Professional Documents
Culture Documents
162
STRATEGIES IN THE TREATMENT OF PARAPHILIAS 163
reviews the clarity of the DSM diagnostic criteria for the paraphilias
have been called into question and evidence suggesting that these diag-
noses are unreliable has been presented (Marshall, 1997, 2006c; in
press-b; Marshall & Kennedy, 2003; O'Donohue, Regev, & Hagstrom,
2000). In particular, the diagnosis of sexual sadism has been shown not
to meet satisfactory levels of validity and interdiagnostician reliability
in both actual clinical practice (Levenson, 2004; Marshall, Kennedy, &
Yates, 2002) and in a quasi-field trial (Marshall, Kennedy, Yates, & Ser-
ran, 2002). Furthermore, Levenson (2004) produced data that revealed
the specific unreliability of diagnoses for pedophilia and exhibitionism,
and even for the more general category of any paraphilia.
Contentious Issues in Treatment
The first step in designing treatment programs for paraphilics is to
determine what, in fact, needs to be addressed. The content of programs
for these disorders derives from two sources: research identifying prob-
lematic features of these clients in general and an assessment of the
individual client.^ The latter evaluation typically is an attempt to deter-
mine which of the features identified in the research literature charac-
terize the specific client and to what degree these features are evident,
as well as any possible idiosyncratic problems the client has. In fact,
although clinicians typically make routine assessments in programs
that provide treatment for sexual offenders, most of these programs
have well-defined manuals that guide treatment but allow little fiexibil-
ity for individual differences evident at assessment. The traditional cog-
nitive behavioral/relapse prevention approach has, in fact, been roundly
criticized for this failing (Laws & Ward, 2006), although to date these
criticisms appear to have had little impact on practice.
This tendency to design "one-size-fits-all" treatment programs guided
by excessively detailed treatment manuals is aided and abetted by
research-funding agencies and by the administrators of institutional ser-
vices that provide treatment in several settings. Funding agencies typi-
cally insist on ensuring the integrity of treatment delivery by requiring
the production of an excessively detailed treatment manual to which
clinicians must rigorously adhere. This practice causes the funding
agency to insist on scientific rigor while neglecting a concern for best
clinical practice. Similarly, those who administer programs in several
settings want them all to conform to the same approach. This felt need is
likewise understandable and even desirable, but the consequence has
^ Although there are women who commit sexual offences, few have been officially iden-
tified, so we will focus exclusively on male sexual offenders.
164 W. L. MARSHALL, L. E. MARSHALL, & G. A. SERRAN
Serran, et al. (2002) and Alexander et al. (1976) is far larger than typi-
cally observed in the psychological treatment of other disorders. For
example, in reviews (Martin, Graske, & Davis, 2000; Morgan,
Luborsky, Crits-Christoph, Curtis, & Solomon, 1982) of general psycho-
logical treatments (primarily for Axis 1 disorders), only 25% of the
variance in change scores was accounted for by therapist features. Why
would therapist characteristics and other process features be so much
more important in the treatment of offenders (including sexual offend-
ers) than in the treatment of typical Axis 1 disorders? Clients with
anxiety or depression, for example, more often than not seek treatment
themselves and are usually well motivated for, and cooperative within,
treatment. Sexual offenders are typically resistant (Mann & Webster,
2002), unmotivated (Marshall & Moulden, 2006), and defensive
(Rogers & Dickey, 1991). Thus, because therapist skills are fully taxed
in treating sexual offenders, it is no surprise that such skills have a
stronger infiuence on the achievement of treatment benefits than is the
case for other disorders.
Given these observations on the invaluable role of therapeutic
processes in the treatment of sexual offenders, it seems in retrospect
that the rush in the 1980s and early 1990s to over specify procedures
was misguided and has done the field a disservice. It seems to us neces-
sary to generate more flexible treatment manuals, particularly in
research projects or multisetting treatments. Optimal treatment manu-
als would specify the necessary process conditions (therapist style and
skills, group climate) and also would allow therapists to determine nec-
essary fiexibility for successful treatment. We have attempted this in
treatment manuals for our full-treatment program (Marshall, Serran, &
Marshall, 2006) and for our preparatory program (W L. Marshall & L.
E. Marshall, 2006), with more extensive details published elsewhere
(Marshall, Anderson, & Fernandez, 1999; Marshall, Marshall, et al.,
2006; L. E. Marshall & W L. Marshall, 2006).
