You are on page 1of 10

Topoi (2021) 40:399–408

https://doi.org/10.1007/s11245-019-09647-4

What is a City?
Achille C. Varzi1

Published online: 27 April 2019


© Springer Nature B.V. 2019

Abstract
Cities are mysteriously attractive. The more we get used to being citizens of the world, the more we feel the need to identify
ourselves with a city. Moreover, this need seems in no way distressed by the fact that the urban landscape around us changes
continuously: new buildings rise, new restaurants open, new stores, new parks, new infrastructures… Cities seem to vin-
dicate Heraclitus’s dictum: you cannot step twice into the same river; you cannot walk twice through the same city. But, as
with the river, we want and need to say that it is the same city we are walking through every day. It is always different, but
numerically self-identical. How is that possible? What sort of mysterious thing is a city? The answer, I submit, is that cities
aren’t things. They are processes. Like rivers, cities unfold in time just as they extend in space, by having different temporal
parts for each time at which they exist. And walking though one part and then again through another is, literally, walking
through the same whole.

Keywords City · Urbanization · Identity · Process · Persistence through change · Four-dimensionalism

1 Introduction: A Simple Question of thing are they? No one would be satisfied with the kind
of answer we may find if we look up a dictionary definition.
The question I want to address is a simple one. I have put it Yet, what are the alternatives?
in four short words: What is a city? But, of course, that the Let me say from the start that I am not asking for answers
question is simple does not mean the answer is going to be aiming to capture the full multifunctional and multilayer
easy. In a way, we all know what we are talking about when complexity of cities. Surely that is the task of a good theory
we speak of Rome, or Beijing, or New York, Kinshasa, Syd- of cities, the sort of theory that we need in order to engage
ney, Mexico City, etc. On reflection, however, it appears that in responsible policy making and that has been the aim of
our words are rushing too swiftly over their referents. We so many efforts throughout history—from Plato’s Repub-
are speaking of cities; but what does that mean? What sort lic to Thomas More’s Utopia to the numerous theoretical
frameworks developed by contemporary philosophers and
social scientists under the pressing need for new paradigms
This paper is based on a talk with the same title delivered at the
Philosophy of the City conference held at Universidad Autónoma of urban planning, development, and sustainability. We des-
Metropolitana Iztapalapa, Mexico City, in December 2014. perately need theories of this sort. But they all presuppose
I am thankful to the organizer of the conference, Shane Epting, that we have at least a preliminary grasp of what they are
for inviting me to collect my thoughts on the topic and to the about, and that is what I am looking for. We can hardly theo-
conference participants for their constructive feedback. A version
of the paper was also presented at a “Philosophy of the City” panel rize on the multifaceted dimensions of cities unless we know
organized by Michael Menser at the Graduate Center for Worker what cities are. In particular, that means I am not looking for
Education of Brooklyn College, New York, in April 2015, where answers that proceed from a formal distinction between the
I also benefited from the comments of the audience. The present physical, material dimension of a city and its sociological
version has been edited for publication and has further benefited
from the reports of two anonymous Topoi referees, but retains the dimensions, as if cities were a peculiar Cartesian mixture of
informal style of the original talks. body and soul, of res extensa and res cogitans (or perhaps
res agitans). I do appreciate that this may seem a natural
* Achille C. Varzi way to proceed, and in many ways I sympathize with the
achille.varzi@columbia.edu
underlying motivations. As Derrida once put it, the ques-
1
Department of Philosophy, Columbia University, New York, tion “What is a city?” tends to exhibit a “melancholic or
NY 10027, USA

13
Vol.:(0123456789)
400 A. C. Varzi

eschatological allure” (1992, p. 45) that is indeed reminis- it may, through the deliberate efforts of art, politics,
cent of the mind–body problem. But that is not to say that and education, make the drama more richly significant,
the dualist tension should be built into the answer. It may as a stage-set, well-designed, intensifies and underlines
be part of the theoretical framework with which we even- the gestures of the actors and the action of the play.
tually try to explain things and recommend solutions; yet (ibid.)
the framework goes beyond the question itself (and might
This is all very inspiring, and Mumford’s essay is rightly
even be compatible with different answers, just as Cartesian
regarded as a benchmark of modern urban studies. None-
dualism is compatible with different ways of answering the
theless it betrays exactly the sort of dualism between the
question, “What is a person?”).
physical and the social that I want to resist. It’s not that I am
One of the most classical essays devoted to our topic—
opposed to it; I just think it goes too far. I am interested in
Lewis Mumford’s 1937 article with exactly our title, based
the question “What is a city?” insofar as it can and ought to
on a talk delivered to an audience of urban planners—does
be answered before we embark in such distinctions, before
just that. For Mumford, there is the city as a “purely physi-
we begin to differentiate between the physical dimension
cal fact”, as he calls it, and there is the city as a “social
from the social one.
institution”. And it is the latter that matters:
I feel the same about other popular ways of address-
Most of our housing and city planning has been ing the question by emphasizing the multilayer complex-
handicapped because those who have undertaken the ity—physical, social, economic, political, ecological, and
work have had no clear notion of the social functions environmental—of cities. There is by now a large literature
of the city. They sought to derive these functions on what have come to be known as operational definitions
from a cursory survey of the activities and interests (see e.g. Timberlake 2010; Marcotullio and Solecki 2013;
of the contemporary urban scene. And they did not, Uchiyama and Mori 2017), and while there is no consensus
apparently, suspect that there might be gross defi- on the underlying criteria, it is generally agreed that such
ciencies, misdirected efforts, mistaken expenditures definitions are crucially needed when it comes to analyzing
here that would not be set straight by merely building sustainability indicators for policy making and are therefore
sanitary tenements or straightening out and widening of great practical relevance. I agree. But here I am not look-
irregular streets. (Mumford 1937, p. 59) ing for a useful definition; my concern is with the nature of
the definiendum.
There is much to learn in these words. Mumford grew up
If you like, the way I want to understand the question is so
in Brooklyn at a time when urban civilization was reaching
basic as to qualify as strictly metaphysical. I said that when
unprecedented levels and proportions. The relationship of
we speak of Rome, Beijing, New York, etc., our words are
the city with the environment and with the condition of
rushing too swiftly over their referents. Well, what kind of
human community were beginning to emerge as pressing
referents? How are they supposed to differ from other things
issues over and above matters of architectural engineering
we often name or talk about, such as people or books or stars
and economic function. It goes to Mumford’s credit that
or rivers? That’s my question. I suppose this much is clear:
he emphasized those issues; the city as a social institu-
when we use city names, our words refer in each case to a
tion was crying for recognition. Indeed, Mumford went a
huge conglomerate with lots of houses, churches, skyscrap-
long way towards offering a passionate but sophisticated
ers, theaters, schools, shops, factories, bridges, stadiums,
explanation of the city’s “total experience of life” (1961,
parks, railway stations, and so on, along with lots of people
p. 117). His powerful idea was that we should think of
living and working in those buildings and engaging in all
the city, understood as a social institution, as a “theater
sorts of private and public activities (again: arts, politics,
of social action”, a theater filled with “collective drama”
economics, education, etc.). However, those are just the
(1937, p. 59).
parts. What is it that makes those parts into a whole—that
The city fosters art and is art; the city creates the very special kind of whole that we call ‘Rome’, ‘Beijing’,
theater and is the theater. It is in the city, the city ‘New York’, etc.? What do such wholes have in common
as theater, that man’s more purposive activities are and how do they behave, given that they have the parts they
focused, and work out, through conflicting and coop- have? To put it in traditional metaphysical jargon, what are
erating personalities, events, groups, into more signifi- the identity conditions of such things? We talk a lot about
cant culminations. […] The physical organization of the sense of identity that comes with our belonging to some
the city may deflate this drama or make it frustrate; or city or other. But what are the identity conditions of the cit-
ies themselves, synchronically and diachronically?

