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ALHOSN UNIVERSITY
JOURNAL OF
ENGINEERING
& APPLIED
www.alhosnu.ae
SCIENCES
ADVISORY BOARD
(in alphabetical order)
2
ISSN 2076-8516
ALHOSN UNIVERSITY
JOURNAL OF
ENGINEERING
& APPLIED
SCIENCES
Chairman
Dr. Nasser Bin Saif Al Mansoori
Editor
Prof. Abdul Rahim Sabouni
Associate Editor
Dr. Hamdi Sheibani
Members
Dr. Adel Kheli
Dr. Adnan Husnein Address:
Dr. Abdelaziz Soufyane P.O. Box : 38772
Dr. Naima Benkari Abu Dhabi - UAE
Tel. : +971 2 4070700
Fax : +971 2 4070799
Managing Editor E-mail : engjournal@alhosnu.ae
Dr. Al Haj Salim Mustafa Website : www.alhosnu.ae
3
AHU J. of Engineering & Applied Sciences 3 (2) 2011
© 2010 ALHOSN University
CONTENTS
Digital divide: A problem of access or use of ICT: The case of academic institutions 7
in Tunisia
Husam-Aldin N. Al Malkawi, Abir Ben Haj Hamida, Rekha Pillai
ABSTRACT: This paper examines the causes of digital divide in a developing country using Tunisia as a case
study. The development of information and communication technologies (ICTs) took place exponentially resulting
in the emergence of digital divide. A new form of illiteracy is emerging with respect to difficulty of access to
information, difficulty of being informed and incapability for initiating innovative approaches. This study focuses
on access and use of ICT by instructors in academic institutions in Tunisia. A questionnaire was developed and
distributed to 100 instructors in Sfax University (Tunisia), to infer the computer skills of teachers and their use of
ICT. It aims to determine the difference in the extent of ICT usage for personal and educational purposes by
instructors and the attitude of various stakeholders towards the integration of ICT in education. A discriminant
analysis was further employed to interpret the results of the findings. The main finding of this paper is that the
problem is more related to the use rather than the access to ICT. Also, the result shows that the majority of
instructors acquired only basic skills for the usage of ICT in their teaching. A significant disparity was noticed in
the optimum use of ICT in the sense that only a limited percentage of ICT was being devoted for knowledge
enhancement, the majority, however, being utilized for social networking.
1. INTRODUCTION
____________________________________________
* Corresponding Author.
Tel.: +971 4070568, E-mail : h.almalkawi@alhosnu.ae
* Corresponding Author. Tel.: +971 4070568
E‐mail: h.almalkawi@alhosnu.ae
7
HUSAM-ALDIN N. AL MALKAWI, ABIR BEN HAJ HAMIDA, REKHA PILLAI
pertaining to whether the digital divide is an issue related to access or application. The choice
of this issue has been inspired by the importance of the subject since the holding of the 2nd
phase of World Summit of Information System in Tunisia and the emergence of ICT subject at
lower levels in the Tunisian education system. Moreover, lack of sufficient research in the field
of digital divide in developing countries, especially Tunisia, has prompted our current study.
The main finding of this paper is that the problem is more related to the use rather than the
access to ICT. Also, the result reveals that the majority of instructors acquired only basic skills
for the usage of ICT in their teaching.
The remainder of this paper is structured as follows. Section 2 reviews some of the previous
studies relating to digital divide. Section 3 states the methodology adopted in this study.
Section 4 presents the analysis and findings, Section 5 concludes the paper and Section 6
includes the references.
2. LITERATURE REVIEW
The digital divide is a new term emerged with the emergence of ICT. It is generally defined as
the difference in access between rich and poor countries in term of ICT. It encompasses both
the differences in access to technology among individuals and the gap between nations that
have and those who do not have the technology [4].
The measurement of digital divide was originally based on traditional quantitative indicators
such as internet penetration, number of personal computers and volume of e-commerce. The
reason for this gap can be explained in several countries not only by deficiencies in
communications infrastructure or low incomes, but also due to the emergence of qualitative
factors like illiteracy, culture, and language. A study by Looker and Thiessen [8] addressed a
different aspect of digital divide and arrived at the existence of two dimensions in digital
divide. The first dimension was related to access to computers and ICT, and the second related
to the extent of computer usage at school and at home. Thus it can be concluded that the issue
of digital divide is not limited to access to ICT but also to its extent of application.
However Renaud and Torres [11] define access to content as a stage separate from access to
physical infrastructure. The technology imparts information and what differs from one to the
other is access to this information regardless of computer equipment, so the only access to
knowledge in this way allows distinguishing those who did not. In addition, developed
countries exert great pressure on developing countries to deliver their data reflecting their own
characteristics and they overpower these countries by concepts and models of development that
may not be applicable to their environment.
A further study by Baile and Lefievre [1] noted that the success of ICT is dependent on the
understanding of the necessity of its importance and the simplicity of its attributes. So, beyond
the digital divide already known and defined in terms of access to ICTs, there is a divide more
important that is the quality of ICT use. A gap may exist between users and non users. It can be
also among the users as some are intensive users while the others are users of low dose [10].
8
DIGITAL DIVIDE : A PROBLEM OF ACCESS OR USE OF ICT: THE CASE OF ACADEMIC INSTITUTIONS IN TUNISIA
Komis [5] and Makrakis [9] based their studies on an analysis of school practices of various
developed countries and proposals made by committees of experts and arrived at three models
which were related to the introduction and integration of ICT into education systems. The first
model considers ICT as a teaching subject. It suggests imparting computer knowledge by
considering IT as a separate discipline and promoting a process computer. The second model is
the antithesis of the first and considers IT as a tool for teaching and learning in all disciplines
and a means to an interdisciplinary approach and integral learning processes. The third model
which encompasses the others is a result of the inability of a short-term application of the
integrated approach, and the need to have a certain level of literacy, at least currently,
concerning the use of the computer.
More recently, Lebrun [7] specified three different applications of ICT in education, which
were the reactive, proactive and interactive mode respectively. The reactive mode regards ICT
as resources for learning and therefore the emphasis is on information extracted from the
environment (culture, knowledge etc) that has teachers or sources of knowledge such as media,
database, encyclopedias, etc. to impart this information. The related teaching methods here are
courses, presentations, lectures and exercise sessions.. The proactive mode specifies the
objective from the use of ICT as manipulating the world and its representations. The emphasis
is on the cognitive skills (analysis, synthesis, evaluation, critical thinking) that the learner will
have to deploy into the environment. It is for the learner to reconstruct, to rediscover through
the use of simulations (analysis) and modeling (synthesis) to solve problems and create
projects.
The main tools employed are programming software, simulation and modeling software,
compact disks and websites. The teaching methods which are related to this mode adopt
problem solving approaches, project development, the real and virtual laboratories, etc. The
Interactive mode aims to use ICT for mutual knowledge sharing. In this mode, the focus is
more on interpersonal skills. This can be seen as the conjunction of the two previous modes
with different versions of relational interactivity: 1) Immersion in an environment (role
playing, interaction with virtual partners) 2) Interaction between distant partners (mail, news,
listings and educational uses) 3) Interaction with local partners.
The digital pedagogy could be defined as the set of techniques, media and digital means
currently being used to optimize the teaching-learning process. This pedagogy as articulated by
Bloom [2] predicted that with sufficient time and resources, all students should be able to
achieve all the objectives of a course. However, the percentage of failures might be relatively
high. All the difficulties mentioned above largely explain why a large proportion of faculty is
still very reluctant to integrate ICT in their daily teaching activities, and confined in far more
traditional approaches. This is mainly due to lack of supervisors support, professional and
technical support for the creation of teaching materials adapted to this new paradigm. The gap
also widens due to the lack of studies based on Tunisia.
9
HUSAM-ALDIN N. AL MALKAWI, ABIR BEN HAJ HAMIDA, REKHA PILLAI
3. METHODOLOGY
The paper employed qualitative research design and descriptive statistics for the purpose of
completing the study. A questionnaire was developed after having been inspired by the
research done within the research group on the interdisciplinary in teaching education at the
University of Shebrooke, Canada [6]. A pilot study was conducted by testing the questionnaire
on a small number of instructors before conducting the main survey for testing errors in
structure design and omissions, existence of ambiguity etc. It also helps to understand the
extent of understandability of questions framed. Adequate Response categories were developed
for questions in order to facilitate the process of coding and analysis.
This questionnaire was divided into four main parts. The first part was related to the
description of the equipment in the institution and to the respondents' perception of these
facilities. The second part addressed the ICT access in education. The third part dealt with the
practical use of these tools, both personal and on the teaching practices. The fourth part
included 7 items with a response forming an agreement scale in relation to ICT1.
The questionnaire was administered personally or by mail to the target sample of 100
instructors from a population of 530 instructors in the year 2007. The instructors belonged to
SFAX University, Tunisia. The University encompasses 4 colleges, each specializing in
different disciplines namely Natural Science, Social Science, Computer Science and Business.
The sample was chosen by quota sampling following Charfi [3] in her study about the attitudes
of teachers and researchers towards internet.
The data were processed according to the nature of the variables that determine them. Initially,
we calculated the structures of frequencies and percentages for all items available for an
overview of the study sample and to find out more of its characteristics.
Discriminant analysis was later used to determine which continuous variables discriminate
between two or more naturally occurring groups. There are several tests of significance, but we
only present Wilks' lambda here. Wilks' lambda is used as a test of mean differences in
Discriminant Analysis, such that the smaller the lambda for an independent variable, the more
that variable contributes to the discriminant function. Lambda varies from 0 to 1. The F-test of
Wilks' lambda shows which variables contributions are significant. The aim was to study the
relationship between a qualitative variable and a set of quantitative variables and to find out
the most discriminating variables in order to investigate if they are related to the access or the
use of ICT.
1
The questionnaire is available upon request.
10
DIGITAL DIVIDE : A PROBLEM OF ACCESS OR USE OF ICT: THE CASE OF ACADEMIC INSTITUTIONS IN TUNISIA
This section will be devoted to the presentation and analysis of data collected by questionnaire
at the survey which focuses on best practices for access and use of ICT in academic
institutions. Firstly, we try to present frequencies calculated for different items in the
questionnaire by using descriptive analysis. Secondly, we consider sex, age, rank and
experience of instructors as independent variables and the below factors as dependant variable:
1) Use of audiovisual support 2) Possession of a computer at home 3) Possession of a computer
in the office 4) Number of Internet connections per week 5) Number of use of emails per week
6) Mode of learning to use ICT 7) ICT Training 8) Use of communications software 9) Use of
common software.
These variables represent the practices of access and use of ICT by instructors in academic
institutions. A positive response was received from 81 teachers out of the 100 questionnaires
distributed. The whole survey was grouped under several headings such as the qualitative
attributes of the respondents, description of ICT equipments in the institutions, access to ICT
in education, use of ICT by teachers and the personal attitude towards ICT in education.
The questionnaire began with general questions focusing on the gender, age, qualifications,
and the title held in the Institution. This was to generalize the qualitative features of the
respondents to arrive at conclusions whether these qualitative traits had any impact on the
concept of ICT (Table 1).
Age group
26 -30 6 7.4
31-40 26 32.1
41-50 38 46.9
51 plus 11 13.6
Total 81 100
Table 1 reports that males constituted 74.1% and females constituted 25.9% of the
respondents. The most active participation of 46.9% was from instructors belonging to the age
group between 41 and 50 years of age.
11
HUSAM-ALDIN N. AL MALKAWI, ABIR BEN HAJ HAMIDA, REKHA PILLAI
This was solely due to the fact that the majority of the teachers had more than 10 years
experience in the educational field. Thus they automatically fell under the title of Assistant,
Associate or Full Professors. Table 2 revealed that 38.3 % of the respondents had a teaching
experience between 11-20 years. These qualitative attributes signals that majority of
respondents were experienced in the field of education and were resorting to the olden
methods of teaching as the ICT revolution is a term more familiar to the new generation.
This section mainly dealt with questions related to the availability of hardware and software in
the institutions as they were the prerequisites for the successful adoption of ICT. The findings
on these aspects are reported in Table 3.
Total 81 100
Access to Positive 51 63
computers
Negative 30 37
Total 81 100
Total 81 100
12
DIGITAL DIVIDE : A PROBLEM OF ACCESS OR USE OF ICT: THE CASE OF ACADEMIC INSTITUTIONS IN TUNISIA
The first question put forth in examining the issues in ICT was if the institutions had a
computerized library. 71.6% of the teachers reassured the above statement whereas 28.4%
denied this fact. This meant that students had an option to widen their knowledge base in
computers from the libraries. We can see that 63% of the teachers had accepted that they had
access to computers while 37% did not. This was because only teachers with titles of associate
and above were provided with a computer in their office. With regard to the question related to
the existence of a website for their institution a positive response was received from 76.5% of
the teachers. The remaining 23.5% teachers belonged to the Faculty of Humanities, which did
not have a website of their own. This clearly reveals that the computerization was in progress
and being adapted for enhancing information content.
An opportunity to evaluate certain options such as the adequacy of computers, its power, and
availability of software, networking of computers, speed and stability of internet connections
provided a mixed response, the findings of which are shown in Table 4.
Table 4 shows that more than 50% of the instructors expressed their dissatisfaction with the
availability of computers, its power, and the non adoption of latest software. Nearly 50% of
the teachers expressed satisfaction over the speed and stability of internet connections
available to them. This proves that if the teachers are provided with adequate computers with
sophisticated technology, there will be a positive and remarkable enhancement in the usage of
ICT.
In order to explore the perceptions related to wider access to ICT in education, questions
pertaining to the usage of computers in disciplines other than computer science were
13
HUSAM-ALDIN N. AL MALKAWI, ABIR BEN HAJ HAMIDA, REKHA PILLAI
administered to the subjects under study. An impressive response of 87.2% was received from
respondents agreeing to the possibility of usage of IT in all disciplines.
This reveals that ICT can be innovatively applied in all disciplines to ensure effective learning.
The above response rate opens venues for further research regarding the extent of readiness to
adopt ICT in education.
The teachers were also asked to air their opinion on the favourability of inculcating digital
technologies in education, the result of which is shown in Table 5.
Table 5 reveals that nearly 54.3% were highly favouring the application of ICT in education
and only a negligible rate of 3.7% of the respondents showed a neutral attitude towards the
ICT. This can be attributed to age, subjective approach or the normal tendency to resist
change. Another barrier in the implementation of ICT was the non availability of internet
connections in classrooms which hampered the posting of the course material online. It also
outlines the ignorance related to the application of ICT for enhancing the educational sector.
Questions were also asked regarding the audio visual method used in class and 38.3% of the
respondents admitted using the old fashioned overhead projector while 35.8% of the
instructors refrained from using any audio visual aids. The teachers were asked to voice their
opinion on what they considered the main obstacle to the use of ICT in education. Majority of
the respondents attributed this hindrance to the lack of training imparted to instructors
regarding the use of ICT.
