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J Shoulder Elbow Surg (2012) 21, 350-355

www.elsevier.com/locate/ymse

Arthrosis of glenohumeral joint after arthroscopic


Bankart repair: a long-term follow-up of 13 years
Lauri Kavaja, MBa,*, Jarkko Pajarinen, MD, PhDb, Ilkka Sinisaari, MD, PhDb,
Vesa Savolainen, MD, PhDb, Jan-Magnus Bjo €rkenheim, MD, PhDb,
Ville Haapam€aki, MD, PhDc, Mika Paavola, MD, PhDb,d

a
Medical Faculty, University of Helsinki, Helsinki, Finland
b
Department of Orthopedics and Traumatology, Helsinki University Central Hospital, Helsinki, Finland
c
Department of Radiology, Helsinki University Central Hospital, Helsinki, Finland
d
Centre for Health and Social Economics, Institute of Health and Welfare, Helsinki, Finland

Hypothesis: The purpose of the study was to establish radiologic and clinical occurrence of glenohumeral
arthrosis after arthroscopic Bankart repair.
Materials and methods: Between January 1994 and December 1998, an arthroscopic Bankart repair was
performed in 187 patients at our institution. We were able to assess clinical and radiologic glenohumeral
arthrosis in 72 of the 101 patients who met the inclusion criteria (74 shoulders) (71%) after a 13-year
follow-up. An additional 9 patients were interviewed by telephone. Radiologic arthrosis was evaluated
with the Samilson-Prieto classification and clinical arthrosis with an arthrosis-specific quality-of-life ques-
tionnaire (Western Ontario Osteoarthritis of the Shoulder test). In addition, functional impairment was
assessed with the Constant score and subjective satisfaction with a questionnaire.
Results: Radiologic arthrosis was diagnosed in 50 of 74 shoulders (68%), with 40 (80%) of them classified
as mild. The mean score on the Western Ontario Osteoarthritis of the Shoulder questionnaire was 280
points (85% of the best possible score), which is considered relatively good. The mean Constant score
was 78 points, and 75% of the patients were extremely satisfied or satisfied with the final results of oper-
ative treatment.
Discussion: The radiologic evaluation and self-assessment of the patients imply that the incidence of gle-
nohumeral arthrosis after arthroscopic Bankart repair is quite common but the symptoms are generally mild
and comparable to nonoperative treatment.
Conclusion: Arthrosis rarely causes more than minor subjective symptoms or a minor objectively
perceived disadvantage during 13 years’ follow-up.
Level of evidence: Level IV, Case Series, Treatment Study.
Ó 2012 Journal of Shoulder and Elbow Surgery Board of Trustees.
Keywords: Shoulder; arthroscopy; Bankart repair; arthrosis; Samilson-Prieto classification; WOOS

This study was approved by the Ethical Committee of Helsinki University The shoulder joint has the widest range of motion of all
Central Hospital (No. 114/13/03/02/09).
human joints. The stability of the joint is based mostly on the
*Reprint requests: Lauri Kavaja, MB, HUCH T€o€ol€o Hospital, Tope-
liuksenkatu 5, FIN-00029 HUS, Finland. coordination of the joint capsule and the supporting muscles,
E-mail address: lauri.kavaja@helsinki.fi (L. Kavaja). whereas the joint is relatively unstable because of its bony

1058-2746/$ - see front matter Ó 2012 Journal of Shoulder and Elbow Surgery Board of Trustees.
doi:10.1016/j.jse.2011.04.023
Shoulder arthrosis after arthroscopic Bankart repair 351

