of
mutules and guttae, as in carpentry.
39. These seem to me not to have been part of the original plan, but a later addi-
tion. A comparison with the very similar smooth frieze of the so-called Basilica, which
neighbors it, strengthens this assumption.
40. Norm of the Temple of Ceres:
12
8:25 +3267 = 11.92
Norm of the Basilica:
12.24
(8.8 + 4.2?) = 13?
Upper diameter of the columns:
Temple of Ceres: 0.818
of the lower
Basilica: 0.77
41. Nor can I agree with [Charles-Ernest] Beulé’s view that the entire entablature is
a later (Roman) restoration (Revue [générale] de l’arch{itecture 16] <1858>:8).
42. Norm: 15
(9 + 4.5) = 13.5
Almost identical with the norm of the Selinus temple with archaic sculpture:
(533+400
(9.33 + 4.66) = 14 =)
43. Norm: 16
(9.18 + 4.59?) = 13.77?
44. Its norm: iS)
(10 + 4.8) = 14.8
45. Norm of the Chiesa di Sansone:
13.24
(9+ 4) =13
Norm of the Temple of Zeus (Selinus):
12
(93554233) =115233)
46. Norm of the Temple of Artemis at Syracuse:
11.6
(9.143 + 4.572?) = 13.715?
814
Stereotomy: Technical-Historical
Only the architrave exists, but it is so heavy that the assumption of maximum entab-
lature height (one-half of the column) gains credibility. Column taper one-seventh.
Sixteen flutes. Echinus almost horizontal with light cavetto, sharply undercut fillets, no
fluting gorges.
47. This building is generally considered to be the oldest Doric work, but its highly
developed details betray a later sensibility, suggesting that it should be dated to the
middle Doric period. The three gorges under the capital are also fairly safe signs of a
developed Doricism. I do not think it is much earlier than the temple on Aegina.
Architrave very high, almost two modules. Upper radius: 0.744, abacus: 2.644
modules. Height only one-seventh of width. Echinus heavy and high. Four deeply
undercut fillets. Three gorges.
48. It also had to emerge victorious from the very system that it was trying to
enslave, a system to which I have already referred. Fully developed Doricism began only
after this hierarchical influence had been removed.
49. The only exception is the temple at Selinus with archaic metopes (see above).
50. It replaces the older Egyptian-style concave molding.
51. Norm: 13.65
(9.2 + 4.5) = 13.7
(See Gailhabaud, Mon[uments anciens et modernes}, vol. 1 and Beulé, Revue [géné-
rale| de l'arch\itecture|, 1858).
52. Norm: 12.8
(9.2 + 3.5) =12.7 (according to [C.R.] Cockerell)
53. Norm: 12
(8.8 + 4) = 12.8
54. Norm: 13
(8.5 + 3.5) = 12
Upper diameter: 0.696 of the lower. Abacus: 2.642 modules.
55. Norm: IDL
(8.624 + 3.576?) = 12.2?
Upper diameter: 0.58 of the lower. Abacus: 2.44 modules. While examining and
measuring the temple, I took no notes about the allegedly Etruscan bases of the pronaos
columns —therefore I doubt their existence.
56. Norm: 14
(9.6 + 4?) = 13.6
57. Norm: 14.3
(9.8 + 4) = 13.8
Upper column diameter 0.83 of the lower. Abacus = 2.45 modules.
58. Norm: 13
(OSceiSe = NS2
Upper column diameter 0.804 of the lower. Abacus = 2.348 modules.
59. Norm: 12)
(9 + 4.5) = 13.5
Upper column diameter 0.7883 of the lower. Abacus: 2.42 modules; spacing: 1.666
modules.
815
Semper
816
Stereotomy: Technical-Historical
72. I cannot offer an opinion, having been unable to investigate the building
myself. The columns have only sixteen flutes: this is probably amply explained by their
slenderness, combined with visual-aesthetic concerns.
Norm: 14.7
(12.666 + 2.833) = 15.5
Upper diameter: 0.8. Abacus: 2.1666 modules. Height somewhat less than one-
sixth the width. Echinus only three fillets, one gorge, finely profiled. Anta capitals
strongly Ionic in character with plastic heart-leaves and pearls.
73. We do not intend to give figures for such Eleusinian antiquities as the unfin-
ished porch of the Eleusinium and its propylaeum—the former was perhaps built under
Demetrius of Phaleron, while the latter dates from the time of Cicero. They have no
fixed character and are probably only imperfect copies of the Attic-Doric order.
74. My own measurements. Neither the floor plan nor the details of this temple are
given correctly in published works.
Norm: 14.38
(12.63 + 3.344) = 15.674
Upper diameter: 0.809. Abacus: 2.16 modules; height only one-seventh of width.
Echinus low and almost a straight line. Four weak and widely spaced fillets, only one
sinkage.
75. Norm: 20.71
(12.15 + 4.05) = 16.2
Upper diameter: 0.82 of the lower. Abacus: 2.08 modules. Its height two-fifteenths
of its width. Echinus straight and taut, with four thin fillets, only one gorge. Twenty
flutes, the bottom third of the column simply smoothed into a polygon. Entablature
with Ionic mediating elements.
76. Norm: 24
(14.28 + 3.43) = 17.7
Upper diameter: 0.857 of the lower. Abacus: 2.145 modules. Height of abacus less
than one-seventh of its width. Four metopes between the centers of any two consecu-
tive columns. No entasis, twenty flutes.
77. For example, seeing the roll capital of the later Ionic column as a soft cushion
rolled up at both ends and gathered with a cord or belt, a fairly coarse and therefore
false embodiment of the dynamic idea contained in abstracto in the spiral. A cushion
under pressure represents this idea not through springiness but through a gentle bulge.
Thus also the plaited hair, the flowing locks, the sandals, and the flowing Ionic
gown of byssus that Vitruvius sees in Ionic column elements, or Thiersch, who sees
columns as priestesses with long, loose sacrificial taeniae!!
78. See Hittorff, [Restitution du temple d’Empédocle a Sélinonte}, figs. 2, 3, 4 on
pl. 6.
79. See the extremely archaic stele on page 783.
80. Specifically, enhancing the expressiveness by arranging a number of spirals
inside one another preserves the frontal view of the capital, but lowering the spirals
toward the center of the abacus obviously opposes the cushion idea by symbolizing the
resilience of the curves. Enhancing the expressiveness by arranging a number of spirals
next to each other preserves the side view of the capital; this view conveys no sense of
817
Semper
818
Stereotomy: Technical-Historical
Didyma, and the nature of the existing parts of the architrave and ceiling of this temple
seem to exclude the possibility here as well. The epistyle of the Xanthus monument
serves only to support a rich sculptural garland —there is no actual frieze. Probably the
memory of the old hypostyle origin of the Ionic column, as far as it is expressed in the
lack of a frieze on its entablature, did not disappear until the Hellenic golden age. At
that time a more refined sense of style demanded part of the structure serve as a sup-
port, receiving the higher plastic-tendentious art; thus was born the animal-bearing
wall garland (zoophorus, also called toichos, the wall par excellence), the so-called
frieze.
93. Apart from the Harpagus Monument, mentioned earlier, some remnants of the
early Ionic order have been found on Sicily and in Magna Graecia, but attempts to link
them to particular orders have been less than completely convincing.
94. That is to say, the average heights around which the height ratios of the indi-
vidual works belonging to this norm vary.
95. This ratio is approximately 1:/2 in the Doric and 1:¥3 in the perfected Ionic
style.
96. For this and the following, see Texier, Asie Mineure, vol. 3, pls. 169 ff.
97. Hittorff, L’architecture polychrome, pls. 2 ff. The presence of certain Ionic
details in this and the so-called Heroon of Phalaris is denied by the duke of Serradifalco
but confirmed by other travelers.
98. According to which, four intercolumniations are the basis of the square. It was
immediately necessary to abandon the old canon because of the use of marble and the
desire —awakened in Asia Minor at a very early stage
—for greater effects of space and
mass in architecture. The sequence we have adopted in describing the temples does not
necessarily express our definite view of the buildings’ relative age. The small columnar
building naturally remained true to the old norm for a longer period (see p. 799).
99. As in the old Doric building at Kardaki on Corfu.
100. It is uncertain whether the measurements given by Pliny refer to the old temple
or the Alexandrian temple, but presumably he took them from the memoirs of the
architect of the old temple.
101. Thirty feet is also given by Pliny as the measurement of the monoliths from
which the beams were worked.
102. Following the Doric canon, it is: 18
ey
103. Donaldson, Architectura numismatica.
104. According to the Doric canon, the norm for this tetrastyle is: 19.95
Pe
It is thus midway between the Doric and the old Ionic canon.
105. According to Texier, A[sze] M[imeure].
106. But its colossal dimensions were considerably exceeded by the Artemisium
and by the temples of Zeus at Selinus and Agrigentum.
107. According to the old canon, the norm would be:
20.444
(19 + 4.5) = 23.5
819
Semper
820
Stereotomy: Technical-Historical
130. If six of the modules between the modillions are considered to equal 31.5
times the distance between column centers.
131. The fragment of this magnificent building that has survived includes only
ornamental parts, but in their economy and rhythmic distribution and in the noble sim-
plicity of the fragment’s proportions it is an unsurpassed model, and the Renaissance
masters who repeatedly copied it considered it such.
132. Texier, A[sie] M[ineure].
821
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Metallurgy (Metalwork)
Purely Technical:
Theophilus, Diversarum artium schedula, with French translation by Count
Charles de |’Escalopier. Paris.
[Thomas Phillips,] Mappae clavicula, treatise on the decorative arts of the
Middle Ages, twelfth century. (Archaeologia [32 (1847)].)
[Berengarius,] Lumen animae, fourteenth-century compilation. Printed in
1477.
Benvenuto Cellini, Autobiography and treatise on the goldsmith’s art.
Mathurin Jousse, Le théatre de l’art. La Fléche, 1623.
Winckelmann, De la méthode antique de graver sur pierres fines.
Adam [von] Bartsch, Anleitung zur Kupferstichkunde.
[Didier-Frangois d’Arclais] de Montamy, Traité des couleurs pour la peinture
en émail.
Brongniart, “Traité pratique sur la préparation des couleurs d’émail,” Revue
scientifique et industrielle. December 1844-January & February 1845.
[Jean-Michel] Papillon, Traité de la gravure en bois.
Doppelreiter [recte: Johann Gabriel Doppelmayr], on metalworks.
Nuremberg.
Dr. Mille, on the same topic. Vienna.
A series of treatises by the Académie royale des sciences.
823
Semper
Other writings and books on specialized areas are cited in the text. Relevant
passages in [K.] O. Miiller’s Handbuch der Archdologie der Kunst should be
consulted for ancient metalwork, collections, and so on.
§ 176 Introduction
Metalwork was promised a heading of its own, to come at the conclusion of
volume 2, even though it is not possible to define a separate formal field for it.
As no fifth field can be added to the topics of weaving, pottery, carpentry, and
masonry, we must now abandon the order followed so far. There is no need
for a special chapter on general-formal matters, because everything contained
in chapters 3, 5, 7, and 9 is also relevant to the metalworker’s art. The flexi-
bility of his material embraces all branches of technology, which the metal-
worker simply handles in his own way, conditioned by the material.
Thus stylistic questions of a material-historical nature are all we have to
consider in this field. We can also deal with this as briefly as possible, given
the limits of our book and its purpose (which is aesthetic rather than techno-
logical), and by referring the reader to earlier material.
To begin, what was said about glass as a plastic material in § 129 (“Ceramics”)
can be applied to metal almost verbatim. Metal, like glass, is used as a mate-
rial in three states: first as a hard, very strong, homogeneous, and dense body
that can be given a desired shape by removing parts; second as a molten 1D)
mass poured into molds and fixed to them as it cools; and third as a tough,
extremely ductile substance that can be given a suitable form for various pur-
poses by hammering, pressing, and other procedures. The difference
is that in the case of metal we have to change the sequence of the three pro-
cedures, for it is appropriate to the history of metal manufacture to consider
first the /ast-mentioned procedure of beating, stretching, bending, and so
on. And even if the stereotomic treatment of metal for industrial and artis-
tic purposes cannot be proven to be an older invention than metal casting,
here we will deal with it second and casting last. The reason is that the order
we have chosen provides the context within which transitional procedures
between hammering and the stereotomic treatment of our material enjoy
the most natural links. Also, in the field of metallurgy the two procedures
often operate jointly.
824
Metallurgy
1. Sheet Metal
Gold is certainly not the only metal that nature produces in a pure form, but
none of the other metals appears so pure and unmixed and in such large
pieces. None is so generally distributed over the diluvial land allotted to the
human race as its home, and none is so easy to extract and prepare.
It is therefore highly probable that the metalworker’s art made its first
attempts in gold, a fact not without significance in considering the relations
between the arts. For nothing is invented that is absolutely new and entirely
independent of earlier influences; everything harks back to earlier times.
If gold was the first metal to be used for technical purposes, it is possible
to conclude, given what has been said, that the properties of gold most often
encountered were also those that were first exploited technically for other
metals.
It is also scarcely to be doubted that the sunny sheen of gold was the first
property of this metal to be recognized; it inspired people to seek it out for
jewelry, which was probably the oldest metalwork.
The extraordinary ductility of gold must also have been recognized at an
early stage, as it could be exploited technically with the simplest resources.
Thus the earliest technical process applied to gold was undoubtedly the prepa-
ration of gold sheets; the process of drawing out gold threads is closely related
to this.
It was these properties of metals (first and chiefly those of gold) that guided
human artistic sensibilities (which were originally more sensory) to using sheet
metal as decoration. It led to the metallic dressing of utensils, weapons, and
other objects, thereby elevating their stature. A great richness in metallic orna-
mentation, extending to covering works completely with metal, is thus a gen-
eral characteristic of the art of peoples in the infancy of cultural development.
Yet ductility does not acquire its full stylistic significance until it is com-
bined with the more solid properties of metals, namely with strength, hardness,
impenetrability, and durability — properties that no other material combines
with the same degree of malleability and suppleness.
These advantages made it the most important material for defensive dress-
ing, that is, for protection not against inclement weather and cold but against
violent external effects, protection that maintains the rigidity of what is dressed
and is at the same time decorative. These properties alone require a special
style of dressing, one that has to be infinitely different from that of soft-fiber
fabrics, for example. An even more distinct feature of this style is that our
material, although it is the most suitable for the purpose mentioned, does not
fully satisfy all needs because it lacks these properties as such and thus needs
artful assistance. And there are also certain other circumstances that are limit-
ing as far as this purpose is concerned. Chief among them is the important
specific density of metals, which makes it more difficult to handle them tech-
nically and makes them less viable for dressings in many cases. Then there is
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the difficulty of fitting together many pieces to form a strong and uniform
protective covering, a practice which often occurred in the infancy of metal-
lurgy and metal technology (the most important period for the development of
this art’s style), and which was more significant than in more advanced periods
of culture and art. This was especially the case in movable systems — that is,
those with joints, such as those intended to cover the human body, where the
necessary rigidity and impenetrability of the protective covering contradicted
its equally necessary flexibility, a contradiction that art had to mediate.
The rarity, costliness, and difficulty of extracting pure metals in larger
quantities could also be cited as negative properties, that is, as a want that
makes its more difficult— were it not true that it was precisely these factors
that in barbarian times gave the initial impetus to the most enormous waste of
metals in the arts.
The oldest works in metal are the simplest and stylistically most proper
extrapolations of these and other more functional and local premises. First we
will consider objects made of gold sheets because they can be the oldest (since
the material does not decompose), and because they actually bear the signs of
greatest age or of the most primitive art.
Certain adornments are still quite flat and have at most a few lightly
engraved or stamped ornaments; here we find some of the earliest uses of sheet
gold, to judge from the style. Decorative objects of this kind, sometimes of
large size, come from the oldest tombs in Egypt and Etruria.! Similar items
have been found in Celtic, Teutonic, and Finnish tombs. The similar gold deco-
rative plates of the Indians became the rich booty of the discoverers of America.
A splendid gold breastplate was found in Bartlow (Essex), which was
probably used as a dressing for a metal breastplate.? Its origin and period are
entirely uncertain; it is decorated with stamped knobs and indentations whose
“corrugations” are apparently meant to stiffen the surface.
There are also some remarkable gold masks that we can include among
these earliest gold dressings. They have preserved faithful portraits of the
most ancient kings of Chaldea and Egypt.
During the entirety of antique cultural life goldsmiths preferred the sheet
style. (It was, incidentally, accompanied from the earliest times by a very dif-
ferent style of goldsmithery, like textiles; this will be discussed later.) It became
ennobled only at the time of its zenith. Surviving examples from the last period
include gold votive garlands, some of which are among the most exquisite
items the decorative arts ever produced. The famous chryselephantine statues
by Phidias and Polyclitus represented the high point of this long-revered tech-
nical tradition, the acme of its artistic purity and refinement.* The splendid
material now served art as an underlayer and background, perfectly calcu-
lated to mute its splendor and to moderate the quantity used. This contrasted
with the emphasis barbarians placed on sensory stimulus and brilliance, a
goal of the undeveloped artistic sense before it awakened to formal and abso-
lute beauty. It saw gold as a means to embellish, not as beauty itself.
If we rapidly survey the broader history of gold dressing, the Macedonian
826
Metallurgy
return to barbarian delight in the excessive use of gold for art stands out.
Gold-plated festival frameworks and funeral pyres already in Alexander’s
time, the gold-plated Temple of Zeus in Antioch. The Romans heirs to the
Alexandrian luxury of gold. The late empire, Byzantium, the whole of the
early Middle Ages, and Arabic art all swim in gold. The new style (the Gothic)
initially followed the established trajectory, only to see it broken by a com-
bination of zealotic and monastic influences and by a structural system of
architecture that was averse to dressing. Resistance to the Gothic system first
emerged in the decorative arts, which the Gothic system also held in check.
Bronze artists and goldsmiths also found a new life. Here too we can make out
a return to the most ancient traditions, as in every artistic renaissance. Byzan-
tine altarpieces were taken as models for those of San Giovanni in Florence
and San Giacomo in Pistoia, which the great early Renaissance masters glori-
fied with their new art.5 During the High Renaissance this taste for goldsmith-
ery was abandoned once more, and the period became aware of how to go
about properly moderating the charms of the metallic gleam. Toward the end
of this glorious period of artistic blossoming, the pomp of barbarian metal
dressings reappeared (in Venice and France under Louis XIII and Louis XIV).°
The ages of gold and silver were followed by that of bronze. The original
sheet style predominated there as well, but the relation between the covering
and the covered changed. No longer was the underlay a necessary support for
gold incrustation, which was weak and yielding by itself; instead, a bronze
dressing, stronger and thicker, functioned largely to protect and reinforce the
softer core. Metallurgy broadened its scope, now emphasizing function more
than pure decoration. It deviated from the older tradition to the extent that the
harder material and functionality demanded, evolving its appropriate type for
itself from the less easily mastered technical requirements of the more brittle
material. The significance of this type has often been stressed —not only gen-
erally for this field of metallurgy, but for the art of all ages.
Most of the objects this technique yielded were weapons, both offensive
and defensive. I will add only a few words, to what this book contains on the
subject, both in the preceding section and elsewhere.
Once again, the oldest application of metal to offensive purposes is with-
out a doubt metal sheathing: wooden clubs, arrows, spears, and so on. Offen-
sive weapons were sheathed to make them sharper, heavier, more destructive,
and at the same time more indestructible. Mixed with stone utensils and
~ weapons, they have been found even among Stone Age remains, evidence of
the transition from that period to the subsequent Bronze Age. They are of
interest because here for the first time a metal cladding that originally served a
purely decorative function is used to reinforce the object it covers.
But even more important for our purpose are defensive bronze weapons,
because the object covered was articulated and the weapons were intended to
combine the greatest resistance with the least weight and the greatest possible
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suppleness. They were the source of many metallurgical processes in the arts
that generally retained a universal significance, in part realistically structural
and in part symbolically structural.
We can distinguish four different functional systems based on metal:
1. The chain-mesh system;
2. The metal-scale system;
3. The ring system: a series of rings partially covering each other; wire
spirals were also used to protect certain parts of the body;
4. The tubular or hollow-plate system.
The first two systems were customary in the Orient from time immemorial,
but the Greeks and Romans replaced them with the next two systems at an
early date. We are concerned here only with the latter two, as the former two
come under a different metallurgical heading.
Like the chain-mesh and scale systems, when the ring system receives a
powerful blow or pressure it does not in itself protect the body sufficiently
against the transmission of that impact —a padded lining is needed to absorb
it. In this respect the ring system already forms a transition to the hollow-
plate system, which is strong in itself. The ring system is, so to speak, still a
cladding (empaestics) applied to the body as if to a core, but the hollow-plate
system belongs to the field of hollow embossed work (sphyrelaton).”
Probably the oldest type of ring protection is the remarkable wire spirals,
although they actually belong in the following sections. They were used to
protect and decorate the chest, neck, wrists, and ankles. Their springiness
gives them the suppleness necessary for this purpose, combined with quite sig-
nificant resistance. These properties were put to use in the early period with a
correct sense of style, as numerous finds of this sort have demonstrated. These
items and their technical treatment were almost the same for nearly all tribes
familiar with the use of bronze. Their actively structural essence was recog-
nized, as was their more passive essence, that is, their covering and protecting
properties. Wire spirals have been used for clasps and hooks, for connecting
and fastening garments —in a word, for connecting parts of all kinds. Another
device made from them is our women’s corsets, which restrain the breasts
even as they protect them.8
We have dealt with these types in somewhat greater detail because we
can trace back to these developments—or at least connect to them— many
examples of the most ancient (and even advanced) art. These types were
retained by art and applied everywhere in keeping with their original spirit, in
part unconsciously.
The spiral is the surface ornament common to all peoples, who used it in
early times in almost the same way to decorate their metal vessels, pots, wall
panels,? and even their own skin (it was the formal basis for tattooing). The
origin of this pattern has been sought in nature, which certainly produces a
rich abundance of most beautiful models for it, but the most ancient decora-
tive motives were vot derived from nature: their origins were technical.!° Only
later did art find analogies in nature corresponding to the technical types
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Metallurgy
829
Semper
by hugging the body’s form they found the curve that was most favorable to
the required purpose (namely, greatest possible rigidity).
During the waning Middle Ages, as it struggled desperately against the
annihilating force of gunpowder, the armorer’s art should have put that of the
ancients to shame. In the second half of the thirteenth century Asiatic chain
mail (introduced early by the Nordic peoples) began to be reinforced with sets
of individual solid-metal plates; then the early fourteenth century went over
to the corselet and the completely enclosed helmet with visor. Full armor,
made completely of flat iron, did not appear until the very late fourteenth or
early fifteenth century. This was, in fact, the technical-functional high point of
modern full armor, but the principle was still applied purely schematically.
The armor was sharp, strongly curved, and fluted, with everything well calcu-
lated to deflect blows and offer resistance. Curves, edges, and fluting were still
undisguised technical reinforcements; the Gothic principle of exposed struc-
ture still prevailed. Any decorative impulse was subordinated to this or was
dominated by technical motives. It was not until the second half of the fifteenth
century that individual parts began to undergo technical enrichment: the
tubular structure already perfected in the scheme came to be expressed figura-
tively and with artistry. From that point on the various branches of metallurgy
worked together to raise weapons of war to the level of artistic masterpieces.
The horse’s steel jacket, no less than the rider’s helmet, shields, cuirass, and
the guards for his arms, legs, and neck, with their well-understood frame-
work, were covered with arguments, arabesques, and decorative forms of
every kind. These were well distributed in a stylistically appropriate way:
some were embossed, some chased, some damascened or given to some other
surface ornament. Often the grim suit of armor turned out to be entirely gold-
smith’s work.'4
As a result of the change in materials —as the hardest metal, steel, increas-
ingly drove out the more supple copper alloys—there was a parallel increase
in the number of procedures that made up the armorer’s art, and their rela-
tionships to each other changed. Only with difficulty could strong bullet-
proof steel plates be cold embossed. That process developed into the produc-
tion of wrought work, a related process that at the same time belongs to
stereotomy. The purely stereotomic process of chasing—the imparting or
perfecting of form by removing parts of a solid mass with the aid of gravers,
chisels, files, and other carving tools —is inseparable from this. On the other
hand, the hard material favors surface decoration, deep engraving, damascen-
ing, niello, inlaid work, etching (using etching acid to carve out certain sec-
tions), plating, gilding, enameling, and so on. The use of steel and the requi-
site technical procedures led to a gradual shift in armor types away from the
hollow-metal style to a Roman system of lorication. In fact, the striped steel
band-armor dating from the late sixteenth and early seventeenth centuries
(the striping was not horizontal like the Roman version, but vertical —at least
partly) contrasts with the splendid full armor done in the tubular style, which
had reached its apogee a century earlier.
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Metallurgy
For this expression of higher unity to satisfy completely, the straining of the
thing encircled must not be uneven but instead complete in itself; the euryth-
mic law must dominate within it. Ancient filigree jewelry fulfills this condi-
tion in every way; at the same time it confirms the comment in the previous
chapter about the purely technical and at the same time dynamic-functional
origin of ancient artistic types, which never arose directly from imitation or
from a symbolic conception of certain concrete natural forms.’
831
Semper
Etruscan jewelry
832
Metallurgy
style weakens it. A spiral can be stabilized by the ancient process of welding
and soldering; the spirals on extremely ancient jewelry have undergone this
process.
In the case of plaited wire, the knots should be made so that damaging one
mesh will not undo the whole system (§ 52). The knotted work should be
secured by technical means largely unique to metallurgy (riveting, welding,
soldering). The rigidity of the seam or of the setting should also be reinforced
by the curvature of these connecting parts, which on the whole should not
be planimetric, as the corresponding connections in textiles are. Although
plaited wire generally serves as a framing (enclosing) element for synthetic
form, it can also assume a closed form itself and as such also fulfill a binding
function. In such cases a change of roles takes place: the core becomes active
while the frame becomes a passive element of the synthetic unit (see the Celtic
gold decorations adjacent).
Celtic filigree
In this type of activity the plaited wire becomes a clasp, a hook, a sleeve,
and so on.!8 After all that has already been said on the subject, the significance
of these parts for a general symbolism of antique art need not be repeated.
The splendid luster and richness of gold thread led to its early artistic use
in embroidery and weaving." In addition to those material properties already
mentioned, its very metallic stiffness was also a factor, since this quality is
both favorable and beneficial to the style of certain festive dressings and fin-
ery. Thus gold and silver stuffs should, to a certain extent and depending on
circumstances, be made intentionally stiff. A mature taste will recognize the
833
Semper
dangers of using gold threads for embroidery and weaving in this context,
especially when dealing with actual garments rather than draperies and wall
dressings. For this use of metal wire, see § 44.
This one extreme in the artistic exploitation of metal wire corresponds to
its opposite — metal tectonics using the principle of latticework. We will not
return here to its significance for the arts in general or to its aesthetic exploita-
tion as such, as we can refer back to earlier remarks.2° Only one comment
need be made about the stylistic and artistic weight of the lattice (which is
acquiring considerable significance in our day). For the example of the jewel
in its setting we have shown the differences between thetic and synthetic
unity. We have also provided illustrations showing how a synthetic unit can
consist of a thesis and an antithesis, both of which are types of lattices. These
examples of the goldsmith’s art in high antiquity express the richest law per-
taining to the stylistic-decorative treatment of lattice construction: the synthe-
sis of two entities meeting as thesis and antithesis, as something expressing
inward and outward activity, and yet at the same time complementary in their
activity. Both can be lattices, but one of them—either the setting or the set
object—can belong to another system (for example, plate construction).
There is another kind of synthesis, the best example of which is the horizontal
girder constructed from sticks (for example, a lattice bridge), where relative
stability is almost the only concern. This is the synthesis that is also contained
and expressed in the Greek architrave, with its three fascias or zones one above
the other. It involves layering several systems that are active in the same way,
so that together they form an antithesis whose activity balances an external
thesis. The directions of these zones should run counter to each other for both
structural and decorative reasons. A crown set atop a lattice beam composed
of zones could offer a means for aesthetically completing the system, by serv-
ing as a representative and symbolic expression of the thesis (the course of the
path) whose antithesis is the lattice. It also offers considerable technical advan-
tages. Alternating runners or some other suitable termination below would
have to conform to the crown and complete the whole as something upright
and soaring.*! Finally, it scarcely needs to be stressed again that in a well-styled
lattice frame the allotted activity of every part must make itself evident by its
position, thickness, shape, and decoration. The section on absolute-formal tec-
tonic considerations should be consulted in this context. The same is true of
composite lattice systems, that is, those assembled from wood and metal.
There are a number of transitional forms between light wire weaves and
the tectonic latticework and their architectural application is quite varied; the
reader should also consult the section on “Tectonics.”
Given the great variety in both the uses of metal lattices and the conditions
that produce them, it is possible to make only a general point about coloring
them —that is, in cases where the metal itself does not show to advantage in
its natural color. If, for example, iron is painted, then such dark shades as
bronze, rust,?2 and black are most suitable stylistically. In such decorative
works a partial or complete gilding is always most advisable. This question
834
Metallurgy
835
Semper
and stylistically correct in every detail. The ring member is either a ring or a
frame, and therefore everything that has been said earlier about frames applies
to it (see prolegomena, p. 86, and §§ 133-35 under “Tectonics”).
Considered in itself as a link in the chain, the ring is a simple (thetic) unit.
It is natural, however, to raise it to a synthetic unit by imparting to the frame
(the ring mount) a corresponding enclosure (a jewel). This enhances the asso-
ciations and significance of not only the link itself but the chain as a whole,
which consists of a number of units, alternately identical to and different from
the link considered.
Thus we come back to material already discussed and can understand why
the band chain has always been considered the richest artistic motive among
decorations. Used in this way, it offers an inexhaustible wealth of the richest
and most charming inventions; there is much we might say about them if we
were not compelled by an overwhelming wealth of material to confine our-
selves to essentials. We will restrict ourselves to remarking that the significance
of those band chains, with their hooks and buckles, extends well beyond their
own field to include all branches of art, that, for example, the Greek meander—
that constantly recurring band ornament — is directly connected with them in
concept and style.
General flexibility is achieved when every link in the band chain is given a
twist, lending the chain a spiral form. If every link is identical but turned at
right angles to its neighbors, the chain will more readily flex (under otherwise
equal circumstances) than would a chain consisting of equally bent links, but
it will be less universally flexible.
Rings linked to one another not at right angles but at equal acute angles
form chains that fall midway between these two types. They form a spiral
along their length, as above.
The beauty (or the artistic style) of such rings lies more in the regular
structure of their rhythmic articulation than in the development of the units
as such.
They are also used extensively in the art of decoration—on their own and
in combination with individual, richly decorated bands.
There is a distinction between linear chain arrangements and planimetric
ones, whose style allies them more closely with textile materials. The contents
of §§ 52-54 in volume 1 apply to them, but mutatis mutandis, as here we are
dealing with a plaiting consisting merely of independent knots (rings) —this
distinction is especially apparent in the decorative patterning of such chains.
One can alternate variously shaped members or change the ways in which
they meet; one can produce them out of different materials and vary the color
and luster of the links, or use both means at the same time. The art industry of
Asia (and especially of India) has perhaps wrought the greatest achievements
in this field—both for women’s toilet items and for warriors’ implements.
Women’s chain collars from India in the Kensington Museum, London. Indian
chain mail there and in the royal weapons collection in Windsor. Similar
Egyptian ones in various museums and in Egyptian wall paintings.
836
Metallurgy
General Remarks
No other material is better suited to stereotomic treatment than metal, since it
possesses hardness and homogeneity and also a certain toughness and mal-
leable suppleness. The first property, hardness, can be mitigated before shap-
ing by softening processes, afterward intensified to the maximum degree by
hardening processes. This maximum depends on the metal used and is one of
the elements governing its suitability for certain purposes. This material is
also particularly important for stereotomy, because without metal utensils
and tools this important branch of technology would never have surpassed a
certain level of development.
It is completely in keeping with the last-mentioned fact that sculpting hard
materials (glyptics, scalptura) is one of the oldest arts and was practiced
before the use of metals, but it was one of the last processes to be elevated to
an art. It was applied to nonmetallic bodies at an earlier stage, before metal
became its material of choice, but as we have seen metal served as a sculptural
material in a different way. Metal is not the proper medium for glyptics, and
for this reason metal engraving is dependent on nonmetallic engraving and
never denies its secondary lapidary lineage.
From time immemorial, glyptics or scalpture in hard stone was customary
in the Orient, particularly in Egypt. It was used for small articles of jewelry
and seals, as well as colossal figures in granite, porphyry, and obsidian.
This difficult branch of art, linked with the traditions of the Stone Age of
cultural history, has a particular style. It is, so to speak, an agreement between
the soft human hand—along with the simple tools available to it—and the
untamable hardness of the material.Itlimited
is to what is most necessary; in
trying to produce the desired result, the attitude toward resources is sparing
and is necessarily associated with a linear, shallow, and sharp treatment. This
leads to a type most clearly expressed in Egyptian sculpture and art, although
here too it is affected by other influences.?4
Scalpture has the same character in its later application to metals, although
it is significantly modified and mitigated because most metals are relatively
easy to handle. At the same time scalpture is usually an auxiliary technique
used to perfect and complete certain forms that arise from other processes
and whose main features are stylistically fixed. Yet it does have its own, as it
were, inherited field, the independence of which gained it a certain renown
during a variety of art historical periods.
Its limits are not easy to define, and yet a distinction is immediately neces-
sary as quite different considerations have to be addressed, depending on
whether toreutics is seen as a principal or an auxiliary technique. If the for-
mer, it is the actual technical factor in style; if the latter, it can only modify,
complete, and accompany what is otherwise required.
In the first instance one need not classify metalwork in advance according
to the nature and degree of involvement of this technology in its formation to
837
Semper
justify the generally valid pronouncement that in every case the character of a
work (both in general and as it has been conditioned by the properties of the
material and the technology used) must express itself as purely and decisively
_as
as possible. A work of beaten metal must be hammered out with the least pos-
‘sible use of chasing; a statue cast in bronze is all the more perfect if its cast
skin is touched by chisel, burin, and file as little as possible. A work by a met-
alworker of artistry should not need to be touched up by a chaser; it should
still produce a cloud of sparks, as it were; the echo of the anvil should be
‘damped only slightly by the screech of the file. Similarly a properly toreutic
work should express itself purely; it must seem to have been carved from
something solid. Anything prepared through other metallurgical means to
facilitate the process should not be conspicuous or it should appear as a sec-
ondary element in the form. A chased silver krater, for example, should not be
thin like a beaten one, nor should its general profile betray its molten origin]
Rather, it should show. that iit would be difficult to make it or to reproduce it
exactly by any other means. It was created thanks to the potter’s wheel, to
“carving and drilling instruments, and to the file.
So much for general remarks.
It is more difficult to discuss those cases in which the various processes
work together for artistic purposes. In principle, such combinations are prob-
ably justified, but only when subordination is maintained. In other words, one
technique sets the tone and the others serve as accompaniment. The distribu-
tion of roles should be carefully considered in this regard.
Further details are given in what follows. Suffice it to say here that the
contrasts between the active and passive parts of a structure—enclosing and
enclosed, decorating and decorated —are important in the distribution of
these roles, and that in most cases where toreutics has only an auxiliary func-
tion it is assigned the active, enclosing, decorative role.
