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Received 5 March 2023; revised 7 May 2023; accepted 22 May 2023; online publish-ahead-of-print 22 June 2023
Graphical Abstract
Ischaemic risk
Low ischaemic risk Low ischaemic risk
Discontinuation of the
P2Y12 inhibitor
or aspirin
Bleeding risk
Proposed strategies for tailoring antithrombotic therapy according to individual ischaemic and bleeding risk. Patients at high
risk of ischemic events and low risk of bleeding may benefit from an intensified antiplatelet therapy regimen (e.g., escalation), while those at high risk
of bleeding and low risk of ischemic events require a less intensive and more cautious approach (e.g, de-escalation). In patients at low risk of ischemic
events and low risk of bleeding the benefits of antiplatelet therapy may not outweigh the risks, while patients who have high risks of both ischemic
and bleeding events require a delicate balance, as the approach to managing their conditions must weigh the potential benefits against the potential
risks. Abbreviations: PFT, platelet function testing. Adapted from Cao et al.1
* Corresponding author. Tel: +1 904 244 3933, Fax: +1 904 244 3102, Email: dominick.angiolillo@jax.ufl.edu
© The Author(s) 2023. Published by Oxford University Press on behalf of the European Society of Cardiology. All rights reserved. For permissions, please e-mail: journals.permissions@oup.com
3060 D. Capodanno and D. J. Angiolillo
Abstract
Coronary artery disease (CAD) is one of the leading causes of death globally, and antiplatelet therapy is crucial for both its prevention and treatment.
Antiplatelet drugs such as aspirin and P2Y12 inhibitors are commonly used to reduce the risk of thrombotic events, including myocardial infarction,
stroke, and stent thrombosis. However, the benefits associated with the use of antiplatelet drugs also come with a risk of bleeding complications. The
ever-growing understanding of the poor prognostic implications associated with bleeding has set the foundations for defining strategies that can
mitigate such safety concern without any trade-off in antithrombotic protection. To this extent, personalised antiplatelet therapy has emerged
as a paradigm that optimizes the balance between safety and efficacy by customizing treatment to the individual patient’s needs and risk profile.
Accurate risk stratification for both bleeding and thrombosis can aid in selecting the optimal antiplatelet therapy and prevent serious and life-threa
tening outcomes. Risk stratification has traditionally included clinical and demographic characteristics and has expanded to incorporate angiographic
features and laboratory findings. The availability of bedside platelet function testing as well as rapid genotyping assays has also allowed for a more
the treatment plan accordingly. Therefore, determining the fine balance two minor criteria from a set of variables defined by expert consensus.
between thrombotic and bleeding risks is crucial for the effective man Two models (DAPT score and ARC-HBR trade-off model) are also
agement of antiplatelet therapy. available that integrate ischemic and bleeding risk factors to provide a
prediction rule for outcomes of ‘net benefit’.14,15
Overall, the discriminatory performance of the available risk models
Predictors of thrombotic and bleeding for ischemia and/or bleeding is in the range of c-statistics between 0.65
events and 0.75 in validation studies10–15,21, indicating their suboptimal cap
Risk stratification tools for the prediction of ischemia, bleeding, or their acity to distinguish the patients who will experience an event from
trade-off in CAD patients on dual antiplatelet therapy (DAPT, i.e. the and those who will not. Importantly, high bleeding risk patients have of
combination of aspirin and a P2Y12 inhibitor) are summarized in ten been excluded from study populations used to derive bleeding risk
Table 1. 10–15 These models were generally derived from large cohorts scores, and these scores have been evaluated in the context of standard
of patients undergoing PCI and therefore their generalizability to other DAPT, which makes their generalisability uncertain when other scen
DAPT settings (i.e. CAD without PCI) is uncertain. arios are considered (e.g. de-escalation). Notably, the ESC guidelines as
The PARIS risk score encompasses six clinical variables for the pre
sign a low class of recommendation to the use of risk scores to guide
diction of thrombosis and six variables for the prediction of bleeding.10
antiplatelet therapy (e.g. class IIb in the European guidelines for
Other scores for bleeding include PRECISE-DAPT,11 which uses five
