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Review

Cardiopulmonary resuscitation: the science


behind the hands

Heart: first published as 10.1136/heartjnl-2017-312696 on 20 January 2018. Downloaded from http://heart.bmj.com/ on 4 July 2018 by guest. Protected by copyright.
Andrew W Harris, Peter J Kudenchuk

University of Washington, ABSTRACT relationship between CPR and defibrillation clini-


Division of Cardiology, Seattle, Sudden cardiac arrest is a leading cause of death cally, in that the rate of decline in survival with each
Washington, USA
worldwide. Despite significant advances in resuscitation passing minute from collapse to defibrillation is cut
science since the initial use of external chest in half when CPR is performed.
Correspondence to
Dr Peter J Kudenchuk, University compressions in humans nearly 60 years ago, there A possible explanation for this phenomenon
of Washington, Division of continues to be wide variability in rates of successful arises from experimental animal work that seri-
Cardiology, Box 346422, 1959 resuscitation across communities. The American Heart ally assayed myocardial concentrations of ATP—a
NE Pacific Street, Seattle, WA Association (AHA) and European Resuscitation Council high energy compound that drives cellular metab-
USA; p​ kudenchuk@​cardiology.​
washington.​edu emphasise the importance of high-quality chest olism—during protracted periods of VF in the
compressions as the foundation of resuscitation care. absence of CPR. In this model, ATP concentra-
AWH and PJK contributed We review the physiological basis for the association tions declined significantly over time, reaching
equally. between chest compression quality and clinical outcomes concentrations that were less than half of normal
and the scientific basis for the AHA’s key metrics for after only 5 min of unsupported VF (figure 1).5
Received 8 November 2017
Revised 9 December 2017 high-quality cardiopulmonary resuscitation. Finally, we A corresponding time-dependent diminution in
Accepted 15 December 2017 highlight that implementation of strategies that promote the amplitude and apparent coarseness of the
Published Online First effective chest compressions can improve outcomes in all VF waveform has also been observed in clinical
20 January 2018 VF, such that in its late stages the arrhythmia is
patients with cardiac arrest.
often indistinguishable from asystole (figure 2).
Introduction It is likely that the declining vigour of the VF
Sudden cardiac arrest is a leading cause of death waveform is a result of consumption of high-en-
worldwide.1 2 Significant scientific advances have ergy phosphate molecules resulting in a progres-
transformed the care of the cardiac arrest victim in sively energy-depleted myocardium. Another
the 57 years since Kouwenhoven and colleagues3 possible expression of this energy-depleted state
first reported the successful clinical use of closed- is the heart’s poor contractile function after a
chest compressions. The American Heart Associ- protracted period of VF has been terminated by
ation (AHA) and European Resuscitation Council shock. This often results in asystole or pulse-
each published guidelines in 2015 that reflect the less electrical activity, and in fact serves as the
current state of the science of resuscitation. These basis for creating such rhythms in experimental
guidelines highlight the importance of high-quality models.6 7 By providing blood flow to the heart
cardiopulmonary resuscitation (CPR) and empha- during cardiac arrest, might CPR mitigate or even
sise the importance of effective chest compressions reverse the loss of myocardial energetics associ-
as the foundation of resuscitation care.1 2 This ated with these changes in the VF waveform, poor
article will summarise the evidence supporting these contractile function after shock, and ultimately
recommendations and the improved outcomes death? There is evidence to suggest this might be
achievable with high-quality CPR. the case.
In one such study, animals were subjected to
10 min of VF without CPR, then randomised to
Importance of chest compressions either immediate defibrillation or to receive 3 min
Defibrillation is regarded as the definitive inter- of CPR before shock. VF amplitude and frequency
vention for cardiac arrest due to ventricular fibril- characteristics were sampled in all animals after
lation (VF) or pulseless ventricular tachycardia 1 min of VF (without CPR), at 10 min (without
(VT). Although success is high during the initial few CPR) and again at 13 min (after a 3 min period of
minutes after collapse, survival from witnessed VF/ CPR) in the group of animals that were randomised
VT cardiac arrest declines by approximately 10% to receive preshock CPR. These characteristics of
per minute that defibrillation is delayed. In such VF expectedly deteriorated during the untreated
circumstances, chest compressions are essential for period of VF, with the waveform becoming visu-
generating blood flow to the myocardium, brain ally (and numerically) less coarse at 10 min than
and other vital organs. Initial canine experiments of at 1 min into the VF episode. Notably, these char-
external defibrillation in 1943 showed that applying acteristics improved significantly following 3 min
an electrical defibrillatory shock within 1–1.5 min of chest compressions, which virtually brought
of onset of VF was highly successful in restoring these parameters and the visual appearance of VF
normal sinus rhythm, but less so after longer dura- back to its characteristics measured after 1 min
tions of the arrhythmia. Conversely, when cardiac of VF (figure 2). Furthermore, after up to three
To cite: Harris AW, massage was administered prior to defibrillation, shocks, none of the animals in the group not
Kudenchuk PJ. Heart the duration of VF preceding a successful shock receiving CPR were resuscitated, compared with
2018;104:1056–1061. could be extended.4 There is an apparent synergistic 50% of those receiving chest compressions prior
1056   Harris AW, Kudenchuk PJ. Heart 2018;104:1056–1061. doi:10.1136/heartjnl-2017-312696
Review

