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Neuropsychol Rev (2017) 27:187–201

DOI 10.1007/s11065-017-9353-5

REVIEW

Neuropsychological Predictors of Outcome Following


Traumatic Brain Injury in Adults: a Meta-Analysis
Fiona Allanson 1 & Carmela Pestell 1 & Gilles E. Gignac 1 & Yong Xiang Yeo 1 &
Michael Weinborn 1

Received: 18 July 2016 / Accepted: 6 June 2017 / Published online: 5 July 2017
# Springer Science+Business Media, LLC 2017

Abstract Several neuropsychological dimensions are corre- relevant meta-analytically derived correlation matrix deter-
lated with functional outcome (e.g., ability to return to family mined that all neuropsychological dimensions were signifi-
and community roles) following traumatic brain injury (TBI). cant predictors of the GOS-E (multiple R2 = .31) with the
Commonly investigated neuropsychological dimensions in- exception of immediate verbal memory or learning.
clude verbal memory, visuo-spatial construction, set-shifting, However, due to analytic characteristics, these findings must
generativity, and processing speed. Unfortunately, small sam- be interpreted with caution. Results were consistent with the
ple sizes across relevant studies have contributed to inconsis- need to consider multiple neuropsychological abilities in re-
tent results. Furthermore, no studies have concurrently mea- covery and rehabilitation following TBI.
sured all of the candidate neuropsychological predictors, most
of which are known to be inter-correlated. Thus, the unique
predictive effects associated with the candidate predictors in Keywords Meta-analysis . Traumatic brain injury .
TBI recovery have never been investigated. Consequently, Functional outcome . Neuropsychological assessment .
this study used both meta-analysis and multiple regression to Glasgow Outcome Scale-Extended . Disability Rating Scale
statistically evaluate neuropsychological candidate predictors
across two outcome variables (1) the Glasgow Outcome
Scale-Extended (GOS-E) and (2) the Disability Rating Scale Traumatic brain injury (TBI) can result in significant emotion-
(DRS). Seven studies met inclusion criteria. Based on the al, cognitive, and behavioral consequences for the affected
meta-analyses, the following neuropsychological dimensions individual (Ponsford et al. 2008). Furthermore, recovery from
were found to be correlated with the GOS-E: immediate ver- TBI can also put a substantial strain on the individuals’ fam-
bal memory (r = .43, 95% CI [.27, .58]), delayed verbal mem- ilies and the healthcare system as a whole (Farace and Alves
ory (r = .43, 95% CI [.21, .61]), visuo-spatial construction 2000; Ponsford et al. 2008). Given the psychological and fi-
(r = .29, 95% CI [.15, .53]), set-shifting (r = −.31, 95% CI nancial implications of TBI, it is important to address the
[−.45, −.15], and generativity (r = .44, 95% CI [.32, .54]). By prediction and improvement of outcomes following brain
contrast, only one neuropsychological dimension was found injury.
to be significantly related to the DRS (generativity: r = −.21, Functional outcome refers to a person’s ability to live in-
95% CI [−.39, −.01]). Multiple regression on the GOS-E dependently and engage in social relationships, leisure activ-
ities, study or employment. Functional outcome can be mea-
Electronic supplementary material The online version of this article sured in a number of ways, including return to work, commu-
(doi:10.1007/s11065-017-9353-5) contains supplementary material,
nity engagement (e.g., Wood and Rutterford 2006), the level
which is available to authorized users.
of disability an individual perceives following a brain injury
* Michael Weinborn
(e.g., Williams et al. 2013), or a combination of these facets.
michael.weinborn@uwa.edu.au Studies that have attempted to predict functional outcome fol-
lowing TBI have shown milder injury severity (Sigurdardottir
1
School of Psychogical Science, University of Western Australia, et al. 2009), younger age (Pohjasvaara et al. 2002), female
M304, Perth, WA 6009, Australia gender (Farace and Alves 2000), and higher levels of pre-
188 Neuropsychol Rev (2017) 27:187–201

injury education and employment (Ponsford et al. 2008) to be (on the Disability Rating Scale), community integration (on
important predictors of functional outcome. the Community Integration Questionnaire), and scores on the
By contrast, cognitive abilities such as memory, attention, SF-36 Health Survey, a measure of general health and physi-
and executive functioning have been much less commonly cal functioning (Hanks et al. 1999). Studies have also demon-
investigated as predictors of functional outcome. However, strated this association between verbal memory and a range of
improving our understanding of potential cognitive predictors other relevant outcomes, such as return to work (e.g., Hanlon
is vital, as it helps clinicians better inform individuals and their et al. 1999), money management (e.g., Hoskin et al. 2005),
families of what may be expected following a brain injury, in global outcome scales such as the Glasgow Outcome Scale-
addition to whether effective rehabilitation may be possible. Extended (e.g., Ponsford et al. 2008) and the Mayo-Portland
Prigitano, for example, in his Principles of Neuropsychological Adaptability Inventory Total Score (e.g., Spitz et al. 2012).
Rehabilitation (Prigatano 1999) argued that rehabilitation and The second neuropsychological domain consistently linked
outcome after TBI requires a fundamental understanding of both to functional outcome measures is executive function. Though
the neurocognitive and psychosocial problems of the specific sometimes defined as a unitary construct, it is commonly rec-
affected individual, and that BFailure to identify which patients ognized that executive functioning comprises a range of dif-
can and cannot be helped by different (neuropsychological) ferent but related neuropsychological dimensions. Miyake
rehabilitation approaches create a lack of credibility for the et al. (2000) proposed an influential and empirically supported
field^ (Prigatano 1999, p.4). That is, by better understanding multi-dimensional model of executive functioning.
how specific neuropsychological dimensions may influence Specifically, Miyake and colleagues proposed that executive
functional outcome, rehabilitation may be justifiably targeted function comprises 1) shifting back and forth between tasks,
to these important dimensions to potentially improve func- operations, or mental sets; 2) updating of information in work-
tional outcomes. ing memory, described as a dynamic manipulation of working
Overall, the current literature on neuropsychological pre- memory; and 3) controlled inhibition of automatic responses.
dictors of outcome is inconsistent. While the association be- Miyake et al.’s (2000) model has since been expanded upon
tween outcome and executive function and memory function by others, with two additional dimensions proposed. The first
has often been supported (e.g., Bottari et al. 2009; Ponsford of these, access or generativity involves the ease and efficien-
et al. 2008; Spitz et al. 2012), the associations with other cy of access to long term memory, and measured by tests of
neuropsychological dimensions is much less clear. For exam- verbal fluency and random number generation (Adrover-Roig
ple, some studies have shown attention (e.g., Ross et al. 1997), et al. 2012; Fisk and Sharp 2004). The second additional fac-
immediate and delayed verbal memory (e.g., Rassovsky et al. tor, Fluid reasoning, was proposed to involve problem solving
2006), speed of information processing (e.g., Girard et al. and reasoning and measured by tests including the Porteus
1996), orientation to place, time, and date (e.g., Atchison Maze Task (Lezak et al. 2004; Strauss et al. 2006a).1
et al. 2004), motor speed (e.g., Wilson et al. 2000), and A wide range of executive functions have been investigated
visuo-spatial processing (e.g., Boake et al. 2001) to be signif- as potential predictors of functional outcome following TBI.
icantly related to functional outcome. Other studies, however, Tests measuring set shifting (measured by Trail Making Task
have failed to observe such effects (e.g., Krpan et al. 2007; B; e.g., Atchison et al. 2004; Millis et al. 1994), inhibition
Malec et al. 1993; Ponsford et al. 2008). Consequently, the (measured by the Stroop Test; e.g., Dawson et al. 2007), and
aim of the current study was to synthesize the current literature updating (measured by the Working Memory index of the
quantitatively via meta-analytic techniques. WMS-III; e.g., Bottari et al. 2009) have all been related to
functional outcome following TBI. Researchers have also de-
scribed an association between functional outcome and fluid
Neuropsychological Predictors of Outcome reasoning (measured by the Porteus Maze Task; e.g., Ponsford
Following TBI et al. 2008), and generativity (e.g., Pohjasvaara et al. 2002)
following acquired brain injury. Thus, a range of executive
Two cognitive capacities have been found to be consistent functioning dimensions have been shown to be related to
correlates of functional outcome measures. The first of these functional outcome following TBI. In fact, almost all of the
skills is verbal episodic memory, which refers to memory for studies that included tests of executive functioning have re-
written or spoken information. For example, verbal learning ported an association between executive functioning and
on the Rey Auditory Verbal Learning Test (RAVLT) was
shown to be significantly associated with scores on the 1
It is noted that the Maze Task has been classified as a measure of working
Community Integration Questionnaire (Millis et al. 1994). memory in previous versions of the Wechsler intelligence tests. However,
Delayed recall on the Logical Memory subscale of the recent conceptualizations of executive functioning (e.g., Fisk and Sharp
2004) have included both working memory and fluid reasoning as dimensions
Wechsler Memory Scale-Revised (WMS-R) was also shown of executive functioning and have classified maze tasks as measures of fluid
to predict a composite score comprised of level of disability reasoning (e.g., Lezak et al. 2004).
Neuropsychol Rev (2017) 27:187–201 189