The second prominent factor accelerating the pace of hindrance was the inferior quality of
existing equipments which were basically non user friendly. Teachers also expressed their
concern over the lack of necessity to integrate the ICT in the curriculum. Of the few solutions
offered to the teachers to overcome the obstacles, all of them substantiated the necessity of the
provision of adequate computers as the primary step to mitigate this digital gap and
emphasised the importance of making the educational content suitable and available for
classroom use through ICT. These results underline the fact of non availability of adequate
equipments, lack of proper training and support and the non integration of ICT methods in
teaching as the major facts widening the digital gap in Tunisia.
The survey on the extent of usage of ICT by teachers revealed 42% of respondents agreeing
to the fact that they used computers more in their place of work rather than at home. 58% of
them operated the computers both at home and at work. Questions were also administered
14
DIGITAL DIVIDE : A PROBLEM OF ACCESS OR USE OF ICT: THE CASE OF ACADEMIC INSTITUTIONS IN TUNISIA
about the number of internet connections in a week and the frequency of email usage. A
consistent response was reported on the frequency of email usage and internet browsing a
week. This validates the fact that the internet was connected for the sole purpose of sending
mails. This proves that the teachers have not taken their initiative for self advancement and
there is a non existence of ICT based homework. In terms of the mode of training received in
relation to the use of ICT a diverse profile emerged from the sample. Several modes of training
such as routine training, specific training, self study and help from colleagues and friends were
put forth for choosing. The results obtained for this question is shown in Table 6.
Table 6 shows that 22.2% of the teachers gradually got acquainted with the ICT in their routine
training period, 32.1% of the teachers confessed that they were trained by their colleagues
while 29.6% underwent a self study. A startling percentage of 96.3% invalidated the act of
participating in a training course that focussed specifically on the educational use of ICT. This
clearly evidences the fact that there is absolutely no impetus from the part of the institution to
enhance ICT skills. The respondents were also given an option to rate their awareness in ICT
and 14.8% of the respondents assessed themselves as beginners and 37% of them marked
themselves as average with respect to the use of communications environment (that is the
usage of internet, emails etc). 9.9% of the teachers rated themselves as excellent and 2.2%
expressed total unfamiliarity with the ICT. With regards to the usage of standard software like
word, excel etc 11.1% the respondents rated themselves as experts. This shows that the
majority teachers met the minimum criteria in order to satisfy the requirements of achieving a
threshold in computer literacy. Empowering them and initiating changes would bring
phenomenal changes in the usage of ICT.
The questionnaire finally concluded with questions relating the personal opinion of teachers
regarding their approach to the current use of ICT in their institutions. Various questions were
put forth relating to the different fields in which ICT was being implemented from an
individual purview. The results of the answers received from these questions are summarised
in Table 7.
15
HUSAM-ALDIN N. AL MALKAWI, ABIR BEN HAJ HAMIDA, REKHA PILLAI
Finally, almost all respondents admitted that the use of ICT cannot be justified only in science-
based institutions. These results arrived at the fact that ICT was only utilised for sending
emails which in turn reaffirmed its stand as a communication tool.
The Wilks’ lambda test proved that the effect of gender, age, rank and experience of the
teachers, were not related to the usage of ICT. The discriminating variables were "number of
Internet connections per week", "number of email use by week," "learning mode", "the use of
communications software" and "the use of common software". Thus we can conclude that the
differences among instructors arise due to the differences in the method of using ICT.
The purpose of this research was to explain the causes of digital divide in the academic
institutions in developing countries using Tunisia as a case study. Our main objective was to
clarify if it is due to a problem of access or use of ICT. A survey was conducted among a
sample of 100 instructors from the Sfax University with a response rate of 81 percent.
10
16
DIGITAL DIVIDE : A PROBLEM OF ACCESS OR USE OF ICT: THE CASE OF ACADEMIC INSTITUTIONS IN TUNISIA
It follows from this survey that the majority of instructors have developed a minimum level of
skills to use computers. Regardless of academic rank, they meet the criteria defining the
functional computer literacy, so they are able to use common office software (Word, Excel and
PowerPoint) and to use the Internet (surfing and communicating). Moreover, the majority of
these instructors were self trained or trained by colleagues and few received professional
training. Therefore, we can conclude that providing adequate training programs can upgrade
the level of integration of ICT in education.
The study showed that most respondents had a computer, both at home and at work and were
mainly users of office software. They generally used multimedia technology (e-mail or
Internet) for private purpose and for widening access to sources of information for their
respective course.
Regardless of the gender, age, rank and experience of the teachers, we found significant
differences in relation with the use of ICT in teaching. The discriminating variables were
"number of Internet connections per week", "number of email use by week," "learning mode",
"the use of communications software" and "the use of common software". Thus, we can
conclude that the differences among instructors arise due to the differences in ICT usage.
The Tunisian government provided sufficient infrastructure and an environment conducive for
the integration of ICT in education. However there is a strong trend towards the establishment
of E-education. Consequently, it is a question of willingness from the instructors to
successfully integrate these new technologies in the education process. The effectiveness of
these technologies depended primarily on ability and willingness of stakeholders in the
academic field. In this sense, the emphasis here is on human capital. So we can conclude that
these problems are with the use of ICT rather than access.
Finally, we argue that emphasis should be provided on training the faculty for updating them
with the latest technology used in institutions. A strategic alliance with technological experts
can prove beneficial for the institutions as they can benefit from the expertise provided by the
companies who are adept in latest technological developments. A new curriculum
encompassing the imperativeness of the application of ICT in routine teaching can be framed.
Policies can be implemented which necessitates the adoption of ICT by institutions in order to
attain ministry recognition.
Limitations arise in this study due to the limited time period and sample used in this research.
Therefore suggestions for future research centres around the adoption of a longer time period
and larger sample.
This paper which used Tunisia as a case study can be replicated in the educational environment
of other developing countries in order to examine the existence of digital gap and the major
factors contributing to this gap in these countries and to see whether they face similar issues
concerning ICT.
11
17
HUSAM-ALDIN N. AL MALKAWI, ABIR BEN HAJ HAMIDA, REKHA PILLAI
6. REFERENCES
[1] Baile, S. and Lefievre, V. (2003). "The successful use of email - a study of its
determinants within a production unit of aircraft maker", 8th conference of AIM, Grenoble.
[2] Bloom, B S. (1968). Learning for mastery, Evaluation Comment. (UCLA-CSIEP), 1(2), 1-
12.
[3] Charfi, A. (2004). "Attitudes of teachers’ vis-à-vis ICT", Working Paper, FSEG Sfax-
TUNISIA.
[4] Gurova, E. (2001). "The Digital Divide - A Research perspective.” Seville, IPTS.
[5] Komis, V. (2001). "The information technology and communications in the Greek
educational system: the difficult path of integration," Journal of Education and Public
Information, No. 101.
[6] Larose, F. (1999). "The information technology and communication in university teaching
and training teachers: Myths and Realities," Journal of Science Education:
Perspectives of Future Education, Volume 27, No. 1
[7] Lebrun, M. (2002). "Theories and methods for teaching and learning: Which place for ICT
in Education", De Boeck, Bruxelles-Paris.
[8] Looker, D. & Thiessen, V. (2003). "The digital divide in Canadian schools: factors that
affect access to information technologies and their use by students", Working Paper, No.
81-597 -XIE.
[9] Makrakis, V. (1988). Computers in Education, Studies in International and Comparative
Education, Stockholm International Education.
[10] Reddick, A., Boucher and C., Groseilliers, M. (2000). "The Dual Digital Divide: The
Information Highway in Canada", Public Interest Advocacy Center, Ottawa.
[11] Renaud, P and Torres, A. (1996). "lnternet, a chance for the South", Diplomatic World,
p 6.
12
18
AHU J. of Engineering & Applied Sciences 3 (2) : 19-26 (2011)
© 2010 ALHOSN University
ABSTRACT: This paper aims at comparing the Syrian and Canadian codes used for design and execution of
reinforced concrete building structures. Primarily, the Arabic Syrian Code for Design and Execution of
Reinforced Building Structures, 2004 (ASC, 04) has been studied and compared with both the National Building
Code of Canada (NBCC) for loads specification and the Canadian Standard Association Code (CSA A23.3) for
reinforced concrete specification. The study revealed that the Syrian code has increased the “factor of safety” by
recommending higher values of load factors where, the factored dead load and the live load are almost 20% less in
Canadian code than that in Syrian code due the difference in the dead and the live loads magnification factors.
KEYWORDS: building codes, load factors, factored resistance, live load demand, nominal resistance
1. INTRODUCTION
The Arabic Syrian Code for Design and Execution of Reinforced Building Structures (ASC)
[1] is adopted in Syria for designing a building. In Canada, the National Building Code of
Canada (NBCC A23.3-04) [2] for loads specification and the Canadian Standard Association
Code (CSA A23.3) [3] for reinforced concrete specification are used for designing buildings.
The Syrian and Canadian codes share the basic rationale, and have many common features.
They contain general requirements for safety, serviceability, and structural integrity.
It may be worth presenting a brief historical review of both codes and how they were
developed and modified over years. The constitution in Canada gives each province the
responsibility for setting its own building construction regulation. In a few cases the provinces
have given the municipalities the historic right of writing their own building codes. As such, in
the early years, regulating building construction in Canada was done by patch working of
building codes across Canada.
The National Building Code in Canada was first published in 1941 by the federal government.
This code was later adopted by the various provinces and municipalities in Canada during the
next 20 years. Since 1960, The National Building Code of Canada has been revised about
every five years up to 1995. However, the 2000 edition of the building code was taken
considerably longer time than what was expected and the next edition of the National Building
Code of Canada was published in 2005. The available 2005 edition of the National Building
Code of Canada (NBC) has over 800 technical changes. The 2010 National Building of Canada
Codes was published on November 29, 2010.
_____________________________
* Corresponding Author.
E-mail : samer.almartini@adu.ac.ae
1
19
SAMER AL-MARTINI
The Syrian code has been modified over time as well. The second edition of the Syrian code
was issued in 1995 and then was followed up with three appendices in 1996, 1997, and 2000;
these appendices provided specifications for building design against earthquake. The second
edition along with its appendices has provided the Syrian civil engineers with the necessary
aids required for designing anti-seismic structures. However, during implementing the second
edition of the code, it was realized that the code needs to be modified in order to account for
the rapid advancement in computer technology and the continuous development of structural
software. Moreover, it has become necessary that the code covers steel structures as well.
Therefore, the third edition of the code was published in 2004 along with 14 appendices to
account for the abovementioned aspects.
Dead Loads
This term includes the weight of the member itself, and the weight of all members permanently
supported on this member such as partitions and appliances. Partition loads used in the design
shall be shown on the drawings. The calculation of the dead load in both codes follow similar
concepts taking into consideration the type of material used in each case with its unit weight.
The basic difference between the two codes is in the magnification factor used for the dead
loads. In the ACS the dead load is multiplied by a factor of 1.5 while it is multiplied by 1.25 in
the NBCC.
Live Loads
The live loads on an area of floor or roof depend on the intended use of the particular structure.
Table 1 shows a comparison between the uniformly distributed load patterns taken from Table
5.2 and Table 4.1.5.3 in Syrian and Canadian Codes [1,2], respectively.
ASC 2 3 1 1.8
NBCC 1.9 1.9 1 1.5
2
20
A COMPARISON OF GENERAL DESIGN AND LOAD REQUIREMENTS IN BUILDING CODES IN CANADA AND SYRIA
Snow Loads
In the ASC the snow load is taken considering the elevation from the sea level [1]. The ASC
would require that snow load on a roof of an ordinary building in Damascus region to be taken
as 1 KPa [1]. In NBCC the snow load on a roof is determined considering the product of a
ground snow load (determined from a map) over 30 years and a ground to-roof conversion
factor [2]. The NBBC would require that the roof of an ordinary building to be designed for a
snow load of 2 KPa. The difference between the two values is a logical reflection of the
difference in weather conditions between the two regions.
Wind Loads
In the ASC the pressure exerted by the wind on an ordinary building with low height
⎛ height ⎞
⎜ < 4 ⎟ is taken only as a static horizontal uniformly distributed load according to the
⎝ width ⎠
following equation:
P = C p C e k s q (KPa) (1)
Where,
Cp is the sum of the pressure coefficients related to the surface roughness and number and its
values is taken from Table 5.5 from the ASC [1].
Ce is a coefficient related to building height from the ground surface. This factor accounts for
the increase in the wind velocity with height. It is calculated according to the following
42
equation: Ce = 1 − (2)
h + 60
ks is a coefficient related to the location of the building in terms of its exposure to wind and it
is taken from Table 5.6 in the code.
q is the reference velocity pressure in KPa, and it is defined as the pressure due to wind
excreted on a flat plate suspended at 10 m above the ground surface. It is calculated according
to the following equation:
q = V 2 / 1630 (3)
Where, ρ is the air density during the windy period of the year and its values are tabulated in
Appendix C2-12 of NBBC [2], V is hourly average wind velocity.
3
21
SAMER AL-MARTINI
Ce is the exposure facto and it is. It is calculated according to the following equation:
0.2
⎛ hi ⎞
Ce = ⎜ ⎟ (6)
⎝ 10 ⎠
Cg is the gust factor; it accounts that when gusts blow they may have velocity greater than that
of wind. In the simplified method, this term is taken as 2 for the design of building as whole. It
should be noted that this term is not considered in the ASC for the calculation of loads due to
wind.
Cp is the external pressure coefficient. This factor is given in Commentary B2-17 of the NBCC
for various shaped building [2].
Load and General Design Requirements for Canadian and Syrian Codes
The load requirements in both codes are similar in their rationale but different in their specifics.
The load combination in the ASC is calculated according to the following equation:
U = 1.5DL+ 1.8LL (7)
In the NBCC the ultimate load is calculated according to the following equation:
U = 1.25DL + 1.5LL (8)
Where, DL refers dead loads and LL refers to live loads.
έcu 0.85f’c
a
C
d Axis of zero strain
H
As fy
b εs ≥ εy
Figure 1- Stress block for a beam
4
22
A COMPARISON OF GENERAL DESIGN AND LOAD REQUIREMENTS IN BUILDING CODES IN CANADA AND SYRIA
In the ASC the strength reduction factor Ω is used to account for the possible variations in
dimensions of concrete section and placement of reinforcement and other miscellaneous
workmanship items and it is equal to 0.9, 0.7, and 0.85 for bending, axial compression, and
shear and torsion, respectively. Thus, the reduced nominal flexural strength (Mr) is calculated
according to the following equation:
⎛ a⎞
M r = ΩAs f y ⎜ d − ⎟ , (Ω = 0.9) (12)
⎝ 2⎠
In the CSA A23.3, the factored concrete compressive strength used in checking ultimate state
shall be taken as φ c f ' c (øc = 0.65) and the factored strength of steel reinforcement is øs = 0.85.
