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Abstract. The Cauchy problem for the Navier-Stokes equations with the Coriolis force
is considered. It is proved that a similar a priori estimate, which is derived for the Navier-
arXiv:1512.01814v1 [math.AP] 6 Dec 2015
Stokes equations by Lei and Lin [11], holds under the effect of the Coriolis force. As an
application existence of a unique global solution for arbitrary speed of rotation is proved,
as well as its asymptotic behavior.
1. Introduction
In this note, we consider the initial value problem of the Navier-Stokes equations with
the Coriolis force in R3 ,
∂t u − ν∆u + Ωe3 × u + (u, ∇)u + ∇p = 0, in (0, ∞) × R3 ,
(NSΩ ) div u = 0, in (0, ∞) × R3 ,
u| = u , in R3 ,
t=0 0
where u = u(t, x) = (u1 (t, x), u2 (t, x), u3(t, x)) denotes the unknown velocity field, and
p = p(t, x) denotes the unknown scalar pressure, while u0 = u0 (x) = (u10 (x), u20 (x), u30 (x))
denotes the initial velocity field. The constant ν > 0 denotes the viscosity coefficient
of the fluid, and Ω ∈ R represents the speed of rotation around the vertical unit vector
e3 = (0, 0, 1), which is called the Coriolis parameter.
Recently, this problem gained some attention due to its importance in applications to
geophysical flows, see e.g. [12, 3]. Mathematically, (NSΩ ) also have a interesting feature
that there exists a global solution for arbitrary large data provided the speed of rotation
Ω is large enough, see e.g. [1, 3, 7]. There are another type of results which shows the
existence of a global solution uniformly in Ω provided the data is sufficiently small, see e.g.
[4, 6, 10, 8]. The purpose of this note is, concerning to the latter, to relax the smallness
condition of the data, based on the idea for the Navier-Stokes equations, Ω = 0 in (NSΩ ),
by [11].
Before stating our main results, we give a definition of function spaces. For m ∈ R, we
define Z
′ b
m 3 1
χ (R ) := f ∈ S | f ∈ Lloc , kf kχm := |ξ|m|fb(ξ)| dξ < ∞ .
R3
−1 0 1
In particular, we only use spaces χ , χ , and χ below, so we summarize elementary
estimates concerning the spaces we will use later.
1
2 HIROKI ITO AND J. KATO
1 1
1−
Lemma 1. (1) For s > 1/2, kf kχ−1 (R3 ) ≤ Ckf kL2 2s kf kḢ2ss .
1/2 1/2
(2) kf kχ0 ≤ kf kχ−1 kf kχ1 .
(3) k∇f kL∞ ≤ kf kχ1 .
Proof. (1) We take R > 0, which is determined later, to divide the integral
Z Z
−1 b
kf kχ−1 = |ξ| |f (ξ)| dξ + |ξ|−1|fb(ξ)| dξ
|ξ|≤R |ξ|>R
Z 1/2 Z 1/2
−2 −2−2s
≤ |ξ| dξ kf kL2 + |ξ| kf kḢ s
|ξ|≤R |ξ|>R
1
= |S 2 |1/2 R1/2 kf kL2 + √ R−s+1/2 kf kḢ s .
2s − 1
−1/s 1/s
Then, choosing R = kf kL2 kf kḢ 2 , we obtain the desired result.
(2) This estimate is easily derived by the Hölder inequality,
Z
kf kχ0 = |ξ|−1/2 |fb(ξ)|1/2 |ξ|1/2 |fb(ξ)|1/2 dξ ≤ kf kχ−1 kf kχ1 .
1/2 1/2
(3) This is also easily derived from the Fourier inversion formula and the Hausdorff-Young
inequality.
Now we state our main results.
Theorem 1. Let Ω ∈ R, and let u0 ∈ χ−1 satisfy div u0 = 0 and ku0 kχ−1 < (2π)3 ν. For
T > 0, assume that u ∈ C([0, T ); χ−1 ) is a solution to (NSΩ ) in the distribution sense
satisfying
u ∈ L1 (0, T ; χ1 ), ∂t u ∈ L1 (0, T ; χ−1 ).
Then, u satisfies
Z t
−3
(1.1) ku(t)kχ−1 + (ν − (2π) ku0 kχ−1 ) ku(τ )kχ1 dτ ≤ ku0 kχ−1 , 0 ≤ t < T.
