Professional Documents
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Odontoid Fractures
A Critical Review of Current Management and Future Directions
André D. Carvalho, MD,*† José Figueiredo, MD,* Gregory D. Schroeder, MD,‡
Alexander R. Vaccaro, MD, PhD, MBA,‡ and Ricardo Rodrigues-Pinto, MD, PhD, FEBOT*†
Clin Spine Surg Volume 32, Number 8, October 2019 www.clinicalspinesurgery.com | 313
FIGURE 1. Computed tomographic scan images of different types of odontoid fractures (Anderson and D’Alonzo classification). A,
Coronal view of type I fracture. B, Sagittal view of type II fracture. Coronal (C) and sagittal (D) views of type III fracture.
the anterior proximal aspect and extend into the C2 distortion.19 Bono and colleagues20,21 described a study in
vertebral body. which 19 patients with a C2 fracture were evaluated by
different surgeons and only moderate reliability for the
CLINICAL EVALUATION AND DIAGNOSIS evaluation of radiographs was found.
Patients with acute dens fractures complain of upper Platzer and colleagues retrospectively evaluated 118
cervical pain, restriction of neck movement, and tend to patients with significant cervical spine injuries and found
support the head with their hands while moving from an that radiologic evaluation by a 3-view cervical spine series
upright to a supine position. Neurological injuries in these had a sensitivity of 90% and that a single cross-table lateral
patients often occur from high-velocity mechanisms such view was insufficient to clear the cervical spine, as it had a
as traffic accidents. Few patients with an acute axis frac- sensitivity of only 63% in detecting skeletal injuries. Cervical
ture who sustain a neurological injury survive to be computed tomography (CT) scan had a sensitivity of 100%
transported to the hospital,14 and 25%–40% of dens frac- in detecting injuries of the skeletal integrity, being the
tures are fatal at the time of accident.15 most efficient imaging tool with sensitivity of 100%.22 Thin-
Although a majority of patients who reach the hos- cut helical CT is more sensitive and can distinguish acute
pital will have no discernible neurological injury, a de- fractures from chronic nonunions.23
tailed neurological evaluation is required, as displaced The role of magnetic resonance imaging (MRI) in
fracture fragments may compress the spinal cord, leading acute fractures of the odontoid remains controversial, as
to cervical myelopathy. In a review of 446 type II odon- MRI may demonstrate increased uptake for 2 years fol-
toid fractures, Przybylski16 found that 82% of the patients lowing fracture and may demonstrate persistent uptake in
were neurologically intact, 8% had minimal sensory dis- the setting of nonunion. Nonetheless, MRI can be con-
turbances over the scalp or limbs, and 10% had significant sidered as a supplemental study to assess the integrity of
neurological deficits. In a retrospective analysis of 16 pa- stabilizing regional ligaments, as plain radiographs and
tients with neglected odontoid fractures, however, cervical CT scan fail to detect significant ligamentous in-
Crockard et al17 found that all patients had cervical pain juries in 6% of the patients.22 A concomitant transverse
at 1 year, and 69% had clinical signs of myelopathy, in- ligament rupture may increase the risk of odontoid non-
cluding upper extremity weakness and gait disturbances. union and has been reported to occur in ∼10% of patients.
Type I and III odontoid fractures are rarely associated Transverse ligament injury may also result in persistent
with neurological deficits.16 atlantoaxial instability even after successful healing of an
Radiographic diagnosis maybe difficult, particularly odontoid fracture and may indicate the need for C1–C2
in the elderly, as in these patients the upper cervical spine fusion.22,24,25
radiographs are often distorted due to degenerative arthritis Imaging of the entire cervical spine is essential due to
and cervical spine deformities.3,4,18 Furthermore, non- a 16% rate of noncontiguous fractures.26
displaced fractures of odontoid are commonly not detected
on plain radiographs. Conventional plain film radiographs TREATMENT
include anteroposterior, lateral, and open-mouth odontoid The evaluation and treatment of patients with a
process view projection. The establishment of x-ray-based suspected cervical spine injury, including odontoid frac-
guidelines is also limited by the presumed low specificity and tures, remains a controversial topic. Although for some
sensitivity of distance measurements caused by rotational fracture types the decision between conservative treatment
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is relatively consensual, others, especially type II fractures, the maintenance of fracture reduction and search for any
maybe challenging. Furthermore, several types of con- complications. This period is associated with complica-
servative and surgical treatments have been proposed with tions associated with the immobilizing device and its re-
varying degrees of success and complications. The next sulting physiological consequences.