⎛ a⎞
M r = φs As f y ⎜ d − ⎟ , ( Φs = 0.85) (13)
⎝ 2⎠
⎛ a⎞
Where, M n = As f y ⎜ d − ⎟ (14)
⎝ 2⎠
Shear design of a beam
The shear due to the applied loads on a beam is usually calculated at a distance d from the
inner face of the support in both codes CSA A23.3 and ASC. A simplified approach, in which
the angle of shear cracks is considered to have a 45o with the horizontal line, is used in the
ASC. In CSA A23.3 there are two methods namely the Simplified Method and the General
Method. The Simplified Method is used for flexural members without significant axial tension.
The basic design equation for shear capacity of slender concrete beams in both codes is:
Vr ≥ V f (15)
Where, Vf is the shear force due to the factored loads and Vr is the factored shear resistance
given by:
Vr=Vc+Vs (16)
Where, Vc is the shear carried by concrete and Vs is the shear carried by the stirrups. The shear
carried by concrete (Vc) is calculated according to the following equations:
In the ASC:
⎛ Vf d ⎞
Vc = ⎜ 0.16 f ' c + 18ρ w ⎟bw d ≤ 0.3 f ' c (MPa) (17)
⎜ M ⎟
⎝ f ⎠
Av f y d
S= (18)
(V f − Vc )
5
23
SAMER AL-MARTINI
Design of Columns
The figure below shows a given strain distribution for a loaded column adopting the ASC .
As εsj
Asfs
In ASC, the strength of a column under truly axially loading is calculated as:
[ ]
Pr o = Ω 0.85 f ' c (Ag − Ast ) + f y Ast (21)
Ω = 0.7 (axial load)
Ag = gross area of the section (concrete + steel)
fy = yield strength of reinforcement
Ast = total area of reinforcement in the cross section
To account for the un-expected moment, the code specify that the maximum load in column
must not exceed:
Pr ,max = 0.8Pro for tied column.
Pr ,max = 0.85Pro for spiral column.
The figure below shows a given strain distribution for a loaded column according to
CSA A23.3:
0.0035 α1f’c
A’sf’s
A’s
ε' si
α1 A’cf’c
As εsj
Asfs
Figure 3- Stress block for a column in CSA A23.3
6
24
A COMPARISON OF GENERAL DESIGN AND LOAD REQUIREMENTS IN BUILDING CODES IN CANADA AND SYRIA
Design of slabs
The thickness in ASC of a slab can be calculated from a table based on the type of a slab (one
way or two ways) and its dimensions. For a regular building having LL ≤ 5KN/m2, the moment
distribution on each slab can be calculated using one of the following methods:
The Moment Distribution Factors Method, where the distribution factors on each slab spans are
obtained from tables considering the location of each slab.
M a = α A wa 2 (23)
Where, Ma is the moment on short span of slab, aA is moment distribution factor, w is factored
load, and a is the short side dimension. The same equation is applied for the other span of the
slab (long span) with different moment distribution factors and span dimension.
The Strip Method considering interior or exterior support for negative and positive moment.
The factored static moment of a rectangular slab can be calculated:
2
M o 2 = μ 2 wL2 (short span (L2)) (24)
M o1 = μ1 M o 2 (long span (L1)) (25)
L2
Where, µ1, µ2 are factors obtained from a table considering μ = .
L1
Negative moment and exterior support: ML1= 0.3Mo1, and ML2=0.3Mo2.
Negative moment and interior support: ML1= 0.6Mo1, and ML2=0.6Mo2.
Positive moment: ML1= 0.75Mo1, and ML2=0.75Mo2.
Reinforcement is designed for the moment considering the section is rectangular.
The thickness of a slab in CSA A23.3 is calculated using equations specified in the code for
different cases. The Direct Design Method can be applied if the following conditions are
satisfied [4]:
long span
Max ≤ 2 (measured centre to centre of supports) .
short span
The column offsets are less than 20% of the span.
7
25
SAMER AL-MARTINI
Where, wf is factored load per unit area; ln is clear span between columns; and l2a is transverse
width of strip.
This moment is distributed on the beams and slab spans using factors given in a table provided
by the code (CSA A23.3).
It should be noted that reinforcement in both codes is designed for the moment considering the
section as a rectangular beam.
The paper attempted to investigate the differences in general design and load requirements in
Building Codes in Canada and Syria used for the Design and Execution of Reinforced Concrete
Building Structures. The Arabic Syrian Code for Design and Execution of Reinforced Building
Structures (ASC) is used in Syria to design a building while, in Canada, the National Building
Code of Canada (NBCC) for loads specification and the Canadian Standard Association Code
(CSA A23.3) for reinforced concrete specification are used for designing a building. The paper
showed that the Syrian code has increased the factor of safety by adopting higher values of
load factors. Also, the live loads for rooms and stairs in the ASC are higher than that specified
in NBCC. It can be argued that the ASC is more conservative than the NBCC which is likely
due to the fact that Syria lies on an active seismic zone.
4. REFERENCES
[1] ASC, Arabic Syrian Code for Design and Execution of Reinforced Building
Structures. (2004)
[2] NBCC, National Building Code of Canada. (2007)
[3] CSA A23.3, Canadian Standard Association Code. (2003)
[4] MacGregor, G. J., and Bartlett, F. M., Reinforced Concrete Mechanics and Design,
1st ed, Prentice Hall Canada Inc. (2000)
8
26
AHU J. of Engineering & Applied Sciences 3 (2) : 27-50 (2011)
© 2010 ALHOSN University
ABSTRACT: In the design of tunnels to be constructed in urban areas, it is necessary to estimate the magnitude
and distribution of the stresses and settlements that are likely to occur due to a particular design and construction
technique. The main factors that greatly affect the stresses and deformations around tunnels and underground
excavations are the shape, dimensions, depth of opening below the ground surface, distance between the openings
and the kind of supports.
In this paper, a study of the effect of different parameters was conducted by considering a cavity of 4
meters diameter under a constant surcharge load of 50 kN/m2. These parameters are:
1. depth below the ground surface Zo,
2. eccentricity of a cavity locations from the centerline of surface loading, and,
3. distance between cavities K.
A computer program for analysis by the boundary element method is used for the determination of the
stress and deformation fields around two cavities with the above mentioned parameters. The soil is assumed to be
homogeneous, isotropic and a linearly elastic medium containing two openings.
It was found that a marked increase of stresses takes place as the cavity approaches the ground surface
and the stress distribution is very sensitive to the depth variation compared with the case of no-cavity condition.
The maximum stresses occur at the haunches of the tunnel rather than at the crown.
The vertical displacement of the soil medium increases by decreasing the distance between the adjacent
openings. In general, small values of K/D ratios (where K is the distance between two cavities and D is the
diameter of one cavity) should be avoided to hinder rapid increases in the stress concentration.
1. INTRODUCTION
The boundary element method (BEM) has become one of the most powerful tools for the
numerical study of different engineering problems. The comparison of the main features of this
method with those of the finite element method (FEM) has occupied many pages in the
specialist literature sine the initial development of BEM.
An important feature of the BEM is that the functions that represent essential and
natural boundary conditions (potential and flux in potential theory and displacements and
stresses in elasticity theory) which are the basis of the method, consequently being
approximated in an independent form, their coordinates remaining as independent variables of
the formulation.
In spite of non-symmetric and fully populated character of the matrices associated to
BEM, it must be pointed out that the size of the system of equations, defined by the stiffness
matrix K, is always smaller than in the finite element method (FEM) approach, for a similar
__________________________
* Corresponding Author.
E-mail : myf_1968@yahoo.com
27
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
degree of dicretization. The ratio between the sizes of the matrices in the two methods will
depend on the geometry under consideration, and in particular on the proportion of the
boundary (area in 3D and length in 2D problems) to the domain (volume in 3D and area in 2D
problems). The smaller this proportion (the greater the domain covered by a certain boundary),
the greater the ratio between the size of the matrices of FEM and BEM (the more favourable
the use of BEM), [4].
Although the finite element techniques have been used in so many practical problems, the
boundary formulations appear as an alternative technique that, in many cases, can provide
more reliable or economical analysis. Even with automatic mesh generation techniques, the
finite element method has not found widespread application to tunneling problems because of
the data preparation problems and considerable computer time requirements.
The input data requirements of the boundary element method are considerably less than
these of the finite element method since only the boundary need to be discretized. Unlike the
FEM, the BEM can model the boundaries at infinity without truncating the outer boundary at
some arbitrary distance from the region of interest.
After the numerical treatment of the integral equations, we end up with a system of
equations. In contrast to the FEM, the coefficient matrix is fully populated and unsymmetrical.
Standard Gauss elimination can be used but, for large systems, the storage requirement and the
computation times may be reduced considerably by iterative solvers, such as conjugate
gradient methods. Here we also find that the method is “embarrassingly parallelisable” i.e. that
excellent speed up rates can be achieved with special hardware. The primary results obtained
from the analysis are values of displacement or traction at the boundary depending on the
boundary condition specified. In contrast to the FEM, primary results do not include values in
the interior of the domain but these are computed by post-processing, [2].
28
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
Γe
Y
. . . Nodes
Γ
.
. Ω .
. Element
. . . .
X
Figure (1) – Boundary discretization.
Figure (2) shows a schematic representation of the problem to be studied for four values of
depth/diameter ratios (Zo/D = 1, 1.5, 2 and ∞). The origin of coordinates (X and Y) is
considered at the center of the ground surface.
29
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
Figures (3) and (4) show the distribution of vertical and horizontal stresses along the
centerline of the surface loading (line I-I in Figure 2). The stresses in these figures are
normalized by dividing each stress by the initial overburden stress (P).
It is obvious from these figures that the vertical stress distribution decreases with the
increase of Zo/D ratio and the maximum value of horizontal stress decreases as Zo/D increases.
It is also noticed that the values of (σy/P) and (σx/P) become constant at a depth of (Y/D = 5).
Therefore, the depth in the figures is restricted to five diameters only.
Figures (5) and (6) show the horizontal and vertical stress distributions along a
horizontal line 1.0 m below the ground surface (line II-II in Figure 2). These figures indicate
that there is a big disturbance in the stress distribution when Zo/D≤ 2 as the cavities approach
the ground surface. It is also evident from these curves that the heave effect starts to appear at a
distance equals to the tunnel diameter D away from the centerline of the surface loading.
Figures (7) and (8) show the distribution of horizontal and vertical stresses along a line
7.0-meter away from the centerline of the load width, (line III-III in Figure 2). It is noticed that
disturbance in the stress distribution extends to a depth of about (Y/D = 3). Below this depth,
the stress distribution tends to be uniform.
Figures (9) and (10) show the contour lines for four values of Depth/Diameter ratios
(namely, Zo/D = 1.0, 1.5, 2.0 and ∞). The contours are drawn for vertical displacement and
vertical stress distributions, respectively. These figures reveal that the highest values of
displacements and stresses concentrate in the space between the cavities.
Figure (11) shows a schematic representation of the problem to be studied for five values of
eccentricity/diameter ratios (e/D = 0, 1, 2, 3 and ∞).
Figure (12) shows the vertical displacement (Uy) distribution along the ground surface.
It can be noticed from this figure that the effect of the cavity on the surface settlement must be
taken into consideration if e/D < 3 and neglected otherwise. This figure also provides designers
with some guidance regarding the influence of the cavity location on the settlement of the
ground surface.
Figure (13) shows the vertical stress distribution over a line 3 meters below the ground
surface (line IV - IV in Figure 11). From this figure, it is noticed that when the cavity is about
4.0 m away horizontally from the centerline of the surface loading (e/D = 1), σy on this line
increases by about 5% from the case of no-cavity under the center of the surface loading.
While for other values of e/D ratio, σy decreases. Also, heave stresses appear on the area above
the cavity on this line.
Figures (14) and (15) illustrate the variation of σy and σx on the centerline of the
surface loading. The effect of the cavity can be neglected in computing the stress values on this
line when e/D<3. Furthermore, it is easy to notice from these figures that the concentric cavity
has a great influence on the disturbance of stresses over this line. It decreases the vertical
stresses and increases the horizontal stresses significantly.
30
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
Figure (16) shows the variation of vertical displacement over a line 1 m below the
ground surface (line II-II in Figure 11). It is evident from this figure that the concentric
location (e/D = 0.0) of the cavity is the critical location which results the largest displacement
on this line. Also, with the increase of e/D ratio, the settlement decreases.
24 m
II
4m D=4m
7m
P= 50 kN/m2
B= 4 m
I
I
K=
D=4m
.
6m 4m
24 m
8m
1m
24 m
II
31
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
σy/P σx/p
0 0.2 0.4 0.6 0.8 1 1.2 -0.2 -0.1 0 0.1 0.2 0.3 0.4
0.00 0.0
0.50 0.5
1.00 1.0
1.50 1.5
2.00 2.0
Y/D
Y/D
2.50 2.5
3.00 3.0
3.50 3.5
4.00 Zo/D=1.0 4.0 Zo/D=1.0
Zo/D=1.5 Zo/D=1.5
4.50 Zo/D=2.0 4.5 Zo/D=2.0
Zo/D= ∞ Zo/D= ∞
5.00 5.0
Figure (3) -Vertical stress distributions along Figure (4) - Horizontal stress distribution along
line I-I. line I-I.
X/D
0 1 2 3 4 5
-0.1
0.0
0.1
σx/p
0.2
0.3
Z o /D = 1 . 0
Z o /D = 1 . 5
0.4 Z o /D = 2 . 0
Z o /D = ∞
0.5
32
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
X/D
0 1 2 3 4
-0.25
0.25
σy/P
0.5
0.75 Zo/D=1.0
Zo/D=1.5
Zo/D=2.0
1 Zo/D= ∞
σx/P σY/P
-0.1 -0.05 0 0.05 0.1 0.15 0.2 0 0.05 0.1 0.15 0.2 0.25
0.0 0.0
0.5 0.5
1.0 1.0
1.5 1.5
Y/D
2.0 2.0
Y/D
2.5 2.5
3.0 3.0
3.5 3.5
4.0 Zo/D=1.0
4.0 Zo/D=1.0
Zo/D=1.5 Zo/D=1.5
4.5 Zo/D=2.0 4.5 Zo/D=2.0
Zo/D= ∞ Zo/D= ∞
5.0 5.0
Figure (7)-Horizontal stress distribution along Figure (8)-Vertical stress distribution along line
line (III-III). (III-III).
33
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(a)
24
21
18
15
Elevation (m)
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(b)
24
21
18
15
Elevation
12
9
(m)
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(c)
24
Elevation (m)
21
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(d)
34
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(a)
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(b)
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(c)
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(d)
35
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
The vertical stress distributions over a horizontal line passing through the centers of the
cavities (line III-III in Figure 11) are illustrated in Figure (17). Over these lines, there is a rapid
increase of the vertical stress at the points adjacent to the cavity. Also, σy is higher when the
cavity is centered directly under the surface loading. However, it can be noticed from this
figure that the variation of e/D ratio has a little effect on the state of stress over this line, except
for the region adjacent to the cavity.
