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Xiaohui Yu Da-Gang Lu
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Abstract: In this study, the variability inherent in the performance of RC frame structures to bridge over a column loss was investigated,
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considering the uncertainties existing in gravity loads, material properties, and construction geometries. Uncertainty and sensitivity analysis
were conducted in tandem to provide the influence and significance of the uncertain parameters on RC frames to resist progressive collapse.
Quasi-static pushdown analysis was used to assess the residual load-resisting capacity of structures with an initialized damage. A set of
structural models were generated for uncertainty analysis by using the correlation-reduced Latin hypercube sampling method. Sensitivity
analysis was performed by independently varying parameters with one standard deviation away from their means. Two typical RC frame
structures with different span aspect ratios were taken as the study cases. The macromodeling technique, which was validated by the test
results, was used for analysis. The study results indicated that structural uncertainties have significant effects on the behavior of RC frame
buildings for mitigating progressive collapse caused by the loss of a ground column. Among the studied uncertain parameters, the gravity
loads and the properties of reinforcement have the most effects on the residual load-resisting capacities of damaged frames. DOI: 10.1061/
(ASCE)CF.1943-5509.0000930. © 2016 American Society of Civil Engineers.
Author keywords: Progressive collapse; Pushdown analysis; Uncertainty analysis; Sensitivity analysis; Column loss; RC frame building.
Δ Δ
removed removed
(a) (b)
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Fig. 1. Displacement-controlled pushdown procedure: (a) removal of an exterior column; (b) removal of an interior column
Load factor, α
simulation (Lu et al. 2011; Fascetti et al. 2015) and experimental
testing (Sasani et al. 2007; Yi et al. 2008; Qian and Li 2012b, a,
1.5
2013; Qian et al. 2015a). However, the deterministic approach is
not suitable for a probabilistic analysis. Thus, it is extended by cou- 1.0
pling a set of structural models with the random parameters that are
Pushdown curve
generated with a correlation-controlled Latin hypercube sampling 0.5 DC-I
(CLHS) technique. Seventeen parameters including gravity loads, DC-II
material properties, and construction geometries are selected for 0.0
0 200 400 600 800 1000 1200
uncertainty analysis in this paper.
Displacement, Δ /mm
lated, which is valuable to provide insight on the variability of the a total of 2 × N var þ 1 structural samples are generated for sensi-
whole pushdown process. The identified α-capacity samples cor- tivity analysis, where 2 × N var are conducted at the lower and
responding to different DC are fitted with suitable distributions to upper bounds of parameters, whereas the additional 1 is conducted
depict their probabilistic properties. The probabilistic performance at their means.
of the structure with a column removed can be reliably estimated,
assuming that a large enough number of structures have been
sampled. Analysis Procedures
Fig. 3 illustrates the methodologies and main steps in this study.
As shown in the figure, structural modeling and definition of
Sensitivity Analysis Method
uncertainty parameters are the basic and first steps. For each case
The objective of the sensitivity analysis is to investigate the per- with a specific initial damage, a group of N sam þ 2 × N var þ 1 ¼
formance variability of the damaged structure caused by varying 135 structural models must be generated. As two RC frame struc-
uncertain parameters. To achieve this goal, a simple method based tures with two different initial damages are examined, a total of
on the probability theory is adopted. In this method, the random 4 × 135 ¼ 540 of pushdown analyses were carried out.