13
What is a City? 401

2 Beyond the Metaphors jure belli ac pacis, “they might possibly prove so” (2005,
p. 665), and modern cities appear to be on the right track.
On this understanding of the question, it is tempting to begin Think of San Francisco, which was leveled by an earthquake
by saying that cities are complex systems with plenty of of huge intensity; it came back immediately. Think of Banda
emerging properties, identity being one. Indeed, over the Aceh, which was hit by a tsunami of unbelievable power;
years cities have, in this sense, been compared to just any it is still there. Or think of Hiroshima and Nagasaki. We
complex system—from bazaars (Weber 1921) to river net- dropped nuclear bombs on those cities. The aftermath pho-
works (Rodríguez-Iturbe and Rinaldo 1997); from beehives tos are horrifying: all those buildings reduced to rubble, all
and other insect colonies, buzzing constantly but self-regu- those people vaporized. A devastating tragedy of incom-
lated (Langer 1958; Ramírez 1998), to stars, attracting and prehensible scale. Yet the cities survived. Everything was
compressing matter and burning brighter and faster the big- rebuilt—homes, schools, temples, bridges, theaters. Ruins
ger they are (Bettencourt 2013); from machines, so big that turned into memorials. And today Hiroshima and Nagasaki
we cannot fully understand how they work (Amin and Thrift have larger populations than in 1945, standing among the
2002), to self-reproducing fractals (Frankhauser 1994), cel- strongest examples of perseverance and peace that we have.
lular automata (Batty 2005), brains (Changizi and Destefano More importantly, it seems to me that those popular
2010), and more. Perhaps the most popular metaphor is that metaphors don’t quite get to the hearth, to the mystery,
of the city as an ecosystem, with its peculiar interaction of to what makes cities so special. Here is what makes them
biotic and abiotic components resulting in creative cycling mysterious and special: the more we get used to being
of matter and flow of money (Douglas 1981; Parlange 1998; citizens of the world, the more we feel the need to iden-
Newman and Jennings 2008, Alberti 2016), money flow, tify ourselves with a city. It is as though we need to have
in turn, being compared to energy flow (Odum 1971) or some roots connecting us—materially connecting us—to
to nutrient circulation (Boulding 1962). And, of course, a city, to its neighborhoods, its colors and odors, its char-
there is a long tradition of authors comparing cities to liv- acteristic noise, its skyline. And this need, along with the
ing organisms, whose health and growth depends on their sense of relief that comes with its fulfillment, is in no way
internal organization as well as on the external environment distressed by the fact that the urban landscape around us
in which they are hosted (Geddes 1915; Jacobs 1961; Bacon changes continuously. Everything changes: new buildings
1967; Miller 1978). Already in 1942, five years after the rise, old ones are taken down, new restaurants open, old
publication of Mumford’s article, it was suggested that “city ones close, new stores, new parks, new infrastructures,
planning has become obsolete” and “in its place must be two-way streets become one-way, downtown areas are
substituted urban biology” (Sert 1942, p. 4). pedestrianized, old neighborhoods get gentrified, etc.
All of these are beautiful, penetrating metaphors. But that Compared to the tragic events in San Francisco and Banda
is what they are—metaphors. And they all go wide on some Aceh, or to the bombings of Hiroshima and Nagasaki, all
important feature or other of cities. For example, the thought this change is much more gradual and less dramatic. But
that cities are living organisms is as compelling as it has change it is. And amidst the change, our cities continue to
become popular. There is a clear sense in which cities seem be. Everything is in flux. But amidst the flux—amidst this
to have some sort of “metabolism” (Wolman 1965), some liquid modernity—our cities remain something solid, the
complicated set of life-sustaining transformations. A city most solid thing we can latch onto.
breathes, eats, uses power, wakes up at dawn and sleeps dur- I am aware that not everyone feels this need to the same
ing the night (with the possible exception of the Big Apple). degree. Nonetheless it is precisely this solidity, I think, that
The analogy is robust. Yet it neglects a crucial detail. Living explains the success of the city, today as throughout his-
organisms are, strictly speaking, entities that come to an end. tory. And its drawing power appears to be stronger and more
All living creatures, from mammals to starfish to bacteria widespread than ever. The second-last edition of the State
and protozoans, die. But cities? One of the most remark- of the World’s Cities report by the United Nations Human
able things about cities (as opposed to villages and small Settlements Programme opens with a statement that leaves
towns) is precisely that they rarely seem to die, save in the no room for argument:
dreary sense described in Jane Jacobs’s classic book, The The world is inexorably becoming urban. By 2030 all
Death and Life of Great American Cities (1961). There are developing regions, including Asia and Africa, will
notable exceptions, such as Ur and Troy, along with Leptis have more people living in urban than rural areas. In
Magna, Machu Picchu, Vilcabamba, Chichen Itza, Cahokia, the next 20 years, Homo sapiens, “the wise human”,
and a few others (perhaps also Ai, El Dorado, or Iram of the will become Homo sapiens urbanus in virtually all
Pillars, if they existed at all). Cities are not immortal. And regions of the planet. (UN-Habitat 2008, p. viii)
yet, as Grotius famously put it in the second book of De