3m
IV
III
II
1m
4m
e=4m
I
I
e=8m
e = 12 m
24 m
Zo =8 m
24 m
III
II
IV
36
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
X/D
-5 -4 -3 -2 -1 0 1 2 3 4 5
0.0000
0.0002
0.0004
Uy (m)
0.0006
0.0008
0.0010
0.0012
0.0014 e/D=0
e/D=1
0.0016 e/D=2
0.0018 e/D=3
e/D= ∞
0.0020
X/D
-5 -4 -3 -2 -1 0 1 2 3 4 5
0.00
0.05
0.10
0.15
0.20
σy/P
0.25
0.30
0.35 e/D=0
e/D=1
0.40 e/D=2
e/D=3
0.45 e/D= ∞
0.50
Figures (18) and (19) show the contour lines for four values of eccentricity/Diameter
ratios (namely, e/D = 0.0, 1.0, 2.0 and ∞). The contours are drawn for vertical displacement
and vertical stress distributions, respectively. It can be noticed that when (e/D ≥ 2), the effect
of eccentricity of cavity vanishes.
37
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
Figure (20) shows a schematic representation of the problem to be studied for five different
values of K/D ratios (K/D= 0.5, 1, 2, 3 and ∞), where K is the distance between two cavities.
The settlement curves of the ground surface loading–soil-cavities system are shown in
Figure (21). From this figure, it is evident that the surface disturbances due to cavity presence
can be neglected at a distance exceeding 3D away from the centerline of the surface loading.
Also, it can be noticed that as the distance K increases, the surface settlement decreases. For K
≥ 3D, the effect of the two cavities on the surface settlement can be neglected. The horizontal
displacement on the ground surface is shown in Figure (22).
σx/P
σy/P
-0.2 -0.1 0 0.1 0.2 0.3 0.4 0.5
0 0.2 0.4 0.6 0.8 1 0.0
0.0
0.5
0.5
1.0
1.0
1.5
1.5
2.0
2.0
Y/D
2.5
Y/D
2.5
3.0
3.0
3.5
3.5 ∞ e/D = 0 e/D=0
4.0 e/D = 1 4.0 e/D=1
e/D = 2 e/D=2
e/D = 3 4.5 e/D=3
4.5 ∞
e/D =∞ e/D=∞
5.0 5.0
38
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
X (m)
-25 -20 -15 -10 -5 0 5 10 15 20 25
0.0000
0.0002
0.0004
0.0006
Uy (m)
0.0008
0.0010
e/D=0
0.0012
e/D=1
0.0014 e/D=2
0.0016 e/D=3
e/D= ∞
0.0018
X/D
-5 -4 -3 -2 -1 0 1 2 3 4 5
0.0
0.1
0.1
0.2
0.2
σy/P
0.3
0.3 e/D=0
0.4 e/D=1
0.4 e/D=2
e/D=3
0.5 e/D= ∞
0.5
Figures (23) and (24) show the horizontal and vertical stress distributions along the
centerline of the surface loading (line I-I in Figure 24). It can be noticed from these figures that
decreasing the distance K results in an increase in both σx and σy along this line.
39
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
Figure (25) shows the vertical stress distribution along a line passing through the
horizontal centerline of the cavities (line II-II in Figure 20). It is evident from this figure that
the vertical stress increases by decreasing the distance between the adjacent cavities. Also, it is
noticed that the stress concentration at the region between cavities centers decreases by
increasing the distance “K”.
Figure (26) shows the horizontal stresses distribution along a line passing through the
horizontal centerline of the cavities (line II-II in Figure 20). It is noticed from this figure that
the horizontal stress decreases by increasing the distance between cavities.
Figure (27) shows the vertical stress distribution over a line 5.0 m below the ground
surface (line III-III in Figure 20). It can be noticed that by decreasing the distance “K”, a big
disturbance in the vertical stress occurs.
Figure (28) shows the horizontal stress distribution over a line 5 meters below the
ground surface (line III-III in Figure 20). It can be noticed that by increasing the distance
between cavities, there is a little disturbance in σx.
Figures (29) and (30) show the contour lines for four values of distance/diameter ratios
(namely, K/D = 0.5, 1.0, 2.0, and ∞ ). The contours are drawn for vertical displacement and
vertical stress distributions, respectively.
It can be noticed that when (K/D = 1.0), the maximum displacements and stresses take
place along the centerline of the problem.
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(a)
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(b)
40
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(c)
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(d)
Figure (18) -Variation of vertical displacements in (mm) for:
(a) e/D = 0, (b) e/D = 1, (c) e/D = 2 and (d) e/D = ∞.
24
21
18
15
Elevation
12
9
(m)
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(a)
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(b)
41
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(c)
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(d)
42
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
II
III
B= 4 m
12 m
4m
I
8
2
24 m
Zo= 8
6m
24 m
II
III
6. CONCLUSIONS
From the previous work, the following conclusions have been reached:
1. A marked increase of stresses is found as the cavity approaches the ground surface and the
stress distribution is very sensitive to the depth variation compared with the case of no-
cavity conditions.
43
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
2. The maximum stresses occur at the haunches of the tunnel rather than at the crown.
3. For the circular cavity that is considered in this work, with increasing the depth below the
ground surface (Zo/D > 3), the surface settlements do not exceed 6 % from those obtained
for the case of no-cavity condition.
4. The vertical displacement of the soil medium increases by decreasing the distance between
the adjacent openings.
5. In general, small values of K/D ratios (where K is the distance between two cavities and D
is the diameter of one cavity) should be avoided to hinder rapid increases in the stress
concentration.
6. The region between the two adjacent cavities is more influenced by the distance “K”
variation than the outer regions.
X (m)
0 5 10 15 20
0.0000
0.0002
0.0004
0.0006
0.0008
Uy (m)
0.0010
0.0012
0.0014 K/D=0.5
K/D=1.0
0.0016 K/D=2.0
0.0018 K/D=3.0
K/D= ∞
0.0020
0 5 10 15 20
0.00000
0.00005
0.00010
0.00015
Ux (m)
0.00020
K/D=0.5
0.00025 K/D=1.0
K/D=2.0
0.00030 K/D=3.0
K/D= ∞
0.00035
44
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
7. REFERENCES:
APPENDIX I
σx/Pσx/P σy/P
-0.2 -0.1 0.0 0.1 0.2 0.3 0.4 0.5 0.0 0.2 0.4 0.6 0.8 1.0
0.0 0.0
0.5 0.5
1.0 1.0
1.5 1.5
2.0 2.0
Y/D
2.5 2.5
Y/D
3.0 3.0
3.5 3.5
45
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
0.7
K/D=0.5
0.6 K/D=1.0
K/D=2.0
0.5 K/D=3.0
K/D= ∞
0.4
σy/P
0.3
0.2
0.1
0.0
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5
X/D
0.15
0.10
0.05
0.00
σx/P
-0.05 K/D=0 .5
K/D=1 .0
-0.10 K/D=2 .0
K/D=3 .0
-0.15
K/D= ∞
-0.20
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5
X/D
Figure (26)-Horizontal stress distribution along line II-II.
46
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
0.6
K/D=0.5
K/D=1.0
0.5 K/D=2.0
K/D=3.0
0.4 K/D= ∞
0.3
σy/P
0.2
0.1
0.0
0.0 0.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5
X/D
0.20
K /D = 0.5
K /D = 1.0
0.15 K /D = 2.0
K /D = 3.0
0.10 K /D = ∞
0.05
σx/P
0.00
-0.05
-0.10
0.0 1.0 2.0 3.0 4.0
X /D
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(a)
47
OMAR AL-FAROUK S. AL-DAMLUJI, DR. MOHAMMED Y. FATTAH, RANA A.J. AL-ADTHAMI
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(b)
24
21
18
Elevation (m)
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(c)
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(d)
48
ANALYSIS OF SOIL MEDIA CONTAINING CAVITIES OR TUNNELS BY THE BOUNDARY ELEMENT METHOD
24
21
18
15
Elevation
12
9
(m)
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(a)
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(b)
24
21
Elevation (m)
18
15
12
9
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(c)
24
21
18
15
Elevation
12
9
(m)
6
3
0
-24 -22 -20 -18 -16 -14 -12 -10 -8 -6 -4 -2 0 2 4 6 8 10 12 14 16 18 20 22 24
Distance (m)
(d)
Figure (30)-Variation of vertical stresses in (kN/m2×10) for:
(a) K/D = 0.5, (b) K/D = 1, (c) K/D = 2 and (d) K/D = ∞.
49
50
AHU J. of Engineering & Applied Sciences 3 (2) : 51-72 (2011)
© 2010 ALHOSN University
This paper defines risk as applied to pipeline integrity by estimating the consequences which is being based on
root cause analysis. The latter is found to depend on several surrounding and environmental factors. Practical
examples from real industrial life problems have been investigated and demonstrated in views that the application
of the root cause analysis, RCA, together with a scheme of AIM will reduce the recurrence of those accidents once
the real cause has been known and properly maintained.
Keywords: pipeline, sustainability, Asset Integrity Management (AIM), Root Cause Analysis (RCA)
1. INTRODUCTION
Over the last few decades, the oil and gas industry has witnessed an unprecedented extensive
development. Billions of dollars have been spent on construction of pipelines and infrastructure
projects. Thus, quantifying the risk of potential problems associated with the operation of these
infrastructures is of paramount importance for all stakeholders.
Traditionally, academicians used to teach their students only strength governed designs and
facts of how to avoid catastrophic pipelines accidents. Nevertheless, in real practice due to the
wrong practical treatment of the pipeline or by applying the wrong alternative solution offered
and assumed within a design philosophy based on similar problems that may be far different
from what safety seniors say [1-3]. Anyway one of the best advises the well experienced
seniors in fields of pipelines, whom, used to recommend to their juniors that: “do not play with
the pipeline, especially if it were containing flammable materials, such as gas and oil.” But
instead juniors must be aware in prompt of how to deal with practical implementations of
solutions. This is to be formulated through real gaining of practice as well as the well flow of
information granted and collected from expert seniors of some of the vast remarkable
theoretical and practical experience [4].
____________________________________________
* Corresponding Author.
Tel.: +971 2 4070529, E-mail : h.elnaggar@alhosnu.ae
51
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
Recent pipeline accidents [5-10] show that there will be too much work needed to safeguard
imminently our pipelines against fire, bursting and explosion hazards that will produce panic
and thus the loss of property as well as resulting in the more expensive tragedy the loss of
lives.
The intent of the present paper is to highlight reasons and causes of pipeline failures due to
corrosion hazards. Furthermore to define the Root Cause Analysis “RCA” that must be based
in turn on risk. The probabilistic approach that implies the calculations of consequences form
contingent plans of safety through implementing the types of maintenance necessary to be
carried out right in time. Deploring the monitoring and implying the quality auditing to
promote reduction in downtime and to improve pipeline integrity as well as will deploying the
lifetime at large will aim to reduce the leak before break and thus will reduce the risk of
catastrophic explosion.
Definitely there will be no one unique solution to the problem of pipeline integrity and safety
hazard prevention. But instead the designer ought to cover as much as he could from
information from similar trouble shooting cases and then he could tailor the solution that
definitely will reduce the risk. Yet this reliable solution again needs vast experience that some
may be lacking. Thus the best solution and the better utilization of handling pipelines integrity
problem shall be implemented and tabulated for any project while it is still in the paper stage.
Alternative solutions must also be offered ready to be applied without trial and error but
mathematically modeled and virtually implemented. The trial and error depends on luck more
than engineering matters and technical assessments and thus, it will be waste of time as well as
waste of money, waste of efforts and waste of property to apply that concept. So, it would be
more reliable to rely on RCA applied in pipeline integrity, if the material, the environment, as
well as the operators are all the same or nearly so.
Definition of the word “Asset” means evaluation, while the word “Integrity“ means unbroken
completeness or totality [11]. That means in simple terms that Asset Integrity means the unity
of evaluation for the wholeness of completeness. It is considered as the tool for management
integrated solution offering the best of the better of choosing from the best design, better
choice of materials and the better available manufacturing processes as well as the best
assembly sequences and procedures for a pipeline. That is being assumed to be serving within
an extreme aggressive environment. Thus it is a toolkit for reducing trouble shooting with
better care to develop successful means to better managing the surrounding environment and
better control of utilization of all production aspects in pipelines projects. This includes
improving in the estimated lifecycle through better inspection intervals of monitoring. Thus
this toolkit can give the management an overview leading to efficient evaluation of the project
and reducing sudden catastrophic failures, by reducing the accidents in pipelines. Asset
Integrity is anything of a value that incorporates owns that is held in firm adherence to a code.
52
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
2.2 Benefits and objectives from application of asset pipeline integrity in oil and gas
fields:
In the oil, gas and power industries mitigating risk to Accidental Probablistic Risk Levels is not
only vital to ensure compliance with legal requirements, but also reducing significant everyday
losses:
• Improving safety alerts and environmental integrity through extending pipeline life
cycle,
• Optimizing maintenance intervals and lower maintenance costs as well as less
unplanned downtimes thus improving lifecycle and thus increrase productivity
• Reducing ligament thickness - metal loss due to corrosion deterioration and degradation
problems,
• Machining slits (parent metal, seam weld, heat affected zone) defects can all be
monitored and eliminated,
• Reducing the probability of fatigue cracks thus can control the sudden hazard events,
• Identify and reduce hazards due to dents,dent/slit combination and mechanical damage
will also be under control.
2.3 How and why do Asset integrity being manipulated within the process of safety
standards?
Asset Integrity is committed to prevent incidents that put people, neighbors, the environment
and the facilities at risk. Therefore, asset integrity is the safety process which gives the
decision maker the assurance that the facilities are well designed, safely operated and properly
maintained, [12]. What is meant by Asset Integrity Approach and how it could be more useful
in pipeline applications? Asset Integrity approach in pipelines integrity practical problems has
been proposed from two or more decades [13-15] and denoted in Figures 1-a and 1-b. Figure 1-
a gives the triangle of management decision success applied within asset integrity in fields of
pipeline projects. It is based on root cause analysis which method can be applied to prevent the
recurrence of the bad event in pipeline once again. Figure 1-b explains how the flow of
information in the building up of correct decision is based on asset integrity, while Figures 1-c
gives the different uses and the main pipeline applications now in current use. From that figure
one can note the importance of maintaining pipelines. The figure as seen describes at its top the
different types of pipelines currently applied. At the middle it demonstrates the different uses
of pipelines in our wells, within different refineries’ departments, then to transportation
facilities and ships to transfer oil, gas and their products using ships. The store tanks at the end
of the transportation must be fitted also with pipes of different sizes, varieties in materials. All
are to be serviced as terminal tanks for the end process of transportation. Then the feeding
pipes to the industrial facilities are to be monitored to prevent environmental safety hazards.