and cartilaginous structures. The glenoid labrum, a crucial


Table I Patient characteristics in 81 patients (83 shoulders)
stabilizer of the joint, is frequently torn from the anterior with 13-year follow-up after arthroscopic Bankart repair
glenoid in traumatic glenohumeral dislocation. This injury,
called the Bankart lesion,2 is considered the most common Data
cause of recurrent glenohumeral instability.3,5,27,29,31,34,44 No. of patients 81
In case of primary shoulder dislocation, operative No. of female patients 21
treatment is seldom needed. However, if shoulder insta- No. of male patients 60
bility with recurrent dislocations or subluxations persists No. of shoulders operated on 83
Age at time of surgery 29  9 (range, 15-59)
during or after appropriately executed conservative treat-
(mean  SD) (y)
ment, surgery is often considered as the treatment of Dislocations before initial surgery
choice.24 The most common surgical method nowadays is [No. of shoulders (%)]
an arthroscopic Bankart repair, in which the torn labrum 1 28 (34%)
undergoes refixation to the anterior glenoid rim.1,14,27,34 2-5 20 (24%)
The incidence of glenohumeral arthrosis after conserva- 5-10 10 (12%)
tive treatment of traumatic anterior shoulder dislocation in >10 25 (30%)
a long-term follow-up of 25 years has been reported to be as Delay from primary dislocation 5  8 (range, 0-38)
high as 60% (97 of 161 shoulders).15 Although the results to surgery (mean  SD) (y)
after long-term follow-up of arthroscopic Bankart repair No. of patients with reoperations 12 (mean, 1.5 surgeries)
have been reported widely,5,6,12,19,20,23,24,26,27,33 the focus in due to recurrent instability
these studies has been on the functional outcome and joint We assessed 72 patients (74 shoulders) clinically, 2 patients had
a bilateral complaint, and an additional 9 patients were interviewed.
stability whereas the occurrence of glenohumeral arthrosis
after surgery has not been studied in detail. The aim of our
study is to establish the radiologic and clinical occurrence of
glenohumeral arthrosis after arthroscopic Bankart repair. and concentric strengthening, and a limited return to sports at
3 months. Routine postoperative assessments were conducted at 2
weeks, 3 months, and 6 months by the surgeon.
Of the initial 101 patients, 72 (74 shoulders) (71%) were
Materials and methods assessed clinically and radiologically after a mean follow-up of
13 years (range, 11-15 years). Nine patients were unable to attend
A retrospective medical record review was performed to identify the final follow-up visit and were interviewed by telephone.
arthroscopic Bankart repair performed in patients at our institution Regarding the missing 20 patients, a mailing address was
between January 1994 and December 1998. Of the 187 patients unavailable for 6, 8 were not reached regardless of numerous
found, 101 met the inclusion criteria of the study: the primary attempts, 3 lived abroad, and 3 did not want to take part in the
dislocation was of traumatic origin (sports injury in 46 shoulders study.
[55%]), there was anterior-inferior instability with a Bankart lesion, At the final follow-up, radiographs were taken from both
the patient was operated on by an arthroscopic Bankart procedure shoulders with anteroposterior and axillary projections. Joint
(refixation of anterior labral lesion), and the patient had not had arthrosis was evaluated by the Samilson-Prieto classification,39
previous surgeries to the shoulder region. Patients who had shown which defines arthrosis by the size and presence of osteophytes,
posterior or multidirectional instability during the preoperative narrowed joint gap, and subchondral sclerosis (0, normal gleno-
clinical evaluation or during anesthesia and those with congenital humeral joint; 1, mild arthrosis [inferior humeral or glenoid
instability of the shoulder were excluded from the study. Our patient osteophytes <3 mm] (Fig. 1, A); 2, moderate arthrosis [inferior
material is described in Table I. All patients gave informed consent. humeral or glenoid osteophytes measuring 3-7 mm] (Fig. 1, B); or
Initial shoulder surgery was performed by the senior author 3, severe arthrosis [osteophytes >7 mm with or without articular
(J.-M.B.). The patient was lying in the beach-chair position under incongruence] (Fig. 1, C)). Radiologic evaluation was performed
general anesthesia. A standard posterior portal and an anterior by an independent radiologist.
portal above the subscapularis tendon were established. After The patients answered questionnaires evaluating arthrosis-
general evaluation of the glenohumeral joint, the anterior labral specific quality of life (Western Ontario Osteoarthritis of the
lesion was evaluated. A rasp was used to free up the anterior Shoulder [WOOS] test)25 and instability-specific quality of life
capsulolabral structures from the neck of the glenoid. A bur was (Western Ontario Shoulder Instability Index [WOSI]).22
then used to create a raw bleeding bony surface throughout the Functional status of the shoulder was assessed by the Constant
length of the anterior labral lesion. A Suretac fixation tack score.11 Subjective satisfaction of the patients was evaluated by
(Acufex Microsurgical, Mansfield, MA, USA) was then intro- questions measuring symptoms and inconvenience. Clinically, the
duced over the guidewire and was seated with use of a cannulated shoulder stability was measured by the sulcus sign, apprehension
driver. The procedure was repeated with a second tack. If the test, relocation test, and anterior and posterior load-and-shift tests.
second Suretac fixation tack did not secure the whole lesion, Range of motion was tested in elevation, abduction, external
a repair was performed with use of 1 or 2 more intra-articularly rotation, and internal rotation (humerus in 90 of abduction).
positioned tacks. After surgery, the patients were immobilized for Descriptive statistics were summarized for subject demo-
a period of 3 weeks and followed a rehabilitation protocol graphic data. Microsoft Excel 2007 software (Microsoft, Seattle,
including active-assisted range-of-motion exercises, isometric WA, USA) was used for statistical analysis.
352 L. Kavaja et al.