13
402 A. C. Varzi

No doubt a major reason for the phenomenon is that peo- ably boast: “I found Rome built of bricks; I leave her
ple move into cities with the hope to find good jobs and clothed in marble.” (1979, p. 61)
pursue their professional ambitions. Moreover, in a city
There is a certain amount of bragging in Augustus’s
one can participate in public events of all kinds and exer-
words, and perhaps Suetonius reading is too literal. Cassius
cise duties and rights. One can cultivate societal values and
Dio, in his Historia romana (the other classical source we
get access to all sorts of cultural resources and all forms
have), actually says that Augustus was not referring literally
of riches or well-being. I know of people who live in New
to “the appearance of the city” but rather, figuratively, to
York City just because they can go to the opera whenever
“the strength of the empire” (1987, p. 245), in which case
they want. But then, again, today there are lots of e-jobs that
we would simply be dealing with a slogan of imperial rheto-
would allow us to work from a nice cottage in the country-
ric. Still, it is a fact that Augustus himself put considerable
side using the internet. There is e-commerce, e-business,
emphasis on his actual building program in the Res Gestae,
e-education, e-society, and we can watch sport, concerts, and
providing a detailed list of the temples, theaters, aqueducts,
even operas in streaming. No, deep down I really think we
etc. that he built or rebuilt during his long reign (2009, pp.
need and strive for the solidity of our cities. The software is
78–81), so Suetonius’s literal reading cannot be entirely off
not enough; we need the hardware. And so we find ourselves
target. And on that reading, the puzzle emerges sharply: how
caught in the paradoxical situation I alluded to: as we get
can the old city and the new city be the selfsame thing—
more and more used to being citizens of the world, we feel
Rome—if one is built of bricks and the other clothed in
an increasing need to identify ourselves with a city. Horace’s
marble? We know from Frege (1892) that two descriptions
slave, in the Satires, made the point vividly:
may have the same referent even when their meanings dif-
In Rome you yearn to be in the country, in the country fer, as with ‘the morning star’ and ‘the evening star’. That’s
you praise the distant city to the stars without a sec- because one and the same entity may satisfy both properties,
ond’s thought. (2011, p. 56) being visible in the morning and being visible in the even-
ing. But ‘built of bricks’ and ‘clothed in marble’ are meant to
And yet this isn’t even the real paradox. The real para-
express mutually exclusive properties. By Leibniz’s law, if x
dox is the one I mentioned next, namely, that the solidity
and y enjoy distinct properties, then x and y must be distinct,
of the city goes hand in hand with its being relentlessly in
too. And if they are numerically distinct, why does Augustus
flux. Year after year, day after day, our cities are constantly
speak of the city of bricks and the city of marble as though
transforming. Building after building, the parts keep chang-
they were one and the same? How can Suetonius speak of
ing; how can the wholes remain the same? Cities seem to
the capital of the Roman Empire?
vindicate Heraclitus’s law:
One popular answer is that Augustus and Suetonius were
You cannot step twice into the same river. You cannot simply wrong. Or rather, they were speaking loosely. One
walk twice through the same city. may speak of the city of bricks and the city of marble as
though they were one thing, but strictly speaking they were
But, as with the river, we want and need to say that it is the
not. Leibniz’s law meets Heraclitus’s. A clear and detailed
same city we are walking through every day. It is ever differ-
formulation of this view may be found in the Port-Royal
ent, but numerically self-identical. That is why cities don’t
Logique, the influential textbook published anonymously in
seem to die: they change, yet they survive the change. How
1662 by Antoine Arnauld and Pierre Nicole. Here is what
is that possible?
they say:
Augustus said that he found the city of Rome made
3 The City of Bricks, the City of Marble of brick and left it made of marble. Similarly, we say
about a city, a house, or a church, that it was destroyed
Let us focus on a more streamlined formulation of the puz- at a certain time and rebuilt at another. So which Rome
zle. The Roman historian Suetonius gives us a good example was once made of brick and another time made of mar-
in the second book of De vita Caesarum. With reference ble? Which cities, houses, or churches were destroyed
to Augustus, the founder of the Roman Empire and its first at one time and rebuilt at another? Was the Rome made
emperor, from 27 BCE until his death in 14 CE, Suetonius of brick the same as the Rome made of marble? No,
writes: but this does not prevent the mind from forming a cer-
tain confused idea of Rome to which it attributes these
Aware that the city was architecturally unworthy of her
two qualities, namely being made of brick at one time
position as the capital of the Roman Empire, besides
and of marble at another. When we subsequently form
being vulnerable to fire and river floods, Augustus
propositions about it and say, for example, that Rome
so improved her appearance that he could justifi-
which was made of brick before Augustus was made of