The last in the important cycle of pipelines harmony are those used to feed domestic uses in
houses for warming, cooking and all other very important uses in the house hold equipment.
The lower portion of Figure 1-c shows the different categories of pipelines in various
53
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
engineering fields of practice. Those figures are aimed at demonstrating the importance of risk
based criteria.
Fig. 1-a: Asset integrity applied with RCA will lead to better utilization of pipeline [13-15]
Fig. 1-b: Pyramid of asset integrity the top is Asset Integrity at the base Safety of public
interests and in between the inspection which means close supervision and proper maintenance
of a pipeline project.
54
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
Figure 2 [23 & 24] shows the four steps for Risk Cost Identification and Assessment. From that
figure that the first step in any model of pipeline risk assessment is being divided into several
stages. The first stage is how to identify the cause and to recognize the hazard reason. The
second stage is how to develop the risk assessment of that hazard if it were happened. The third
stage in the model is how to devise a proper solution to control the hazard and its
consequences. The fourth step is how to be able to estimate the cost of benefit associated with
the involved savings of lives and properties against the determined risk. The fifth and final
stage is how to demonstrate and to recommend a tailored decision for the management to take.
Of course all steps are to be based on monitoring times, intervals and capabilities of the
inspectors.
55
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
Generally the basic decision making is liable to bench marking and thus the success can be
assessed by the use of KPI “Key Performance Indicator”. In case if there is alternative different
solutions to deal with the same hazard then the KPI must be assessed for each alternative and
by then the right measured value can give guidance to the management to decide which is the
best alternative to be followed and thus which is being recommended.
Risk assessment provides a structured basis for pipeline operators to identify hazards and to
ensure risks being ultimately reduced to appropriate levels in a cost-effective manner. The
regulations applying to offshore operations in the pipelines’ industry require operators to
undertake risk assessment in order to identify appropriate measures, as far as is reasonably
practicable, to protect people against accidents. It may well be that the use of Quantitative Risk
Assessment (QRA) for Temporary Refuges has given the impression that risk assessment is
synonymous with QRA [22-24]. A risk assessment and management process that is focused on
loss of containment of pressurized equipment in processing facilities, due to material
deterioration is called by Risk Based Analysis [22]. These risks are managed primarily through
equipment inspection. Root Cause Analysis ‘RCA” has two important roles in pipeline
integrity management:
1. Identify Operational problem and issues
2. Identify consequences of a failure
2.1. Includes criticality –if equipment goes down, what are the effects on the system
2.2. Share consequences of past failures
56
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
Figure 3-a [22], shows the 6x6 ISO Risk Matrixes. As seen in this figure the likelihood of a
bad event goes down starting at one for the lowest and goes to six at the utmost for the rare
event. The six categories of probabilities of the event are two for the occasional, three for
seldom, four for unlikely and five for remote. The impact and the consequences of the same
event are defined by one for Catastrophic event, two for the severe, three for the minor, four
the minor, five for the moderate and finally six for the incidental. Each will be having different
values of weight factors as seen in the matrix. The weight starts with a value of unity for the
likelihood and the catastrophic consequences and goes up to the value of 10 for the rare event
and the incidental consequences. The ISO matrix as such is composed of 6 events x 6 impacts.
Nevertheless, the ISO matrix can be reduced to be 5x5 matrix as shown in Figure 3-b.
1 Likely
6 5 4 3 2 1
Decreasing Likelihood
2 Occasional
7 6 5 4 3 2
3 Seldom
8 7 6 5 4 3
4 Unlikely
9 8 7 6 5 4
5 Remote
10 9 8 7 6 5
6 Rare
10 10 9 8 7 6
Decreasing Consequence/Impact
Consequence Indices
6 5 4 3 2 1
Incidental Minor Moderate Major Severe Catastrophic
5 4 3 2 1
6 5 4 3 2
7 6 5 4 3
8 7 6 5 4
9 8 7 6 5
57
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
58
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
The prediction criteria is such that if the estimated risk exceeds the standard value then the
accident shall be considered as to be expected, but if the estimated value is less, the accident is
said to be non-expected but happened.
Equation (1) is based on the two risk dividends. The first is known to be the frequency or the
probability of the event. The second is known as the consequences and impacts from that
event. Figure 5 highlights the sequence to be followed in the calculations of risk as shown by
equation (1).
59
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
Risk = PE * TC (1)
Where,
PE is the frequency probability of the event E,
TC is the summation of consequences of the resulted impacts of that event as denoted by eq.
(2).
The total impact of the consequences of an event is thus that denoted by equation (2) and Table
I.
TC = LV + LP + S + E + Q + T + O + I (2)
where,
LV presents the panic due to the loss of lives,
LP presents the panic due to the loss of properties,
S presents the panic due to the Safety,
E presents the panic resulted in the Environment,
Q presents the panic in the Quality,
T presents the panic due to the Throughput,
O presents the panic due to loss of Operation,
I presents is the catastrophic panic of Immobilization,
The corresponding assumed weight “W” for which the probability Pw may follow equation (3).
Pw=1/1010-w (3)
where,
w is a weight factor denoting the severity of the event as related to the frequency and the
consequences.
If the accident is categorized as predicted then measures for reducing the impacts and to
prevent the occurrence of that accident must be implemented. That is as indicated by equation
(4).
REST > RCAL (4)
where, REST is the estimated total frequencies of an event multiplied by the severity of
consequences, and RCAL is the tabulated standard value at the corresponding associated Risk,
60
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
calculated as shown in table II to be equal on average to 5. This value has been explained in the
next part and Table II and summarized in Figure 5.
But if the accident is unpredicted to be non-expected, i.e., remote event, thus equation (5) shall
be applied in this case.
REST < RCAL (5)
61
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
pipeline integrity should be thoroughly implemented should this type of accident be avoided
within RCA implementation. Applying surveillance through good monitoring of the pipeline
can for sure be reflected in the accident prevention.
It is to be noted here that applying the frequency per consequence and summing up the
frequencies will yield the probability of the event. Depending on the estimated risk value the
severity of the eventual accident either experienced or expected, or remotely and unexpected,
implementing of RCA with advanced monitoring techniques will lead to better preventing the
recurrence of the bad event. Thus the downtime and will be reduced enhancing better lifetimes
of the concerned pipeline (s).
Table I: Typical consequence as well as the associated weight and the probability per event
*
Consequence Weight Pw Severity Probability
Per event “W”
*
of Occurrence
62
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
measure incorporated risk, e.g., for all events from A to E but the Severity is between 2 up to 5.
The third category of the assessed risk is that for all probabilities from A through to E is at a
severity of consequences of poor, e.g., 0 and 1.
Table II shows the estimated risk value for the extreme severity at weight parameter of 0.1, the
average probability is set at 50% and the experienced Consequences are those shown in column
“C” of table II. Values of “C” for pipelines have been quoted from references [24]. The total
Critical Estimated Risk as seen in this table is 5.
Thus if the actual calculated risk is below this value then the accident is said to be unexpected
nevertheless it happened. But if the actual calculated value is above 5, then the event is to be
expected and thus awareness and asset integrity management in pipeline field of practice must
be thoroughly implemented to find a proper solution to the pipeline problem. Applications of
the proposed risk assessment compared with those of the ISO 17776 are shown and summed up
in Table III and Appendix I.
63
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
Table III Applications of the proposed risk assessment as indicated in Figure 5 compared with
the ISO 17776 in major cases of pipelines hazard accidents, RCAL = P * C, Rest== 5.000,
estimated at Pw 0.1
Fig. No. Cause and Reason Sum of CT CT/100 P N CR C RCAL ISO 17776
Consequences NT-9
CT*N/
10β 9 CR x PW [P*C] P S Risk
Fig. I.1 Heavy corrosion A+B+C+D+E 88 0.88 1.318 5 48.89 4.889 6.45 E 5 IN
Fig. I.2 Leak due to corrosion A+B+C+D+E+F 96 0.96 1.096 6 64.00 6.400 7.02 E 6 IN
Fig. I.3 Bent erosion A+C+E+G 64 0.64 2.291 4 28.44 2.844 6.52 D 4 IN
Fig. I.4 Poor material A+C+G 54 0.54 2.884 3 18.00 1.800 5.19 C 3 IN
Fig. I.5 Stress Corrosion Cracking A+B+C+D+E+G 92 0.92 1.202 6 61.11 6.133 7.37 E 6 IN
Fig. I.6 Crevice Corrosion A+C+E 60 0.60 2.477 3 20.00 2.000 4.95 B 3 T
Fig. I.7 Leak due to wrong Design A+C+D+E+F+G 74 0.74 1.820 6 49.00 4.933 9.00 E 6 IN
Fig. I.8 Leak due to severe corrosion A+B+C+D+E+F+G 100 1.00 1.000 7 77.77 7.778 7.78 E 6 IN
Fig. I.9 Miss Operation condition A+C+D+F+G 74 0.74 1.820 5 41.11 4.111 7.84 C 5 IN
IN = Intolerable T = Tolerable
7. CONCLUSIONS
From the investigated work shown within the text of this paper the following main conclusions
could be drawn:
1) Corrosion is the primary epidemic by which pipelines can be deteriorated and resulted in
degradation of integrity. Most pipelines corrode on contact with water (and moisture in the
air), acids, bases, salts, oils, aggressive metal polishes, and other solid and liquid chemicals
contained within the flow inside the pipeline. All will tend to increase the explosions,
bursting and fires if the pipeline will contain flammable material, especially if the pipeline
will carry materials like acid vapors, formaldehyde gas, ammonia gas, and sulfur containing
gases as the cases in petrochemical and fertilizing factories. Thus the risk for each pipeline
should be defined by RCA and the investigation of the consequences must be defined.
2) The simple observation has a major impact in many aspects of accident prevention and
control, by applying new monitoring techniques to avoiding the most insidious or localized
forms of bursting within a pipeline. The national income and the economic plans of growth
in any country, nevertheless, whether it is developed or still underdeveloped one, may be
found to depend and drastically affected by the utility and the efficiency of the pipeline
projects. As the corrosion is known to be the main predominant source of annoyance to all,
64
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
thus an International environmental contingency plan taking into consideration the impacts
of corrosion rates within the global warming universal phenomenon must be enhanced.
3) Root cause analysis shall be applied to investigate previous cases of pipeline accidents,
while for new recent cases the approach shall be based on risk which is composed of the
frequency based calculations taken from root cause analysis multiplied by the
consequences of the pipeline accident. The value of the calculated risk then has to be
compared by those limits stated by Codes. If it were very high then an alternative solution
must be applied to reduce as well as to control the results from the pipeline accident. This
has been furnished as seen in the derivation of risk of pipeline integrity.
4) The devised formalized standard risk assessment can be used as a guidance to \\ devising
counter measures to reduce the resulted hazard. The derived examples show that most of
those pipeline accidents can be categorized as expected. Therefore the counter action of not
repeating the same accident again, i.e., RCA must be applied and thoroughly implemented.
5) The specific tool of QRA (Quantitative Risk Assessment) is subjected to criticism, partly
because the technique is too academic, and partly because there is insufficient agreement
within the industry and the HSE on how to use the results of QRA. So, the suggested
guided standard risk assessment has taken all those handicaps into consideration. The
assessment is based on quantitative weight factors that if properly determined then the
Consequences in values can be assessed. Also, implementing standard risk values will lead
to better decisions and will enhance the implemented guidelines. All will lead to reduction
in the recurrence of the event and its impact.
6) The management of a pipeline project must be aware to ensure that the relevant statutory
provisions will (in respect of matters within his control) be complied with in relation to the
installation and any activity on or in connection with it; established adequate arrangements
for audit and for the making of reports thereof; also, that all hazards with the potential to
cause a major accident have been identified; and that the risks have been evaluated and
measures have been, or will be, taken to reduce the risks to persons affected by those
hazards to the lowest level that is reasonably practicable in accordance with HSE Act 1992
and 1998 Reg. 8.
7) Modern risk management approaches applied in pipelines integrity make clear that risk
assessment has an important role to play in many risk-related decisions, particularly for
decisions involving uncertainty, deviation from standard practice and risk trade-offs, for
which pipeline regulations are less appropriate. The decision support framework provides a
suitable basis for such decision-making. The HSE tolerability of risk framework shows
how risk assessment can contribute to such decisions. As is noted from the nine
applications the proposed model is based on thorough assessments for the consequences
and the risk of the event. The assessments as shown are in matching and in good agreement
with those obtained applying the ISO 17776 model.