Development of random
structural models
(Nsam+2×Nvar+1 models)
Pushdown analysis
(Nsam+2×Nvar+1 cycles)
DC uncertainty DC sensitivity
Fig. 3. Analysis steps of uncertainty and sensitivity evaluation under pushdown analysis
7@3300
7@3300
(Specimen P1)
3600
3600
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4@8400 4@6000
(a) (b)
4#9
2#10
4#9 4#10
2#10
#4 hoops@140
720
#4 hoops@140
560
600
#4 hoops@120
4#9 4#9
4#10
400 600
Section A-A Section B-B Section C-C
(c)
Fig. 4. Frame elevation and the typical reinforcement details of the case study frame buildings (also shown is frame subassembly used in validation
study) (mm): (a) elevation of LF; (b) elevation of TF; (c) reinforcement arrangement
Case Study Buildings and Analytical Modeling compressive strength of concrete (f c ¼ 27.6 MPa); Young modu-
lus of concrete (Ec ¼ 24.3 GPa); yield strength of reinforcement
Characteristics of the Case Study Buildings (fy ¼ 413.8 MPa); and Young modulus of reinforcement (Es ¼
200 GPa). All the design characteristics of the case buildings are
Two RC moment-resisting frames with different span aspect ratios summarized in Table 1.
were selected as the case study buildings designed according to
ACI 318-08 (ACI 2008). The design dead loads distributed on the
floor and superimposed because of the ceiling were assumed as 5.2
and 1.0 kN=m2 , respectively. The design live load was assumed to Table 1. Design Characteristics of the Case Buildings
be 3.0 kN=m2 . Seismic forces were also considered in the design Characteristics Descriptions
with an assumption of a low-seismicity zone having a D-class site
Dead loads distributed on 5.2 kN=m2
and a stiff soil profile. The design spectral response acceleration the floor
parameter at 1 s is 0.34 g. Dead loads superimposed 1.0 kN=m2
Fig. 4 shows the frame elevation and the typical reinforcement due to ceiling
in beams and columns, in which TF and LF are used to represent Live load 1.0 kN=m2
the frames with span length of 6,000 and 8,400 mm, respectively. Site condition D-class site stiff soil profile
An identical elevation is used for both TF and LF. The height of Spectral response 0.34 g at 1 s
the first floor is 3,600 mm, and that of floors above is 3,300 mm. acceleration parameter
The frames have the same column section (see section C-C), Bay width 6,000 mm for TF
8,400 mm for LF
whereas LF has a larger beam section (see section A-A) than TF Story height 3,600 mm for the first floor
(see section B-B) because of its larger beam span. Two substruc- 3,300 mm for the floors above
tures taken from TF and LF have been tested at a quarter scale by Dimensions and reinforcement Section C-C for the columns
Qian et al. (2015a) to examine the load-carrying mechanism of details (Fig. 4) Section A-A for the beams of LF
RC buildings in resisting progressive collapse. The test data pro- Section B-B for the beams of TF
vide the opportunity to validate the structural modeling. The sub- Concrete properties f c ¼ 27.6 MPa (4 ksi)
structures from LF and TF are labeled as P1 and P2 (also shown Ec ¼ 24.3 GPa (3,600 ksi)
in Fig. 4), respectively, to be consistent with Qian et al. (2015a). Steel properties f y ¼ 413.8 MPa (60 ksi)
Es ¼ 200 GPa (29,000 ksi)
The nominal properties of the materials used in design are
(a) (b)
Fig. 5. Location of a removed column: (a) removal of an exterior column; (b) removal of an interior column
Fig. 6. Dimensions and reinforcement details of the test substructures (mm): (a) construction geometry of P1; (b) reinforcement arrangement of P1;
(c) construction geometry of P2; (d) reinforcement arrangement of P2
Force/kN
50
Column removal
40
Stress
Ultimate 30
height
Yield 20
Strain
width
y 10
Fracture Experiment
Simulation
0
0 50 100 150 200 250 300 350 400
Compression Steel bar
z Fiber section (a) Displacement/mm
80
Stress
Tension
70
Maximum
60
Strain
Force/kN
Crushing 50
40
Maximum Concrete
30
Generally, it is not easy to obtain accurate and complete corre- Δ and assigning them with the percentiles of 100 × ð0.5=N sam Þ;
lation relationships among different random variables because of 100 × ð1.0=N sam Þ; : : : ; and 100 × ½ðN sam − 0.5Þ=N sam . The dis-
the lack of knowledge and data. Therefore, only the correlation be- persion, β αjΔ , of the conditional α-capacity on a given Δ is then
tween f c and Ec was considered by a coefficient of 0.8 (Lee and determined by ðα84% 16%
Δ − αΔ Þ=2 and shown in Fig. 10, in which
16% 84%
Mosalam 2004), and the other parameters were assumed as inde- αΔ and αΔ are 16 and 84% fractile α-capacities, respectively.