13
What is a City? 403

marble when he died, the word ‘Rome’, which appears sented in me that could not be thought at all, which is
to be only one subject, nonetheless indicates two really as much as to say that the representation would either
distinct subjects, but united under one confused idea be impossible or else at least would be nothing for me.
of ‘Rome’, which keeps the mind from recognizing (1998, pp. B131–B132)
the difference between these subjects. (1996, p. 112)
Still, one need not accept Hume’s general views on
This account is reminiscent of what David Hume would identity to appreciate the point of the Port Royal logicians.
say about identity in general. For Hume, there is no ques- Never mind people—or ordinary objects like houses and
tion that our everyday interaction with the world of ordi- bananas. When it comes to such multiplex creatures as cit-
nary experience is guided by the thought that things persist ies, the idea that their persistence through time is in some
through change. Bananas ripen, houses deteriorate, people sense fictitious does seem plausible. After all, we are con-
lose hairs and acquire new body cells. In this world of flux, fused about their identity conditions; that is precisely why
persisting objects are the only anchor we have. And yet— we asked the question in the first place, what is a city? It
says Hume—the thought of their persistence may well be a might be that the Rome of bricks and the Rome of mar-
delusion. The identity relation applies in its strictest sense ble are really two things, two cities united only under the
only to constant and unchangeable objects, and it is only confused idea of Rome—perhaps the confused propaganda
“the smooth passage of the imagination” along the ideas of idea of Roma Caput Mundi—which prevents the mind from
resembling perceptions that makes us ascribe identity even perceiving and acknowledging their distinction. Echoing
to distinct or interrupted objects. It is our propensity to unite Hume, Thomas Reid actually said that when it comes to a
broken appearances of resembling perceptions that produces changeable object, it retains the same name and we consider
the “fiction of a continued existence”. As he wrote in the first it as the same thing “because language could not afford
book of the Treatise: a different name for every different state” (2002, p. 266).
Perhaps that is still too radical a view to hold generally, but
That action of the imagination, by which we consider
cities would certainly fit the bill. We simply cannot afford
the uninterrupted and invariable object, and that by
changing our city names all the time. We cannot afford
which we reflect on the succession of related objects,
updating our maps and atlases every other day. Besides,
are almost the same to the feeling […] The relation
cities do not—in the ordinary sense of the term—move. The
facilitates the transition of the mind from one object
Rome of bricks and the Rome of marble were (roughly) in
to another, and renders its passage as smooth as if it
the same place, so it was natural to use the same name for
contemplated one continued object. This resemblance
both. It comes natural to use that same name for the Rome
is the cause of the confusion and mistake, and makes
of today and it would seem natural to continue doing so
us substitute the notion of identity instead of that of
in the future. No wonder cities strike us as immortal. But
related objects. (2000, p. 166)
might it not be that really this is just a consequence of our
Ditto for our own personal identity, where again Hume is lexical and semantic limitations?
explicit in using the language of “fiction”: Another way of putting this thought, borrowing a termi-
nology that goes back to Abelard and the medieval nomi-
The identity, which we ascribe to the mind of man,
nalists, but that made its way into contemporary philosophy
is only a fictitious one, and of a like kind with that
mainly through the work of Chisholm (1976), is that cit-
which we ascribe to vegetables and animal bodies. It
ies that change, like Rome, are mere entia successiva. At
cannot, therefore, have a different origin, but must pro-
different times, different entities—different aggregates of
ceed from a like operation of the imagination upon like
buildings, bridges, roads, people, etc.—would take turn in
objects. (p. 169)
doing duty for the referent of ‘Rome’. They would do duty
Now, Hume’s view on such matters was as radical as a for Rome much like different players at different times do
view can be, and I think Kant was right in pointing out that it duty for one and the same team, say the NY Yankees, or like
is on the verge of incoherence. That was the beginning of the different people at the stadium do duty for something we
transcendental deduction of the categories in the Critique of like to call the “wave”. Strictly speaking, the movement of
Pure Reason: if the diachronic identity of the things around wave is an illusion; it’s just a crowd of galvanized fans who
us is a fiction, if it is merely a byproduct of the unifying jump up and down at successive times and places. (Think
function of our intellect, doesn’t it follow that at least we also of a film, or a cartoon movie: different frozen pictures
must persist in a strict and literal sense in order to experience follow one another on the screen in such a way as to give us
the fiction and implement the unification? the impression of a unitary movement. But an impression
it is. In reality there is just a series of separate snapshots in
The I think must be able to accompany all my repre-
rapid succession.)
sentations; for otherwise something would be repre-