0
Remark 2. (1) This a priori estimate is first derived in the case Ω = 0 in [11, Proof of
Theorem 1.1]. Here, Theorem 1 states that the same estimate also holds under the effect
of the Coriolis force.
(2) In this note, we define the Fourier transform of f by
Z
fb(ξ) = F [f ](ξ) := e−ix·ξ f (x) dx.
The constant (2π)3 in the theorem appears from the following formula:
F [f g](ξ) = (2π)−3(fb ∗ b
g )(ξ),
where f ∗ g denotes the convolution of f and g.
THE NAVIER-STOKES EQUATIONS WITH THE CORIOLIS FORCE 3
Theorem 2. Let Ω ∈ R. Assume that u0 ∈ χ−1 (R3 ) satisfy div u0 = 0 and ku0 kχ−1 <
(2π)3 ν. Then, there exists a unique global solution u ∈ C([0, ∞); χ−1 ) to (NSΩ ) satisfying
and
Z t
sup ku(t)kχ−1 + (ν − (2π)−3ku0 kχ−1 ) ku(τ )kχ1 dτ ≤ ku0 kχ−1 .
t>0 0
Remark 3. (1) There are several results which treats the existence of a unique global
solution to (NSΩ ), see [8] and reference therein. In particular, the spaces F M0−1 , which
−1
is considered by Giga, Inui, Mahalov, and Saal [4], and B1,2 by [8], are larger than χ−1 .
However, the advantage of this result is that the condition of the size of the data is merely
ku0 kχ−1 < (2π)3 ν.
(2) In the Navier-Stokes equations, the case Ω = 0, the corresponding result is proved in
[11, Theorem 1.1]. We notice that there is also the another approach by [13, Theorem
1.3]. In our forthcoming paper we will consider that approach for (NSΩ ).
Theorem 3. Let s > 3/2 and Ω ∈ R. Assume that u0 ∈ H s (R3 ) satisfy div u0 = 0 and
ku0 kχ−1 < (2π)3 ν. Then, there exists a unique global solution u ∈ C([0, ∞); H s ) to (NSΩ )
satisfying
u ∈ AC([0, ∞); H s−1 ) ∩ L1loc (0, ∞; H s+1)
and
Z t
sup ku(t)kχ−1 + (ν − (2π)−3ku0 kχ−1 ) ku(τ )kχ1 dτ ≤ ku0 kχ−1 .
t>0 0
Remark 4. Since s > 3/2, we have H s ֒→ χ−1 by Lemma 1. The condition s > 3/2
follows from the local well-posedness by Proposition 6 which we employ for the proof. For
a interval I and a Banach space X, AC(I; X) denotes the space of X-valued absolutely
continuous functions.
Next theorem states the asymptotic behavior of a given global solution to (NSΩ ) in the
framework of Sobolev spaces.
4 HIROKI ITO AND J. KATO
Theorem 4. Let s > 1/2 and Ω ∈ R. Assume that u ∈ C([0, ∞); H s (R3 )) is a global
solution to (NSΩ ) satisfying
Remark 5. In the Navier-Stokes case Ω = 0, this result corresponds to the result in [2].
In that result, the assumption is only u ∈ C([0, ∞); χ−1 ) is a global solution. Compared
with that result, additional assumptions (1.2) are imposed for the uniqueness of solutions.
lim ku(t)kχ−1 = 0.
t→0
2. Proof of Theorem 1
In this section we give a proof of Theorem 1.
Thus, we obtain
u|2 = 2Re(∂t u
∂t |b b)
b·u
= −2ν|ξ|2 |b
u|2 − 2Ω Re (e3 × u
b) · u
b − 2Re F (u, ∇)u · u
b − 2Re (iξ pb) · u
b.
Here, since
b) · u
(e3 × u b = −b b1 + u
u2 u b1 u
b2 = 2i Im ub1 u
b2 ,
THE NAVIER-STOKES EQUATIONS WITH THE CORIOLIS FORCE 5
(2.1) ku(t)kχ−1 + νkukL1 ((0,t); χ1 ) ≤ ku0 kχ−1 + (2π)−3 kukL∞ ((0,t); χ−1 ) kukL1 ((0,t); χ1 ) .
3. Proof of Theorem 3
Below we fix Ω ∈ R. For the existence of local solutions, we employ the following result.