sections of this review will analyze in detail the manage- External immobilization of odontoid fractures is one
ment of each fracture type and discuss the controversies in of the oldest treatment modalities in spinal care. Cur-
their appropriate management. rently, the main conservative immobilization options are
the halo-vest or rigid immobilizations such as the hard
NONSURGICAL TREATMENT cervical collar or cervicothoracic orthosis (such as the
Minerva brace or others). Although some clinical studies
In the absence of an associated atlantooccipital dis-
suggest that devices restrict cervical spine movement to a
location, Anderson and D’Alonzo type I fractures can be
similar degree, biomechanical studies in cadavers have
treated conservatively with good clinical and radiologic re-
suggested that the halo is more effective in restricting
sults. All studies from the first review in 1974 to date report
cervical spine motion; therefore, immobilization with a
a union rate of 100% for this fracture type when treated
halo-vest may have a higher rate of fracture healing and a
conservatively.5,27–29 Cervical spine immobilization in a
lower rate of loss of reduction.34–37 However, immobili-
cervical orthosis for 6 to 8 weeks is usually sufficient.30,31
zation with halo-vest entails complications inherent to the
Treatment of type II fractures is much more con-
device itself and the position assumed by the cervical spine
troversial. Type II fractures that maybe amenable to
in relation to the thorax. Halo-vest immobilization has
conservative treatment are those without or with a minor
been shown to impair swallowing, respiratory function,
degree of displacement. Greene et al,29 analyzed 88 pa-
and mobilization because of the significant weight and
tients with a mean age of 41 with type II fractures treated
constriction of the vest and, hence, complications such as
nonoperatively and found that 25 (28.4%) did not develop
aspiration, pneumonia, pin-site infections, and cerebral
a solid fusion, and needed delayed surgical intervention. In
abscesses have all been reported in the elderly.38,39 Randal
a retrospective analysis of 113 type II fractures in patients
et al40 studied 53 patients treated with halo-vest and found
with a mean age of 43 years, Clark and White27 found that
respiratory distress in 4 patients, dysphagia in 6, and pin-
all type II fractures that had not been treated or managed
related complications in 10.
in an orthosis developed a nonunion. Conversely, in a
In a recent systematic review of studies comparing
series of 22 patients with type II fractures treated in halo-
halo with hard cervical collar immobilization, Waqar and
vests for 6–8 weeks followed by a hard collar for 4 weeks,
colleagues identified 12 papers including 714 fractures and
Stoney et al32 reported a union rate of 82%.
found that the rate of nonunion was equivalent between
Results from these studies highlight the controversies
the halo and cervical collar. The number of complications,
and variable results found with conservative treatment of type
however, was 34% in patients immobilized with halo and
II odontoid fractures. Age has also been shown to be one of
15% in those with a hard cervical collar. The most fre-
the key determinants of success of conservative treatment, with
quently encountered complications were an infection or
the elderly having a higher rate of nonunion after conservative
pressure-related ulceration from collar or pins, mechanical
than after surgical treatment. In an attempt to address the risks
device failure (eg, pin loosening), and medical complica-
of conservative care in geriatric patients, a systematic review
tions (eg, pneumonia), all of them in a higher rate in the
including 1233 type II fractures in patients over the age of 60
group of patients treated with a halo.30
was performed, and Schroeder et al33 found that the risk of
For this reason, when conservative treatment is ad-
complications was similar with operative and nonoperative
vised, a hard cervical collar or a cervicothoracic orthosis is
treatment, but conservative treatment was associated with
preferable to the use of halo-vest, particularly in elderly
higher short-term and long-term mortality.