13
404 A. C. Varzi

If things were so, however, then the solidity of the city the process, at least so long as the process proceeds gradu-
I was talking about would also be fictitious. Indeed, there ally enough. Cities are not ships. But to the extent that they
would be no solidity at all, no genuine ontological glue hold- may be conceived along similar lines—as the Port Royal
ing things together—hence nothing real to latch onto. The narrative may suggest—the same account would apply. Far
continued unity of the whole would lie entirely in our cogni- from saying that Augustus and Suetonius were mistaken in
tive and social practices. It would be a mere projection of the identifying the city of bricks and the city of marble, one
mind, a product of our confused worldmaking, the upshot of could insist that they were right, strictly and literally. They
an individual and collective game of pretense that makes us were right insofar as the identity and persistence condi-
treat different things as though they were the same. And if it tions of Rome through the years of Augustus’ rule would be
is just a game of pretense, whence the pull? Why do we feel grounded in those of the underlying enduring substratum.
so attracted to the fiction, to the point of gradually turning Alas, I am afraid this is more wishful thinking than a
Homo sapiens into Homo sapiens urbanus? serious option. This sort of metaphysics may have explana-
tory force in the case of ordinary living and material bod-
ies. It might even be good for ships. But cities? Look at the
4 The Missing Glue frenzy all around you—the buildings, the people, everything.
Where is the magic glue? I appreciate that when it comes to
So much for the popular picture. Since it leaves us wonder- our city, the city with which we identify, the theory seems
ing, I think we better ponder what alternatives there might fitting. Unlike the cities we visit, in our city we seem to feel
be, or else we are left with a problem that, on the face of it, the presence of a substratum, a glue that turns the flux into
is far more disturbing and consequential than a petty philo- a solid, persisting unity. We feel it so strongly that when we
sophical puzzle. say “I am a Roman”, “I am a New Yorker”, etc. we somehow
Now, one option is implicit in the analysis we offered. feel the effect of the glue on ourselves. We may also like the
There seems to be no “ontological glue” holding things rhetoric, as with Cicero’s “Civis romanus sum” (1935, p.
together, hence no solidity. But perhaps this conclusion 652, the source of Kennedy’s “Ich bin ein Berliner”, 1964,
can be resisted. Appearances notwithstanding, there may p. 524). Yet our feelings only say something about us. Our
be something that persist, strictly and literally, beneath the cities seem genuinely connected to the past and oriented
flux. After all, change is a widespread phenomenon, and in toward the future because they are, as Andrew Light notes,
many cases we are inclined to reject the factionalist picture “physical manifestations of our values and priorities” (2003,
precisely that way. In our own case—persons—the glue may p. 44). The glue is in our heads. Perhaps it is in our hearts
be some sort of Kantian “I think”; in other cases, it may or deeper inside. But it isn’t out there, and postulating its
be some different sort of thing. On a broadly Aristotelian existence does not vindicate the alluring solidity of cities; it
metaphysics, for instance, the glue would generally be an merely speaks to our need thereof.
underlying individual “substance”, which in the course of
time may acquire different and even exclusive “accidental”
properties without ceasing to be. In Aristotle’s own words, 5 Cities as Processes
from Book I of the Physics:
There is, however, a different option. It may call for some
One can gather from surveying the various cases of
rethinking. But I believe it delivers a better picture, a picture
becoming in the way we are describing that there must
that does justice to the Port Royal intuition without thereby
always be an underlying something, namely that which
destroying the internal unity of our cities along with their
becomes, and that this, though always one numerically,
solidity.
in form at least is not one. (1984, p. 324)
Consider again Heraclitus’s river. Commenting on the
Similarly, on a broadly empiricist metaphysics, the glue deep puzzle that it raises, Willard V. O. Quine wrote:
would be an enduring “bare particular” (Locke’s “I-know-
The truth is that you can bathe in the same river twice,
not-what”, as he calls it in the second book of the Essay,
but not in the same river-stages. You can bathe in two
1975, p. 297) to which belong and in which subsist all the
river-stages which are stages of the same river, and this
properties of the changing object. While such metaphys-
is what constitutes bathing in the same river twice. A
ics have been developed with an eye to ordinary living and
river is a process through time, and the river-stages are
material bodies, they can in principle be extended to human
its momentary parts. Identification of the river bathed
artifacts as well, as with the classic puzzle of the ship of
in once with the river bathed in again is just what
Theseus reported in Plutarch’s Lives (1960, p. 29). The ship
determines our subject-matter to be a river process as
would survive the replacement of all its parts because the
opposed to a river stage. (1950aa, p. 621)
underlying substance would endure self-identical throughout