Proposition 6. Let s > 3/2. For u0 ∈ H s (R3 ) with div u0 = 0, there exists T =
T (|Ω|, s, ku0kH s ) > 0 such that (NSΩ ) admits a unique strong solution u ∈ C([0, T ]; H s (R3 ))
satisfying
u ∈ AC([0, T ]; H s−1 (R3 )) ∩ L1 (0, T ; H s+1(R3 )).
Remark 7. (1) For the proof, we refer to [9, Lemma 3.1]. The idea is based on to construct
the solution to the integral equation
Z t Z t
νt∆ ν(t−τ )∆
u(t) = e u0 − Ω e P(e3 × u)(τ ) dτ − eν(t−τ )∆ P(u, ∇u)(τ ) dτ
0 0
by the contraction mapping argument, where P = (δij + Ri Rj )i,j is the Helmholtz projec-
tion. We notice that the condition in [9, Lemma 3.1] is s > 3/2 + 1, because their main
subject is the Euler equation. For the above statement, s > 3/2 is sufficient.
(2) In this proposition, the size of T is characterized by
1
(3.1) C0 |Ω|T + C1 ku0 kH s (T + T 1/2 ν −1/2 ) ≤ .
2
(3) Since s > 3/2, the solution constructed by Proposition 6 satisfies the assumptions in
Theorem 1. In particular, since
∂t u = ν∆u − ΩP(e3 × u) − P(u, ∇u) in H s−1
holds for a.e. t ∈ (0, T ), we easily observe that ∂t u ∈ L1 (0, T ; χ−1 ).
THE NAVIER-STOKES EQUATIONS WITH THE CORIOLIS FORCE 7
Remark 9. For the proof of this proposition, we also refer to [9, Proof of Theorem 4.1].
There, we easily observe that
d
ku(t)kH s ≤ Ck∇u(t)kL∞ ku(t)kH s
dt
holds for s ≥ 0. We notice that the term concerning Ωe3 × u vanishes due to
Ω(e3 × u) · u = 0.
4. Proof of Theorem 2
In this section we give a proof of Theorem 2.
For u0 ∈ χ−1 and R > 0, we set
DR = {ξ ∈ R3 | |ξ| ≤ R, |b
u0 (ξ)| ≤ R}, uR 1
b0 ],
0 = F [χDR u
since u0 ∈ χ−1 .
Now we apply Theorem 3 for the data uR
0 to derive a unique global solution u
R
∈
s
C([0, ∞); H ) satisfying
uR ∈ AC([0, ∞); H s−1 ) ∩ L1 (0, ∞; H s+1)
for s > 3/2, and
ku0kχ−1
(4.2) kuR kL∞ (0,∞; χ−1 ) ≤ ku0kχ−1 , kuR kL1 (0,∞; χ1 ) ≤ .
ν − (2π)−3 ku0kχ−1
Below we first show that {uR } is a Cauchy sequence in L∞ (0, ∞; χ−1 ). If we set
′
w = uR − uR , then w satisfies
′ ′
∂t w − ν∆w + Ωe3 × w + (uR , ∇)w + (w, ∇)uR + ∇(pR − pR ) = 0.
Then, from the argument in the proof of Theorem 1, we obtain
Z t
kw(t)kχ−1 + ν kw(τ )kχ1 dτ
0
Z t
−3 ′
≤ kw(0)kχ−1 + (2π) kuR (τ )kχ0 + kuR (τ )kχ0 kw(τ )kχ0 dτ.
0
which implies
′ ′
R∞
kuR − uR kL∞ (0,∞; χ−1 ) ≤ kuR R
0 − u0 kχ−1 e
0 a(τ ) dτ
→ 0, R, R′ → ∞.
Therefore, by Fatou’s lemma and the estimate derived from (4.4) and (4.5),
Z ∞
kw(0)kχ−1 R∞
a(τ ) dτ
kwkL (0,∞; χ ) ≤
1 1 1+ a(τ ) dτ e 0 ,
ν − (2π)−3 ku0kχ−1 0
we conclude that
e
kuR − ukL1 (0,∞; χ1 ) ≤ lim inf kuR − uR kL1 (0,∞; χ1 ) → 0, R → ∞.