pendent of each other. This partial correlation was involved into the The aforementioned method to summarize random pushdown
samples by Nataf transformation (Liu and Der Kiureghian 1986). curves is inspired by that used in incremental dynamic analysis
The spatial variability of material and dimensional properties is not (IDA) for statistical analysis of IDA curves (Vamvatsikos and
accounted for during random sampling with an implicit assumption Cornell 2002). It can be seen that the variation of pushdown re-
that all the random parameters are spatially fully correlated over the sponse is very small initially, whereas it is promoted quickly with
same structure. the increase of the vertical displacement. At a large displacement
stage, the value of β αjΔ can even go beyond 0.4. Such a large level
of variability reveals that it is unreasonable and unsafe to neglect
Uncertainty Analysis the effect of structural uncertainties for progressive collapse analy-
sis because it will underestimate the failure potential conditioned
Pushdown Uncertainty on large deformation. At the descending part of the pushdown
curves, some structural samples have lost their load-resisting capac-
By using 100 samples from the parameter distributions, the struc- ity. As a consequence, the fractile curves in this stage could include
tural model set is developed. Random pushdown curves are then reasonable error because of reduction of available data for statistics.
generated by performing analyses for each structural model from This is the main reason why β αjΔ does not increase significantly
the model set, as shown in Fig. 9. For pushdown analysis, a unified after the peak resistance.
target displacement, i.e., Δ ¼ 1,800 mm, is applied to the node To draw more reliable conclusions from the random pushdown
beyond the miss column for random structural models. Because of curves, the statistical pushdown curves in terms of the mean and 1
the variability of structural models, some structural models lose SD above and below the mean are also estimated and compared
their load-resisting capacity before reaching the target displace- with the fractile pushdown curves as shown in Fig. 11. The 16,
ment, whereas others survive. Moreover, a significant variation in 50, and 84% fractile curves are practically coincident with the
the α-capacity conditioned on a given Δ is apparent. For example, mean - SD, mean and mean þ SD curves, respectively. It is illus-
as shown in Fig. 9(d), the maximum values of α-capacity are vary- trated that structural uncertainty does not cause a biased predic-
ing within the interval between 1.5 and 3.0. Similar observations tion of mean response. Thus, a normal distribution becomes a
are also made in the other cases. These observations reveal the natural option to depict the probabilistic property of pushdown
significant effects of structural uncertainties on the load-resisting performance.
capacity. Thus, it is very important to examine the random nature
in pushdown curves and bring in the probabilistic view in pro-
DC Uncertainty
gressive collapse studies.
The 16, 50, and 84% fractile pushdown curves are derived (also After the pushdown curves are studied, the next step is to
plotted in Fig. 9) by sorting the conditioned α-capacity on a given confirm the effects of structural uncertainty on the specific DC.