functional outcome. Arguably, it is the most commonly report- meta-analytically-derived correlation matrix would be associ-
ed neuropsychological predictor of outcome (e.g., Bottari ated with a relatively large sample size (i.e., N > 250). By
et al. 2009; Spitz et al. 2012; Struchen et al. 2008). contrast, most individual empirical studies in the area have
Importantly, however, most studies have not simultaneously used small sample sizes (i.e., N < 90), which limits the useful
and comprehensively measured the multiple components of application of multiple regression (Green 1991).
executive functions, and the unique predictive abilities of each The application of a multiple regression upon a meta-
of these components in TBI outcome is unknown. analytically derived correlation matrix is predicated upon
Less commonly investigated neuropsychological do- the notion that correlations obtained from meta-analyses
mains in predicting TBI outcome include visuo-spatial con- are considered, theoretically, to be representative of popula-
struction, processing speed, and motor speed. Visuo-spatial tion values. Thus, in practice, the meta-analytically derived
construction refers to our ability to construct or manipulate correlations can be combined into a single matrix, even if not
objects. Processing speed refers to the ability to quickly and all of the correlations are based on the same combination of
efficiently process information, while motor speed refers to samples (Hunter 1983; Viswesvaran and Ones 1995).
the speed at which someone is able to complete motor tasks. Consequently, a multiple regression performed on a meta-
Wilson et al. (2000) investigated the association between all analytically derived correlation matrix allows for the evalu-
three of these abilities with the Glasgow Outcome Scale and ation of a larger collection of independent variables simulta-
the Glasgow Outcome Scale – Extended. Participants in neously, in comparison to the relatively small number of in-
Wilson et al.’s study were 135 adults with severe TBI tested dependent variables that may be associated with any individ-
5–10 months following their injury. It was shown that great- ual study (Viswesvaran and Ones 1995). For example,
er performance in visuo-spatial construction (as measured Ponsford et al. (2008) and Bercaw et al. (2011) did not in-
by the Copy trial of the Rey Complex Figure Test), faster clude a measure of visuo-spatial construction in their exam-
processing speed abilities (as measured by the Symbol Digit ination of the effects of neuropsychological dimensions such
Modalities Test), and faster motor speed (as measured by the as verbal memory and processing speed on functional out-
Grooved Pegboard Test) were associated with greater func- come. However, their reported results relevant to immediate
tional outcome. Statistically significant associations be- and delayed verbal memory, set shifting, generativity, pro-
tween functional outcome and other neuropsychological cessing speed, and motor speed can nonetheless be included
domains such as inhibition and immediate visual memory in the meta-analytically derived correlation matrix, as the
were also reported. Wilson et al.’s (2000) study implicate a results from other studies, which did include visuo-spatial
multiplicity of neuropsychological dimensions and func- construction as a predictor of functional outcome (e.g.,
tional outcome following TBI, but the associations between Wilson et al. 2000), can be used to supply such information.
the variables were estimated only in bivariate terms. Thus, a multiple regression performed upon a meta-
Arguably, the investigation of neuropsychological predic- analytically derived correlation matrix would arguably be
tors of functional outcome following TBI would be better valuable to help evaluate which neuropsychological dimen-
investigated with an analysis such as multiple regression, a sions are uniquely predictive of functional outcome. From a
technique that can estimate unique effects. The challenge, practical perspective, the results from a multiple regression
however, is to obtain a sample size sufficiently large to jus- conducted upon a meta-analytically derived correlation ma-
tify a multivariate analysis. trix would potentially allow clinicians to focus on the assess-
ment of a smaller number of the most relevant dimensions of
Multiple Regression in the Meta-Analytic Context neuropsychological functioning.