patients, as it is associated with similar rates of fusion and
Type III fractures are generally considered stable, and
lower complication rates.
nonoperative treatment has traditionally been recom-
mended. Patients with type III fractures and without neu-
rological impairment, occipitoatlantal dislocation, SURGICAL TREATMENT
atlantoaxial instability, fragmented pattern, or significant
In a seminal paper, Osgood and Lund41 reviewed the
displacement can be treated conservatively. Different studies
literature and identified 56 odontoid fractures, with all but
have reported 85% fusion rates for type III odontoid frac-
3 being treated conservatively. Since then, the approach to
tures treated with cervical spine immobilization.28,29 How-
these fractures has radically changed, with a growing rise
ever, some type III fractures have characteristics that may
in the number of surgeries being performed.
lead to early intervention, and these will be discussed in the
As previously mentioned, type I fractures are in-
following sections of this paper.
herently stable and, in the absence of an associated atlan-
tooccipital dislocation, should be treated conservatively.
COLLAR OR HALO-VEST? Muller et al42 have defined stable type II and III
Nonoperative treatment of odontoid fractures usu- fractures as those with a fracture gap inferior to 2 mm,
ally consists of 6–12 weeks of immobilization. Patients displacement inferior to 5 mm, and angulation inferior to 11
should be regularly assessed during this period to confirm degrees. Using these criteria, they reported a conservative
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treatment union rate of 73.7% for type II and 85.7% for type stability for fracture union depends on anatomic reduction
III fractures. and interfragmentary compression with a lag screw effect.
In the nongeriatric population, surgical treatment of However, internal fixation of type II odontoid fractures
type II fractures is indicated when displacement is > 4–6 with screws does not restore the original C1–C2 stability,
mm, angulation is > 10 degrees, and patient age is above and 50% of the patients may need postoperative cervical
40–50 years, and also in type IIA variants, in cases immobilization.47
wherein it is not possible to achieve or maintain fracture This technique maybe limited in nonreducible frac-
alignment with external immobilization, and in associated tures due to fragment geometry (eg. fracture comminu-
neurologic injury or a pathologic fracture (eg, malignancy, tion, unfavorable fracture plane angulation, rupture of the
infection, metabolic disease).43 transverse atlantal ligament, or inability to obtain ana-
In type III fractures, there is a substantial area of tomic fracture reduction), body habitus (eg. barrel-shaped
contact of cancellous bone along the fracture area, which chest), short neck, osteoporotic bone, or when cervical
favors the formation of osseous callus and consolidation kyphosis precludes this type of approach.
of the fracture. The rate of healing with nonoperative Although clinical results are consistently good in
treatment is 85%–100%.14,28,29,44 Type III fractures must several series of patients, there is controversy as to the im-
be treated surgically if there is a displacement > 5 mm, a pact of this technique on the motion of the cervical spine: a
shallow type III variant, as described by Aebi et al,45 and, CT-based study suggested that only 39% of patients dem-
when there is an inability to achieve or maintain fracture onstrated normal C1–C2 rotation following surgery,48
alignment with external immobilization, the fracture is whereas another reported that 71% of patients retained full
neurologic injury associated, or when there is a pathologic functional neck rotation following surgery.48,49
fracture (eg, malignancy, infection, metabolic disease).27,31,45 Apfelbaum et al50 reported a fracture healing rate of
It should be mentioned that displacement maybe difficult to 88% in patients with recent (< 6 mo) fractures but of 25%
assess, as it can change with patient and neck posture and in patients with remote ( > 18 mo) fractures. These results
even with respiration. clearly demonstrate that this technique should not be used
Several types of surgical techniques have been pro- for nonunions. In addition, they investigated factors as-
posed, ranging from an anterior approach for odontoid sociated with the risk of failure and found that fracture
fracture fixation to C1–C2 fusion using a posterior ap- pattern, but not age, sex, displacement, and a number of
proach. In Figure 2, the most frequently used treatments screws, was associated with failure. Grauer et al51 pro-
are summarized. posed a classification of type II odontoid fractures based
on the pattern with a significant impact on the outcome
Anterior Odontoid Fracture Fixation (Fig. 3). The patterns most often associated with the risk
Nakanishi was the first to describe a technique of of failure are comminuted or anterosuperior to
anterior screw fixation of odontoid fractures using a lag posterosuperior orientations (type II C proposed by
screw.46 This nonfusion technique provides immediate Grauer), when compared with patients with displaced
stability, promotes healing, and may preserve most of the transverse or anterior superior to posterior inferior
remaining C1–C2 motion; in this technique, adequate orientations (type IIA and IIB proposed by Grauer).