clinical predictors, and BleeMACS, which uses seven clinical predic ACS).22 Therefore, clinical considerations and sound clinical judgment
tors.12 While these models follow a quantitative approach, a semiquan are crucial on top of utilizing these predictive models in guiding patient
titative approach from the Academic Research Consortium for High management and treatment decisions.21 Yet, identifying patients who
Bleeding Risk (ARC-HBR) has recently been introduced,13 with patients are most likely to benefit from antiplatelet therapy (e.g. those at very
at high bleeding risk defined as those fulfilling one major criterion or high risk of CAD events) and have a low risk of bleeding is challenging,
3062 D. Capodanno and D. J. Angiolillo
Table 1 Risk stratification tools for ischemia, bleeding, or their trade-off in patients on dual antiplatelet therapy
ARC-HBR, Academic Research Consortium for High Bleeding Risk; BleeMACS, Bleeding Complications in a Multicenter Registry of Patients Discharged With Diagnosis of Acute
Coronary Syndrome; DAPT, Dual Antiplatelet Therapy Trial; PARIS, patterns of non-adherence to anti-platelet regimens in stented patients; PCI, percutaneous coronary
intervention; PRECISE-DAPT, Predicting Bleeding Complications In Patients Undergoing Stent Implantation and Subsequent Dual Anti Platelet Therapy.
especially because patients at increased ischemic and bleeding risks typ a more intensive antiplatelet therapy regimen, while those at high risk of
ically share common CAD risk factors.15,23 bleeding and low risk of ischemic events require a less intensive and
Additionally, patients with established atherosclerotic cardiovascular more cautious approach. In patients at low risk of ischemic events
disease are generally considered at very high risk of events by current and low risk of bleeding, the benefits of antiplatelet therapy may not
ESC guidelines for secondary prevention.3 This broad group include outweigh the risks, while patients who have high risks of both ischemic
those with documented CAD, including previous MI, ACS, and coronary and bleeding events require a delicate balance, as the approach to man
revascularization. Patients with unequivocally documented cardiovascular aging their conditions must weigh the potential benefits against the po
disease on imaging are also considered at very high risk, including those tential risks.
with atherosclerotic plaques on coronary angiography or computed tom There are two potential strategies to personalising the antiplatelet
ography angiography. treatment regimen based on the individual risk of ischemic and bleeding
A scrutiny of most common predictors derived by the available risk complications.8 The first strategy is an approach based on clinical judg
stratification tools (Table 2) allows to isolate some crucial risk determi ment, where the practitioner uses commonly available parameters, in
nants of ischemic complications in spite of antiplatelet therapy (e.g. dia cluding clinical, demographic, laboratory, and procedural, along with
betes mellitus, ACS or MI at presentation, prior PCI, MI or their experience to make decisions. The second strategy is an approach
cerebrovascular accident, smoking, renal insufficiency, peripheral artery based on guidance from assays that may inform on how a patient is re
disease) and a number of key predictors of bleeding (e.g. age, renal in sponding (i.e. PFT) or may respond (i.e. genetic testing) to an antiplate
sufficiency, cirrhosis, anaemia or low haemoglobin levels, oral anticoa let agent. This may include results from PFT that measure the
gulation, prior bleeding and/or transfusion, cancer) that are visually individual’s response to an antiplatelet drug which correlates with an
schematized in Figure 2. adverse outcome (e.g. hyper- and hypo-responders with bleeding and
thrombotic events, respectively). Alternatively, genetic testing provides
information about how an individual may respond to a given antiplatelet
Personalised approach agent (e.g. genetic polymorphisms coding for an enzyme involved in
Tailoring the right antiplatelet therapy to individual ischemic and bleed drug metabolism may lead to different degrees of enzyme activity).
ing characteristics is crucial in optimizing the benefits and minimizing the Both strategies aim to optimize the benefits of antiplatelet therapy in
risks of treatment for patients with CAD (Graphical abstract).1 Patients reducing the risk of ischemic complications and mitigate the risk of
at high risk of ischemic events and low risk of bleeding may benefit from bleeding complications.