Although perhaps not well-known, the application of regres- Present Study


sion techniques to a meta-analytically derived correlation ma-
trix has been established (Hunter 1983; Viswesvaran and Ones The purpose of this investigation was to estimate and evaluate
1995). Furthermore, the technique has been used across a the association between neuropsychological dimensions, as
number of different areas of research, such as job satisfaction, measured by commonly used neuropsychological tests and
ADHD, and working memory (Ackerman et al. 2005; Brown functional outcome following TBI in adults (18–70 year olds).
and Peterson 1993; van Emmerik-van Oortmerssen et al. In addition to the application of conventional meta-analysis to
2012). The primary benefit associated with a multiple regres- estimate the population-level effects between neuropsycho-
sion performed upon a meta-analytically derived correlation logical predictors and functional outcome, a multiple regres-
matrix is that the unique effects (e.g., beta weights, semi- sion was also conducted upon a meta-analytically derived cor-
partial correlations) of hypothesized predictors of an outcome relation matrix. The second analysis was considered valuable
variable can be estimated. Furthermore, the unique effects can with respect to the estimation of unique effects between the
be estimated with respectable levels of confidence, as the hypothesized neuropsychological predictors and functional
190 Neuropsychol Rev (2017) 27:187–201

outcome. Finally, model R2 associated with the multiple re- criteria by the first and fourth authors of this study. In the event
gression could also be estimated, which would allow an eval- of any disagreements between the raters, this was discussed
uation of the percentage of variance in functional outcome that and, in every case, agreement was easily reached.
could be accounted for by a combination of the neuropsycho-
logical predictors. Study Selection

As a common dependent variable is needed to perform a


Method meaningful meta-analysis, studies meeting the inclusion
criteria above were reviewed to determine the most common
Literature Search outcome measures in this literature. The outcome measures
found to be most common in this literature were the
A comprehensive electronic literature search was undertaken Community Integration Questionnaire, the Disability Rating
using the databases PsycINFO, PsycExtra, MEDLINE, Scale, the Functional Independence Measure, Glasgow
Proquest, Science Direct, Scopus, and Web of Science. The Outcome Scale - Extended (or the Glasgow Outcome Scale),
aim of this search was to identify studies that investigated the Return to work (scored dichotomously), and the Mayo-
association between neuropsychological tests and functional Portland Adaptability Inventory.
outcome in adults with traumatic brain injuries. Search terms As this review investigated the association between neuro-
used were neuropsychological assessment, cognitive testing, psychological tests and outcome measures, studies for which
brain injury, acquired brain injury, head injury, brain ischemia, the relevant correlation coefficients were not reported, or not
traumatic brain injury, stroke, psychosocial outcome, func- obtainable through personal communications, were excluded.
tional outcome, activities of daily living, daily functioning, Reference lists from eligible studies were also examined to
prognosis, community integration, quality of life, and return identify any eligible studies missed by the electronic search.
to work. Search results were limited to include only studies A breakdown of this entire process can be seen in Fig. 1.
using adult populations, studies published between 1990 and In total, 7 studies were included in the meta-analysis. The
September 2014, and studies published in English. included studies utilized one or both of the outcome measures,
Studies were selected for a more in depth review of their namely, the GOS-E and the DRS (described further below).
abstract based on a number of criteria. The inclusion criteria Studies were assessed for methodological quality based on the
were as follows: criteria listed in Table 1, rated from 0 to 12, with a higher score
indicative of greater methodological quality. Overall, one
1. Sample: studies were included if their participants were study scored twelve points for methodological quality, three
adults (18–70 years old) with traumatic brain injuries. studies scored ten points, one study scored nine points, one
Studies with child and adolescent (<16 years old) or older study scored eight points, and one study scored seven points.
adult (>70 years old) samples were excluded. Studies The included studies are summarized in Table 2.
using samples with mixed etiologies (e.g., traumatic brain The first author extracted the following data from each
injury and stroke) were reviewed further and included if study included in the meta-analysis (1) correlation coefficients
data for those with traumatic brain injury was reported between neuropsychological tests and the GOS-E or DRS, (2)
separately to other mechanisms of injury. sample size from each study, (3) sample characteristics such as
2. Use of neuropsychological measures: studies were in- severity of injury and time since injury, (4) design of study
cluded if two or more neuropsychological measures were (i.e., whether cross-sectional or longitudinal in design, length
administered to participants. Studies that used only of follow-up if longitudinal).
screening measures such as the Mini Mental State Exam
and the Functional Independence Measure Cognitive sub- Independent Variable Classification
scale were not included.
3. Use of functional outcome measure: studies were in- It will be noted that the ultimate sample sizes in the meta-
cluded if they used a defined outcome measure targeting analyses were contingent upon, in part, the classification of
functional or psychosocial outcome. This could range the independent variable measures. That is, the neuropsycho-
from a formal measure such as the Mayo-Portland logical tests were classified into neuropsychological dimen-
Adaptability Inventory or a more informal measure such sions, based on which dimension the test was known to pri-
as whether the participant had returned to work or produc- marily measure. The classification system was determined
tive activity following their brain injury. through a review of the relevant factor analytic research and
test manuals. The test classification criteria were reviewed by
To reduce the potential of bias, studies included in the full two experienced clinical neuropsychologists (Authors CP and
text review were evaluated independently based on the above MW). Dimensions were included based on three criteria:
Neuropsychol Rev (2017) 27:187–201 191

Search terms: (neuropsychological assessment OR cognitive testing) AND (brain injury OR acquired brain
injury OR head injury OR brain ischemia OR traumatic brain injury OR stroke) AND (psychosocial outcome
OR functional outcome OR activities of daily living OR daily functioning OR prognosis OR community
integration OR quality of life OR return to work).

Electronic Databases searched (Keyword and MeSH explode): Medline (n = 1152), PSYCInfo (n = 230),
Science Direct (n = 424), Scopus (n = 225), Proquest (n = 579), Web of Science (n = 17), PSYCExtra (n =
106)
Handsearching: References of included articles (n = 1)

Titles Screened: Duplicates and articles not relevant to topic removed (n = 2461)

Abstracts Excluded (n = 140)


Reasons:
1. No abstract provided (n = 4)
2. Paper was not in appropriate format (i.e., review; n =
35)
Abstracts Screened (n = 273) 3. The study sample did not include people with
acquired or traumatic brain injuries (n = 3)
4. Study did not include 2 or more neuropsychological
tests (n =66)
5. Study did not measure functional outcome (n = 43)
6. The study sample was ≤17 or >70 years old (n = 8)

Full text copies retrieved for paper Studies Excluded (n = 79)


screening (n = 133) Reasons:
1. The study sample was ≤17 or >70 years old (n = 10)
2. The study sample did not include people with
traumatic brain injuries or did not report this data
separately (n = 34)
3. Article could not be accessed or no full text was
available (n = 18)
4. Study did not include 2 or more neuropsychological
tests (n = 14)
5. Study did not measure functional outcome (n = 8)
Full text copies for meta-analysis reviewed 6. Article was not in appropriate format (i.e., review;
and outcome measures extracted (n = 54) n = 3)

Studies Excluded (n = 47)


Reasons:
1. Study did not include an outcome measure that was
used in at least 4 studies - i.e., did not use the
Community Integration Questionnaire, Functional
Independence Measure, Glasgow Outcome Scale –
Extended, Return to work (scored dichotomously) or
the Mayo-Portland Adaptability Inventory (n = 21)
2. Data was not in the format required (n = 36) -further
required information requested but this information
was not available or not received (n = 25)
3. Studies excluded as <4 studies using the same
outcome measure had available data (n = 4)

Data extracted for Meta-Analysis (n = 7) Quality assessment performed.