13
What is a City? 405

In other words, the puzzle would not stem from a clash of anything, are indeed like Quine’s river. They are not endur-
intuitions concerning the laws of identity. It would stem ing objects; they are processes. They extend in time just as
from a mistaken conception of the river, which makes us they extend in space. And we can walk twice through the
think that in order for us to step twice into its waters, the same city just as we can step twice into the same river: by
river as a whole—the selfsame whole—must be there twice. walking through different spatiotemporal parts of a single,
This is indeed the ordinary conception, which is based on spatiotemporally extended whole.
the belief that persisting things are three-dimensional enti- Note how this view is closely related to the Port Royal
ties that extend in space but endure in time—entities that conception. To go back to our example, the Rome of bricks
persist by being wholly present at each time at which they and the Rome of marble are indeed distinct. They are distinct
exist. Perhaps that is true of some entities, and if Kant is (numerically) because they differ (qualitatively), and Leib-
right it must be true of us. But a river? Why should we think niz’s law applies. However, their being distinct doesn’t nec-
of a river as an enduring object? A river flows. There is a essarily mean that they are distinct cities, two cities that we
river where there is a flowing of water. Perhaps the river is tend to unite under the “confused idea” of ‘Rome’. Rather,
the flowing. And if that is what it is, then Heraclitus was on the four-dimensional picture the Rome of bricks and the
wrong. Just as we never step into the entire spatial extent of Rome of marble are distinct city-parts, two spatiotemporal
the river, but only into this or that spatial part, so we never parts of the one city that goes by that name, ‘Rome’. Ditto
step into its entire temporal extent, but only into this or that for today’s capital of Italy, which happens to be a much later,
temporal part (or “stage”). Generally speaking, we step into larger part. And ditto for countless other parts in between.
a river by stepping into one of its spatiotemporal parts. And On the four-dimensional conception, ‘Rome’ is not a fic-
if we want to step twice, we can do so: we can step into two tional name that we keep using because we can’t afford a
river-parts, two different spatiotemporal parts of the same different name for every different “state”, each of which is
spatiotemporal whole. strictly speaking a different city; ‘Rome’ is the proper name
Now, Quine didn’t think this analysis applies exclusively of the one and only city to which each state belongs, the
to flowing rivers. For him, the same is true of everything, at spatiotemporally extended city that consists of those dif-
least every physical thing. As he wrote elsewhere: ferent states. So there is, in a way, a one–one correspond-
ence between the many successive cities of the Port Royal
A physical thing—whether a river or a human body
conception and the many successive city-parts of the four-
or a stone—is at any one moment a sum of simultane-
dimensional conception. But while the former are unified
ous momentary states of spatially scattered atoms or
merely by an act of the intellect, the latter are unified by the
other small physical constituents. Now just as the thing
part-whole relation. While the Port Royal conception can
at a moment is a sum of these spatially small parts,
only speak of Rome as a frail ens successivum, each element
so we may think of the thing over a period as a sum
of which is in some sense a counterpart of its predecessor,
of the temporally small parts which are its successive
on the four-dimensional picture Rome is a solid ens exten-
momentary states. Combining these conceptions, we
sum, a genuine whole consisting of successive parts. And
see the thing as extended in time and in space alike.
walking though one part and then again through another part
(1950b, p. 210)
is, literally, walking through the same whole, the same city.
Indeed, Heraclitus himself did not mean his law to apply I realize that the notion of a four-dimensional ens exten-
exclusively to rivers. Πάντα ῥεῖ—everything flows. So it is sum may strike some as even more implausible and fictitious
understandable that Quine’s response is meant to apply to than the notion it is meant to replace—almost science-fic-
everything. Everything is like a river, every thing is a pro- tional. I said that a growing number of distinguished phi-
cess. Nor is Quine the only philosopher to have put forward losophers have taken it seriously, before and after Quine; but
a conception of this sort. The idea that ordinary physical of course there are also philosophers who have found that
objects are four-dimensional entities composed of spatiotem- notion “ontologically extravagant” (Lowe 1989, p. 134) and
poral parts has a distinguished pedigree in contemporary “radically at odds with common sense” (Paul 2002, p. 587),
metaphysics, finding its roots in the works of Broad (1923), if not a sign of “crazy metaphysics” (Thomson 1983, p. 213)
Russell (1927), Carnap (1928), and especially Whitehead or sheer “metaphysical quagmire” (Hacker 1982, p. 4). On
(1929) and continuing to our days through the writings of the other hand, no one would say the notion is intrinsically
such authors as Goodman (1951), Smart (1955), Noonan extravagant and counterintuitive, let alone crazy, as if we
(1976), Lewis (1986), Heller (1990), and many others (up to could not conceive of four-dimensional entities tout court.
Ted Sider’s extensive defense in his book Four-dimension- Processes—as Quine himself reminded us—are perfectly
alism, 2001). But this is not the place to assess the general familiar entities of this sort, entities that extend in time just
tenability of this conception. Here I am only interested in as they extend in space and, therefore, are never wholly pre-
cities. And the suggestion I want to make is that cities, if sent. I am listening to a piano concert. The concert is not

13
406 A. C. Varzi

something that I can grasp in its entirety. It is an unfolding Moreover, the thesis that cities are processes is only a
event. At each instant, a different part of the concert materi- partial answer to our question. I said the answer should
alizes, so to speak. The concert as a whole is the sum across deliver a proper semantics of city names; it should tell us
time of these distinct temporal parts. It is a four-dimensional what it is that we are talking about when we use such names
entity. And what goes for the concert goes for every process, as ‘Rome’, ‘Beijing’, ‘New York’, etc. Surely this is still
indeed every event that is not instantaneous. A lecture, a missing. In order to get a complete answer, we need clear
theater play, a party, a promenade, a football game, a war, criteria for determining what exactly are the parts of a city.
a tornado, a life. Each of our lives unfolds over time, liter- For any city, we must be able to determine what are the
ally, and we have a clear understanding of what that means. parts that make up the whole—the spatiotemporal parts that
There is nothing extravagant or radically counterintuitive constitute that city. This task can be truly challenging, as
about that. often is the task of specifying the exact part-whole structure
Well then, the suggestion is that cities are entities of this of a process (and the relationship between its parts and its
very same sort. Quine didn’t say that a river is like a process; participants). What are, exactly, the parts of a concert, of
he said the river is a process. Similarly, the suggestion is not a party, of a promenade? What are the parts that make up
that cities are process-like objects; it is that cities are pro- Hurricane Katrina? What are the exact spatial and temporal
cesses, strictly and literally. And once you start thinking of boundaries of the process that culminated with the storming
cities as processes, it’s clear that the problem of change dis- of the Bastille on July 14, 1789? Even our lives are hard to
solves. Just as we can say that a concert changes from being pin down with mereological precision, beginning with the
quiet to being loud insofar as its earlier parts are quiet and difficulty of specifying exactly when they start and when
its later parts are loud, so Augustus could say that his city they end. The controversies on abortion and euthanasia are
changed from being made of bricks to being made of marble but one important sign of this problem. However, precisely
insofar as its earlier parts were made of bricks whereas its for these reasons, questions concerning the spatiotempo-
later parts were made of marble. Indeed, once we think of ral extent of a city instantiate a more general question that
cities as processes, change through time is no more mysteri- arises with regard to processes generally, so the answers will
ous than change across space. Just as, strolling around Rome, depend on the particular process metaphysics that we adopt.
we can say that the city changes from being empty to being Indeed, we already have this problem with a city’s spa-
crowded insofar as it has a spatial part (there) that is empty tial parts. Even if we just focus on space and ignore the
and another spatial part (here) that is crowded, so Suetonius diachronic dimension altogether, determining exactly what
could say that Rome changed from being unworthy of her counts as part of Rome at a given time—what counts as part
position as capital to being worthy and strong insofar as the of any city at a time—is no easy business (Epting 2016).
city had a temporal part (in 27 BCE) that was unworthy and How far does a city extend? Surely there are official (admin-
a later temporal part (in 14 CE) that was worthy and strong. istrative) borders. But are those borders enough to nail down
No problems with Leibniz’s law. No mystery of survival. a city’s extension and identity? In the past, the perimeter
No need for magic ontic glue. When it comes to processes, of a city had genuine dioristic power. Rome itself, as Ovid
change is nothing more nor less than variety. To change is tells us, was brought into being when Romulus’s plough
nothing more nor less than to possess different parts—quali- “marked out its boundary” in the ground (2000, p. 108).
tatively and numerically different parts. The sulcus primigenius, the pomœrium, and eventually the
walls have for a long time served to define a city’s profile
(sometimes with remarkable geometry: think of the beauti-
6 City Lights ful star-shaped Palmanova, or the circular magnificence of
eighth-century Baghdad). Today, however, cities spread out
With all this, the suggestion is certainly incomplete. It does further and farther, fading indistinguishably into suburbs,
provide an answer to our main question, what is a city? exurbs, mallburbs, McBurbs, rururbs, etc. Their official spa-
And the answer does not amount to a metaphor of sorts; tial boundaries have no identifying force. In fact, today we
it is a substantive, metaphysically informative answer. are more inclined to identify a city by its vertical boundary,
Nonetheless, it’s obvious that it all depends on the under- its “skyline”. And yet, even that boundary is utterly elusive.
lying notion of a process, and I have said very little about For there is no skyline. A skyline is like the horizon: you can
that. What is a process, exactly? How exactly do processes only see it from a distance.
unfold over time? Which processes are real, as opposed to Be all that as it may, I am going to leave such questions to
fictional constructions generated by some “action of the another occasion, as I am going to leave it open how one can
imagination”? at this point begin to address the further issues I mentioned