Coinage
The oldest scalpture, at least in hard stone, initially served decorative pur-
poses. It served as the setting for a jewel and contented itself at first with
enhancing the beauty of the gem by providing shape and polish (Pliny: “gemma
intacta illibataque” [the gem untouched and undiminished]). Later, where the
use of seals was widespread, it was used to incise signs and figures (intaglio),
and elsewhere it was used to raise them in relief (ectypa scalptura, cameo).
Examples of gemlike carved bronze and Egyptian, Assyrian, and Etruscan
metalwork in [Joseph] Strutt’s Dictionary.
Though it was a known practice, scalpture (hence toreutics too) did not
develop plastically in Greece for a long time. This is proven by the frequent
finds of Egyptian and Assyrian carvings among Hellenic and Italic antiquities,
for example among the ruins of the temple at Kardaki (Corfu), and by the
absence of anything other than smooth gems in Greco-Italic jewelry. It is
838
Metallurgy
not until the fiftieth olympiad that we find isolated reports of contemporary
Greek gem carvers and their work: Mnesarchos, father of Pythagoras; Theo-
dorus, creator of the celebrated ring of Polycrates, which Pliny described as
intact and uncarved in his own day.?5
The first Greek stamped coins date from the same period (seventh century
B.C.). At first a hammer and anvil were used to stamp them with nothing but
a sign that indicated their value (quadratum incussum [stamped square]).?¢
The first properly stamped coins were ordered by Pheidon, tyrant of Aegina,
in 600 B.C.
Early development of this die-cutting art in Syracuse and Macedonia,
500 B.C.
The punch was made of bronze, for which hardening techniques were
available; only after Constantine was it made of steel. In preparation and use
this was fundamentally no different from stamping hard stone, thus the style
of antique coinage is practically identical to the intaglio style.
Yet as coinage developed it acquired certain properties suited to stamping:
stronger relief without undercutting, edges blending gently with the hollowed
surface. The custom of representing heads frontally on coins seems to have
lasted only a short time — approximately to the mid-fourth century at the time
of Dionysius the Elder and Dionysius the Younger of Syracuse. Very beautiful
high-relief gold and silver coins from Syracuse and other Sicilian cities deco-
rated with Arethusa, Pegasus, and so on. Names of these coins’ die-cutters
established by Raoul-Rochette: Cimon, Euclidas, Evaenétos, Phrygillos, among
others.?7
On the representation of the essence and the summing-up of the most
important features as the foremost condition of the metal style, see my com-
ments in “Ceramics,” page 532.
On the significance for the study of monuments of such representations on
antique coins, see Donaldson’s Architectura numismatica.
The high point of Greek numismatics coincided with the renaissance of
gem carving, which cannot be said to have flourished on Greek soil from the
time of Polycrates to that of Alexander. Pyrgoteles, the privileged court gem
carver to Alexander; after him the only others mentioned are Apollonides,
Cronius, and Dioscorides, the court gem carver to Augustus. Gems have
survived that were carved by Dioscorides and his sons. Of the gem carvers
authenticated by inscriptions (those considered authentic), the finest are
Apollonius, Aspasios, and Hyllos.
For the forgery of ancient gems and the names inscribed on them, see
[Enrico] Brunn (vol. 2, pt. 2) and the literature on gems listed there. Likewise
[K.] O. Miller, [Handbuch der] Archdologlie der Kunst], § 315.
The Romans improved the tools and techniques used in striking coins, but
moved die-cutting as such backward rather than forward. But it was under
their rule that the use of commemorative coins (medallions) first became com-
mon, or at least became more general. This expanded the boundaries of die-
cutting. For Roman asses [coins of small value], family coins, imperial coins
839
Semper
in gold, silver, and bronze (the last had three classes), imperial minimi, impe-
rial medallions in all metals, struck in Rome, Alexandria, or elsewhere in the
colonies —see [Joseph Hilarius von] Eckhel, Doctrina numorum veterum.
8 vols. in quarto.
MIDDLE AGES
With the migration of the Byzantine peoples, the sole preservers of ancient
tradition, gem carving and die-cutting continued along its path ({Seroux]
d’Agincourt, 2:96). Other nations used antique stones and medals as decora-
tions for sacred and profane purposes. Pépin’s seal was an ancient Indian
Bacchus; the seal of Charlemagne was a head of Sarapis. Old inventories of
kings, princes, and monasteries are filled with lists of ancient gems and
medallions, and even today reliquaries from that period are filled with them
(Schrein der heilligen] Elisabeth zu Marburg, edited by [Georg] Friedrich
Creuzer; Sammlung antiker Gemmen, welche den Schrein der h{eiligen] drei
K6énige zu Koln schmiicken, edited with essay by J. P. N. M. V[ogel]).
Glyptics showed no sign of renewed activity until the fourteenth century,
and then it was in Italy, probably under the influence of recent Greek refugees.
Numismatics was also at a low ebb at the time and had passed into a new
style: bracteates, sheet gold with barbarian (hollowed) impressions. It only
partially recovered in the Gothic period (but not to the same extent as the
other decorative arts), thus the significance of medieval coins and medallions
is to a large extent historical.
RENAISSANCE
The true rebirth of stone carving did not take place in Italy until the fifteenth
century, though from this time forward it perfected itself with incredible
rapidity. This art’s most important masters emerged in that same century:
Giovanni Maria da Mantua; Jacopo Tagliacarne; Leonardo da Milano; Fran-
cesco Nichini da Ferrara; Valerio [dei Belli, called Il] Vicentino; and others.
This, and related artistic activities in hard materials, had a powerful influ-
ence on the general direction of art, as the general style and character of early
Renaissance art is principally a lively and elegant pietra dura style.
The Italian free states competed with popes and princes to perfect the long
neglected art of numismatics. High offices in mints were awarded to the most
famous artists. Soon the fashion of striking medallions appeared, expanding
the field of this art. The oldest medallion, dating from 1363, is in the Marti-
nengo collection in Venice. Other early Renaissance medallions are in Vienna.
Dante’s portrait by Vittore Pisano is also there. Medallions of Paola Malatesta
(1410) and by Andrea Guazzalotti are in the library of Saint Mark’s in Venice.28
The most famous strikers of medallions: Franc[esco] Francia, Caradosso,
Aless[andro] Cesati (il Grechetto), Benvenuto Cellini, and many others.2?
Papal medallions from Paul II (1464) onward; the most interesting and
complete modern collection is in the Vatican. A splendid series of Medici
medallions (Uffizi).
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Germany, are ten times better than today’s — despite our mechanical and chem-
ical advances. This is true of both the style and the spirit of their creations.
After having been forgotten for a long time, the woodcut came back into
favor only about twenty-five years ago and has since achieved wonderful tech-
nical results. So far it has proved less vulnerable to criticism than copper and
steel engraving, probably because it is more limited technically and materially,
both as a general technique and in the printing of books. Nevertheless the
very earliest modern woodcuts are the best, at least in terms of style.3! Their
excessive naiveté does little to detract from the impression they give of lively
freshness. Precisely this is lacking in more recent woodcuts, which frequently
display a false antiquarian simplicity and stiffness, accompanied by pietistic
grimaces. This makes them far less acceptable than the bravura pieces in
English and French illustrated newspapers.
Another concern is that xylography as a technique—namely, as a steno-
graphic technique for quick printing —soon makes great demands on the artist,
putting a stop to the free artistic process and creating a division of labor within
this limited field. By contrast, the highly inventive woodcut artists of the
Renaissance found time to be great painters, metalworkers, engineers, and all
other practices. Work is divided in that the woodcutter no longer does the
drawing, a fact that precludes all naive freshness. A preliminary drawing that
fixes every detail too precisely allows no freedom and leads to stiffness; if it is
left too sketchy and the woodcutter is artistically lacking, it leads to all sorts
of nonsense. Only rarely is the draftsman entirely familiar with the require-
ments and limitations of xylography, and equally rarely does a xylographer
translate a stylistically incorrect drawing into the woodcut style. Despite this,
some of the most recent illustrations are extremely pleasing (for example,
Viollet-le-Duc’s excellent illustrations of his own writings). So we repeat that
this art seems to be in a healthier state than many of its more highly esteemed
sisters.
Books:
Adam [von] Bartsch, Anl[eitung] zur Kupferstichkunde. Octavo. Vienna, 1808.
[Jean-Michel] Papillon, Traité [historique et pratique] de la gravure en bois.
Strutt, A Biographical Dictionary ofAll the Engravers, 2 vols., 1785-86.
von Quandt, [Entwurf zu einer| Geschichte der Kupferstecherkunst. Leipzig.
Ancient Art
The mythical period of Hellenic art history is filled with legends alluding to
the stereotomic arts, yet no mention is made of carved metalwork. Wood
carving is much more prominent, but often in combination with dressings
made up of real fabrics or sheet metal.32
Greek stereotomic metalwork is first mentioned only at the start of the his-
torical period. Glaucus, the Asiatic Greek from Chios or Samos, is the alleged
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inventor of welding and iron toreutics. Pausanias and Athenaeus give comple-
mentary descriptions of his most famous work: a silver stoup with an iron
stand that Alyattes dedicated to Delphi. It is a product of the smith’s art, a
bar construction in the form of a basket, curved at the top and bottom and
divided into transverse zones by bars. The fields or friezes between the ham-
mered33 (forged) iron bars of the frame are filled with animal friezes and
foliage and with every kind of insect, bird, and so on. On the steps or shelves
of the framework are vessels and other decorations. The bars are not riveted
or fastened to other ironwork but welded together. The whole thing is an
étagére, an embasis—not for the krater alone but for other votive gifts as
well. It is an instructive example of a toreutic composition at the very limits of
verifiable art history.34
During the subsequent period, which saw the beginnings of bronze cast-
ing, toreutics may have lost some of its independence, though we have many
remarkable reports about colossal vessels in gold, silver, and bronze, as well as
of carved and beaten works on the largest possible scale.
Rhoecus and Theodorus, Samian school (fiftieth to sixtieth olympiad).
Golden mixing vessels in the Persian royal palace (Athenaeus 12.[9.28,
Kaibel]). Similar ones in silver made from six hundred amphorae and offered
at Delphi by Croesus (Herodotus 1.5[1]). Gold vine with grapes made of
jewels, identified as the work of Theodorus (Athenaeus [12.9.24, Kaibel]).
The ring of Polycrates, a gem artfully set in gold (Strabo 14.[1.6]; Pausanius
8.14.[8]; Pliny 37.[2]; Herodotus 3.41).
On nearby Chios, a group of marble sculptors was operating at the same
time as these Samian metalworkers. While Pliny states that the marble work-
ers were already active during the thirtieth olympiad, there is no other record
of this sort of work at such an early date. The earliest work of which we have
certain knowledge is that of the period of Bupalus (ca. sixtieth olympiad). It
is remarkable that here the marble statue appears in the context of bronze
casting, and therefore also with sculpture. It is a plastic work perfected by
sculpture.35
A quite different school of sculptors, roughly contemporary and based on
the tradition of Daedalus, seems to have rejected bronze casting and worked
in cold metal as well as other materials, principally wood, ivory, and stone.
This is the Cretan (later Spartan-Doric) school, led by the artists Dipoenus
and Scyllis at its head. According to the principles and traditions of this
school, stereotomic work is not transposed sculpture, as Chian marble sculp-
ture is, but arose directly out of wood carving and metal dressing.
For this school and its activities, see Brunn, Gesch{ichte] dler] griech[ischen]
Kiinstler (introduction, p. 53). The famous work of Bathycles, the throne of
the Amyclaean Apollo, is an estrade for the (much earlier) hermlike statue of
Apollo, set behind richly worked gates. It may have been a polygonal or ash-
lar construction dressed with bronze (Pausanias 3.18.[9] ff.).
There were branches of the Samian school of plastic sculpture mentioned
above in Sicyon, Argos, and Corinth. They produced the great masters of
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Aeginetan tympana from the time of Onatas give us an idea of his style.
They are renditions in marble of a cast-metal style before it was liberated from
the fetters of a technique and a tradition of representation that was alien to it.
At about the same time, cast metal was also accepted in Athens, the ancient
city of the widely disseminated Daedalid guild. Yet this did not threaten the
existence of the old school of carving and embossed work as it did in Aegina.
It is true that for a time the Athenian school, much like the Aeginetan school,
was constrained by the fetters of a conventional cast-metal style, and the
delightful Ionic softness of archaic Attic art did give way to an austere style.
Nevertheless, it was still a long way from the dry and angular manner of
Aegina: it appeared naiver, not the product of a clear conventional canon.
However close the connections between the old-Attic school of sculpture
from the Peisistratid era and the more familiar Aeginetan period, these move-
ments (in technical matters) arrived at quite different conclusions.?? The
Aeginetan school of artists (after the island had ceased to be independent,
around the eightieth olympiad) remained true to their old casting technique
and survived only in its very famous crafts industry. Athenian sculpture, thanks
to its wondrous advances exemplified by colossal statues dressed with ivory
and gold, started to renew its links with the most ancient customary and tech-
nical artistic traditions of carving and hammering.
This period not only validated toreutics as an independent art but also
saw all other sculptural arts subordinated to its style and influence, to some
extent. For this reason, Phidias is rightly called the founder of toreutics, hav-
ing brought the highest honor to this art; Polyclitus did likewise and devel-
oped it further. Myron, Calamis, and Callimachus were also called toreutic
artists, and justifiably so. This is true not only for the minor works of art
which they did not scorn to execute, but also for their larger works. Even their
works in cast bronze and in marble were toreutic.*°
Thus at that time all of sculptural art was actually part of a higher tore-
utics. But this general tendency was concentrated especially in certain works
on a limited scale: small ornaments, utensils, and vessels that were also pure
toreutic products, carved from a single piece almost without the assistance
of casting.
The great creator of the Olympian Zeus carved flies, cicadas, lizards, fish,
bees, and other small ornaments. The same is true of Myron, who covered
silver goblets and bowls with naturalistic and lively animals and human fig-
ures. Calamis, the great sculptor, made goblets that were copied fervently and
happily by Zenodoros, the maker of the Neronian colossus. Polyclitus also
worked as a goldsmith.
Others worked only in bas-relief: among them the most famous was Mentor,
whose works were consecrated in the temples (lived before the 106th olym-
piad). According to a passage from Propertius, he was more of an argumentar-
ius or a crustarius, as he practiced his art not on the enclosed and subordinate
arabesque, but on the figurative subject set within it.41 By contrast, Mys was
famous for his careful, meticulous, and sharp treatment of foliage on the
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renaissance of the principles that served as a basis for the most ancient pre-
Hellenic art.
We cannot fully address this topic here. To do so we would need to con-
sider Byzantine art as a whole, as a product of the special conditions and ten-
dencies of the time, as well as all other essential contributory factors. We do
not want to abandon our material, but rather to show that the most impor-
tant material-technical aspects of Byzantine expression are the particular way
in which it was treated and that expression itself, to the extent that this man-
ner of treatment corresponded to its properties.
The high style of Phidias and Polyclitus was governed by both schools of
Hellenic sculpture —the plastic and the toreutic or stereotomic—and by a
higher view of both. Through this combination the Hellenic cultural idea
could achieve the purest and most satisfactory sculptural expression. Simi-
larly, the rise of the Christian-Byzantine style succeeded several centuries of
rule by the realistic and rich, highly plastic, Corinthian-Alexandrian-Roman
style, a late expression of the Hellenic cultural principle. Through it the cul-
tural idea composed of the Christian and the new Asiatic was to find its ade-
quate expression. It was expressed materially-technically as a toreutics carried
back by sculpture to the ancient pre-Hellenic plate style, as surface stereotomy.
This Byzantine change in taste was conditioned over a long period, as the
noble and simple Hellenic decoration was ousted by a fondness for the dress-
ing of gold and sheet metal on furniture and architectural parts, by an increas-
ingly widespread taste for gems and pearls (instead of the old plastic arguments),
by luxurious silk clothing and the Oriental sheathing of the human form, and
by overladen hangings with gold and precious stones in the sheet metal and
filigree style.
Soon this change in taste affected the nature of ancient art by removing it
from its plastic mode and inserting it into the sheet metal and dressing style.
In architecture this tendency was encouraged by reducing to a minimum
any consideration of the classical, structural-symbolic significance of tradi-
tional types derived from tectonics, by denying or forgetting their more plastic
significance, and by making richly ornamented structural parts of them. Thus
the Corinthian capital becomes a blunted stone cube covered with acanthus,
structurally a necessary base for the arch. The entablature either disappears
completely or survives only as a beveled corbel with the same rich surface.
The high symbol of the ancient temple —the fastigium—is completely aban-
doned or demoted to a simple gable. In short, all classical architectural forms
fall away or enter into quite new combinations, losing their tectonic meaning
and functioning stereotomically (and, to be sure, materially-technically). Vaults
and domes, covered with the richest surface claddings, replace the old colum-
nar roof. The comparison of Roman baths with (not at all structurally inno-
vative) Christian domes, and especially with the church of Hagia Sophia in
Constantinople, shows how little Byzantine art was simply a barbarized
Roman art and how suddenly a new and well-recognized principle came to be
followed. In the baths the old architectural symbols (the column orders) still
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actively fulfill their old function; in the domes they do not fulfill this function
even as subordinate or subsidiary elements. They appear only in the new com-
bination and shape already described.
Sculpture, as such, also adopts new principles, partly following architec-
ture (which has once again taken it firmly in hand as it did in ancient times),
and partly to conform with the dominant surface toreutics that affect it. It
detaches itself from Hellenic traditions corrupted by the Etrusco-Roman pref-
erence for things soft and plastic, and consciously returns to the most ancient,
long forgotten, and reconstructed types. It is quite probable that the pointed,
dry acanthus formation and the sharp, toreutic treatment of ancient Byzan-
tine foliage, as seen on the rock tombs in the Kidron valley and elsewhere in
Judaea, were perceived as representing a deliberate return to the Phoenician-
Syrian artistic tradition.45
No matter what justifications are offered and no matter what false prem-
ises are set forth, it is quite impossible that the strictly stylized Byzantine
acanthus leaf came directly from the blunt, late-Roman softening of this orna-
ment, as it stands in the strongest possible contradiction to it.
Bronze casting, vessels, and actual statuary are also influenced by surface
stereotomy. We know, partly from records and partly from ancient Byzantine
sculpture, that in the early centuries of the Middle Ages bronze casting was by
no means left behind. Anastasius lists a large number of bronze objects pre-
sented to the church during the pontificate of Saint Sylvester. Later bronze is
mentioned less, and finally nothing is said about it at all. Yet in the ninth cen-
tury the Byzantines were still famous as casters and carvers of bronze. ‘Abd ar-
Rahman III had gilded bronze fountains made by Greeks for the tower in
Medinat az-Zahra. His palace in Cordova had iron doors with bronze fit-
tings;46 his courtyard was decorated with a fountain supported by twelve
lions, with figures and arabesques —all Greek work.47
Fountains and richly sculpted thrones are still the usual decoration for
palaces and gardens in Persia and India.
The style of these works is still evident on much of what has survived. In
such works the stereotomic surface treatment still dominates the cast metal
materially and stylistically. The latter is the preparatory process; toreutics per-
fected the form and established the style. Thus the surface has been reworked,
and the result is a shallow shape and form, sharply chiseled and chased, uni-
formly patterned, and strictly conventional—a type common to sculpture
throughout the Eastern lands.*8
Like its architecture and sculpture, Byzantine-Oriental painting was also
stereotomic in nature and style; it was, so to speak, inlaid work, either mosaic
or enamel, executed in color. In principle it was the opposite of Western
painting, which with its first wingbeats after a long hibernation instinctively
returned to its old plastic course.
Thus considered from every side and direction, from every point of view,
Byzantinism formed a clear contrast to Hellenic art. We have already described,
in § 15, a remarkable phenomenon that occurs as a result of this contrast
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general softening and atomization. Hellenism had arisen from the seeds of a
new life, not the desiccated mummy of Egyptian art. But never would Greek
genius have become aware of its goal or have reached it without a fettered
Egypt as contrast—or without Egypt’s formal-lawful influence. Identical or
similar effects usually have identical or similar causes. In this case this is con-
firmed by the facts, as far as they can be ascertained.
When art and science had declined to their lowest levels, the increasing
barbarian addiction to pomp and circumstance meant that virtually the only
art esteemed in the western empire’s former provinces was goldsmithery. It
found particular support among the clergy and in monasteries, but it was also
practiced by and for an enthusiastic laity. Certain cities that may have been
centers for this industry in antiquity offered goldsmiths privileges in the early
Middle Ages. At the time those who worked in bronze and wrought iron were
also included. One such city was Limoges, where a certain Abbon enjoyed a
high degree of fame as master of metallurgy during the sixth century. He
taught Saint Aloysius [recte: Eloi] (588-659), who soon outshone his master
and was given important commissions by Chlotar II. He was promoted to
high secular and ecclesiastical offices by Chlotar’s successor, Dagobert II, and
soon he assumed a position from which he could successfully practice and
protect the arts. Of his works and those of his contemporaries virtually noth-
ing has survived, but we do have detailed lists of the works handed down by
Saint Ouen, biographer of Saint Aloysius, as well as by an anonymous histo-
rian from the monastery of Saint-Denis.4? The objects listed there included
some on a colossal scale: two gold thrones, the mausoleum of Saint-Denis (its
marble roof set with gold and precious stones), the chest of Sainte-Geneviéve,
the chest of Saint-Germain, and above all the precious gold chest of Saint-
Martin of Tours.
Of the general character and nature of these works it can be said first that
they corresponded to the contemporary taste for decoration with precious
stones and gold plating, but at the same time they were distinguished from
contemporary Eastern works by an exaggerated plasticity verging on the
baroque. They also represented a departure for goldsmiths and metalworkers
in general. Already shackled to architecture by the adoption of architectural
forms, they also tried to achieve the overall effect of architectonic monumen-
tality —one of the most important factors in the history of medieval architec-
ture and the decorative arts.
Under Charlemagne, Byzantine and Saracen influences seem to have been
strong and to have affected the area of metalwork. The preference for Oriental
fabrics,°° carpets, and metal goods was encouraged by lively trade and the
importing of these articles.
This period too is one from which very little has survived: the most impor-
tant exceptions are parts of the imperial coronation vestments and some
metal fittings for Aachen Cathedral.5! The former are entirely in the Byzan-
tine sheet-metal style; the latter show a more antique-plastic treatment with
ornamental parts suggesting Scandinavian influence. The emperor’s will (the
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text of which was saved by Einhard) mentions gold and silver utensils: its
rather sparse descriptions suggest they were inlaid Saracen work.°?
The bronze architectural parts of Aachen Cathedral, mentioned earlier, are
perhaps the earliest evidence of the revival of an old metalworkers’ guild —it
flourished mightily in the subsequent Saxon imperial period. What happened
to the northern arts in this remarkable period, under the sway of plastic metal
techniques, was nothing less than an early renaissance of ancient art, as early
as the eleventh or twelfth century. The superior classical education enjoyed by
German prelates and princes at that time is scarcely enough to explain this
phenomenon. This leads to the strong suspicion of the existence of at least
one ancient center of metallurgy, preserving antique artistic practices in the
formerly Roman provinces of Germany (Augsburg and Liége?), like Limoges
in the south of France.
The activities of the German-Latin school of sculptors of the eleventh,
twelfth, and thirteenth centuries, which can be clearly followed alongside a
contemporary Byzantine direction and another direction, entirely barbarian,
exhibit a stark contrast with Byzantinism wherever it appears (and its influ-
ence extends to all branches of art, to painting and to sculpture in stucco,
stone, and ivory). From the general dissolution of the antique circle of forms a
life full of passionate movement suddenly emerges, quite similar to the life
that can be found in early Greek art at the moment when it starts to free itself
from the Asiatic-Assyrian softening of forms. The outward agitation and the
fantastic elements in the composition and the treatment of the material are a
protest against Christian-Byzantine statutes; they are also significant as imme-
diate expressions of the individual spiritual activity of the creative artist,
which was beginning to rise above the material.%3
The beginning of the thirteenth century brought this early Nordic renais-
sance almost to maturity, in that external movement had been replaced by
self-confident and individual life. The spirit of Christianity had almost com-
pletely penetrated and magnificently reawakened antique form—and then a
new principle related to Byzantinism (but with much greater endurance) inter-
vened. It was the Gothic architectural system that limited its effectiveness,
inhibited its development, and in its most conscious activities set in the way a
strictly hieratic-architectural scheme of sculpture and painting.5+ Happily, this
was soon overcome (in all probability thanks to artists from Germany and
Belgium), and the Saxon-Romanesque renaissance unfurled its victorious
banners in place of the defeated Frankish bogeyman. But it paid for this vic-
tory with its independence, not by becoming a slave to Byzantium but by
becoming a vassal to this new system, which allows little or no room for uni-
fied composition, for an effect that is complete in itself, for the individual
striving of the artist. The renaissance slowly atrophied into a craftsman’s
style, except when it entered into open rebellion against the system (“Tec-
tonics,” §§ 148, 157-58).
Even the minor arts, and particularly goldsmithery and all types of metal-
work, were also subjugated by Gothic architecture, which is, incidentally,
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ITALY
Barbarism and the decline both of the arts and of every kind of artistic skill
occurred more rapidly and more completely in Italy than in the most distant
provinces of the former Western empire. But this decadence was not so much a
sign of the extinction of all national and individual vitality and spiritual ability
among the various barbarian and native inhabitants of this country, as a ten-
dency unfavorable to the arts and the cultivation of the sciences. In the midst of
the surrounding world’s unheard-of confusion and woes, in a society that was
everywhere struggling to reshape itself amid the conflicts of a personal feeling
strongly developed during the long period of anarchy (in part the expressions
of a feeling that opposed it, in part the expressions of the all-powerful but at
the same time individualistic and unsystematic civic spirit manifesting itself),
amid the struggles between the still insecure papal hierarchy and the equally
changeable secular powers, during the dominance of a purely practical spirit
of trade and speculation in the free communities that were forming every-
where — during these troubled times people had better things to do than
address themselves to science and art. Yet the ferment of antique culture
latent in the people had preserved its dormant germ of life and needed only
external circumstances to reawaken it. Even in times of the most profound
decline in taste and the coarsest clumsiness in artistic practice, the technical
and formal traditions of antique art were not completely lost. For example,
the old contrast between Greco-Italic and Oriental views of art could still be
seen by comparing the depressed and abbreviated forms of the childish and
barbarian sculptures and metalwork of early medieval Italy with the elegant
but stiff and systematic character of contemporary Byzantine works.°8
The sudden and surprising upsurge in the arts during late-twelfth-century
Italy (from the profound depths to which they had sunk) was mainly a result
of a particular shift and a general intensification of the people’s spirit, but
here too, as during all times of spiritual uplift, external influences were at
work. Among the influences affecting Italy from every direction were foreign
artistic views, foreign examples and models, and even the personal influence
of outside protectors of art, the most important being artists and craftsmen.
A shortage of native artists, or their lack of skill, perhaps also a principled
or acquired preference on the part of some representatives of spiritual and
secular power for the social principle contained and symbolized in Byzantin-
ism, provided the Oriental artistic direction with access to—even a certain
temporary dominance over—the freer principle in the arts, which continued
to create only unconsciously, as it were. One turned to Constantinople when
the most important things had to be done, or one hired Byzantine workers to
carry them out.>?
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railings, candelabras, and especially grave decorations. Even though most are
marble, their style is, as it were, fettered to metal toreutics. Bronze tomb of
the Medicis in the sacristy of San Lorenzo by Verrocchio. Already somewhat
baroque, Ant[onio] Pollaiuolo’s Tomb of Pope Sixtus IV in his sacramental
chapel in Saint Peter’s in Rome.
Desiderio da Settignano, a chaser, kept more decisively to the toreutic
style: Tomb of Carlo Marsuppini in the left aisle of Santa Croce, bronze base
in the Uffizi, and other works of purest Florentine taste. His pupil Mino da
Fiesole took up the master’s style and spread it throughout Italy. The beautiful
pulpit and pulpit door of Santa Croce are by Benedetto da Maiano.
Beautiful decorative work in this genuinely toreutic early Renaissance style
is everywhere: pieces made in Siena by the Marzini brothers, Peruzzi, Lorenzo
[di Pietro] Vecchietta, Jacopo della Quercia, and others include basins, cibo-
ria, flag and banner holders, railings, marble pews, and so on.
In Rome Andrea Sansovino perfected this toreutic marble style on tombs
in the choir of Santa Maria del Popolo and brought it to a conclusion.
The style was taken to Naples by the Florentine Giuliano da Maiano,
whose great work (the triumphal arches of Alfonso of Aragon) has been emu-
lated by countless artists.
At the same time we can see in northern Italy a movement in bronze sculp-
ture and other hard materials that deviates somewhat from that in Florence. It
is less delicate, more luxuriant, and overpowers the architecture, which is
itself less firm and more fluid in its proportions. Arabesques in Santa Maria
dei Miracoli, choir pilaster, choir screen, rood screen; grand staircase in the
Doges’ Palace, among other things; Alessandro Leopardi’s pedestal for the
Colleoni equestrian statue. The candelabra-like flagpole holders for Saint
Mark’s in the genuine chased style, shallow and sharp. Fountains in the Doges’
Palace by [Niccolo dei] Conti and Alberghetti.
Candelabras with the richest arabesque and figurative decoration. One on
the altar of the Salute by Andrea Bresciano, together with six candlesticks.
The candlesticks in San Stefano and Santi Giovanni e Paolo, among others,
are already more baroque.
Padua is extremely rich in works in this style: tombs in II Santo. Fonts.
Andrea Riccio’s large candelabra.®> But the real treasure-house for this is the
Certosa di Pavia with its immeasurable wealth of finely chased metalworks
-and stone sculptures. The whole building can be considered a toreutic work.
Candelabra in the church’s choir. Font. Sacristy fountain. (See woodcut from
the author’s own drawing.)
In Germany, the country of early medieval metalwork, the Italian manner
was rapidly accepted although in a peculiarly mixed way. The style of Peter
Vischer, the famed artist of the Sebaldus Tomb, is still dry and half Gothic in
architectural details (although tending toward the antique) and no less so in
figurative work and reliefs. Freer and more naturalistic are his later works.
Sebaldus Tomb. Bas-relief in Regensburg Cathedral. King Arthur and other
figures on the Maximilian Monument in Innsbruck. Fountain in the courtyard
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But the actual seat of toreutics in the stricter sense was Germany, and
Nuremberg and Augsburg competed for the palm in this painstaking art.
Statuettes, bas-reliefs, busts, medallions, goblets, in soapstone, wood, ivory,
and metal.
Chased work in iron and steel had a special style; the most important artis-
tic centers were Milan and Augsburg. They are the pride of our weapon
collections and museums. First, items of weaponry, sword handles, daggers,
battle-axes, sheaths of the most exquisite filigree. Tools and utensils of every
kind; also steel busts and statuettes. The masterpiece of Thomas Riicker (1574),
a throne presented to Emperor Rudolf II by the city of Augsburg, is now in
England.*¢ Gottfried Leygebe of Nuremberg, in Berlin from 1683, the most
famous toreutic artist of his period. Sword pommel with Hercules and cen-
taur, carved medallions, cases, and other objects by the same artist in the
Berlin Kunstkammer.
Belgians and Frenchmen also worked in the same way. Copé, called Il
Fiammingo (died 1610), an ivory carver; Francois du Quesnoy of Brussels
(1599-1644); Jakob Zeller, a Dutchman; van Opstal from Antwerp. Two beau-
tifully carved steel busts in the British Museum.
Many richly chased grilles and other building parts show that steel and iron
toreutics were also pursued with skill and care in France. Fireplace decorations
and fittings are a particularly rich source for this: andirons, shovels, tongs, bel-
lows. This art flourished longer here than elsewhere: iron-grille door to the
Galerie d’Apollon at the Louvre; two extremely artistic steel candelabras, now
in the library of the Ecole des arts et métiers (Louis XIV). Paris is still the only
place where steel and metal toreutics are considered a genuine art.°”
Although a fine, sharp, correct treatment of lines and outlines, a tight and
compact composition, and a particular dryness of style are necessary proper-
ties of steel toreutics and all hard materials, a contrasting principle can be jus-
tified. This is netlike filigree work—a certain daring and confused richness
found on German and Saracen steel celature. See the comments about dia-
tretron in the chapter on glass.
861
Semper
A bit more remains to be said about metal toreutics in the late Renais-
sance. Giambologna, the great bronze caster, followed the painterly-plastic
and naturalistic tendency, but sometimes slipped into stylelessness. His deco-
rative bronze sculptures were the beginning of the grotesque baroque style.
Masks, shells, broad festoons, strings of fruit, monsters, and grimacing faces
replace the fine arabesques and moderate arguments of the early Renaissance.
But this master was still spirited and tasteful despite all his plastic whimsy.*®
His closest successors were Pietro Tacca, who was responsible for the fine
fountains in the Piazza dell’Annunziata in Florence, and Taddeo Landini,
whose Fonte delle Tartarughe in Rome has been wrongly attributed to Raphael.
Later the baroque style became shallow and ornate.
The grotesque style of sculptural and architectural decoration appears to
have had a new negative effect on high art in the second half of the sixteenth
century. It created a soldering style, similar to that characteristically found in
certain ancient Etruscan and southern Italic terra-cotta vessels (and bronze
utensils). The famed Benvenuto Cellini can perhaps be reproached with hav-
ing first consciously replaced the more stereotomic and toreutic style of the
cinquecento with this new decorative approach and for having introduced it
into monumental art. See the (not very numerous) silver and gold works he
made in connection with the pedestal of his Perseus, which is beautiful but
conceived and executed entirely according to the same formal sense.°?
In France metal celature was much used under splendor-loving King Louis
XIV. That period’s decorative style has already been discussed in “Tectonics”
and elsewhere. It is governed by the principle of putting the material prop-
erties of metal (particularly its sheen) to their most advantageous use in
decorative and rich painterly effects, as the work’s sculptural and spiritual
significance recede into the background.
Toreutics’ last period of general influence, which came toward the end of
the Bourbon reign, is remarkable and interesting for the history of style. It was
a reaction in the ancient sense to the rococo style.
The fine bronze chasing, structural members, fittings, festoons, emblems,
caryatids, and figurative friezes with which the delicate furnishings of that
period are decorated also define the character of the architecture; those deco-
862
Metallurgy
rations are at the same time genuine and well-stylized products of toreutics.
This style is discussed in § 159.
863
Semper
864
Metallurgy
First, they are interesting and important because of the large number of
procedures and technical means used in their manufacture. These were first
fully developed in this field; no other branch of technology, not even the art of
the jeweler or goldsmith, offers a greater wealth of resources in this respect, or
needs more care and shrewdness in appraising its development.
Second, they are no less important for the study of style, that is, for the full
artistic exploitation of the means offered by a technical problem, at the same
time keeping within the bounds set by that problem and by the purpose of the
object.
Third, they are also important for the history of style because of the clarity
of expression with which they reflect the character and spirit of times and
peoples.