65
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
8. REFERENCES
[1] El-Gammal, M.M. (Sr.), El Naggar, H. H., El-GAMMAL M.M. Jr. (2010) “Life cycle integrity management
approaches sighted for pipelines for desert use with practical designs and applications,” WORKSHOP “C”, 1st
Asset Integrity Management Egypt, IQPC June
[2] EL-GAMMAL, M.M. (1995) “Fitness for Performance Reliability Approach towards Safety of Pressure
Vessels,” AMPT'95, International Conference, Dublin City University, Ireland,
[3] EL-GAMMAL, M.M. Sr. El Naggar, H. H., El-GAMMAL M.M. Jr. (2009) “Mitigation approaches to
minimize corrosion accidents in pipelines with practical industrial case studies, 4th Annual Middle East Pipeline
Integrity Management Summit, Le Meridian, Abu-Dhabi Hotel & Resort, Abu Dhabi, UAE
[4] EL-GAMMAL, M.M. (1997) “Fitness for Performance Approach Applications to Welded Joints in Marine &
Non-Marine Welded Structures,” 6th. International Conference on Theoretical and Applied Mechanics, Academy
of Science and Technology, Cairo, Egypt, March
[5] EL-GAMMAL, M.M.:”Reasons and means of corrosion with proposed methods of protection in offshore
structures,” IQPC- Workshop C- Pipeline Planning and Integrity Management Summit, UAE, Abu-Dhabi, 24
February – 27 February 2008
[6] EL-GAMMAL, M.M. (2002) “Optimization Technique for Recycling of Engineering Structures Based on
Probabilistic Fracture Mechanics and Risk Analysis,” SIAM Optimization Conference, Toronto, Canada,
[7] EL-GAMMAL, M.M. (2003) "Fatigue Life Prediction in the Presence of Inherited Defects & Corrosion with
Marine Applications," IMRASET Publications, Journal of Marine Design and Operations, Proceedings of Marine
Engineering, Society and Technology, No. B3, PP. 3 – 8
[8] EL-GAMMAL, M.M. (1975) “A New Method for Estimating the Fatigue Life of Ship Structures,
“International Shipbuilding Progress, vol. 22, November, pp. 349-363
[9] EL-GAMMAL, M.M. Co-author (1983) “Statistical Evaluation of Fatigue Life of Welded Joints. Theoretical
Approach, “Qualtest-2, Conference, October, Dallas, Texas, USA
[10] EL-GAMMAL, M.M. (2007) “Principles and anatomy of reasons of corrosion in marine structures,” The 9 th
Arab International Conference on Materials Science, Alexandria, Egypt,
[12] EL-GAMMAL, M.M. (2001) "Relationship between Arc Welding Processes and the Evolution of Corrosion
in Welded Joints: Reasons and Remedies," 7th International Conference on Production Engineering, Design and
Control, Alexandria, Egypt, Vol. III, February, pp. 1847-1862
[13] EL-GAMMAL, M.M. (1997) “Scheme of Coating and Surface Treatment for Improving Corrosion
Resistance with Application to Marine Structures,” Vol. III – Advances in Surface Engineering, Engineering
Applications The Royal Society of Chemistry, London, , ISBN-0-85404-757-3, Paper No. 3-6-2, pp.315- 324
66
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
[14] EL-GAMMAL, M.M. and MENISSI, A. (2010) “Review and study of quality management tools in
shipbuilding industry,” Engineering Systems Management Graduate Program, the Second International
Conference on Engineering Systems Management & Applications,“ Solutions for Regional and Global
Challenges, American University of Sharjah, UAE. March 30–April 1, and also IEEE, 09 August 2010, ISBN
978-1-4244-6520-0,
http://ieeexplore.ieee.org/Xplore/login.jsp?url=http%3A%2F%2Fieeexplore.ieee.org%2Fiel5%2F5523174%2F55
42651%2F05542673.pdf%3Farnumber%3D5542673&authDecision=-203
[15] EL-GAMMAL, M.M. Sr. El-NAGGAR, H.H., EL-GAMMAL , M.M. Jr. (2009) “improving processes for
effective corrosion and cracking prevention by implementing advanced protection and repair solutions,”
Workshop C, 5th Annual Asset Integrity Management Summit, 25th February 2009, LE Meridian, Abu Dhabi,
UAE
[16] El-GAMMAL,M.M. (2009) “Remedial Maintenance Approach towards Recycling lifetime Applied to
Mechanical Broken and Damaged Industrial Components, 8TH International Operations, Maintenance
Conference, OMAINTEC, Beirut, Lebanon, 6-9- July
[17] El-GAMMAL, M.M., SULIMAN, A.M. (2009) “Deep-water marine riser systems lifetime and fracture
integrity prediction and assurance, IMAM 09, Istanbul, Turkey, 12-15 October
[18] El-GAMMAL, M.M. (2010) “Discussing surface coating pipeline procedure against corrosion for mechanical
and civil applications,” Workshop E, IQPC 24th February, Sheraton Abu Dhabi Hotel & Resort, UAE
[19] El-GAMMAL, M.M. (2010) “Application and Remedial Maintenance Approach towards recycling lifetime
Applied to Mechanical Broken and Damaged Industrial Components.” Paper submitted to OMAINTEC & Hariri
2009 Awards: 8TH International Operations, Maintenance Conference, OMAINTEC, Beirut, Lebanon, 6-9- July
[20] El-GAMMAL, M.M. (2010) “Techno-economical remedial maintenance approach towards recycling lifetime
with industrial applications,” Workshop 8, 9TH International Operations, Maintenance Conference, OMAINTEC,
Beirut, Lebanon, 7-10 June
[21] EL-GAMMAL, M.M. (2010) “Enhancing the procedure and scheme of passive surface protection for
pipelines against corrosion to extend life-cycle and reduce environmental hazards and pollution, “ PAPER, 5TH
Annual Asset Integrity Management Summit, 21ST February, Sheraton Abu Dhabi Hotel & Resort, UAE
[23] DET NORSKE VERITAS (2002) “Marine risk assessment- HSE,” TECHNOLOGY REPORT 2001/063,
LONDON CONSULTANCY PALACE HOUSE 3
[24] JONES, D. (1999) “Corrosion risk assessment for oil and gas production facilities methodological approach,”
CESCOR, http://www.cescor.it/pdf/CRA.pdf
[25] NATIONAL SAFETY TRANSPORTATION BOARD (2008) “Explosion, release, and ignition of natural
gas,” Rancho Cordova, California, December, http://www.ntsb.gov/publictn/2010/PAB1001.htm
[26]DALIAN PORT PIPELINE EXPLOSION AND FIRE ACCIDENT- 17TH JULY 2010
http://www.boston.com/bigpicture/2010/07/oil_spill_in_dalian_china.html
67
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
Major pipeline failures are mainly due to one or more of the following. Gas and oil pipelines
have established an impressive safety record over the years. Some of the causes of failures are
identified in this commentary, other causes are mainly due to one or more of being subjected to
mechanical damage resulted from: fatigue cracks or material defects, or fabricated inherited
defects, e.g., weld cracks, incomplete fusion, improper repair welds, incomplete penetration, or
external or internal corrosion and or hydrogen blistering. Mechanical damage normally consists
of gouges and dents. They generally are created by excavation or handling equipment during
construction.
1- Sudden catastrophic failures due to mechanical damage resulted from corrosion degradation,
Figures I.1, shows typical deteriorated pipelines in petrochemical industrial factories. The total
estimated consequences is as follows: ∑ C = A+B+C+D+E = 88,
Figures I.1: Typical corroded pipelines in petrochemical Factories, expect as disaster [20]
2- Leak of flammable oil and gas lead to entire explosion of pipeline at Hertfordshire
Depot north of London in 2004, Figures I.2. Results from this accident were loss of
lives as well as loss of property and can cause fire hazards, ∑ C=A+B+C+D+E+F = 96,
Figures I.2: Pipelines carrying flammable materials are the main source of fires [25]
68
GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
2- Heavy erosion in elbows and bent connections, may lead to dangerous hazards, Figures
I.3, the resulted consequences are estimated from: ∑ C = A+C+E+G = 64,
3- Fatigue cracks in the presence of corrosive agression envieronment that have been
redulted from bad fabrication were the main source for dismantling of offshore pipeline,
Figures I.4. The estimated consequences for the offshore pipeline and the exhaust pipe are as
follows: ∑ C = A+C+G = 54,
Figures I.4: Dismantling due to fatigue cracks of undersea pipeline and fatigue
cracked exhaust pipe [21]
5- Stress Corrosion Cracking, is the main source of pipeline failures, Figures I.5, ∑ C =
A+B+C+D+E+G= 92,
Figures I.5: Wrinkled Pipeline Failed in Compression due to Stress Corrosion Cracking [25]
69
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
6- Crevice Corrosion Cracks, is another source of corrosion as shown in, Figures I.6,
The estimated consequences is as follows: ∑ C= A+B+C+E = 50,
Figures I.7 Left photo for the pipeline Right is some of the habitat resulted damages due to the
pipeline explosion, [25]
On17th July 2010, Pipeline accident: Dalian, China [26], two oil pipelines were exploded,
sending flames hundreds of feet into the air and burning for over 15 hours, destroying several
structures - the cause of the explosion is under investigation. The damaged pipes released
thousands of gallons of oil, which flowed into the nearby harbour and the Yellow Sea. The
total amount of oil spilled is still not clear, though China Central Television earlier reported an
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GUIDELINES FOR IMPLEMENTING PIPELINE INTEGRITY TOWARDS MINIMIZATION OF HAZARDOUS ACCIDENTS
estimate of 1,500 tons (400,000 gallons), as compared to the estimated 94 – 184. Million
gallons in the BP oil spill off the Louisiana coast. The oil slick has now grown to at least 430
square kilometers (165 sq. mi), forcing beaches and port facilities to close while government
workers and local fishermen work to contain and clean up the spill, Figures I.8, ∑ C=
A+B+C+D+E+F+G = 100,
Figures I.8.a: Left photo denotes the initial reason for the fire explosion accident and the
hazard. Right photo defines panic consequences of the leak accident drowning of two fire
fighters in the oil slick lake
Figures I-8.b: Resulted Consequences of the fire explosion of Dalian Port, China, 17th July
2010
Figures I.8: Part of the damaged pipelines after the fire off Yellow Sea after covering with the
slick oil spill [26]
This tragedian case shall be dealt with in a separate paper due to the importance of applying the
RCA into this case. The dilemma starts on 17th February when all of a sudden the Deep-water
Horizon has been collapsed and foundered unto the water of the ocean. During the accident the
71
M. EL-GAMMAL (Sr.), H.EI NAGGAR, M.M. EL-GAMMAL (Jr.)
dynamical resulted forces were in excess to the extent that the riser pipeline has been torn off,
causing at first white smoke of CO to come out first and then the black oil has been flown off
causing a very large destruction to the echo0systems and badly affecting the environment till
reaching the coast of Florida. The BP has done its best to stop the oil spill but after a period of
almost 90 days of fighting they have succeeded to kill the reservoir and to stop the oil from
coming out applying the mud-cement mixture vacuum concept. If they have applied this
concept from the beginning then there will be no bad resulted consequences either on neither
the environment nor the exaggerated period of time taken during the trial and error solutions.
Thus it was a case of wasting money, effort and great nuisance to all involved in this matter
Figures I.9. ∑ C A+C+D+F+G =74,
Figures I.9: Case of Deep-water Horizon- The right photo shows the mechanism of the disaster.
The white cloud fog came first then followed by the black oil [27].
72
AHU J. of Engineering & Applied Sciences 3 (2) : 73-90 (2011)
© 2010 ALHOSN University
Reem Sabouni∗
Civil Engineering Department, ALHOSN University, P. O. Box: 38722, Abu Dhabi, UAE
ABSTRACT: The Arabian Gulf region has witnessed an extensive urbanization development during the last
three decades. Due to its many favorable characteristics concrete, has been the most widely used construction
materials associated with this development. Despite the many advantages of reinforced concrete as a construction
material, the service life its structures was found to be significantly below averages standards in the Arabian Gulf
region compared to other parts of the world. Signs of concrete degradation and distress have been witnessed as
early as 5 years in its life time. This is mainly due to the harsh environment of the Arabian Gulf region and even
more aggravated with the malpractice in the concrete construction which is witnessed in many projects in the
region. The common concrete deterioration mechanisms observed in the Arabian Gulf region are discussed in this
paper, followed by some prevailing durability related practices in the region. This paper concludes with proposing
a scheme “Concrete Durability Up Front” that guides the engineer though several steps to reach to one of three
expected levels of concrete durability depending on the type of durability measures implemented in the project.
KEYWORDS: Concrete durability, additives, admixtures, Arabian Gulf, carbonation, chloride penetration,
reinforcement, steel corrosion, sulfate attack.
1. INTRODUCTION
In the Arabian Gulf region it concrete deterioration was witnessed very early in the
structure’s life cycle. This is attributed to the harsh environment of the region where statistical
data showed that temperatures may reach to above 45 oC in some parts and the humidity at
coastal areas may reach up to 100% [1]. What aggravate the durability conditions in the
Arabian Gulf region are the malpractices associated with the quick fix approaches resulting
from the fast track construction trends in the region. This resulted in an increase tendency of
using trial and error approaches among practicing engineers to fix the durability problem. This
lead to a rush in commercially motivated techniques and applications that are not fully tested
or standardized, and claim that they give the cure for durability problems of reinforced
concrete structures [2]. What aggravated the harm is that these techniques were applied with
inadequate supervision and considered as alternatives to adhering to the strict standards of
good practice and workmanship of concreting. Often, durability-enhancing materials and
techniques are applied in the building construction in the Arabian Gulf with inadequate
supervision, lack of quality assurance, and poor quality control leading to low efficiency in
results [3]. This calls for the need of studied schemes to link the durability practices with
∗
Corresponding Author. Tel.: +971 4070715
E-mail: r.arsabouni@alhosnu.ae
___________________________________________
* Corresponding Author.
Tel.: +971 4070715, E-mail : r.arsabouni@alhosnu.ae
1
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REEM SABOUNI
proper quality control measures. On the other hand, there is a promising rise in the concrete
durability awareness in the Arabian Gulf region [4, 5].
This paper will begin with discussing the main concrete degradation mechanisms in the
Arabian Gulf region such as sulfate attack, carbonation, chloride corrosion, and cracking due to
environmental effects. This discussion will be followed by surveying the prevailing durability
related practices in the region. The paper will be concluded by proposing a scheme to improve
the durability in the Arabian Gulf region.
The American Concrete Institute defines the concrete durability as the weathering action,
chemical attack, abrasion and other degradation processes [6]. Concrete is a synthetic rock that
will end its life cycle as silica sand, clay and limestone. The more durable the concrete the
longer this process will be delayed [7]. Only the main concrete degradation mechanisms
attributed to lack of adequate durability will be considered in this paper. They can be
categorized into four classes: Sulfate attack, carbonation, chloride corrosion, and cracking due
to environmental effects. A brief description of each type is given in the following.
Sulfate attack is a common form of concrete deterioration that occurs when concrete comes in
contact with alkali soils or water such as soils when arid conditions exist, in seawater, and in
wastewater treatment plants. The most common types of sulfates are sodium, calcium and
magnesium sulfates (which are less common, but more destructive). Potentially all sulfates are
harmful due to their chemical reaction, with the hydrated lime, hydrated calcium aluminates
and the cement paste, that produces solid products with larger volumes than the input product
[8]. Figure 1 shows an illustrative diagram on the process of sulfate attack.
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
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REEM SABOUNI
mechanisms are explained based on the contention that in the presence of chloride less
trisulfate (ettringite) is formed. This reduction in trisulfate is attributed to the fact that its
solubility is increased by chloride ions and that a part of the triculcium aluminate which creates
ettringite formation is combined as calcium chloro-aluminate. Further, it is believed that
trisulfate crystallizes from the solution when chloride is present, because of the higher
solubility of trisulfate in chloride-containing solutions and so it does not cause expansion.
Another important finding of this study was the accelerated deterioration of silica fume and
blast furnace slag in the magnesium sulfate environment, and the chloride beneficiation was
not observed in these cements [10].
2.2 Carbonation
The reaction between the products of cement hydration and the acidic gases in the atmosphere
is namely the carbonation of concrete. The main acidic gas normally available in the air in
relatively low concentrations (0.03%) is (CO2). This concentration is usually higher in
industrial atmospheres were the problem of concrete carbonation arises. Carbonation reduces
the alkalinity of the concrete to a pH value of about 10 and, accordingly, concrete protection of
the reinforcing steel is lost, which leads to the corrosion of the reinforcing steel. The expansion
of the metal reinforcing embedded in the concrete due to this corrosion causes severe damage
to the reinforced concrete structure such as spalling and delaminat ion. Figure 2 shows an
illustrative diagram on the process of carbonation of reinforced concrete. A good quality
concrete sufficiently reduces the damage due carbonation because this process becomes very
slow. As well carbonation will not occur when concrete is constantly under water [8].
