Professional Documents
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Action research
Action research as culture as culture change
change tool tool
Romualda Marcinkoniene
Kaunas University of Technology, Kaunas, Lithuania, and 97
Tauno Kekäle
Department of Production, University of Vaasa, Vaasa, Finland
Abstract
Purpose – To report experiences of changing cultures in three Lithuanian schools by means of action
research.
Design/methodology/approach – This took the form of action research in the schools. Culture
change measured by a culture survey (developed by Harrison and Stokes) in the beginning and
towards the end of the three-year change project.
Findings – The cultures of the primary and vocational schools have clearly changed towards the
general total quality management culture traits of achievement and individual problem solving during
our project. The culture of the secondary school has not changed similarly. A possible explanation for
this may lie in the very strong power orientation of this third school; in our discussions, some teachers
state that some are forcefully against change out of fear of losing their power position. However, even
here the power orientation has weakened and the respondents generally are in preference of an
achievement culture.
Research limitations/implications – Only three case schools were studied. Schools as organizations
are quite different to companies, but could be comparable to other public organizations. Furthermore,
Hofstede culture studies would suggest certain similarity between Lithuanian and some other Baltic
states’ work culture (e.g. Poland, Latvia) but differs clearly from some others (Finland, Estonia, Russia);
this does not disqualify the action research methodology but makes the results basically incomparable.
Practical implications – Culture change takes time, and some post-communist public
organizations such as schools are even slower to change – but with persuasion and patience and
well-planned change programme, culture can be changed.
Originality/value – This is an original empirical study in a managerially-demanding environment.
Keywords Organizational culture, Total quality management, Action research, Schools, Lithuania
Paper type Research paper
Furthermore, if we look into the famous hierarchy of needs by Maslow (1954), we can
see that the culture at its best, for the individual members of the organization, fulfills
all the needs they have within the organization. Basic physiological needs will
correspond to getting a salary in a job position to earn for living; security needs are
represented in feeling safe and protected from the environment, and cared for by the
leadership; belonging and love can be found in an interaction among an organization’s
members. Furthermore, respect and status in a hierarchy can be won to realize one’s
craving for esteem needs. And finally, there is every opportunity to respond to
self-actualization needs through personal development within the chosen career.
Schein (2003) introduces a three-level model of culture-artifacts, espoused values
(manifested/visible-culture) and basic underlying assumptions (essence of culture).
Formally, the culture of a group can be defined as:
. . . a pattern of shared basic assumptions that the group learned as it solved its problems of
external adaptation and internal integration, that has worked well enough to be considered
valid and, therefore, to be taught to new members as the correct way to perceive, think, and
feel in relation to those problems (Schein, 2003, p. 12).
However, Schein also admits the definition is incomplete and that problems of
socialization and behavior should be discussed in the culture context too. It is also of
importance to consider, according to Schein (2003, p. 127), that value- and
artefact-based approaches such as surveys cannot reveal the underlying
assumptions that make up the real content of the organizational culture.
Would it then at all be possible to use some kind of measurement tool for finding out
anything of value about organizational cultures? Owing to the “underlying” nature of
the basic assumptions, respondents cannot tell what the organizations’ assumptions
are – thus it is insufficient to make conclusions on these deep cultural assumptions,
and the essence of the culture, based on cultural surveys alone. If one wants to really
know what is important in a culture, all observations and conclusions drawn should be
confirmed by observations and/or interviewing members of the organizations. On the
other hand, it is possible to assess the more observable levels of culture (values,
artifacts) with survey-type tools. If one accepts Schein’s three-level culture view, there
are indeed distinctive roles for quantitative measurement tools too; again, Deal and
Kennedy (1982) have argued that there may be grounds for maintaining that the three
levels are unified, especially in strong cultures, and then surveys could give some Action research
insight even to the deeper levels. as culture change
Maybe the most important point against Schein’s strongly monomethod view
(Martin, 1992) is that for many purposes his participation-observation approach is not tool
too useful, even if it would be theoretically more correct for finding out about the real
basis of a culture. Firstly, surveys allow respondents to record their own perceptions of
reality; some scholars (Hatch, 1993; Rentsch, 1990) state that behavior and attitudes are 99
determined not by objective reality but by actors’ own perceptions of reality. For
organizational development purposes, self-report surveys thus offer internal credibility
to organizational members (who also, to some extent, can assess and confirm the
validity of the culture view that the surveys present – at least the “what” if not the
“why”). Furthermore, quantitative measures allow replication and cross-sectional
comparability of studies, provide an accepted frame for interpreting data, help the
evaluation and initiation of culture change efforts, and provide data that can be
analyzed through multivariate methods (Cooke and Rousseau, 1988; Xenikou and
Furnham, 1996; Ashkanasy et al., 2000).