Risk/Needs Model
Another contentious issue concerns the targets of treatment with sex-
ual offenders. The so-called "risk/needs" model is most clearly articu-
lated by Andrews and Bonta (2001) but has many other adherents or
sympathizers (e.g., Blackburn, 1993; McGuire, 2001). Four general prin-
ciples are contained in this model, each derived from an extensive body
of research with various types of nonsexual and sexual offenders: the
risk principle, the need principle, the responsivity principle, and the
principle of professional discretion. The risk principle is simply that
treatment and management resources should be allocated according to
166 W. L. MARSHALL, L. E. MARSHALL, & G. A. SERRAN
actuarial risk: That is, more extensive and intensive treatment should
be provided for the higher risk offenders. The risk levels referred to
here are derived from actuarial measures based on static risk factors
that are essentially unchangeable. DjTiamic risk factors, those features
of offenders that can be changed, appear in recent risk prediction mea-
sures, such as the STABLE-2000 (Hanson & Harris, 2000). The need
principle is the critical issue for this discussion: that treatment should
focus on (and in some interpretations, only on) modifying those dynamic
features shown to be criminogenic, to predict future risk. The responsiv-
ity principle is that treatment providers should adjust their approach
(and possibly the treatment content) according to the characteristics of
each client (e.g., intellectual level, learning style, cultural features, and
day-to-day fluctuations in motivation and accessibility). This principle
fits with what we now know about the importance of fiexibility in the
application of treatment. The notion of professional discretion gives the
clinician the option to override the other three principles, in war-
rantable circumstances. However, the firmness with which Andrews
and Bonta, and the other adherents, state the necessity of the first
three principles seems at odds with this fourth recommendation.
Good Lives Model
Andrews and Bonta (2001) insisted that the targets of treatment be
restricted to criminogenic factors, but Ward and Stewart (2003a, 2003c)
have offered cogent criticism of this view. They argue that enhancing
sexual offenders' overall functioning will lead them to attain the goals
of a "good life" which, in turn, will reduce their need to offend. The
"good lives" model has emerged from extensive research, summarized
by Deci and Ryan (2000), Emmons (1996, 1999) and Schmuck and Shel-
don (2001). It is consistent with, and incorporated into, the recent move-
ment referred to as "positive psychology" (see Linley & Joseph, 2004),
which emphasizes developing the skills, attitudes, and self-beliefs
essential to achieving those primary goods sought by all people. These
ideas are not unlike Maslow's (1954) earlier notion that people strive for
self-actualization and that achieving this state (or the primary goods of
life) will result in a fulfilled and happy person. Ward and Stewart
(2003a, 2003c) advocated treatment focused toward the good life gOials
based on the belief that the source of sexual offending is an inability to
achieve these goals by prosocial processes. As a corollary. Ward and
Stewart claimed that achieving a good life (i.e., the capacity to meet pri-
mary needs) will eliminate the person's need to offend.
Ward and Stewart (2003b) and Ward and Marshall (2004) provided a
detailed account of how a therapist can implement a good lives
STRATEGIES IN THE TREATMENT OF PARAPHILIAS 167
approach with sexual offenders. In all aspects of this approach, the ther-
apist works collaboratively with the client. First, it is necessary to
assist the client in identifying an individualized set of goals that is con-
sistent with his interests and abilities and that would lead to the
attainment of a more satisfying life. Next, the therapist helps the client
identify both the skills that need to be enhanced and the attitudes that
need to be modified in order to achieve these goals. Then, specific treat-
ment implements the necessary skills and attitude training. As these
stages evolve, therapist and client together re-examine and possibly
modify these goals.
Combining Treatment Models
Until quite recently, published descriptions of sexual offender treat-
ment programs identified targets for treatment not necessarily consis-
tent with either the risk/needs or good lives models. Most had targets
that represented some elements of both models but not a clear applica-
tion of either model. For example, these programs typically targeted
established risk factors (i.e., criminogenic needs), such as deviant sex-
ual arousal, anger, and substance abuse; however, they also characteris-
tically targeted good lives features, such as intimacy skills and effective
coping, long before these features were shown to be dynamic risk fac-
tors. In fact, as various recent investigators have identified certain fea-
tures as dynamic risks (see Hanson & Harris, 2000; Hudson, Wales,
Bakker, & Ward, 2002; Proulx et al., 1997), they have incorporated
these into treatment, thus approximating the good lives approach with-
out explicit acknowledgment. Those programs, on the other hand, that
do explicitly incorporate the good lives model (e.g., Marshall, Marshall,
et al., 2006), at least in terms of defining the targets of treatment, have
targets that match what is now known about dynamic risk factors.