Heart: first published as 10.1136/heartjnl-2017-312696 on 20 January 2018. Downloaded from http://heart.bmj.com/ on 4 July 2018 by guest. Protected by copyright.
Figure 1 Bar graphs of myocardial adenine nucleotide concentrations
during normal sinus rhythm (NSR) and at various durations of untreated
ventricular fibrillation (VF). All tissue concentrations expressed in nmol/
mg protein (from Neumar et al5). Reproduced with permission from
Figure 3 Haemodynamic effects of compression and decompression
Elsevier.
phases of cardiopulmonary resuscitation. Compression phase creates
organ perfusion pressure (difference between aortic and extrathoracic
to defibrillation.8 Similar findings have emerged from clinical vein pressure). Decompression phase creates myocardial perfusion
studies that showed improved survival to hospital discharge pressure (difference between aortic and right atrial pressure). Data
when CPR was provided for a prescribed time period before adapted from Criley et al. Circulation. 1986; 74 (Suppl IV): 42-50.
defibrillation rather than an immediate shock approach in
patients with out-of-hospital cardiac arrest (OHCA) due to
the thoracic outlet. Were this not the case, high venous pres-
VF.9
sures could neutralise the necessary gradient between arterial
and venous beds that is critical to organ perfusion.10 All told,
CPR mechanisms the greater the vigour of these chest compressions, the greater
Conventional CPR occurs in two phases, compression and the resulting cardiac (actually thoracic) output and magnitude
decompression (figure 3). External chest compression results of cerebral blood flow.11
in arterial blood flow due to phasic changes in intrathoracic ‘Diastole’ occurs during the decompression phase of the CPR
pressure produced by the force generated by the hands. Impor- cycle—when the thorax is permitted to rebound to its normal
tantly, in closed-chest CPR, the increased intrathoracic pressure fully expanded configuration. While seemingly passive and unim-
and reduced thoracic volume created by chest compressions portant, CPR decompression may be even more important than
squeeze the heart itself and all blood-containing structures in its compression phase. During this phase, closure of the aortic
the chest, including the lungs and great vessels. Thus, conven- valve maintains an aortic pressure that is higher than intracar-
tional CPR takes advantage of the entire chest, not just the diac pressures, which fall precipitously beneath the closed valve,
heart, as its ‘pump’. Chest compression leads to a relatively driven by the ‘vacuum’ effect created by the recoiling thoracic
uniform rise in the pressure of all intrathoracic vascular struc- cage. This intrathoracic vacuum is what draws blood to return
tures, and it is this pressure that ejects blood from the thorax back into the chest from the periphery, filling the heart, lungs
during this phase of CPR. Thoracic pressure is transmitted to and great vessels in preparation for the next chest compression.
the body via the great arteries, but fortunately not via the great The result is that the better the decompression, the stronger the
veins where this is prevented by the closure of venous valves at vacuum, the better the refilling, and ultimately the more thoracic
blood available for subsequent compression.
CPR diastole serves a second useful purpose that is often
unappreciated. All organs of the body are perfused during the
compression phase of CPR except, ironically, the heart itself,
which is not perfused by blood within its chambers, but rather by
the coronary arteries. Coronary blood flow is estimated by coro-
nary perfusion pressure (CPP), defined as the difference between
pressure in the aorta (where the coronary arteries originate) and
in the right atrium (where coronary venous blood ultimately
returns).12 During the compression phase of CPR, all intratho-
racic pressures including the aorta and all chambers of the heart
equalise with the compressive force of the hands, resulting in
no coronary blood flow between the aorta and right atrium.
Figure 2 Typical changes in ventricular fibrillation (VF) waveform in Conversely, in CPR diastole, the higher aortic pressure above
untreated VF (after 1 and 10 min) and after 3 min of cardiopulmonary its closed valve compared with the falling intrathoracic pressure
resuscitation-first (13 min) in swine. AMP, amplitude (in mV); MF, results in a positive CPP. It is this combination of compressive
VF median frequency (in Hz) (from Berg et al8). Reproduced with force producing higher aortic pressures both in systole and in
permission from Elsevier. diastole, along with its release causing a fall in intrathoracic
Harris AW, Kudenchuk PJ. Heart 2018;104:1056–1061. doi:10.1136/heartjnl-2017-312696 1057
Review
Chest compression rate (AHA recommendation: 100–120/min)
Early studies of chest compression rates in dogs showed higher
CPP, mean arterial pressure and improved rates of 24-hour