Figure 1 In the Samilson-Prieto classification, arthrosis is defined by the size and presence of osteophytes, narrowed joint gap, and sub-
chondral sclerosis. (A) In mild arthrosis, glenoid osteophytes are less than 3 mm in size; (B) in moderate arthrosis, inferior humeral or glenoid
osteophytes are 3 to 7 mm in size; and (C) in severe arthrosis, osteophytes are more than 7 mm with or without articular incongruence.

Results Discussion

Glenohumeral arthrosis was found on the radiographs in 50 Radiologic arthrosis was found in 50 of 74 shoulders (68%)
of 74 shoulders (68%). In most of the cases (40 of 50 [80%]), after Bankart repair at 13 years’ follow-up. However, the
arthrosis was classified as mild with the Samilson-Prieto arthrosis was mild in most cases, and according to the clinical
classification. Arthrosis in the contralateral shoulder was less tests and specific questionnaires, the patients with mild
frequent. There were no lytic changes of the glenoid seen radiologic arthrosis did as well as patients with no radiologic
radiologically. The mean score on the arthrosis-specific arthrosis. In the contralateral shoulder, radiologic arthrosis
WOOS questionnaire was 280 (range, 14-1447; SD, 307), was less frequent and usually associated with injuries and/or
which equates to 85% of the best possible score. The mean other operations. Results of the WOOS (280 points [85%]) and
score of interviewed patients was 144 (range, 26-399; SD, the WOSI questionnaires (456 points [78%]) were relatively
129), which equates to 92% of the best possible score. good in our study when the age and sex distribution of our
Radiologic arthrosis and clinical arthrosis are described in patients was taken into account. Clarke et al.9 have reported
Table II. the normal value on the WOSI questionnaire in symptomless
The mean score on the instability-specific WOSI shoulders in a young and active population of male patients to
questionnaire was 456 (range, 13-1920; SD, 429), which be 82.7 points, which is 96.1% of the best possible score. This
equates to 78% of the best possible score. The mean difference between patients assessed and interviewed may
score of interviewed patients was 278 (range, 95-824; reflect that the patients with fewer complaints might be less
SD, 230), which equates to 87% of the best possible adherent to long-term follow-up assessment.
score. Subjective symptom questionnaires are described The best possible score that a patient can receive on the
in Table III. WOSI questionnaire is 0 points, which equates to 100%. It
The mean Constant score was 78 points (range, 20-94; can also be stated that the fewer points patients have, the
SD, 15). Forward elevation was on average 160 ; abduc- fewer symptoms they have. The WOSI score, on average
tion, 150 ; external rotation, 55 ; and internal rotation, 78%, applies only to instability symptoms. It can be consid-
50 . On clinical stability testing, 47 of 74 shoulders tested ered that although 36% of patients show instability on clinical
(64%) were classified as stable whereas 36% of patients tests, the patients are asymptomatic or have been habituated
had mild anterior instability, which was mostly manifested to avoid activity that cause instability or subluxation.
by pain on the apprehension test and laxity on the anterior The satisfaction rate of 75% refers to satisfaction
load-and-shift test. Of the 81 operated patients, 24 (30%) regarding the condition as a whole. The main reasons why
reported disturbances in daily routines; disturbances in patients have not been satisfied are some limitation in range
sports/recreation/work were reported in 28 of 81 (35%). Of of motion and habituation to avoid activities that promoted
the 81 patients, 30 (37%) reported no disturbance at all instability before the primary operation. Only 2 patients
during the last year. The disturbance was mostly dependent reported pain to be the main complaint, which would refer
on recurrent instability. Of the 19 patients who had redis- to a limitation caused by arthrosis.
locations in our material, 4 had had reoperations and There are certain limitations in our study, and they
positive apprehension tests. require some attention. First, our study is retrospective, and
Shoulder arthrosis after arthroscopic Bankart repair 353

