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TRANSPLANTATION SURGERY AND RESEARCH

Clinical Safety of Stromal Vascular Fraction Separation


at the Point of Care
Joel A. Aronowitz, MD,*† Ryan A. Lockhart, BS,† Cloe S. Hakakian, BS,† and Kevin C. Hicok, PhD*†
tissue fragment, leads to eventual loss of graft volume.4–6 Mesenchymal
Introduction: Pluripotential cells in adipose tissue may be important in long-
progenitor cells are more likely to survive the physical stress and hyp-
term volume retention and regenerative effects of fat grafting. Unfortunately, graft
oxic insult of transplantation and thereafter play a pivotal role in adipose
harvest with lipoaspiration significantly depletes the population of stromal vascu-
tissue regeneration through adipogenic and vascular differentiation as
lar cells, which includes adipose stem cells. Stromal vascular fraction (SVF) cells
well as the expression of angiogenic, antiapoptotic, and antioxidative
may be isolated from excess lipoaspirate at the point of care and used to replenish
factors.7–13 Lipoaspirate tends to be deficient in these progenitor cells
fat grafts, a technique termed cell-assisted lipotransfer (CAL). Preclinical and
compared to intact adipose tissue because the progenitor cells are
clinical evidence supports the rationale of CAL but clinical adoption of the strat-
concentrated in the perivascular areas of adipose tissue which are not
egy requires evidence of clinical safety. This prospective, level 1 study reports
fully harvested with liposuction. In addition, some progenitor cells
clinical safety of SVF-enhanced fat grafting using a manual, collagenase-based
are released into the fluid portion of the lipoaspirate which is decanted
separation process to isolate autogenous progenitor cells from lipoaspirate at
before grafting.14
the point of care.
These observations are the rationale behind cell-assisted lipo-
Methods: One hundred sixty-four subjects underwent 174 SVF-enhanced autolo-
transfer (CAL),15 a technique in which lipoaspirate fat graft is enriched
gous fat grafting procedures at the university stem cell center between August 2009
with autogenous stromal vascular fraction (SVF). Stromal vascular
and November 2014 for a variety of cosmetic and reconstructive indications.
fraction contains a variety of cells such as pericytes, fibroblasts, and
Results: Cell-assisted lipotransfer was performed for a variety of cosmetic and
macrophages as well as a heterogeneous population of pluripotential
reconstructive indications. The mean time of the SVF isolation process was
adipose stem cells and vascular progenitor cells. Stromal vascular frac-
91 minutes. Because of the frequent concomitant procedures, the average operat-
tion is obtained at the point of care from excess lipoaspirate using a
ing room time increased by only 11 minutes. Mean follow-up was 19.9 months.
collagenase-based process to release the cells from the fibrous stroma.16
There were no major complications and 6 minor complications. No collagenase
A number of studies support the beneficial effects of CAL on
or neutral protease related complications were observed.
long-term volume retention but important parameters, such as the cell
Conclusions: This series of 174 CAL cases demonstrates that SVF cell isolation
dosage versus effect relationship remain to be established. Acceptance
using a standardized, manual, collagenase-based process at the POC is equivalent
in the United States and even clinical research have been hindered by
in safety compared to nonenhanced fat grafting. These results support expanded
issues of cost, regulatory uncertainty, and safety of using a tissue disso-
use of CAL in the clinical research setting.
ciation enzyme mixture,17 that is, collagenase and neutral protease, to
Key Words: stromal vascular fraction, adipose-derived stem cells, clinical safety, isolate SVF from lipoaspirate at the point of care.
SVF isolation, ASC isolation, cell-assisted lipotransfer, breast augmentation, The purpose of this study is to demonstrate the clinical safety of
breast reconstruction CAL in prospective study of 174 consecutive cases of fat grafting using
(Ann Plast Surg 2015;75: 666–671)
progenitor cell enriched lipoaspirate or CAL, using SVF prepared at the
point of care with an enzymatic process.