Heart: first published as 10.1136/heartjnl-2017-312696 on 20 January 2018. Downloaded from http://heart.bmj.com/ on 4 July 2018 by guest. Protected by copyright.
survival when randomised to receive chest compressions at a
rate of 120/min compared with 60/min.15 A recent study from
the Resuscitation Outcomes Consortium (ROC) corroborated
this association between chest compression rates with outcome
in 3098 patients with OHCA, among whom the probability of
survival to hospital discharge was highest at ~110–120 compres-
sions/min, with a notable decline in survival on each side of this
range (figure 4).16 The optimal compression rate represents a
balance that attempts to maximise key physiological parame-
ters during CPR. Because stroke volume is lower during CPR,
a higher compression rate is necessary to achieve a sufficient
cardiac output for organ perfusion. However, excessive chest
compression rates may also lead to reduced cardiac output in
shortening the diastolic time interval (‘CPR diastole’) required
Figure 4 Adjusted cubic spline of the relationship between chest for thoracic refilling and for myocardial perfusion. Furthermore,
compression rates and the probability of survival to hospital discharge. an inverse association has been observed between chest compres-
The adjusted model includes sex, age, bystander witnessed arrest, sion rate and depth, especially at higher rates. In one study,
Emergency Medical Services (EMS) witnessed arrest, first known the mean chest compression depth deteriorated (<38 mm) in
EMS rhythm, attempted bystander cardiopulmonary resuscitation, more than 80% of patients when compression rates were >140/
public location and site location (y-axis). Probability of survival versus min.16 Thus, maintaining rates within the recommended range
average chest compression rate when other covariates are equal to the helps to optimise key physiological parameters and other
population average. A histogram of the compression rates and number important CPR metrics.
of patients is included. Dashed lines show 95% CIs (from Idris et
al16). Reproduced with permission from Wolters Kluwer Health.
Chest compression depth (AHA recommendation: 5–6 cm)
Like chest compression rate, compression depth is also associated
pressure, that results in optimal organ perfusion, including the with clinical outcomes. In a large observational study of 9136
heart itself. patients with OHCA from ROC, increasing chest compression
Saving the heart is an essential first step in resuscitation, depth was associated with improved rates of ROSC and survival
without which there can be no return of spontaneous circula- to hospital discharge. The adjusted OR (95% CI) for survival
tion (ROSC). Animal studies have shown that there is excellent was 1.04 (1.00 to 1.08) per 5 mm increase in chest compres-
correlation between CPP and myocardial blood flow during sion depth and 1.45 (1.20 to 1.76) for cases that were >38 mm
CPR.13 Furthermore, it has been noted that CPP during CPR more than 60% of time, as compared with those outside this
has significant prognostic implications on outcomes after range. There also appeared to be a plateau association between
resuscitation. Among 100 patients in whom invasive aortic and compression depth and survival, with best outcomes seen at
right atrial pressure measurements were obtained during CPR, depths between 40 and 54 mm (figure 5), and support current
CPP was directly associated with the likelihood of achieving guideline recommendations.17
ROSC. The 24 patients who achieved ROSC had a maximal
CPP of 25.6 mm Hg vs 8.4 mm Hg (P<0.0001); among those Chest compression fraction and minimising pauses (AHA
not achieving a CPP of at least 15 mm Hg, none survived.14 recommendation: chest compression fraction ≥60%, minimise
These findings provide the physiological rationale for opti- pauses in chest compressions)
mising haemodynamics during CPR, in which the goal is to Interruptions in chest compressions have been shown to have
improve cerebral and myocardial blood flow, achieve ROSC, significant adverse effects on haemodynamics during resuscita-
and ultimately increase survival with good neurological tion. After pausing chest compressions, CPP quickly decreases
outcome. to zero and can take upwards of 15 or more compressions
Acute coronary occlusion and/or severe coronary stenoses to achieve the same magnitude to that present before the
are commonly found in patients with cardiac arrest. These pause.18 19 The duration of pauses in CPR can also influence
add to the challenge of achieving adequate coronary perfusion outcome. This was demonstrated in a large observational study
during CPR and further underscore the importance of efforts of 2006 patients with OHCA due to a shockable arrhythmia in
to optimise CPP. In some cases, emergent coronary revascu- whom the adjusted odds of survival were 7% lower for every 5 s
larisation and/or extracorporeal CPR may be required for increase in a preshock pause and 6% lower for every 5 s increase
successful resuscitation, a discussion of which is beyond the in perishock (preshock and postshock) pause.20 Another study
scope of this article. found the durations of the longest perishock pause, longest
non-shock pause and longest pause for any reason were all asso-
Key metrics for quality CPR ciated with decreased survival to hospital discharge, therefore
The AHA has identified five key metrics for high-quality CPR on demonstrating that pauses at any point in resuscitation can be
the basis of improved haemodynamics during CPR and improved detrimental (figure 6).21 Together, these studies indicate that
clinical outcomes: (1) chest compression rate, (2) chest compres- decreasing both the frequency and duration of interruptions in
sion depth, (3) chest compression fraction and minimising CPR can improve outcomes.
pauses, (4) allowing full chest recoil, and 5) controlled ventila- Chest compression fraction represents the percentage of time
tion with avoidance of hyperventilation.1 that chest compressions are performed in a pulseless patient
1058 Harris AW, Kudenchuk PJ. Heart 2018;104:1056–1061. doi:10.1136/heartjnl-2017-312696
Review