The most important thing, however, remains the noted practical question
of style. The armorer must follow the strictest requirements of purpose, as he
is responsible for the life, freedom, power, possessions, and all the highest
earthly goods of a person or a community. Thus there has been at all times a
certain pristine quality and purity of taste in weapons. Both in barbarian
times and in periods of flourishing civilization the armorers’ fraternity was
the asylum and nursery of the arts. The highest talents grew out of it and were
not ashamed to work for it. Even in opulent times, when principles of style
were generally disregarded and all other arts followed the extravagant trends
of the day, weapons displayed a relative purity of taste.78
A characteristic feature of weapons is that they are almost without excep-
tion independent of the laws of symmetry and dominated by directional unity,
which enlivens their forms and makes them so attractive to the vigorous war-
rior or hunter. This idea should provide a very useful basis for the artist
obliged to treat this rewarding material aesthetically.
Fortunately weapons provide us with a greater opportunity to study the
decorative arts than almost any other genre. While the weapons of the various
countries of our part of the world have been assembled into many splendid
collections, which offer us their treasures, they have remained almost unused
for our sort of purpose. In examining them the most important questions
have seldom been considered.”?
In spite of all of their technical perfection, modern weapons, particularly
firearms, have fallen short of their final practical-artistic expression. The prin-
cipal works on weapons are:
865
Semper
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871
Semper
More justified are the artificial and decorative treatment of clock stands
and of the internal workings of clocks, whether they are tower clocks, tall-
case clocks, or pocket watches. These old mechanisms are very instructive
study objects for mechanics who do not regard as beneath them an aesthetic
approach to their challenges.5
The guild of smiths and locksmiths retained until very recently the fame it
had earned over a long period thanks to a most admirable independence of
taste and hard work: this is proven by much of the latticework of the seven-
teenth and eighteenth centuries. Recent cast-iron copies of those works show
a contemptible poverty of thought and a confusion of taste. The free and
spirited movement of old craftsmen, even in smaller models, is shown every-
where by the door and window fittings and the other products made by lock-
smiths in times so often neglected now. See color plate 19 for some examples
of this kind.
A. EMBOSSED WORK
Already discussed above. As surface decoration it must be shallow. Most
Egyptian, Etruscan, and Greek embossed surface ornaments are of this kind.
Assyrian specimens are different, though very shallow as well: peculiar shal-
low forms, very sharply contoured with the graver or the punch, probably
filled with enamel coloring, which has since disappeared.
Byzantine and Oriental surface decoration on the principle of even dis-
tribution.
A richer alternation of flat and raised parts in Roman art. The same in the
Renaissance. In both styles the principle of subordination, which is opposed
to that of even distribution, is frequently transferred to the purely decorative
field. Danger of applying a principle valid in higher art to a lower one. The
ornamental rhythm should be very apparent in the whole. Otherwise there
will be confusion or a mitigation of the contrast between ornament and argu-
ment (see throughout various parts of this book).
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Metallurgy
C. NOTCHED WORK
This consists of cutting out thin metal sheets and filling the notched areas
with other materials (metal, tortoiseshell, wood, and so on), thus producing
rich patterns and designs. This too is ancient. In the Middle Ages it was used
for cheap and popular luxury items.8 It reached its zenith in the later stages
of the reign of Louis XIV. [André-Charles] Boulle, inventor of the piece of
furniture named after him. The style of this method of surface decoration is
sharply defined as the serrated style! Long curves, a balance between what is
notched and what is not. Color contrasts. Curved surfaces. Metal decoration
and fittings to break up the dominant surfaces, and so on.8?
D. ENGRAVED WORK
To the extent that chased metal surfaces are close to raised work, we can refer
back to § 182 above, but another kind of toreutics is so decidedly ornamental
and so rich in its branches that it should not be omitted here. This is the
engraving method, that is, cutting drawings and recessed patterns into metal
surfaces.
Intaglio was a very common method of surface decoration from the oldest
times, even among the Egyptians and Assyrians. It occurs in the well-known
hieroglyphs and bas-reliefs of the former, as well as in some very remarkable
metalwork and the scratched embroidery and ornamental details on Assyrian
wall reliefs. Yet it remains doubtful whether the representational needs of all
shapes were satisfied by merely recessing them. It may be that the recesses
were filled with other materials (especially enamel) or that they were at least
intended to give sharper outlines to colored or gold decorations and bring
them into harmony with their shadows. The preservation of these forms and
images could have been another reason for setting them in recesses. This is
clear, at least, in hieroglyphic high reliefs (reliefs en creux).
Here we are following our general view of antique art, in that ancient
intaglio and painting were even less likely to be separated, in our opinion,
than ancient bas-relief and statuary were to be uncolored.
This view is confirmed by surviving engraved works in the Greco-Italic
style. Etruscan and Greek jewelry has lightly incised rings, wreaths, eggs, and
pearls, usually still with their filling. Metal mirrors and bronze cists, as well as
873
Semper
vessels and implements in the same material, are covered with linear orna-
ments and figurative arguments reminiscent of the well-known images on
vases, which were also engraved in advance, justifying the assumption that
they are only the remaining outlines for a painting or incrustation that has
disappeared.%”
Later Greek and Roman metalwork used intaglio only for ornamental fit-
tings and almost always in conjunction with inlaid work (damascening). The
discus found near Paramythia in Epirus, most of the bronze implements from
Pompeii, and many other items of metalwork feature this sort of inlay, deco-
rated with gold and silver.”!
Pure intaglio was used only for seals, but it is clear that this occurred
because the imprint was the actual object of this artistic exercise.
It is hard to find evidence of intaglio as such, even on antique crystal and
glass. At least I can remember little antique glass that was treated in the man-
ner of engraved Venetian and Bohemian glass.°2
The Byzantines were faithful to the antique preference for inlaid work. As
far as I know, pure intaglio appears only as a preparation for an inlaid filling.
Recessed surface decoration was certainly predominant in the Orient, but
usually the ground was recessed below the surface, while the ornament and its
engraved details were raised. Moreover, these decorations on nonmetallic sur-
faces are always complemented with painting and are designed with this in
mind;%3 on metal surfaces something similar is achieved with plating, gilding,
enameling, or niello. It is not unusual for these fillings to render the surface
completely smooth (Hindu iron vessels with inlaid silver decorations).%4
The view of the process under discussion (recessed surfaces) held by the
Latin Middle Ages did not depart in principle from antique tradition, but it
was applied more freely, especially on weapons and jewelry. Intaglio no longer
served the principle of even distribution in the sense it had in Oriental surface
decoration, but frequently appeared as a mediating transitional part of a com-
position ordered according to the principle of subordination: it spun its light
arabesques around the key features of the composition and effectively recon-
nected them with the surface from which they had detached themselves. It
should be stated here that forging, which (as shown above) rose to become an
art in the Middle Ages and very strongly influenced design in this period, had
to broaden the field for recessed surface treatment in keeping with the tech-
niques at its disposal.
But not before the art of the Renaissance were final conclusions drawn
from a consideration of the inexhaustible wealth of all technical traditions. In
fact, intaglio work on hard stones and metal, as practiced in the sixteenth cen-
tury, shows this technique at the peak of its perfection. As before, it was
preparatory work for the enameler and the plater, but at the same time it
developed its own resources into an effective and completely self-contained
branch of toreutics or decorative glyptics.
It did not achieve full emancipation until it was used on crystal and glass.
Transparent material permits effective deep modeling, which is always severely
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Metallurgy
restricted on metal or other opaque materials. The limits imposed by this dif-
ference were quickly perceived and correctly exploited by Renaissance mas-
ters. Evidence of this is provided by their metal hatchings (which led to the
invention of copper engraving). Hatching of this kind would lack style if done
on glass or crystal.?5 The same would be true of deep modeling on iron, silver,
or bronze.
Note the connection of monochrome intaglio as a singular event with the
general monochromy of Renaissance architecture and sculpture.
E. NIELLO
Niello is a fluid metal alloy used to fill the engraved incisions on a heated
plate, thus in principle almost the same as enamel incrustation.
The process was known to the ancients (Mus[eo] borb[onico]) and was
widespread throughout the Middle Ages (East and West). It was described
by Theophilus, neglected and nearly forgotten after Finiguerra, then taken
up again by Cellini; Theophilus followed the ancient practices, which thus
remained the same for five or six centuries.%6
Splendid use of niello on brass tomb panels with engraved figures, from
thirteenth to early sixteenth century (see woodcut, p. 853). Otherwise only on
a small scale, in gold and silver work. Links between Oriental and medieval
art, encouraged by dealings with the Levant in wartime and times of peace.
Rapport between damask patterns and the “diaper” found on chased and
niello work in East and West.”
875
Semper
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Metallurgy
b. Translucent enamel painting over relief (émaux de basse taille). After the
Byzantine element had been overcome during Italy’s artistic revival, the old
clumsy and shallow enameling could no longer hold its own. It lost its former
esteem and survived only in the work of goldsmiths. This was due to the
arrival of a completely new technique, or rather a return to an ancient one,
probably borrowed by Italian master goldsmiths from certain remains of
Roman glassware, in which finely engraved and beaten gold could be seen
under the layer of glass.1%
Gold and silver surfaces beaten in very low relief and chased with the very
finest gravers were covered with translucent enamel, not evenly of course, but
with due consideration for the parts that shone through and with all the
refinement of sixteenth-century painting.!°7 The color range was much richer
and more florid than previously but was limited because opaque enamels
could not be used. This means producing flesh color by applying a light violet
shade to a silver ground, and so on.
Nicola Pisano and his son Giovanni brought about this revolution in
enameling.!08 They were then followed by all the great goldsmiths in Italy:
Agostino and Agnolo of Siena, Forzore [Spinelli], pupils of Orcagna; Lorenzo
Ghiberti’s brother Bartoluccio; Antonio Pollaiuolo; Fr[ancesco] Francia;
Ambrogio Foppa, called Caradosso; and B[envenuto] Cellini. It also enjoyed
success in France, Belgium, and Germany.
c. Enamel painting proper. The first Limoges school had been displaced by
the relief style; now a second school arose in retaliation in the same city.
Here again the thought was not a new one: fourteenth-century glass painting
reversed and applied to enameling: instead of transparent painting on a trans-
parent and colorless glass ground, opaque painting on a black enamel ground.
This kind of painting went through several stages before reaching perfec-
tion, after which it declined because it abandoned its basic idea.
First method. Rough, colored enamel paint fixed directly to the metal
ground.
Second method. Dark, thick outlines. Dark ground shining through the
opaque white paint in the half-tints. Gold lights in the garments.
Third method. Prepared ground, black or dark blue-green, opaque. Gri-
saille painting, chiaroscuro achieved by semitranslucent white over the ground.
Gold lights. Flesh tones lightly colored and modeled as if in relief; sometimes
the whole painting is covered with shining, colored, transparent varnishes.
Fourth method. Entire vessels and other objects produced by the art indus-
try: covered with enamel paint on a dark ground. Mixed technique. Influences
from both sides (basse taille and Toutin).
In the first half of the seventeenth century a new invention took the art of
enamel painting along a path that in some respects was the opposite of that
followed by the second Limoges school. Jean Toutin,!°? a goldsmith from
Chateaudun, is considered the inventor of painting with enamel paints on a
somewhat harder white enamel cover, with which the excipient (thin gold or
877
Semper
copper sheet) is then evenly covered (1632). It comes close either to water-
color painting in that the white ground is left exposed for highlights or to oil
painting in that opaque white enamel is added to all the colors and impasto
patches of white are added for the light sections. A somewhat more fluid,
more transparent, and colorless enamel is used as a general binding agent.
Another lighter method is sous fondant enamel painting. A crust of transpar-
ent enamel fixes and protects the paint of the unprepared sheet-gold panel
(plaque). We will not pursue its development any further since enamel paint-
ing ceases to be a surface decoration here; the metal’s surface is now merely
the subordinate excipient of independent painting.
Its field is miniature painting. But like Limoges painting it also successfully
served to cover completely small gold items, boxes, coffee bowls, cases, per-
fume bottles, and so on with the most delicate encaustic painting. Also,
enamel leaves were often used with the most felicitous sense of style as jewels
for decorating gold and luxury objects. The list of artists who distinguished
themselves in this field in the late eighteenth century is almost endless. In
addition to the inventor Toutin, who has already been mentioned, the two
most famous names are [Jean] Petitot (born in Geneva, 1607) and [Jacques]
Bordier, who worked for Charles I of England, collaborating with the chemist
and physician [Theodore Turquet de] Mayerne.
After this, take a thin piece of gold, fasten it to the upper edge of the vessel, and
measure from one handle to the other. The piece of gold must be as broad as the
stones that are to be set upon it are thick. Arrange the stones so that a stone with
four pearls is placed at the corners, then an enamel, then another stone with pearls,
then another enamel, taking care that stones are always placed by the handles.
Having finished this arrangement, solder the chambers and fields in the case of the
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Metallurgy
stones and the chambers in the case of the enamels [to the piece of gold]. Then fit
your small pieces of sheet gold into all the chambers intended for the enamels, and
once you have bent them into the right shape, take them out again. Then cut a small
strip from a somewhat thicker sheet of gold, after measuring with a ruler, and bend
it twice around the mouth with the set pieces, producing a small space between the
strips all the way around —this is called the enamel seam. Then cut other strips of
very thin sheet gold, after measuring with a ruler. Now use fine pliers to bend and
shape the outlines of the work that you wish to carry out in enamel, whether it is
circles or bows or little flowers or birds or animals or human figures. Arrange these
little pieces carefully and precisely, each in its place, and fasten them with flour
paste over a coal fire. After you have completed the interior of the set piece, solder
it with particular care, so that the delicate ensemble and the thin gold do not break
at the joints or melt. 1!
One enameling method involved filling in a network of metal cells with trans-
lucent enamel. It could be used to make a Byzantine applied enamel adorn-
ment just as it could to make a Western-style enamel ornament.
879
Semper
Examples of the first application are the weapons and items of jewelry
found in the alleged grave of Childerich near Tournai, now in the Louvre.
Also there is a golden bowl found near Gourdon (Haute-Sa6ne). Both are
adorned with inset filigree jewels and gems filled with translucent enamel.
Thus they are Byzantine in style and, probably, in origin.!2
An example of the second application comes to us from Benvenuto Cellini:
“The king [Francis I] showed me a drinking vessel without a base, made of fil-
igree and decorated with charming patterns of small leaves playfully arranged
in artfully drawn fields. The most admirable feature was that the artist had
filled the breaks in the fields and the spaces between the leaf patterns with
translucent enamels of different color.”!5 A beautiful Sassanian bowl with the
medallion of Khosrow (531-79) in the center, found in the Imperial Library in
Paris, is of the second kind.
Next, finally, we come to the painting of entire figurines with enamel and
work en ronde bosse, which came to the fore in Italy at the same time as
enamel de basse taille. It was very fashionable in the fifteenth century for
bijouterie, for decoration on crystal vessels, and for other similar purposes. It
was executed on a gold ground and only very thin coverings could be used, as
thick enamels rendered the forms imprecise. Thus the couverte is omitted and
the paint is applied directly. This method involves a skillful combination of
translucent and opaque enamels.!!4
The most famous such work is a “Pax” in the Treasury of the Madonna at
Arezzo. Trimmings on a crystal vase by Benvenuto Cellini in Florence. Trim-
mings on a variety of crystal and gem vases in Paris, Dresden, and Weimar.
We will conclude with a comment on Oriental enamels. Indian work
deserves particular consideration, as Chinese enamel (which is incidentally
quite late) has already been mentioned.
In Persia and India every kind of enameling mentioned above is still in use,
although there seems to be a general preference for thin enamel colors, some
opaque and some translucent. Certain Indian enameled works in embossed
silver are of particular interest. The grooves are shallow and not engraved,
but sunk with a punch, then filled with translucent enamel in blue, green, red,
violet. Sometimes the grounds, sometimes the designs are recessed and colored.
A kind of enamel de basse taille on a large scale. We consider this process to
be ancient and believe that the shallow reliefs on Assyrian bowls were enam-
eled in the same way. Something similar is found in Italy, except that opaque
enamels are used. Examples on the altar slabs at Pistoia and San Giovanni,
Florence. Silver bedstead exhibited in the Indian section of the London Exhi-
bition of 1852.
Recent and ongoing developments (mainly in France) in the history and
revival of the splendid art of enameling in all its branches deserve the fullest
and most joyous recognition. Influence of the Manufacture de Sévres and to
the credit of the talented artists and technicians who were and are active
there: Jules Diéterle, Klagmann, and [Jacob] Meyer.
880
Metallurgy
G. DAMASCENING
The art of damascening consists of producing drawings and ornaments by fix-
ing gold or silver threads and leaves on a less shiny, darker metal ground.
There is also the damascening of silver on gold, and vice versa. The proce-
dures themselves are simple but require very precise execution. Most impor-
tant in enlivening a somewhat dead (because fully opaque) metal surface is a
tasteful application of this technique.
There are different procedures for steel, iron, bronze, brass, silver, and all
softer metals.
Procedure for damascening iron. This differs according to whether the
object has a smooth surface, a raised surface, or curved areas. In the first case
the entire surface to be damascened is covered with very fine engraving, like
the surface of a very fine file. Gold or silver filaments or strips are then laid on
this prepared surface in the desired pattern. The whole is then fixed by great
pressure or by hammering. Finally it is treated with a polishing iron, so that
the sliver or gold plating forms a single surface with the iron and no trace of
the engraving remains.
If the ground is uneven, bent, or curved, the drawings have to be incised
and the bottom of the grooves intended to take the damascening hatched.
Then gold or silver wires or strips can be carefully pressed in.
In the case of softer metals, the procedure is more difficult. The edges of
the incised patterns have to be deeply undercut so that, under the pressure of
a hammer or a polishing steel, a dovetail joint is produced, serving to hold the
filaments and surfaces that have been carefully inserted.
This is the simple antique method of inlaying or damascening metal and
generally speaking the West has followed it throughout all periods of art his-
tory. But the Orient invented a more refined method of damascening en relief.
The ground between the raised parts is cut out and the latter are densely cov-
ered with little grooves or holes with the aid of a fine steel punch. High pressure
makes the silver or gold stick to these. The European method is used for flat
damascening, which is often mixed with the former process.
The age of this technique is attested by Assyrian bronze slabs with inlaid
silver patterns and similar Egyptian metalwork."5
But the Greeks were the first to recognize the scope and limits of this art,
as can be seen from the surviving bronze figurines, disks, weapons, utensils,
and vases with inlaid silver and gold ornaments. They breathe the spirit of
Hellenic moderation and purity of taste. How splendid were Phidias’s and
Polyclitus’s colossal bronze statues with their inlaid gold and silver? It is not
yet known how far things developed, and whether the chrysographoi (gold
designer) decorated the accessories with inlaid arguments as well as with pure
ornament.!!¢
Inlaid work entirely conforms to Byzantine art. Ornaments and figures are
surrounded with silver threads on bronze works and partly completed with
silver plates. Gates of San Paolo fuori le mura in Amalfi, and many others.
[Seroux d’]Agincourt.
881
Semper
Even in antiquity the metal sculpture of the Orient was dreamily fantastic
and inlaid work made an early and major contribution to it (Indian poly-
chrome reliefs in Philostratus’s Vita Apoll[onii], listed and described on
p. 269).
With the advent of Islam all that is sculpturally significant disappears and
surfaces are covered with flowery inlaid arabesques, interwoven with calli-
graphic-decorative banners.!!7 Yet India retains an illusionistic style that is
reminiscent of Greek art in its noble simplicity and even in the motifs of its
inlaid decorations."8
Medieval Europe did not use this type of inlaid metalwork. Theophilus
mentions it only in passing as an Arabian technique."!? Not until the fifteenth
century was it practiced in Italy again, in particular by the artistic armorers of
the north. In the sixteenth century the Venetians Paolo Azzimino and Paolo
Rizzo became famous as the most inventive and skillful artists in the lavoro
all’azzimina. And, similarly, there was a series of Milanese armorers, of
whom the most outstanding were Filippo Negroli, the Piccinino family, and
Romero. In Tuscany and Rome there arose another school that used the
ancient acanthus leaf, rather than the Moorish acanthus, as its principal vege-
tal motif. In this field as well, most of the surviving work is groundlessly
attributed to Cellini. Not only weapons but also cupboards, jewel cases, and
mirrors were made of steel in the most elegant shapes and damascened in
silver and gold.”° The character of these beautifully artful utensils corre-
sponds to the Henry II vases from the same period; the latter were discussed
in “Ceramics,” § 126. This refined steel style, with its delicate and yet rich ele-
gance, was received with boundless enthusiasm in the France of the Valois. It
influenced contemporary architecture, the fashion in dress and domestic fur-
nishings, and even people’s gait and posture. Yet by the time of Henry IV it
had degenerated into an excessive and mannered refinement. Still, Cousinet’s
elegant drawing and a new way of chasing the inlaid gold in the manner of a
relief brought the goldsmith considerable fame. Artists at the German gold-
smithing schools in Augsburg and Nuremberg worked with equal skill in
damascened steel, but here too the German Renaissance style was the most
unusual and capricious of all.!21
H. GILDING
The relevant questions relate to three points:
1. Criteria for selecting the parts to be gilded;
2. Gilding as such;
3. Coloring, polishing, and deadening the gilding, likewise the coloring
and oxidizing of the nongilded parts.
The first point is the most important and the most difficult. It is also the one
to which our technicians have given the least thought.
If an object is meant to look as though it were made entirely of gold, then
the central issue has been decided; but care must be taken beforehand that the
form, character, technical execution, and exactness displayed in the object
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Metallurgy
are appropriate to the exquisite but somewhat difficult metal that it imitates.
Most of the completely gilded bronze and silver works, and likewise the
silver-plated goods now mass-produced, are wrong in this regard and immedi-
ately betray their imitative nature through clumsiness, through excessively dry
or sharp treatment, or in some other way. I would even assert that one should
not gild or plate silver objects intended to be lifted by the hand—spoons, forks,
tobacco tins, and so on—as their relative density and feel immediately reveal
them to be imitations.
Gilding (or silver-plating) works of high art is even more dubious; the dan-
ger increases in proportion to the size and artistic value of the object. The
Greeks avoided this barbarian ostentation in their metal sculpture, but the
semibarbarian Romans felt its absence in Greek masterworks.22
If only parts of an object are to be gilded, the question is which ones?
It seems to us that the key here lies in the material making up the whole
object. If, for example, it is an artful porcelain or enameled vessel, the liga-
tures, handles, lips, feet, or their parts are most suitable for gilding. Thus the
body and its arguments become a piece of jewelry’s richly set gem whose set-
ting, supporting, and otherwise serving (active) parts may fittingly be made of
tough solid metal, or may seem to be. The fact that it is gold increases the
esteem in which a gem in a costly setting is held. Only one should take care
that it is not crushed by the brilliance and extent of its rich surroundings.
So here again the important principle of subordination shows the correct
and simple answer to the question.
The same principle applied to a bronze vessel of the same kind or similar
does not necessarily produce the same result. There is no doubt that a bronze
bowl can be treated in the same way as a porcelain vase: gild its accessories and
leave the object’s body bronze. In this case a materially emancipated art has to
make up for a lack of brilliance and richness, or direct attention away from
itself. The golden accessories become the magnificent frame for the artwork.
So the Greek sculptor adorned his bronze goddess with golden sandals,
crowned her with a golden diadem, and adorned her with golden attributes.
But does it contradict the principle of subordination if I use iron, bronze,
or silver as ornaments in a setting for soft, noble, distinguished gold? By no
means, but this is a less exalted way of honoring the principle, not an ideal
one but a material-technical one. It is correct only when the object framed by
higher formal and artistic content is not and cannot be so outstanding as to
make the first solution acceptable. A completely smooth silver samovar with
feet, handles, knobbed lid, spout, and tap, on a base with a spirit lamp, could
be partly gilded. What would be the best approach? In my humble opinion: let
the smooth, capacious body gleam with polished gold, but the chased outer
works and accessories should exhibit a surface partly of pure silver and partly
oxidized, matte, and dark.
There is a third way of solving the problem, which is bound to succeed if
used skillfully; it presumes the work is designed with this end in mind. If the
silver bowl illustrated were to be enriched with gilding, niello, and other
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Semper
means, I would gild the tureen’s smooth body and the lid’s ground, plate the
frieze encircling the body (as a principal motive) and everything figurative on
the lid and base with oxidized silver, decorate the (silver) rising bows with
niello or inlaid gold, leave the leaf and tendril patterns on the base largely in
matte white silver, but with some gilding intermixed, as much as is needed to
prevent the golden body from looking too isolated. The lid and handles would
also be left a matte white silver, and only the gold ground of the body and lid
would be polished. Individual emblems (on the lid and base), coats of arms,
and legends could be enameled. Thus the tureen’s body would dominate,
through art and through the authority of the material.
But this system does not exclude another, which might be even better.
Questions like these are open to a whole range of solutions. The only neces-
sity is good taste and knowing what one wants! If you know the latter, then
you have a principle, namely, that of heightened effect (of authority or sub-
ordination), if not the Oriental principle of even distribution, though that
corresponds less to European artistic sensibilities and is applicable only to
unarticulated artworks. What is true for the whole is also valid for the detail.
A sculpted incrustation (emblem) fastened to a silver ground must as a rule
stand out dark and matte against it and must have a gold setting. The ground
should be only lightly decorated with shallow embossed work, niello, or inlaid
work, or left smooth. If the incrustation is not sculpted but smooth (a simple
boss or shield for an inscription), it should be gilded and the frame effectively
sculpted, the ground the same as above.
Given a gilded egg-and-dart molding, the question is whether I should dec-
orate the oval in the middle or leave it smooth. In the first case, I gild and pol-
ish the oval and leave the rest in silver or bronze. In the second, I leave the
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Metallurgy
embossed egg in matte or oxidized silver and gild the settings. Here too let us
repeat: sapienti sat [sufficient for the wise]!
Gilding as such. It is well known that technical procedures for gilding now
include a galvanoplastic operation, which is very important and very danger-
ous because it is so inexpensive. A basic restriction on its use is thus all the
more necessary for us.
The old methods were plating and gilding under fire, which imposed cer-
tain stylistic limits on technicians simply because they were so expensive and
presented so many difficulties. But let us pass over these purely technical mat-
ters—referring the reader to relevant writings and to practice—and turn at
once to the third and last question about the coloring, muting, and polishing
of gold (or silver).
Master Cellini devoted five chapters of his little treatise on goldsmithery to
the practice of painting gold, which shows how important this artist thought
it was. He was only following an ancient artistic tradition, since from time
immemorial painting has been inseparable from gold coverings.!23 It is only
we moderns who need the crude color of gold and the banal mirror-brilliance
of polished metal to stimulate our jaded senses, and who see it as the highest
aspiration of the gilder’s art.124
Gilding is applied (1) to make the whole work appear to be gold; (2) as a
ground for surfaces intended to take sculpted or painted themes; (3) as a
means for making such subjects stand out against a light or dark ground (of
any color) without the aid of paint; and (4) as a paint used for drawing the
outline of subjects, to add light, and for other conventional applications.
If the whole work is gilded, then the property of uniform diversity required
of every work of art can and should be enhanced by the skillful variation and
heightening of the sensory stimuli offered by gold.
We moderns are almost only aware of the use of the glow of gold to
heighten, and very frequently there is no real feeling for this among both artists
and the public. Our idea of perfection is the dictatorship of a glow with the
noble principles and procedures of bootblacking: the whole thing is to be
waxed, and if not, you wax as much as possible. Hence the law that applies
in art as well as in nature—according to which light and luster achieve their
full effect only through concentration against a preponderance of darkness—
certainly fails to be realized, because a completely polished metal surface is,
with the exception of the shiny parts, the darkest object. But these effects are
natural phenomena, much more general than those art counts among its
means. Wherever art wishes to use these effects as a principal motive, however,
it sets itself a task that is more difficult than most people would suspect, since
they rarely have any other motives than reasons of economy, clumsiness, lack
of taste, poverty of spirit, and laziness. The artist’s thoughts must be directed
toward this goal from the very moment of the work’s conception; every detail
must be calculated for its purely sensory effects of light and luster. Keeping
the brilliance uniform and coherent is the most difficult problem. The accom-
plished old masters recognized this difficulty and were much more careful in
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Semper
their use of the burnisher; they were usually content with the natural matte
glow of gold (and silver), and moved downward from this top note on their
scale of effects. They covered the metal with paints and varnishes and dead-
ened, shaded, and varied its glow according to the requirements of the task at
hand.!25
The burnisher was used only to heighten individual bright points and to
produce on a gold surface an arabesque and acanthus pattern by alternating
matte and gleaming areas.
Similar means were used to vary effects as well as to enhance them, using
red, brown, and green glazes on gold grounds, for they knew how to do so in
a way that would last. Silver, iron, and bronze were colored in the same way,
either on the surface or in the metal itself —that is, metals were sometimes
mixed in certain proportions to achieve a particular effect. This procedure is
equally incomprehensible to us from the point of view of science and our
inherited notions of beauty.2°
Gold used as a ground for sculptural and painterly effects must not shine;
it must harmonize with the coloring and demeanor of the objects upon it and
with the surrounding whole. The gold ground produces a solemn and peace-
ful effect whenever a natural sense of style or a master’s hand imposes the
requisite balance; some very prestigious and indeed highly praised modern
monstrosities born of tastelessness and fertilized by false classicism are, how-
ever, repulsive. !27
No less skill is needed with objects meant to stand out plastically or flat
against a particular ground. Important considerations here are the suitable
tinting of the ground, correct coloring of the gold, and the skillful distribution
of the polished parts. Under all circumstances a certain common tone must
serve to resolve the contrasts between the gold and its ground. For example, if
the ground is green, the gold should have an essentially greenish cast, or if the
gold is red, the gray ground must have a tinge of red, or in other words a
celadon or olive color. Because the color of wood is close to that of gold, it is
easy to achieve a felicitous combination of the two. The same is true of gilding
on a bronze ground. Despite this, great care is needed with these popular
combinations. False contrasts are to be particularly avoided, like greenish
gold on a reddish metal (or wood), or reddish gold on a green ground.28 A
very common combination is gold on silver or steel, and here too the strongest
possible contrasts are sought. In my view, a silver surface that is to be partially
gilded should be made with a slightly yellow alloy; for pure silver I would add
a lot of silver to the gold or color it blond.
The same care is needed with gilding on a white ground (walls, ceilings,
furniture, vases, and so on). A completely white ground never works well with
gilt. A greenish brown bister mixture, a celadon shade, or a different, suitable,
neutral shade is always necessary. One might risk much in this regard without
detriment to the overall white effect.!2°
Polished parts give the effect of the brightest light or deepest shade, accord-
ing to the direction of the light. They are therefore advisable only when the
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Metallurgy
CAST-METAL VESSELS
Their characteristic feature is a certain boldness and vigor in their general
form; ancillary parts like handles, feet, or spouts may be relatively detached
from the body. In relation to the body (whose breadth and shape are princi-
pally governed by the purpose of the vessel), the ancillary parts can be far
lighter than would be permissible under other circumstances, and may be
combined with each other and with the body in a bolder fashion.
The ease with which plastic decoration is rendered and a broad choice of
other means of formal enrichment make it easy to explain why the art of cast-
metal vessels tends to the decorative.
The decorative or practical outfitting of metal vessels with riveted or sol-
dered accessories, '3!customary in the art of metal vessel making from earliest
times, defines this decorative direction even more precisely.32
Renaissance vessels have an even more markedly cast character than do
antique pottery and vase art; as I showed, the material had far less influence
on the style of the latter than on that of the Christian period! The rich and
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Semper
Front bumper of the Duke of Wellington’s hearse in Saint Paul’s in London, design
by the author (not built according to design owing to lack of time)
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Metallurgy
CAST-METAL FURNISHINGS
We believe that we have provided the necessary material on this in § 70, and
especially in §§ 141-44, where we discussed it along with embossed metal
domestic furnishings and indicated their differences and resemblances, as well
as their functionally conditioned similarities.
We may therefore conclude this chapter and the book about style in the
technical arts.
Notes
1. Brit[ish] Mus{eum] and the Louvre: tin plates engraved with hieroglyphs, divini-
ties in mummy cases. Mus[eo] gregor[iano etrusco].
2. Brit[ish] Mus[eum]. See Archaeologia 26 [(1836)]: 429.
3. For wreaths in Vienna, see Arneth, [Die antiken Gold- und Silber-Monumente].
From Kerch, see Antiquités du Bosphore Cimmeérien, etc.
4. Quatremére de Quincy, Le Jupiter olympien, etc.
5. For both, see Cicognara and Texier.
6. See § 159 of “Tectonics,” page 706.
7. For the two ways of treating metal that we have thus defined and distinguished,
see pages 250 ff., 329 ff.
8. This sort of breast ornament is, as a rule, found with the remains of female
corpses in Celtic and Finnish tombs. Clasps and spiral rings made of precious metals
were also tributes, bartering tools, a kind of coin. See Weinhold, Skandinavische Alter-
thiimer.
9. Treasury of Agamemnon, see pages 376-77. On pots and the like, see volume 2,
under “Ceramics.”
10. One thinks of the sea’s waves, the tendrils of certain plants, etc.
11. See pages 275, 337, and the whole of § 67 in volume 1.
12. But the Ionic volute decoration that involved cushion supports on couches (in
vase paintings) still seems to have functioned as a spring (see woodcut on p. 661).
13. The shields of Achilles and Diomedes (in Homer) and that of Hercules (in
Hesiod) were also loricated in this way.
14. These luxury items came principally from Italy, where armorers had consider-
able influence on the general course of Renaissance art: among many excellent masters
were Michelangelo (Benvenuto Cellini’s teacher); Filippo Negroli of Milan (armorer to
Charles V and Francis I); Antonio, Federico, and Lucio Piccinino (who worked for the
house of Farnese); and Romero (for Alfonso II of Este). The German guilds rivaled the
Italian; it may be that the achievements of Koloman Helmschmied of Augsburg out-
stripped those of any other armorer. His work is lavish but strictly stylized, predomi-
nantly in the character of embossed metalwork. Ceremonial armor for Christian II of
Denmark, in Dresden.
15. The brooch illustrated here (made to my design) may serve as an example.
16. Where the latter appears on ancient jewelry (as on the ancient Etruscan filigree
brooches on p. 832) or on works of art more generally, it is a sure sign that the art to
which these objects belong had reached an advanced stage. The realistic use of concrete
889
Semper
natural forms in the arts rose to a certain point, after which the decline of those same
arts returned them gradually to the typical simplicity of their early stages. We should
like to emphasize expressly, so as not to appear to contradict what we have said earlier
(for instance, at the conclusion of § 4), that naive artistic activity, although it also
draws on nature and follows its general cosmic lawfulness, proceeds quite differently
from advanced art, which uses concrete, complete natural forms for its pictorial sym-
bolism. An example is the interwoven fibers visible everywhere in nature as a general
expression of binding, and the ivy tendril as a specific expression of the same; in addi-
tion, these are associated with other concepts.
17. See also my essay on adornment (Zurich: Meyer & Zeller, 1856).
18. Cf. the passage in [§§ 70-]74, pages 329-54.
19. For the difference between weaving and plaiting, see §§ 54 and 56.
20. Especially the chapters in “Tectonics.”
21. See §§ 9, 10, 11, and 22.
22. The Saynerhiitte near Koblenz is rust colored. We believe that the rust color
marble acquires was taken into account when the ancients gave their marble works a
polychrome treatment. See “Concluding Remarks,” page 423.
23. In the case of thick chains, the shape of the links is affected by the properties
mentioned: they are given inner ribs or have to be reinforced at the ends.
24. Egyptian and Babylonian-Assyrian works in carved stone are found in all
museums, although the latter are rarer. See [Joseph] Strutt, A Biographical Dictionary,
2 vols. (London, 1786).