Personalised antiplatelet therapies for CAD 3063
Abbreviations: ACS, acute coronary syndromes; CABG, coronary artery bypass surgery; CHF, congestive heart failure; COPD, chronic obstructive pulmonary disease; ICH, intracranial
haemorrhage; LVEF, low ventricular ejection fraction, MI, myocardial infarction; NA, not applicable; NSAIDs, nonsteroidal anti-inflammatory drugs; PCI, percutaneous coronary
intervention. Other abbreviations as in Table 1.
3064 D. Capodanno and D. J. Angiolillo
CKD Cancer
Predictors Predictors
PAD Anemia
Figure 2 Determinants of ischaemic and bleeding risk in patients on dual antiplatelet therapy. Abbreviations: ACS, acute coronary syndrome; CKD,
chronic kidney disease; CVA, cerebrovascular accidents; MI, myocardial infarction; OAC, oral anticoagulation; PAD, peripheral artery disease; PCI, per
cutaneous coronary intervention.
De-escalation
Switching
Decrease in
Dec
Switching
Add-on
Escalation
Figure 3 Strategies of antiplatelet therapy modulation. Antiplatelet therapy can be modulated in two ways: by reducing (i.e. de-escalation) or increas
ing (i.e. escalation) the intensity of platelet inhibition.
at 1 month reduced the risk of net adverse cardiac events (NACE) at 1 TICO45 and STOPDAPT-2 ACS,46 compared early aspirin discontinu
year in patients with ACS undergoing PCI.36 Also, the recommended ation and maintaining SAPT with a P2Y12 inhibitor vs. 12-month DAPT
maintenance dose of ticagrelor is 90 mg twice daily for the first year after on 1-year NACE specifically in ACS patients: TICO (testing SAPT with
an ACS but de-escalation to a dosing regimen of 60 mg twice daily can be ticagrelor) showed superiority, while STOPDAPT-2 ACS (testing SAPT
used after 1 year based on the results of the PEGASUS-TIMI 54 trial, with clopidogrel) failed in showing noninferiority. Although PFT or gen
where the 60 mg dosing regimen was found to have similar efficacy to etic testing were not performed in STOPDAPT-2 ACS, it may be ar
the 90 mg dosing regimen but had a more favorable safety profile in gued that its findings could be in part attributed to impaired
terms of bleeding and non-bleeding side effects.50 response to clopidogrel which more commonly occurs in high-risk set
A third viable de-escalation approach is the discontinuation of DAPT tings. Indeed, this represents an opportunity for future studies of indi
(i.e. adjusting drug number approach), which means stopping of one of vidualized treatment options in which defining response to therapy
the DAPT antiplatelet agents and transitioning to SAPT with aspirin or a when relying on SAPT with P2Y12 inhibitor monotherapy should be
P2Y12 inhibitor. The timing of discontinuation has progressively been considered. Of note, ticagrelor monotherapy after a short period of
moved earlier after PCI with the current generation of coronary stents. DAPT showed promising results also in ACS sub-analyses of the
Several single-arm studies using historical controls or objective per GLOBAL LEADERS59 and TWILIGHT60 trials.
formance goals support the concept that 1 to 3 months of DAPT Finally, some trials compared standard DAPT with strategies of as
may be enough in patients at high risk of bleeding.47,55–57 Regardless pirin discontinuation or P2Y12 inhibitor monotherapy at the physician’s
of bleeding risk, studies such as the ONE-MONTH DAPT trial37,58 in discretion. The MASTER DAPT trial selectively randomized patients at
patients with CCS or ACS, and the SMART-DATE trial,38 high bleeding risk and found that discontinuing the P2Y12 inhibitor or
REDUCE-ACS,39 and DAPT-STEMI40 trials in patients with ACS have aspirin at 1 month was noninferior to continuing for at least two add
shown that early discontinuation of the P2Y12 inhibitor with transition itional months with respect to 1-year NACE or major adverse cardiac
from DAPT to aspirin monotherapy (i.e. at 1 to 6 months) is noninfer events (MACE), and was associated with reduced bleeding.61 In the
ior to discontinuation at 6 to 12 months in terms of 1-year NACE. HOST-IDEA trial, the discontinuation of one of antiplatelet agent at
These trials used wide noninferiority margins, which raises a note of 3–6 months was noninferior with respect to 1-year NACE in patients
caution over generalizing their results. Additionally, there were signals with CCS or ACS undergoing PCI.48
of an increase in thrombotic complications with shorter DAPT espe Escalation—Antiplatelet therapy escalation is meant to decrease
cially in ACS.38,39,58 thrombotic or ischemic complications by increasing the intensity of
Several studies compared strategies of aspirin discontinuation and platelet inhibition at a time when such risk is considered greater than
P2Y12 inhibitor monotherapy after a short (e.g. 1–3 months) period the risk of bleeding complications. Again, this can be achieved by adjust
of DAPT in patients undergoing PCI, including GLOBAL LEADERS41 ing the type, dose, or number of antiplatelet drugs used.