e
R→0
From convergence in L∞ (0, ∞; χ−1 ) ∩ L1 (0, ∞; χ1 ) we observe that the limit u satisfies
the integral equation
Z t Z t
νt∆ ν(t−τ )∆
u(t) = e u0 − Ω e P(e3 × u)(τ ) dτ − eν(t−τ )∆ P ∇ · (u ⊗ u)(τ ) dτ,
0 0
keνt∆ uR
0 −e
νt∆
u0 kχ−1 ≤ kuR
0 − u0 kχ−1 ,
Z t Z t
ν(t−τ )∆ R
e P(e3 × u )(τ ) dτ − eν(t−τ )∆ P(e3 × u)(τ ) dτ
0 0 χ−1
and
Z t Z t
ν(t−τ )∆ R R
e P(u , ∇u )(τ ) dτ − eν(t−τ )∆ P(u, ∇u)(τ ) dτ
0 0 χ−1
Z t
≤ kuR (τ )kχ0 + ku(τ )kχ0 kuR (τ ) − u(τ )kχ0 dτ
0
≤ C kuR − ukL∞ (0,∞; χ−1 ) + kuR − ukL1 (0,∞; χ1 ) ,
where we applied the estimate like (4.3) and the uniform bound (4.2).
We next show ∂t u ∈ L1 (0, T ; , χ−1) for any T > 0, which implies u ∈ C([0, ∞); χ−1 ).
To prove this, we consider to apply ∂t to the right hand of the integral equation. We first
10 HIROKI ITO AND J. KATO
holds by changing the order of the integrals. This type of argument can be found in [10,
Lemma 3.5]. (See also [5, Theorem 2.5] in relation with the L1 -maximal regularity.) So,
it suffices to show that ∂t Φ ∈ L1 (0, T ; χ−1 ), where
Z t Z t
ν(t−τ )∆
Φ(t) = Ω e P(e3 × u)(τ ) dτ + eν(t−τ )∆ P ∇ · (u ⊗ u)(τ ) dτ.
0 0
Since
∂t Φ(t) = ∆Φ(t) + P(e3 × u)(t) + P ∇ · (u ⊗ u)(t),
we will check each term on the right hand side belongs to L1 (0, T ; χ−1 ). It is easy to see
that
Z T
kP(e3 × u)kχ−1 dt ≤ T kukL∞ (0,T ;χ−1 ) ,
0
Z T Z T
kP ∇ · (u ⊗ u)(t)kχ−1 dt ≤ kuk2χ0 dτ ≤ kukL∞ (0,T ;χ−1 ) kukL1(0,T ;χ1 ) ,
0 0
Z T Z t
Ω ∆eν(t−τ )∆ P(e3 × u)(τ ) dτ dt ≤ |Ω|T kukL1(0,T ; χ1 ) .
0 0 χ−1
5. Proof of Theorem 4
In this section we give a proof of Theorem 4.
THE NAVIER-STOKES EQUATIONS WITH THE CORIOLIS FORCE 11
We take ε > 0 arbitrary small. Since u0 ∈ H s ֒→ χ−1 , we are able to choose R0 > 0
such that Z
ε
|ξ|−1|b
u0 (ξ)| dξ < .
|ξ|>R0 2
Now we set
v0 = F −1 [χ{|ξ|≤R0 } ub0 ], w0 = F −1 [χ{|ξ|>R0 } ub0 ].
Then, we observe that v0 ∈ H ∞ , w0 ∈ H s , u0 = v0 + w0 , and
ε
kw0 kχ−1 < .
2
By applying Theorem 3 for the initial data w0 we obtain the solution (w, pw ) to (NSΩ ).
Then, w ∈ C([0, ∞); H s ) ∩ L1 (0, ∞; H s+1 ) satisfies
Z t
−3 ε
(5.1) kw(t)kχ−1 + (ν − (2π) kw0 kχ−1 ) kw(τ )kχ1 dτ ≤ kw0 kχ−1 < , t > 0.
0 2
Now we set v := u − w. Then, v ∈ C([0, ∞); H s ) satisfies
and
∂t v + ν∆v + Ωe3 × v + (v, ∇)v + (w, ∇)v + (v, ∇)w + ∇(p − pw ) = 0,
div v = 0,
v| = v .
t=0 0
e := u1 − u2 satisfies div u
then, u e = 0 and
e + ν∆e
∂t u e + (e
u + Ωe3 × u u, ∇)e
u + (u1, ∇)e
u + (e
u, ∇)u2 + ∇(p1 − p2 ) = 0,
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