One screw
Anterior approach
Two screws
Brooks technique
Gallie technique
Posterior approach
Posterior C1-2 transarticular Magerl and Seemann
screw fixation technique
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FIGURE 4. A and B, Anteroposterior and lateral radiographs of a patient who underwent Gallie technique.
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FIGURE 5. A and B, Anteroposterior and lateral radiographs of a patient who underwent Magerl technique.
Brooks reported a variation of this technique in which initial stabilization compared with posterior wiring
2 doubled wires were passed underneath the arch and each techniques.63 Although initially utilized in conjunction
lamina and 2 grafts were fit between the lateral part of the with posterior wiring, transarticular screw fixation is now
arch of the atlas and the lamina of the axis,57 and bio- more commonly performed without associated wiring,
mechanical studies suggest this method to be relatively more with excellent reported results (Fig. 5).
stable.58–60 A 5%–7% rate of intraoperative spinal cord in- A 10-fold increase in rotational stiffness compared
jury has been associated with wire passage.61 Either tech- with posterior wiring techniques has been reported.59 In-
nique, however, does not provide sufficient immediate creased initial stability eliminates the need for post-
stabilization and requires a period of supplemental post- operative halo-vest immobilization, and clinical fusion
operative external cervical spine immobilization. rates approaching 100% have been reported in small series
In addition to the need for external immobilization, of patients. Survey results suggest the risk of vertebral
fusion rates with sublaminar wiring techniques are generally artery injury with this technique is ∼4%, with the rate of
lower than with SCR. Yuan et al62 retrospectively reviewed clinically apparent stroke being 0.2%.64–67
49 patients (25 with sublaminar wiring and 24 with SRC), In a series of 94 patients, Paramore et al68 found a
and, although all patients had good clinical results, the rate of high-riding transverse foramen on at least 1 side of the C2
bone fusion at 3 months was 88.0% in the sublaminar wiring vertebra in 17 (18%) patients, which would prohibit the
group and 100% in the SRC group. Conversely, patients in placement of transarticular screws, indicating that not all
the Gallie group had lower blood loss, operation time, ra- patients maybe suitable candidates for posterior C1–C2
diographic exposure times, and hospital costs. The authors transarticular screw fixation on at least 1 side. To obviate
concluded that, for patients with atlantoaxial instability in these problems, it is recommended that patients undergo a
which (a) the atlantodental interval (ADI) was > 5 mm on CT angiogram before surgery.
lateral flexion-extension x-ray, or Anderson-D’Alonzo type II
odontoid fracture, (b) without asymmetry between the C1–C2 Fusion With SCRs: C1 Lateral Mass and C2
odontoid process and lateral mass on open-mouth anterior- Pedicle Screw Fixation
posterior x-ray, and with no displacement of lateral mass Although transarticular screw fixation has been
joint on the CT three-dimensional reconstruction, the Gallie shown to lead to excellent fusion rates, this procedure
technique could be chosen as a safe and effective method. cannot be used in the presence of fixed subluxation of C1
However, for patients with irreducible atlantoaxial dis- on C2 and in cases of an aberrant trajectory of the ver-
location, SRC techniques should be preferred.62 tebral artery. To address these limitations, Harms and
colleagues described a technique in which bilateral screws
C1–C2 Fusion With SCRs: Transarticular Screw were inserted in the lateral masses of C1 and in the pars
Fixation interarticularis into the pedicle of C2, followed by a flu-
C1–C2 transarticular screw fixation was introduced oroscopically controlled reduction maneuver and rod fix-
by Magerl and Seemann in 1979 and provides superior ation (Fig. 6). There is no need for structural bone graft or
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FIGURE 6. A and B, Anteroposterior and lateral radiographs of a patient who underwent Harms technique.