Load factor, α
Load factor, α
2 2
1.5 1.5
1 1
Random pushdown curves Random pushdown curves
0.5 16% and 84% fractile curves 0.5 16% and 84% fractile curves
50% fractile curve 50% fractile curve
0 0
0 300 600 900 1200 1500 1800 0 300 600 900 1200 1500 1800
(a) Displacement, Δ/mm (b) Displacement, Δ/mm
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3 4
2.5
3
Load factor, α
Load factor, α
2
1.5 2
1
Random pushdown curves 1 Random pushdown curves
0.5 16% and 84% fractile curves 16% and 84% fractile curves
50% fractile curve 50% fractile curve
0 0
0 300 600 900 1200 1500 1800 0 300 600 900 1200 1500 1800
(c) Displacement, Δ/mm (d) Displacement, Δ/mm
Fig. 9. Random pushdown curves shown against the 16, 50, and 84% fractile curves of α given Δ: (a) TF-E; (b) TF-I; (c) LF-E; (d) LF-I
The α-capacities for DC-I and DC-II are determined from each of
the random pushdown curves, as shown in Fig. 12. The correspond- Sensitivity Analysis
ing empirical failure probabilities are then calculated and idealized
by a continuous normal distribution, as shown in Fig. 13. It is ap-
parent that the idealized normal distributions fit the empirical prob- Pushdown Sensitivity
abilities well. Table 3 provides the fitted distribution parameters. Pushdown sensitivity analyses are performed by testing each un-
It is found that the median (50%) α-capacities from statistics are certainty parameter independently with 1 SD above or below its
almost identical with the means from fitting. This is expected be- mean. The sensitivity is then evaluated from the pushdown curves,
cause the mean and 50% fractile pushdown curves are quite close as shown in Fig. 14. The curve with the mean parameters (base-case
to each other (Fig. 11). As indicated in Table 3, DC–II has a mean curve) always appears as a solid line, whereas the curves corre-
α-capacity that is approximately 1.5–2.0 times larger than that of sponding to upgraded and degraded parameter are distributed
DC-I. As DC-I and DC-II are defined as the elastic limit and the around its sides. Because of limitation in paper length, only the
plastic limit, respectively, the observation implies that the mean of results of case TF-I are presented. Similar observations were ob-
the safety margin ratio ranges from 1.5 to 2.0 for the studied frames. tained for remaining cases.
The SDs for DC-I and DC-II are approximately 0.2 and 0.4, respec- As shown in the figure, the parameters of DLf , LL, f y , fu , Hb ,
tively. This illustrates the significant variability in load-resisting and As;Beam have relatively large effects, whereas the rest of the
2.5 2.5
Load factor, α
Load factor, α
2 2
1.5 1.5
(a) (b)
3 3.5
2.5 3
2.5
Load factor, α
Load factor, α
2
2
1.5
1.5
1 Mean curve Mean curve
50% fractile curve 1 50% fractile curve
0.5 Mean±SD 0.5 Mean±SD
16% and 84% fractile curves 16% and 84% fractile curves
0 0
0 300 600 900 1200 1500 1800 0 300 600 900 1200 1500 1800
(c) Displacement, Δ/mm (d) Displacement, Δ/mm
Fig. 11. Comparison of statistical pushdown curves based on the lognormal assumption and the normal assumption: (a) TF-E; (b) TF-I; (c) LF-E;
(d) LF-I
3.5 3.5
3 3
2.5 2.5
Load factor, α
Load factor, α
2 2
1.5 1.5
1 1
Random pushdown curve Random pushdown curve
0.5 DC-I 0.5 DC-I
DC-II DC-II
0 0
0 300 600 900 1200 1500 1800 0 300 600 900 1200 1500 1800
(a) Displacement, Δ/mm (b) Displacement, Δ/mm
3 4
2.5
3
Load factor, α
Load factor, α
1.5 2
1
Random pushdown curve 1 Random pushdown curve
0.5 DC-I DC-I
DC-II DC-II
0 0
0 300 600 900 1200 1500 1800 0 300 600 900 1200 1500 1800
(c) Displacement, Δ/mm (d) Displacement, Δ/mm
Fig. 12. Random pushdown curves conditioned on different scenarios of column removal together with the identified DC: (a) TF-E; (b) TF-I;
(c) LF-E; (d) LF-I
0.8 0.8
Failure probability
Failure probability
0.6 0.6
0.4 0.4
DC-I: Empirical DC-I: Empirical
0.2 DC-II: Empirical 0.2 DC-II: Empirical
DC-I: Fitted DC-I: Fitted
DC-II: Fitted DC-II: Fitted
0 0
0.5 1 1.5 2 2.5 3 3.5 0.5 1 1.5 2 2.5 3 3.5
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1 1
0.8 0.8
Failure probability
Failure probability
0.6 0.6
0.4 0.4
DC-I: Empirical DC-I: Empirical
DC-II: Empirical DC-II: Empirical
0.2 0.2
DC-I: Fitted DC-I: Fitted
DC-II: Fitted DC-II: Fitted
0 0
0.5 1 1.5 2 2.5 3 3.5 0.5 1 1.5 2 2.5 3 3.5 4
(c) Load factor, α (d) Load factor, α
Fig. 13. Empirical probability function of DS and the fitted normal distributions: (a) TF-E; (b) TF-I; (c) LF-E; (d) LF-I
parameters show very limited influences as these three curves are the means could increase the ultimate deformation of structure
almost identical. As expected, the gravity loads have impressive significantly, which agrees with the results from Bao et al. (2008)
effects on pushdown results as shown in Figs. 14(a and c). The dead and Qian and Li (2013) well. In their studies, increasing the amount
load on the roof, DLr , shows negligible influence [Fig. 14(b)] as it of beam transverse reinforcement ratio will considerably increase
accounts for a very limited percentage of the total dead loads. the ultimate deformation capacity of the RC frames to resist pro-
Compared with DLf , the live load on the floor, LL, shows less gressive collapse.