Data Analysis:
Author/s, year of publication, study design, Calculated effect sizes
sample size, sample characteristics such as Calculated statistical heterogeneity
severity of injury and time since injury, design Multiple regression on meta-analytically
of study, correlation coefficients. derived correlation matrix

Fig. 1 Results from the systematic literature search


192 Neuropsychol Rev (2017) 27:187–201

Table 1 Methodological quality list (adapted from Gardner and (r) were the effect sizes used in the analyses. The list of tests
Altman 1989; Heaton et al. 2002; Van Velzen et al. 2009)
included in the second meta-analysis, in addition to the neu-
Criteria ropsychological dimensions they were classified to represent,
are displayed in Table 4.
Study population
1. Demographic information (such as age, gender, and method of Outcome Measures: Described
recruitment) is described
2. Clinical information (such as cause of injury, severity of brain injury,
The empirical studies included in the meta-analysis examined
and the time since injury) is given
the association between various neuropsychological tests and
3. Brain injury is classified according to a known classification (e.g.,
length of PTA, GCS score) at least one of the following two different outcome measures:
4. Duration of follow-up is described the GOS-E and the DRS.
5. Analyses comparing those lost to follow-up to those who were
available were completed Glasgow Outcome Scale - Extended (GOS-E)
Outcome
6. Appropriate range of neuropsychological domains are assessed An 8-item scale designed to categorize the level of disability a
7. Norms are used as appropriate person experiences following TBI from death to good recov-
8. Quality of the instruments used to measure outcome is known ery. The GOS-E distinguishes between upper and lower levels
9. The measure of outcome is measuring the variable of interest (e.g., is of recovery. For example, outcome on the GOS-E can be rated
the outcome measure measuring what the study claims it is?) as lower moderate disability or upper moderate disability as
10. Outcome ratings are made independently of the assessment of compared to just moderate disability on the original Glasgow
predictors Outcome Scale (Jennett et al. 1981). Scores from the GOS-E
Analyses have been shown to have excellent test-retest reliability
11. Sample size is adequate for number of predictors (e.g., > 10 (weighted kappa coefficient = .92–.98; Wilson et al. 2002),
participants per predictor)
as well as high inter-rater reliability, depending on the
12. Significance is corrected for multiple analyses (e.g., Bonferroni
methods used to score the scale (Lu et al. 2010). The GOS-E
correction)
has been linked to a number of other measures of outcome and
Note: Studies are scored one point for each criteria injury severity, such as the DRS and length of post-traumatic
amnesia (Wilson et al. 2000).

1. A majority of the studies had to have included tests of that Disability Rating Scale (DRS)
neuropsychological dimension. That is, if five studies
were included in the meta-analysis, at least three of them An 8-item scale designed to track people with TBI from acute
had to have included that dimension as part of the testing. stages of recovery to independence. Items include eye open-
2. If different tests across studies were used to measure a ing, cognitive ability to clothe, feed, or groom oneself, and
neuropsychological dimension, they had to be compara- employability in full time occupation (Rappaport et al. 1982).
ble in what aspect of that dimension they measured. The DRS has been used to predict a range of outcomes in
3. The total sample size for each dimension had to be com- people with TBI such as return to work (Fleming et al.
parable to one another. That is, the sample size for each 1999). Scores from the DRS have been shown to be associated
dimension had to be within 25% of the total (mean) sam- with respectable levels of internal consistency (α = .83–.84
ple size for the meta-analysis. based on whether administered in acute or post-acute stages of
recovery; Malec et al. 2012) and test-retest reliability (r = .95;
Based on the application of the above criteria, five empir- Gouvier et al. 1987) and inter-rater reliability (r = .91–.98;
ical studies were included in the meta-analysis for the pur- Gouvier et al. 1987; Malec et al. 2012; Rappaport et al.
poses of investigating the associations between the neuropsy- 1982). Scores on the DRS have been found to be strongly
chological and the GOS-E. Correlation coefficients (r) were related to those on the GOS-E (r = −.89; Wilson et al. 2000).
the effect sizes used in the analyses. The list of tests included
in the analysis, in addition to the neuropsychological dimen- Data Analysis
sions they were classified to represent, are displayed in
Table 3. Comprehensive Meta-Analysis (CMA; Borenstein et al. 2005)
Based on the application of the above criteria, four empir- was used to perform the meta-analyses in this study (random
ical studies were included in the second meta-analysis for the effects model). The magnitudes of the effects were evaluated
purposes of investigating the association between neuropsy- based on the guidelines reported by Gignac and Szodorai
chological dimensions and the DRS. Correlation coefficients (2016) for correlations relevant to individual difference
Neuropsychol Rev (2017) 27:187–201 193

Table 2 Overview of the studies included in the meta-analysis

Authors Relevant Study characteristics Tests administered Authors conclusions Methodological


outcome quality rating
variables (0–12)