13
What is a City? 407

at the beginning, starting with the distinction between the References


physical or material aspects of a city and its sociological
aspects. These are issues that go far beyond the basic frame- Alberti M (2016) Cities that think like planets. Complexity, resilience,
work I meant to suggest. I actually see it as a virtue of the and innovation in hybrid ecosystems. University of Washington
Press, Seattle
framework that it allows us to work out such further details Amin, A, Thrift N (2002) Cities. Reimaging the urban. Polity Press,
in different ways, depending on our overall philosophical Cambridge
views. Here I just want to end on a simple, positive note. Aristotle (1984) In: Barnes J (ed) Complete works. The revised Oxford
I mentioned earlier that the idea according to which our translation. Princeton University Press, Princeton
Arnauld A, Nicole P (1996) Logic or the art of thinking (trans: Buroker
world is populated by four-dimensional entities has become JV). Cambridge University Press, Cambridge
rather widespread among contemporary philosophers. Not Augustus (2009) Res gestae divi Augusti (trans: Cooley AE). Cam-
only processes and events, but even material objects are bridge University Press, Cambridge
often construed as composite entities consisting of spati- Bacon EN (1967) Design of cities. Thames and Hudson, London
Balashov Y (2010) Persistence and spacetime. Oxford University Press,
otemporal parts. Objects like stones, tables, perhaps even Oxford
human beings are said to be four-dimensionally extended. Batty M (2005) Cities and complexity. Understanding cities with cel-
The reasons for holding such a view are many, including the lular automata, agent-based models, and fractals. MIT Press,
fact that the picture of the world that emerges from the sci- Cambridge
Bettencourt LMA (2013) The origins of scaling in cities. Science
ences, beginning with relativity theory, seems to be incom- 340:1438–1441
patible with the traditional conception of objects as three- Boulding KE (1962) A reconstruction of economics. Science Editions,
dimensional entities that are wholly present at each instant New York
at which they exist (Balashov 2010). Broad CD (1923) Scientific thought. Routledge and Kegan Paul,
London
As I said, I do not intend to push that line here. All I am Carnap R (1928) Der logische Aufbau der Welt. Weltkreis-Verlag,
saying is that cities are entities of this sort. They are unfold- Berlin. The logical structure of the world—Pseudoproblems in
ing processes, like rivers, like concerts, like our very own philosophy (English trans: George RA, 1967). University of Cali-
lives. Now, when it comes to tables and stones, it’s hard to fornia Press, Berkeley
Cassius Dio L (1987) The Roman history. The reign of Augustus (trans:
feel excited about them. Construed as processes, such things Scott-Kilvert I). Penguin, London
are generally pretty boring, surely much more boring than a Changizi MA, Destefano M (2010) Common scaling laws for city
concert or a person’s life, much duller than a game of foot- highway systems and the mammalian neocortex. Complexity
ball or a theater play. Indeed, this is precisely how Nelson 15/3:11–18
Chisholm RM (1976) Person and object. A metaphysical study. Open
Goodman drew the line between ordinary physical things— Court, La Salle
construed four-dimensionally—and events: an event is an Cicero (1935) The Verrine orations, vol II (trans: Greenwood LHG).
“unstable thing”, a thing is a “monotonous event” (1951, Cambridge University Press, Cambridge
p. 286). Well, I think we can say cities aren’t “things” like Derrida J (1992) Générations d’une ville: mémoire, prophétie, respon-
sabilité. In: Galard AN, Kratochvíl P (eds) Prague. Avenir d’une
that. Cities may be crowded, noisy, and hectic, but they are ville historique capitale. L’Aube, Paris, pp 39–53. Generations of
not monotonous. They can be chaotic, frustrating, annoy- a city: memory, prophecy, responsibilities (English trans: Comay
ing, inhospitable, stressful, challenging, frightening, violent, R, 1998). In: Knechtel J (ed) Open city. House of Anansi Press,
daunting, inequitable, discriminatory, awfully hard to cope Concord, pp 12–27
Douglas I (1981) The city as an ecosystem. Prog Phys Geogr Earth
with, but surely not boring. In fact, if you allow me the term, Environ 5:315–367
for all these reasons cities are exciting. Or in Mumford’s Epting S (2016) An applied mereology of the city: unifying science
terms: they are dramatically exciting. and philosophy for urban planning. Sci Eng Ethics 22:1361–1374
So, in the end, this is the obvious explanation of why we Frankhauser P (1994) La fractalité des structures urbaines. Anthropos,
Paris
feel so attracted to them, more and more attracted in spite Frege G (1892) Über Sinn und Bedeutung. Zeitschrift für Philosophie
of our gradually becoming citizens of the world. It is not und philosophische Kritik 100:25–50. On sense and reference
the psychological solidity of our cities that attracts us. It is, (English trans: Black M, 1952). In: Geach PT, Black M (eds)
much more simply, their enthralling metaphysics. Translations from the philosophical writings of Gottlob Frege.
Basil Blackwell, Oxford, pp 56–78
Geddes P (1915) Cities in evolution. An introduction to the town plan-
ning movement and to the study of civics. Williams and Norgate,
Compliance with Ethical Standards London
Goodman N (1951) The structure of appearance. Harvard University
Conflict of interest The author declares that he has no conflict of inter- Press, Cambridge
est. Grotius H (2005) In: Tuck R (ed) The rights of war and peace. Liberty
Fund, Indianapolis
Ethical Approval This article does not contain any studies with human Hacker PMS (1982) Events and objects in space and time. Mind
participants or animals performed by the author. 91:1–19