4
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
The hot and humid weather of the Arabian Gulf is conducive for carbonation of cement, that is
why it is not uncommon to see sometimes carbonation of concrete to the rebar level. In-situ
investigations conducted by Hussain, et. al., 1994 [11] on a reinforced concrete structure in an
industrial area along the Arabian Gulf, indicated carbonation to a depth of 15 mm on the
exterior components, whereas on the interior components it was 3 to 5 mm, after about six
years. Carbonation of cements is accelerated by chloride and sulfate contamination. Other
studies [12] reported a greater depth of carbonation in the contaminated cement mortar
specimens than in the corresponding uncontaminated specimens. The increased carbonation in
the contaminated cements is attributed to the changes in the pore structure of cement due to the
inclusion of contaminants. This trend of increased carbonation in the contaminated specimens
was also observed in the blended cements. This is of concern, because blended cements usually
include imported costly materials.
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REEM SABOUNI
a b
Figure 3: An illustrative diagram of the chloride penetration and the associated reinforcing
steel corrosion process: a) Cracked reinforced concrete, b) Uncracked reinforced concrete [8].
In substructures, reinforcement corrosion is mostly attributed to the chlorides diffusing from
the soil and/or ground water. In the superstructure, reinforcement corrosion in majority of the
cases is attributed to chloride ions contributed by the mix constituents. Another important
factor which has accelerated concrete deterioration due to chloride-induced reinforcement
corrosion is the conjoint presence of chloride and sulfate ions in the soil and ground water, or
the mix constituents. The presence of chloride in association with sulfate concentration,
increases the corrosion rate, this is of concern for underground structures, where both chloride
and sulfate salts are normally present. For superstructures the effect of high temperature
aggravates the problem of chloride-induced corrosion [10].
It is imperative that chloride and sulfate contamination contributed by the mix constituents is
minimized. It is a common practice to wash the aggregates to achieve this goal. Other factors
affecting chloride-induced reinforcement corrosion are the quality of concrete, and the concrete
cover. Poor quality of the hardened concrete, due to inadequate consolidation, curing,
insufficient and non-uniform cover often lead to reinforcement corrosion, even though chloride
contamination is within acceptable limits. The strength, depth of cover and diffusivity of the
concrete all play a role in the prevention of chloride-initiated corrosion of reinforcement.
Cracks and construction joints in concrete aggravate the chloride penetration. They allow
corrosive chemicals such as deicing salts to enter the concrete and access embedded
reinforcing steel [14].
In the Arabian Gulf environment, Al-Amoudi and Maslehuddin [9] investigated reinforcement
corrosion in the cement paste specimens exposed to chloride, sulfate and chloride plus sulfate
environments. The results of this study indicated that while the sulfate ions were hardly able to
6
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
induce reinforcement corrosion, considerable corrosion activity was observed in the specimens
immersed in the sodium chloride plus sodium sulfate solution. Reinforcement corrosion was
observed to increase by almost two times when the sulfate concentration in the 15.7% chloride
solution was increased from 0.55 to 2.10%.
There are several causes of cracking; but the cracking of concrete structures at early ages is the
cause most related to durability. To support the high speed of modern construction trends,
high-early strength concrete mixtures are used. Early age cracking is usually associated with
the use of these types of concrete mixes. These cracks may form, by allowing moisture and
oxygen to the steel surface, focal points for the other forms of deterioration. Although these
cracks may develop at normal temperature but with hot weather conditions such as that in the
Arabian Gulf it is of a major concern.
There are no clear guidelines in the ACI Manual of Construction Practice on the relationship
between crack width and durability of reinforced concrete structures exposed to different
environmental conditions. Although ACI 224R-01 [15] report suggests 0.15 and 0.18 mm as
maximum tolerable crack widths at the tensile face of reinforced concrete structures exposed to
deicing chemicals or seawater, respectively (see Table 2), the report also contains a disclaimer
that the crack-width values are not a reliable indicator of the expected reinforcement corrosion
and concrete deterioration [16].
Table 2: Tolerable crack widths in reinforced concrete based on ACI 224R-01 [15].
Exposure Condition Tolerable Crack Width (mm)
Dry air, protective membrane 0.41
Humidity, moist air, soil 0.30
De-icing chemicals 0.18
Seawater and seawater spray; wetting 0.15
and drying
Water-retaining structures 0.10
For a designer to exercise engineering judgment on the extent of needed crack control, at least
some understanding of the effect of cracks and microcracks (less than 0.1 mm) on the
permeability of concrete is necessary. A brief summary is presented herein. Generally, at the
interfacial transition zone between the cement mortar and coarse aggregate or reinforcing steel,
a higher than average (w/cm) exists, which results in higher porosity, lower strength, and more
vulnerability to cracking under stress. Thus, when a structure or a part of the structure is
subject to extreme weathering and loading cycles, an extensive network of internal
microcracks may develop. Under these conditions, the presence of even a few apparently
disconnected surface cracks of narrow dimensions can pave the way for penetration of harmful
ions and gases into the interior of concrete [16].
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REEM SABOUNI
To the best of the author’s knowledge, there are no readily available standards that fit the local
environmental and practice conditions in the Arabian Gulf. ACI Committee 305 guidelines for
concreting under hot weather conditions [17] may not be readily applicable to the Arabian Gulf
region environment. The ACI 305 chart for calculating the rate of evaporation (Figure 4) is
based on a formula that firstly, does not account for the possibility of shrinkage cracks and
secondly, this chart is not valid for ambient temperatures of more than 38 °C. Further, the
evaporation rate formulas can be applied only when the surface is completely covered with
water [10].
8
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
Figure 4: Effect of concrete and air temperatures, relative humidity, and wind speed on the rate
of evaporation of surface moisture from concrete (Courtesy of Portland Concrete Association
Journal 1957) [17].
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REEM SABOUNI
This study was carried out by conducting wet-dry or continuous salt spray tests. Based on the
test results a highly elastic acrylic rubber coating was further tested for long term stability. For
concrete free from chlorides and concrete with up to 1% (of the mortar matrix) sodium chloride
contamination, it was found that the selected rubber coating was able to ensure long term
durability and protect embedded steel by prevent the penetration of air, water and chloride
ions.
10
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
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REEM SABOUNI
4.1 The need for a special scheme to improve the concrete durability in the Arabian
Gulf:
The previous parts of the paper concentrated on the factors affecting the concrete durability
that are associated with the Arabian Gulf region’s harsh weather. In fact, beside the harsh
weather the construction practices pursued in the region have a major influence on the
durability of the concrete structures [2]. The concrete industry has a unique situation in the
Arabian Gulf (that is believed to differ for the rest of the world) due to a combination of
factors.
The Fast Track Construction Trends: The Arabian Gulf region has witnessed a rapid increase
in the construction demand in the last decades. This called for the fast track construction trends
that are followed nowadays and the increase in the required concrete strength. With the harsh
weather in the Arabian Gulf these conditions are not usually favorable to durability
requirements. To overcome the problem often this is falsely remedied by leaning towards the
use of durability enhancing materials and admixtures [2].
4.4 Lack of Industrial Related Research: The durability of concrete in the Arabian Gulf
resign is the focus of a good volume of research topics (some of which are referred to in
different parts of this paper). The common shortage of these research topics is the absence of a
strong link and coordination with the construction industry. Where, most of these researches
are conducted for academic purposes. It would be beneficial for the construction industry in the
Arabian Gulf to follow the common practice in North America and Europe of relying on
industrial guided research to help in solving specific arising industrial problems.
12
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
4.5 No or Little Accountability and Construction Liability: one of the major facts that
influence the liability of the construction industry in the Arabian Gulf region is that the
construction work is either performed by local companies that depend greatly on expatriates, or
foreign companies that are allowed to get projects in the region due to the open market
strategy. This tends to make engineers feel less liable if not committed to high engineering
practice standards. Another liability issue is the vagueness in the insurance coverage of the
different stages of the construction project.
4.6 The proposed scheme for concrete durability “Concrete Durability Up Front”:
Enhancing concrete durability should Start at an early stage in the project and be part of the
structural design and specification of the project. However, this may be challenging for many
construction projects in the Arabian Gulf. Designers are rarely well informed about the
properties of various concrete mixes, and are unable to tell exactly what kind of concrete to
use. In addition, sources of materials that the contractors may wish to use rarely adhere to
standard quality control measures. Furthermore structural prescriptive specification for mixes
is rarely used.
Herein, a scheme to improve the durability of concrete in the Arabian Gulf region is proposed
(shown in Figure 5) and its rationale is explained. The scheme’s theme is “Concrete Durability
Up Front”, where it guides the engineer though several steps to reach to one of three expected
levels of concrete durability. If no durability measures are required by specifications (and none
are carried out) the scheme expects a concrete deteriorate leading to a high maintenance cost
for the structure under consideration. On the other hand, if specifications are required and the
minimum specification requirements are met the scheme expects either that the concrete meets
minimum durability standards or that the concrete is highly durable depending on the extra
durability measures taken. If extra optional measures are shown to be feasible and will be
implemented, a third party should assure the quality control process. This will mostly lead to
highly durable concrete. The importance of the presence of the third party for quality control is
due to the fact that even if the right durability measures are specified such as adding an
admixture there is no guaranty that this admixture is applied properly with the absence of this
third party. This is of great importance especially in the Arabian Gulf region where projects
may not include reliable quality control for onsite concrete mixes or visits to mixing plants for
ready mix concrete.
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REEM SABOUNI
Concrete Durability
Up Front
Required by
No Yes
specifications
Further optional
No
measures are
considered
Yes
No
Feasible
Yes
Third Party Quality
Control
No
Provided
Yes
Concrete expected to deteriorate Concrete expected to be Concrete meets minimum
resulting in high maintenance cost highly durable durability requirements
Figure 5: The proposed scheme to improve durability in the Arabian Gulf “Concrete Durability Up
Front”.
14
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
5. CONCLUSIONS
The durability of reinforced concrete structures is of great importance due to the wide use
of this material in the construction projects in the Arabian Gulf region. To reach an acceptable
level of durability this issue should be thought of in the early design stage of the project. This
paper addresses the main four concrete degradation mechanisms in the Arabian Gulf region,
then surveys the prevailing durability related practices in the region. Finally it concludes with
the proposed scheme to improve concrete durability that has the theme “Concrete Durability
Up Front”. The proposed scheme guides the engineer though several steps to reach to one of
three expected levels of durability depending on the type of durability measures taken. If no
durability measures are required by specifications and no special measures for durability
improvement are taken the expected level of durability is low and concrete degradation is
more likely to occur resulting in high maintenance cost. If the specifications require durability
measures and those measures are taken, then a concrete meeting the minimum durability
requirements is expected. Only with extra durability measures implemented, tied to proper
quality control and third party involvement, a concrete with high durability and reduced
maintenance cost can be achieved.
6. REFERENCES
[1] El-Hacha, R., Green, M. F., Wight, G. R., (2010) “Effect of Severe Environmental
Exposures on CFRP Wrapped Concrete Columns”, Journal of composites for
construction, ASCE, Volume 14, No. 1, pp 83-93.
[2] Sabouni, A. R., (2003), “Evaluation of Durability Enhancing Techniques for
Structural Concrete in the UAE”, Proceeding of the 9th Arab Structural Engineering
Conf. (Emerging Technologies in Structural Engineering), Nov. 29-Dec. 1, Abu
Dhabi, UAE, pp 1217-1228.
[3] Sabouni, A. R. Editor, (1999), “Durability Enhancing Materials in Concrete”,
American Concrete Institute UAE Chapter, ACI-UAE SP 99-1, USA, October
1999, pp 42.
[4] Alizadeh, R., Ghods, P., Chini, M., Hoseini, M. and Shekarchi, M., (2006),
“Durability Based Design of RC Structures in Persian Gulf Region using
DuraPGulf Model”, Concrete Repair, Rehabilitation and Retrofitting – Alexander
(eds.), Taylor & Francis Group, London.
[5] Shekarchi, M., Ghods, P., Alizadeh, R., Chini, M., Hoseini, M., (2008),
“DuraPGulf, a Local Service Life Model for the Durability of Concrete Structures
in the South of Iran”, The Arabian Journal for Science and Engineering, Volume
33, Number 1B, pp. 77-88.
[6] ACI 201.2R (2001), “Guide to Durable Concrete”, American Concrete Institute,
Farmington Hills, Michigan, USA.
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REEM SABOUNI
[7] Alshamsi, A. M., Sabouni, A. R., Alhosani, K. I., and Bushlaibi, A. H. Editors,
(1994), “Reinforced Concrete Materials in Hot Climates”, Proceedings of the First
International Conference on Reinforced Concrete Materials in Hot Climates, UAE
University and the American Concrete Institute (ACI), Al-Ain, UAE, April 1994,
773 pp.
[8] Emmons, P. H., (1993), “Concrete Repair and Maintenance Illustrated, Problem
Analysis, Repair Strategy, Techniques”, R. S. Means Company, 294 p.
[9] Al-Amoudi O. S. B., and Maslehuddin, M., (1993), “The Effect of Chloride and
Sulfate Ions on Reinforcement Corrosion", Cement and Concrete Research, pp
139-146.
[10] Maslehuddin, M., (1997), Concrete Durability – The Arabian Gulf Experience,
Symposium on Civil Engineering and the Environment, 3rd-5th May 1997, King
Fahd University, Saudia Arabia, pp 1-12.
[11] Hussain, S. E., Paul, I. S. and Ruthaiyea, H. M., (1994), “Evaluation and Repair
Strategies for Shallow Foundations”, Proc., 6th Middle East Corrosion Conference,
Bahrain, pp 613-628.
[12] Maslehuddin, M.; Shirokoff, J., and Siddiqui, M. A. B., (1996), “Changes in the
Phase Composition in OPC and Blended Cement Mortars Due to Carbonation”,
Advances in Cement Research, October 1996, pp 167-174.
[13] Sabouni, A. R., (1998), “Corrosion, the Prime Cause of Deterioration of Reinforced
Concrete Structures in the UAE” The Engineer Journal, No. 16, UAE University,
Al-Ain, UAE, April 1998, pp 2-5.
[14] Malhotra, V. M. Editor, (2000), Durability of Concrete, Proceedings of Fifth
International Conference, Barcelona, Spain, CANMET/ACI. 644 pp.
[15] ACI 224R (2001), “Control of Cracking in Concrete Structures (ACI 224R-01)”,
American Concrete Institute, Farmington Hills, Michigan, USA.
[16] Mehta P. K., and Burrows R., (2001), “Building Durable Structures in the 21st
Century”, Concrete International, American Concrete Institute, vol. 23, No.3,
March 2001, pp 57-63.
[17] ACI 305R (2001), “Hot Weather Concreting (ACI 305R-01)”, American Concrete
Institute, Farmington Hills, Michigan, USA.
[18] Somerville, G., (1986), “The Design Life of Concrete Structures”, The Structural
Engineer, vol. 64A, No2, February 1986, pp 60-71.
[19] Gjorv, O. E., (2009), “Durability Design of Concrete Structures in Severe
Environments”, Taylor & Francis Group, London, England.
[20] Swamy, R. N., and Tanikawa, S., (1993), “An External Surface Coating to Protect
Concrete and Steel From aggressive Environments”, Materials and Structures,
Volume 26, pp 465-478
[21] Neville, A., (2000), “Good Reinforced Concrete in the Arabian Gulf”, Materials
and structures, Volume 33, pp 655-664.