Bercaw et al. DRS; 334 participants with moderate to RAVLT, CVLT-II, Trail Making Changes in learning (CVLT-II or 12
(2011) GOS-E severe TBI followed up at 1 Test A and B, SDMT, RAVLT) and processing speed
and 2 years post in-patient COWAT, Grooved Pegboard (SDMT oral) from baseline to
rehabilitation. (dominant hand). 1-year and absolute
performance at 1-year predicted
long term (2 year) outcome.
Gautschi et al. GOS-E 37 participants with severe TBI Regensburger word fluency test GOS-E at rehabilitation discharge 10
(2013) evaluated at 3 time points (animals and s-words), Trail (3 months) predicted
(hospital, 3 months, and Making Test A and B, WAIS neuropsychological impairment
2 years). Neuropsychological Digit-Symbol-Test, WMS-R at follow-up better than GOS-E
evaluation given only at Logical Memory I and II, at hospital discharge. Three
2 years post-injury (n = 29) Rey-Osterrieth Complex quarters of those with favorable
so study treated as Figure Copy and Delayed outcome still had at least one
cross-sectional for this Recall, Grooved Pegboard severe neuropsychological
analysis. (dominant and non-dominant deficit.
hand).
Little et al. DRS 202 male participants with severe Luria-Nebraska Tests such as Trail Making Test A 7
(1996) TBI undergoing rehabilitation. Neuropsychological Battery, and B and the Luria-Nebraska
Participants were tested at a Trail Making Test A and B, subscales correlated higher with
single time point. Booklet Category Test, outcome than did WAIS-R
Wisconsin Card Sorting Test, subtests. Author concludes this
WAIS-R subtests. indicates people with severe
TBI more dependent on basic
cognitive functioning as
compared to abstract thinking
skills.
Ponsford et al. GOS-E 60 participants who have RAVLT, Doors and People Test, Poorer outcome on the GOS-E 9
(2008) undergone rehabilitation Trail Making Test A and B, was associated with poorer
following mild-severe TBI. Porteus Maze Test – Vineland performance on measures of
Study has cross-sectional revision, SDMT – oral, processing speed, attention,
design, with participants tested WAIS-III Digit Span, memory, and executive
approximately 10 years after WAIS-III Digit Symbol functioning 10 years after TBI.
injury. Coding, Sustained Attention Anxiety, length of PTA, and
to Response Task, COWAT, education were also associated
Hayling and Brixton Tests. with outcome.
Sigurdardottir GOS-E 115 participants with mild to WAIS-III Letter-Number Better outcome was associated 10
et al. severe TBI admitted to Sequencing, Similarities, and with better performance on
(2009) hospital. Neuropsychological Matrix Reasoning, CVLT-II, measures of verbal skills and
evaluations were performed at Rey-Osterrieth Complex reasoning and visuo-spatial or
3 and 12 months post-injury. Figure Test, DKEFS perception skills as well as less
Color-Word Interference Test, fatigue, shorter PTA, absence of
Trail Making Test A and B, pathology on neuroimaging,
COWAT. and higher education.
Williams et al. DRS 288 participants with Trail Making Test A and B, Global neuropsychological 10
(2013) complicated mild to severe Symbol Digit Modalities Test, performance (composite of
TBI. Neurological data, Grooved Pegboard, COWAT, neuropsychological tests) was
ratings of life satisfaction, and CVLT-II, RAVLT, Benton predictive of functional
employment were also Judgment of Line Orientation, outcome at 1 and 2 year
collected. Study used a Visual Form Discrimination follow-up even when
longitudinal design, with Test. demographic and injury
participants followed up at 1 characteristics taken into
and 2 years post inpatient account. Neuro-imaging data
rehabilitation. was found to not be a
significant predictor of
outcome.
Wilson et al. DRS; 135 participants with mild to Rey-Osterrieth Complex Modest relationships between the 8
(2000) GOS-E severe TBI tested 5 to Figure Test, COWAT, SDMT, GOS-E and neuropsychological
10 months following injury. Trail Making Test B, Grooved tests were shown. Stronger
Study employed a Pegboard (dominant and relationships were shown
cross-sectional design. non-dominant hand), between the GOS-E and
194 Neuropsychol Rev (2017) 27:187–201

Table 2 (continued)

Authors Relevant Study characteristics Tests administered Authors conclusions Methodological


outcome quality rating
variables (0–12)

Wisconsin Card Sort Test, self-reported health measures


WMS-R Verbal Paired and demographic variables.
Associates I and II, and
Logical Memory I and II.

COWAT Controlled Oral Word Association Test, CVLT-II California Verbal Learning Test – 2nd edition, DKEFS Delis Kaplan Executive Functioning
System, DRS Disability Rating Scale, GOS-E Glasgow Outcome Scale – Extended, RAVLT Rey Auditory Verbal Learning Test, SDMT Symbol Digit
Modalities Test, WAIS Wechsler Adult Intelligence Scale, WAIS-III Wechsler Adult Intelligence Scale – 3rd edition, WAIS-R Wechsler Adult Intelligence
Scale – Revised, WMS-R Wechsler Memory Scale – Revised, PTA Post Traumatic Amnesia, TBI Traumatic Brain Injury

variables (i.e., .10, .20, and .30 for relatively small, typical, above. The validity associated with this statistical technique
and relatively large, respectively). Researchers who conduct a may be questioned, as it is not commonly applied or, as yet,
meta-analysis are encouraged to evaluate heterogeneity in the well-established. However, on balance, we believe the bene-
effect sizes (Cheung and Vijayakumar 2016). Typically, het- fits of the technique, as described in the introduction, are suf-
erogeneity is evaluated with the I2 statistic, which represents ficiently substantial so as to consider it a useful tool to offer
the percentage of total variance among a group of effect sizes guidance on the prediction of outcome following ABI.
that is due to between-studies variability (i.e., not random Naturally, the results should be interpreted with caution.
variation; Huedo-Medina et al. 2006). However, the evalua- In order to conduct the meta-analytic multiple regression
tion of heterogeneity in meta-analyses with a small number of analysis, the inter-correlations between neuropsychological
studies (< 8) is problematic, such that the I2 statistic cannot be dimensions needed to be estimated (e.g., the correlation be-
expected to be valid (Von Hippel 2015). Thus, given the rel- tween immediate verbal memory and delayed verbal memo-
atively small number of studies included in this meta-analysis, ry). Data from the studies included in the meta-analyses were
a fully valid statistical evaluation of heterogeneity was not used to estimate these inter-correlations via the random effects
considered possible. Nonetheless, it will be noted that random approach, with the exception of Bercaw et al. (2011) and
effects modeling may be expected to yield valid results from a Ponsford et al. (2008), as the inter-correlation between the
meta-analysis with heterogeneity in the effect sizes (Riley candidate predictors (visuo-spatial construction and set
et al. 2011), which was the estimation technique employed shifting, and visuo-spatial construction and generativity) was
in this investigation. In addition, forest plots were consulted not available from those studies. To help estimate robust inter-
for an approximate evaluation of heterogeneity. correlations across all cells within the correlation matrix, the
Next, the meta-analytic multiple regressions were per- correlations from the Meyers and Meyers (1995) investigation
formed, based on the statistically significant neuropsycholog- (N = 100) relevant to brain injuries were also used for one cell
ical predictors observed in the meta-analyses performed (correlation between visuo-spatial construction and set

Table 3 Neuropsychological
dimensions and tests included in Neuropsychological dimension Neuropsychological test k
the GOS-E meta-analysis
Immediate verbal memory and Total number of words remembered across Trials 1–5 from the 5
learning CVLT-II
Logical Memory I from the WMS-R
Total number of words remembered across Trials 1–5 from the
RAVLT
Delayed verbal memory Long delay trial from the CVLT-II 5
Logical Memory II from the WMS-R
Long delay trial from the RAVLT
Visuo-spatial construction Copy trial from the Rey-Osterrieth Complex Figure Test 3
Set shifting Trail Making Test Part B 5
Generativity COWAT 5
S words from the Regensburger Word Fluency Test

CVLT-II California Verbal Learning Test – 2nd edition, WMS-R Wechsler Memory Scale – Revised, RAVLT Rey
Auditory Verbal Learning Test, COWAT Controlled Oral Word Association Test, GOS-E Glasgow Outcome
Scale-Extended; k = number of studies
Neuropsychol Rev (2017) 27:187–201 195