25. Brunn, Geschichte der grliechischen] Kunstler, vol. 2, pt. 2, 467.
26. Ancient coins were sometimes cast. See [J.] Seitz, “[Essai] sur l’art de la fonte
des anciens...,” Mag[asin] encycllopédique] 6 ({December] 1806): 280.
27. [Raoul-Rochette,] Lettre a M. Schorn, 2d ed.
28. Certain medallion-shaped bas-reliefs by the master Donatello (born 1383 in
Florence) also belong in this category. The most famous is the Bacchic bronze patera in
Casa Martelli in Florence.
29. Cicognara, Storia della scultura.
30. Probably something of the kind was known to the Romans, as a passage in Pliny
about the duplication of certain portraits as vignettes for books seems to suggest. See
Pliny 35.2 and Martial 14.186. The woodcut is one of the oldest Chinese inventions.
31. For instance, the imaginative vignettes and illustrations by Jean Gigoux, [Auguste]
Raffet, Tony Johannot, and other artists of the 1830s and 1840s.
32. For Daedalus and the Daedalids, see Brunn, Geschichte der griechischen
Kiinstler, introduction. Contrast between Daedalus (the woodcutter) and Hephaestus
(the metalworker). Daedalus put forth a particularly Attic view of the origin and early
stages of the development of art; Hephaestus was a representative of the oldest Asiatic
and Egyptian views on the same point.
33. Greek: €\aova [beaten metal; metal plate].
34. In his introduction (p. 30), Brunn is mistaken when he refers to this work as
bronze. It was consecrated around the time of the forty-fifth olympiad, but could have
been old at that date. According to Eusebius [of Caesarea], Glaucus invented welding
as early as the twenty-second olympiad.
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Metallurgy
35. Scalptura in hard stones (sculptura in marble, wood, etc.) and toreutics in
metal; the latter expression is also applied inappropriately to the technique used when
working in ivory and gold.
36. Dipoenus and Scyllis began work on a group consisting of Apollo, Artemis,
Hercules, and Athena for the Sicyonian authorities but they left the city without com-
pleting it (probably as a result of intrigues against them by local sculptors). A pro-
nouncement by the Pythian oracle led to an offer of greater remuneration and other
inducements to return to the project.
37. The works attributed to him are still images of divinities, in accordance with
ancient techniques and the hieratic tradition.
38. On Onatas and the Aeginetans, see Brunn, introduction, 90 ff.
39. Two seated figures of Athena on the Acropolis, by the ancient Attic school and
unfortunately severely mutilated, are stylistically directly related to the ancient sculp-
tures of the Lycian Harpy Monument, hence indirectly to the most ancient Asiatic art.
The same is true of some smaller reliefs. The well-known archaic sculpture of a warrior
from Marathon (attributed to Aristocles) is as closely related to the Acropolis figures as
it is to the outwardly lively but spiritually barren Aeginetan pediment figures.
40. The colossal cast-bronze Athena Promachus, on the Acropolis in Athens, was
completed by Mys, using inlays and chasing. The shield, built according to designs by
Parrhasius, depicted fighting centaurs. Its toreutic element lay elsewhere: it accounted
for the work’s general appearance.
41. Prop[ertius] 3.[9.13] ff.
42. Fora list of surviving toreutic works, see Miller, [Handbuch der] Archdollogie},
§ 312.
43. Pliny (33.[49]) complains about changing fashions in silver vessels. Three dif-
ferent schools of silversmithery were in vogue in his day: the Furnian, Clodian, and
Gratian. Yet he does not give detailed information about them.
44. Little of it has survived: a silver vessel in the Christian Museum in the Vatican
Library; a rich treasury of silverware belonging to a Christian woman called Projecta
from the fourth or fifth century, now in the Schillersheim collection; some Gallo-
Roman and Anglo-Roman silver utensils. More ancient art shows barbarian tenden-
cies and has pagan emblems. [Ennio] Visconti, Lettere 34 su di una antica argenteria,
quarto (Rome, 1793). See also d’Agincourt and Cicognara. Certain Lombard and
Frankish antiquities also show the use of Byzantine-Oriental techniques: for instance,
the crown of Queen Theodolinda (died 616), a kind of band-chain set with cabochon
precious stones interspersed with embossed golden flowers; the crown of King Agilulf
of Lombardy, with fifteen small gold relief figures in the same number of dwarf arches;
the translucently enameled remnants of decorations said to be from the armor of King
Childeric, the father of Clovis, found in a tomb near Tournai. Magasin pittoresque [19,
no. 54] ([August] 1851), 272; Montfaucon, [Supplément au livre de L’antiquité).
45. Viollet-le-Duc, Entretiens, vol. 1. [Louis-Félicien Joseph Caignart] de Saulcy,
Voyage en Terre Sainte. Constantine [the Great] and his successors wrought magnifi-
cent building projects on the site of the Holy Sepulchre and elsewhere in the Holy Land;
these were supervised by Asian master builders, which could clearly explain the readop-
tion of ancient Syrian artistic traditions.
891
Semper
46. Probably in the old Saxon manner: the framework in iron, the ceiling in cast
bronze.
47. The fountain basin that can be seen today in the Alhambra’s Lions Court is
probably a copy of the Cordoba fountain, although it is marble.
48. Dagobert’s famous chair in gilded bronze (perhaps not actually Byzantine, but
a Gallo-Roman work) was indeed cast, but was toreutic in its treatment, which was
consistent, uniformly sharp, and carved. The splendid lion in Brunswick, formerly
assumed to have been brought from Byzantium by Duke Heinrich (following [Wilhelm]
Libke, though it is in fact a cast Saxon work), is in the strictest chased style—a perfect
example of Byzantine sculpture. Many smaller works—architectural members, furni-
ture, door rings, grilles, altars, ampullae, and so on—confirm the influence of toreutics
on Byzantine style and design.
49. King Dagobert’s faldstool, allegedly the work of Saint Aloysius, is now in the
Hall of Sovereigns at the Louvre.
50. See “Tectonics,” § 148, for Carolingian taste in utensils.
51. See Murr, Die kaiserlichen Zierden zu Aachen; Arneth; Willemin.
52. Einhard, V[ita] Caroli M[agni], [33]. A rectangular silver table with a plan
view of Constantinople and a round one with a plan of Rome. A third was even finer
than these two in content and beauty: the whole world was delicately executed in
miniature, an orbis pictus [painted globe]. A fourth was made of gold. The wealth of
silver and gold in the churches of Rome during this period is beyond all belief. Ana-
stasius, Vitae Hadriani I et Leonis III [Liber pontificalis 97.45 ff., 98.69 ff.]; [Carl]
Bunsen, Beschreibung der Stadt Rom, 2:75 ff.
53. Eleventh century:
Bronze door of Hildesheim Cathedral. ({[Johann Michael] Kratz, Der Dom zu
Hildesheim.)
Doors of Augsburg Cathedral (see [Joseph Franz von] Allioli, Die Bronze-Thiire
des Domes zu Augsburg; Kugler, Kl[eine] Schriften, 1:149, 3:753).
Ivory carving with embossed gold frames in Essen (Kunstdenkmaler des christlichen
Mittelalters in den Rheinlanden, by E[rnst] aus’m Weerth, vol. 2, pt. 1).
Book cover from Bamberg, now in Munich. ({[Ernst Joachim] Forster, Denkmale,
vols. 1 and 2; Kugler, Kleine Schriften, 1:79).
Tomb plate of Rudolf of Swabia [recte: of Rheinfelden] (died 1080) in Merseburg
Cathedral ([Jakob Heinrich] v[on] Hefner[-Alteneck], Trachten, vol. 1, pl. 58; [Ludwig]
Puttrich, Denkm[ale| der Baukunst des Mittelalters in Sachsen).
Sculptures in the abbey church of Heckingen (Puttrich, pls. 31-33).
Some sculptures and monuments in Bamberg Cathedral, especially the tomb of
Suidger von Mayendorf, who died as Pope Clement II in 1047. The latter is said by
Schnaase and Kugler to be a thirteenth-century work. If they had said fifteenth or six-
teenth century rather than thirteenth, they could be more readily excused, because of
the appearance of this genuinely eleventh-century renaissance work.
Twelfth century:
The Dinant school.
Font of Lambert Patras in Saint-Barthélémy of Liége. Another in Osnabriick Cathe-
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Metallurgy
dral (Annales arch|éologiques| 5 [(1846)]: 21; 8 [(1849)]: 330; Kugler, Kleine Schriften,
2:499; [Wilhelm] Liibke, M[ittelalterliche| Kunst in West|falen], 417).
Extern stones near Horn, Westphalia ([Hans Ferdinand] Massmann, Der Egster-
stein in Westfalen; Forster, D[enkmale| dleutscher| Blaukunst,| Blildnerei und Malereil,
vol. 2; Liibke).
The plastic principle and the artistic tradition of antique Rome can also be seen in
the contemporary readoption of stucco sculpture, a convenient material for this spir-
ited and lively early renaissance in the north. The choir screens in the church at
Halberstadt, with figures of the Redeemer, the Virgin Mary, and the Apostles, have an
antique size, amplitude, and even grace. Late-twelfth-century choir screens in Saint
Michael’s in Hildesheim: an even livelier and richer style. Stucco sculpture in the
Chapel of Repentance of the Stiftskirche in Gernrode. The angels in the pendentives of
the church at Hecklingen, already noted (Puttrich 1:1; ser. Anhalt, pls. 22-29; Kugler,
Kleine] Schriften, 1:605).
This school reached its peak in the early thirteenth century: pulpit in Wechselburg,
golden door in Freiberg, altar in Wechselburg, tombstone of Duke Dedo IV in the same
place (Kugler, Kunstgesch[ichte], 2:258).
Even painting was influenced, though almost all traces of this have been destroyed
by the frenzied whitewashing of walls in modern times by those who avoid color. Wall
paintings at Schwarzrheindorf near Bonn, in Soest Cathedral, and elsewhere. (Liibke,
[Die mittelalterliche Kunst in Westfalen], 321; [idem], Denkmdler der K[unst], pl. 49A,
127)
54. The stiff column saints at Chartres, Saint-Denis, Mons, Bourges, etc.
55. Chased and inlaid tomb plates. The finest in Belgium, perhaps work from Dinant:
Tomb statue of Konrad von Hochstatten, Cologne.
Tomb statue of a crusader in the Church of the Holy Sepulchre in Bruges.
Equestrian statue of Saint George near Saint Vitus’s in Prague (Kugler, K/[eine]
Schriften], 2:493).
56. Walloon bronzes in chased and enameled work.
Augsburg work in cast metal.
Chandelier in Lorenzkirche in Nuremberg. Others in same area.
Utensils in the town halls of Liineburg and Ghent ({Lacroix,] Le Moyen Age et la
Renaissance.)
Late Gothic chandelier in Liibeck Cathedral dating from 1461 (see woodcut on
p. 854).
A survey of medieval ecclesiastical utensils in Didron’s Annales arch|éologiques| 19
[(1869)].
Goldsmiths’ work:
Shrine of Saint Eleutherius at Tournai. Thirteenth century. (Didron, Ann{[ales
archéologiques] 13 |(1853)]: 113; 14 [(1854)]: 114.)
Reliquary chest of Saint Patroclus in Soest, in the Berlin Museum.
Tower-shaped reliquaries in the treasury of Aachen Cathedral.
Censers in the same place.
Delicate work by goldsmiths in the town halls of Ghent, Liineburg, and elsewhere
(Moyen Age et Renaissance).
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Semper
The Limoges school of metalworkers in southern France also remained true to its
traditions in this period. Compact metal casting with very little or no raised work, but
with richly enameled surfaces. In 1267 Master Johann of Limoges made the tomb fig-
ure of Walter de Merton, bishop of Rochester. That of William de Valence (died 1296),
which still exists, a bronze cast covered with champlevé enamel, is probably also by
him (Jules Labarte, Description ..., 146; see also article on enamel work below).
57. There was no marked taste for secular gold and silver goods until the early
fourteenth century. But this luxury soon made such progress that legal steps were
taken. King John (of France), in his decree of 1356, forbade goldsmiths from working
on utensils and vessels heavier than a mark of silver or gold, except for ecclesiastical
purposes.
The following articles, among other bizarre gold and silver utensils, are described in
the inventory of [René,] duke of Anjou, king of Naples:
Pouring vessel (aiguiére): a man on a base; the base is blue enamel, with people on
foot and horseback hunting a stag. The man has an azure enameled cloak and is hold-
ing his cap in his right hand; its peak forms the spout.
A small golden jug with a spout in the shape of a rose; the mouthpiece is a dolphin
and the knob is a bud.
Saltcellar: a man on a gilded and chased base; the man has a felt hat on his head
and holds a crystal saltcellar with silver decoration in his right hand and in his left a
cherry tree complete with leaves, cherries, and birds hopping from branch to branch.
The finest items were the nefs, large containers in the form of ships for the king’s
cups and tableware. A large silver ship, gilded, on six lions, at each end a castle on
which was an angel, the hull with the French coat of arms in enamel (Labarte, 230,
where he lists the numbers of the relevant manuscripts in the Paris library).
58. Agilulf’s crown was decorated with fifteen seated figures en ronde bosse. The
paliotto d’oro in Sant’Ambrogio in Milan was commissioned in 835 by Archbishop
Angelbert II, executed by a certain “Wolfwin,” and gives a clear idea of the artistic
skills of this master, probably from Lombardy: gold sheets with enamel frames, each
panel contains relief figures in the lax Latin style. Illustrated in d’Agincourt, pl. 1;
[Alexandre] du Sommerard, [Les arts au Moyen Age,| album, ser. 10, pl. 18.
59. The Pala d’oro (antependium) in San Marco in Venice, tenth century, from
Constantinople, enamel painting on gold sheets. The bronze-plated door of San Paolo
fuori le Mure in Rome, a gift from Hildebrand, later Pope Gregory VII. The fields con-
tained shallow figurative scenes in inlaid silver with enamel work. Illustrated and
described in [Seroux] d’Agincourt. Others of the same kind in Venice, Amalfi, Salerno,
etc. Leo [Marsicanus] Ostiensis, [Chronicon monasterii Casinensis,| 3.29; Rumohr,
I{talienische] Florschungen], 287.
60. Bonanno [Pisano], who cast the rear bronze door in Pisa, and even more char-
acteristically Benedetto Antelami (1178), whose work in Parma Cathedral belongs
partly to the Byzantine and partly to the lively and moving Latin tendency. He evidently
swings between the two and therefore already has an idea of the contrast between
them, which is the main thing. If, contrary to our assumption, these quite different
works are not all by Master Benedetto, to whom written records attribute them, this
would prove all the more clearly that the name was intended as a symbol of this crisis.
894
Metallurgy
In painting the crisis of which we are speaking did not come until later —with fresco
painting, as a substitute for hieratic mosaic decoration. Well-known symbolic painters
are Cimabue (1240-1300) in Florence, Duccio in Siena (where the new spirit was awak-
ened even before him by Guido da Siena), and Jacopo Torriti in Rome.
61. The older sculptural style of Nicola Pisano, which is rightly called an early
Renaissance, is closely related to the even earlier renaissance in the North under the
Saxon kings, but the later style of Giovanni and his school was already Gothic and had
half unwittingly recognized the architectural discipline of the system. It was a long time
before its inhibiting properties could be overcome, allowing sculpture to develop freely.
62. [Friedrich Heinrich von der] Hagen, Br[iefe] i[n] d[ie] Heimat, 1:11.
63. Illustrated in Didron’s Ann[ales archéologiques] Similar candelabras in Bruns-
wick Cathedral and elsewhere. Limoges candlesticks in a similar style in Didron’s
Ann|{ales], passim.
64. D’ Agincourt, Hist[oire] de l’art, vol. 6, Peinture, pl. 123. In Didron’s Annales
is another reliquary in the same style.
65. Illustrated in Gailhabaud.
66. At Longford Castle, Wiltshire. Published by [Charles James] Richardson in
[Studies from] Old English Mansions. Two fine examples of iron-chased steel chairs are
in the possession of Lord Ashburton.
67. I will mention here as an addendum that the ancients could acquire iron and
steel for fine art as readily as bronze, but they disliked them because of oxidization
problems. The ancient iron stand of Glaucus has already been mentioned. Kibyra in
Asia Minor was an important seat of the iron utensil industry. The iron statue of Theo-
dorus of Samos and iron figures of Hercules are mentioned by Pliny and Pausanias. The
steel helmet of Pyrrhus of Epirus was the work of Theophilus (Plutarch, Alex. 32).
The Saracens were skilled workers in embossed iron and filigree steel even in the
ninth century and probably even earlier. Several old pieces of Sicilian-Saracen embossed
steel from the time of the Norman Conquest can be seen in the museum of the Bene-
dictine monastery in Catania: signet rings, andirons, stirrups, and other objects (see
woodcut).
68. We provide the bronze knocker from the Certosa di Pavia as a simple and
beautiful example of this style.
69. Silver dish by Cellini in Paris. Saltcellar by the same artist in Vienna. Crystal
vases, enhanced by him, in Florence (now stolen?).
70. Latin: ducere; Greek: €datvetv.
71. It is not the soldering process but actual welding that the ancient writers under-
stood to be the invention of Glaucus of Chios, which they rightly consider to be of great
importance. Actual soldering using lead is mentioned by them separately as an incomplete
kind of welding (ferruminatio, xohAnots atSypou). For the Greeks, Glaucus was the
semimythical representative and patron of iron forgers. Therefore he was also, if not the
inventor, still the most prominent master of the art of softening and hardening iron
(Plutarch, De def [ectu] or{aculorum], 47). For the antique art of soldering, see Carlo Féa’s
Winckelmann, [Storia delle arti del disegno presso gli antichi,| chap. 5, 429 (Dresden).
72. See §§ 6 and 27 of volume 1 and other passages from the present book dealing
with this point.
895
Semper
896
Metallurgy
Strasburg by Konrad Dasypodius, 1573; table clock of Henry VIII, Windsor; fifteenth-,
sixteenth-, and seventeenth-century table clocks illustrated in [Lacroix,] Moyen Age et
Renaissance; pocket watches by Etienne Delaune, Theodore de Bry, and others, illus-
trated in the article “Horlogerie” in M[oyen] Al[ge] et R{enaissance].
My colleague Reuleaux, professor of mechanics at the Zurich Polytechnikum, con-
cludes his work on mechanics with a full article on the aesthetic question under consid-
eration here.
86. Theophilus [3.75], “De opere quod sigillis imprimitur” [Concerning embossed
work].
87. Two of the above-mentioned cupboards in Gore House had excellent sculptural
arguments on the panels and even in the pressed corner reinforcements. Photographs in
the above-mentioned Thompson collection. Copies by me in the Kensington Museum.
88. Theophilus [3.72], “Opus intersectile” [Joining work].
89. This process is not to be confused with actual inlaid work, which is to the for-
mer as stuffed pheasant is to salami. For this see what is said on veneers in “Tectonics.”
90. For a long time certain delicate outlines on Attic lecythi and marble panels
were considered complete in themselves, until they were convincingly shown to be pre-
liminary drawings for encaustic work that had disappeared.
91. For the Epirus discus (owned by an Englishman named Hawkins) see [“Gott-
ingen,” ]Gdttingische glelehrte| A[nzeigen] (1800): 1801. The barbaricarii of late antiq-
uity were the artists who carried out this inlaid work in gold and silver. Miller,
Archdologie, § 311 and note.
92. Ancient writers mentioned as curiosities works in glass whose opaque coating
was cut away to produce patterns.
93. Saracen and Moorish vases. Stucco walls, Alhambra.
94. See “Damascening” below.
95. As is shown by the cut glass with hatched landscapes from Karlsbad and
Toplitz.
96. Theophilus 3.[28]; Benv[enuto] Cellini, Oref[iceria], chap. 2. The compound
was made of one unit of silver, two of copper, three of lead, and four of sulphur.
97. Diaper, Latin diasprum, according to du Cange probably derived from iaspis
[jasper], because of the roughness of the metal surfaces. See the article “Damask” in
volume 1 of this book.
98. See the careful article “Emaillerie sur métaux” in the “Introduction historique”
to the Description de la collection Duménil by Jules Labarte.
Also [Louis] Dussieux, Recherches sur l’histoire de Ia peinture sur| émail, Paris.
Maurice Ardant, Notice historique sur les émaux, et les émailleurs, de Limoges.
Abbé Texier, Essai sur les émailleurs de Limoges.
[Didier-Francois d’Arclais dje Montamy, Traité des couleurs pour la peinture en émail.
Brongniart, Traité des arts céramiques, “Traité pratique sur la préparation des
couleurs d’émail,” in the Revue scientifique et industrielle, December 1844,
January and February 1845.
Much material about the relationship of ancient enamel painting to encaustics and
ancient polychromy, and to painting in general, is to be found in earlier sections of this
book.
897
Semper
898
Metallurgy
117. Every kind of surface tectonics and inlaid work brought to their richest devel-
opment on some bell-metal vases, made principally in Mosul on the Tigris in the
Middle Ages. Vincennes vase, Louvre. A similar vase in the Br[itish] Mus[eum] (thir-
teenth century). Plate in the Imp[erial] Library, Paris, with relief damascening. Various
other such display vessels in the collections of the duke of Blacas, of Duménil (now
dispersed), in London, Saint Petersburg, and elsewhere. Labarte, [Description des
objets d’art,| 405. Reinaud, Mon[umens| arabes, persans et turcs, du cabinet de M. le
duc de Blacas, 1:26.
118. The Kensington Museum in London has a fine collection of Indian vessels,
smoking equipment, etc., in black turned cast iron with silver inlays.
119. Theophilus, preface. He calls this work opus interrasile [bas-relief work].
120. Damascening is done simply by etching the steel surfaces on many less artistic
products. The former Duménil collection has a number of the finest works of this
kind. Labarte, 617-20. Du Sommerard, atlas, chap. 20, pl. 3. [Chapuy,] Moyen Age pit-
toresque (Paris: Veith & Hauser, 1837-40).
121. Illustrations of German damascening in [Johann Gabriel] Doppelmayr, Histo-
rische Nachricht von den niirnbergischen Mathematicis, with copper plates (Nurem-
berg, 1730). Examples of such work by the German and French petits maitres. Litho-
chrome illustrations of French and German works of art in steel in Moyen Age et
Renaissance, under “Mobilier.”
122. Nero had gilded a statue of Alexander, a famous work by Lysippus, but the
public scandal unleashed by this act of vandalism obliged him to have the gilt scraped
off again. Pliny 34.8 (ed. [Jacques] Dalech[amps]).
I23essee page 292.
124. Read Brongniart’s views on this point (Traité des [arts] céramiques, 2:442 and
passim) and compare the gentleness and modesty of Oriental works of art, Chinese
porcelain and weapons, old Limoges enamels, work by medieval and Renaissance gold-
smiths, and even the goldsmiths of the sumptuous Baroque and rococo with the crude
and shameless golden ostentation of porcelain vases from the time of Napoleon I, and
specimens made today.
125. We know that Phidias covered the golden cloak of his Olympian Zeus with
colored designs. Gilded wall decorations in Roman baths are all matte and glazed. The
same is true of all Oriental gilding.
When the beautiful Galerie d’Apollon in the Louvre was being restored according
to the procedure of Masters [Charles] Le Brun and [Jean] Berain, all the gold on the
grounds and building parts was very carefully glazed and shaded alternately brown and
green.
126. The Rhodian bronze caster and painter Aristonidas mixed bronze with iron to
express the madness of Athamas by the rust color of the iron shimmering through the
sheen on the bronze (Pliny 34.14 [ed. Dalechamps]). The sculptor Silanion mixed silver
into the bronze he used for the face of Jocasta to produce (through the pale shade of the
metal) the pallor of death.
127. Chalk white figurative friezes on a pure, shiny, ducat-gold ceiling gilded with
fire, and so forth. The fine tradition of gilding has survived only in France: even the
worst café wallpapers in the suburbs of Paris show better taste in the abuse of shiny
899
Semper
gold than do the palaces of Germany, English chambers of state, and the unfortunate
and recent gingerbread style used in Italy to restore the monuments of its glorious past.
128. The dreadful neo-Italian gingerbread style mentioned above is a result of this.
129. The Galerie d’Apollon in the Louvre, often mentioned, is essentially white
with gold. But the apparent white is muted by the addition of a great deal of asphalt.
This permits it to harmonize with the gold and the dark oil paint on the panels. For the
celadon shade of Chinese porcelain, see § 128.
130. An interesting parallel to this is provided by Vischer’s Sebaldus Tomb, which
keeps to the cast-metal style. Compare it with the purer but toreutic forms of the design
prepared by Veit Stoss for the same tomb (in Heideloff, Denkmdiler).
131. Emblems, incrustations, prokrossoi [projections], hooks, and so on.
132. We have shown in “Ceramics” how metal vessels exercised a remarkable
influence on the direction and style of clay and glass vessels, giving some ancient clay
and glassware a markedly metallic flavor.
133. Cast iron was not introduced into architecture until the late Gothic period.
Details in Nuremberg are the oldest known to me.
900
Semper’s Table of Contents
Volume One
71 Prolegomena
103. Chapter One. Introduction
109 Chapter Two. Classification of the Technical Arts
113. Chapter Three. Textile Arts. General-Formal
113 Basic Objectives of This Technique
ti The String
116 The Band
123 The Cover
153 The Seam
167 Chapter Four. Textiles. Technical-Historical
170 Style as Conditioned by Raw Materials
173 Animal Skins (Leather)
180 Rubber
185 Lacquer
191 Flax
194 Cotton
196 Wool
200 Silk
218 Style as Conditioned by the Treatment of Materials
218 Bands and Threads
Zo The Knot
2A The Loop Stitch
pM | Plaiting
226 Weaving
228 Embroidery
232 Dyeing
237) Clothing
242 The Principle of Dressing in Architecture
254 New Zealand and Polynesia
255 China
264 India
271 Mesopotamia
349 Phoenicia and Judaea
354 Egypt: Old and New Kingdoms
901
368 Asia Minor
376 Greece
400 Rome
415 Christian Era (West)
419 Christian Era (East)
419 Renaissance
420 Concluding Remarks
Volume Two
467 Chapter Five. Ceramics (Pottery). A. Aesthetic-Formal
559 Chapter Six. Ceramics. B. Technical-Historical
623 Chapter Seven. Tectonics (Carpentry). A. General-Formal
651 Chapter Eight. Tectonics. B. Technical-Historical
725 Chapter Nine. Stereotomy (Stone Construction). A. Aesthetic-Formal
753 Chapter Ten. Stereotomy. B. Technical-Historical
823 Chapter Eleven. Metallurgy (Metalwork)
902
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I210
Works Cited by Semper
Journals
Annales archéologiques (Paris, edited by Adolphe Napoléon Didron and Edouard
Didron)
Annali dell’Instituto di corrispondenza archeologica = Annales de l'Institut de
correspondance archéologique (Rome, Deutsches Archaologisches Institut)
Archaeologia; or, Miscellaneous Tracts Relating to Antiquity (London, Society of
Antiquaries of London)
Archaeological Journal (London, British Archaeological Association)
Archdaologische Zeitung (Berlin, Deutsches Archaologisches Institut)
Athenaeum (London)
Augsburger allgemeine Zeitung (Augsburg)
Bulletin de la Société d’encouragement pour l'industrie nationale (Paris)
Bullettino dell’ Instituto di corrispondenza archeologica = Bulletin de l'Institut de
correspondance archéologique (Rome, Deutsches Archdologisches Institut)
Deutsches Kunstblatt: Organ der deutschen Kunstvereine (Berlin)
Die Gartenlaube (Leipzig)
Illustrated London News
Journal des savants (Paris)
Kunstblatt (Stuttgart)
Magasin encyclopédique; ou, Journal des sciences, des lettres et des arts (Paris)
Magasin pittoresque (Paris)
Le moniteur universel (Paris)
Monumenti antichi inediti; ovvero, Notizie sulla antichita e belle arti di Roma (Rome,
edited by Giuseppe Antonio Guattani)
Monumenti inediti, pubblicati dall’Instituto di corrispondenza archeologica (Rome,
Deutsches Archaologisches Institut)
National-Zeitung (Berlin)
Polytechnisches Journal (Stuttgart, edited by Emil Maximilian Dingler)
Repertory of Patent Inventions, and Other Discoveries and Improvements in Arts,
Manufactures and Agriculture (London)
Revue archéologique (Paris)
Revue des deux mondes (Paris)
Transactions of the Royal Asiatic Society of Great Britain and Ireland (London)
Wochentlich herausgegebener historischer Miinz-Belustigung (Nuremberg, edited by
Johann David Kohler and Johann Gottfried Bernhold)
921
Works Cited by Semper
Books
Abel, Ambrose. “Das Glas.” Aus der Natur: Die neuesten Entdeckungen auf dem
Gebiete der Naturwissenschaften 12 (1859): 1-192.
Accademia ercolanese di archeologia. Le pitture antiche d’Ercolano e contornt incise
con qualche spiegazione. Edited by Ottavio Antonio Bayardi and Pasquale
Carcani. 5 vols. Naples: Regia Stamperia, 1757-79.
Achery, Luc d’, Louis-Francois-Joseph de La Barre, Edmond Marténe, and Etienne
Baluze. Spicilegium; sive, Collectio veterum aliquot scriptorum qui in Galliae
bibliothecis delituerant. 3 vols. Paris: Montalant, 1723.
Ainsworth, William. Travels and Researches in Asia Minor, Mesopotamia, Chaldea,
and Armenia. 2 vols. London: John W. Parker, 1842.
Allioli, Joseph Franz von. Die Bronze-Thiire des Domes zu Augsburg, ihre Deutung
und ihre Geschichte: Eine im historischen Vereine des Kreises Schwaben und
Neuburg gelesene Abhandlung. Augsburg: Matth. Rieger, 1853.
Amati, Pasquale. Libellum de restitutione purpurarum. 3d ed. Cesena, Italy:
G. Blasinius, 1784.
Antichita di Ercolano. 8 vols. Naples: Regia Stamperia, 1757-92.
Antiquités du Bosphore Cimmérien conservées au Musée impérial de l’Ermitage.
2 vols. and atlas. Saint Petersburg: Académie Impériale des Sciences, 1854.
Appianus. Historia Romana. Edited by Immanuel Bekker. 2 vols. Leipzig: B. G.
Teubner, 1852-53.
Arclais de Montamy, Didier-Frangois d’. Traité des couleurs pour la peinture en émail
et sur la porcelaine: Précédé de Lart de peindre sur l’émail, et suivi de plusieurs
mémoires sur différents sujets intéressants.... Paris: G. Cavelier, 1765.
Ardant, Maurice. Notice historique sur les émaux, les émailleurs, leurs divers ouvrages
et les procédés de fabrication en usage a Limoges. Limoges: Chapouland, 1842.
Argelati, Filippo. De monetis Italiae variorum illustrium virorum dissertationes:
Ouarum pars nunc primum in lucem prodit. 6 vols. Milan: Palatinis, 1750-59.
Arneth, Joseph. Die antiken Gold- und Silber-Monumente des k. k. Miinz- und
Antiken-Cabinettes in Wien. Vienna: Braunmiiller, 1851.
Arnkiel, Troels. Giilden-Horn, 1639: Bey Tundern gefunden, aus dem darunter
verborgnem Heidenthumb unsrer Vorfahren cimbrischer Nation, als eine denck-
wiirdige Antiquitat.... Kiel: Joachim Reumann, 1683.
Arrian. Arrianou Alexandrou Anabasis, emendatam et explicatam. 2 vols. in 1. Edited
by Karl Wilhelm Kriiger. Berlin: Kriiger, 1835-48.
Athenaeus of Naucratis. Athenaiou Naukratitou Deipnosophistai = Athenaei
Naucratitae Deipnosophistarum libri quindecim. Edited by Isaac Casaubon and
Johann Schweighduser. 14 vols. Strasbourg: Societatis Bipontinae, 1801-7.
Aus’m Weerth, Ernst. Kunstdenkmaler des christlichen Mittelalters in den Rheinlanden.
2 vols. (text); 3 vols. in 2 of plates (atlas). Leipzig: T. O. Weigel, 1857-66.
Babin, Jacques-Paul. Relation de l’état présent de la ville d’Athénes, ancienne capitale
de la Gréce, batie depuis 3400 ans; avec un abrégé de son histoire et de ses anti-
quités. Edited by Léon, marquis de Laborde. Lyon: Loiiis Pascal, 1674.
Bamonte, Giuseppe. Le antichita pestane: Opera dedicata alle LL. AA. RR. il duca e la
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926
Works Cited by Semper
Daniell, Thomas, William Daniell, and James Wales. Oriental Scenery. 6 vols. London:
Robert Bowyer, 1795-1808.
Davis, John Francis. The Chinese: A General Description of the Empire of China and
Its Inhabitants. 2 vols. New York: Harper & Brothers, 1836.
De la Beche, Henry, and Trenham Reeks. Museum of Practical Geology: Catalogue of
Specimens Illustrative of the Composition and Manufacture of British Pottery and
Porcelain, from the Occupation of Britain by the Romans to the Present Time.
London: George E. Eyre & William Spottiswoode, 1855.
Description de l’Egypte; ou, Recueil des observations et des recherches qui ont été
faites en Egypte pendant l’expédition de l’armée frangaise. 19 vols. in 21. Paris:
Imprimerie Impériale, 1809-28.
Diefenbach, Lorenz. Vergleichendes Wérterbuch der gothischen Sprache. 2 vols.
Frankfurt am Main: J. Baer, 1846-51.
Dio Chrysostom. Dionis Chrysostomi orationes. Edited by Johann Jacob Reiske.
2 vols. Leipzig: Viduae Reiskii, 1784.
Dionysius of Halicarnassus. Dionysii Halicarnassensis opera omni, quibus etiam acce-
dunt fragmenta. Edited by Angelo Mai. 6 vols. Leipzig: Carol Tauchnitz, 1829.
Donaldson, Thomas Leverton. Architectura numismatica; or, Architectural Medals of
Classic Antiquity: Illustrated and Explained by Comparison with the Monuments and
the Descriptions of Ancient Authors, and Copious Text. London: Day & Son, 1859.
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the Earliest Period of Authentic History to the Reign of Victoria. 3d ed. 3 vols.
London: J. Hearne, 1840.
Rumohr, Carl Friedrich von. Italienische Forschungen. 3 vols. Berlin: Nicolaische
Buchhandlung, 1827-31.
Rumpf, Jacob Heinrich Samuel. De interioribus aedium Homericarum partibus.
Giessen, Germany: I. Ricker, 1858.
[Salmasius, Claudius, Isaac Casaubon, Jan Gruter, and Cornelis Schrevel. See
Historiae augustae scriptores VI.}
Salzenberg, Wilhelm. Alt-christliche Baudenkmale von Constantinopel vom V. bis XII.
Jahrhundert. Berlin: Ernst & Korn, 1854.
Saulcy, Louis-Félicien Joseph Caignart de. Voyage autour de la mer Morte et dans les
terres bibliques: Exécuté de décembre 1850 a4 avril 1851. 2 vols and atlas. Paris:
Gide & J. Baudry, 1853.
. Voyage en Terre Sainte. See Saulcy, Louis-Félicien Joseph Caignart de. Voyage
autour de la mer Morte et dans les terres bibliques.|
[Saxius, Christophorus, and Jacobus van Vaassen. See Vaassen, Jacobus van.]