and TWILIGHT42 (testing SAPT with ticagrelor), and Escalation by switching refers to the practice of changing from a
STOPDAPT-243 and SMART-CHOICE44 (testing SAPT with clopido platelet P2Y12 receptor inhibitor with moderate platelet inhibitory ef
grel). With the exception of the GLOBAL LEADERS that did not fects, such as clopidogrel, to one with stronger platelet inhibitory ef
meet its primary objective, these studies have shown a reduction in fects, such as prasugrel or ticagrelor.52 This change is sometimes
bleeding without any trade-off in ischemic events with P2Y12 inhibitor considered for patients treated with a clopidogrel-based DAPT regi
monotherapy compared with standard DAPT. Two more trials, named men who present with an acute cardiac event or patients with CCS
3066 D. Capodanno and D. J. Angiolillo
Treatment effects are reported for the investigational strategy vs. standard dual antiplatelet therapy. In MASTER DAPT, NACE is reported as the first ranked primary outcome. P-values
are for superiority unless otherwise specified. Abbreviations: ACS, acute coronary syndrome; ARD, absolute risk difference; CCS, chronic coronary syndrome; CI, confidence interval;
DAPT, dual antiplatelet therapy; HR, hazard ratio; MACE, major adverse cardiac events; MI, myocardial infarction; NACE, net adverse cardiac events; PCI, percutaneous coronary
intervention.
Personalised antiplatelet therapies for CAD 3067
Table 4 Clopidogrel therapy based on CYP2C19 phenotype for ACS/PCI patients initiating antiplatelet therapy
Adapted from Scott et al.72 Abbreviations: EM, extensive metabolizers; PM, poor metabolizers; UM, ultrarapid metabolizers.
Table 5 Strategy trials of modulation of antiplatelet therapy guided by platelet function or genetic testing in patients
undergoing percutaneous coronary intervention
Treatment effects are reported for the investigational strategy vs. standard dual antiplatelet therapy; P-values are for superiority unless otherwise specified. Abbreviations: ACS; acute
coronary syndrome; ARD, absolute risk difference; CI, confidence interval; HPR, high platelet reactivity; HR, hazard ratio; LOF, loss of function; MACE; major adverse cardiac events; NA,
not available; NACE, net adverse cardiac events; OR, odds ratio; PCI, percutaneous coronary intervention; PFT, platelet function testing.
The inability of these early trials to demonstrate any clinical benefit In the ADAPT-PCI trial,80 the genotype-guided prescription was
with the use of PFT could be attributed to a number of factors, such found to significantly increase the use of prasugrel or ticagrelor com
as inclusion of low-risk patients, limited use of novel generation pared to an unguided approach in patients with ACS or CCS undergo
P2Y12 inhibitors, and inadequate cut-off values to define HPR. More re ing PCI. TAILOR-PCI81 was the largest trial of genotype-guided
cent studies conducted in high-risk settings have shown more promis selection of oral P2Y12 inhibitor in which patients with ACS or CCS
ing findings.76,77 TROPICAL-ACS trial enrolled patients with ACS undergoing PCI were randomized to genotype-guidance or conven
undergoing PCI, randomly assigned to either PFT guidance with de- tional therapy. In the genotype-guide group, CYP2C19 LOF carriers
escalation by switch from prasugrel to clopidogrel if responders or were prescribed ticagrelor and noncarriers clopidogrel. Patients rando
standard care.76 The trial, powered for noninferiority on NACE vs. mized to the conventional group were prescribed clopidogrel.