Table 4 Neuropsychological
dimensions and tests included in Neuropsychological dimension Neuropsychological test k
the DRS meta-analysis
Processing speed Trail Making Test Part A 4
Set shifting Trail Making Test Part B 4
Generativity COWAT 3
Motor speed Grooved Pegboard Test – dominant hand 3

COWAT Controlled Oral Word Association Test, DRS Disability Rating Scale; k = number of studies

shifting, and visuo-spatial construction and generativity). The memory was associated with greater functional outcome, as
multiple regression predicting the GOS-E was based on a final measured by the GOS-E. Delayed verbal memory was asso-
sample size of N = 343, as 343 corresponded to the mean of ciated with a large, positive correlation, r = .43, 95% CI [.21,
the sample size of each cognitive dimension included in the .61]. Thus, a higher level of delayed verbal memory was also
meta-analysis. It will be noted that all independent variables associated with greater functional outcome, as measured by
included in the first multiple regression had a sample size the GOS-E. Additionally, visuo-spatial construction was asso-
within 25% of this number. Furthermore, all variables, with ciated with a large, positive correlation, r = .29, 95% CI [.15,
the exception of visuo-spatial construction, had a sample size .53]. Thus, higher levels of visuo-spatial construction were
within 15% of this value.2 associated with greater functional outcome, as measured by
AMOS Version 22 (IBM Corporation 2013a) was used to the GOS-E. By contrast, set shifting was associated with a
perform the multiple regressions on the meta-analytically de- large, negative correlation, r = −.31, 95% CI [−.45, −.15].
rived correlation matrices. As the sampling distribution asso- The task used to assess set shifting (Trail Making Test Part
ciated with meta-analytically derived beta weights has not yet B) is based on response speed, with a lower score indicating
been established, parametric bootstrapping with 1000 re- faster performance. Thus, faster set shifting ability was asso-
samples was used to estimate the standard errors, confidence ciated with greater functional outcome, as measured by the
intervals, and p-values in the multiple regression. Finally, GOS-E. Finally, generativity was associated with a large, pos-
semi-partial correlations were estimated using SPSS Version itive correlation, r = .44, 95% CI [.32, .54]. Thus, higher levels
22 (IBM Corporation 2013b) upon data simulated to corre- of generativity were associated with greater functional out-
spond precisely to the correlations obtained in the meta-anal- come, as measured by the GOS-E.
ysis.3 Additionally, the squared semi-partial correlations were Whilst the heterogeneity statistics do suggest a non-
summed together to estimate the percentage of variance in the negligible amount of heterogeneity, the forest plots were ex-
GOS-E predicted uniquely by all of neuropsychological di- amined and appear relatively consistent and thus we per-
mensions. Next, the sum of the squared semi-partial correla- formed a meta-analytically derived regression on this data.
tions was then subtracted from the multiple R2, in order to The funnel plots were consulted for all the meta-
estimate the amount of variance in the GOS-E accounted for analytically derived correlations between the neuropsycholog-
by processes common to the neuropsychological dimensions ical dimensions and the corresponding functional outcome
(Pedhazur 1997). variables. The funnel plots for the GOS-E analyses are includ-
ed in the online supplementary materials. In all cases, there
were no correlations clearly outside the triangular zone.
Furthermore, there was no suggestion that one or more of
Results
the smaller correlations were associated with the smaller stan-
dard errors. Thus, on balance, there was an absence of evi-
Glasgow Outcome Scale – Extended (GOS-E)
dence to suggest publication bias.
As can be seen in Table 6, nearly all of the neuropsycho-
As can be seen in Table 5, all five neuropsychological dimen-
logical dimensions were correlated positively with each other.
sions were found to be statistically significantly (p < .05) re-
Thus, next, a multiple regression was performed on the meta-
lated to the GOS-E. Specifically, immediate verbal memory
analytically derived correlation matrix with GOS-E as the de-
was associated with a large, positive correlation, r = .43, 95%
pendent variable. As can be seen in Table 7, four of the five
CI [.27, .58]. Thus, a higher level of immediate verbal
neuropsychological predictors were associated with statisti-
2
As reported in the Results section, only one neuropsychological dimension cally significant beta weights: Delayed verbal memory
was found to relate to the DRS in a statistically significant manner. Thus, it was (β = .25, p = .03), generativity (β = .23, p = .003), set shifting
not considered necessary to conduct a meta-analytic multiple regression for the (β = − .21, p = .002), and visuo-spatial construction (β = .18,
DRS relevant data.
3
The multiple regression was conducted upon data that reflected the correla- p = .002). Immediate verbal memory and learning was not
tions to three decimal places. This data is available upon request. found to be a statistically significant unique predictor of the
196 Neuropsychol Rev (2017) 27:187–201

Table 5 Meta-analytic
correlations between r p N 95% CI k I2 Q Tau Tau
neuropsychological dimensions Squared
and the GOS-E
Immediate verbal memory .43 <.001 385 .27, .58 5 65.46 14.48 .19 .03
Delayed verbal memory .43 <.001 366 .21, .61 5 79.43 19.45 .25 .06
Visuo-spatial construction .29 .001 261 .15, .53 3 60.53 5.07 .15 .02
Set shifting −.31 <.001 335 −.45, −.15 5 50.34 8.06 .13 .02
Generativity .44 <.001 347 .32, .54 5 31.63 5.85 .09 .01

The meta-analytic correlations were estimated via random effects; r = correlation; p = significance; N = sample
size; CI = confidence intervals; GOS-E = Glasgow Outcome Scale- Extended; k = number of studies included in
the analysis