A utologous fat grafting (AFG) is an increasingly popular technique


in plastic surgery for volume augmentation and improvement of
radiated or damaged tissues. There is a consensus among plastic
METHODS

surgeons that fat grafting is a safe procedure with a low complication Overview
rate and high patient satisfaction useful for a variety of cosmetic and A total of 174 CAL procedures in 164 patients were performed at
reconstructive indications.1,2 Fat grafting remains limited however the University Stem Cell Center between August 2009 and November
by unpredictable long-term volume retention, inconsistent results and 2014. All procedures were conducted under institutional review board
insufficient high quality clinical research to help formulate evidence- approval, and all patients provided written informed consent. All study
based recommendations for fat harvest, graft preparation, and reinjec- procedures were conducted in accordance with the Declaration of
tion best practices.3 Helsinki. Lipotransfer procedures were conducted for a variety of re-
One promising avenue for improvement is emerging from a bet- constructive and cosmetic indications (Table 1) including breast recon-
ter understanding of the microenvironment and cellular dynamics of the struction (Fig. 1A, B), breast and buttock augmentation (Fig. 2A, B),
engraftment process. Research suggests that mature adipocytes, due to facial atrophy, correction of lipodystrophy, and contour defects (Fig. 3A,
their high cytoplasmic oxygen consumption, are particularly suscep- B), and chronic wound and scar treatment (Fig. 4A, B, C). Detailed data
tible to hypoxia-induced apoptosis after grafting. Apoptosis of mature concerning subject medical history, indications for fat transfer, fat har-
adipocytes, especially those located in the center of the lipoaspirate vest, separation technique, process time, and postoperative outcomes
were collected (Table 1). Potential patient safety issues specific
to collagenase and neutral protease include local allergic reaction, in-
Received February 18, 2015, and accepted for publication, after revision June 1, 2015. fection, evidence of local tissue destruction, and overall complication
From the *Cedars-Sinai Medical Center; and †University Stem Cell Center, Los rates associated with fat injection were monitored throughout the study.
Angeles, CA.
Conflicts of interest and sources of funding: none declared.
Reprints: Joel A. Aronowitz, MD, Cedars-Sinai Medical Center, Los Angeles, Univer- Inclusion and Follow-Up
sity Stem Cell Center, Los Angeles, 8635 W. Third St. Suite 1090W, Los Angeles, Patients with a previous history of malignancy in the last
CA 90048. E-mail: dra@aronowitzmd.com.
Copyright © 2015 Wolters Kluwer Health, Inc. All rights reserved.
12 months before treatment were excluded from participation in the
ISSN: 0148-7043/15/7506–0666 study. Study participants underwent cancer screening by their primary
DOI: 10.1097/SAP.0000000000000594 care physician at regular intervals according to the American Cancer

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Annals of Plastic Surgery • Volume 75, Number 6, December 2015 Clinical Safety of SVF Isolation at POC

included mammogram and ultrasound screenings as well as physical


TABLE 1. Isolation and Demographic Data examinations. Not all patients reported in this study have reached
12 months follow-up. Nonmalignant complications were assessed
Parameter Average (Range) within 3 months after receiving treatment, including complications
Patient age, y 52.2 (19–77) pertaining to fat grafting (ie, oil cyst, necrosis), infection, or residual
BMI, kg/m2 23.4 (14–37) enzyme activity.
Follow-up time, mo 19.9 (3–48)
Volume of lipoaspirate digested, mL 180 (50–800)
No. washes 3 Lipoaspirate Harvest
Processing time, min 91 (45–150)
Final volume of SVF suspension, mL 11.8 (5–25)
Adipose tissue harvest was done under intravenous sedation or
general anesthesia in the operation room. A standard formula tumescent
SVF cells isolated (cells/mL of lipoaspirate) 199,000 (15,000–790,000)
solution with local anesthetic (lidocaine 1% with 1/100,000 epineph-
Implication for CAL No. cases rine and Marcaine 0.5% with 1/200,000 epinephrine) was injected in
Breast augmentation 77 the harvest sites. Adipose tissue for SVF isolation and graft was aspi-
Breast reconstruction 54 rated with 3.0 to 4.0 mm blunt tipped cannula using Wells Johnson
Facial aging 21 Aspirator II apparatus with vacuum lower than 700 mm Hg.11,19
Chronic wounds/scars 8
Buttock enhancement 8
Lipodystrophy/contour defect 6 SVF Isolation
Liposuction Harvest Location No. cases
Abdomen 106 A nonautomated, collagenase-based isolation was performed by
Flanks 55 a technician at the point of care under sterile conditions in a previously
Thighs 37 described19 compact operating room laboratory equipped with a sterile
Complications No. occurrences (%) biohood, centrifuge, and heated shaker. Volume of lipoaspirate digested
Major 0 (0.0%)
ranged from 50 mL to 800 mL (180 mL average). Lipoaspirate was first
washed 3 times using a lactated Ringer solution (130 mmol/L Na+,
Minor 6 (3.7%)
109 mmol/L Cl−, 28 mmol/L lactate, 1.5 mmol/L Ca2+, 4 mmol/L K+)
Oil cyst 3 (1.8%) over a period of 10 to 15 minutes to remove contaminating blood cells
Fat necrosis 0 (0.0%) and tissue debris. Lipoaspirate was then incubated with 35 Wünsch Units
Calcification 0 (0.0%) (U) of collagenase per 50 mL of washed lipoaspirate. Lipoaspirate was
Unrelated 3 (1.8%) incubated with CIzyme AS (Vitacyte, LLC, Indianapolis, IN), a mix-
ture of clostridial collagenase type I and type II (60% type I, 40% type
II) and neutral protease from Bacillus polymyxa resuspended in warm
Society Guidelines for the Early Detection of Cancer. The guidelines (37°C) lactated Ringer solution in a temperature controlled shaker
for early detection of breast cancer include yearly mammograms, clini- at 200 rpm for 20 to 30 minutes at 37°C. The SVF cells were separated
cal breast examinations every 3 years and regular self-examinations.18 from the digested adipose tissue via centrifugation at 2000 rpm
Additional exclusion criteria include pregnancy or suspected preg- for 10 minutes. Isolated SVF cells were then washed a minimum of
nancy, abnormal preoperative breast examination, or known positive 3 cycles using lactated Ringer solution to remove residual enzymes.
BRACA1 or BRCA2 gene mutations. Patients were required to submit The SVF preparation was brought to a final volume of between 5 mL
to preoperative screening for malignancy before participation. and 25 mL (11.8 mL on average) using lactated Ringer solution and
Patients are screened regularly for development of malignancy returned to the surgeon for injection. A small sample of SVF cells
for 12 months after treatment, and any screening thereafter was done (0.1-0.2 mL) was analyzed using a cell counting device (Chemometec
at the discretion of the patient during annual physicals or breast exam- NC 200; Chemometec A/S, Davis, CA) to determine the cell yield
inations. For patients receiving treatment to the breasts, follow-up and viability (Table 1).