standard DAPT, met its primary objective. The PATH-PCI trial also Although the genotype-guided approach showed a numerical reduction
met its primary objective, showing superiority for the PFT-based in MACE, this did not reach statistical significance, possibly due to a lack
approach.77 of power. However, a recent analysis from the TAILOR-PCI study did
Guidance by genetic testing—Rapid CYP2C19 genotyping as show superiority of a genotype-guided approach when considering re
says, with results available within 60 min, are commercially available current events.89 Conversely, a trial from Al-Rubaish et al.,82 who only
making genetic testing feasible in real-world practice.87,88 Genetic included patients with ACS, showed a significant benefit of the
testing has been evaluated as a method of guiding antiplatelet therapy genotype-guided strategy in reducing NACE.
in five studies of patients with PCI and/or ACS, with mixed results78–82
(Table 5).
In patients with ACS undergoing PCI, the PHARMCLO78 and PFT and genetic testing: advantages and
POPULAR GENETICS79 trials compared the genotype-based selection disadvantages
of P2Y12 inhibitors (i.e. selective use of prasugrel or ticagrelor among PFT has the advantage of being more closely related with the clinical
CYP2C19 LOF carriers and clopidogrel in noncarriers) to unguided outcome (i.e. increased thrombotic and bleeding complications with
standard of care DAPT. Despite being terminated early and therefore high and low platelet reactivity, respectively).16 Nevertheless, results
resulting in lower power than anticipated, PHARMCLO showed the of PFTs are subject to variability, particularly with clopidogrel early after
genotype-based approach to significantly reduce the risk of NACE. treatment initiation, requiring patients to be on treatment for a certain
Similarly, in POPULAR GENETICS, the genotype-based approach was period of time (e.g. for at least 1–2 weeks) to adequately assess antipla
non-inferior to standard therapy in terms of NACE at 12 months, and telet drug response. Hence, the potential need for serial assessments as
resulted in a significantly lower incidence of major or minor bleedings. well as switching between different oral P2Y12 inhibitors may be
Personalised antiplatelet therapies for CAD 3069
challenging to implement in clinical practice.90 In contrast, results of escalation by switch of P2Y12 receptor inhibitor treatment (e.g. from
genetic testing remain unchanged and allow to determine, even prior prasugrel or ticagrelor to clopidogrel), or de-escalation by dose
to therapy, the CYP2C19 phenotype associated with different degrees reduction, as an alternative DAPT strategy ‘especially for ACS patients
of clopidogrel response (Table 4). Accordingly, CYP2C19 LOF carriers deemed unsuitable for potent platelet inhibition’. Also, the recommenda
can be treated with ticagrelor or prasugrel while noncarriers with clo tion states that de-escalation by switch ‘may be done unguided based on
pidogrel. The disadvantage of relying solely on genetic testing is that the clinical judgment or guided by PFT or CYP2C19 genotyping, depending on
pharmacodynamic effects of clopidogrel as measured by PFT depend patient’s risk profile and availability of respective assays’. The level of evi
on multiple factors and not solely on CYP2C19 genotypes.91 To this dence for this recommendation is A, with the TOPIC,
extent, integrating genetic data with clinical variables, such as in the TROPICAL-ACS, and POPULAR GENETICS trials used as supporting
ABCD-GENE (Age, Body Mass Index, Chronic Kidney Disease, references. The phrasing of the recommendation, referring to patients
Diabetes, and Genotyping) score has shown to enhance the accuracy ‘unsuitable for potent platelet inhibition’, implies that these approaches
in identifying patients with impaired clopidogrel response.92 Although for now are best suited to patients at high bleeding risk, a population
retrospective assessments have shown the ability of the that was actually understudied in the abovementioned trials, while
Pfizer, Sanofi, and Vectura, outside the present work; D.J.A. also de 14. Yeh RW, Secemsky EA, Kereiakes DJ, Normand SL, Gershlick AH, Cohen DJ, et al.
Development and validation of a prediction rule for benefit and harm of dual antiplatelet
clares that his institution has received research grants from Amgen,
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