GOS-E (β = − .02, p = .87). The regression equation based on plots for the DRS related results suggested the possibility of
all five neuropsychological dimensions accounted for 31.3% publication bias (see supplementary materials). However, the
of the total variance in the GOS-E, R2 = .31, p = .007, 95% CI small number of correlations included in the analysis preclud-
[.23, .39]. ed a valid evaluation of the possibility of publication bias.
Finally, the semi-partial correlations between the neuropsy-
chological dimensions and GOS-E are reported in Table 7
(right-side). The sum of the semi-partial correlations
amounted to .11. Thus, 11% of the variance accounted for in Discussion
GOS-E was due effects unique to each neuropsychological
predictor. By contrast, 20.3% of the variance accounted for The results of this investigation suggest that a multiplicity of
in GOS-E by the regression equation was due to one or more neuropsychological dimensions are associated with functional
processes in common to the neuropsychological dimensions outcome following TBI in adults. Additionally, the results
(i.e., .313–.11 = .203). suggest that one or more processes common to the neuropsy-
chological dimensions, in addition to effects unique to several
of the neuropsychological dimensions, are predictors of func-
Disability Rating Scale tional outcome following TBI in adults. Finally, the predictive
capacity of the neuropsychological dimensions was observed
As can be seen in Table 8, only one variable was statistically to be much more substantial, when functional outcome was
significantly (p < .05) related to the DRS. Specifically, measured by the GOS-E, in comparison to the DRS.
generativity was associated with a typical, negative correla-
tion, r = −.21, 95% CI [−.39, −.01]. Thus, higher levels of
generativity were associated with a lower levels of disability, Review of Bivariate Correlations
as measured by the DRS. By contrast, set-shifting, processing
speed, and motor speed were not statistically significantly Overall, these results show the importance of comprehensive
related to the DRS (p > .05). In light of the single, statistically and multidimensional neuropsychological assessment in bet-
significance effect in conjunction with forest plots indicating ter understanding functional outcomes following TBI in
non-negligible heterogeneity, a multiple regression was not adults. Positive correlations that were large in magnitude were
performed on this data. Finally, it will be noted that the funnel found between functional outcome measures and immediate
verbal memory, delayed verbal memory, visuo-spatial con-
Table 6 Meta-analytic correlations between the neuropsychological struction, and generativity. This pattern of results supports
dimensions (below diagonal) and corresponding sample sizes (above
diagonal) previous findings suggesting the relative importance of verbal
memory, visuo-spatial construction, and executive function-
1. 2. 3. 4. 5. ing (e.g., Millis et al. 1994; Ponsford et al. 2008; Spitz et al.
2012; Wilson et al. 2000). Processing speed and motor speed
1. Immediate verbal memory 1 339 269 320 446
were not found to be significantly associated with functional
2. Delayed verbal memory .89* 1 269 320 294
outcome (as measured by the DRS) following TBI.
3. Visuo-spatial construction .29* .30* 1 254 249
Furthermore, the association between set shifting and func-
4. Set shifting −.35 −.21 .05 1 289
tional outcome was not as clear cut, as set shifting had a large
5. Generativity .44* .47* .25* −.29 1
positive correlation with one functional outcome measure
The meta-analytic correlations were estimated via random effects; corre- (GOS-E) but a non-significant relationship with the other
lations below diagonal; sample sizes above diagonal; *p < .05 (DRS).
Neuropsychol Rev (2017) 27:187–201 197

Table 7 Meta-analytically
derived multiple regression Standardized β SE 95% CI Semi-partial r
results: GOS-E (dependent
variable) Immediate verbal memory −.02 .11 - .24, .19 −.01
Delayed verbal memory .25* .11 .02, .46 .11
Visuo-spatial construction .18* .05 .09, .27 .17
Set shifting −.21* .05 - .31, −.10 −.18
Generativity .23* .05 .12, .33 .19

Model R2 = .31, p = .01; SE = Standard Error; GOS-E = Glasgow Outcome Scale – Extended, CI = Confidence
Interval; *indicates p < .05. These results should be interpreted with caution due to moderate heterogeneity

This investigation has provided the neuropsychology com- (e.g., Little et al. 1996; Williams et al. 2013). Despite the large
munity with correlations between neuropsychological dimen- sample size in this meta-analysis, limitations to interpreting
sions and the GOS-E based on a large sample size (N = 261– these effects are discussed further below.
385). Compared to what is seen in studies with smaller sample
sizes in this area, the effect sizes seen in this study were larger Single Dimensions Versus Multiple Dimensions
in magnitude (e.g., Bercaw et al. 2011) or showed a greater
number of significant relationships with the GOS-E (e.g., The meta-analytic multiple regression results highlighted the
Millis et al. 1994). Furthermore, the magnitude of relation- importance of assessing neuropsychological dimensions as
ships between the GOS-E and neuropsychological dimensions combined and independent predictors of functional outcome
seen in this study were comparable to, or slightly larger than, following TBI. Specifically, of the 31% of the variance in
what is often seen in similar meta-analyses on other popula- functional outcome that was predicted by the GOS-E model,
tions. For example, the results of this investigation showed approximately 20% was due to one or more processes com-
similar effect sizes to a meta-analysis investigating the rela- mon to the neuropsychological dimensions, and approximate-
tionship between neuropsychological dimensions and driving ly 11% was due to effects unique to each of the four statisti-
performance in older adults with dementia (Reger et al. 2004). cally significant contributors to the regression equation.
The results of this study also demonstrated slightly larger ef- Delayed verbal memory, visuo-spatial construction, set
fect sizes than Kalechstein et al.’s (2003) meta-analysis on the shifting, and generativity were all significant predictors of
relationship between neuropsychological dimensions and em- functional outcome. Though immediate verbal memory was
ployment in adults with a variety of neurocognitive disorders not a significant predictor, this is likely due to its high corre-
(e.g., brain injury, epilepsy, HIV). Given the respectable sam- lation (r = .89) with delayed verbal memory. This result sug-
ple sizes (N > 300), the magnitude of the effect sizes, and the gests that interpreting tests of both immediate and delayed
comparable findings with related studies, we can be confident verbal memory, separately, does not add value when
of the relationship between neuropsychological dimensions predicting functional outcome.
and functional outcome following TBI, as measured by the The neuropsychological dimensions included in the meta-
GOS-E. analytic multiple regression accounted for 31% of the variance
The relationship between generativity and the DRS shown in functional outcome, as measured by the GOS-E. Thus, the
in this study was also based on a large sample size (N = 586). results imply an important role for neuropsychological testing
The relationship was comparable to what is seen in some in the prediction of functional recovery following a TBI. It is
studies (e.g., Williams et al. 2013), though differs somewhat noted that these findings should be interpreted with caution
in magnitude to others (e.g., Bercaw et al. 2011). Other vari- due to issues with heterogeneity. However, these findings are
ables included in the analysis failed to reach significance, consistent with previous literature showing the importance of
which is inconsistent with a number of studies in this area neuropsychological dimensions in predicting functional

Table 8 Meta-analytic
correlations between r p N 95% CI k I2 Q Tau Tau Squared
neuropsychological dimensions
and the DRS Processing speed .24 .30 860 −.22, .61 4 97.86 140.46 .47 .22
Set shifting .24 .34 840 −.25, .63 4 98.05 153.67 .50 .25
Generativity −.21 .04 586 −.39, −.01 3 82.26 11.27 .16 .03
Motor speed .11 .62 602 −.32, .50 3 96.48 56.74 .38 .15