[Scheletri cumani dilucidati dal canonico Andrea di Jorio. See Jorio, Andrea de.
Scheletri cumani.|
Schmidt, Wilhelm Adolf. Die griechischen Papyrusurkunden der K6niglichen
Bibliothek zu Berlin. Berlin: G. Fincke, 1842.
Schnaase, Karl Julius Ferdinand. Geschichte der bildenden Kiinste. 6 vols. in 7.
Diisseldorf: Julius Buddeus, 1843-61.
Schneider, Johann Gottlob. Scriptorum rei rusticae veterum Latinorum. 4 vols. in 7.
Leipzig: Casp. Fritsch, 1794-97.
Schilen, Maximilian Ludwig Christoph. Beytrage zur Dioptrik und Geschichte des
Glasses nebst beigefiigten Nachricht von einer am fixsternen Himmel wahrgenom-
menen dusserst merkwiirdigen Begebenheit. Nordlingen: Karl Gottlob Beck, 1782.
Seitz, J. “Essai sur l’art de la fonte des anciens, avec quelques remarques sur les
chevaux de Chio.” Magasin encyclopédique; ou, Journal des sciences, des lettres et
des arts, December 1806, 273-332.
Semper, Gottfried. “Briefe aus der Schweiz; Die neben den Propylaen aufgefundenen
Inschrifttafeln [pts. 1-6 (printed such that last two both numbered $)].” Deutsches
Kunstblatt 4 (1855): 332-33, 370-71, 377-81, 388-90, 397-98, 404-7.
. “Observations on Some of the Specimens of Metal Work.” In Department of
Practical Art, First Report of the Department of Practical Art, Presented to Both
Houses of Parliament by Command of Her Majesty, 248-49. London: George E.
Eyre & William Spottiswoode, 1853.
. “On the Study of Polychromy and Its Revival.” Museum of Classical Antiquity
1 (1851): 228-46.
. Ueber die bleiernen Schleudergeschosse der Alten und tiber zweckmdassige
Gestaltung der Wurfk6rper im allgemeinen: Ein Versuch die dynamische
Entstehung gewisser Formen in der Natur und die Kunst nachzuweisen. Frankfurt
am Main: Verlag fiir Kunst & Wissenschaft, 1859.
. “Ueber die formelle Gesetzmassigkeit des Schmuckes und dessen Bedeutung
941
Works Cited by Semper
942
Works Cited by Semper
Texier, Charles Félix Marie. Description de l’Asie Mineure, faite par ordre du gouverne-
ment francais de 1833 a 1837...: Beaux-arts, monuments historiques, plans et
topographie des cités antiques. 3 vols. Paris: Firmin Didot, 1839-49.
Texier, Jacques-Rémy-Antoine. Dictionnaire d’orfévrerie, de gravure et de ciselure
chrétiennes ou de la mise en oeuvre artistique des métaux, des émaux et des pier-
reries. Paris: J.-P. Migne, 1857.
. Essai historique et descriptif sur les émailleurs et les argentiers de Limoges.
Poitiers: Saurin, 1843.
Theophilus, Presbyter. Diversarum artium schedula: Essai sur divers arts. Edited by
Charles de l’Escalopier. Paris: Firmin Didot, 1843.
Thierry, Augustin. Récits des temps mérovingiens, précédés de considérations sur
V’histoire de France. 2 vols. Paris: J. Tessier, 1840.
Thiersch, Friedrich Wilhelm von. “Ueber das Erechteum auf der Akropolis zu Athen.”
Abhandlungen der philosophisch-philologischen Classe der Kéniglich Bayerischen
Akademie der Wissenschaften 5, no. 3 (1849): 81-185.
. “Ueber das Erechtheum auf der Burg von Athen.” Abhandlungen der
philosophisch-philologischen Classe der K6niglich Bayerischen Akademie der
Wissenschaften 6, no. 1 (1849): 101-250.
. “Ueber die hellenischen bemalten Vasen.” Abhandlungen der philosophisch-
philologischen Classe der K6niglich Bayerischen Akademie der Wissenschaften 4,
no. 1 (1847): 3-96.
[Thomson, James. Dinglers polytechnisches Journal. See “Ueber den Byssus der
Alten:.... 7]
. “On the Mummy Cloth of Egypt; with Observations on Some Manufactures
of the Ancients.” London and Edinburgh Philosophical Magazine and Journal of
Science, November 1834, 355-65, pl. 2.
Tischbein, Johann Heinrich Wilhelm. Homer nach Antiken gezeichnet. Gottingen:
Dieterich, 1801.
“Tombeau de Childéric ler.” Le magasin pittoresque, August 1851, 271-72.
[Turnour, George, Esq. The Mahawanso in Roman Characters. See Mahanama.]
“Ueber den Byssus der Alten und tiber die Unterscheidung leinener Zeuge von baum-
wollenen.” Polytechnisches Journal 56, no. 8 (1835): 154-55.
Ulrichs, Heinrich Nicolaus. Reisen und Forschungen in Griechenland. Vol. 1, Reise
itiber Delphi durch Phocis und Boeotien bis Theben. Bremen: Heyse, 1840.
Ure, Andrew. A Dictionary of Arts, Manufactures, and Mines: Containing a Clear
Exposition of Their Principles and Practice. 4th American ed. 2 vols. New York:
D. Appleton, 1846.
. The Philosophy of Manufactures; or, An Exposition of the Scientific, Moral,
and Commercial Economy of the Factory System of Great Britain. London:
Charles Knight, 1835.
Vaassen, Jacobus van. Icti animadversionum historico-criticarum ad fastos
Romanorum sacros fragmenta lacobi van Vaasen. Edited by Christoph Gottlob
Saxe. Utrecht: B. Wild, 1785.
Vasari, Giorgio. Opere. Milan: Tip. de’ fratelli Ubicini, 1840.
Venuti, Curzio dei Marchesi. “Sopra un’antica pittura trovata nel territorio cortonese.”
943
Works Cited by Semper
944
Works Cited by Semper
945
Works Cited by Semper
946
Selected Bibliography
1833
“Scoprimento d’antichi colori sulla colonna di Trajano.” Bullettino dell’ Instituto
di corrispondenza archeologica 7:92-93. Translated as “Entdeckung alter
Farbenreste an der Trajanssaule in Rom,” in Gottfried Semper: Kleine Schriften,
ed. Hans Semper and Manfred Semper (Berlin: W. Spemann, 1884), 107-8.
1834
Vorlaufige Bemerkungen iiber bemalte Architectur und Plastik bei den Alten. Altona:
Johann Friedrich Hammerich. Translated as “Preliminary Remarks on Polychrome
Architecture and Sculpture in Antiquity,” in Gottfried Semper, The Four Elements
of Architecture and Other Writings, trans. Harry Francis Mallgrave and Wolfgang
Herrmann (Cambridge: Cambridge Univ. Press, 1989), 45-73.
1843
“Unmassgebliche Vorschlage zur Erhaltung und Wiederherstellung des Domes in
Meissen.” Report, Meissen, 22 January. Published in Verdffentlichungen des
Meissner Dombauvereins 2 (1904): 8-11; reprinted in Zentralblatt der
Bauverwaltung 36 (1904): 229-30.
1845
“Noch etwas uber den St. Nikolai-Kirchenbau.” Neue hamburgische Blatter, 12 March,
n.p.
Uber den Bau evangelischer Kirchen. Leipzig: B. G. Teubner.
1849
“Farbiges Erdpech.” Zeitschrift fiir praktische Baukunst 9:526-28.
Das k6nigliche Hoftheater zu Dresden. Brunswick: Vieweg & Sohn. Reprint,
Brunswick: Vieweg & Sohn, 1986.
“Die Kunst unter der franzosischen Republik.” Zeitschrift fur praktische Baukunst
9:481-82.
“Reise nach Belgien im Monat Oktober 1849.” Zeitschrift fiir praktische Baukunst
9:501-14.
“Der Wintergarten zu Paris.” Zeitschrift fiir praktische Baukunst 9:516-26.
947
Selected Bibliography
1850
“Wohnhaus in Paris in der rue St. George.” Zeitschrift fiir praktische Baukunst 10:13.
1851
“On the Study of Polychromy and Its Revival.” Museum of Classical Antiquity
1:228-46.
Die vier Elemente der Baukunst: Ein Beitrag zur vergleichenden Baukunde. Brunswick:
Friedrich Vieweg & Sohn. Translated as “The Four Elements of Architecture:
A Contribution to the Comparative Study of Architecture,” in Gottfried Semper,
The Four Elements of Architecture and Other Writings, trans. Harry Francis
Mallgrave and Wolfgang Herrmann (Cambridge: Cambridge Univ. Press, 1989),
74-129,
1852
“Practical Art in Metals and Hard Materials; Its Technology, History and Styles.”
MSL/1863-1-3. National Art Library, Victoria and Albert Museum, London.
Wissenschaft, Industrie und Kunst: Vorschlage zur Anregung nationalen Kunstgefiihles,
bei dem Schlusse der Londoner Industrie-Ausstellung. Brunswick: Friedrich Vieweg
& Sohn. Translated as “Science, Industry, and Art: Proposals for the Development
of a National Taste in Art at the Closing of the London Industrial Exhibition,” in
Gottfried Semper, The Four Elements of Architecture and Other Writings, trans.
Harry Francis Mallgrave and Wolfgang Herrmann (Cambridge: Cambridge Univ.
Press, 1989), 130-67.
1853
Lecture, Department of Practical Art, London, 11 November. MS 122, Archiv gta
(Geschichte und Theorie der Architektur), ETH Honggerberg, Zurich. Published as
“London Lecture of November 11, 1853,” Res: Journal of Anthropology and
Aesthetics, no. 6 (1983): 8-22. Translated as “Entwurf eines Systems der ver-
gleichenden Stillehre,” in Gottfried Semper: Kleine Schriften, ed. Hans Semper
and Manfred Semper (Berlin: W. Spemann, 1884), 259-84.
Lecture, Department of Practical Art, London, 18 November. MS 129, Archiv gta
(Geschichte und Theorie der Architektur), ETH Honggerberg, Zurich. Published as
“London Lecture of November 18, 1853: ‘The Development of the Wall and Wall
Construction in Antiquity,” Res: Journal of Anthropology and Aesthetics, no. 11
(1986): 33-41. Translated as “Entwickelung der Wand- und Mauerkonstruktion
bei den antiken Volkern,” in Gottfried Semper: Kleine Schriften, ed. Hans Semper
and Manfred Semper (Berlin: W. Spemann, 1884), 383-94.
Lecture, Department of Practical Art, London, December. MS 138, Archiv gta
(Geschichte und Theorie der Architektur), ETH Hénggerberg, Zurich. Published
as “London Lecture of December 1853: ‘On the Origin of Some Architectural
Styles,” Res: Journal of Anthropology and Aesthetics, no. 9 (1985): 53-60.
Translated as “Ueber den Ursprung einiger Architekturstile,” in Gottfried Semper:
Kleine Schriften, ed. Hans Semper and Manfred Semper (Berlin: W. Spemann,
1884), 369-82.
948
Selected Bibliography
1854
Lecture, Department of Practical Art, London, autumn. MSS 141, 142; Archiv gta
(Geschichte und Theorie der Architektur), ETH Hoénggerberg, Zurich. Published as
“London Lecture of Autumn 1854: ‘On Architectural Symbols,” Res: Journal of
Anthropology and Aesthetics, no. 9 (1985): 61-67. Translated as “Ueber architek-
tonische Symbole,” in Gottfried Semper: Kleine Schriften, ed. Hans Semper and
Manfred Semper (Berlin: W. Spemann, 1884), 292-303.
Lecture, Department of Practical Art, London, 29 November. MS 144, Archiv gta
(Geschichte und Theorie der Architektur), ETH Honggerberg, Zurich. Published as
“London Lecture of November 29, 1854: ‘On the Relation of Architectural Systems
with the General Cultural Conditions;” Res: Journal of Anthropology and
Aesthetics, no. 11 (1986): 42-53. Translated as “Ueber den Zustammenhang der
architektonischen Systeme mit allgemeinen Kulturzustanden,” in Gottfried Semper:
Kleine Schriften, ed. Hans Semper and Manfred Semper (Berlin: W. Spemann,
1884), 351-68.
“On the Origin of Polychromy in Architecture.” In Owen Jones, An Apology for the
Colouring of the Greek Court in the Crystal Palace, 47-56. London: Crystal
Palace Library.
1855
“Briefe aus der Schweiz: Die neben den Propylaen aufgefundenen Inschrifttafeln.”
Deutsches Kunstblatt 4:332-33, 370-71, 377-81, 388-90, 397-98, 404-7.
1856
“Ueber die formelle Gesetzmassigkeit des Schmuckes und dessen Bedeutung als
Kunstsymbol.” Monatsschrift des wissenschaftlichen Vereins in Ziirich 3, no.
1:101-30. Also published as Ueber die formelle Gesetzmdssigkeit des Schmuckes
und dessen Bedeutung als Kunstsymbol (Zurich: Meyer & Zeller, 1856).
Reprinted in Gottfried Semper: Kleine Schriften, ed. Hans Semper and Manfred
Semper (Berlin: W. Spemann, 1884), 304-43.
949
Selected Bibliography
1859
Ueber die bleiernen Schleudergeschosse der Alten und zweckmassige Gestaltung der
Wurfkérper im Allgemeinen: Ein Versuch die dynamische Entstehung gewisser
Formen in der Natur und in der Kunst nachzuweisen. Frankfurt am Main: Verlag
fiir Kunst & Wissenschaft.
1860-63
Der Stil in den technischen und tektonischen Kiinsten; oder, Praktische Aesthetik: Ein
Handbuch fiir Techniker, Kiinstler und Kunstfreunde. 2 vols. Vol. 1: Frankfurt am
Main: Verlag fiir Kunst & Wissenschaft, 1860. Vol. 2: Munich: F. Bruckmann,
1863. Reprint, Mittenwald: Maander Kunstverlag, 1977. 2d ed., Munich:
Friedrich Bruckmann, 1878. Excerpt translated into English as “Style in the
Technical and Tectonic Arts, or Practical Aesthetics,” in Gottfried Semper, The
Four Elements of Architecture and Other Writings, trans. Harry Francis
Mallgrave and Wolfgang Herrmann (Cambridge: Cambridge Univ. Press, 1989),
181-263. Partly (almost half of the original) translated into Italian as Lo stile
nelle arti tecniche e tettoniche, o, Estetica pratica: Manuale per tecnici, artisti e
amatori, ed. A. R. Burelli et al. (Rome: Editori Laterza, 1992).
1869
Ueber Baustyle: Ein Vortrag gehalten auf dem Rathhaus in Ziirich am 4. Marz 1869.
Zurich: Friedrich Schulthess. Translated by John Root as “Development of
Architectural Style,” Inland Architect and News Record 14, no. 7 (1889): 76-78;
14, no. 8 (1890): 92-94; 15, no. 1 (1890): 5-6; 15, no. 2 (1890): 32-33. Translated
as “On Architectural Styles,” in Gottfried Semper, The Four Elements of
Architecture and Other Writings, trans. Harry Francis Mallgrave and Wolfgang
Herrmann (Cambridge: Cambridge Univ. Press, 1989), 264-84.
1884
Gottfried Semper: Kleine Schriften. Edited by Hans Semper and Manfred Semper.
Berlin: W. Spemann. Reprint, Mittenwald: Maander Kunstverlag, 1979.
1892
Die k. k. Hofmuseen in Wien und Gottfried Semper: Drei Denkschriften Gottfried
Semper’s. Edited by Hans Semper and Manfred Semper. Innsbruck: A. Edlinger.
1978
Gottfried Semper im Exil: Paris, London, 1849-1855: Zur Entstehung des “Stil,”
1840-1877. Edited by Wolfgang Herrmann. Basel: Birkhauser.
1981
Gottfried Semper: Theoretischer Nachlass an der ETH Ziirich: Katalog und Kommen-
tare. Edited by Wolfgang Herrmann. Basel: Birkhauser. Contains transcriptions
of the following manuscripts held by the Archiv gta (Geschichte und Theorie der
Architektur), ETH Honggerberg, Zurich: “Vorwort” (MS 55), “Einleitung” (MS
950
Selected Bibliography
58), “10. Kapitel” (MS 58), and “Neue Einleitung” (MS 97) of “Vergleichende
Baulehre” (1850); “Vorwort” (MS 178) and “Einleitung” (MS 179) of “Theorie
des Formell-Schénen” (1851-52); draft opening of volume 3 (MS 283) of Der Stil.
Sisyl
Selected Bibliography
O52
Selected Bibliography
958
Selected Bibliography
954
Index
Page references to the color plates alae, 278 animal masks, 174-75
and to the figures in the introduction Alberghetti, Alfonso, 859 animal motifs: in Assyrian furnishings,
are in italic. Alberto di Brule, 722n.113 342-44; in Assyrian wall paint-
alcarrazas, 472 ings, 319; on ceramics, 544, 565,
Aachen Cathedral, 851, 852 Aleppo, castle of, 310 568, 575, 611n.19; on silk, 202,
abacus: Corinthian, 799, 800; Doric, Alexander the Great, king of 203, 205, 206, 208; on tapestries,
LOMITA: TTS; TI6S7T ISG Macedonia: Asian techniques 276; in tectonics, 638, 671
Abbon (metalworker), 851 under, 395-400; carpets and, 283; animals: axes of movement and forms
‘Abd al-Latif, 358 Corinthian capitals and, 800; and of, 91-92; proportionality in,
‘Abd ar-Rhaman III, emir and caliph funeral pyre of Hephaestion, 299; 90-91, 95; symmetry in, 89-90, 92
of Cérdoba, 849 gems under, 839; military strategy animal skins: leathers from, 176-80;
Absalom, Tomb of (near Jerusalem), of, 757; tent of, 294-96, 447n.194 straps from, 218; tanning, dyeing,
375) Alexandrian Doric style, 780-81 or embossing of, 174-76, 232, 233;
acerra, 491-94 Alexandrian-Roman style tectonics, vs. tree bark, 175-76. See also fur
Achilles Tatius, 600 663-64 animism, 39-42
Acropolis (Athens): Semper’s study of, Alexandrian wall decorations, in ansa, 476
6, 22; stucco dressing on, 389. See Pompeii, 915 antepagment, 403-4, 632, 691
also specific edifices Aloysius, Saint, 851, 892n.49 antependium, 665, 858
acroteria, 29, 40, 44, 122, 123 altarpieces: framed, 632, 704; upright Antioch, architecture of, 401
actaea, 196 (retables), 673, 698 Antiochus the Great, king of Syria,
adamantine, 369 altars: early Greek, 644, 739, 764, 280
Adolph, Gustav, 589 782; Renaissance, 827, 858-59; Antiphellos, rock portal at, 789
Aegina, temple on, 388, 392, 778 stone, 554n.8, 726, 727, 739 antithesis, 834
Aeginetan school of sculpture, Alyattes, Tomb of (Sardis), 369 Antoninus and Faustina, Temple of
845-46 amber pearls, 612n.25 (Rome), 807
Aeschylus, 240, 283 Amenhotep III, king of Egypt, 763 Apaturius of Alabanda, 408
aesthetics, 32—42; idealist, 34-35; Amiens Cathedral, 697 Aphrodite, Temple of (Aphrodisias),
speculative, 80-81, 97n.8 amita, 207, 216, 217 794
aetoma, 293, 626 amphikypellon, 523, 524 Apollo: decoration of Dresden
agalmatolite, 584 amphora, 472-74, 548, 571 Hoftheater and, 51, 66n.166;
Agamemnon, Tomb of (Mycenae), ampulla, 488-89, 506-8 statues of, 845
761 Amyntas, Tomb of (Lycia), 788 Apollonides (gem carver), 839
Ageladas of Argos, 845 Anastasius Bibliothecarius, 281, 847, Apollonius (gem carver), 839
aggeres, 751n.21 849 Apollonius of Tyana, 269, 508
agegry beads, 596 anchoring, ashlar, 734 apophyge, 541
Agilulf, crown of, 891n.44, 894n.58 ancone, 632 aporrhanterion, 486
Agnolo di Ventura, 858 Andrea Bresciano, 859 Apuleius, Lucius, 508, 556n.49
Agostino di Giovanni, 858 Andrea di Jacopo d’Ognabene, 858 Apulian chalice, 528
aiguieres, 511 Andrea Guazzalotti, 840 Arabian lattice, 635
alabaster: in Assyrian stone paneling, Andrea Pisano, 858 Arabian pitcher, 514
30, 313; painting of, 325-26 Angelbert II, archbishop of Milan, Arabic coffering, 693
alabastrum, 488-89 894n.58 Arabic use of gold, 827
955
Index
arazzi fabrics, 320 of, 104; technical arts’ influence Assyrian clothing: chitons and shirts,
arca, 668-69, 675 on, 106. See also specific types 28, 241; headdresses, 29, 120, 121,
Arcesius (architect), 801 art history, style theory vs., 277 122, 174; knitted, 221; shawls,
arch(es): absence of, in Greek archi- articulation, 835; organic, 417 240, 241; wraps, 241
tecture, 379; appearance of, in art techniques, motives associated Assyrian columns, 31-32, 47,
stone architecture, 753; pointed, with, 13. See also specific tech- 333-34, 346
249, 636, 673; Roman, 402-5; niques Assyrian damascening, 881
in timber construction, 679, 683, aryballos, 488-89 Assyrian dome, 757
691, 693; triumphal, 288, 532, Ascelpius, Temple of (Tralles), 801 Assyrian embossed work, 251, 872
859; vault and, 399-400 ashlar anchoring, 734 Assyrian engraved work, 139, 873
archaeology, Semper’s Style and, ashlar blocks, 41, 731, 735, 736, 737 Assyrian floors, 316; ornamental
21-32 ashlar joint, carved, 757 motifs in, 28, 138, 139, 143
archaic style pottery, 567-69 ashlar structure(s), 729-34; Assyrian, Assyrian funeral pyres, 298
archaic style tectonics, 660-61 315; decoration of, 729, 733-34, Assyrian furniture, 28, 333-46, 660,
architectonic structure, 646 738; Egyptian, 355-56, 755; ele- 664
architecture: vs. archaeology, 21; ments of, 731-34; Gothic, 749n.7; Assyrian metal: bronze statues, 251;
ceramics and, 44-45, 554, 575; Greek, 756; height-to-length ratio dressing, on furniture, 336;
clothing and, 237-39, 248; color of, 737, 749n.7; hem for, 729, 737; engraved work, 873; utensils, 828
and form in, 387-94, 427; influ- medieval, 734-35, 736, 749n.7; Assyrian ornamental motifs: animal
ence of Style on, 43-53; problems Phoenician, 749n.7, 755; principles forms as, 342—44; human forms
with history of, 103; as spatial art, of, 734; Renaissance, 729-30, as, 345; vegetal, 28, 138, 139, 143,
48-49; tectonics and, 328, 623. 733; rhythm of patterns in, 738; 153, 340-42
See also stereotomy; specific coun- Roman, 735, 749n.7, 756; rusti- Assyrian roofing, 333
tries; specific types cated, 41, 731 Assyrian stone tectonics, 304, 760
Ardea, temples at, 406 Ashur (Assyrian deity), 312 Assyrian substructures, 351, 741, 742,
Arditi, Andrea, 858 Ashurbanipal, king of Assyria, 325 743
Arezzo Cathedral, 858 Asia: influence on Greece, 395-400, Assyrian tents, 28, 293-94
argile figuline, 560, 579 408; influence on Rome, 400-401; Assyrian textiles, 273-77; bands in,
argile plastique, 560, 580 lead glazing in, 576; leather in, 120, 121, 122; embroidery on, 230,
Argolic shield, 829 177, 179; pottery in, 566 260, 275, 324; manufacture of cot-
Argos school of sculpture, 845 Asia Minor: columns in, 371-72; ton fabrics, 195; silk, 201; tassels
Aristonidas (metalworker and dressings in, 368-76; polychromy and fringes, 28, 121, 126; wool, 197
painter), 899n.126 in, 371; sculptures in, 372-75; Assyrian vessels: basketlike, 489;
Aristophanes, 280, 424 tombs in, 369-71; walls in, 369 bowls, 480-81, 555n.11; bronze,
Aristotle, 201 Asian-Ionic columns, 760 272, 346; ceramic, glazes on,
Arkesilaos vase, 612n.24 Aspasios (gem carver), 839 609n.7, 620n.9; flasks, 515;
Arkwright, Richard, 194 asphalt, 311 kraters, 477; lamps, 503, 506-7;
armchairs, 665 Assos, temple at, 372-75, 772 pails, 498; with tripods, 536-37
armor, 826, 829, 830, 889n.14 Assyria, 312-46; archaeological study Assyrian wall dressings, 30, 313-32;
Arneth, Joseph, 519 of, 25-26, 28; color in, 318, 321, vs. Egyptian, 318, 324-25; glazed
arris fillets, 655 325-27; influence on Semper, tiles in, 306, 319-20, 322-23; mat
art(s): higher vs. technical, 72-73; 28-31; layout of ruins of, 313-14 plaiting and, 226; metal, 328;
language of, 103-4; religion and, Assyrian architecture: Egyptian vs., painted, 305-6, 318-20, 913;
goals of, 98n.9 378; influence of textiles on, 273 polychromy of, 325-27; stone
Artemis, Temple of (Ephesus), Assyrian art: Egyptian art and, 28, paneling, 317-18, 324, 450n.231;
423-24, 786, 787, 793 271-73, 352; Greek art and, 28 wood paneling, 317, 328
Artemis, Temple of (Syracuse), 762, Assyrian artifacts, discovery of, 24, Assyrian walls, 305, 314, 754
774, 814n.46 25-26, 247, 271, 273, 388 Asterius, bishop of Amasea, 204
Artemis Brauronia, Temple of Assyrian bas-reliefs, 28-29, 30, 31, astragal, 117, 538, 769
(Athens), 820n.118 325-26 Athena, Temple of (Priene), 793-94,
Artemis Leucophryene, Temple of Assyrian carpets, 138, 139, 143, 260, 801
(Magnesia), 801 324 Athena, Temple of (Syracuse), 777
art-forms: classification of, 109; Assyrian ceilings, 334 Athena, Temple of (Tegea), 820n.123
evolution of, 103, 105-6; language Assyrian citadels, 726 Athenaeus: on Greek clothing, 237,
956
Index
240; list of vases by, 482; on metal tapestries, 273, 276, 279. See also beauty: artistic enjoyment of, 82;
vessels, 517, 844; on wreaths Babylonian embroidery necessary conditions for, 83;
among Greeks, 161n.1 Babylonian wall dressings: bitumen philosophical definition of, 80;
Athenian school of sculpture, 846 and, 311; clay, 306; glaze in, 306, properties of formal, 72; Semper’s
atlas. See satin 347; in palaces, 279; paneling, definition of, 82-83; theory of,
Atreus, Tomb of (Mycenae), 408, 327, 347; stucco, 307; tile, 306, vs. theory of style, 72
811n.14 SAD, SVL, Sek, SIA Bekleidung, viii, 12, 50, 65n.154, 155,
atria, 668, 709; Roman, 277-78 Bacchic onyx vessel, 522 248
Attic-Doric style, 779-80, 786, Bacchus, Temple of (Teos), 801 Belgium: lace in, 224; metallurgy in,
811n.18 Bacchus, Theater of (Athens), 298 861; wood carvings in, 722n.113
Attic-Ionic style, 788, 796-99 baldachin(s): Assyrian, 294; Baroque, bell capitals, 799, 800, 802
Attic school of sculpture, 846, 891n.39 331; bearers of, 445n.287; Doric, belluata tapetia, 273
Attic style, 763, 783-84 765; Egyptian, 284, 362; Gothic, belly of vessels, 525-34
Auer, Hans, 49 673; Ptolemaic, 408; Roman, 300; belts: metal, 829, 835; textile, 117-18,
Augustus, Temple of (Pola), 805 thrones with, 452n.257 129, 160, 240-41
aulaea, 273, 275, 281 baldachinus, 208 Benedetto Antelami, 894n.60
auric textiles, 208 balustrades, 635; decoration of, 87, Benedetto da Maiano, 702, 859
authority, principle of, and artistic 261; as decorative motive, 256, Beni Hasan, columns at, 363, 365, 371
form, 92-96 683, 688, 702 Berain, Jean, 150
aventurine glass, 621n.122 Bamberg Cathedral, 892n.53 Berlage, Hendrik, 49
Avienus, Rufus Festus, 314, 449n.224 bamboo lattices, 258 Bernini, Gian Lorenzo, 331
axis: proportional, 85; symmetrical, 85 band chains, 835-36 Beulé, Charles-Ernest, 814n.41
Azzimino, Paolo, 882 bands, 116-23; Assyrian, 120, 121, beveling, diagonal, 732
122; fixed decorations on, 116-18; biga, 664
Baalbek, temple at, 316, 741 fluttering decorations on, 118-23; binding(s): by bands, 116; by string,
Babel, Tower of (Babylon), 311, hems and, 160-61; materials for, 116; on utensils and weapons, 172,
449n.217 107; natural, 218; production of, 7S
Babylonia: royal palace of, 320, 218; seams and, 118, 157, 159-60; Bir, fortress at, 310
327-28; wall dressings in, 346-48; strength of, 116-17; uses for, 107; Birch, Samuel, 272, 607n.1
wool industry in, 196 in walls, 743; in wooden wainscot- biscuit porcelain, 594
Babylonian architectural inscription, ing, 631 bitumen, 311
347-48 barbarians: art of, Greek admiration black (color), use of, in Oriental
Babylonian brick construction, 347, for, 242-43; clothing of, 239-41; patterns, 136-37
449n.217 use of term, 243 blacksmiths, 866
Babylonian columns: sheathed barbotine method, 613n.27 blattin, 212
wooden, 759; stone and wood, bark, tree, 175-76 Blouet, Abel, 22
809n.6 Baroque furniture, 704, 705 blowing, glass, 600-601, 602, 604-6
Babylonian domed ceiling, 163n.11 base of vessels, 473, 534-40 blowpipe, 600-601, 604-6
Babylonian embroidery, 431, 435; Basilica (Rome), 814n.40, 820n.121 blue (color): and color contrasts,
cross-stitch, 53, 435; on leather, baskets, as archetypal form, 489-91 163n.12; use of, in Oriental pat-
177; in palaces, 279; on silk, 201; bas-reliefs, Assyrian, 28-31, 325-26 terns, 136, 163n.6
on tapestries, 276; on wool, 196, Bassae, temple at, 392, 778-79 bobbin lace, 223
198. See also Babylonian textiles baths, Roman, 417, 848-49, 866 Bock, Franz, 203, 211, 215
Babylonian glyptics, 397 bathtub, 486-87, 556n.32 Bodt, Jean de, 592
Babylonian inscriptions, 308, 309, 316 Bathycles (sculptor), 844 Bohemian glass, 599, 618n.92, 874
Babylonian mounds, 304. See also battlements: Assyrian, 28, 126, 315, Bohnstedt, Ludwig, 48
Chaldean mounds 316; Chinese, 261; Median, 348; bond, between structural parts, 728,
Babylonian palaces, 279, 320, 327, as motives, 28, 123, 125, 638 734-38
508 Bavarian-Tirolean house, 686-87 boot polish, 180
Babylonian ramparts, 369 Bayeux Cathedral, 720n.97 Bordier, Jacques, 878
Babylonian sculpture: bronze, 251; beakers, 486, 487, 522 bossage, 41, 42
clay, 347 beam ends, 666-67 Botta, Paul-Emile: on Assyrian stone
Babylonian textiles: carpets, 273, beam heads, 690 ramparts, 315; excavation of
286, 324; dyeing, 327; silk, 201; beams, 653, 681, 682-83 Assyrian site (Khorsabad), 25-26,
Ney7
Index
Botta, Paul-Emile (continued) bronze statues: cast, 251-52, 714n.21, Calamis (sculptor), 846
247, 554n.8; image from, 30; opin- 844-46, 849, 859; early monu- calcata, 750n.21
ions on Assyrian art, 28, 31 mental, 250-52; fifteenth-century, calices allassontes, 601
Bottger, Johann Friedrich, 588, 589, 213 calices audaces, 597
591, 592 bronze tombs, 446n.186, 859 Callimachus (sculptor), 820n.120, 846
Botticher, Carl Gottlieb Wilhelm, bronze vessels: Assyrian, 272, 346; Callixeinus of Rhodes, 284, 296
39-40, 41, 374, 379 bowls and dishes, 483, 484; Calynda (Caria), 369
Bottiger, Carl August: on ancient tex- censers, 492, 493; Chinese, 258; calyx columns, 363, 364-65
tiles, 276, 277, 282; on Greek wall Etruscan, 714n.20; flasks and bot- Cambyses II, Achaemenid king of
painting, 245; writings of, 239 tles, 515, 516; kraters, 476-79; Persia, 349
Boucher de Perthes, Jacques, 27 lamps, 504; loricated, 829; pails, camerae pendentes, 711n.1
Boulle, André-Charles, 706, 873 499, 500; pitchers, 502, 512; Camillus, Marcus Furius, 669
Boutcher, William, 304 troughs and fonts, 486, 487; urns, camuci. See containers
bow handle, 546 475 Canachus (sculptor), 845
bowls, 480-86, 521, 542, 571 bronze wall dressings: Babylonian, Canadian Indians, use of color by, 135
bow shapes, 551 279, 369; Greek, 288, 376, 377, candelabra(s): constructional ideas
Braun, Emil, 9, 13 396, 446n.186, 456n.304; Indian, and, 456n.305, 639, 633, 648n.25;
breastplate, 826, 829 269; Ptolemaic, 414; Roman, 414, depiction of, on Arch of Titus,
bretas, 812n.24 446n.186 453n.275, 454; Italian
brick walls: Assyrian, 326, 755; bronze weapons, 104, 551, 827-28, Renaissance, 857, 859, 860
Babylonian, 347, 449n.217; 829, 863 cane, plaited, 225
Chaldean, 304-6, 309, 312, 326, brooches, 831, 889n.15 Canina, Luigi, 808
739, 754; Chinese, 260-61; glazed, brundss, 675 canistrum, 489
incrustation of, 311; Greek, 380; Brunelleschi, Filippo, 858 canon, 728
neo-Babylonian, 326, 449n.217; Brunn, Enrico, 818n.88, 890n.32, canopic vessels: amphora, 473, 552;
Persian, 755 890n.34 urns, 474-75; vases, 473, 474
brocade, gold, 208-11, 433n.28 Brussels, lace in, 224 canopies, 281-82
brocade-and-damask style, 209 Bry, Theodore de, 897n.85 cantharus, 520
broché fabrics, 320 bucaros, 472 cantilever, 682, 685
Brongniart, Alexandre: on ceramic buccinum, dye from, 235 canvas embroidery, 232
glazes, 573, 576, 608n.7, 614n.60; Bucher, Lothar, 182 caoutchouc. See rubber
as curator of Sévres museum, 167; buires, 511, 512-14, 557n.52 capital(s): anta, from Temple of
on earthenware, 580, 582, 588, bulla, 517 Theseus, 905; Corinthian, 799,
614n.60; on gilded ceramics, Bulow, Cosima von, 10 800, 802; Doric, 769, 770, 771,
899n.124; on Greek pottery, 573, Bunsen, Christian, 25 776, 779, 800; Ionic, 762, 782-83,
610n.17; and soft-paste porcelain Burckhardt, Jacob, 1, 54n.4, 721n.113 784, 786, 817n.77; proto-Ionic
manufacture, 594; on terra-cotta burial rites. See funeral rites Persian, 32, 33, 759-60
as historical evidence, 554n.1; Butades of Sicyon, 610n.14 capitalism, and the fine arts, 75-76
writings of, 607n.1; Ziegler’s influ- buttresses, architectural, 416-17, 646, Capitoline Temple (Rome), 741
ence on, 45 683 capula, 488-89
bronze, 827; gilded, 883, 886; knowl- Byblos, ruins at, 351 Caradosso (Cristoforo Foppa), 841
edge of, among early Finns and byssus, 430n.14 Caribbean bamboo hut, 13, 14, 44,
Celts, 104-5 Byzantine architecture, 848 666, 680
Bronze Age, 27-28, 827 Byzantine embossed work, 872 carpentry. See tectonics
bronze candelabras, 562, 700, 857 Byzantine engraved work, 874 carpets: direction in, 131, 138; pat-
bronze coins, 839, 840 Byzantine furniture, 665, 671 terns from Indian, 907; spread of
bronze columns, 346, 396, 446n.186, Byzantine metallurgy, 827, 847-50, use, 283; tapestries as, 282-83;
676, 759, 760 894n.60 weaving of, 196, 275
bronze doors, 669, 858, 894n.60; con- Byzantine painting, 849, 910 carton-pierre, 710
struction techniques for, 328-30 Byzantine sculpture, 849, 892n.48 Carus, Carl Gustav, 34
bronze engraving, 842-43 carved ashlar joint, 757
bronze floors, 283 caementa, 560 carved wood. See wood carving(s)
bronze roofs, 327, 331, 350-51, Caesar, Julius, 410 caryatid porch of the Erechtheum
446n.186 caespes, 726 (Athens), 744
958
Index
cashmere shawls, 196, 197 471-524, 525-29; in funeral rites, Champollion, Jean-Francois, 21
cask of Diogenes, 472 468, 475; motives of, 471; parts of, Champollion-Figeac, Jacques-Joseph,
cast columns, 810n.10 524-53; prehistoric, 468; purpose SSI
cast gypsum, 710 of, 470; significance of, 467-68. chandelier: in antiquity, 508; Gothic,