[22] Lafave J, et al., (2002), “Using Mineral and Chemical Durability Enhancing
Admixtures in Structural Concrete”, Concrete International, August 2002, pp 71-
78.
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DURABILITY OF CONCRETE STRUCTURES IN THE ARABIAN GULF: STATE OF THE ART AND IMPROVED SCHEME
[23] Yunovich, M., and Thomson, N. G., (2003), “Corrosion of Highway Bridges:
Economic Impact and Control Methodologies”, Concrete International, American
Concrete Institute, vol. 25, No. 1, January 2003, pp 52-57.
[24] Eid, O. A., and Marwan, A. D., (2006), “Concrete in Coastal Areas of Hot-Arid
Climate Zones, Extreme Conditions Accelerated Damage to Reinforced Concrete
Structures”, Concrete International, September 2006, pp 33-38.
[25] ASTM A775, (2007), “Standard Specification for Epoxy-Coated Steel Reinforcing
Bars”, American Society for Testing and Materials, West Conshohocken,
Pennsylvania, USA.
[26] Abu Dhabi Urban Planning Council, (2008), “ESTIDAMA, Sustainable Buildings
and Communities and Buildings Program for the Emirate of Abu Dhabi”, Abu
Dhabi, UAE, 133 pp.
[27] Abu Dhabi Urban Planning Council, (2010), “Plan Abu Dhabi 2030”, Abu Dhabi,
UAE, 185 pp.
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AHU J. of Engineering & Applied Sciences 3 (2) : 91-100 (2011)
© 2010 ALHOSN University
ABSTRACT: The present study will discuss the experience of using CAD and 3D software in design programs.
Can one or two software packages be sufficient to allow students to visualize and express their ideas or is a larger
selection of these packages indispensable? This paper reflects a series of discussions among the faculty and
students in the departments of architecture at UAE and ALHOSN University. Although the first program in
architecture in the UAE has existed since 1981, the discussion here focuses only on the last three years of using
CAD and 3D software in the classroom.
1. INTRODUCTION
Since the introduction of personal computers on campuses in the early Eighties, their role in
educational programs has become central [1]. Today’s computers are both affordable and more
powerful than their modest predecessors. Software has also matured and made things easier
including in CAD and 3D programs [2]. As computer speed has improved, ease of use and
power of CAD and 3D software has also increased exponentially.
Architecture schools are facing the question of how reliant their students should be on
computer technology [3][4]. In addition, what is the right software to facilitate the students’
artistic expression? Administrators and teachers have to make decisions based on the software
learning curve, price and power.
This paper is not intended to advocate the use of digital technology versus the manual approach
in architectural education. I believe that we are passed that type of discussion. It is also worth
noting here that in our department, most classes including design studios are using digital
technology with the exception of very few classes.
Following the advent of computer technology and CAD in the early Eighties, a number of
architects resisted embracing AutoCAD because it was regarded either as a drafting tool or as
too complicated; i.e. an engineering software. Around that time, two packages for architecture
came to the market: ArchiCAD and later Architrion which were both on the Apple Mac
platform. These packages presented two different approaches to architecture.
ArchiCAD, developed by, and for architects, came to the rescue of those who resisted
AutoCAD. Simply put, the program was easy to use, intuitive and built on a set of library
_______________________________________
1
Architecture, Interior design and Urban Design
2* Corresponding author: Email s.khiati@alhosnu.ae
The UAE University was created 1978
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blocks. It provided the tools of a CAD program and allowed the ability to work in a 2D
environment and view the results in 3D. The user could also edit in 3D and see the changes
reflected in plan and elevation. In addition, the cost of the project could be calculated at any
time.
2. GENERAL BACKGROUND
The Department of Architectural Engineering at the UAE University offers a five year
Bachelor program. In the first two years, the students are required to take broad university
courses (first year) and College of Engineering courses (second year). After this, the students
spend three years in the Architecture Engineering program.
During their first year the students are required to purchase a laptop computer that they will use
during their time at the university. At the moment the system is an Intel 4, running Microsoft
Windows XP. The University encourages active use of computer technology in the classroom
and promotes laptop teaching through the use of the Blackboard system.
Prior to joining the department, the students take two AutoCAD classes in addition to
Microsoft Office Suite (Word, Excel, PowerPoint, and Access). While in the Department of
Architecture, the students can take up to two elective courses respectively on Form-Z, 3D
Studio Max and/or ArchiCAD. In addition, during their five design studios, the students also
learn and use at least one of the following: AutoCAD, ArchiCAD, Form-Z, SketchUp or 3D
Studio Max.
With the exception of AutoCAD, which is officially taught by the university, the rest of the
software is left to the faculty to select. Over the years this situation has led to many students
being proficient in more than one software package. In the case where students rely on a single
package, this software is ArchiCAD.
ALHOSN University offers four year programs in Urban Planning, Architecture, and Interior
Design, which started five, four and three years ago respectively. In the first year of the
bachelor programs above, the students are required to take broad university and College of
Engineering general courses. Afterwards the students spend three years in their respective
program. In general, students take two required courses, one in AutoCAD and another in 3D
Studio Max. In addition to the above packages, students also use SketchUp.
Mastering software is not based on learning commands alone. Only through heavy use in
trying to realize a complete project will the student realize the advantages and limitations of the
software he or she is using. A less tangible, but very important aspect is the intuitiveness or
elegance of the user interface.
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CAD AND 3D VISUALIZATION SOFTWARE IN DESIGN EDUCATION: IS ONE PACKAGE ENOUGH?
Allowing faculty to choose and teach software that they feel is appropriate for the task and
student learning level has led to a positive situation. In many cases a de facto workflow has
evolved with the following characteristics:
SketchUp
SketchUp makes 3D visualization an easy endeavor. It provides the student with tools to
communicate his/her thoughts in a direct manner. The program is also powerful and easy to
learn. It is the ideal package for First Year architectural students as it helps them understand
the design process. For others it is well suited for starting the design concept. Even
experienced students use it to design and communicate their ideas quickly.
SketchUp allows the student to learn quickly how to put together a 3D mass and to import the
result into a CAD program such as AutoCAD or ArchiCAD. In one of those programs the
students quickly and easily turn the imported SketchUp sections and mass into plans,
elevations and sections. In fact, no major transfer problems have been experienced, and the
overall results of using SketchUp have been very encouraging.
AutoCAD
AutoCAD is a popular CAD program commonly used for engineering and architectural
applications. For 2D work, the program is probably the best option available. Users like it for
its flexibility, user base, customization, compatibility, and support network. The supported
formats of .dwg and .dxf are the standard for moving files between almost all 2D and 3D
applications. In fact most architectural and construction firms use this software; and many 3rd
party plug-ins are available for it.
∗
Or Rhinoceros 3D or Maya for 3D modeling and rendering and animation (for 3D and Maya)
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In the past, many architectural students felt that AutoCAD was sterile and mechanical; a
product more tuned to engineers - with add-on packages for architects. Designing in 3D in the
present version, AutoCAD 2009 has been made easier; but still it is not as smooth and
powerful as in other applications such as ArchiCAD.
ArchiCAD
For 2D and 3D combination, ArchiCAD is probably a good compromise solution. It is easy to
use, and targets architects and other designers. Since its beginning, ArchiCAD has been "by
architects, for architects" so the interface is more tuned to how architects think and work. It
uses a single building file and object technology concept known as Virtual Building. The user
of ArchiCAD generates all required 2D and 3D output from a single file. Users work and edit
directly in both 3D and 2D.
Until very recently (Version 11) ArchiCAD had two drawbacks. The first was the look of the
2D drawings and the second was that printing was accomplished from a separate program; Plot
Maker. Faculties have complained about the quality of ArchiCAD‘s printed 2D output
especially elevations and sections. This particular point really depends on the student/drafter
rather then the program. It is true however for novice students with the default settings that the
quality is limited. ArchiCAD do however provide for control of line weights, fills, and text
just as in AutoCAD. The second problem associated with printing from an external provided
program, a serious one provided extra headaches for the teaching staff. Graphisoft in their last
release has solved this issue.
Revit
Autodesk Revit, while relatively new to the architecture scene in its present incarnation, is
actually an evolution of European Building Information software from the mid-nineties. One
of its strengths is its excellent handling of the .dwg format. Revit is much more like
ArchiCAD than AutoCAD, but some of the features are less mature while others are more
advanced. Revit is relatively sterile windows typical interface. As a marketing strategy
Autodesk is selling AutoCAD and Revit bundled together for the price of either of these
purchased separately.
Form-Z∗
Form-Z is the result of the efforts of a group of software developers associated with the
Architectural School at The Ohio State University. Form-Z is a general purpose solid and
surface modeler which has proved to be an effective tool for architects and urban designers.
Form-Z is a powerful tool for visualizing any conceivable space or mass. The downside of this
power and flexibility is a cumbersome interface. Form-Z lacks rendering and animation
capabilities.
∗
As of 2010, Ohio State University has dropped development of form-Z.
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CAD AND 3D VISUALIZATION SOFTWARE IN DESIGN EDUCATION: IS ONE PACKAGE ENOUGH?
3D Studio Max
3D Studio Max is a 3D modeler, render and animation program currently owned by AutoDesk.
It is used by the film, television and computer game industries. Over the years 3D Max has
appealed widely to architectural visualizers and computer artists. Today a majority of
architectural firms world wide use this software for modeling and rendering.
With 3D Max, the student has access to powerful tools. 3D Max is well qualified to satisfy all
of the user’s needs as a modeler and renderer but it requires a substantial amount of time and
effort to master.
In general, however, it would be more productive over time to limit CAD programs to 2D work
since these programs are far less developed and flexible than programs dedicated to 3D
modeling. CAD programs are rigid due to their tie to its 2D aspect; therefore it becomes very
tedious to work in. In fact, based on experience, the suggestion is to stick to 3D programs
(SketchUP, 3D Studio Max, etc.) and simply export line drawings such as sections and plans to
CAD programs for editing and finalizing.
In terms of the workflow mentioned earlier, with the inclusion of Form-Z at one step and 3D
Studio Max as another, a good suggestion is to stick with one strong, powerful 3D software as
it will allow you to both model and create incredible renderings. Rendering capabilities in
programs such as Rhino and 3D Studio Max can be extended by using plug-ins such as V-ray,
flamingo, etc. Workflow then becomes simpler and more fluid. SketchUp if you want quick
initial conceptual development, or immediately start with stronger 3D software to:
Of course in the workflow just mentioned, initial stages of conceptual design are not limited to
3D software. In fact we must/can include drawings, sketches, and physical sketch model.
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Case study 1
Figure 1. AutoCAD drafting overlay of Figure 4 SketchUp massing study from the
scanned freehand concept sketch. imported AutoCAD .dxf file.
Figure 2 Revised AutoCAD plan in response to Figure 5 Final AutoCAD single line site plan.
SketchUp massing. Original Plan shown beneath and
new plan super imposed.
Figure 3 The imported final AutoCAD plan made into Figure 6 An initial 3D view of ground floor
double line in ArchiCAD. The final project next to in ArchiCAD.
existing on the left.
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CAD AND 3D VISUALIZATION SOFTWARE IN DESIGN EDUCATION: IS ONE PACKAGE ENOUGH?
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SEIF KHIATI
Case study 2
Figure 14
Figure 15
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CAD AND 3D VISUALIZATION SOFTWARE IN DESIGN EDUCATION: IS ONE PACKAGE ENOUGH?
An individual’s choice of programs all depend on their requirements for use and the specific
project at hand. Learning several CAD and 3D software packages actually provides the
students with more freedom to visualize and express their ideas. They use the tools that they
feel more comfortable with. Some students like to experiment, and mastering several programs
translates into different possibilities to achieve a better project. For others, using very few,
even only one program, such as ArchiCAD, is everything they need to be able to achieve good
results.
The faculties in architecture, like their counterparts in the professional field, are divided into
mainly two groups. One group is quite happy with the use of one package and/or the
combination of two packages. The second group would put more emphasis on the students
learning a more comprehensive spectrum of applications.
Most of the faculty members use and encourage the use of computer technology in the
classroom. The difference is in the degree in which they encourage the student to rely on the
use of computers.
Based on experience, no software does it all [5]. For the students, it is important to have access
to several choices; a practical approach would be to use a variety of packages at different
design phases. You may ask which software? For AutoCAD users an advance path would be
to move to Revit – the function is similar to ArchiCAD. The drawback of Revit for students is
a weak rendering capability and an orientation to large multi-user projects. Barring completely
new developments, ArchiCAD will remain the best combination of 2D, 3D and simple
rendering capabilities for the student user. Form-Z is certainly the most advanced modeler
oriented specifically towards architecture, while 3D Studio Max truly has no limits in regards
to modeling (but is fairly complicated to realize its full potential). SketchUp, despite limited
modeling power compared to Form-Z, has gained a truly remarkable popularity among
architecture students and professionals based on its interface, ease of use, speed and small
learning curve. For rendering and animation, 3D Studio Max will remain the software of
choice since its capabilities in these areas are unchallenged by any of the other software
discussed.
It is interesting to note that the best software for architecture students, ArchiCAD, SketchUp
and Form-Z were all developed specifically for architects. In the near future, students of
architecture with strengths in programming will be involved in the next software to push the
limitations of present CAD and visualization software.
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5. REFERENCES
[1] Andreas Asperl.(2005) How to teach CAD Computer-Aided Design & Applications,
Vol. 2, Nos. 1-4, pp 459-468.
[2] Tony Longson. Computers in Art an d Design Education — Past, Present and Future.
http://old.siggraph.org/education/conferences/GVE99/papers/GVE99.T.Longson.pdf.
[3] Julio Bermudez & Kevin Klinger editors (2003). Digital Technology & Architecture -
White Paper. Association for Computer Aided Design in Architecture ACADIA:
2003. http://www.acadia.org/ACADIA_whitepaper.pdf.
[4] Nickolas S. Sapidis & Myung-Soo Kim (2004) Editorial to special issue: CAD
Education Computer-Aided Design Design. 36 1429–1430.
[5] Jules Moloney Moloney. 3D Game Software and Architectural Education (2001).
http://www.ascilite.org.au/conferences/melbourne01/pdf/papers/moloneyj.pdf.
ACKNOWLEDGEMENTS
The author wishes to thank all the students who over the years have demonstrated their
excitement, eagerness to learn, and ingenuity in applying computer technology as it related to
architecture. Special thanks to the students for their input for this paper and in particular to
Mrei Al-Zouabi and Hashel S. Allamki for the case studies in this paper; respectively Case #1
(design project for Architectural Studio 4) and Case #2 (design project for Architectural Studio
2). My apologies to students who provided work examples which I couldn’t include due to
space limitation.
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ALHOSN UNIVERSITY JOURNAL
OF ENGINEERING AND APPLIED SCIENCES
GENERAL INFORMATION
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ISSN 2076-8516