The meta-analytic correlations were estimated via random effects; r = correlation; p = significance; N = sample
size; CI = confidence intervals; k = number of studies included in the analysis; DRS = Disability Rating Scale
198 Neuropsychol Rev (2017) 27:187–201

outcome following TBI. Previous literature (e.g., Boake et al. studies, with slight conceptual or theoretical preference attrib-
2001; Girard et al. 1996; Sigurdardottir et al. 2009; Williams uted to the GOS-E (Choi et al. 1998; Nichol et al. 2011;
et al. 2013; Wood and Rutterford 2006) has suggested the Shukla et al. 2011). The other possibility is that, by chance,
importance of neuropsychological domains such as visual the studies using the DRS may have had greater variability in
and perceptual abilities, processing speed, set shifting, the participants in variables such as severity of injury or time
generativity, and working memory as predictors of outcome since injury. This would increase the heterogeneity in effect
following TBI. sizes included in the DRS analysis. The presence of such
Although 31% of the variance in functional outcome is, heterogeneity suggests there is likely a moderator. However,
arguably, a relatively impressive effect size, it should nonethe- this could not be examined in this study as at least 10 studies
less be noted that 69% of the variance in functional outcome are recommended when testing for a moderating effect
following TBI remains unaccounted for. Conceivably, greater (Higgins and Green 2011).
predictive validity would have been obtained with the addition It is also noted that the functional outcome measures used
of other known predictors of TBI such as age, injury severity, in this study were very brief measures. While they are easy to
and level of education. As research accumulates in the area, use and provide useful general information, the effect of neu-
future meta-analytic multiple regressions could also include a ropsychological dimensions across different areas of people’s
greater number of neuropsychological dimensions. Such anal- lives could not be examined. It is unfortunate in the current
yses would also increase our understanding of the unique con- literature that not enough studies were available to look at
tributions of neuropsychological dimensions to functional more comprehensive outcome measures. Moving forward, it
outcome. is important to use the best functional outcome measures pos-
At the individual neuropsychological dimension level, the sible. Outcome measures such as the Mayo-Portland
results of this investigation suggest that no single dimension is Adaptability Inventory (MPAI-4) are preferable. The MPAI-
clearly the most important at predicting functional outcome, as 4 is a multidimensional measure that captures a range of areas
measured by the GOS-E. Such an interpretation is based on across an individual’s life, and was shown to be one of the five
the observation that the standardized beta weights and the most comprehensive measures of participation following dis-
semi-partial correlations were all roughly of the same magni- ability (Resnik and Plow 2009).
tude (see Table 7). The notion that a multiplicity of cognitive
abilities impact functional recovery from TBI is consistent
with Williams et al. (2013) who showed that neuropsycholog- Limitations and Future Research
ical dimensions such as visuo-spatial skills, set shifting, pro-
cessing speed, and generativity all added value in a larger Although the current investigation has several strengths, it
model predicting functional outcome two years after TBI. was also associated with some limitations. The first is the
From a practical perspective, the results suggest that the use number of studies included in the analysis. As meta-analysis
of single measures or very brief batteries of neuropsycholog- requires a comparable outcome measure, there were only a
ical tests would likely come at the cost of reduced ability to small number of studies included in the analysis (k = 7). A
predict functional outcomes. Thus, it is prudent for clinicians particular problem was encountered with the same construct
to assess a range of neuropsychological dimensions, when (e.g., return to work) being measured in different ways. This
formulating decisions about a client’s recovery trajectory, so means that only some of the research in this area was captured.
as to avoid making unecessarily inaccurate prognoses. However, including a small number of studies is not unusual
in meta-analyses. The median number of studies included in
GOS-E Versus DRS meta-analyses in the Cochrane Library was shown to be three
(Davey et al. 2011). Furthermore, the current study creates a
It’s interesting to note that, despite similarities between the solid foundation on which to build knowledge and under-
GOS-E and the DRS and the high correlation reported be- standing of where to focus future research.
tween them (r = −.89; Wilson et al. 2000), the results obtained Related to the small number of studies included is the pos-
differed greatly across the two measures. The reported mag- sible heterogeneity of effect sizes. The absence of substantial
nitude of effect sizes of neuropsychological domains in indi- numbers of studies in the meta-analyses precluded a precise
vidual studies were also similar across outcome measures. evaluation of heterogeneity. Consequently, the evaluation of
Despite this, although the meta-analysis using the DRS had moderators was also not a possibility. However, as discussed,
a much larger sample size compared to the GOS-E, the corre- heterogeneity was likely a contributing factor to the results
lations were smaller and mostly non-significant. One of the seen in the DRS meta-analysis though no moderator could
possible explanations is that there is a real difference between be tested. As the empirical research accumulates, this meta-
the two functional outcome measures, though this is unlikely analysis can be revisited with additional moderating variables
as they have been reported to be comparable across a range of to overcome this issue.
Neuropsychol Rev (2017) 27:187–201 199

Furthermore, while neuropsychological dimensions were and beta-weights. Consequently, in the hypothetical realm of
broadly covered, the model tested in this investigation is likely perfect measurement, the neuropsychological dimensions may
incomplete. There are a number of other predictors that could not all be approximately equal predictors of functional out-
be included that have been shown to be related to functional come, as observed in this investigation.
outcome. These include age, gender, injury severity, time
since injury, level of education, and level of social support Conclusion
(Atchison et al. 2004; Curtiss et al. 2000; Farace and Alves
2000; Mushkudiani et al. 2007; Ponsford et al. 2008). It is In conclusion, this study highlighted the importance a multi-
notable that the extant literature did not allow for an assess- plicity of neuropsychological dimensions in the prediction of
ment of all proposed dimensions of executive functions, and functional outcome following TBI. Neuropsychological di-
further research with comprehensive assessment (i.e., includ- mensions were shown to be associated with functional out-
ing updating, inhibition, and novel problem solving measures) come across two outcome measures. Furthermore, four neu-
of this domain is vital. Further, studies utilizing novel mea- ropsychological dimensions were shown to be unique predic-
sures of cognition that have shown promise in both prediction tors of functional outcome. It is suggested that future research
of real-world daily functioning and as avenues for novel in- build on this study, investigating a broader range of neuropsy-
terventions in TBI (e.g., prospective memory, multi-tasking, chological dimensions as well as variables such as injury se-
meta-cognition) would be potentially fruitful avenues for fu- verity to improve the prediction of outcome following TBI.
ture research (Renison et al. 2012; Shum et al. 2011). The
inclusion of these demographic and neuropsychological pre- Acknowledgements The authors would like to thank Brightwater Care
dictors would likely substantially increase the amount of var- Group who supported this study through a student scholarship.
iance accounted for in functional outcome following TBI.
In addition, all scales used to assess methodological quality Compliance with Ethical Standards
of individual studies for the purpose of meta-analyses have
Conflict of Interest The authors declare that they have no conflict of
strengths and limitations (for review, see Gates and March interest.
2016). That is, the results of any such investigation are valid
to the extent to which the rating scale used is valid.
Unfortunately, we were unable to identify a published validat-
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