cast metal, 346, 887-89; architectural, See also specific objects 854, 893
888; bronze, 251-52; Byzantine, ceramics, 467-606; and architecture, chariots, battle: Assyrian, 335;
849; furnishings in, 889; invention 44-45, 554, 575; definition of, Egyptian, 335, 336
of, 714n.21; statues in, 845; vessels 109-10, 467; hearth making and, Charlemagne, king of the Franks and
in, 887-88 13; materials in, 109-10; proce- emperor of the West, 199, 202,
catapetasma, 278-80 dures for, 608n.7; use of term, 467; 715n.26
catastrophe theory, 26 Ziegler on, 45. See also glazes; Chartres Cathedral, 700; veil of
cathedrals. See specific cathedrals pottery Virgin at, 202-3
catinus, 484 Ceres, Temple of (Rome), 385, 772, Cherestrates (potter), 610n.14
Catulus, Marcus, 410 814n.40 Chian marble sculpture, 844
cauldron, 476, 537, 538 Certosa di Pavia, 148, 859, 860 chiaroscuro effect, 873
cavaedium, 675 Ceylon, ancient brick buildings of, 267 Chiesa di Sansone (Metapontum),
cavetto, 733 Chadwick, Edwin, 13 772, 773, 814n.45
Caylus, Anne Claude Philippe, comte chain mail, 830 China: rulers of, 255-56; use of color
de, 502 chain-mesh functional system, 828 in, 135
cedar, in Temple of Solomon, 352 chains, 831-36 Chinese architecture, spatial enclosure
ceilings, 130-31, 146-53; Assyrian, chairs: armchairs, 665; Assyrian, 337, in, 257-62
334; Chinese, 262-63, 264; cof- 340; folding, 715n.25 Chinese ceilings, 262-63, 264
fered, 636, 692, 693; direction of chalcidica, 711n.1 Chinese enamel decoration, 879, 880
themes on, 147-53; Egyptian orna- Chaldea, early history of, 303, 312 Chinese furniture, 654
ments on, 912; Greek, 147, 148; Chaldean architecture, 273, 309, 326 Chinese gold brocade, 209
height of, 152-53; historical motifs Chaldean burial grounds, 307 Chinese lacquer, 185-88
on, 149; paintings on, 150-52, Chaldean coffins, 304, 307-8, 311-12 Chinese lattice, 634
906, 909, 910; with rafters, 627; Chaldean embroidery: influence on Chinese lead glazing, 576
relation to floor and walls, 146-47; dressing, 317; stone, 276; on tex- Chinese paintings, 260
in Renaissance, 710; rib vaults and, tiles, 274, 324; on vessels and Chinese porcelain, 588, 590-91
416-17; Roman, 147, 416-17; utensils, 275 Chinese roofing, 261, 263
stone, 762; timber, 334, 692-96, Chaldean monarchy, restoration of, Chinese tectonics, 262-64
920; vaulted, 753 346-48 Chinese textiles: cotton, 194; influ-
celebe, 479 Chaldean monuments, 309; metal ence on architecture, 255-64;
celebrations. See festive celebrations dressing on, 447n.186 satin, 211; silk, 200-201, 259,
Cellini, Benvenuto: process used by, in Chaldean mounds, 290, 304-14, 319, 432n.22
metal, 841; style of, 862; surface 739, 758 Chinese tiles, 587
decoration and, 875, 880, 882, Chaldean stucco, 305, 306-7 Chinese vessels: bowls, 484; censers,
885; vessels by, 478, 486, 495, 522 Chaldean textiles, 273, 274, 276, 492; decoration of, 615n.66; dis-
cellular construction, 740 324; dyeing of, 233; embroidery play vases, 487, 615n.64; drinking
Celtic filigree, 833 on, 274, 324 vessels, 524; earthenware, 586,
Celtic pots, 564 Chaldean wall dressings, 317; faience, 589; flasks, 516; pitchers, 514;
Celtic-Roman hydria, 502 358; imitation of, 359, 454n.283; spouts of, 544
Celtic weapons, 829 stone, 312 Chinese walls, 256-57, 260-62;
censers, 491-94 Chaldean walls: brick, 304-6, 309, dressings on, 257, 259, 264; stucco
centrally planned structures, 740 312, 326; stone, 754 on, 260-61
centrifugal force, and glass blowing, chalet, 675-76 Chios, walls of, 399
605 chalice, 485-86, 521-24, 555n.30 chitons, 241
ceramic materials: homogeneity of, chalice krater, 478 Chlotar II, king of the Franks, 851
560-61; malleability and plasticity Chambers, William, 257, 264 Choragic Monument of Lysicrates
of, 559-60; strength and durability chamois leather, 180 (Athens), 537, 802, 804
of, 561-62; and style, 559-63 chamotte, 560 Christian II, king of Denmark,
ceramic objects: decorative attributes champlevé enamel, 876, 879, 894, 889n.14
of, 529-34; forms of, 470, 898n.103 Christian architecture: dressings in,
959
Index
Christian architecture (continued) ing, 134-38; instantaneous vs. emperor, 415, 847, 891n.45
415-19; intercalation in, 98n.10 residual contrasts in, 163n.12; of containers, 470, 471-95; forms of,
chryselephantine sculpture, 244, 252, metal, 834; methods of combining, 472-95; in nature, 470-71; varia-
826 135-38; through painting vs. dye- tions in, 472. See also specific
chrysographoi, 881 ing, 327; of satin, 212-13; of silk, types
churches: festive decorations in, 208; of velvet, 215-16, 434n.37; content authority, 96
302-3; furniture in, 671-73, 674, of wall dressings, 318; in weaving, conterie ware, 598
698; timber, 674, 677, 678-79; 216, 230, 248, 275; of wool, Conti, Niccolo dei, 859
timber ceilings of, 692-96, 920. 198-99, 234, 431n.20. See also contrasting effect, 631
See also temple(s); specific cathe- dyeing; polychromy cooling vessels, 487, 522
drals; specific churches colored glazes, 582 coppo. See containers
Churchill, John, 304 colored paste, 582 cordovan, 179
chytra, 476 column(s): in Asia Minor, 371-72; Corinthian abacus, 799, 800
Cicero, 279, 288, 331, 399, 483 Asian-lonic, 760; Assyrian, 31-32, Corinthian capitals, 799, 800, 802
Cimabue (painter), 895n.60 47, 333-34, 346; calyx, 363, Corinthian columns, 381, 389,
cinnabaris, 389 364-65; cast, 810n.10; Corinthian, 799-800, 802, 803, 820n.123
Cione, Andrea di (Orcagna), 858 381, 389, 799-800, 802, 803, Corinthian crown, 800, 802
circular plan, 739 820n.123; draperies on, 281; Corinthian monuments, 802, 804
circumlitio, 409-12 Egyptian, 362-68; embossed Corinthian style, 799-807
cistae, 490 metal, 810n.10; Greek, 374, 379, Corinthian temples, 389, 804-5
cladding, 50, 828. See also dressing(s) 381; Ionic, 782-84, 786-87; Corinth school of sculpture, 845
clay: as first plastic material, 467, Median, 348-49; metal in, 376, cornice bearers, 639
468; pipe, 580, 585; potter’s, 560, 810n.10; in mixed style, 784-85; cornice feet, 639
579; sculptor’s, 560 painting of, 411, 423; paintings cornu, 517-18
clay modeling, in sculpture, 252-53, between, 281, 443n.142; Coroebas of Athens, 610n.14
269, 347 peripteral, 802; Persian, 32, 33, corona, 536, 743
clay walls, incrustation with glazed 759-60; polychromy on, 423; Correggio, 532
tiles, 319-23 proportions of, 786, 803; proto- corsae, 632
Clearchus of Rhegium, 251 Doric, 363-64; Roman triumphal, corselet, 830
Clement of Alexandria, 279 287-88, 807-9; as support, corsets, 828
clerestories, 667—68 642-44; of Tabernacle, 292-93; cortina, 476, 537, 538
climax, 711n.1 wood, 371, 653. See also Doric Coste, Pascal, 349
clocks, 872, 896n.85 columns Cotta, Johann Friedrich, 25
clothing, 237-41; and architecture, column axis, 765, 768 cotton, 190-91, 193, 194-96
237-39, 248; bands on, 118-23; column-borne gabled roof, 764 couches, 661, 665
basic forms of, 240-41; cotton, column handles, 547 counterpressure, 728, 729
194-96; flax, 192-94; Greek free column orders, 785—86; definition of, courtyard walls, Chinese, 260-61
drapery vs. barbarian, 239-41; 362 Cousin, Jean, 344, 860
origins of, 247; satin, 212; silk, column-shaft monolith, 793 cover(s), 123-53; ceilings as, 130-31,
201, 204; wool, 196-200. See also comets, 98n.13 146-53; development of principle
specific types composite handles, 547 of, 352; earliest use of, 123; floor
Cluny Museum, 896n.84 compressed panels, 631 dressings as, 130-46; general-
coffered ceiling, 636, 692, 693 compressive strength: of stone, 727; formal factors in, 124-27; purpose
coffins, Chaldean, 304, 307-8, of wood, 652 of, 123; right and left of, 124; sur-
311-12. See also funeral pyres conchylium colors, 235 face of, 123-24; surface ornamen-
cohesion: definition of, 727; of Concord, Temple of (Rome), 807 tation of, 127-30; top and bottom
masonry materials, 727-28 Concordia, Temple of (Agrigentum), of, 124; wall dressings as, 128-30.
coinage, 838-43 WET See also specific types
Colbert, Jean-Baptiste, 200, 224 congruent motives, 630 cracked porcelain, 615n.66
Cole, Henry, 9, 10, 13-15, 16 conoid, 527, 528 Crassus, Lucius, 410
collar beam, 628, 694 Conrad de Huse, 521 crepido, 632
color(s): architectural form and, consecration medallions, 298-99 Cretan school of sculpture, 844
387-94, 427; of cotton, 194, 195; consoles, 632, 682 crocheting, 221
in embroidery, 230; of floor dress- Constantine the Great, Roman Croesus, king of Lydia, 844
960
Index
Cronius (gem carver), 839 Darwin, Charles, 1, 27, 53, 57n.38 Dinocrates (architect), 401
crossbars, 641 Dasypodius, Konrad, 897n.85 Diodorus Siculus, 320, 347, 348
cross bench, 675 Davis, John Francis, 591 Diogenes, cask of, 472
crosscut fillets, 655 dealbatio, 781 Dionysius the Elder, 839
cross-stitch, 228, 229-30 decastyle plan, 765 Dionysius the Younger, 839
crown (architectural): in ashlar struc- decoration: continuous, 647n.10; Dionysus, decoration of Dresden
ture, 737, 743; of Athenian archi- Renaissance, 701—4; surface, Hoftheater and, 51, 66n.166
trave, 911; Corinthian, 800, 802; 872-87. See also specific types Dionysus, Temple of (Teos), 808
of doorframe, 669; Doric, 771; as decoration of vessels, 529-34; in Dioscorides (gem carver), 839
symbol, 630; of tripod, 640-41 archaic style pottery, 568-69; Dipoenus (sculptor), 844, 891n.36
crown (royal): of Agilulf, 891n.44; of Chinese, 615n.66; figurative, dipteral plan, 765
Theodolinda, 891n.44 565-66, 610n.19; in Hellenic directional unity, principle of, 545
Crystal Palace (London), 13, 14, 47 style pottery, 571-72 direction of movement, 90-91; in ani-
crystals, 596, 598, 599, 600; propor- defensive dressing, 825 mals, 92; authority of, 95-96; in
tionality in, 90 defensive weapons, 827 ceilings, 147—53; as condition for
Ctesias (historian), 298, 312, 320 deinos, 519-20, 556n.33 beauty, 83; in floor dressings, 131,
cucurbit, as basic form, 470-71 Deioces, king of the Medes, 348 138-46, 907; in seams, 159-60; in
cuirasses, 220, 221, 830 De la Beche, Henry Thomas, 323 wall dressings, 129-30
culot, 538 Delacroix, Eugéne, 150 disci, 483
Cuneo, Alessandro Alberico, 842 Delaune, Etienne, 897n.85 Doges’ Palace (Venice), 859
Cursor, Lucius Papirius, 285 Della Robbia, Luca, 323, 578, 579, dolium, 472; handles of, 545; vs.
curtains, 278, 669, 716n.37. See also 857, 858 other vessel types, 472, 474, 476,
tapestry; textiles Delli, Dello di Niccolo, 701 480, 585
Curtius, Ernst, 389 Delphi, temple at, 391, 392 Donaldson, Thomas Leverton, 421,
Curtius Rufus, Quintus, 269 Demeter, Temple of (Paestum), 772 422, 423
cushion motive, 798, 817n.77 Demetrius of Phaleron, 817n.73 Donatello, 484, 857, 858, 890n.28
cut-glass vases, 597 Demetrius Poliorcetes, king of door(s), 669-70; Chinese, 262; cur-
Cuvier, Georges, 26 Macedonia, 197 tains as, 278; frames, eurythmy of,
cyathus, 497, 524 Democritus, 237 86; Greek, 331; metal, 328-32,
cyclopean blocks, 729 density, of metals, 825 670, 858, 894n.60; Roman,
cyclopean walls, 369, 742, 746n.4 Desiderio da Firenze, 487 331-32; temple, 669, 670; wood,
cylinder, as ceramic form, 528 Desiderio da Settignano, 859 metal dressing on, 328-32
cymatium, 771, 786, 800 Desiderius (abbot), 856 Doric abacus, 769, 771, 773, 775,
cymbium, 506-7 destination, framed image as, 632 776, 779, 786
Cypselus, tyrant of Corinth, 490 determination, principle of, 626, 630, Doric capitals, 769, 770, 771, 776,
Cyrus the Great, king of Persia, 759, 631 779, 800
809n.9 Diadochi (successors of Alexander the Doric columns: in Attic-Doric style,
Cyzicus, temple at, 388, 399, 734 Great), 663 779, 786; in developed Doric style,
cziro. See containers Diana, Temple of (Ephesus). See 775; features of, 769; fluted,
Artemis, Temple of (Ephesus) 371-72; in lax archaic-Doric style,
Daedalid school of sculpture, 844 Diana, Temple of (Stymphalis), 391 771, 772; in pre-Doric style,
Daedalus (sculptor), 844, 890n.32 diaphragmata, 634 768-70; in proto-Doric style,
Dagobert, throne of, 664, 892n.48 diatoni, 751n.21 363-64; in severe Doric style, 773;
Dagobert II, king of the Franks, 851, diatreta, 597, 603 slender, 786
892n.49 Didron, Adolphe Napoléon and Doric crown, 771
Daly, César, 668 Edouard, 494, 505, 699, 721n.112, Doric cyma, 40, 41
damascened band glass, 603 866 Doric echinus, 732, 762, 769, 770,
damascening, 830, 874, 881-82, Didymaeum (near Miletus), 794 771, 773, 775, 786, 800
896n.77, 899n.120 die-cutting, 839-40 Doric guttae, 372, 769, 772, 781
damask, 209 Diéterle, Jules-Pierre-Michel, 45, 595 Doric-Ionic-Corinthian temple, 791
Damiano da Bergamo, 722n.113 Dietrich, Johann Christian, 593 Doric rock facades, 770, 811n.14
Damophilos (sculptor and painter), Dilthey, Wilhelm, 38-39 Doric rock tombs, 770, 811n.14,
385 dimita, 216, 217 813n.31
Daphnis of Miletus, 794 ding, 492 Doric seams, 159
961
Index
Doric style, 763-81; Alexandrian, Droysen, Johann Gustav, 424 Egyptian art: Assyrian art and, 28;
780-81; in Asia Minor, 375; devel- Dubois, Gilles, 593 incrustation in, 244
oped, 774-79; development of, Dubois, Robert, 593 Egyptian ashlar structure, 755
763-64; lax archaic, 771-73; Dubois Maisonneuve, A., 487 Egyptian column orders, 362-68
proportions in, 765—68; severe, Duccio di Buoninsegna, 895n.60 Egyptian damascening, 881
773-74. See also Attic-Doric style; ductility: of glass, 600; of metal, Egyptian dressings, 354-68, 378
lonic-Doric style; pre-Doric style 825-36 Egyptian dwellings, 668
Doric style tectonics, 661 Dufeu, Constant, 412 Egyptian embossed work, 872
Doric temples, 762, 765, 768-81, Dupré, Guillaume, 841 Egyptian engraved work, 873
818n.84 Diirer, Albrecht, 213, 841 Egyptian furniture, 654, 712n.4, 713
double glass, 603-4 Dutthagamani, king of Ceylon, 267 Egyptian glaze, 608n.7
dragons, in Chinese architecture, 263, dwellings: Egyptian, 668; Greco- Egyptian masonry, 726
264 Italic, 665-66; half-timber, Egyptian monuments, canopies on,
dragon’s blood (resin), 389, 422, 423, 679-88; interior structure of, 281
459n.327 668-69, 670; rubber as covering Egyptian netting, 220-21
drama. See theaters for, 185; Scandinavian, 674-78; Egyptian paneling, 713n.9
drapery (clothing): free, in Greece, Swiss, 689-92, 718n.78, 719n.82; Egyptian porcelain, 584
239-41; satin, 213. See also Tuscan-Roman, 667 Egyptian pottery, 566
clothing dyeing, 232-36; ancient methods of, Egyptian pressed decorations, 872
drapery (furnishing), 273-303; in 234-36; chemistry of, 233; of cot- Egyptian pyramids, 355-59, 726, 740
China, 259; proportionality of, ton, 195; of flax, 193-94; of hides, Egyptian sculpture: clothing and,
130. See also tapestry 232; of human skin, 171-72, 254, 237-38; leather and, 176-77
Dresden Gallery, 7, 8, 41, 42, 731 255; marine organisms in, 235; vs. Egyptian stone tectonics, 763
Dresden Hoftheater, 6, 7, 10, 51, 52, painting, 327; plants in, 232, 236; Egyptian stone walls, 755-56
66n.166 of rubber, 182, 184-85; of wool, Egyptian substructures, 742
dressing(s): in Asia Minor, 368-76; 198-99, 234, 235 Egyptian temples, motive of, 249
in Assyria, 312-46, 378; attached, Egyptian textiles: cross-stitching of,
769; in Babylonia, 346-48; in ear-shaped handles, 551, 558n.81 230; dyeing of, 233, 234;
Chaldea, 303-12, 378; in China, earthen walls, 756 embossed leather, 176-77; shirts,
255-64; in Christian West, earthenware, 563, 580-90, 614n.60 241; silk, 201; tapestries, 279, 281;
415-19; defensive, 825; in East, ébauchage, 608n.7 wool, 196-97, 234
419; in Egypt, 354-68, 378; gold, Ecbatana, citadel at, 348-49 Egyptian tombs, 359-62, 912
826-27; in Greece, 50, 368-400; ecclesiastical buildings. See churches; Egyptian vessels: baskets, 489, 490;
in India, 264-71; interior, 669; temple(s); specific cathedrals earthenware, 586; flasks, 515;
in Judaea, 349-54; as mask, 50, ecclesiastical furniture, 671-73, 674, kraters, 476, 477; lamps, 503-4;
438n.85; meanings of term, 50; in 698 lid of, 552; pitchers, 511; situla
Media, 348-49; in Mesopotamia, ecclesiastical metalwork, 853 (pail), 36, 37, 468-70, 488, 498;
271-77; metallic, 825; in monu- echinus: Doric, 732, 762, 769, 770, spoons, 496-97; tubs, 486; urns,
mental decoration, 288; in New 771, 773, 775, 786, 800; swell of, 474-75
Zealand, 254-55; in Persia, 349; 733 Egyptian wall dressings, 360-61
in Phoenicia, 349-54; principle of, edging: colors in, 137; with toothed Egyptian wreaths, 162n.1
243, 530, 740; principle of, influ- circular segments, 125-26 Elers, David, 588
ence on style in architecture and education, Semper’s discussion of, Elers, John, 588
arts, 242-429, 438n.85; in Renais- 73-75. See also Schools of Design El Hymer (near Babylon), 308
sance, 419-20; in Rome, 400-415; egg, as basic form, 470-71 Ely Cathedral, 695
seams in, 155; Semper’s first artic- egg-and-dart motif, 40, 41, 87, 116, embasis, 844
ulation of, 12; Semper’s theory of, 353 emblems, 481, 483, 536
vili, 49-50, 65n.154; stone, Egypt: archaeological study of, 21; embossing: in architecture, 810n.10;
736-37, 755; superfoetation of, influence on Greece, 361-62; on enameled gold, 292, 447n.192;
290; timber construction, 653. See influence on Rome, 400-401; of gold medallions, 841; of metal,
also floor dressings; wall dressings polychromy in, 366, 367 872-73; and pottery, 565; proper-
drinking horns, 471, 517-18 Egyptian animal masks, 174-75 ties of metal and, 111. See also
drinking vessels, 470, 485, 487, Egyptian architecture: Mesopotamian empaestics
517-24 style and, 271-72; roofs in, 647n.1 embroidery, 228-32, 833; base mate-
962
Index
rial for, 230-31; canvas, 232; in etching, of metal, 830, 842, 864, festive celebrations: in churches,
China, 259-60; colored, 230; defi- 899n.120 302-3; Greek, 284, 288; and mon-
nition of, 228; flat, 228, 259-60; Etruscan atrium, 627 umental art, 249, 284-85; Roman,
framing in, 286; free ornamental, Etruscan candelabras, 639 284-86, 288, 289; tapestries for,
231; historical motifs in, 206; of Etruscan couch, 634 283-302; tents at, 290-97;
Mesopotamian textiles, 273-76; Etruscan embossed work, 872 theaters in, 297-98
vs. painting, 286-87; relief, 228; Etruscan engraved work, 873-74 feu de moufle, 583
satin as, 211; on silk, 206-7; of Etruscan furniture, 338, 661 fibers, 189-217; classification of,
tapestries, 275, 276; vs. weaving, Etruscan jewelry, 832 189-90; cotton, 194-96; flax,
230 Etruscan pressed decorations, 872 191-94; silk, 200-217; wool,
empaestics: and architecture, 328, Etruscan reliefs, 373-74 196-200; writings on, 191
725, 784; and Assyrian furniture, Etruscan roofing, 667 Fiedler, Conrad, 49, 54n.3
335, 337, 339, 665; and colossal Etruscan substructures, 744 filigree, 831-33, 861, 864, 873, 880
statues, 251-53; earliest uses of, Etruscan tomb cones, 743 filigree glass, 601-2, 604, 620n.113
291, 292; in Mesopotamia, 335; Etruscan vessels: bowls, 482; flasks, filling vessels, 470, 471, 517-24
and the ring system, 828. See also 515; hydria, 469, 502; kraters, Finiguerra, Maso, 842, 875
embossing 476, 477; lamps, 504, 507-8; lids fireplace decorations, 861
empathy, Semper’s influence on of, 552; pails, 498, 500; urns, 474, firing: of ceramic objects, 562,
theories of, 39 475 609n.7; original use of, 323-24
emplecton, 741, 749n.13, 750n.21 Etruscan weapons, 829 fish, proportionality of, 95
enamel coating, of ceramics, 579 Etrusco-Roman well pail, 499 flags, 118, 119
enameling, 830, 875-80; vs. dyeing or Ettlinger, Leopold, 25 Flaminius, Titus Quinctius, 289
painting, 327; in Egypt, 367; gems Etudes céramiques (Ziegler), 527 Flanders, wool in, 199-200
and, 397; on gold, 292, 877; on Euripides, 279-80, 282, 294, Flandin, Eugéne, 325, 349; engraving
silver, 367; wax, 322 719n.83, 811n.19 by, 30
enamel jewels, 878 eurythmy: authority of, 92-93; defi- flasks, 489, 514-17, 542, 544; lid of,
enamel painting, 876-78 nition of, 86; modifications to, 55)3)
enamel vessels, 484, 612n.28, 86-87; in plants, 88-89; and stone flat stitch, 207, 211, 228-30
616n.77 construction, 728, 729; symmetry flax fibers, 191-94
encaustics, 322, 609n.7, 875 and, 86, 87, 92 flint glass, 618n.91
encencier, 494 Eusebius of Caesarea, 890n.34 flint-glass glaze, 594
enclosure, spatial: in China, 257-62; Evans, John, 27 floats, paintings on, 286
eurythmy and, 86; floors and, excipient, 877-78 floor beams, 685
130-31, 146; origins of, 247-48; floor dressings, 130-46; Assyrian,
surface ornamentation and, 127, fabrics. See textiles 138, 139, 143; carpets as, 131, 138,
152, 529; walls and, 130-31, 248 faces, ashlar, 731-34 282-83; ceilings and, 146-47;
encrusted glass, 604 faience, 563, 578-80 centerpoint of, 131, 141-43, 144;
England: enamel decoration in, faience fine, 580-84 color of, 134-38; direction in, 131,
898n.102; fur in, 178-79; metal- Falcandus, Hugo, 207, 215, 217 138-46, 907; Greek, 143-45;
lurgy in, 841; wool in, 200 Faraday, Michael, 422 hems in, 140—41; historical motifs
engobage, 582 Farnese bowl, 482 in, 143; imitative ornamental treat-
engobe, 608n.7 fasciae, 632, 633, 688, 834 ment of, 132-34; marble, 410;
engraving, of metal, 830, 842-43, fastigium, 626, 848 Roman, 145-46; tapestry as,
873-75 favissae, 315 282-83; top and bottom in, 131,
Epaminondas (Theben general), 757 feathers: headdress of, 29, 122, 123; 138, 146; trim of, 141, 907, 909;
épaule, 542 string of, 114 vegetal ornaments in, 132-34,
epichysis, 512-14 feldspar, 591, 594 138-39
epistyle(s): sculpture of, 372, 373, Felkener, E., 818n.91 Floridi, Lucantonio, 480
374, 628; of Tuscan temple, 666, Fellows, Charles, 372, 818n.91 flutes, on columns, 771, 773, 775,
667 felt, 173, 226; woolen, 190, 197, 198, 810n.10, 814n.37
Erechtheum (Athens), 798-99; cary- 199, 226 flying buttresses, 417, 683
atid porch of, 744 fence weaving, in New Zealand, 254 folding, of metal, 338-39
Eschenbach, Wolfram von, 212 fercula, 287 folding chair, 715n.25
étagére, 844 Fergusson, James, 326 fondant, 591
Nos:
Index
forging: architectural elements and, funnels, 470, 500-502, 517-24; bell- German damascening, 882, 899n.121
866-72; discovery of, 863-64; shaped, 544; in nature, 471 Germanic tribes, timber architecture
properties of metal and, 111; fur: as floor dressing, 140; as raw of, 673-74
weapons and, 864-66 material, 173-75, 177-80; seams German metallurgy, 841, 843, 852,
formation: determinants of, 83, 89; on, 154-55; trade in, 178 859-60, 861
principle of, 83-85 furnishings: Assyrian, 333-46; cast- German textiles: fur and leather, 177;
Fortuna Virilis, Temple of (Rome), 796 metal, 889; Chinese, 654; satin, 212; wool, 199, 200
Forum (Rome), festive decorations at, ecclesiastical, 671-73, 674, 698; German wood carvings, 722n.113
284-85 Egyptian, 654, 712n.4, 713; Germany: Gothic style in, 702;
foundation, structural: canons of, Etruscan, 338; Gothic, 704-5, half-timber buildings in, 681-88;
729; circular, 739; influences on, 722n.115; Greco-Italic, 660-65; Renaissance in, 859-60;
738-39; polygonal, 739; rectangu- medieval, 671-73; metal in, Romanesque style in, 699
lar, 739-46; structure of, 726; of 335-39; mobility of, 339-40, 343; Gervase of Tilbury, 518
temples, 726-27 vs. monuments, 339; motives for, Ghiberti, Lorenzo, 857, 858
fountain bowls, 485 336-39; movable domestic, and Giambologna. See Giovanni da
fountains, 849, 859-60, 862, monumental construction, 623, Bologna
892n.47 624, 652; Renaissance, 701-8, Giedion, Sigfried, 49
fown, 217 721n.113, 722n.115; secular, 673, gilding, 584, 882-87; Chinese,
frame(s): antepagment as, 404; in 674; symbolism of, 337, 340-45. 615n.66; light, 616n.73; Roman,
ashlar structure, 731-34; with See also specific types 411, 412, 899n.127
corresponding filling, 624-26; in furniture. See furnishings Giotto, 858
embroidery, 286; eurythmy of, 86; futurists, 80-81 Giovanni da Bologna, 857, 862
functional purpose of, 628, 632, Giuliano da Maiano, 721n.113, 859
633; height and depth of, 633; gable(s): Assyrian, 333, 379, 392, Giza, pyramids of, 355-56, 357
horizontal, 633; integrating with 760; Byzantine, 848; decoration Gladbach, Ernst Georg, 688
supports, 646; as protection of, 392, 677, 690, 691, 789; Doric, glass, 596-606, 917; blowing,
against shrinking wood, 656-57; 375, 645, 760; of rock portals, 600-606; bubble, 619n.109,
as protection against warping 789, 790; in temples, 392, 626, 620n.118; carving figures and
wood, 655-56; structural purpose 760, 770, 777, 778; in timber ornaments in, 598; chalices, 522,
of, 628, 632, 633; upright rectan- architecture, 684, 685, 696, 709; 523; cutting and grinding of, 597;
gular, 630-33; upright triangular, as vertical triangular frame, damascened band, 603; as decora-
626-30; vertical, 626-33. See also 626-27, 628, 637 tion, 596, 597; double, 603-4;
lattice(s) gable roofs, 333, 623, 627, 683, 685, ductility of, 600; early use of, 596,
France: education in, 74; Gothic style 764 597; filigree work, 601; as hard
in, 702 Gage, John, 484 material, 596-99; mirrors,
French ashlar structure, 733 Gagin, Philippe, 183 618n.91; molded, 599-600, 604;
French cast metal, 888 Gailhabaud, Jules, 866 mosaic, 601; painting on, 603; and
French damascening, 882, 899n.121 Galdhals, Jakob, 841 popularity of precious metal vessels,
French enamel decoration, 876, Galerie d’Apollon (Paris), 150-51 847; in Rome, 414; sky as, 163n.11;
877-78, 880, 894n.56, 898n.102 galleries, in timber architecture, as soft material, 600-606; stained,
French furniture, 706, 707, 722n.115 711n.1, 719n.80 417-18; threads, 601-2
French gilding, 899n.127 Gallo-Roman vessels: bowls, 483; Glaucias of Aegina, 845
French metallurgy, 841, 860, 861, 862 pails, 500; pitchers, 511 Glaucus of Chios or Samos: as inven-
French textiles: lace, 224; satin, 212; Gau, Franz Christian, 4, 21, 22, 103, tor of soldering or welding, 338,
wool, 200 244 714n.21, 843-44, 864, 890n.34,
French wood carvings, 722n.113 Gauss, Carl Friedrich, 4 895n.71; krater by, 659, 714n.21,
fringe, 126 Gauthier furniture, 708 844, 895n.67
frontispiece of Nero (Rome), 806 geisiphores, 639 glazes: on archaic style pottery, 568;
Fuhlrott, Johann Karl, 27 geisipodes, 639 colored, 582; coloring over, 583;
Fulvius Nobilior, Marcus, 289 gems, 396-97, 597, 598; carving of, coloring under, 582; of earthen-
funeral pyres: decoration of, 298-301; 839-40 ware, 586-87, 589, 608n.7;
of Hephaestion, 299, 315 genus doricum, 786 Egyptian, 608n.7; flint-glass, 594;
funeral rites, ceramics used in, 468, Gerhard, Eduard, 501, 510 in Hellenic style pottery, 569-70;
475 German armor, 889n.14 lead, 562, 575-77, 579, 581,
964
Index
611n.20; of Roman pottery, 574; Gore House (London), 723n.19, 873, festive celebrations in, decorations
stone, 584-85; on tiles, 319-23; 897n.87 for, 284, 288; incrustation in, 243,
tin, 579, 580 Gorgasos (sculptor and painter), 385 378-79; influence on Rome, 400;
glyptics, 397, 598, 725, 837, 840 Gothic altars, 858 monuments plundered by, 289; old
gobblin, 487 Gothic ashlar structure, 749n.7 style in, 380-85; perfected style in,
Goethe, Johann Wolfgang von, 34, 78 Gothic chandelier, 854 385-94; polychromy in, 244,
gold: damascening of, 881-82; dress- Gothic churches, 678-79 245-46, 379, 394-400; potter’s
ings of, 826-27; enameling of, Gothic furniture, 673, 702, 704-5, wheel in, 566-67
292, 367, 397, 603, 877, 878, 879; T2205 Greek architecture: eurythmy in, 86;
properties of, 825-26, 831. See Gothic incense pans, 494 tectonic principle of, 645
also chryselephantine sculpture; Gothic lamps, 508 Greek art: Assyrian art and, 28; bar-
gilding Gothic lattice, 636, 683 barian art and, 242-43; dressing
gold, as architectural dressing: in Gothic metalwork, 853, 857-58, in, 243; incrustation in, 243; roots
Alexander’s tent, 294, 296, 396; 866-72 of, 242
in Babylonia, 279, 314, 328; in Gothic ornaments, 691 Greek ashlar structure, 756
China, 261, 262, 263, 264; devel- Gothic rosette, 631 Greek band chain, 835
opment of, 396, 827; in Egypt, 414; Gothic sculpture, 700 Greek canopies, 281-82
in India, 267, 269; in Media, 348, Gothic style: artistic forged metal in, Greek ceilings, 147, 148
759; medieval, 851; in Nero’s 866-72; cast metal in, 888; in Greek clothing, 159
Golden House, 399, 414, 446n.186; Christian West, 416-19; in Italy, Greek coins, 839
in Rome, 331, 670; in Tabernacle 699, 857-58; and neo-Gothic style, Greek columns, 374, 379, 381
of Moses, 291, 292, 293; in 78-79; paneling in, 697; and Greek damascening, 881, 882
Temple of Solomon, 352-53, 391 Renaissance furniture, 702; and Greek doors, metal on, 331
gold breastplates, 291, 826, 829 rural construction, 685; and Greek drama, 50, 240, 279, 280
gold brocade, 208-11, 216, 433n.28 timber ceilings, 693-96 Greek dressings, 50, 368-400
gold coins, 839, 840 Gothic substructures, 745 Greek embossed work, 872
gold furniture: beds, 279; Byzantine, Gothic use of gold, 827 Greek enamel painting, 876
665, 671, 848; coffins, 300, 663; Gothic weapons, 830 Greek engraved work, 873-74
couches, 298, 663; thrones, 267, Goujon, Jean, 860 Greek floors, direction in, 143-45
300, 671, 851 Goury, Jules, 22, 421 Greek furniture, 661-64
gold jewelry, 308, 831, 833, 844 Gracchus, Tiberius Sempronis, 287 Greek gables, 626
gold mask, 826 grandeza, 706 Greek gilding, 883
gold medallions, 841 granite: in Egyptian pyramids, Greek glass, 599
goldplating, 291 357-58; in temple at Karnak, 357 Greek interior structure, 668-70
gold saltcellars, 494, 495 Gravant, Francois, 593 Greek lattice, 634
goldsmiths: Byzantine, 665, 847, 848; gravity, 39, 91, 95, 734 Greek masonry, 727, 750n.21
early Greek, 440n.89, 826, 846; Great Exhibition (London, 1851), Greek metallurgy, 838-39, 843-47
medieval, 851; Renaissance, 521, 13-15; Caribbean hut at, 13, 14, Greek mythology, 368
853-54, 858, 877, 885, 893n.56; 44, 666; Crystal Palace of, 13, 14, Greek oligochrome pottery, 567-73
Roman, 847; use of ceramic forms 47; Indian windows at, 270; New Greek paneling, 713n.9
by, 484, 487, 488, 521 Zealand pas at, 255; textiles at, Greek pressed decorations, 872
gold thread: in architecture, 388, 399, 254 Greek scalpture, 838-39
734; in ceramics, 367, 591; in Greco-Italic pottery, 564 Greek sculpture, evolution of materials
metalwork, 833, 881; in textiles, Greco-Italic stone tectonics: begin- for, 251-53, 844-47
137, 197, 198, 208-10, 211, 259, nings of, 761-63; Corinthian, Greek slingshot projectiles, 16, 45,
433n.278, 834 799-807; Doric, 763-81; Ionic, 46, 47
gold utensils, 852, 894n.57 782-99; Roman triumphal, 807-9 Greek stone tectonics, 758. See also
gold vessels: bowls, 519, 880; chalice, Greco-Italic tectonics: and domestic Greco-Italic stone tectonics
878-79; colossal, 844; drinking furnishings, 660-65; and timber Greek stone walls, 756
horns, 518; incense pan, 454; jug, architecture, 665-66 Greek substructures, 351, 741, 742
894n.57 Greece: archaeological study of, Greek temples, 50, 279, 280, 743-44.