FIGURE 1. A, Subject desired breast reconstruction to restore breast symmetry and improve cosmetic appearance of the right breast.
B, 3 months postoperatively: reconstruction was accompanied by autologous SVF-enhanced fat grafting which restored symmetry.

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Aronowitz et al Annals of Plastic Surgery • Volume 75, Number 6, December 2015

FIGURE 2. A, Subject presented with hypoplastic breasts and desired cosmetic augmentation without implants. Subject was injected
with an SVF-enhanced autologous fat graft. B, 6 months after cell-enhanced fat grafting, the breasts were significantly larger while still
presenting with a natural appearance and feeling. C, 13 months after cell-enhanced fat grafting.

Graft Preparation and Injection grafting. The occurrence rates of complications were similar, if not
Freshly isolated autogenous SVF cells were returned to the sur- lower, than those associated with normal AFG.
geon in the operating room and recombined with graft material shortly Of the 164 patients in this study, 54 had a previous history of
before injection. The progenitor cell enriched fat graft was injected into breast cancer (32.9%). There were no instances of new malignancy re-
the recipient area using a Cytori Celbrush injector tool (Cytori Therapeu- ported at the site of injection in patients followed more than 12 months,
tics, inc. San Diego, CA). A layered technique in a grid pattern was but there was one reported recurrence of breast cancer (1.9%) in a
used to ensure even distribution of graft material throughout the recipient patient who underwent a unilateral breast reconstruction using a saline
site in a manner identical to non enriched fat grafting procedures. implant accompanied by CAL for contouring.

RESULTS DISCUSSION
The average age of the subjects was 52.2 years, with an average Experimental as well as clinical studies suggest a positive rela-
BMI of 23.4 kg/m2. An average of 180 mL of lipoaspirate was used for tionship between CAL and improved permanent fat graft volume.15,20,21
isolation of SVF cells. The average number of SVF cells isolated per The potential and theorized negative effects of CAL include local tissue
mL of lipoaspirate was 1.99  105 cells/mL. digestion from residual enzyme activity, possible higher infection and
The nonautomated, collagenase-based isolation method took an surgical complication rates and accelerating the growth of an existing
average of 91 minutes to complete in the operating room under a malignancy. The added cost of the procedure and regulatory uncertainty
biohood environment. The average graft volume was 223 mL, but also hamper adoption of the technique in the United States. Previous
varied from 8 mL to 500 mL depending on the indication and injection publications have clarified the cost associated with CAL, and residual
site, with buttock and breast augmentations requiring larger amounts of enzyme levels are well documented for a variety of different methods
fat, whereas facial procedures typically required less than 100 mL. The of obtaining SVF in the clinical setting.19
average follow-up time was 19.9 months. The results of this series suggest that CAL performed routinely
Overall, a low complication rate is reported in this study (3.7%). using a manual, collagenase SVF separation method at the point of care
No reported complications pertain to the use of collagenase or neutral is not associated with an added risk of surgical complications or malig-
protease, and no intraoperative complications are reported. In the post- nancy. The overall complication rate of 3.7% reported in this series is
operative follow-up after fat grafting, there were no major complica- comparable to that reported for conventional AFG.22,23 Theorized risks
tions, and 6 minor complications, (3.7%) were observed. Three oil specific to the SVF separation process, such as allergic reaction to col-
cysts were observed (1.8%) and 3 other complications were deemed lagenase or neutral protease and tissue necrosis due to residual enzyme,
unrelated to fat grafting (1.8%) (Table 1). The complication spectrum did not occur in this series. No untoward effects of enzyme activity were
of SVF-enhanced AFG is the same as that associated with normal fat detected. Changes in clinical behavior of adipose cells released from