Table II Data regarding arthrosis of glenohumeral joint in 74 shoulders (72 patients) with 13-year follow-up after arthroscopic
Bankart repair
Data
Radiologic arthrosis according to Samilson-Prieto classification)
Operated shoulder
No arthrosis (0) 24 (32.4%)
Mild arthrosis (1) 40 (54.0%)
Moderate arthrosis (2) 9 (12.2%)
Severe arthrosis (3) 1 (1.4%)
Contralateral shouldery
No arthrosis (0) 54 (77.1%)
Mild arthrosis (1) 15 (21.4%)
Moderate arthrosis (2) 1 (1.4%)
WOOS (mean  SD)z
Total (1900 points) 280  307 (range, 14-1447) (85%)
Physical symptoms (600 points) 95  96 (range, 0-445) (84%)
Sports/recreation/work (500 points) 86  105 (range, 1-460) (83%)
Lifestyle (500 points) 60  85 (range, 0-421) (88%)
Emotions (300 points) 40  49 (range, 0-200) (87%)
Radiologic arthrosis was evaluated with standard radiographic projections. Clinical arthrosis was evaluated with the WOOS questionnaire in an additional
9 patients without radiography.
) Samilson-Prieto classification: 0, normal glenohumeral joint; 1, mild arthrosis (osteophytes in humerus <3 mm); 2, moderate arthrosis (osteophytes

in humerus or on glenoid measuring 3-7 mm); or 3, severe arthrosis (osteophytes >7 mm with or without articular incongruence).
y
There were 70 shoulders; in 2 of the 72 patients in total, both shoulders had been operated on.
z
The best raw score is 0 points, and this can be converted into a clinically more favorable form: [(1900eRaw points)/1900]  100%. In a symptomless
shoulder, the score is 100%, and in the worst case, 0%.