gold votive garlands, 299, 826 21-22; Asia Minor and, 368-76; See also specific orders; specific
Goller, Adolf, 38, 63n.116 Asian influence on, 395-400, 408; temples
Goodyear, Charles, 182 Egyptian influence on, 361-62; Greek tents, 294-97
965
Index
Greek textiles: free drapery, 239-41; hatching, in metal, 842, 875, 887 Hincks, Edward, 347
silk, 201-2; tapestries, 279-80, Hawaiian textiles, and sculpture, 255 Hippodamus (architect), 401, 757
281-82; wool, 197 headdresses, of feathers, 29, 122, 123, historical paintings, clothing in,
Greek vessels: bases of, 535; bowls, 174 239-40
481-82, 485; decorative attributes headpieces, 28, 29, 122, 140, 174, 682 historicism, 78-79
of, 530, 568-69, 571-72; flasks, hearth, 666, 675, 726-27; ceramics’ Hittorff, Jacques-Ignace, 5, 245, 412,
516; general character and form of, association with, 13; as elementary 424
568, 570-71; handles of, 548, 551; motive, 12 HOfer, Albert, 164n.13
hydria, 36, 37, 468-70, 501-2; Heber, Reginald, 270-71 Holbein, Hans, 522
lamps, 503, 508; lids of, 552; Heeren, Arnold Hermann Ludwig, 4, Holland, metallurgy in, 841
materials and techniques for, 201 Hollar, Wenceslaus, 521
567-68, 569-70; mouths of, 544; Hefner, Jakob Heinrich von, 213 hollow construction, 756
necks of, 540-41; pails, 498-99; hegemon, 627, 637, 683 hollow-plate functional system, 828,
pastes for, 562; pitchers, 513; Heideloff, Carl Alexander von, 829-30
spoons, 496, 497, 498; tubs, 486, 715n.28 holmos, 476
487, 556n.32; urns, 475, 476 height-to-length ratio, of ashlar struc- Homer: on architectural decoration,
Greek wall paintings, 245-46, ture, 737, 749n.7 376, 711n.1; on architecture, 668;
385-86, 394-400 Heine, Heinrich, 81, 276 on ceramics, 524, 556n.45, 566;
Greek weapons, 829 Hellenic style pottery, 569-72 concept of barbarian lacking in,
Greek wreaths, 161n.1 helmets, 28, 29, 44, 122, 830, 243; on metalwork, 251, 898n.116;
Gregory of Tours, 674 895n.67 on textiles, 282
gres, 567 Helmschmied, Koloman, 889n.14 homogeneity, of ceramic materials,
Grimm, Jacob, 53 hem(s): for ashlar structure, 729, 737; 560-61
Grosso, Niccolo, 896n.83 as bands, 117, 118; in floor dress- Honor and Virtue, Temple of (Rome),
guilloche, 318, 628, 633 ing, 140-41; functions of, 140, 391
guipure lace, 223 160-61; lace as, 225; of lid, 553 Honorius, Roman emperor, 155
gum elastic. See rubber hemp, for netting, 220 horns, as vessels, 471, 517-18
gussets, in knit garments, 221 Hephaestion, funeral pyre of, 299, 315 Horolt, Johann Gregorius, 592
guttae, Doric, 372, 769, 772, 781 Hephaestus (metalworker), 890n.32 house. See dwellings
guttus, 512-14, $57n.51 Hera, Temple of (Samos), 375, human figures, in furnishings, 345
786-87, 792 humans, prehistoric, 26-28
haematinum, 621n.122 Heraeum (Olympia), 381 human skin, 171-72
Hagia Sophia (Istanbul), 331-32, 848 Hercules, Temple of (Agrigentum), hut(s): Caribbean bamboo, 13, 14,
half-timber buildings, 679-88 776 44, 666, 680; clay models of,
Halicarnassus: mausoleum at, 801; Hermann, Hermann, 421 609n.8; Greek, 44, 266, 665, 764;
palace at, 388, 392 Hermes Trismegistus, 379 Scandinavian wooden, 676;
Hancock, Thomas, 182 Hermogenes (architect), 801, 808 Vitruvian primitive, 103, 623,
handle(s): as accessory design motive, Herod, Temple of (Jerusalem), 351 665-66
471; of amphora, 474, 548; angle Herodian (historian), 299 hyaloceramics, 598
of, 558n.82; bow, 546; composite, Herodotus: on Argolic kraters, 476, hydria, 468-70, 501-2, 571
547; ear-shaped, 551, 558n.81; 637; on Asia Minor, 368, 369; on hygroscopicity, 654
horizontal, 545, 547, 548, 549; of clothing, 241; on Egypt, 354, 356, Hyllos (gem carver), 839
kraters, 478, 547, 548; stirrup, 366-67; on fabric, 175, 193, 196; hyperboloid, in ceramics, 489, 527,
547; strut, 547; symmetrical, 545, on Median architecture, 348; on 528, 537, 538
548; thumb support on, 558n.81; wall dressing, 323, 347, 348, 356, hyperthyron, 669
vertical, 545, 546, 547, 548, 549; 424; writings of, Kugler on, 424 hypokraterion, 477, 487
of vessels, 545-52 Heros Kantharos, 520
hard-paste porcelain, 590-93 Hervée, bishop of Troyes, chalice of, Iasus, polygonal walls near, 369
harmonia, 288 $21 Ictinus (architect), 778
Harpagus Monument (Xanthus), 372, Hesiod, 898n.116 idealism, of Semper, 20, 32-34, 53
819n.93 Hettner, Hermann, 420-21, 422, 423 idealist aesthetics, critique of, 34-35
Harpy Tomb (Xanthus), 372, 773, Heuser, Georg, 48 Ilissus, temple on the (Athens),
787, 790 hexamita, 215, 216 796-97
Hasenauer, Karl von, 10 hieroglyphics, in Egyptian tombs, 361 impagibus, 669
966
Index
imperial coins, 839 Ionic columns, 782-84, 786-87 Solomon, 352-54, 391, 764,
imperial coronation vestments, Ionic-Doric style, 784-85, 786, 810n.10; leather manufacture by,
851-52 788-99 175-76; use of silk by, 201
imperial medallions, 840 Ionic monuments, 790-91 Johann of Limoges, 894n.56,
Incantada (Thessaloniki), 804 Ionic rock facades, 785, 811n.14 898n.103
Incarville, Pierre d’, 186 Ionic rock tomb portals, 788-90, joint decoration, architectural: devel-
incensorium, 494 811n.14, 813n.31 opment of, 398-99, 726-27, 734,
incitega, 473, 536 Ionic style, 782-99; in Asia Minor, 757; Roman, 399, 404, 405-6,
incrustation: in Assyrian art, 311-12; 371, 375 411, 735, 737, 757; of temple at
of Assyrian walls, 317, 319-23; Ionic temples, 786-87, 792-96, Cyzicus, 388, 399, 734
of clay walls with glazed tiles, 818n.84 joint decoration, textile, 175, 180, 228
319-23; of Egyptian pyramids, Ireland: lace in, 224; wood carvings Jones, Harford, 347
355-58; in enamel painting, 876; of, 671 Jones, Owen, 561, 635
in Greek art, 243, 246, 378-79; in iron: artistic uses of, 866; damascen- Josephus, Flavius: on gold dressing,
Roman art, 290; with stone, 312 ing, 881; gilded, 886; properties of, 292, 353, 391; on Roman wall
Indian carpet patterns, 907 863; Semper’s views on the prob- painting, 286; on Temple of
Indian damascening, 882 lem of, 47-48, 49; and spatiality, Herod, 351
Indian enamel decoration, 880 48-49; weapons, 864, 896n.76; Josias, Christian Carl, 5
Indian lacquering, 188-89, 911 welding, 863-64, 895n.71 Judaea: dressings in, 349-54; stone
Indian netting, 221 Iron Age, 27-28 walls in, 755
Indian sculpture, 265-66 isodomon, 750n.21, 756 Julien, Stanislas, 200
Indian textiles: cotton, 194, 195; fur Italian armor, 889n.14 Juno, temples to, in Rome, 385, 808
and leather, 177; influence on Italian cabinet, 702, 703, 721n.113 Juno Lacinia, Temple of
architecture, 264-71; satin, 211; Italian damascening, 882 (Agrigentum), 777
silk, 201; spun yarn, 219; tree bark Italian enamel decoration, 877, 880 Le Jupiter olympien (Quatremére de
and bast in, 175; wool, 197 Italian lace, 224 Quincy), 243-44
Indian timber construction, 266 Italian metallurgy, 840-41, 842, Jupiter Stator, Temple of (Rome), 806
Indian vessels: bowls, 484; censers, 855-63 Juvenal, 288
492; pipes, 492, 493; pitchers, Italic pottery, 574-75
514; spouts of, 544 Italy: Gothic style in, 699, 857-58; kalasiris, 241
Indian wall dressings, 265-69 Renaissance in, 701, 704, 856-57, kalathos, 487
indicum, 389 858-59; Romanesque style in, 856, kalpis, 501, 528
individualization, principle of, 83 857 Kandler, Johann Joachim, 592, 593
Indo-Germanic pottery, 564 ivory, inlaid in wood, 336 kaolin, 591, 594
Indo-Germanic tectonics, 659-60 Das Kapital (Marx), 1
industrial production, artists’ role in, Jacob, Tomb of (near Jerusalem), Kapodistrias, Ioannis, 5
76 811n.14 Kardaki, columnar building at, 770
inertia, 91, 95 Jacopo della Quercia, 859 Karnak, temple at: columns of, 282;
Ingres, Jean-Auguste-Dominique, 45 jade, ceramic imitation of, 591, granite in, 357
Instituto di corrispondenza archeolo- 615n.65 Keller, Ferdinand, 27, 896n.76
gica (Rome), Semper and, 5, 9, 22, Jaipur, palace of rajah in, 270-71 Keller, Gottfried, 43
25 Japanese display vases, 615n.64 Kensington Museum (London),
intaglio, 873-75 Japanese earthenware, 586 54n.7, 615n.65, 836, 897n.87,
intarsia, 336, 701, 722n.113 Japanese lead glazing, 576 899n.118
intercalation: in Christian architec- Japanese porcelain, 590 keras, 517-18
ture, 98n.10; in eurythmy, 87 jarre. See containers kettles, 472, 476, 529
intercolumniations: Attic-Doric, 779; Jenney, William Le Baron, 48 kettle capital, 800
Doric, 762, 788; Ionic, 788, 799, Jerusalem, temples at, 351, 352-54, Khorsabad: color in, 325; layout of,
819n.98; as unit measure, 766, 741 313-14; temple in, 743; tiles in,
812n.25 Jesuits: in China, 257; neo-Gothicism 321-23; wall dressings in, 314-15,
interior structure, 668-70, 709-10 and, 79 321-23
intuitive thinking, direct, 73 jewelry, 825, 831-36, 878 Kinnard, William, 58n.41
Ionic capitals, 762, 782-83, 784, 786, Jews: dressing of Tabernacle of Moses, Klagmann, Jean-Baptiste-Jules, 595
817n.77 291-93; dressing of Temple of Klemm, Gustav, 7
967
Index
Klenze, Leo von, 420-21, 422, 685 as ornamentation, 636; as protec- lip of vessels, 543-45; curved, 543;
knitting, loop stitches in, 221 tion against warping wood, 657; projecting, 538, 543; and stopper,
Knoffler, Gottfried, 592 Renaissance, 636, 702; in Swiss 553
knots, 155-57, 219-21 house, 690; vertical, 636, 637, Lipsius, Constantin, 48
kornies, 733 638, 639 lithography, 842
Kos (island), silk on, 201, 203 lattice construction, 659-60 Livy, 285, 287, 288
kothon, 519 lattice wall, 634 locks, decorative, 694, 870-72
kotylos, 524 latticework: Chinese architectural, Loftus, William Kennett, 25, 304,
koupchin. See containers 257-59, 262; textile, 110, 224, 225 305, 306, 308
kraters, 476-80, 542, 662; base of, Laudel, Heidrun, 35 log-cabin style, 305, 371, 718n.77
538-39; handles of, 478, 547, 548; lax archaic-Doric style, 771-73 log construction, 680, 689-92
lid of, 553 Layard, Austen Henry: on Assyrian Lohapasada (monastery in Ceylon),
kribanos, 497 artifacts in the Egyptian style, 272; 267-68
krossoi, 637 on Assyrian tent, 293-94; on loincloth, 240-41
Kublai Khan, Mongol ruler of China, Assyrian wall dressing, 314-15, Longpérier, Henri-Adrien-Prévost de,
264 318, 326-27; excavation of 483
Kugler, Franz: on polychrome restora- Assyrian sites (Nineveh and loop stitch, 221
tion of the Parthenon, 326; theory Nimrud), 25-26, 247, 251, 328, lorication, 830
of ancient architectural polychromy, 314-15; illustration from, 24; on lotus calyx columns, 364-65
7, 13; theory of ancient architec- sculptures at Arban, 309-10 Louis XIV: decorative metalwork
tural polychromy, Semper’s attack lead glaze, 562, 575-77, 579, 581, under, 862, 873, 896n.78; furni-
on, 384, 389, 392, 420-21, 422, 611n.20 ture, 706, 707, 722n.115
423-24, 463n.383 leathers, 176-80 Louis XV: and French porcelain, 593;
Kunkel ruby glass, 621n.122 leaves, wreath of, 114, 115, 161n.1 furniture, 706, 707
Kunsthistorisches Museum (Vienna), lebes, 476 Louvre (Paris), Galerie d’Apollon of,
40 Lebrun, Charles, 150 150
Kuyunjik, layout of, 313-14 lecythi, 515-16, 544, 557n.53, 573, Lubbock, John, 27
kylix, 485, 486, 497, 521, 542 612n.26 Libke, Wilhelm, 53
Leleges, cyclopean walls of, 369 Lucae, Richard, 48-49
Labarte, Jules, 607n.1 Lenbach, Franz, 10 Lucan (poet), 433n.22
Labenwolf, Georg, 860 Lenoir, Alexandre, 484 Lucanian krater, 547, 548
labrum, 486-87 Leopardi, Alessandro, 859 Lucanian vases, 572
labyrinths, 315, 628 Lepsius, Richard, 356 lucerna, 503
lace, 223-24, 434n.46, 688 Lesche of the Knidians (Delphi), 387 Lucian (satirist), 388, 425-26
lacquer(ing): Chinese process for, Lessing, Gotthold Ephraim, 34, 35 Lucullus, Lucius Licinius, 289
185-88; definition and uses of, Letronne, Antoine-Jean, 245-46, 394 Ludius (painter), 409
185; Indian, 188-89, 911; of leukoma, 568, 573, 612n.27 luka, 676
leather, 179-80; varieties of, 186 Leygebe, Gottfried, 861 Liitzow, Carl von, 54n.3
lamination, 603, 607n.2, 863-64, Licinius (mathematician), 408, lychnos, 503
896n.77 462n.367 lychnuct, 504
lamps, 503-9, 638, 646 lid of vessels, 552-53; as accessory Lycian tombs, 249, 788
Landini, Taddeo, 862 design motive, 471 Lydia, architecture of, 369-70
language of art, 103-4, 106, 248 lime mortar, 734 Lyell, Charles, 26-27
Larissa (Nimrud), 315 limestone, 779 Lynch, William, 304
larnax of Cypselus, 490 Limoges enamel, 876, 877, 878, Lysicrates, Monument of (Athens),
Lartet, Edouard, 28 894n.56 537, 727, 744, 802, 804
lattice(s): angled or curved, 636; Limosin, Léonard, 898n.109 Lysippus (sculptor), 253, 899n.122
Chinese, 258, 259; definition of, Lindenau, Bernhard August, 26 Lysistratus (sculptor), 253
634; diagonal, 648n.23, 683; line, as band, 117
dressing principle and, 110; Gothic, linear chain arrangements, 836 maeniana, 711n.1
636, 683; in half-timber construc- linear symmetry, 90, 93-94 Maffer, Raffaele, 384
tion, 680, 685-88; horizontal, linens, 192-94; lace on, 223-24 Magna Graecia, 663, 664
636, 637, 638-39; importance of, linguistic research, 103-4, 106 Mahabharata, architecture in, 264,
636; metal, 831-36; origin of, 634; Lions Gate (Mycenae), 376, 761 441n.111
968
Index
Mahastupa (stupa in Ceylon), 267 Mausoleum at Halicarnassus, 801 866-72; as hard material, 837-38;
majolica, 484, 578-80 Mausolus, Persian satrap of Caria, properties of, 110-11, 825-26;
Malatesta, Paola, 840 palace of, 388, 392 scalpture in, 837, 838-43; states
malkaf, 709 Maximilian Monument (Innsbruck), of, 824; use of transparent coatings
malleability: of ceramic materials, 859 on, 292; welding, 863-64; on
559-60; of glass, 600 Mazois, Charles Frangois, 244 wood doors, 328-32, 670; wood
Mancinus, Lucius Hostilius, 285 meander, as hem or band motive, 141, or stone covered with, 291. See
Maori tribes, woven fences of, 15-16 143, 145, 734, 836 also cast metal; metallurgy; specific
marble: as building material, 390-93; medallions: ancient, 593; medieval, metals
coating on, 409-10; plaster imita- 840; modern, vs. ancient coins, metal armor, 826, 829, 836, 889n.14
tion of, 407-8; polychromy on, 532; Renaissance, 840-41; metal bar construction, 658-59
392-93, 410-13, 422-23; uses of, Roman, 298-99, 839-40 metal belts, 829, 835
390-92, 410 Media, architecture of, 348-49 metal bowls, 480-81, 483, 484-85
marble sculpture, 252, 662, 844 medieval ashlar structure, 734-35, metal bows, 551
marble tectonics, 759, 779-80 736, 749n.7 metal chains, 831-36
Marcellus, Marcus Claudius, 289 medieval damascening, 882 metal columns, 376
Marduk-nadin-ahhe, king of medieval engraved work, 874 metal doors, 328-32, 670
Babylonia, 322 medieval glass ceramics, 598 metal dressing, examples of, 446n.186
Mariette, Auguste, 21 medieval lattice, 636 metal flask, 516
marine organisms, in dyeing, 235 medieval metallurgy, 840, 850-63 metal furnishings, 335-39, 345-46
Mark Antony, 298 medieval paneling, 696-98 metal lattices, 831-36
marl, 560, 562, 579 medieval pottery, 575-77 metallic dressing, 825
Marlborough House (London), medieval substructures, 741, 742, 745 metallurgy (metalwork), 823-89;
“Chamber of Horrors” at, 133 medieval tectonics, 671-98 Belgian, 861; Byzantine, 847-50,
marne, 560 medieval timber ceilings, 692-96 894n.60; Danish, 841; English,
marquetry, 701-2 medieval use of gold, 827 841; French, 841, 860, 861, 862;
Marryat, Joseph, 607n.1 medieval vessels: baskets, 491; bowls, functional systems of, 828;
Marsuppini, Tomb of Carlo 484, 486; decorative attributes of, German, 841, 843, 852, 859-60,
(Florence), 859 530, 531; drinking vessels, 517, 861; Gothic, 853, 857-58; Greek,
Martial, 280, 436n.55 524; earthenware, 587; flasks, 517; 838-39, 843-47; Italian, 840-41,
Marx, Karl, 1 kraters, 478; lamps, 505, 508; 842, 855-63; materials in, 110-11;
Marzini brothers, 859 materials of, 560; pails, 500; medieval, 840, 850-63; on pottery,
mask(s): animal, 174-75; and artistic pitchers, 511, 514; spoons, 497; 550-51; Renaissance, 703,
creation, 438n.85; dressing as, 50, turibula, 492-93 840-43, 852, 858-59; Roman,
438n.85, 551; gold, 826; as handle medieval weapons, 830 839-40, 847; technical processes
of vessel, 502, 551 megalography, 389 in, 110-11; techniques for surface
masonry. See stone masonry Meissen porcelain, 592 decoration, 872-87; works on,
mass, effect of, 91 melathron, 668 823-24
material(s): change of (Stoffwechsel), Melophores, Hall of (Susa), 283 metal masks, 826
250; evolution of use of, 250-53; memorials, and authority, 93 metal-scale functional system, 828
overemphasis of, 77; properties of, Mengs, Anton Raphael, 151 metal sculpture, 251-52
109; Semper’s definition of, 53; Mentor (sculptor), 846 metal urns, 475
and technical products, 107; treat- mesodme, 685 metal utensils, 482, 828
ment of, impact on style, 218-36. Mesopotamia: tapestries of, 273-76; metal vessels, 574
See also raw materials; specific textiles’ influence on architecture metal wall dressings: in Asia Minor,
types in, 271-77. See also Assyria; 369; Chinese, 264; Indian, 269;
materialism: naturalism as, 78; Babylonia; Chaldea on stone, 369; on Tabernacle of
Semper’s critique of, 35-36, Messala, Marcus Valerius Maximus, Moses, 291
77-78, 106-7 285 metal wire, 831-36; plaiting of, 222
mathematics, application to natural Messina Cathedral, 692 metalwork. See metallurgy
science, 80 metal: classification of, 110, 111; Metapontum, ruins at, 381, 388, 389,
mat plaiting, 225-26 color of, 834; as decoration, 825, 772, 773, 814n.45
Matthias Corvinus, king of Hungary 826; density of, 825; as ductile Meton (architect), 401
and Bohemia, 702 material, 825-36; forging, 863-64, Meyrick, Llewelyn, 505
969
Index
mezza majolica, 578, 580, 613n.41 630; influence of, 43-45; Semper’s neo-Babylonian architecture, 346-47;
Michelangelo: as armorer, 889n.14; theory of development of, 12-13; brick construction in, 449n.217
ceiling painting, 151, 532, spatial, 48, 679 neo-Babylonian silk style, 204-8
722n.113; as toreutic artist, 857 mound(s): Agar Quf, 309; at Arban, neo-Gothicism, 78-79
Midas, Tomb of (Nikoleia), 370 309-10; at Bouarieh, 304; Neptune or Poseidon, Temple of
Middle East, archaeological expedi- Chaldean, 290, 304-14, 319, 739, (Paestum), 777
tions to, 25-26 758; as memorial, 93; at Nippur, Nero, 414, 899n.122; frontispiece of,
Milan Cathedral, 857 308; north of Babylon, 309; at 806
millefiori glass, 604 Qal’at ash-Shergat, 309, 315; at net ornament, 530
minerals: formation of, 83-84; pro- Sankarah, 308; tomb, 739; at netting, 220-21
portionality in, 84-85; symmetry Warka, 304; at Wuswas, 304-5; New Zealand, arts of, 254-55
in, 85 at Zibleyeh, 308-9 Nibelungenlied, 718n.70, 720n.103
miniature painting, 878 mounding, as elementary motive, 12 niello, 830, 875, 883-84
minimti, 840 mouth of vessels, 543-45, 605 Nietzsche, Friedrich, 43, 51
Minio, Tiziano, 487 movable support, 640-44 Nike, Temple of (Athens), 797
Mino da Fiesole, 859 movement, speed of, 92. See also Nike, Temple of (Messene), 781
Minton, Herbert, 16 direction of movement Nikoleia, tombs in, 369-70, 770
Minutoli, Johann, 358 Miller, Constantin, 841 Nikosthenes (potter), 544
mirrors, 598-99, 618n.91 Miiller, Karl Otfried, 4, 375, 480 Nile pail (situla), 36, 37, 468-70
miters, 120, 121, 122 Mummius, Lucius, 289 Nimrud: color in, 325; layout of,
Mithradates VI Eupator, king of Munich Glyptothek, 420-21 313-14; wall dressings in, 314-15,
Pontus, 298 Muratori, Lodovico Antonio, 209 319, 328; wood in, 328
mixing vessels, 476-80 Museo gregoriano etrusco (Vatican Nineveh: establishment of, 312;
Mnesarchos (gem carver), 839 City), 504; bronze lamp from, 504; European “discovery” of, 24,
modius, 489 Etruscan pail from, 498 25-26; statues of, 251; tents in,
moiré fabrics, 217 Museum of Practical Art and Science 293-94; tiles of, 323; walls of,
molded glass, 599-600, 604 (London), 133, 167, 434n.43, 907 320, 323. See also Assyria
moldings: architectural, and textiles, Museum of Practical Geology Ninus (Assyrian hero), 312
238; bead, 86; egg-and-dart, 40, (London), 323, 516, 608n.7 Nordic churches, 678-79
87, 116 music, eurythmy in, 86 Nordic dynastic hall, 674, 675
monile, 541 muslin, 195 Nordic roofs, 694-96
Monnoyer, Jean-Baptiste, 150 mussels, in dyeing, 235, 437n.59 Nordic wood carving, 677-78
monolithic altars, 727 mychos, 668, 675 Norman-English roof construction,
montans, 682 Myra, rock portal at, 790 694-96
Montez, Lola, 43 Myron (sculptor), 845, 846 Norwegian church roofs, 695
Montreuil, Pierre de, 419 Mys (painter and engraver), 846-47, notched work, as metal decoration,
monument(s): Corinthian, 802, 804; 891n.40 873
festive celebrations and, 249, Notre Dame (Paris), 697
284-85; vs. furnishings, 339; nankeen, 195 numismatics, 839, 840
Ionic, 790-91; materials used in, Native American tribes: flat stitch by, Nuremberg locks, 870, 871
evolution of, 250-53; origins of, 228; seams by, 154; tree bark used
248-49; plundering of, 289-90, by, 175 obsidian glass sculpture, 618n.83
407; theater and, 50-51. See also naturalism: definition of, 34; as mate- Octavia, Portico of (Rome), 808
specific monuments rialism, 78; Schelling on, 34 oenochoe, 510
monumental hut, 764 Neanderthal man, 27 ointment vessels, 515-16, 541
monumentality, 725-26 Nebuchadrezzar II, Chaldean king of Olaf the Peacock, Icelandic chieftain,
Monuments of Nineveh (Layard), 318 Babylonia: statue set up by, 677
Morey, Charles, 182 452n.261; wall dressings under, oligochrome pottery, 567-73
Morey, Mathieu-Prosper, 412 308, 322, 346-48, 449n.217 olpe, 510
mosaic(s): Egyptian, 358-59; embroi- neck of vessels, 540-42, 605 Olympian Zeus, Temple of (Athens):
dery as, 228; glass, 601; origins of, needlepoint lace, 223 ashlar structure of, 749n.7,
311 nefs, 894n.57 749n.13; construction method
Moses, Tabernacle of, 291-93 Negroli, Filippo, 860, 882, 889n.14 used in, 351; corona of, 743-44;
motives, architectural: congruent, Nemesis, Temple of (Rhamnus), 780 floor in, 142, 143, 144; marble in,
970
Index
779; substructure of, 351, 727, Assyrian, 913; Byzantine, 849, passementerie, 706
741-42; summary of features of, 910; on ceilings, 150-52, 906, Passeri, Giovanni Battista, 576,
804 909, 910; clothing depicted in, 607n.1, 613n.39
olyphant, 518 239-40; between columns, 281, paste(s), ceramic: colored, 582; of
omphalos, 537, 802 443n.142; of columns, 411, 423; earthenware, 586; for faience, 579;
Onatas (sculptor), 845 cross-stitching and, 230; decline for fine faience, 581, 582; glass,
ondvegi, 675 of, marble and, 410; decoration 599; mixing, 608n.7; for porcelain,
On the Origin of Species by Means of by, 691, 697-98; on doors, 670; 591, 594; properties of, 559-61
Natural Selection (Darwin), 1, 27, vs. dyeing, 327; vs. embroidery, patellae, 482
57n.38 286-87; enamel, 876-78; glass, patera, 482, 483-84
onyx glass, 604, 620n.119 603; miniature, 878; on porcelain, _ patinae, 482
opae, 667-68 593; Renaissance, 701, 702; satin’s patriarchy, 104, 278
Opstal, Gerard von, 861 influence on, 213; stucco and, 384; Paulus, Lucius Aemilius, 289
opus antiquum, 750n.21 and timber architecture, 711n.3; Pausanias: on curtain dedicated to
opus incertum, 750n.21 wax, 875. See also panel paintings; Zeus, 280; on krater at Delphi,
Opus intersectile, 713n.8 wall paintings 659, 844; on larnax of Cypselus,
opus Phrygionium, 230 Palermo, silk factory in, 215, 217 452n.251, 490; on statues, 251,
opus Phrygium, 207 Palissy, Bernard, 579 895n.67; on temples and monu-
opus plumarium, 207, 211, 229, Panathenaic peplos, 280, 282, ments, 381, 386, 391, 456n.304,
259-60 438n.70, 443n.156 666
opus plumarium continuum, 211 Panathenaic prize amphora, 473, 474 Paxton, Joseph, 47
opus quadratum, 750n.21 panel(s): Assyrian, 317-18, 324, 328, pearls, string of, 114-15
opus reticulatum, 750n.21 450n.231; Babylonian, 327, 347; pedestals, 539, 745 -
Orcagna (Andrea di Cione), 858 bronze, 269, 288, 882; of ceiling, pegma, 623, 628, 680
orcia. See containers 692; compressed, 631; Egyptian, pegmata, 286, 668; furnishings as, 334
organic articulation, 417 713n.9; Greek, 713n.9; medieval, Peintures antiques inédites (Raoul-
Oriental damascening, 881-82 696-98; raised, 675; in Renais- Rochette), 415
Oriental embossed work, 872 sance, 710; in stone, 737 Peisistratid substructure, 351, 741-42
Oriental enamel decoration, 879, 880 paneled roof truss, 667 Peisistratus, Athenian tyrant, 779
Oriental engraved work, 874 panel joinery: lap, 656; tongue-and- Pelopidas (Theban general), 757
Oriental painting, 849 groove, 656, 677, 697 pendent lamps, 505-6
Oriental patterns, color combinations panel paintings: in Greece, 394-400; pennants, 118
in, 136-37 materials for, 394-95; polychromy Penrose, Francis Cranmer, 422
Oriental principles of ornamentation, of, 394-400; wall paintings and, pensiles, 711n.1
850 245-46, 394-400 peplos: Panathenaic, 280, 282,
Oriental velvets, 215 Panhellenic Zeus, Temple of (Aezani), 438n.70, 443n.156; for temple at
ornament. See decoration WD) Lacinium, 273, 275; uses of, 278,
Orvieto Cathedral, 721n.113 Panofka, Theodor, 520, 556n.33 281, 282, 284, 328
Oudenaarde, Johan van, 722n.113 Pantheon (Rome): columns of, 411; Percy, John, 323, 608n.7
Ouen, Saint, 851 doors of, 330; portico of, 806; pergula, 685
Ouseley, William, 348-49 tubular construction in, 330-31 peripteral column, 802
Ovid, 236, 426 Panticapaeum, coffin from, 625 peripteral temple, 764, 765
ovoid, 528 papal coronation, 301-2 peristromata zodiata, 273
oxybaphon, 479 papier-maché, 188-89 Persepolis, capital from, 32, 33,
paragnathides, 121 759-60
Paccard, Alexis, 421 paraison, 620n.109, 620n.118 Persian columns, 32, 33, 759-60
Paeonius of Ephesus, 794 parapetasma, 280, 281, 282, 716n.37 Persian dressings, 349
Paestum, temples at, 772, 777, 791 Parian ware, 589 Persian enamel decoration, 880
pails, 468-70, 498-500 Parma Cathedral, 894n.60 Persian faience flasks, 516
paint, chemical analysis of, 422, Parrhasius (painter), 891n.40 Persian silk, 202, 205
427-29 Parthenon (Athens), 648n.18, 727, Persian stone walls, 755
painterly principle, 678 749n.15, 780; paint on, 412; terra- perspective curieuse, 149
painting(s): of alabaster, 325-26; cotta in, 380; views of, 6, 23 Perugia, Etruscan reliefs and objects
Alexandrian style, in Pompeii, 915; Pasiteles (sculptor), 252-53 from, 373
O71
Index
O72
Index
973
Index
Renaissance vessels (continued) Roman floors, direction in, 145-46 keel or ridge connection, 695;
485-86; cast-metal, 887-88; Roman furniture, 664 Median, 348; Norman-English,
chalice, 521, 522, 524; decorative Roman gables, 626, 627 694-96; of primitive hut, 666;
attributes of, 530, 531; encenciers, Roman glass, 599 projecting, 667, 690; purlin, 695;
494; flasks, 517; kraters, 478; Roman hearth, 726 Roman, 411; rubber in, 185; of
lamps, 508; materials of, 560; Roman incrustation style, 290 Scandinavian manor, 677; stone,
pitchers, 511-12, 514; tubs, 487 Roman interior structure, 668-70 762; of Swiss house, 690
renones, 177 Roman lattice, 634 roof truss, 667, 692, 693, 918, 919
rensa, 217 Roman masonry, 741, 750n.21, 756 rope, plaiting of, 222
reservoirs. See containers Roman metallurgy, 839-40, 847 rosettes, 159, 628, 631
resistance, 734; absolute, 729; Roman pottery style, 569. See also Ross, Ludwig, 371
relative, 729 Greco-Italic pottery Rottmann, Carl, 395
retables, 698 Roman roofing, 411 rubber, 180-85, 218
Revett, Nicholas, 22, 23 Roman stone tectonics. See Greco- rubble-stone construction, 750n.21
Reymond, Pierre, 495 Italic stone tectonics rubble wall, 741
Reynard, Ovide, 521 Roman stone walls, 756-57 Rucker, Thomas, 861
rhabdoi, 641 Roman substructures, 351, 741, 742, Rufinus, Flavius, 414
Rhaetian timber dwelling, 667 744, 745 ruins. See mound(s)
Rhenish wine goblet, 523, 524 Roman tectonics. See Greco-Italic Rumohr, Carl Friedrich von, 34, 35,
Rhoecus (metalworker and architect), tectonics 53, 72, 439n.85
375, 714n.21, 818n.88, 844, 845 Roman tents, 297 Russian leather, 179
rhyton, 501, 518 Roman textiles: draperies, 277-78, rustication, of ashlar, 40, 41, 42, 727,
Rich, Claudius James, 25 282; wool, 198 731