13
408 A. C. Varzi

Heller M (1990) The ontology of physical objects. Four-dimensional Quine WVO (1950b) Methods of logic. Holt, Rinehart and Winston,
hunks of matter. Cambridge University Press, Cambridge New York
Horace (2011) Satires and epistles (trans: Davie J). Oxford University Ramírez JA (1998) La metáfora de la colmena. De Gaudí a Le Cor-
Press, Oxford busier. Siruela, Madrid. The beehive metaphor. From Gaudí to Le
Hume D (2000) In: Norton DF, Norton MJ (eds) A treatise of human Corbusier (English trans: Tulloch AR, 2000). Reaktion Books,
nature. Oxford University Press, Oxford London
Jacobs J (1961) The death and life of great American cities. Random Reid T (2002) In: Brookes DR (ed) Essays on the intellectual powers of
House, New York man. Pennsylvania State University Press, University Park
Kant I (1998) Critique of pure reason (trans: Guyer P, Wood AW). Rodríguez-Iturbe I, Rinaldo A (1997) Fractal river basins. Chance and
Cambridge University Press, Cambridge self-organization. Cambridge University Press, Cambridge
Kennedy JF (1964) Remarks in the Rudolph Wilde Platz, Berlin. In: Russell B (1927) The analysis of matter. Allen and Unwin, London
Public papers of the Presidents of the United States: John F. Ken- Sert JL (1942) Can our cities survive? An ABC of urban problems,
nedy, 1963. US Government Printing Office, Washington, DC, their analysis, their solutions [based on proposals formulated by
pp 524–525 the C.I.A.M., Congrès Internationaux d’Architecture Moderne].
Langer SK (1958) Man and animal: the city and the hive. Antioch Rev Harvard University Press, Cambridge
3:261–271 Sider T (2001) Four-dimensionalism. An ontology of persistence and
Lewis DK (1986) On the plurality of worlds. Blackwell, Oxford time. Clarendon Press, Oxford
Light A (2003) Urban ecological citizenship. J Soc Philos 34:44–63. Smart JJC (1955) Spatialising time. Mind 64:239–241
Locke J (1975) In: Nidditch PH (ed) An essay concerning human Suetonius (1979) The twelve Caesars (trans: Graves R). Penguin,
understanding. Clarendon Press, Oxford London
Lowe EJ (1989) Kinds of being. A study of individuation, identity and Thomson JJ (1983) Parthood and identity across time. J Philos
the logic of sortal terms. Basil Blackwell, Oxford 80:201–220
Marcotullio PJ, Solecki W (2013) What is a city? An essential defini- Timberlake M (2010) Introduction: what are cities? In: Paddison R,
tion for sustainability. In: Boone CG, Fragkias M (eds) Urbani- Timberlake M (eds) Urban studies. Economy, vol. 1. What are
zation and sustainability. Linking urban ecology, environmental cities? Sage, London, pp xxxiii–xl
justice and global environmental change. Springer, Dordrecht, pp Uchiyama Y, Mori K (2017) Methods for specifying spatial boundaries
11–25 of cities in the world: the impacts of delineation methods on city
Miller JG (1978) Living systems. McGraw-Hill, New York sustainability indices. Sci Total Environ 592:345–356
Mumford L (1937) What is a city? Archit Rec 82:59–62 UN-Habitat (2008) State of the world’s cities 2010/2011. Bridging the
Mumford L (1961) The city in history. Its origins, its transformations, urban divide. Earthscan, London
and its prospects. Harcourt, Brace and World, New York Whitehead AN (1929) Process and reality. An essay in cosmology.
Newman P, Jennings I (2008) Cities as sustainable ecosystems. Princi- Cambridge University Press, Cambridge
ples and practices. Island Press, Washington, DC Wolman A (1965) The metabolism of cities. Sci Am 213:179–190
Noonan HW (1976) The four-dimensional world. Analysis 37:32–39 Weber M (1921) Die Stadt. Eine soziologische Untersuchung. Archiv
Odum HT (1971) Environment, power, and society. Wiley-Interscience, für Sozialwissenschaft und Sozialpolitik 47:621–772. The city
New York (English trans: Martindale D, Neuwirth G, 1958). Free Press,
Ovid (2000) Fasti (trans: Boyle AJ, Woodard RD). Penguin, London New York
Parlange M (1998) The city as ecosystem. BioScience 48:581–585
Paul LA (2002) Logical parts. Noûs 36:578–596 Publisher’s Note Springer Nature remains neutral with regard to
Plutarch (1960) The rise and fall of Athens: nine Greek lives (trans: jurisdictional claims in published maps and institutional affiliations.
Scott-Kilvert I). Penguin, London
Quine WVO (1950a) Identity, ostension, hypostasis. J Philos
47:621–633

13

You might also like