it introduces an element of uncertainty as to the original


Table III Subjective results in 81 patients (83 shoulders)
circumstances and energy of the primary dislocation, as
with 13-year follow-up after arthroscopic Bankart repair
well as the number of subsequent dislocations. Second, in
our patients, the Bankart repair has been performed by use Data
of biodegradable tacks that are no longer widely in use. On WOSI (mean  SD))
the other hand, the basic principles in the arthroscopic Total (2100 points) 457  429 (range, 13-1920)
refixation of the labrum have remained principally constant (78%)
during the last 15 to 20 years. The follow-up time of our Physical symptoms 207  198 (range, 3-894)
(1000 points) (79%)
study is long: we believe this is the first long-term follow-
Sports/recreation/work 105  104 (range, 0-354)
up evaluating the incidence of arthrosis after arthroscopic
(400 points) (74%)
Bankart repair. In addition, patients in our study are Lifestyle (400 points) 75  84 (range, 0-374) (81%)
somewhat older than patients in previous reports,5 and this Emotions (300 points) 68  75 (range, 0-298) (77%)
may have a minor effect on the incidence of arthrosis. Satisfaction with operative results
The prevalence rate for traumatic anterior shoulder dislo- Extremely satisfied 38 (46%)
cations has been estimated at 1% to 2% over a lifetime in the Satisfied 24 (29%)
general population,22,24,40 and the most significant indepen- Neutral 15 (18%)
dent risk factors for the injury are male sex, white race, and age Unsatisfied 5 (6%)
less than 30 years.30,32,38 On the contrary, primary arthrosis of Extremely unsatisfied 0 (0%)
the glenohumeral joint is considered relatively rare.7 Subjective results were evaluated with the WOSI questionnaire,
According to Marx et al.,28 the risk of severe arthrosis may measuring symptoms and inconvenience.
) The best raw score is 0 points, and this can be converted into a clin-
be as high as 10- to 20-fold among patients who have dis-
ically more favorable form: [(2100 e Raw points)/2100]  100%. In
located their shoulders compared with those who have not. The a symptomless shoulder, the score is 100%, and in the worst case, 0%.
risk of arthrosis has also been connected with the arthroscopic
operative technique, which is suggested to result from poorly
attached or misplaced suture anchors.43 However, according to
Rhee et al.,36 direct correlation between misplaced sutures and open and arthroscopic labral fixation have been
arthrosis has not been confirmed. equal.5,10,13,18,21,37,41 Advancements in surgery favoring
In comparative randomized studies and systematic arthroscopic procedures have led to the current situation,
reviews of the literature, the early clinical results between where patients with a tendency toward recurrent shoulder
354 L. Kavaja et al.

Table IV Results of 74 shoulders (72 patients) according to class of arthrosis at 13 years’ follow-up after arthroscopic Bankart repair
Class of arthrosis Age at time Age at Delay from No. of preoperative No. of postoperative
(N ¼ 74 shoulders) of initial time of primary trauma dislocations dislocations
dislocation (y) surgery (y) to surgery (y)
Moderate and severe arthrosis 32 32 3.5 1, n ¼ 3 0, n ¼ 6
(classes 2 and 3) (n ¼ 10) 2-5, n ¼ 1 1, n ¼ 1
5-10, n ¼ 3 2-5, n ¼ 1
>10, n ¼ 3 >10, n ¼ 2
Mild arthrosis (class 1) 23 30 7 1, n ¼ 11 0, n ¼ 32
(n ¼ 40) 2-5, n ¼ 10 2-5, n ¼ 3
5-10, n ¼ 6 5-10, n ¼ 2
>10, n ¼ 13 >10, n ¼ 3
No arthrosis (class 0) 23 27 4 1, n ¼ 9 0, n ¼ 17
(n ¼ 24) 2-5, n ¼ 9 1, n ¼ 1
5-10, n ¼ 1 2-5, n ¼ 6
>10, n ¼ 5

dislocation of traumatic origin are treated almost solely by


repair is usually performed in relatively young patients
means of arthroscopic labrum reattachment.
and the development of glenohumeral arthrosis is a slow
Particularly in nonanatomic fixation methods, the risk of
process, even longer-term follow-up studies are required
arthrosis is estimated to be considerable. In the literature, the
in the future.
risk of arthrosis varies between 12% and 89% depending on
the operative technique, follow-up time, and heterogeneity of
the patient material.4,8,16,17,35,42 In addition, in a 25-year
follow-up study by Hovelius and Saeboe,15 the risk of Disclaimer
arthrosis after conservative treatment of anterior shoulder
instability with traumatic origin was 60%. Arthroscopic The authors, their immediate families, and any research
Bankart repair seems not to expose patients to an increased foundations with which they are affiliated have not
risk of arthrosis nor to protect patients against arthrosis received any financial payments or other benefits from
because we observed practically similar incidence and any commercial entity related to the subject of this
severity of arthrosis in our study. In addition, mild radiologic article.
findings did not seem to be associated with typical clinical
symptoms of shoulder arthrosis.
In our study, the patient’s age at the time of surgery and at
the time of initial instability episode seemed to correlate with References
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