Ridgway, John, 594 Roman timber construction, 666-68
ring functional system, 828-29 Roman triumphal columns, 287-88, sacellum, 357-58
Riocreux, Denis, 167, 613n.37 807-9 sacrificial basket, 489
rivet, and seam, 159 Roman vessels: bowls, 482, 483; dec- sacrificial patera, 483-84
riveting, 338-39 orative attributes of, 531; flasks, sacrificial pitchers, 511
Rizzo, Paolo, 882 516; hydria, 502; lamps, 504; sacrificial spoons, 496-97
rock facades: in Asia Minor, 370-71; pitchers, 511; rise in popularity of, sacrificial tables, 665
Doric, 770, 811n.14; Ionic, 785, 573-74; spoons, 498; tubs, sagger box, 583
811n.14 486-87 Saint-Denis, vase de, 522
rock tombs: Doric, 770, 811n.14, Roman wall dressings, 401-13, 414 Sainte-Chapelle (Paris), 419
813n.31; Ionic, 788-90, 811n.14, Roman wall paintings, 290, 406, Sallust, wall of his house in Pompeii,
813n.31 407-9 916
rococo style, 592-93, 707-8, 710 Roman weapons, 829, 830 Salmasius, Claudius (Claude de
Roman arches, 402-5 Rome: Asian influence on, 400-401; Saumaise), 201
Roman architecture: eurythmy in, 86; in Christian era, 415-19; decline saltcellars, 490-91, 494-95, 894n.57
spatial creation in, 48 of, 413-15; Egyptian influence on, Salzenberg, Wilhelm, 332
Roman ashlar structure, 735, 749n.7, 400-401; festive decorations in, Samian glaze, 574
756 284-86, 288, 289; Greek influence Samian school of sculpture, 844-45
Roman atria, 277-78, 282 on, 400; historical periods of, sandglasses, 494
Roman baths, 417, 848-49, 866 401-2; monuments plundered by, sandstone vessels, 584
Roman ceilings, 147, 416-17 289-90, 407; polychromy in, Sangallo, Giuliano da, 722n.113
Roman coins, 839-40 410-15; as world conqueror, San Giorgio Maggiore (Venice),
Roman doors, metal on, 331-32 407-13 722n.113
Roman dressings, 400-415 ronde-bosse, 706 Sankarah, ruins of, 308
Roman enamel painting, 876 roof(s): Assyrian, 333; carpentry and, San Miniato al Monte (Florence),
Roman engraved work, 874 13; Chinese, 261, 263; column- 693, 699, 918, 919
Romanesque buildings: churches, borne gabled, 764; in Egyptian San Nicola in Carcere (Rome), temple
678-79; paneling in, 696-97; architecture, 647n.1; as elementary near, 796
rural, 685; Swiss, 689, 690, 691 motive, 12; Etruscan, 667; of half- Sansovino, Andrea, 859
Romanesque style: in Germany, 699; in timber buildings, 683, 685-88; hip Santa Caterina, Chapel of (Assisi),
Italy, 856,857; and sculpture, 700 or gable roof, 683; imbricated, 185; ceiling painting in, 909
974
Index
Santa Croce (Florence), 721n.113, 859 screens, stone, 367-68 Severus, Lucius Septimius, 299-300
Santa Maria Maggiore (Rome), 692, screen walls, in China, 260, 261 sgraffito enamel, 898n.109
699, 722n.113 sculptor’s clay, 560 shagreen, 179
Santi Cosimo e Damiano (Rome), 657 sculpture(s): Babylonian, 347; bronze, shawls, 241; cashmere, 196, 197. See
Santi Fermo e Rustica (Verona), 693, 844, 845, 849, 859; Byzantine, also peplos
920 849, 892n.48; clothing’s relation sheet metal, 825-30
San Zeno (Verona), 693, 920 to, 237-38; cross-stitching and, Shelton, Henry, 594
sapphire, sky as ceiling of, 163n.11 230; Gothic, 698, 700; Greek, shield(s): of Aeneas, 426; of Athena
Saqqara, pyramids of, 355-56, 358 844-47; Italian, 857, 858, 860; Promachus, 891n.40; in Homer,
sarcophagus, 370, 475 marble, 662, 844; origins of, 311; 447n.190, 889n.13; leather, 177,
Sardis, grave mounds at, 369 Renaissance, 701; Romanesque, 873; metal, 269, 296, 426, 551,
Sassanian bowls, 483 700; satin’s influence on, 213; 829, 830
satin, 211-14 stone vs. clay, 269 shirts, 160, 196, 240, 241
Saturn, Temple of (Rome), 796 Scyllis (sculptor), 844, 891n.36 shoes, rubber, 182, 183, 184
sauceboats, 503 seam(s), 153-61; in Assyrian furniture, shoulder piece: on lintels, 632; of
Sautuola, Marcelino Sanz de, 28 338; bands and, 118, 157, 159-60; vessels, 542
Saxon Renaissance, 852, 856, direction of, 159-60; flat stitches Shun, emperor of China, 255-56
895n.61 in, 228; hems and, 160-61; lace Sibmacher, Johann, 232
Sayn-Wittgenstein, Princess Carolyne, as, 225; linguistics of, 153-54, Sicyon school of sculpture, 845
43 164n.13; loop stitches in, 221; Silanion (sculptor), 899n.126
scabella, 279 plaiting as, 222-23; structural silk, 200-217; animal motifs on, 202,
scale, and ornaments, 532 significance of, 153-57; symbolism 203, 205, 206, 208; Chinese,
scale system, 828 of, 155-59; and symmetry, 159; 200-201, 259, 432n.22; color of,
scalpture, 837, 838-43, 860, 891n.35 transparency of, 155 208; counterfeit, 209; embroidery
Scandinavian fur trade, 178 seaweeds, in dyeing, 235 on, 206-7; vs. flax, 192; gold
Scandinavian manor, 674-78 Sebaldus Tomb (Nuremburg), 859, brocade on, 208-11, 433n.28; his-
Scandinavian pots, 564 900n.130 tory of manufacture of, 200-208,
Scandinavian roof, 694-96 Segesta, temple at, 777 430n.20; neo-Babylonian style
Scandinavian stucco pattern, 912 sekos, 357-58, 764 of, 204-8; non-Greek style of,
Scandinavian timber church, 678-79 Selinus, temples at: cellas of, 388, 200-204; patterns on, 203-4;
scapis, 669 765, 812n.24; Doric principles in, properties of, 190-91; relics of,
Scaurus, Marcus Aemilius, 410, 414 771, 773, 776; heroon, 790-91; 202-3, 433n.24; rubber imitations
Schelling, Friedrich Wilhelm von, 34 polychromy in, 388; proportions of, 184; satin, 211-14; uses for,
schematists, 80-81 of, 768; sculpture in, 771, 773; 201; velvet, 214-16
Schiller, Friedrich, 51 southern temple on eastern hill, Silpasastra, 270, 441n.110
Schinkel, Karl Friedrich, 5, 79, 427, 778; southern temple on western silver: damascening, 881-82; enamel-
428 hill, 777; Temple of Zeus, 776 ing of, 367, 511, 562, 603, 858,
Schmarsow, August, 49 selvage, 126 877, 880; gilded, 883, 886
schools: humanistic, 74; technical, Semiramis, Assyrian queen, 348 silver, as architectural dressing: in
73-74 Semper, Gottfried: life of, 3-10; Alexander’s tent, 296; in Baby-
Schools of Design (Britain), 13, 15, 16 sketches by, 6, 46; Speckter’s por- lonia, 279, 314, 328, 347; in China,
Schopenhauer, Arthur, 39 trait of, 2; views of buildings by, 6, 264; in Egypt, 414; in Media, 348;
Schopin, Frédéric, 240 8, 41, $2 in Orient, 279, 283; in Rome, 414;
Schréder-Devrient, Wilhelmine, 43 Semper, Johanna Maria Paap, 3 in Tabernacle of Moses, 291
Schwarz, Hans, 841 Semper, Wilhelm, 427, 428-29 silver coins, 839, 840
sciences: application to art, 77-83; Seneca the Younger, 409, 427, 601 silver furniture: beds, 279, 452n.252,
in education, 73; mathematics Serapeum (shrine at Alexandria), 414 880; coffin capsule, 301; couches,
applied to, 80 seraphim, on ceilings, 148 663; of Louis XIV, 706; throne,
Scipio, Lucius, 285 Seroux d’Agincourt, Jean-Baptiste- 267; Venetian, 706, 871
scooping vessels, 469, 470, 471, Louis-Georges, 487 silver jewelry, 833
495-502 serrated style, in metal, 873 silverplating, 584, 883
Scopas (sculptor), 393 Sesostris I, king of Egypt, 357, 763 silver thread: in metalwork, 328,
scotias, on pre-Doric columns, 769 setstokkar, 675 433n.28, 833, 881; in textiles, 137,
Scottish tartan, 129 severe Doric style, 773-74 209, 210, 211, 281, 433n.33
975
Index
silver utensils, 852, 891n.44, 894n.57 Cellini’s process as, 841; as devel- stone: compressive strength of, 727;
silver vessels: ampulla, 508; chalices, opment of empaestics, 251, 252, Cut, 753; 759; dark, 735310
520, 521, 522, 540; changing fash- 292; hollow-plate system as, 828 Egyptian pyramids, 355-58; metal
ions in, 891n.43, 894n.57; colos- spinning glass, 601 covering for, 291; properties of,
sal, 844; krater, 838; pans, 483; spira, 743, 744, 786 660; in Temple of Solomon, 354;
punchbowl, 884; samovar, 883; spirals, 828-29, 832, 864 walls incrusted with, 312. See also
stoup, 844; vase, 483 splicing, 339, 340 gems
Simon, Thomas, 841 Spode, Charles, 594 Stone Age, 27-28
Simonides (poet), 670 spoons, 495-500 stone beams, 787
simpulum, 496, 497 spout, 512-14, 543-45, 558n.78 stone ceilings and roofs, 762
sinus pera, 488-89 spun glass, 619n.100 stone columns. See column(s)
siparia, 275 stability: absolute, 652, 725-26; and stone construction. See stereotomy
Sipylus, walls and tumuli at, 369 proportionality, 91; of wood, 652 stone dressings, 736-37, 755
Sistine Chapel (Vatican City), ceiling stables, 675, 690 stone glazes, 584-85
paintings of, 151 Stackelberg, Otto Magnus, Freiherr stone masonry, 725, 727-28;
situla, 36, 37, 468-70, 488, 498 von, 473 isodomon, 750n.21; mounding
Sixtus IV, Tomb of (Rome), 859 stained glass, 417-18 and, 13; relative strength of, 728;
skali, 675-76 stamping: of ceramics, 565, 574, solid, 736. See also structural parts
skemma, 676 608n.7; of glass, 606; of metal, stone paneling: as Assyrian wall dress-
skene, 764 706, 839, 872-73 ing, 313-19, 324; textile models
skin, human, painting or tattooing of, standing post, structural activity of, for, 324
171-72, 254055 629 stone screens, 367-68
skorstein, 675 stand of vessels, 476-77, 534-40; stone sculpture, Indian, 265-69
skyphos, 519-20 as accessory design motive, 471 stone tablets, as wall dressing, 310
Slavic pots, 564 statuary art: chryselephantine, 826; stone tectonics, 626, 660, 758-61. See
sleeping hall, Scandinavian, 676 in metal, 250-53, 845 also Greco-Italic stone tectonics
slingshot projectiles, Greek, Semper’s steel coins, 839 stone walls, 754-57; polychromy of,
analysis of, 16, 45, 46, 47 steel helmet, 895n.67 388
smelting, 875-80 Steinbiichel, Anton von, 487 stories, as characteristic of timber
Smilis (sculptor), 845 stele, cylindrical, 642-44. See also construction, 681
snowflakes, structure of, 84, 85 column(s) stoups, 500, 844, 847
societies, evolution of, 104-5 stephane, 536 Strabo, 197, 297, 759, 794
Socrates of Rhodes, 298 stereotomy (stone construction), straps: as band, 116, 218; leather, 170,
soft-glazed lead pottery, 575-77 725-809; canons of, 729, 750n.21; 176, 218; metal, 829
soft-paste porcelain, 593-95 combined with timber construc- strength: of masonry, 728; of stone,
soldering, 251, 338, 862, 895n.71 tion, 667-68; definition of, 110; 727; of wood, 652-53
solid masonry, 736 development of ancient, 754-61; string, 113-16; wreath as, 114, 115
solium, 596, 727 and durability, 725; eurythmic structural parts, 728, 729, 734-38
Solomon, Temple of (Jerusalem), 351, principle of, 728, 729; factors in strut handles, 547
352-54 history of, 753-54; metal in, Stuart, James, 22, 23
southern Italic pottery, 574-75 837-38; as secondary technique, stucco: in Assyria, 318-20; on ceil-
Spanish lace, 224 725. See also foundation, struc- ings, 150, 710; in Chaldea, 305,
spatial motive/spatial idea: in archi- tural; Greco-Italic stone tectonics; 306-7; in China, 260-61; color
tecture, 734—46; in Chaldean or stone masonry decoration on, 384, 387-89; in
Assyrian ramparts, 314, 754; Stilicho, Flavius, 331 Egypt, 360, 366; in Greece, 380,
eurythmy and, 86; in Nordic stillicidium, 668-69 383-85; in India, 266-69; and
wooden churches, 679; Semper’s stirrup, 547, 861 painting, 384; panel paintings on,
concept of, 48-9, 248, 314 stitches, 228-32; cross-, 228, 229-30; 395; plastic treatment of, 384-85;
Speckter, Otto, portrait by, 2 definition of, 228; flat, 207, 211, Scandinavian pattern for, 912;
speculative aesthetics, 80-81, 97n.8 228-30; loop, 221 sculpture with, 266-69, 893n.53;
sphere: as ceramic form, 527, 528; Stoa Poecile (Athens), 386-87 wall paintings on, 318-20
as regular natural form, 84, 92 Stoffwechsel, 250-53 style: extrinsic and intrinsic factors in,
sphyrelaton: in architecture, 374, 377; stokkabur, 676 20, 51; Rumohr’s definition of, 34,
in Assyrian bronze vessels, 346; stome, 503 53; Semper’s definition of, 20, 53
976
Index
Style in the Technical and Tectonic tabulatum, 669, 685 Telmessus, rock portal at, 789
Arts (Semper): aesthetics in, Tacca, Pietro, 862 temple(s): Attic-Doric, 779-80,
32-42; archaeology in, 21-32; Tacitus, Cornelius, 673 811n.18; Attic-Ionic, 796-99;
architecture in, 43-53; conceptual taenia, 117, 121 Corinthian, 389, 804-5; doors
scheme of, 18-21; genesis of, Tafelung, 286 of, 669, 670; Doric, 762, 765,
11-17; prolegomena of, 18; title of, Talos (inventor), 610n.14 768-81, 818n.84; Ionic, 786-87,
20, 32; title page of, 19; unfinished tank of vessels, 525-34 792-96, 818n.84; peripteral, 764,
third volume of, 17, 51-53 tanning, 174-76, 232, 233 765; stone foundation of, 726-27;
style theory, art history vs., 277 Tantalus, Tomb of (near Tmolus), timber ceiling of, 692; Tuscan,
substructures: ancient, 351, 741-43; 740 666-67, 761, 914; walls of, 742,
shape of, 738-46. See also struc- tapestry, 273-303; animal motifs on, 756; wooden hut and, 665. See
tural parts 276; in antiquity, 277-303; in also churches; specific cathedrals;
Suchsland, Friedrich E., 20 Babylonia, 276, 279; as canopy, specific temples
Suger, abbé of Saint-Denis, 484 281-82; embroidery of, 275, 276; tendentious, Semper’s definition of,
Suidas, 384 for festive celebrations, 283-302; 342
Sun, Temple of the (Baalbek), 351, as floor covering, 282-83; of tendril work: in architecture, 269, 318,
741 Mesopotamia, 273-76; as motive 353, 416, 419, 638; in ceramics,
sun-baked vessels, 562 of wall dressings, 30, 312; in 531, 533, 552, 566, 615n.66;
Sunium, temple at, 780 theater, 279-80; as wall, 130, direction of carpets and, 138-39,
supercilium, 536, 538, 632, 669 277-82; wall paintings as, 387; 141; in stained glass, Semper’s use
“Supplementary Report on Design” weaving of, 275 of, 618n.87; in textiles, 158, 216,
(Redgrave), 128, 210, 227, 236, tapetia, 282 231-32
911 tapetia alexandrina, 273 tensae, 287
support: integrating with frame, 646; tattooing, on human skin, 171-72, tents: ancient ceremonial, 283, 291,
vs. load, 39-40; tectonic, 639-46. 254, 255 293, 294, 296; ancient festive,
See also base of vessels Tavole Paladine (Metapontum), 290, 293-97, 396-97, 400; as
surface(s): cover as, 123-24; orna- 772-73 prototype for Oriental architec-
mentation of, on covers, 127-30 Taxila, temples at, 269 ture, 103, 104
surface stereotomy, 848 Taylor, Isidore-Justin-Séverin, 576 terrace complexes: in Assyria and
Susa: marriage tent at, 397; palace at, teardrop vessels, 488-89, 516 Mesopotamia, 273, 304, 308, 314,
279, 283, 347; remains of city of, technical arts: classification of, 315-16; as basic motive of west
349 109-11; vs. higher arts, 72-73; Asian architecture, 273
Swiss houses, 689-92, 718n.78, influence on fine arts of, 106; terrace walls: Chinese, 256, 258, 261,
719n.82 material used for, 107; purpose of 264; Greek, 742
Sylvester I, Pope, 847, 849 products of, 107 terra-cotta: dressings, for wood, 906;
symmetrical axis, 85 technical schools, 73-74. See also in Greece, 380-85; in Rome,
symmetrical handles, 545, 548 Schools of Design 404-5
symmetry, 87-90; in animals, 89-90, techniques, art, motives associated terra invetria, 578
92; authority of, 93-94; as condi- with, 13. See also specific tech- terrenes, 236
tion for beauty, 83; determinants niques testudines, 693
of form, 89; eurythmy and, 86, 87, tectonics (carpentry), 623-710; ani- Teutonic pots, 564
92; laws of, and weapons, 865; mal motifs in, 638, 671; Chinese, Texier, Charles Félix Marie, 349, 371,
linear, 90, 93-94; in minerals, 85; 262-64; definition of, 110; 898n.104
planimetric, 89-90, 92-93; in Egyptian stone, 763; formal lan- textiles: and architecture, 242-429;
plants, 88-89; seams and, 159; guage of, 623-24; influence on auric, 208; as band, 116-23; belts,
stereometric, 92-93; strong and architecture, 328, 623; interior 117-18, 129, 160, 240-41; clothing
weak, defined, 85 structure, 668-70, 709-10; materi- styles, development of, 238-41;
synthetic porcelain, 593-95 als of, 651-60; medieval, 671-98; clothing styles, relation to architec-
Syrian walls, 747n.4, 755 metal dressings on wood and, 336; ture, 237-38; as cover, 123-53,
syringes, 315, 741 purposes of, 624-46; Renaissance, 218; dyes for, 232-36; as earliest
699-710; roofing and, 13; and tex- artistic technique, 113; general-
Tabernacle of Moses, 291-93 tiles, 624; Tuscan-Roman, 666-68. formal discussion of, 113-61; at
tablinum, 668, 693, 716n.36 See also Greco-Italic tectonics Great Exhibition, 254; hem of,
tabulae, 286 Telekles (metalworker), 714n.21 160-61; language of, 248; linear
Sei,
Index
Es)
Index
valances, 125, 126-27, 161, 276 Die vier Elemente der Baukunst 256-57, 260-62; in Christian era,
vannus, 489 (Semper), 9, 13, 322 416; corner reinforcements of,
varnish(es): on ceramics, 562, Vieweg, Eduard, as Semper’s pub- 738; cyclopean, 369, 742, 746n.4;
572-73, 583; in Chinese lacquer- lisher, 11, 12, 15, 17, 20, 34, 35 draperies as, 277-82; earthen, 756;
ing, 185-87; of granite colossus, Viollet-le-Duc, Eugéne-Emmanuel: Egyptian ornaments on, 912; as
358; on metal, 877, 886; rubber as, article on “charpente,” 695, elementary motive, 12; etymology
181; on silk, 190; of wall dressings, 719n.88; Dictionnaire raisonné, of, 248; functions of, 247; Indian,
326, 366, 394; on wood, 654 1-3; on form of the column, 269; internal structure of, 738;
Varro, Marcus Terentius, 385, 497, 647n.2; illustrations by, 843, 866; marble, 759; masonry, structural
716n.36 on style in the French court, 706, parts of, 742-3; materials for,
Vasari, Giorgio, 858, 896n.83 722n.115; on Temple of Olympian 260-61; origins of, 247-48; poly-
vases. See amphora; specific vases Zeus, 742 chromy on, 387-93; Pompeian,
vault(s): in Assyrian architecture, 333; Virchow, Rudolf, 27 916; rubble, 741; as spatial motive,
in Gothic style, 416, 417, 418-19; Virgil, 426 48; stone, 388, 754-57; of tem-
Greek exclusion of, 645; Greek use Vischer, Friedrich Theodor, 42 ples, 742, 756; terrace, 256, 258,
of, 396, 399-400; principle of, Vischer, Peter, 343-44, 859 261, 264, 742; textiles and, 13,
747n.4, 753, 756, 888; Roman Vischer, Robert, 39, 43 247-48
use of, 147, 331, 402, 413, 417, vitrifiable colors, 582 wall dressings: Assyrian, 30, 313-32;
756-57; in stone construction, Vitruvian wooden hut, 103, 623, Babylonian, 347; ceilings and,
681, 741, 747n.4; in timber con- 665-66 146-47; Chinese, 257, 259, 264;
struction, 679, 692-93 Vitruvius: on atria, 278, 282, 627; color of, 318; cross-stitching in,
vaulted ceilings, direction of motifs classification of temples in, 230; direction of, 129-30;
on, 147-53 818n.85; on doors, 669; Doric in, draperies as, 278; Egyptian,
vaulted passageways, 310, 334, 351, 375, 765, 784, 786, 801; Greek 360-61; embroidery of, 275;
741-42 formal-aesthetic concepts in, 86, Indian, 269; marble, 410-13;
vegetal motifs, 638, 671, 710 92, 749n.13, 813n.26; Ionic in, metal, 264, 269, 291; Phoenician,
vehicles, drapery on, 287 784-86, 817n.77; on masonry 350-51; plaster in, 407; propor-
velours, 215 construction, 351, 388, 404, 405, tionality of, 129-30; Roman,
velverets, 196 743, 750n.21; on polychromy, 401-13, 414; on stone, 738, 740;
velvet, 214-16, 434n.37; rubber imi- 384, 389, 407-9, 412, 426, 627; stone paneling as, 313-19, 324;
tations of, 184 Renaissance architecture and, 745; stone tablets as, 310; tapestry as
velveteens, 196 on Roman wall dressings, 288, motive of, 30, 312
Venetian furniture, 706, 721n.113 290, 407-9; on roofing or ceilings, wall paintings: Alexandrian style, in
Venetian glass, 598, 601-2, 606, 874 380, 627, 647n.9, 667, 693, Pompeu, 915; Assyrian, 318-20,
Venetian mirrors, 598-99 716n.37; on Temple of Honor and 913; Greek, 385-86, 394-400;
Venetian palaces, 749n.7, 859 Virtue, 391; on timber architecture origins of, 311; panel paintings and,
Venus and Rome, Temple of (Rome), and stone construction, 665, 245-46, 394-400; polychromy
807 666-67, 669, 743, 784; Tuscan of, 394-400; Roman, 290, 406,
vermilion, in wall dressings, 389, 406, temple after, 761, 914; on Tuscan 407-9; on stucco, 318-20; as tap-
407 wall dressings, 377, 380, 404, 408; estries, 387
Vernet (painter), 240 on wall dressing in palace at Walton, W. L., engraving by, 24
vernis, 608n.7 Halicarnassus, 388 Walz, Christian, 425
Verres, Gaius, 331 Volterra, 350; tomb at, 740 Warka, rubble mound at, 304-8, 319
Verrocchio, Andrea del, 859 volutes: in Assyria and Mesopotamia, warping wood, protection against,
Vertue, George, 841 340-42, 345, 782-84; in 655-56
Vespasian, Temple of (Rome), 806 Composite order, 807; of water pipes (narghile), 492, 493
vessels. See ceramic objects; containers; Corinthian capitals, 800; of Ionic wax coating: of architectural dressing,
specific types capitals, 340, 375, 762, 782, 292, 322, 394, 409, 412; in lac-
Vesta, Temple of (Rome), 805 784-87 quering, 186; on leather, 179; on
Vesta, Temple of (Tivoli), 805, voussoirs, 404, 735 statues, 412
820n.121 wax enamel, 322, 327, 422
vestiari1, 277 Wagner, Martin von, 388 wax encaustic, 327, 397, 875; on
Victoria and Albert Museum Wagner, Richard, 7, 9, 10, 43, 51 ceramics, 585, 608n.7; on Greek
(London), 54n.7, 56n.27 wall(s): in Asia Minor, 369; Chinese, buildings, 367, 412, 585
S79
Index
wax figures or models, 253, 299, 857 winged creatures or figures, 148, 367, Zacharias, Saint, 281
wax painting, 612n.27, 875; on pot- 373, 403, 568, 572, 511 Zeising, Adolf, 18, 34, 35
tery, 393, 573, 584 winged headpiece, 174 Zeller, Jakob, 861
weapons, 827-30; bindings on, 172, wings: of atria, 278; of door, 300, Zenodoros (sculptor), 846
173; bronze, 827-28, 863; defen- 330, 669 Zeus, Temple of (Aezani), 795, 803
sive, 827; importance in study of wire, 831-36; plaiting of, 222 Zeus, Temple of (Agrigentum), 776
art, 864-65; iron, 864, 896n.76; wire spirals, 828-29 Zeus, Temple of (Antioch), 827
offensive, 827; works on, 865 Wissenschaft, Industrie und Kunst Zeus, Temple of (Cyzicus), 388, 399,
weaving, 226-28; and architecture, (Semper), 9-10, 15 734
317, 361, 378, 733, 737; basket, Wolfflin, Heinrich, 36-38, 43 Zeus, Temple of (Nemea), 781
489; brocade, 210; of carpets, 196, wood: metal covering for, 291, Zeus, Temple of (Olympia), 778
275; colored, 216, 230, 248, 275; 328-32, 335-39, 345-46; panel Zeus, Temple of (Selinus), 773, 776,
edgings derived from, 126; vs. paintings on, 245—46; properties 814n.45
embroidery, 230; gold thread and, of, 652-58, 712n.4; in Temple of Zeus, Temple of Olympian (Athens).
833-34; lace, 223, 225; in New Solomon, 352; terra-cotta on, 380, See Olympian Zeus, Temple of
Zealand, 254-55; origins and his- 906 Zeus, Temple of Panhellenic (Aezani),
tory of, 123, 175, 199-200, 203, wood carving(s): in churches, 673; in 795
230, 247-48; satin, 212; of tapes- half-timber buildings, 688; Irish, Zeus Hypatos, statue of, 251
tries, 275 671; Nordic, 677-78; Renais- zhaopings, 261
Wedgwood, Josiah, 76, 581, 588-89 sance, 722n.113; Swiss, 691 Ziegler, Jules, 45, 527, 529, 607n.1
Weiss, Hermann, 239, 240 wood construction. See timber con- zoophorus, 819n.92
Weiss, Johann, 896n.78 struction Zurich, Lake, 27
Welcker, Friedrich Gottlieb, 487, woodcuts, 842-43
818n.88 wooden hut(s), 103, 623, 665-66, 676
welding: in ceramics, 594, 598; of wood panels. See panel(s)
glass, 600, 602, 603, 606; inventor wood-turner style, 661
of, 844, 890n.34; of metal, 111, wool fibers: color of, 198, 234,
329, 833, 844, 863-64, 895n.71 431n.20; dyeing of, 198-99, 234,
Western empire, dressings in, 415-19 235; in embroidery, 232; in felts,
Westminster Hall (London), roof of, 226; history of manufacture of,
695-96 196-98, 199-200; patterns in,
white (color): Roman perceptions of, 431n.20; preparation of, 198;
426-27; use of, in Oriental pat- properties of, 190-91, 196, 198;
terns, 136-37 trade in, 199; uses for, 196-97
wicker baskets, 489-91 Worsaae, Jens Jacob Asmussen, 27-28
will: in architectural forms, 39; in wraps (clothing), 240, 241
natural organisms, 90-91 wreaths, 114, 115, 161n.1
Willemin, Nicolas Xavier, 196, 202, Waurtzelbauer, Benedikt, 860
497 Wuswas (Assyrian mound), 304-6
Winckelmann, Johann Joachim, 34, Wyatt, Matthew Digby, 521
593, 618n.85
window fittings, 872 Xanthus, acropolis of, 372
windows: and ceiling decoration, 150, Xenophon, 283, 315, 328
151; eurythmy of frames of, 86; Xia dynasty, 255-56
Indian, 267, 270; leaded, 698, 700; xylography, 843
proportions for, 631; stained glass,
158, 417-18, 618n.87; in stone or Yao, emperor of China, 256
masonry construction, 735, 755; yarn, 219; dyeing of, 233
in timber construction, 675, 685, yellow: as basic color in Oriental
688, 689, 690, 691 patterns, 136, 163n.6; and color
winged chariots, 96 contrasts, 163n.12
winged circles, globes, or suns, 148, yu, 614n.63
272, 361, 366 Yu, emperor of China, 255-56
980
Style in the Technical and Tectonic Arts; or, Practical Aesthetics
Gottfried Semper
Introduction by Harry Francis Mallgrave
Translation by Harry Francis Mallgrave and Michael Robinson
Harry Francis Mallgrave earned his doctorate from the University of Penn-
sylvania in 1983 with a dissertation on Gottfried Semper. He was a research
associate at the Getty Research Institute from 1986 to 1988 and has been a
visiting professor at several universities. His translation of Otto Wagner’s
Modern Architecture (1988) inaugurated the Getty Research Institute’s Texts
& Documents series, for which he has continued to serve as consultant and
editor. In 1997 his intellectual biography Gottfried Semper: Architect of the
Nineteenth Century (1996) won the Alice Davis Hitchcock Award. His recent
translations include Walter Curt Behrendt’s The Victory of the New Building
Style (2000) and Johann Joachim Winckelmann’s History of the Art of Antiq-
uity (2004), and his History of Modern Architectural Theory: 1671-1968 is
forthcoming from Cambridge University Press.
Michael Robinson received his bachelor’s degree in German with honors from
the University of Durham in 1963 and pursued a teaching career until 1984.
He then began a second career as a freelance translator and theater director.
His translation of Arthur Schnitzler’s Anatol was performed under his direc-
tion at the Gate Theatre in London in 1987 and subsequently broadcast on
BBC Radio and published by Absolute Press. Since then he has published
translations of a wide range of books on art, design, and architecture, as well
as additional works for the stage. His translation of Adolph Behne’s The
Modern Functional Building (1996) was published in the Getty Research
Institute’s Texts & Documents series.
Texts & Documents
A Series of the Getty Research Institute Publications Program
In Print
Otto Wagner, Modern Architecture: A Guidebook for His Students to
This Field of Art (1902)
Introduction by Harry Francis Mallgrave
ISBN 0-226-86938-5 (hardcover), ISBN 0-226-86939-3 (paper)
Heinrich Hiibsch, Rudolf Wiegmann, Carl Albert Rosenthal, Johann Heinrich Wolff,
and Carl Gottlieb Wilhelm Botticher, In What Style Should We Build? The German
Debate on Architectural Style (1828-47)
Introduction by Wolfgang Herrmann
ISBN 0-89236-199-9 (hardcover), ISBN 0-89236-198-0 (paper)
Claude Perrault, Ordonnance for the Five Kinds of Columns after the
Method of the Ancients (1683)
Introduction by Alberto Pérez-G6mez
ISBN 0-89236-232-4 (hardcover), ISBN 0-89236-233-2 (paper)
Walter Curt Behrendt, The Victory of the New Building Style (1927)
Introduction by Detlef Mertins
ISBN 0-89236-563-3 (paper)
Carl Gustav Carus, Nine Letters on Landscape Painting, Written in the Years
1815-1824; with a Letter from Goethe by Way ofIntroduction (1831)
Introduction by Oskar Batschmann
ISBN 0-89236-676-5 (paper)
Carol Armstrong, Odd Man Out: Readings of the Work and Reputation of
Edgar Degas (1991, reprint)
ISBN 0-89236-728-8 (paper)
Julien-David Le Roy, The Ruins of the Most Beautiful Monuments of Greece (1770)
Introduction by Robin Middleton
ISBN 0-89236-669-9 (paper)
In Preparation
Jacob Burckhardt, Italian Renaissance Painting According to Genres (1885-93)
Introduction by Maurizio Ghelardi
ISBN 0-89236-736-9 (paper)
Arts (1860=63).
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