When static risk factors are combined with these in treatment, the dif-
ferences in practice between appljdng the risk/needs model and the good
lives model are markedly reduced. Ward and Stewart's (2003a, 2003c)
criticism of the risk/needs model is appropriate when treatment goals
rest only on evidence from those static factors identified by actuarial
risk assessment approaches; that is, most published reports of sexual
offender treatment. But as exploration of dynamic risk factors contin-
ues, and these are incorporated into treatment, the major differences
between the application of the risk/needs model and the good lives
model disappear. Glaring differences remain, however.
For example, the risk/needs model continues to demand that treat-
ment focus on modifying deviant sexual interests, because this is an
identified criminogenic need. The good lives model would, on the other
168 W. L. MARSHALL, L. E. MARSHALL, & G. A. SERRAN
hand, suggest that enhancing the sexual offender's capacity to meet his
needs prosocially should result in extinction of his deviant sexual inter-
ests. Marshall (1997) produced evidence, albeit hmited, that confirmed
this suggestion. He selected for study only those child molesters who
had long histories of quite vicious and sexually intrusive offending and
who displayed markedly deviant sexual arousal at phallometric testing.
These offenders then completed a comprehensive treatment program
addressing a combination of risk/needs targets and good lives targets,
with one exception: It lacked any attempt to modify deviant sexual
arousal or interests. Results revealed that these offenders attained the
targets of treatment and that, most importantly, posttreatment phallo-
metric assessments revealed normative sexual interests.
Another major difference between approaches remains. Almost all
treatment programs ostensibly adhering to the risk/needs model target
overcoming denial ("I did not commit the alleged crime") and reducing
minimizations ("I did not do harm"; "The victim was willing"; "I was not
responsible"). Yet, a significant body of evidence has failed to demon-
strate a link between denial or minimization and subsequent recidivism
(see, e.g., Hanson & Bussiere, 1998).
These disagreements about the model that should guide treatment
notwithstanding, treatment programs for sexual offenders seem to be
moving toward incorporating many of the features of the good lives
model. Although we do not strictly adhere to all aspects of this model,
we do incorporate many of its features in the most recent description of
our program (see Marshall, Marshall, et al., 2006). Our program differs
in some respects from other cognitive behavioral treatments; however,
many of the targets are common to all programs (see Carricb & Calder
[2003] and also the edited volume by Marshall, Fernandez, Hudson, &
Ward [1998] for descriptions of numerous programs operated in various
countries). The components of our program rest on the extensive body of
available evidence reported by researchers across the world and sum-
marized in review papers (Abracen & Looman, 2004; Fanniff & Becker,
2006; Kirsch & Becker, 2006) and book chapters (Green, 1995;
Schwartz, 1995, 2002).
In the following section we outline the targets in our program and
briefly describes how we address these targets. We also provide evidence
of the effectiveness of these approaches to achieve each of the targets.
Targets of Treatment
In Table 1, we outline the typical targets of sexual offender treatment
programs. We distinguish offense-specific targets (i.e., those relevant to
all clients and that feature in most programs) from offense-related
STRATEGIES IN THE TREATMENT OF PARAPHILIAS 169
Table 1
Targets of Treatment
Offense-Specific Targets Offense-Related Targets
Generation of a life history Substance abuse
Enhancement of self-esteem Anger management
Acceptance of responsibility Cognitive skills
- Minimizations Other psychiatric problems
- Schemas
- Empathy
Defining offense pathways
Developing coping skills
Modifying sexual interests
Generation of self-management plans
170 W. L. MARSHALL, L. E. MARSHALL, & G. A. SERRAN
have the desired effects (Marshall, 1994; Marshall, O'SuUivan, & Fer-
nandez, 1996).
Coping and Mood Management
Sexual offenders tend to employ ineffective ways of coping with prob-
lems, and these inadequate coping responses lead to a sense of frustra-
tion (Cortoni & Marshall, 2001; Marshall, Cripps, Anderson, & Cortoni,
1999; Marshall, Serran, & Cortoni, 2000). By outlining effective and
ineffective coping styles (see Parker & Endler [1996] for a detailed
description of coping styles) we help clients recognize their dysfunc-
tional styles and the costs associated with these styles, as well as assist
them in developing more effective responses. In many cases, this
process results in the client's recognition that specific skills training is
necessary. At that point, we quickly move the client to the next compo-
nent, social skills, which addresses the majority of the skill deficits.