influence [Fig. 14(b)] because only the variation in the sustained
load component is considered. It is predictable that f y has signifi-
cant effects initially. However, its effects decrease with increasing DC Sensitivity
displacement at the stage until peak α-capacity, in which catenary The sensitivity of each uncertain parameter on specific DC is
action becomes the main load-resisting mechanism, and are con- investigated by the tornado diagrams, as shown in Figs. 15 and 16.
trolled by the ultimate strength of the reinforcement fu . As shown As illustrated in the figures, the parameters of DLf and f y dem-
in Fig. 14(j), the effects of f u further confirmed the prediction. onstrated their importance on DC-I, whereas DLf and f u have the
Moreover, the height H b and the reinforcement area As;Beam of most influences for DC-II. Furthermore, the effect of As;Beam
beams also show considerable influences. on both DC is also considerable. It is expected that DLf is the
Some of the remaining parameters apart from the aforemen- most influential parameter because of its close association with
tioned show significant clear effects on the ultimate deformation α-capacity. Because DLr and LL only account for a small part of
capacity of the frames. For instance, as shown in Figs. 14(h and q), the total gravity loads, they show less significance than DLf . As
increasing the stirrup-related parameters fyt and Ast to 1 SD above DC-I is defined by the first yielding of steel bars in beams, fy
shows significant effect. f u becomes significantly influential for
DC-II because it contributes largely to the peak load-resisting
Table 3. Moments from Fitting the Empirical Probabilistic Distributions of capacity. fc shows considerable effect on DC-I placed in line to
DC-I and DC-II As;Beam because f c is a key factor for the compressive arch action
DC-I DC-II that is the main load-carrying mechanism corresponding to DC-I.
When it comes to DC-II, however, fc has a narrow swing because
Scenarios Median Mean SD Median Mean SD
the catenary action becomes the dominant load-carrying mecha-
TF-E 1.30 1.30 0.22 2.09 2.07 0.36 nism where concrete plays a negligible role.