Heart: first published as 10.1136/heartjnl-2017-312696 on 20 January 2018. Downloaded from http://heart.bmj.com/ on 4 July 2018 by guest. Protected by copyright.
Figure 5 Covariate-adjusted survival to discharge by compression
depth, with 95% CIs. Red vertical dashed line represents highest
survival, and grey vertical dashed lines represent 15 mm interval with
highest survival (from Stiell et al17). Reproduced with permission from
Wolters Kluwer Health.

with cardiac arrest. Either frequent and/or longer pauses in chest Figure 7 Smoothing spline representing the incremental probability of
compressions manifest as a lower chest compression fraction. In survival corresponding to a linear increase in chest compression fraction
a prospective study of 506 patients with OHCA arrest due to a (CCF) (from Christenson et al22). Reproduced with permission from
shockable arrhythmia, a higher chest compression fraction prior Wolters Kluwer Health.
to the first defibrillation attempt was associated with improved
survival to hospital discharge. Patients with a chest compression
fraction of >60% had the highest survival, with an adjusted
OR for survival to hospital discharge of 1.11 (1.01 to 1.21) per misleading. For example, a high or low chest compression frac-
10% increase in chest compression fraction (figure 7).22 Chest tion does not necessarily trump the other qualities of CPR that
compression fraction is also a complex measure because of its are essential to good outcome.23 This is why the AHA recom-
potential interaction with other CPR metrics such that its inter- mends targeting a chest compression fraction of greater than
pretation in isolation from these other factors can prove to be 60% in the context of the totality of CPR metrics.24

Chest recoil (AHA recommendation: allow full chest recoil)