However, the most common skill deficit concerns the client's inability to
problem-solve effectively. To train clients in effective problem-solving
strategies, we follow procedures outlined by D'Zurilla (1988).
Our strategies are effective in developing adaptive coping responses
in sexual offenders (Serran, Firestone, Marshall, & Moulden, in press).
When clients develop effective coping styles, they reduce the emotional
turmoil they have experienced in the past as a result of inadequately
dealing with the difficulties of life. In addition, throughout treatment
we encourage clients to recognize and to express their emotions. These
various strategies help clients overcome a common problem among sex-
ual offenders, lack of emotional regulation (Ward & Hudson, 2000).
Social Skills
The primary focus for all clients in this component is on the skills,
attitudes, and self-beliefs that facilitate the formation of effective inter-
personal relationships. Beyond specifically training clients to develop
effective attachment styles in order to increase their future experience
of satisfaction and intimacy, we also train them to deal with anger and
anxiety and to become appropriately assertive.
As a first step in our relationship-training component, we ask each
client to describe one or more relationships he has had in the past. We
assist him in identifying the various behaviors that either enhanced the
relationship or caused problems. The therapist describes different styles
of romantic attachments and asks each client to identify his typical
attachment style. Through group discussion, participants clarify the
nature of intimacy, and the therapist describes what is known about the
benefits of intimacy. Clients receive training in communication skills.
172 W. L. MARSHALL, L. E. MARSHALL, & G. A. SERRAN
ratio - 2.15), and incest offenders the lowest, but still a significantly
positive, response (odds ratio = 1.02). Finally, these authors found that
only those sexual offenders who successfully completed treatment
showed a significant benefit. This latter observation is consistent with a
report by Marques, Weideranders, Day, Nelson and van Ommeren
(2005) that summarized their final findings of California's Sex Offender
Treatment and Evaluation study of sexual offender treatment. Measur-
ing the degree to which sexual offenders achieved the goals of treat-
ment. Marques et al. found that those who "got it" achieved
significantly and dramatically lower rates of postrelease recidivism
than did those who did not successfully complete treatment.
We (Marshall, Marshall, et al., 2006) recently reported some details
of our examination of the overall reoffense rates for our treated sexual
offenders. We followed 534 treated sexual offenders for an average of 5.4
years, 48% of whom were at risk for over 6 years. Because we are able
to recruit over 94% of available sexual offenders into our treatment pro-
gram, we have an insufficient number of untreated clients to form a
comparison group; however, we do have data on the actuarial risk levels
of our treated clients calculated prior to their entering treatment. The
actuarial instruments employed in this study were developed after
extensive examination of many hundreds of offenders followed for sev-
eral years after release (see Doren [2006], Hanson & Thornton [2000]
and Andrews & Bonta [2001] for a description of these instruments).
Based on these risk assessment instruments, the expected reoffense
rates for our treated subjects were 16.8% for sexual offenses and 40%
for nonsexual crimes. What we actually found was that only 3.2% of our
treated clients committed a subsequent sexual offense and that 13.6%
reoffended in a nonsexual way.
On the basis of these and other studies, we believe the evidence indi-
cates that sexual offenders can be effectively treated. Of course, not all
treatment programs for sexual offenders are effective, but given the dif-
ficult nature of these clients and their usual resistance to treatment, we
would not expect all programs to be effective. We think it is quite inap-
propriate to conclude, when any particular program is shown to be inef-
fective, that sexual offenders in general, or even the ones treated in this
program failure, are intractable to treatment. Such a conclusion essen-
tially blames the client. Instead, the correct response should examine
what might have caused the failure and attempt to redesign treatment.
Only through the sound application of therapeutic principles accom-
panied by continuous examination of the effectiveness of procedures,
and holding ourselves (i.e., the treatment providers) responsible for
improving our treatment approach, will treatment for sexual offenders
STRATEGIES IN THE TREATMENT OF PARAPHILIAS 177
evolve to the point where all will agree that it is effective. Only when we
treatment providers apply sound therapeutic principles and continu-
ously examine the effectiveness of our procedures, and also welcome
responsibility for improving our treatment approaches, will treatment
for sexual offenders prove truly effective.
review befor
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