FIGURE 3. A, Subject had a contour deformity which presented as a concave area on the right buttocks resulting from a complication
from an injection which the subject received as a child. The subject was injected with an autologous SVF-enhanced fat graft to repair
the contour deformity. B, 9 months after cell-enhanced fat grafting. C, 12 months after cell-enhanced fat grafting.

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Annals of Plastic Surgery • Volume 75, Number 6, December 2015 Clinical Safety of SVF Isolation at POC

FIGURE 4. A, A 73-year old woman with a chronic wound which presented as non-healing for 22 months. B, The wound was injected
with an autologous SVF cell and fat mixture generated at the point of care. C, The wound was cleared after 9 weeks postoperatively.

their supporting fibrous stroma have been theorized but we detected no improving long-term graft volume, predictability or effects on irradiated
effects attributable to any structural changes produced in adipose tissue or damaged tissues. It also does not provide data regarding other impor-
as a result of enzymatic digestion. tant issues, such as the cell dose versus effect relationship and cell sub-
Patients were regularly screened for breast cancer with ultra- populations within the SVF, that may be more beneficial in adipose
sound and mammography for 12 months after the CAL procedure. tissue regeneration. The results of this study confirm earlier reports that
Among the 133 patients followed for over a year there were no new neo- a processing time of approximately 90 minutes is necessary to produce
plasms reported, however one patient did have a recurrence of a previ- concentrated, autogenous SVF from lipoaspirate at the point of care.
ous breast cancer 11 months after receiving CAL. Although none of Although a variety of mechanical, non-enzymatic methods have
the patients followed for less than 12 months (n = 31) have developed been proposed for the isolation of ASCs and SVF cells, none pro-
any malignancy, it is too early to make any assumptions based on insuf- vide the same level of cell recovery achieved using collagenase-based
ficient follow up time. Additional studies with long-term follow-up are methods. Mechanical methods have reported cell yields which range
needed to rule out the tropic effects of CAL on malignancy. from 6250 to 25,000 ASCs/mL of lipoaspirate processed.37–40 In com-
As mentioned previously, there was 1 recurrence of a previous parison, cell yields of collagenase-based SVF isolation methods have
triple-negative breast cancer 11 months after treatment. The patient reported yields of 100,000 to 500,000 viable cells/mL of lipoaspirate
had undergone chemotherapy and unilateral skin-sparing mastectomy, processed compared.15,16,19,37,38 In addition to isolating more viable
but refused radiation therapy. Reconstruction was performed using cells/mL of lipoaspirate than mechanical methods, enzymatic methods
350 mL saline implant accompanied by CAL for added contouring. also differ in composition of the isolated cell population.37 Mechanical
The recurrence was localized and was excised safely without complica- methods have reported a cell composition consisting of only 5%
tion. No recurrence has been reported in the 2 years since excision of ASCs,39 whereas enzymatic methods have reported up to 15% ASCs
the recurrent malignancy. It is not certain whether or not pluripotential in the isolated SVF cell population.19 The composition of the cell pop-
cell injection was responsible for this recurrence. The rate of recurrence ulation acquired mechanically is biased towards hematogenous cells
in this study (1.9 %) does not suggest an increased risk of recurrence (CD45+) because there is significantly less tissue disruption to release
associated with pluripotential cell injection.24–26 stem cells from the perivascular stroma. Mechanical methods offer a
Our data support the notion that CAL does not increase the risk cost-effective way to acquire SVF cells and may be a practical approach
for development of cancer or accelerate the growth of an existing unde- in settings where a large number of ASC cells are not required. How-
tected neoplasm. This study does not nullify the theoretical risks as- ever, without the tissue dissociation afforded by enzymatic digestion
sociated with the pluripotential cell injection theorized from in vitro of collagen, all mechanical techniques are limited in the number of vi-
studies of adipose-derived stem cell (ASC) trophic factors and their ef- able cells and especially ASCs that can be recovered.
fects in coculture with breast cancer cells.27,28 Growth factors secreted The tissue dissociation enzyme mixture used in this study was
by mesenchymal stem cells including vascular endothelial growth factor, composed of collagenase I and II isoforms derived from Clostridium
interleukin-6 and platelet-derived growth factor (PDGF) have been histolyticum and neutral protease derived from B. polymyxa, the mixture
shown to promote growth and metastasis of cancer cells in vitro.29–33 of which provides better tissue dissociation than either alone.17,41 The
Previous studies suggest that PDGF has been linked to increased risk purity and composition of various tissue dissociation enzyme mixtures
of death due to cancer after prolonged exposure, as demonstrated by varies from product to product and researchers and clinicians should be
the topical recombinant PDGF cream Regranex (becaplermin) which aware of this variability when isolating SVF. Although neutral protease
is used to treat lower extremity diabetic neuropathic ulcers.34 Patients has been shown to play a critical role in the tissue dissociation pro-
who used more than 3 tubes of Regranex were linked to a significantly cess,41–44 its exact role is not fully understood. Concerns have been
higher risk or mortality due to cancer.35,36 Patients were informed of expressed that unwanted tissue degradation may occur upon reinjection
these potential risks before participation. from miniscule residual neutral protease activity which may be present
Another potential risk of CAL is an added rate of infection due in the purified SVF. This study however demonstrated no evidence of
to contamination during the separation process. The manual SVF sepa- added risk.
ration technique used in this series was performed under an ultrahigh Safety of clostridial collagenases has been reviewed, mainly
filtration biohood to reduce ambient air exposure of the graft material pertaining to use for treatment of Dupuytren contracture45–47 and
and SVF cells. There were no cases of graft recipient site infection in Peyronie disease48,49 in FDA approval process for the drug Xiaflex.50,51
this study. The clinical and non-clinical evidence overwhelmingly supports the
This report is limited to the issue of safety using manual, safety of clostridial collagenases. Collagenase was shown to have no
collagenase-based SVF separation at the point of care and does not ad- systemic toxicity after local injection and systemic exposure was only
dress the potential of CAL compared to non-enhanced fat grafting at observed if injected into highly vascularized areas.52–55 Collagenase