wiring. In a CT scan analysis of 26 patients submitted to Both techniques are safe and effective treatment op-
C1–C2 fusion using this technique, Bourdillon et al69 tions for stabilizing the atlantoaxial joint, providing ex-
identified no cases of nonunion and mechanical compli- cellent clinical and radiologic outcomes. Selection of the
cations at 6 and 12 months. fixation procedure for the treatment of atlantoaxial in-
Despite its advantages, this technique may also have stability requires a thorough knowledge of the patients’
complications, especially in the elderly. Bleeding from the anatomy, careful preoperative evaluation, and planning for
epidural plexus during the preparation of the lateral successful screw positioning, and favorable clinical results.
masses may cause hemodynamic instability, and the C2
nerve root must be distracted downward, causing post- Posterior Approach: Emerging Techniques
operative neuralgia.70,71 In parallel with other areas of spinal surgery, com-
Squires et al72 have proposed an intentional sacrifice puter-assisted navigation can also aid in improving the ac-
of the bilateral C2 nerve root ganglion, which resulted in curacy of C1–C2 fusion techniques; in the case of the upper
less operative time and decreased blood loss in elderly cervical spine, in which the visibility provided by conven-
patients undergoing C1–C2 posterior fusion with the tional fluoroscopic techniques is limited, this maybe even
Harms technique. more important. A case of robotic-assisted posterior fixation
of an atlantoaxial deformity and instability has been de-
scribed in which C1–C2 transarticular screws were in-
C1–C2 Fusion With SCRs: Comparison Between troduced under the guidance of a robotic system (TiRobot).
Transarticular Screw Fixation and C1 Lateral The calculated deviation from the planned position and
Mass–C2 Pedicle Screw Fixations actual position was 0.8798 mm. There were no intra-
operative complications, and postoperative CT showed no
A few studies have compared the outcomes of
perforations and loosening of the screw.75
transarticular screw fixation with C1 lateral mass–C2
Recently, it has been proposed that surgical fixation
pedicle screw fixation. Lee et al73 compared 28 patients
in these fractures maybe removed over time, to preserve an
with C1–C2 transarticular screw fixation with 27 having
axial range of motion.76 This is, however, based in few
C1 lateral mass–C2 pedicle screw fixation and found
cases reports, and further studies are needed to assess the
equivalent clinical results, but higher fusion rates with the
time needed for stability and whether this can be applied
Harms fixation (96% vs. 82.1%). More recently, Rajinda
to all types of surgically treated odontoid fractures.
et al74 analyzed the results of 45 patients submitted to
transarticular screw fixation and 60 submitted to C1 lat-
eral mass–C2 pedicle screw fixation and found no differ- ODONTOID FRACTURES IN THE GERIATRIC
ences in fusion rates, but longer surgical time (119.8 vs. POPULATION
104.3 min) and larger bleeding volume (233.5 vs. 179.3 With the progressive population aging, which is ac-
mL) were found with the Harms technique. companied by the loss of bone density, osteopenia, and
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Odontoid fracture
Non surgical
Unstable* or Stable and young
treatment - Hard Stable Unstable*
elderly patients patients
Collar
FIGURE 8. Algorithm of treatment. *Criteria of instability: displacement > 6 mm, angulation > 10 degrees, type IIA variants,
inability to achieve or maintain fracture alignment with external immobilization, associated neurological injury or a pathologic
fracture.
320 | www.clinicalspinesurgery.com Copyright © 2019 Wolters Kluwer Health, Inc. All rights reserved.
to the treatment of odontoid fractures. Acceptable options for 12. Hadley MN, Browner CM, Liu SS, et al. New subtype of acute
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