There are dozens of different classifications to types of organizational culture
(Ashkanasy et al., 2000); since then, even more typologies have been proposed). These
ideal-types are typically described in terms of how an organization works in different
situations, and what it values above something else. As is the problem with ideal-types,
no organization is ever fully compatible with any of the types, but features of several
types can be found in any given organization depending on the situation.
Culture change: from the current state to the goals for the future
So, if culture is so good for the individuals, why does it have to be changed? Culture,
having been formed by the collective history of the members of an organization, also is
also the primary source of resistance to any change that could is essential for
organizational learning and development. And what’s good for the individuals –
typically, continuity, tranquility and status quo – is in the long run never good for the
organization. In the world of ever-increasing pace of transformations, cultural analysis
can illuminate what issues to address to gain change in the smoothest possible way.
Changing a culture is thus one tool for making the organizations work better.
Changing a culture is not easy, however: given that a culture takes years to develop,
it should similarly also take years to change. In some studies (Seel, 2000; Helo and
Kekäle, 2006) a systematic culture change is also deemed very difficult because of the
emergent nature of the culture (the culture emerges from the interactions of the
individuals in an early “fluid” period of the culture, and later on becomes “locked”
when the individuals start to “see” more and more things that confirm their basic
assumptions and ignore things that are conflicting with them, mostly in an
unconscious way).
Although cultural change may be persuaded on a group, especially when an
external or internal (between subcultures) threat is experienced (Schein, 2003, pp. 327-9;
Gagliardi, 1986, p. 119), culture under normal conditions changes mostly incrementally
through learning (Gagliardi, 1986, p. 119), through similar negotiations as when they
were originally formed, and through strong or repeated positive experiences
(Gagliardi, 1986, p. 132). The members of the organization must experience that the
new beliefs or values presented indeed do work from one time to another – and thus
BJM become validated assumptions, passing both the tests of time and of internal and
2,1 external reality (Schein, 2003, pp. 10-11). This means that under normal, stable
conditions, it might in practice not be possible to change the whole culture at once.
Instead, it would be recommendable to start the change in the areas (e.g. smaller pilot
units: Schein, 2003, p. 308) where the new assumptions are likely to function or bring
quick successes (Imai, 1986 for similarities with “kaizen” methods) or where learning
100 possibilities can easily be seen by all (in known problem areas where continuing
problems might ignite the questioning of values and beliefs: Schein, 2003, pp. 65-7).
After they are evaluated and accepted, the new methods and assumptions experience a
cognitive transformation and become new basic assumptions taken for granted by the
members of the group, and can be built on further.
“Changing” a culture is thus, to our opinion, something that is very difficult to do by
orders, management speeches or slogan campaigns. Rather, the change should – as the
original culture – rise from within the culture, through discussion and assessment of
what the basic assumptions are and how useful they are at the moment (Hatch, 1993).
What external consultants can do, however, is to ignite small fires of discussion and
change initiatives among individuals, and then hold public discussions often enough so
that the critical mass of individual change initiatives is reached – to keep the
reassessment going on until it leads to changes in the mental basics of all the activity.