Permitting complete chest recoil during the decompression
phase of CPR is essential for refilling the chest and for adequate
myocardial perfusion. Incomplete chest recoil or leaving a
residual pressure on the chest (‘leaning’) results in an increase
in intrathoracic pressure when it needs to be at its minimum.
Among a group of animals that received standard chest compres-
sions with full chest recoil, followed by chest compressions
permitting only 75% of full chest recoil, CPP decreased by more
than a third during the period of incomplete chest recoil and
cerebral perfusion pressures by more than 50% (both P<0.05).25
Inattention to full recoil is an all too common problem during
resuscitation. The problem often arises as a result of fatigue,
whereby the chest compressor (who is usually leaning over the
patient while performing compressions) unintentionally uses the
patient’s chest as a resting table during the decompression phase
of CPR, rather than permit its full recoil. An observational study
of 108 adults with inhospital cardiac arrest at the University of
Figure 6 Survival to hospital discharge and duration of longest Pennsylvania used force-sensing devices during resuscitation to
overall pause in chest compressions (black), longest perishock pause detect 5 pounds of residual pressure (‘lean’) left on the chest
(grey) and longest non-shock pause (white). Numbers in bars represent during the decompression phase of CPR. By this definition,
the number of patients. P<0.01 for each pause category (from Brouwer leaning was observed in 91% of the resuscitations, underscoring
et al21). Reproduced with permission from Wolters Kluwer Health. its all-too-common occurrence.26
Harris AW, Kudenchuk PJ. Heart 2018;104:1056–1061. doi:10.1136/heartjnl-2017-312696 1059
Review
arrest. In 2005, the AHA recommended several changes to resus-
citation protocols to increase the proportion of time devoted to
chest compressions. In advance of these changes, resuscitation

Heart: first published as 10.1136/heartjnl-2017-312696 on 20 January 2018. Downloaded from http://heart.bmj.com/ on 4 July 2018 by guest. Protected by copyright.
protocols for King County, Washington, were instituted that
closely corresponded with these new AHA guidelines. In two
subsequent observational studies from King County, significant
improvements in survival associated with this change in protocol
were seen among patients with cardiac arrest due to either
shockable or non-shockable rhythms. For example, among 509
patients with OHCA due to bystander-witnessed VF, significant
reductions in postshock pauses in CPR, along with an increase
in chest compression fraction, were observed between the time
periods before and after the change in CPR protocol, resulting
in significantly improved survival (adjusted OR (95% CI) 1.75
(1.14 to 2.69)).24 Similarly, among 3960 patients with OHCA
Figure 8 Outcomes according to calendar year. Shown are the due to a non-shockable rhythm, survival to hospital discharge
frequency of return of spontaneous circulation (ROSC), survival to increased from 4.6% to 6.8% (P=0.004) and 1-year survival
hospital discharge and 1-year survival during each year during the from 2.7% to 4.9% (P=0.001) (figure 8), in association with
control and intervention periods, with 95% CIs. No temporal trends similar improvements in ‘hands-on’ time during the intervention
were seen within each study period but rather improved outcomes period.28 Such findings indicate that ‘CPR works’ but that ‘better
in the intervention period as compared with the control period (from CPR works even better’.
Kudenchuk et al28). Reproduced with permission from Wolters Kluwer
Health. Implications on life-saving
Cardiac arrest remains a significant public health issue.
Controlled ventilation, avoiding hyperventilation (30:2 chest Multiple clinical trials of advanced interventions for cardiac
compression:ventilation ratio prior to advanced airway; 10 arrest have been attempted with variable success. It has become
breaths/min with advanced airway) clear that high-quality CPR with effective chest compressions
Prior to the placement of an advanced airway, the provision of is the foundation of all successful resuscitation efforts. While
rescue breaths is associated with a trade-off between cardiac survival after cardiac arrest in many communities remains
output and blood oxygenation due to interruptions in chest poor, this problem is clearly remediable. Improvements in CPR
compressions.19 This is why interruptions for ventilation during practice can lead to substantial improvement in outcome.24 28
30:2 (30 chest compressions followed by 2 breaths) CPR need to By incorporating clinical guidelines into practice, thousands
be brief—at most 2 s in duration. Care needs to be taken to avoid of lives can be saved each year with little more than correctly
hyperventilation particularly after placement of an advanced applying human hands.
airway, when the impression that patients in arrest need more
ventilation frequently results in hyperventilation, a potentially Contributors The authors contributed equally to the writing of this manuscript.
lethal error.27 Each positive pressure breath, while providing Competing interests None declared.
needed oxygen and clearance of carbon dioxide, also increases
Provenance and peer review Not commissioned; externally peer reviewed.
intrathoracic pressure and compromises chest refilling. Excessive
ventilation can also alter pH balance, creating alkalosis and cere- © Article author(s) (or their employer(s) unless otherwise stated in the text of the
article) 2018. All rights reserved. No commercial use is permitted unless otherwise
bral vasoconstriction. The impact these effects might have on expressly granted.
outcome was studied in an experimental model in which a group
of intubated animals undergoing CPR for VF were randomised
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Review
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Harris AW, Kudenchuk PJ. Heart 2018;104:1056–1061. doi:10.1136/heartjnl-2017-312696 1061

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