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Aronowitz et al Annals of Plastic Surgery • Volume 75, Number 6, December 2015

was also shown to be removed from the system rapidly, with neither 14. Yoshimura K, Shiguera T, Matsumoto D, et al. Characterization of freshly isolated
isoform I nor II being detectable 2 hours after injection. Overall, colla- and cultured cells derived from the fatty and fluid portions of liposuction aspirates.
J Cell Physiol. 2006;208:64–76.
genase has a very low level of toxicity.56–58
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human adipose-derived cells for soft tissue augmentation with lipoinjection.
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we demonstrated that the residual levels of collagenase present using adipose tissue remodeling and potential use for soft tissue augmentation. Regen
our manual isolation method is less than 0.01 Wünsch units (U) of Med. 2009;4:265–273.
collagenase activity/mL of SVF isolated.19 Even this small enzymatic 17. McCarthy RC, Breite AG, Dwulet FE. Biochemical analysis of crude collage-
activity level drops by a further factor of 10 once the SVF cells are nase products used in adipose derived stromal cell isolation procedures and de-
combined with the lipoaspirate for reinjection. This level of activity is velopment of a purified tissue dissociation enzyme mixture. 2010. Available
at: http://www.vitacyte.com/wp-content/uploads/2009/01/ifats-vitacyte.pdf Accessed
insignificant when compared for example to 3600 U per dose in November 3, 2014.
Xiaflex, and 250 U/g in Collagenase Santyl,59,60 another collagenase- 18. American Cancer Society Guidelines for the Early Detection of Cancer. American
based product topically applied for wound debridement, both of which Cancer Society website. Available at: http://www.cancer.org/healthy/findcancerearly/
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the levels of collagenase activity that the FDA has already deemed to-head comparison of four commercial cell separation systems. Plast Reconstr
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20. Paik KJ, Zielins ER, Atashroo DA, et al. Studies in Fat Grafting V: Cell
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CONCLUSIONS Reconstr Surg. 2015.
21. Kølle ST, Fischer-Nielsen A, Mathiasen AB, et al. Enrichment of autologous fat
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Annals of Plastic Surgery • Volume 75, Number 6, December 2015 Clinical Safety of SVF Isolation at POC

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