Thus, the Lithuanian culture might be higher-than-average on uncertainty
avoidance and average on power distance and individuality. For the purposes of
management, uncertainty-avoiding cultures, especially when connected to power
distance, would lead to a belief in clear hierarchies and roles, and centralized
decision-making (Hofstede, 1991, p. 141; Earley and Erez, 1997).
seen the need for this type of change; in all three cases, the change has been towards the
cultural type preferred by the respondents. However, during the action research
project, these preferences of these schools’ personnel have also grown even stronger:
the achievement culture is more preferred in relation to the other alternatives now that
it was in 2004. This might suggest that the staff has been satisfied with the changes
that have taken place.
The culture of the secondary school has not changed similarly: the role orientation is
still the strongest feature of the culture, even if the achievement orientation has grown
in importance, especially compared to the power and support culture orientations that
have diminished in the two project years. A possible explanation may lie in its
relatively strong power orientation; in our discussions, some teachers state that others
are against change out of fear of losing their position. However, even here the power
orientation has weakened and the respondents generally are in preference of an
achievement culture. We hold it probable that in the continuation of the project even
this school would tip towards an orientation culture.
BJM While we, as outsider researchers, have not been able to live in the school cultures
2,1 for as long periods as the anthropologists typically would do in a culture, we have been
able to observe the change in attitudes of the staff of the schools against our project.
Our field researchers have over the duration of the intervention also reported some of
the attitude changes and, while again possible to disqualify as “anecdotal” the
following supports the general conclusion of the power of an action research approach
106 in making people take responsibility of their own situation and in presenting them the
importance of the change:
They have got used to “movement” – something has always been going on with regard to
QiS, be it TG meeting, or school project, or training, or . . . we would come to the school, just to
give a message to their principal or so – and smiles and welcome greetings would meet us . . .
in this respect I’d say teachers and other staff have realised their influencial role at the school,
other than teaching, and recognize us as their partners in taking this role . . . they can also see
that to do something that is worthwhile, joint efforts are necessary, consensus is necessary to
solve problems . . . at least the project has raised awareness to some or maybe all of the
existing problems and maybe shown possibilities to cope with them through TQM . . . all this
is meaningful to them now.
Conclusions
The cultural test of Harrison and Stokes has relatively small intervals: the responses
possible are numeric with 1 the smallest and 4 the biggest. Thus, the numerical
differences between the items are small too, and the small samples typical of
North-European schools do not allow statistical analysis. However, whenever a clear
preference for one item changes to even a small preference for another that is based on
different values, a cultural change is at least arguably taking place. In 2004, the
referents did not feel their culture was what they wanted; in 2006, the preferred and
existing culture overlapped. A numerical change of preference, when counted from the
opinions of a majority (nearly all) of the personnel, means that the attitudes have
changed. As Hatch (1993) states in her brilliant view of culture change, new cultural
meanings persist when materials favoring the new assumptions and values outnumber
those favoring the other view – if people believe they have changed and the new state
is preferable to the old, the change has at least begun. Thus, we claim it shown that an
action research approach can indeed change a culture, especially when the
environmental change directs the personnel to same direction.
BJM These results are from three Lithuanian schools that happened to all show
2,1 power-oriented cultures before the project. In the light of these three schools,
Lithuanian public-management culture could be based on power distance and
uncertainty avoidance and not self-orienting “achievement” culture that relies on the
individuals’ pride of work and interest in continuous improvement. Our discussion of
Hofstede (1991) cultural studies, above, suggests that Lithuania might be in many of
108 the Hofstede cultural dimensions similar to other Central-European post-communist
states. A further conclusion of this, concerning the generalizability of the results, might
be that similar action research programs might be able to change the organizational
cultures also in other post-communist states at least in Baltic sea region (our
comparison of Hofstede studies show some cultural similarity to Russia but especially
to Poland, and we further assume similarity to at least Latvia, eventually Ukraine) but
possibly also further south – even if it is impossible to state for certain that everything
we report here holds in the all public organizations in other Baltic countries. At the
very least we nevertheless feel it is shown in this project that action research can help
people in organizations recognize the problems they would not see without guidance
from an outsider, and after having recognized them also take responsibility in their
own situation and gradually change the culture.
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