TF-I 1.05 1.06 0.16 2.17 2.13 0.37 The tornado diagrams corresponding to different DC and differ-
LF-E 1.25 1.24 0.18 1.87 1.81 0.40 ent studied frames also appear different. In particular, the tornado
LF-I 1.39 1.40 0.21 2.59 2.55 0.46
diagrams seem more symmetric for DC-I compared with that for
Load factor, α
Load factor, α
Load factor, α
2
1.5 1.5
Load factor, α
Load factor, α
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Load factor, α
Load factor, α
Load factor, α
Load factor, α
Load factor, α
Load factor, α
Load factor, α
2.5 2.5
2 2
Load factor, α
Load factor, α
1.5 1.5
1 Mean-std 1 Mean-std
0.5 Mean 0.5 Mean
Mean+std Mean+std
0 0
0 300 600 900 1200 0 300 600 900 1200
(p) Displacement, Δ/mm (q) Displacement, Δ/mm
Fig. 14. Sensitivity of the pushdown curves to the considered uncertain parameters: (a) DLf ; (b) DLrf ; (c) LL; (d) f c ; (e) f t ; (f) Ec ; (g) f y ; (h) f yt ;
(i) Es ; (j) f u ; (k) Bb ; (l) Hb ; (m) L; (n) t; (o) As;Beam ; (p) As;Column ; (q) Ast
DLf DLf
fy fy
As,Beam As,Beam
LL fc
fc t
t LL
Hb Hb
Ec Ec
L L
fyt fyt
Es Es
As,Col As,Col
DLr DLr
Bb Bb
ft
Mean variables
Mean variables ft
fu fu
Ast Ast
1.1 1.2 1.3 1.4 1.5 1.2 1.3 1.4 1.5 1.6 1.7
Load factor, α Load factor, α
(c) (d)
Fig. 15. Tornado diagrams for DC-I: (a) TF-E; (b) TF-I; (c) LF-E; (d) LF-I
DC-II. Moreover, especially for DC-II, the bars in the tornado performance of RC frame structures subjected to a column loss
diagrams for LF are more skewed compared with that for TF. have been examined by means of uncertainty and sensitivity anal-
The skewness of bars does not affect the significance of the uncer- ysis, respectively. The following general conclusions have been
tain parameters because the significance is only decided by the drawn:
length of bars. Nevertheless, the skewness of bars reflects different 1. The dispersion of random pushdown curves could go beyond
influences of the uncertain parameters on the performance of the 0.4. The standard deviations of α-capacity corresponding to
studied frames under different missing-column scenarios. On the DC-I and DC-II were approximately 0.2 and 0.4, respectively.
basis of the obtained probabilistic distributions for DC-I and The considerable variability on their responses reveals the sig-
DC-II (Table 3), for the same studied frame, the variability inherent nificant effects of structural uncertainty on the performance of
in DC-I is smaller than that existing in DC-II, thereby leading to a RC frame structures against progressive collapse. A normal dis-
more symmetric tornado diagram. LF is found to be more signifi- tribution was proven suitable to depict the probabilistic charac-
cantly influenced by uncertainties than TF because, conditioned on teristics of the behavior of the damaged structure with an initial
the same DC, the fitted SD values for LF are larger than that for TF loss of column.
(Table 3). This may partially contribute to the asymmetry observed 2. The DIF defined for the case study frames according to the
in the tornado diagrams for LF. To sum up, in addition to the un- guidelines (GSA 2013; DoD 2013) were less than the mean
certainty parameters, the damage state, the structural design, and α-capacities of DC-II. Moreover, from the fitted normal distri-
the missing-column scenarios totally impose influence on the re- bution of DC-II, the conditional failure probability are com-
sults of sensitivity analysis. The exact relationship between them puted as 3.0, 3.0, 16, and 1% for the cases of TF-E, TF-I,
deserves further studies and is beyond the scope of this study. LF-E, and LF-I, respectively. The limited failure probabilities
imply that the studied frames could survive the sudden loss of
a column with high likelihood.
Conclusions 3. The parameters of dead load in floor (DLf ), yield and ultimate
strengths of steel bars (f y and f u ), and reinforcement area of
The influence and significance of the inherent randomness of grav- beams (As;Beam ) show apparent effects on the residual capacity
ity loads, material properties, and construction geometries on the of structures in resisting progressive collapse.
DLf DLf
fu fu
Bb L
As,Beam Bb
As,Beam
LL
L fy
fy t
Es DLr
t fyt
Hb LL
fc Hb
Ast fc
DLr Ec
As,Col Es
fyt
Mean variables
Ast
Ec Mean variables As,Col
ft ft
1.7 1.8 1.9 2.0 2.1 2.2 2.3 2.0 2.5 3.0 3.5
Load factor, α Load factor, α
(c) (d)
Fig. 16. Tornado diagrams for DC-II: (a) TF-E; (b) TF-I; (c) LF-E; (d) LF-I
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